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diff --git a/78707-0.txt b/78707-0.txt new file mode 100644 index 0000000..277f329 --- /dev/null +++ b/78707-0.txt @@ -0,0 +1,5117 @@ +*** START OF THE PROJECT GUTENBERG EBOOK 78707 *** + + + [Illustration: UPTON SINCLAIR _Photo by Odiorne_] + + + + + UPTON SINCLAIR + + _A Study in Social Protest_ + + By + FLOYD DELL + + GEORGE H. DORAN COMPANY + ON MURRAY HILL : NEW YORK + + + COPYRIGHT, 1927, + BY GEORGE H. DORAN COMPANY + + UPTON SINCLAIR + PRINTED IN THE UNITED STATES OF AMERICA + + + TO + JOSEPH FREEMAN + + + + + CONTENTS + + + + + I PRELIMINARY EXPLANATIONS 11 + + II SOUTHERN BEGINNINGS 16 + + III ADOLESCENT DISCOVERIES 31 + + IV THE YOUNG HACK 41 + + V THE ARTIST IN REVOLT 49 + + VI THYRSIS 59 + + VII THYRSIS AND CORYDON 72 + + VIII THE JOURNAL OF ARTHUR STIRLING 86 + + IX MANASSAS 97 + + X THE JUNGLE 104 + + XI LOVE’S PILGRIMAGE 121 + + XII KING COAL 137 + + XIII JIMMIE HIGGINS 143 + + XIV THE BOOK OF LIFE 151 + + XV THE GREAT PAMPHLETS 159 + + XVI OIL! 178 + + BIBLIOGRAPHY 189 + + INDEX 193 + + + + +UPTON SINCLAIR + +A Study in Social Protest + + + + +I. PRELIMINARY EXPLANATIONS + + +I. + +Americans generally are truly surprised and puzzled by Upton Sinclair’s +fame abroad--by the fact that he seems to be regarded throughout the +world as his country’s most distinguished literary figure.... So great +is the discrepancy between his position in the world at large and his +position in his own country, that a book about him may as well begin by +offering some explanation, to bewildered American readers, of his world +fame. + +The gist of the matter seems to lie in this: + +Modern industrial America is a new portent in an old world; and the +world has looked to American literature for realistic description and +intellectual interpretation of it--and has found these things chiefly +and best in the writings of Upton Sinclair. Other American writers of +our time may be more acute psychologists, wiser in the lore of human +nature, more able to analyze and dramatize the traditional passions +of mankind. But in our American literature generally there is no such +account--at once emotionally and objectively convincing--of what +America is in its most characteristic contemporary aspects, as may +be found in the novels and pamphlets of Upton Sinclair. And this very +simply explains the fact of Sinclair’s special eminence in the eyes of +the world among American writers of this period. + +From this point of view, then, it may roughly be said that, as an +expositor of modern industrial America, Sinclair takes rank with +Cooper, who put the America of the Indian and the pioneer on the +literary map of the world; with Mark Twain and (in so far as a prose +writer may be compared to a poet) with Walt Whitman--each of whom, in +his time, described and interpreted to the world a significant epoch of +American life. + +These are strictly literary considerations; another consideration, +not purely literary (at least not from the American point of view) is +also involved in the great respect which Sinclair enjoys abroad. The +Voltairean tradition of the literary man as a fighter against wrong, +a champion of the oppressed, still survives in Europe. It is not an +offense against good taste (as it would be in our politer American +literary world) for such writers as Zola and Anatole France to take +sides in a Dreyfus case. And when they hear abroad that the author of +_The Jungle_ has been arrested in New York City for “picketing” +the offices of John D. Rockefeller, Jr., as a protest against the +treatment of miners in Colorado, or that he has been arrested in +California for reading the Constitution of the United States in public +in a “free-speech fight”, they do not regard it as an unliterary +eccentricity, but as a kind of heroism appropriate to a profession +which has not abandoned its pretensions to courage. + + +II. + +These preliminary pages may also serve to explain, to readers abroad, +some of the reasons for the failure of America to accord Sinclair the +rank to which it would seem that he is entitled by his achievements. +An obvious reason, of course, is that he interprets American life in +terms of a “class struggle” which is, as yet, alien to the idealistic +conceptions of the American intelligentsia in general. More will be +said on this point later. But there are, at the present moment, other +psychological obstacles in the way of a general recognition of Sinclair +in America. + +One of these is his temperamental attitude toward life. He is +recognized as being fundamentally a Puritan; and Puritanism (for +reasons to be gone into at length later on) is just now very unpopular +among the American intelligentsia. Sinclair has, indeed, by virtue of +his passionate realism, his poetic and epic vision, and his critical +and revolutionary thought, far transcended in his writings the +limitations of the Puritan point of view. Yet it is perceptible at +times, and to Americans in revolt against Puritanism it counts heavily +against him. + +Again, his attitude toward our machine civilization is one which +Americans find it difficult to understand--since it is neither the +popular one of uncritical adulation, nor the aristocratic one of +reactionary sentimental protest against the machine age as such. Both +these literary attitudes are well understood in America; but that a +writer may be an idealist, and yet be a cordial believer in this modern +machine civilization of ours, founding all his hopes for ultimate +justice and beauty and happiness upon machinery’s essential and +revolutionary possibilities, is still to the American mind a paradox. + + +III. + +Nevertheless, there are unmistakable signs in recent American criticism +of a growing respect for Upton Sinclair. Time’s perspective has given +a new dignity to the gallant literary movement with which his name +is associated. It is remembered that Europe’s greatest critic, Georg +Brandes, once said: “I find three present-day American novelists worth +reading--Frank Norris, Jack London, and Upton Sinclair.” The literary +movement of which these men were the leaders came (for reasons to be +recounted later) upon evil days, and seemed to end in discouragement +and chagrin. But now that it has very recently been revived in the +hands of younger writers, it is remembered that during that long +interval Sinclair remained its single unfaltering and powerful voice. +He can now be seen as a representative pioneer figure of an ambitious +interpretive effort of which the culmination is still to come in the +American literature of the future. + +Of so much honor, in his own country, this prophet is now assured. And +it is certain that, as the kind of literature comes into its own which +Frank Norris, Jack London and Upton Sinclair first showed us how to +write in America, his literary stature will, like theirs, increase in +the eyes of his fellow-countrymen. We shall know that he was of the +race of giants, and forgive him those faults which we perceive to-day. + +Meanwhile, his faults as well as his virtues will receive due attention +in this little book. But it may as well be said frankly that they +will be dealt with as the faults of a great writer, and analyzed with +the respect due to him as such. It should also be remarked that the +biographical details in these pages are intended to be subordinate to +the critical study of his development as a certain kind of writer--a +describer, critic and prophet of modern industrial America. + + + + +II. SOUTHERN BEGINNINGS + + +I. + +Upton Sinclair was born in Baltimore, Maryland, September 20th, +1878. His father was one of the Norfolk Sinclairs, his mother one of +the Baltimore Hardens. That is to say, he was by ancestry and birth +a Southerner. His childhood, moreover--until his tenth year, when +his family moved to New York City--was spent in the very Southern +atmosphere of Baltimore.... This background is so alien to the theme +of modern American industrialism as to arouse a wonder and provoke a +question: How did this child of the South ever come to write _The +Jungle_? + +For the South of his childhood had a history of its own, sufficiently +different from that of the factory-building North. It is true that +Baltimore, an important seaport in close proximity to coal mines, had +already begun its industrial career; but the relations of capital +and labor presented so far no tragic problems of which a little boy +would hear. And such vague rumors as might have reached the child in +Baltimore of the “labor troubles” up North--the strike in Chicago at +the McCormick reaper works, the agitation for an eight-hour day, the +Haymarket riot, and the hanging of the Chicago “Anarchists”--could +have made no deep impression on his young consciousness.[1] He was +living in another world than that. It was the world of an aristocracy +ruined by the Civil War and struggling to regain its place in the sun. + + +II. + +The Sinclairs of Norfolk had been a navy family. Before the first +Sinclair came to America, there had been Sinclairs in the British navy. +A Sinclair had commanded a frigate in the American navy in the War +of 1812.[2] His son had followed him into the navy, and had been in +command of one of the ships of Commodore Perry in the famous expedition +of 1852-54 which “opened up” Japan. But in 1861, this officer had had +to make a disastrous choice of loyalties.... There was a story which +was a part of the Sinclair family tradition, about the two old sea-dogs +who sat up all one April night in Norfolk, arguing out their duty and +their destinies. One was Lieutenant Commander Arthur Sinclair, the +boy Upton’s grandfather; the other was his old friend and shipmate, +Captain David Farragut. Both were Southerners, both Virginians--and +Virginia had that day seceded from the Union. They argued all night +in Sinclair’s study and in the morning Farragut went North to offer +his services to President Lincoln--while Sinclair stayed to fight for +the South.[3] History preserves the name of Farragut as the commander +of the victorious squadron which captured New Orleans and Mobile and +sealed the South within a fatal blockade. Sinclair’s further career is +recorded only in the obscure annals of the defeated Confederacy. He +commanded a blockade-runner which was sunk in a storm off the coast +of England, carrying him to his death, and his body was buried in a +churchyard at Hull. + +His family’s history was henceforth united with that of the lost cause. +His eldest son had served four years under his father in the U. S. +navy; he went into the Confederate navy, burned his ship to prevent its +capture by Farragut at Mobile, was an officer on the blockade-runner +_Alabama_ which was finally sunk in English waters, survived +to write a book about it, and died in poverty in a Soldiers’ and +Sailors’ Home. Another son was also in the Confederate navy, and, +more fortunate, lived to adorn New York society. Still another, Upton +Beall Sinclair, who was to become the father of the novelist, was too +young to see much of the fighting, though he took a gun and ran away +from home to help in the final defense of the Confederate capital, +Richmond.... The Sinclairs, along with all the rest of the South, were +ruined, at least until they could successfully adapt themselves to new +conditions. During the “reconstruction” period, when Southern affairs +were run by “carpetbagger” politicians from the North with the aid of +the votes of Negro freedmen, they were no longer members of the ruling +class, with a prescriptive right to places of power and pride. They had +to make their livings as best they could. + +Moreover it would be a long time before the cotton and tobacco +industries adjusted themselves comfortably to the new wage-labor +system. Slavery was gone, and the old aristocratic ease only a +sentimental memory. But the South loved its memories, bitter as they +were--and drinking, that generous accompaniment of the old aristocratic +ease, became an important solace of the harassed post-war period. +Even if the proud womenfolk of the South got up stealthily in the +dead of night to wash the doorsteps and perform other menial tasks, +thus honorably concealing their poverty, there was always money for +the menfolk to spend on good whiskey. The liquor trade thrived in the +ruined South. And so it was that Upton B. Sinclair became a wholesale +liquor salesman. + +The young salesman’s business took him to Baltimore, and there he met +and married Priscilla Harden, daughter of the secretary and treasurer +of the Western Maryland railroad. Maryland, violently Southern in +its sympathies--so much so that the first blood of the Civil War was +shed there when a mob resisted the passage of Northern regiments on +their way to Washington--had nevertheless been kept within the Union +by force of arms. It had not suffered with the rest of the South the +rigors of blockade; and though it had endured the inconvenience of +military occupation, it had not been devastated by invasion and battle, +and it was able to share to some considerable extent in the economic +growth and prosperity of the North after the war. The Hardens were +moderately rich; and one of Priscilla’s sisters had married a Baltimore +banker named Bland, who presently founded the United States Fidelity +and Guaranty Company, and became a millionaire many times over. + +Priscilla Harden’s marriage with the young salesman was less fortunate +in an economic sense. Mr. Sinclair was not a sufficiently enterprising +salesman, and was destined never to rise from the ranks. A gentle +little man, the soul of courtesy to women and of loyalty to his +friends, full of proud old Southern ideals of chivalry, having the +knightly Robert E. Lee as his _beau ideal_, he was not one to +succeed in business. + +In Upton Sinclair’s autobiographical novel, _Love’s Pilgrimage_, +there is a portrait of his father. From his old-fashioned aristocratic +point of view he hated this modern business world in which he +struggled. Those among whom his work took him “never guessed the depths +of his contempt for all they stood for. They had the dollars, they +were on top; but some day the nemesis of Good-breeding would smite +them--the army of the ghosts of Gentility would rise, and with ‘Marse +Robert’ and ‘Jeb’ Stuart at their head, would sweep away the hordes of +commercialdom.” + +Mr. Sinclair was devoted to his wife and worshipped his only son. He +was bitterly unhappy because his ineffectual efforts on their behalf +left them still mired in poverty. As he brooded over his failure, he +came more and more to resort to the solace of his own wares; and of +that, too, he was ashamed. But he could at least teach his son to be a +kind and chivalrous Southern gentleman. + +The boy’s mother was a Southern good woman, patient and practical. +Like other Southern women who had seen too much of the ravages of +drunkenness among their menfolk, she hated drink with a fierce hatred +born of fear. All her capacity for unworldly idealism was centered +in that emotion. She brought up her son to fear and hate liquor; +she herself did not even drink tea or coffee, because they were +“stimulants”, and there was in her example and attitude a continual +protest against “self-indulgence”--a touch of Spartan sternness. But +for the rest, she had an innocent and happy worldliness, which desired +and approved all the respectable comforts which life had to offer. +Except for this fear of the consequences of “self-indulgence”, a +fear which was emphasized by the family circumstances, her influence +upon her son would be wholly in the direction of conformity with the +respectable world. And if for a time she hoped to see him go into the +ministry, it was with the somewhat worldly expectation of seeing him in +a bishop’s robes.... + +In Grandmother Sinclair’s dining-room there was a portrait, well +remembered, of the old sea-dog, Commodore Sinclair; and the boy +Upton was told that he had his grandfather’s nose--in the portrait a +fierce, proud eagle-beak. And it was hoped that in the child’s quiet +stubbornness there was evidence of the ancestral trait of indomitable +will. The boy was to go into the navy, and might become a hero like his +grandfather. At the age of six, that was his ambition. + +It was no unreasonable ambition. His parents were poor, but--aside +from such influence as might be exerted by his rich relatives--poverty +would not stand in the way of the appointment to the Naval Academy +of a boy who was of cavalier stock and whose forefathers had served +the State. He might easily enough get the nomination to Annapolis +from his congressman; it was only necessary for him to be a bright +enough lad to pass his examinations--and there would be no difficulty +about that. Early in childhood, without having gone to school, he had +taught himself to read, and had already begun to exhibit a precocious +intellectuality. The only possible question was one of health. A +series of infantile diseases had left him a rather delicate child. +That was dealt with by keeping him out of school till the age of ten, +to give his body, in the homely phrase, a chance to catch up with his +brains. And, though he pursued his education with more intensity by +himself than he would have done at school, he did become physically +robust. There was, apparently, every reason to believe that young +Upton Sinclair would become an officer in the U. S. navy.... One can +imagine him thus now, a slight, straight, grizzled captain, something +of a martinet, unquestionably brave, not very popular, a little aloof, +doing his duty, carrying on the family traditions. But life had other +destinies in store for him. + + +III. + +The gentle, chivalrous father, unable to make a decent living for the +wife and son he loved, became in his discouragement more and more +dependent upon the liquid consolations which he peddled. Ashamed of +his lapses from grace, afraid to go home and confess himself again +conquered by his weakness, he would stay away, drinking himself into +the stupor of forgetfulness. The family poverty at times became +desperate. There were, to be sure, when bitter necessity had overcome +her pride, Mrs. Sinclair’s relatives to turn to for help. And the child +was, of course, always welcome at the homes of “Grandfather Harden” and +“Uncle Bland”. The Bland wealth was gained during the boy’s childhood +and youth, and he grew up amidst the constantly expanding grandeur of +the Bland family. The contrast between the luxury of these prosperous +Baltimore and country homes and his own dingy boarding-house background +made him feel more acutely the poverty of which he was the victim. + +Moreover, the help that was extended to his family by these more +fortunate relatives could scarcely be given without, in the eyes of +a sensitive child, an appearance of condescension, against which +all his pride was in revolt. It seemed to a child’s sense of justice +that the family needs rightfully entitled them to a chance for life +and happiness; and it was shameful that this should be granted them +as a favor, that they should have to beg for it. “To each according +to his needs” is the natural economic code of childhood.... But it +was inevitably with his own needs and their frustration that he was +secretly preoccupied. It seems, to a child, that all for which he +wishes belongs rightfully to him already; and it is hateful to him +that power over his own life and happiness should be in other hands, +to be granted as a favor, not conceded as a right. To have to beg for +what already belongs to one is, in the code of childhood, to pay too +humiliating a price for it. One would rather, if one is sufficiently +sensitive, go without. + +His sensitive egotism had thus in childhood become painfully +complicated with the poverty of his family and the wealth of some of +the family relatives. And, most painfully of all, he felt that he need +not remain, if he chose, the victim of his parents’ poverty. He was as +a child much loved by these rich relatives; and he understood that he +was always welcome to stay with them. This possibility, of escape from +poverty, never came up for formal decision, and remained for a long +time to torment him. But at the age of ten it emerged more definitely +into his consciousness, when his family decided to leave Baltimore. +They were going to New York City, where his father had got a position +as a traveling salesman--his line this time being hats, instead of +whiskey. It would have been very easy for the boy to stay on in +Baltimore and have his relatives’ assistance in getting an education. +In effect this would mean, when it came to his choice of a career, that +he would have all the advantages of a rich man’s son. He hated poverty; +and above all he dreaded going on with the endless and hopeless +struggle with drink in which his father was involved. But loyalty +and chivalry had been among the old-fashioned Southern virtues which +his father had inculcated in him, and he chose to share his father’s +struggle.... Perhaps he remembered the tale, heard as a child, of his +grandfather’s debate with Captain Farragut. Commodore Sinclair had done +his duty, and his grandson could do no less. + +It was a bitter duty which he had to look forward to. He was getting +old enough now to help his father in his times of weakness. Soon, when +his father did not come home, it would be the boy’s task to seek for +him in one saloon after another until he found him. Yes, and give him +the reassurance that he most needed--that they still loved him in spite +of everything;--and so bring him back to the boarding-house where his +wife sat and wept.... The boy, in choosing, knew what he was in for. + +The emotional relations between the boy and his father are described +in _Love’s Pilgrimage_, where the boy is called Thyrsis. “To +others his father was merely a gross little man, with sordid ideals +and low tastes; but to Thyrsis he was a man with the terror of the +hunted creatures in his soul, and the furies of madness cracking their +whips about his ears.”... “There were rich relatives, a world of real +luxury up above--the thing that calls itself ‘Society’. And Thyrsis +was a student and a bright lad, and he was welcome there; he might +have spread his wings and flown away from this sordidness. But duty +held him, and love and memory held him still tighter. For his father +worshipped him, and craved his help; to the last hour of this dreadful +battle he fought to keep his son’s regard--he prayed for it, with tears +in his eyes and anguish in his voice. And so the boy had to stand by. +And that meant that he grew up in a torture-house.” + + +IV. + +A sensitive child who grows up in an ugly and hateful world becomes +something of a poet in self-defense. He has to shut himself away from +all the world’s ugliness and hatefulness in an imaginative world +of books and dreams. His natural creative energies, baffled by the +obduracy of outward circumstances, will begin to work upon the more +plastic materials furnished by reverie. Books and dreams are his +natural refuge, and to become an artist his inevitable secret dream. + +“There was”, it is written of the boy “Thyrsis” in _Love’s +Pilgrimage_, “not much of what is called ‘culture’ in his family; +no music at all, and no poetry. But there were novels, and there +were libraries where one could get more of these, so Thyrsis became +a devourer of stories; he would disappear, and they would find him +at meal-times hidden in a clump of bushes or in a corner behind a +sofa--anywhere out of the world. He read whole libraries of adventure: +Mayne Reid and Henty, and then Cooper and Stevenson and Scott. And then +came more serious novels--‘Don Quixote’, and ‘Les Miserables’, George +Eliot, whom he loved, and Dickens, whose social protest thrilled him; +and chiefest of all, Thackeray, who molded his thought. Thackeray saw +to the heart of it; and no high-souled lad who read him and worshipped +him was ever after to be lured by the glamor of the ‘great’ world--a +world whose greatness was based upon selfishness and greed.” He needed, +it would seem, such help as Thackeray’s to enable him to resist the +very real temptation to become a part of such a world. + +He needed, moreover, figures with whose heroic renunciation he could +take satisfaction in imaginatively identifying himself; nor did he +fail to find them in this realm of ideal types. In his childhood the +most significant of these figures was that of Jesus--who had hated the +power of Mammon and built up a Kingdom of the Spirit. The idea of Jesus +driving the money-changers out of the Temple remained throughout his +childhood a vivid and consoling fantasy. And this secret Kingdom of the +Spirit, in which he walked in lonely exaltation, gave him reasons more +profound even than those of love and duty for refusing to live a life +of luxury. For the life of his rich relatives was not the ideal life of +his poetic dreams. It seemed to him that these riches were wasted. They +were not used in achieving beauty and happiness, but only in acquiring +toys. + +“What do I mean by toys?” he wrote later, in _Wilshire’s_. “Why, +just things. Nothing but things--all things in this big world except +half a dozen useful things. The uses of bread and bacon, of a stove +and a wood-pile, I recognize with all my heart; and also of beautiful +books in an occasional rare instance; and always, of course, of +prayer and music, of joy and love, of wisdom and high resolve. Those +things--that are as free as air and sky and the flowers--are serious +things; and all things else that this spreading earth has to show, all +the infinite unthinkability that is shut up in a thousand mighty cities +and is fought and cried for” by adult children “are _toys_--just +_toys!_” It is a cry out of his own childhood, when, forced +by unhappiness to take life seriously, he realized that these +grown-up people had by no means put away childish things. Toy-lovers +still, preoccupied with acquiring and displaying their toy-titles, +toy-learning, toy-houses, toy-food and toy-clothes, they were unable +even to wish for the real beauties and joys that life had to offer. His +path, then, surely, was different from theirs.... + +Yet, in so sternly and resolutely refusing to be tempted aside from +his own secret goal, he must have felt deep and aching regrets at +the good things which he was incidentally but necessarily giving up. +There had been a time in his childhood when he was naïvely fond of +luxury; there were relatives on his father’s side who were poor and +whom he did not care to visit because of a “snobbery of the palate”, +preferring the excellent table of his wealthier relatives. His mother +would scarcely have condemned that as “self-indulgence”; but it was a +worldly tendency which he learned to resist with Spartan asceticism. +In inwardly deciding to give up these luxuries, he must unconsciously +have felt it necessary to despise them; and among the luxuries which he +thus came to despise were such simple and innocent things as good food, +idleness, and play. His hard choice would seem to have confirmed him +in a too stern and ascetic attitude toward life. Some of the simple, +natural, happy, playful aspects of living were unconsciously classed +in his mind as temptations, and came to be regarded with the emotional +hostility[4] he had already been taught to feel for drinking, as +things to be feared and hated.... Nor, under the circumstances, was +that exaggerated emotion quite absurd. These things _were_ +temptations to him; and it was the effort to save his poet’s soul alive +that he became a Puritan. + + + + +III. ADOLESCENT DISCOVERIES + + +I. + +When the Sinclairs came to New York in 1888, they had not quite +left the South--for they stayed, at first, for a year or two, in a +“Southern” hotel on West 19th Street. It is described in _Love’s +Pilgrimage_ as inhabited by musty phantoms of the dead Southern +past--“old ladies who were proud and prim, and old gentlemen who +were quixotic and humorous, young ladies who were ‘belles’ and young +gentlemen who aspired to be ‘blades’. It was a world that would have +made happy the soul of any writer of romances; but to Thyrsis ... this +dead Aristocracy cried aloud for burial. There was an incredible amount +of drunkenness, and of debauchery scarcely hidden; there was pretense +strutting like a peacock, and avarice skulking like a hound; there +were jealousy, and base snobbery, and raging spite, and a breath of +suspicion and scandal hanging like a poisonous cloud over everything. +These people came and went, an endless procession of them; they +laughed and danced and gossipped their way through the boy’s life, and +unconsciously he judged them, and hated them, and feared them.... Most +of them were poor; not an honest poverty, but a sham and artificial +poverty--the inability to dress as others did, and to lose money at +‘bridge’ and ‘poker’, and pay the costs of their self-indulgences. As +for Thyrsis and his parents, they always paid what they owed; but they +were not always able to pay it when they owed it, and they suffered +all the agonies and humiliations of those who did not pay at all. +There was scarcely over a week when this canker of want did not gnaw +at them; their life was one endless and sordid struggle to make last +year’s clothing look like new, and to find some boarding-house that was +cheaper and yet respectable. There was endless wrangling and strife and +worry over money; and every year the task was harder, the standards +lower, the case more hopeless.” + +And now the boy went formally to school for the first time, an East +Side school, and played rowdily about the streets of New York with his +schoolmates, to whom he was familiarly known as “Chappie”. He was able +to do two years’ work in one, and at the age of twelve had finished +grammar school; but because he was too young to enter college, he had +nothing better to do in the meantime than take the last year of grammar +school over again. “The fates took pity on him,” he says of himself in +_The Goose-Step_, “and gave him as teacher for that year a jolly +Irish gentleman, so full of interest in his boys that he did not keep +the rules. If you wanted to ask him questions, you asked and without +first raising your hand; you might even get into an argument with him, +as with any boy, and if he caught you whispering to your neighbor his +method of correcting you was novel, but highly effective--he would let +fly a piece of chalk at your head, and you would grin, and the class +would howl with delight.” A collection of one or two hundred books, +given him by aunts and uncles and cousins on Christmases and birthdays, +he left with the school, where it became the foundation of a class +library, to the delight of the boys and the Irish teacher, so that he +left school in a blaze of glory. His school-life, though he was found a +sufficiently apt pupil, was not all so satisfying nor by any means so +unconventional as in these instances. But it was too late for him to +be really amenable to the social pressure of the school-room and the +school-yard; he was an individual, cherishing his own secret dreams. +Though he played with other boys, he had no chums, no real friends. +“Where,” as he asks, in _Love’s Pilgrimage_ of Thyrsis, “should he +meet people who knew what he knew about life? Where in all the world +should he meet them, save in the books of great men in times past?” + +Books were still his companions. In the summer of his thirteenth year, +when visiting his uncle in Baltimore, he discovered sets of Milton +and Shakespeare in expensive bindings, unread to that day and perhaps +since; he went straight through them in rapture, and found in Hamlet +a figure to shine in his imagination beside that earlier heroic and +beautiful figure of Jesus. For Hamlet was, like himself, a prince of +the spirit, cheated by the world out of his inheritance--the poet’s +natural inheritance of beauty and happiness. And Hamlet’s world seemed +to him like the world he had known all his life, in Baltimore and New +York. His predicament had made him think a great deal about the world. +It wasn’t, he knew, his father that was to blame for his misery; at +first he had thought the corner saloon-keeper was to blame--but behind +him he had seen first the brewer, then Tammany Hall, and finally rich +and respectable society, involved in a cruel and unscrupulous plot +to make money out of his own and others’ miseries. Yes, Hamlet, like +himself, was an idealist in revolt against the world. + +He had vague plans of wringing from this brutal world his chance for +life. He needed knowledge first of all. And so, still nominally too +young, and obliged to tell a lie about his age, he began in 1892 the +five-years’ course at the College of the City of New York, from which +he was to receive his A.B. at the age of eighteen. This institution, +then located in an old brick building at Twenty-third Street and +Lexington Avenue, is described in _Love’s Pilgrimage_ as a +poor-boy’s college, “where the students all lived at home, and had +nothing to do but study; and so Thyrsis missed all that beneficent +illumination known as ‘student-life’. He never hurrahed at football +contests, nor did he dress himself in honorific garments, nor stupefy +himself at ‘smokers’. Being democratic, and without thought of setting +himself up over others, he was unaware of his greatest opportunity, and +when they invited him into a fraternity, he declined. Once or twice he +found himself roaming the streets at night with a crowd of students, +emitting barbaric screechings; but this made him feel silly, so he +lagged behind and went home.” For he had gone to this institution with +a purpose of his own; he was to use it, not let it use or shape him. + +The college did, indeed, serve to introduce him to the world of +knowledge; “but that did not take long, and afterwards it was all in +his way. The mathematics were a discipline, and in them he rejoiced as +a strong man to run a race; and this was true also of the sciences, and +of history--the only trouble was that he would finish the text-books +in the first few weeks, and after that there was nothing to do save +to compose verses in class, and to make sketches of the professors. +But as for the ‘languages’ and the ‘literatures’ they taught him--in +the end Thyrsis came to forgive them, because he saw that they did +not know what languages and literatures were.” “I marvel,” he says in +_The Goose-Step_, “when I realize that it was possible for me to +read _The Acharnians_ of Aristophanes, line by line, and hardly +once get a smile out of it, nor have it occur to me that there was any +resemblance between what happened in that play, and the fight against +Tammany Hall and the Hearst newspapers which was going on in the world +about me.” Of the Latin professor he writes: “I can see this old +gentleman’s knitted brows and hear his angry tones as he exclaims: ‘Mr. +Sinclair, it is so because I say it is so!’ Five hours a week for five +years I studied with that old gentleman, or his subordinates, and I +read a great deal of Latin literature, but I never got so that I could +read a paragraph of the simplest Latin prose without a dictionary. The +professor of English literature chanced to be a propagandist--but +not, of course, of radical ideas of any sort; that would scarcely +have been tolerated. He was an ardent and argumentative Catholic, and +his idea of conducting a class in literature was to find out if there +was anything in the subject which could in any way be connected with +Catholic doctrine and history, and if so, to bring out that aspect of +the subject.” Finally, as his time in this college was nearing its end +he got a leave of absence on the ground that he had to earn his living, +and spent two months sitting on the bed in his eight-by-ten bedroom in +a lodging-house, spending his days and nights learning for himself. + +He made the great discovery of cheaply-printed prose classics--English +poetry he already knew by heart. The Spartan plainness, the lack of +outward beauty, in these little paper-bound volumes did not offend him. +“One could get so much for so little, in this wonderful world of mind! +For eight cents he picked up a paper volume of Emerson’s _Essays_; +and in this shrewd and practical nobility was so much that he was +seeking in life! And then he stumbled upon a fifteen-cent _Sartor +Resartus_, and took that home and read it. It was like the clash +of trumpets and cymbals to him. Hour after hour he read, breathless, +like a man bewitched, the whole night through. He would cry aloud with +delight, or drop the book and pound his knee over the demoniac power of +it. The next day he began the _French Revolution_; and after that, +alas, he found there was no more--for Carlyle had turned his back upon +democracy, and so Thyrsis turned his back upon Carlyle.” + +For, in the New York public schools, he had begun for the first time +to learn, as he could scarcely have learned in the South, the history +of his country as an experiment in democracy. His hatred of the +sham aristocracy of the South had made him thrill to the lessons of +democracy. He had read ten large volumes about Lincoln. And because +the great historic idea of democracy was something new to this young +rebellious Southerner, he could understand and respond to all its +revolutionary implications. These implications might be smugly covered +up in the school histories, but they were plain enough for him in +nineteenth century literature. “Wordsworth and Tennyson, Browning and +Swinburne--he followed each one as far as their revolutionary impulse +lasted. Even Ruskin, who taught him the possibilities of English prose, +and opened his eyes to the form and color of the world of nature--even +Ruskin he gave up, because he was a philanthropist and not a democrat.” + +Nevertheless, his own ideals were fundamentally more aristocratic +than he realized. It was from his father’s aristocratic point of view +that he had first in childhood learned to hate commercialism; and his +father’s notion of Gentility arising under the leadership of Robert E. +Lee to drive out the hordes of commercialdom had found its spiritually +aristocratic analogue in his childhood vision of Jesus driving the +money-changers from the Temple. It was as an aristocrat that he had +turned against plutocracy; but sensitive and energetic members of a +defeated aristocracy sometimes make common cause with the democracy +against their common enemy, the rich. So far his democracy was a little +like Byron’s. And his hatred of a sham Aristocracy was not the least +aristocratic thing about him. He was conscious of superiority to those +against whom he measured himself and his desire was for a Kingdom of +the Spirit where he should take his true rank among the peers of that +realm. + + +II. + +His family belonged to the Episcopalian church. He had been taught +the Christian virtues in his childhood, but theology had not been +emphasized. Church-going was more important than orthodoxy. It pleased +his mother to be escorted to church on Sunday by husband and son, these +correctly attired for the occasion in kid gloves and derby hat. Though +the family always lived in poor neighborhoods, it was to a fashionable +Fifth Avenue church that they went, to be taken by the polite usher +with padded shoes into the half-occupied pew of some more or less +hospitable church member. Coming out, they would look at the costumes +of the churchgoers, marvel at the Vanderbilt palaces they passed by +on their way home, and talk about how much everything must cost. The +boy’s mother, who had little enough of comfort and leisure in her +life, enjoyed these occasions innocently, and the father appreciated +the opportunity to dress up in his Sunday best and wear his tight and +“dressy” patent-leather shoes. But the boy, because he had a really +religious nature and took religion seriously, began to revolt against +this practice. It, too, he declared, was a sham.... From the age +of fourteen he had been the protégé and friend of a clergyman, the +Reverend William W. Moir, of the Church of the Holy Communion, in New +York. This warm-hearted clergyman had gathered about him a whole flock +of boys, rich and poor, and young Sinclair was one of his favorites. +To him the boy took his first theological difficulties, and was given +volumes of Christian apologetics to read. These completed his downfall, +for they revealed how feeble were the intellectual defenses of the +church against its critics. His clergyman friend was not, however, +seriously troubled about the boy’s agnosticism, declaring that he would +come back.... Nor were his family seriously troubled over his apostasy. +They were not interested in theological matters. But his refusal to go +to church was a different matter. That made his mother very unhappy. +And it shattered, moreover, her dream of seeing him a bishop.... + +At the same time he was beginning to pain his father by speaking +disrespectfully of the Democratic party. And when he presently went +on to utter disrespectful opinions concerning the Vanderbilts, and +respectability in general, he passed out of the range of parental +comprehension. + +And now, beside Jesus and Hamlet, a third great ideal figure came +into the world of his imagination--Shelley.... The course in English +literature at college had somehow failed to conceal that poet’s +existence. It was in his senior year, reading _The Skylark_ in +class, that he abruptly realized that what he was going through in +college was a “ghastly farce.” And accordingly he went home, to conduct +his own education for a time. His education had been all along an +attempt to discover the values of life, so that he might choose for +himself what his own life should be. His secret wish was to be a poet; +and now this wish was given its largest and noblest interpretation +by his worship of the great poet who had declared poets to be “the +unacknowledged legislators of mankind”. + + + + +IV. THE YOUNG HACK + + +I. + +He was, in a humble and practical way, already a writer. He had found +that he had the “curious knack” of doing trivial little things--verses, +jokes, poems--that pleased others. “They came from some little corner +of his consciousness, he scarcely knew how.” And, most incredibly, they +sold! He had been doing these things since he was fifteen. He was soon +making as much as four or five dollars a week doing these things in odd +moments.... + +The family fortunes being for the time improved, he was free to spend +these princely sums upon himself. And since what he most desired was +freedom, he was somewhat reluctantly permitted to have a room of his +own, away from his parents, paying his rent and buying his own food out +of his literary earnings. + +The room, a top-floor hall bedroom, cost $1.25 a week.[5] That did not +leave much for food; but he scorned the worldly demands of appetite, +and negligently fried his own meals, or thought his high thoughts +while he ate the cheapest dishes in the cheapest restaurants--thereby +laying up for himself in years to come a case of chronic indigestion. +He would stay in his unheated room until he got too severe a cold, and +then pay a precious dollar more to move into a room with a radiator in +it.... And meantime there was an “Uncle Terry”, an elder brother of his +father’s, sporting it in New York society. And occasionally the rich +Baltimore relatives would come to New York and invite the young student +to a dinner at the Waldorf-Astoria and a musical comedy afterward and +then perhaps a late supper. Doubtless they meant well; but their guest +would bitterly reflect, after an evening empty of beauty or meaning, +that upon what had been wasted in those few hours he could have lived +for months! + +From his fifteenth to his sixteenth year he went on in this fashion. He +spoke of becoming a lawyer; but this was more than anything else a mask +to hide, even from himself, his rash and beautiful dream of becoming a +poet.... And then, one winter midnight, when he was sixteen, there came +to him his first visitation of poetic ecstasy. + +He was walking at the time alone in a beautiful garden, for it was +during a holiday visit to those “upper regions” of luxury which were +his for the asking. The experience came suddenly and abruptly. “He +could not have told whether he walked or sat down, whether he spoke or +was silent--his consciousness was given up to the people of his dreams, +the companions and lovers of his fancy. The cold and snow were gone, +and there was a moonlit glade in a forest; and thither they came, one +by one, friendly and human, yet in the full panoply of their splendor +and grace. There were Shelley and Milton, and the gentle and troubled +Hamlet, and the sorrowful knight of la Mancha, with the irrepressible +Falstaff to hearten them all; a strangely assorted company, yet royal +spirits all of them, and no strangers to each other in their own world. +And here they gathered and conversed, each in his own vein and from +his own impulse, with gracious fancy and lofty vision and heart-easing +mirth.” + +That was the first of what he came to recognize as a poet’s ecstasies, +to wait for and welcome, and to remember as authentic signs of his +own election to a poetic career. For these visions were more real +than reality; and they summed up in some vivid form all that he felt, +and more than he was aware he knew, about life. They seemed to come +from unknown deeps of his soul; they were what the dull professors of +English literature were unwittingly referring to when they spoke so +glibly of a poet’s “inspiration”. + +He was at first so awed by these visions as to be disinclined to +grapple with them and attempt to fix them in words. It seemed to him +that a whole lifetime must needs be dedicated to realizing them in +verse. Yet “he soon discovered that these visions of wonder came but +once, and that when they were gone they were gone forever. And he must +learn to grapple with them as they fled, to labor with them and hold +them fast, at the cost of whatever heartbreaking strain. Thus alone +could men have even the feeblest reflection of their beauty....” + + +II. + +But, meanwhile, he was under the practical necessity of supporting +himself. His “curious knack” of writing things that sold must be +cultivated. And also, as his father’s earning capacity became more +uncertain and undependable, it was necessary for him to contribute to +the support of his mother. If he could make enough money by writing, +he need not quit his studies. And so, still holding fast to his secret +hope of becoming a poet, he threw the reserve of an immense stock of +youthful energy into the task of making a living by hackwork. He knew +well enough what sort of things he could write that would sell, and he +wrote them. Boys’ stories, tales of adventure, full of his own earlier +boyish dreams of adventure, flowed easily from his pen. + +There were also jokes to be manufactured at odd moments and sold to the +comic papers, or to artists who drew for the comic papers. A dollar +apiece was the established price. In an _Argosy_ serial written at +the age of nineteen, when he was commencing to break under the strain +of hackwork, he introduced a poet, come to New York with an epic poem +in his pocket, poor fool! but fortunately falling in with a smart lad +who supports himself by writing these jokes; and the process is thus +described by this latter character: + + “I have a regular list of joke subjects--there is the tramp joke, + the mother-in-law joke, the boarding-house joke, the small boy + brother joke, the life-insurance agent joke, the cannibal and + missionary joke, and so on. I have counted them up, and I am sure + there are fifty subjects.... + + “Then, to take the tramp idea, for instance; there are a dozen + things available in connection with tramps. There is the fact that + tramps don’t like to saw wood, that they are afraid of water, and + bull-dogs, and tough apple pies. You see, when you get the thing + reduced down like that it is very easy to take any one of the ideas + and build a joke up around it.” + +Shall we have, by way of illustration, from the scrap-book fondly kept +by Upton Sinclair’s mother during this period, a joke thus manufactured? + + Old Lady--You look as if you never washed, sir. + + Weary Will--Yes, ma’am; I prefer godliness. + +Not a very good joke? Well, the editor liked it, and that sufficed. +Another on the same theme: + + Peregrinating Peter--Look dere at dat sign! + + Emigrating Edward--‘Cleaning and dyeing establishment.’ What about + it? + + Peregrinating Peter--Didn’t I tell you them two allus went + tergidder? + +And here is one that harks back to the days of the “Raines law” hotels, +when beer could legally be served in New York on Sunday only with a +meal--the meal being, in practice, a sandwich, endlessly reserved to +each customer in turn: + + “The complaint reads,” began the justice, “that the plaintiff + entered your hotel on Sunday and ordered a sandwich and a glass + of beer. That he was peaceably enjoying the same when you, the + proprietor, assaulted him violently. Guilty or not guilty?” + + “Guilty, your honor.” + + “And why did you do it?” + + “Your honor, the feller did me out of a whole Sunday’s trade.” + + “How, pray?” + + “Why, he ate the sandwich!” + +Thus the “joke-factory”. And when Upton Sinclair is accused, as he +has been, of having no sense of humor, he is perhaps entitled to the +defense that he had to manufacture too many jokes at a dollar apiece.... + +Later came stories and serials in the _Argosy_, a cheap popular +magazine of adventure fiction. They had the first place in the +magazine, and doubtless his mother was proud of her boy’s achievement. + + It was early in the month of February, in the year 1804, along the + northern coast of Africa. + + A small vessel of Moorish rig was speeding over the Mediterranean + waves, urged onward by a fierce gale. The little craft was + close-reefed, and her decks were swept by the flying spray. + +Thus begins _In the Days of Decatur_, a novel complete in one +issue. And _In the Net of the Visconti_, a serial: + + In the month of June of the year 1402 two horsemen were riding + through a deep forest in central Italy. Their horses were spattered + with foam.... + +These youthful literary talents did not fail to attract the attention +of Street & Smith, publishers of five-cent novels, and presently +he was given a regular job producing this kind of fiction for +adolescents. Under military and naval pseudonyms, he wrote a weekly +series about life at West Point and another about life at Annapolis. +The Spanish-American war came on, and he sent both his young heroes +to Cuba. “Killing Spaniards” became a profitable literary occupation. +Each week he wrote a number of the Army weekly (15,000 words) and of +the Navy weekly (15,000 words), and every other week a complete volume +(over 50,000 words) for some cheap “library” series--accomplishing +during this period the almost incredible number of 56,000 words a +week. He kept two stenographers going all the time. One came one day, +the other the next day; he would start dictating at 8 o’clock in the +morning and dictate until noon, about 2,000 words an hour or 8,000 +a day, Sundays not excluded. In the afternoon he would revise the +typed matter brought in from the previous day’s dictation, and in the +evening he would take a long walk in the park and think up the next +day’s story. This was while he was still nominally a college student, +and actually undertaking to keep up his intellectual life. These +hack labors occupied some eight hours a day, leaving eight more for +intellectual pursuits, for he was operating on a sixteen-hour work-day, +leaving eight hours for the necessary business of eating and sleeping. +For these hack labors he received $70 a week, at the rate of an eighth +of a cent a word. At the age of twenty, he was turning out more than +two million words a year. + +He had shown that he was capable of coping with the world on its own +terms. But he had not given up his secret dream of becoming a poet. +Sometimes, when the ecstasy came, he would turn aside from these +necessitous labors, and try to capture its magic in a net of words. He +would try, and hope that he had succeeded, and know that he had failed. +Poetry is a jealous mistress. But he could not take time off to court +her properly. Street & Smith would not pay him a weekly salary while +he was learning to be a poet. The world did not want poetry enough +to pay for it. The best that was in him was worthless in the eyes of +the world. The world valued only this “curious knack” of turning out +adventure stories for adolescent minds. Be a hack, then, or starve! +There lay his choice. + + + + +V. THE ARTIST IN REVOLT + + +I. + +In this manner he earned his living and helped support his mother, +until he was twenty. He had finished college at the age of eighteen, +“passing comfortably near the bottom of his class”, and had entered +Columbia University as a graduate student. During these years, he had +written millions of words of hackwork--a total bulk, he had estimated +it, equal to the complete works of Sir Walter Scott! The psychology +of the period that immediately follows could not well be understood +without taking that fact into consideration. It is obscured in his +own autobiographical novel, _Love’s Pilgrimage_, and does not +at all enter into the quasi-autobiographical _Journal of Arthur +Stirling_. Both of these books tell of the frantic and frenzied +struggles of a young writer for self-realization in the midst of +poverty. In neither of these books will the young writer solve the +problem of poverty by doing any other kind of work except writing: and +this “no compromise” attitude, when carried to such extreme lengths +as it is in these books, alienates a good deal of the sympathies of +the reader. One is better able to understand such reckless and wilful +intransigence when one realizes that this is the maddened rebellion +of an over-driven hack. All work and no play may make Jack a dull +boy, when Jack is an ordinary citizen; but if Jack feels himself +to be an artist, too much hackwork and no opportunity for creative +self-expression makes him go berserk. It is the artist’s revolt against +slavery; and like any slave-revolt it is likely to be marked by “red +ruin and the breaking up of homes”. It is these years of successful +literary drudgery, these millions of meaningless and merely saleable +words, that explain the ruthless singleness of artistic purpose in the +face of every obstacle and in defiance of common sense. It is this +situation which explains the extraordinary combination of abnormal +personal sensitiveness with an inhuman indifference to all opposing +human claims, whether in himself or in others who are dear to him; and +it not merely explains but, more than anything else, serves to excuse +the belief, on the part of the young man himself, that the frightful +excesses of his morbid egotism are symptoms of “genius”. + +The onset of this period of revolt was necessarily delayed at first +and then intensified by a sense of his responsibilities toward his +mother. The burden of her support had lately been borne much more by +him than by his father. It may seem obvious enough to us that, in these +circumstances, she should turn to her relatives for assistance, leaving +the boy free to struggle with his career; but perhaps this was not so +obvious to the relatives--and it was an idea which could grow in the +boy’s mind only in the most painful fashion, and with the assistance of +an immense amount of quasi-impersonal idealism. + +He had to believe that his poetic career was of the utmost importance +to humanity--perhaps never a difficult thing for a young poet to +believe. And since being a poet meant necessarily being poor, his +poverty had to have a quasi-divine sanction and justification, which +his ascetically-religious tendencies made it easy for him to feel. +Poetry was to be not a career so much as a Mission. The Muse might +have spoken to him in such words as those of Jesus, saying: “If any +man come to Me, and hate not his father, and mother, and wife, and +children, and brethren, and sisters, yea, and his own life also, he +cannot be My disciple”. Indeed, the struggle through which he went +was in the nature of a religious conversion, such as has led more +than one zealot to break the bonds of filial affection and devote his +life to poverty and danger. Yet his repudiation of his mother--for +such it must have seemed to him--was a hard matter. And the partial +transformation of his earlier ambition from that of becoming a poet in +the pure and restricted sense to that of becoming a poetic novelist +was perhaps not merely due to the influence of years of story-writing, +but was a compromise with his sense of obligation to her. For he +conceived of himself as ultimately and brilliantly successful. Such +success would enable him to resume his obligations to her, without +endangering his own ambitions. But this was the utmost compromise of +which his tormented mind was capable. And in the meantime he had to +repudiate all human obligations that stood in his way. He had to hate +the Christianity he had already intellectually outgrown, and, with +some help from Nietzsche, whom he had read in the German, to scorn its +teaching of Obedience, as a slave-morality unfit for free men. + + +II. + +This, in his twentieth and twenty-first years, was his secret life, +and his preparation for the struggle soon to come. Ostensibly, he was +at the university in preparation for a career as a lawyer. “His mother +had given up all hope of seeing him a bishop, and they had compromised +on a judgeship.” But he easily found reasons for repudiating that +career: “Here at the university there was a law-school, and he met the +students, and saw that this, too, could not be. These ‘lawyers’ were +not seeking knowledge for the love of it--they were studying a trade, +by which they could rise in the world. They were not going out to do +battle for justice--they were perfecting themselves in cunning, so that +they might be of help in money-disputes.” Besides, “they were a coarse +and roystering crew, and he shrank from them in repugnance”. + +Being secretly dedicated to a literary career, he was particularly +sensitive to the deficiencies of the courses in English literature. +An eminent professor and critic assigned him a “theme” on College +Athletics. He decided to quit the course, and the following +conversation ensued, as reported in _Love’s Pilgrimage_: + + The professor gazed over his spectacles at him. “Why?” + + “I don’t think I’m getting any good out of it.” + + “But how can you tell what good you are getting?” + + “... I don’t seem to feel that I am.” + + “It’s not to be supposed that you would feel it--not at this early + stage. You must wait.” + + “But I don’t like the method, sir.” + + “What’s wrong with the method?” + + He was not sure, he said; but he did not think that writing could + be taught. Anyway, one first had to have something worth saying---- + + “Are you laboring under the delusion that you know anything about + writing?... Because if you are, let me disabuse your mind at once. + There is no one in the class who knows less about writing than + yourself.... It is my business to teach students to write. I’ve + given my life to it, and I think I know something about it. But you + think you know more than I do. That’s all.” + + And so they parted. + +In a similar course under an even more eminent professor and critic, a +grammatical error was discovered in a poem. “You will find such things +occasionally,” said the professor, as the story is told in _The +Goose-Step_. “There is a line in Byron--‘There let him lay’--and I +have an impression that I once came upon a similar error in Shelley. +Some day before long I plan to read Shelley through and see if I can +find it.” Shelley was the boy’s dearest friend; and he quit that course +also. + +Nevertheless, while at the university, he discovered for himself how to +master a foreign language. He familiarized himself in a few days with +the main features of its grammar and syntax, and then read--looking +up each word once for all time, and impressing its meaning so firmly +in his mind that he would never have to waste time looking in the +dictionary again. On the side he thus taught himself German, French, +and Italian and read immensely in all those languages. In German he +made enthusiastically the acquaintance of Goethe, a picture of whom as +a young poet he carried about in his pocket “like a lover”--perhaps, +unwittingly to himself, as a secret promise of the coming true of his +own rash poetic ambitions. + +His only friends were still in the world of imagination. He had no time +to make friends; and, if he had wished to do so, he was too much of an +oddity at the university; “there was a certain facetious senior who +had caught him hurrying through the corridors one day, declaring in +excitement that-- + + ‘Banners yellow, glorious, golden, + On its roof did float and flow!’ + +But he had long ago ceased to hope for a friend, or to care what +anybody thought about him; it was clear to him by this time that he had +made himself into a poet, and was doomed to be unhappy.” + +The time came when he could withhold himself no longer from his own +creative work. “There were many signs by which this state might +have been known. He went quite alone, and spoke to no man; he was +self-absorbed, and walked about with his eyes fixed on vacancy; he +was savage when disturbed, and guarded his time unscrupulously. He +had given up the last formalities of life--he no longer attended any +lectures, or wore cuffs, and he would not talk at meal-times. He took +long walks at impossible hours, and he was fond of a certain high hill +where the storms blew. These things had been going on for a year; and +now the book that had been coming to ripeness in his mind was ready to +be born.” + +The projected book was a novel, to be called _Springtime and +Harvest_. He was so full of this novel that he could not think about +anything else; “the professors at the university, and all his relatives +and acquaintances had given him up as a hopeless case”. But he had a +hundred dollars saved up; and he would spend the summer in the country +doing his book. + +In the early spring he went to Quebec, found a lonely shack in the +woods, had provisions brought to him twice a week, and wrote madly. + +It was his break for freedom. + + +III. + +That was in the spring of 1900, when he was not yet twenty-two years +old. The previous years, ever since he had grown conscious of his +poetic destiny, had been years of struggle and preparation to fit and +free himself for his chosen creative task. It doubtless seemed to him +that the preparation was complete, and that there remained but the +actual struggle of accomplishment, under the mere handicap of poverty. + +The truth would perhaps have been too discouraging to face. + +Though he had formally decided to seek fame as a writer of prose, he +had not really renounced his poetic ambitions; and we are obliged to +consider, as gently as possible, his claims to distinction as a poet. +His conceptions were truly poetic, and Shelleyan in their nature; it +is not strange that his verse should have been thinly intellectual and +of a rarefied emotional quality; it is natural enough that it should +have dealt with life not directly but through the medium of vague +images from some ideal fairyland; its lack of original music, its lack +of observation of the natural world, its lack of any striking verbal +qualities--all these are faults which might be overcome in time by a +young poet of great energy and high ambitions. The early poems of great +poets are sometimes terribly bad, and it would be rash to conclude from +the mere feebleness and unoriginality of a young poet’s verse that +he has no future. Yet in the fragments submitted for our examination +in _Love’s Pilgrimage_ it is impossible to find any positive +evidences of any sort indicating a poetic vocation. + +The same faults, indeed, are apparent in his early prose; but miracles +are more to be expected in the realm of prose achievement. Yet it was +with but a scanty equipment that this young writer faced the world +so confidently. This first novel of his, produced with his heart’s +blood, was a shadowy affair; for his heart had no blood in it yet, +only morals, ideas, and egotism. The terrible defect of this first +creative effort was his lack of knowledge of life. Such knowledge as +he had assimilated came from books. But of first-hand acquaintance +with life he gave no indication. His actual experience of twenty-one +years of existence in this troubled planet had been, it would seem, too +painful for realization in concrete form; it had been refined by some +psychic process into moral lessons, and it was in this dry form that it +reached his imagination, to emerge in earnest but jejune fables that +had but the remotest relation to reality. His imagination was securely +barricaded against actual life. Of actual life he was afraid, however +ardently he might live in his airy refuge of dreams and thoughts. Such, +indeed, was his conception of the poet’s life. It was by deliberate +intention that he turned his back upon the welter of experience. +Filled as he was with moral earnestness, he no doubt despised the late +nineteenth-century ideal of the “Ivory Tower”. Yet he lived in an +equally remote and cloudy refuge of his own--it might be called a Tower +of Clouds. + +So long as he continued to live shut away from life behind those cloudy +battlements, ambition and moral earnestness would scarcely avail him +to become one of the Shelleyan “legislators of mankind”. He would +have remained, for all his excellent intentions, utterly ineffective, +forever unable to gain a hearing. His “genius” had to be informed +by human experience before it could give him power to communicate +his emotions to mankind. And since his ascetic fear of life made him +incapable of learning joyously, he had to learn by pain. Life had to +batter down the walls of his refuge, force itself upon him, pry open +his eyes, pierce into his ears, overwhelm the defenses of his mind, +before it could reach his heart.... The education of the artist is +sometimes a complex business. A poem of Elizabeth Barrett Browning’s, +well-conned by him at the time, tells of the pain involved in “making +a poet out of a man”. He was prepared to suffer that pain. But he was +unprepared to suffer the further pain, which was to complicate his life +for several years, of making a man out of a half-grown artist-boy. It +would take a woman to do that for him. + +But he was inured to pain, already an adept in those sufferings which +come from resisting the claims of life; and life, even in the shape of +woman, would find him a worthy and resourceful antagonist. It promised +to be an epic conflict. + + + + +VI. THYRSIS + + +I. + +The young poet’s struggle with human nature is told at length in +_Love’s Pilgrimage_. With the information there given, and with +inferences of our own, we may draw this brief outline of the origins of +that struggle in his mind. + +A pattern of fear--fear of the outside world--had existed in his mind +since early childhood. Specifically it concerned drinking. “In his +earliest childhood he had known that his father was preyed upon, just +as certainly as any wild thing in the forest. At first the enemies had +been saloon-keepers, and wicked men who tempted him to drink with them. +The names of these men were household words to him, portents of terror; +they peopled his imagination as epic figures, such as Black Douglas +must have been to the children of the Northern Border. But then, with +widening intelligence, it became certain social forces, at first dimly +apprehended. It was the god of ‘business’--before which all things fair +and noble went down.” And as this conception of the vast network and +conspiracy of worldly evil was widening in the intellectual realm into +an intelligent and useful theoretical understanding of the nature of +capitalist society, in the meanwhile--or so we may conclude--it was +broadening in the untutored realm of the unconscious mind into a more +or less morbid fear of woman, as the other great “temptation” of life. +And what is said in _Love’s Pilgrimage_ specifically of his fear +of the one temptation can be read