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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/7343-8.txt b/7343-8.txt new file mode 100644 index 0000000..f1cb305 --- /dev/null +++ b/7343-8.txt @@ -0,0 +1,8523 @@ +The Project Gutenberg EBook of The Church and the Empire, by D. J. Medley + +Copyright laws are changing all over the world. Be sure to check the +copyright laws for your country before downloading or redistributing +this or any other Project Gutenberg eBook. + +This header should be the first thing seen when viewing this Project +Gutenberg file. Please do not remove it. Do not change or edit the +header without written permission. + +Please read the "legal small print," and other information about the +eBook and Project Gutenberg at the bottom of this file. Included is +important information about your specific rights and restrictions in +how the file may be used. You can also find out about how to make a +donation to Project Gutenberg, and how to get involved. + + +**Welcome To The World of Free Plain Vanilla Electronic Texts** + +**eBooks Readable By Both Humans and By Computers, Since 1971** + +*****These eBooks Were Prepared By Thousands of Volunteers!***** + + +Title: The Church and the Empire + Being an Outline of the History of the Church from + A.D. 1003 to A.D. 1304 + +Author: D. J. Medley + +Release Date: January, 2005 [EBook #7343] +[Yes, we are more than one year ahead of schedule] +[This file was first posted on April 17, 2003] + +Edition: 10 + +Language: English + +Character set encoding: ISO-Latin-1 + +*** START OF THE PROJECT GUTENBERG EBOOK THE CHURCH AND THE EMPIRE *** + + + + +Produced by David King, Charles Franks and the +Online Distributed Proofreading Team. + + + + +THE CHURCH UNIVERSAL +Volume IV + +THE CHURCH AND THE EMPIRE + + +THE CHURCH UNIVERSAL +Brief Histories of Her Continuous Life + +A series of eight volumes dealing with the history of the Christian +Church from the beginning of the present day. + +_Edited by_ +The Rev. W. H. Hutton, B.D. +Fellow and Tutor of S. John's College, Oxford, +and Examining Chaplain to the Bishop of Rochester + +THE CHURCH OF THE APOSTLES. +The Rev. Lonsdale Ragg, M.A., Vicar of the Tickencote, Rutlandshire, +and Prebendary of Lincoln Cathedral. + +"Mr. Ragg has produced something far better than a mere text-book: the +earlier chapters especially are particularly interesting reading. The +whole book is well proportioned and scholarly, and gives the reader +the benefit of wide reading of the latest authorities. The contrasted +growth and fortunes of the Judaic Church of Jerusalem and the Church +of the Gentiles are particularly clearly brought out."--_Church +Times_. + +"Written in a clear and interesting style, and summaries the early +records of the growth of the Christian community during the first +century."--_Irish Ecclesiastical Gazette._ + +"A careful piece of work, which may be read with pleasure and +profit."--_Spectator_. + +THE CHURCH OF THE FATHERS. +The Rev. Leighton Pullan, M.A., Fellow of St. John's College, and +Theological Lecturer of St. John's and Oriel Colleges, Oxford. + +"If we may forecast the merits of the series by Pullan's volume, we +are prepared to give it an unhesitating welcome. We shall be surprised +if this book does not supersede of the less interesting Church +histories which have served as text-books for several generations of +theological students."--_Guardian_. + +"The student of this important period of Church history--the formative +period--has here a clear narrative, packed with information drawn from +authentic sources and elucidated with the most recent results of +investigation. We do not know of any other work on Church history in +which so much learned and accurate instruction is condensed into a +comparative small space, but at the same time presented in the form of +an interesting narrative. Alike the beginner and the advanced student +will find Mr. Pullan a useful guide and companion."--_Church +Times_. + + +THE CHURCH AND THE BARBARIANS. +The Editor. _3s. 6d. net._ + +"In so accomplished hands as Mr. Hutton's the result is an instructive +and suggestive survey of the course of the Church's development +throughout five hundred years, and almost as many countries and +peoples, in Constantinople as well as among the Wends and Prussians, +in Central Asia as well as in the Western Isles." _Review of +Theology and Philosophy._ + +"The volume will be of great value as giving a bird's-eye view of the +fascinating struggle of the Church with heathenism during those +spacious centuries."--_Church Times._ + + +THE CHURCH AND THE EMPIRE. 1003-1304. +By D. J. Medley, M.A., Professor of History in the University +of Glasgow. _4s. 6d. net._ + + +THE AGE OF SCHISM. 