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diff --git a/79014-0.txt b/79014-0.txt new file mode 100644 index 0000000..b7d672e --- /dev/null +++ b/79014-0.txt @@ -0,0 +1,10709 @@ +*** START OF THE PROJECT GUTENBERG EBOOK 79014 *** + + + + + GESTALT + PSYCHOLOGY + + BY + DR. WOLFGANG KÖHLER + + NEW YORK + HORACE LIVERIGHT + 1929 + + + + + Copyright, 1929, by + Horace Liveright, Inc. + + First printing, April, 1929 + Second printing, April, 1929 + Third printing, August, 1929 + Fourth printing, October, 1929 + + PRINTED IN THE U. S. A. BY + QUINN & BODEN COMPANY. INC. + RAHWAY, N. J. + + + + + _To_ + MAX WERTHEIMER + + + + +_Preface_ + + +I OFFER this book to the patient reader, feeling more than ever how +much I have been inferior to my task. Nothing is easier than to +criticize it. _Gestalt_ psychology, the subject matter I have tried +to present, resembles in 1928 a promising start more than a complete +achievement. At all events it would have been difficult to introduce +it adequately. To present it skillfully in a foreign language was far +beyond my linguistic ability. I have done all that I possibly could. +The greatest difficulty, however, is that only certain simple and +almost crude concepts of _gestalt_ psychology would yield to my painful +efforts to convey them through the medium of English. Under these +circumstances the optimism of my excellent publisher is responsible if +the incomplete portrait of an incomplete thing is here recommended to +public consideration. + +Certain other trends in contemporary psychology are discussed in +connection with _gestalt_ psychology. The first question a foreign +psychologist has to answer in America is, of course: How do you like +behaviorism? This vigorous school has energetically drawn certain lines +beyond which a psychologist should never go. And, then, indicating the +only direction that all psychologists must take, it has left little +place open for free discussion of theory and research; in other words, +it has developed into such a fundamentalism that I felt myself forced +to clear my way for a certain liberalism to which I am accustomed in +science. + +With introspectionism things are not entirely different. In this +psychological school a scheme of procedure, which is just the +opposite to my own, has become dominant. This is unfortunate. If +behaviorists should refuse to take account of this book because in +it _direct experience_ is employed and referred to without apology, +introspectionists would not treat it any better, since my use of +experience, from their point of view, is not of the right sort. I have +had to explain, then, not only how I could eat the forbidden fruit in +spite of all commandments, but also why I took the common ware from the +street and from the market-place instead of buying the standardized +and sterilized products which introspection would furnish from its +cultivated orchard. It was my aim, however, to make this discussion +productive and, in addition to criticism, the reader will find some of +our own rules of procedure expressed in these first chapters. If the +fighting spirit should be found to prevail in some paragraphs, I beg +you to remember that, as in politics, we sometimes strike at a system +though we are fond of its defenders. + +Certain psychologists, both in the United States and in England, +will recognize their own ideas or, at least, find some similarities +to them, in these chapters. Instead of treating all the instances of +this convergence and agreement in detail, I only mention the theory of +“emergent evolution” and the doctrine of Professor Whitehead’s imposing +work, with all the respect which is due them both. Perhaps Professor R. +M. Ogden will allow me to call him a _gestalt_ psychologist. I have not +been able to see quite clearly to what degree there is agreement with +certain other eminent psychologists. In Professor Bentley’s well-known +book, for example, his term “organization” sometimes seems to come very +near the concept of _gestalt_. But there must be some difference, since +on the other hand, the basic doctrine of introspective psychology seems +to be preserved in a manner incompatible with _gestalt_ psychology. +Future development will undoubtedly show whether or not our views can +be brought to a full congruence. + +Dr. Mortimer Adler deserves the reader’s thanks as well as my own for +the skill and tact which he displayed in the correction of my text, +which was finally revised by K. Koffka. + +My thanks are due to Mrs. L. Köhler, without whose help my work would +have been all but impossible. + +To Max Wertheimer I should like to dedicate something of which I could +be prouder than these ten chapters. I hope he will accept them, +however, as a testimony of my good will and of our friendship. + + W. K. + + Ormor, Sweden, + August 12, 1928. + + + + +_Contents_ + + + CHAPTER PAGE + + PREFACE vii + + I. THE VIEWPOINT OF BEHAVIORISM 3 + + II. PSYCHOLOGY AS A YOUNG SCIENCE 35 + + III. THE VIEWPOINT OF INTROSPECTION 70 + + IV. DYNAMICS AS OPPOSED TO MACHINE THEORY 103 + + V. SENSORY ORGANIZATION 148 + + VI. THE PROPERTIES OF ORGANIZED WHOLES 187 + + VII. BEHAVIOR 224 + + VIII. ASSOCIATION 269 + + IX. REPRODUCTION 301 + + X. INSIGHT 349 + + INDEX 395 + + + + +GESTALT PSYCHOLOGY + + + + +I + +_The Viewpoint of Behaviorism_ + + +THERE seems to be a single starting point for psychology, exactly +as for all the other sciences: the world as I find it, naïvely and +uncritically. The naïveté may be lost as we proceed. Problems may be +found, which were completely hidden from our eyes at first, and for +their solution it may be necessary to devise concepts which seem to +have little contact with uncritical experience; nevertheless the whole +development should begin with a naïve picture of the world. This origin +is necessary because there is no other basis from which a science can +arise. In my case, which may be taken as representative of many others +essentially similar to it, that naïve picture consists, at this moment, +of a blue lake with dark forests around it, a big, gray stone, hard +and cool, which I have chosen as a chair, a paper on which I write, +a faint noise of the wind which hardly moves the trees, and a strong +odor characteristic of boats and fishing. But there is more in this +world: somehow I now behold, though it does not become fused with the +blue lake of the present, another lake of a milder blue, and I find +myself, some years ago, looking at it from its shore in Illinois. I am +perfectly accustomed to beholding thousands of pictures of this kind +which arise some way or other when I am alone. And there is still +more in this world: my hand and fingers moving lightly over the smooth +surface of the paper; now, when I stop writing and look around again, +there is a feeling of health and vigor, but in the next moment I feel +something like a dark pressure somewhere in my interior which tends to +develop into a feeling of being hunted--I have promised to have this +manuscript ready within a few months. + +Most people live in such a world permanently, which is _the world_ for +them, and hardly ever find problems or difficulties in its properties. +Crowded streets may take the place of the lake, a cushion in a sedan +that of my stone, some serious words of a business transaction may be +remembered instead of Lake Michigan, and the dark pressure may have +to do with tax-paying instead of book-writing. All these are minor +differences so long as one takes the world at its face-value, as we all +do except in those hours when science disturbs our natural attitude. +There are problems, of course, even for the most uncritical citizen of +this first-hand world. But, for the most part, they do not refer to the +nature of it; they are of a practical or an emotional sort and they +usually mean that, this world being taken for granted, we do not know +how to judge or how to behave in that actual part of it which we face +as our present situation. + +Various sciences, most of all physics and biology, began centuries +ago to destroy the simple confidence with which human beings take +that naïve world as _the reality_. Though hundreds of millions still +remain undisturbed, the scientist has found it, in some respects, full +of almost contradictory properties. Fortunately he has been able to +discover another world, as it were, behind it, whose properties, highly +different from those of the everyday world of naïve people, do not seem +to be contradictory at all. No wonder therefore that now, as psychology +begins to be a science, some of its most energetic students should wish +to make it go the way of the exact sciences at once. Indeed, if other +sciences have found the naïve world of everyday reality impervious to +and unavailable for scientific method, what hope of better success can +we as psychologists have? And if the enormous and almost impossible +feat of jumping out of the world of direct, but confused, experience +into a world of clear and hard reality, has already been achieved by +physical science, it would seem wise for the psychologist to take +advantage of that great event in the history of science and begin to +construct psychology on the solid basis laid down by the physicist and +the physiologist outside the field of uncritical experience. + +A few words about the history of scientific criticism will help to +define better the material or field to be given up by psychological +investigation and to indicate what shall be taken as a better object +of research. Our naïve experience consists of objects, their properties +and changes, existing quite independently of us. It does not matter to +them and their existence whether or not we see and feel and hear them; +they remain exactly as they are when we state their properties, when +we are not present or are occupied in other matters. It was a great +step when men began to ask how seeing and feeling and hearing occur, +and it was a revolution when they found that colors and noises and +smells, etc., were merely products of some of the influences exerted +on man by his surroundings. Still these surroundings seemed to subsist +in their primary characteristics and to remain “the real world,” if +only you subtracted those “secondary qualities” as purely subjective +ingredients. But finally even the “primary qualities” of naïve realism +were assimilated to the secondary as subjective. The form, weight and +movement of the objects of immediate experience were treated as colors +and sounds, i.e., as functions of the experiencing organism, as end +results of its complicated processes. And therefore we cannot hold that +these objects excite the processes, since, according to this point of +view, their very existence as parts of immediate experience is only a +consequence of these processes. So the picture of the objective and +independent _physical world_ of physical things, of physical time, +of physical movement and physical space, has to be constructed as +something different from the world-picture of direct experience. + +Physical objects, which _as such_ we can neither see nor feel, exert +upon each other a great variety of physical influences, which _as such_ +similarly do not occur in the world of immediate experience. There is +one physical object more interesting than all the others but in every +way as foreign to naïve experience as they are: that is my physical +body, an astounding system of electromagnetic entities. If the right +influences be exerted upon this system by other physical objects, +those processes will occur in it, the consequences of which I know +as the exterior part of the world of naïve experience, the so-called +external sensory world. But an enormous amount of physical activity +is constantly going on inside my body. We have sufficient grounds, +therefore, to assume that there are still other processes with the +occurrence of which the _inner_ side of our immediate experience is +connected: such are the feeling of strain, when I contract the muscles +of my arm, also that of hunger and fatigue, my “memory image” of Lake +Michigan, fear and hope and so on, almost _ad infinitum_. + +At present we shall not consider _how_ the physicist accomplishes the +gigantic task of investigating the properties of a world which does not +appear directly in any part of immediate experience. But there can be +no doubt concerning the remarkable success of his procedure. Whereas +the world of naïve man is somewhat confused, revealing its subjective +character in any critical discussion of its properties, the world of +the physicist gives short shrift to confusion and contradiction. And +though we find ourselves surprised by the rapid changes which physical +theory undergoes in our times, we still have the feeling that progress +is made with most of these changes. Eventually there will be agreement +about all the more important properties of the physical world. + +For a while psychology was supposed to be the science of the events of +direct experience, both in its external and its internal aspects, as +contrasted to physical objects and occurrences.[1] By description of +direct experience the psychologist hoped to get not only an orderly +registration of all the possible varieties of such experience, but also +a great deal of information about the functional relations among these +events. He even aimed at formulating laws governing the flow of direct +experience. + +The well-known psychological school of behaviorism has leveled +against the older psychology the criticism that it was misguided +both with respect to its subject-matter and its aim. It has not been +possible, according to the behaviorist, to register the varieties +of direct experience in a convincing manner, nor has anything come +of the attempt to describe their functional relationships or to +formulate the laws of so-called “mental life.” In no respect, the +behaviorist holds, do we have the impression that there exists a real +and progressive science of direct experience, clear in its methods +and results. On the contrary, we find endless discussions of minor +and, less frequently, major items, different psychologists giving +quite different descriptions of “facts” which are supposed to be more +or less the same for both of them. Take the example of “images”! One +psychologist claims to have them in numbers, many of them almost as +lively and concrete as perceptions. Others tell us that there are no +real images at all in direct experience and that probably the first +man was deceived by words or other motor phenomena which correspond to +objects and facts not actually present in experience. If the famous +method of “introspection,” i.e., observation of direct experience,[2] +cannot give better results in such a gross investigation, what shall +we expect from it when we are confronted by questions of equal or +even greater importance which are also more subtle and intrinsically +more difficult? Unfortunately, the adherents of introspection do not +seem to trust their own procedure. At least they must have agreed +upon facing important problems as seldom as possible, since they are +occupied mainly with describing the more remote and less exciting +corners of experience, as e.g., minor nuances of sensations, or the +“glassy” appearance of certain parts of space, and so forth. If all I +have to do to develop the science of direct experience is to describe +it, why then not attack the central facts of “mental life” at once, +instead of scratching a little at the surface, or periphery, of it? +There was a time in Germany, not very long ago, when people began to +joke about psychology’s ponderous discussion of trifles. And, indeed, +it was strange to see how the description of a direct experience, what +happens, for instance, during a single comparison of two tones or +colors, could fill hundreds of pages without giving us the slightest +positive idea about how the occurrence and accuracy of such a +comparison might be explained. Even in a state of perplexity a science +can be highly interesting. But psychology, so far as it deals with +direct experience by the method of introspection, has not only been a +complete failure; it has also become boresome for all those who are not +professionally connected with it. + +And the behaviorist is not slow in giving us reasons why this must +be so. The meaning of “direct experience,” through opposition to the +world of physics, becomes associated with concepts like “the mental,” +“mind” and “soul,” almost without our being aware of this association. +Thus gradually this term becomes the expression for “spiritual life” +or the name for the effects of a special mental substance, existing +independently of the facts of physics and biology. Consequently, all +the old prejudices and superstitions of religious or metaphysical +extraction slip into the concept and into the treatment of direct +experience. The psychologist loses his impartial judgment; what he has +heard about “mind,” or “soul,” and their miraculous properties since +the early days of his childhood, creeps into his statements and makes +“introspection” an ill disguised rhetoric in favor of prescientific +mythology and medieval darkness. + +However, if this were the only argument against introspection, the +introspectionist might answer that if the behaviorist were right in +this point, his criticism would not apply to the description of direct +experience itself, but rather would indicate an accidental source of +defect in the method. Then, some increase of self-criticism and a +careful elimination of religious or metaphysical interests in students +of psychology might be a remedy for these defects, and a very welcome +gesture towards sober behaviorism at the same time. + +But the behaviorist has other reasons for not accepting direct +experience as a field of scientific research. First of all, as a +procedure, introspection lacks the chief methodological virtue of +physical research, a position of observation external to the system +under observation; on the contrary, it is a special process _in_ this +system itself, and all chances are against its leaving the “observed” +parts of the system undisturbed. _Hinc illæ lacrimæ!_ An example of +this is the attempt to study introspectively the direct experience +of sorrow and joy; they do not remain the same, but rather tend to +disappear when the selfsame person who has or had the sorrow and the +joy must assume the attitude of introspection. + +But even supposing that this difficulty might be overcome by some +scarcely imaginable improvement of the method, we still should +find it useless, the behaviorist argues, because of its miserable +and inevitable subjectivity. What is the first characteristic of +an objective statement as the result of an objective scientific +procedure? That whoever happens to be interested in it can be obliged +to understand it in one determinate meaning, if only you give him exact +definitions of the terms you are using in your statement. So we define +the atomic weight or the atomic number of an element, so analogy and +homology of morphological structures, and there is no physicist or +biologist who does not know the exact significance of those words. +If now you listen to psychologists talking, let us say, about the +“confusion” which they observe in peripheral vision, what exact meaning +can be conveyed by this word so long as it is not fixed by definition? +A real definition, however, seems to be impossible wherever one has to +do with the ultimate data of direct experience. If you are asked for +the definition of “confusion,” you may attempt to define it negatively, +say in terms of “lack of clearness.” But that does not help you very +much, since your friend will then ask what you mean by “clearness.” +You may tell him that a rather high degree of clearness is a normal +property of the central parts of a simple and orderly visual field. But +such a field might have more than one normal property and you did not +give a _differentia specifica_ in your pseudo definition, in addition +to which the words “simple” and “orderly” need definition as badly as +did “confusion” and “clearness.” In any case, you have now resorted +to the only thing which seems feasible where, as in this field of +direct experience, a true definition cannot be achieved, viz., a kind +of _demonstration_. You do not define your term, but you give your +friend a hint about what conditions are necessary in order to have +the specific kind of direct experience about which you are talking. +Supposing that he understands the words by which you describe those +conditions, there is some chance now that he may attach your undefined +term to the precise phase of his actual direct experience that your use +of the term intended. But what a crude and altogether vague procedure +this is, if you compare it with the elegant definitions of the exact +sciences! + +And still we have supposed that, given the same conditions, your +friend, who cannot make statements about any direct experience +except _his own_, must find in it the same properties, objects and +occurrences, which you have found in _your_ direct experience. You +cannot, as the physicists seem to do, make your two statements about +one and the same event, neither do you make readings from one and the +same apparatus or scale. You have _two_ events in _two_ experiences. +What is your evidence for assuming that under the same conditions the +ultimate data of experience are the same for both of you? Unfortunately +you shall never know whether this is the case or not. On one hand, +color blindness and similar phenomena show conclusively that such +an identity does not exist; on the other, you have no proof of that +identity even in those cases where all the tests you might imagine +give the same description, i.e., the verbal report you both make. Your +friend may report “red” where you say “red.” Still you do not know +more than that your friend always has the _same_ quality wherever and +whenever you have your “red,” without knowing at all that he has _just +that_ quality which you call “red.” Neither does it help you to a real +identification of qualities in the two direct experiences that what he +calls “red” seems to have (more or less) the same “stimulating” value +as you find verified in your own description, because you will see at +once that he may use the same term “stimulating” in quite a different +meaning, so that he does not have the same kind of experience when he +uses it. + +This is subjectivity in its extreme form. If every one has his own +direct experience and if he is forever excluded from that of all other +persons, direct experience is the private affair of each of us, and +with respect to it a common science cannot possibly be achieved. +Indeed, so little can be derived from the direct experience of one man, +concerning similar experiences in others, that, in epistemology, it has +become a truism that I shall never know whether or not there exists +any “direct experience” at all even in my best friend. Whatever I see +or hear when we talk together is a part of _my_ experience. Certainly, +what I call his attitude, or his voice, in my experience, is determined +by physical events in the muscles and in the nervous system, etc., +of his physical body. It is not only possible but even necessary to +understand these physical events from the viewpoint of pure physics +or physiology. Consequently, there is no proof that some of these +processes in my friend are accompanied by “direct experience” in him. + +The behaviorist might add to this criticism that he does not deny +the great contributions which, before his time, the older forms of +psychology have made to the advancement of this science. But he will +say that, looking upon those achievements from the present point of +view, one will easily discover a simple fact: viz., that nearly all of +them are to the credit not of introspection and description but of the +“objective experiment.” The meaning of this word may be explained as +follows: Instead of making a subject observe and describe his direct +experience in a given case, we place him in a well-defined situation +to which he has to react by certain performances. These we can state +and measure without his giving us any description of his experience. +So Weber’s law was discovered; this was the kind of experiment by +which Fechner made psychology an experimental science; memory and the +formation of habits were investigated by research of this type with +almost no introspection; and since Binet and Simon we have learned to +treat intelligence in the same manner. If we are not mistaken, even the +introspectionist gives us “descriptions” of colors and tones, pleasure +and volition, only so long as he has not found a method by which he +might transform them through objective experiments into measurable +achievements or reactions. The introspectionist himself seems to accept +the “descriptive” observation of a fellow introspectionist, according +to the measure in which the other has been able to give objective +experiments as a verification and corroboration of his descriptions. +What, then, is the use of “direct experience” and its description? + +From their common criticism all behaviorists do not draw quite the +same conclusions about “direct experience.” None of them, it is true, +find direct experience a matter of interest for science, since as the +private affair of those who have such experience it is not accessible +to the objective observation undertaken by others, as it ought to +be were it a proper object of scientific research. A few members +of the school seem to go so far as to deny the existence of direct +experience altogether; they simply abominate the notion. But these +minor differences of opinion are of no importance for us, because +in the question of _method_ all behaviorists have not only the same +negative but also the same positive opinion. Their program is a simple +consequence of the foregoing argument. In his objective experiment the +psychologist has tacitly accepted the procedure of the exact sciences, +even if he has not become fully aware of the difference in principle +which separates this attitude from that of introspection. Both the +physicist and the chemist are interested in knowing how a system +which they are investigating will react when exposed to a certain +set of conditions; they also ask how the reaction will change with a +variation of those conditions. Both questions are answered by objective +observation, registration and measurement. This is exactly the form of +real experimentation in psychology, too: a subject of a certain type +(child, adult, man, woman, animal) is the system to be investigated; +certain conditions are given and objectively controlled; the most +important of these we call “the stimuli”; and a reaction occurs which +is observed quite objectively. + +The only thing which psychologists need, then, is to recognize, +generally and in principle, that this form of procedure is the only +possible one, and also that it is precisely the same as that of all +other exact sciences. Behavior, i.e., the reaction of a living system, +is its only subject-matter, and behavior in no way includes any direct +experience. In the experimental work of the future, even the highest +forms of behavior will be studied and described in purely objective +terms. They _must_ be, since personal, direct experience does not occur +at a single point in the whole experiment. For some this truth is +somewhat hidden by the fact that in most of our experiments language +reactions are of a special importance. If the experimenter himself +enjoys what he calls direct experience and if this experience includes +a great many things associated with words, he will be inclined to +take the words of his subject as signs of similar direct experience +on his part. Nevertheless, the words are registered as responses +of the subject, and as such are purely objective, physical facts, +produced by certain processes in the larynx and the mouth of the +subject. Though the experimenter knows that other objective processes +(of innervation, inhibition, and so forth) will have occurred before +these sound waves are produced by the action of muscles, he will +never be able to decide, according to our analysis, whether there was +any direct experience accompanying those inner processes. Perhaps +we should discipline ourselves to a less frequent use of language +reactions in our experiments, until finally we overcome the danger of +associating language with direct experience, and introspection will +have disappeared from psychology as an exact science. + +Of course, not all the reactions of the subject are observed with +equal facility in the objective manner. Sometimes even strong +stimulation will not produce any overt behavior which can be registered +externally with our present methods. But in the majority of these cases +the physiologist can give us highly valuable information about the +functioning of the autonomic part of the nervous system and about the +subsequent reactions which occur in the most important visceral organs, +including the endocrine glands. One of the main tasks of psychology +will be to develop and to adapt the physiological techniques until +these visceral reactions can be registered with perfect ease under the +conditions of behavioristic experimentation. We also have some evidence +for assuming that, in addition to the reactions just mentioned, +so-called “thinking” consists in slight innervations of the muscles +concerned in speech reactions. + + * * * * * + +So far I hope that I have given a fair statement of the opinions which +prevail among behaviorists. It ought to be the more correct, since I +sympathize with these opinions in several points, most of all in the +criticism of “introspection.” Indeed, much of current introspection +seems to be rather sterile and, in an odd contrast to its ambitions, +to lead research away from the more urgent problems. Whether this be +an intrinsic property of introspection or merely a consequence of some +accidental mistake usually associated with it, we shall discuss later +on. + +At present, we have a simpler problem before us. In the natural +sciences, so the behaviorist tells us, methods deal with objective +reality, whereas in the treatment of direct experience--if there +is such a thing--they deal with something entirely subjective. Is +that true? Is that the real reason why natural science has won the +admiration of the world and psychology is still in an embryonic state? +I cannot admit it. It seems to me that, starting with an admirable +enthusiasm for exactness, behaviorism has been misled completely at +this point and that, consequently, the energy spent by behaviorism in +its fight against “direct experience” and “consciousness” has been +spent in the wrong direction. So, at least, the situation appears to me +because, whatever may have happened to the keen leaders of behaviorism +in their individual development, I must give the following report about +myself. It is a well-known story, but some psychologists seem to have +forgotten it. + +There cannot be the slightest doubt for me that, as a child, I had +“direct experience” before I even dreamed of a world like that of +physics. Of course, I did not know that term then, which could acquire +its meaning later on only by the very fact that the world of physics +became opposed to it. There were innumerable varieties of experiences +appearing as “objective,” i.e., as existing or occurring independently +and externally. There were other experiences which belonged to me +personally and privately, and insofar were “subjective,” such +as, among others, dreadful fear upon certain occasions, and an +overwhelming, warm happiness at Christmas. + +In the following chapters we shall be occupied mainly with “objective +experience.” This term, however, may be misinterpreted rather easily. +So I shall try to specify its meaning a little more. Doing so, I shall +even run the risk of repeating some arguments several times, because +this is the point where most of our difficulties arise. + +The name “experience” seems to indicate that, though appearing as +“objective,” those things and events were felt by me as “being given in +my perception” and therefore as “subjective.” Certainly, they were not. +They simply _were there outside_, and at that time I had no suspicion +whatever of their being the effects of something else upon “me.” I +must go further. There was not even a question of their depending upon +my presence; upon my keeping my eyes open, and so forth. When I went +around an object it remained the same identical thing. So absolutely +“objective” were those objects and events, that there was no place left +for a more objective world. Even now, this “objectivity” is still so +strong and natural, that I am constantly tempted to attribute to the +interior of these self-same “things” all those properties which, in the +meantime, physics has taught me to attribute to objects of the physical +world. When, in these pages, I talk about “direct experience” of +the “objective” type, the word is always used in this meaning: e.g., +a chair as something there outside, hard, stable, brown, generally +without any taint of “being perceived” by me, of being “a subjective +phenomenon.” + + In some cases, it is true, the discrimination between the + “objective” and the “subjective” side of direct experience may + become dubious: as with after-images or with the prick of a needle + in my finger. That does not make the discrimination less important + in itself. In physics the discrimination of the conducting + substances from insulators remains of high value, though between + the extremes we find a great many intermediate cases. For us, the + main point is the fact that in “things” and their “movements,” + etc., an almost unsurpassable degree of “objectivity” is reached. + +At the time when I began to understand physics I did not learn only +about the physical world. Another lesson was necessarily connected with +studying physics, and it was this lesson that gave the term “direct +experience” its connotation or, better, which introduced me to a manner +of thinking that made the meaning of “direct experience” clear. The +physical world could not be the same as that “objective” world which +I had had around me the whole time. Certain physical objects were +found to influence a particularly interesting physical body, viz., my +physical organism, and what has been called “objective” experience +here, was shown to depend upon subsequent and very complicated +processes in that physical organism. Though that influence, exerted by +other physical objects, starts these processes in the organism, there +is no possibility of identifying the final product, “things” and their +“changes” as I have them in immediate experience, with those physical +objects from which the influences came. If a wound is not the gun which +emitted the projectile, then the “thing” which I have before me, which +I see and feel, cannot be identical with the corresponding physical +object. This object, influencing my physical organism, produces certain +disturbances in it, _the final outcome_ of which is the “thing” before +me in direct experience.[3] + +Such “things,” however, were the first items _I knew_. Therefore, a +picture of the physical world had to be _constructed_ after I once +appreciated the necessity of it. Hence it is built up by inference as +something found indirectly or mediately; and, _in contrast to it_, the +world around me, as I had it before and still have it, quite apart from +the physicist’s construction, is now called the world of direct, or +immediate, experience. + +But how can I say that a “chair,” for example, is an “objective +experience” if I must admit that it depends upon certain processes in +my organism? Does not the chair become “subjective” then? It does and +it does not. At this very moment the meaning of our terms has changed. +In the last paragraphs “objective” has denoted a certain experienced +property which some parts of my direct experience, in contrast to other +experiences, possess _as such_ (exactly as they have size, color, +hardness and so forth); the term “subjective” in _this_ paragraph means +their genetic dependence upon my physical organism. “Subjectivity,” in +this latter meaning, is not itself a directly experienced property, +but a relationship which we ascribe to “objective” experiences after +we have learnt to regard them as the outcome of organic processes +and, therefore, as distinct from the physical reality external to the +physical organism. Sometimes the two connotations of the term are +confused in the most deplorable manner as though what is “subjective” +genetically ought also to be “subjective” in experience. So most +introspectionists seem to think that, properly speaking, the chair +before me must be a subjective phenomenon _in experience_, appearing +“before me” only in consequence of some illusion. And since there is +no “subjective” chair to be discovered, the behaviorist derides the +introspectionist for dwelling in a world of imaginary ghosts. The +simple truth is that some of the experiences depending upon processes +in my physical organism have the character of “objectivity,” whereas +others, depending upon other processes in the same organism, have +a “subjective” character, this contrast being something altogether +indifferent to the _genetic_ “subjectivity” of _both_ types of +processes and experiences, as depending upon the physical organism. +After this, I hope that no misunderstanding of the term “objective +experience” will be possible. When I talk about “a chair,” the chair +of my everyday life is meant and not some “subjective phenomenon” to +be observed perhaps by highly trained introspectionists, but utterly +unknown to me. + +On the other hand, we have seen that we cannot identify the chair of +“objective experience” with the chair as a part of the physicist’s +world. Under these circumstances, the world of direct experience being +the first I had, and since all that I know about the physical world +being inferred later on from the properties of the experienced world, +how can I deny this experienced world which, for me, is the only basis +upon which I can continue to guess about physical realities? No one +can prevent me from thinking, if I choose, that after all the physical +world may be the more important and more essential one. But even then +I must confess that the other world has existed first and always +_for me_, and that I still can see no other way of discovering the +properties of physical reality but by observing “objective experiences” +and drawing my conclusions about the physical world from them. With +future progress of physiology I may become able to discover even the +nervous processes underlying my “observing” and “guessing” and so be +able to give a physical theory of these events. But even then, since +the world of physiology is part of the physical world and _as such_ is +not directly accessible to me, any progress whatever along this line +will depend upon my observing what I call a body or a nervous system +as parts of “direct experience.” It may be otherwise for behaviorists, +so that the physical (and physiological) world _as such_ is directly +known to them, and that for them the term “known” has nothing to do +with direct experience. But that cannot change my report about my +own case in which affairs are as I have described them. It is in the +terms of this description that I must decide whether I shall become a +behaviorist or not. + +What then about the behaviorist’s statement that observation in physics +deals with objective reality whereas, in the treatment of direct +experience, it deals with something subjective? + +Let me describe my own procedure when I investigate the physical +properties of a physical object. Is there any considerable amount of +H_{4}C_{2}O_{2} in a given mixture of chemical substances? I know +about these substances by the corresponding “objective experience” +before me, and I find the positive answer to the question by smelling, +i.e., in direct experience. This being a rather crude procedure, let +us consider a case of fine measurement. What is the intensity of an +electric current which, under certain conditions, must exist in a given +wire? The position of a needle on the scale of a definite apparatus +will tell me, but it will tell me in direct optical experience, the +whole apparatus being an “objective” part of my actual experience, +exactly as the wire and the given set of conditions must manifest +themselves either as parts of direct experience or by a sufficient +testimony of their existence in some part of experience which I have +learnt to regard as a sign for them. And this is true of all possible +objective statements or measurements which I shall ever be able to make +in physics. They are statements about my actual objective experiences +in these different cases. I shall never be able to make a direct +statement about a physical event _as such_. Therefore my observation of +physical facts will always remain of the same kind in principle as that +of an after-image, or of the “confusion” which I find so characteristic +of peripheral vision, or of my feeling healthy. Therefore, the +exactness of my physical observation cannot depend upon my avoidance of +“direct experience” in physics. I do not avoid it, for I cannot avoid +it. Yet the procedure _works_. _Some_ observations of direct experience +must then be an adequate basis for science. + +If all the concrete statements which I can make in physical research +are observations of direct experience, there are some inevitable +consequences. How do I define my terms as a physicist? Since my +knowledge of physics consists entirely of concepts and observations +derived from or contained in direct experience, all the terms which I +use in discussing physical problems must refer either to concepts or +observations or, more probably, complicated combinations of the two--in +any case, products of my direct experience. If I try to define them, +my definitions must refer to other concepts or observations, and so +forth. A gestural denotation toward the locus of the phenomena about +which I am talking, as, for instance, a hint where to make certain +observations or have certain direct experiences, will be the ultimate +step in any process of definition I may attempt. Even the most abstract +concepts of physics, as, for example, that of entropy, can have no +meaning without a reference, indirect though it may be, to truly direct +experiences. I shall never be able to give a definition of my terms in +physics or to understand a definition given by others, which, in this +respect, differs in principle from what I may use as a definition in +psychology. Nevertheless the method of physics is successful. I never +have difficulty with definitions when I talk with physicists about +their science. Hence some definitions, or hints about cases of direct +experience, must be sufficiently safe for exact science. Therefore the +exactness of my definitions in physics cannot be the result of their +being independent of “direct experience,” for they are not independent. + +But the behaviorist tells me that observation of my direct experience +is a private affair of mine, whereas in physics, two physicists +can make the same observation on the same galvanometer. I deny the +truth of this statement. If another man observes the galvanometer, +he observes something other than the galvanometer as a physical +object, since the object of his observation is the result of certain +organic processes, determined by the physical galvanometer. Again, +the galvanometer I am observing is the final result of a different +series of processes occurring in _my_ physical organism. By no means +do we “observe the same instrument” then, though physically both +series of processes are started by the same physical object. Still, +our statements about our observations seem to agree so well in a great +many cases, that we do not discuss the question very much, whether +there is an absolute philosophical proof for sufficient similarity +between my galvanometer and his. Again the procedure works. Since I, +at least, do not know about a galvanometer except through “objective +experience,” and yet almost all the statements which the other man +makes agree with my statements, the privacy of direct experience does +not disturb us at all--in physics. Again, in principle, there is no +difference here between physics and psychology. All physicists, +when working with others in such a case, are convinced naïvely that +their fellow-physicists “have a galvanometer before them,” and that +their observations refer to it. In this sense they assume that their +fellow-workers have a very definite “objective experience,” highly +similar to their own experience, and they quite naïvely understand the +words of their colleagues as statements about that experience. That, +however, is allowing private affairs in exact science. It does not seem +to disturb scientific procedure, as it does not disturb the affairs of +everyday life, wherein it is the most general and natural occurrence. +In certain cases, therefore, belief in the “direct experience” of +others must be innocent and is not a hindrance to scientific progress. +If psychology does not make rapid advancement, the reason for it cannot +be that belief as such. + +There remains one consequence of the elementary fact that observation +in physics involves observation of direct experience. As a physicist, +observing my apparatus, I do not fear that my activity as an observer +has any serious or distorting influence upon the essential properties +of what I observe, if only I keep myself, as a physical system, at +a certain distance from the apparatus, as another physical system. +Now, as direct experiences both the apparatus to be observed and my +“activity” of observing depend upon processes in the same system, viz., +my physical organism. Again the behaviorist must be wrong when he +declares that, because of the fact just mentioned, direct experience +can not be observed scientifically, since in this case of observation +in physics, the situation is similar: the material to be observed and +the process of observing belong to the same system. Thus we see that +the physicist and the psychologist are in exactly the same situation +in this respect. It does not matter at all whether I call myself a +physicist or a psychologist in observing a galvanometer. In both cases +my observation is directed towards the same “objective experience.” The +procedure works in physics. Why not in psychology? There must be some +cases in which my observation of direct experience does not disturb the +observed facts seriously. + +This argument contains in itself a most remarkable limitation of the +range of its own application. It does not mean at all, that all forms +of so-called introspection are justified, even less does it mean that +_generally_ the products of so-called introspection are independent +of introspection. Here the critical position of behaviorism has +exaggerated the scope of a fair argument and unjustly applied it to +_all_ statements about direct experience, although the critical point +is thoroughly justified in a great many cases. + +I have described how, as a physicist, I must deal with direct +experience. Evidently some epistemological difficulties with respect +to the objectivity of procedure in that science may be derived from +that description by a very extreme purist, as the behaviorist seems +to be. But, fortunately, those dilemmas had not yet been discovered, +when in the time of Galileo, Newton and Huyghens the first really +important steps were made in physics. Those great investigators carried +on, pragmatically naïve and happily undisturbed by a “behaviorism” of +physics which might have impeded or blocked the whole development for +the sake of “epistemological purity.” Somehow the procedure has worked +in spite of the fact that logically, perhaps, it is not possible to +certify it as absolutely objective. Sciences which wish to carry on +their researches and be productive often show a certain healthy disdain +of such scruples. It might be better for psychology, too, if, after +listening to a very wholesome critical lesson from behaviorism, it +returns to undertaking productive work with some naïveté, using all +possible means which yield results. + +As a scientific attitude the Homeric assault of behaviorists against +“direct experience,” “consciousness” and so forth, appears very strange +to me. They do not generally show an undue interest in epistemological +considerations. It is just _one_ question which suddenly arouses their +interest: How can I know about the direct experience of others? I shall +never have a definite proof of the validity of such knowledge. But +physics, that is another matter! There we are safe! The behaviorist, +however, forgets that it is a truism in epistemology that I shall +never be able to “prove” conclusively the existence of an independent +physical world. As an extreme purist I might argue this point exactly +as the behaviorist disputes the assumption of direct experience in +others. Somehow it does not occur to the behaviorist to apply his +epistemological criticism to the assumption of the physical world. He +does not say: Thou shalt not work upon a physical world, the existence +of which will always remain a mere assumption. On the contrary, he +assumes its reality with all the healthy naïveté which he lacks in +psychology. The reason is, perhaps, that the achievements of physical +science are imposing and have become the ideal of behaviorism. But +to the mind of a methodological purist that cannot be taken as a +satisfactory proof of the existence of the physical world. Of course, +personally and practically I am as convinced of its existence as any +behaviorist has ever been, and I am fully aware of the fact that +sciences may and must believe and postulate, where the epistemologist, +if he likes, may doubt. But then I shall believe and postulate the +direct experience of others, as well as the existence of physical +entities, if this makes my procedure simpler and more productive. And +I feel the more justified in this attitude, since I have seen that all +work I may do in physics is founded on direct experience and that, +therefore, the enormous superiority of physics over psychology in +accomplishment, cannot follow from any differences in this respect. + +At this moment I see the behaviorist smiling ironically: With all his +medieval philosophy Mr. Köhler will never make any progress against +the sound scientific basis of behaviorism. I answer that this basis +of behaviorism is as philosophical as anything could be: it is purely +epistemological. In this connection the only difference between the +behaviorist and me is one of completeness: the behaviorist sees a +single theorem of epistemology and, as an extreme purist, he dwells +exclusively on this one point, ignoring the context from which it has +been taken. I am aware of this context; it is stated in the foregoing +argument; and I find myself therefore opposed to behaviorism, or any +other one-sided and impractical purism in science. + + +BIBLIOGRAPHY + + W. S. Hunter: _Human Behavior_. 1928. + + K. Koffka: _The Growth of the Mind_. 1924. 2nd edition, 1928. + + J. B. Watson: in _Psychologies of 1925_ (ed. by C. Murchison). + + A. P. Weiss: _A Theoretical Basis of Human Behavior_. 1925. + + + + +II + +_Psychology as a Young Science_ + + +IN the first chapter I became slightly autobiographical in order to +show why I have found it impossible to become a behaviorist. If I am +ever to become one, some adherent of that school will have to effect +the conversion. I do not myself see the way. + +So far direct experience has been shown to be the raw material of both +physics and psychology. If despite this fact the physical sciences are +so far ahead of psychology in their development, what shall be our +method of imitating their achievements? + +Contemporary physics has a real advantage in the careful selection of +the experiences which play a decisive rôle in the crucial moments of +physical research. Of course, the physicist ignores all “_subjective_ +experience,” as defined in the previous chapter, as far as possible, +because apparently it has nothing to do with the properties of the +physical world. All the difficulties of psychologists who try to +observe and describe subjective experience are simply avoided by the +physical sciences. + +But the selection and exclusion does not stop there. If most +“objective experience” was taken as evidence of physical existences +and physical events in early investigations, a more critical view of +the situation tended to eliminate large parts of this material as +well. The process of selection has become particularly severe, since +the advancement of science has made it possible almost everywhere +to transform qualitative observation into quantitative measurement. +At the present time almost all physical measurements are made in an +extremely indirect way. We do not observe an experienced counterpart of +the physical variable in question; we observe a related but different +object the virtue of which is that it lends itself to more exact +statement and is shown, or supposed, to be in a well-known functional +relationship to the physical variable. Of all possible objective +experience nothing seems better to fulfill the requirements of the +physicist than the localization of a single line (a needle) on a scale +of other lines, especially if this localization becomes the coincidence +of the first line (needle) with one of the others (or inclusion between +two which are near to each other). The range of direct experiences +used in measurement has now reached a minimum value, indeed. It almost +seems as if the same scale and the same needle were used universally; +it tells a hundred altogether different stories about the physical +world. It means “atmospheres” or “volts,” or “ampères” or “temperature” +and so forth, as the case may be. In addition to observing a definite +coincidence, and controlling the connection of the apparatus with the +system to be investigated, the physicist has only to recognize certain +words and figures on the scale. That is all the direct experience which +enters into the procedure. There is not much opportunity for serious +blundering. Even so simple a property as physical size is not measured +directly. No physicist measures the length of an object by comparing it +with the experienced length of a standard object directly. That would +not be accurate enough. Rather he prefers the method of coinciding +lines or points. Defining physical length by this method, he measures +the length of a line by observing the coincidence of its ends with +certain points on a scale. + +If now we ask ourselves whether we shall imitate the procedure of the +physical sciences in psychology, two answers are to be given to our +question, because that procedure has two aspects. In the first place, +the procedure involves making statements about physical systems by +means of objective experience. As the behavior of men and animals +is observed in our objective experience--the direct experience of +the _subjects_ not playing any rôle in the matter--such a study is +perfectly legitimate and undoubtedly will be much more extended in +the future. Though it existed before the days of behaviorism, this +school is fundamentally right in praising the advantages of objective +procedure as against prevailing introspection. Although behaviorists +have gone too far through failing to appreciate that, even in the +objective method, direct experience remains the raw material as “the +objective experience” of an observer, their error is of no practical +importance as long as the second part of their answer to our question +is proper. Unfortunately, behaviorism has here tended to take the wrong +position. + +As we have seen, in present physics objective procedure is +characterized by the use of a small group of selected experiences +and, consequently, by the exclusion of the great variety of objective +experience, the exclusion being made to satisfy the requirements of +quantitative measurement. Shall we do the same thing in psychology +as a science of behavior? Evidently that will depend upon the nature +of behavior itself. It is difficult to judge about a method as such. +A method is not good or bad in itself. It is good if it is properly +adapted to the essential aspects of my problems and my material; +and it is bad if it lacks regard for those essentials or misdirects +research. Therefore, what has been shown to be an excellent procedure +in one science or for some problems may be altogether useless or +even a hindrance in another science or for other problems. In this +respect, behavior is easily seen to have distinctly different phases +and to give the psychologist different tasks correspondingly. Wherever +indirect and quantitative methods can be applied in conformity +with the task, they should be applied. Since C. P. Richter and his +collaborators at the Phipps Psychiatric Clinic have now discovered a +way in which the various drives of animals, and their temporal changes, +can be investigated by registering amounts of general or of special +activity,[4] we shall be keenly interested in the future development of +the method. It is the correct procedure in cases in which total amounts +of activity in relation to outer and inner conditions can yield us +valuable information. + +But what about other cases where either our problems are not of the +quantitative type or we have no way as yet to transfer our observations +from the direct experiences with which we are concerned to a special +region, indirectly connected with the first, but better adapted to +finely accurate statement and registration? Obviously, qualitative +types of behavior are not less important than quantitative differences +of some sort. Where we know about the qualitative varieties which +occur in behavior and where, in a concrete case, we are sure about +the special type before us under observation, we may be interested +in finding ways of quantitative measurement. But the discrimination +of qualitative types must be primarily accomplished. During the +observation of a puppy under a given set of conditions, this important +question will frequently arise: whether certain behavior of the animal +represents playful activity or “serious” reaction to the situation. +Such a question does not imply “consciousness” in the puppy; it refers +to some very characteristic differences in what is being objectively +observed. The difference is one of “quality” of behavior. Again, while +observing a man in a somewhat critical situation, it may be decisive to +observe whether he talks to us in a “steady” or in a “shaky” voice. At +the present time this is necessarily a qualitative discrimination; even +should we find in the future a method to measure the steadiness of a +voice, this method would forever presuppose that in direct observation +we know what is meant by unsteadiness as a definite characteristic of +the voice. + +In a similar way, we are restricted in the application of indirect +methods to many other forms of behavior. I take it that the +behaviorists hold that we can investigate the “emotional behavior” +of subjects without being involved with their “consciousness” or +“subjective experience.” Certainly, psychologists have tried to +transfer observation in this case to a region of more accurate +registration and measurement. Much work has been done to develop +pneumographic, plethysmographic, galvanographic methods, and so forth. +The result is not altogether encouraging, however; for again, our +interpretation of the curves recorded by all these apparatus depends +greatly upon simultaneous _direct_ observation; by no means do we +feel justified to draw conclusions from the curves alone. All these +procedures seem to be more problematic in themselves at the present +time than an aid for the solution of psychological problems. In most +cases it is easier to see “anger” directly in a subject’s attitude than +to state and measure, let us say, the adrenin in his blood. + +Why does this difficulty beset behavioristic psychology, and not occur +in physics? The answer is simple enough: Physics is an old science and +psychology is in its infancy. Over centuries physicists have succeeded +in eliminating a great many forms of more direct and qualitative +observation, relying upon a small number of indirect and very accurate +observations as decisive in experimentation. Their success depended +on previously acquired knowledge about the physical world. Most +indirect methods and sound measurement presuppose a vast background of +knowledge. Qualitative observation, experimentation and analysis have +provided the primary knowledge which enabled the physicist to discover +where he could measure an important factor, and what physical relation +makes an indirect observation capable of indicating occurrences not +well observable directly. Oersted had to discover the deflection of +a magnet in the neighborhood of an electric current before exact +measurement of intensities of current became possible. His was a +qualitative, direct observation; indirect and quantitative procedure +was the fruit of it. Even in our days, Röntgen did not _measure_ at the +start of his investigation of X-rays. He had to discover and to analyze +their properties in qualitative experimentation first of all. Later on +his rays could become a means of measuring the constants of crystals. +Too easily do we forget the simple truth that in their origins as well +as at the opening of a new field of special investigation later on, +the natural sciences, physics, geology, biology, rely upon qualitative +statements almost completely. Certainly, the quantitative and the +accurate indirect methods are the most imposing features of exact +sciences _now_ when we review them or consider them superficially. But +we ought to be aware of the fact that in most cases this procedure is +a mere refinement and end result of the underlying free and direct +observation, without which there would not have been a basis upon +which to build the refined superstructure. In the eighteenth century +Cavendish measured the resistances of different materials by comparing +the shocks he received in his arm when conductors of those materials +were used to connect him with a battery, the other pole of which was in +his other hand! Was that improper? On the contrary, it was perfectly +sound in a young science, which was trying to find that first knowledge +of facts upon which more refined methods may afterwards be founded. + +From this it follows that where we have a good quantitative problem +in psychology and an accurate method of measuring and registering, as +in the case of Richter’s excellent experiments, we can immediately +apply the quantitative and indirect procedure, as used in physics. The +problems which Galileo attacked in the seventeenth century could be +solved quantitatively at once, the qualitative experience of everyday +life having sufficiently provided the necessary basis. But for the +majority of psychological problems this is not the case. Where do +we have that first more or less qualitative knowledge of important +functional relationships in psychology which might become the basis +for indirect and exact measurement? It does not exist. Since the +development of more “exact” methods presupposes its existence, our +main task must be the gathering of that knowledge. In most cases +our preliminary advance in this direction will have to be crude and +qualitative. Whoever protests that conclusion in the name of purism +does not understand our actual situation in psychology; he sees neither +the nature of, nor the historical background prerequisite for, special +quantitative methods. If we wish to imitate the physical sciences, +we must not imitate them in their contemporary, most developed form; +we must imitate them in their historical youth, when their state of +development was comparable to our own at the present time. Otherwise +we should behave like boys who try to copy the imposing manners of +full-grown men without understanding their _raison d’être_, also +without seeing that in development one cannot jump over intermediate +and preliminary phases. A survey of the history of physics is certainly +illuminating. Let us imitate the natural sciences, but intelligently! + +Behavior is enormously rich in forms and nuances. Only acknowledging +this wealth, and studying it directly as it is given in all its +fascinating varieties, shall we become able gradually to find those +forms of more quantitative, and perhaps more accurate, procedure +which may become as adequate for us as are the methods of physics in +its realm. At present, and in this broader historical perspective, +qualitative observation and analysis may be, in a sense, more exact, +i.e., adequate to our subject-matter, than much blind measurement. We +shall press forward towards more refined methods, of course; but owing +to our situation as beginners, we can go forward only through the use +of less refined methods for the time being. + + If organisms were more similar to the systems investigated in + physics, a great many methods of the physicist might be introduced + in our science exactly as the physicist uses them. But the + similarity is not very considerable, practically. One of the + greatest advantages which makes the physicist’s work so much + easier, is the simplicity of his systems. And his systems are + simple because in physics the experimenter determines their main + properties himself. He prepares them, more or less. I am far from + believing that organic processes are of a supernatural kind. On + the contrary, the most startling difference between the organism + and a simple system investigated by the physicist is the enormous + number of physical and chemical processes which, depending upon + each other in the most intricate manner, occur in the organism + simultaneously. And we are utterly unable to create simple organic + systems for elementary study. An amœba is a more complicated + system than all known systems of the inorganic world. We also know + that, in studying the properties of a nerve-muscle-preparation, + we are not investigating “a part” of natural behavior; because, + physiologically, its properties are not only simpler but also + radically different in some respects from what they would be if the + same nerve and muscle were contributing to normal behavior. It is + the _whole_ organism, as some behaviorists have rightly said, the + behavior of which is our subject-matter. But in the whole organism + one can seldom follow the change of one variable alone as the + consequence of one change in outer conditions. The change of one + factor usually involves concomitant changes in a great many others + and these affect the first retroactively. Now, isolation of changes + and reduction of variables are the great artifices by which the + physicist makes exact measurement possible in his simple systems. + Since this procedure does not work in our case, since we have to + take the organism more or less as it is, any kind of observation + that gives us an expression of its total attitude and activity, of + the integrated tendencies and states which it undergoes, will be + the right observation to begin with. Such is typical behavior as + we see (or hear) it before us, changing, with the conditions we + give our subject, in innumerable phases, and much too attractive + to be already excluded for the sake of narrowing ideals, taken + prematurely from quite another field of research. + +In the meantime, however, the outward aspect of physics has been too +seductive. Since experimental psychology first became a science, every +now and then a wave of blind imitation has swept it off its feet. +Fechner himself was the first to copy _adult_ physics when psychology +was an embryo. He seems to have been convinced that measuring in itself +would make a science out of psychology. We have seen the result: If +flowers are impossible without a root and a stem, measuring, which is +fruitful only as the most refined consequence of previous qualitative +observation and experimentation, necessarily becomes a dead routine +without it. Hundreds of thousands of quantitative psychophysical +experiments have been made almost in vain, because no one knew just +what he was measuring or what were the processes upon which the whole +procedure was built. In Fechner’s own day, however, psychology came +into existence as a science, not as a result of his psychophysics, but +rather casually and _in spite_ of the premature quantitative program. + +The lesson seems to have been forgotten, however. Sometimes, when +viewing the admirable energy with which “intelligence” is tested +quantitatively by hundreds of able psychologists, one is almost +reminded of Fechner’s time. In this case, it is true, there seems to +be a positive result for practical purposes at least. Apparently +something like a crude total ability for certain achievements is +measured by those tests which have been invented and applied since +Binet and Simon. And since the test-scores show a rather satisfactory +correlation with certain general abilities in study or other work +of subsequent life, we have in these tests a first approach towards +a practical prognosis. Still there is a grave danger in this very +success. Do we know or do we learn by those tests what processes and +factors, which are masked by the gross scores, coöperate in the test +performance? We do not know, nor do we learn much, concerning these +factors. Figuratively speaking, a given total score may mean: degree 3 +of “intelligence,” together with degree 1 of “accuracy,” with degree +4 of “ambition” and degree 3 of “quickness of fatigue,” or it may +mean “intelligence” 6, “accuracy” 2, “ambition” 1, and “quickness of +fatigue” 4,--and so forth.