as covering the other: “Outwardly +he was like other boys, eager and cheerful, even boisterous; but ... +life had made him into an ascetic. He must be stern, even merciless, +with himself--because of the fear that was in him.... The fear that +self-indulgence might lay its grisly paws upon him!” “So it was that +the soul of this lad had grown somber, and taken to brooding upon the +mysteries of fate. Life was no jest and no holiday, it was no place +for shams and self-deceptions. It was a place where cruel enemies set +traps for the unwary; a field where blind and merciless forces ranged, +unhindered by man or God.” + +It would not be strange if love itself were to come to seem to this boy +one of these “traps”. But at first it was only the simpler forms of the +sexual temptation that he feared. Not, indeed, in its grosser form, as +in prostitution; to one with his fastidiousness of temperament this was +no temptation; “the thought of a woman who sold herself for money”--he +had first heard of this strange transaction at college--“could never +bring him anything but shuddering.” Yet there were real temptations. +“All about his lodging-house lived the daughters of the poor, and these +were a snare for his feet.” At recurrent intervals a restlessness +would interrupt his serenity of work and study “and he would go out +into the night and wander about the streets for hours, impelled by a +futile yearning for he knew not what--the hope of something clean in +the midst of uncleanness, of some adventure that would be not quite +shameful to a poet’s fancy”--only to steal home unsatisfied, “baffled +and sick at heart”. He took, with some embarrassment, these troubles to +his clergyman friend, who told him of his own youthful struggle--“which +had resulted in victory, for he had never known a woman”. He emphasized +the importance of the boy’s choice: “On the one hand was slavery and +degradation and disease; and on the other were all the heights of the +human spirit.” He was eloquently recommended to “save and store” his +sexual energy, so that this base metal might become “transmuted to the +gold of intellectual and emotional power”. Such, he was assured, was +the “universal testimony of the masters of the higher life”. Tennyson’s +Galahad was referred to, whose strength was as the strength of ten +because his heart was pure.... Nor was this to be a denial of love, +but on the contrary its consecration. Some day he would meet the woman +he was to cleave to, whom of course he would expect to be a virgin; +and he must do her as much honor--“he must save the fire and fervor of +his young desire for his life’s great consummation”. And a “compact” +was made, according to which the youth was to write to the man every +month and tell him of his “success or failure”. In times of trial, the +thought of having to confess the truth to his friend was “like a sword +hanging over him”, and this alone was, on such occasions, what kept +him to his vow. Ordinarily, in a life so dominated by fear of sex, the +temptations are of a merely imaginative sort, since there is lacking +the courage to undergo those preliminaries of approach to the opposite +sex which must occur before the temptation can be of a very realistic +nature. But this youth’s masculine enterprise was not so wholly chained +up as that, it would appear, for _Love’s Pilgrimage_ recounts +one such hour of trial, in which a spirited girl at a summering-place +yields to his fiery importunities and makes a date with him, only to +be met by an ashamed youth who has in the meantime conquered these +impulses of his baser nature and now offers her his agonized apology +for his caddishness, together with some moral generalizations on the +subject. “Preaching won’t help it any,” she says; “I don’t want to +hear it. Good-bye.” For this, and other such vergings upon surrender, +he would punish himself by “months of toil and penance and of savage +self-immolation.... For several months at a time he would go without +those kinds of food that he liked; and instead of going to bed at +one o’clock he would read the New Testament in Greek for an hour.” +These moral struggles are reminiscent of Tolstoy’s, early and late +in life; except that Tolstoy was reproaching and punishing himself +for sins actually, rather than almost, committed. Like Tolstoy, he +kept self-reminding diaries and wrote exhortations to himself. And, +being an agnostic and unable to use the ordinary theological forms +of prayer, “he fashioned new invocations for himself: prayers to the +unknown sources of his vision, to the new powers of his own soul--‘the +undiscovered gods’, as he called them.” And “above all he prayed to his +vision of the maiden who waited the issue of this battle and held the +crown of victory in her keeping....” + +This ideal of a future sweetheart began to take shape in his mind. Some +lines by the English bachelor-schoolmaster, Cory, were like a refrain +to his thoughts on this subject: + + “Somewhere beneath the sun, + These quivering heart-strings prove it, + Somewhere there must be one + Made for this soul to move it; ... + _Some one whom I could court + With no great change of manner, + Still holding reason’s fort, + Though waving fancy’s banner._” + +First of all, that is to say, she should be one who would take him as +she found him; an inspiration to him (of course), she should inspire +him to go on doing precisely what he wanted to do; hers was to be +the surrender, not his in any degree. A sufficiently unlikely young +creature, yet one for which the young poet is inevitably bound to wish. +For the rest, she should be of an angelic purity and goodness.[6] + + +II. + +The vision of a distant wedded bliss, the reward of abstinence as +promised him by his clergyman friend, sufficed for a time; but his +poetic ambitions came presently to trouble and disturb that hope. As +a poet, doomed to poverty, he would be economically unable to accept +those conventions of marriage under which a husband is required to +support his wife.... These material limitations may have served to +halt the development of his love-ideals in a boyish stage. Nor is that +to be wondered at. A poet, in a society in which poetry is ordinarily +a neglected and unrewarded art, is faced by the painful choice of +renouncing either his art or the normal masculine satisfactions +involved in giving protection--a home, food, clothes--to his beloved. +He, then, was obliged to conceive their companionship in other than +terms of ordinary marriage. To take a wife, in the conventional sense, +would be to chain himself for life and give up all hope of achievement +in his art. And this very real danger to himself as an artist could but +reinforce his morbid fear of the actualities of sex, and confirm him in +his reluctance to assume an adult masculine rôle. + +Under these not unfamiliar circumstances, the artist as a young man +sometimes accepts the compromise of casual, temporary and irresponsible +relationships; but to an ascetic young artist of high ideals these +were impossible. He was able to conquer his merely physical instincts; +but what would happen when he actually fell in love? Would he fall +blindly into the “trap” set by nature? If not, how would he seek to +avoid it?... In the meantime, at nineteen and twenty, he cultivated the +art of music, as a means of sublimating these troublesome emotions, +attended concerts, worshipped the hero-soul of Beethoven, and practised +till his fingers were raw and his back aching, on the violin. In +summer, in the country with his mother, he would take his violin into +the fields and play all day to the squirrels. A musician, arriving at +that summer resort, driving over in the hotel bus, heard an Italian +woman in the street singing the ‘Tannhaüser March’. He asked the woman +where she learned it; and she explained: “Dey ees a crazy feller in de +woods--he play it all day for t’ree weeks!” + +At the age of twenty-one, it seemed to him that with the help of music +he had “beaten his devils”, and come to be “master of himself”. + +Then he went to the country to write his book. + + +III. + +The first fury of his creative impulse had barely spent itself when +his mother and another woman, her oldest friend, arrived to spend the +summer in a boarding-house in a village near Quebec, and with them the +other woman’s daughter, a dark-eyed girl of twenty. The girl brought +his lunches to the negligent young poet at work in his cabin in the +woods, and a companionship was begun, with emotional consequences that +made it difficult enough for him to concentrate on his work as a young +poet should. They were, in fact, before the summer was over, involved +in the torments and problems of first love. + +She was a girl whom he had admired for her beauty, but scorned for her +submissiveness, and never for a moment in his imagination cast in the +heroic rôle of a poet’s mate. Not was she, apparently, at all suited +to such a rôle. From the worldly point of view, a poet’s mate should +doubtless be an eminently practical and capable person; and from the +poet’s own point of view she should be by temperament and education +able to understand and sympathize with his ambitions. None of these +things was true of this dark-eyed girl of twenty. She was spoiled +and wilful, fond of leisure and comfort, fond of play, with a deep +capacity for the pagan enjoyment of life. And perhaps it was these very +qualities, the dramatic complement of his own impersonal, fanatic, +Puritanical qualities, which attracted him to her.... That can be +understood; and it can be understood that he should fool himself into +thinking that he was going to educate and train her to be like himself +I But what perversity of feminine nature could have so laid open her +young girl’s heart to the worship of this scornful youth, and made her, +not merely fall in love with him as a summer’s idle diversion, but be +ready to go with him upon his own harsh terms into a life of poverty +and struggle? Perhaps it was the charm of his distinction, for he was +certainly like no other man she had ever known: though she might have +considered him as a well-brought-up young girl should, merely “queer”. + +Perhaps it was something authoritarian and quasi-parental in his +attitude toward her; for he began his wooing by scolding her for the +kind of life she lived--for being an idle butterfly. + +Then this conversation: + +She: “But people aren’t to blame for the lives they live!” + +He: “Why not?” + +She: “Because--they can’t help them. They are bound fast.” + +He: “They should break loose.” + +She: “That is easy for you to say. You have no ties.” + +He: “I did have them--I might have them still. But I broke them.” + +She: “Ah, but you are a man!” + +He: “What difference does that make?” + +She: “It makes all the difference in the world. You can earn money, +you can go away by yourself. But suppose you were a girl--shut up in a +home, and told that was your ‘sphere’?” + +He: “I’d fight--I’d break my way out somehow, never fear. If one +doesn’t break out, it simply means that his desire isn’t strong enough.” + +So it begins. It might be a Russian wooing of the Nihilist period. +It seems that the butterfly has a soul, and truly desires freedom. +The young Nihilist tells her sternly that she must work for her +salvation. She begs humbly for instructions, for tasks--and he sets +them. He lectures her on Christianity, on marriage, on the wrongness +of the world as it is; and she listens with glowing eyes. Of course +the master reads his unfinished masterpiece to his pupil; she thinks +it wonderful.... Kisses begin to mingle with these lectures; boy and +girl kisses, cool as the touch of a flower. Yet even kisses such as +these awaken in his mind the reverberations of an old alarm; and he +commences to explain to her the essential loneliness of his destiny as +a poet. “And do you expect to have no human relationships as long as +you live?” she asks in awe. They discuss that. There is, it seems, a +possible mate for him. But she would have to endure every privation. +He would not turn aside one step for her sake. No, rather he would +drive her as mercilessly as he drove himself, up the steep hill toward +perfection. Not, one would think, an alluring prospect for a joy-loving +young girl! Yet it fails to frighten her. He quotes in warning: + + “Maiden! a nameless life I lead, + A nameless death I’ll die; + The fiend whose lantern lights the mead + Were better mate than I!” + +And now, in a month or two of companionship, she has had good reason +to know how realistically true that warning is. She knows how much +more important his book is to him than her mere company. He sets her +to learning German. He scolds her for not learning it instantly. A +sufficiently quaint courtship! But he is her master; she takes gladly +what he gives, the lectures, the scoldings, and, more infrequently, +the kisses. He is ashamed of kissing, as an unworthy weakness--and +doubtless also a waste of good time that might have been devoted to +further counsels of perfection. And presently it is understood that +she is his mate; by no means his perfect mate as yet, but presumably +to be perfected by further lectures, scoldings, and German lessons. Of +course, it is made clear, they are not sweethearts in any ordinary +sense. There has been already too much of kissing and petting; she is +to get down to her German, and grind away at that, so that some day she +may be his intellectual equal.... + +In _Love’s Pilgrimage_, where this courtship is described in +detail, the girl is called Corydon and the boy Thyrsis. The choice +of those names, Thyrsis and Corydon, for the principals in this +boy-and-girl romance, is relevant to the boyish and poetic ideal which +the young lover so gallantly and absurdly attempted to impose upon the +recalcitrant facts of their human nature. The original Thyrsis and +Corydon, in Greek and Roman pastoral poetry, were shepherd-boys and +dear friends; and it was such an idyllic and quasi-boyish companionship +in thought and work, without any of the disturbing influences of sex, +that this young lover had in mind. He was spiritually unprepared for +any surrender to the tempestuous waves of man-and-woman love; and if he +was so harsh and graceless in his treatment of his young sweetheart, +it was out of fear. And he may well have been afraid. He seemed to be +the master in this relationship, the dictator of hard terms which she +meekly accepted. Yet was he truly in control of the situation? Or did +this girl submit with such proud humility because her heart knew a +secret which he had yet to learn? + +His learning of it proceeded slowly. Their talk and their studies +lasted late into the night at the lonely cabin in the woods. The gossip +of a summer resort community can be imagined, and the alarm of the +two mothers. The young people, conscious of their purity, could only +despise a world which thought that love necessarily meant “obscenity”. +“Everybody is thinking obscenity about us!” he said to her indignantly. +They stubbornly persisted in their companionship until the girl was +taken away to New York.... Now the young poet had time to write on +his book in peace; yet his thoughts of her gave him no peace, and he +spent the precious hours of his hard-bought freedom in writing long +letters to her. Not love-letters, precisely; they were scoldings on +paper, because the thought of her kept him from his work; exhortations, +warnings. He was trying to escape from her. Yet it was not she, after +all, who held him fast caught in that net; it was something within +himself, battling against his fears--the rash desire for life. Then +furiously he threw himself into the task of writing, to escape the +problem which confronted him. + +The fact seemed to be that he had taken this girl’s destinies into his +own hands; she was his. But upon what terms? He had preached his quaint +Tolstoyan-Tennysonian idealism to her, and she had accepted it; she was +ready to live with him as a sister in one room in New York that winter. +This plan was reluctantly renounced on medical advice; apparently it +was not so easy to live an ideal life in defiance of the conventional +world.[7] What choice then was left except abandonment of a spiritual +responsibility he had undertaken--or ordinary marriage? That autumn he +came to New York knowing dazedly that he was going to marry her. + + + + +VII. THYRSIS AND CORYDON + + +I. + +Thyrsis and Corydon, as we may for a while continue to call them, were +married in New York City one day in October of that year, 1900. They +had no money with which to set up housekeeping, and so they lived +with his parents, while waiting for the book, which had been finished +somehow amidst all this storm and stress, to be accepted. + +The book wasn’t immediately accepted; it was, to the young writer’s +astonishment, rejected--the first of many rejections.... Now that he +had so rashly taken unto himself a wife, it was agreed by everyone that +he should get a job and support her properly. But he refused to do so. +Behind him lay the meaningless slavery of hackwork from which he had +barely escaped with his poet’s soul alive; back into that slavery he +was not going. And was it not fully understood that it was his mate’s +privilege to share the hardships of a poet’s life? + +In a world of relatives and friends who kept wondering why her husband +didn’t get a job, who pitied her for what seemed to them her strange +and humiliating position, the girl did not, as she might easily have +done, lose faith in her artist-husband. But she began to lose faith in +herself--feeling herself to be a weak and inferior and merely human +person mated with a relentless, inexorable and inhuman will. Sometimes +the shock of some new frustration in his career, some disappointment +at the hands of an editor or publisher, left him a hurt boy to be +comforted in her arms. But these moments were brief; ashamed of his +weakness, he would lash himself to some new task, and send her to her +corner to attend to what seemed to be her wifely duty of studying +German. She could not get on with German, and that made her feel more +abysmally inferior. It seemed that they had no time to be together, now +that they were married. They did sometimes play Bach together, in his +savage and determined and utterly unsentimental fashion. She liked to +be read to, but he was too impatient for that--he ravaged the newspaper +of its contents in three minutes and tossed it gutted aside, and dealt +with books in a similarly purposeful and efficient way. If he spared +time for a walk, he fretted at the frightful waste of time required +for her dressing and primping. They ate, then and later, haphazardly, +and lived for periods on cold food, bringing on in him a chronic case +of indigestion and increasing his querulousness. It was small wonder +that she in turn developed a case of nerves; and her capacity for thus +giving pain brought her what all her capacity for giving joy had never +brought, the reward of her husband’s serious attention. He would sit +up with her all night and discuss and analyze her morbid fears, in the +light of the latest therapeutic knowledge from abroad. It seems to +have become, under those conditions, something of a habit for her to +indulge in what were nicknamed “soul-mates”, as a means of securing +some attention from her husband. + + +II. + +It was his fierce determination to fight it out as a writer if he +starved. His novel, _Springtime and Harvest_, was at last +privately published, in the spring of 1901, with money borrowed from a +relative. It contained a preface telling about himself and his hopes; +this book was to be the first of a library which he intended to found, +“for the purpose of increasing helpful reading among the humble people +of our land.” He added: “_Springtime and Harvest_ may fail, and +subsequent books may fail; but that library is quite certain to come. +The writer is a man who gives all his time to his art, and some day +or other, he will have money; it is by this use of it that he hopes +to keep clean his artist’s conscience.” _Springtime and Harvest_ +sold two hundred copies, enough to pay back the relative. This same +relative, impressed with his energies and abilities, had already +offered him a very good job in the financial world. But he did not want +a job, he wanted a chance to develop his genius. He became shameless, +and wrote begging letters to rich men famed as philanthropists, asking +for a subsidy. Impersonal subsidies, not given out of friendship but +for the encouragement of young talent, do now to a limited extent +exist; perhaps Upton Sinclair’s later propaganda on behalf of that idea +had something to do with its realization; but there was no such kindly +custom then. His letters, when not thrown in the wastebasket by the +rich men’s secretaries, were answered with the information that if he +were truly a young man of genius he would find in poverty and struggle +the best encouragement to achievement. Young poets must not, by rash +generosity, be prevented from learning in suffering what they are to +teach in song! In his case there was some truth in that smug and cruel +notion; at least, it was to take more suffering than he had yet known +to make him understand life.... + +He was still self-imprisoned in his tower of clouds. His idealism could +not yet accept the human terms of marriage. The medical advice upon +which the chaste earlier plans of the lovers had been abandoned had +been accompanied with the information (which was news to Thyrsis) that +actual marriage need not result in children. The advice, upsetting +enough to the whole universe which the poet had erected upon his +neurotic fear of life, had been only with much misgiving on his part +acted upon. Marriage had opened a new world to him; but it was a +too disturbing world, too alien to that cloudy realm of ideas and +moralities, of disciplines and duties, in which he was accustomed +to move; his generalizations had no meaning in this new pagan world +of delight--and he presently, from high motives drawn from his own +habitual realm, felt that it was his duty to renounce it. He had +thoughtfully and earnestly concluded that it could not be right to +enjoy the raptures of the marriage bed unless those raptures were +consecrated to an unselfish purpose, namely that of creating new +life. That purpose was not at all a part of his plans; it was totally +in conflict with the much more important purpose of fulfilling his +consecrated literary ambitions. Nevertheless, the idea of renunciation +had come too late; it appeared that these connubial raptures had after +all not been mere ignoble and unfruitful self-indulgence, but had been, +however unintentionally, dedicated to their proper biologic purpose, +after all. + +And now the chagrined poet could in secret mock bitterly at himself as +a deluded victim of Nature, and trace in memory the steps by which he +had been led into that very trap of human responsibility which he had +thought himself wise enough to avoid.... Yet there was a possible way +of escape, even now, from the trap. And these bitter soliloquies were +interrupted by a practical discussion of the question whether this new +life, so inimical to the poetic career, should be permitted to be. It +was discussed upon high moral grounds, pro and con. And it was in the +nature of an astonishing revelation to the young poet of a hitherto +unguessed secret of the feminine heart when, while they were trying +to make up their minds, he observed Corydon’s profound interest and +delight in a sufficiently ordinary baby halted in its carriage before +the park bench where they sat talking. Was it, then, possible that +this girl, who had come to him as a poet’s mate, and was presumed to +be interested in nothing but inspiring and assisting his career--was +it possible that she _wanted_ a baby? That, he concluded, was +actually true; and, in the irreconcilable conflict of moral duties +which the situation otherwise presented, that merely emotional factor +was giving the deciding vote. Thyrsis was becoming more human. + + +III. + +The birth, in December 1901, of his child, an event of which he was a +startled witness, was almost too appalling a glimpse into that realm +of human experience from which he had tried to escape. Yet not long +afterward he was able to confront his memories of that event with a +sufficiently fearless mind and build them up into one of the most +remarkable scenes in the whole of modern realistic fiction--the scene +being later incorporated into his novel, _Love’s Pilgrimage_.[8] + +The child, a son named David, was a personage of sufficient importance +to affect even such an inflexible determination as that of this young +poet. He did not get a job, but he did hackwork. His pen had lost its +old fluency in that sort of writing, it was no longer a knack but +an agony; but he did it in desperation, together with book-reviews +and every sort of literary odd-job by which he could make a dollar. +He raised a laugh in an editorial office by offering, as an expert, +to review a book on the care and feeding of infants; he was willing +enough to be laughed at if he could thus get a much needed book without +having to pay for it. _Springtime and Harvest_ was republished +by a regular publishing house late in 1901 under the title _King +Midas_, without diminishing either his poverty or his obscurity.... +A new literary project needed for its accomplishment more peace than a +new baby permitted, and he had to go elsewhere to work for some weeks; +in the meantime his wife and her child were taken away by indignant +relatives, and when he returned he was forbidden to see either of them +until he should have “come to his senses” and agreed to behave like +a proper husband--that is, get a job. By letter between the parted +parents it was arranged that the nurse should bring the baby on a +certain day and hour to a certain place in the park, so that he might +see his son. A nurse did come to the spot at that hour, wheeling a +baby much less beautiful than he remembered his own as being; and he +was miserable until his telegram, asking if the baby had red hair, was +answered by one explaining that the nurse had been ill and not able to +go to the park that day!... But even this pressure failed to bring the +stubborn young poet to terms, and his wife and child were presently +allowed to go and share his poverty. + + +IV. + +His second novel, _Prince Hagen_, though not published until +1903, was written in 1901. In 1902 he wrote _The Journal of Arthur +Stirling_, a book which made a considerable sensation in the +literary world, and which will be dealt with in the next chapter. +Still poor, and unknown to the great public, he moved in the spring +of 1903 to the outskirts of Princeton, N.J., where he lived with his +wife and child in a shack in the woods, and wrote two more novels, the +second of which was to bring him worldwide fame. His intellectual and +artistic development during this period will be considered at length +in the following chapters; but, as a significant detail revealing the +progress and suggesting the limits of his emotional development, we may +fix our attention on that shack in the woods near Princeton. + +In the back pages of _Country Life in America_ for June 1904, +following the accounts and pictures of expensive and luxurious summer +residences for the rich, there appeared a brief article entitled _A +Country House Built and Furnished for Only $156_ (Photograph by the +author). It began: + + The writer of this article is pursuing the occupation of unpopular + novelist, and is attempting what few even of the popular novelists + attempt--to live on his royalties. + +One does not need to turn to the signature to know that it was written +by Upton Sinclair. Yet for purposes of comparison we may, before +going on, interpolate here some fragrants of a manifesto composed the +previous spring, just before moving to this tiny house in the country: + + ... born to sing and to worship, as I was born to sing and to + worship ... + + ... stewed and mashed in misery for a lifetime, as I for seven long + years ... + + ... I could not greet my Muse until I had flung my banner wide ... + + ... You laugh at me, no doubt, but some day you will heed me ... + +Unquestionably there is power in these phrases; but unquestionably also +they are boyish.... And now we return to the article in _Country +Life_: + + Prior to the discovery herein to be set forth, I lived, as + most city-bred and non-wealthy people live, in a flat or a + boarding-house in winter and in a summer hotel in the warm months. + +To be sure, it is scarcely true that “most city-bred and non-wealthy +people” in America go to summer hotels for the “warm months”; he was +perhaps thinking of the class he was addressing in that publication: +workingmen do not read _Country Life in America_.... But this +prose, in comparison with the fragments of last year’s manifesto quoted +above, has in it the quality of civilized conversation; the shrill +boyish note is gone; it is a man speaking. The boy has grown up. And +he has grown up, somewhat in spite of himself, through the influence +of human experience in its most inescapable domestic terms. He has +been living, not in a poetic Shelleyan grotto, but in what despite +some unusual features is nevertheless unmistakably a home. He has +been a husband and father,--doubtless not a very good husband, for +a preoccupied artist may easily fail, and a puritanical idealist is +pretty certain to fail, to be that--yet the head of a household, a +breadwinner, a man responsible to wife and child; he has almost if not +quite ceased to dramatize himself in the grandiose rôle of a solitary +and unique figure bearing the burden of a poetic doom. He has become +considerably humanized, and as it happens through suffering--for +domesticity is not the least of those miseries in which, as he +complained in his manifesto the previous year, he had been stewed and +mashed. Corydon does not seem to have been a very efficient housewife +or very capable mother; and she probably seemed to an impecunious young +poet dreadfully extravagant. They were both terribly overworked. Yet +domesticity, to the young poet a monster of such frightful mien that to +be hated need but to be seen, when endured sufficiently was found to +have human values of its own; and though he might never be said to have +been thoroughly domesticated, though the close and warm intimacies of +family life remained something to shy away from as much as possible, +yet he had gained something from his experience which now led him to +show other young people the way to these life-values, at a price within +their meager means! + +And so to continue with the article; the next few paragraphs are +introductory to his theme, but interesting for their realistic +information: + + So overwhelming was the force of custom that for many years I + never dreamed there was any other way to live. At last, however, + the truth dawned upon me that I was foolish to pay for the + use of a hotel in the country when what I wanted was only the + country and not the hotel. I chanced one day to be walking in the + woods when I came upon a little cabin which had been built for + picnicking purposes by a lady who had immediately afterward been + providentially smitten with a rheumatic knee. This house I hired + for $25 for the season, and then I began to discover what things + there were in life. This house had cost about $400; and from force + of custom I rented it without inquiring further. + + Meantime, also, I went back to the city in winter, though there was + nothing I wanted in the city except books.... I am writing this + article because I know that there are in New York many thousands of + poets, painters, musicians, and other would-be dwellers in the land + of the spirit, living in just exactly that way, and never dreaming + that there is any other way for them to do it; that there is any + sort of shelter save a hall bedroom at $2 a week, or any sort of + food save what is shoved at them over a restaurant table at twenty + or thirty cents a dish! Figure up the cost of a hall bedroom at $2 + a week for a lifetime ... + +Thus far, to be sure, this is simply a country studio for artists that +is being suggested; but it abruptly becomes a home in the same sentence: + + and then consider that houses suitable for the occupancy of poets + and lovers may be built at a cost of from $50 to $150, and dwelt in + all the year round at a cost of $6 a week for two and $2 more for + the baby. + + Five years ago, the writer met a charming young couple one summer, + engaged, and painfully in love. With the naïveté of lovers, + they told me all about the problem--which was that he was only + twenty-six, and was earning only a poor $1800 a year; and they had + waited two years already--they expected to wait one more, and then + he would receive $2,200, and upon that they were heroically going + to try to get along. The writer has not seen them for three years, + but just the other day he made inquiry. Whether the increase was + delayed or their courage gave out, he does not know--but they are + still engaged! + +It may seem a little unfair for this young writer, of all persons, to +taunt these cowardly lovers; but that he can do so means that he has +at last accepted that impulse which in spite of so many qualms carried +him into marriage as, not a weakness nor a folly, but a thing to be +proud of--not a mere falling into a “trap of Nature”, but a responsible +action of his own; that is to say, his sexual impulse is at last +acknowledged to be a part of himself, and not a “devil” nor an “enemy”. +But to proceed: + + The house shown in this illustration cost $156. This figure is + larger in two respects than necessary--mistakes were made in its + construction, and it was built in a place where lumber is very high + in price. As described in this article, it can be built for about + $125. + + It stands about three miles outside of Princeton, New Jersey, which + was chosen because it is a beautiful town with a library. The house + is built upon a long strip of land bordering a dense woods; this + strip has a score of great trees upon it, and no less than a dozen + springs, of various degrees of coldness. It was of no use to the + farmer who owns it, and he rented it for $10 a year. + + The house is 16×18 feet. It has three rooms--a kitchen, a bedroom, + and a living-room--respectively 6×7, 9×7, and 11×16 feet. Six by + seven sounds small for a room, but every part of it was calculated + beforehand, and there is plenty of space.... + +He continues with details of its construction and cost. There is a +piazza, to be used as a dining-room in summer. “A good deal of the +furniture is home-made, of plain white pine; it can be varnished or +covered with pretty stuffs, though the present house is in the Spartan +style.” The house took six days to build. “Enough crockery and kitchen +utensils--agate-ware and unbreakable--can be bought for $5 or $10, +and then the house is inhabitable--for poets and lovers!” Near-by in +the woods is a study, costing $25. “It is 8×10, and sounds small; but +it holds a table, a book-case, a stove, a trunk, two chairs, and an +unpopular novelist”--who presently was to write there a book that would +be read all over the world.