1304-1503. +By Herbert Bruce, M.A., Professor of History in the +University College, Cardiff. + +"We commend the book as being fair in its judicial criticism, a great +point where so thorny a subject as the Great Schism and its issues are +discussed. The art of reading the times, whether ancient or modern, +has descended from Mr. W. H. Hutton to his pupil." _Pall Mall +Gazette._ + +"It is a great period for so small a book, but a master of his subject +knows always what to leave out, and this volume covers the period in +comfort."--_Expository Times._ + +"Usually such an 'outline' is a bald and bloodless summary, but Mr. +Bruce has written a narrative which is both readable and +well-informed. We have pleasure in commending his interesting and +scholarly work."--_Glasgow Herald._ + + +THE REFORMATION. 1503-1648. + +By the Rev. J. P. Whitney, B.D., Professor of Ecclesiastical +History at King's College, London. _5s. net._ + +"A book on the Reformation as a whole, not only in England, but in +Europe, has long been needed.... This present volume fills, +therefore, a real want, for in it the Reformation is treated as a +whole.... The value of the book is quite out of proportion to its +size, and its importance will be appreciated by all those whose duty +or inclination calls to study the Reformation."--_Guardian_. + +"It is certainly a very full and excellent outline. There is scarcely +a point in this momentous time in regard to which the student, and, +indeed, the ordinary reader, will not find here very considerable +help, as well as suggestive hints for further study."--_Church Union +Gazette_. + +THE AGE OF REVOLUTION. 1648-1815. + +By the Editor. _4s. 6d. net_. + +"The period is a long one for so small a book, but Mr. Hutton has the +gift not of condensing, which is not required, but of selecting the +essential events and vividly characterizing them."--_Expository +Times_. + +"Mr. Hutton's past studies in Ecclesiastical History are sure to +secure him a welcome in this new venture. There is a breadth of +treatment, an accurate perspective, and a charitable spirit in all +that he writes which make him a worthy associate of Creighton and +Stubbs in the great field of history."--_Aberdeen Journal_. + +THE CHURCH OF MODERN DAYS. 1815-1900. + +By the Rev. Leighton Pullan, M.A. [_In preparation._] + +London: Rivingtons + + + + +THE CHURCH +AND THE EMPIRE + +Being an outline of +the history of the church +from A.D. 1003 to A.D. 1304 + +By + +D. J. Medley, M.A. +Professor of History in the University of Glasgow + + + + +EDITORIAL NOTE + +While there is a general agreement among the writers as to principles, +the greatest freedom as to treatment is allowed to writers in this +series. The volumes, for example, are not of the same length. Volume +II, which deals with the formative period of the Church, is, not +unnaturally, longer in proportion than the others. To Volume VI, which +deals with the Reformation, has been allotted a similar extension. The +authors, again, use their own discretion in such matters as footnotes +and lists of authorities. But the aim of the series, which each writer +sets before him, is to tell, clearly and accurately, the story of the +Church, as a divine institution with a continuous life. + +W. H. Hutton + + + +PREFACE + + +The late appearance of this volume of the series needs some +explanation. Portions of the book have been written at intervals; but +it is only the enforced idleness of a long convalescence after illness +which has given me the requisite leisure to finish it. + +I have tried to avoid overloading my pages with details of political +history; but in no period is it so easy to miss the whole lesson of +events by an attempt to isolate the special influences which affected +the organised society of the Church. The interpretation which I have +adopted of the important events at Canossa is not, of course, +universally accepted; but the fact that it has seldom found expression +in any English work may serve as my excuse. + +The Editor of the series, The Rev. W. H. Hutton, has laid me under a +deep obligation, first, by his long forbearance, and more lately, by +his frequent and careful suggestions over the whole book. It is +dangerous for laymen to meddle with questions of technical theology. I +trust that, guided by his expert hand, I have not fallen into any +recognisable heresy! + +Mears Ashby, +_October_, 1910. + + + + +CONTENTS + +INTRODUCTORY + +CHAPTER I +THE BEGINNINGS OF CHURCH REFORM + +CHAPTER II +GREGORY VII AND LAY INVESTITURE + +CHAPTER III +THE END OF THE QUARREL + +CHAPTER IV +THE SECULAR CLERGY + +CHAPTER V +CANONS AND MONKS + +CHAPTER VI +ST. BERNARD + +CHAPTER VII +THE SCHOOLMEN AND THEOLOGY + +CHAPTER VIII +GUELF AND GHIBELLINE (I) + +CHAPTER IX +INNOCENT III + +CHAPTER X +THE PAPAL POWER IN THE CHURCH + +CHAPTER XI +DOCTRINE AND DISCIPLINE