[5] Quite a number of different factors may +combine in various proportions in order to give the same I.Q. And that +fact matters, even for practical purposes. In the educational situation +a teacher should treat the child according to the actual nature and +strength of the various factors constituting the total I.Q. of a given +child. This is not a new criticism, of course, but it must be repeated +for the sake of science. We seem to be too well satisfied sometimes by +our testing enterprise because it is a quantitative procedure, and as +such it appeals to us as thoroughly scientific. This is superficial, +however. If we compare the nature of testing with the main traits of +our ideal, viz., the procedure of physics, we find a difference which +may be decisive. What does the physicist ask when he must face a new +field of research? In such cases his questions have been: Is light an +oscillatory process? If it is, does it oscillate in the direction of +propagation or vertically to it? Is magnetism produced by the magnetic +fields of elementary currents in molecular structures? Why does +surface tension produce _regular_ forms of liquids and liquid films? +How can the spectrum of one element contain thousands of different +lines? This is the type of question with which we find the physicist +occupied. They are his fundamental problems, in the treatment of +which quantitative work appears at definite stages as an aid toward +the solution, eventuating finally in the determination of laws, but +directed and governed throughout by those questions about the _nature_ +of states and processes. What are the phenomena? Are they of one type +or another? Such are the main problems of experimental science, in the +_service_ of which we find measurement. If now we ask ourselves what +problems about the processes underlying intelligent behavior we are +solving by our tests, not very many of us will have an answer ready. +But some will answer that from now on, intelligence shall be defined +as the X which is measured by those tests and that measuring is more +scientific than grubbing among the unknown functions of the nervous +system. The fact is that we are not in the habit of asking questions +about underlying processes in psychology, questions similar to those +in which the whole interest of physicists is centered. Instead of +imitating the very kernel of physics, we assume merely the outer, +quantitative form of exact science. Think of a physicist interested +in all types of motors who would restrict his study of them to the +following tests to be applied to all the various types: measurement of +their volume, of temperature at their surface, of ionization of the +air in their neighborhood, of their actual frequency of revolution, +and of the total weight of the bodies; who would calculate from these +data an average “power-coefficient” for each of them, define “power” +by the method, never ask a question about the working process in their +interior, and remain satisfied by this quantitative procedure for +many years. I know I am exaggerating in some respects if I compare +intelligence testing with such an attitude. I do it intentionally in +order to call attention to the main point, viz., that admiration for +quantitative method leads us almost exclusively to those research tasks +which immediately afford us an opportunity for measurement. Given the +natural narrowness of human interest, the next consequence will be our +failure to see those problems which do not lend themselves immediately +to quantitative investigation, problems which may be, however, the more +essential and the more scientific, in a deeper meaning of that word. +In such problems qualitative observation and experimentation would +constitute the first step; but since in adult physics (as it appears +from without) these methods seem to be despised, we dare not undertake +these fundamental tasks. Wishing to be utterly scientific, we may +just miss those opportunities for research which, in our stage as an +immature science, would be the most scientific of all. The nature and +the actual development of our problems should decide about the methods +to be followed. What actually happens, however, is that an imposing +method blurs our view of the subject-matter. This method then begins +to decide what problems we shall see. I do not object in principle to +testing as a preliminary mode of diagnosis and prognosis. But just as +the engineer learns from the investigations of processes in physics, +even practical diagnosis in applied psychology will never go very far +without an eager interest in the inner nature of intelligent behavior. +Eventually, if all psychologists occupied with “intelligence” are +engineers in the field of testing, who shall investigate the “physics” +of intelligence, without which we shall never have a true and sensible +engineering? + +Occasionally, in animal psychology, the situation has tended to +become somewhat similar to that just described. In experimentation on +animals almost the only quantitative method is statistical. We do not +measure in the proper meaning of that term, but we count positive and +negative cases at least. In order to have cases which are comparable, +and therefore may be counted, we put our animals in situations where +their behavior is restricted to a few types of reaction. These we count +and the result of our experiments is given in frequencies enumerating +these few possible alternative reactions. I do not criticize the method +as such; I have used it myself. But we should never forget that, when +used exclusively, it may make our knowledge of behavior narrower. With +a given problem in mind we exclude a great many behavior possibilities +by our choice of experimental conditions. We do not see them any +more. Some psychologists will at least observe the remaining forms of +behavior during the experiment as an aid for the interpretation of +quantitative results; but others will not, because in their opinion +what is not quantitative cannot be scientific. In this case, what is +left of the material are abstract figures. Even then the procedure may +be valuable, if the experimenter is one of those who always find new +and productive problems for experimentation. For most of us, however, +conservatism may become the consequence of such an attitude, since, +admiring figures and curves, we keep away from the true source of new +ideas and new problems in our youthful science: i.e., from a broad +outlook upon our subject-matter. + +Once more I venture to defend broad and qualitative information as a +necessary supplement to quantitative work. Otherwise behavioristic +psychology might become as sterile as supposedly it is exact. Too +great an interest in present quantitative methods and in their +standardization is not a hopeful response to the fact that the +development of psychology depends upon the discovery of _new_ methods +and problems in the future, and not upon the monotonous repetition +of a few standardized methods which fit only our primitive problems. +If the reader says that behavioristic psychology does not need +this advice, I reply that Watson has been criticized because his +well-known observations on children were not made in the sanctified +form of quantitatively controlled experiments. I do not think that +those observations give quite an adequate account of autochthonous +reactions and of learning in children; but, on the other hand, they +reveal more interesting facts than we might have learnt from columns +of abstract figures. An eminent psychologist was friendly enough to +say a few approving words about my own work on intelligent behavior in +apes. Still, he added, you have missed the main point by not applying +the statistical method. To my mind this means an inability to see +the problems which I had tried to treat in a preliminary way. Those +problems concerned the characteristic forms of intelligent behavior in +a special type of animal, as influenced by various situations. What +may be valuable in those observations would disappear in an abstract +statistical treatment of the “results.” Am I right then in warning +against a one-sided glorification of quantitative procedure _as such_? +Let us apply it, but not before we know by qualitative analysis where +to find good problems for quantitative research. + +A certain broadmindedness and a clear appreciation of our present +predicament would be wholesome, then, in the application of +behavioristic methods. There is more in a scientific method than +observing, experimenting and measuring. In physics, at least, observing +and measuring usually result from definite questions, and these +questions are preliminary forms of hypotheses concerning unknown +properties of nature. Observed but enigmatic aspects of nature may +be deduced and explained from assumptions about unknown parts of it. +Taken as such, however, an assumption is not what the physicist wants. +Fortunately, a concrete assumption made in order to explain certain +observations will always lead to consequences other than those facts +for which it was made. These new consequences are to be tested in +further observation and experimentation. What is the hidden basis of +electrolytical conduction? Arrhenius makes the hypothesis of molecules +being dissociated into independent ions. By their charge conduction +is explained. But from their assumed independence definite conclusions +are to be drawn about the optical properties of the electrolyte. These +are tested in new experiments. Thus, productive method contains a bold +hypothesis as essentially as it requires adequate observation, and +the growth of physics is a constant oscillation from the first to the +second and vice versa. + +In behavioristic psychology we cannot complain about a lack of +unknown parts of the organic systems we study to which to apply +productive hypotheses. We know a little about the elementary effects +of stimulation upon the sense organs of our subjects; we observe their +responsive behavior when it becomes overt. But between the two terms of +the sensori-motor circuit there is more _terra incognita_ than was on +the map of Africa sixty years ago. If behavior is to be understood as +depending upon inner organization as well as outer conditions, we must +try to imagine the modes and traits of these inner processes, which are +either started from without by environmental stimulation or aroused +intra-organically by inner dynamics. For those who know the history of +physics and wish to emulate it intelligently in psychology, this task +of finding productive assumptions about the hidden parts of behavior +will probably appear the most important of all. The whole future +development of psychology depends upon it. Here all the creative force +of behaviorism ought to be concentrated in a fine emulation of physics. +Behaviorism’s critical attitude toward introspection and direct +experience is an absolutely negative feature of the movement, at a +time when _positive_ ideas are needed. If I feel a little disappointed +by the work of behaviorism, the reason is not so much a certain +innocence in its treatment of direct experience and in its imitation +of adult physics, but its astounding sterility in the development of +productive concepts about functions underlying observable behavior. +As an imitation of physics it is scarcely a satisfactory achievement +for the behaviorist to have taken the old concept of reflex action +from physiology (including the reflexes of inner secretion) and to +give us no further comprehension into the formation of new individual +behavior than is offered by his concepts of positive and negative +“conditioning.” Why should behaviorism be so utterly negativistic in +its characteristic statements? “Thou shalt not acknowledge direct +experience in science” is the first commandment and “Thou shalt not +conceive of other functions but reflexes and conditioned reflexes” is +the second. I do not see how the behaviorist can reconcile this creed +with our actual knowledge of organic processes and of behavior. Nor +do I understand why, from the standpoint of “exactness,” the organism +should be conceived as such a crude and poor affair. In its effort to +imitate the technical procedure of physics, behaviorism often shows a +stubborn narrowness; the same attitude becomes quite striking in the +exclusion of all but two types of processes from its assumptions about +the inner side of behavior. What a strange conservatism and dogmatism +in a revolutionary school! Even now, as an adult science, physics +is allowed to have at least one new idea about the atom every year. +Though _our_ science is so very young, most behaviorists do not even +dream of any possible change in the nature of their two fundamental +ideas. The truth was revealed to them in its perfection at the birth of +behavioristic psychology. + +The two behavioristic concepts in question show one remarkable +property: If you compare them with various types of processes in the +inorganic world of the physicist, you will find that even simple +physical systems are by far richer in the variety of their kinds of +function than is the nervous system of man in the eyes of a radical +behaviorist. A soap-bubble does not show us reflexes, it is true; +therefore we cannot expect to find conditioned reflexes in it. +Nevertheless those functional properties which the soap-bubble does +exhibit are decidedly superior in some respects to the monotony of +reflexes and conditioned reflexes. The same thing holds for innumerable +structures in the inorganic world. Sometimes their behavior will +at once remind us of the behavior of organisms, although they lack +reflexes and conditioned reflexes. However, by the standard of +exactness as the behaviorist understands it, it would be heresy +to follow this hint. His imitation of physics excludes most of the +functional possibilities given in physics itself. In organisms there +shall be nothing but reflexes. Some members of the school even are +beginning to protest cautiously against this strange situation. + +It is not probable that an observer, looking upon human and animal +behavior without prejudices, would find reflexes and conditioned +reflexes as the most natural, or as the only, types of function by +which his observations might be explained. For those, however, who are +deeply convinced that the theory of original and acquired reflexes is +the whole truth about the nervous system, there is no real incentive +for the further observation of natural behavior, since they do not feel +the need of any new information or new functional concepts. On the +other hand, the restriction of observation to counting the frequency of +the few reactions retained in standard experiments will protect those +conservative concepts; and so one narrowness keeps the other alive. + +But even with a more impartial interest in all the various forms of +behavior, how shall we find more productive concepts, if the gap +between the observable stimulating environment and observable overt +responses is as large as we find it in the present stage of physiology? +Of course we shall use whatever hint may be given by nerve physiology +and endocrinology. But even the more recent discoveries about the +all or none law and the metabolism in nervous activity do not give us +just that basis which we need for our purposes. In such a situation +anything will be valuable upon which we may base a working hypothesis. +In a critical predicament even a stone or a chair may become a weapon, +though the strategist would despise it in exact warfare. There is no +serious danger in developing a working hypothesis upon a somewhat +wavering ground, since, in empirical science, such an assumption +will be tested and continually corrected in further observation and +experimentation. Either it serves as a path toward new explorations, +its consequences being verified by success, or it is shown to lead us +the wrong way. In the first case no one will have scruples about the +previous legitimation of its birth; in the second, we shall discard it +as soon as observed facts are against it, or as soon as we find it bare +of real productive power. + + * * * * * + +The basis upon which I propose to build a working hypothesis has +much in its favor. In some respects it is just as solid as objective +observation is in behavioristic psychology, and in others, it is +certainly not insecure enough to raise serious doubts. + +In an experiment in behavioristic psychology the “direct experience” +of the subject does not play any rôle. If he has such experience I as +experimenter do not assume that it has the slightest influence upon +the course of the physiological events. My assumptions about those +events must be able to explain thoroughly the overt behavior of the +physical organism of the subject. Direct experience is not a “force” +interfering with the chain of physical causation. (The opposite +hypothesis is made by dualists. But I do not think that it, on the +other hand, is productive, or that it illuminates the innermost nature +of things.) + +I cannot exclude _my own_ direct experience in observing behavior, +as I cannot avoid dealing with direct experience even when employing +the most “indirect” methods of physics. Moreover in behavioristic +psychology I have to use objective experience in a great variety of +forms which no longer are material for observation in adult physics. +If I can rely upon objective experience for my statements about the +behavior of the subject I observe objectively in a behavioristic +experiment, why should I hesitate to utilize it to develop a working +hypothesis in the following manner? + +Suppose I am used as a subject in a behavioristic experiment. With me +as a subject, behavioristic research would have the same difficulty in +developing a working hypothesis about the hidden processes underlying +my behavior. But in this case I can help to build a bridge over the +“large gap” mentioned above. During much of my own behavior I have +direct experience. Now there is no doubt that this experience depends +upon some of those processes about which we wish to formulate a +working hypothesis. It is more than probable that, under these +circumstances, I may use my direct experience in order to guess +about these processes. It is granted that direct experience does not +accompany _all_ the unobservable events which produce the behavior +observable from without; hence the hypothesis I am about to offer has +a limited application. But in our crucial situation we have not much +to choose. Confident as we are of further help from physiology, we are +so utterly in the dark at present that it would be pure folly not to +profit by any help that we can get for our work. + +Let me declare that I do not propose to “introspect” in the technical +meaning of the word. The same kind of simple and naïve statements about +experience which I make as an observer of other people, of animals, +of instruments and so forth, shall now be used for another purpose. +Objective experience depends upon physical events outside my organism +and upon physiological events _in_ it concurrently. As depending upon +physical events _outside_ my organism, objective experience leads +to the construction of the surrounding physical world; as depending +upon physiological events _in_ my organism, it gives me hints about +these processes. _There is no reason at all why the construction of +physiological processes directly underlying experience should be +impossible, if experience allows us the construction of a physical +world outside, which is related to it much less intimately._ + +Obviously, I must have some leading principle in making my inferences +from given properties of direct experience to the properties of +concomitant physiological processes. In a more special form such a +principle was established by Hering many years ago. Its content is +the following: My various experiences can be ordered systematically +according to the sorts and degrees of similarity found between them, +exactly as animals are ordered in zoölogy and plants in botany. +The processes upon which these experiences depend are not known +directly; but if I knew their properties, I should be able to order +them as systematically according to similarities as I do order the +experiences actually. It is possible to imagine a great many different +relationships between the two systematic orders, that of experiences +and that of physiological processes. But I should have ever so much +difficulty in trying to relate definite experiences to definite +processes so long as I failed to assume one specific relationship +between the two orders, viz., that of _congruence or isomorphism in +their systematic properties_. This principle is sometimes formulated +more explicitly in a number of “psychophysical axioms.”[6] Here it will +suffice to give some examples of its application. + +A sound of given qualitative properties is produced in various degrees +of experienced intensity or loudness. The systematic order of all these +different experienced intensities may be represented by a straight +line, which means that, following that order, we have the impression +of moving continually in the same direction. What may correspond to +loudnesses in the underlying processes? The principle decides that +whatever the concrete nature of these processes, the physiological +fundaments of all the experienced degrees of loudness must show the +same order as these show themselves, i.e., that of a straight line. +More especially: if a definite loudness is situated between two +other loudnesses in the systematic order of experiences, the process +corresponding to the first shall be between the processes corresponding +to the two others in the order of underlying physiological events. That +gives the congruence or isomorphism between the two systems, which I +mentioned above. + + At the present time the all-or-none law does not allow us to choose + “intensity of nervous activity” as a physiological correlate + of experienced degrees of loudness. But our principle could be + equally well applied if frequency or density (number) of elementary + currents were taken as the correlate of loudness. + +As another example, colors in their relation to underlying processes +have been considered so thoroughly by G. E. Müller,[7] that there is no +need of repeating his theory here. In some respects his assumptions +go far beyond the principle we are discussing here, insofar as he +draws conclusions about the _retinal_ processes, whereas the principle +_as such_ applies only to the processes underlying visual experience +directly. In his hypothesis it also happens that these processes +are chemical reactions. Such a transgression of the principle is +perfectly sound, however, and shows the productive force of it. If +there is congruence between the system of color experiences and that of +underlying processes, not all kinds of physical events will appear fit +to give a system of so much variety (of so many “dimensions”) as the +system of colors is found to possess. Chemical reactions may easily be +the only type of event which can be taken into consideration here. So +the principle of systematic congruence serves to restrict the number +of those physical processes which we may draw upon in developing the +concrete hypothesis about the “large gap.” + +On the other hand, we have begun to apply the principle itself in a +much more general, and at the same time much more concrete, form than +either Hering or Müller would have done. As used by these authors it is +based upon the _logical_ order in which we arrange certain experiences +after abstracting them from their context and judging about their +similarities. It attributes a congruent logical order to the underlying +processes, similarly abstracted from their dynamic context like dead +specimens in a museum. But what about the real concrete order of +experiences, which itself is experienced? At this moment I have before +me three white points on a black surface, one in the middle of the +field and the others in symmetrical positions on both sides of the +center one. This is an order again; not an abstract, logical order, +however, but a concrete, experienced order. As experienced it depends +upon physiological processes in my organism, so that some feature of +a physiological function must correspond to it. And applied to this +concrete order our principle says that correlated with the visually +experienced symmetry there is an homologous symmetry of dynamic context +in the underlying processes. Or, in the same example: one point is seen +_between_ the others, this relation being experienced exactly as the +white of the point is. Again in the underlying processes there must +be something functional which corresponds to that “between.” Applied +to the _concrete_ order our principle claims that the experienced +“between” is accompanied by a functional “between” in the concrete +dynamic context of concurrent physiological events. If the principle +is applied strictly in this manner to _all_ cases of spatial order in +experience, it will lead to the general statement that _all experienced +order in space is a true representation of a corresponding order in the +underlying dynamical context of physiological processes_. + +This is a bold hypothesis. It has far-reaching consequences, +if it is taken seriously enough. Its significance will become +clearer in the following chapters where we shall also discuss some +misinterpretations which may easily arise. For the present I will +offer another application of the same principle. The temporal position +of one experience as “between” two others is frequently experienced, +in the same way that spatial “betweenness” is. Now as far as it is +experienced, time must have a functional correlate in underlying +physiological processes no less than experienced space. Again, then, +the temporal “between” is correlated with a functional “between” in +the concrete dynamic context of physiological events. And if, in this +manner, we apply the principle throughout, we will arrive at the +proposition that _experienced order in time is a true representation of +the corresponding concrete order in the underlying dynamical context_. + +Both temporal and spatial orders do not exhaust the field of +application of this principle. _More_ order is experienced than +that of space and time. Certain experiences “belong together” in a +concrete manner, whereas others do not, or, at least, belong together +less intimately. And again this “belonging together” may be itself +experienced. The very moment I form this sentence of my manuscript, +a shrill, disagreeable voice begins to sing in the neighbor’s house. +The context of my sentence is something which, though extended in +time, is experienced as belonging together, whereas those sharp +notes are experienced as something foreign, as not belonging to that +context, though they are experienced _at the same time_. In this case +our principle applied formulates the proposition that _to a context, +experienced as “one thing” belonging together, there corresponds a +dynamical unit or whole in the underlying physiological processes_. In +this respect again, the order of experience is a true representation +of a corresponding functional order in the processes upon which it +depends. Perhaps it is this last application of the principle which has +the greatest importance for gestalt psychology. In this form, at least, +it becomes a radical physiological hypothesis about common sensory +experiences as well as about the more subtle and complicated processes +involved in observable behavior. + +In the last case I have taken an example from outside the realm of +_objective_ experience in the more restricted meaning of this term. A +sentence I may be forming is not a part of objective experience, as +is the chair before me. Still my statement about that experience is +no less simple and obvious than were earlier ones about spatial or +temporal orders. I admit that this is not always so, however. I do +not wish to recommend the observation of _subjective_ experience for +our purposes without some limitation; as yet it looks as though only +very simple statements about one’s own _subjective_ experience can be +made with a high degree of certainty. Moreover, we have enough cases +of objective experience to provide an adequate basis for developing a +working hypothesis. + +In the last paragraphs my own direct experience was taken as a basis +for constructing a general working hypothesis about the relation +between experience and unobservable constituents of behavior. The +only way in which I can bring my observations in that field of direct +experience before the scientific public is through spoken or written +language, which, as I understand it, refers to my direct experience. +However, in terms of the position already taken in this chapter, all +language as a series of physiological events is the peripheral outcome +of other purely physiological processes in my organism, particularly of +those upon which my direct experience depends. My general hypothesis +states that the concrete order of actual experience is a true +representation of the dynamic order of corresponding physiological +processes. Therefore, _if, to me, my language is an adequate “symbol” +for my own direct experience, it is an objective symbol for those +physiological processes at the same time_. We may also conclude, then, +that it does not matter very much whether I take it as a symbol for one +or the other, since in the respects in which they correspond, there is +no difference between them. + +If I now go back to behavioristic psychology I have to deal with +language as one form of behavior observed in my subjects. There is no +reason now why I should not take language as a symbol, since only the +most superficial view would treat it merely as a phonetical event. The +behaviorist himself, when listening to a scientific argument, will +find himself reacting not to the phonetical properties of speech, but +to its symbolic meaning: he will react in the same way practically +to the nouns “experiment” and “_Versuch_,” to “animal” and “_Tier_,” +though in each case the first and second words are utterly different +phonetically. Why should we change that attitude when the other person +is called a “subject,” and talks during an experiment? + +The language of my subject may be taken either as indicative of direct +experience in my subject or of those processes which underlie his +direct experience. If the subject says, “This book is bigger than +that,” his words may be interpreted as stating a definite direct +“comparison-experience” which he is having or the corresponding +dynamic relationship in his physiological process. Since, for my +hypothesis the same “order” is meant in both cases, the alternative +is not important. From the viewpoint of behavioristic psychology the +physiological interpretation is necessary, but the other meaning is not +excluded. This second interpretation is kept distinct from the causal +explanation of observable behavior, but if it is suggested by the words +of the subject, it can do no harm. The behavior of a chick can tell +me without words that he is able to react to one brightness in its +_relation_ to another.[8] If in the course of an experiment, a human +subject tells me that he sees one object as brighter than the other, +the scientific value of this sentence is exactly the same as that of +the chick’s behavior, whether I assume direct experience in the human +subject or not. Why then should I decline to accept language as one of +the nicest and most instructive forms of behavior? Of course, we can +obtain the same results in man as in the chick, without language, by +applying the somewhat clumsy, statistical methods of animal psychology, +and some behaviorists seem to prefer such a procedure. The only reason +I can see for this attitude is historical. Introspectionists have used +the “verbal report” in “introspection”; and I am ready to admit that +their method was something like a blind alley. But, as is usually +the case in such a situation, behaviorists have become negatively +conditioned to much more than the “harmful stimulus” alone, so that +they shy away not only from introspection but also from all things once +connected with it, and primarily from language, though it is in itself +utterly innocent. + + +BIBLIOGRAPHY + + W. Köhler: _Die Methoden der psychologischen Forschung beim Affen_. + Abderhaldens Handbuch der biologischen Arbeitsmethoden VI, D. 1921. + + + + +III + +_The Viewpoint of Introspection_ + + Round about the accredited and orderly facts of every science there + ever floats a sort of dust-cloud of exceptional observations. + + W. James, _The Will to Believe_. + + +WILLIAM JAMES has well described how a vivid interest in the “irregular +phenomena” of the “dust-cloud” will often mark the beginning of a new +productive era in a science. At such times, what has been exceptional, +and a part of the dust-cloud, may suddenly become the very center +of scientific work. We shall see presently that introspection has +developed a procedure by which an orderly though artificial system of +psychology is _protected_ against a similar revolution, a procedure in +which the most interesting observations are continually exiled into the +dust-cloud. + +In referring to introspection I am not considering any special school, +but all those psychologists who treat direct experience in the manner +now to be discussed. + +For the most part introspectionists will agree with what has been +said about behaviorism in the first chapters; some, indeed, will have +recognized their own arguments in parts of my criticism. Wherein +lies the difference then between introspectionism and my position? +This difference, I promise, will become startlingly clear as soon as +we discuss the observation of direct experience. Since _objective_ +experience is so much more legitimated by its use in physics and +behavioristic psychology, we shall first examine the treatment of it by +introspectionists, with the result that, for all practical or concrete +purposes, introspectionism will be found to be astonishingly similar to +behaviorism. + +The very moment we begin to move naïvely in the field of direct +experience, protests will arise on all sides. If I say that I see a +book before me on my desk, I shall be criticized because nobody can +_see_ a “book.” Lifting the book between my fingers, I am inclined to +say that I feel the weight, external to my fingers and roughly in that +place where the book is also seen. This, a critic would remark, is an +excellent example of a typical statement by an untrained observer, +quite satisfactory, it is true, for the practical purposes of common +life, but altogether different from the kind of description given +by a trained psychologist. Even the character of being an “object,” +or “thing,” which I have tacitly attributed to the experiences I +have called “book” and “desk,” is improper in correct psychological +description. If observation is to give us simple and genuine data as +the elements of psychology, we must learn to make the all-important +distinction between _sensation_ and _perception_, between the bare +sensory material actually given to us and the host of other items +which since early childhood have become associated with it. You cannot +see a “book,” I am told, since this term involves some knowledge +about a class of objects to which this specimen belongs, and about +their use, etc., whereas in pure seeing such knowledge cannot enter. +As psychologists our task is to separate all these “meanings” from +the seen material _as such_, the manifold of simple sensations. It +may be a difficult task to effect this separation, and to behold the +net sensations which are the actual data; but the ability to do so +is precisely the special talent which transforms the layman into a +psychologist. It ought to be evident that originally, when we lift +a book, we do not have the experience of a weight external to our +fingers in space. At first there are mere sensations of touch, and +perhaps strain, in our fingers, whereas that “weight outside” has +been connected with them in a long history and through the influence +of other factors than those of pure sensation in our hand. A similar +consideration will show us easily that genuine sensory data cannot +present “objects.” “Objects” cannot exist for us before sensory +experience has become imbued with meaning. Who can deny that meaning +fundamentally determines almost all experience? Does it not finally +lead to a kind of illusion? The German noun “_Igel_” sounds to Germans +as though no other animal but a hedgehog could have this name. +“Eagle” however, which in English is acoustically the same as “_Igel_” +is in German, sounds to an American as though only an “_Adler_”[9] +could be called by this name. Here it is obvious that we have to +discriminate between a genuine sensory experience, which is the same +in both languages, and two different meanings connected with it in +different countries. Again, the symbol + _looks_ like the sign for +addition, especially if you see it between numbers; but it might as +well have been chosen as a symbol for division. If we feel at first a +disinclination to accept the last statement, the only reason for it +consists in just that sort of complexion which meaning, since we were +children in school, has given to the innocent symbol. As soon as we +realize how strong this influence is, we have to admit that probably +_nothing_ in the naïve experience of a normal adult can be free from +it. Even the most lively characteristic of an experience we may try to +describe, may be a property of that experience only in this acquired or +accidental way. + +Meaning depends upon personal biography; it has a highly complicated +origin and represents a somewhat accidental trait of our material. +Therefore we must get rid of it and learn to approach actual sensations +in such a way that their qualities and laws may be discovered in their +pure form. This procedure is called “introspection.” + +Probably all psychologists who are teaching at the present time have +learned this lesson thoroughly, though many perhaps implicitly and not +as a well-formulated program. Its basis seems justified; its content +seems sound scientifically. Therefore, if introspection is possible and +can lead us to actual sense data, we should be inclined to follow in +its footsteps. Direct experience as such, it is true, will not be worth +so very much under these circumstances. Of all _objective_ experience, +at most only the part cleansed and selected by introspection will +become the subject-matter of our study. + +However, we should not form a definite judgment before knowing more +about the criteria for the selection of some experiences as the genuine +ones and the exclusion of those other parts of experience which are +assigned to the influence of meaning. Let us consider a few more +examples, then, which exhibit other properties than those to be found +in the cases already mentioned. + +Do you see that man on the street approaching us at an even gait? Now +he is ten yards away, and presently five. What do you say about his +size at the two distances? That five yards away it was practically the +same as ten yards off? But that is impossible! A simple consideration +of geometrical optics will tell you that during the man’s approach +his height must have doubled and his breadth too, so that his total +size must have become four times the amount it was at ten yards. We +transfer the observation from the street into the laboratory. Here I +have two cardboard rectangles. The sides of the first have a length of +two and three inches, those of the second are six and nine. If now I +hold the first before you at a distance of one yard and the second at +three yards, you will admit that, optically, they must have the same +size approximately, since their linear dimensions vary exactly as do +their distances. But you tell me that the further rectangle appears +much larger to you than the nearer one? There you have it! Yours cannot +be a statement about actual sensory experience. A slight change of +conditions will make you realize that my opinion is right. Look through +the opening of this screen, which will show you the two rectangles +on a homogeneous background, but no more of their surroundings. Do +they look different now? Still a little. Then we shall be even more +cautious. I darken the room; then I turn the light on, allowing you to +make your observation through the screen, only for a small fraction +of a second, so that practically no eye-movements can occur during +that time. Now both rectangles have the same size, do they not? After +some practice you will be able, perhaps, to see them as equally +large even without the help of my screen and the short exposure, as +soon as you look upon them in the proper way--which is the method of +introspection for obtaining pure sensory experience. If you do not +accept my demonstration, you might even go so far as to believe that +the after-image of an object changes its size according to the distance +from which you “project” it upon a screen, because in untrained +observation it certainly seems to change considerably, according to +the distance of your fixation point. But that is absurd. How could it +really change, if the area of the retinal after-effect remain constant? + +My second example may be regarded as a natural consequence of the +first. When dining with your friends, what forms do the plates have in +your experience, those to the left, to the right, and opposite you? +They are circular, you say, as is your own plate? Impossible again! +They must be elliptical, as you will admit after you have once thought +about their projection upon your retina; some of them must even be +very flat ellipses, and even your own plate will become an ellipse as +soon as your eye does not look down upon it vertically. It will be +worth while to apply to this case a procedure similar to the one we +used in the first example. On this plane which, as you see, is oblique +to the direction of your eye I fix a circle; on this other plane, at +right angles to the direction of your eye, I fix an ellipse, whose +shape is chosen in such a manner that from its place it is projected +upon your retina in the same form as the circle is from its oblique +plane. Though you describe the first as a circle and the second as +an ellipse, they are two almost identical ellipses in actual sensory +experience. Take this screen with two holes in it, which lets you see +both forms, but excludes, however, the data by which the angles of the +planes became known to you at first. Both forms look alike now? All +right. After a short while you will be able to see correctly without +the screen, providing you adopt the attitude of introspection. Once +more, the corresponding observation on an after-image of a given form, +“projected” upon planes of different oblique positions with respect to +your line of vision, will elucidate the case completely. Its form seems +to vary according to the positions of the plane, though the retinal +after-effect has the same form throughout. This being absurd, you +see the importance of observing genuine sensory experience by way of +introspection. + +A similar paradox has been much discussed since Helmholtz wrote his +_Physiologische Optik_. Here on this desk near the window, and parallel +to it, a vertical screen is fastened. On the window side of the screen +I place a black paper on the desk, and in the shadow of the screen, +a white paper. These papers are selected in a special manner: the +dark one exposed to the direct illumination from the window reflects +the same amount of light as the white paper reflects under its low +intensity of illumination. You call the first one “black” and the +second “white”? Then again you have experiences which are not to be +trusted, because under these circumstances the images projected upon +your retina are both of them equally intense. So the sensations, +i.e., brightnesses, of both must also be the same. Moreover this can +be demonstrated. Take this piece of gray cardboard and look through +the two holes in it so that one of them is filled by a section of the +“black,” and the other by a section of the “white” paper. Now, as the +surroundings of the papers are excluded from vision, and thus you have +pure sensations before you, their approximate equality is obvious. +Again, with a little practice--most painters observe objects this +way--you will be able, without the cardboard, to destroy the illusion +of their difference--just by looking at the papers in the attitude of +introspection. + +All these observations are of an illusory sort, then, the purification +of which exhibits the true sensory facts. In this and other respects +they are comparable to a great many well-known “optical illusions,” +the diagrams of which fill many pages in our textbooks. Take the +famous Müller-Lyer figures! When you observe them often and try to +pick the main line out of its surroundings, you will find the illusion +become unstable, and finally it may even disappear. It was not, then, +a true sensory fact. The same thing may be shown in another manner. +Accurately draw the two figures, one above the other. If now you fix +your attention carefully upon the two left ends of the two main lines, +you will find the one vertically above the other. Repeating the same +observation with the right ends, you find the same result. It follows +that both lines have the same length.[10] Similarly you will find +all the other illusions variable, according to the attitude of the +observer, and avoidable by practice. Therefore they cannot be classed +as genuine sensory experience. + +Recently, stroboscopic movement has been investigated by some German +and American psychologists. Under appropriate conditions successive +stimulation by two lights at two points not too distant from each other +produces an experience of movement from the first to the second. But +if in making your observation in the attitude of introspection, you +find nothing but a “gray flash,” must we not be very careful, indeed, +before accepting the report of “movement”? Did not the observers of +Benussi[11] report similar experiences when their skin was touched +successively at two different points? But in their description the +movement did not usually occur upon the skin; it formed a curve through +empty space touching the skin only at those points. Evidently, such an +experience cannot belong to the world of touch alone; it is no genuine +sensory fact, then. + +If all these are examples of illusions which, for psychological +purposes, have to be corrected by introspection, something must +transform pure sensory experience so that for untrained people it +assumes an illusory character. This is the case indeed, and in most of +our examples we can discover that “something” easily enough. + +The man approaching us on the street does not grow larger, as for +simple optical reasons he should. The circle observed on the oblique +plane does not become an ellipse; it seems to remain a circle after +its retinal image has become a very flat ellipse. The white object +in the shadow remains white, the black paper remains black in full +light, though the first may reflect much less light than the second. +These three examples have one common property: the physical object _as +such_ remaining constant, while actual stimulation varies according +to more or less accidental conditions (of distance, of position, +of illumination), our experience agrees with the constancy of the +physical object much better than with the varying stimulation produced +by it. From this fact we draw the simple conclusion that all such +apparent constancy in experience is the product of _learning_. Since +our early childhood we have observed that a distant object is much +bigger, “really,” when we come near to it. In the same way we have +learnt that an object situated obliquely in relation to our glance +has quite another “real” form when we look at it vertically. Again in +the same manner we have observed that an object which we see under +abnormal conditions of illumination will show quite another “real” +brightness or darkness as soon as conditions become normal. As these +observations have been repeated millions of times, our knowledge of +the “real” size, the “real” form, the “real” brightness, has become so +intimately connected with what we see, that with time we seem to _see_ +those constant “real” properties instead of the ever changing ones +corresponding to varying stimulation. In short, those facts, though +strange at first, are explained by _meaning_, and then completely fit +into our scientific system. + +We have already seen that probably no experience escapes from the +influence of meaning. Hence we do not here introduce a new hypothesis. +If untrained people seem to “see” what from this viewpoint is a product +only of past learning, that again is an illusion, to be found generally +wherever we discover the indirect origin of the experience. Remember +the symbol +, which _looks_ like the sign for addition. Furthermore, +meaning as an after-effect of past observations must be _reproduced_ +and reproduction presupposes reproducing factors in the actual +situation. Obviously, then, if we do not see the distances, the oblique +positions and the degrees of illumination, no reproduction of the +“normal” size, form and brightness will be possible. It is precisely +this which happens when the given objects are observed through holes +in a screen: since, under these conditions, the surroundings of +the objects and, with them, their _actual_ distance, position and +illumination are excluded from vision, corresponding reproductions +are made impossible. The objects must now be experienced exactly as, +in pure sensation, they have been the whole time. The same proof is +given by introspection. In our terms this procedure means an isolation +of local size, form and brightness from their context in an actual +situation. Thus it separates them from the factors determining the +reproduction of “meanings,” and under these conditions of isolation the +effect is that of pure sensation determined by the actual stimulation. + +If in the case of size and form, after-images show a surprising +variation with the relative distance and position of the background, +this also is a direct consequence of our explanation. After-images are +localized upon the background. If the distance and the position of this +background operate as factors of reproduction, as in the previous case, +the same after-image will take on a great many apparently different +sizes and forms, relative to the changes of the background in distance +and position. + +Finally, in terms of our explanation we can understand why, under +extreme conditions, there is no “constancy of size,” etc. Ten yards +away a man is scarcely smaller than at a distance of five yards; but +fifty yards off he looks smaller, and 1,000 yards away he usually +becomes a tiny object, indeed. During most of our life we are +interested in objects rather near to us; so we learn little about +things far off and the consequence is that with increasing distance +the relation between the true sensory experience and the meaning +changes, to the advantage of the former. In all these arguments there +is great persuasive force and cogency. Most psychologists do not for +a moment doubt the truth of the explanation in terms of “meaning.” It +also seems to correspond to a very natural tendency in human thinking. +Physicists who have never studied psychology will tend to give the same +explanation, as soon as they become acquainted with the facts we are +considering. And if you demonstrate the phenomena to a freshman, he +will give the “meaning theory” at once. + +The importance of this theory is not less considerable on this account. +There is practically no field of vision which does not exhibit some +of the facts we are discussing. When we open our eyes we behold +sizes, forms and brightnesses, and, of these appearances, only a very +few will be exempted from the verdict which, from the viewpoint of +introspection, must be imposed upon them. The facts themselves are +not exceptional; only the demonstration of their surprising deviation +from what one should expect them to be is something unusual. This +demonstration is a matter of psychological, one might almost say, of +laboratory, sophistication; the facts themselves are affairs of every +moment and of everybody. + +Though the extent of objective experience which shall not be trusted +thus increases in scope, we have not yet reached its limits. The +simple localization of objects manifests similar properties. Looking +at a point before me I see the objects around it in different places, +corresponding to the different places which their images occupy on my +retina. If I now fixate another point, the same objects ought to appear +in other places according to the new positions of their retinal images. +But actually the objects do not seem to have moved. Their localization +in space is again relatively independent of retinal position. Or take +the speed of seen movement: the same physical movement may be seen from +many different distances. When I am ten yards away from the moving +object, retinal speed will be one-half of what it is at a distance of +five yards. In direct experience, however, there is no appreciable +difference of speed between the two cases of movement.[12] Obviously, +the same explanation can be given here which has heretofore been +applied to the constancy of size, form and brightness. Once more we are +dealing with meaning. And ultimately we recall that first illustration, +and indeed the most general case of the illusory character of direct +experience: if we seem to perceive “objects” in our visual field, even +those “objects,” from the standpoint of introspection, must also be +products of learning: _meaning transforms sensations into “things.”_[13] + +From this it follows that of all objective experience, as both layman +and psychologist enjoy it in the visual field of everyday life, very +little is left as pure and genuine sensory fact. That such is the +consequence we must accept, if we go the ways of introspectionism, will +become clearer to us now at every step. + +Introspection, however, draws a much more serious conclusion from +the foregoing analysis. Not only shall all those experiences which +are supposed to be influenced by meaning not be treated as primary +sensory experiences; but, in addition, they shall be excluded from +the subject-matter of psychology. Some introspectionists may hesitate +to acknowledge explicitly such a radical principle, but in their +researches most of them proceed as though they had completely accepted +it. After they have classified a given experience as one that must +be explained by the effects of meaning, they rest satisfied, and are +no longer any more interested in it than if it were found to belong +to astronomy. This means that most objective experience is excluded +from the introspectionist’s psychology as soon as he has found it +susceptible to his explanation in terms of meaning. In the following +chapters we shall see that wherever we touch upon a somewhat unusual +and therefore interesting observation, the introspectionist will +offer us this same explanation, and we shall always be urged to +_discard_ the observation because meaning is involved. Whether the +explanation is right or wrong, we continually face in common life +the kind of first-hand objective experience which is discarded by +introspectionism. Toward it all our interests are directed. There are +millions of people who will never transform the “objects” of their +environments into “true” sensations, who will always react to sizes, +brightnesses and speeds as they find them naïvely, who will like and +dislike forms as they appear to them in their objective world without +recourse to introspection, and what are held to be the true sensory +facts will never play an appreciable rôle in their lives. As long as +the introspectionist’s attitude prevails, however, psychology will +never seriously study those experiences which form the matrix of our +whole life. Instead, it will observe and discuss the properties of +rare and unusual experiences which, though they are supposed to be +continually present beneath our naïve experiences, seem to be so well +hidden most of the time that their existence has nothing to do with +life as we actually experience it. Even the best introspectionist will +not find or state these experiences unless he assumes the special +attitude which--fortunately for him--he does not assume except in +the laboratory. The enterprise of psychological observation is thus +undertaken, removed so far from common experience, that if we should +ever learn the laws of pure sensory process, all of them together +would not lead us back to the psychological world we live in; because +this world is one of direct and naïve experience, and utterly +foreign to these laws of pure sensory process. If, therefore, the +introspectionist’s psychology does not treat the facts we have to deal +with in life, if most of these facts are exiled from his science, he +cannot complain about his own fate. It is only to be expected that such +a psychology would not satisfy people for long. If you condemn interest +in the experience of daily life and define genuine experience as a rare +something only found by artificial procedure, it is inevitable that +your professional as well as your lay audience will tell you that they +do not care for your kind of psychology. And they will not stop there. +Since you have asserted that your experience is the only genuine one, +they will interpret your procedure as the only possible scientific +approach to the problems of experience. Thus they will condemn _all_ +direct experience as material of psychology, after you have given away +the greater part of it for the artefacts of sophisticated and sterile +introspection. This reaction had to come. It has come in the form of +behaviorism. + +I do not feel justified in calling those artefacts _unreal_. When I +apply the introspectionist’s methods I myself can get those special +experiences which corroborate his findings. But I do not attribute +to them a rare value as though they were worth more, as though they +were more “true” than everyday experience. If that common experience +involves meaning, the experiences given by introspection depend upon +the attitude of introspecting and cannot be shown to exist without +it, as we shall see later on. Moreover, for actual life, common +experience is found to be incalculably more important than any of the +introspectionist’s “true sensations.” Let us grant for a moment that +all the facts mentioned above are what they are for us because of the +influence of meaning. Do they become less real or less significant +psychologically because of this genesis? Is a certain amount of H_{2}O +which I have before me no real chemical substance because I know that +it has been formed by the oxidation of hydrogen? Would that hydrogen +be a “true” chemical substance, but not the water? Is the water not +worth the chemist’s investigation? I do not see why an experience which +contains acquired meaning should be less interesting and important +for psychology than experiences not so composed. Take the case of the +symbol +, which every one will agree is a product of meaning. When seen +between figures it _looks_ like “plus,” i.e., _its meaning appears +localized in the visual field_. A strange fact, indeed, which may +entail some very important questions! Why should such problems not be +investigated in psychology? It is the same situation with regard to +all the other cases which are explained by meaning. Why should we lose +our interest in the problems they engender, because the fatal word +“meaning” has been uttered? + +Furthermore there is positive reason why, instead, we should examine +these problems with particular attention. We have to discriminate +between two types of cases among the examples considered. One, +represented by the symbol +, is distinguished by the fact that child +psychology offers an adequate account of the growth of meaning in +this concrete case. For the second type, represented by most of the +other cases, such an account has not yet been given. It has been in +no way demonstrated that the objectivity of things, the localization +of weights, the constancy of size, form, speed, localization and +brightness, the variation of after-images, and so forth, are really +produced by the influence of meaning. It may seem extremely plausible +to most of us that such is the case, but none of the experiments and +observations I have mentioned in this connection can be regarded by +an unprejudiced psychologist as satisfactory proof. In our present +situation it is merely an hypothesis that the second group of facts +quite properly belongs together with the first class, and as an +hypothesis it is to be treated. + +The customary thing to do with an hypothesis is to test it. Does +introspectionism test this hypothesis? Quite the contrary, since +all interest in the experiences which it is intended to explain, is +destroyed for the introspectionist by the explanation itself. Thus +we have before us an assumption which would never be examined at +all, if all psychologists were extreme introspectionists. If this be +strange, it becomes the more surprising when you realize that at this +point most psychologists would not listen calmly to our discussion of +“meaning theory” as an hypothesis. At first they might express only an +incredulous smile, as though they had been asked to believe something +fantastical; but if you insisted upon this point they would grow +impatient, because in their opinion you were disturbing the sound basis +of careful science by an obtrusive paradox. + +When a scientific argument tends to become rather emotional it +undoubtedly prods some deep-rooted presupposition, the discussion of +which is felt to be offensive. No one enjoys the discussion of what +for him is secure beyond discussion. In the face of this exhibition +of temper, the more calmly should we realize that the attitude of +introspectionism, if taken so piously, becomes a real danger. Let us +suppose for a moment that in the cases of objectivity, size, form, +speed, localization, brightness, etc., the explanation by meaning is +incorrect. We should then immediately draw the conclusion that all the +facts in question are a part of genuine sensory experience. But these +facts would tell quite a different story about sensory experience +than that given by the introspectionists. Hence it would follow that +what we learn about “true” sensations from them has to be regarded +as distorted truth. Whether or not this be really the case, depends +therefore upon the validity of the general explanation by meaning. And +this explanation is not to be tested; it _shall_ not even be examined! +It will be obvious then that, used by the introspectionist in this +manner, _the meaning theory serves as a defensive bulwark for his quite +definite and special ideas about sensory facts_. + +This makes us suspicious of the meaning theory. Introspectionists +may be so utterly convinced of it, not because independently it is +particularly attractive in itself, but because their prior firm belief +about the nature of sensory facts will not permit them to acknowledge +certain experiences. If these “irregular” experiences can be explained +away by meaning, the belief will be reassured. + +In order to show that such is the case, we have only to consider the +arguments brought forward in favor of the meaning theory. They have +little indeed to do with meaning, but very much with convictions about +the world of pure sensory experience. + +Take the “constancy of brightness” as an example. A white paper in the +shadow appears as white, a black one in bright illumination as black, +though the white may reflect less light actually than the black. Is +there anything in this experience, in the white and the black _as +such_, which tells us directly that we have to do with an effect of +meaning? Nothing at all. The argument is of an indirect kind, viz., +our observation in this case cannot be reduced to “pure sensation”; it +must, therefore, be a product of meaning. + +First of all, one can _change_ the experience by looking at the +papers in a special manner. Therefore, it is not a true sensory +experience. A primitive conviction, then, which paradoxically both +needs and supports the meaning theory is this: _True sensory facts are +independent of changes in subjective attitude_. Evidently, however, +such a statement is not a sufficient support of the theory. If, in the +attitude of introspection, I can transform the apparent white into a +dark shade, and the apparent black into a rather bright nuance, the +opposite change will occur spontaneously as soon as I forsake that +attitude and behold the papers as other people do. From the viewpoint +of experience the “true” brightnesses, appearing during the period of +my experimental attitude, are as changeable, then, as those which I +had before and which I customarily have. Logically, I might as well +condemn the experiences found during “introspection” and refuse to call +them “true,” because they disappear whenever I return to the everyday +attitude. The introspectionist, however, is far from treating both +experiences with the same measure. He thinks that what he experiences +in his special manner is true experience, that, hidden somehow, it +ever exists behind the veil of meaning whenever he falls back into a +more naïve attitude. Thus it becomes clear that there is still another +belief which makes him prefer his special and rare experiences. + +His other belief is easy to find. Why should we be surprised by all +these observations on size, form, localization, speed, brightness, +etc.? Why not take them quietly and as a matter of course? Obviously, +because under the given experimental conditions of stimulation we +expect to have experiences quite different from those which we really +have. Naturally, we say, seen size should be proportional to retinal +size, to changes in retinal form there should correspond changes in +seen form, localization in the visual field should vary with retinal +localization, seen speed with retinal speed, and seen brightness +should follow the variations of retinal intensity. While the everyday +experience of the layman contradicts these expectations in the most +shocking manner, the special attitude cultivated by introspectionism +succeeds in obtaining precisely those other experiences which, +according to the introspectionist, we ought “naturally” to have +always; or we at least _approach_ that state of affairs which our +understanding considers the appropriate one. _This_ is the fact which +makes the introspectionist prefer the special and rare experiences +found by an artificial attitude, and which also makes him believe +in a permanent, though hidden, existence of these “pure sensations” +under the opaque cover of naïve experience. It becomes apparent, then, +that the procedure and the results of introspection acquire a special +sanction through their agreement with definite presuppositions about +the relation between stimulation and sensory experience. The same +suppositions lead to the condemnation of everyday experience. No one +can understand the scientific trend of introspectionism who has not +discovered, who does not see, this decisive point. How many times, as +a student, have I read and heard that the Müller-Lyer phenomenon does +not represent a “true” sensory fact, because by analytical observation +and practice we can destroy the “illusion”! If this be taken as a +proof, obviously one kind of experience is given a _higher value_ than +another. If you ask, why? you will ultimately get no other reason than +the one already stated: that one experience agrees with the properties +of peripheral stimulation whereas the other does not. Those that do not +are discarded with the aid of the meaning theory. + +A second fundamental conviction, then, underlying this theory and the +whole scientific viewpoint of introspectionism is this: _The main +properties of “true” sensory experiences follow the corresponding +properties of peripheral stimulation._ + +The introspectionist’s belief takes a form still more concrete. How +did he proceed in order to find the true sensory facts in the case of +brightness, for instance? He tried to isolate the white and the black +paper under observation so that they were taken out of their context as +far as possible. The same thing is done by those who try to destroy the +Müller-Lyer illusion, and similarly in all the other cases. Such an +analytical and isolating attitude will have effects similar to those +of a perforated screen, which, concealing the particular surroundings +of the objects, gives them a new _homogeneous_ environment. If now the +“illusions” disappear, this effect of isolation is explained in terms +of the exclusion of all those secondary factors, and in particular +meaning, which before had distorted the true sensory experience. But +the possibilities of pertinent explanation are not exhausted with +this. The effect produced by isolation proves at least that objective +experience in one part of the field does not develop, independently of +its neighborhood, as a function of local stimulation alone. If this be +taken as a description of facts, we may explain the facts in one of two +ways: (1) _Either_ “true” experience depends upon local stimulation +exclusively, whereas the meaning which almost always adheres to it +depends upon (is reproduced by) the properties of the environing +field; (2) _Or_ natural sensory experience _itself_ is not determined +locally; i.e., the properties of any one part of the field depend +normally upon the conditions given in the whole field, or, at least, +in a larger area of it. In _both_ cases isolation, or the introduction +of a homogeneous environment, would make local experience correspond +better to local stimulation. The introspectionist, however, does not +consider the alternative. He only seems to see that one horn of the +dilemma, according to which isolation gives the “true” sensation, and +naïve experience is a product of meaning. Again we find him partial +to an astounding degree; he _prefers_ that hypothesis (although +unwilling to regard it _as such_) which gives him local sensory facts +determined by local stimulation. In a well-known example, when our +subjects make eye-movements along the main lines of the Müller-Lyer +figures, these movements are shown to have different extents for +the two figures, corresponding to the difference of their apparent +lengths. There you have it, we are told! The illusion is not an +optical fact; it is produced by the accompanying motor phenomena, or +at least by innervation tendencies if overt movements do not occur. +This is an altogether partial statement because, supposing that the +two lines _have_ different lengths in “true” vision, nothing would +be more natural than that the eye-movements should be different +correspondingly. Only by prejudice can the fact in question be +interpreted as though it proved the indirect genesis of the Müller-Lyer +effect. It may prove instead that sensory experience is influenced +by stimulation in a larger area and that, therefore, eye-movements, +depending upon sensory experience, will also vary when surroundings are +changed. + +Recapitulating the foregoing analysis, we may conclude that: _A +decisive motive in introspectionism is the belief that true sensations +are independent of subjective attitude and depend only upon local +stimulation as purely local experiences._[14] This is the only rule +which helps us to understand on what occasions the introspectionist +begins to introspect. Very seldom will you find him introspecting +where, without any technique, he obtains certain simple relations +between local stimulation and experience. But where these relations +do not seem to exist _prima vista_, you will find him taking recourse +simultaneously to the introspective procedure and to the theory of +meaning. + +Here is the remarkable result of our inquiry. The whole procedure of +present introspectionism seems at first to be in full contrast to +behaviorism’s purely physiological viewpoint. If the introspectionist +is not the advocate of direct experience, who else should be able to +play that rôle? But we have found that there is some restriction upon +his enthusiasm for direct experience. A foreign judge has the chair. +He examines direct experience beforehand, convicts most of it, and +sends it away for correction by a special procedure. This judge is a +_physiologist!_ His ideas about the sensory part of the nervous system +are extremely definite. When the introspectionist mentions physiology, +he seems to talk about a helpful servant; but when we look at the +facts, the servant rules the introspectionist. + +If introspectionism is much less guided by direct experience than +by definite physiological principles which decide what shall be +called “true” sensations, its viewpoint is not so very far from that +of behaviorism. And this similarity of general ideas becomes even +more striking if we compare in detail the physiological creed of +introspectionism with that of behaviorism. + +The main concepts of behaviorism are those of reflex and conditioned +reflex. What is the characteristic trait of reflex action? That from +a definite receptor organ nervous excitation is conducted along a +definite path, through definite “centers” and along other definite +paths towards a definite effector organ. The _order_ of organic +reactions in their dependence upon definite stimulation is explained +by this conception: a preëxisting arrangement of more or less isolated +conductors enforces that order. It is true that behaviorists do +not suppose the anatomical arrangements to be _absolutely_ rigid +and constant. But, though a certain “irradiation” of excitation +is admitted, almost the only biological value attributed to this +plasticity consists in the fact that, if some other factor can make +the connections practically rigid, this other factor will have a +certain range of different possibilities to work upon. Hence, order of +functions is enforced fundamentally in the reflex arc, but, at a higher +level of the nervous system, connections may be built (or blocked) by +another factor. This other factor is “conditioning.” + +If now we consider the definite physiological ideas which silently +determine introspectionism’s criteria for “true” sensory experience, +we find the following two: _First_, local sensation depends upon local +stimulation; it does not depend upon other processes in the nervous +system, not even upon those issuing from neighboring points in the +same sense organ. There is only one physiological assumption which +would explain such an independence of local sensation, namely isolated +conduction from one point of the sense organ toward one point of that +region the activity of which is accompanied by sensory experience. +This, however, is nothing but the first half of a reflex arc, so that +in this respect introspectionism agrees completely with behaviorism. If +experience does not seem to obey this principle universally, that is +because we have a _second_ principle: At a higher level of the nervous +system at least, connections may be built during development, which did +not exist originally at birth. A corollary of this principle is: that +certain experiences will be followed and accompanied by others, or by +reproduced material corresponding to them, in the form of “meaning.” +Though this term sounds a trifle more refined than “conditioning,” in +the physiological considerations of most introspectionists it means the +automatic formation of new conducting connections, just as conditioning +does for behaviorists. Again there is no real difference between the +one viewpoint and the other. + +During their lively controversy over whether introspection, or the +objective observation of behavior, is the true procedure, it does not +occur to either party that some other theme might be more important +and urgent, namely, that concerning their common convictions as to +the basic type of nervous process underlying experience or behavior. +This assumed basis appears self-evident to both of them. And since +so much is taken for granted by both, we should not be surprised to +find the same conservatism in introspectionism which is so striking in +behaviorism. + +That psychology is a very young science and that therefore its future +and its progress will probably depend upon discoveries unsuspected at +the present time, seems not to be realized by most introspectionists. +In sensory experience, at least, the essential traits of all possible +and acceptable observations are fixed for them before they begin to +observe. Consequently, they show an almost negativistic attitude +whenever an observation does not agree with that preëstablished +truth; and their experimentation tends to become a rather defensive +and critical procedure. If others point to some new observation +that does not exactly conform to the fundamental concepts mentioned +above, they are eager to quell the disturbance, and to dismiss it by +appropriate introspection and discussion. I admit that criticism of +new observations is a healthy procedure in science; yet I have known +introspectionists who spend their scientific lives in a critical +defense of what they believe to be unquestionably true. In these +circumstances one cannot expect them to have a youthful interest in +free observation and naïve discovery. If the main points are already +established, and if further observation cannot give us essentially new +hints, why should we strain our eyes in the chaos of a large world +behind which, anyway, the old truth _must_ be hidden everywhere? As +William James would say, whatever happens is a “nothing else but” for +them; it can be reduced to an old story. In this attitude again there +is no real difference between behaviorism and introspectionism, though +each defends its conservatism by different methods. But there is a +real difference between preferring to be at rest upon preëstablished +ground or preferring adventure and intellectual curiosity which +take you full-sail into the open sea of experience. If you choose +the latter, perplexity will be your usual feeling, and a glimpse +of clear-shaped coasts a rare reward on some Sunday of research. +But the next generation will have more Sundays as a result of your +exploration. Certainly, neither this nor the next generation is needed +in psychology, if we stay at home and know beforehand that no other +sites can be found in the future. + +I do not see, then, why introspectionism should be preferred to +behaviorism, or vice versa. They are so much alike in their +fundamental opinions and in their general attitudes, that all their +wrangling seems like a family quarrel to the onlooker. And it is among +precisely those themes, over which they do not quarrel, that we shall +find the problems of _gestalt_ psychology. For the present, however, we +shall pursue this question: Is it true that the processes underlying +experience and behavior are determined mainly by the connections of +given nerve-paths, and that some change in the conductivity of these +connections is the secret of an individual’s development? + + +BIBLIOGRAPHY + + M. Bentley: _The Field of Psychology_. 1924. + + K. Koffka: _Gestalt Psychology_. The Psychological Bulletin. 1922. + + D. Katz: _Die Erscheinungsweisen der Farben_. Ergänzungsband 7 der + Zeitschr. f. Psychol. 1911. + + W. Köhler: _Uber unbemerkte Empfindungen und Urteilstäuschungen_. + Zeitschr. f. Psychol., 63. 1913. + + W. Köhler: _Akustische Untersuchungen_ III. Zeitschr. f. Psychol., + 72. 