[9] + +It is a brave description; but certain reflections present themselves. +This “Spartan” simplicity, one feels sure, is not dictated entirely +by poverty, but by a Spartan temperament; and one is equally sure +that the Corydon of whom one has read in _Love’s Pilgrimage_, +however delighted she might be at having a house of her own to be +mistress of at last, would have preferred something less bleak. She +was not Spartan: she was Corinthian, rather; and her tastes have not +been consulted, or have been sternly overruled, in the planning of +this home. One looks at the photograph so proudly furnished; a neat, +bleak, Quakerish place, for whose drabness poverty does not wholly +account--the home of an ascetic, a despiser of soft living, of comfort, +of ease; the home of one who recognizes the uses “of bread and bacon, +of a stove and a woodpile”, and scorns all beauty except that “of +prayer and music, of joy and love, of wisdom and high resolve”, and +perhaps of “beautiful books in an occasional rare instance”--a moralist +still! And one remembers, in one of Corydon’s letters in _Love’s +Pilgrimage_, the wistful cry: “Oh, but how I want a poor taste +of joy!” One might guess that a girl of her temperament would be +exasperated into rebellion by a husband who was afraid of beauty and +joy in its most innocent forms, afraid even of his love of her; and +that this rebellion would take forms calculated to torment and madden +even him out of his Olympian austerity. Not a happy prospect for this +marriage! But even if it should ultimately prove too great a strain for +either of them to endure, it was meanwhile breaking down, apparently +as far as human experience was capable of doing so, his imaginative +resistance to reality; and its robust influences, combined with those +of a new philosophy of life, to be discussed later, served to make, out +of a conceited boy-poet, a man and a writer. + + + + +VIII. THE JOURNAL OF ARTHUR STIRLING + + +I. + +In 1903 there appeared a book entitled _The Journal of Arthur +Stirling_, purporting to be the real diary of a young poet who +had, after a bitter and unsuccessful struggle, committed suicide. An +editorial introduction, signed “S.”, gave a sketch of the poet, and +quoted from a New York newspaper a notice of his death “by suicide in +the Hudson River”. + +The book was something of a sensation among that small class of +American readers who cared enough about their country or its literature +to be moved by the thought of a poet being driven to suicide by neglect +in the midst of one of the richest cities in the world. The book was +widely reviewed, and though it was generally felt that Arthur Stirling +was a “difficult” young man, abnormally sensitive in his attitude +toward life and overstrained in his attitude toward his art, the book +was praised by those who knew artists as a true picture of young +genius.[10] + +The book incidentally related certain rebuffs and indignities at the +hands of editors and publishers. And these publishers, recognizing +themselves in the story, did not fail to recognize the young poet as +Upton Sinclair--and so the truth came out. The critics, especially +those who had compared the journal of Arthur Stirling with the diary +of Marie Bashkirtseff, resented being hoaxed, and discussion of the +book ceased. It was treasured, however, among discerning readers as +being, despite the fact that its author was still alive and kicking, +a sufficiently authentic account of the exasperated psychology of the +young artist in his struggle with poverty and neglect. + +Time has confirmed that judgment; the book remains a permanently +valuable and interesting contribution to our knowledge of what may +without prejudice be called youthful genius, and--more than that--a +moving plea on its behalf. + +But it is further interesting to us as a stage in its author’s +development. It was the second book after his marriage, and it deals +directly with his own most acute problems--not only the problems of +poverty and neglect, but with the psychic problem involved in his own +conception of himself, his destiny, and his duties.... The book was +written feverishly, day and night, during six weeks in the spring of +1902, on an island in the St. Lawrence River. His son had been born in +the previous December. The birth of his child had necessarily altered +the course of his life; it had bound him to reality. And it was with +the inescapable necessity of such an alteration in the course of his +life, the necessity of making terms with reality, that he was now +in violent inward struggle. He had, by rebellion, just previously, +established himself as a poet and a free soul; as such he had no +chains; even his marriage had by prescriptive arrangement involved +no human obligations whatever; he stood alone, and compromised with +nothing. And he had hardly had time to enjoy this freedom when it was +snatched away from him, not by a world that he could defy and resist, +but by Nature--including his own newly discovered Human Nature. If it +was an evil and ugly world that kept him in poverty, it was something +in himself which could scarcely be dismissed as ugly or evil that bound +him to his wife and child. And it was at the behest, not of the world, +but of this something in himself, that he had to compromise, and give +up his freedom. In giving it up, he gave up necessarily what had been +his fundamental conception of himself, as a Poet, consecrated only to +his career, free from every other duty. A painful renunciation, and +one which he would be slow to make. In leaving, then, his wife and +child, to go away and write this book, he was not merely attempting +desperately to make some money, he was taking this occasion to deal in +terms of art with the internal conflict which obsessed him. + +The Arthur Stirling of the book was based in part upon Sinclair’s +imaginings concerning the life of an actual young poet whom he had +met once or twice--a waiter and a snow-shoveller, who had sought a +publisher in vain, yet of whom it had been said by an eminent poet in +Sinclair’s hearing that “he had written lines not surpassed by one +of his years since Keats”. But it was chiefly, of course, based upon +his own experience as a neglected writer. It begins, however, with +the young poet writing his book--and this part of the story goes back +to, and might be an actual diary of, his life two years before, when +he had made his great break for freedom--when, with a hundred dollars +in his pocket he had left the world behind and gone to a shack in the +country to write his great book.... That is to say, he had gone back +to the days when he was free, to the days when he had a right to think +of himself as a poet. No girl casts her shadow over these pages. The +tragedy must be blamed upon the world, not upon her.... And now, once +more a poet, he savors again in memory the beauty and the pain of the +poetic doom: + + It is not merely the vision, the hour of exultation; that is but + the setting of the task. Now you will take that ecstasy, and hold + on to it, hold on with soul and body; you will keep yourself at + that height, you will hold that flaming glory before your eyes, + and you will hammer it into words. Yes, that is the terror--into + words--into words that leap the hilltops, that bring the ends of + existence together in a lightning flash. You will take them as they + come, white-hot, in wild tumult, and you will forge them, and force + them. You will seize them in your naked hands and wrestle with + them, and bend them to your will--all that is in the making of a + poem. And last and worst of all, you will hold them in your memory, + the long, long surge of them; the torrent of whirling thought--you + will hold it in your memory! You are dazed with excitement, + exhausted with your toil, trembling with pain; but you have built + a tower out of cards, and you have mounted to the clouds upon it, + and there you are poised. And anything that happens--anything!--ah, + God, why can the poet not escape from his senses?--a sound, a + touch--and it is gone! + + These things drive you mad.-- + + But meanwhile it is not gone yet. You have still a whole scene in + your consciousness--as if you were a juggler, tossing a score of + golden balls. And all the time, while you work, you learn it--you + learn it! It is endless, but you learn it. In the midst of it, + perhaps, you come down of sheer exhaustion; and you lie there, + panting, shuddering, your hands moist; you dare not think, you + wait. And then by and by you begin again--if it will not come, you + _make_ it come, you lash yourself like a dumb beast--up, up, + to the mountain-tops again. And then once more the thing comes + back--you live the scene again, as an actor does, and you shape + it and you master it. And now in the midst of it, you find this + highest of all moments is gone! It is gone, and you cannot find + it! Those words that came as a trumpet-clash, burning your very + flesh--that melody that melted your whole being to tears--they are + gone--you cannot find them! You search and you search--but you + cannot find them. And so you stumble on, in despair and agony; and + still you dare not rest. You dare not ever rest in this until the + thing is done--done and over--until you have _nailed_ it fast. + So you go back again, though perhaps you are so tired that you are + fainting; but you fight yourself like a madman, you struggle until + you feel a thing at your heart like a wild beast; and you keep on, + you hold it fast and learn it, clinch it tight, and make it yours + forever. I have done that same thing five times to-day without a + rest; and toiled for five hours in that frenzy; and then lain down + upon the ground, with my head on fire. + + Afterward when you have recovered you sit down, and for two or + three hours you write; you have it whole in your memory now--you + have but to put it down. And this forlorn, wet, bedraggled + thing--this miserable, stammering, cringing thing--_this_ is + your poem! + +Every moment of this lost poetic life is dear to him, infinitely +precious, worthy to be recorded: the egotism, the querulousness, the +hysteria--these, too, are part of the poet’s doom, and beautiful as +such. + + I am wild to-day. Oh, how can I bear this--why should I have to + contend with such things as this! Is it not hard enough--the agony + that I have to bear, the task that takes all my strength and more? + And must I be torn to pieces by such hideous degradation as this? + Oh, my God, if my life is not soon clear of these things I shall + die! + + Oh, it is funny--yes, funny--Let us laugh at it. The dance-hall + musician has brought home his ’cello! I heard him come bumping + up the stairs with it--God damn his soul! And there he sits, + sawing away at some loathsome jig tunes! And he has two friends in + there--I listen to their wit between the tunes. + + Here I sit like a wild beast in a cage. I tell you I can bear any + work in the world, but I can not bear such things as this. That I, + who am seeking a new faith for men--who am writing, or trying to + write, what will mean new faith to millions--should have my soul + ripped into pieces by such loathsome, insulting indignities! + + Oh, laugh!--but _I_ can’t laugh--I sit here foaming at the + lips, and crying! And suppose he’s lost his position, and does this + every day! + + Now every day I must lay aside what I am doing and sit and shudder + when I hear him coming up the steps--and wait for him to begin + this! I tell you, I demand to be free--I _demand_ it! I want + nothing in this world but to be let alone. I don’t want anybody to + wait on me.--_I don’t want anything from this hellish world but + to be let alone!_ + +And, in another mood: + + To get the mastery of your soul, to hold it here, in your hands, at + your bidding, to consecrate your life to that, to watch and pray + and toil for that, to rouse yourself and goad yourself day and + night for that; to thrill with the memory of great consecrations, + of heroic sufferings and aspirations; to have in your heart the + power of the stars, of nature, of history and the soul of man ... + +It is a lingering farewell to a beautiful past. For the Poet must +die. There is no place for him in such a world. When he has suffered +enough, he will take himself out of it. He endures his last indignity, +and faces tranquilly the death toward which he goes. “Do I believe +that I shall ever live again? I know that I shall not.... He has given +me an hour.... My life was beautiful.... There are no thoughts in +Oblivion.”... “No one will find my body, and no one will ever care +about it.” + +Three years later Upton Sinclair wrote, in the preface to a new +edition: “No truer book than _The Journal of Arthur Stirling_ has +ever been written; it is the book of all my boyhood’s hopes and dreams, +and it is as dear to me as the memory of a dead child.” + +It does preserve, with infinite love, the memory of a dead child--a +dead poet, tenderly and regretfully put to death by his own hand. + +It foreshadows the end of an epoch, and the beginning of a new life. + + +II. + +_The Journal of Arthur Stirling_ contained, incidentally, a +message. With the giving up of his own poetic career, he had become +conscious of the needs of others--a class-consciousness in the artistic +realm. + + You let every man go his way--you let him starve, you let him + die in any hole that he can find. The poet--tenderest and most + sensitive of all men! the poet--the master of the arts of + suffering! Exposed on every side, nervous, haunted, unused to the + world, knowing how to feel and knowing that alone! Is not his life + an agony under any conditions,--is he not tortured for you--the + world? And you leave him helpless, despairing! + + What is the matter with you?--How can you be so blind? There are + some of you who really love books--look and see the story of + genius--if it be not a thing to make you shudder and turn sick. + It has been so through all the ages, and it will be through all + the ages to come until society has a conscience and a soul. Tell + me if there is anything in this world more frightful than the lot + of poets who have been born poor--of Marlowe and Chatterton and + Goldsmith, Johnson and Burns and Keats! And who can tell how many + more choked before even their first utterance? + + I can not talk of that, for it makes me sick; but I will talk + of the poets who were born rich. Is it not singular--is it not + terrible--how many of the great stalwart ones were rich? To be + educated, to own books, to hear music, to dwell in the country, to + be free from men and men’s judgments! Oh, the words break my heart! + + --But was not Goethe rich, and did he not have these things? And + was not Hugo rich? And Milton? When he left college he spent five + years at his father’s country place and wrote four poems that have + done more to make men happy than if they had cost many millions of + dollars. + + But let me come to what I spoke of before, the seven poets of this + century in England. + + I name Wordsworth and Byron, Tennyson, Browning and Swinburne, + Shelley and Keats. I said that six of them were independent, and + that the other--the greatest--died like a dog. + + Wordsworth came first; he was young and poor and struggling, and + a friend left him just such an independence as I have cried for; + and he consecrated himself to art, and he revolutionized English + poetry, he breathed truth into a whole nation again.... Think + that the world owes its possession of Wordsworth’s poetry to the + accident that a friend died and left him some money! + + I name Byron; he was a rich man. I name Tennyson; he had a little + competence, and gave up the idea of marriage, and for ten years + devoted himself to art; and when he was thirty-two he published his + work--and then they gave him a pension! + + I name Browning; Browning went his own way, heeding no man; and he + never had to think about money. I name Swinburne; and the same was + true of him. + + I name Shelley; and Shelley was wealthy. They kept him poor for a + time, but his poems do not date from then. When he wrote the poetry + that has been the spiritual food of the high souls of this century, + he lived in a beautiful villa in Italy, and wandered about the + forest with his books.... + +This state of affairs and its remedy were set forth, a few months after +the publication of the book, in an article entitled _My Cause_, +in the _Independent_. This is the “manifesto” referred to and +fragmentarily quoted on a previous page; it begins: + + I, Upton Sinclair, would-be singer and penniless rat, having for + seven years waged day and night with society a life-and-death + struggle for the existence of my soul; and having now definitely + and irrevocably consummated a victory--having routed my last foe + and shattered my last chain and made myself master of my own life: + being in body very weak and in heart very weary, but in will + infinitely determined, have set myself down to compose this letter + to the world, before taking my departure for a long sojourn in the + blessed regions of my own Spirit. + + I should not write a letter to the world for the purpose of setting + myself right; being “lord of a thousand dollars,” the world no + longer exists for me. What people think of me is not whispered in + the forests that I love, and I have read my last review, and waited + upon my last publisher, and cringed before my last rejection. The + sole reason for my writing is that in that world there are surely + others, born to sing and to worship, as I was born to sing and to + worship, but born less capable than I in the world’s low way--less + willing to fight the world with its own weapons--less cunning, less + unprincipled, than I. For such there being in the place from which + I have escaped no salvation, and no prospect, save to be stewed and + mashed in misery for a lifetime, as I for seven long years, I could + not greet my Muse until I had flung my banner wide and declared + myself to men. + +The remedy which was set forth in equally eloquent terms was an +institution to be supported by rich men for the purpose of endowing +young authors of talent--an “American University of Literature”, with +a Board of Trustees “consisting of the noblest and truest and most +reverent literary men of the time”, employing “a corps of carefully +selected and trained readers” to consider and pass on manuscripts +offered in evidence of the possession of talent worth encouraging: +the standard of judgment being “not what the Public Wants, but what +American Literature wants, and what God wants, and what beauty and +truth and righteousness want....” + +Only three years later, judgment upon this scheme was passed by the +author himself in somewhat brutally realistic terms. “I look back +upon it now”, he wrote in the preface to the new edition of the +_Journal_, “as an amusing illustration of the guilelessness of my +attitude toward the world. If any such plan were to be proposed to-day, +I should say that it was a device to emasculate literature, as the +newspaper and the college and the church have all been emasculated; +and I should argue that it were better for the young author to starve +all his life than to compromise with the powers that are in control of +the wealth of the world to-day. My error lay in supposing that it is +literature that makes life, instead of life that makes literature.” + + + + +IX. MANASSAS + + +I. + +_The Journal of Arthur Stirling_ had been the death-cry of +his boyhood’s ideals; and it was heard by a Socialist editor and +lecturer named George D. Herron--a gentle ex-clergyman, a man much +lied about at the time in the newspapers, which chose to represent +a divorce and re-marriage of his as a “free-love” arrangement, so +that he was a notorious figure and in public esteem a monster of +iniquity. It was he who subsidized the young author during the period +of his hardest struggles, and it was his influence which led him to +read Socialist books and listen to Socialist arguments. There ensued +a swift conversion; for the young man badly needed a new ideal to +live by, in the place of the one which life had so rudely shattered; +and the Socialist philosophy was peculiarly suited to his needs. +His scientific interests, his acceptance of the Darwinian ideas of +evolution, his repudiation of the church and of mysticism, his interest +in history and belief in the democratic ideal, his sense of justice and +abhorrence of a class society, his Utopian tendencies, his conception +of himself as a rebel and revolutionist, had half prepared him for the +new philosophy of Socialism; nothing, indeed, had stood in its way +except the doctrine, centering about his own personal ambitions, of +literature as the determining influence in human progress: and once +he had given up his poetic ambitions, it would not prove difficult +for him to dethrone literature from the supreme place he had assigned +it, in favor of humbler material factors, as required by the Marxian +theory. It was not, he now perceived, literature that made life, but +life that made literature; it was, on the whole, the way men made +their living that determined their thought, including their sense of +right and wrong. What, then, he had found wrong with the world was +due fundamentally to its economic arrangements; and these economic +arrangements were in their very nature, according to the Marxian +reading of history, temporary; this present period of capitalism was +a passing phase in mankind’s conquest of its environment. It would be +destroyed by its own machinery; for the machine method of production +brought into existence a larger and larger class of wage-workers, +whose interests were necessarily inimical to those of the class which +lived on profits and dividends; and when these workers had learned the +lesson that they had nothing to lose but their chains and a world to +gain, in the words of the _Communist Manifesto_, they would unite +for revolutionary purposes, destroy capitalism, and create a workers’ +commonwealth all over the world. He conceived this, in accordance with +the somewhat mild Socialist ideas of that period, as an essentially +peaceful process, to be brought about by voting the Socialist ticket; +the votes being influenced by “agitation”, in which a writer who had +the good of the world at heart could find an honorable and useful and +sufficiently important field for the exercise of his talents.... But, +truly more important than all this, so far as his development as a +writer is concerned, was that aspect of the Socialist philosophy which +gave, to one who had always feared and hated the world, some realistic +means of discriminating among its values, so that he could more freely +and fearlessly enter into an imaginative intimacy with it in all its +crude detail. His old ethico-artistic theory of life, which had held +him in imagination at as great a distance as possible from raw life, +and had permitted him imaginatively to entertain life’s welter only in +the highly sublimated form of precept and principle, had thereby played +him false both in love and in art, had fooled and cheated him on every +hand. This new theory of life, finding order in the very midst of what +had been an unintelligible chaos, made him braver and bolder in his +imaginative approach to human experience; it enabled him to see beauty +where before there had been only ugliness, and it is ultimately to the +bracing influences of this new philosophy that we owe his development +into a great realistic novelist. + +His nearness to the Socialist philosophy is apparent in _Prince +Hagen_, written in 1901--a spirited and amusing though too obviously +didactic satirical fable, in which a Nibelung out of Wagnerian opera +comes to New York and pursues an instructive career in Democratic and +Republican politics, high society, and finance, and then proposes to +take back to the Nibelungs the benefits, already set forth in somewhat +Shavian terms, of Christianity and capitalism. It was published in +1903, and dedicated to his Socialist friend, Dr. Herron. But its +criticism of the world was his own--not Marx’s. + + +II. + +He had planned a novel of the Civil War--a trilogy, in fact--to be +called _The American_. It was announced under that title in the +_Independent_ article, where he spoke of the Civil War as “to me +the greatest art-theme now unpre-empted”, “one of the most tremendous +efforts of the human spirit in all history”, and declared that he hoped +to give “the next four or five years” to the task. This projected work +had also been described in _The Journal of Arthur Stirling_: + + The world is filled with historical fiction; it is the cant and + sham of the hour.--Bah! + + --This is what I long to do; to take the agony of that struggle and + live it and forge it into an artwork; to put upon a canvas the soul + of it.... + + I saw some of it to-day, and it made my blood go! + + I saw a poet, young, sensitive, throbbing at the old, old wrong, + at the black shame of our history; I saw him drawn into that + fearful whirlpool of blood and passion, driven mad with the pain + and the horror of it; and I saw him drilled and hammered to a grim + savageness, saw him fighting, day by day, with his spirit, forging + it into an iron sword of war. He was haggard and hollow-eyed, + hard, ruthless, desperate.... I saw a man, wild and war-frenzied, + riding a war-frenzied horse; he rode at the head of a squadron, + bare-headed, sword in hand, demon-like--thundering down-hill upon + a mass of men, stabbing, slashing, trampling, scattering! Above + the roar of it all I heard his cry: “Finish it! Finish it!” + + And afterward he staggered from his horse and knelt by the men he + had killed, and wept. + + --I saw him again. It was when the man of the hour had come at + last; when the monster had met his master; when, day by day, they + hammered it ...; when they closed with it in death-grapple in a + tangled wilderness, where armies fought like demons in the dark, + and the wounded were burned by the thousands. I saw companies of + fainting, starving, agonized men retreating, still battling, day + by day; and I saw the wild horseman galloping on their track, + slashing, trampling--and still with the battle-yell: “Finish it! + Finish it!” + + I saw him yet a third time. It was done, it was finished; and he + lay wounded in a dark room, listening. Outside in the streets of + Washington a great endless army marched by, the army of victory, + of salvation; and the old war-flags waved, and the old war-songs + echoed, and he heard the trampling of ten thousand feet.... + +The first volume of this projected trilogy appeared in 1904, under +the title _Manassas: A Novel of the War_. As written, under the +sobering influence of the new philosophy that had intervened in the +meantime, it is by no means so rhetorical a work as might have been +expected from these announcements. It is, in fact, his first realistic +novel. It is at the same time beautiful. Its many-cadenced and never +negligent prose bends tenderly or humorously over the most minute +details of everyday life, and rises with a mature magnificence to the +height of the most chaotic battle-scenes, never once losing its grip on +reality. It impresses one, re-reading it after many years, as a great +war-novel. It has its special limitation, sufficiently characteristic +of the author in this transition phase: sex does not exist for its +hero; but that limitation, ridiculous enough in afterthought, does +not count against it as much as might be supposed. Politics fill that +foreground of emotional interest usually occupied in fiction by women, +and so profoundly passionate are these political emotions that one +scarcely notices, and does not resent, the substitution. The hero +is a Southern youth who goes to visit relatives up North, becomes +interested in the Abolition agitation, becomes gradually a convert and +an enthusiast, and, when the war begins, enlists in a Boston regiment +that is mobbed in passing through Baltimore on its way to Washington, +and takes part in the great defeat of Northern arms at Manassas, where +the book ends. Its historical background is marvelously sketched in; +and, though it may be a heretical taste, it is possible to prefer its +battle-scenes to those of _The Red Badge of Courage_, or, indeed, +to anything short of Byron’s in _Don Juan_ and Tolstoy’s in _War +and Peace_. Jack London, it may be remarked, called it “the best +Civil War book I’ve read”. + +But it is interesting not only as a novel, but as a memorial of a +private struggle of his own. It is not for merely literary reasons +that a child of the South goes over to the traditional enemy. The +aristocratic South, the old South, was still alive in him; it was +the South in him that, in spite of all his efforts to be modern and +scientific and democratic, still gave him that unconsciously lordly +attitude toward life. He had only changed its terminology and not +its essence when, as a Prince of the Kingdom of the Spirit, as a +poet-aristocrat, he had demanded of the world his rightful place in the +seats of spiritual rulership of mankind. When he hated the South, as he +had done since boyhood, it was something in himself that he hated. And +now, when he had cast off these lordly pretensions that had only gained +him mockeries and injuries, and sunk his own aspirations toward freedom +and happiness in those of the masses of workingmen, now more than ever +he needed to free himself from his Southern heritage. It was for that +reason that he fought the Civil War over again in his imagination. In +the person of his hero he had to make war on the South; the slavery of +black men was his pretext--it was himself that must be set free, before +he could go on to write the new books that called to him.... + +The rest of the trilogy was never written. In the fall of 1904, he went +to Chicago to get material for a book about Packingtown. He worked +there seven weeks, came back with his imagination aflame, and--pausing +in 1905 to found the Intercollegiate Socialist Society[11]--wrote a +book that changed his whole literary career. + + + + +X. THE JUNGLE + + +I. + +In 1905 there began to appear, in a Socialist weekly, the _Appeal +to Reason_, published in Girard, Kansas, a novel of the Chicago +stockyards, by an almost altogether unknown writer: _The Jungle_, +by Upton Sinclair. I can remember, as a boy of eighteen, reading in my +_Appeal_ that first chapter describing the wedding party of Jurgis +and Ona, and my delight in the rich, full-blooded humanity of that +scene. It was the happy prelude to what was to be, as week after week +the story unrolled itself, a tragic panorama of working-class life, +true, terrible, and magnificent.... + +The story was simple enough; it related the fortunes of a group of +immigrants who lived and worked in the stockyards district--their +struggle to get ahead, to own a home, to bring up their children +decently, while all the time they are brutally exploited, preyed +upon, robbed, outraged, by the unscrupulous forces which find in +their poverty and ignorance and helplessness mere opportunities for +enrichment. The group is crushed, one by one, in the struggle; the +old men are thrown on the scrapheap to starve, the women are drawn +into prostitution to keep body and soul together, the children die; +Jurgis himself goes to prison for smashing the face of a brutal boss, +and when he comes out his little world had been destroyed as if by an +earthquake--and he is left to wander, getting wisdom as he wanders, +and coming at last to believe in a Socialist reconstruction of this +hideous world. At every point the story is enriched by the most vivid +and relentless realistic detail; one is immersed in the filth and +stench and cruelty of the stockyards, and one feels the sublime human +aspirations which even there burn unquenchably in humble hearts. + +For a while the knowledge that a great new novelist had appeared in +America was almost confined to the readers of that Socialist weekly--no +small audience, however, for the “_Appeal_ army” of enthusiastic +subscription-getters had drummed up half a million readers for that +publication. The first public, therefore, of this astonishing novel, +was of farmers resting in stocking feet beside the stove of winter +evenings, and of discontented workingmen in a thousand cities and +towns--an audience which, whether rural or urban, understood the +truths of human suffering which it so vividly portrayed. That was its +first success--its recognition and acclaim by a proletarian audience. +Then came recognition by fellow-writers, who heard of this strange +and powerful novel being published in a Socialist weekly, and sent +for back numbers. David Graham Phillips wrote to the author: “I never +expected to read a serial. I am reading _The Jungle_ and I should +be afraid to trust myself to tell you how it affects me. It is a great +work. I have a feeling that you yourself will be dazed some day by +the excitement about it. It is impossible that such a power should not +be felt. It is so simple, so true, so tragic, and so human. It is so +eloquent, and