OF THE CHURCH + +CHAPTER XII +HERESIES + +CHAPTER XIII +THE MENDICANT ORDERS + +CHAPTER XIV +THE CHURCH AND THE HEATHEN + +CHAPTER XV +GUELF AND GHIBELLINE (II) + +CHAPTER XVI +THE FALL OF THE EMPIRE AND OF THE PAPACY + +CHAPTER XVII +THE CHURCHES OF THE EAST + + + +The Church and the Empire + +Introductory + + +[Sidenote: Political thought in Middle Ages.] + +The period of three centuries which forms our theme is the central +period of the Middle Ages. Its interests are manifold; but they almost +all centre round the great struggle between Empire and Papacy, which +gives to mediaeval history an unity conspicuously lacking in more +modern times. The history of the Church during these three hundred +years is more political than at any other period. In order to +understand the reason for this it will be well at the outset to sketch +in brief outline the political theories propounded in the Middle Ages +on the relations of Church and State. So only can we avoid the +inevitable confusion of mind which must result from the use of terms +familiar in modern life. + +[Sidenote: Unity of world.] + +Medieval thought, then, drawing its materials from Roman, Germanic and +Christian sources, conceived the Universe as _Civitas Dei_, the +State of God, embracing both heaven and earth, with God as at once the +source, the guide and the ultimate goal. Now this Universe contains +numerous parts, one of which is composed of mankind; and the destiny +of mankind is identified with that of Christendom. Hence it follows +that mankind may be described as the Commonwealth of the Human Race; +and unity under one law and one government is essential to the +attainment of the divine purpose. + +[Sidenote: Duality of organisation.] + +But this very unity of the whole Universe gives a double aspect to the +life of mankind, which has to be spent in this world with a view to +its continuation in the next. Thus God has appointed two separate +Orders, each complete in its own sphere, the one concerned with the +arrangement of affairs for this life, the other charged with the +preparation of mankind for the life to come. + +[Sidenote: Relations of Church and State.] + +But this dualism of allegiance was in direct conflict with the idea of +unity. The two separate Orders were distinguished as +_Sacerdotium_ and _Regnum_ or _Imperium_; and the need +felt by mediaeval thinkers for reconciling these two in the higher +unity of the _Civitas Dei_ began speculations on the relation +between the ecclesiastical and the secular spheres. + +[Sidenote: Theory of Church party.] + +The champions of the former found a reconciliation of the two spheres +to consist in the absorption of the secular by the ecclesiastical. The +one community into which, by the admission of all, united mankind was +gathered, must needs be the Church of God. Of this Christ is the Head. +But in order to realise this unity on earth Christ has appointed a +representative, the Pope, who is therefore the head of both spheres in +this world. But along with this unity it must be allowed that God has +sanctioned the separate existence of the secular no less than that of +the ecclesiastical dominion. This separation, however, according to +the advocates of papal power, did not affect the deposit of authority, +but affected merely the manner of its exercise. Spiritual and temporal +power in this world alike belonged to the representative of Christ. + +[Sidenote: Sinful origin of State.] + +But the bolder advocates of ecclesiastical power were ready to explain +away the divine sanction of temporal authority. Actually existing +states have often originated in violence. Thus the State in its +earthly origin may be regarded as the work of human nature as affected +by the Fall of Man: like sin itself, it is permitted by God. +Consequently it needs the sanction of the Church in order to remove +the taint. Hence, at best, the temporal power is subject to the +ecclesiastical: it is merely a means for working out the higher +purpose entrusted to the Church. Pope Gregory VII goes farther still +in depreciation of the temporal power. He declares roundly that it is +the work of sin and the devil. "Who does not know," he writes, "that +kings and dukes have derived their power from those who, ignoring God, +in their blind desire and intolerable presumption have aspired to rule +over their equals, that is, men, by pride, plunder, perfidy, murder, +in short by every kind of wickedness, at the instigation of the prince +of this world, namely, the devil?" But in this he is only re-echoing +the teaching of St. Augustine; and he is followed, among other +representative writers, by John of Salisbury, the secretary and +champion of Thomas Becket, and by Pope Innocent III. To all three +there is an instructive contrast between a power