1915. + + + + +IV + +_Dynamics as Opposed to Machine Theory_ + + +SOMETIMES people are conservative and right at the same time. Still it +seems highly improbable that in our very young science conservative +opinions should be right, opinions which are opposed to almost all +experience, and which have scarcely been examined, because they have +been protected by the “meaning theory.” + +Some of the physiological presuppositions lurking behind introspection +are hardly convincing if they are once examined critically. In one of +our examples, apparent movement, produced by touching successively two +different points on the subject’s skin, is not admitted as a “true” +sensory fact because usually it forms a curve through empty space, only +the ends of which are felt on the skin (cf. p. 79). But why should all +the experiences which depend physiologically upon the stimulation of +a sense organ be localized in the same place where that sense organ +is localized as an experience? In vision, this is not the case; forms +or colors are not seen at the place where we feel our eyes. Neither +are sounds heard generally where we localize our ears. Behind the +introspectionist’s argument there seems to be some primitive confusion +of the peripheral processes produced by stimulation with sensory +experiences depending upon them of the physiological locus of the first +with the sensory localization of the second. + +I think this case is typical because it shows that the apparent +self-evidence of the argument from physiology prevents a critical +consideration of it, whereas any examination of the case would efface +the self-evidence of the assumption. In this chapter I shall try to +show that even the main assumptions of introspective psychology and +behaviorism are by no means axiomatic, though they agree with a common +prejudice which is thousands of years old. + +We have seen that those assumptions are utterly dependent upon the +explanatory force of the meaning theory. Unprotected by this theory +those assumptions would be destroyed by any observations which +contradicted them. Recent experimental work on some of the experiences +discussed as examples in the last chapter bears upon the explanation +of those experiences in terms of meaning. In order to _learn_ that +sometimes white is black and vice versa, an individual needs time and +_much_ experience, largely because he has to learn it so thoroughly +that finally the products of learning will be “projected” into his +field of vision as definite nuances of brightness instead of the +“true” ones. We should expect, then, that young or primitive subjects +would not show the “constancy of brightness” to any considerable +degree. But when the experiment was made with young chicks under very +severe conditions, they were found to possess approximately as good a +“constancy of brightness” as I do.[15] Similar experiments made on the +“constancy of size” with children (from two years up), and with young +apes, also gave positive results.[16] Though it is difficult to exclude +slight influences of meaning upon the phenomena in question, it seems +altogether unlikely, even without further work, that _in principle_ +these phenomena are produced by meaning. I do not deny that objective +experience is imbued with acquired meaning in many respects. But, as +has been said before, where this influence is not demonstrated in the +history of individuals, or somehow demonstrated independently, no +indirect argument is strong enough to be accepted in lieu of such a +demonstration. + +Since in these instances the meaning theory begins to relinquish the +field, a radical change in fundamental principles becomes unavoidable. +The phenomena we have here discussed, such as constancy of size, form, +localization, speed and brightness, the stroboscopic movement, the +well-known illusions and so forth, become just as decisive in our +understanding of genuine sensory experience as the so-called “normal” +cases of introspection, i.e., as the observations that at a given +distance and on a homogeneous background seen size depends mainly upon +retinal size; that (apart from contrast and other exceptions) in a +given illumination seen brightness depends upon retinal intensity, and +so on. In these cases, usually regarded as normal, size, brightness, +etc., are found to vary with the properties of local stimulation, +because conditions of surrounding stimulation are practically constant. +For the same reason, by assuming the introspective attitude, we may +find experiences corresponding to local stimulation even in those +other cases where _naïve_ experience shows the contrary, because by an +analytical attitude the influence of surrounding conditions temporarily +can be suppressed to a high degree. + +But we do not suppose such isolation to be the normal state of affairs. +If in all the examples given we accept direct experience at its +face-value, our fundamental assumption about the processes underlying +experience and behavior must be opposite to the assumptions of both +introspectionists and behaviorists; i.e., instead of reacting to local +stimuli by local and mutually independent events, the organism reacts +to an actual _constellation_ of stimuli by a total process which, as a +functional whole, is its response to the whole situation. This is the +only viewpoint which can explain how to a given local stimulus there +may correspond altogether different experiences as soon as surrounding +stimulation is changed. We face this dilemma: _Either_ we take the +traditional horn, in which case direct experience and everyday behavior +are irrelevant to our psychological analysis, _or_ we trust all +kinds of experience impartially, in which case we have to accept the +suggested radical change in physiological theory. + +“Total process” and “functional whole” are, however, terms which sound +rather vague, or even mystical, to most scientists. It would be well +to present our physiological assumption in more definite detail. This +may be done. And at the same time we shall obtain a more general view +of our problem if we ask ourselves just why the prevailing viewpoint +should have appeared so utterly convincing to the last generations. + +The chief reason seems to be that sensory experience is in most cases +quite orderly, and that the behavior, which accompanies it, is no +less orderly. Now since the early days of European science man has +been deeply convinced that the processes of nature, if they are left +to their own “blind” play, will never produce anything like order. +Why should they? Does not the accidental intercourse of inorganic +natural forces around us produce chaos and destruction everywhere? +We have been able to formulate some of the rules according to which +isolated processes occur in nature necessarily, but where many +processes influence each other without control, no reason is apparent +why confusion and general disorder should be avoided or why the +whole complex should develop toward an orderly distribution. _Without +control_--this appears to me to be the decisive point. For as soon +as man began to restrict the possibilities of natural processes by +appropriate rigid arrangements, the same forces which apparently would +have produced chaos, destruction or disorder without control were +guided toward orderly function in the service of mankind. This has been +man’s conception of nature for thousands of years; in modern times the +engineer still enforces in the same manner the functional order in his +machines. The “blind” forces of nature are allowed to make the machines +_move_, but the _order_ of the movement is enforced by those special +arrangements which are the essential traits of the machines and the +pride of their inventors. + +From this viewpoint, which prevails even in current theory, a young +science will tend to presuppose the existence of “special arrangements” +wherever the distribution of forces or processes in nature is found to +be orderly. Aristotelian astronomy is a good example. The movements of +stars in the sky maintain a remarkable order, so different from what +one would expect to occur in “free” nature, that something special +must control those celestial events. Obviously, the possibility of +a star running wild or a planet going astray must be excluded by +rigid arrangements. Therefore, in Aristotelian theory, the stars +are fixed upon those famous crystal spheres, the turning of which +forces the stars to move in their apparently regular orbits. There +are even engineers, viz., the stellar deities, who watch and control +the machinery. Three hundred years ago this conception was still +entertained in pious awe. The functional value of its crystal spheres +in the orderly sky, however, was precisely the same as that of any +rigid arrangement enforcing orderly processes in our machines. There +is a deep longing for rest and safety in man. Early in history it +was satisfied by such a primitive belief, the content of which may +appear crude, narrow and absurd to modern eyes. What was so shocking +in Galileo’s astronomical discoveries? That there was so much going +on in the sky and the astronomical order was so much less definite +than one could happily believe before! If the heavens begin to show a +lack of rigid institutions, similar to the flexibilities we observe on +this planet, who can feel secure in his most important beliefs? There +was much exceedingly human, miserable fear in the furious attacks +directed against Galileo by the Aristotelians of his time, and the +fear was evoked by the amount of change and dynamics Galileo found +in the world as the home of mankind. One may well suppose that the +excitement produced by Harvey’s discovery of the circulation of the +blood contained a similar element of fear, because the conception of +man as a rigid structure was suddenly disturbed by the idea of internal +unrest, accompanied by the possibility of its fatal cessation at any +moment. + +In any case the same general motive expresses itself in the well-known +tendency of early biological thought to explain all remarkable +properties of organic life, and most of all its orderly course, by +special arrangements enforcing order. In the time of Descartes, his +so-called mechanical interpretation of organic functions may have +been bold enough; still he was absolutely conservative in assuming +without a moment’s hesitation that--apart from the influence of one +engineer, the soul--all delicate, vital processes were enforced by +special arrangements, connections and channels throughout the whole +body of man. Figuratively, the organism was for him what the sky had +been for Aristotle--full of crystal spheres. He did not know the laws +of dynamics, it is true. But though we know much more about them +since his time, the main changes in biological theory seem to have +been refinements of his type of thinking rather than discoveries of +new general concepts about organic order. Even in our own day, though +doubting the validity of that machine-conception as a satisfactory +explanation of _all_ organic order, biologists do not give us any +other clear general principle whereby to understand the orderliness of +organic function. + +We shall see at once what the possibilities of alternative explanation +are, if we try to get a more concrete picture of the characteristic +trait in Aristotelian and biological machine theory. + +In physical processes we find two sorts of factors determining +events at every moment. In the first class belong the actual forces +of the process itself; they represent the _dynamical_ side of it. +In the second class we have those properties of the system which +may be regarded as _constant conditions_ of its events. So, at the +present time, the elementary charge of one electron seems to be an +unchangeable condition of all physical events. In a conducting wire +the specific conductivity of its material will be regarded as such a +given condition. On the other hand, the electrostatic forces of the +current itself driving an electron along that wire are an example of a +dynamical factor. But among the constant conditions two further classes +may be discriminated. In the case of electric current it is one given +condition that all moving charges have the amount of electronic charge +or multiples of it. Another condition of the current is given by the +mode of the distribution, the connections and the spatial order of the +conducting material, i.e., a network of wires. + +Immediately the fact becomes clear that, whereas in all systems of +nature, in addition to their own dynamical forces, processes depend +upon conditions of the first class, the influence of special conditions +of the second class may dominate in one case and be at a minimum in +another. When we consider the play of electrons in an atom or the +integration of atoms forming a molecule, we do not find a special +topography laid down beforehand which determines those processes. +At every moment, in addition to constant properties of the material +(first class of conditions), the actual _dynamical_ situation develops +the next event out of itself. If we wish to refer to the second +class of conditions in such a case, it would be to point out that +the topographical situation consists of physical space without any +special determining or limiting feature in it. On the other hand, +the equilibrated distribution of electric charge on the surface of a +conductor depends upon the rigidly given form of that conductor as a +limiting topographical condition; and in a steam-engine the piston +can move only one definite way, determined by the rigid walls of the +cylinder. + +This leads to a classification of physical systems which is decisive +for our problem. In all of them process is to be regarded as +necessarily determined, but among the various cases we find enormous +differences in the relative influence which limiting topographical +conditions, on the one hand, and the play of actual forces, on the +other, exert upon the course of events. Wherever we have given +topographical conditions, preëstablished and not changeable by +the process itself, their existence means the exclusion of some +dynamical possibilities and the restriction of the process to only the +possibilities compatible with those conditions. Electric charges may +move through the conductor in various ways, but they are _prevented_ +from leaving it, and so their final distribution depends upon its form. +Again the electric current may have one direction or the other, its +distribution may vary enormously; but, if the wires are surrounded by +isolating material, the dynamics of the current itself will remain +restricted to the interior of the wires. The most extreme case will +consist in a system where preëstablished topographical arrangements +exclude all processes except only one; and an example of this type is +given by the piston’s motion strictly confined between the walls of the +cylinder. + +In this case the steam in the cylinder exerts its pressure in all +directions, but, owing to the topographical conditions, it is not +allowed to do work except in _one_ direction, in that, namely, in +which the piston is free to move for a certain distance. Consequently, +nothing but the motion as such is determined dynamically in such a +system, whereas its direction is strictly enforced by topographical +arrangement. + +Now this is exactly the relation between dynamics and preëstablished +topographical conditions which we find in typical industrial machines. +The number and forms of special one-way functions which may be enforced +in such systems are enormous and varied. Still the general principle +is everywhere the same. Sometimes a little more than the minimum may +be left to dynamical determination, but at present no one would +construct mechanical systems for industrial purposes where the form and +distribution of process would be to any considerable degree a matter of +dynamics. + +It is the same idea again which occurs to Aristotle when he views the +remarkable order of celestial movement. His spheres are topographical +conditions enforcing that order. And since Cartesius, neurologists have +worked with the same concepts wherever they have dealt with orderly +organic function in higher animals and in man. It is not the dynamics +of nervous processes as such which they suppose tend toward coördinated +function. Vitalists may have such a mystical idea! Rather, special +anatomical topography is the only explanation for order; and by it the +dynamics of process are compelled to produce orderly results. + +Once more we return to point out that it is the same conception which +forms the common basis of both introspectionism and behaviorism, so +far as their physiological principles are concerned. Take vision, for +example. How many things may be present simultaneously in one actual +field! Still, excluding extreme peripheral regions, there does not seem +to be any confusion for the most part. One object appears separated +from all others, and the sharpness of its contours is evidence of a +high accuracy of function. But the field is not only clear as such; it +also corresponds admirably to the physical realities. Points which +are neighbors in physical space are neighbors also in the visual +field; the center of a circle in physical space appears as the middle +of a symmetrical figure in vision, and so forth. All this order is +as remarkable as it is necessary for our response to the objects +which, in the form of bodily movement, must be adjusted properly to +the physical world. The order of projected images upon the retina +is easily explained by the properties of the pupil, the lens and so +forth. But what about the processes which, streaming from here into +the brain, will eventually determine experience and behavior? Since +experience and behavior show a similar order, this order must have +been enforced or preserved throughout the entire process. Only one +kind of explanation seems, then, to be possible: In the nervous system +we have a topographical arrangement, preventing confusion and mixture +during conduction. Indeed, if from each point of the retina local +processes are conducted on definite and isolated paths toward their +final cortical termini, and if the totality of these termini somehow +reproduces the geometry of local retinal processes, then the dynamics +of the process are excluded completely from the determination of its +own direction and distribution. In terms of such a construction of the +facts we can feel secure that the most important property of vision, +i.e., its accurate order, is guaranteed by so trustworthy a factor as +preëstablished anatomical conditions. + +Similar considerations would lead to similar results in the case of +touch and hearing. But what about learning and habit formation? + +At the present time most psychologists would answer this question by +saying that in some parts of the nervous system, between its optical +and acoustical sectors, for instance, paths of nervous activity are +not fixed once for all in the youth of an individual. Either no paths +will be ready for conduction at first, or else from one point of the +tissue several paths will conduct processes equally well in several +directions, so that disorderly diffusion will occur. In the adult, +however, we observe a great many associations, let us say, again, +between the optical and the acoustical centers, and very seldom is +there any confusion in the play of reproductions. The thing we have +before us now is called a book, its parts pages, and so forth. It is a +serious symptom if some one does not call things by their right names. +Normally, the connection between definite visual processes and definite +acoustical and motor processes works astonishingly well. What other +explanation can be offered? Where we had at first no conducting path or +perhaps several indifferent paths, we might assume that with time one +single path has become differentiated and so much more susceptible to +excitation than all the others, that now processes must follow this one +path. This would mean that, disregarding the _genesis_ of this dominant +one-way function, the perfect order of association and reproduction is +again explained altogether in terms of the properties of topographical +conditions. Though these conditions are not supposed to exist in +the same manner in infancy, and though the changes by which they +are produced remain obscure at the present time, when once they are +established the direction and order of processes is as rigidly enforced +by them, and any influence of dynamics will be as utterly excluded, as +is the case supposedly in simple sensory conduction. As the railroad +train remains on its tracks because these determine one way of least +resistance, and as the enormous power of the engine has no influence +upon direction, so in reproduction as well as in sensory processes all +order and direction is a result of prearrangement, independently of the +actual properties and dynamical forces of the process itself. + +If for the sake of order dynamics shall not take part in the +distribution of processes, and if distribution shall be merely an +effect of given topographical conditions, important consequences follow. + +First of all, excluding only the somewhat obscure _genesis_ of +associations and habit, what happens in the nervous system will +depend either upon inherited machine arrangements or upon secondarily +_acquired_ arrangements. Therefore, where an actual performance is +not an instance of the learning process as such, it must be explained +either by original topographical conditions, or by past learning, i.e., +by acquired changes in those conditions.[17] Now, this alternative is +nothing but the old dualism of nativistic and empiristic explanation. +No reader of all the famous discussions between nativists and empirists +can have a serious doubt that a nativistic explanation has always meant +the assumption of a given anatomical basis for the actual fact in +question. If such explanation did not seem to be acceptable, then only +one other possibility was left open, that of learning. These authors +never entertain the idea that some specific and orderly function +might occur without being controlled either by special arrangements +preëstablished _ad hoc_ or by arrangements acquired in learning. What +may this third alternative be? Vitalism? We shall see. + +In well-established one-way streets what happens at the end of them +will mainly depend upon what has happened at the entrance. Sensory +experience will therefore consist of purely local elements of +experience, the genuine properties of which must depend upon local +stimuli exclusively. If, for the maintenance of order, the isolation +of processes in each pathway and in each final cell (of the brain) +must be absolute, then no influence of processes in other parts of the +nervous system will be able to alter sensory experience, and so it +must remain the same whatever the changes of attitude. By enumerating +the actual properties of all elements at a given time we give an +exhaustive account of the presented field. This is what has been +called the summative, or mosaic, character of sensory experience, as +it is understood from this viewpoint. Evidently, in terms of it, the +sensory field becomes “inflexible,” exactly as its physiological basis +is mainly determined by rigid topography. It also becomes “poor,” +because the variety of experiences is restricted to those indifferent +patterns of elements which we may find by varying independently the +properties of the local elements. Any organization of processes in +the field is excluded because order must be explained by functional +separation. Specific function, dynamically extended over an area of the +field, is excluded for the same reason; we have to deal with a purely +_geometrical_ pattern of _local_ processes. + +How “empty” and “dead” does the organism appear in this theory! +Dynamically, it has nothing to contribute to the monotonous elementary +currents conducted compulsorily from a point of stimulation to a point +of reaction. So it becomes an indifferent stage for actors indifferent +to the stage as well as to each other. As an object of research in +dynamics it is less interesting than a molecule or a soap-bubble which +are both of them functional wholes. + +If between the field of sensory processes and the effector organs +conduction is determined in the same manner as, in this theory, it is +between local stimuli and the elements of that field, a thoroughly +adequate formula for research in psychology will be: to find out what +stimuli produce what reactions in the effector organs. The statement +that stimuli, on the one hand, and reactions, on the other, are the +only points of interest in psychology, corresponds absolutely to the +picture of the organism, and especially the nervous system, as lacking +any characteristic process of its own as a whole. Since other schools +do not pretend to have new positive ideas about the functioning of +the nervous system, that seductive formula of behaviorism has found a +rather general assent as expressing the viewpoint of natural science +in psychology. Unfortunately, in its present usage, it is not only +seductive, but also ambiguous and superficial. + +From the fact that in this theory dynamics is excluded from the +determination of order and distribution, one more consequence follows +immediately. Everywhere in nature dynamical events depend upon the +properties of those processes and materials which exert influences +upon one another. In a solution, containing Na_{2}SO_{4} and BaCl_{2}, +BaSO_{4} will be precipitated because of certain properties of Ba, +SO_{4} and H_{2}O which, in their mutual relations, determine the +dynamics of the process. Two electric currents will produce mutual +attraction of their conductors if both have the same direction; +repulsion, on the other hand, if the direction of one current is +opposite to that of the other. The rule is general, that “relative +properties” as exemplified in these cases are decisive for dynamical +interaction. A theory, therefore, which excludes dynamics from the +determination of distribution, allowing it the production only of +elementary nervous current, will have to draw the inference that the +properties of local processes have no influence whatever upon the total +distribution in the field. A given local process will be altogether +indifferent to its neighbors, running its course uninfluenced by their +existence. All possible patterns may be produced by appropriate sets of +peripheral stimuli; no mutual forces are admitted which, in the whole +field, would produce certain definite distributions rather than others. +A similar consideration in the case of association and reproduction +will occupy us later on. + +When confronted with such an unretouched picture of current assumptions +about physiological functions, most psychologists will protest. They +will declare that one should not take too literally what has been +used rather as an analogy in a preliminary endeavor to develop ideas +about the processes of the nervous system. Every one admits, moreover, +that there are cases of “irradiation” in some parts of the tissue! To +this criticism I must answer that if _all_ analogies chosen, in the +first tentative picturing of orderly nervous function, are of the same +type, using topographical arrangements as the basis of order, this +may be taken as evidence that other analogies do not occur to these +authors. Preliminary though it may be, it remains a machine-picture, +and no other has been developed, which is different in principle. As to +irradiation of current, this concept as such does not mean more than a +lack of definiteness and accuracy in the machine; it presupposes order +enforced by strict isolation as the normal case, a slight deviation +from which is the whole content of the idea. I admit that it makes +our ideas about nervous functioning a little more nebulous than they +should be according to the extreme viewpoint of machine theory; but I +deny that in this manner _order_ of distribution can be or has been +explained by any one. Granted that all conductors may “leak” a little +at certain points and that, therefore, local processes may become +interfused mutually to a certain degree, I am unable to deduce orderly +distribution or organization from such an indifferent “spreading” or +interpenetration of essentially isolated units. + +Let us compare the consequences of the theory with observation. +Some relevant data have already been mentioned. Other and much more +important data will occupy us in the next chapters. + +That constancy of brightness and of size cannot be explained by the +assumption of one-way conduction determining local sensory experience +in terms of local stimulation does not need further discussion, since, +because of their incompatibility with that assumption, those facts +are commonly believed to exemplify the influence of meaning. But now +that experimentation has shown that the meaning theory does not seem +to explain them either, neither the empiristic nor the nativistic +assumptions help us in these cases. So we must try to conceive a third +kind of nervous function other than the types in which processes are +strictly directed either by inherited or by acquired arrangements. +If there is a third reasonable assumption, it will be necessary to +apply it also in those other cases, such as constancy of form, speed, +localization, and so forth, which are so similar to constancy of +brightness and size, that the same explanation should obviously be +given in all these instances. Quite generally then the alternative +between empiristic and nativistic hypotheses must be misleading. + +The introspective theorem that changes of attitude cannot influence +“true” sensory experience does not agree better with the facts. +It seems rather to be an arbitrary definition of “true” sensory +experience. In observation, at least, if I transform the white in +the shadow and the black in full light into two similar grays, _by +“introspection_,” there can be no more radical influence of attitude +upon sensory experience than this transformation which occurs under +constant conditions of stimulation. And the same holds wherever +introspection, destroying natural experience by an artificial +technique, finds its “true” sensations instead. Fortunately in one +part of our science at least, this seems to be the prevailing opinion. +When we analyze a clang we hear several notes appear successively +in the mass which previously we heard as a _unity_. If in this case +we agree that under constant conditions of stimulation our attitude +transforms one sensory reality into others, and that the clang heard as +one is not less real than the partial tones apparent during analysis, +we have no right to contradict similar observations in other cases.[18] + +As to the statement that sensory experience is a purely local affair, +each point of a sensory field depending upon “its” local stimulus +exclusively, we must reiterate that no grounds have ever been given +for such a radical assumption. Rather it seems to be an _a priori_ +belief about what _ought_ to be the nature of things, experience to the +contrary notwithstanding. As far as observation goes the properties +of local retinal stimulation do not simply determine the size, the +form, the localization and the brightness of local experience; neither +does retinal speed determine seen speed, as it probably ought to +according to the thesis that the geometry of retinal facts determines +spatial experiences. As a matter of observation, all the well-known +“illusions” may be cited as evidence of the fact that local processes +depend upon _sets_ of stimuli. To some degree this controversy will +be settled by pragmatic principles: the decision will go to that side +whose principles prove most fruitful in the further development of +psychology. In the meantime, however, we may carry on our analysis of +the polemical situation at present. + +Almost all psychologists agree, in the case of one experience, upon the +fact that local sensory experience is determined by more than merely +local stimulation. This case is that of color-contrast, which most +psychologists suppose to be an effect of interaction in the nervous +system. If here the point-to-point correlation between retinal stimuli +and sensory experience is surrendered, because the determination of +local experience by conditions in a larger area is too evident, how +can we proceed hereafter as if this discovery and concession had not +been made? It took science some time before it would accept simple +observation even in this case. Helmholtz refused to do so and, of +course, he applied the meaning theory in order to save its fundamental +belief, i.e., the point-to-point determination of local sensory fact by +local stimulation. But after the first step has been made, we should +realize not only that one theory of contrast has taken the place of +another, but also that instead of applying persistently one general +principle to all sensory experience, we have begun to accept a new +one. In the future, wherever experience does not correspond to local +stimulation, we should, at least, consider the possibility that such +an experience may depend upon the total set of conditions in a larger +field, exactly as contrast does. _If_ it does, this may help us to +understand why changes of attitude affect sensory experience in some +cases. Sensory experience, which depends upon the constellation of +stimuli in a larger area, and therefore does not correspond to merely +local, inflexible units of process, may be influenced by “processes +of attitude” as well. The most important point, however, seems to be +that if we find a type of process depending upon _sets_ of stimuli +instead of single ones, this process may be that “third possibility” +we are seeking. Certainly, it would neither be like the elementary +processes of nativistic machine theory, i.e., absolutely determined by +_inherited_ arrangements, nor like the processes of empiristic theory, +upon which a similar compulsion is exerted by _acquired_ arrangements. + +In the next chapters I shall try to show that other facts, much more +important than those we have considered hitherto, point exactly in the +same direction. For the sake of order in nervous function the machine +theory excludes _organization of process_ in the field. But we shall +see that organization may be regarded as a typical fact in sensory +experience. Again the theory excludes the assumption of any specific +process dynamically extended over an area of the field. But it will +not be difficult to show that there are experiences in great number +the specific properties of which belong to _extended wholes_ and do +not exist in local isolation. This means also that the real variety +of processes occurring in the sensory field is simply enormous when +compared with those essentially indifferent patterns of local elements +which may occur according to the machine theory. + +If dynamics are excluded from the determination of distribution, local +process will correspond everywhere with its stimulus; the actual +properties of stimulation in their mutual relationships will play +no rôle in the whole affair, as they would undoubtedly in the case +of dynamical interaction. Reviewing our observations, however, we +find that everywhere the aspect of sensory experience depends upon +the properties of stimuli in their mutual interrelationship. This is +well known in the case of contrast and tonal fusion, but we may cite +as well all those observations which were discussed at length in the +last chapter. Constancy of brightness, for instance, depends upon the +relation of the illumination and brightness of the neighborhood to the +brightness of the field in question. That _organization_ in the field +depends upon the definite “relative properties” of local conditions, +will be shown in the next chapter. + +All these facts make it probable that something is wrong with the +machine theory; they look as though they might be better understood by +dynamical theory. Sometimes the observer finds dynamical events quite +obviously occurring directly within the field. This is particularly +the case, when sudden stimulation or change of stimulation is followed +by a _development_ of process. If we cause a bright figure suddenly +to appear in the dark, this figure will have at once neither its full +size nor its “right” place. Instead it will appear with an energetic +movement of extension as well as of approach. At the moment of abrupt +disappearance, it will appear to have a movement of contraction and +recession. Obviously, such observations would be exceedingly strange if +considered in terms of machine theory. Or again, take the surprising +fact that in touch, as well as in vision and hearing, the distance +of objects and events may vary considerably if the stimuli are given +in a certain manner. In some beautiful experiments of von Frey two +distant points of the arm touched at the same time will appear to +be one-half the distance apart which they appear to be when touched +in slow succession. Scholz and Kester have both measured the mutual +“attraction” which lights as well as sounds show when presented under +adequate conditions. If the machine theory did not have its inordinate +historical prestige, no one would hesitate to take these observations +as evidence of dynamical interaction within the field. The stroboscopic +movement, which belongs to the same class of observations, has acquired +a unique importance by the fact that experimentation in this field led +Wertheimer explicitly to discard the purely summative theory of sensory +experience, not only for the problem in question but generally.[19] If +at some distance from each other two stimuli are successively projected +upon the retina of a subject, a movement will be seen, starting from +the locus of the first and ending in the region of the second. Under +favorable conditions there will not even be two “impressions.” One +“thing” will move from one place to the other--certainly a case of +dynamics which it would be difficult to understand by the theory of +isolated local processes. After the more important properties of +stroboscopic movement were investigated by Wertheimer, Koffka and +others, there was much discussion, mostly about minor points, which +almost tended to obscure the main facts. As was to be expected also, +meaning was rather liberally offered as an explanation. Nevertheless, +if conditions and the attitude of the observer are not too inadequate, +we undoubtedly _have_ movement in the visual field. Those who do not +believe direct experience, where it contradicts the supposed properties +of “true” sensation, may deduce the “reality” of that movement from +the fact that, when repeated, it produces an after-image of movement +in the opposite direction, exactly as “real” movement does. Though, +historically, Wertheimer’s investigation was the beginning of +_gestalt_ theory, in the proper meaning of that phrase, the following +considerations of sensory process will take another slant, because to +me another way seems more advisable as an introduction.[20] + + There are several well-known arguments which favor the machine + theory. I have sometimes heard that it gives us a picture of + nervous function which, clear and simple in itself, is the more + easy to understand since in practical life we enforce order + everywhere in the same manner, i.e., by arrangements _ad hoc_. I + must confess that such a policy of the least scientific effort + seems to me unacceptable. The comfort and the habits of the + scientist do not count where he must deal with the properties of + his subject-matter. Furthermore, only the psychologist, neurologist + and physiologist will save time and effort by an assumption + which explains order by arrangement. They simply hand their + problem down to somebody else; wherever, in theory, a problem of + function is reduced to one of special arrangements, the science + of “morphogenesis” in its ontogenetic and phylogenetic branches + is amicably asked to solve it, i.e., to explain the origin of the + arrangements. So the avoidance of difficulties in our science + means that others have proportionally more difficulties. And, + by the way, at some point functional problems must be treated + as truly functional. If it is barely possible to understand the + ontogenesis of anatomical structure by the working of “special + arrangements” in the egg and germ, it would be ridiculous to + explain _phylogenesis_ by arrangements which bring it about. + + Yet it will be said that we do have special arrangements + guaranteeing definite function in a great many organs of the body. + Nobody can deny it, and I shall admit at once that the existence + of the optic nerves as a conducting system between the eyes and + the brain may be regarded as an example. Still, in our body, there + is another conducting system in which a great many substances are + transported along with the _blood_. And here, though the conduits + are a general arrangement “for transportation,” we do _not_ have + special arrangements for carrying each part of the fluid to its + right place. What a definite part of the tissue pours into the + blood or takes away from it at a given time is not determined + by isolating conductors; everywhere it depends upon the actual + relationship between the state of the tissue in question and the + chemical properties of the blood, and yet normally we have order in + the whole affair. The example shows that the existence of “organs” + does not allow us to draw any inference about elementary processes + being kept in order entirely by machine-arrangements. + + However, I may be forgetting that in physiology and pathology we + have much evidence for assuming a “projection” of retinal points + upon definite points of the _area striata_ in the brain! I am + not certain whether the facts in question prove that between + the retina and the _area striata_ conduction is completely a + point-to-point affair. But that does not matter, since at the + present time neurologists no longer believe that the _area striata_ + is the terminus of optic processes and that visual experience is + concomitant with processes in _this_ area. If up to this region + conduction should be a matter of strictly isolated paths, the + functional problem we are occupied with would have to be solved in + parts beyond the _area striata_. + + I shall be told that the nervous system consists of cells the + fibers of which _are_ isolated from each other. I answer that in + its gray ganglionic and nuclear fields conditions are different. + Here mutual influence is not only possible; it is necessary. + + But what of the all-or-none law? Does it not prove that elementary + conduction is a matter of each single nerve fiber, occurring in + one definite manner as long as the properties of the conductor + remain the same? Experimental investigation of the all-or-none law + is not yet complete and, so far as I know, we have no evidence as + yet of its application to central fields. Supposing, however, that + it holds in brain tissue as it seems to hold in peripheral nerves, + the alternative between a strict machine theory of distribution + and dynamical conceptions would remain as open as before, because, + then, in each part of the nervous system the number of elementary + organs taking part in any actual process, i.e., the density of the + process, would have to be determined somehow, as would also the + frequency of current in each single organ. Both properties of the + process may either depend upon given local arrangements or upon + dynamical intercourse in the ganglionic tissue. As distribution + of energy is a dynamical problem in physics notwithstanding the + quantum theory, so the all-or-none law, as a sort of quantum theory + in nerve physiology, does not exclude dynamical distribution of + process. + + A final argument which maintains that distribution of process by + preëstablished and isolating conductors is the only way to explain + the order of the field in its relation to the external physical + world, seems to have two parts. _First_, it presupposes that + dynamical interaction, not controlled by special arrangements + at each step, must produce chaos and confusion. We have here the + old human prejudice which, in a great many cases of dynamical + interaction, is absolutely unwarranted. _Secondly_, as to the + relation between the external physical world and the sensory field, + the theory of isolated conductors enforcing order would explain a + strict correspondence of sensory facts to _retinal stimulation_. + But in the last chapter we saw that much experience is exiled “into + the dust-cloud” of psychology by introspectionism just because it + does _not_ agree at all with the properties of stimulation. To + be sure, the constancy of size, form, brightness, localization + and speed in the sensory field corresponds fairly well with the + constant properties of _physical objects_; but this agreement is + _not_ explained by the machine theory of vision which refers to + constant relations between local _retinal stimulation_ and local + experience. + +If we are not satisfied by the alternative between order enforced +by preëstablished arrangements and order determined by acquired +arrangements, what else can produce order? For the moment we restrict +our discussion to sensory processes and return to our statement (cf. p. +111) that, in physical systems, the relative influence of topographical +conditions, on the one hand, and of the play of actual forces, on the +other, may vary enormously. In typical man-made machines the rôle of +topographical conditions prevails to such an extent that the only +rôle of dynamics is to drive processes along a path laid down by +those conditions. This means that typical machines are essentially a +_special_ type of physical system and that outside the little world +of man-made machines there exists an immense world of other physical +systems, in which the direction of processes is not completely +determined by topographical arrangements. + +Let us consider a drop in a current of water which moves through a +narrow pipe. Why does it move? Because, aside from inertia, pressure +is higher on one side of it than on the other. But this difference of +pressure works in one direction only, the walls of the pipe excluding +all its other effects. Now let us suppose that the pipe disappears +and that the drop (and the whole column of water in the pipe) becomes +a part of a larger volume of water. The drop will probably also move +in its new environment. But now it is exposed to forces on all sides, +and its movement will be in the direction of the _resultant_ vector +of force. Obviously this movement is no less necessary than was the +movement in the pipe, but here there is no local arrangement which can +determine a single direction as the only one possible. Therefore the +path of the drop will be determined _dynamically_ in the new case, +i.e., by resultant force at each moment. It follows that in this +situation the path which our drop takes will depend upon the dynamical +situation it encounters at each stage, and that it will change when +this situation changes. This is one simple example out of millions. +_In all of them not only movement, or process as such, but also the +direction and distribution of process is determined_ _dynamically +by interaction_. It is events of this type which are excluded almost +completely from machines, and the same type of process is practically +excluded by standard neurological and psychological theory. _Gestalt_ +psychology sees no ground for its exclusion and rather proposes to give +this type of process a fundamental rôle in psychological theory. + +In the pipe the drop of water moves because movement, under +differential pressure, is an approach toward equilibrium. Such is +the effect of forces at all points of all systems. When surrounded +by water, the movement of the drop will still be an illustration of +the same rule.[21] The only difference is that now the direction +of movement, according to the rule, will depend upon the actual +_dynamical_ situation. If we consider all the drops in the given volume +of water, we will find the distribution of water gradually changing +from one moment to the next. But whereas in pipes the distribution of +the movement in space depends upon the form and the spatial position of +the pipes, in the “dynamical case” it depends mainly upon the play of +actual forces. In pipes, order is produced by _exclusion_ of dynamical +interaction; whatever distribution may result in the “dynamical case” +is _produced_ by dynamics itself. + +At this point our interest concentrates upon this question, whether +Aristotelians and modern theorists are right in assuming that +_anything_ may happen in dynamical interaction and that, therefore, +dynamics is to be regarded almost as a synonym for disorder. What we +see around us in inorganic nature seems to corroborate that opinion, +since the blind meeting of forces and processes usually leads to chaos +and destruction. What we have before us in these cases, however, may +be described as follows: There is a thing at rest or a process going +on uniformly; suddenly a new factor impinges upon the first thing or +process from without, and after a short while, another new influence, +again independent, is exerted from without, and so forth. Anything +indeed may happen under these circumstances, and in most cases the end +result of such fortuitous concurrence is disorder and destruction. +This, I think, is the picture most men have in mind when they refer to +dynamics, as though accidental impact were its only form! + +There are, however, other cases, much more interesting for our present +discussion. If in a basin, for instance, water is somehow distributed, +perhaps in full movement, at a given moment there is a definite +pressure at each point, and everywhere differences of pressure will +tend to alter the distribution and the direction of local drops of +water. Supposing now that the basin itself does not change and that +no outer influences accidentally impinge upon the system during its +redistribution, what will the result of continual internal interaction +be? If we try to find the answer by imagining an indefinite number +of drops, each moving under the resultant force in its immediate +proximity, and each again influencing its proximate neighbors by +that movement,--if we notice that this picture changes continually, +as the distribution, and, therefore, the actually resultant force at +each point changes in the smallest fraction of a second,--then we are +inclined to dismiss the task as beyond our efforts, and to treat the +events of this field in terms of the confusion or destruction that is +attributed to nature in the case of accidental impacts. + +But in this we are wrong. We are projecting our own confusion into +the course of objective events. We become guilty of anthropomorphism. +The physicist has quite a different attitude toward the problem. By +observation, as well as by theoretical calculation, he is led to the +conclusion that, generally, undisturbed dynamical interaction will +produce a definite orderly distribution. + +Let us review an example we entertained at the beginning of this +chapter. To Aristotelian theorists the striking order of astronomical +movements appeared inexplicable without the assumption of special +arrangements controlling them. Now in modern times no one believes +in those crystal spheres. But the order is there! And since the +stars did not “_learn_” to move so orderly, some factors other than +preëstablished and acquired topographical arrangements must be able to +produce and to maintain order in distribution and movement. And in the +prevalent conception of the solar system, it is continuous dynamical +interaction, without any topographical arrangements, which produced and +still maintains the order. + +Other examples may be found in all parts of physics and chemistry: +when two atoms come into their sphere of mutual influence, the play +of dynamic interaction immediately begins, and, as the case may be, +depending upon their “relative properties,” they either separate again +or they form an orderly molecule,--an architectonic structure,--without +the aid of any arrangements _ad hoc_. + +If we suspend a number of straight wires so that they form different +angles with each other, the whole distribution being irregular, +electric current entering the wires turns them into parallel lines. +This is an orderly result of electrodynamic interaction. + +Or again, we pour oil into a liquid with which it does not mix. In +spite of the violent interaction of molecules at their common surface, +this surface remains sharply determined, not by any arrangement +enforcing this orderly distribution, but just by the play of surface +dynamics between the oil and the other liquid. If specific density +is the same for both liquids, these surface forces will change the +distribution until the oil forms a regular sphere swimming in the +other liquid. + +I might go on to describe hundreds of examples. In all of them the +situation would be the same in principle. Dynamical interaction, +undisturbed by accidental impacts from without, leads to orderly +distribution, though there are no special preëstablished arrangements. + +And what is the explanation of this general tendency in undisturbed +dynamics? It is simple enough. In all these systems we have one +resulting force at each point at each instant of time. All the +resultant forces together form one texture of stresses. From the +principles of physics one can deduce, therefore, that, _for the system +as a whole_, the immediate effect of all those forces will have one +definite direction. At each point the forces will produce changes +of movement or process which, when considered in their totality, +bring the system nearer to the balance of the forces themselves. The +factor of inertia may cause the real course of events to deviate from +the ideal exemplification of this principle. But where, as in most +organic systems, inert velocities not corresponding to actual forces +are destroyed by friction, the real distribution of processes will +exhibit the principle perfectly, and will finally reach a state of +stability, of rest or of stationary process. The fact that this state +will be an _orderly_ distribution has been explained by Ernst Mach as +follows: In orderly and regular distributions the totality of internal +stresses will be more balanced than in a state of disorder. Therefore, +by undisturbed interaction a system approaches order. For all details +I must refer the reader to the literature quoted at the end of this +chapter.[22] + +_Dynamical self-distribution_ is the third kind of functional concept +which I propose to add to psychological theory, in addition to +distribution enforced by inherited arrangements and order determined +by acquired arrangements. More concretely and for the visual field, +my assumption is that the order and distribution in this field is in +each case the result of dynamical interaction. From this viewpoint the +processes underlying the visual field in a state of _rest_ represent +the equilibrated distribution of sensory dynamics under actually given +conditions. When not at rest, sensory dynamics will be in a state of +_developing dynamical distribution_. + +Though the direction of local process in a system is not altogether +determined by local arrangement, the result of dynamical +self-distribution as a whole may still depend upon topographical +conditions (cf. pp. 112-113). Thus the electric current in a network +of wires is distributed dynamically; yet the actual distribution +as a whole depends upon the position of the electrodes and upon +the conductivities in all the conductors. Similarly, the totality +of processes in the optical part of the nervous system will depend +upon given conditions in each case. For the moment, though this will +prove to be an inexact assumption when it is examined more closely, I +shall suppose that in the interior of the optical network the general +conditions of conduction remain constant. But, then, as a set of +peripheral conditions, we have the patterns of different chemical +reactions on the retina, as they are produced in each case by actual +stimulation. Upon these varying conditions the self-distribution +of process will depend primarily. If neurologists are correct when +they assert that between the retina and the _area striata_ of both +hemispheres, conduction is a matter of isolated pathways, then the +_area striata_ will be a sort of “central retina,” in which the pattern +of retinal stimulation is copied by a pattern of central processes. In +this case _dynamical_ distribution will begin here, depending upon the +actual pattern of processes in the occipital lobes. + +It will be evident that the task such a theory must face is enormously +more difficult than that of machine theory. Where arrangements are +altogether responsible for distribution, the concrete dynamical +properties of process are of little concern. If we do not know about +them, it does not matter very much. In dynamical theory, on the +contrary, the whole development of the theory requires that we know +those properties of the process. And since as yet physiology is not +very instructive concerning them, the extension of the theory depends +instead upon the assumptions which we make. Experimentation on visual +experiences will have to give us the necessary hints for making our +hypotheses, and the consequences of our hypotheses will then have to be +tested by experiments of the same sort. At the present time only the +first steps have been made in this direction, and it will take us a +long time before we feel firm ground under our feet. Let us remember, +however, that all the perplexities we may find on our way, and all +the mistakes we make in its course, are not to be referred to the +fundamental concept of self-distribution by interaction; they should be +referred to the particular assumptions concerning process, force and +interaction, which we have made. + +As an example which will make our analysis more concrete, I shall +introduce one special problem. If from a given pattern, either on +the retina or on the “central retina,” processes start into the +conducting network beyond, and if their distribution is determined +dynamically, why should differences among the processes, corresponding +to differences in color, be preserved on the way? This is generally +the case: to the accurate retinal contour of the image of a letter +on a white page corresponds the sharp outline of the letter in my +visual field. If the totality of processes issuing from the area of +the letter remains detached somehow from the processes surrounding it, +we may understand, perhaps, how even in dynamical distribution the +most essential and crude geometrical properties of retinal pattern may +be sustained. But how can one set of processes remain detached from +the rest in dynamical theory? This embarrassing question certainly +could not occur for the assumption of isolated pathways. My answer +is based on the fundamental principle of the theory. If under these +circumstances one set of processes remains detached from the rest there +must be dynamical factors at work. Generally, processes corresponding +to a definitely colored area will have definite properties as a class +of processes, different from the properties of a class of surrounding +processes which corresponds to another color. They will remain +segregated in the nervous network if we suppose that in the ganglionic +fields, where they “touch” each other, their differential properties +provide _separating forces of contact_, so that they mutually exclude +each other. Take as an example the contact of oil and water. Here +interaction is so strong that the form of the surface is determined +by it; but this surface as such remains a sharp boundary and the +drop of oil remains detached from the water by those same molecular +forces which, at the time, mold the form of the drop. I shall assume, +then, that, in optical processes, contours are preserved by similar +forces of antagonistic contact, depending upon differences in the +properties on the two sides of the contour. From this viewpoint, +interaction will thus determine general distribution; it will also +have an influence upon size and form, and so forth, but it will not +generally “dissolve” processes, corresponding to a homogeneous area of +color, in the surrounding processes. This may seem a bold hypothesis. +But recent experiments have shown that this assumption is in the +right direction. It would be surprising if _all_ process differences +should act as separating surface forces of the kind just described in +the case of color, for in physics such forces exist between oil and +water, for instance, but not between water and alcohol, or a great +many other pairs of different materials. Indeed, when reëxamining the +results of older experimental investigations, Liebmann[23] proved that, +whereas very slight differences of brightness gave sharp contours, +neighboring areas of different color, even with maximal differences +of chroma _alone_, will show mutual diffusion.[24] We may conclude, +then, that mainly differences of brightness provide effective forces +of separation. Under normal conditions neighboring areas of different +chroma will almost always be different in brightness. Therefore, sharp +contours on the retina will in most cases give accurate contours in the +visual field. + +Without further discussion we can draw a rather important conclusion. +We are accustomed to regard order enforced by rigid arrangements as +exceptionally secure. If, however, the order of sensory experience +be conceived as the result of sensory dynamics, this will seem to +most people like explaining the quiet life of an orderly citizen as +the outcome of many moral struggles and catastrophes. But, in this +connection, the chief point is that in those cases in which the machine +theory of visual order seems to be most convincing, dynamical theory +gives exactly the same results. As an example we may take the symmetry +of a seen circle, corresponding to the symmetry of its retinal image. +Is it necessary to explain this correspondence by insulated conductors +which maintain the geometrical properties of the retinal image all +along the line of those processes underlying visual experience? By no +means. Assuming that surface forces of separation keep the processes +of the circle distinct from the surrounding processes, the dynamical +influences exerted upon the processes of the circle will be the same in +all directions,[25] if, in the immediate neighborhood of the circle, +surrounding processes are homogeneous. Therefore, if the network has +the same conducting properties throughout that part of the nervous +system, i.e., if it is functionally “homogeneous,” there will be +not the slightest reason why the symmetry of the process should be +disturbed. In this case, dynamical theory gives the same result, then, +which until now has been rather clumsily explained by preëstablished +arrangements _ad hoc_. + +Since the rôle dynamics plays is so slight in contemporary theory, +it may seem very strange to some psychologists. Hence I wish to make +the following statement expressly: _these concepts do not contain a +single thought in the direction of vitalism_. It is true that a number +of difficulties may be removed by them, difficulties which vitalism +can still raise quite properly against the claims of unqualified +“mechanistic” ideas. But, in our field of research, “mechanistic” ideas +have almost always been explanations by topographical arrangements, +and “dynamical” ideas, the type of idea prevalent in general physics, +occurred no more to the mechanist than to the vitalist. + +I shall not try to develop more detailed theorems about sensory +dynamics until we become further acquainted with the main facts and +their significance. Some consequences of dynamical theory will be +obvious at once. From this viewpoint, sensory experience is allowed to +be as _fluid_ and _manifold_ as, to observation, it reveals itself. +Furthermore, as local processes are not isolated,--their existence +and their actual properties depending upon the dynamical context in +a larger area,--the visual field may prove to be _organized_. In this +case, as everywhere in physics, organization will be found to depend +upon what I have called the “relative properties” of stimulation. We +may eventually find specific properties in experience characteristic +of extended areas and not analyzable into local sensations, just as +existence exclusively as _functional wholes_ is a property of many +dynamical states in physics. The next chapters will be concerned with +the development of these matters. + + +BIBLIOGRAPHY + + K. Koffka: _The Growth of the Mind_. 1924. + + W. Köhler: _Die physischen Gestalten in Ruhe und im stationären + Zustand_. 1920. + + W. Köhler: _Gestaltprobleme und Anfänge einer Gestalttheorie_. 1924. + + W. Köhler: _Komplextheorie und Gestalttheorie_. Psychol. Forsch. 6. + 1925. + + W. Köhler: _Zur Theorie der Regulation_. Arch. f. Entwicklungsmech. + 1927. + + M. Wertheimer: _Untersuchungen zur Lehre von der Gestalt, I_. + Psychol. Forsch. 1. 1921. + + M. Wertheimer: _Drei Abhandlungen zur Gestalttheorie_. 1925. + + + + +V + +_Sensory Organization_ + + +A DYNAMICAL distribution will be rightly regarded as a functional +whole. Take, for example, a simple electric circuit: the differences +of potential and the densities of current distribute themselves +along the conductors in such a manner that a stable or stationary +state is produced and maintained. No part of this distribution is +self-sufficient; local processes depend throughout upon the totality of +the distribution. + +If a similar conception is to be applied to the processes underlying +sensory experience, we must avoid a mistake. Protesting against the +atomism which had been introduced into the treatment of sensory +experience, William James once said that, in the sensory field, local +experiences are interwoven with their neighbors in a manner which is +beyond the grasp of purely intellectual theory. He seems to think that, +in original sensory experience, there is uniform continuity and that +all cuts and boundaries are introduced later on for pragmatic reasons. + +From the viewpoint of _gestalt_ psychology such a statement does +not correspond to the facts. In the last chapter we saw that, +notwithstanding the general dynamical interdependence throughout the +field, there may be boundaries in it where forces of “segregation” and +“separation” take the place of those of “coherence” operating elsewhere. + +Indeed, in the visual field, for instance, we have two kinds of order. +One of them is the order with which we found the machine theory +occupied in its effort to explain how a given local process is properly +placed between its neighbors, and not confused therewith. However, +there is another order in the field which has escaped the attention of +many psychologists, though it is not less important than the first. In +most visual fields the contents of certain areas “belong together,” +so that we have circumscribed, or bounded, units before us, from +which their surroundings are excluded. If James did not admit this +organization of the field as a sensory fact, the reason for it was the +enormous power of the theory of meaning, which has been an obdurate +obstacle to our seeing important problems, more in this connection +than elsewhere. For the same reason there may be only a few readers +who will not quarrel with the next paragraphs as long as they see any +possibility of so doing. + +When I look at the desk before me I find quite a number of +circumscribed units which appear detached and segregated in the field: +a piece of paper as against the surface of the desk, a pencil, an +eraser, a cigarette, and so forth. In all these cases there are two +mutually dependent conditions. The existence of a unit involves its +segregation from its surroundings. In order to satisfy myself that +I am here talking about realities, I may try to form other units +consisting of parts of those objects and parts of their environment +taken together. In some cases my attempt will be a complete failure. In +others, where, for some reason, there is greater success, the result is +so strange that it indicates by contrast what a specific reality the +original organization was. + +But the reader says: Of course, you are somehow talking about +realities. Still, something may be real psychologically without +belonging to sensory experience proper. How can you forget for a moment +that a piece of paper, a pencil, a cigarette, are objects known by use! +You have handled them during many years and so you had more opportunity +than you needed for learning that they _behave_ practically as units. +This previous experience being projected into your field of vision, +why do you lay so much stress upon a simple fact which is widely known +and well explained, and which has been accounted for ever since, or +probably even before, Aristotle wrote his textbook of psychology. My +answer will be more extensive than this argument. Until we are able +to prevent such superficial applications of the meaning principle, +there can be little agreement about the most elementary problems of +_gestalt_ psychology. Who in the world would deny that a piece of +paper, a pencil, and so on, are well-known objects? That I know their +uses and their names by previous experience and that hence they are +full of “meaning,” shall also be granted without hesitation. But from +these facts there is a large step to the statement that neither the +paper nor the pencil would exist _as segregated units_ in my visual +field without that previous knowledge about their practical behavior +and use. It may be that before I had that knowledge the same things +occurred in the sensory field as units, unknown and unnamed, but still +as segregated wholes. When I see a _green_ object, I can tell the name +of the color immediately; furthermore I know that green is used as a +signal on railroad tracks and also as a symbol of hope. But I do not +believe that, therefore, the color green _as such_ must be explained +by meaning. Existing independently it has acquired several secondary +properties in my lifetime and I agree with the reader in praising all +the advantages which this kind of learning holds for all of us. In +exactly the same manner, sensory units may have acquired names and may +have become richly symbolic in the context of our knowledge, while +existing, nevertheless, as segregated units in the sensory field prior +to such accretions. Such is the conception which _gestalt_ psychology +offers to defend. It even goes so far as to hold that it is precisely +the original organization and segregation of circumscribed wholes which +make it possible for the sensory world to appear so utterly imbued +with meaning to the adult, because, in its gradual entrance into the +sensory field, meaning follows the lines drawn by natural organization. +It usually enters into segregated wholes. + +If the explanation by meaning were correct, wholes should be segregated +in the field only insofar as they are recognized as definite known +objects. But this is not the case. Looking into a dark corner or +walking through mist in the evening, the reader will frequently have +found before him an unknown something, detached from its environment +as one whole, the use or the meaning of which he did not discover +until after a more detailed observation. Walking through an unknown +country at night, I have often had such an unrecognized whole in the +field for several minutes. It is evident to me, therefore, that my +knowledge about the practical behavior of things does not determine +their existence as detached units. The same argument may be restated in +a more general form. Whenever we say to ourselves or others: Now, look +here! What may that something there be, at the foot of that hill, just +to the right of the next tree, between those two houses, and so on?