yet so exact.” And, of course, Jack London, his comrade +in the Socialist movement, did not fail to acclaim this achievement. +“The _Uncle Tom’s Cabin_ of wage slavery”, he called it; and with +that legend on the jacket and in the advertisements it was brought +before the general American public in book form in 1906. It was an +immediate and enormous success. It became a “bestseller” in America, +England and the British colonies. It was translated into seventeen +languages, and the world became aware that industrial America in its +toil, its misery and its hope had found a voice. + + +II. + +But the literary sensation in America had already become secondary to +the shock of its readers in learning of the conditions under which +their meats were prepared in Packingtown, not as affecting the workers +but as affecting their own health--for the story dealt incidentally +with the use of condemned meat. The author later remarked that he had +aimed at the public’s heart and by accident had hit it in the stomach. +His deepest concern had been with the fate of the workers, and he +realized with bitterness that he had become a celebrity not because the +public cared anything about the workers, but because it did not want to +eat diseased meat. + +The public was more or less prepared for such charges against +the packers, on account of the “embalmed beef” scandal during the +Spanish-American war. President Roosevelt, responding to a widespread +popular demand, sent a commission to Chicago to make an investigation +of conditions in Packingtown. This commission was assisted, at +Sinclair’s expense, by Ella Reeve Bloor, who had been familiar with +conditions there and had helped him in his seven weeks’ investigation +preliminary to the writing of the novel; and the researches of this +commission appear to have confirmed the chief charges made in the book. + +The young novelist accepted, as a Socialist, the opportunity which this +situation provided for agitation. But the packers, and large business +interests in general, were aroused, and all their power and influence +was used to keep this agitation from reaching the public, and to +represent the young agitator as an irresponsible sensation-monger. He +set up a publicity bureau, worked twenty hours a day, wrote articles, +sent telegrams, and gave interviews to roomfuls of reporters; but so +thoroughly had the newspapers been mobilized by the business interests +as a medium of defense that the publicity he actually achieved for the +workers’ cause was slight; and on the other hand, his own reputation, +in genteel literary and critical circles, and among the public at +large, was seriously damaged. In the course of these efforts, President +Roosevelt said to him: “Mr. Sinclair, I have been in public life +longer than you, and I will give you this bit of advice; if you pay +any attention to what the newspapers say about you, you will have +an unhappy time.” He might have taken this as a warning that his +temperament was not suited to public life, for he could not get used to +being lied about in the newspapers; but he persisted in his efforts, +and he did have a very “unhappy time”. + +Nothing in particular was done about the workers’ conditions. Even the +President’s meat-inspection law, as finally passed, had, in the opinion +of those behind it, all its teeth drawn first. Sinclair continued his +attempt to agitate the question, but the public had been reassured, and +the effort was futile. In _The Brass Check_, where the complete +story of this period is told vividly, he says: “I look back upon this +campaign, to which I gave three years of brain and soul sweat, and +ask what I really accomplished.” He had taken, he says, a few million +dollars away from the Chicago packers, “giving them to the Junkers of +East Prussia, and to the Paris bankers who were backing enterprises +to pack meat in the Argentine”. He had also added a hundred thousand +readers to the circulation of a popular magazine, which speedily +repudiated its early muck-raking habits and became a defender of big +business; and he had made a fortune for his publishers, who immediately +became conservative and devoted their profits from _The Jungle_ to +promote a kind of writing hostile to everything in which he believed.... + + +III. + +_The Jungle_ was in fact the climax of a literary movement in +America which had aroused the fear and anger of large business +interests. The great middle-class reform movement, marked in the +political field by the careers of Bryan, Roosevelt and the earlier +Wilson, had produced an audience sympathetic to the telling of +unpleasant truths about American political and business conditions. +In the magazine field this was called “muck-raking”; there were +sensational revelations of the inside workings of Wall Street by Tom +Lawson, of municipal corruption by Lincoln Steffens, of Standard Oil +history by Ida M. Tarbell, of Beef Trust finance by Ray Stannard Baker. +In the fictional field there was a corresponding literature, written +by such men as Robert Herrick, Frank Norris and David Graham Phillips. +This literature had its social revolutionary fringe: Jack London +was an avowed revolutionist, and such Socialist critics of society +as W. J. Ghent, John Spargo, Robert Hunter, Charles Edward Russell +and William English Walling, had a wide hearing. A professor named +Thorstein Veblen had written a devastating book called _The Theory +of the Leisure Class_, and phrases from it passed into general +intellectual currency. These conditions were sufficiently alarming, in +a country where every year, in one great industry or another, there +was a bitter struggle between employers and men, in which bullets +were the decisive factor. And now a young man, by writing a book, had +put a great industry on the defensive before the whole public. It +was necessary to tighten the grip of business upon the intellectual +world. The newspapers were already well in hand; but there was a group +of free magazines which were making money out of “muck-raking”--the +very center of the intellectual rebellion. Big business struck at +this group of free magazines, effectively, through the medium of +advertising. The magazine policies were changed. Writers were called +off from investigations of industrial conditions. An immense campaign +of optimism was begun, and a cheerful outlook upon American industrial +conditions was preached and made synonymous with patriotism. The +writers for the most part changed with the times, and adapted their +views to the new editorial demand; the others were silenced or +discouraged. A few prominent radical journalists, unable to tell the +truth any longer in the magazines, bought one of their own; but they, +too, presently succumbed to the spirit of the times.... Sinclair +quotes, in _The Brass Check_, the titles of some representative +articles from a recent issue of that once-daring magazine: “How We +Decide When to Raise a Man’s Salary”, “The Comic Side of Trouble”, +“Interesting People: A Wonderful Young Private Secretary”, “From +Prize-Fighter to Parson”.... + +The public, deprived of the intellectual stimulant of unpleasant truth +before it had quite got used to it, was easily trained in more cheerful +tastes. Those writers who sought to revive the art of muck-raking found +themselves with an indifferent audience. “People aren’t interested in +that sort of thing any more.” While as for fiction, the old genteel +tradition reasserted itself, the standard of non-controversiality +became identical with the standard of decency, and any author who dared +to violate this standard ran the risk of finding himself removed in +critical esteem beyond the pale of literary respectability. + +The measure of the wrath of the masters of America and the docility +of its intellectual class during this period may be taken from the +Gorky incident, which happened in the spring of 1906, coincident +with the _Jungle_ agitation. The great Russian novelist, Maxim +Gorky, had come to America to raise funds for the cause of Russian +freedom--a cause long since made popular among even the respectable +American intelligentsia by the writings of the American journalist, +George Kennan. A great welcome was prepared for him. But it happened +that two radical union leaders, Moyer and Haywood, were on trial for +their lives in a Western state in the course of an industrial war +between the miners and the coal-barons. Their cause had been espoused +by the Socialists, who now asked Gorky to sign a telegram of sympathy +to Moyer and Haywood. He did so. A White House reception to Gorky was +immediately canceled. And then the American papers, at the instance of +the Czarist embassy, began to denounce Gorky, on the pretext that he +had “insulted” the American people by bringing with him as his wife +a woman to whom he was not married. It was known to those who made +the charge that Russian revolutionists married without the churchly +processes which alone were “legal” in Russia, and that Madame Andreieva +was his wife according to the revolutionary code; they had known that +all along, and had not made use of the fact. Now they unloosed upon +him the furies of a hypocritical moralistic journalism. He was hounded +out of New York hotels, denounced in pulpit and newspaper throughout +the country; his mission was destroyed. And the American men of letters +who had been proud to be invited to dine with this Russian giant, were +afraid to brave that storm: one and all, the respectable writers turned +tail and fled, not daring to call their souls their own--a black day +in the calendar of American letters. Great reputations fell that day, +Mark Twain’s among them, in the minds of boys and girls, now grown up, +who saw that humiliating and cowardly action with the clear eyes of +youth and were ashamed for their country. If American literature is now +less timid about sex, that young indignation may have something to do +with it. But those boys and girls did not know why America and American +men of letters had suddenly become so prudish: they did not know that +Maxim Gorky’s influence had been destroyed in that sudden journalistic +whirlwind, not because of the lack of churchly blessings upon his +union with Madame Andreieva, but because he had rashly intruded into +an American economic struggle on the unfashionable side. He, and the +writers of America, must be taught a lesson, and made to realize who +was running this country and what happened to anybody who tried to +interfere with them. + +The stage of Upton Sinclair’s literary career, immediately ensuing +upon his immense celebrity as the author of _The Jungle_, falls +within this period when “muck-raking” was being outlawed and editors +and writers taught a lesson by those in control of American business. +He was one of the few who dared to brave this Thermidorian reaction, +and he was chief of those to suffer from it. It is his temerity +which explains the fact that his reputation in America as a novelist +fell during that period to zero, or lower. He missed, by remaining a +“muck-raker”, his chance of regaining literary respectability. His next +novel, _The Metropolis_, published in 1907, was an attack on New +York society; and _The Moneychangers_, published in 1908, was an +exposé of Wall Street. Nor is this explanation to be discounted by the +fact that _The Metropolis_ and The _Moneychangers_ were not +very good novels. + +The point is worth laboring. Novels far inferior to those two would, +in that period, have maintained Upton Sinclair in American critical +esteem, if they had been of a different tendency; not to realize that +is to be ignorant of American criticism and its fashions. It was the +fashion to sneer at Upton Sinclair, and to accept the yellow-journal +pictures of him, in which he was represented as a mere sensation-monger +and fool to boot. Georg Brandes, generally accounted the world’s +greatest modern critic, was astonished at this American neglect of +one of its greatest writers; on visiting this country in 1914, he +took pains to say to the reporters who met him at the steamer that +there were three American novelists whom he found worth reading, among +these being Upton Sinclair. The statement, as it generally appeared in +the press, referred only to Frank Norris and Jack London, omitting +Upton Sinclair’s name altogether. Doubtless it was naïvely regarded +as incredible that anyone should really take this disreputable +“muck-raker” seriously.... And it was not until a new rebellious +literature and criticism emerged after the war, under the leadership +of Sinclair Lewis and H. L. Mencken, that Upton Sinclair was again +mentioned among American writers by any reputable native critic who was +not a Socialist. + + +IV. + +_The Metropolis_ and _The Moneychangers_, though better as +propaganda than as art, are nevertheless of interest to us for what +they reveal of their author’s psychology at this period. The former +novel grew out of his observations of the life of the idle rich during +his fame as the author of _The Jungle_. His celebrity made him +naturally an object of curiosity and interest to these rich people; +and its secrets, such as they were, were readily exposed to him. It +happened to be within his power, if so he chose, to remain in such a +life. A group of capitalists had come to him, as he relates in _The +Brass Check_, “with a proposition to found a model meatpacking +establishment; they had offered me three hundred thousand dollars worth +of stock for the use of my name”; and he adds: “if I had accepted that +offer and become the head of one of the city’s commercial show-places, +lavishing full-page advertisements upon the newspapers, I might have +... been invited to be the chief orator at banquets of the Chamber +of Commerce and the National Civic Federation, and my eloquence would +have been printed to the extent of columns; I might have joined the +Union League Club and the Century Club, and my name would have gone +upon the list of people about whom no uncomplimentary news may be +published under any circumstances. At the same time I might have +kept one or more apartments on Riverside Drive, with just as many +beautiful women in them as I wished, and no one would have criticized +me, no newspaper would have dropped hints about ‘love-nests’.” This +opportunity, no temptation in reality, appears nevertheless to have +intrigued his imagination sufficiently to make such a “temptation” +the theme of his new novel. Its hero comes to New York and undergoes +the temptation of wealth and luxury. It is a kind of ironic sequel to +the unfinished trilogy of the Civil War; its hero is the son of the +man who fought in _Manassas_ to save the Union from destruction. +The Union had, by that epic agony, been saved--for what? For this, +says the disillusioned author, pointing to the waste and vulgarity and +triviality of the life of the “Four Hundred”.... It will be seen that +the theme psychologically precedes that of _The Jungle_; and it is +not surprising to find the book revelatory of an actually less mature +point of view than is shown in that masterpiece. Its emotional effects +are of a juicelessly ethical character. The young hero turns his back +upon these temptations, and resolves to earn an honest living! One +remembers Jurgis in _The Jungle_; he could not turn his back on +Packingtown--he had to live its life; and only thus are we enabled to +know what Packingtown was. Yet, through some identification of himself +with his young aristocrat in this later book, the author is unable to +imagine his surrender to metropolitan luxury, even for a moment; so +that we never learn, in any emotional sense, in any sense but that of +factual detail, what metropolitan luxury means. The _dégringolade_ +of a high-souled young man under such influences--and possibly his +eventual revolt under other influences--was the story called for by the +theme. It was never written; only the surface details are presented. +So meager a use of the vast powers displayed in _The Jungle_ +suggests some internal conflict in connection with this theme, and we +may perhaps be permitted to look there for the answer to this literary +riddle--if it is permissible at all to inquire why a writer does not +always remain at his best. + +_The Moneychangers_, a sequel to _The Metropolis_, had the +same central character. The book was based upon the panic of 1907, +of which it undertook to give the “inside story”. It might have been +treated as an epic theme; but it was viewed in too narrow and factual a +way, through the eyes of this aristocratic young moralist-hero, who, as +the total upshot of these events, is merely surprised and shocked that +people can be so bad--and refuses to dine at the house of one of the +scoundrels. There was to have been a third volume; it was written as +a play, _The Machine_, and in it the hero falls in love with the +scoundrel’s daughter, who has in the meantime taken up settlement work +and renounced her father’s riches. It was, then, toward this grand +event that that creation moved! + +Jack London had written of _The Jungle_: “It is alive and warm. It +is brutal with life.” No one would say that of _The Metropolis_ +or _The Moneychangers_. They are emotionally thin performances. +Ill-health, and poverty after the Helicon Hall experiment (see next +chapter), doubtless partly account for this inadequacy. In both novels +the hero remains essentially untouched by all that goes on about him, +scarcely more than an observer--a disembodied ghost, as it were, of +the author himself, looking on and taking note of all that happens +with an admirable journalistic faculty, but capable of no depth of +human emotions. In _The Brass Check_ the author remarks that +the critics were cross with his hero, saying that he was “a prig”, +and that he “ought to have been really tempted by the charms of the +lovely ‘Mrs. Winnie Duval’,” and he goes on to say: “It has happened +to me, not once, but several times, to meet with an experience such +as I have portrayed in the ‘Mrs. Winnie’ scene, and I never found it +any particular temptation. The real temptation of the Metropolis is +not the exquisite ladies with unsatisfied emotions; it is that if you +refuse to bow the knee to the Mammon of Unrighteousness you become +an outcast in the public mind. You are excluded from all influence +and power, you are denied all opportunity to express yourself, to +exercise your talents, to bring your gifts to fruition. One of the +reasons _The Metropolis_ had a small sale was because I refused +to do the conventional thing--to show a noble young hero struggling +in the net of an elegant siren. The temptation I showed was that of +the man’s world, not of the woman’s; the temptation of Wall Street +offices, not of Fifth Avenue boudoirs. It was a kind of temptation of +which the critics were ignorant, and in which the public, alas, was +uninterested.” Indeed, an interesting theme. And a pity it is that +these novels did not actually deal with it. But we are now perhaps +in a position to make at least a guess at the psychic conflict which +held the author’s emotions so tight-locked during the composition +of those two books: it might well have been, no vulgar conflict of +worldly ambition with his high ideals, but a conflict involving his +old aristocratic emotions--for he had been offered, Tantalus-like, +the opportunities of public leadership, only to have them snatched +out of his grasp--a conflict between the poet-prophet, the Shelleyan +“unacknowledged legislator of mankind”, and the newer humbler rôle of +the imaginative novelist who identifies himself with weak, suffering, +stumbling, pitiful humanity itself. For a moment he had taken the +latter rôle, and produced a masterpiece of prose fiction. But the poet +in him demanded another destiny; and in that conflict he became neither +poet nor quite novelist, but journalist-agitator. + +In the meantime, in 1907, he had published a book entitled _The +Industrial Republic_. Its dedication, “To H. G. Wells, ‘the next +most hopeful’,” is an allusion to an inscription written by Wells in +a book presented to him: “To the most hopeful of Socialists, from +the next most hopeful!” The Wells book was _A Modern Utopia_; +and in this book Sinclair goes him one better. It is sub-titled: “A +Study of the America of Ten Years Hence”. It is a Socialist America +that is thus described, though its Socialism is of so mild a sort +that even the American Socialists of those days must have found it a +somewhat watery potion. “If Mr. Bryan would only procure and read a +really authoritative treatise upon modern scientific Socialism (say +Vandervelde’s _Collectivism and Industrial Evolution_) he would +understand that his programme is so close to that of the Socialists +that the difference would require a microscope to discern.” And this +Bryanesque government-ownership Socialism was to be brought about by +the election, in 1912, of a radical Democratic President, probably +William Randolph Hearst. “It may be, of course, that some one else +will get the Democratic nomination in 1912; that matters not at all +in my thesis--the one thing certain is that it will be some man who +stands pledged to put an end to class-government. Following it there +will be a campaign of an intensity of fury such as this country has +never before witnessed in its history.” This is a remarkably accurate, +if somewhat exaggerated, foreshadowing of the Wilson-Roosevelt-Taft +campaign of 1912, which was fought out fiercely on social issues. +But he goes on to predict an industrial crisis, a new “Coxey’s Army” +marching on Washington, a panic, and then the Revolution: needless to +say a peaceful one. The captains of industry will have been told by +the President that, “since they can no longer run their business, they +must allow the Government to take possession and run it--the price +to be paid for their stock being a matter for future negotiation, and +a matter of no great importance to them in any case, because of the +income and inheritance laws just then being rushed through Congress.” +The revolution, thus defined, was to take place “within one year after +the Presidential election of 1912”. It was a youthful guess that +one need not be ashamed of having made, though one may smile at the +youthful rashness of putting it on record in print; it was based on +some quite widespread Social Revolutionary expectations of the period, +and its immediacy seemed natural enough to a young Utopian in a great +hurry. + +But, with a revolution coming in six years, there might have seemed the +less reason for him to discipline his imagination to the novelist’s +difficult and humble task of representing human nature. If this +young writer was to be henceforth of distinguished use to American +literature, he had to suffer more hurts and disillusionments. + + + + +XI. LOVE’S PILGRIMAGE + + +I. + +The success of _The Jungle_ in 1906 had put the young author +immediately in possession of some thirty thousand dollars; and +with this money he founded, that fall, at Englewood, New Jersey, a +co-operative undertaking called the Helicon Home Colony. This project +had been outlined in an article that summer in the _Independent_, +in which he said: + +“Here am I on my little farm, living as my ancestors lived--like a cave +man or a feudal baron. I have my little castle and my retainers and +dependents to attend me, and we practise a hundred different trades: +the trade of serving meals, and the trade of cleaning dishes, the +trade of washing and ironing clothes, of killing and dressing meat, +of churning butter, of baking bread, of grinding meal, of raising +chickens, of cutting wood, of preserving fruit, of heating a house, +of training children, and of writing books! And all these crowded +into one establishment, in close proximity, and all jarring and +clashing with each other! And all carried on in the most primitive and +barbarous fashion, upon a small scale, and by unskilled hand labor.” +The coöperative argument, as developed by Charlotte Perkins Gilman, +follows: “It takes a hundred cooks to prepare a hundred meals badly, +while twenty cooks could prepare one meal for a hundred families and do +it perfectly.... It takes a hundred ignorant nursemaids to take care of +the children of a hundred families, and develop every kind of ugliness +and badness in them; it would take only twenty or thirty trained nurses +and kindergarten teachers to take care of them coöperatively, and +bring them up according to the teachings of science.” He goes on to +say that “there must be, in and near New York, thousands of men and +women of liberal sympathies, who understand this situation clearly, and +are handicapped by its miseries in their own lives--authors, artists +and musicians, editors and teachers and professional men, who abhor +boarding-houses and apartment hotels, and yet shrink from managing +servants, who have lonely and peevish children like my own, and are no +fonder of eating poisons or of wasting their time and strength than I +am. There must be a few who, like myself, have realized that it is a +question of dragging through life a constantly increasing burden of +care, or making an intelligent effort and solving the problem once +for all. To such I offer my coöperation. I am not a business man, but +circumstances have forced me to take up this problem, and I am not +accustomed to failing in what I undertake.” + +Many answers were received to this announcement, and the plan was +experimentally carried out by fifty or sixty people, including ten +children. The colonists bought nine and a half acres of land sloping +down from the Palisades on the Hudson, within an hour of New York +City. There was a large three-story building, formerly a boys’ school, +equipped with a pipe organ, a swimming pool, a bowling alley, a +theater, a billiard room, thirty-five bedrooms, a children’s dormitory, +dining-room and play-room, a heating system, etc. Lodging cost $3 +a week, meals $5 a week, “or $4 if we only eat two meals”; and the +children were taken care of at a cost of $4 a week apiece. + +“I look back on Helicon Hall to-day,” says Upton Sinclair in _The +Brass Check_, “and this is the way I feel about it. I have lived +in the future; I have known those wider freedoms and opportunities +that the future will grant to all men and women. Now by harsh fate I +have been dragged back into a lower order of existence, and commanded +to spend the rest of my days therein. I know that the command is +irrevocable, and I make the best of my fate--I manage to keep cheerful, +and to do my appointed task; but nothing can alter the fact in my own +mind--I have lived in the future, and all things about me seem drab and +sordid by comparison. I feel as you would feel if you were suddenly +taken back to the days when there was no plumbing and when people used +perfume instead of soap.” + +This colony of middle-class intellectuals was not a very radical +experiment; but it furnished the newspapers an opportunity for +sensational stories none the less. Reporters were always snooping +about, spying in the nursery and eavesdropping in the pantry, and +going back to write stories about “Upton Sinclair’s love-nest”. When +William James and John Dewey came to visit the colony and talked of +current affairs beside the fireplace, that was not news; but when, +at the weekly dance, according to the democratic traditions of the +place, the resident professor of philosophy danced with the two pretty +Irish girls who waited on the table, that was something to be spread +before a shocked America. Among the reporters was a young Yale College +student named Sinclair Lewis, afterward the famous author of _Main +Street_; he tended furnace at Helicon Hall and afterward wrote it +up for a New York paper. What he wrote was playful, and the colonists +would have enjoyed the fun except that some of them had their livings +to think about. Subsequently an American newspaper was sued for libel +by Upton Sinclair for scandalous lies concerning the Helicon Home +Colony; a retraction and apology were printed, but the American public +continued to believe the worst. + +This eminently conservative and, within its own limitations, entirely +successful economic and social experiment came abruptly to an end after +six months. One night in March, 1907, a fire, possibly of incendiary +origin, burned Helicon Hall to the ground, destroying among the total +contents of the house all of the young agitator’s manuscripts and +documents, including certain documents concerning defective armor plate +furnished to American battleships. The Helicon Home Colony was wiped +out. + + +II. + +Upton Sinclair had been for a young author, rich, and thus he had spent +and lost his riches. Now he was a poor man; and for a number of years +he was to be tormented by indigestion and by domestic unhappiness. +He commenced a wandering life, spending the summer of 1907 at Point +Pleasant, New Jersey, the winter at Bermuda, the next summer in the +Adirondacks, meanwhile writing _The Metropolis_ and _The +Moneychangers_. During a winter’s “rest” in California in 1908-9 he +organized a traveling theatrical company to produce Socialist drama, +and put on three of his own plays. He then went with his family to +live at the single-tax colony at Arden, Delaware, where he remained +for three years. During all this time he was the butt and victim of +newspaper mockery and sensationalism. But in 1910 there occurred at +Arden a preposterous incident which relieved the newspapers of the +trouble of making up lies to print about him. The truth, for once, was +amusing enough. Sinclair tells the story in _The Brass Check_. + +“Close upon the edge of Arden there dwelt an Anarchist philosopher, +a shoemaker hermit, whose greatest pleasure in life was to rise in +public meetings and in the presence of young girls explain his ideas on +the physiology of sex. The little Economic Club of Arden invited him +to shut up, and when he claimed the privileges of ‘free speech’ the +club excluded him from its meetings and when he persisted in coming, +had him arrested. It happened that the members of this Economic Club +were also members of the baseball team, and they played a game on +Sunday morning; so the Anarchist shoemaker repaired to Wilmington and +swore out warrants, on the ground of their having violated an ancient +statute, dating back to 1793, forbidding ‘gaming’ on the Sabbath. It +happened that I did not belong to the Economic Club, and had nothing to +do with the trouble; but I had played tennis that Sabbath morning, so +the Anarchist shoemaker included me in his warrants. + +“So behold us, eleven young men summoned to the office of a Wilmington +Justice of the Peace one evening, and finding the street packed solid +for a block, and people even climbing up telegraph poles and lamp-posts +to look in at the window and watch the proceedings.” + +They were fined, but refused to pay their fines; and so they were +all sent to jail for eighteen hours. “When we came out from the jail +we were met by twenty-two newspaper reporters and three cameramen, +and everything we had to say took the front page, top of column. +Incidentally, I got a curious revelation. For years I had written +poetry, and had never been able to get it published; but now I found +that by the simple device of writing it in jail, I could get it on the +front page of every newspaper in Philadelphia and New York!” He quotes +two lines: + + ‘And then in sudden stillness mark the sound-- + Some beast that rasps his vermin-haunted hide.’ + +“When my cell-mate, Berkeley Tobey, read those lines, he remarked: +‘That’s me!’ To which I answered: ‘Tobey, that’s you’.” + +The cells in which they had spent the night had been characteristic of +the American jail system, filthy and swarming with vermin; they had +been given food unfit for animals. Men were serving life-sentences in +this jail, working in a clothing factory under a sweatshop contractor, +without a spot where they could get a glimpse of sunlight or a breath +of fresh air. What these released members of the Economic Club told the +reporters about conditions in that jail “made an uproar in Delaware”. + +Furthermore, they served notice that they were going to have the +Attorney General of the state and the Chief Justice of the supreme +court arrested for playing golf on Sunday, so that they might find out +what it was like in jail. It was decided by the authorities that no +more arrests would be made for “gaming on the Sabbath”, and the prison +commissioners decided to add an exercise court to the prison. + +“I look back,” says Upton Sinclair, “upon my life of nearly twenty +years of muck-raking, and am able to put my finger on exactly one +concrete benefit that I have brought to mankind. Twenty or more men who +are serving life sentences in the Newcastle County Workhouse owe it to +me that they get every now and then a glimpse of the sunlight and a +breath of fresh air!... + +“Can you blame me,” he asks, “if I stored away in my mind for future +reference the fact that when it is necessary to get some important +news into the papers, I can manage it by getting myself sent to jail? +This”, he adds, “is a discovery which is made, sooner or later, by all +social reformers; and so going to jail becomes a popular diversion and +an honorable public service.” + + +III. + +_Samuel the Seeker_, in 1910, had marked the lowest ebb of its +author’s powers. Indigestion seems to have been largely to blame: “my +poor tummy”, he says, “simply wouldn’t let me feel any emotions.” +Accordingly _The Fasting Cure_, in 1911, an account of the means +by which he had finally restored himself to health, has a closer +relation than it might seem to have to the literary life. Novelists, +like armies in the Napoleonic maxim, get ahead on their stomachs. And +thus there appears, in the same year, another great novel--_Love’s +Pilgrimage_. + +It is the story of his own life, or rather, of the earlier part of it, +up to the year 1904. So many references have already been made to it +in these pages, and it has been drawn upon so often for biographical +material, that it will be dealt with here briefly. But a letter from +the Dutch novelist, Frederik van Eeden, may be quoted: + +“It is surely your greatest book, and very nearly one of the great +books of the world.... You give wooing, marriage, pregnancy, birth, in +great classic lines.... Of course you have read Zola’s description of a +birth. Yours is better, because it is more human, more poetic. It is +one of the best things in English literature.... This book will make +your world fame.” + +While subscribing to these enthusiastic comments, one may note that +the book, in dealing with the life of young Thyrsis, his earlier self, +shows less of a detached and mature point of view than might have been +expected. He has identified himself, so far as attitudes toward love +and art are concerned, with his young hero, who was, from any mature +point of view, outrageously wrong (or egregiously neurotic) about both +these important matters.