divinely conferred +and one that has at the best been wrested from God by human +importunity. + +[Sidenote: Illustration of relations.] + +There are two illustrations of the relation between the spiritual and +secular powers very common among papal writers. Gregory VII, at the +beginning of his reign, compares them to the two eyes in a man's head. +But he soon substitutes for this symbol of theoretical equality a +comparison to the sun and moon, or to the soul and body, whereby he +claims for the spiritual authority, as represented by the soul or the +sun, the operative and illuminating power in the world, without and +apart from which the temporal authority has no efficacy and scarcely +any existence. An illustration equally common, but susceptible of more +diverse interpretation, was drawn from the two swords offered to our +Lord by His disciples just before the betrayal. It was St. Bernard +who, taking up the idea of previous writers that these represented the +sword of the flesh and the sword of the spirit respectively, first +claimed that they both belonged to the Church, but that, while the +latter was wielded immediately by St. Peter's successor, the +injunction to the Apostle to put up in its sheath the sword of the +flesh which he had drawn in defence of Christ, merely indicated that +he was not to handle it himself. Consequently he had entrusted to lay +hands this sword which denotes the temporal power. Both swords, +however, still belonged to the Pope and typified his universal +control. By virtue of his possession of the spiritual sword he can use +spiritual means for supervising or correcting all secular acts. But +although he should render to Caesar what is Caesar's, yet his material +power over the temporal sword also justifies the Pope in intervening +in temporal matters when necessity demands. This is the explanation of +the much debated _Translatio Imperii,_ the transference of the +imperial authority in 800 A.D. from the Greeks to the Franks. It is +the Emperor to whom, in the first instance, the Pope has entrusted the +secular sword; he is, in feudal phraseology, merely the chief vassal +of the Pope. It is the unction and coronation of the Emperor by the +Pope which confer the imperial power upon the Emperor Elect. The +choice by the German nobles is a papal concession which may be +recalled at any time. Hence, if the imperial throne is vacant, if +there is a disputed election, or if the reigning Emperor is neglectful +of his duties, it is for the Pope to act as guardian or as judge; and, +of course, the powers which he can exercise in connection with the +Empire he is still more justified in using against any lesser temporal +prince. + +[Sidenote: Theory of Imperial party.] + +To this very thorough presentation of the claims of the ecclesiastical +power the partisans of secular authority had only a half-hearted +doctrine to oppose. Ever since the days of Pope Gelasius I (492-6), +the Church herself had accepted the view of a strict dualism in the +organisation of society and, therefore, of the theoretical equality +between the ecclesiastical and the secular organs of government. +According to this doctrine Sacerdotium and Imperium are independent +spheres, each wielding the one of the two swords appropriate to +itself, and thus the Emperor no less than the Pope is _Vicarius +Dei_. It is this doctrine behind which the champions of the Empire +entrench themselves in their contest with the Papacy. It was asserted +by the Emperors themselves, notably by Frederick I and Frederick II, +and it has been enshrined in the writings of Dante. + +[Sidenote: Its weakness.] + +The weak point of this theory was that it was rather a thesis for +academic debate than a rallying cry for the field of battle. Popular +contests are for victory, not for delimitation of territory. And its +weakness was apparent in this, that while the thorough-going partisans +of the Church allowed to the Emperor practically no power except such +as he obtained by concession of or delegation from the Church, the +imperial theory granted to the ecclesiastical representative at least +an authority and independence equal to those claimed for itself, and +readily admitted that of the two powers the Church could claim the +greater respect as being entrusted with the conduct of matters that +were of more permanent importance. + +Moreover, historical facts contradicted this idea of equality of +powers. The Church through her representatives often interfered with +decisive effect in the election and the rejection of secular +potentates up to the Emperor himself: she claimed that princes were as +much subject to her jurisdiction as other laymen, and she did not +hesitate to make good that claim even to the excommunication of a +refractory ruler and--its