--we +ask about the meaning or the use of that something, demonstrating by +our very question that segregation is independent of knowledge and +meaning. As, in physics, a molecule is segregated as a functional unit, +so definite wholes seem to be dynamically detached in the sensory field. + +But so fond are we of our empiristic convictions that, in this +predicament, the explanation by meaning will immediately assume another +form. Your unknown whole, seen in the mist, so the reader will say, +appears as something separate, because it is darker, for instance, than +the gray mist around. I admit that no _special_ knowledge about this +definite group of sensations, as meaning a particular object through +past experience, is needed for unifying and segregating it. But you +under-rate the wonderful achievements of previous experience if you +restrict its effects to particular cases. We have always observed that +a set of adjacent sensations, possessing almost the same quality, +different from that of the environment, “behave together,” i.e., move +and are moved, appear and disappear, at the same time. This is the case +with stones, with papers, with hats, with boots, with many animals, +with leaves. As physical objects they are bound together, so that +physically they move as units. It is only one example of the well-known +generalizing power of memory if now we treat as units and even believe +we _see_ as units _all_ groups of adjacent sensations which are more +or less homogeneously colored and sufficiently different from their +surroundings. So we must not be astonished by the fact that, in the +mist for instance, an area of darker nuance is seen as one individual +something, though we may be unable to tell its _special_ use or meaning. + +I am not satisfied, however, by this form of the theory either. Units +are formed and segregated in the field in a great many cases where +this rather bold explanation does not apply. Take all units consisting +of separate parts! If we look up at the sky on a clear night, some +constellations of stars are seen immediately as belonging together +and as detached from their environment. Cassiopeia is an example, the +Dipper is another. In past ages people saw the same groups as belonging +together and at the present time children do not need instruction in +order to perceive them as units. In Fig. 1 the reader has before him +two definite groups of patches. Why not merely six patches? Or two +other groups? Or three groups of two members each? Looking passively +at the figure every one beholds those particular groups in the field, +two units being segregated, each containing three definite patches. +What about generalized meaning in these cases? No previous experience +could separate Cassiopeia from the other fixed stars around it. As far +as everyday experience goes, they all move together. And no hint at the +generalizing properties of memory will help here. We cannot possibly +assert that we have _learnt_ to see a number of separate patches, +similar to each other and different from the environment, as one thing +or one group, because they move together regularly. They are very far +from doing that. On the desk in my room are sitting five flies which +are five black dots as I see them from where I am. These dots begin +to move separately and to move in different directions. So do three +yellow leaves which a breeze lifts from the ground separately; so again +three stones which my hand moves, one after the other. My general +experience is that, at least as often as not, similar members of a +group, which are separated by the common background, are movable and +move _independently_. If, nevertheless, in this case definite groups +are formed and segregated, this happens despite our general previous +knowledge about the behavior of their members. + +[Illustration: Fig. 1] + +Investigating _which_ separate “patches” tend to become included in one +group, we find that, among other factors, their equality or similarity +and their common difference from other “patches,” favor their becoming +grouped together and their segregation from others. So we see that in +the case of separate members the same rule holds, without the influence +of meaning, which was said to explain unknown _continuous_ wholes +under the influence of generalized previous knowledge (cf. p. 153). +Consequently, in this latter case, the indirect genesis of groupings +through previous experience is not needed any more than it is where +separate members form groups. The grouping of separate members is +used in one of our tests for color-blindness: A rectangular field is +filled with dots at equal distances from each other. For the normal eye +certain groups of them belong together and are seen segregated from +the rest at once, and since these groups form written numbers, normal +persons will read the numbers without difficulty. The dots in question +have similar chroma and are sufficiently different from the others to +appear as one group which, as a whole, is recognized immediately. But +for those color-blind people who do not perceive the given differences +of chroma, no group will be segregated spontaneously, so that they +do not see and cannot read the numbers. In this example, the general +acquaintance with numbers is the same for both normal and color-blind +subjects. Therefore, the striking difference as to grouping depends +directly upon sensory conditions. + +Groups consisting of separate members have a special interest for +theory insofar as they also prove that one unit segregated in the field +may at the same time belong to a larger unit. One dot in our last +example represents a continuous detached area; still it is a member of +a larger whole, the number, which as a larger unit is again segregated +in the whole field. There is nothing peculiar or mystical in such a +subordination, since, in physics, a molecule as a larger functional +whole contains several atoms as subordinate wholes. The atoms belong +to the molecule functionally; still they do not altogether lose their +functional individuality in that dynamical whole. + +Following the casual observations of others, Wertheimer was the +first to see the fundamental importance of spontaneous grouping in +sensory fields and to demonstrate, by a great many examples, the main +principles upon which it depends. Most of his illustrations entail +the grouping of separate dots or lines, because, by using meaningless +constellations in this manner, it is easier to guard the demonstration +against disturbing arguments and criticism in terms of previous +knowledge. He has pointed out most clearly, however, that the same +principles may hold for all formation and segregation of wholes. I +do not know a better introduction to these problems than is given by +Wertheimer’s paper of 1923.[26] The reader is asked to make himself +acquainted with them by studying it. Some of the principles are easy +to understand. We have already considered one of them, which claims +that the equal and the similar tend to form units separated from what +is dissimilar to them. Where we have no differences of quality, or +other properties, among the members, relative distance will often be +decisive. In one of our examples _two_ groups (of three members each) +are formed, because among the six patches some distances are small as +compared with others, those patches, the distances separating which +are relatively small, belonging together in one group. In some cases, +perhaps the most interesting ones, it seems more natural to define the +rule of grouping not by given conditions, but by the tendency toward +certain results. As the physicist is accustomed to say that surface +tension works in the line of reduction of surface, so in the sensory +field grouping will produce certain wholes rather than others. We may +say that simple and regular wholes, or closed areas, are formed more +easily and more generally than irregular, or “broken,” and open wholes. +It becomes evident here that, in contrast to the indifferent mosaic +of sensations assumed in older theory, this order of the field shows +a strong “predilection” for certain general kinds of organization +as against others, exactly as the formation of molecules and the +working of surface forces in physics operates in certain definite +directions.[27] + +Recently the nature of grouping as a sensory and elementary fact has +been demonstrated in the most convincing manner by experiments which +Hertz has made on birds (_Garrulus glandarius_).[28] A number of little +flower-pots are put upon the ground upside down. If the rather tame +bird, sitting high up on a branch, sees that the experimenter puts +some food under one of the pots, he will come down very soon, lift the +pot and take the food. This is a simple form of “delayed reaction” as +Hunter investigated it years ago. In these experiments, however, the +main point was not the _delay_ of reaction as such, but its dependence +upon the actual constitution of the field. The bird reacts without +difficulty if there is one pot only. But when there is more than one +everything depends upon whether the “right” pot in some way stands +out from the rest in the aggregate. If it is put in a regular line +with the others so that, for human vision, it becomes absorbed as one +indifferent member in a series, the bird lifts one pot or another +in a haphazard way, even if the distances between them are as large +as 25 cm. As soon, however, as, by grouping, the right pot becomes +something strikingly apart, i.e., segregated from the rest for the +human observer, the bird selects the right object at once. So in the +case of Fig. 2, in which the right pot is physically only 10 cm. apart +from a straight line of other pots, it is chosen at once. Obviously, +here, the line of other pots is a well-bound whole and the one pot a +segregated thing by itself for the bird as it is for man. Even in the +situation of Fig. 3, where the right object is 6 cm. from the next +and this 2 cm. from the last, grouping is definite enough to allow an +accurate reaction. But in the case of Fig. 4, where the right object +is 3 cm. apart from the next and this 2 cm. from the last, reactions +become a matter of chance. The bird cannot keep the right pot apart +before reacting, unless definite grouping helps him to do so. If the +grouping is very well determined for man, however, the bird will have +no difficulties at all, though the right object may be in immediate +contact with its next neighbor. In the situation of Fig. 5, 12 pots +are arranged so that they form a closed ellipse for human vision. The +right pot is put close to one of the other twelve. The human observer +will have before him one closed whole and one object outside. The bird +chooses the right one at once. This example seems to me particularly +valuable, because it shows that single objective distances as such are +not decisive, but rather the grouping which results from the _total_ +constellation. How Hertz was able to demonstrate similar effects by +the application of other principles, as, for instance, differences +in size or chroma, may be better appreciated by reading the original +paper. To me these experiments seem to open an altogether new field +of research in animal psychology, providing we give up our somewhat +conservative and negativistic mood in this branch of science, and begin +to believe in the possibility of new problems. But as that negativism +has not yet disappeared completely, I should remark that, if grouping +is demonstrated in these birds as a “sensory fact,” it does not imply +“consciousness” in the animals. From our viewpoint, it is true, this +does not matter very much (cf. above Chapter II). One thing is proved, +however, that grouping occurs in sensory processes. + +[Illustration: Fig. 2] + +[Illustration: Fig. 3] + +[Illustration: Fig. 4] + +[Illustration: Fig. 5] + +By further experimentation it must be possible to find out how far +birds and other animals see _continuous_ wholes, segregated in the +field, as man does; though even now it would be difficult to understand +the behavior of those birds, and their reactions to grouping, if the +pots themselves were not detached units in their field. In any case +the elementary nature of continuous wholes is demonstrated by certain +observations on the first reactions of congenitally blind persons after +they have been operated upon. Generally, the problems most interesting +to the ophthalmologist in those cases are those of visual depth and +of an original similarity between forms in vision and forms in touch. +Results have been discussed in several ways, but in most of the cases +one side of the observed facts is not given adequate attention. It is +generally true that when the patient is asked about an object, known by +touch from previous life, but given him the first time optically and +without the help of touch, there is no satisfactory answer; with a very +few exceptions the patient does not recognize those forms directly. +Still there is something very positive in his reactions: When asked +about “that something” which he has before him, _he understands the +question_. Obviously he has before him some thing as a segregated +unit, to which he refers the question and which he tries to name. At +least, if the object is a simple and compact form, the patient does not +have to _learn_ what “aggregate of sensations” he shall “treat as one +thing.” Thus elementary organization is an original sensory fact. + +In Wertheimer’s paper on sensory grouping one finds the same problem +discussed in the case of wholes of a somewhat different sort. As +we experience _time_, it has some properties in common with space, +particularly with one dimension of it, namely its sagittal axis with +man as the center. Therefore, words referring to relations on this +axis are used as terms for temporal relations everywhere and in all +languages. In English we have something “before” or “behind” us in both +meanings; we look “forward” in space as in time, and death will come +“nearer” in time, as one place is nearer to me in space than another. +Perhaps, physiologically, there is a corresponding similarity between +the two, because, with respect to the organization and segregation +of extended units, we find the same general principles determining +temporal order which are known to us from the visual field in a state +of rest. By approaching my hand now and then for two-second intervals +to the opening of an organ pipe which is sounding continually, I can +lower the pitch slightly. In hearing, the effect will be a segregation +of the corresponding number of auditory units, the constant tone +appearing as general background and the somewhat different notes as +so many “patches” singled out from it. Of course, there are no such +units in the physical stimulation. Physically we have thousands of +waves of equal or different wave-length, all of them following each +other indifferently. It hardly needs to be mentioned that in the same +manner an appropriate succession of visual stimuli will be found to +result in temporal unification and segregation. The same thing is true +of touch and other senses. Again, “temporal dots” will readily form +“temporal groups” in all these cases, the groups containing the dots as +subordinate units and so forth. + +It is in these _groups_ that the principles of temporal organization +are recognized most easily. With my finger I tap on the desk three +times at very short intervals and, after waiting for a second, I +repeat the tapping. People who hear this sequence for a while get +groups in time. Physically each sound is indifferent to every other; +they are independent events as the stars of Cassiopeia are practically +independent. Logically, other forms of grouping are quite possible +which do not occur, however, in the experience of an observer who +is listening calmly. Therefore, the groups, as we observe them, +represent an example of physiological or, if one likes, psychological +organization. The principle determining it in this case is relative +distance in time exactly as relative distance in space was a principle +of grouping in the simultaneously presented visual field. If all +the intervals are made equal, we still get groups when introducing +differences of intensity or quality in the series, especially when +the tapping is done according to a simple regular scheme. In temporal +sequences equality or similarity plays the same rôle as against +differences of properties, which we have found in the visual field. + +[Illustration: Fig. 6] + +In the most general case of sensory organization both space and time +are involved in the same experience of grouping. A simple example will +show what is meant: In a dark room we move a lamp hidden in a box, so +that one bright point is the only thing visible on the dark ground. +Let us suppose that the point moves in the following form without a +change in speed: _vide_ Fig. 6. A naïve observer will describe what he +has seen as three curious figures, or three movements (I, II, III); +perhaps he will correct himself after a while and say that there were +seven movements (1, I, 2, II, 3, III, 4). But he will not say that he +saw 53 or 16 or 29 movements! Now, as applied to the number of optical +stimuli which impinge serially upon his retinæ as quite independent +events, there is no reason why one of the larger numbers should be +less correct than three or seven. But, in experience, instead of an +indifferent series we again find a definite product of organization. +The reader will have realized already that with respect to a more +complex experience such as I may have if I see some one “nodding twice” +or “shaking his head a few times,” there is much in the experience +that is not covered by our present discussion; but, neglecting the +meaning of those particular movements, he will also realize that there +is a sensory organization of the given movements into “two” or “a few” +sub-wholes. + +This seems to be an appropriate place to mention an indirect +explanation of organization and grouping, preferred by some of the +best psychologists in America. If I understand them rightly, a few +of them claim that the overt movements which we make when responding +to stimuli will produce the facts in question. Others would say that +one particular kind of experience, namely, the kinesthesis occurring +during such movements, is responsible for organization and grouping. In +order to answer certain obvious objections, the first will say that in +adults mere _tendencies_ to movement will suffice instead of the overt +movements which occurred originally. Similarly, the other hypothesis +assumes that even faint reproductions of past kinesthetic experiences +will be sufficient to explain organization of other (e.g., visual) +experiences in the adult. + +In either case, whether the tendency toward movement, or kinesthetic +experience, is taken as decisive, the fundamental question will be how +these factors produce a definite organization, apparent in the visual +field, or elsewhere. As far as I can see the only answers are, in the +first case, that our overt movements are organized in exactly the +same manner physiologically which, to naïve observation, is plainly +given, for instance, in the visual field; or, in the second case, that +kinesthetic experiences, and perhaps their reproductions, exhibit +that organization. Whatever the process may be, by which organization +is supposed to be introduced into the chief sensory field, which for +most persons is that of vision, it cannot be imported without existing +beforehand in whichever region it is said to have its origin. As +long as we consider peripheral movements or sequences of kinesthetic +experiences as a series of instantaneous events which follow each +other independently and indifferently, it will hardly be possible to +use them to explain the occurrence of definite segregated wholes and +groups anywhere. Let us take the bright point moving in dark space as +an example. If we say that the observer talks about three or seven +movements in this case, because he makes or experiences three or seven +eye-movements, we are presupposing the same organization in the +temporal and spatial sequence of eye-movements, or the experiences of +them, which I personally seem to have in the visual field _as such_. +Otherwise the observer might as well report 53 or 29 or any other +number of events, for apart from organization such an enumeration would +be no more arbitrary than that of three or seven parts. + +I was once told that all the observations of _gestalt_ psychology are +very old and have long been explained by the kinesthetic experiences +which occur during eye-movements. This sounds as though a hint about +the kinesthetic experiences accompanying vision were satisfactory as +an explanation of the phenomena of visual organization. But we see +that, instead of having solved the problem, we have only shifted it +from one place to another, for now we have to solve the problem of +the segregation of wholes in the temporal and spatial extension of +kinesthetic experiences. + +I shall not deny that the problem of organization exists in the field +of movements and kinesthetic experiences. On the contrary, I am +convinced that the facts in either of these fields cannot be understood +rightly without taking our point of view. But why should movements and +the processes underlying kinesthetic experience be the only material +capable of being organized, or of being treated from the viewpoint of +_gestalt_ theory? If organization is physiologically possible in one +field, why not in others? In order to explain the apparent organization +of visual experience by accompanying motor experiences, one must assume +spatial as well as temporal organization of these motor phenomena. I +do not see any reason why such organization should be excluded from +optics and acoustics. If there are some more general grounds for the +exclusion, I am not yet aware of them. In the meantime we shall not +discuss the difficulties which would arise, were we to try to explain +_concrete_ particular cases of visual organization by motor phenomena, +for in the next chapter we shall again return to the question of +indirect explanations of organization. + +After what has been said about organization, we cannot be surprised +to learn that serious lesions in the optical center of the brain may +produce a kind of “blindness” in persons, who at the same time are not +deprived of vision. Careful examination of such a case by Gelb and +Goldstein[29] has shown that, here, the field of vision has undergone +a radical change, organization having disappeared almost completely, +so that the field shows a more or less chaotic character. Where he +fixes his attention, the patient is able to grasp some small fraction +of a line, for instance, but he can no longer see extended wholes as +clear-cut forms. It is particularly interesting to observe that this +patient begins spontaneously to rely to a great degree upon motor +experience instead of vision. Following the fractions of contours, +which are clearer to him, with movements of the eye, he is able in +time to build up motor wholes and to recognize them. So, if his name +is written on a blackboard, he will follow the first letters and +soon guess the rest. But it is possible to exclude this procedure by +a simple trick: draw a few lines, which have the same color as the +letters, across the name. Since to the patient the name is never given +optically as one simultaneously and well-organized whole, and since +now he does not see it as one thing and the crossing lines as another +pattern apart from it, he will follow parts of a letter or parts of +the crossing lines indifferently. The result is that he cannot read +the name under these circumstances. The example shows, by the way, how +much motor function, accompanying vision, depends itself upon normal +visual organization. Organization being a matter of extended regions +of the field, wherever only local fractions may become organized to +some degree, the _control_ which organization in a large area normally +exerts upon the motor function, is made impossible, and results like +those I have just mentioned become inevitable. + +But why should wholes, detached by the operations of sensory dynamics, +correspond so generally to objects, or things, in the practical meaning +of the words? Do we have to assume that a surprising harmony is +established between the laws of sensory dynamics and the area or the +limits of physical things around us? No such assumption need be made, +for there are exceptions to the correspondence of sensory organization +and physical units. Take all the cases of groups of separate members, +the constellations in the sky, the examples of dots forming definite +groups (Fig. 1) above, the instances of grouping in ornaments, the +parts of which are, in their physical nature, indifferent to each +other, i.e., without functional interrelation. In countless cases +organization is a sensory reality without there being a corresponding +physical unit. Also, continuous sensory wholes may occur in the absence +of an homologous physical unit. The reader himself at some time has +seen a strange object, perfectly unknown to him, which later on, +perhaps after some movement of his head and eyes, metamorphosed into +a single well-known thing and some part of another one, these two +together having been, at first, unified and segregated as one unknown +whole. The same example shows that sometimes to a definite physical +object there does not correspond a sensory unit, because in vision +its parts have been absorbed by surrounding areas which happen to +have qualities appropriate to this effect. This was the case in the +puzzle-pictures which years ago amused the readers of magazines. And in +the last war it became a real art to make things, guns, cars, boats, +disappear at some distance by painting upon them an irregular design, +the parts of which would form indifferent spots by intermingling with +parts of their environment. The objects themselves are destroyed as +optical realities and in their place appear meaningless patches which +do not arouse military suspicion, since similar patches are produced +constantly by the accidental properties of country and sea. + +On the other hand, it is not difficult to explain why visual units in +general correspond to physical objects. The things around us are either +made by man or are products of nature. Objects of the first class are +prepared for our purposes. Therefore, we give them a form and surface, +etc., so that they are likely to be seen without difficulty. Without +knowing the principles of sensory organization in an abstract form, man +works in conformity with them, and so the physical units which are the +products of his art will appear as visual units. Furthermore, it is +not easy to create a somewhat compact object which, when placed in a +simple environment, would not fulfill the general conditions of visual +segregation. Camouflage is a difficult art. + +With objects produced by nature, the situation is not altogether +different. A condition fulfilled by most natural things is the presence +of one class of surface properties in contact with another class of +surrounding surface properties. This difference is due to the fact +that the common origin of the parts of one thing will probably make +them similar, whereas in the surroundings the surface properties +will generally be of a different character. Therefore, one condition +of visual segregation is given in the case of most things. Even if +a stone lies half-embedded in the sand, which is nothing but tiny +fractions of the same kind of stone, the difference of coherence, and +therefore of “inner detail,” between the surface-elements of the stone +and those of the sand will be sufficient in most cases to make the +stone optically one thing. At least, at the boundary between a natural +object and its surroundings some discontinuity of properties almost +universally prevails. This discontinuity separates the environment from +the interior of the object by a closed outline. Since, as a rule, that +will suffice to make even a meaningless area appear as a segregated +whole in the sensory field, it will certainly have that effect where +the boundary of a physical object is concerned. If there are no such +differences and no discontinuity whatever between the object and its +surroundings, no visual unit will exist, it is true. But try to find +objects which, without fulfilling any of the conditions of sensory +segregation, are still plainly before you, because of the influence +of meaning! You will have a hard task. Our general experience shows +that wherever the conditions of visual segregation work against a +unit, it will not exist in the sensory field of a naïve observer, even +if it is well-known as such and is camouflaged only momentarily by +special circumstances. A more detailed discussion would have to treat +here the problem of visual depth and the segregation of things as +three-dimensional wholes. But, though this question is of the greatest +importance for the correspondence of physical units and sensory +segregations, I must leave it untouched for the present, because as +yet in this field experimentation as well as theory is in a rather +undeveloped state. + +In the last paragraphs I have laid some stress upon the fact that +organization in a sensory field is something which originates as a +characteristic achievement of the nervous system. This emphasis has +become necessary because some psychologists have recently said that, +according to _gestalt_ psychology, “_gestalten_,” i.e., segregated +sensory wholes in this connection, exist outside the organism and +simply extend or project themselves into it. This is so absolutely +wrong that I cannot comprehend how the misunderstanding arose.[30] + +But after what we have seen, it is quite another problem to ask how +far sensory organization, though being a characteristic achievement +of the nervous system, may have an objective value at the same time. +Between the physical objects around us and our eyes waves of light are +the only means of communication. These do not bring the “_gestalten_” +ready-made into the organism; rather, the segregation of wholes occurs +in the nervous system; but the result may tell more about some of the +objective properties of the world around us than the rays of light +would be able to do. We do not always learn more about an object, the +nearer we approach it. For instance, when a lens is put in the way of +the light reflected by a bright object, it would not be wise, for the +purpose of getting a clear image of the object, to bring the screen as +near as possible to the lens (and thereby the object); at a certain +distance the projection tells much more about the object than nearer +by. Similarly, sensory organization may give us a “truer” picture of +the world around us in some respects than the rays of light, though +these are the first messengers coming from the objects and sensory +organization occurs later on and farther off. + +Indeed, the waves of light do not contain the slightest indication of +any organization or any “belonging together” which may exist among the +parts of the objects by which they are reflected. Each element of the +physical surface reflects light independently and, as reflectors, two +elements of the surface of a sheep, for instance, have no more to do +with each other than one of them has to do with a surface element in +the animal’s environment. In reflection, therefore, no trace is left +of those units which exist in the physical world; they are dispersed +completely into an indifferent mass of rays, all equally independent +of each other. By the refractory properties of our eye those rays, +which come from one point in the outside world, are made to converge +upon one point of the retina; also the geometrical relations of the +points on the surface of an object are reconstructed here, in large +measure. Still, each local stimulus thus achieved is an independent +affair, and rays coming from elements of the surface of one physical +object, the sheep for instance, are as indifferent to each other +as they are to stimuli from the sheep’s environment. So we have no +organization at all in retinal stimulation, no wholes, no groups, no +segregation. It cannot be asserted, in opposition, that there is one +definite area or patch on the retina as the image of the animal, for +the elements of this area are as independent of each other functionally +as any one of them is independent of an element outside the image. In +psychology much has been said about the stimulus-error which consists +in our confusing our knowledge about the physical conditions of sensory +experience with experience as such. But another mistake, which I +propose to call the _experience-error_, is not less unfortunate. It +occurs when we unintentionally attribute certain properties of sensory +experience to the actual constellation of stimuli, properties which +are so very common that we tend to apply them to whatever we are +thinking about. This is the case primarily, wherever we have not yet +learned to see the _problem_ contained in those common properties of +experience. No wonder, then, that neurologists and some psychologists +still talk about “_the_ retinal process” corresponding to an object, +as though there were something like a segregated functional unit on +the retina. Whereas as a matter of fact the whole retina is a mosaic +of indifferently related spots, and this is the case until sensory +organization begins physiologically. + +Once we have realized, however, that stimulation, as such, is +completely unorganized, the enormous biological value of sensory +organization will become apparent. Since the rules governing this +organization conform to the structure of objective units, to objective +divisions, to objective “belonging together,” in very many cases the +result of their operation is a kind of reconstruction of those aspects +of the objective physical situation which are temporarily lost on the +way between the objects and the sense organ. It is true that continuous +wholes are sometimes segregated, and groups of separate members are +often formed, which do not correspond to objective physical units. But +that is not a serious deficiency when compared with the indefinitely +large number of cases in which organization is a picture of objective +facts. If all the content of the sensory field were indifferent grains +of sensory stuff, it would be a hard task to orientate ourselves in +and to react to such a world. I am not sure that even after years of +trial and error with regard to such a field, a child would _learn_ +to organize it. Considering the situation impartially, we may come +to the conclusion that organization of the field, as an original +sensory fact, is much more important biologically than the properties +of local stimulation are. Color-blind people are perfectly able to +adjust to their environment although their experience has fewer +nuances of stimulation than the normal. This is so because their lack +is not a serious impediment with respect to the practically important +similarities and differences in stimulation. Differences of chroma are +usually associated with differences of brightness (cf. p. 144). That +is enough for _organization_, and since most of our behavior will be +determined by this property of the field, even a large deficit as to +qualities does not matter very much. + +Organization is no less important for the procedure of science than +it is for practical life. We saw in the first chapter that, as a +physicist, sensory experience is my only primary material. But what +experience? The system I am investigating, the apparatus of research, +its scale, the needle, and so forth, are all of them segregated wholes, +or sub-units, in my sensory field. If they were not given to me in +such an order of “belonging together,” physical research would be all +but impossible. About this phase of “objective method” we do not hear +very much, when behaviorists recommend the procedure of the natural +sciences to us. But we should, since, if we consider physical research +as a series of physiological events occurring in the physicist, we are +still confronted with the problem of organization as an aspect of those +events, which is absolutely indispensable for their success. + +At the same time we can understand why the formula of “stimulus and +response,” though sounding well at first, is quite misleading as long +as the term “stimulus” is used as carelessly as most behaviorists +do use it. One stimulus, when taken in the strict meaning of the +word, is not followed by one definite reaction in a great many cases +(cf. Chapters III and IV). In optics, for instance, the organism +will respond to an objective constellation of millions of stimuli +by developing, first of all, an organized field, many and perhaps +the most essential properties of which have no physical partner +among the single stimuli (cf. Chapter VI). Reactions of the effector +organs may and will begin very soon, in many cases; but, as the +eye-movements show, even the first of these reactions will depend +upon the developing organization of the field, because the laws +of optically determined eye-movements refer to the boundaries of +segregated wholes, to the situation of these wholes in the field, and +to lines, but not to “sensations” as such. Apart from eye-movements, +what is called “acting” in man will be a reaction to a well-developed +field and in most cases to some definite whole in it. If, therefore, +we say that in psychology the right formula is, _Constellation of +stimuli--Organization--Reaction to results of organization_, such +a statement fits the facts incomparably better than the usual one. +The organism is not barren functionally; it is not a box containing +conductors each with a separate function; it responds to a situation, +first, by dynamical events peculiar to it _as a system_ and, then, by +behavior which depends upon the results of that dynamical organization +and order. Suppose that somewhere in a factory HNO_{3} were produced +out of its elements and that in another part of the factory the product +of that chemical organization were used to dissolve silver,--would +you say that the silver reacts to nitrogen, hydrogen and oxygen? You +certainly would not, because what happens to the silver depends upon +that chemical organization, and it cannot be understood as a reaction +either to those elements separately or to the sum of them. If that is +so, we should also be very careful before we refer to types of behavior +as being reactions to “a stimulus” or to “some stimuli.” Even the last +expression would often be quite ambiguous, because it might mean that +the behavior in question is the consequence of several stimuli working +independently at the same time, whereas it may depend upon a product of +sensory organization. + +Once I tried to convince a behaviorist that referring to “a female” as +“a stimulus” for a male bird is equivalent to completely closing one’s +eyes to the problem of _gestalt_ and organization. It was not possible. +Though (or because?) he treats sensory experience as something +without any interest for psychology, the behaviorist committed the +“experience-error” so continually and pervasively that “the female +bird” remained “a stimulus” for him. How often has “a mouse,” “a +door,” “the experimenter” and so on been called “the stimulus” in +animal psychology! Innocent though this expression may be, if it is +used as an abbreviation by those who are fully aware of the problem of +organization, it will hide this problem in a most unfortunate manner +when used by an author who is not free from the “experience-error.” + +I mentioned above the great biological value of sensory organization as +a reconstruction in nervous process of objective “belonging together.” +But how can it be a reconstruction if, on the way from the objects +to the sense organ, the waves of light are an unorganized mass of +independent events? There must be something in this transmission of +rays which determines the “right” organization in most cases. We have +seen, indeed, that the relations of neighborhood, of similarity and +difference among the stimuli, though these are indifferent to each +other dynamically, are in some respects a copy of the corresponding +relations among the surface-elements of surrounding objects. Some +definite relations among the stimuli as they issue from the physical +object, and the preservation of these relations in transmission, +seems to be an essential condition for the organization of units +corresponding to objects in the outer world. But if organization +of the field depends upon the relations of stimuli as these are +distributed on the retinæ, we must draw the conclusion that sensory +organization cannot be understood by considering independent local +processes as such. Now we know that, in dynamical self-distribution, +process-in-extension exists as a functional whole. So we must assume +that sensory organization, as we have considered it in this chapter, +is a property of such a dynamical distribution, occurring under +definite conditions of stimulation. At the same time we must remember +that everywhere in physics dynamics depends upon the _relations_ +between given conditions. The more probable will it appear to us that +sensory organization, as depending upon the relations of stimuli, is +to be explained as an effect of sensory dynamics within the field. +By studying organization, therefore, we may be able to discover what +particular kind of dynamical events is responsible for sensory order. + +_Gestalt_ psychology is said by some critics to repeat the word “whole” +continually, to neglect the existence of parts and therefore to +sacrifice that wonderful tool of all scientific procedure, analysis. +Nothing could be a more misleading statement, as may be judged +from the fact that we found it necessary to mention _segregation_ +wherever we were dealing with a unit or a definite whole. In dynamical +distribution, as we have seen, the functional “interwovenness” of +a field is altogether compatible with dynamical segregation. We may +even say that in _gestalt_ analysis we find the _genuine_ “parts” +of the field as segregated wholes and groups and, in these wholes +or groups, their genuine “parts” again as subordinate wholes and +members, whereas the so-called sensations of introspective analysis are +parts existing only in construction and theory. For this very reason +analysis as a statement about “real” parts, existing in consequence +of organization, is a perfectly legitimate and necessary procedure in +_gestalt_ psychology, probably much more valuable than any analysis +into sensations which certainly no one finds segregated in his visual +field. + +One remark is needed here about another kind of analysis. I may +passively accept what I find before me as the sensory field. Then +analysis is possible in the meaning just defined. I may, however, +adopt a special attitude with regard to the field, selecting some of +its members and more or less suppressing the rest. In many cases a +change of organization will be the consequence of such an attitude, +and hence “analysis” of this sort involves a real transformation of +sensory facts in _gestalt_ psychology (cf. Chapter IV, p. 124). Of +course, an analytical attitude is not the only one by which a change +of organization may be produced. When we select certain members of +the field, we can keep them together at the same time and so favor +one special kind of “belonging together” instead of that which would +prevail without our interference. Again the change produced by our +attitude will be a real transformation. + +From the viewpoint of _gestalt_ psychology a change of attitude +involves a definite physiological stress exerted upon a sensory field +by processes originating in other parts of the nervous system, and to +some degree the organization of the field may yield to it. The figure +7, for instance, is seen normally as a symmetrical form. By picking out +the lines marked “a” however and keeping them together I can almost see +the figure 7a, the lines marked “b” being repressed. In the same way +I may favor the lines marked “b” and, as it were, create the figure +7b. How concrete and real such a change is, will become apparent if we +consider the point which is the center of the figure objectively. When +we produce the figure 7a by favoring the “a,” that point is shifted to +the right, as it also is, of course, when the lines marked “b” are not +drawn at all. It is shifted to the left when we produce Fig. 7b. + +[Illustration: Fig. 7] + +[Illustration: Fig. 7a] + +[Illustration: Fig. 7b] + +[Illustration: Fig. 8] + +In some cases sensory organization seems to change without any +influence being exerted upon it from without, simply because processes +which remain the same for some time in the same part of the nervous +system tend to alter conditions in that part and to block their own +path. We know that the same thing occurs in electrolytical cells in +which the current polarizes the electrodes and thereby creates forces +opposed to itself. In Fig. 8 we are confronted by a pattern formed +by three narrow sectors. Looking at the center of it, most persons +will suddenly see another pattern after a while. In the new shape +those lines, which belong together in the first pattern as contours +of one arm, belong to separate arms and vice versa. The organization +is changed. By appropriate experimentation, making our subject fixate +the center for a long while, we can reduce the time for either shape +to a minimum value, so that the alternations follow each other very +quickly.[31] If now the figure is turned around a little, so that the +arms have another position, the figure becomes as stable again as it +was at first, and only after some time the alternation will quicken, +as in the first position. In my judgment, this fact may be taken as +evidence for assuming that a local effect of organized processes itself +produces the alternations of organization. + + +BIBLIOGRAPHY + + W. Köhler: _Die physischen Gestalten_, etc. 1920. + + W. Köhler: _Komplextheorie und Gestalttheorie_. Psychol. Forsch. 6, + 1925. + + W. Köhler: in _Psychologies of 1925_ (ed. by C. Murchison). + + W. Köhler: _Bemerkungen zur Gestalttheorie_. Psychol. Forsch, 11, + 1928. + + M. Wertheimer: _Untersuchungen zur Lehre von der Gestalt, II_. + Psychol. Forsch. 4. 1923. + + + + +VI + +_The Properties of Organized Wholes_ + + +THE dawn of the _gestalt_ problem in modern psychology was not the +idea of dynamical self-distribution as opposed to order enforced by +arrangement; nor did it begin with the discovery that segregated wholes +represent highly important sensory phenomena. The starting point was +the observation that sensory fields are replete with qualities and +properties which one neglects if one takes “sensations” as their sole +content and which, indeed, may have a mysterious aspect when first +viewed in this way. It was von Ehrenfels who, preceded by some casual +observations of Mach, directed the attention of psychologists toward +the fact that a great many, and perhaps the more important, properties +of sensory fields do not fit into the scheme of concepts which is +centered around the idea of “sensation.” + +If it is natural for a “sensation” independently to fill its local +place in the field, determined by one local stimulus alone, the +characteristic and surprising feature in those other qualities (which +are usually neglected) is their existence only as properties of +somewhat extended regions. From this fact it seems to follow that +those qualities of von Ehrenfels cannot be determined by single local +stimuli; their existence, then, depends upon several stimuli having a +specific effect in a certain _area as such_. + +As an example we may take a glass of water in which soap is dissolved. +The aspect of such a liquid is called “trübe” in German, which in +English means something like “dim” or “turbid.” Now look at it +through a little hole made in a piece of cardboard and you will see +the hole filled with a certain hue of gray (perhaps a little bluish +or reddish), but the quality of “dimness” or “turbidness” will have +disappeared. It is the property of a more extended field and depends +upon more than local uniform stimulation. Exactly the same is true of +the dimness or diffusedness which appears as a quality of things seen +in a dark corner. Again no local impression, “isolated” artificially, +shows any dimness, but the extended area does so in a striking manner. +“Clearness” and “definiteness” as qualities of a field or of parts of +it, have the same supralocal character. I may also mention the property +of a surface which we perceive by touch as “rough” (the German “rauh”). +There is no character like “roughness” in purely local experience +of touch. And further we see that von Ehrenfels’ peculiar qualities +occur in temporal extension as well as in space in that the German +word “rauh” is used for certain acoustical phenomena, as it is for +“rough” surfaces. When listening to rather rapid beats or to the “R” +of human speech we get that peculiar sensory quality, which seems to be +intrinsically similar to the “roughness” of a surface. Again, as this +quality depends upon rapid beats, if stimulation is shortened below +a certain limit, it disappears, whereas other acoustical qualities +will subsist. In passing we may remark that in most cases words like +“homogeneity” and “continuity,” whether applied to optical or to other +experiences, mean properties of extended sensory fields. + +From a functional point of view, these observations are less surprising +than was the general opinion at the time of von Ehrenfels’ discovery. +The processes directly underlying our experience of a color will be +a certain chemical reaction, i.e., certain molecules are built up or +destroyed. Now the chemist may analyze such a reaction, but there is +a natural limit to his analysis, because at least one whole specimen +of each atom or molecule taking part in the reaction, and the whole +dynamical event thus comprised, must be included. Beyond that limit +what is called “this specific reaction” will lose its meaning for the +chemist and, therefore, for psychophysical theory which associates one +definite color with one definite kind of reaction. Therefore, even +before parting with the theory of “local sensations” we are obliged to +accept dynamical realities existing only in somewhat extended areas of +space. If that is so in chemistry, the same fact should not frighten +us when we face it in direct experience. + +According to the theory of dynamical self-distribution color as a +quality is dependent upon chemical reactions in a brain-field, although +the production of local chemical reactions in a certain distribution +is only one side of the total process. There is much more that is +characteristically spatial and dynamically real in such a coherent +distribution than in the mosaic of local sensation-processes which are +the “dynamical realities” of machine theory. + +From the new viewpoint the Ehrenfels-qualities, corresponding to more +extended dynamical realities than color, would be physiologically +produced at the same time as color, since each is a phase of the +same total “process-in-distribution.”[32] In machine theory there +must be “sensations” first of all, if upon this basis something +else shall be founded as a secondary product. It would have been a +superhuman achievement for von Ehrenfels to have gone so far as to +sacrifice at once the machine theory and its sensations. To him his +peculiar qualities remained new bits of experience simply added to the +sensations, and in the school of Graz (v. Meinong, Witasek, Benussi) +there was much discussion about the _fundierte Inhalte_ (qualities +founded upon the basis of sensation) as the product of intellectual +faculties working upon the sensations. So, with regard to the +fundamental concepts applied to the sensory field, not much was changed. + +An enormous number of the new qualities discovered for psychological +theory by von Ehrenfels are properties of those segregated wholes +which were discussed in the last chapter. “Simple,” “complicated,” +“regular,” “harmonious,” are words which _may_ have a meaning when +applied to an experience occupying a point in space and time, though +in most cases they refer to products of organization. But when we +call something “symmetrical” this something is certainly a segregated +whole. Similarly, “slender,” “round,” “angular,” “clumsy,” “graceful” +are specific properties of definite wholes. And from these there is +only one step to the more particular “form-qualities” given in the +characteristic aspect of a circle, a triangle, a pear, an oak-tree, +and so forth, all of them existing exclusively in their corresponding +wholes. In German the word “gestalt” may be used as a synonym for +“form,” or perhaps “shape.” So von Ehrenfels, taking the case of +specific shape as the most important and evident among his qualities, +applied the name of “gestaltqualitäten” to all of them. Therefore +it will be clear that not only the different forms or shapes of +objects and figures are included, but also qualities like “regular.” +Furthermore, we have seen that there are temporal _gestaltqualitäten_ +as well as spatial ones, since the definition applies to the specific +properties of a melody, to its “major” or “minor” character, for +instance, in the same way it does to the “angularity” of a figure. +Finally, seen movement as a whole may have a _gestaltqualität_ which is +temporal and spatial at the same time. This is the case in the aspect +of a definite form of dancing and in the characteristic movements of +animals, such as “jumping” or “creeping.” + +At this point a general remark about terminology may be useful. For von +Ehrenfels the new characteristic properties themselves were objects +of outstanding importance; he was more interested in them than in +those segregated parts of the field which exhibit the best examples +of _gestaltqualitäten_ as their properties. In the German language +however--at least since the time of Goethe, and especially in his own +papers on natural science--the noun “gestalt” has two meanings: besides +the connotation of “shape” or “form” as a _property_ of things, it +has the meaning of a concrete individual and characteristic entity, +existing as something detached and _having_ a shape or form as one +of its attributes. Following this tradition, in _gestalt theorie_ +the word “gestalt” means any segregated whole, and the consideration +of _gestaltqualitäten_ has become a more special side of the +_gestaltproblem_, the prevailing idea being that the same general type +of dynamical process which leads to the formation and segregation of +extended wholes will also explain their specific properties.[33] Here +the main stress is laid upon a characteristic type of process. This, +indeed, is the most general concept of _gestalttheorie_: wherever a +process dynamically distributes and regulates itself, determined by +the actual situation in a whole field, this process is said to follow +principles of _gestalttheorie_. In all cases of this type the process +will have some characteristic which exists in an extended area only, +so that a consideration of local points or local factors as such +will not give us full insight into the nature of the process. From +this viewpoint, even the segregation of circumscribed wholes becomes +one more or less particular, though highly important, case among the +various possibilities which are included in the most general idea of +self-distribution and self-regulation, and in consequence the concept +of _gestalt_ may be applied far beyond the limits of sensory fields. +According to the most general definition of _gestalt_, the processes +of learning, of reproduction, of striving, of emotional attitude, of +thinking, acting, and so forth, may be included as subject matter +of _gestalttheorie_ insofar as they do not consist of independent +elements, but are determined in a situation as a whole. Quite apart +from psychology the same will be true of ontogenetic development, +and other biological events, wherever they show the definite marks of +self-distribution and self-regulation. And this extension of the term +does not mean vagueness, as many seem to believe. If prior to detailed +investigation the general use of concepts belonging to machine and +mosaic theory has prevailed for such a long time and so widely, it +cannot be forbidden to discuss the opposite principle of dynamical +order and regulation, which certainly is less known among psychologists +though equally well established by physical theory. By no means do we +believe, however, that any problem is really solved by the application +of the general principle _as such_. On the contrary, when the principle +seems to apply the concrete task of research is just beginning because +we want to know the manner in which each special kind of process +regulates itself under the conditions of each particular case.[34] + +If in the treatment even of sensory fields the real solution remains a +task for the future, at least the first step may be made at once. Here, +as everywhere, it will consist in the recognition of the reality and +the concreteness of the problem. No one fails to see that there is a +problem in visual depth as a property determined by conditions on the +two retinæ, or--more generally--by stimulation on a two-dimensional +surface. To see the real problem in the case of “form,” as a property +of segregated wholes, seems to be much more difficult. The reason +is the same as in the case of segregated wholes themselves (cf. pp. +175-177). When we consider retinal stimulation, for instance, our +thinking operates with ready-made wholes which already have definite +forms as we know them from perception. So we say innocently that “the +form” of our pencil or of a circle is projected upon the retina. These +words contain the experience-error. There is no factor in retinal +stimulation which might pick out of the geometrical distribution of +_all_ local stimuli that circumscribed whole which will appear in the +form of our pencil or of a circle, only after such a segregated whole +has become a functional reality. On the retina we have the indifferent +mosaic of millions of local stimuli, and nothing else. By arbitrary +geometrical thinking, we may select and combine certain retinal spots; +thus we may imaginatively impose all possible forms upon the retina, +including, if we like, those of the pencil and of the circle. We must +not forget, however, that this is mere play when compared with retinal +reality and that the form of these objects is at this moment not more +really there physiologically than that of an angel or of an Arabic +letter. + +Some concrete examples will show us what is meant by “concrete, real +form” better than any amount of general discussion. Sometimes we look +upon the map of a country the general form of which we have seen +thousands of times on other maps. But what we really see remains a +foreign and completely unknown figure for a long while, until finally +something happens in our field of vision and the known form suddenly +appears, the unknown figure disappearing completely at the same time. +Excellent cases for this observation are the charts of ship captains, +whereon the sea and its bordering regions are represented as land +and the coast are on common maps. Now, the general contour of the +land is the same on the maritime chart as it is on the usual map; +the geometrical line separating land and water “is projected” upon +the retina as always.[35] Notwithstanding that fact, when looking at +such a map of the Mediterranean I may fail completely to see Italy; +instead I see some “funny” figures (corresponding to the Adriatic and +so forth) which are new to me but nevertheless “have a concrete form” +in my visual field, whereas on the usual map it is the peninsula that +“has a concrete form.” So “to have form” as a concrete property is a +peculiar feature distinguishing certain areas of our actual visual +field from others which have no form. In our example, so long as the +Mediterranean “has form,” the area corresponding to Italy is formless +and vice versa. One is tempted to say that even a form existing on +the retina does not necessarily determine a corresponding form in +vision. But we have to insist upon the fact that _no_ form at all is +given on the retina as a functional reality, neither that of Italy +nor that of the Mediterranean. There is only a certain geometrical +constellation of different local stimuli. Whether the physiological +process starting from the retina under these conditions will lead to a +simple “line” as real form, or to the form of the peninsula with the +contour as its border, or to that of the Mediterranean, the contour +now being its boundary-line, whether it will produce any other or _no_ +form whatsoever, all this cannot be deduced from the constellation +of retinal stimuli before we know by visual experience what area is +segregated, and distinguished as having _real_ visual form. + +As a second example the following variation of Fig. 8 (or Fig. 8 +itself) may be taken: Fig. 9. With exactly the same constellation of +stimuli we may have two different forms, either a cross consisting +of four slender arms or a cross (like that of an order) containing +four large sectors. So long as we _really_ have the first one, i.e., +as existing in vision, the other will be absorbed in the general +surroundings, which optically have _no real form_ at the time. When the +second form becomes a visual reality, the first disappears.[36] The +observer will remark that the oblique lines are boundary-lines of the +_real form_ in both cases. They belong to the slender cross as _its_ +contours, in the first case, and to the large cross, in the second. + +[Illustration: Fig. 9] + +Simple observations of this kind were first made by Rubin,[37] who +has given us a great many examples. That only definite special parts +of the field have “real form” (as their most characteristic property) +was shown conclusively by the fact that subjects who had seen _one_ +definite form at the first presentation of such an “ambiguous” pattern, +did not recognize the pattern, if later on, at the second presentation, +the other form happened to be seen. This second form had not existed +as a visual reality when, previously, the first one was experienced; +so the second one was something completely new when seen in the later +presentation. Again, when one of the two crosses (Fig. 9) is “real,” +one does not see other forms which are quite as real (or _unreal_) +geometrically on the retina. So one does not see the form 9a or 9b or +9c. + +[Illustration: Fig. 9a, Fig. 9b, Fig. 9c] + +In the case of Fig. 10 two unknown forms will be seen as a group +through which a horizontal line is laid. When I tell the reader that +the number 4 is before him in the field, he will undoubtedly find it; +but if he is not influenced by theoretical prejudices, he will confess +that the form of the 4 did not exist as a visual reality at first and +that, if it began to exist later on, that meant a transformation of +visual reality. + +[Illustration: Fig. 10] + +In the last example it will be obvious that the reality of a form +depends upon the existence of a definite whole which, when segregated +as such, _has_ that real form, others, which would correspond to other +wholes, being excluded from visual existence. So when we first look +at Fig. 10 we have a definite organization, consisting of two unknown +wholes with the horizontal line running through them. Consequently one +part of the geometrical constellation of the 4 is absorbed by the +whole on the left side, a second fraction by the angular whole to the +right and the rest by the horizontal. And the destruction of the 4 as +a whole also destroys its form. When after instruction, the observer +really gets the 4 as a form in his visual field, a corresponding +whole is produced at the same time. We formulate the general theorem +that real form depends upon the segregation of corresponding wholes. +This statement is confirmed by all observations of puzzle pictures, +of camouflaged objects, and so forth. The existence of visual form +presupposes the existence of wholes which, then, have a real form as +their specific property. The reader will be able to convince himself +that even the reality of partial forms depends upon the existence of +corresponding sub-wholes. + +The _objects_ around us are, in most cases, very stable wholes; +therefore, we regularly see them with their definite forms, excepting +in those rare instances in which the wholes and their real forms are +disguised by chance conditions or by intentional camouflage. This is +the reason why we so easily fail to see the problem of form and why we +remain satisfied by “the form given objectively in retinal projection.” +There is, however, no visual form in the world to which our last +considerations do not apply. Wherever we have “real form” in the visual +field, we must assume a specific property of functional process in +that area. But the processes do not have this special property in all +parts of the field. If you walk along a street between high houses on +a bright day, the sky is seen above you surrounded by darker contours +of houses and towers. Do you see that bright area as a form? Generally +not; it has no form, it is indifferent “background,” though on your +retinæ there does exist a homogeneous area surrounded by contours. +These contours remain borders of the houses; the houses have forms, +but the sky has not. If you wish to see a certain area of the sky as a +definite visual form, look at it through a little hole cut into a box +which you then put over your head. If the hole is cut like the letter H +you will see an area of the sky in the corresponding form as a bright +figure on a black ground. And now _this ground_ has no visual form. + +Who wishes to judge about the problems of _gestalt_ theory ought to be +well acquainted with these observations and with the consequences to be +deduced therefrom. Exactly as we may either have color in a definite +part of our visual field, or mere brightness of a certain nuance, so +a definite area may have a certain form or it may be formless, i.e., +merely extended. + +Since “real form” presupposes a segregated whole, the existence of +“form” depends upon factors of stimulation similar to those upon which +the segregation and organization of wholes depend. Again, definite +relations in the total constellation of retinal stimuli are found +to be decisive for the existence of real form. But no abstract +consideration of all the logical relations that might possibly obtain +among local stimuli would make us able to forecast where or when a +specific form will be seen. As for the existence of segregated wholes, +i.e., organization, certain _special_ relations again are important and +others indifferent; which are the important ones can only be discovered +by the observation of real forms appearing under a given set of +conditions. + +Since for some time to come it will be impossible to observe +physiologically the inner dynamics of optical processes, we cannot +do more at present than draw conclusions from the properties of the +visual field in comparison with given retinal constellations. In the +course of this attempt we find that “form,” wherever it exists, is a +_supra_local property of that part of the field; so the property of +the underlying process must be a supralocal phase of it. We find also +that “form” is a property exclusively of segregated wholes; so, with +or after the organization of these wholes, that special supralocal +property of physiological process must develop which is the basis of +“real form” in direct experience. As it is an attribute of detached +wholes, this phase of the process exists only in definite areas, which +are determined by certain relations of stimulation. These relations +must be decisive _dynamically_ for “form,” as they are for “wholes” +which have “form” as their most important visual property. Evidently, +one cannot understand “form” from the viewpoint of mosaic theory; +dynamical self-distribution with its functional coherence and structure +of process is the only principle known at present, which may give us an +explanation of “form” in the future.[38] + +I shall not try to demonstrate with the same care the concrete reality +of definite forms in _time_. What has been said would have to be +repeated more or less in the case of melodies, of rhythms, of seen +movements and so forth. The “form” of a musical _motif_ begins at a +definite point and ends at another; then another _motif_ may follow. +But there is no real form extended from the second tone of the first +figure to the third of the second figure; and between the two figures +there is what is called a “dead” interval (corresponding, as “empty” +time, to the mere extension or ground outside a visual form). Again +when in the dark room a bright spot in motion describes the path of +Fig. 6, we see certain definite forms of movement, 1 → 2, 3 → 4, 5 +→ 6, for example. We do not see other forms, such as, for instance, +a form corresponding to a fraction of 1 → 2, the horizontal, and a +fraction of II, taken together. Real form coincides with the wholes and +sub-wholes segregated in this case as in that of melodies and rhythms. +In passing we may remark that the behavior of others is continually +seen in _forms_ of events which correspond to the natural grouping of +what we see or hear of them. + +As form is a property of segregated wholes, what has been said against +the explanation “by meaning,” or other indirect explanations, in the +case of segregated wholes, will be more or less to the point with +respect to their forms, though, probably, for most readers this is yet +a rather critical issue. Therefore, the problem shall be treated once +more in the following paragraphs. + +[Illustration: Fig. 11] + +1. What is the effect of our past experience of certain definite +forms upon visual experience in subsequent life? Drawings like Fig. +11 and Fig. 12 contain a great many geometrical lines the outline +of which, when given alone, would make us see other forms than those +which we see naïvely. Thus, in both of them the outline of Fig. 13 +is present geometrically. If now we have a large number of drawings, +seen naïvely in a certain way, and besides them certain other figures +geometrically contained in the first, will training or repeated +experience with regard to the latter change the way we see the first, +so that the learned forms become “real” when the larger drawings are +shown? Gottschaldt has recently made such experiments.[39] Since past +experience is supposed to have its effects upon form independently +of our knowledge about the presence of corresponding outlines, i.e., +automatically, the subjects were not told to analyze or to look for +the “learned” forms. The larger drawings were given them simply for +description. Under these circumstances, with three previous exposures +of the smaller forms, the training had no effect upon subsequent +perception of form in more than 90 per cent. of the cases. When the +number of previous exposures of the smaller forms was increased to 520 +with new subjects, the result was still the same, the drawings being +seen unchanged by the training in 95 per cent. of the trials. Not even +the few cases, which showed a positive result, can be explained by +the mere fact of previous training, because all those subjects, who +occasionally saw the “learned” forms in the larger drawings, had some +suspicion about the aim of the experiment and asked the experimenter +whether they should look for the “learned” forms in the larger +drawings. Though they were not instructed to do so, of course they +went into the test with an attitude of definite expectation. So the +few positive results do not prove an automatic after-effect of past +experience upon forms seen subsequently, since, apart from training as +such, there was this other factor of expectation. + +[Illustration: Fig. 12] + +[Illustration: Fig. 13] + +Gottschaldt’s larger drawings were “difficult,” i.e., of a highly +stable organization. In some of them, in spite of strong efforts, I +cannot really _see_ the smaller form, even when I know about its +geometrical presence and position. However, if any one criticizes this +“difficulty,” by his own argument he recognizes the reality of stable +visual form as something stronger in such cases than a very large +amount of previous experience. Furthermore, the larger drawing (Fig. +12) cannot be said to have its stable organization in consequence +of much experience in previous life outside the laboratory. What we +naïvely see there is not better known from previous experience than the +small figure 13. After these results, whoever defends the automatic +influence of past experience upon our seeing definite forms, will +have incumbent upon him the task of supporting his theory by other +experiments. If such an influence exists, it must be restricted to +rather special cases. + +2. Where “form” _exists_ originally, it acquires a meaning very +easily. But here a whole with its form is given first and then the +meaning “creeps into it.” That meaning automatically produces a form +where beforehand there is none, has not been shown experimentally in +a single case, as far as I know. It may be that in a very _unstable_ +constellation, in which a certain form can be seen or organized, past +experience of such a form will tend to produce it really, whereas +without that previous experience, this would not happen. Even in this +case, however, we should still have to explain what factors produced +that form in previous life. It is only assumed, then, that conditions +were more favorable, and the question remains open whether they were +not favorable for its originating directly. In any case, even granting +that previous experience of a certain form favors its appearance in the +future, we ought to realize that such an occurrence will be limited to +definite cases, namely those in which the actual constellation does +not tend decidedly toward other more stable wholes and forms. The +number 4, for instance, is certainly a well-known form; but when Fig. +10 is shown to hundreds of people without any special instruction or +warning, only a few of them will see the 4 and mention it in their +description of the figure. If any one protests that we have never seen +the 4 in such an environment before, he misses the point, because +no explanation in terms of previous experience is needed when 4 is +given upon a homogeneous ground, as it usually is. If past experience +has an influence, it is exactly in such a case as that of Fig. 10, +in which its influence ought to be effective. And after all, it is +not the “unusual” environment as such which prevents our seeing the +4 immediately. In the following figure (14) the 4 _is_ seen at once, +though in my judgment the environment is not less unusual than in the +first case. Why, then, is it seen now? Because the relation between the +added lines and the geometrical parts of the 4 is not such that these +parts are absorbed in the formation of other wholes. But this is a +principle of original organization. So we may say that any influence +of past experience upon the organization of forms in the future depends +upon the degree and the stability of sensory organization in the actual +case. I shall give a few more examples which show the absorption or +destruction of a well-known form by actual organization into other less +known forms. + +[Illustration: Fig. 14] + +[Illustration: Fig. 15] + +Look at Fig. 15 before you read the next lines. No one would use the +name of letter E in describing it as long as he is a naïve observer, +though the well-known E is present geometrically, and the form really +seen is less known. Fig. 16 may be beheld as an ornament for months +before one first finds two H’s in it. Similarly the letter K is +hidden in Fig. 17. If the reader is already a little sophisticated, he +would be wise to show these figures to some of his more naïve friends, +for five seconds perhaps, asking them only to give a spontaneous +description of them. I do not think the enormous experience we all have +with respect to these letters will produce any considerable effect upon +the result, as long as the subjects do not begin to look for hidden +forms. If they do, of course, the result will be produced by actual +attitude apart from previous experience. When we give our subjects a +hint about the camouflaged form, we create in them what the physicist +might call a “_special vector_,” favoring that concrete form. But when +our subject, adopting an indifferent attitude, looks unaided at some of +the unknown figures, this vector does not exist, despite a great deal +of “past experience.” Without it, the hidden forms do not appear. + +[Illustration: Fig. 16] + +[Illustration: Fig. 17] + +3. Again, some psychologists will go so far as to derive all form in +the visual field from tactual or motor experience. Our answer in this +case is once more simple enough: Real form is a concrete property of +certain things. If its history is to be traced to other than visual +experiences, we must have concrete real form in those other regions +in which it has its origin. Nothing can be imported from other fields +into vision without having originally occurred in these other fields. +So the whole problem would only be shifted from one sensory field to +another, and the explanation would have to assume original forms in the +latter. This reasoning applies also to our sensations of eye-movements. +If visual form shall be derived from them, real form must be a property +of some of these kinesthetic experiences. Therefore, such an hypothesis +does not seem to be a scientific gain, and we may as well acknowledge +the problem of visual form _as such_. + +4. I find a decisive argument against explanations of form in terms +of past experience, in the following consideration. No doubt, parts +of the visual field can reproduce past experiences associated with +them in previous life. But when we ask what factors are the main +reproductive properties in these cases, we see that in 99 out of 100 +cases _reproduction depends upon the form of a segregated whole in the +field_. Take the concrete real form away, so that reproduction can +be aroused by only the color or the place or, perhaps, the size of an +area, and you will realize that for the most part, without form, visual +realities are not specific enough to reproduce definite experiences. +When we talk about the automatic influence of past experience upon +actual vision, we are tempted to extend this idea to the creation of +definite “form” by reproduction. But then we forget that there is not +much reproduction without form itself as a reproductive factor, and +that, from the viewpoint of such an hypothesis, form _as such_ must +be strictly excluded from the sensory field and, therefore, from the +reproductive features of the situation, supposedly being present in the +field _only by way of_ the reproduction of past experience. The curious +result is that we presuppose “form,” erroneously and unawares, in order +to get form reproduced from past experience! A naïve observer does not +see the 4 in our example, although it is such a well-known figure. Why? +Past experience cannot work if there is no specific factor present +which might reproduce that definite part of past experience under the +circumstances of the case. In our example the ever so well-known 4 will +not be reproduced, as, in other examples, countless other well-known +forms are not reproduced either, there being nothing in the actual +optical processes which might effect that definite reproduction. I +suspect that a great many explanations in terms of meaning and past +experience fail completely to realize this side of the question. +It is easy to say: This, of course, is so because in earlier life +certain things have happened. But the time has come for more concrete +thinking in this field. Reproduction does play a highly important rôle +in mental life and in behavior. It can play it only if the sensory +world is sufficiently endowed with concrete properties in those areas +which are said to reproduce our previous experience. If it is not, +because we regard it as a mosaic of sensations, by what factors can a +definite reproduction be determined? “Transposing” shows that a form +will remain the same independently of the color, the place and the size +of its area. If, now, a definite form is said to appear in the field +by reproduction, I do not see what characteristic of the mosaic can +possibly determine the right reproduction, since we cannot rely upon +color, place and size for it. + +In order to show that “form” can never be explained by the existence +of “sensations,” von Ehrenfels laid great stress upon this very +fact--mentioned previously by Mach--that a form can be “transposed,” +i.e., will remain the same as a visual property, after its brightness, +color, size and place are changed. Of course, when shifted too far +toward the periphery of the field, a form will change its character +more or less, but, excepting this case, the possibilities of +transposing a form are very numerous. Again in this respect temporal +form behaves like spatial form, since a melody may be rendered in +different keys and still remain the same, so far as its musical form +is concerned. Indeed, nothing can show better than these facts that +the specific supralocal organization of the processes underlying form +as a sensory experience must be a physiological reality, certainly as +much as are the processes underlying chroma as a quality of sensory +experience. Since, in the case of vision, we can change not only +chroma, but brightness, localization and size of a form, without +disturbing the form itself, the usual categories of quality, intensity, +position, extension do not help us when real form is to be explained. +There is only one thing we cannot change too much without influencing +form itself, viz., that special set of relations of stimulation which +seem to be decisive for the segregation of a definite whole and for +the specific dynamical structure underlying form.