[12] The book’s greatness does not in the least +lie in the direction of self-understanding, let alone self-criticism. +It lies rather in its robust immersion in the stream of life. Nothing +appals the writer; everything is told--it matters not that it is +in impassioned self-defense. Its candor is magnificent, shameless, +beautiful. It succeeds as realism. It is a masterpiece, vastly +different from _The Jungle_, not comparable with it in detachment +or breadth, but not inferior to it in truth and power. It must be named +in any list of great American novels. + + +IV. + +It was an unfinished story. It was intended to be followed by another +book[13] dealing with the later life of Thyrsis, and Corydon his wife. +But actual events in their stormy marriage interfered. + +In this ill-matched and ill-fated marriage of theirs, the prime +cause of discord would seem, to an outside observer, to have lain +in the temperament of the husband, with his ignorant poetic fear +of the realities of human love; nor is it strange that this should +have produced in his girl-wife a state of emotional instability and +irresponsibility. Her emotional divagations, though she might undertake +to justify them by modern theories of freedom, would be explained more +truly as her exasperated reactions to his aloof and Olympian nature. +And he, less aloof and Olympian then he seemed, would find himself in +what he later described as “a maelstrom in which a man’s physical, +mental and moral integrity are subtly and bewilderingly tossed and +buffeted and maimed”. They had been involved in this secret and painful +domestic melodrama for eight years. The conclusion of _Love’s +Pilgrimage_ suggests their belief that they had at last achieved a +durable peace and happiness through a frank facing of their problem. +But that hope seems to have been too precarious. Hardly had that book, +with its tender record of their young love, and its high hopes for the +future, been published, than a crisis arrived in their lives, which +ended their marriage. Corydon went away with a lover; and Thyrsis +instituted suit for divorce. + +The divorce, after much painful newspaper publicity, was denied, +on grounds of “collusion”. According to the New York laws, if both +parties appear to desire the divorce, that is a reason for not granting +it. These private affairs were the topic of nation-wide newspaper +discussion, into which we need not go. “I felt in those terrible days”, +Sinclair writes in _The Brass Check_, “like a hunted animal +which seeks refuge in a hole, and is tormented with sharp sticks and +smoke and boiling water.” His earning power had been destroyed by the +newspapers; no one would read his books, or publish what he wrote. His +health seemed permanently undermined; he did not think he was going to +live, and he “did not much care”. + +He did not wish to appeal the case, because the law required that +the evidence in the case must be printed “and remain public property +forever”. But he had received from his friend van Eeden a letter +assuring him that Holland was a civilized country, where divorce was +granted upon reasonable grounds, without publicity. Accordingly he +went to Holland, in 1912. He intended to spend the rest of his life in +Europe. “It seemed to me that I could not bear the sight of America +again.” + + +V. + +In Holland he obtained his divorce quietly and without scandal. “I +wish”, he says in _The Brass Check_, “to pay tribute to the +kindest and most friendly people I have ever met--the Dutch. When +I came to them, sick with grief, they did not probe into my shame; +they invited me to their drawing-rooms for discussions of literature +and art, and with tact and sweetness they let me warm my shivering +heart at their firesides. Their newspapers treated me as a man of +letters--an entirely new experience to me. They sent men of culture and +understanding to ask my opinions, and they published these opinions +correctly and with dignity. When I filed my divorce suit they published +nothing. When the decree was granted, they published three or four +lines about it in the columns given to court proceedings, a bare +statement of the names and dates, as required by law.” + +He goes on to say: “There were many men in Holland, as in England and +Germany and Italy and France, who hated and feared my Socialist ideas. +I made no secret of my ideas; I spoke on public platforms abroad, as +I had spoken at home. When reporters for the great Tory newspapers +of England came to interview me, I told them of the war that was +coming with Germany, and how bitterly England would repent her lack of +education and modern efficiency, and her failure to feed and house her +workers as human beings. These opinions were hateful to the British +Tories, and they attacked me; but they did not attack the author of the +opinions, by making him into a public scarecrow and publishing scandals +about his private life.” + + +VI. + +In the meantime, during his stay in Holland and England, he had written +a novel called _Sylvia_, published in 1913. Its locale is divided +between the aristocratic South and aristocratic Boston; it bears, more +lightly than his New York novels, its inevitable burdens, journalistic +exposition of class-traits, and sociological and moral arguments. Most +unexpectedly, it presents a heroine of authentic charm--a sparkling, +witty, vivacious young Southern girl, whose destiny it is to resist +and at last succumb to the wooing of a young millionaire. It is +unexpectedly tender, also, in its dealings with the South; even the +author’s principles do not blind him to the charm of that environment. +It is the tenderness, perhaps, of nostalgia, of one in exile looking +back across the bitter defeats of adult life to the scenes of his +childhood. It is not, however, a transcript of actual memories; it owes +a good deal to reminiscent tales of the South heard from the friend who +was presently to become his second wife. It is dedicated “To the People +at Home”, and it is the one of all his books which might conceivably +not hurt their feelings. + +The story, however, was obviously unfinished; and a secondary theme of +the book, which was emphasized only on the last page, required another +volume for its presentation. This was the theme at the time being +sensationally presented to American playgoers and readers by Brieux, +in his play, _Damaged Goods_--a novelized version of which, with +the playwright’s grateful consent, was written and published in 1913 by +Sinclair. + +_Sylvia’s Marriage_, accordingly, which appeared in 1914, relates +the consequences to this marriage of her husband’s pre-marital wild +oats, in the form of a blind baby--a result accounted for with +satisfactory realism. The novel, however, rises far above merely +propaganda effects in dealing with the life of his heroine after +she has left her millionaire husband and come back with her blind +baby to live in the Southern home of her childhood. A realistically +disillusioned woman, she is neither pathetic nor embittered, nor has +she lost her charm, her wit, or her brilliance. These qualities, +deepened rather by her tragic experience, are her weapons in the +ensuing struggle with her family and friends and the milieu in general. +For here she observes, in the habits of the young blades and in the +sheltered ignorance of the young belles, the possible origins of other +such tragedies as hers; and with a realistic and reckless candor she +intervenes in more than one engagement, to the bewildered shock of her +family and the malicious amusement of the town. These pages are true +high-comedy, as fine as anything of the sort that English or American +fiction has to offer. The duel between this disillusioned and frank +young matron and the conventional reticences of the polite world is +done with a masterly hand. But fiction of this sort, except from the +most distinguished foreigners, was at the time considered disreputable +in America, because it dealt frankly with sex; and now, by a swing of +the wheel of fashion, it would be considered unduly moralistic. + +Comments have been made in these pages on the cramping effects upon +some of this writer’s fiction by his moral conceptions; and it will +be in place here to note that these moral conceptions have been +complained of, not because they were moral, but because they involved a +distaste for the subject in hand, and led to an undue slighting of its +realities. But in the case of this novel, the moral conceptions lead +rather to a richness of truth in dealing with the subject in hand, and +are consequently not to be complained of by one whose interest is in +the business of getting life into terms of fiction. If some of the more +romantic aspects of sexual adventure are neglected by Sinclair, in his +preoccupation with certain of its realistic consequences, that is to be +expected, and is all the more readily to be forgiven since the aspects +which he neglects are sufficiently celebrated elsewhere. He has taken a +difficult aspect of the sexual theme and, throughout the latter part of +this novel, handles it magnificently. + +Some references have also been made in these pages to the neurotic +attitudes toward sex displayed by its subject in his earlier life; and +the argument might be expected here that his preoccupation with the +frightful physical dangers of sexual adventure is an illustration of a +neurotic fear. There is little doubt that it is the neurotic conflicts +in the minds of all artists which lead them to their particular themes: +the important question is what they then do with those themes. Do +they get truth and beauty out of them? Upton Sinclair’s opinions, as +such, on the whole subject of sex, will be dealt with later on. For +the present, it needs merely to be said that he has, in _Sylvia’s +Marriage_, artistically justified his emotional preoccupation with +the sterner and sadder aspects of a theme which has many aspects. + + +VII. + +He had never expected to return to America. He did return, however, +in 1913, and in the course of the year was married to Mary Craig +Kimbrough. She was of an old Southern family, and at the time of the +wedding, in Virginia, her husband noted that the event was respectfully +treated by the newspapers; which, he remarks in _The Brass Check_, +was explained by the information contained in the news dispatches, to +the effect that the bride’s father was “one of the wealthiest men in +this section, and controls large banking interests.” + +If, however, the newspapers had presumed that the groom was henceforth +to lead a correct and respectable literary life and keep out of radical +politics, they were mistaken. + + + + +XII. KING COAL + + +I. + +Once back in America, Sinclair was inevitably drawn into the field of +agitation. From a winter in Bermuda, where he had written _Sylvia’s +Marriage_, he returned to investigate the coal strike then going on +in Colorado. It was a sufficiently dramatic episode in our industrial +history; eleven thousand miners, with their wives and children, +on strike and evicted from company-owned homes, were living in +tent-colonies that had been raided and shot up by gun-men--and finally +machine-guns had been turned on them, their tent-colony at Ludlow had +been burned, and three women and fourteen children had been suffocated +to death. Yet this news was being published only, with the most rare +and meager exceptions, in the Socialist papers. Sinclair resolved +to break this conspiracy of silence. Being convinced that John D. +Rockefeller, Jr., was personally responsible for the tactics of the +mine-owners, he went to Mr. Rockefeller’s office and asked that he meet +and talk with an eyewitness of the barbarities with which the strike +was being repressed. The interview was denied. Then Sinclair hit on +the idea of inviting a group of people to put bands of crêpe around +their arms and walk in silence up and down in front of 26 Broadway, +the Rockefeller offices, in token of mourning for the dead women and +children of Ludlow. Picketing, except in labor strikes, was then a new +publicity device, though the suffragists afterward made it familiar. +Reporters were informed of the plan, and were on hand next morning when +the demonstration began, together with a great crowd. There were also +policemen, who told the pickets to go away. They replied that what they +were doing was not unlawful, and continued. They were then arrested. +They were followed by reporters to the police station, and Sinclair +was there interviewed. He explained the purpose of the demonstration, +and told the entire story of the Colorado coal strike. Within a few +hours the newspapers were on the street with the story emblazoned on +the front page, with three or four columns of news of the strike, +as contained in the interview. The device had been successful: the +conspiracy of silence was broken. + +The pickets were fined and, on refusing to pay their fines, were locked +up in the Tombs. The newspapers sneered at this “pink-tea martyrdom”, +as one of them described it, and said that the demonstration was +actuated by “no genuine desire to effect a reform”, but only by “a +morbid craving for notoriety”. Nevertheless the papers sent special +correspondents to the coal fields, and the strike news continued to +occupy the front page. + +After Sinclair’s arrest, his wife took up the demonstration. She was +not arrested, but a false report that she had been was sent out by the +Associated Press, which brought her mother in alarm to New York, with +the news that her father had disinherited her after reading the morning +paper. She continued to marshal the demonstration for two weeks, and +her husband reports that her habitual “Southern lady” airs awed the +policemen so much that they kept everybody else off the sidewalk so +that the silent parade she was leading should have room to walk up and +down undisturbed. A Southern lady is accustomed to having her way; and +when she decided that her husband had been in jail long enough, she +serenely interrupted court proceedings to have that matter attended to. +“In the South, you understand,” says Upton Sinclair, “anything from a +court to a fire-engine will stop to pick up a lady’s handkerchief”--and +it appears that the air of expecting such consideration is effective +also in the North. But these public demonstrations, however much she +might approve of them in principle, were so alien to her Southern +tastes that after going calmly through each day’s ordeal she would come +home at night and cry. + +The investigation of the strike now took Sinclair to Colorado, where +he undertook to attack the problem of news-suppression at its source, +and succeeded in putting the Associated Press on its defense before the +world. The whole story is told in _The Brass Check_. Returning +to the East, he found that a group of radicals had been arrested +for holding a street-meeting in Tarrytown, New York, whither Mr. +Rockefeller had retired from the storm of publicity to the seclusion of +his estate. Sinclair then went to Tarrytown on behalf of free speech, +and, being forbidden to hold a street-meeting and unable to rent a +hall, he persuaded a millionaire neighbor of Mr. Rockefeller’s to give +him the use of an open-air theater for a meeting to discuss the “Ludlow +massacre”. In the meantime the Broadway demonstration case had been +appealed; and in due time the higher court had handed down its august +decision, affirming the decision of the police magistrate, on the +ground--highly instructive to a man who had been ridiculed and insulted +for so many years by the newspapers--that “no citizen has a right +to rebuke another citizen by subjecting him to ridicule or insult”. +There was, however, a difference in these cases: Mr. Rockefeller was a +millionaire. + + +II. + +Returning to the literary life for a time, Sinclair edited, that +summer, while living at Croton-on-Hudson, N. Y., _The Cry for +Justice_, “an anthology of social protest: the writings of +philosophers, poets, novelists, social reformers, and others who have +voiced the struggle against social injustice: selected from twenty-five +languages, covering a period of five thousand years”, with an eloquent +introduction by Jack London (1915). And later he put his knowledge +of the Colorado situation into a novel, _King Coal_, which was +published in 1917. + +_King Coal_ is perhaps as fine a labor novel as could be written +under the disability of having a young aristocrat for its hero. The +disability, moreover, is not so great as might be imagined in the +light of _The Metropolis_ and _The Moneychangers_. This young +aristocrat is, happily, different from the young aristocrat in those +books. He is not so naïve, his morality is at least not so oppressively +solemn, he is robust, high-spirited, humorous, and likeable; as the +somewhat rebellious son of a coal-magnate, he gets a job, not in his +father’s mines, for he would be recognized there, but in the mines +belonging to the father of a chum, and not merely sees what is going +on but takes an active part in the highly exciting events that happen, +including the organization of a union, an abortive strike, and a +mine-explosion. The working people in the book are, though minor +figures, real enough to remind us that this book is by the author +of _The Jungle_. The theme is really fictionized, not merely +served up in journalistic hunks. The propaganda is implicit though +all-pervading. There is even a shadowy but real “love-interest”, thus +described by Georg Brandes in his introduction to the book: + +“Most beautifully is this [the author’s poetic attitude] shown in Hal’s +relation to a young Irish girl, Red Mary. She is poor, and her daily +life harsh and joyless, but nevertheless her wonderful grace is one of +the outstanding features of the book. The first impression of Mary is +that of a Celtic Madonna with a tender heart for little children. She +develops into a Valkyrie of the working-class, always ready to fight +for the workers’ right.” + +True and interesting as it is, it leaves considerable to be desired as +fiction. The young aristocrat, even in this likeable guise, impedes +rather than develops the labor theme. The story, told from the point +of view of Red Mary, might not have been so clear an exposition of +all the facts, but it might have been--it could have been--another +_Jungle_. It does credit to the author’s intelligence rather than +to his powers of human feeling. Even the great mine disaster is not, +from the point of view necessitated by the choice of a sympathetic +outsider as the central figure rather than one directly involved, a +tragedy. But, in not attempting a more vital treatment, it does not +fail. It is a minor, and on its own limited plane a brilliant, success. + + + + +XIII. JIMMIE HIGGINS + + +I. + +After a winter in the South, at Gulfport, Miss., Sinclair went to +California in 1915, and made his home at Pasadena, where he continued +to reside. + +In the meantime there was a war going on in Europe, toward which +Sinclair as a Socialist had to orient his views. The international +Socialist movement had been traditionally and on principle +anti-militaristic; but in all the European countries involved, the +conservative elements of the party had found reasons for abandoning +these principles and supporting the war. In America the intellectual +leadership of the party was almost entirely in favor of declaring war +on Germany. Sinclair had written pacifist articles in the past; but +he regarded German militarism as a menace to the Socialist hope of +revolution, and he joined with a group of Socialist intellectuals, +including W. J. Ghent, Charles Edward Russell, J. G. Phelps Stokes, +and William English Walling, in issuing a _Practical Program for +Socialists_, in which it was urged that Socialists should “adjust +themselves to events”, and further recommended a large war budget, +universal military training, and conscription of both male and female +citizens. After the announcement of the resumption of unlimited +submarine warfare by Germany, Sinclair telegraphed to President +Wilson, on February 3, 1917: + + “As one who has devoted his life to a passionate struggle for + Democracy, I cannot remain silent in this hour of Democracy’s + greatest peril. To delay naval action in this crisis is to give + Germany all she wants and to risk the existence of everything for + which a lover of freedom cares to live. On the other hand you + have a chance to take the greatest forward step in history if in + offering the American fleet to keep open the sea lanes to England, + you obtain agreement by allied nations that all territory taken + from Central powers in this war shall be neutralized and made + forever independent under international guarantee.” + +The rank and file of the American Socialist party were, however, still +anti-militarist, and on April 11, five days after the declaration +of war, the party in special convention at St. Louis, adopted by a +three-fourths vote a platform denouncing war and national patriotism +and opposing enlistment by the workers in this war. The familiar +theoretic Socialist position on war was thus reaffirmed: “The only +struggle which would justify the workers in taking up arms is the great +struggle of the working class of the world to free itself from economic +exploitation and political oppression. As against the false doctrine of +national patriotism, we uphold the ideal of international working-class +solidarity. In support of capitalism we will not willingly give a +single life or a single dollar; in support of the struggle of the +workers we pledge our all.... We brand the declaration of war by our +government as a crime against the people of the United States and +against the nations of the world.” + +Such was the majority report. A minority report sponsored by John +Spargo, held it “our Socialist duty” to help “our nation and our allies +to win the war as speedily as possible”, and another minority report +proposed to “recognize the war as a fact” and to promote an early and +democratic peace. The action of the convention was not final, and +the platform as adopted was submitted to a referendum of the whole +membership. Though the party was afterward considerably demoralized by +the defection of so many of its intellectual leaders, their counsels +were in this crisis unhesitatingly rejected, and the anti-war platform +was ratified by a 12 to 1 vote. Sinclair was one of a number of +prominent Socialists who then resigned from the party. He issued an +address to his former comrades, in which he said: + + I cannot but believe, Comrades, that the difference between our + opinions comes from the fact that I have lived in Germany and know + its language and literature, and the spirit and ideals of its + rulers. Having given many years to a study of American capitalism, + as it exists in the domain of the beef trust, the steel trust, + and the coal trust, I am not apt to be blind to the defects of my + own country; but, in spite of these defects, I assert that the + difference between the ruling class of Germany and that of America + is the difference between the seventeenth century and the twentieth. + + I find those with whom I talk here in the West utterly unable + to conceive what the Prussian ruling class is. They cite its + modernness, its use of science; failing to realize that this is + precisely the thing which makes it dangerous--a beast with the + brains of an engineer.... + +“I intend,” he said in conclusion, “to go on working for Socialism as +hard as I can....” + +From April 1918 to February 1919 he published _Upton Sinclair’s_, +a monthly magazine with the subtitle “for a clean peace and the +internation”. It was devoted to what its editor believed to be +President Wilson’s war and peace policies. He took the Wilsonian +idealism at its face value, and not unnaturally believed that the +President had secured the proper pledges from the allied governments. +And so, having identified himself for the time being with this +idealistic and eloquent administration, he was doing his bit, by +propaganda among recalcitrant radicals, to help win the war that was to +make the world safe for democracy. + + +II. + +In 1918 he commenced publication, first in his own magazine, and after +its discontinuance in the _Appeal to Reason_, of a war novel +called _Jimmie Higgins_. + +“Jimmie Higgins” was the name popularly applied to the humbler and +less articulate members of the party--those who carried the soap-box +and set up the gasoline torch at street meetings, not those who made +the speeches. The book was to begin with an affectionate and faithful +picture of the type; and it went on to show Jimmie’s bewilderment in +this war situation, and the arguments by which he was kept out of the +war and urged into it. Presently, however, in accordance with the +author’s pro-war animus, Jimmie succumbs to the example of several good +Socialists, including a German comrade who is anxious to help overthrow +the Kaiser, and enlists in the army. Here the story begins to take on +sweetly fabulous outlines. Being torpedoed on his transport, Jimmie is +waited upon in hospital by the Honorable Beatrice Clendenning, a member +of the British aristocracy, and is genially indulged in Socialist +argument by His Majesty the King of England. + + “We’ve had some terrible poverty,” admitted His Majesty. “We shall + have to find some way of getting rid of it.” + + “There ain’t no way but Socialism!” cried Jimmie.... + +Jimmie then, by single-handed heroism, stops the German army with a +machine-gun, winning the battle of “Chatty Terry” and in fact the war. +“The whole course of the world’s history might have been different”, +it is playfully related, “if one little Socialist machinist from +Leesville, U. S. A., had not chanced ...” etc. Wounded and sent to base +hospital, he there fraternizes across the social chasm with a rich and +formerly sinful young man: one who had actually seduced other men’s +wives, and had got properly punished for it earlier in the story in +the manner of Abelard; the war has made him democratic and thoughtful, +and Jimmie learns from him that even the rich are unhappy.... It was +a piece of fiction calculated to break down the anti-war morale of +Socialist readers. + +There is an important difference, however, to be noted between him and +the other intellectual Socialist leaders who had left the Party. Most +of these became bitter and venomous opponents of the revolutionary +movement, and used every opportunity to denounce it, particularly +in its newest form of Russian Bolshevism, in what they had been +accustomed to call “the capitalist press”. The same opportunities were +offered to him. Here, indeed, was his opportunity, such as more than +one “leader of revolt” has not failed to take advantage of, to endear +himself to those rich and powerful classes whose hatred had driven +him into poverty and neglect. He might have become a fashionable and +prosperous war-time renegade. But when he, too, was offered large sums +of money for speeches or articles to help in defeating certain anti-war +Socialists in important municipal elections, he was astonished and +hurt. “What do they think I am?” he asked. “When this is all over, I +shall be back in the ranks again.” + +And he was presently back in the ranks again. + +It was the intervention of the United States against the Socialist +government of Russia, and the private anti-Soviet war conducted by +the Administration after the armistice with Germany, which ruthlessly +disillusioned him as to President Wilson’s idealism. + +History was kind to him. The intervention of American arms in Siberia +came in time for him to let Jimmie Higgins share in his disillusion. +The final chapters of that novel show Jimmie Higgins sent with the +American forces to Siberia, to fight against the new Socialist +Republic. Jimmie fraternizes with the Bolsheviks, and learns the truth +from them. “He”--like his creator--“had swallowed their propaganda, he +had filled himself up on their patriotism, he had dropped everything +to come and fight for Democracy.... And now they had broken their +bargain with him....” He distributes Bolshevik propaganda among his +fellow soldiers--as happened at Archangel in actuality, when American +regiments mutinied and refused to fight. Jimmie is caught at it, and +tortured to make him betray his comrades. But the thumbscrews and the +water-cure fail to break his spirit. That chapter is called “Jimmie +Higgins Discovers His Soul”. In the next and final chapter--“Jimmie +Higgins Votes for Democracy”--he escapes from his tormentors by going +insane. The effect is to give the previous naïvely pro-war chapters an +effect of fine irony. A sympathetic American critic, Carl Van Doren, +finds that the novel “showed traces of a romantic pulse, settling +down, however, toward the end, to a colder beat”. It was the late and +necessary disillusionment of a too hopeful and generous mind. + + +III. + +In 1920 came _100%: The Story of a Patriot_, published in England +under the title of _The Spy_. Let Mr. Van Doren continue: “It is +the colder beat which throbs in _100%_, with a temperature which +suggests both ice and fire. Hardly since _Jonathan Wild_ has +such irony been maintained in an entire volume, as that which traces +the evolution of Peter Gudge from sharper to patriot through the foul +career of spying and incitement and persecution opened to his kind of +talents by the frenzy of non-combatants during the war. To this has +that patriotism come which on the red fields of Virginia poured itself +out in such unstinting sacrifice; and, though the sacrifice went on +in France and Flanders, was it worth while, Mr. Sinclair implicitly +inquires, when the conflict, at no matter what distance, could breed +such vermin as Peter Gudge? Explicitly he does not answer his question; +his art has gone, at least for the moment, beyond avowed arguments, +merely marshaling the evidence with irresistible ironic skill and +dispensing with the chorus. _100%_ is a document which honest +Americans must remember and point out when orators exclaim, in the +accents of official idealism, over the great days and deeds of the +great war.” + +A less sympathetic critic might find this book somewhat too hard, +somewhat too relentless--might protest that even “such vermin” as a +labor-spy might be credited with an occasional and irrelevant impulse +of kindness, of human decency, or of shame. It might perhaps be said +that in this book the realist has labored to repay to grim truth the +immense debt which the illusioned poet had so splendiferously incurred +during the war.