corollary--the release of his subjects from +their oath of allegiance. Finally, the Church awoke a responsive echo +in the hearts of all those liable to oppression or injustice, when she +asserted a right of interposing in purely secular matters for the sake +of shielding them from wrong; while she met a real need of the age in +her exaltation of the papal power as the general referee in all cases +of difficult or doubtful jurisdiction. + +Thus the claims of each power as against the other were not at all +commensurate. For while the imperialists would agree that there was a +wide sphere of ecclesiastical rule with which the Emperor had no +concern at all, it was held by the papalists that there was nothing +done by the Emperor in any capacity which it was not within the +competence of the Pope to supervise. + + + + +CHAPTER I + +THE BEGINNINGS OF CHURCH REFORM + + +Previous to the eleventh century there had been quarrels between +Emperor and Pope. Occasional Popes, such as Nicholas I (858-67), had +asserted high prerogatives for the successor of St. Peter, but we have +seen that the Church herself taught the co-ordinate and the mutual +dependence of the ecclesiastical and secular powers. It was the +circumstances of the tenth century which caused the Church to assume a +less complacent attitude and, in her efforts to prevent her absorption +by the State, to attempt the reduction of the State to a mere +department of the Church. + +[Sidenote: Lay investiture of ecclesiastics.] + +With the acceptance of Christianity as the official religion of the +Empire the organisation of the Church tended to follow the +arrangements for purposes of civil government. And when at a later +period civil society was gradually organising itself on that +hierarchical model which we know as feudalism, the Church, in the +persons of its officers, was tending to become not so much the +counterpart of the State as an integral part of it. For the clergy, as +being the only educated class, were used by the Kings as civil +administrators, and on the great officials of the Church were bestowed +extensive estates which should make them a counterpoise to the secular +nobles. In theory the clergy and people of the diocese still elected +their bishop, but in reality he came to be nominated by the King, at +whose hands he received investiture of his office by the symbolic +gifts of the ring and the pastoral staff, and to whom he did homage +for the lands of the see, since by virtue of them he was a baron of +the realm. Thus for all practical purposes the great ecclesiastic was +a secular noble, a layman. He had often obtained his high +ecclesiastical office as a reward for temporal service, and had not +infrequently paid a large sum of money as an earnest of loyal conduct +and for the privilege of recouping himself tenfold by unscrupulous use +of the local patronage which was his. + +[Sidenote: Clerical marriage.] + +Furthermore, in contravention of the canons of the Church, the secular +clergy, whether bishops or priests, were very frequently married. The +Church, it is true, did not consecrate these marriages; but, it is +said, they were so entirely recognised that the wife of a bishop was +called Episcopissa. There was an imminent danger that the +ecclesiastical order would shortly lapse into an hereditary social +caste, and that the sons of priests inheriting their fathers' +benefices would merely become another order of landowners. + +[Sidenote: Church reform.] + +Thus the two evils of traffic in ecclesiastical offices, shortly +stigmatised as simony and concubinage--for the laws of the Church +forbade any more decent description of the relationship--threatened to +absorb the Church within the State. Professional interests and +considerations of morality alike demanded that these evils should be +dealt with. Ecclesiastical reformers perceived that the only lasting +reformation was one which should proceed from the Church herself. It +was among the secular clergy, the parish priests, that these evils +were most rife. The monasteries had also gone far away from their +original ideals; but the tenth century had witnessed the establishment +of a reformed Benedictine rule in the Congregation of Cluny, and, in +any case, it was in monastic life alone that the conditions seemed +suitable for working out any scheme of spiritual improvement. The +Congregation of Cluny was based upon the idea of centralisation; +unlike the Abbot of the ordinary Benedictine monastery, who was +concerned with the affairs of a single house, the Abbot of Cluny +presided over a number of monasteries, each of which was entrusted +only to a Prior. Moreover, the Congregation of Cluny was free from the +visitation of the local bishops and was immediately under the papal +jurisdiction. What more natural