[40] We do not +normally _experience_ these relations in the sensory field. But in the +determination of self-distribution of process, in the segregation and +“formation” of wholes, they must become almost all-important somewhere +between the retinæ and the psychophysical field. + +Up to the present time there has been a tendency to regard the +remarkable properties of wholes, especially the possibility of +transposing their translocal properties, as the achievement of +“higher” processes. From the viewpoint of _gestalt_ theory sensory +organization is as natural and primitive a fact as any other side +of sensory dynamics. If, for von Ehrenfels and the _Grazer Schule_, +_Gestaltqualitäten_ and form are treated as a superstructure built upon +the foundation of sensations, this assumption would fail to account +for the evident rôle of _gestalt_ in such biological processes as +ontogenesis. In psychology, too, the influence of _gestalt_ has been +demonstrated by Hertz (cf. Chapter V) in very primitive behavior, +in which no one would assume the operation of “higher” processes. +Lashley seems to have been the first to find that an animal, trained +to react positively to one of two “stimuli,” will shift his reaction +spontaneously when he finds himself before two other stimuli of the +same class, the new reaction being directed to that stimulus which +plays the same rôle in the new pair as a whole, which another specific +stimulus played in the pair used during the learning process. I wonder +why these experiments failed to exert their due share of influence +upon current theoretical formulations. Without knowing Lashley’s work +I have repeated the same experiments on apes and chicks, with special +care to exclude all possibilities of indirect explanation. There is no +doubt, now, that a chick, trained with two grays, I and II (II being +darker than I), always to choose II, will, after a while, when II and +the new (darker) gray III are given, in the majority of the trials +not choose II but the unknown nuance III. The same experiments were +performed on apes with size, and also with different hues of color. +Several investigators have been able to confirm these experiments. We +may conclude that animals react to such pairs as to wholes, either side +of which has a definite character depending upon its “position” in the +whole. So II is “the dark side” of the first pair; then, in the new +pair, III assumes this rôle, and since the animal has learned to choose +the dark side of the pair rather than a more or less definite gray, it +tends to avoid the specific gray of the learning period and to choose +the new gray after the transposition. Again it does not matter at all +in such a case, whether or not we assume that the chick has direct +experience. The difference between choice depending upon a more or less +definite intensity of light and reaction depending upon one definite +side of a structure, is the same for either assumption. Once more the +formula of “stimulus and response” becomes altogether misleading, since +it neglects the fact that between the stimuli and reaction there is the +organization of definite wholes with specific properties, upon which +the reaction so obviously depends. + +In order to prove that dynamical self-distribution will explain +“transposition,” we have to show that “transposition” is possible in +self-balanced physical systems. Nothing can be easier! First of all, +if under certain conditions all forces of a dynamical distribution +are in equilibrium with regard to each other, it is evident that the +equilibrium is not disturbed if the intensity of all those forces +decreases or increases in the same proportion. _All_ forces being +reduced to one-half of their first value or increased to three times +that amount, they will balance each other as before. The supralocal +dynamical structure is largely independent of absolute intensities. +Now let the dynamical structure be the self-distribution of current +in an electrolyte, depending upon the total form of the electrolytic +conductor. Again the intensity of current has no influence upon its +distribution. Also, if instead of ions like Na and Cl, K and Br or +any others carry the electric charges, the distribution of current +will not be changed. Or, take as an example the electromotive +phenomena developed when two solutions (I and II) of different ionic +concentration are in contact. Those phenomena, existing only in the +pair of solutions as a whole, depend upon the _relation_ of the ionic +concentrations, the absolute concentrations being indifferent. If, in +a definite case, the solution II with a concentration of 1/20 n is the +electropositive side of the pair, as against I with a concentration, +say, of 1/4 n, in a new pair with the concentrations 1/20 n (II) and +1/100 n (III) the new solution III becomes the electropositive side. +To be “the electropositive side” of such a physical system is no less +a _gestalt property_ in a definite electrochemical whole than to be +“the dark side” is a _gestalt property_ in a sensory pair. + +In some respects form is the most important property which a whole +may have; the introduction of it as a specific reality will help us +to understand certain of the properties which occur only in wholes. +In Figs. 8 and 9 we observed a change of form, now one cross or star +being present as a form, and then the other. But something else +changes at the same time. When we see the slender cross, the area of +this cross has a character of solidity and coherence; we may even +say that this slender cross has the substantiality of a “thing,” +whereas the environment appears as comparatively “empty” and “loose.” +Exactly the contrary is true when the other cross dominates the +field; the large cross becomes “solid” and “substantial,” whereas the +narrow angles have become “loose” and “empty,” like the environment. +Because an area becomes “solid” when appearing as “form” or “figure,” +Rubin, who was the first to describe the difference, has called the +“solid” quality the “figure” character, whereas to the “looseness” +of the environment he gave the name of “ground” character. This term +“ground,” or “background,” is the more appropriate since we find the +“figure” protruding a little, as if in three-dimensional space, and the +environment localized behind it, so that the solid “figure” appears +as something apart, behind which the “ground” seems to extend without +interruption like a simple homogeneous plane. The sky above the houses +(cf. p. 202) has the character of ground. + +I do not think we ever find that character of “solidity” where we +do not have a segregated whole. That character, then, is a typical +property of segregated wholes and belongs to von Ehrenfels’ qualities. +Some psychologists will try to derive this character from touch or +other previous experiences which we have had with things, in the +practical meaning of the word. We find that all visual things, which +as such are clearly perceived in the field of vision, have the same +character of “solidity.” But as it appears as a visible quality, it +may be such a quality _originally_; it may even belong, independently +of other experiences, to the primary constituents of the meaning of +the term “thing” in common life. Whether the empiristic explanation is +justified or whether this quality is founded directly upon the specific +dynamics of seen form, will be decided by further research. As yet +it has been shown that, functionally, “figure” and “ground” behave +differently. Constancy of color has been shown to be more striking for +“figure” than for “ground” (Rubin); the limen for a patch of color +projected upon the “figure” was found to be higher than upon “ground” +of the same objective intensity (Gelb and Granit); after-images are +more vivid when observed upon a “figure” than they are upon “ground” +(Frank). + + * * * * * + +After all these considerations the reader will be prepared to accept +some statements as concrete which, in consequence of their more general +character, he, without that preparation, might be tempted to despise +as “mere philosophy.” If in our experiment on animals “the dark side” +is something which, as such, exists only in a definite whole, the +same thing is implied in a great many terms which we are continually +using as trivial words in common life. We do not realize generally +that all their meanings presuppose definite wholes in which something +plays that rôle to which the words apply, as “the dark side” applies +to the rôle one gray plays in a pair of grays. I give the following +few examples, selected from a large store: The German “Rand” (English +“brink” or “edge”) is such a word; again “Anfang” (beginning), “Ende” +and “Schluss” (“end” and “close”), “Stück” and “Teil” (“piece” and +“part”), “Rest” (“rest” or “remnant”); and even “Loch” (“hole”) and +“Störung” (“disturbance”), which presuppose a definite experienced +whole, with respect to which an area may appear as a “hole,” or some +factor as a “disturbance.” Intentionally I do not restrict my examples +to those cases in which the words apply to sensory facts. There is +not the slightest reason why I should do so. And the reader will +easily understand that talking about a “disturbing” factor in the case +of “thinking” presupposes a definite dynamical whole, as it does in +sensory experience. There is no meaning in the word without it. Whoever +is slightly acquainted with musical theory will recognize at once that +a tone cannot have the character of the “tonic” without belonging to +a larger musical whole, in which it plays a definite rôle; of course, +the same is true of the leading-tone, which has its strong dynamical +properties in the definite key of a sequence of tones, and not +independently. + +Obviously we must have similar cases in the world of adjectives and +verbs. Indeed, “hohl” (“hollow”) and “offen” (“open”), “complete” and +“incomplete” belong in the same group, as terms referring necessarily +to specific wholes. Finally, in the realm of activities and events we +might give a long list in which there ought to be included: “starting” +or “beginning,” “ending” and “finishing” or “closing,” “desisting” and +“interrupting,” also “proceeding” and “continuing,” even “deviating,” +“bending,” “retarding” and so forth. If we try to find out what we +mean when we use terms like “hesitating” or “deviating” with reference +to the activities of others or to heard music or to our own stream +of thought, we shall find that their meaning depends upon extended +dynamical structures, the change of which is described by those words. +They may be applied to sensory experience, but their essential meaning +remains the same in other fields of experience, because the principal +aspects of _gestalt_ are found in all of them. To say that they are +imported into these other fields from the region of sensory experience, +in a merely analogical way, would be no more than another vicious +circle of the kind described above (cf. pp. 212-214). + + +BIBLIOGRAPHY + + W. Köhler: Psychol. Forschung 4. 1924. + + W. Köhler: _Die physischen Gestalten_. 1920. + + E. Rubin: _Visuell wahrgenommene Figuren_. 1921. + + W. Sander: _Bericht ü. d. 9. Kongress f. exper. Psychologie_. 1927. + + M. Wertheimer: Psychol. Forschung 4. 1924. + + + + +VII + +_Behavior_ + + +IT will be difficult to understand this and the next chapters unless +we first solve a problem which presents serious difficulties to some +psychologists. + +When I referred to “objective experience” in an earlier discussion +I laid great stress upon the fact that things, their movements and +changes, are given as _outside_ or _before_ us. At the same time +“objective experience” is regarded as depending upon processes in a +certain field of the brain. How then can it appear before us? About +the facts there can be no doubt. Under certain conditions a sound may +be localized in my head, it is true; but that tree over there is seen +as something far off and the window, though much nearer, is still +_outside_, beyond any possibility of doubt. Functionally, however, +their existence, as is the case of all the other surrounding objects, +is a matter of processes in my brain, and therefore _in_ me. So much +can be proved by the simplest physiological considerations. + +Let us attack this problem from the physiological side at once. For +simplicity’s sake we shall proceed at first as though the visual field +were the only objective experience we have. + +One thing is immediately obvious. Though we usually have many objects +before us, their totality appears as ordered in one visual space, so +that any one of them has definite spatial relations to all the others. +This statement is rather superficial, because it neglects the actual +grouping and “belonging together” of some objects rather than others; +but for our present purposes it will be sufficient. The pencil is +nearer to that book than to the lamp, the knife is between the book and +the fountain-pen, and so forth. + +As all properties of the field depend upon physiological processes in +the brain or certain of their properties, so the relative position +of experienced objects will depend upon a definite order of the +processes which are their physiological basis; the mere geometrical +localization of the processes in the brain cannot be the correlate of +seen spatial order. I take it for granted that whatever is experienced +has a _dynamical_ basis physiologically, i.e., depends upon physical +states and events. Process-in-extension, coherent functionally and +self-maintaining dynamically, is supposed to contain those dynamical +relations between “segregated wholes,” which, in experience, appear as +positions of objects in mutual relation and order. Of course, these +dynamical relations, underlying experienced spatial order, exist in +an aggregate of cells and fibers, which are extended in physical +space. But only the dynamical relations count for our problem, not the +geometrical distances and areas as such, through which that dynamical +order extends. Still we may safely assume not only that, where two +objects touch each other in visual experience, the _dynamical contact_ +of the corresponding processes is immediate and direct, but that the +two processes take place in two _neighboring areas_ of the brain. +Again, if two objects are experienced as separated from each other in +visual space, some process, _not_ corresponding to the objects, will +mediate _dynamically_ between them; and at the same time the area of +the first will not be in geometrical contact with the area of the +second. We shall not go further. The _geometrical_ distribution of +processes in the brain will _not_ be an adequate picture of visual +order in all respects. Only with respect to those crudest properties +of visual space, neighborhood and distance in general, will the +underlying dynamical order of processes be extended homologously in +brain-space.[41] But no more need be assumed in order to picture in +imagination what follows, and to discuss our problem in simple terms. +We must not forget, however, that, if in the next paragraph relative +localization in visual space is connected with relative position of +processes in the brain, this is meant as an abbreviation for the +_dynamical_ relations of process-in-extension. + +In visual experience the pencil there is external to that book and +at a certain distance from it. We know now, at least in a general +scheme, what is the physiological basis of this separation. Our next +task will consist in applying that scheme consistently. My hand is +in the same visual field as an experienced object. Evidently, as +this new segregated whole is external to the pencil and the book in +visual experience, the process, corresponding to it in the brain, +must be external to the processes corresponding to the pencil and to +the book, dynamically and, as we have seen, geometrically. There is +not the slightest reason why the hand, as a visual object, should be +treated in a manner different from the pencil or the book, or the +spatial relation between the hand and pencil or the book different +from the spatial relation between the latter. Beside my hand I have +other parts of myself in the visual field: my arm, for instance, very +often my feet, my chest and, though in peripheral vision, the tip of +my nose. They are visual experiences, exactly as are the pencil and +the book. Therefore, in my brain as a _physical_ system there must +be processes corresponding to these experienced bodily members, as +there are processes underlying those objective experiences which I do +not reckon among the parts of what I call my body. And the processes +underlying the seen book, the seen pencil and all the other surrounding +seen objects will be external to the processes which underlie the +experiences of arm, feet, chest and nose, for the same reason that the +processes corresponding to those seen objects are external to each +other. + +Here we have, in principle at least, the solution of our problem. To +some extent my body, to which common speech frequently refers as “I,” +is a group of visual experiences just as other things are. As these are +seen external to each other, so “I” am experienced external to all of +them in vision. If I find no difficulty in their appearing separately +in different parts of the field, and if their mutual localization can +be understood by the dynamo-geometrical relations of the processes +underlying them, I am simply obliged to apply the same idea to +myself as a visual experience in the same field and to the processes +underlying this experience. No new hypothesis is needed to explain why +“I” am external to those objects and they external to me. If there were +a paradox in their relative localization with regard to “me,” the same +paradox ought to be found in their mutual localization. I have only +to become aware of the fact that, as a visual experience, this “I” +depends upon processes in a definite circumscribed part of my brain as +a physical system, no less than do any other objects in the field. + +Following this consideration, it becomes an almost impossible idea +that things should be experienced as being “in me.” The pencil might +be experienced _in_ the book just as well! Everybody is accustomed to +discriminate sharply between the thing as a _physical object_ and as +the _experienced whole_, corresponding to it, which appears in the +visual field. If we could only accustom ourselves also to make the same +distinction as radically and consistently in the case of our body! In +one meaning this body is a physical organism, certain processes of +which underlie _all_ experience. At the same time “my body” or “myself” +is a particular one among all other sensory experiences, and, as such, +it is also represented by definite particular processes in a definite +part of the brain at a given moment. Dynamo-geometrical relations in +the brain-field mean spatial relations in visual experience. In this +respect, other visual things are evidently outside or external to the +special thing called “my body.” But, you say, all these processes +are _in_ the brain, i.e., _in me_, after all! That does not matter +for our problem, because experience depends upon the processes of a +definite field, and experienced space depends upon the totality of +dynamo-geometrical relations _in_ it; the only meaning which “in” and +“outside” have in experience is determined by this dynamical context, +and to the _physical_ place which this context has in the physical +world, in the physical body, and more particularly in the physical +skull, _there does not correspond any experience at all_. All the +possible spatial relations we can have in sensory experience are +restricted to the inner dynamical properties and relations of that +field; the anatomical relation between this field and its surroundings, +which do not contain “psychophysical” processes, is an affair of +the physical world which does not occur in my sensory experience. +Therefore, “things” are “before” and “around” me, as far as experience +is concerned. If somebody expects that “things” or “I” or both should +be localized in my brain, he does not see that in the first half of +this sentence he is talking about direct experiences whereas in the +second half “my brain” is a concept referring to physical existence. So +he confuses experienced space with the space of the physicist, which +no one experiences directly, and he expects to see certain particular +parts of _experienced_ space localized in relation to parts of +_physical_ space, which is altogether impossible. + +This is also the reason why every one is so astonished when he is +first told that things, colors, etc., which he experiences as being +external and distant, depend upon events occurring in himself! Of +course, this is correct if meant physiologically, so that “himself” is +the physiological organism, not experienced directly. It is far from +correct and evident for some one who does not discriminate between the +physical organism and “himself” as one particular whole in experience, +because for the most part, distant things and colors do not appear +as depending upon that particular experience, “himself,” at all. +Why should they? In experience a tree depends upon “myself” just as +much or as little as in the brain the particular and local process +corresponding to “myself” determines that corresponding to the tree. +Such an influence will sometimes occur and will then be experienced, +too, but in general the “tree” and “I” will not depend upon each other +more than any other segregated wholes depend upon each other when, +dynamically, they are distant from each other. + +Perhaps all this is too well known to be discussed here. But four years +ago a distinguished psychiatrist formulated this as the most difficult +problem to be found in all the relations of “mind” and “body”: that +things appear as being outside of us, whereas we should expect them to +be in our interior! + +As yet we have taken “ourselves” and “things” exclusively as visual +experiences. But the situation remains the same if we consider other +experiences as well. Things, their properties, events and so on, may +be experienced by touch instead of visually; things are warm or cold, +they smell, are heavy, audible and so forth. But all these experiences +are somehow localized in experienced space, either in a well-defined +or in a more confused manner. All of them appear as localized more or +less in relation to visual experiences. So a voice is heard as outside +the window; this room, given visually, seems to have or contain the +smell of a cigarette, and the cold surface of the safety-razor in my +hand is felt where the thing is seen. Two different explanations may +be given for the fact that all sensory experiences appear in one and +the same space.[42] _Either_ the reason is the same as for the special +case of binocular vision in which, notwithstanding the duality of +peripheral sense organs, one single visual space contains all visual +experience. What has occurred here may have happened with respect +to _all_ sensory experiences as depending upon a large number of +different sense organs: in phylogenesis, and also in early individual +life, for dynamical reasons which we do not have to discuss here, the +distribution of sensory processes in the brain may have developed in +such a direction that, now, all of them occur in one psychophysical +field and that, therefore, corresponding to their dynamo-geometrical +relations, all sensory experience appears in one experienced space. +_Or_ the relative localization of experiences furnished by different +sense organs may have been _learned_ by all of us in early childhood, +so that in consequence of that learning a sound, for instance, +would seem to issue from a place in the same space in which we see +objects. In any case, whether we accept the more “nativistic” or the +“empiristic” explanation, all sensory experiences are now given to us +in one space, the same space in which we have visual objects around +us and, in one region of which, parts of “ourselves.” Some of the +non-visual experiences are localized outside, as sounds are almost +universally, and also weights; but other non-visual experiences appear +_inside_ that region of the visual field which we call ourselves, as, +for instance, the feeling of “coldness” and all kinesthesis. In the +interior of this region we find eventually a great many experiences the +origin of which may be a matter of much discussion, but which certainly +are localized there somewhat diffusedly, as our feeling “tired,” +“nervous,” “healthy,” even “happy” and so forth, i.e., the more or less +“subjective” experiences. From what we have said about the separation +of visual experiences as belonging partially to ourselves and partially +to our surroundings, it will be obvious that the same thing is true of +all other experiences except certain particular experiences which are +always localized in our interior. All this is not more astounding than +is the external localization of visual things outside our body, itself +a particular visual thing.[43] + +After these preliminary remarks we are prepared for the treatment of +an old problem: How does it come to pass that we ascribe to others +experiences similar to those we have ourselves? We continually seem +to do that, not only in general, but in particular; we attribute to +others definite particular experiences at a definite time. To begin +with, I shall not discuss the question, whether such attribution can +be legitimated in psychology as a science. But in common life something +like sympathetic attribution seems to be a most frequent occurrence, +and may be regarded as fundamental for social psychology. What is its +nature, and what are its modes of occurrence? A certain paradox is +connected with the problem: sometimes other people seem to judge my +subjective experience more soundly from without than I am able to do +it myself “from within.” What shall I say, for instance, in order to +describe to others what I feel as a lack of inner determination or +as hesitation in a certain situation? But others say that they “see” +that hesitation most clearly on my face, and I am inclined to believe +them, since I know that characteristic expression very well from my +observation of others. I think it was Nietzsche who occasionally +said that somehow the “you” is earlier than the “I.” This seems to +apply most of all to our knowledge of “character” and “personality,” +since it is extremely difficult to get a definite picture of our own +character from our subjective experiences, whereas the main traits of +the character of others may sometimes be strikingly apparent in their +attitude. + +I do not think that the language of others is our main or most +trustworthy cue, in the sense that the content of it might be taken as +a description of their experience. People do not talk sincerely about +their subjective experiences, and we ascribe to them pomposity or +modesty, friendliness or coldness, without their telling us a single +word about such traits. In a foreign country, we appreciate to a great +extent that others are “provocative” or “kind,” though we may be +absolutely unable to understand their language. Where we do understand +their words, their _manner_ of talking is often a better cue, and we +trust it more than the content of their talk. Also, a certain kind of +silence can occasionally tell us more about others than any number of +words could reveal in the same situation. Furthermore, the behavior of +apes, for instance, shows the unprejudiced observer that they usually +“understand” each other very well, though they do not use language, +in the usual meaning of that word. For these reasons, our discussion +will deal with a fundamental aspect of our problem, even if we exclude +language from it as communication by the meaning of words and sentences. + +The answer which philosophers have given to the question raised, is +very well known. Since I cannot directly perceive the experiences of +another, the only evidence available is his body or, more particularly, +the changes and events which I observe as occurring on its surface, +or issuing therefrom. These, however, have nothing to do with the +non-apparent direct experiences of other persons, apart from the +simple rule of concomitant variation in accordance with which definite +direct experiences unobservable to others are usually accompanied +by definite bodily events which are observable by others. Originally +I learned this rule for myself alone, by observing that definite +experiences were accompanied by definite movements or changes in _my_ +own body. This observation, made millions of times very early in my +life, induces me to draw an inference by analogy wherever afterwards I +observe the same bodily events in others. From the fact that the Earth +is inhabited by organisms the inference is sometimes drawn that there +also are organisms on another planet, similar to the Earth, as Mars is, +for instance. In the same manner we are said to infer that behind the +several bodily reactions or “expressions,” which we observe in others, +there are occurring unobservably definite experiences similar to those +we have experienced in ourselves when we have observed ourselves +undergoing the same bodily changes. Evidently such an inference +cannot be worth very much, as the parallel astronomical case shows. +Furthermore, the whole theory seems to be an arbitrary construction, +since no one explicitly draws such inferences by analogy in common +life, though he may “understand” his fellow men to a considerable +degree. + +Therefore, a modification of that hypothesis is proposed by +psychologists. The basis of it remains the same: In millions of +cases we have had experiences when we could observe bodily reactions +in ourselves at the same time. The constant repetition of these +simultaneous occurrences has built up associations between them, so +that in the future the mere observation of certain bodily events will +forcefully reproduce the idea of the associated definite experiences. +But we may go further: instead of “free” ideas we very often get an +“assimilation” of the reproduced material by the reproducing material. +So the symbol + looks like “adding,” a coffin appears imbued with +the gloominess of death, and the flag with the special value of our +country. In the same way, by an enormous force of association, the +bodily changes of others appear as imbued with those experiences which +have so repeatedly accompanied those changes in ourselves. This is the +reason why we seem to _see_ friendliness in other people’s faces or to +_hear_ anger in a certain animal cry. + +Evidently we are dealing once more with a special application of the +meaning theory. I do not believe it to be in principle a solution of +the problem. First of all, from its viewpoint we should be utterly +unable to understand any behavior in others except that which we know +because of its extremely frequent occurrence in ourselves. But this +logical consequence of the theory is not quite corroborated by the +facts, for sometimes I understand others as being highly different from +me. The characteristic manliness of Douglas Fairbanks is something +which impresses me very much, though unfortunately I shall never be +able to achieve it myself. On the other hand, a certain kind of envy, +mean and hideous to the highest degree, is plainly visible to me in +certain definite facial expressions of others. But I am happy to state +that it does not occur among my own subjective experiences. Again, some +psychologists are right in protesting that the theory does not work in +the most important of all cases, which is that of facial expression. +We do see changes in the “expression” of other people’s faces; but we +usually do not see our own face. No one usually looks into the mirror +when he is angry. We may “feel” some contractions of our face when +we are angry, but since the angry face of others is given to us in +_visual_ experience, there does not seem to be a reproducing factor +here which might have been associated with our subjective experiences +in previous life. Finally, a chimpanzee reacts very quickly and +adequately to the friendly or the angry attitude of another chimpanzee. +Shall we assume that he projects into the other’s face the reproduction +of his own subjective experiences? This seems to be a rather bold +assumption! + +Let us consider for a moment what is implicitly presupposed in this +hypothesis, as in that of the “inference by analogy.” Why should our +“understanding” of others be such an indirect procedure? Obviously, +because we are convinced that “the mental life” of others is something +radically different from and even incomparable with the bodily events +which we can observe in their behavior. Nothing but an external +correlation seems to exist, and to be possible here, between the facts +of two different worlds. If that is so, we should expect that, in spite +of assimilation, it must be extremely easy to analyze the product. +Where things are combined, the natures of which are so different as to +make them incomparable, the slightest effort toward analysis should +separate them at once. But if in a friendly-looking face we try to +separate the mere bodily configuration and the friendliness, we find +the task rather difficult, as long as we look at the whole face and do +not analyze the face itself as a mosaic of colored spots. + +This makes us wonder for a moment why philosophers and some +psychologists should suppose that the facts of behavior, which we +can observe in others, should be _toto genere_ different from the +experiences which these others may have. But the reason is obvious +enough. The “stuff” and the “events” which occur in the “bodily” +world, on the one hand, and in the “conscious” world, on the other, +are believed to have incomparable properties since Descartes. This is +philosophy. And we may perceive at once that, in this connection at +least, it is bad philosophy. For this reason: in the introduction to +this chapter we saw that the noun “body” is dangerously ambiguous. +It may either mean a physical organism which, as such, cannot be +experienced directly any more than the physical structure of an atom, +or it may mean an experienced “thing,” as a segregated visual whole. +Now, if we talk about the “bodily events” and so forth, as the only +material we can have and observe in order to understand others, +the meaning of the word “bodily” can refer only to the experienced +thing and its changes as sensory experiences, since the physical +body of another does not occur _as such_ in any part of our direct +experience. It is as remote and distinct from our sensory experience +as is the “consciousness” of others. Therefore, when we discuss how we +“understand” other people, we have to decide first of all, whether or +not our sensory experience of others as _experienced_ “bodies” contains +a more direct cue for that understanding. Of course, our sensory +experience of others depends ultimately upon stimulation issuing from +their physical bodies. But in the fifth chapter we found that our +sensory experience will sometimes give us more valuable hints about +the realities in which we are interested than the physical events +themselves, which constitute the stimuli for that experience, are able +to give. So, though in the genetic series our sensory experience of +others is more remote from their “mental life” than are the physical +events issuing from the surface of their bodies, we may find something +valuable in the former which we cannot find in the latter. The most +interesting question is whether our sensory experience of the behavior +of others can give us a hint about those events in them which in +ourselves we call _subjective_ experiences. We would regard it as such +a hint if we could discover a similarity between our sensory experience +of the behavior of others and those subjective experiences. Suppose +that there were such a similarity, we could then dispense with the +indirect approach through inferences by analogy, or through association +and assimilation, since theory has approached the subjective experience +of others indirectly only because it had assumed as a prior dogma that +there could not be any similarity at all between the events of the +“bodily world” and of “mental life.” + +I will proceed cautiously. In its efforts to assort experiences into +separate classes, psychology has introduced certain rigid distinctions +and barriers among the several classes which, first of all, we shall +try to remove. + +One of these barriers, built by Helmholtz, is that between the +qualities of the different senses, as though they were incomparable. I +contend that they are comparable in more than one case. “Brightness,” +for instance, is an attribute of some auditory as well as of visual +experiences. We may go a little farther and say that in the “coolness” +of an object which we touch there is a certain affinity to brightness, +whereas in “warmth” there is something similar to dark nuances. In the +preceding chapter I mentioned the fact that the German word “rauh” +is used for certain auditory experiences as well as for a definite +character of touched surfaces. Again, the German poet Morgenstern +states that + + _Die Möwen sehen alle aus, als ob sie Emma hiessen._ + + (All seagulls look as though their name were Emma.) + +To the German at least, because of his pronunciation of the name, its +sound seems to contain something similar to the aspect of the birds. +But we may construct another example. If, looking at these two figures +(18 and 19), the reader is asked to choose which he would rather call +“takete” or “maluma,” he will probably be able to decide with ease.[44] + +[Illustration: Fig. 18] + +[Illustration: Fig. 19] + +I take it for granted, then, that there are some similarities between +the experiences we have through different sense organs. In passing we +may remark that in primitive languages one finds much evidence for +assuming that the names of things and events often originate according +to this similarity between their properties in vision or touch, and +certain sounds or acoustical wholes.[45] In modern languages, it is +true, most of these names have lost much of this character. + +For our main problem it is interesting to know what names are given to +subjective experiences. First of all, most of us will agree with the +statement that, if peripheral vision is “confused” in comparison with +foveal vision, in this respect almost all subjective experience is +more similar to peripheral than to foveal vision. And if the reader +agrees with me here, he has admitted that in one point, at least, +subjective experiences may be compared with objective experiences. +Recently Klages has collected a large number of words which we apply +to subjective experiences and all of which have at the same time a +meaning in the realm of objective experience.[46] Here a few instances +must suffice. Something arouses a “bitter” feeling in us. In German one +talks about being in a “soft” mood (_“weiche” Stimmung_). “Sweet” love +seems to occur in all countries, also “bright” joy or “dark” grief, and +not only in my country is wrath called “hot.” + +More dynamically, one talks about a tense expectation, this subjective +experience being compared with what we feel when we touch a taut +string. A certain kind of thinking is called “straight,” and every +one knows immediately what is meant by it. We may have “rest” or +“restlessness” in a visual field, but we apply the same terms to +something similar in our subjective experience. When one feels nervous +one might use “flickery” as an appropriate word for his subjective +state, it being similar to visual flicker, for instance. Again, we +feel “attracted” towards something or inclined to “reject” the idea +of it; our spirits are “high” or “low,” and so forth. The reader will +be able to fill out the list by dozens of other terms which, as these +few examples, are used both for objective and subjective experiences +without creating difficulties of understanding in communication. Some +psychologists may refuse to draw any conclusions from such verbal +hints. They will say that here we have to do with mere analogies. I +cannot accept this as an argument, however, because what else is an +analogy but some kind of similarity? Language does not use the words +generally applied to sensory experiences in a haphazard way as terms +for subjective experiences. If one of these terms is applied to just +one class of subjective states or experiences, and not to others, and +a second of these terms is applied exclusively to a second class, and +so on, there must be some principle which regulates this definite +extension of meaning. Furthermore, there must be something at the basis +of the correct _understanding_ of this kind of verbal practice, when +a _new_ application and transfer of meaning is suddenly invented by +some one trying to describe his subjective state in a lively manner. I +contend that this _something_ is a certain degree of similarity between +definite experiences of the “inner” and “outer” world. + +Though I realize that there is some truth in the James-Lange theory +of emotional experiences, I do not wish to make my statements seem to +depend upon this theory. Of course, if the so-called emotional aspect +of subjective experience _is_ sensory experience issuing from our +muscles, viscera, and so forth, it will be a truism that emotional +experiences are “similar” to certain “sensory” experiences, since +they are declared even to be identical by that hypothesis. But we +may recognize a similarity without accepting the identity. From this +viewpoint, maintaining a certain cautiousness toward the James-Lange +theory, we may find a similarity even between subjective experiences +and those of vision or hearing, so that, in this respect, our theory +would be more general than that of James and Lange. + +With this preparation we can approach the problem, whether our +objective experience of the behavior of others is capable of showing us +something essentially similar to their “mental life”--a question which +has a reasonable meaning if understood in terms of the last paragraphs. +I shall discuss a few concrete cases in which unprejudiced observation +seems to give a clear answer. + +Two scientists in Poland are talking about the difference of their +theories. I can observe their behavior as it develops before me in my +visual and acoustical experience but, since they talk in a foreign +language, I cannot understand their words. For a while the aspect +of the scene is calm, both visually and acoustically. But suddenly +the man to the left, as though “struck” by some of his colleague’s +words, makes but a slight receding movement of the head and, from this +moment, the quality of his voice and the expression of his face show a +certain character of hardness. To this change there seems to correspond +immediately a transformation of the other’s behavior, insofar as, from +now on, the man to the right becomes a picture of what the musician +calls “crescendo,” both as I see and as I hear him. Soon the first +person also becomes increasingly dynamic, and the whole scene is +approaching an extreme state of agitation, when presently I see the +man to the right looking at a placard on the wall and smiling. He says +a few words to the other, who also looks in that direction, a certain +brightness appearing on his face at the same time; and from this moment +their conversation resumes its initial smoothness and placid quality. + +These scientists happen to know the German language. So, when the +discussion is over, the man to the left tells me that a short while +after the conversation started some unexpected words of his friend +appeared to him as a personal offense or insult, and that he could +not avoid having a bitter feeling as a result of it. The friend, on +the other hand, reports that, beginning rather abruptly, the man to +the left manifested such a closed and hard appearance, as though to +indicate that he would never surrender his position or be open to +persuasion, and that as a result he felt anger continually rising and +increasing within himself. The first, the man to the left, reports that +a similar wave of irritation occurred in himself after a while; and +both of them tell me that the placard on the wall reads “Keep smiling” +in their language, and that, almost at once after becoming aware of it, +they felt much more relaxed and calm. + +Is it really possible to deny that in such a case my objective +experience pictures some essential traits of what the others experience +subjectively? I see the two scientists as one visual group, the members +of which are directed towards each other in all their attitudes. +Similarly, each of them feels that he is attacking the other or +defending his own opinions against an attack directed toward them. +Again, the sudden receding movement of one of them pictures very well +the felt increase of social distance which followed from something like +an offense. Neither will deny that, from this moment, there began an +emotional crescendo, which found an adequate expression in the visual +and acoustical crescendo of my sensory experience of the total scene. +Finally, I could see the return to calmness, resulting from their +looking at the placard for a moment. And this calmness itself, as seen +and heard by me, is similar to what both tell me about their subjective +state at that time. + +But the lesson which this example teaches seems extremely general +to me. It seems to teach that all forms of dynamical development +occurring in subjective experiences may be expressed by similar forms +of objective experiences in the sensory field of an observer. Quite +generally the inner processes, whether emotional or intellectual, show +types of development which may be given names, usually applied to +musical events, such as: _crescendo_ and _diminuendo_, _accelerando_ +and _ritardando_. As these qualities occur in the world of auditory +experiences, they are found in the visual world too, and so they can +express _similar_ dynamical traits of inner life in directly observable +behavior. Who has not found himself occasionally walking faster when +thinking about the disagreeable attitude of an adversary! Again, +to the increasing inner tempo and dynamical level there corresponds +a _crescendo_ and _accelerando_ in visible movement. Of course, the +same inner development may express itself acoustically, as in the +_accelerando_ and _reforzando_ of speech. Or look at your friend on +different mornings. Sometimes his movements will be even and calm, +sometimes his whole visible surface, his face and his fingers, will be +unstable and restless. He does not need to tell you in the first case +that he is well and at rest, nor in the second that he feels restless +subjectively, because both states are apparent directly in your +objective experience. In the same way, hesitation and lack of inner +determination become visible in a form obviously similar to them as +subjective experiences, as _ritardando_ of visible or audible behavior, +or as slight, disorderly, starting movements in different directions, +not organized into one whole. As long as human beings behave naturally, +any _sudden_ change of inner direction, any sudden event in their +subjective life, will appear as a sudden event on their visible surface +or in their speech-melody. In a moment of _sudden_ fright, human beings +_jump_ back, or start. When some one experiences that flash by which a +new idea or the solution of a problem comes to him, he will suddenly +interrupt his walking or abruptly strike his head. Here both his inner +experience and his outer aspect will exhibit the same interruption +of continuity. For similar reasons the activity of a man, as it is +seen by us, will often show an organization which corresponds to the +organization of his doing and planning, as experienced subjectively. +Actions which flow from one determining source appear as one stream of +visible events in most cases. Where a new “idea” leads to new action +in subjective experience, the observer will see one stream of visible +development ceasing and another one starting independently. If one +action consists of relatively segregated members, subjectively, the +same “articulation” will frequently prevail in visible behavior. So +with regard to dynamical structure, not only the so-called expressive +movements but also the practical behavior of human beings is a good +picture of their inner life, in a great many cases. The reader who +may have lost the feeling here that I am discussing concrete things +should review an earlier chapter in which, among other examples, the +organization of seen movement was considered. In my book _The Mentality +of Apes_ the description of animal behavior includes a great many +instances of this type. + +It will be convenient, however, to treat in detail a few examples +which are of a somewhat different kind. In objective as well as in +subjective experience we find states to which the names of “tension” +and “direction” may be applied. If my attention is attracted by a +strange object, a snake for instance, I feel directed toward it and +at the same time a feeling of tension is experienced. A friend, even +if he has not recognized the snake, will see me and especially my +face and eyes directed toward it; in the tension of my face he will +have a visual picture of my inner tension, as in its direction he has +a direct picture of the direction which I experience. It cannot be +said in objection that vision will not apprise him in any way of my +“connection” with the object, since there is nothing in space between +my eyes and the snake, which might be a “stimulus” for his seeing that +connection. Such an argument seems to forget what has been said about +grouping in visual space. As soon as my eyes are seen looking in a +definite direction--and in this respect our eyes are astonishingly +expressive--a segregated whole or object, which in the field of an +observer is situated in that line of direction, may become immediately +connected with my gaze and my whole person. This case of grouping is +not more problematic than all the others we have discussed. We may at +once add the case in which the direction of attitude is the opposite, +i.e., away from something. Again, grouping may become so striking that +no one can see such a movement or reaction without referring it to a +definite object, from which it is averted, exactly as the event is felt +subjectively by the person whom we are observing. As an example, I give +the following statements, taken from a famous experiment, literally: + +“He started to reach for the head of the animal with the forefinger of +his left hand but withdrew it suddenly before contact.” + +(Wool is presented to a child in a paper package).... “He then began +to play with the paper, avoiding contact with the wool itself.” Both +statements occur in Dr. Watson’s description of his experiments with +children.[47] In the first, the movement of a finger is compellingly +seen as _directed toward the animal_, though “objective” methods of +observation, as Dr. Watson understands the term, would not find the +slightest connection in space between the finger and the animal, and +though, therefore, his description seems to imply an almost purposive +psychology. In the second statement, the same observation applies +to the words “avoiding contact with the wool.” “Avoid” is a term +which may surprise us in a description governed by the ideal of the +natural sciences and the fear of so-called “purpose.” However that +may be, the example shows that, in visual experience, the tendency +toward grouping and directed reference is so strong that even the most +radical behaviorist cannot resist it. Therefore, if I “avoid contact” +with a definite object or if I “reach for” another, these facts of my +experience must be excellently pictured in the organized field which an +observer of my behavior himself beholds as his _objective_ experience. + +In the last few examples it is the spatial, more than the temporal, +side of visible behavior which resembles the inner experiences of +a person. This is also the case, where a state of inner depression +expresses itself in a drooping carriage of the body as a visual +whole, similar to the posture of the normal person in a period of +extreme fatigue or sorrow, but even more decidedly in the attitude +characteristic of certain insane patients. Just the contrary is seen +in those patients who enjoy a supranormal euphoria or “elevation.” +Usually, their body as a visual thing will show most clearly a +corresponding erectness, and in one case, which Dr. Janet described +admirably at the last International Congress, the patient began to walk +on tiptoe. + +Most readers will be well acquainted with the next case which, by +the way, is particularly interesting for social psychology. A man in +a leading position, but perhaps a little too good-hearted for his +office, treats his inferiors as friends. When he sometimes finds +himself obliged to censure one of them severely, and to make him feel +that friendly relations are over, such a man becomes a most suggestive +object of observation. If he has not already trained himself on +previous occasions, he will have the greatest difficulty in uttering +those decisive words which will show the other quite openly and +definitely that the superior has radically changed his mind. In spite +of the best intentions provided by a feeling of duty, those words will +not be uttered, but in their place others which do not go to the +center of the affair. They come near to it; the other man may guess +the whole truth from them if he is sensitive enough, but they leave +something like a screen around the main point. Viewed from without the +official’s activity is a picture of his inner perturbation. The stress +of firm intention is in him, but social factors prevent his behaving +entirely according to his intentions. Consequently you may see him +walking up and down before the other, as a magnetic needle swings in +the field of force. He himself feels the strain and the obligation to +act directly, but also feels that he is constantly “deflected.” When +he stops, his eyes are worth observing. All the inner direction and +difficulties of a person become visible more easily in the sensitive +play of the eyes than elsewhere, particularly under the pressure of +“social forces.” Of course, it is rather easy to say nice things (which +one does not believe) to another man, while looking into his eyes +steadily. Social forces are not opposed to that; on the contrary, they +operate precisely in that direction. But try to look into another’s +eyes, i.e., toward what we experience for some reason as the center of +the other man’s personality, and then tell him what obligates you to +be less friendly toward him, and, as it were, to reject him socially! +For some persons this is an extremely onerous task. So the man in our +example may well intend to look into the other’s eyes; but his own +eyes will either stop short somewhere, at the mouth or the nose, for +instance, or when they reach the full glance of the other man, they +will be deflected very soon as though by an irresistible force. Just +as this man feels his intentions bending around and his words avoiding +the socially decisive step, his visible behavior appears to us as +persistently deflected from the main direction, which is toward the +other, and especially from the visible center of his personality, i.e., +his eyes. + +This may suffice as a description of cases in which the similarity +of the objective and the subjective experiences of the same behavior +seems to me obvious. The reader will find a great many other examples, +as soon as he begins to observe other people from this point of view. +If that similarity is not a familiar fact to the psychologist, the +reason may be the analytical tendency of our science. Indeed, when +we think of other people’s appearance in terms of local nuances of +brightness, chroma, and so forth, we feel inclined to deny the idea of +such similarity. But as soon as we look upon behavior more naïvely and +are not afraid to recognize grouping, and a great many qualities of the +von Ehrenfels type, as realities in sensory experience, the similarity +becomes obvious in thousands of cases. + +Our problem has a genetical side also. Why should behavior in the +objective experience of an observer be similar to what is being +experienced subjectively by the individual under observation? The +answer is rather simple in the case of temporal and dynamical +traits of behavior. A pianist while playing a sonata is living in a +dynamical stream, the organization of which is very clear to him. +In his experience he ends one “phrase” now and at a definite moment +begins the next one. He starts a _crescendo_ as the Ehrenfels-quality +of one musical development and a _ritardando_ as that of another. +Whatever the laws of motor innervation may be, the impulses which +are conducted to his muscles follow the organization of the scheme +he “has in mind.” The final results are sound waves, and these are +not dynamically organized, because in the air one wave is independent +of the previous waves and so forth. But something remains which is +sufficient for organization in those who listen. Where he intends a +_crescendo_ as an Ehrenfels-quality, the product of his playing will +be a series of waves of increasing intensity. In those who listen +this series will produce an acoustical whole which again has the same +Ehrenfels-quality of “swelling.” Where, in his experience, he ends a +“phrase” and afterwards starts a new one, the relations of the waves +as to temporal distance, intensity, and so forth, will be such that +in the acoustical organization experienced by the audience one whole +ends and a new one begins at corresponding moments. In some respects +the situation is the same as in the case of physical objects that +appear as segregated wholes in visual experience. Though among the +light-waves reflected by the surfaces of objects, and consequently +among the stimuli projected upon the retina, there is no organization, +the relations between the stimuli are so well preserved that, in the +nervous system, organization, which depends upon those relations, will +generally build up “adequate” wholes. As in this case, organization +comes nearer the objective facts in some essential points than the +indifferent mosaic of stimuli does, so in our example, acoustical +organization will correspond to something in the pianist which does not +exist _as such_ in the sound waves between him and his audience. Once +more the mediating properties of the stimuli are their relationships. +If we assume that the pianist has experiences similar to our own, +the knowledge implicit in our acoustical organization goes beyond +the knowledge implicit in our having visual objects as segregated +wholes. For the organization which we experience will correspond not +only to the organization of his nervous processes, but also to the +organization of his musical “intentions,” as he _experiences_ them. In +order to understand this, we must remember the concluding remarks of +the second chapter. If the pianist intends a musical phrase as a whole, +shall we assume that the processes corresponding to that experienced +development-as-a-whole are also one whole functionally, or shall we +assume the contrary? Where, for his experience, the phrase ends and +after a discontinuity a new one begins, shall we suppose that the +corresponding processes of his brain are functionally continuous or +shall we assume that the physiological organization is discontinuous, +and hence similar to that of his experiences? _Gestalt_ psychology +assumes the similarity of organization in both cases; it makes +this hypothesis quite generally and in all respects. And from this +viewpoint the genesis of communication between the experiences of one +man and those of another becomes simple enough. The experiences of +the first, the pianist, are a picture of the corresponding processes +in his brain, so far as organization is concerned. Innervation of +the pianist’s muscles occurs as something like a projection of that +picture upon his muscles. The sound-waves which he produces are not +organized, but the relations between them somehow correspond to and +represent that previous organization. In a similar nervous system a +new organization is built up depending upon those relations existing +among the acoustical stimuli. To some degree it will be similar to +that which exists or has just existed in the nervous system of the +pianist. Therefore the experience corresponding to these processes +will be correspondingly similar to the organization of the experience +in the pianist. As in this example, the similarity between the inner +experiences of one man and the sensory experience of another may be +explained wherever we find such a correspondence existing with respect +to temporal organization and dynamics. + +It will not be necessary to repeat the argument in the case of +“direction,” of “tension,” of “lack of determination,” and so forth. +Even where we do not have full insight into the reasons _why_ the +peripheral overt behavior of a human organism pictures the organization +of its experiences, or better that of the corresponding processes in +his brain, we have to admit that this connection very often exists. +The temporal and other relations of the stimuli which are produced +by such activity in one organism are just the right ones, then, to +determine the appropriate organization and similar Ehrenfels-qualities +in other organisms receptive to those stimuli. A man who makes a great +effort to find a name which he cannot immediately remember will, very +probably, contract his face. The face thus contracted produces just the +constellation of stimuli which, in the objective experience of another, +will determine the character of “tension” as an Ehrenfels-quality +of that face as a visual whole. We have also seen how the almost +inevitable visual grouping of a man with those objects towards which he +is directed, will complete the picture so that, in this respect too, we +see something similar to what is going on “in” that man. + +At this point the reader may protest that, after all, our understanding +of other people remains an indirect affair. Though, in our objective +experience, the other may exhibit properties similar sometimes to his +inner experiences, our objective experience remains something different +numerically from those inner experiences of another. The first gives +us what we call “bodily events” in direct objective experience, +whereas the second will never become an objective experience of ours. +Therefore, in one point at least, we do not seem to be better off than +other theorists! Something like a concluding step in our analysis seems +to be needed if we are to use our objective experiences as a basis for +guessing about similar inner processes in others. + +Indeed, the discussion has proceeded to this point as though in +this final step the old and the new idea would become identical +compulsively, the only difference being the acknowledgment of a much +better basis for this last step in the new theory. It is now time, +however, to change this aspect of the problem. It has to be changed +in the direction of agreement with what is sound and justified in +behaviorism. + +If I recollect the incidents of a day which has been particularly +filled with social contacts and the continual necessity of +understanding other people, I have to confess that I have scarcely, if +ever, had an “image,” or anything like it, of the inner experiences +of those other people! To speak the truth: I have never even thought +of the possibility of having one. I intentionally summon such an +“image” now, in the hope of producing and “having” what, from the usual +viewpoint, should always be the kernel of social understanding. But +the resulting product is very poor and decidedly unusual. It becomes +quite obvious by such a test that generally social understanding does +_not_ depend upon that procedure. What else happens then? The answer is +simple, though it will surprise some of my readers. + +In my objective experience of my neighbor’s anger there is no “dualism” +between the “movements of his body” and his “inner experiences.” Even +for the scientist this dualism does not exist, so long as he remains +naïve and does not theorize too much. To ask for the _final step_ from +certain of our objective experiences, viz., the behavior of others, +to the inference of their inner life, is nothing but the introduction +of a sophisticated, scientific and philosophical classification into +a field which, to the unprejudiced observer, does not require such a +treatment. Philosophy, in trying to build up a picture of the world, +may be compelled, perhaps, to make a distinction between “mind” and +“body.” But that does not mean that our objective experience of others +must appear to us as something insufficient and limited, _behind_ which +an altogether different kind of event occurs. This is not necessary +because objective experience as such contains _all_ the material needed +for understanding others, at least in all those cases which we have +treated here. When I refer to the calmness of another man standing +before me in everyday life, I refer to his visible appearance, which is +not something “merely” visible to me, but contains all the “calmness” +I am interested in _without any further idea about something additional +such as, for instance, his “consciousness_.” If he becomes more and +more excited, according to my eyes and ears, this _crescendo_ is not +an indifferent sensory fact. In its dynamical properties it _contains_ +what I call the man’s excitement, and I do not think of the man as a +locus of events belonging to an essentially different world. At least, +before I begin to philosophize, I do not do so. In the same way, when +I refer to other men’s “hesitation,” “restlessness,” “determination,” +“depression,” “avoiding,” “reaching for,” and also their “joy,” “fear,” +“anger,” “embarrassment” and so forth, I am usually far from inferring +“inner experiences” in them, by making “a last step” from my sensory +experiences into quite another field. On the contrary, what I denote by +those terms _remains_ entirely in sensory space. Though the terms may +also be applied to _my_ inner experiences, which often are strikingly +similar to those objective experiences, they do not usually refer to +the inner experiences of others when used in an everyday description of +their conduct. + +May I ask the reader to make an experiment before criticizing these +statements? It is easy enough to produce embarrassment in some one. +If the reader tries it and if he becomes convinced that he has +been successful, he should ask himself whether what he calls the +embarrassment of the other is not present to him in sensory space. He +should also ask whether or not he imagines something out of another +world, i.e., the subjectively experienced embarrassment of the other, +when he “understands” that man’s behavior, as we understand each other +in daily life. Sometimes, it is true, we experience the other man’s +attitude as something issuing from “his interior.” But what is here +called “his interior” is a part of the same sensory space in which his +visible face is seen. Even such a description does not refer to events +in a world apart; it means an event in the self-same world in which we +see the other “looking at a definite object,” for instance. If in my +objective experience the other man is a segregated whole and if to this +whole there corresponds a functional whole of processes in my brain, +we have no right to expect that the dynamics of that functional whole +should be restricted to its boundary in all cases, the interior of it +remaining altogether empty. So we may well understand the fact that +sometimes a dynamical attitude seems to issue from another person’s +“interior.” + +The conclusion of this discussion is that the “numerical difference” +between fear as experienced subjectively and fear as experienced +objectively by an observer, shall not be denied. But we have to +add immediately that this theoretical difference does not play an +appreciable rôle in common life, because here, from the viewpoint +of a naïve observer, the frightened behavior, as it is experienced +objectively, _is the_ fear of the other. Similarly, to this observer +the pencil before him _is the_ pencil, though in a moment of +theoretical consideration he may realize that, in addition to it, there +exists a pencil as an unexperienced physical object. + +I mention one more consequence of this theory or, as one should better +say, of this description: All physical events or states which send +similar constellations of stimuli to our eyes and ears, as issue from +the physical body of another person, will look or sound “emotional,” +“restless,” “directed towards something,” “determined,” and so forth, +just as a living person does. No one can hear naïvely the rumbling +_crescendo_ of thunder without thus understanding it as “menacing.” +Different types of weather are experienced in the same manner, i.e., +as calm or restless or friendly, and so forth.