[14] + + + + +XIV. THE BOOK OF LIFE + + +I. + +“Why do you always think of things first?” H. G. Wells wrote to +Sinclair, upon receiving _The Book of Life_. “I should have been +at that in a year or two. I may still do it in spite of you.” + +It was in fact a book of a more or less Wellsian sort, in scope if not +in treatment. It was published in 1921 and 1922. “The writer of this +book”, says the introduction, “has been in this world some forty-two +years. That may not seem long to some, but it is long enough to have +made many painful mistakes, and to have learned much from them. Looking +about him, he sees others making these same mistakes, suffering for +lack of that same knowledge which he has so painfully acquired. This +being the case, it seems a friendly act to offer his knowledge, minus +the pain. + +“There come to the writer literally thousands of letters every year, +asking him questions, some of them of the strangest. A man is dying of +cancer, and do I think it can be cured by a fast? A man is unable to +make his wife happy, and can I tell him what is the matter with women? +A man has invested his savings in mining-stock, and can I tell him what +to do about it? A man works in a sweatshop, and has only a little +time for self-improvement, and will I tell him what books he ought to +read? Many such questions every day make one aware of a vast mass of +people, earnest, hungry for happiness. The things they need to know are +not taught in the schools, nor in the newspapers they read, nor in the +church they attend.” + +He promises that he “will not pretend to know what he merely guesses, +and where it is necessary to guess, he will say so frankly. Finally, +it is a kind book; it is not written for its author’s glory, nor for +his enrichment, but to tell you things that may be useful to you in +the brief span of your life. It will attempt to show you how to live, +how to find health and happiness and success, how to work and how to +play, how to eat and how to sleep, how to love and to marry and to care +for your children, how to deal with your fellow men in business and +politics and social life, how to act and how to think, what religion to +believe, what art to enjoy, what books to read. A large order, as the +books phrase it!” + + +II. + +The prophet, in his most realistic mood, becomes a teacher of +mankind. And the prophet in Upton Sinclair has been considerably +disillusioned and humbled before undertaking this task. There are +here no overweening airs of seership; and though the book seeks to +generalize too much from a specific life experience, it is none the +less valuable on that account. If no one is wise enough to tell all of +us how to live, we can nevertheless learn something from those who +tell the truth about themselves. This is the counsel of a man who has +seen, lived and suffered much, who has kept through trying years his +faith that life has a meaning to be discerned by the human mind, who +believes resolutely that, in large affairs and in small, knowledge +gives us power. If it reveals the limitations of his knowledge, it is +nevertheless an invigorating book, dealing as it does simply, sincerely +and candidly with the fundamental problems of life. “You have written”, +May Sinclair wrote to him, “the best and sanest things about love, and, +it seems to me, the best and sanest things about society.” And it will +be no serious derogation from this praise if we proceed to emphasize, +for our purposes, its inevitable shortcomings. + +The Book of the Mind and the Book of the Body are, on the whole, useful +guides and primers. It is, however, noteworthy that while in the Book +of the Mind there is some awareness of the contributions of modern +psychology to our understanding of life, there is actually no great use +made of such knowledge. The author’s view of life remains, with slight +empirical exceptions, a pre-Freudian view. All life’s difficulties +are apparently to be dealt with by the argumentative method, by +reasonable arguments addressed to presumably reasonable minds. And +such difficulties as are patently not amenable to reform by reasonable +arguments are left entirely out of this purview, or are met with gusts +of moral indignation. That there exists, for instance, among life’s +important problems for young people, such a problem as the successful +establishment of heterosexuality or even the problem of psychic +emancipation from the home, is not at all indicated nor apparently +at all understood. And in default of any useful insight into these +realms of conduct, an undue burden of explanation of human behavior +has to be placed, elsewhere in the book, upon the theory of economic +determinism--which under this severe pressure begins to take on some +mythological characteristics. And this lack of intimate knowledge of +the operations of the mind leaves him with none too adequate defenses +against his own tendency to credulity, in the matter of spiritistic +marvels, where nevertheless he maintains such skepticism as he can +muster. + +The Book of the Body though characterized by an over-emphasis, due +to his own unhappy experiences, upon the Stomach, is nevertheless +interesting and useful. + + +III. + +The Book of Love, on the whole very sensible and enlightening, suffers +inevitably from the lack of a really modern psychological apparatus. +His view of the subject proceeds simply and confidently upon the theory +that the sexual arrangements of mankind can be classified exclusively +with reference to the property-systems upon which they depend. This +conception, though in itself a useful one, provides the author with +the opportunity to indulge his own moral animus in the guise of +economic determinism. Whatever in the way of human sexual habits +he doesn’t approve of, becomes an illustration of “exploitation” by +a ruling class. Moreover, in his presentation of what he regards as +objectionable sexual conduct, the psychic burden of his own repressions +becomes sometimes painfully obvious. In relating what he regards as +sexual scandal, he becomes uncritical, incapable of serene thought, +generosity, taste, or humor. He does not permit himself to realize that +it is largely human nature itself that he is condemning, rather than +merely the aberrations of a property system. In more than one passage +he betrays something of his early emotional bias against sex[15]--an +emotion which he rationalizes, not always successfully, into a +preoccupation with its actual dangers. + +Yet these pages represent, much more significantly, his escape +from the domination of what he calls “the abominable old ideal of +celibacy”, from which he had suffered. It may be said that he has, in +his conception of marriage, achieved a really sane and healthy ideal. +The treatment of love and marriage give the book its claim to serious +consideration as a guide to life’s young adventurers.... Beyond the +realm of marriage as founded upon what might be called complete or +“true” love, his sympathy and understanding do not extend. Sexuality, +in its possibly neurotic but still normal manifestations, all its +merely adventurous, casual, experimental or play expressions, arouses +in him an undue repugnance. (A reference to modern dancing and +“petting parties” evokes the statement that “society is disintegrating, +going back to the howling and fighting and cannibalism of the jungle”!) +But it would be an injustice to the book to trace and further emphasize +these occasional evangelistic outcroppings in a work whose merits are +all in the direction of sexual sanity and health. + +We may, however, pause to disengage one of the author’s characteristic +attitudes for momentary attention, in its relation to his own psychic +development. He believes very strongly in early marriage--at seventeen +or eighteen. He gives many practical reasons for this proposal, but it +is not difficult to perceive the one left unstated, the wish to live +his own life over again and more happily. Indeed, one sometimes feels +that it is to his youthful self that this whole book is addressed: that +he is at forty saying precisely those things which if he had known +them at eighteen would have saved him a world of unhappiness. And the +passage which above all others seems a cry out of the heart, poignant +with infinite regrets, is this advice to married lovers: “Be natural; +be simple and straightforward; and beware of fool notions about sex.” + +But it is perhaps due to the author that one word more be said about +him as a guide. It should occasion no surprise to learn that his +guidance must be taken with the usual discrimination. No guide, whether +Aristotle, or Bacon, or Havelock Ellis, has known all the paths of +life. Upton Sinclair is a guide conspicuously lacking in tolerance. Yet +as guides go I do not hesitate to pronounce him an excellent one, if a +little old-fashioned in his methods. If one must be intolerant--and it +is a common human failing--it is better to be intolerant of drunkenness +and debauchery than of, for example, the aspirations of mankind toward +beauty, wisdom, and order. Puritans, it has been remarked earlier in +these pages, are at the present time unpopular in America, where they +are believed to have inflicted upon helpless populations much meddling +and drastic tyranny in the effort to make us better. It is true that +the agrarian revolt against the financial domination of the city, +after its defeat in the political field in the great campaigns at the +turn of the century, has lately been more or less successful in some +rearguard attacks in the cultural field, including certain attempts +to enforce rigid rural codes of morals and manners. At the same time, +the acquisition of a considerable margin of leisure by a large part of +that native population which had hitherto piously believed in keeping +its nose to the grindstone, has resulted in a violent urban repudiation +of former middle-class standards of decency and respectability; and +lacking other approved channels, a vast amount of social and economic +discontent of all sorts is finding expression at present in the new +popular middle class protest against its own former moral narrowness. A +moral nihilism is the approved note at present among the shell-shocked +intelligentsia, and in this comfortable doctrine the prosperous +middle-class is beginning to find spiritual encouragement for the +diversions which enrich its newly-found leisure. It is impossible in +America at the present moment to have any standards of conduct short +of happy chaos without being regarded by the younger intelligentsia as +a Puritan and hateful blue-nosed reformer. And since Upton Sinclair +shares in this execration, it is only just to point out that he is +actually a moral revolutionary, of the kind if not the quality of +Blake or Nietzsche. One might not like to live in a world constructed +according to the wishes of Upton Sinclair; I confess that I should +not; but it would be a world wildly unlike the dreams of our Puritan +forefathers. + + +IV. + +The Book of Society, which concludes this work, contains an analysis +of capitalist society and an argument for its reconstruction upon +Socialist lines--an analysis and argument considerably but not +fundamentally modified in the light of the Russian revolutionary +experience; he prefers to hope for a peaceful solution of the economic +problem, and makes various proposals to that end, which would obviate +the disorder of an otherwise inevitable and violent revolution. This +peaceful reconstruction, he declares, could begin at once “if we had +sufficient intelligence.... And will anyone maintain,” he asks, “that +it is the part of an intelligent man to advocate a less intelligent +course than he knows?” It is by these views that Sinclair remains, +despite his broad sympathies, identified with the pre-war Socialist +movement, as distinguished from the post-war movement which denominates +itself Communist. + + + + +XV. THE GREAT PAMPHLETS + + +I. + +Modern industrial America has proved a difficult theme for the artists +whose business it is to handle it. There have been two recognized +attitudes of literary approach to this theme. The first, to be found +in the popular magazines, is an attitude of uncritical adulation +and blatant celebration of the advantages which accrue to its +beneficiaries. The other attitude, now found increasingly in fiction +appealing to the intelligentsia, is one of hopeless sentimental protest +against a machine civilization which is conceived as utterly vicious, +spiritually degrading, and altogether too hideous and uninteresting to +be worth picturing in any realistic detail--the space being occupied +instead by accounts of the miseries of the sensitive and artistic +souls who are represented as its chief victims. A welcome from the +American intelligentsia awaits any writer who will picture present +conditions as a confused and hopeless chaos; and on the other hand a +vast popularity, though with no such critical esteem, awaits the writer +who will uncritically celebrate the joys of riding about in expensive +motor cars, eating at expensive restaurants, playing at expensive +sports, indulging in expensive adultery, and exploiting generally +the advantages which accrue to the beneficiaries of the industrial +process. From a literary point of view, the objection to both these +methods is that they fail to come to grips with their subject. + +In so new, vast and confusing a heap of materials as modern industrial +America presents, what is needed first of all is a pattern, an +ideological map of the scene. The old patterns will scarcely do--at +least those patterns which concern themselves narrowly with the +fortunes of individuals, against a background which can be taken for +granted. Here the background is of greater importance, and it is with +masses or groups of men that the story must needs be concerned. Or so +it would seem. The most successful experiment in this kind of fiction +was made by Frank Norris in _The Octopus_; there the canvas was +sufficiently large for the event portrayed, a farmer-railroad war. +But he failed to follow up this method in his succeeding book, _The +Pit_, where attention was concentrated upon a few individuals. A +literary problem is here involved, which has not yet been successfully +solved in fiction. Upton Sinclair’s _Jungle_ did suggest that one +solution lay in putting, as he declared he had attempted, “the content +of Shelley in the form of Zola.” But in his immediately succeeding +books, _The Metropolis_ and _The Moneychangers_, he failed +to make his wealth of reported detail a living part of his story. The +problem might have advanced further toward a solution, but for the +serious discouragements which American literature suffered, for more +than a decade, at the hands of those timid business classes who felt +that their interests were endangered by truthfulness in fiction; and +now that the younger writers in America are in general revolt against +the censorship of respectability, their daring has manifested itself +chiefly so far in venturing to deal frankly with sexual themes, leaving +almost everything else untouched. The problem still remains. But it is +again being attacked, in the field which precedes perhaps by necessity +the fictional one, that is to say in pamphleteering. + +It was pamphleteering--magazine “muck-raking” as it was called--which +preceded and accompanied the great fictional period with which the +names of Frank Norris, Jack London and Upton Sinclair are associated. +That period of pamphleteering had scientific rigor as its goal; a +series of magazine articles on railroad corruption was praised by +saying that it read “like an interstate commerce report”. The new +period of pamphleteering is no less scientifically rigorous in its +factual basis, but it is more human, robust, vigorous, eloquent, +humorous, satirical, personal--and in these respects approaches +and sometimes achieves the effects of imaginative literature. This +pamphleteering at its best has the narrative and dramatic and +psychological excitements of the novel; and it does what the novel has +but seldom succeeded in doing, it comes to grips with the American +theme. It does so by virtue of having patterns which include the +tumultuous and shifting details of this theme--ideological maps of +the landscape, by which the writer can guide us swiftly from point +to point; and most of all, perhaps, it succeeds by reason of having +no such restricted personal scope as the novelist habitually feels +obliged to confine himself to: it deals with the broad panorama of +life. It furnishes perhaps the experimental models of a fiction soon +to be born, able to cope with such a theme as America presents. In any +event, it stands, in its foremost examples, as the latest and greatest +achievement of contemporary American literature. + +And, as might perhaps have been expected, it is one of the surviving +leaders of the gallant fictional campaign of twenty years ago who +has set the pace in this new effort. Baffled, it would seem, by the +difficulty of getting so huge a drama into fiction, Upton Sinclair has +magnificently turned all his powers loose into the generous medium +of pamphleteering--to use that term in the sense not of small but of +controversial books. + +Already, in 1918, there had appeared the first of a series of great +pamphlets which were to get modern America down on paper with a +fullness and a freedom never yet achieved in any other literary form. +This initial work was _The Profits of Religion_, announced as +“a study of supernaturalism from a new point of view--as a source +of income and a shield of privilege”. If the point of view was not +actually new, it had at least not been embodied in so ambitious a +review. Its manner was new, at least since Voltaire. Scarcely since +then had there been such a ruthless showing up of sacred institutions. +It was not a matter of arguing about creeds; it was a revelation of the +facts about the actual function of churches and churchmen in a class +society. It was a more devastating book than can readily be imagined. +A liberal clergyman, the Rev. John Haynes Holmes, wrote of it: “I must +confess that it has fairly made me writhe to read these pages, not +because they are untrue or unfair, but on the contrary, because I know +them to be the real facts. I love the church as I love my home, and +therefore it is no pleasant experience to be made to face such a story +as this which you have told. It had to be done, however, and I am glad +you have done it, for my interest in the church, after all, is more +or less incidental, whereas my interest in religion is a fundamental +thing.... You have done us all a service in the writing of this book.” + +From a certain point of view, however, the importance of the book is +less concerned with its thesis than with the details of contemporary +life through which it leads like a pathway. Indeed, there is a sense +in which an ideological pattern of any sort justifies itself as a +means, whereby the artist leads us into the heart of his subject. +And Sinclair’s pattern is of value precisely where the facts would +otherwise be most confusing or negligible, that is to say in modern +life. In his historical prelude, the pattern seems to introduce too +great a simplification, and its literary value may be doubted; but it +serves as an efficient map through that contemporary American welter +of superstition and exploitation which is his actual theme. Doubtless +there are other important factors involved besides the economic one; +that does not so much matter when the picture is before us--“the Church +of Good Society”, “the Church of the Servant Girls”, “the Church +of the Slavers”, “the Church of the Merchants”, “the Church of the +Quacks”. These are part of our America; and these are the uses to which +a business régime finds these institutions apt and ready. It may be in +part an indictment of human nature rather than of capitalism; but it is +a true picture of a not unimportant aspect of modern industrial America. + + +II. + +It was announced, moreover, that this volume was to be the first of a +series that should “do for Education, Journalism, and Literature” what +had here been done for the Church: “the four volumes making a work of +revolutionary criticism, an Economic Interpretation of Culture under +the general title of _The Dead Hand_”. + +If there were any doubt of the significance of the Church as an +aspect of modern American industrial life, there was none concerning +Journalism and Education. American Journalism was in a peculiar +position: the newspapers, being almost the sole mediums of publicity, +had confidently and arrogantly used their opportunities to sing +their own praises, attributing to themselves all the virtues, and +glorifying in particular their own honesty, truthfulness, fairness, +incorruptibility. Their victims might be aware of the contrary, their +editors might have tales to tell in private, soap-box orators might +denounce them for falsifying and suppressing news of industrial +struggles in the interests of the employers--but who would listen? +They seemed as secure as Gille de Rais in his castle. And at their +back stood the Associated Press, loaded with international honors, +a sacrosanct institution, alert to prosecute for criminal libel any +obscure Socialist publication which dared charge it with partisanship. +It would indeed be difficult to prove a case against them, to expose +the truth which lay behind these gigantic self-advertised reputations +for purity. Yet it was nothing less than this that Upton Sinclair +undertook. + +_The Brass Check: A Study of American Journalism_ appeared in +1919. The reference in the title is to the metal counters used in +brothels, according to investigations which had given the phrase +some currency as a polite synonym for prostitution. The book was an +indictment of the corruption of the American press, with facts, names, +dates, proof complete. If the charges were false, they constituted +criminal libel, and the author could have been put in prison. But, +despite repeated challenges by the author, the truth of these +statements was never denied in court. + +_The Brass Check_ is an extraordinary book--not in its daring +alone. Its contents vary from what might be described as dynamite to +the most preposterously farcical matters, which are not, however, +without their strict relevance to the subject under discussion, since +American journalism has its farcical as well as its tragic aspect. +Never in modern times have such widespread charges been made in such +personal terms--personal with reference to the accuser as well as the +accused. For it is, incidentally but first of all, an account of the +dealings of the author himself with the newspapers of America. The +book might for that reason have been ineffective; it was certainly +unconventional. But in this case the story of one man’s relations with +the press, embracing as it does some of the most important episodes in +American newspaper history during our time, is a valuable document. +Not all the personal incidents are important, though they illustrate +the characteristic traits of the American press. But the story of +Sinclair’s efforts to get the news of the Colorado coal strike into +the papers, and his battle with the Associated Press in connection +with the coal strike, is of the greatest importance. And this personal +story is only the beginning of the record; with an immense mass of the +most careful documentation, the whole field is covered in a factual and +convincing way. + +The impression which the book made upon America, the eagerness with +which it was read here, as well as all over the world, revealed the +fact that there was an immense resentment against the pseudo-sanctity +in which these institutions had wrapped themselves; whether or not any +reforms were immediately effected by this exposure, it at least lifted +a cloud of repression from the minds of the American people. It was now +possible to speak disrespectfully of these great institutions without +seeming to be guilty of lèse majesté. It had been done, with impunity! + +Aside, however, from its uncontroverted authenticity in detail, it +was a picture of America which could be recognized by those who knew +their country--a picture which has not before been compassed in our +literature. Here was a real American story: nor, from that point of +view, did it matter that the characters bore names that could be found +in Bradstreet’s. When the persons named in the book are forgotten, when +they are mere characters in the book, the book will still live on as +a picture of its age. Here pamphleteering has reached the heights of +great art. + + +III. + +Upton Sinclair, almost forgotten as a novelist by his countrymen, +became by virtue of this book again a figure in American life and +literature. The post-war disillusionment had begun, people were willing +to listen to the truth--and here was a man capable of telling it. What +would his book on American education be like? + +American education, it had begun to be realized, was largely a fetish. +Was it really education at all, the process so elaborately conducted +in our universities with amphitheatrical football performances in the +foreground and intellectual terrorization in the background? And if +not education, what was it, and why? Upton Sinclair, from the point +of view of those who are interested technically in the problems of +modern education, cannot furnish a final answer to that question. +But, in _The Goose-Step: A Study of American Education_, his +pattern provides us with preliminary guidance through the labyrinth of +astounding and ridiculous facts: it does show us, if not everything +that is the matter with American universities, at least what uses +American business stupidity is making of these huge and lumbering +institutions. There is, indeed, no Machiavellian cunning here, +certainly no far-seeing effort to make higher education in America an +efficient part of the capitalist system; but there is fear everywhere +of truth, fear of intellectual freedom, hysterical fear and stupid +tyranny. It is a tragic farce that is revealed in the book. The tragedy +lies in the wastage of youth, and the frustration of teaching talent. +But comic in the highest degree are the pompous figures that stalk so +solemnly through its pages--the dignified and ridiculous little lords +of the educational world who are hired to run their institutions so as +to please the men who have money to give.... The book was followed in +1924 by _The Goslings: A Study of the American Schools_, in which +the picture becomes both more ridiculous and more tragic, for petty +greed and unscrupulous commercial exploitation, as ruthless and vicious +as has ever been practised upon the helpless and the ignorant, become +part of the scene. These revelations are all of a specifically factual +and utterly convincing sort, and they portray in indelible terms the +species of moral and intellectual serfdom to which the higher and lower +educational institutions of America have been all but universally +reduced by the ignorance and the fears of a business régime. And, +together with their predecessors in this series of great pamphlets, +these books constitute a Contemporary History of American Civilization +by which we are known and judged all over the world, and which must be +read and studied by all Americans who dare to face realities. + +In these books, moreover, a writer who despite two extraordinary +artistic triumphs has so often failed to come to complete and +satisfying fullness of expression in the medium of the novel, reaches +and maintains himself at the height of his powers. In this realm of +facts, as not always in the realm controlled by the imagination, he +is utterly assured and at home--capable, in this large field, of +Aristophanic laughter and epic vision. Across these huge canvases march +the multitudes of living mankind, tricksters and deluded ones, liars +and dupes, thieves and victims, masters and henchmen, the preachers, +editors, railroad presidents, financiers, politicians, soldiers, +gunmen, salesmen, teachers, children: it is a panorama of contemporary +American humanity, candidly, tenderly, relentlessly, magnificently +displayed. + + +IV. + +_Mammonart: An Essay in Economic Interpretation_, published in +1925, the latest in this series of gigantic exposés, is a venture of a +different sort from the others. It does not deal especially with the +American scene; and its interest lies only partly within the field +of fact, being still more significantly within the field of opinion. +It is in one of its aspects a polemic in art criticism, or, more +specifically, literary criticism--an attack upon the theory of art for +art’s sake. It is also, from its own revolutionary point of view, an +“Outline of Literature”--the most spirited, honest, interesting and +informative ever published. But it may perhaps most interestingly be +considered here as a psychological document. + +An American writer who early in this century wished to deal with +themes of social and economic significance found himself hampered by +an academic tradition concerning literature which had grown up since +the Civil War. That vast struggle had left America too spiritually +exhausted to take its due part in the great intellectual battles which +raged through Europe in the latter half of the nineteenth century; +and the literary productions which reflected those conflicts came to +us a little late and with an odor of sanctity which obscured their +controversial quality. The new effort to exploit the vast commercial +possibilities of America absorbed, moreover, for a generation or more, +all its best energies, and literature was left to the professors. By +these it was characteristically conceived as a serene realm high above +the vulgar conflicts of the day, a refuge from immediate interests, +a shelter from passing hopes and fears, a communion with “eternal” +things. This professorial view of literature had preferred to forget +the origin of its most admired productions in that very stress and +sweat of earthly conflict. It was a forgetfulness natural to the +epicene and timid class to whom education itself was no preparation +for the struggle of life but rather a retirement from it. According to +these professorial standards of taste, literature must not come too +dangerously close to reality, or it would incur the damnation of being +dismissed as “propaganda”. It was this attitude which the young Upton +Sinclair encountered when he began his literary career. He wanted to +show the evils of the existing world, and he wanted to help create +the desire for a world fit to live in. Such intentions as these are +no new thing in the history of literature--they have been implicit +and explicit in much of the world’s greatest literature. But he found +himself offending the taste of timid and nervous critics. They thought +it was all right for him to have opinions about the Civil War, because +that happened a long time ago; but he really ought not to have any +opinions about the Class Struggle, because that was possibly going +on right now. To try to make people sympathize with struggling poets +was sufficiently artistic; but to try to make people sympathize with +struggling workingmen was, in the cant phrase of the day, “propaganda”. + +And yet it seemed to him, looking back over the world’s literature, +that it was full of “propaganda”, of one sort and another. If +Aristophanes satirized Athenian democracy, if Virgil concocted an +imitation epic in celebration of the founding of Rome, if Juvenal +muck-raked the high Roman society of his time in the most scandalous +fashion, if Shakespeare mocked and reviled the mobs and their rebel +leaders, if John Milton called on God to avenge the massacre of +Protestants in Piedmont, that wasn’t called propaganda, to be sure; +when the propagandists were dead enough, they were called artists. But +wasn’t all art inevitably concerned with revealing a view of life? +Propaganda in that sense was an intimate part of every work or art. +Mediocre poets like Southey were called artists in their time, because +they said all the approved things; and great poets like Shelley were +dismissed as loud-mouthed ranters because they wanted to change the +world. Keats was told to go back to his pills by the aristocratic +reviewers of his time because he was a radical and a friend of Leigh +Hunt’s.... Apparently, then, esthetic criticism was not as purely +esthetic as it deemed itself, but was involved with the fears of the +ruling class. Those who praise the existing scheme of things will +find their artistic virtues readily enough acclaimed. The rash young +revolutionist who turns his coat and comes out for law and order will +likely enough be made poet laureate. Morals, too, are involved--the +writer who is a rebel in politics will have his moral frailties +emblazoned before a shocked world and will be regarded as a monster; +while the writer whose opinions are correct may, if he is careful, +enjoy his adulteries and perversities and remain the darling of +respectable society. And, when one looks over the world’s literature, +how many first-rate writers are there who have not been social rebels? +How many writers have written anything worth while after they ceased to +be rebels? How many hugely-bolstered reputations of the correct sort +have any validity? And of those writers who were notoriously hostile or +indifferent to the great social rebellions of their time, how much has +their art lost by their blindness to what was going on? + +These questions, fulminating in the mind of the young writer, set +in motion a long historical and critical inquiry of years, of which +_Mammonart_ is the result.... In the meantime, and especially +since the war, it appears that these professorial doctrines have +passed over into the minds of the younger generation of the American +intelligentsia and its writers generally, a natural symptom of +the social helplessness of this period of disillusionment. The +_fin-de-siècle_ art theories of the European ’nineties have been +taken over with much enthusiasm as a means of retaining artistic +self-respect while sitting among the ruins of pre-war hopes. Under +these circumstances, it can easily be understood that Upton Sinclair’s +book should arouse resentment--for it is implicitly a challenge to the +young writers of America to take their place as leaders in what Heine +called the Liberation War of Humanity. + +Such is the content of _Mammonart_; in form it is a handbook +covering in short, vivid chapters a vast part of the world’s +literature, reviewing it against its own political and economic +background, with special attention to the manner in which the social +struggles of the times are reflected in the life and work of the +writers. It describes itself as an inquiry into art from the point of +view of revolutionary economics. It is the first of the kind to be +broadly undertaken, though Bernard Shaw in his essay on Wagner and in +his criticisms in general has furnished some interesting and valuable +examples of the method. It is a kind of criticism that is familiar +in Russia, where it has long been practised. But, though at present +something of a novelty in America, it is not likely to remain so. +The weakness of the various current attempts to deal with art from a +purely esthetic standpoint seem to make it inevitable that this more +revolutionary and realistic method will come into vogue. + +Social revolutionary criticism, as it may be called, takes it for +granted that an artist is an interpreter of life, and judges the +truth and value of his interpretation by the test of how fully he +shows himself aware of what is going on in his world, with special +reference to social change, and whether he helps his audience to +understand and sympathize with such changes. He is recognized as a +discriminator of spiritual values, in some sense a creator of them, +and he is judged by the spiritual values he helps to create in a world +that struggles toward something greater and finer than its past. He +is not asked to be consciously attempting to create such values, and +least of all is he asked to believe in this or that specific program +of change--he is judged as an artist and not as a politician. It is +a frankly partisan criticism, but it represents the genuine esthetic +response of those who feel themselves to be living in a changing world +lighted by the hope of revolutionary improvement. It is a criticism +which attaches no importance to such sacrosanct effects as those of +tragedy. It welcomes cynicism and pessimism in regard to institutions, +but it regards cynicism and pessimism in regard to man’s ultimate +power of conquering his environment as merely morbid. It bases itself +on science, and claims the right to rank various kinds of “beauty” +according to its own scale of values. It is thus seen to be itself a +discriminator and creator of spiritual and esthetic values; it does not +hesitate to hurl gods from their pedestals nor throw outworn beauty +in the dustbin of time. Its weakness is that of all other theories of +art criticism--that it may become a cloak for the personal prejudices +of those who use it, giving them a dignity they do not necessarily +deserve. But it has vitality, and candor, and is more realistic than +any other kind of criticism that has yet appeared. Upton Sinclair’s own +moral preconceptions are occasionally obvious in this book; but he has +triumphantly escaped most of the dangers of this kind of criticism. +His book is so rich in its swiftly painted backgrounds, so moving in +its drama, so profoundly true on the plane in which it moves, and so +thoroughly and simply intelligible in its thesis, as to constitute a +very impressive and valuable example of the new social revolutionary +criticism. + +As an utterance of its author’s point of view, the book arouses a +certain psychological curiosity--his alleged “Puritanism” again comes +under discussion. The erotic themes which constitute so large a part +of the world’s literature receive scant attention here. It might seem +that from his point of view mankind’s erotic problems are too simple to +bother with in literature; but some reflection upon his own writings +(including the unpublished manuscript of _Love’s Progress_) shows +that this is not so. One hazards the explanation that they seem to +him, these erotic problems of mankind, to be too involved with social +problems to be isolated, and indeed too complex to be satisfactorily +solved by mankind except upon terms of profound social change. His +impatience with literary critics would thus be the impatience of a +revolutionary mind, not content with such tawdry or cruel or cowardly +escapes as the world has thus far afforded to its rebels in the sexual +realm. One remembers the boy Thyrsis, who wandered at night seeking +some adventure that would be “not quite shameful to a poet’s fancy”. +So, it would seem, has he wandered through the byways of the world’s +literature, finding no erotic fancies that were not, to a realist and a +poet, tiresome to contemplate--as for example, when he turns away from +Coleridge’s “woman wailing for her demon lover” with the remark that +it is “a savage’s nightmare”. Such a mind would turn naturally to the +world’s future for its ultimate satisfactions, and form the habit of +subsuming under its social hopes its erotic dissatisfactions with the +world of contemporary reality. + +It may be remarked that Upton Sinclair’s own practice has not been +invariably in the direction of slighting the sexual aspects of life; +he notably did not slight them in _Love’s Pilgrimage_--and when +urged by a friendly older novelist to be less frank in certain scenes, +he replied in terms which constitute an interesting defense of the +realistic method: + +“I wish,” he wrote, “to give the inner significance of life, as it +comes to me; but on the other hand, I conceive that there is no way to +give this, except with the materials of the actual world which we have +at our hand. + +“You will readily believe that I did not write the particular passages +in _Love’s Pilgrimage_ which you discuss, without much earnest +thought about the subject. I had certain emotions to portray, and I +knew only one way to do it. For instance, I could not have conceived +of the conveying of the emotions of the man who sees his first child +born, without describing the actual physical things which he saw. I +simply did not know any other way to do it. If you think that there is +any other way, I would be interested to have you tell me. Do you know +of any place in the world’s literature where it has been done? For my +part, I know of only one or two hints at it, and these very inadequate. + +“You must understand that concerning both this subject, and that of the +passion scenes in the novel, I have a very definite conviction that the +attitude of modern civilization toward these subjects is a wholly false +and unnatural one. I believe that these things are part of human life, +and that we should learn to talk about them with the same simplicity +and naturalness that we use about any other of the deep facts of life, +such as, for instance, the problems of death or of religion.” + + + + +XVI. OIL! + + +I. + +One of the difficulties of writing a critical biography of a living +writer is that he changes while he is being written about. When this +book was begun, it was with the idea that Upton Sinclair, in spite of +two fictional masterpieces, had found the novel too narrow a medium +for the expression of his vast and robust interest in the social and +economic tragi-comedy of life, and that he had reached his fullest +self-realization in the series of great pamphlets descriptive of +American culture. But there is now at hand the astonishing new novel, +_Oil!_, upon which he has been at work for the past two years, and +that judgment has to be reversed. + +_Oil!_ stands beside and in many ways above _The Jungle_. It +is a maturer work, and if it does not have the intensity and poignancy +of that early masterpiece it has a greater breadth of vision and a +deeper knowledge of life. Its curiosity and range and ease and power +are Tolstoyan. It is a large book, a great canvas, as great as that +of the great pamphlets, and carrying all their effects easily within +its simple story. It is the story of Oil, in human terms, and in terms +of all classes--the oil magnates and their families, the rich, the +poor, the workers, idlers, the doll-house life of Hollywood, and the +political machinations that have been reverberating through America for +the last four years: it is all here, in the story of an oil magnate’s +son, his father, his sweethearts, and his friends, including the vital +figure of Paul, the young workingman who gives him his first glimpse +into the rebel world beneath his happy paradise. No extended account +of it will be given in these last pages; it suffices to say that it +restores to us Upton Sinclair the novelist, and that it constitutes one +of the great achievements in the literary discovery of contemporary +America. + +It is as though in the great pamphlets Upton Sinclair had found his +stride, and brought back to the medium of fiction the verve and the +reality which he had learned in dealing with life at close quarters. +If he can continue in this masterful way, not even his Socialist +preoccupations can prevent him from being recognized as America’s +greatest novelist. + + +II. + +It remains only to complete the picture with some brief account of +his other activities, carrying the story of his life down to the +present.... Little has been said of him here as a playwright; but he +has written many plays, produced some of them himself under Socialist +auspices, and one of his late plays, _Singing Jailbirds_, +published in 1924, dealing with the ruthless persecution of the I. W. +W. under the California “Criminal Syndicalist” law, is a more poignant +and effective example of the expressionistic drama than any that has +been produced on the American stage. It has been played in England as a +means of raising funds for the striking miners, and last year in Vienna +on the revolutionary anniversary, November 8th and 9th. This remarkable +play is the outcome of the author’s experience in 1923, during the +free speech fight at Los Angeles in connection with the I. W. W. +harbor strike. The rights of free speech being illegally denied by the +police to the members of the I. W. W., he undertook to uphold the law +against those who, sworn to defend it, were engaged in violating it +in the interests of the Merchants’ and Manufacturers’ Association. He +and his associates, assembling in San Pedro on private property with +the consent of the owner, were arrested by the police for the crime of +reading aloud, and hearing read, three sentences from the Constitution +of the United States--those guaranteeing “freedom of speech and of +the press, and the right of the people peaceably to assemble, and to +petition the government for the redress of their grievances.” The +act of reminding the people of California of these antique rights as +guaranteed in that venerable document constituted a crime which made +Sinclair, according to the Los Angeles chief of police, “more dangerous +than 4,000 I. W. W.” The complaint on which he was illegally arrested +charged him with “discussing, arguing, orating and debating certain +thoughts and theories, which thoughts and theories ... were detrimental +and in opposition to the orderly conduct of affairs of business, +affecting the rights of private property....” He was accordingly +thrown into jail and held “incommunicado”. While in jail he learned +of an incident which had happened there the day before--fifty men +crowded into a small prison hole without air for singing their I. W. W. +songs--the origin of his play, _Singing Jailbirds_. “I am not”, he +wrote to the chief of police after his release on bail had been at last +effected, “a giant physically; I shrink from pain and filth and vermin +and foul air, like any other man of refinement; also, I freely admit +that when I see a line of a hundred policemen with drawn revolvers +flung across a street to keep anyone from coming on to private property +to hear my feeble voice, I am somewhat disturbed in my nerves. But I +have a conscience and a religious faith, and I know that our liberties +were not won without suffering, and may be lost again through our +cowardice.” + + +III. + +For a number of years Upton Sinclair has occupied a peculiar situation, +as the publisher of his own books. This, as may be remembered, began +with his first novel, which could at first find no publisher. _The +Jungle_, also, when it had been rejected by five publishers, he decided +to publish himself, and had made the plates when a publisher summoned +up the courage to take it over--and made a fortune on it. Ten years +afterward, _The Profits of Religion_ could find no publisher, and he +published it himself; he has sold some sixty thousand copies, and still +sells two thousand copies every year without advertising. He was told +that there were fifty criminal libel suits and one or two thousand +civil suits in _The Brass Check_, so he published that himself. He +printed twenty-three thousand copies, and they were sold in two or +three weeks; orders came in for forty thousand more, but this was at +a time of paper shortage, and he found it hard to get paper--doubly +hard, because in several instances when it was discovered what the +paper was to be used for the orders were canceled; a hundred and +thirty-five thousand copies were sold altogether, in spite of these +difficulties. “Also”, the author remarks, “I have managed to give +away seven or eight thousand copies of _Singing Jailbirds_.” _Jimmie +Higgins_, _100%_, _The Goose-Step_, _The Goslings_, and _Mammonart_ +were similarly published; and the business flourished sufficiently +to enable him to buy the plates and copyrights of books originally +published by other publishers, so that he now owns twenty-six of them, +and has all but three or four in print. He does not, however, recommend +the method to other authors, and tells the story of a man who was in +the business of manufacturing brushes, and whose wife, when he found at +the end of the year that he had been selling the brushes below cost, +said enthusiastically: “But think what an enormous business you do!” +The story sums up, he admits, his own experiences as a publisher. The +method, however, keeps him in touch with his readers. “Never a mail +comes that there is not a letter from some workingman or workingwoman, +some poor student, or teacher, or political prisoner, who has been able +to get my books for one reason and one only--that they are available +at low prices. It is not an unusual thing for me to hear of a single +volume that has been read by scores of people, prisoners in jail, of +workingmen in mines and lumber camps, or teachers in a school, or +professors in a college. I get letters from South Africa and South +America, from Alaska and New Zealand, from India and Russia.” Many of +his books, scarcely heard of in America, are best sellers in Great +Britain and its colonies, in Germany, Italy, Holland, Denmark, the +Scandinavian countries, and the states from Finland down to Serbia, +while hundreds of editions were published in the Union of Socialist +Soviet Republics, where the printing of his books has recently been +made a state monopoly. + + +IV. + +At the age of twenty-three it had been Upton Sinclair’s ambition, as +expressed in the preface to his first novel, to publish a library of +helpful books for “the humble people of our land.” This dream of a +workingmen’s library has recently come true in an indirect way, as one +of the enterprises conducted at his instigation by the “Garland Fund.” +The manner in which the fortune which had been repudiated by a strange +young millionaire named Charles Garland came to be used for this and +other liberal and radical purposes is thus described by Sinclair in +_What’s the Use of Books?_--a pamphlet published by the Vanguard +Press: + +“I am going to tell you a story. It is as strange as any fairy story +you ever read, and with this one difference--it happened exactly as I +tell it, and only three or four years ago. + +“Once upon a time there was a young man who had been born into a home +of luxury. He had everything in life that a young man could desire, +and before he was twenty-one a relative died and left him a million +dollars. Ask most Americans what they would like to have happen to +them, and they will say that to have a relative die and leave them a +million dollars would suit them fine. But for some strange reason it +didn’t suit this rich young man. He was troubled with an uncomfortable +thing called a conscience; he had the crazy notion that before a man +spends money he ought to earn it. He said that he hadn’t earned that +million dollars, and so he wasn’t going to take it. + +“It was none of my business, but I was worried, thinking about that +million dollars, and all the things that could be done with it. Lying +there in a Wall Street bank, piling itself up--according to present-day +customs being loaned out to speculators and big business men, and thus +being used directly contrary to the ideas of the young man! I sat down +and wrote him a letter, pointing this out and begging him to take the +money and use it for spreading his ideas of social justice--or, if +he hadn’t faith enough in his own ideas, then to entrust the money +to a group of the best friends of social justice he could find. Many +others wrote the young man to the same effect, and the upshot was that +he changed his mind, and took the million dollars and established an +endowment called ‘The American Fund for Public Service.’ + +“So there was a group of men and women having this responsibility; and +right away they began getting letters from me. I wanted them to spend +the money for one thing--cheap books for the workers. Books differ +from most other things in that their inner spirit is not dependent on +their outer form. The most important ideas in the world can be printed +and sold for a few cents, and if you get the ideas they are exactly as +useful to you as if they had come out of a costly volume printed on +vellum and bound in silk. Therefore, I argued, _books should come +first_. + +“Others agreed with me, and so there came into being an institution +called the Vanguard Press, having magically in its possession one +hundred thousand dollars of that Wall Street money, and pledged through +its trustees to spend the money in selecting the books most needed by +the every-day people of this country, having them edited and printed, +and offered to the people at the lowest possible prices.” + + +V. + +Throughout his career, with the exception of the brief period during +the war referred to in an earlier chapter, he has been actively +identified with the Socialist Party; he was a Socialist candidate for +Congress in 1906 and 1920, for the Senate in 1922, for governor of +California in 1926. In the present state of the Socialist movement +in America, split as it is between the Socialist and the Workers +(Communist) Party, and with these groups more or less hostile to one +another, he is the one figure, since the death of Debs, who commands +the respect of all branches of the revolutionary movement. + + +VI. + +Most of Upton Sinclair’s personality is expressed in his +social-revolutionary interests and activities. Upton Sinclair, +“the person,” aside from these activities, is a slight, wiry, +graying figure, an early riser and hard worker, keeping one or two +stenographers busy all day; an excellent tennis player, an eager +talker; self-described as “easily bored, naïve and impersonal”; dealing +with “griefs, troubles and failures” by putting his emotions into the +book he is writing; somewhat skeptically interested in spiritistic +phenomena, very hopefully interested in new devices, regarded as +absurd by the medical profession, for curing disease; an occasional +lecturer to women’s clubs, able to mitigate the shock of his opinions +to precisely the amount that such organizations can stand; wearing +the cast-off clothes of a rich young friend, precisely as when he was +seventeen and living on $4.50 a week; always in debt, never hesitating +to borrow money for some project which he regards as for the benefit of +humanity; always hopeful of enormous success in each new project, each +new book; very boyish, impulsive, trustful, stubborn; fondly regarded +as impractical by those who love him ... including a wife who backs +him loyally, and who appears in his writings as “M. C. S.”, and in +_Mammonart_ as “Mrs. Ogi”. + + +VII. + +Upton Sinclair is at this point in his career forty-eight years old; +he intends to live to be as old as Bernard Shaw, and he probably will. +His future literary career may bring surprises; the poet in him may yet +overwhelm the propagandist. It is sufficient, however, to have seen +the development of a raw cub of genius, an ethereal poet, afraid of +real life, into the fearless and robust transcriber of the tragi-comic +welter which is contemporary America. And we may conclude with the +reminder that it is as one of the leaders of a significant American +literary movement that he has here been studied--a movement which will +seem of larger and larger importance to us as we learn and cherish our +own literary history--a movement which was killed twenty years ago +because there was too much troublesome truth in it, and which is only +in these last few years being painfully born again: he is one of the +great pioneers in the fictional discovery and exploitation of modern +America. + + + + +BIBLIOGRAPHY + + +[Books entirely out of print are so marked; editions in print are +marked with a *.] + + Springtime and Harvest. A Romance. [With an introduction by the + author, and photograph of the shack in the woods where the book + was written.] Sinclair Press, 1901. [Out of print.] + + King Midas. A Romance. [A reissue of Springtime and Harvest with a + new title.] Funk & Wagnalls, 1901. [Out of print.] + + The Journal of Arthur Stirling. “The Valley of the Shadow.” + Appleton [anonymous edition], 1903; [with the author’s name, + and an explanatory preface], 1906. Sinclair [with explanatory + postscripts], 1923.* + + Prince Hagen. A Phantasy. L. C. Page, 1903. Kerr, 1910. [Out of + print.] + + Manassas. A Novel of the War. Macmillan, 1904. Sinclair, 1923.* + + A Captain of Industry. [A Tale.] Appeal to Reason, 1906. + Haldeman-Julius [pamphlet], 1924.* + + The Jungle. [A Novel.] Doubleday, 1907. Sinclair, 1920.* Vanguard + Press, 1926.* + + The Industrial Republic. A Study of the America of Ten Years Hence. + Illustrated. Doubleday, 1907. [Out of print.] + + The Overman. [A Tale.] Doubleday, 1907. Haldeman-Julius [pamphlet], + 1924.* + + The Metropolis. [A Novel.] Moffat Yard, 1908. Sinclair, 1923.* + + The Moneychangers. [A Novel.] Dodge, 1910. Sinclair [revised + edition], 1923.* + + Good Health and How We Won It. By Upton Sinclair and Michael + Williams. Stokes, 1909. [Out of print.] + + Samuel the Seeker. [A Novel.] Dodge, 1910. Sinclair, 1923.* + + Plays of Protest. The Naturewoman. The Machine. The Second-Story + Man. Prince Hagen. Kennerley, 1911. Haldeman-Julius [separate + pamphlets], 1924.* + + The Fasting Cure. Kennerley, 1911. Sinclair, 1923.* + + Love’s Pilgrimage. [A Novel.] Kennerley, 1911. Sinclair, 1926.* + + Damaged Goods. [Novelized from Brieux’s play.] Winston, 1913.* + + Sylvia. A Novel. Winston, 1913. Sinclair, 1913.* + + Sylvia’s Marriage. A Novel. Winston, 1914. Sinclair, 1927.* + + The Cry for Justice. An Anthology of the Literature of Social + Protest. With an Introduction by Jack London. Illustrated. + Winston, 1915. Sinclair, 1920.* + + King Coal. A Novel. With an Introduction by Dr. Georg Brandes. + Macmillan, 1917. Sinclair, 1917.* + + The Profits of Religion. An Essay in Economic Interpretation. + Sinclair, 1918.* Vanguard Press, 1927.* + + The Brass Check. A Study of American Journalism. Sinclair, 1919.* + + The Crimes of the “Times”. [Pamphlet.] Sinclair, 1919.* + + 100%. The Story of a Patriot. Sinclair, 1920.* + + The Bock of Life. Macmillan, 1921-22. Sinclair, 1921-22.* + + They Call Me Carpenter. A Tale of the Second Coming. Boni & + Liveright, 1922. Sinclair, 1922.* + + Hell. A Verse Drama and Photo-Play. [Pamphlet.] Sinclair, 1923.* + + The Goose-Step. A Study of American Education. Sinclair, 1923.* + + The Goslings. A Study of American Schools. Sinclair, 1924.* + + Singing Jailbirds. A Drama in Four Acts. Sinclair, 1924.* + + The Millennium. A Comedy of the Year 2000. [A tale based on a + play written in 1907 and subsequently lost.] Haldeman-Julius + [pamphlets], 1924.* + + The Pot-Boiler. A Comedy in Four Acts. [Written in 1912.] + Haldeman-Julius [pamphlet], 1924.* + + Mammonart. An Essay in Economic Interpretation. Sinclair, 1925.* + + Bill Porter. A Drama of O. Henry in Prison. Sinclair, 1925.* + + Letters to Judd, An American Workingman. Sinclair, 1926.* + + The Spokesman’s Secretary, Being the Letters of Mame to Mom. + Sinclair, 1926.* + + Oil! A Novel. A. & C. Boni, 1927.* Sinclair. 1927.* + + + + +INDEX + + + Alcohol, 21, 29 note. + + Annapolis, 22, 47 + + Appeal to Reason, 104, 146 + + Arden, Del., 125 _et seq._ + + _Argosy, The_, 44, 46 + + Asceticism, 29 _et seq._, 60 _et seq._ + + Associated Press, 138, 139, 165, 166 + + + Baltimore, Md., 16, 19 + + Bloor, Ella Reeve, 107 + + _Book of Life, The_, 151 + + Boys’ stories, 46, 47 + + Brandes, Georg, 113, 141 + + _Brass Check, The_, 165, quoted _passim_ + + Brieux, 133 + + Broadway demonstration, 137 + + Budget, 41 + + + Carlyle, 36 + + “Chappie”, 32 + + Chicago, 16, 17 note, 103, 104, 107 + + Church, 38, 39, 162 + + Clothes, 41 note, 186 + + Coal Strike, 137 + + College, 34, 49, 52, 53 + + Colorado, 137 + + Constitution, U. S., 180 + + “Corydon”, 65 + + _Country House Built for Only $156, A_, 79 + + _Cry for Justice, The_, 140 + + + _Damaged Goods_, 133 + + Dead Hand, The, 164 + + Divorce, 130 + + + Eden Musée, 17 note + + Emerson, 36 + + + Farragut, David, 17, 18 + + _Fasting Cure, The_, 128 + + Free-Speech fight at Los Angeles, 180 + + + Galahad, 61 + + Garland, Charles, 183 + + Genius and its claims, 50, 86 + + Genteel tradition in American Literature, 110 + + German Lessons, 68 + + Goethe’s picture, 54 + + _Goose-Step, The_, 167 + + Gorky incident, 111 + + _Goslings, The_, 168 + + Greenwich Village, 30 note + + + Hackwork, 41 + + Hamlet, 33, 39 + + Helicon Hall, 121 + + Herron, George D., 97, 100 + + Holland, 131, 132 + + + _In the days of Decatur_, 46 + + _In the net of the Visconti_, 46 + + Indigestion, 42, 73, 128 + + _Industrial Republic, The_, 118 + + Intercollegiate Socialist Society, 103 + + + Jail, 126, 138, 181 + + Jesus, 27, 33, 39 + + _Jimmie Higgins_, 146, 148 + + Jokes, 44 + + _Journal of Arthur Stirling, The_, 78, 86 + + _Jungle, The_, 84, 104 + + + “Killing Spaniards”, 47 + + _King Coal_, 140 + + _King Midas_, 78 + + + Languages, learning of, 53 + + Lee, Robert E., 20, 37 + + Lewis, Sinclair, 124 + + Lincoln, 37 + + Literary enthusiasms, 27, 36, 37, 39, 43, 52, 53, 54, 58, 61, 63, 93, + 94 + + London, Jack, 102, 106, 114 + + _Love’s Pilgrimage_, 128, 176 quoted _passim_ + + _Love’s Progress_, 129 note, 175 + + Ludlow massacre, 137 + + + _Machine, The_, 116 + + _Mammonart_, 169 + + _Manassas_, 101, 115 + + Marriage, 72; 2d, 136 + + _Metropolis, The_, 113, 114 + + Moir, Rev. William W., 39, 61 + + _Moneychangers, The_, 113, 116 + + “Mourning pickets”, 137 + + Moyer and Haywood, 111 + + “Muck-raking”, 109, 161 + + Music, 26, 28, 29 note, 65, 73 + + _My cause_, 94 + + + New York, 31 + + Nietzsche, 52 + + Norfolk, 17 + + Norris, Frank, 104, 114, 160 + + + _Oil!_, 178 + + _100%: The Story of a Patriot_, 149 + + + Packingtown, 103, 104, 107 + + Perry, Commodore, 17 + + Phillips, David Graham, 105, 109 + + Picketing on Broadway, 137 + + Play, 29, 186 + + Plays, 125, 179 + + Poetic ambitions, 42, 51, 56, 88 + + _Prince Hagen_, 78, 99 + + Professors, 35, 52 + + _Profits of Religion, The_, 162 + + Publisher of his own books, 181 + + Puritanism, 13, 155, 175 + + + Realism, defense of, 176 + + Residence, 16, 31, 55, 72, 79, 84 note, 87, 103, 121, 125, 131, 132, + 136, 137, 139, 140, 143[16] + + Rockefeller, John D., Jr., 137, 139, 140 + + Roosevelt, Theodore, 107, 108 + + Ruskin, 37 + + Russia, 148, 158 + + + Sabbath-breaking, see Arden + + _Samuel the Seeker_, 128 + + San Pedro arrest, 180 + + Scott, Sir Walter, 49 + + Shelley, 39, 53, 94, 160 + + _Singing Jailbirds_, 181 + + Single-tax colony, see Arden + + Socialism, 97, 119, 158, 185 + + Socialists and the war, 143 + + _Springtime and Harvest_, 55, 74, 78 + + _Spy, The_, 149 + + Stockyards, 103, 104, 107 + + Street & Smith, 46 + + _Sylvia_, 132 + + _Sylvia’s Marriage_, 133 + + + Tarrytown, 139 + + Tennis, 29 note, 186 + + Thackeray, 27 + + “Thyrsis”, 69 _et passim_ + + Tolstoyan-Tennysonian idealism, 70 + + Toys, 28 + + + _Upton Sinclair’s_, 146 + + + van Eeden, Frederik, 128, 131 + + + Wells, H. G., 118, 151 + + _What’s the Use of Books?_, 183 + + Wilson, Woodrow, 146, 148, 150 note + + + Zola, 160 + + + + +FOOTNOTES + + +[1] He did, however, hear about the Haymarket riot later, when +the family moved to New York. “I remember seeing wax-works of the +anarchists making their bombs, in the Eden Musée, and I believed every +word of it--or shall I say, every wax-work of it. I well remember +the name of Altgeld [the governor of Illinois who later pardoned +the surviving Haymarket anarchists from prison] as a kind of super +bomb-thrower! I swallowed all its ideas complete.” + +[2] “Sinclair, Arthur. Lieutenant, 10 June, 1807. Commander, 2 July, +1812. Captain, 24 July, 1813. Died 7 February, 1837.”--_U. S. Army +and Navy Register._ + +[3] “Sinclair, Arthur. Midshipman, 4 March, 1823. Passed midshipman, 4 +June, 1831. Lieutenant, 3 March, 1835. Commander, 14 September, 1855. +Dismissed 18 April, 1861.”--_U. S. Army and Navy Register._ + +[4] However, Sinclair writes in a private letter: “I am not opposed to +the play aspects of life. The facts are these: As a boy, I did every +kind of playing that boys can do. I played tennis in Central Park, +football and baseball in vacant lots, and was nabbed by the police in +the usual style, built bonfires and roasted stolen potatoes, skated +on ice in winter and played shinny on roller skates the rest of the +year, climbed on the roofs and threw clothes-pins at the people on the +street. I was in every kind of danger. I used to say, playfully, that +fate must be keeping me alive for some purpose, because I had escaped +death by a hair’s breadth a dozen times before I was fourteen. I could +outrun any boys I knew for long distances. I have run all the way +around Central Park, and I have ridden a bicycle from up town in New +York over Brooklyn bridge to Coney Island, gone in swimming in March +with snow on the ground, and then ridden home again; this at the age of +seventeen. At about that age I set out with desperate determination to +learn to play the violin, practicing eight hours a day. It was work, +but done in order that I might be able to play. At the present time, +when my wife is ill and I have to stay at home nearly all the time, I +play an hour or two every day--always sight reading, and I get as much +excitement out of struggling through a Mozart sonata as some people +get out of a horse-race. I get as much fun out of a tennis tournament +as any of the young fellows. I have also been devoted to the theatre, +having never missed seeing a good play except because of poverty. + +“From the age of twenty to twenty-eight or twenty-nine I did no +playing, but this was because I was in a desperate struggle to survive +as a writer; but that was not a matter of philosophy but of practical +necessity. You wouldn’t say that a man was opposed to play because he +didn’t play while he was in a battle. + +“Theoretically I am opposed to play under the following circumstances; +first, when it is cruel and involves wanton suffering to either human +beings or animals. I have always enjoyed hunting and fishing, but the +game or fish were always eaten. Second, when the play is destructive +to health; and that is the basis of my objections to the kind of play +which involves alcohol. I know so many ways to have a good time which +do not involve a headache next morning. Naturally, the condition of my +father’s liver when he died has a good deal to do with this attitude. +Third, play which is not a recreation after work, but a substitute for +work. I saw in Greenwich Village a great many young idlers calling +themselves radicals and doing nothing for the movement, and that made +me tired.... + +“I think you mistake my attitude toward dancing. As a boy at various +‘springs’ in Virginia, I danced a lot and was duly dressed up for fancy +balls. I remember very well being a ‘baker’. I don’t think I was more +than six years old, and I was expected to carry a tray with rolls on +it, but I very soon shed that encumbrance. Later on I never danced, +simply because the dancing I saw was done by the idlers of ‘society’, +wasting time, and it was a matter of expensive clothes, and all that +sort of social frummery: either that, or you had to patronize the +underworld. My objection to modern jazz dancing is that it represents +the taking possession of America by that underworld. I think that jazz +dances are awkward and ugly, being imitations of savage sex dances. Of +course, as time goes on, if they survive, they will be idealized.... + +“My ethical ideals on these questions are very simply stated, and +they seem to me entirely practical. I want grown-up human beings to +have some serious work to do, something constructive, something which +constitutes their main interest. When they have worked at this with +real, full-sized energy and determination, then let them recreate both +minds and bodies by any kind of play whatever which they enjoy, and +which does not interfere with their ability to go back to their work.” + +[5] Detail, from a letter: “Twenty-five cents a week for clean collars +and cuffs, and newspapers. I wore the cuffs up high to keep them from +showing too much and getting soiled too fast. I did not have to buy any +clothes--my cousin H---- used to send me his cast off clothes. My meals +cost $3 a week.” + +[6] Comment from a letter: “No human male could have been more +pitifully ignorant of the female critter, body, mind, and soul, than I +was at the age of 21. It was a tragedy, but I was not to blame. It was +the Victorian age.” + +[7] In the more-or-less autobiographical novel, _Love’s +Pilgrimage_, it is related of Corydon and Thyrsis that they did +carry out this idealistic plan for a time after they were married. That +version is scarcely more than a dramatic heightening of some of the +facts, and the fiction does make clear the underlying neurotic conflict +in the young poet’s mind. + +[8] In 1902 he took the account of this birth-scene to Paul Elmer More, +one of the leaders of the academic school of criticism then in power, +and was told that it could “_never_ be published.” + +[9] To be exact, the $25 study was moved on a wagon to a farm near +by in the fall of 1904, and it was there that _The Jungle_ was +written. + +[10] For instance, Richard Le Gallienne wrote of it as “at once +an authoritative document, a heart-searching appeal, and a tragic +entertainment. I don’t remember to have seen the old case of ‘the Poet +_versus_ the World’ put with more truth, more vehemence, and more +charm.” + +[11] The Intercollegiate Socialist Society was to become the center +of rebellious thought and the forum for free discussion in the +conservative colleges of America. Few students with any spark of +intellectual curiosity but were touched by its liberalizing influences. + +[12] This, however, appears to have been deliberate, because he was +going to show how Thyrsis learned, in the second volume. + +[13] I have read the manuscript of this unpublished novel, and may be +permitted to express the hope that it will eventually be published. + +[14] Sinclair appears, under the name of Sanford Peyton, as a pro-war +Socialist in a novel by the present writer, _An Old Man’s Folly_, +which deals with American pacifists in war-time. Sinclair, in reviewing +the novel, remarks that the war-time opinions attributed to him are +correct, and adds: “I can only tell him that reading them over now +makes me very unhappy, and I find myself with a continual impulse to +get into jail with the rest of his characters! I have had almost ten +years to think the thing over, and what I have to report is that if +at the beginning of 1917 I had known what I know to-day, I would have +opposed the war and gone to jail with the pacifist radicals.” Later in +the review he remarks of the Presidential idealist in whom he believed +at the time: “I cannot forgive him; it is not merely that he made a +fool of himself, but he made a fool of me!” + +[15] However, in a letter, Sinclair defends himself against this +charge, saying: “I have no trace of that early bias left. You may think +I have, but I haven’t. What I have is a repugnance to ‘love-making’ +without love.” + +[16] Since 1926, Long Beach, Cal. + +*** END OF THE PROJECT GUTENBERG EBOOK 78707 *** |