[48] No one thinks +of imagining the subjective experiences of the weather in such a +case. What surrounds us in sensory space, we describe as restless or +menacing or friendly, because these are the dynamical attributes or +Ehrenfels-qualities which characterize the sensory experiences in +question. + +I wish to state expressly, however, that sometimes the problem of +“understanding” seems to present difficulties which cannot be solved +in this way. Wherever the objective experience which we have of +another person does not appear as similar to those inner experiences +which he probably has, a new situation is before us. One might say, +for instance, that, from the viewpoint of our theory, laughing as seen +and heard by others is not an appropriate expression of that group of +subjective states which are usually accompanied by laughing. Whether +in such cases the theory of association and assimilation, or any +other indirect explanation, may be accepted as a supplement, I shall +not try to decide here. Suppose that such a supplement should become +necessary; the facts described in this chapter would be an excellent +basis for it, because where understanding has already occurred as +something direct and obvious, this core of experiences might well tend +to complete itself in the form of meaning acquired indirectly. On the +other hand, we do not claim that what is going on within a person will +_always_ be evident in his sensory appearance. A theory that would +pretend so much could not possibly be right. Most persons begin to +conceal themselves to some degree early in life. A well-trained actor +or pianist does not “look” his stage fright at all; he does not “sound” +it either. To be sure, sometimes, calmness acquired as a social form +will become transparent in consequence of some slight but treacherous +nuance of effort in it. Real embarrassment, as, for instance, in the +example considered above (pp. 253-255), is a thing which few people +can conceal altogether. By no means can we deny, however, that +innumerable passing events and traits of inner life remain hidden in +social contact, because suppression of peripheral “projection” has +become a facile automatism in adults. Moreover, I shall concede without +hesitation that, on the way from organized processes in one person +through the transmission by waves of light or sound to new organization +in a second person, much may be lost or distorted. The theory gives +us neither an altogether new nor an altogether perfect key to another +person’s inner life; it tries only to describe so far as it can that +kind of understanding which is the common property and practice of +mankind. + +A special relevant task consists in considering what further effects +those sensory experiences may have, which, possessing the qualities +of calmness or restlessness, of tension or relaxation, and so forth, +appear to us both in our fellow men and the weather. In our nervous +system, the processes underlying those experiences do not remain +isolated, the psychophysical field is larger, and other parts of it are +very apt to develop processes which we experience as subjective. We +have seen that these have much in common with the processes underlying +our objective experience of the behavior of others. Therefore, a rather +direct influence seems to be possible. Social contagion particularly, +but also fear, as an effect of menacing objective experience, or +haughtiness as a consequence of the humbleness of others, experienced +objectively, must be considered from the new viewpoint. + +These are problems which we may leave to a future time when the +simpler facts described in this chapter will have found more general +acknowledgment. One word more shall be said, however, about the +application of the new viewpoint to scientific method. In this respect +one might be inclined to say that such an understanding of others +is all right for the purposes of common life, but not for those of +science. It ought to be excluded, therefore, from behavioristic +studies as something which originates in our sensory processes as a +very indirect and complicated result of stimulation. We have seen, +however, that even such a radical behaviorist as Dr. Watson does not +keep himself free from its use, because too little would be left +of the qualitative observation and description of behavior, if he +should try seriously to exclude even the slightest trace of that +“understanding.” Take the example of the physicist! If he would exclude +from objective observation whatever exists for him as a product of +sensory organization only, he could neither rely upon the sensory +segregation of _objects_, including his apparatus, nor upon their +_form_ as a visual experience, since it does not exist without the +“indirect and complicated” processes of sensory organization. It is +obvious that such an extreme procedure would make his scientific +task an impossible affair. Quite the same is true of behavioristic +psychology. At least as preliminary material the sensory experiences +which we have considered in this chapter have to be used, wherever they +occur as striking and evident in behavior as objective experience. With +naïve confidence the physicist did likewise to a great extent, before +he could develop the present methods of his science which restrict the +use of sensory experience to certain special and very reliable cases. +In our young science it will be convenient to follow his example with +caution, as we proposed in the second chapter. But I wish to lay some +stress upon the necessary caution. Only those should be allowed to +apply this method in objective psychology who know how to discriminate +between the apparent data of objective experience and the mere play of +untrained and prejudiced imagination. + + +BIBLIOGRAPHY + + Buytendijk und Plessner: _Philosophischer Anzeiger_. 1925. + + E. von Hornbostel: _Festschrift Meinhof_. + + L. Klages: _Vom Wesen des Bewusstseins_. 1921. + + W. Köhler: _Die Methoden der psychologischen Forschung beim Affen_ + (Cf. Chapter II). + + Usnadze: Psychol. Forsch., 5. 1924. + + + + +VIII + +_Association_ + + +WITHOUT the observation of direct experience we should be in great +danger of constructing an artificially simplified system of psychology, +as is that of current behaviorism. On the other hand, it seems +absolutely impossible to me to develop psychology as a science of +direct experience or of “consciousness.” For the development of that +science the field of actual experience alone is inadequate, especially +when compared with the totality of those processes in the nervous +system, a few of which are at each moment accompanied by experience, +but _all_ of which seem to be more or less interdependent. How can one +pretend to construct an adequate theory of psychological events using +experience alone, if the processes underlying experience are merely +a dynamical province of a much larger functional whole? It is almost +impossible to deny this fact nowadays. Therefore, we cannot hope to +understand experience itself exclusively from its own aspect, any more +than one could hope to learn and understand the game of chess through +watching only the moves in one corner of the board the whole time. + +In this latter case the observer of the game would soon become aware +of the fact that something important was going on beyond the narrow +field of his observation, that evidently the moves in it referred +to something beyond, since they even seemed to come from there and +to disappear again into the unseen. Exactly the same is true of +experience. When reading or talking about things which are not present, +we do not usually develop adequate “images” of them. Sometimes scarcely +anything at all seems to be experienced of those absent things. When +asked about my profession I answer that I am a psychologist. But all +the _actual_ experience connected with this word is a certain feeling +of familiarity, of being sure about it, and of a certain direction +in which I might start at once in order to furnish more concrete and +detailed data. This “readiness for transition” in a definite direction, +the mark of which is not given explicitly in actual experience, has +been described excellently by William James. It is one of the most +frequent and common things to be found in experience. And its most +conspicuous character consists in its being _experienced as_ pointing +beyond the actual field of experience towards something particular +and ready outside. So experience tells us about its own functional +incompleteness. Nor should we be too much astonished by the fact; +nothing else can be expected if, of a larger functional whole, only +a restricted field has experience as a correlate; to the dynamical +dependence of this field upon definite physiological states beyond +itself corresponds the felt definite direction in experience. Though +not experienced actually, those physiological states “beyond” seem to +be definite enough; for in general our reading and talking go the right +way, sufficiently determined by those “states beyond.” + +Perhaps the simplest example of this is “successive comparison,” in its +different forms. After a few years of traveling I meet a friend, and +my first idea is “How old he looks!” That does not at all mean that he +looks particularly old on an absolute scale. I see older-looking men +every day. Nor does it mean that I reproduce an image of him, as I knew +him before, and now compare the two. Nevertheless, what is meant refers +to the past and represents an extreme form of what occurs in most cases +of successive comparison. If five seconds after a first noise I hear a +second one, similar but sufficiently louder, I am able to judge about +the relation of their intensities without any difficulty, though I do +_not_ reproduce the first at the moment of the second. (Personally, I +am not able to experience even a somewhat inadequate “image” of one +noise when I hear a second one which is slightly different.) In this +point all observers at present seem to agree. + +But how do we judge about the relation, if only one of the noises is +actually experienced? We may answer that we do not experience the +second noise as something isolated and discrete, but that, when it +occurs, it seems to come with a definite direction “from something +in the past.”[49] Even if we take this for granted, however, our +problem is not yet solved. Our judgments are usually rather accurate. +Hence, what is left of the past, i.e., of the first sound, which now +determines the direction with which the second noise appears, must be a +fairly definite representative of the first noise. On the other hand, +this _trace_ of the first sound is an effect not comparable to that +process which, five seconds before, was accompanied by our experience +of the first sound. If it were still of the same kind, it should be +accompanied by a similar experience throughout, which it certainly +is not. Hence, the only possibility seems to be that a physiological +product of that first process remains after that process itself has +ceased, that such a product represents sufficiently well that process +by which it was produced, and that the definite direction with which +the second noise appears depends upon the “level” of that product in +its relation to the intensity of the second noise. + +The concentration of those molecules which have taken part in the +first process may be considered as a product of that process, left +behind as its trace, with corresponding properties. There are other +hypotheses. But no theory will be competent which does not assume +some trace corresponding more or less to the actual properties of the +first process. Some years ago I developed a more detailed theory of +successive comparison, primarily concerned with the way in which the +trace of a first sound determines the direction with which the second +sound appears.[50] I concluded that by experimentation on successive +comparison we are able to find out what happens to the trace of the +first process after this process itself has ceased. The final result of +these considerations was that such a trace is preserved for a long time +and that, probably, it is identical with what has to be assumed as the +physiological basis of enduring memory and of reproduction. + +In some degree all sound theories of memory, of habit, and so forth, +will be hypotheses about physiological traces. Furthermore, each of +these theories will have to assume that the properties of the traces +correspond more or less to those of the processes by which they were +produced. Otherwise we should not be able to explain the accuracy of +reproduction which in a great many cases is very high. In _gestalt_ +psychology we state at once the assumption that, as far as the original +process (and the experience which may have accompanied it) has been +organized in a definite manner, its trace must have similar properties +of organization, in general. Take the examples given in Chapter VI +where the concept of “real form” was considered. If certain segregated +wholes with definite forms are experienced in our field of vision, the +aspect of one of them later on may reproduce other experiences which +had been present at the same time. But if, for some reason, instead of +that particular organization, grouping and form, we experience other +wholes with their real forms, no reproduction will occur, though the +same, or almost the same, stimuli may be given us. So the number 4 will +reproduce its name when written in a certain environment (cf. p. 209), +but when Fig. 10 is shown to an unprejudiced subject, this name will +not occur at all. On the other hand, if the subject has once found the +4 in that figure, which means that 4 has now become a segregated whole, +he will consequently find it again easily, and reproduce the name. +From this it follows that the traces of past experiences are neither +an indifferent continuum nor a mosaic of independent points; rather +they must be pictures of past organization. As such they take part in +processes of reproduction. + +This same property of the traces may be deduced from recognition. +When Rubin induced his subjects at the first presentation to see +certain pictures in a definite distribution of figure and ground, +they recognized them very well if, afterwards, the same organization +was favored by the conditions of the experiment. If, however, in the +second presentation what had been figure before became ground, and +vice versa, the subjects found unknown forms in the field, i.e., +failed to recognize, though the constellation of stimuli was the same +throughout. Here again the traces are shown to correspond entirely to +past organization, and not to the aggregate of past stimuli. We may go +a little further: In most cases of reproduction the reproduced material +itself appears as organized. This is true not only of “images,” but +also of motor “melodies” with which we are well acquainted, as Michotte +and van der Veldt have shown most vividly in a recent book.[51] +Readers who have visual images will easily find that their image of a +definite individual tree is detached from the dim environment, as a +figure-whole possessing a real form. Of course, in “free imagination” +and in dreaming the field given us may be very different from any +sensory experience we have ever had before. Nevertheless, even the +oddest creations of dreaming will remain figures, groups or events, +which, whether very definite in shape or not, exhibit all the essential +properties of organization. + +So decisive will organization be in a tremendous number of cases that +we may change the stimuli in the most radical manner and still get the +same recognition or the same reproduction, if only the essential traits +of the organization in question remain the same. A melody is recognized +in a key which may not contain a single tone of its first presentation. +Or again, some days after we have heard it the first time we find +ourselves humming it spontaneously in a changed key. Here all the +factors excepting organization seem to be indifferent for reproduction. +I hardly need mention the fact that an unknown figure seen to-day +in red color somewhat to the left of the point of fixation and in a +definite size, will be recognized without difficulty if to-morrow it +appears as green or yellow, somewhat to the right and in quite another +size.[52] Evidently, then, recognition and reproduction deal with the +organization of past events as much or rather more than with local +effects of stimulation, which are assumed as the parts of past events +in mosaic theory. We shall come back to this point later on. + +From this viewpoint some facts can be explained which would remain +perplexing if we did not recognize the reality of organization. When +we experiment on delayed reaction in animals we find that some of them +are able to choose the right object, let us say among three equal +ones before them, after a delay of many seconds or even some minutes; +though at the time when the delay is over and we release the animal, +the right object does not exhibit any peculiar traits, as it did before +the delay. If, during the delay, the animal remains directed towards +the right object, his correct choice is not very astonishing. A real +problem arises in the case in which the animal moves freely in his +cage during the delay and still assumes the right direction after we +release it. It has been said that in such a case the animal’s reaction +depends upon some internal cue. This is true insofar as there would +be no reason at all for the right reaction after the delay without +some after-effect of previous stimulation (for instance, the aspect +of food) which at that time made one object a particular thing. That +after-effect is undoubtedly an internal cue. But when, after the +delay and after accidental movements of the animal, the internal cue +works the right way, there must be some characteristic of the right +object by which it can be discriminated. This something cannot be +discovered when we examine each object by itself, because in exact +experimentation they all have the same properties. Still there is +some difference between them, and this difference is the rôle which +each object plays in the group. One is the left end, one the right +end, and one the middle or interior part of the group. If, with that +after-effect as an internal cue, the animal reacts after the delay, the +only property (of the right object) which can make the animal refer its +cue to the right object is _the place of that object in the group of +three objects_.[53] The particular stimulus (the food, for instance, +or a light, as in Hunter’s famous experiments) which was given at the +beginning of the delay has operated as a distinguishing mark of one +definite and well characterized member of the group (let us say, of +the first to the right in a single case). Therefore, after the delay, +the group, and that definite rôle which just one member of it plays +in sensory process, is able to work upon the cue and to produce the +right reaction. In this sense delayed reaction to one among several +objects, having identical properties as isolated objects, involves +the principles of organization and cannot be understood without them. +This becomes even more obvious, perhaps, when we consider the multiple +choice method which Yerkes has used with so much success. There it is +evidently the definite rôle of one object in a group which has become +connected with a definite reaction and consequently will reproduce that +reaction whatever may be the position of the group. + +The main interest of experimental psychology has not been directed +toward the nature of the traces which are left in the nervous system +after the original processes have faded away. When we say that the +traces of organized processes must be organized themselves, we do not +seem to have mentioned the most important feature of memory, habit +and so forth, namely, that those traces are _connected_ in the manner +which is generally called their “association” and which leads to the +reproduction of the second when the first is activated by a repetition +of its process. That there are traces is one basic factor of habit, +etc. But if two processes, A and B, have occurred frequently together, +reactivation of the trace of A is said to reactivate B in consequence +of a curious bond between them created by those past events. This is +the second basic factor of habit, and almost all the classical research +on memory has dealt with the formation of that bond and its career +in the course of time. There is almost no other phase of our science +of which we are prouder than this, because here methods have been +developed and laws have been found which may almost be compared with +those of the natural sciences. + +In some respects this pride seems fully justified to me, though at the +present time we have begun to realize that we have used those excellent +methods to investigate inconsiderately a special type of memory and +habit and that we should not apply the results obtained to everyday +memory and habit. There is one problem, however, which was not made an +object of those experiments because it did not seem at first to be a +problem. Indeed, it was presupposed as a fact that the mere repetition +of two processes, A and B, having occurred frequently together, would +create that curious bond, the association, between them. This concept +of association shall be discussed in the following paragraphs. + +The law of association just mentioned has been considered particularly +satisfactory, due to the purely mechanical character of its content, +which does not in the least imply mystical forces or anything else +foreign to the ideals of natural science. I must confess, however, +that just from the viewpoint of natural science the law of contiguity +appears rather strange to me. A and B happen to occur together and, +whatever the nature of A and B may be, the bond is produced between +them! I do not know a single law or rule in physics or chemistry which +might be compared in this respect with the concept of association. I +repeat what was said in Chapter IV: Wherever an A and B have anything +to do with each other in physics, the effect is found to depend upon +the properties of A and B in their relations to each other. This is the +case in astronomy where acceleration depends upon the masses of A and +B. It is the case in electrostatics where the occurrence of attraction +or repulsion depends upon the nature of electric charges. In chemistry +we find the violent reaction or indifference of atoms determined by +the relation of their properties in the given case. But there is not a +single example of an effect produced by the interaction of two things +or processes quite independently of their properties. Nevertheless this +is the character of the classical law of association, as we find it +stated in most textbooks. + +At this point we return to that trait of mosaic theory which we have +found so characteristic of its treatment of sensory processes. If the +distribution and direction of events in the central nervous system +are determined dynamically by interaction in the field, they must +depend upon “the relative properties” of those processes which exert +influences upon each other. This is excluded in principle by the mosaic +theory of the sensory field. Sensation processes are assumed to be +indifferent to each other in general, so that, with regard to them, +any pattern may exist equally well in the field. Exactly the same +assumption of discrete bits of process, altogether indifferent to each +other, underlies the classical concept of association for, without even +mentioning the actual properties of A and B in their relations to each +other, it states that _any_ A and _any_ B may acquire that neutral +bond, if it is supposed only that they occur together a number of times. + +It seems to me that, even at the present time and before any +experimental research has been specially directed upon this question, +we may say confidently that, in this point at least, the concept of +association is opposed to a large number of well-known facts. In order +to corroborate this claim, we have only to gather statements scattered +in papers, the authors of which have worked with the classical methods +and the classical nonsense syllables, which their subjects had to +commit to their memories. + +We see at once that in a series of these syllables the A and B +(i.e., two syllables following each other) cannot remain altogether +indifferent to each other, since by a simple experiment we can prove +that A and B are not even indifferent to F and G and H and so forth +(i.e., to members remote in the series). When a subject is told to +write down six syllables which we read to him quickly, he is usually +able to comply. But if, instead of six, we give him a series of twelve +syllables, the result is that on the average less than six are written +down. This argues a mutual disturbance which indicates that even +syllables rather distant in time are not indifferent to each other. +If after some repetitions we test the subject, giving him single +syllables and instructing him to name the following one in each case, +our procedure is based upon the assumption that there are a number +of independent associations and reproductions, the results admitting +a statistical treatment. This does not seem to be altogether correct +insofar as it neglects a more general interdependence. It may be +neglected whenever this interdependence is the same statistically in +all the series and when the problems under investigation are the usual +ones. However, as soon as the nature of association itself becomes a +problem, we must be more careful. + +In a more striking manner the same warning may be deduced from what +happens to a series of syllables during learning. The subjects read +them in a definite and rhythmical distribution which, usually, consists +of larger wholes, containing sub-units. At the same time the reading +will assume the character of a melody, the pitch of the voice going +up and down, following that grouping exactly.[54] Evidently, a process +of organization occurs during learning and most of all during the +first readings of the series. If that be so, the syllables ought to +acquire a definite “flavor” which belongs to them insofar as they have +a particular place in the larger whole. This consequence is verified +perfectly in those cases in which, after learning a series as a whole, +the subjects are shown the same syllables in another sequence. In the +new order _they look or sound new or strange_. A similar implication +is to be found in the highly important concept of “association with +place,” which means that a syllable is learnt as having a definite +place, not absolutely but with respect to the whole series in which +it occurs. Objectively, the rôle of organization is most convincingly +proved if, after learning the whole series completely so that it is +repeated as a whole without hesitation, the subjects are shown single +syllables in order to reproduce the following one in each case. It has +been found by Nagel that scarcely one-third of the reproductions was +achieved under these circumstances.[55] When given alone, a syllable is +obviously not the same thing as it is in the stream of the organized +series. + +Nonsense syllables were chosen by Ebbinghaus and his successors +as the best material for investigating associations, because they +wished to keep their experiments free from the older, already-formed +associations which, if “meaningful” material were employed, would +influence the results in an uncontrolled manner. Furthermore, nonsense +syllables seemed to be a more uniform material than any other. It +would be altogether unjust if we should deny the value of the great +impulse which psychology received from that method. It seems, however, +that the early investigators used this method in a somewhat one-sided +manner. The most valuable observations, perhaps, were made after the +one-sidedness of the original point of view was discovered. + +Some psychologists have criticized the method of Ebbinghaus in that it +does not at all investigate automatic associations, whereas the results +of the method are formulated as though that were the case. Indeed, if +the mere neighborhood of the syllables is supposed to produce their +association, most experiments using this material are far from testing +such a pure association, since the subject does not simply receive a +succession of syllables, but rather _is asked to learn them_. If he +follows this instruction, some factor takes part in what is built up +during learning, and this factor is not even mentioned when the results +are formulated in terms of automatic associations. Undoubtedly, here +is a flaw in the scientific procedure. The mistake is a grave one for +it has been shown that without that factor the learning of series of +nonsense syllables would be almost impossible.[56] + +But what are the subjects doing when they try to learn a series +intentionally? No one is better authorized to give an answer to +this question than G. E. Müller, who has spent a large part of his +scientific life studying the rules of association and reproduction. His +answer is: “A series of figures, consonants, syllables and so forth, +is learned essentially by our combining the members of the series +in an attitude of synthesis, so that they become solid groups.”[57] +We have seen in an earlier chapter that by a corresponding attitude +one may favor definite forms of grouping, and that the products of +this procedure may be just as real as any spontaneous organization +is. Following the statement of Müller, we may say, therefore, that +intentional learning essentially means intentional organizing. + +Though such an attitude seems to be almost necessary in the case of +nonsense material and, most of all, of syllables, it is not needed +evidently where the material has other properties. Time and again we +find ourselves reproducing events from our past experience, where +the incentive to reproduction has certainly not been _intentionally_ +combined with what we are now able to reproduce. If that be so, we +must draw the conclusion that the nonsense material used in classical +investigations may be excellent in some respects from the viewpoint of +exactness, but that it cannot teach us the whole truth about so-called +associations. These are not formed in the same manner when, instead +of the classical material, we have to deal with the more natural +experiences of everyday life. + +If now we ask ourselves, whether _all_ our experiences outside the +laboratory associate themselves spontaneously, so that the evocation of +one may reproduce its neighbors, we must confess that this is not the +case. We may hear a telephone number dozens of times together with a +name and still remain unable to reproduce it when the name occurs later +on. In this case conditions seem to be similar to those present in the +case of nonsense syllables. The name and the number are as indifferent +to each other as are those syllables usually. Thus the suspicion +arises that we may have spontaneous association where organization +is spontaneous, and that intentional combining is needed where the +material in itself is but slightly organized. + +This assumption is corroborated by the well-known fact that meaningful +nouns form associations much more easily than nonsense material. In +this case, of course, the nouns appear as imbued with their meanings +by a process of learning accomplished in our childhood. When as +adult subjects we learn a series of nouns we find these meanings +ready-made, and obviously now it is these _meanings_ which are so +easily associated. But why should they be? At the present time most +psychologists will answer that this is a consequence of their having +been previously associated, so that the actual process of learning +has only to strengthen some particular bond between the meanings of a +pair of nouns which existed a long time before. But at this point the +difference between _gestalt_ psychology and associationism becomes +striking. Let somebody read the following pairs of nouns a few times, +with an attentive attitude: lake-sugar, boot-plate, girl-kangaroo, +pencil-gasoline, palace-bicycle, railroad-elephant, book-toothpaste. +Learning will be considerably easier here than if the same number +of nonsense syllables were given. Can one really say that between +lake and sugar, palace and bicycle, and so forth, there are old +associations which just need some slight exercise and which thereupon +facilitate the learning? It seems to me that we cannot, mainly because +the same words have occurred thousands of times in other much more +regular connections, which ought absolutely to inhibit the _assumed_ +associations in this particular case. But there is another explanation. +When I read those words I may imagine as a (very strange) picture, how +a lump of sugar might dissolve in a lake, how a boot might rest on a +plate, how a girl might feed a kangaroo, and so forth. If this happens +during reading I shall have experienced some well organized though +quite unusual wholes, and it may be that here learning is so easy, +because _organizing_ is so much easier in this case than in that of +indifferent nonsense syllables. In order to exclude the possibility +of frequent similar combinations in the past, I have chosen strange +pairs of nouns, the meanings of which may be organized into larger +wholes (pictures), but do not do so quite spontaneously. It seems to +me that those combinations and sequences which become even more easily +associated in everyday life are simply cases of strong spontaneous +organization. + +We may say, then, that in one respect nonsense syllables constitute the +worst material which might be chosen for discovering essentially what +association is. As they do not spontaneously form well-characterized +organizations, the nature of spontaneous association will not become +apparent to the psychologist who uses them. Furthermore, as the series +of syllables are built up in a haphazard manner, one cannot even +examine the way in which learning depends upon what may be called the +structure of a series. Even though it be composed of nonsense material +throughout, a series may be constructed in a great many different +ways. Syllables may be chosen which fit together phonetically in a +very characteristic way, or the contrary may be done. Some pairs may +be constructed according to one principle, some according to another. +The whole series may exhibit an extraordinarily striking principle of +structure or it may be an indifferent series, as are the usual ones. +All these variations of material ought to be examined in order to see +whether or not organization is the essential fact underlying so-called +association. From the trend of the foregoing discussion, we should be +inclined to say that it is. + +As a last argument in favor of this thesis we may mention the fact +that, sometime after learning a series of members by combining them +into pairs, for instance, the subjects will be able to reproduce the +second members of these pairs rather easily, if the first members are +given them as stimuli to reproduction, whereas, on the other hand, the +number of right reproductions will be small if we present the second +members of pairs and ask for the following serial items which are the +first members of the next successive pairs or groups. If we suppose +that during learning the members of the whole series objectively formed +a uniform sequence as to spatial and temporal intervals, this result +makes it evident that the old rule of association is superficial +and that the conditions of association are ambiguous as long as we +do not take into account the organization of the material. We get +strong association only in those parts of a series where organization +is also strong. It is true that neighborhood or proximity in space +and time is a factor of great importance in association. But it does +not seem to operate directly. In an earlier chapter we saw that the +factor of neighborhood is one of the conditions upon which depend +grouping and the segregation of wholes. From what we have just +stated it would follow, then, _that neighborhood in space and time +influences association only insofar as it determines organization_. +Since this condition is just one among a great many others determining +organization, and since organization seems to be the really decisive +condition of association, the rule of association has to be +reformulated accordingly. + +I repeat. Where organization is naturally strong we have spontaneous +association; where there is practically no organization association +does not occur until some organization is created intentionally. +Also, after being associated, the members of a series have definite +properties which depend upon their position in the surrounding whole, +as tones do in an organized melody. And finally, if in a series we +determine those sequences which are the _solid_ groups in the total +series, and if, then, we also determine where association is strongest +we shall find that both coincide. + +After these preliminaries we can discuss the nature of that particular +bond which is said to originate between the traces of two processes +when these processes are associated. The prevailing opinion is that +during learning the nerve fibers uniting the place of one process with +that of the other acquire an increased conductivity, because with each +repetition some particular current of nervous energy is assumed to pass +from one to the other. In consequence of this change of conductivity, +whenever the process corresponding to the first trace activates this +trace the current spreads along those fibers to the second trace, and +reactivates it also. With this hypothesis one may understand, perhaps, +why after some repetitions the current should flow in that particular +direction and thereby increase its conductivity; but we do not at all +see why it should flow in just that direction on the _first_ occasion. +And this is a serious difficulty, particularly in those cases where +after one single experience we find the association well established. +One can scarcely avoid the inference that in this case the processes +underlying the experience _as such_ contain all that is implied in the +concept of association, at once and originally, no special bond being +necessary for it. + +We do not know what happens in reproduction. The only thing we seem +compelled to assume is some physiological communication between the +traces of two processes, A and B, so that an event activated in A will +spread to B and not to other traces, with the processes of which it had +nothing whatever to do in the past. Now, two hypotheses are possible: +If we believe A and B to be two processes indifferent to each other, +which accidentally occur near to each other in space and time, then +some special bond, some change of conductivity in fibers between them +may be needed as a basis of the association. In full contrast to this +older view, however, we may make quite a different assumption: Whenever +we “associate” A and B we experience them, not as two indifferent +things, but as members of one organized group. This certainly may be +taken for granted, after the foregoing analysis. In this case the +process underlying the experience cannot consist of two indifferent +parts, one belonging to A and one to B. It must be one functional +whole in which A and B possess only a _relative_ independence. If that +be so, there will not be two separate traces left behind after the +process itself has faded, but _one_ trace of the functional whole, +with the after-effects of A and B in it as local regions of that +single trace. In this way A and B, or their after-effects, would be +as well connected in the single trace of the whole organized process +as they might ever be by means of the special bond which united them, +according to the older point of view. If such a bond determined “the +spreading of nervous activity” from A to B, the segregated trace of one +process-in-extension might well do precisely the same. Unfortunately, +in neither case do we know as yet what are the functional properties +of that “spreading” and what sort of nervous communication would +be capable of determining its course in the observed manner of +reproduction. + +It will be convenient to give our assumption a somewhat radical +formulation so that it will be easier to distinguish it from the +usual one. From our viewpoint, association is given up as a special +and independent theoretical concept. It is not more than a name for +the fact that organized processes leave a trace picturing their +organization and that in consequence of it reproductions are possible. +I do not deny that repetition will make the association stronger, but +as long as the process remains the same, repetition does not involve +a change in a special bond; it means that the whole trace of the +organized process becomes more enduring and stable. Nor shall I deny +that sometimes, as in the case of nonsense material, some special +attitude is needed for producing an association. But, as we have seen +before, such an attitude consists in favoring definite organizations. +When these are experienced, the processes corresponding to them will +also be organized, and so will their traces. The only problem which +is new in such a case is that of “intentional” organization. But this +problem shall be treated quite apart from association. + + * * * * * + +Some psychologists will be inclined to say that it does not matter very +much whether we accept one theory of association or the other, since +we are not able to look into the brain to decide which one is right. +This indicates a complete misunderstanding, however, of the value of a +hypothesis. If there is anything concrete in a hypothesis, it must be +possible to deduce concrete consequences from it, and to examine them +in further experimentation. It is easy enough to do that in this case. + +In the old rule about association nothing was said about the properties +of the A and B which are associated because, in principle, association +was believed to be an indifferent bond between processes indifferent +to each other and to the bond. Organization, however, is not at all +an aggregation of indifferent material. On the contrary, in sensory +experience we have found organization to depend most decidedly upon +“the relative properties” of stimulation. Therefore, if association +is a consequence of organization, it must also depend upon the +mutually relative properties of what is or shall be associated. In +some degree this is verified by what we have reported above. But much +more has to be done in the way of varying the nature of the material +according to the principles of _gestalt_ theory, so that we may see +more definitely whether, other circumstances remaining the same, an +association will be the stronger, the better organized is the group +or the whole, according to those principles. As yet we do not seem to +have any experiments planned specially and deliberately in order to +answer this question. As we know a great deal about the conditions +upon which sensory organization depends, the path is laid and it will +be the more interesting to follow in this direction since we should +be able to deduce from all the rules known in the field of sensory +organization, corresponding rules for association. Of course, we +cannot hope to find all the properties of association in this manner, +because the rules of sensory experience are in no way instructive with +respect to the formation of _traces_ as such; nor can we from those +rules deduce the career of a trace in the course of time, and under the +influence of other processes and traces which develop after it in the +same region of the nervous system. On the other hand, when once the +identification of association with the traces of functional wholes is +verified sufficiently, further discoveries with regard to association +may give us hints about properties of organization itself which, for +some reason, we may fail to detect directly in sensory experience. + +A second consequence of our hypothesis, which ought to be examined +experimentally for the sake of that hypothesis, may have practical +value as well. This consequence belongs to animal psychology. We have +seen that nonsense syllables do not usually associate spontaneously +because they do not form well-organized groups unless we combine +them. In some cases series of them have been read passively hundreds +of times without an appreciable effect in learning. But, as we have +seen, the same subjects “have a good memory” in everyday life and +can reproduce thousands of events which they have never intended to +commit to their memories. This reminds one of a strange contrast +which all animal psychologists have observed between animal learning, +as it occurs during experimentation in the laboratory, and habit +formation as it develops in the same animals outside the laboratory. +I do not think that the concrete reason for this difference is +contained in the reference to the “natural” circumstances present +in the latter situation but not in the former. What does the term +“natural” mean here? I suggest that it may mean “favorable” with +respect to association in a very particular way, i.e., with respect to +organization. + +Indeed, it would seem in this connection that a great many experiments, +most of all those on sensory discrimination, proceed in the wrong +way, because, blinded by that old concept of association as a binding +together of two indifferent things largely by many repetitions, we do +not take account of organization at all when we are constructing the +experimental situation. For instance, on the rear walls of two alleys +we fix two objects which we wish the animal to learn to discriminate. +On the floor, in no connection whatever with those objects, we put +the wires for punishment in the case of a wrong choice, in such a way +that an electric shock applied at this point will be more foreign to +the wrong object even, perhaps, than one syllable is to the next in +experimentation on human association. On the other hand, the animal +will be fed after a right choice somewhere behind the scene, i.e., in +a situation just as separate from the right object as the shock is +from the wrong one. A young behaviorist once asked me whether, apart +from vague concepts, _gestalt_ theory had anything new and concrete +to offer science upon which it might work. It seems to me that if we +had nothing to give behaviorism except our criticism of this method and +some suggestions toward a better one, it would be quite sufficient. In +man learning seems to depend upon organization. It is highly improbable +that the same rule should not apply to habit formation in animals. +Therefore, when we investigate sensory discrimination in animals, +instead of separating those “stimuli” from each other, the coöperation +of which most probably determines learning, we ought to make that +coöperation as easy as we can. Some years ago I proposed the following +procedure: If the wrong object made a sudden movement against the +animal, whenever the latter made the wrong choice, we should certainly +have a situation much more similar to the animal’s learning in common +life, and a more efficient one, because then the negative stimulus +would immediately imbue itself with “negativity.”[58] It is quite +possible that a variation of procedure in this direction would save the +experimenter much time. In addition to this practical reason, however, +it seems to me a sound law of experimentation that conditions should be +varied in _all_ respects. If behaviorists are interested in finding the +conditions and the nature of learning, they may have great success some +day if they vary the conditions of habit formation according to the +principles of organization. + +These remarks apply to the formation of so-called conditioned reflexes +in the same way that they do to older methods used to study learning. +From the viewpoint of machine theory it sounds a little nicer if we +talk about conditioned reflexes instead of associations. I do not +find, however, that the first concept is clearer than the second. One +might even say that what we call a conditioned reflex now is just one +special case of a certain type of association, because it is evident +that the “stimulus,” which is to be artificially connected with a +reflex, cannot be made to produce that reflex except by first becoming +“connected” with an _adequate_ “stimulus” which naturally produces that +reflex. This means an association of two sensory processes however. +The association may become so strong that _via_ the mere trace of +the adequate sensory process the new one will eventually arouse the +reflex. But since that association is the thing to be “learned,” +before a conditioned reflex can occur, and since the association +of two processes is a direct effect of their organization into one +whole, the same consequences have to be deduced here as in human +association and in the old form of animal discrimination experiments. +As yet no one seems to have examined the question whether a change +in the presentation of the “artificial stimulus,” in its relation +to the natural one, exerts an influence upon the building up of the +conditioned reflex. A bell rings and food is shown or given, but +no attention is paid to those experimental conditions upon which +organization would depend. That is not at all astonishing since the +old concept of “connecting two separate processes by learning” still +prevails. On the other hand, animal psychology has an opportunity here +to test the value of two assumptions at the same time, namely, that +conditioning is practically the same thing as associating two sensory +processes, and that associating depends upon organization. + +When seen from the viewpoint we have reached in this chapter, certain +earlier discussions will assume a somewhat surprising aspect. Our +conclusion is that association depends upon organization because +association is just an after-effect of an organized process. Now, when +we first introduced the concept of organization, we were hampered at +every step by those empiristic hypotheses which sought to explain +by the influence of meaning or other affiliated factors whatever +experiences did not fit into the scheme of mosaic or machine theory. +In many of those cases I hope that I have shown that, fundamentally, +the experiences in question cannot be derived from previous learning +in any form; and that, therefore, organization has to be accepted +as an original aspect of our experiences. Now we may go further and +make the statement that, on the contrary, wherever the influences of +past experience can really be discovered in actual experience, this +secondary effect itself is a consequence of past organization, because, +generally, meaning will accompany an actual experience or be contained +in it by a process of reproduction, and this reproduction will be based +upon the trace of a larger organized whole. Consequently, if we try +to reduce organization in principle to associated meanings, we must +explain actual organization by the traces of previous organization +in a larger area. If our theory is right, the whole procedure would +mean a vicious circle, for organization would be the more fundamental +functional concept, and association or meaning would be ideas +depending upon it. So much concerning the question of principle. I +repeat, however, that very often our actual experiences _are_ really +and thoroughly imbued with meaning. In these cases it should be +acknowledged as a fact that the after-effects of previous organization +determine the properties of actual experience. We may talk about an +association under these circumstances if we keep in mind that even here +it is the concept of organization which remains decisive functionally. + + +BIBLIOGRAPHY + + M. Bentley: _The Field of Psychology_. 1924. + + K. Koffka: _The Growth of the Mind_. 1924. + + Michotte and van der Veldt: _L’Apprentissage du mouvement et + l’automatisme_. 1928. + + R. M. Ogden: _Psychology and Education_. 1926. + + O. Selz: _Die Gesetze des geordneten Denkverlaufs_. 1913. + + + + +IX + +_Reproduction_ + + +PSYCHOLOGY knows three main topics which are to be investigated in +the field of memory and habit: (1) learning and those processes the +traces of which make reproduction and recognition possible, (2) the +career of these traces in the time between their formation and recall, +and (3) the processes of reproduction and recognition themselves. +In some degree reproduction or recognition will be needed in the +investigation of _all_ these problems, to give us evidence of either +the laws of learning, or those of retention, or those of recall itself. +Nevertheless, in the first case we can keep conditions constant with +respect to retention, and also with respect to the circumstances of +reproduction, while the conditions of learning are varied; in the +second case, the conditions of learning and those of reproduction will +remain constant, those of the interval between learning and recall +being varied; and in the last case, we vary only the circumstances of +reproduction or recognition. So we are able practically to separate +the three classes of problems. In this chapter our attention will be +directed mainly to questions of retention and recall, though we shall +also have to treat one highly important feature which may as well be +regarded as belonging to the topic of learning and the formation of +traces. + +In the sixth chapter I mentioned certain experiments in which, after +learning to choose one side of a pair, for instance the darker of two +grays, animals had to react to a new pair, consisting of the “right” +object of the learning period and a new object, which had more or less +the same relation to the “right” object as this had had to the “wrong” +object during learning. The result was that in the majority of the +trials the animals chose that side which, in the new pair, played the +same rôle which the right object had played during learning. This means +that they chose the _new_ object which, in our example, was now “the +dark side of the pair.” + +This result is not quite general, however. It depends upon what +interval of time elapses between the training with the old pair and +the first trials with the new one. Occasionally, after the learning +period, a chick was given the new pair in between choices on the old +one; and this procedure was repeated until the single trials with the +new pair, each of them distributed between trials with the old one, +could be regarded as numerous enough. It was found that, under these +circumstances, the animal chose the “right” object of the learning +period quite as often as the new object, which would now be the right +side _in the pair_. Obviously, this must be explained in the following +manner: When the chick reacts to the group before him, the chick +sees[59] it as a pair in which either gray plays a definite rôle as +the dark or the bright side of it; but at the same time the first is +seen as a more or less definite dark gray and the second as a bright +one. Both ways of seeing them are altogether compatible with each other +as long as the pair is not “transposed.” If during learning the chick +reacts to the right object as one side of the pair and also as a more +or less definite gray, there must be two products of training which +will become opposed to each other as soon as we introduce the new pair, +because now the first product of learning will favor the choice of one +object, and the second the choice of the other. Let us suppose, now, +that these different effects of learning do not fade equally fast with +time; an increase of the interval between trials with the old pair +and trials with the new one will favor those reactions which depend +upon the more enduring product of training. From our experiment it +follows, then, that the habit depending upon the pair as a whole is +more enduring than the habit depending upon the nuance _as such_, since +the pair as a whole is relatively less decisive when the animal reacts +to the new pair immediately after some trials with the old one. But the +two habits are alike with the exception only that one of them depends +upon the _organization_ of a trace whereas the other depends upon the +trace of a certain nuance of brightness. Hence, in the course of time, +the traces of organization remain much more stable than do the traces +of a more or less definite gray. This may be a more general fact. It +has been remarked by several psychologists that we are frequently able +to remember the general structure of something at a time when we cannot +get the more particular content of it at all. It would be worth while +to test this statement by appropriate experimentation, particularly +since we might get some insight thereby into the nature of so-called +“concepts.” In the case of the chick it was very easy to examine the +hypothesis by having the same animal react to the new pair once more, +after some minutes had elapsed since his last trials with the old one. +The result was that the “relative” reactions predominated. + +There is much to discover in this field. At the beginning of the +last chapter we noticed one way of studying the career of traces by +investigating successive comparison. Here we have a second way. A +third one, somewhat similar to the second, is also to be found in +certain observations on animals. I shall treat it as an example of +what new problems _gestalt_ psychology raises in a concrete case. When +Yarbrough[60] investigated delayed reaction in cats he found them +able to react correctly after no more than four seconds if they had to +choose between three objects, whereas in the case of two objects the +delay could be increased to more than four times that amount. Why is +the result so much greater in the second case? An explanation may be +derived from the examination of a human subject in a similar, though +more difficult, task. If I have 25 objects, all of which have the same +properties, before me in a semicircle, they play very different rôles +in the semicircle as a whole; the rôle of two of them is particularly +well defined and characteristic, namely, that of the first to the left +and that of the first to the right side, which are the “ends” of the +whole; in some degree, but much less, a third one will be characterized +as a special member of the group, i.e., the central one. The rest will +be more or less like an indifferent filling. Suppose now that the +experimenter points to one of the objects, and that, after a delay in +which I do not fixate that object carefully, I am told to go toward it; +my reaction will always be correct if one of those three objects had +been pointed to. However, as long as I do not mark the right object +in an indirect way by counting at the first presentation, in order to +find it again by counting after the delay, wrong reactions will occur +rather often when the designated object has an indifferent position. +Thus I may choose the sixteenth instead of the seventeenth, or the +eighth instead of the ninth, rather easily, and, if the delay is +increased or my attitude is slightly dreamy at the first presentation, +such errors may become rather frequent. Of course, this is the same +dependence of delayed reaction upon the more or less specific position +of a member in a group, which was demonstrated by Hertz in certain +birds (cf. pp. 158-162), so that we may apply the same idea to the +case of a cat which must choose between three objects after a delay. +If the cue which the cat has acquired before the delay refers to the +first object (for instance, at the left), the cue will be connected +with a very definite place in the whole group; and the same will be +true if the third object (the first to the right) becomes connected +with the cue. If, however, the second object is connected with the cue +before the delay, this cue will refer to a place which, for the cat, +is much less definitely characterized in the group. At the time when +that object is marked out (by a light, for instance) among the others, +its rôle in the whole may be sufficiently clear for some moments; +but chances are that after some time the cue will lose its rather +unstable localization, the whole becoming just an undifferentiated +stretch, only the ends of which remain well-characterized places. +Consequently, the animal will react correctly less often when, instead +of two objects, the experiment is made with three. The cat might begin +to react more correctly again, perhaps, if the experimenter gave the +three objects another distribution in space so that all of them +would have well-characterized locations. The reader will be inclined +to say that such an explanation appears somewhat artificial to him, +since, with three objects, the probability of error is increased +anyhow and the cue cannot be fixed so easily in a more complicated +situation. This objection should be examined by introducing that +change of conditions to which I have just alluded. From the viewpoint +of organization, “complication” is not simply a matter of number, but +also of distribution in space. If, therefore, the three objects are +distributed in a way which characterizes each one equally well, we may +be able to decide whether or not we should accept the explanation in +terms of mere increase of number. There is one result in Yarbrough’s +experiments which makes me more inclined toward the other hypothesis: +If mere number, as against lack of definite rôle in the group, were +the decisive condition producing failure, the false reactions of the +animals should be distributed in a haphazard manner among the three +objects. But this is not the case. After a long delay (beyond 4 +seconds) _some of the cats did not go to the second object at all_. All +their reactions were directed toward the first or the third object! +This is just what we should expect in terms of our explanation, whereas +one cannot understand it at all without taking account of organization. +We may say, then, with some confidence that in cats the traces of past +events undergo a rapid transformation which destroys the minor or less +stable characteristics of groups as wholes, so that subsequent behavior +depends upon a more simplified organization than existed in the traces +at first. + +A somewhat similar observation was made by Mr. Tinklepaugh and me when, +using another method, we performed some experiments on delayed reaction +with a monkey. A very large square on the ground was covered with sand +some inches high. Before the animal certain marks were made on the +sand, as, for instance, a hill of the same material or, in another +experiment, a straight line which we drew on the surface with a finger. +After this preparation, food was buried in the sand in a place which, +for the human subject, was characterized at once as having a rather +definite position _near_ the mark. We wished to see whether the animal +would use the mark in fixing the place of the food because, without a +mark in the homogeneous sand, his previous reactions to buried food had +not been very clear. The monkey who had observed those preparations +was not released from his place until some time had elapsed. When +allowed to approach the sand he would go _to the mark_ at once and +search for the food _in it_. As far as I can remember now, he never +searched _near_, i.e., around the mark. Though further observations +would be desirable, one explanation seems probable at once: As in the +last case where delayed reaction was investigated in cats, the reaction +of the animal depends upon a trace and upon the actual organization +of the field. This field is well organized, the hill or the line +forming an outstanding feature in it. The localization of the place +of the hidden food, however, is much less definite. Therefore, we may +assume that a simplification occurs in this case similar to the one +which determines the reactions of the cats in Yarbrough’s experiments +with three objects. The trace which remains in the monkey will be +transformed during the delay to the disadvantage of its less defined +regions and the result will be that the monkey’s cue is absorbed by the +outstanding mark just as, after some delay, the cats react only to the +well-characterized parts of the situation. It may be that the method +used by us in this preliminary way will be developed some day into a +more accurate instrument for investigating the career of traces in +animals.[61] + +Traces are not rigid, then; there are definite dynamical tendencies in +them; and in animals the traces may be transformed more easily than +in man. That being the case, the study of delayed reaction in animals +becomes highly important for general psychology because it may show +us the working of those tendencies in a measure which could not be +observed in man. + +There can be no doubt that, in principle, we find similar changes in +man also. Koffka and Wulf[62] have observed these changes by making +their subjects draw figures which they had seen previously for a few +seconds, first after a delay of some minutes and then after days or +even weeks. The figures had not simply lost details at the time of +graphic reproduction. The changes were much more interesting since they +showed two opposite directions: In reproduction the figures were either +more regular than the original ones or some traits which might be taken +as characteristic of their organization were considerably exaggerated +in the drawings. The authors give the explanation that, during the +first presentation, the figures could be seen in somewhat different +kinds of organization. If this organization was a rather simple and +regular form, the change of the trace would be in the direction of +increased regularity; if, however, some articulation, irregularity or +lack of symmetry was seen as the main characteristic of the figure, +the transformation would enhance this property. Therefore, in both +cases the change seemed to produce an approach toward something like an +extreme type or the ideal of the first organization. + +In all these cases behavior depending upon the actual properties of +the traces is used as an indicator of their changes. Still there +are other cases where the traces can be shown to be practically +unchanged, although reproduction is difficult or even impossible under +the circumstances in question. In the last chapter we mentioned some +examples of this kind. Now we have to treat others which will show us +that the possibilities of reproduction are much more restricted than +one might expect. + +If association as a basis for reproduction is just another expression +of the fact that the traces of functional wholes are themselves +detached wholes, one might somewhat rashly deduce from this theory +that, after a trace is formed, any group of stimuli which represents +a considerable fraction of the original constellation of stimuli +will reproduce those parts of the original process the stimuli for +which are not actually given. However, this would mean a complete +misunderstanding of _gestalt_ theory, because from what we have seen +in the sixth chapter, it follows that between the properties of an +organized whole and the actual constellation of stimuli, let us say +on the retina, there does not exist a correspondence as to parts, as +though one region of the organized whole separately depended upon some +definite fraction of that constellation, a second one upon another and +so forth. On the contrary, upon a large group of stimuli and their +“relative properties” depends the organized process as a whole in a +manner which cannot be analyzed into independent local or partial +effects of stimulation. Therefore, in general, if an organized process +has left its trace in the nervous system, some fraction of the original +group of stimuli will not determine a partial process which occurred +in that functional whole, but something different and new, a picture +of which is not contained in the trace of that whole. Consequently +this new process will not be able to reproduce anything on the basis +of that trace; just as some other group of stimuli which we might +choose in an altogether arbitrary manner would determine a new process +and consequently would be foreign to that trace. For instance, Fig. +20 will not reproduce the missing lines of an H normally, though, +geometrically, that figure is the larger part of an H. Neither will +Fig. 21 reproduce the missing lines of an R, and so forth, because, +when we have seen an H or an R, we have never had the given figures +as real experiences. There is nothing in the traces of an H and an +R, which might correspond to the processes of Figs. 20 and 21, and +reproduction does not occur. We shall conclude, then, that reproduction +will be restricted to those cases where the process intended as the +excitant of reproduction is sufficiently similar to a partial process +of the original whole. This will be the case if the process intended +as an excitant corresponds to a natural member or sub-whole of the +original organization, because under these circumstances the trace +of that sub-whole, though not identical with the exciting process, +will be similar to it, at least. If this similarity is marked enough, +reproduction will occur under favorable conditions. So U. S. will +reproduce an A. rather easily, and the stars the rest of the American +flag, because here we give as an excitant what was present in the +original organization as a _relatively_ independent region. This is +the chief requirement. If we draw a profile from the nose downwards +to the chin, this line does not correspond to a complete sub-whole of +a face. Nevertheless, since the influences exerted upon that outline +by the organization of a complete profile are not so very strong, the +process determined by that line will be sufficiently similar to the +corresponding process in the whole profile and to the corresponding +trace, so that reproduction can occur. + +[Illustration: Fig. 20] + +[Illustration: Fig. 21] + +Even so, we find reproduction much more difficult than is supposed in +current empiristic theories. It seems to be restricted to a rather +narrow path between a Scylla and a Charybdis. Association is necessary +for reproduction, and association means a sufficient degree of +organization. Reproduction, however, presupposes a certain degree of +similarity between an actual process as an excitant and some region +of the organized trace. The more a region is absorbed by a larger +organization, the less will corresponding stimulation be able to effect +reproduction. We have already described the narrow path that any +possible reproduction must take between these limiting conditions. + +To demonstrate the foregoing contentions I made the following +experiment: The subjects are shown simultaneously pairs of figures +for a short time. After a while parts of those drawings are presented +to them with the instruction to reproduce the missing lines. Now, in +a case like that of Fig. 22, for instance, either the vertical at +the left was presented or Fig. 23, which represents _geometrically +a_ much larger part of the original. With the first as an excitant, +however, we get many more correct reproductions than with the second. +Of course! The “larger part” is something which in the first exposure +did not occur as a real form. Even the first vertical to the left has +now lost its reproducing power, because in the original pair it had +been segregated as something apart, whereas now it has become the left +limiting end of a regular series of parallels. + +[Illustration: Fig. 22] + +[Illustration: Fig. 23] + +If this last point proves that a trace does not respond by reproduction +if the organization of the excitant becomes foreign by being embedded +in a somewhat different environment, reproduction will be even much +more restricted than we should have previously supposed. Evidently, +in problems of memory and habit, not only the organization given at +the time of first “association” will be decisive for reproduction, +but organization existing in the _actual_ field will be equally +important in determining or preventing reproduction. When given in a +certain environment a certain process may be an excellent incentive +to reproduction on the basis of some trace existing in the nervous +system. But it will not occur regularly again in just that environment +which was given when the trace was formed. Hence the chances are that, +quite apart from the rather crude obstacles considered above, even a +slight change of the surrounding field may make an excitant unable to +reproduce what has been “well connected” with it in the past. That +this is true can be deduced from Nagel’s experiments (cf. above p. +283). In a well-learned series of nonsense syllables each member, +though embedded in the whole series, would certainly seem to be a +thing by itself. But if one of them is given alone as an incentive to +reproduction, this change of environment is sufficient in the majority +of cases to make reproduction impossible. + +The same influence of actual organization upon reproduction has +been demonstrated in a rather surprising form by Shepard and +Fogelsonger.[63] These psychologists made their subjects learn pairs of +syllables. Some of these pairs had identical second members. (Between +the first occurrence of such a syllable and its repetition in another +pair there was an interval of 25 minutes.) At the time of testing the +product of learning, the first syllable of a pair was given as the +excitant of reproduction; but where two syllables had been followed by +the same second member at different times, both were given together +as incentives to reproduction of their common partner. If it were not +for organization one should expect that, both excitants working in the +same direction, the syllable associated with them would be more easily +reproduced than a syllable for which there was only one excitant. +But the contrary was observed; it seemed as though some inhibition +were in the way of reproduction when it was aroused by two excitants. +The disturbance was particularly striking when both syllables were +presented simultaneously, but it also existed when they were given in +rapid succession. The explanation seems to be that during learning +the subjects had always had a single first syllable together with its +partner, and that when, in the critical cases of reproduction, two +syllables appeared before them, both would look so foreign at first +in this new grouping that neither could immediately reproduce the +common partner. This explanation has been confirmed by observation. The +subjects reported that reproduction became possible through an attitude +of analysis which would sufficiently isolate one of the syllables. +Furthermore, from this explanation it follows that any extraneous +syllable, one which never appeared in the learning series, would have +the same effect when presented together with the first member of a +learned pair. The authors have found this to be the case, in fact. Thus +the explanation seems to be quite verified. Our conclusion is that even +a very slight alteration of circumstances, if only it influences the +organization of the excitants, or incentives, will make reproduction +difficult or impossible. + +A similar result was obtained by Frings in his work on inhibitions,[64] +though his problem refers to learning more than to reproduction. In +the classical experiments it had been shown that, if a syllable A +has become associated with a syllable B, the same A can not be as +easily associated with a third syllable C as could any indifferent +syllable. Also, after A has become associated with C as well as with +B, when A is used as an excitant of reproduction, the competition of +the two different tendencies to reproduction will have an inhibiting +effect. Frings was able to show that under certain circumstances these +inhibitions may completely disappear. His subjects were made to learn +series of syllables, the instruction being that the syllables should +be read and memorized as groups of the anapest rhythm in which, after +two less accentuated members, the third one follows with the main +accent. In such a group the first two members will form a sub-whole. +When after a while the product of learning is tested, these two members +are given as an excitant, and the last one is to be reproduced. If +now, in a given case, a group like (ac)d occurs in one series and a +group like (bc)e in another series, we should expect the association +between c and e to be inhibited, because c was first followed by d, +and later followed by e. Similarly, _after_ associating (bc)e as +well as (ac)d, in spite of that inhibition, the subjects should have +difficulty in reproducing e, if bc is given, or d, if ac is given. From +the viewpoint of organization, however, we must realize that in (ac)d +the syllable c is a member of the sub-whole (ac), whereas in (bc)e it +is a member in a different sub-whole (bc), and that therefore c is +not quite the same thing in both cases. We might also say that in the +first case not c, but rather the sub-whole (ac), has been associated +with d; and again that in the other case (bc), not c, becomes or has +become associated with e. Considering this, we should predict that +there will be inhibition neither in learning nor in reproduction. +Experimentation has confirmed this view. Wherever c figured as a member +of two different sub-wholes, no inhibition occurred. It is particularly +interesting, however, that inhibition occurred immediately if a subject +had been very fatigued at the time of learning, and therefore had not +been able to grasp the syllables in rhythmic complexes, according to +the instructions. + +Though the reader will have already noticed that, in consequence of +varying organization, experimental findings may differ considerably +from what ought to occur according to the classical laws of association +and reproduction, the most radical restriction of these rules remains +to be considered. We cannot proceed, however, without first discussing +a certain more general topic. + + * * * * * + +In one of the preceding chapters we laid some stress on the point +that our “self” occurs as an experienced whole in the same field +which contains our experiences of surrounding objects and events. +Consequently, that field of our brain, as a physical system which is +the locus of the processes underlying objective experience, will also +contain processes corresponding to the experience of the “self.” In +many respects, the processes belonging to this particular whole are +different from those corresponding to “outside” experiences, though, +with regard to dynamical interrelation, the processes corresponding to +the “self” prove to be true members of the total field. Two examples +will suffice to corroborate this point. + +If a certain thing moves objectively in the visual field, I shall, +under the usual conditions, see that thing as moving. But we know +many instances in which, _objectively_, one thing being in motion and +another at rest, the first remains at rest while the second moves. +This is not an “accidental illusion,” moreover. It depends upon +definite circumstances and necessarily prevails whenever these are +present. Every one has occasionally seen the moon in rapid motion +when clouds were passing it in the opposite direction. When a point +on the window of a moving railroad carriage is fixated, the objects +outside at once begin to glide in the opposite direction. We may say, +then, that any change of spatial relations in a part of the field +may have dynamical effects upon those parts of the whole field which +objectively are not moved. With regard to the spatial relation of the +“external” environment and the “self,” precisely the same observation +is frequently made, as we all know. If our environment is, objectively, +turned around us with appropriate speed, the result in experience will +be that we feel ourselves turning around in the opposite direction. +Michotte and Gatti have recently shown that the same effect may be +produced by moving two handles toward one side, the subject’s hands +being turned passively with the handles: once more the body (as an +experience) seems to turn in the opposite direction. We may draw the +conclusion that under adequate conditions a change of spatial relations +between the processes underlying our objective experience and those +corresponding to the experience of our own self, will have dynamical +effects upon the latter processes, just as the processes corresponding +to the experience of moving clouds exert a dynamical influence upon the +processes underlying our experience of the moon. It becomes obvious, +therefore, that we must include the self in the dynamical interrelation +of the whole field. + +As a second example, I refer to the fact that just as things or spots +frequently appear before me as grouped in a definite manner, the self +is very often experienced as a member of such a group. Of course, if I +put my hands on a desk before me and another person does the same on +the opposite side of the desk, I have two pairs of hands before me as +visual groups. But the whole self may enter a group just as easily: If +somebody accompanies me along a street and, ahead of _us_ another pair +is walking, I feel (and partially see) myself as a member of one of two +groups. + +Until now the reader may have restricted the concept of organization +more or less to the region of external experiences. From the last +examples it seems to follow that organization is an affair involving +the whole field and that the “self” is included as the most +interesting member of this larger organization. At first one may feel +opposed to this treatment of the “self” because, in a great many +respects, it remains something particular and apart. During all the +radical changes which the outside field undergoes in the course of time +the “self” under normal conditions does not lose its identity. At the +same time, and notwithstanding that identity, inner experiences will +generally be felt as much more lively and dynamical than the average +objective experiences. Although these differences may exert an enormous +influence upon the actual organization of the whole field, nevertheless +they do not place the self beyond organization _as such_. Sometimes +they confer upon the self a central position in the field. But for a +great many persons not even this is permanently the case, especially +since objective experience contains other _persons_ in social life, who +may occasionally become the center of our total field instead of the +“self.” + +With this remark, however, we have gone far beyond the discussions +of the previous chapters. We have enlarged our view of dynamics as +determining the field and its changes. + +In objective experience grouping may be “static” as, for instance, +in the case of indifferent patches, a group of which would seem to +correspond to a state of equilibrium in the nervous system. On the +other hand, we have seen that nothing is more likely to determine +grouping and organization in general than the direction of attitude +and of visible behavior. Even a behaviorist like Watson describes the +behavior of a child as being directed to or away from an object. In +some situations a barking dog will be experienced by any observer as +barking _at_ something definite in his surroundings. If, therefore, +we apply the term “dynamical” here in a more special meaning, we may +say, perhaps, that the most compulsory organization which can occur in +experience is a dynamical event or attitude, consisting of one member +from which it issues, and another one toward which it is directed. +Sometimes, as in the case of “avoiding” or “yielding,” it would be a +better description to say that one member exhibits an attitude directed +_away_ from the second member of such a whole. In both cases the type +of organization remains the same, the main feature being the bipolar +structure and the dynamical directedness of the whole. + +This type of dynamical structure occurs not only in merely objective +experience but also between the experienced self and parts of the +experienced environment. We may even say that, apart from drowsiness +and similar states of low vitality, the organization of the total field +will almost always have just that bipolar character, the self being +directed to something else or away from it. The reader will remember +our discussion of visual organization. Some diagrams were presented +as examples of it. Organization was considered as a property of the +visual field. This account, however, was not a complete description of +the total field, since it included neither the self as a member of the +field nor that particular attitude of so-called attention or interest +which, as it were, was a direction in the field from the self to the +diagrams. All psychologists know that, normally, this direction will +coincide with that of fixation. It becomes particularly striking, +however, if, while fixating a given point, we “direct ourselves” +successively toward the other objects to be seen in the vicinity of +that point. + +Obviously, bipolar organization varies in more respects than in +direction and in the type of external object. All the nuances of +emotional attitude toward objects and events are phases of it. When +we like or dislike, when we hate or admire something, that bipolarity +_as such_ remains the same. Sometimes, the direction is opposite: an +explosion occurs in our neighborhood and we feel ourself frightened +away; when confronted with a particularly imposing or overbearing man, +we may also feel thrown back. + +Bipolar organization reminds one of those cases in physics in which +either lines of force, or a process with a definite direction, develops +between two parts of a field, depending upon the actual properties of +those parts in their relation to each other. In _gestalt_ theory the +varieties of directed attitude are not considered as the operation of +preëxisting drives or instincts, but rather as the effects of actual +situations. In this connection, however, the term “situation” has to be +used with some care. Evidently it is not only the external situation +which in a great many cases has to be considered, but the internal +situation of the organism as well. This is so well known through recent +studies on hunger, sexual behavior, and so forth, that I scarcely need +mention the fact. Even after the adult has developed well-established +preferences and forms of conduct in relation to these internal forces +the corresponding attitudes will not appear unless the inner situation +of the organism requires it. This does not mean that the intensity of +those forces is independent of the external situation. But we may say, +at least, that without any appropriate objects the internal situation +will often produce very strong effects corresponding to it, whereas, on +the other hand, when complete “saturation” is reached, even the most +adequate object will not produce a corresponding attitude. + +If we compare bipolar organization with a field of force or a stress +existing between regions of different potential, these words may +contain more than a superficial analogy. What we experience as our +“self” depends first of all upon the inner situation of our organism +as a physiological system. We may also say that the particular +processes underlying the experience of our “self” are determined by +the ever-changing activities of the organism. Perhaps it is not too +bold an hypothesis to suggest that, according to the actual nature of +those processes, in the first place, and the properties of processes +underlying objective experience, in the second place, something like +a field of force or stress originates between them. Since, in terms +of our general principle, the organization of experience is a picture +of underlying physiological organization, we can hardly find a more +fitting assumption. In some cases, however, the directed attitude of +the self toward external experience does not seem to depend upon the +inner situation of the organism, as much as it does in the case of +hunger and sex. After being alone for some weeks most persons will +feel an all but insuperable “drive” toward social contact, even with +strangers. It is difficult to understand, at the present time, how this +directed attitude should depend upon the physiological situation of the +organism as, for instance, hunger depends upon it. Nevertheless, for +the most part, this attitude is quite similar to the need for food, +and I do not hesitate to interpret it as a stress in the field between +the self and those particular surrounding processes which are the +physiological correlate of our experience of other persons. + +The play of all these stresses, their origins, the strain exerted by +them upon different parts of the total field, the changes which may +be the consequence of that strain, and the cessation of stresses and +strains which follows certain of those changes--this is the major +study of psychology, as it is the major content of our life.[65] As +yet experimental psychology has little information for us on this +theme, and in these chapters we have not given it its due place, +either. The reason for this neglect is my wish to introduce the concept +of dynamical organization by applying it to simpler problems. Since +we have become acquainted with the concept in the realm of sensory +experience we may now extend its use to the total field--and even +beyond it. It is expedient, however, to return to sensory organization +time and again so that a feeling of continuity and scientific prudence +may accompany us on our way. + +For instance, if the reader should feel a break between what has been +discussed in previous chapters and our present statements, let him +consider the following point with me. In the sensory field segregation +and grouping have been regarded as products of dynamical intercourse. +If directed attitude, as occurring between the self and the +environment, is to be regarded as belonging to the same general class +of physiological dynamics, we can expect it to have similar effects. +This is the case, indeed, for, in the total field including the self, +we find grouping dependent upon those directed attitudes. If in +discussion two scientists argue against a third one, the field of each +of them is organized according to this particular social situation +and the direction of attitudes in it. They are not simply “three” men; +they are a group of two, with one man external to, or rather opposed +to, it. At the same time another grouping might be more natural from +the viewpoint of purely _visual_ organization, because, spatially, the +third man may be nearer to one of his opponents than this opponent +is to the second opponent. Nevertheless, if in the middle of the +discussion one of the three happened to perceive this other, visual +grouping, for some reason, he would realize that what he had previously +experienced as the organization of his field was quite as real as now +the new grouping is. Grouping based upon social forces is much more +interesting than purely visual organization, however, because their +members experience definitely directed attitudes which do not generally +appear in the same lively manner when a number of things are seen as +two groups solely for optical reasons. The reader will easily find +similar examples in his daily life. Four people sitting symmetrically +at a desk may experience themselves in several kinds of grouping. When +they are playing bridge, however, two groups, consisting of two members +sitting opposite in space, will immediately originate in the field of +each of the four. A great many problems of social psychology, some of +them much more important and serious than these, will acquire a new +aspect as soon as we consider them in such a concrete manner. For the +present our examples must suffice as a demonstration of the fact that +directed attitudes influence organization and grouping quite as much as +visual factors do. Therefore we are justified in applying the concept +of organization to the total field including the self and the stresses +occurring between it and its environment. + + * * * * * + +With the concept of the total field in mind we return to the discussion +of association and reproduction. + +First of all, we realize that it is incorrect to treat the problems +of learning and memory as though they referred only to sensory +experience. What is called an “association” has been found to be the +trace of organized processes. If now we see that in the total field, +including the self and its attitudes, we have as much organization +as in mere sensory experience, one consequence will be that all the +actual total fields which occur in the course of a lifetime may leave +organized traces. Obviously we can remember our attitudes as well as +those experiences toward which they were directed; and reproduction may +proceed from an attitude toward its object, or vice versa, just as one +objective experience may remind us of another. + +But something more important seems to follow from our concept of the +total field. The following experience is common: I have a task which, +perhaps, I do not like, but which is urgent. In the course of the +day I find myself occupied by a great many other things. I talk with +friends, read a book, and so forth. But time and again something like +a dark pressure appears somewhere in the field and, if I examine it, +it will be found to issue from that task. Here we have a persistent +tendency toward reproduction, or reappearance in the actual field, +and this perseveration seems to depend upon the particular nature of +the trace in question. It is in connection with this experience that +we can understand certain important experiments made by Lewin and +Zeigarnik.[66] + +The subject is given a number of little tasks, one after the other, +as, for instance, to copy some lines from a book; to continue an +ornament, the principle of which is given in a sample; to solve a +simple mathematical problem; to find twelve towns, the names of which +begin with the letter L; and so forth. In some cases the subject is +allowed to finish his work, in others the experimenter interrupts him +before he has fully accomplished it. After a series of twenty-two +tasks, one-half of which is finished, the subject is asked what tasks +were given to him. In most cases the report is very characteristic. The +first tasks which the subject recalls are those which were interrupted, +and the total number of this class which is recalled is much larger +than that of the other. When 32 subjects were examined in this way, 26 +recalled more interrupted tasks than finished ones; in 16 subjects +the superiority of the former was more than 60 per cent., and in the +average of all subjects the superiority was 90 per cent.[67] Care +was taken to eliminate the influence of particular properties of the +different tasks; all tasks were interrupted exactly as often as they +were finished in the case of different subjects. Of 22 tasks, 17 were +more frequently recalled after interruption than after completion. When +the same experiment was repeated with 47 students, the superiority of +recall for interrupted work was again 90 per cent., in the average; in +a third experiment with 45 children, it was 110 per cent. + +The most plausible explanation points to the fact that, when solving +a task, the subject is in a state of stress which usually will +not disappear until the solution is accomplished. If the work is +interrupted before the solution, the trace of this situation contains +that stress. Moreover, just as during the work the stress may be +considered as the force which keeps the work going, it seems to have a +somewhat similar tendency in the trace. Since recall would be the first +step toward finishing the task, we cannot be surprised by the result +of this interesting investigation.[68] If this explanation is correct, +several consequences may be deduced from it. I shall not mention +more than one. Under normal conditions we do not expect the stress in +a trace to be preserved indefinitely. It is altogether more probable +that it should disappear with time. Indeed, when recall was examined +after a delay of 24 hours, the superiority of the interrupted tasks had +considerably decreased. + +The experiments of Lewin and Zeigarnik refer to recall as depending +upon the properties of the original situation. A much more difficult +problem which we have to discuss is concerned with how far reproduction +depends upon the actual total field in which something might operate +as an excitant of reproduction. In this connection, almost all +experiments on memory should be subjected to serious criticism. Just +as we are not investigating automatic associations in experiments in +which our subjects are instructed to _learn_ nonsense material, we +are not examining spontaneous reproduction in experiments in which we +give our subjects one nonsense syllable out of the learned series, +and then ask them to reproduce the next one. In this case, again, the +procedure does not fit the meaning of the rule of association and +reproduction. Were we to follow this rule more accurately, we should +give the first syllable unexpectedly in some situation and wait for +an automatic reproduction of the second. The usual experiment differs +absolutely from such a procedure for obvious reasons. If a subject can +be directed in several ways toward a part of his actual field, he can +also assume very definite attitudes toward something which lies beyond +that field, and primarily toward something in the past. We know this +attitude very well from instances in which we try to remember the name +of an author or of a place. We are certain that such an attitude has an +influence upon reproduction. But although the law of association does +not mention this condition, the classical investigation of that law +quite generally and rather innocently introduces precisely this special +condition. Therefore we are not justified in applying the results of +that experimental work either to the concept of automatic recall or to +reproduction as it may occur spontaneously under other conditions in +the total field. + +Some time ago almost all psychologists would have said that automatic +reproduction in consequence of previous association is the prime +motor of mental life and of behavior. Here caution seems to be highly +advisable. As yet experimental evidence is strictly opposed to such +a view, since it shows that reproduction will not occur unless very +special conditions are fulfilled. The most important work in this field +has been done by Lewin.[69] Among his experiments there is one in which +the problem is examined directly. He made his subjects learn pairs +of syllables either in the usual manner or by some new procedure, +which I shall not describe here. After a large number of repetitions, +distributed over several days, the subject was given single syllables +with the instruction to read them and then to wait passively. If under +these circumstances some of the learned syllables are presented among +others, one should expect the second members of the learned pairs to +be reproduced automatically. In general, however, this was not the +case. Even when the instruction was changed to “Tell me the first thing +occurring to you after reading each syllable!”, the result remained +negative, with a few exceptions. It is interesting to examine those +cases where the reproduction of the associated syllable did occur. +Obviously the subject’s attitude is not well defined by the instruction +to wait passively. After some “waiting” a particular attitude will +almost always be assumed unintentionally. If a syllable appears as a +familiar one to the subject, for instance, his attitude may become one +of identifying and examining the learned material. However, as soon as +he begins to be directed to the old context, in consequence of this +attitude, reproduction will occur. Of course, such reproduction cannot +be called automatic, since it depends upon a special attitude of the +subject. + +It does not suffice as a basis for reproduction for the subject to +be directed _somehow_ to the presented syllable itself. In these +experiments he had to be directed to it as _to a member of a known +pair or series_; otherwise, there was no reproduction. In everyday life +we may observe the same fact whenever we like. Certainly, well-known +objects are sufficiently associated with their names. Nevertheless when +we walk along a street, we are successively directed to a great many +things. But we are far from reproducing their names. If you say that +objects are associated with a great many things besides their names, +and that these diverse associations inhibit each other, you admit +by this very argument that almost no associations lead normally to +appropriate reproductions. When will they do so? If, as a psychologist, +you have just stated that you did not reproduce the names of the car, +the tower, the door, the window when you noticed them, in keeping with +your normal attitude in walking along the street, this statement itself +will very probably change your attitude. During the next minute you +will probably assume the attitude of naming, and whatever you look at +will at once reproduce its name. Therefore, the mutual inhibition of +several associations does not seem to be the main factor that prevents +reproduction. As soon as your attitude coincides with the direction +of existing associations, reproduction occurs at once and without any +appreciable effect of inhibition. + +It may be a wholesome occupation for a psychologist to make more +observations along this line. If he does, it will seem altogether +strange to him that our science should have regarded automatic +reproduction as the main motor of mental life and behavior for so +long. We may congratulate ourselves on the fact that, in this case, +unprejudiced experience is strictly opposed to theory. At any given +moment in our normal lives we find ourselves occupied with some work, +some problem, the subject-matter of some conversation, and so forth. +Under these circumstances the total field is well organized; dynamical +relationships between the self and its objects form one functional +whole, the development of which we call our “working,” our “solving” +the problem, our “expressing” our own opinion, and so on. I admit +that this is a somewhat optimistic description of life. If I return +to this manuscript after an interruption of a week my “working” at +first does not quite correspond to the description given. At one +moment a faint noise will suffice to give me a direction irrelevant +to the task, at another something else will affect me similarly. If, +even then, I am occupied with a given thing at a given moment, a great +many “deflections” of attitude will occur in the course of time until +finally the work itself begins to be the development of one functional +whole. What about reproduction during such a happy period of work? All +the words and concepts occurring in the work itself are associated with +other words, concepts and situations which have nothing whatever to +do with the development of the work in question. These associations +belong to very different epochs and interests in my life. If each of +them automatically led to the appropriate reproduction, the field would +become a chaos of incoherent stuff in a few moments, instead of one +identical whole transforming itself in an orderly manner toward the +solution of my one actual task. Excluding states of insanity, that +evidently does not happen. Even if my attitude is deflected a few +times before I become completely absorbed in the work, I am somehow so +well directed toward my real task that “distractions” remain precisely +what this term means, and instantly, in spite of them, my attitude +is bent back to the main task. Automatic reproduction might account +for some distractions and disturbances, just as do noises and other +foreign experiences, but it cannot explain the normal continuity and +persistency of our working, thinking and doing. On the contrary, if +there are automatic and independent reproductions, they must be factors +of little weight in comparison to the stresses and dynamical tendencies +existing in an actual situation. Some of us, it is true, would be +inclined to explain the order and continuity of actual work entirely +by the force of associations. Originally, they would say, there was +indeed a chaos of ever-changing attitudes and reproductions. But in +the development from childhood to adult life, some of our attitudes, +experiences, and so forth, have become so well associated that, now, +continuous currents of them will predominate over a great many +disturbances and reproductions of lesser importance. I cannot accept +this theory, however. If my writing in English about a problem I have +very seldom discussed even in my own language could be pictured as the +reproduction of thousands of well-established associations, I might +agree with the theory. Unfortunately, no such current of associations +is ready-made in me which would produce what I have to write in these +very pages. Nevertheless, I persist in writing about one subject-matter +and, I hope, coherently. Therefore, when comparing the relative +importance of automatic reproductions with the stresses of the actually +developing organization of the field in such a case, the balance will +undoubtedly be in favor of the latter. Habit has been enormously +overrated in the theoretical treatment of life. + +In some of Lewin’s experiments this has been demonstrated quite +convincingly.[70] I shall describe them in a simplified manner. To +begin with, his subjects had to learn pairs of nonsense syllables. +Afterwards they were shown certain other syllables serially, the +instruction being that in each syllable the first letter should be +put in the place of the last and vice versa; whereupon they had +to pronounce the result. The time required for this operation was +measured. The reader will notice that here we have the situation I +was just describing. The subject is working on a definite task. If, +among the second series of syllables, the first one of a _learned_ +pair is given, automatic reproduction should either bring about a +wrong reaction or, at least, inhibit the right one so that, in such a +case, the time of reaction would be increased. On the other hand, if +a syllable presented for reaction is the first member of a _learned_ +pair and if the syllable to be formed by the subject is identical with +the second member of that learned pair, previous association should +facilitate the reaction, and the time of reaction should be decreased. +To the author’s surprise nothing of the kind was observed. There were +no wrong reactions caused by reproduction on the basis of previous +association. Where reproduction should have inhibited the subject’s +response, the time of reaction was usually not raised above the +average; where reproduction should have accelerated it, the time was +the same as in the case of “neutral” or control syllables.[71] It is +obvious then that, under these circumstances, the dynamical development +of the total field will follow its own ways or laws, practically +independent of the strong associations which some of its parts may have +acquired in the past. + +Recently Dr. Lewin told me that this fact might be explained, partially +at least, in terms of a principle which I discussed at the beginning of +this chapter. If A has been associated with B, A will not reproduce +B, if the properties of A are changed. We know that such a change will +occur when, the stimuli corresponding to A being given, A becomes +part of a new organization. If during learning a syllable A is read +naturally, it is taken simply as a whole. However, if the subject later +obeys the instruction to interchange the first and the last letters +of the syllable A, he will view the syllable in terms of this task. +Consequently, it will appear in a new organization, the first and the +last letters being seen as outstanding members of the syllable, or +whatever else may be changed by its entrance into a new total field. +This might suffice to make A unable to reproduce B. The explanation +seems to be corroborated by the observation that in most cases the +subjects did not even notice the presentation of _known_ syllables +among the new ones. In any case, it is advisable to make similar +experiments using other material, the properties of which would be more +characteristic and less likely to be changed in a new total field. +Neither Dr. Lewin nor I yet feel convinced that an adequate theory +of the whole matter has been formulated. In some of his experiments +the subject’s attitude towards the syllables was practically the same +during learning as it was during the subsequent testing, but it did not +lead to reproduction either, so long as other circumstances remained as +I have described them. If objects normally do not effect the automatic +reproduction of their names (cf. above pp. 333-335), it would be a +bold assumption to make in every case that reproduction did not occur +because the properties of the objects had been altered too much by our +actual attitude. + +In certain very interesting experiments Lewin has finally succeeded +in creating reproductions or inhibitions on the basis of previous +associations, _against_ the task given by the experimental instruction. +This was achieved by arranging the whole situation in a special manner. +If, in the case of certain syllables, reproduction will effect the +same result as would the procedure strictly corresponding to the +instructions, and if, then, the subject is seduced into relying upon +reproduction as the easier way, his attitude may unintentionally become +completely one of reproducing. The total field having now acquired this +direction temporarily, the next syllable will tend to reproduce its +partner, though in this case _reproduction_ may be absolutely wrong +with respect to the experimental task. Both erroneous reproduction +and inhibition of the correct performance were demonstrated by Lewin +in these neat experiments. This would almost seem to show that +reproductive tendencies cannot influence a given total field before the +actual attitude has been transformed into one of reproducing. + +Still I hesitate to adhere to such a radical assumption. I take it +as definitely established that psychology has gone much too far in +admitting the free play of independent and automatic reproductions. +But shall we suppose that during our whole lifetime no reproduction +will occur without our attitudinal direction being one of reproducing? +It may be so. Until much more is known about the matter through further +experimentation, however, we should hold our judgment _in suspenso_. +Moreover, if actual attitude should be shown to be all but decisive +for the reproduction issuing from a part of the field, another equally +important problem will become that of the genesis and change of +attitudes themselves. Certainly, attitudes do arise, they persist, they +change and disappear, for many reasons. And we may safely say that the +problem of reproduction is here again. We do not know very much about +the reproduction of attitudes _as such_. But the possibility of this +kind of reproduction, even in the simplest and most “classical” form, +cannot be denied in our present state of knowledge. + +In no case shall we be inclined to give our discussion of reproduction +an exaggerated meaning. Current theories of habit, association +and reproduction, it is true, do not realize how very special the +conditions are which must be fulfilled before a well-organized +situation is seriously influenced by “foreign” reproductions. It is +also true that we are just beginning to see the most important problems +in this field. Again it is fortunately true that reproduction will not +occur in millions of cases in which we should have predicted it from +the viewpoint of the rather superficial classical theories. But, after +all, enough remains of reproduction which must be taken into account. +If, in writing these pages, I am not continually deflected from my +task by a great many accidental reproductions, on the other hand, I +could not write a single word if I had no reproductions at all. English +words are continually though hesitantly arising from somewhere--by +reproduction. In writing, my hand moves across the paper in forms much +more easily reproduced. There is no question about the occurrence and +the _value_ of reproduction in almost every moment of our life. The +problem is merely to explain why, excluding instances of occasional +error, of stupidly repeated habit, and so forth, reproduction should be +restricted mainly to those cases _in which it has a value with respect +to the actual total field and its dynamical development as a functional +whole_.[72] + + * * * * * + +This is a chapter of criticism and of open problems. I cannot avoid +adding one more question which has not yet found adequate attention in +all quarters, though von Kries pointed it out thirty years ago. + +Suppose A and B have become associated; how does a process A (or A^1, +very similar to A), bring about the reproduction of B? In addition to +the problems discussed in the preceding pages, here is a question +of great difficulty. In some textbooks, it is true, reproduction is +explained easily enough on the basis of machine theory. The process +A has been conducted along a definite path in the nervous system; +similarly, and at practically the same moment, B has been conducted +along another path. Between the central terminal nuclei of both paths, +it is assumed that fibers become specially conductive, in consequence +of those simultaneous processes in the central nuclei of paths A and B. +From this viewpoint reproduction will occur later on when a new process +A (or A^1) is conducted along the same path to the same final station +which, now, is especially well connected with the terminal nucleus of +path B. Taking the line of least resistance, the process will spread +to the place of B and reactivate it. Every one knows figures like +this (Fig. 24) which, neglecting some minor complications and giving +simple lines instead of neurones, contains the whole functional scheme +involved in that idea. Obviously, this is purely a machine theory, in +which reproduction does not depend upon the properties of associated +processes. If A reproduces B, this is the case because, once and for +all, the process A is conducted along one definite path to a nucleus +of termination from which one set of conductive mechanisms--in the +direction of B’s nucleus--has previously been made more pervious and +permeable than _any_ others. + +Fig. 24 + +The nature of this scheme makes it unfit to explain real reproduction, +for two reasons: + +(1) If a process X, altogether different from A, should happen to +be conducted along A’s path to its final nucleus, it would take the +line of least resistance from there, spread to the nucleus of B and +reproduce it, though X has never occurred together with B a single +time. You object, claiming that this scheme was to be applied only to +such processes as had occurred simultaneously before? But in the scheme +itself such a restriction is not mentioned; in any case we cannot +deduce from the scheme why it should be so. Therefore, the scheme will +not explain one essential condition of reproduction. + +(2) If the process A should happen to start from quite another point +of the receptor organ along another path, it will not be conducted +to that cerebral cells which have been especially connected with the +cerebral nucleus of B. Consequently there is no reason why it should +spread to B rather than to any other cells. This means that, in such +a case, A will not reproduce B, though it is associated with it. If, +under experimental conditions, however, a process A, starting from one +region of the retina, has been associated with another process B, a +process A (or A^1) projected upon quite another part of the retina, +will reproduce B without great difficulty. So much has been shown by E. +Becher.[73] + +If you object that between the new path of A and the cerebral area of B +there _may_ also be some highly conductive path, you introduce chance +conditions instead of an explanation by definite acquired machine +arrangements, i.e., you give up your claim to precise explanation. +Moreover, if coming from this new point of origin A should happen to +find such readily conductive paths to B, the same might conceivably be +true of all possible processes D, E, F and so forth, which, therefore, +should “reproduce” B at any time without previous association. + +The weakness of the whole scheme is, then, that it makes reproduction +depend upon _the specific location of paths and nuclei_ in each +particular case, as though such simple location were a true +representative of definite process. Only if this were so, might a +theory of reproduction become a purely topographical matter. In the +optic sector of the nervous system, at least, a given process may be +conducted in one bundle of fibers at one time, and another process may +be conducted in the same bundle shortly afterwards. Furthermore, the +same process may be conducted in certain fibers now, and in other +fibers later on. Therefore, the necessary requirement for making the +machine theory of reproduction possible is not fulfilled in the case of +our most important sense organ. In the optical system the correlation +between the different kinds of process and the different localities +in which they may occur is very near to zero. This should destroy all +hope of treating reproduction exclusively in terms of topographical +conditions. + +I shall admit at once that, in this respect, we are as yet no better +off with the hypothesis about association which was proposed in the +last chapter. It is similar to the old view insofar as it assumes a +physiological trace of (AB) and insofar as, in each case, this trace +must have some _place_ in the nervous system. If, then, the process A +enters the nervous system from a different point of origin and along +another path, how does it arrive at the specific locus of that trace? +One feels inclined to give a dynamical explanation. The similarity +between A and its trace might work _as though_ A were attracted to the +trace. I shall not venture an explanation here, however, for a very +simple reason. The problem is formulated as if automatic reproduction +were the simplest and most common event in the world. But we have seen +that it probably is not. Perhaps, when we learn a little more about the +concrete rules and conditions of reproduction _as such_, we shall be +better able to treat its physiological basis. + + +BIBLIOGRAPHY + + E. Becher: _Gehirn und Seele_. 1911. + + J. von Kries: _Die materiellen Grundlagen der + Bewusstseinserscheinungen_. 1901. + + K. Lewin: Psychol. Forsch. 1 and 2. 1921, 1922. + + K. Lewin: _Vorsatz, Wille und Bedürfnis_. 1926. + + W. Poppelreuter: Zeitschr. f. Psychol. 61. 1912. + + + + +X + +_Insight_ + + +IF habit and reproduction are not to be regarded as the main motors +of so-called mental life, what shall we say are the real ones? To +this question there is one answer, not well formulated but implicitly +accepted, which we may call the layman’s belief. It is the layman’s +belief that, in general, he himself directly feels _why_ at one time +he has one attitude, and later on another; also that, for the most +part, he knows and understands directly _why_ he is inclined to do +one thing in a certain particular situation and _why_ a definitely +different thing under subsequent different conditions. In his view, +then, he is experiencing directly and truly much of that dynamical +context, the development of which constitutes mental life. Opposed to +this belief and altogether foreign to it, we have the view of most +learned psychologists at the present time. From their viewpoint, one is +inclined to do one thing now and then another, because, in the first +instance, certain nerve paths are most available and, in the second +instance, certain other paths are most open. Fortunate those people in +whom the most permeable nerve paths in practise are usually the right +and appropriate ones! From the psychologist’s point of view it would +be a pure mystery if a person’s behavior should ever be determined, as +the layman believes, directly by the concrete properties of the actual +situation. The layman’s belief is in full agreement with everyday +experience; the learned view harmonizes with what we suppose to be the +viewpoint of natural science. I shall confess at once that I choose the +layman’s belief whole-heartedly. In the treatment of sensory process +_gestalt_ psychology prefers the data of naïve description to the +findings of prejudiced introspection. Following this line, the theory +of the sensory field has begun to have a much more intimate contact +with the natural sciences than it ever had when it imitated a self-made +ideal of these disciplines. Similarly if, with regard to the total +field, we adopt the view of common experience, what is _called_ the +viewpoint of natural science will soon be given up, in place of which +we shall substitute the theory of dynamics. At the start of our present +discussion, therefore, the obvious, almost the vulgar, will have to be +said. It is not our fault that, to a deplorable degree, the obvious +has disappeared from learned psychology, so that we have to rediscover +it. Later in the course of this analysis the obvious aspects of common +experience will be found to express certain fundamental properties of +physical dynamics in the nervous system. This is exactly the contrary +of the prevailing opinion. + +We have attacked the atomistic theory of sensory experience. After +things and the self, events and groups, have been recognized as natural +parts of the field and its development, the worst mistake which might +occur would consist in our falling back upon atomism at this higher +level. It was once the psychologist’s primary aim to look for all +possible sensations, to collect and to order them in something like a +museum. After they were thus gathered and arrayed as independent bits +of experience, the sensory field had consequently to be regarded as +a mosaic of indifferent spots. We would face the same danger in this +present treatment if, after discussing a certain type of segregated +whole in one chapter, and another type in a later chapter, the self +in one chapter, and attitudes in another, we should again seem to be +opening a museum to the public. The ways of real life do not coincide +with those of classification, and if, by abstraction, we unite the +members of one class, we very probably cut the live bonds of dynamical +reality at the same time. Perhaps, the most interesting forms of +dynamical context occur between members of altogether different +classes. It is instructive to see hundreds of hearts together in a +collection; but, in operation, a heart has much more to do with a +lung than with another heart. We should not learn very much about +their specific coöperation in a classifying museum. In a similar way, +when we treat sensory wholes as one class, selves as a second and +attitudes as a third, we might easily be misled into the view that out +of some sensory objects, some self and some attitudes, actual total +fields might be composed _ad libitum_. It is evident to any one that +such an assumption would be altogether childish, there being certain +_correlations_ between the objects, the selves and their attitudes +occurring in one common field. Even from the viewpoint of traditional +psychology, it would be so. However, we cannot be satisfied with this +statement because, generally, much more than mere correlation will +occur between the most essential parts of a given total field. Just +this surplus is the obvious aspect of every one’s life to which we +have alluded and it is forgotten in at least one-half of scientific +psychology. + +One attitude in which I sometimes find myself is admiration. But I +am never simply “admiring.” My admiration always is “of” something; +it does not occur as something by itself and indifferently. Nor is +there the slightest doubt about what its object is at a given moment. +In the concert-hall, yesterday at 9 o’clock, it was that _alto_ +voice, singing calmly, confidently and seriously, toward which my +admiration was directed,--not the nose of my neighbor, not the back +of the conductor, none of the thousands of other objects and events +before me. How is that? Admiration is a directed attitude; the voice +is heard as singing at a definite place. Do I state that the direction +of the first goes to the place in question and stops there, as a long +stick might be fastened between me and that place, and end there? Do +I notice something like that and say, then: “Oh, I guess this curious +attitude of mine somehow has something to do with that singing!”? I +certainly do not. As my attitude arises, it is experienced as being the +natural outcome of what characterizes the singing voice. So long as the +attitude persists, it is felt as being founded upon the properties of +that performance. No indirect criteria, no coefficients of correlation +are needed, then, to teach me about some probable connection here, +because this actual attitude _is experienced as depending directly upon +something definite_. + +Some weeks ago I saw my little child smiling for the first time, and +I was charmed. How did I know that my attitude was concerned with +that smile? If the total field were a mosaic of states, events and +things, some of them directed and some not, but all of them distributed +indifferently in consequence of some hidden mechanism, I could not +guess their mutual connection except by the indirect procedure of +scientific induction: a change here would be followed by a change +there; elimination of this part would be accompanied by disappearance +of that other part. Empirical rules of concomitant variation, and so +forth, would be all I could find out about the connections existing +between the several parts. In my case, the frequent concomitance of +the smile on the child’s face with that other bit of experience, my +being charmed, would have made me assume that probably there was some +connection between the two. How far have we gone in psychology that +it is possible, or even seems advisable, to carry on such discussion +seriously! One side of my child’s face is a little darker because of a +shadow. Before the sufficient number of experiences have occurred, I +might as well refer my being charmed to that shadow! + +After a long walk, on a hot summer day, I drink a glass of fresh +beer. There is the cool touch and a characteristic taste in my mouth; +there is also great pleasure. Did I have to learn gradually that +the second refers to the first? That it has nothing to do with the +spider that I see on the wall, or the size of that chair? I did _not_ +learn it. I am no more sure of my enjoyment as such, and of touch and +taste by themselves, than I am of enjoying just this touch and taste. +Enjoyment is felt as the adequate attitude _belonging to_ those actual +experiences, or as their natural result. Between the attitude and its +sensory basis we experience what in German is called _ihr sachlicher +Zusammenhang_.[74] + +The same is true in a great many cases which differ from the last ones +only insofar as the attitude has a “negative” character. + +For two weeks I have been busy arranging a carefully adjusted set +of instruments for experimentation. This morning I found them +completely out of order. Whoever may be guilty, I am angry. If, now, +I should say that here is the window, there the desk, in one corner +the instruments out of order, in another a chair, and near the door +myself in an attitude of anger, would that be an adequate description +of the total situation? It would not. I am sure that the door has no +connection whatever with my attitude; for I know that, on discovering +the unfortunate change, I was angry _about the alteration_. Again, the +attitude is felt as _founded upon_ something definite, its character +being the natural and direct consequence of that something’s properties. + +One beautiful night in Tenerife, when I was working calmly at my desk, +I was suddenly frightened as I have never before been frightened. The +house was rattling and shaking violently--my first experience of an +earthquake! There was no doubt whatever about my being frightened _by_ +that sudden rattling and shaking. Once more the attitude--if fright may +be called an attitude--_was felt as obviously and naturally produced +by that new experience_. We do not gradually learn that unexpected +events of a strongly dynamical type will be accompanied by fright, as +though _a priori_ any other experiences, a friendly face or the smell +of a rose, might be accompanied by fright just as well. Fright is +_experienced as_ jumping at us right out of the very nature of certain +definite events. + +After sitting for half an hour in a restaurant, full of smoke and of +talk all around me, I feel “nervous” and ready to go. My “nervousness” +_refers to_ those properties of my environment. I know this, not only +because in past experience I may have discovered the rule that under +such conditions I shall feel uneasy after a time. I experience myself +directly as disturbed and confused _by_ those surroundings. I might +say also that I feel myself _necessarily growing “nervous” under the +pressure of_ sticky air and loud, disorderly noise. Actually these +conditions can only produce that one effect upon me. That is how I feel +them. + +Last but not least, I was very much depressed two days ago. At the +same time I could not hit upon an adequate presentation of what I +conceived to be the subject-matter of this chapter. Were there two +separate facts, then, the probable connection of which I might have +stated by some indirect method? No need to! When I was trying to solve +my problem, I felt my depression _as based upon_ my failure directly. +Just such a feeling had to grow out of such a situation because of its +properties. + +If, in all these examples, I feel how my own attitude is determined +by the nature of something before me, in other instances something +before me will be experienced quite as naturally as growing out of my +attitude. + +When I look at Fig. 1 without any special effort, I have two groups +of dots before me. But if, for some reason, I become interested in +oblique lines, the figure will be transformed into three oblique pairs +of dots, for instance, each of which runs like an oblique line from a +lower dot to the right to a dot higher up to the left. Suppose that +the transformation really occurs; it grows out of my attitude quite as +naturally as my anger develops out of a definite event. When I scratch +my head or hum a tune simultaneously, I do not feel the slightest +connection of these activities with the described transformation +of Fig. 1. But the transformation is _felt as depending upon_ that +particular attitude directly. + +What was the name of that town on the Santa Fé Railroad? There it +comes! When I am searching for a name, searching does not occur as +one thing apart; nor does the gap of the forgotten name occur as an +isolated item among other things--a headache, the noise of the wind, +the lamp before me, and so forth. Searching is experienced as directed +toward that definite name, hidden as yet, but now, at last, yielding +to the stress of my attitude. As it appears, its coming is felt as +_being achieved by_ just this little stress of mine. I ask again, Did +I learn gradually through numerous experiences that in this particular +situation such an attitude will be _followed_ by a name so that now +I may venture to guess about their mutual relation? Without previous +training, would that noise outdoors be connected with the given +attitude as well? + +I hold my arm horizontally for a while. Very soon the arm will not +remain in that position unless I exert a special effort. In my total +field there is, besides this effort, the blue sky, a lark’s song, +the aspect of the lifted arm, a smell of moist ground. There is also +a curious feeling in the lifted arm, growing more intense as the +minutes go by, and, with this feeling, something like a downward +pull in the arm. Geometrically, as it were, or logically, my actual +experiences allow a large number of different combinations into pairs. +My effort may be combined with the lark’s song, the smell, the color +of the lifted hand, and the blue of the sky. But my effort is not an +isolated something, equally indifferent to all parts of the field. It +is experienced as keeping the arm horizontal _against that downward +pull_. The nature of the pull is felt as requiring just such an +effort in compensation, and the nature of the effort is experienced +as compensating just this pull. If some one tries to describe the +situation in terms of indifferent data, each of which has a place, +some of which have a direction (but independently of each other), some +occurring at one time, and some at another, and all of them having +hundreds of mutual “relations” as to place, distance, succession or +simultaneity, intensity and so on,--he will not even touch what +psychologically is the main feature of the situation. + +In discussing a somewhat similar case David Hume emphatically defended +the opposite view. I do not know how my arm is lifted, he said, when I +wish to raise it. There can be no more than mere succession in time, +since I do not know the nature of the physiological mechanism that +effects the raising. What a strange argument! And how much opposed to +what Hume had promised to furnish as an analysis of pure experience. +When we talk about “the arm” in this connection, we have to deal with +an experienced thing, not with a physical object and its movements in +physical space. Whatever the nature of peripheral innervation may be +in Hume’s case, we are dealing with a definite “wish” and a definite +experienced movement of our arm. The problem is whether this particular +wish is naturally experienced as being as foreign or indifferent to the +arm’s felt movement as it is to the seen color of that cloud or the +brown of the skin. In haste the great philosopher seems to have skipped +over a dangerous point here, unintentionally making use of a simple +logical trick, by which, however, he saved his theory for almost two +centuries. + +In order to make the import of these paragraphs more circumscribed, I +shall consider an objection. + +One might say after all that those experiences of “depending upon,” +“being the natural outcome of,” “being based upon” or of “sustaining +against” do not prove that a _necessary_ connection exists in the +field. I greatly enjoyed the overture to _Tristan und Isolde_ twenty +years ago and, at that time, I might have given exactly the same +description of my enjoyment as the direct and evident outgrowth of just +that piece of music. What has become of my attitude toward the piece? +I am tired of it. At present, I should be rather inclined to find +aversion the only possible and natural outcome of hearing the overture. +Nor would I doubt for a moment what this aversion refers to or is based +upon. The answer to this objection will consist in our saying that all +this is absolutely true, but that it does not really constitute an +objection. With exactly the same physical situation, or sequence of +sound-waves, the same person will feel “pleasure” _growing out of_ his +sensory experience to-day, and be altogether disgusted by it only a few +days later on. A simple way to achieve that alteration experimentally +would be to give our subject the same sequence of sounds three hundred +times each day.[75] But we have no right to say that after more than a +thousand repetitions the same melodies will be experienced as having +quite the same properties they had to begin with. They have changed, +no doubt; they have become a musical commonplace, sounding empty and +stale. Keep away from these melodies for a few years! Then you may find +something more similar to their original nature again, and if, then, +you enjoy them once more, your enjoyment will be felt to grow out of +them as obviously as when you first listened to them. An attitude is +felt as being the natural outcome of actual experience; the objection +stated above misinterprets this definition, as though it meant a +constant connection between a set of _stimuli_ and the attitude. + +For still another reason, music which I enjoyed twenty years ago +may not please me to-day, even without the unfortunate influence of +frequent repetition. What I call my self has changed its properties +considerably in the meantime. Why, then, should the music produce +the same effects upon this changed self? Once more I must point out +that our feeling of something naturally depending upon something else +does not refer to a correlation, or a highly constant “togetherness” +_as such_, stated in terms of the external observation of a great +many cases. It refers rather to an evident dynamical dependence as +experienced _hic et nunc_ in one actual case. As this flower before me +is certainly red, though if I should become color-blind later on, it +would be gray, so such a dependence in the total field is real now, +independently of what the future will make of it. + +From this consideration we may learn something more. The way in which a +piece of music affects me now, in contrast to the attitude it produced +twenty years ago, has been determined by some change of my self. I +should hesitate very much to assert that _this_ change of my self was +experienced as the only possible outgrowth of definite conditions, +quite as evidently and directly as, at a given time, my attitude toward +the piece of music is felt to grow out of its actual properties with +natural necessity. Therefore, I did not experience the _way_ in which +one attitude instead of another has become the natural outcome of my +listening to that piece. Certain conditions must have gradually changed +_outside_ the field of my experience; the change in my attitude must +somehow depend upon that change of conditions. But I have never felt +the former change being brought about by the latter change. + +It is an old rule in science that nothing makes certain positive +statements more worthy of credit than their author’s frank +acknowledgment of negative cases and his attempt to emphasize the +contrast himself. I shall be the last to deny that in hundreds of cases +we are very far from experiencing how one state of affairs is brought +about by others. Let a subject observe a continuous movement for a +while and then fixate a face or a pattern. His surprise when he sees +the after-image of that movement for the first time in his life will +be sufficient as a proof here that the experience of the after-effect +is necessarily brought about by certain conditions without the subject +being aware of any natural bond between them. Probably, here, the main +conditions remain entirely outside the field of direct experience. + +Again, after fixating the center of Fig. 8 for a while, many subjects +will be greatly surprised when suddenly another, quite different, +shape appears before them. We do not directly feel _why_ just this +transformation should occur after continuous fixation. We feel it +so little that once a physicist, who had been shown such a figure +consisting of bright lines in an otherwise dark room, afterwards asked +me how, from my position twelve yards off, I had been able to put +another figure in the place of the first, so quickly and surprisingly! +He did not even suspect that something in his own organism was +producing the transformation. + +Eventually there cannot be a doubt that even certain emotional +attitudes may occur without our feeling their _raison d’être_ directly. +As sometimes we suddenly feel that we have caught a cold without +knowing where and when, thus some morning we may feel the way an +ominous cloud looks, i.e., with a silent anger which does not seem to +have an obvious basis in the present field of our experience. Such a +cloud of anger, it is often true, will easily find something upon which +to discharge itself, and, then, that external something will appear as +an adequate object of the anger. Before that time, we cannot do more +than _guess_ about the hidden first cause of our angry mood. It may be +some unknown climatological condition working upon our organism, or it +may be disturbed digestion. However, we do not directly “feel” any of +these causes. This example may be regarded as particularly interesting, +since it seems to teach us two different lessons: It corroborates the +view that, as well as instances in which dynamical context _as such_ is +experienced directly and actually, there are other instances in which +effects are conspicuous in experience, although experience is blind and +deaf as to their determination. The second lesson is that both sorts +of determination may be united in one single event, because when, in +the attitude of a threatening cloud, we discover something upon which +to release the tension, that something will appear and probably _be_ +appropriate to the production of an angry reaction. But that we should +react so vehemently will be the result of those hidden conditions +which had transformed us into an ominous cloud before there was this +opportunity for “justified” anger. + +I do not see, however, that the fact of hidden determination as +observed in some cases is an argument against experienced determination +in others. In the case of cholera and plague, germs are found to be the +decisive condition of disease. In diabetes this is not the case. Who +would deduce an argument against bacteriology from such a “negative” +case? Therefore we may accept the same duplicity in our case, too. + +But is it not evident that, in spite of our examples, so-called +“experienced determination,” in a great many instances, may be a simple +product of learning? When, in my mail, the address on one envelope is +in a certain handwriting, I feel happy over the discovery; whereas with +the finding of some other handwritings, just the contrary is true. We +may neglect the graphological and esthetic sides of our reaction, since +we know that it is chiefly our acquaintance with the writers which +makes one handwriting very pleasant and the other disagreeable. In +either case we seem to feel that our attitude is “the natural outcome” +of the aspect of the handwriting. Nevertheless, our reaction seems to +be one which we have had to learn. The same words and letters would +not be felt as “being the natural basis of our reaction,” if we had +not become “conditioned” to them. What, then, about that mysterious +feeling of natural determination? The answer is simple enough. Those +words and letters have become imbued with all the friendly experiences +we have had with one person or with all the animosity connected with +another. As these persons themselves, when present, directly arouse +the corresponding attitude, their handwritings do so now; not because +this _attitude_ has become gradually “connected” with the handwriting, +but because, saturated with the specific character of those past +experiences, the handwriting represents a _natural_ basis for just +this attitude, indeed. There is no reason why this determination of +attitude by the now apparent properties of something before us, should +not occur and be felt directly. + +With respect to this question another remark will be to the point. +When I am thirsty, I am inclined to think of refreshing drinks. +What I am thus directed to is brought into my actual experience by +reproduction. That does not matter very much in our present problem. +However reproduction may have occurred, once the so-called “idea” of +the drink is in the actual field, it is felt to be the natural basis of +longing _for_ it, and the craving is experienced as being determined +directly by just that sort of “idea” in the present state of the self. +The mere circumstance that something has come into our actual field +by reproduction does not at all decide what kind of context it may +be experienced in when it is there. It will be wise to remember that +well, because the overwhelming importance of learning, of habit, of +reproduction, has been so constantly emphasized in psychology, that we +will almost stop thinking and considering any further problems with +respect to a situation in which _some_ influence or participation of +past events and of reproduction has been shown. But even if all “parts” +of a given situation should be found to owe their actual presence to +reproduction, there would still be one problem before us: In what +degree do they belong dynamically to each other here and now, in the +manner we are discussing in this chapter? + +We have come back to what has been called above the layman’s belief. +Without knowing anything about the fundamental weight of his conviction +he takes it as the simplest matter in the world, that he has such a +feeling now “because of” a certain aspect of his actual situation, and +that he feels the “because,” too; also, that he lifts his arm with an +effort felt as “directed against” a heavy weight and “in spite” of it. +I agree with the layman. In the organization of the total field and +in thousands of cases, we do experience the live dynamical context +determining one state this way and that change another way. Moreover, +we feel where they come from and where they go to, in those instances. +Above all, we may experience _why_, issuing from just such an event, +thing or attitude, a given effect should be just the one we find +growing out of it. + +Surprisingly enough, in modern science and most of all in psychology, +there is a tendency not only to neglect this simple truth, but even +to persecute it, as though it could not be acknowledged from the +scientific viewpoint. David Hume has been thought of as the father +of all the energetic fight against it. But probably in this great +figure of history we should rather see the exponent, the most eminent +representative and the best enunciator of an intellectual current which +took its origin in Greece or even before, thousands of years ago, +arising from some deep need of mankind for clearness.[76] + +There is one sort of clearness and simplicity into which our statements +and the layman’s belief do not fit very well. That ideal of clarity +would be achieved, if the world could be conceived as an enormous +number of equal and unequal pieces, related indifferently as neighbors +in space and successors in time. That this is a true picture of +_experience_, at least, is silently presupposed at the very outset in +Hume’s famous work, so that he does not prove subsequently more than +he has already implicitly treated as a settled affair. Since we have +noticed that, in a great many cases, we really do not at all feel _how_ +something is determined by something else, he had no difficulty in +gathering examples appropriate to his point of view; and since he did +not see the other cases, or disposed of them as quickly and incorrectly +as I have described above, he seemed to have demonstrated the truth of +his view beyond all argumentation. + +Being neighbors and following each other, indifferent bits of +experience will show all possible mutual relations as to space and +time, which, however, do not prevent them from being an indifferent +aggregate. In addition, there will be an indefinite number of other +relations referring to quality, intensity, and so forth. These, +however, would also form an indifferent network throughout experience, +merely visible to something like a logical eye, but unreal from the +viewpoint of experience itself. Laws about natural coexistence and +sequence of events? No direct grasp of them is possible in such a world +_à la Hume_! He is said to have been the greatest empiricist of them +all. But if he constructs such a world, the plan of which is determined +by his need for a special type of intellectual clarity, he might quite +as justifiably be called a rationalist. + +In his _radical empiricism_ William James laid great stress upon +the fact that “the relations between things, conjunctive as well as +disjunctive, are just as much matters of direct particular experience, +neither more so nor less so, than the things themselves.”[77] This view +is an obstacle in our way rather than an aid; neither do we receive any +help from James, when he, though attacking atomism in the treatment +of experience, clearly fails to recognize natural segregations in the +sensory field (Chap. V). “Relations” might be found indifferently +between all parts, fractions, or bits of the field, if we search for +them. In this respect, and unless more is said, relations will be +entirely unfit to make us understand why some definite and particular +attitude is experienced as arising “because of” some definite and +particular event or thing in the field. The field is by no means +experienced as being everywhere full of those dynamical bonds. There +are _relations_, nevertheless, between that same attitude and all the +rest of the field. + +In some places, it is true, James attacks our problem from another +side, as when he writes about our “sustaining a felt purpose against +felt obstacles, and overcoming or being overcome”;[78] also where in +his description “the experiencer feels the tendency, the obstacle, the +will, the strain, the triumph, or the passive giving up, just as he +feels the time, the space, the swiftness or intensity, the movement, +the weight and color, the pain and pleasure, the complexity, or +whatever remaining characters the situation may involve.”[79] This is +something quite unlike an indifferent network of relations throughout +the field. The stress is not placed precisely where I have tried to +place it, largely because for James “activity” _as such_ was of chief +importance, whereas our description centers around the experience +of a great many different attitudes as they arise naturally out of +the properties of an event before us, or vice versa. Still there is +some agreement, at least, about our experiencing directly certain +determinations in the total field.[80] + +A great deal of purely sensory organization may be called “silent” +because, though we experience the _result_ of it as segregated wholes +with specific properties, we do not usually feel _how_ this result is +dynamically brought about and maintained. In this respect the total +field is different; it tells us more about its innermost nature. Here, +not only the result is experienced, but also very much of its “why” and +“how” is felt in just the actual context. Wherever this is the case +we apply the term _insight_. When I used this term in my treatment +of intelligent behavior in apes, I ran the risk of an unfortunate +misinterpretation. Since that behavior comprised extraordinarily +conspicuous accomplishments which we did not expect to find in +animals, insight would be readily misinterpreted as some special and +supranatural faculty producing admirable and otherwise inexplicable +results. As I used and intended the term, nothing of that sort should +be implied in it. To avoid a similar misunderstanding this time, I +have introduced the concept here in application to very common and +simple facts. It does not mean more than our experience of definite +determination in a context, an event or a development of the total +field; and in the actual cases there need be nothing like an invention, +or a new intelligent achievement, or so forth. A total field would +be experienced _without_ insight, if all its several states, wholes, +attitudes, etc., were simply given as a pattern, in which none was felt +directly to depend upon any other and none to determine any other. + +I have repeated several times that, from the viewpoint of common and +unsophisticated experience, nothing can be more obvious than just that +direct determination. So much so, that in natural life scarcely a +single actual total field would be said to lack that characteristic. +With respect to this conviction of the layman we have not added more +than truisms, indeed. Among learned psychologists, however, there will +only be a minority at present who, fully realizing the theoretical +importance of this point, are quite ready to accept it. There is a +second group, much larger than the first, comprising psychologists, +who time and again will talk in a manner involving, presupposing and +implying insight as a characteristic of their subjects’ or their own +experience. This is done, however, without their being aware of it, +and consequently one does not find trace of it in the list of their +theoretical concepts. To participate, practically, in the naïve and +sound procedure of the layman is not the same thing as to realize what +one is doing from a theoretical viewpoint. The less so, since the +well-established and socially acknowledged concepts of experimental +psychology belong almost completely to the theoretical world of Hume. +In a third and last group of psychologists all those scientists may +be counted, to whom the creed of Hume or the scientific epoch of +the nineteenth century seems to be _the_ final stage of theoretical +advance, any essential change or development thereof being forbidden. +What has been described in the last paragraphs is mysticism in their +eyes. They would probably find no difficulty in asserting that, +riding in a bus, we might refer actual anger to the friendly face +of a beautiful girl before us just as well as to the man who has at +that moment chosen our feet as a basis for the considerable weight of +his whole body. Or, more correctly, they would not acknowledge _any_ +experience of natural reference at all, since what “connections” there +are, are all due to indirect learning or conditioning. Consequently, +they never mean an actual “reference to”; they mean merely a “coming +together” or a “following each other.” There is no doubt that true +behaviorists belong to this third class. But usually they decline to +enlist in any of the parties; because our problem still seems to remain +entirely in the field of direct experience, of which they refuse to +take any account. + +The problem can be readily transformed, however, into a matter of brain +physiology. At the very outset (Chap. II) it was proposed to use direct +experience as an indicator of those physiological processes which, +occurring between the realm of outer conditions and the overt behavior +of the organism, are not directly observable at the present time. + +In that field of the brain the processes of which underlie our +experienced field, the context of states and events was said to +be a true picture of direct experience. To the actual order of the +experienced field there corresponds the actual order of nervous +processes, in each case. When one thing appears as a segregated whole +in experience, a corresponding, detached whole exists in nervous +process, and so forth. Mere continuity and consistency of theory +has obliged us to acknowledge then, that, in some part of the same +physiological field those processes must occur which, whether they +be sensory or not, underlie the self, its actual states, properties +and attitudes. As in experience I am surrounded by the things and +events of my environment, so the processes corresponding to my self +will be in the midst of a corresponding environment, consisting of +sensory processes and so forth, in the brain field. If, now, there is +experience not only of things and events, of my states and attitudes, +all occurring indifferently by themselves, but also of _this actual +attitude being the direct outcome of that feature of the environment_, +or of _this state in my surroundings being determined by that actual +attitude of mine_, there seems to be only one way to conceive the +underlying physiological context. Where, in dynamical determination, +the properties of one part of a field depend directly upon the +actual nature of some other particular part, those properties do not +exist indifferently as such; they originate and they are maintained +by the stress of just those particular forces which issue from the +determining part, according to its actual nature. Assuming that the +same is true in the brain field which is true in a physical field, the +properties of the actual physiological self[81] will change and may be +kept changed a while, under the stress of some particular process in +the same field, corresponding to an essential thing or event in the +experienced environment. The changed state of the self does not exist +independently; it is produced and maintained by something definite, +the actual nature of which expresses itself in just this dynamical +influence. If, therefore, this particular dynamical context is taken +to be the physiological fact underlying our experience of direct +determination of attitude, no mystery remains in our description of +common experience. + +To make this point more clear, the situation in one of our concrete +examples could be thus stated. When, on a hot day I enjoy a cool drink, +my enjoyment is felt to refer to, or to be based upon, the properties +of the drink and my thirst, but not to the spider on the wall, nor +to the size of a chair, nor to thousands of other things. In the +brain-field, more particularly in that part of it which corresponds to +the self, there is a special process B, felt as thirst in experience. +Now when I begin to drink, another process A, corresponding to +experienced coolness and taste, develops in the same region of the +brain-field (experienced interior of the mouth) where until now there +was only the process of “thirst.” In terms of the theory of insight and +of direct physiological determination, A begins at once to exert an +influence upon B, the influence depending upon the concrete properties +of A and those of the actually existing state B. The change, which is +produced, is felt as pleasure (and, concomitantly, decreasing thirst). +And this change I assume to be determined by A no less directly than +is the rising temperature of a black surface determined by the rays of +light falling upon it or the “attitude” of a dwindling fire by a fresh +supply of oxygen. From our viewpoint we do not have separate bits in +experience where we have a functional context in the physiological +total field, one part of which reacts directly to the definite and +particular properties of another. _Therefore_, in our example, we +cannot experience enjoyment as something apart, among a pattern of +hundreds of other things. Enjoyment has to be felt as “referring to” +and as referring to something definite, the process of which determines +the process of enjoyment. + +So far, instead of mystery, the most elementary concepts of physics +are introduced into our view of the total physiological field. There +is not the slightest reason why we should not experience determination +_as such_; nor is there any reason why, in concrete cases, we should +not feel just what our actual state or attitude is based upon; in one +word, there is no reason why _insight_ should not be an essential +characteristic of much experience in the total field. Of course, what +has been said about the determination of the self by parts of the +environment, may be applied to the opposite case at once, in which an +actual attitude of ours is felt directly as producing or as maintaining +a change in our surroundings. Here, the influencing and the influenced +have only changed places, both physiologically and in experience. + +Although the layman’s belief is thoroughly justified by such a view, +there is strict contradiction between it and the opinion now prevailing +in scientific psychology. The contrast between machine theory and +dynamical theory becomes clear once more. Neither in the usual scheme +of a reflex, nor in that of a conditioned reflex, nor even in any +attempt to explain association (in the older form of that concept), +will the properties of one particular process determine directly +the nature of another. An influence always remains a matter of some +intermediate “paths of optimal conduction,” the particular properties +of a first process A being something apart, transmission of “nervous +energy” along those paths another separate event, and the effect upon +a later process B, still a third thing, determined by the arrival of +that indifferent “nervous energy.” Therefore, if another path had been +a better conductor, a different realm or process C, instead of B, would +have been changed by the sudden impulse from without; in any case, the +change of B into a B^1 or of C into a C^1 would have been independent +of the concrete properties of A. In terms of such a theory A will +produce B^1 only because there is that one-way street between them. By +some change in nervous connections a thirsty man might be roused into a +fit of anger at the experience of the coolness and the taste of a fresh +drink! + +The objection will perhaps be raised that, excluding certain radical +behaviorists, no one has explicitly presented such an absurd theory of +mental life. I shall not give much weight to this historical question, +because one thing is much more important: Why do we not formulate +the positive theory of direct dynamical determination in the total +field? Why do we not expressly acknowledge insight as one of the +most fundamental and common facts of mental life, and, therefore, as +fundamental theoretically? Why do we discuss as many psychological +problems as we possibly can _as though_ the machine concepts were the +only ones available or, at least, the best ones from the viewpoint +of natural science? I do no more than derive quite frankly the +consequences of such a scientific situation. In doing so, I have +but one aim. We must advance from an implicit and almost unwitting +presupposition of insight and direct dynamical determination, which, +expressed in careless psychological terminology, cannot give rise to +concrete consequences, to a clear realization of the essential point. +This I believe to be the contrast between the indirect and indifferent +connections of processes in machine theory and the directly adequate +determination of one process by another in the dynamical theory of the +brain field. + +In the last pages it was my original intention to talk about insight as +occurring only in an _established_ total field, in which an actually +existing attitude is felt to be the outcome of some definite fact in +the environment, or vice versa. I have not been able, however, to +restrict the discussion to such a settled case, despite my intentions. +And nothing could be more characteristic of our problem than is this +failure, because, in order to produce a somewhat accurate description, +we must necessarily go beyond the actual state of the total field and +take account of a certain new feature intrinsic to some of our concrete +examples. + +In more than one example it was not so much an existing state of the +self which we felt to be determined directly by the properties of a +given fact before us, but a _change_ of the self as growing out of +something particular, just appearing in the field. Sudden fright at +an unexpected event of a certain sort is an instance of this sort of +dynamical determination. Again, when in climbing a mountain we reach a +dangerous place, fear may quickly grow out of the observation of the +lie of the land where we must take the next three steps. After these +steps have been successfully accomplished, a feeling of relief will +develop out of the situation, no less directly. + +Nevertheless there will sometimes be more of a _development_ in such +a dynamical state of the total field. When I described my feeling +in a restaurant, full of smoke and full of talk, “nervousness,” or +uneasiness, was not the only thing I had to report about myself. I +had to add that I felt very eager _to go_. This means that, beside my +experiencing uneasiness as the natural effect directly determined by +the environment, I felt a tendency in my self _to move away from it_. +Again, this tendency was not experienced as something arising, _as +such_, without reference to definite other parts of the total field; +on the contrary it was felt to grow directly out of certain properties +of the situation and my uneasiness. As a layman I would say that I +wanted to go _because of_ my uneasiness in this particular situation, +and as a psychologist I shall admit that the layman’s expression is +absolutely correct, because it corresponds once more to the fact that +there is insight into the direct determination of that tendency toward +a definite sort of activity. + +Our life is full of trivial instances of this kind and, occasionally, +the most important and decisive impulses toward definite forms of +conduct arise directly out of given conditions in the same way. And +generally we experience the _how_ and the _why_ of such experience. + +I am sitting in full sunlight quite contentedly. After a while I +feel too hot; at the same time a tendency to move away from where +I am sitting, arises. A shadowy place near by seems pleasant; the +impulse away from the sunlight becomes at once a tendency toward the +shadow, and as at first the properties of one place made me inclined +to move away from it, the properties of another now arouse an impulse +of approach. In both cases there is insight, since we feel _how_ in +the first case one tendency grows directly out of the nature of one +situation, and in the second _how_ some other part of the field, due to +its properties, quite as naturally determines another impulse. From an +earlier remark the reader will remember that it does not at all matter +for our present problem whether the relevant properties of the seen +shadow are known to us by previous learning or some other way.[82] + +The same description may usually be given of fright. When a sudden +event is felt as producing fright in me, I shall have to add at once, +in a correct description, that with the fright there arose a vehement +impulse to move away from the locus of that event. Again, this tendency +immediately to increase the distance between that place and myself is +experienced as being the direct outcome of the startling occurrence +quite as much as the fright itself is felt as its direct result. We +noticed before how, in Watson’s description of a child’s behavior, the +overt behavior of withdrawing from the uncanny object may be regarded +in the sensory experience of the onlooker, as a visible picture of the +child’s own total field. Does any one believe that the child feels a +fear of the object, on the one hand, and an impulse to move away, on +the other, as independent experiences? Or that the child might just as +well feel a tendency toward embracing or swallowing the object, during +his fear? As Watson has shown in this case, the object has become +“dangerous” through previous learning. This does not prove, however, +that between the danger itself, the fear and the withdrawal, there is +not more than indirect connections. + +As an impulse of withdrawal arises directly out of certain given +situations, so the opposite tendency belongs as naturally to other +situations. I have mentioned above the case of a shadow attracting, +as it were, a person who has had more than enough of the sun. We +all know that similar instances are more frequent in our life than +trees in a wood. The child, observed objectively as reaching for an +animal’s head in Watson’s experiment, feels attracted towards that +interesting object, if we are willing to grant him any experience at +all. From our own total field we are well acquainted with the fact +that such a tendency appears to us as being a natural characteristic +of exactly such a situation and of a great many similar ones. In +Spain, after a particularly brilliant achievement of the toreador, +the admiration of the crowd often drives them so intensely in their +hero’s direction, that, unable to enter the arena themselves, they +hang over the balustrades, reaching toward him as far as possible; the +stress will sometimes be so great that hats, handkerchiefs, and so on, +are thrown down in the direction of the dominating impulse. Did these +people learn gradually by some process of conditioning to connect an +approach-tendency with admiration, as though a tendency toward frowning +or shaking the left leg might have been, if conditioned, equally well +“connected” with admiration? I cannot help thinking sometimes that +whether we are introspectionists, behaviorists or whatever else, the +chief dividing line among contemporary psychologists would separate +those who acknowledge obvious, direct determination as it appears in +common experience from those who can only admit indirect “connections.” + +As a last example I choose a simple, practical event: for some purpose +I wish to break a wooden board. I press against it and, feeling my +effort directed against the felt resistance of the board, I see and +feel the board yielding in the same direction. Is it true that, as Hume +would have us say, this yielding of the board in my experience does +not develop more naturally out of the direction of my effort than +would, for instance, a change of the board’s color or a darkening of +the sun, under the same circumstances? Personally, I feel the board +yielding just in the direction of my effort and not otherwise, almost +as naturally as I feel myself yielding in a definite direction, if a +friend of mine and I measure our strength by pressing hard against each +other’s shoulders, and I lose the battle. However that may be, if once +the board begins to yield to my effort, I immediately feel a tendency +toward going on or, rather, increasing the pressure as a direct outcome +of that change in the board’s resistance. And, indeed, I really do +increase my effort. + +What is the common content of these examples? That there is more +than mere succession in the development of our attitudes as they +refer to actual objects in our field! Things _might_ occur in human +experience in this way: First, I feel uneasy near a hot radiator, +for instance; then, as something apart and as an altogether separate +bit of experience, I feel an impulse away from the radiator, and, +eventually, as a third independent feeling, I find myself moving in +some direction which, _geometrically_, would increase the distance +between that object and me. It is almost impossible to talk about these +three experiences in a manner which would exclude any natural context +between them as radically as, in terms of the viewpoint I wish here to +exhibit, it ought to be excluded. As we read the words, the context of +insight is built up at once, spontaneously. What is meant will become +more apparent if again I say that, from such a viewpoint, any event +whatsoever might follow the first instead of the second, and similarly +with the relation between the second and the third. In experience +the real development is supposed to have no better “connection,” +originally, than any other sequence would have. The first experience +does not _require_ the second, nor the second the third! + +Again we return to machine theory. Normally, one might say, the +development will consist of just those three events, indeed. Feeling +hot, feeling a tendency toward moving and moving in a direction +which, geometrically, coincides with the direction of that tendency. +Why do just that second and that third event follow the first? One +possibility: because there is something like an original reflex, a +well-established path in the nervous system conducting from the place +of the first process to the place of the second, and a number of +similar paths leading from this second place to the centers controlling +the particular movement of our feet in the certain direction. In such +a theory of the sequence, the result would be practical enough from +the viewpoint of an observer, and even the subject himself might feel +satisfied at the _end_ of the series, but that would be all. If, in the +same situation (heat), pinching his left thumb between the fingers of +the right hand occurred, followed by his moving in a certain direction +and, then, by his feeling well, the subject would understand the +sequence quite as much as or, better, quite as little as, when he sees +a natural context in the _real_ development. Mere connections between +parts of the nervous system enforce the sequence, the _properties_ of +A _as such_ do not take part in the determination of B, and those of +B are altogether innocent of C’s succession. Such a production of the +sequence cannot produce in experience more than a series of feelings +indifferent to each other. There cannot be insight. + +Suppose that no reflexes are provided in this case; what theoretical +explanation can we give, then, of the right succession? The second +possibility is learning or habit. Many different things originally +happened in my experience when I felt very hot. Among them, +occasionally, there were impulses toward moving. Again, among these +now and then there was one accidental impulse, the direction of which +was away from the radiator, _geometrically_. (Not for the subject, +however, who might just as well define this direction as northwest, +for instance!) After these few occasions another series of events +followed in a haphazard fashion, all of them equally indifferent to +the foregoing. But sometimes real _motion_ in the stated direction, +and the experience of it, would be the next events and, finally, an +experience of feeling satisfied. However it came to pass in the first +instance, this one sequence, after it has fortunately happened to +occur frequently enough, becomes a well-established chain of events, +in short, a habit. Thereafter it operates as soon as our subject feels +hot enough. But its operation is no more immediate or natural than +all those other possible combinations _as such_ would have been. The +subject feels satisfied at the end of the sequence. But if, after the +feeling of heat, counting from one to twenty-six had brought about this +same feeling of relief, and if this sequence had been well associated, +he would not experience a less natural or satisfying development +than he really does in the case of the habit of withdrawal. No one +development is more natural than any other; without exception all +sequences are _merely_ sequences, and nothing else. It is only by some +fortunate mechanism that those sequences are “stamped in” as a habit, +the end of which is _practical success_. The subject cannot feel in +experience more than an indifferent series of events since, in the +associated series, the properties of heat do not have any influence +upon the “right” tendency as the next event, and the experience of +the “right” movement will be the third event, independently of the +nature of that tendency. Synapses have become less resistant between +the localities of those processes; the connecting fibers have become +more readily conductive. But the connections in the nervous system +have had nothing to do with the properties of the heat or with the +direction of that tendency away from the radiator or with the direction +of the movement itself. The neural factors were merely frequency of +repetition, recency, and success in a purely external sense of the +word, or any other principle independent of the concrete properties of +heat, tendency and movement in their mutual relations with one another. + +And instinct? I know only two ways to give this term a somewhat +concrete meaning as an explanation of real development in experience +and in behavior. Often the concept means the same thing as “a chain +of reflexes,” with or without some adornments in the guise of habit +formation. In this case what has already been said about machine +theory, about habit or conditioning as the building up of a secondary +machine, applies immediately to instinct. Two machine theories of +development, knit together in one application, can lead only to a more +complicated theory of essentially the same type. Instinct is sometimes +regarded as a supranatural process, accomplishing those practically +adequate sequences of behavior which we are not able to explain +otherwise in a sensible manner. In this form the concept is so little +suited to my scientific taste that I should like to be excused from +further discussion of it. + +And then? Surprisingly enough, apart from these explanations of +behavior, we do not seem to recognize other than merely “random” +sequences in psychology. Where neither an inherited nor an +acquired machine determines the sequence of events, our theoretical +formulations, not accustomed to dynamical considerations, will regard +chance as ruling whatever may happen to occur. So much we have already +seen in Chapter IV. But a third possibility of orderly determination +was found there, which we shall now discuss in its application to the +total field. + +After what has been said about the states of the self as depending +upon the properties of its environment, felt uneasiness (felt as +resulting from too much heat on one side of the body) will have a +corresponding process in the underlying brain-field, which will be +determined directly by that other process underlying the experience of +an excess of heat on one side. But the tendency to move away from the +heat is felt as developing in this situation, just as directly as the +uneasiness is. Consequently we must again draw the same physiological +conclusion: if some process underlying a certain sensory experience +directly causes another process underlying dislike and uneasiness in +the self, a tendency toward increasing the distance between the place +of the first and the place of the self must develop just as directly +at the same time. As the tendency is felt to grow out of the nature +of that sensory experience, and of the experience of uneasiness, the +tendency must be physiologically determined by the concrete properties +of the corresponding processes. In dynamics such a tendency toward +increasing the distance between two things or events is called a field +of force. We may say, then, that there is in the brain-field a field +of force tending to increase the distance between the place of the +radiator and the place of the self. If, now, the subject overtly moves +in that direction, what happens in the brain-field? As the distance is +enlarged objectively, exactly the same occurs in the brain-field,--the +process corresponding to the self moving away from the processes of +the radiator and of the heat. The subject will feel himself moving +in precisely the same direction which was felt one moment before as +the direction of a tendency to movement; and, physiologically, the +increase of distance in the brain-field will correspond exactly to the +stress which, as a field of force, was tending in that same direction. +Therefore, physiologically, as well as in experience, what happens will +be no more than the natural consequence, the real development, or the +evolution of something which, in germ, was already implicitly contained +in the tendency. + +So we are led to a more complete application of the theory of direct +dynamical determination. There is no mere sequence of indifferent +events, connected indirectly. Each phase of what happens grows out +of its predecessors, depending upon their concrete nature. And the +subject, whose experiences are an expression of this one developing +context in the brain-field, will experience the development, along +with its “referring to,” “depending upon,” “away from” and so +forth--that is, with _insight_. + +One remark is needed here with regard to the overt movement of the +organism in its relation to a field of force, existing between the +self and some part of its environment, in the brain-field. We know +that during the first months a child is not able to move his hands, +in accordance with the interest which an object has aroused in his +sensory field. This fact may be interpreted in two different ways: +(1) Either there is no natural determination of overt movement by +definite fields of force in the brain. In this case all “connections” +between the two would have to be learned. (2) Or the hand does not +yet move in the direction of actual interest for some other reason, +whereas when that unknown obstacle is removed a little later by organic +development, the general direction of the clumsy movements depends +directly upon actual fields of force in the brain. The astonishingly +early coördination of eye-movements would make me inclined to consider +the second hypothesis no less seriously than the first. However, the +theory of direct determination does not depend upon this choice. Even +if learning should be the only way in which movements of the hand or of +any other parts of the body become connected with the distribution of +forces in the brain-field, the _right_ movement will still be marked +out by more than the final success it achieves. As soon as, partially +or entirely, the direction of an overt movement coincides with the +actually existing nervous field of force, there will be a relaxation +of tension or stress. Therefore, any beginning in the right direction +will be felt as being in the right line. Later on, when coördination of +movement is complete, familiar overt movements will always go in the +right direction; and they will be felt as fitting into the dynamics of +the situation, because, in the brain-field, they produce the release of +previously existing tension. + + * * * * * + +In order to show how the fundamental motors of behavior can bring about +more complicated conduct through direct determination, I shall conclude +with the analysis of an observation made on an ape several years ago. + +Outside the animal’s cage a banana is placed on the ground, beyond +the reach of his arm. In a similar situation some days before the +ape had used a stick as an instrument for the first time. He finds a +stick to-day, too, but it is a rough thing. A branch projects from the +side of the stick, near the ape’s hand. At first this branch does not +operate as an obstacle because, when he reaches for the fruit, the ape +holds his instrument accidentally in such a position that the branch +is parallel to the bars of the cage and does not touch them. Presently +however, in order to change his place with regard to the fruit, the +ape pulls the stick back into the cage. When he reaches for the fruit +again, the branch hits a bar and the stick does not move in the +direction of the fruit. The animal tries to overcome the difficulty +by pushing hard and crudely a few times. Suddenly, however, and just +after pressing forward with all his force, he pulls the stick back in +the cage and bites the branch with the ferocity of anger. It does not +matter for our purposes whether or not this new conduct was successful. +But how did it come about at all? An explanation may be given in terms +of brain-physiology or from the viewpoint of experience. Though I do +not think that the experience of animals is a matter of great intrinsic +interest for us, I shall treat the case in terms of experience, since +it would be more difficult to understand the meaning concretely if +I made the neurological analysis. When the ape is first directed +completely toward the fruit, his reaching for it is determined directly +in the manner we have described. To begin with, the obstacle in his way +directly produces an increased effort in the same direction. But the +ape can scarcely push against the bar of his cage without localizing +the place of the obstacle after a while by touch and, perhaps, by +vision. He does not feel the obstacle in the direction of his main +effort; he feels it in the locality of the branch. When an obstacle +is experienced in our way we become angry by immediate determination, +and our anger is an attitude directed toward or against the obstacle. +Consequently, after the main object, the banana, has determined the +primary direction, the felt obstacle will make the ape’s direction bend +toward the branch, and since the tendency directly determined by anger +is attack or destruction, the ape will begin to destroy the obstacle. + +I do not know whether this is a completely satisfactory description of +the whole process. When he attacks the branch, the ape, though actually +angry, is probably still determined by his _main_ tendency at the same +time. And this would be required. Otherwise the whole development would +become a sequence of events, each occurring in direct determination, +i.e., with insight, but not to be regarded as members of one single +development occurring in one given situation. Here, however, we reach +the field of intelligence proper, which I have excluded from the +program of these chapters. + + +BIBLIOGRAPHY + + W. Benary: Psychol. Forsch. 2. 1922. + + K. Duncker: The Pedag. Sem. 23. 1926. + + Erismann: _Die Eigenart des Geistigen_. 1923. + + K. Jaspers: _Psychopathologie_. 1921. + + K. Koffka: _The Growth of the Mind_. 1924. + + K. Koffka: Psychol. Forsch. 9. 1927. + + W. Köhler: _Mentality of Apes_. 1925. + + W. Köhler: _Die Methoden der Psychologischen Forschung an Affen_. + 1922 (cf. Chap. II). + + W. Köhler: Arch. f. Entw. Mech. 1927. + + K. Lewin: _Vorsatz, Wille und Bedürfnis. 1927_. + + M. Wertheimer: _Schlussprozesse im produktiven Denken_. 1920. + + A. N. Whitehead: _Science and the Modern World_. 1925. + + + + +INDEX + + + Ability, 47 + + Abstraction, 351 + + _Accelerando_, 248 f. + + Actions, 250 + + Activity, 39 f., 222, 259, 370 (James), 380 + + Admiration, 352, 383 + + Adrenin, 41 + + After image, as case of direct experience, 27; + form, 77, 82; + on figure and ground, 220; + of movement, 362; + size of, 76, 82 + + All-or-none law, 58, 62, 132 + + Ameba, 45 + + Anatomical apparatus, 204 n.; + basis, 118; + structure, 130 + + Anger, 41, 261, 355, 357, 363 f., 393 + + Animal psychology, 50, 69, 161, 295, 299 + + Animals, delayed reaction, 277, 306; + insight, 371; + perception of, 162; + transposition of training, 216, 302 + + Anisotropy, of visual field, 215 + + Anthropomorphism, 137 + + Apes, 52, 105, 216 f., 235, 392, 394 + + Approach-tendency, 383 + + Area, and form, 202 + + Area striata, 14, 131 f. + + Aristotle, 114, 150 + + Aristotelians, 136 f. + + Aristotelian astronomy, 108 + + Arrangements, anatomical, preëstablished and acquired, 108, 118, 126, + 130, 133, 134, 140, 146 + + Arrhenius, S., 53 + + “Articulation,” 250 + + Assimilation, 239, 241 + + Association, chapter on, 267-300; + in empiristic theory, 237, 241, 265, 337, 339, 342, 344; + laws of, 333; + as organization, 311, 313, 315, 319, 329, 335, versus task, 341 + + Associations, and nerve conduction, 116 f.; + as machine theory, 121, 377 + + Astronomical movements, and machine theory, 137 + + Atom, as example of dynamical system, 112, 138, 280; + as sub whole, 157 + + Atomism, sensory, 148, 351, 369 + + Attention, 169, 324 + + Attitude, analytical, 106; + conflict of, 335 f.; + dynamical, 263; + influence on sensory experience, 123 f., 124 n., 126, 323; + emotional, 324, 363; + introspective, 106; + and organization of the field, 324 ff., 351 ff.; + towards past, 333 ff.; + psychological aspect of, 184, 374; + and reproduction, 333 ff., 341 f.; + of observer, 79, 92, 96; + as “special vector,” 211 + + Automatic associations, 332 + + Autonomic, part of nervous system, 19 + + Autochthonous reactions, 52 + + Aversion, 360 + + + “Background” (_see_ Ground), 219 + + Bacteriology, 364 + + Balance, of force, 139 + + Banana, 392 f. + + Beats, 189 + + Becher, E., 346 + + Behavior, chapter on, 224-268; + behaviorist’s definition, 17; + emotional, 40, 44, 45; + intelligent, 48, 53; + language as form of, 68; + “motors” of, 392; + qualitative types of, 39 f.; + orderly, 107; + physiological foundations of, 66, 102, 106, 115, 373; + and physics, 37 f.; + as reaction to stimuli, 180, 350; + and reflexes, 57; + restricted, 51 + + Behaviorism, chapter on, 3-34, 37, 38, 41, 51, 53, 55 ff., 67 ff., 87, + 97, 98, 101, 104, 114, 178, 260, 267 f., 296 f. + + Behaviorist, 373, 378, 383 + + “Belonging Together,” 149, 177, 181 ff., 225 + + Benary, W., 394 + + Bentley, M., 102, 300 + + Benussi, V., 130 n., 190 + + “Between,” 64 f. + + Beyrl, 105 n. + + Binet and Simon, 16, 47 + + Biological theory, changes in, 110 + + Birds, 158 ff., 162, 306 + + Blindness, mental, 169 + + Blood, circulation of, 109, 131 + + Body, my, 23, 228 ff., 236, 239, 320; + ambiguity of concept, 229 + + Bodily events, 236 f., 240, 260 + + Boring and Teak, 47 n. + + Brain field, 226, 375, 379, 389 f. + + Brain physiology, 115, 118, 132, 250, 319, 373, 393 + + Brightness, constancy of, 78, 80 ff., 91 f., 104 f., 122, 127; + versus color, 144; + as quality of several senses, 241; + absolute versus relative, 304 + + Brown, J. F., 84 + + Bühler, K., 204 f., 317 n. + + Buytendijk und Plessner, 268 + + + Camouflage, 172, 211 + + Cartesius, _see_ Descartes + + Cassiopeia, 154, 164 + + Cats, 304, 306 ff. + + Cavendish, 42 + + Cells, 132 + + Central fields, 132 + + Central terminal nuclei, 344 + + Cerebral area, 345 f. + + Character, knowledge of, 234 + + Chemical properties, of the blood, 131 + + Chemistry, 138, 280 + + Chemical reaction, 189 f. + + Chick, 69, 105, 216, 302, 303, 304 + + Child, behavior of, 323, 382, 391 + + Children, constancy of size for, 105 + + Chimpanzee, 238 + + Circle, constancy of form, 76, 80 + + Clang, analysis, 124 + + Climatological condition, 364 + + Clouds, relative motion of moon, 320; + “ominous,” 363 + + Coefficient of correlation, 353 + + Coherence, 149, 173, 219 + + Color, constancy of, 220; + localization, 103; + and reproduction, 213 + + Colors, in distribution, 190, 202; + and underlying processes, 62 f., 143, 189, 215 + + Communication, genesis of, 258 + + Comparison, 10, 68 + + Complication, 307 + + Concept, behavioristic, 56; + mechanical in biology, 114; + of physical things, 28, 230 + + Concepts, formation of, 304 + + “Confusion,” 27, 242 + + “Connections,” in machine theory, 383, 385, 391 + + “Consciousness,” 32, 40, 162, 240, 262, 269; + its relation to direct experience, 8 n. + + Constant conditions, of events, 111 + + Conditions, total set of, 126 + + Conditioned reflex, 55, 57, 69, 99, 298 f., 365, 373, 383 + + Conduct, 393 + + Conducting paths, 116, 345 f. + + Conduction, of electrolytes, 53 f.; + nervous, 115 f., 122, 132, 387 + + Conductivity, and learning, 290 + + Conductors, isolated, 98, 122, 377 + + Constancy, _see_ Color, form, size + + Constant properties, 112 + + Constellation, of stimuli in a larger area, 126, 161, 202; + geometrical versus functional reality, 197, 200 + + Constellations, of sky, 171 + + Contiguity, laws of, 280 + + Contours, 114, 144, 170, 202 + + Contrast, 106, 125, 127 + + Coolness, 241 + + Cornelius, H., 193 f. + + Cortical termini, 115 + + _Crescendo_, 246, 248 f., 256, 262, 264 + + Cross, ambiguous figure, 198, 219 + + Crystal, spheres, 109 + + Current, potential and densities of, 148; + of nervous energy, 290 f. + + Curves, 40 f. + + + Descartes, 110, 239 + + Delayed reaction, _see_ Animals and Reaction + + Depression, 253, 356 + + Descriptive Observation, _see_ Observation + + Determination, dynamical versus topographical, 113, 134; + point to point in stimulation, 125 + + Development, real, 385 ff. + + _Diminuendo_, 248 + + Dipper, 154 + + Direct dynamical determination, 364 ff., 370 f., 374, 378, 380, 383, + 390 ff. + + Direction, of change in physical system, 139; + in experience, 250, 264, 271 f., 323 + + Discrimination, sensory, 297 + + Distribution, of forces or processes, 108, 113, 121 f., 127, 135-144, + 148, 182, 187, 190, 193 f., 204, 217 f., 226, 280; + of processes, 117 + + Dog, 323 + + Dominating impulse, 383 + + Dreaming, 275 + + Drives, 325 + + Drop, of water, 134 ff. + + Dualists, 59, 261 + + Duncker, K., 394 + + “Dust cloud,” 70, 133 + + Dynamical, _see_ also Interaction + + Dynamics, and order, 109 f., 111 ff., 117 ff., 127 ff., 133, 138 ff., + 140 ff., 152, 182 f., 192, 216, 220 ff., 226 ff., 271, 327 + + Dynamical explanation, of reproduction, 347 + + Dynamical interrelation, in total psychophysical field, 319 ff., 336, + 349 ff., 361, 364, 370, 375, 380 + + Dynamical structure, in inner and overt behavior, 222, 248, 250 + + Dynamical unit, in experience and underlying physiological processes, + 66 + + Dynamo-geometrical relations, of sensory processes, 226, 228 f., 233 + + + Ebbinghaus, H., 283 f. + + Effort, 358, 384 + + Effector organ, 98, 120, 179 + + von Ehrenfels, 187 ff., 214, 220, 255, 259, 264 + + Election, 111 + + Electric charge, 112 f., 280 + + Electric current, 27, 41, 120, 138, 140, 148 + + Electrolysis, 53 f., 185, 218 + + Electromagnetic, entities, 7 + + Electromotive phenomena, 218 + + Electrostatic forces, 111, 280 + + Elevation, feeling of, 253 + + Ellipse, 76, 80, 160 + + Embarrassment, 263, 265 + + Emotion, 193, 264 + + Empiricism, 118, 123, 153, 220, 232, 299, 313 + + Endocrinology, 19, 57 + + Energy, distribution of, 132 + + Enjoyment, 354, 360, 375 f. + + Entropy, 28 + + Environment, 54, 57, 95, 134, 152, 173, 209, 219, 315 f., 320, 323, + 327, 356, 377, 389 + + Envy, 238 + + Epistemology, 31 ff. + + Equilibrium, 135, 140 n., 218 + + Erismann, 394 + + Euphoria, 253 + + Exact sciences, 13, 18 + + Experience, 24, 62 ff., 74, 85, 104, 164, 166, 177, 225, 251, 270, + 272, 299, 351, 355; + blind, 364; + common, 375, 383; + depending upon, 359, 361, 370, 373; + direct, 8-39, 55, 58 ff., 67 ff., 84, 106 f., 129, 190, 203, 217, + 235 f., 240, 269, 363, 373; + external, 321 ff.; + inner, 249, 253, 258, 260 ff., 265, 322; + and instinct, 388, 385; + kinesthetic, 167 ff., 212; + localization of non-visual, 233; + localization of, 103; + and insight, 372, 377, 385; + and meaning, 72, 81, 360; + naïve, 6, 86; + objective, 15, 21 ff., 60, 66 f., 71, 74, 83 ff., 105, 224, 243, + 255, 259 ff., 319, 322, 326, 329; + actual and physiological processes, 67, 102, 115, 373 f.; + previous, 151, 153 f., 156, 205 f., 208 ff., 213 f., 220, 237, 285, + 337, 354, 356, 365, 386; + punctiform, 191; + sensory, 73 ff., 85, 90 ff., 118 ff., 145 ff., 167, 176, 178, 215, + 222 ff., 241 ff., 255, 266 f., 275, 288, 294, 327 ff., 351, + 360, 382, 389; + subjective, 35, 40, 66 f., 235, 238, 241 ff., 264; + error, 176, 181, 195 + + Experiences, acoustic, 242, 246, 248; + accurate of physicist, 41; + genuine, 87, 95; + “irregular,” 91; + unusual versus naïve, 86 f.; + visual, 169, 205, 226 ff., 241, 246, 248, 252 + + Experiential, object, 36 + + Expression, _see_ facial + + Extended areas, 147, 170, 188 f., 193, 297 + + Extension, 215 + + Eye movements, 75, 96 + + Eyes, 254 f. + + + Facial expression, 238 + + Fatigue, 319 + + Fear, fright, 21, 109, 249, 263, 266, 355 f., 379, 381 f. + + Fechner, G. T., 16, 46 + + Feeling, of relief, 253, 356, 379, 387 + + Field of force, 390 f. + + Figure, and ground, 219 f., 274; + gamma movement, 128 + + Figures, and memory, 310; + and reproduction, 314 + + Fixation point, 76, 324, 363 + + Fogelsonger, 316 + + Force, lines of, 324 + + Forces, 111 f., 121, 133 ff., 143 ff., 158 + + Form, constancy of, 80 ff., 123; + and experience, 207 f., 211 f., 275; + and meaning, 209; + property of whole, 219; + “real” as explanation of constancy of form, 81; + reality of, 195 ff., 205, 213 f., 273 f.; + as secondary quality, 6; + in time, 204, 214 f.; + -qualities, of circle, triangle, etc., 191 + + Forms, localization, 103 + + Frank, H., 221 + + von Frey, 128 + + Frings, 317 f. + + Function, nervous and machine theory, 130 f.; + order of, 114, 118, 121 + + Functions, one way, 113, 116 + + Functionally homogeneous, 145 + + Functional, incompleteness in experience, 270; + interrelation, 171, 183, 204; + reality, of segregated wholes, 195, 197; + relations, of direct experience, 8 f.; + relationship, between experiential and physical object, 36; + scheme, of traditional nerve psychology, 344; + wholes, _see_ Wholes + + Fundierte Inhalte, 191 + + + Galileo, 32, 43, 109 + + Galvanometer, 29 ff. + + Ganglionic fields, 143; + tissue, dynamical intercourse in, 132 + + Gatti, A., 320 + + Gelb and Goldstein, 169 + + Gelb and Granit, 220 + + Gestalt, meaning of, 191 f.; + analysis, 183; + primitive behavior, 216; + problem, 187; + psychology, 66, 97 n., 102, 130, 135, 148, 150 f., 168, 174, 182 + ff., 219, 223, 258, 273, 287, 304, 311, 324, 350; + -qualitäten, 191, 192, 216; + theory, 140 n., 192, 202, 216, 223, 296, 297, 322 + + Gestalten, perception of, 174 + + Goethe, 192 + + Gottschaldt, 206 f. + + Graz, school of, 190, 216 + + “Ground,” 202, 219 ff., 274 + + Group and grouping, 155, 158, 177, 183, 251, 259, 274 f., 277, 285, + 289, 292, 294, 303 ff., 317, 321, 323, 327, 329, 351 + + + Habit, 117, 273, 278 f., 301, 303, 315, 338, 342, 349, 366, 386 f.; + formation of, 16, 116, 296 f., 298, 388 + + Hand, as visual object, 227 + + Handwritings, 365 + + Harvey, discovery, 109 + + Hearing, distance in, 128 + + von Helmholtz, H., 77, 125, 241 + + Hemispheres, 141 + + Hering, E., 61, 63 + + Hertz, M., 158, 216, 306 + + von Hornbostel, E., 242 n. + + Hume, 359, 367 ff., 377, 383 + + Hunger, inner experience, 7, 325 f. + + Hunter, W. S., 159, 277 + + Huyghens, 32 + + + “I,” 228, 230, 234 + + Idea, and action, 250, 366; + free, 237 + + Illusion, and memory, 72, 81 + + Illusions, optical, 78 f., 94 ff., 125 + + Image, 260, 270 f., 275 + + Images, _see also_ Retinal + + Impulse, of withdrawal, 382 + + Indifferent network, of relations, 369 f. + + Inertia, 134, 139 + + Inference, by analogy, 238, 241 + + Inhibition, in reproduction, 316 ff., 335, 341 + + Innervation, 18, 19, 258 + + Insight, 371 f., 376 ff., 391, 394 + + Instinct, 325, 388, 391 + + Intelligence, 16, 46 f., 49 f., 371, 394 + + Intensity, 165, 215 + + Interaction, dynamical, 135, 137, 140, 143 f., 281 + + Interest, 324 + + Interval, dead, 204 + + Introspection, 9 ff., 18 f., 25, 31, 55, 60, 69, 70-102 (chapter on), + 103 ff., 114, 123, 133, 183, 350, 383 + + Ions, 54, 218 + + I Q, 47 + + Irradiation, of excitations, 98, 121 f. + + Isolation, in sensory field, 95 + + Isolating conductors, as explanation of order, 131 f., 145 + + + Jaspers, K., 394 + + James, W., 70, 101, 270, 369 f. + + James-Lange, theory of Emotions, 245 + + Janet, P., 253 + + Joy, 12 + + + Katz, D., 102 + + Kester, P., 128 + + Kinesthesis, 166 f., 233 + + Klages, L., 243 + + Koffka, K., 129, 300, 310, 394 + + Köhler, W., 69, 102, 147, 186, 194 n., 223, 394 + + Knowledge of other man’s mind, 257; + previous, 152, 155 + + von Kries, J., 343 + + Krueger, F., 193 n. + + Kühn, 285 n. + + + Language, as special type of behavior, 18, 67 ff.; + primitive, 242 + + Lashley, K. S., 216 + + Laughing, 265 + + Layman, 349 f., 367 f., 372, 377, 380 + + Leading-tone, 222 + + Learning, in empiristic theory, 80 f., 104, 117 f., 366, 373, 386; + and meaning, 151, 365, 381 f., 391; + theory of 116, 193, 282-303, 316 ff., 329, 340 + + Lesion, of the brain, 169 + + Level, 272 + + Lewin, K., 330, 332 f., 338 ff., 348 + + Lewin and Karsten, 360 n. + + Liebmann, S., 144 + + Light-waves, not organized, 174 f., 181, 257 + + Local arrangements, 132, 140; + processes, 115, 119, 121 f., 127, 129, 140, 146, 149, 182, 231; + sensory elements, 82, 96, 99, 118 f., 122, 125, 126, 147 f., 187, + 189, 190, 193, 255; + stimulation, 95 ff., 99, 106, 118 f., 122, 124, 126, 176, 178, 187 + f., 203, 276 + + Localization, external, 228; + geometrical in brain and nervous system, 225, 346; + in group, 306; + of hidden object, 309; + in space, 84, 93, 104, 215 + + + Mach, E., 140, 187, 214 + + Machine-arrangements, and the organism, 117, 122, 131 + + Machine, explained, 108 ff., 133 f.; + theory, or conception, 110 f., 122, 126 ff., 141, 145 f., 149, 190, + 194, 298 f., 344, 347, 377 ff., 385, 388 + + Magnet, deflection of, 41 + + Magnetism, 48 + + Map, as ambiguous figure, 196 + + McCarthy, 343 n. + + Meaning of objects, 151 f., 173, 208, 265, 300 + + Meaning, as opposed to pure sensations, 72 f., 81 ff., 90 ff., 95 + ff., 105, 129; + theory, 90 ff., 97, 103 ff., 123, 125, 149 f., 153 ff., 205, 213, + 237, 299, 351 + + Meaningful material versus nonsense, 284, 286 ff. + + Measurement, in psychology, 40, 49 + + Memory, and association, 278 f., 295; + in empiristic theory, 153 f.; + and organization, 315, 329, 332; + physiological theories, 273; + image, 7 + + von Meinong, A., 190 + + Melody, 204 f., 215, 275, 290, 360 + + Mental life, 9 f., 58, 214, 238, 240 f., 246, 336, 349, 378 + + Method, of behaviorism, 17; + in psychology, 38 ff., 43 f., 52; + of natural science, 20 + + Michotte, A., 320 + + Mind, and body, 231, 261; + relation to direct experience, 10 + + Molecules, 53, 112, 119, 138, 156, 158, 189, 272 + + Molecular forces, 143 + + Monkey, 308 f. + + Moon, 320 f. + + Morgenstern, C., 242 + + Morphogenesis, 130 + + Mosaic theory, 204, 280 f. + + Motor melodies, 275; + phenomena, 96 + + Movement, seen, 84, 129, 192, 204, 249; + as secondary quality, 6; + of water, 134 f.; + co-ordination of, 392; + tendency to, 167, 390; + of extension, 128; + eye, 167 f., 179, 212 + + Movements, stroboscopic, 79, 128, 130; + overt bodily, 115, 166 f., 261, 392; + celestial, 114 + + Müller, G. E., 61 n. ff., 285 + + Müller-Lyer figure, 94, 96 + + Musical form, as temporal form, 204, 215 + + Music, understanding of, 257 + + Muscles, 245 + + + Nagel, 283, 315 + + Nativism, 118, 123, 232 + + Natural sciences, 42, 279, 350, 378 + + Neighborhood, factor of, 281, 289 f. + + Nervous activity, and all-or-none law, 58, 62; + mechanistic theory of, 98, 100, 102, 114, 116, 121, 126, 130, 257, + 349, 377 f.; + new theory of, 123, 292; + field of force, 392; + processes, and experienced field, 374 + + “Nervousness,” 356, 380 + + Nervous system, 26, 49, 56 f., 97, 99, 116, 120, 125, 132, 141 f., + 174 f., 184, 257, 266, 269, 278, 280, 312, 315, 322, 344, 346 + f., 350, 385 ff. + + Network, nervous, 142 ff.; + of wires, 140 + + Newton, 32 + + Nietzsche, 234 + + Noise, comparison of intensity, 271 + + Nonsense syllables, 281 ff., 295, 315 ff., 332, 334, 338 ff. + + + Object-characters, 20, 25, 27, 71 f. + + Object, of naïve experience, 6 + + Objects, physical, their influence on each other, 7 + + Observation, in laboratory and analytical, 40 f., 86, 94 + + Obstacles, 370, 393 + + Occipital lobes, 141 + + Oetjen, F., 215 n. + + Oersted, 41 + + Ogden, R. M., 300 + + One-way street, 118, 378 + + Ontogenesis, gestalt in, 130, 194, 216 + + Optical center, lesions in, 169 + + Optic sector, 116, 346 f. + + Order, dynamical, 131, 137, 140, 145, 149, 194; + enforced, 98, 122, 130, 133, 145, 337; + experienced, and physiological processes, 64 ff., 163, 203, 230, + 248, 258, 326, 373 f., 376, 389; + in psychophysical relations, 115, 170 ff., 256; + logical, as opposed to experienced, 63; + spatial, 65, 225; + temporal, 65, 163 + + Organism, action of, 391; + not an isolated system, 140; + mechanistic theory of, 110, 119; + as quasi-machine, 381 n.; + as part of total saturation, 325 f.; + as dynamic system, 180 + + Organisms, and physical systems, 44 f., 56 + + Organization, 54, 122, 126 f., 149, 152, 158 n., 163 ff., 174 ff., + 191, 202 f., 208 ff., 217, 250, 256 ff., 267, 273 ff., 278, 283 + ff., 289 ff., 300, 307 ff., 313 ff., 323, 326 ff., 340, 367, + 370; + Bipolar, 323 ff. + + Organized trace, 293, 314, 329 + + + Parts, and wholes, 183, 209, 366 + + Path, of optimal conduction, 377 + + Perception, 9, 72, 195 + + Peripheral vision, 12, 27, 242 + + Peripheral conditions, of vision, 141 + + Persistency, 337 + + Physics, and order by dynamical interaction, 137 f., 324; + and direct experience, 29 ff., 35 ff., 178, 267; + and psychology, 29 ff., 41, 44, 48, 57, 146, 280, 376 + + Physical system, brain as, 227 f., 319; + classification of, 56, 112, 133 f.; + reality, 24 ff., 230, 239 f. + + Physiological locus, confusion with sensory localization, 104 + + Physiological principles, common to Introspectionism and Behaviorism, + 114 + + Physiological processes, as correlate of spatial order, 225, 227 + + Physiological processes, inferred from direct experience, 60 ff. + + Physiological process, and stimulus distribution, 197 + + Physiological stress, as correlate of attitude, 184, 326 f. + + Physiological trace, 272 f., 291, 347 + + Phylogenesis, 130 ff. + + Pianist, example, 237, 257 f. + + Pleasure, 260, 376 + + Poppelreuter, W., 348 + + Position, 215, 217 + + Potential, 325 + + Practice, 94 + + Pressure, 134, 330 + + Primary qualities, 7 + + Principle of congruence, in the systematic properties of direct + experience and its concomitant physiological processes, 61 + + Process, distribution of, 114, 127, 132, 134, 139, 182, 190, 225 f., + 273, 292, 311 f.; + underlying experience, 62, 269, 291, 321, 325; + properties of, 142; + of observing and material observed, 31 + + Processes, “Higher,” 216; + total, 107, 141 ff.; + sensory, 86, 119, 133, 162, 278, 280 f., 298 f., 350, 374 + + Properties, of more extended fields, 188; + surface--of physical objects, 172; + of situation determining behavior, 350, 370 + + “Psycho-physical axioms,” 61 + + Psycho-physical field, 215, 232, 266 + + Purpose, 370 + + Puzzle-picture, 171, 201 + + + Qualitative, observation, 36, 41 ff., 44, 50, 52 f. + + Qualitative, types of behavior, 39 f. + + Quality, 215 + + Quantitative measurement, 36, 38 f., 42 f., 46, 48, 50 f., 53 + + Quantum theory, 132 + + + Rays, 175 + + Reaction, delayed, 159, 276, 304 f., 306, 308, 309; + to results of organization, 180 + + Relative reactions, 304 + + Recall, 301, 331 ff. + + Receptor organs, 98, 345 + + Recognition, 267, 274, 301 + + Reflex action, 55 ff., 98, 298, 377, 381, 385 ff. + + _Reforzando_, 249 + + Regularity, change towards, 310 + + Regular, as a form quality, 191 + + Relations, logical between local stimuli, 203, 358, 369; + spatial, 227, 320, 321 + + Relative distance, 157, 165 + + Relations, constancy of, and constancy hypothesis, 97 n. + + Relation, in successive comparison, 271 + + Relative properties, determining organization, 121, 127, 138, 147, + 182, 202, 257, 280 f., 294, 311 + + Relief, 387 + + Repetition, 334 + + Reproduction, 81 f., 116 f., 121, 193, 212 ff., 273 ff., 282 f., 291 + ff., 300, 301-348 (chapter on), 349, 366 + + Repulsion, 120 + + “Restless,” 264 + + Retention, 301 + + Retinal pattern, and phenomenal pattern, 142 ff. + + Retinal points, central projection of, 141 + + Retina, chemical reactions on Retina as conditions of organized + vision, 141 + + Retinal, position and localization, 84; + image, perspective of, 76; + geometry of R. stimulation, 115, 124 f., 133, 166, 177, 194 ff., + 200 f., 257 + + Richter, C. P., 39, 43 + + _Ritardando_, 248, 256 + + Rhythm, 204 f., 319 + + Röntgen, 42 + + + _Sachlicher Zusammenhang_, 354 + + Sander, W., 223 + + Scientific criticism, 5 + + Scientific effort, least, 130 + + Scientific method, 12, 30, 53, 267 + + Scholz, W., 128 + + Schumann, F., 79 n. + + Searching, 357 + + “Secondary Qualities,” 6 + + Segregation, 149 ff., 151, 154, 156, 158, 163 f., 167 f., 172 ff., + 182, 187, 191 ff., 202 f., 212, 220, 225, 231, 239, 251, 263, + 267, 274, 327, 369, 371, 374 + + Self, 319 ff., 336, 351 f., 361, 374, 377, 379, 389 f. + + Selz, O., 300 + + Sensory discrimination, 296 + + Sensory dynamics, 170 f.; + field, 119, 135, 140 n., 151 f., 158, 167, 173, 177, 184, 187, 191, + 193 f., 212 ff., 281, 327, 350 f., 391 + + Sense organs, 177, 347 + + Sensory organization, 163, 165 f., 170 ff., 185, 187, 215 f. + + Sensation, 71 ff., 82, 84 f., 86, 88, 91, 93, 98, 103, 129, 153, 158, + 163, 187, 190 f., 214, 351 + + Sexual behavior, 325 f. + + Shadow, 80, 91 + + Shepard, J. F., 316 + + Size, constancy of, 74, 81 ff., 86, 93, 105 f., 133 + + Soap bubble, 56, 119 + + Social forces, as causes of grouping, 328 + + Social contagion, 266 + + Social psychology, 234, 328 + + Solar system, 138 + + Sorrow, 12 + + Soul, 10, 110 + + Sound, localization of, 103, 224, 232; + waves, not dynamically organized, 256 ff. + + Space, physical, 115; + sensory, 232, 262 ff. + + Speed, seen and retinal, 93 + + Spheres, crystal, 109 + + Spider, 354, 375 + + Stability of distribution, 139, 148 + + Standardization, 52 + + Stars, constellations of, 154 + + “States beyond,” physiological, 271 + + Stern, W., 215 n. + + Stimuli, as indifferent mosaic, 257; + constellation of, 106, 125, 180, 203, 215, 258 f., 264, 275, 311 f. + + Stimulus, and response, 120, 166, 179, 217; + error, 176 + + Stimulation, under the Constancy Hypothesis, 93, 127, 133, 298 + + Straight line, machine theory for perception of, 204 n. + + Stress, 140, 326, 338, 357, 370, 375 + + Striving, 193 + + Structure, of two grays, 217; + supralocal, 203, 218 + + Sub-wholes, 157, 183, 201, 205, 282 f., 313, 318 f. + + Subjective phenomena, 21 f., 24 f., 265 + + Subjectivity, genetic, 24 f. + + Successive comparison, 271, 273, 304 + + Surface tension, 48, 158 + + Synopses, 387 + + + Task, 330 ff., 339 + + Tendency, 330, 370, 380 f., 384, 389, 390 + + Temporal organization, 164, 258 + + Tension, 250 f., 364 + + Ternus, J., 130 n. + + Thing, one, 129, 155 + + “Things,” 21 ff., 84, 219 f., 224, 230 + + Thinking, 19, 83, 193, 244 + + Time, experience, similar to space experience, 163, 289; + physiological correlate of experienced time, 65 + + Tinklepaugh, O. L., 277 n., 308 + + Togetherness, 361 + + Tonal fusion, 124, 127 + + Topographical, conditions and arrangements, 112 ff., 133 f., 138, + 140, 146, 347 + + Total field, 320, 324, 327, 329, 332, 336, 343, 350, 352 f., 358, + 361, 367, 371 f., 376, 378 ff., 389 + + Touch, 128, 162, 220, 231, 242, 354 + + Traces, 278, 291 ff., 302, 304, 307, 309 ff., 315 + + Training, 207, 303 + + Transposition, 214, 216 ff., 303 + + Trial and error, 177 + + + Understanding, of others, 238, 240, 245, 259 ff. + + Unknown something, 152 f. + + “Units,” retinal, 177; + _see_ segregation + + Unrest, 110 + + Usnadze, 242 n. + + + Van der Veldt, 275 + + Verbal report, 69 + + Vector, 134, 211 + + Visual space, 225 f., 232 + + Visual, form, 197 ff., 202, 208, 212 f., 328 + + Visual depth, 174, 194 + + Vision, form in V. and touch, 162; + in birds and humans, 159; + localization in, 103, 128; + order in, 114 f. + + Visual processes, connection with other sensory processes, 116 + + Visual units, corresponding to physical objects, 172, 177 + + Visual organization, _see_ organization + + Visual segregation, _see_ segregation + + Visceral organs, 19, 245 + + Visual field, 84, 104, 115, 129, 140, 142, 144, 146, 149, 167, 196, + 201, 203, 212, 220, 244, 274, 320, 324 + + Vitalism, 114, 118, 146 + + + Watson, J. B., 52, 252, 267, 323, 382 + + Weber’s law, 16 + + Weiss, A. T., 34 + + Werner, H., 310 n. + + Wertheimer, M., 129, 130 n., 147, 150 n., 157, 163, 186, 215 n., 223, + 394 + + Whitehead, A. W., 394 + + Witasek, S., 190 + + Whole, functional, 106 f., 119, 141, 148, 157, 182, 263, 269, 270, + 292, 295, 311, 336, 343; + and form, 200 f., 205, 208 f., 209; + and memory, 300, 303; + organized, 288, 294, 300, 311, 337 + + Wholes, empiristic explanation of, 158 n.; + extended, 126, 156, 169; + motor, 170; + specific properties of, 221 f., 242, 253, 256, 259; + segregated, _see_ Segregation; + preferred, 158, 209; + primitive, 161 f., 216 f.; + _see also_ Sub-wholes + + Warmth, as general quality, 241 + + Words, applying to subjective and objective experiences equally, 243 + + World, of direct experience, 5, 7, 23, 25, 86; + physical, 6, 8, 10, 20, 22 f., 25 f., 33, 35, 36, 41, 60, 115, 132 + f. + + Wolf, F., 310 + + Wundt, W., 79 n. + + + Yarbrough, J. N., 304, 307, 309 + + Yerkes, R. M., 278 + + + Zeigarnik, B., 330, 332 + + + + + +FOOTNOTES + + +[1] It seems more cautious to talk about direct experience than about +“consciousness.” For some people consciousness is rather a function +by or in which we become aware of “immediate experience.” In my +terminology, if some one has a “feeling of becoming aware,” this is +only _one special case_ of direct experience. + +[2] The opposition between introspectionism and behaviorism discussed +in this chapter is the opposition between those who use and those +who reject the observation of direct experience. In Chapter III +introspectionism as a special interpretation of the use of direct +experience will be discussed. + +[3] By the way, the same warning applies to the relation between my +organism as a physical system and “my body” as I have it in direct +experience. Obviously “my body” is the outcome of certain special +processes in my physical organism--started in the eyes, muscles, skin, +etc.--exactly as the chair before me is the final product of other +special processes in the same physical organism. And if the chair is +seen “before me,” the “me” of this phrase means my experienced body, +of course, not my organism as an object of the physical world. Even +accredited psychologists do not always seem to be clear about this +point. Later on we shall come back to it. + +[4] Cf. C. P. Richter, _Animal Behavior and Internal Drives. The +Quarterly Review of Biology_, II, p. 307, 1927. + +[5] If it can be demonstrated more generally that the tests measure +“speed” primarily--as Boring and Teak have found in their subjects--the +value of the method would be more restricted than I have here supposed. + +[6] Cf. G. E. Müller, _Zeitschrift für Psychologie, 14_, p. 189. + +[7] _Loc. cit._ + +[8] Cf. Chapter VI. + +[9] The German word for “eagle.” + +[10] This argument has been used by Wundt and Schumann. + +[11] _Archiv f. d. ges. Psychol., 36_, 1917. + +[12] Cf. J. F. Brown, _Psycholog. Forschung, 10_, 1927. + +[13] Cf. v. Kries, _Allg. Sinnesphysiologie_. + +[14] This is the famous constancy hypothesis. Some introspectionists +have said that _gestalt_ psychology, as any science must, has also to +acknowledge certain constant relations between given conditions and +subsequent effects. Quite! We do not argue against constant relations +existing between conditions and results in general, but only against a +constant relation between _local_ stimulation and _local_ experience. +For brevity’s sake we call that “the” constancy hypothesis. + +[15] _Optische Untersuchungen am Schimpansen und am Haushuhn. Abhandl. +d. Preuss. Akad. d. Wiss._, 1915. + +[16] _Op. cit._ and Frank, _Psychol. Forsch., 7_, 1926; _10_, 1927. +Beyrl, _Zeitschr. f. Psychol., 100_, 1926. + +[17] Among the first we may count those anatomical arrangements which, +though not ready in embryonic life and at the time of birth, will +develop to their final form by maturation. + +[18] If I say that “attitude” will sometimes have an influence upon +sensory experience, this statement does not mean, that “mental power” +can change the sensory field arbitrarily. First of all, strictly +speaking, it is not the attitude, as an experience, which changes the +sensory facts; the physiological process underlying it changes the +sensory process. Also, such a change is not produced arbitrarily; +it necessarily follows definite antecedents. Furthermore, natural +objective experience does not yield to all slight changes of attitude. +Apart from introspection our attitude will not tend radically to alter +sensory experience. Some very important exceptions will be considered +later on. + +[19] _Zeitschrift für Psychologie, 61_, 1912. + +[20] Benussi has contributed to our knowledge of these problems by +excellent experimental work. His investigation of similar facts in the +field of touch has been mentioned above. Recently certain extremely +important properties of stroboscopic movement have been investigated by +Wertheimer and Ternus (_Psycholog. Forschung, 7_, 1926). + +[21] I am neglecting here the influence of inert velocities which may +be neglected indeed in all discussion of the nervous system. + +[22] The reader is asked not to judge the physical side of _gestalt_ +theory on the basis only of this short report. The concept of +equilibrium is less fundamental in biology than is that of dynamics. +But the _direction_ of dynamics cannot be defined without it. +Furthermore, we are not allowed to treat the sensory field (or even the +organism) as though it were an isolated system. Therefore the laws of +dynamics do not apply here in their simplest form. + +[23] _Psycholog. Forschung, 9_, 1927. + +[24] It is well known in photometry that without differences of +brightness figures lose their definite form by diffusion into the +ground. + +[25] If the surrounding field is not homogeneous the symmetry of the +circle will be distorted as in the well-known illusion in which two +lateral vertical lines make the circle oblate without, of course, +changing the retinal image. A number of other illusions illustrate the +same principle. + +[26] _Psycholog. Forschung, 4_, 1923. + +[27] One form of empiristic explanation would say that we have learnt +to regard as wholes whatever always moves together. Wertheimer has +pointed out that, here, we have rather to do with one more principle +of sensory segregation and organization: when some parts of the field +begin to move at the same time and in a somewhat uniform way, they will +become one moving whole at once and _ipso facto_. + +[28] _Zeitschrift für vergleichende Physiologie, 7_, 1928. + +[29] _Zeitschrift für die gesamte Neurologie und Psychiatrie, 41_, 1918. + +[30] One chapter of _Die physischen Gestalten in Ruhe und im +stationären Zustand_ has the title: “Denn was innen, das ist aussen.” +Should these words of Goethe have produced the misapprehension? Who +reads the chapter will see at once that that title refers to the +similarity between sensory experience and the physiological processes +accompanying it, not to the relationship between organic processes and +the environment (cf. § 181). + +[31] Not all subjects are equally suitable for this experiment. + +[32] There is some suspicion that the color process, mainly as a +chemical affair, may even _follow_ other more physical sides of the +whole dynamical event on some occasions. In an electrolyte some +chemical reaction at the electrodes may begin after the distribution of +current is established throughout. Similarly, we need not see colors +or differences of color in order to experience definite results of +dynamical self-distribution. + +[33] In the theory of F. Krueger, rather the opposite view was held +originally under the influence of von Ehrenfels and Cornelius. +Recently, however, the concept of _gestalt_ in our meaning of the word +is given more attention by Krueger. + +[34] Köhler, _Gestaltprobleme und Anfänge einer Gestalttheorie_. +Jahresberichte über die gesamte Physiologie, herausgeg. von Rona, +Berlin, 1924. + +[35] Of course, even this expression is not justified. There is no +“line” unified and segregated _as such_ in the mosaic of retinal +stimuli. There is not more than a definite series of spots, which +qualitatively are stimulated in a manner different from their neighbors. + +[36] Under certain abnormal conditions both forms may be seen at the +same time. + +[37] _Visuell wahrgenommene Figuren_, Kopenhagen, Berlin, London, 1921. + +[38] Once, Bühler tried to give an explanation of at least one very +characteristic form, viz., the straight line. As he assumed that all +retinal points which form a straight line are connected with each other +in a special manner anatomically and that, therefore, the straight +line is something specifically determined, his hypothesis has the +character of a machine theory. I do not think that this is the way +in which we may hope to solve our problem. There are a great many +particularly characteristic forms besides the straight line. Shall we +assume for each of them a preëxisting anatomical apparatus? or rather, +a great many for each single form, since it may be projected upon +many different parts of the retina? If not, “form” must be explained +_dynamically_ in general, and the most characteristic or regular forms +must be explained by the special regularity of dynamics occurring under +appropriate conditions. + +[39] _Psychol. Forsch., 8_, 1926. Figures 11-13 are reproduced from +Gottschaldt’s paper. + +[40] We may remark however that, for adults, one more condition must +be fulfilled if we wish to transpose, without altering, specific +form: most forms show a changed aspect _as_ forms when they are +turned around, for instance, upside down. This fact reveals a curious +anisotropy of the visual field, which does not seem to exist in early +childhood (Cf. W. Stern, _Zschr. f. angew. Psychol._, 1909, and F. +Oetjen, _Zschr. f. Psychol., 71_, 1915). On the other hand, Wertheimer +has laid stress upon the point that, for a given form, not all +relations of stimulation are equally important. Some of them may be +changed considerably without any remarkable effect upon the actual form. + +[41] _Die physischen Gestalten in Ruhe und im stationären Zustand_, pp. +230, 231. + +[42] Obviously it does not matter in this connection whether or not +this localization, for instance of sounds in relation to visual +objects, be _correct_ in all cases. If it is _not_ correct, then +precisely the fact that we are able to state and measure the error is +in itself a proof that the two appear in the same space. + +[43] The boundary between “ourselves” and objective experience around +us is not altogether sharp and constant. Experiences of touch, for +instance, are rather variable in this respect. Sometimes they are felt +as things and their properties; but they _may_ also be experienced as +“subjective.” + +[44] Usnadze, _Psychologische Forschung, 5_, p. 24 f., 1924. + +[45] von Hornbostel, _Festschrift Meinhof_, 1927. + +[46] L. Klages, _Vom Wesen des Bewusstseins_, Leipzig, 1921. + +[47] _Psychologies of 1925_, pp. 52 and 54, Clark University Press. + +[48] In this case there is a complication, since weather influences our +physical body and its nervous system, apart from our sensory experience +of the weather. + +[49] We may say, then, that the second noise has a definite rôle or +property which belongs to it as to the second member of a pair (cf. +Chapter VI). + +[50] _Psychologische Forschung, 4_, 1923. + +[51] _L’Apprentissage du mouvement et l’automatisme_, Louvain, Paris, +1928. + +[52] Becher, _Gehirn und Seele_, Heidelberg, 1911. + +[53] Or in the organization of a larger whole, as O. L. Tinklepaugh has +shown (_The Journal of Compar. Psychol., 8_, 1928). + +[54] Cf. the schemes given by Frings, _Arch. f. d. ges. Psychol., 30_, +p. 430 f., 1914. + +[55] _Arch. f. d. ges. Psychol., 23_, p. 156 f., 1912. + +[56] Kühn, _Zeitschrift für Psychologie, 68_, 1914. Also Poppelreuter, +_Zeitschr. f. Psychol., 61_, 1912. + +[57] G. E. Müller, _Abriss der Psychologie_, p. 25, Göttingen, 1924. + +[58] _The Ped. Seminary, 32_, p. 681, 1925. + +[59] Here as always when I talk about animals I use terms like “seeing” +for simplicity’s sake. Whether or not the chick experiences a visual +field or anything else, the terms have a definite functional meaning in +which alone I am interested. + +[60] _The Journal of Animal Behavior, 7_, p. 87 ff., 1917. + +[61] Something of the kind has been done in the meantime by Mr. +Tinklepaugh insofar as his “substitution method” is an excellent +means for studying certain properties of the traces. (_The Journal +of Comparative Psychology, 8_, p. 224 ff., 1928.) Cf. also _Psychol. +Forsch., I_, p. 10, 1921. + +[62] _Psychol. Forsch., I_, p. 333 ff., 1922. Cf. also Werner, _Ztschr. +f. Psychol., 94_, 1924. + +[63] _Psychol. Review, 20_, 1913. + +[64] _Arch. f. d. ges. Psychol., 30_, 1914. These experiments were +planned by Bühler. + +[65] It will be the theme of the last chapter. + +[66] Cf. _Psychologische Forschung, 9_, 1927. + +[67] This means that if the average person remembered n finished tasks +he remembered 90 per cent. more unfinished ones; that is, n + 90/100 n. + +[68] In passing we may remark that, here at least, a relationship +becomes discernible between a result of experimental psychology and +Freudian theory. + +[69] _Psychologische Forschung, 1_ and _2_, 1922. Somewhat similar +experiments had been done before by Poppelreuter (_Zeitschrift für +Psychologie, 61_, 1912), who was also the first to bring forward the +criticism mentioned in the last paragraph. + +[70] _Op. cit._ + +[71] From these results it would follow that we are not able directly +to measure conation by antagonistic association, as Ach has proposed. + +[72] I have not yet been able to see McCarthy’s book _The Measurement +of Conation_ (Chicago, 1926). From what I have heard about it, it would +seem to be a highly valuable contribution to the problems discussed in +this chapter. + +[73] _Gehirn und Seele_, 1911. Lashley has done similar experiments +with rats. I can confirm his findings: after learning certain visual +discriminations with one eye blindfolded, a chick will react according +to the new habit when, afterwards, the other eye is blindfolded. +Becher’s experiments, however, still seem to me to be more conclusive +anatomically. + +[74] I have not been able to find an adequate translation of the German +adjective _sachlich_ in this connection. “Intrinsic” would come near to +it, perhaps. + +[75] Lewin and Karsten, _Psychol. Forschung, 10_, 1927. + +[76] In some of Plato’s discussions about the properties of the truly +real world, the same tendency is quite obvious. + +[77] _The Meaning of Truth_, Preface. + +[78] _Some Problems of Philosophy_, p. 213. + +[79] _A Pluralistic Universe_, p. 376. + +[80] Since James’ time this view has been defended by several authors +whose names will be found in the bibliography at the end of this +chapter. + +[81] For brevity’s sake the term “self” is applied here, though for +more correct expression I should say: “the actual process corresponding +to the self in actual experience.” + +[82] I do not forget, of course, that subordinate parts of our organism +will show reactions, externally similar to those described, though +belonging to the reflex type of movement. Stimulated by a prick, the +foot will be withdrawn by reflex. In no case would this fact create +an objection against the theory of insight-reaction. In some of its +activities the organism is doubtlessly similar to a very practical +machine; at the same time in others, and most of all those in which it +behaves as a whole, direct dynamics may decide what happens. + + + + +Transcriber’s notes + + +In plain text, superscript is indicated with a caret: A^1; and +subscript with an underscore followed by braces: H_{2}O. Italic text is +surrounded by underscores. + +Figures have been moved from mid-paragraph to after the first paragraph +that mentions them. + +*** END OF THE PROJECT GUTENBERG EBOOK 79014 *** |