than that the monks of Cluny should +advocate the application to the Church at large of those principles of +organisation which had formed so successful a departure from previous +arrangements in the smaller sphere of Cluny? Thus the advocates of +Church reform evolved both a negative and a positive policy: the +abolition of lay investiture and the utter extirpation of the practice +of clerical marriages were to shake the Church free from the numbing +control of secular interests, and these were to be accomplished by a +centralisation of the ecclesiastical organisation in the hands of the +Pope, which would make him more than a match for the greatest secular +potentate, the successor of Caesar himself. + +[Sidenote: Chances of reform.] + +It is true that at the beginning of the eleventh century there seemed +little chance of the accomplishment of these reforms. If the great +secular potentates were likely to cling to the practice of investiture +in order to keep a hold over a body of landowners which, whatever +their other obligations, controlled perhaps one-third of the lands in +Western Christendom; yet the Kings of the time were not unsympathetic +to ecclesiastical reform as interpreted by Cluny. In France both Hugh +Capet (987-96) and Robert (996-1031) appealed to the Abbot of Cluny +for help in the improvement of their monasteries, and this example was +followed by some of their great nobles. In Germany reigned Henry II +(1002-24), the last of the Saxon line, who was canonised a century +after his death by a Church penetrated by the influences of Cluny. It +was the condition of the Papacy which for nearly half a century +postponed any attempt at a comprehensive scheme of reform. Twice +already in the course of the tenth century had the intervention of the +German King, acting as Emperor, rescued the see of Rome from +unspeakable degradation. But for nearly 150 years (904-1046), with a +few short interludes, the Papacy was the sport of local factions. At +the beginning of the eleventh century the leaders of these factions +were descended from the two daughters of the notorious Theodora; the +Crescentines who were responsible for three Popes between 1004 and +1012, owing their influence to the younger Theodora, while the Counts +of Tusculum were the descendants of the first of the four husbands who +got such power as they possessed from the infamous Marozia. The first +Tusculan Pope, Benedict VIII (1012-24), by simulating an interest in +reform, won the support of Henry II of Germany, whom he crowned +Emperor; but in 1033 the same faction set up the son of the Count of +Tusculum, a child of twelve, as Benedict IX. It suited the Emperor, +Conrad II, to use him and therefore to acknowledge him; but twice the +scandalised Romans drove out the youthful debauchee and murderer, and +on the second occasion they elected another Pope in his place. But the +Tusculan influence was not to be gainsaid. Benedict, however, sold the +Papacy to John Gratian, who was reputed a man of piety, and whose +accession as Gregory VI, even though it was a simoniacal transaction, +was welcomed by the party of reform. But Benedict changed his mind and +attempted to resume his power. Thus there were three persons in Rome +who had been consecrated to the papal office. The Archdeacon of Rome +appealed to the Emperor Conrad's successor, Henry III, who caused Pope +Gregory to summon a Council to Sutri. Here, or shortly afterwards at +Rome, all three Popes were deposed, and although Benedict IX made +another attempt on the papal throne, and even as late as 1058 his +party set up an anti-pope, the influence of the local factions was +superseded by that of a stronger power. + +[Sidenote: Imperial influence.] + +But the alternative offered by the German Kings was no more favourable +in itself to the schemes of the reformers than the purely local +influences of the last 150 years. As Otto I in 963, so Henry III in +1046 obtained from the Romans the recognition of his right, as +patrician or princeps, to nominate a candidate who should be formally +elected as their bishop by the Roman people; and as Otto III in 996, +so Henry III now used his office to nominate a succession of men, +suitable indeed and distinguished, but of German birth. This was not +that freedom of the Church from lay control nor the exaltation of the +papal office through which that freedom was to be maintained. Indeed, +so long as fear of the Tusculan influence remained, deference to the +wishes of the German King, who was also Emperor, was indispensable, +and when that King was as powerful as Henry III it was unwise to +challenge unnecessarily and directly the exercise of his powers. + +[Sidenote: Leo IX (1048-54).] + +But Henry, although, like St. Henry at the beginning of the century, +he kept a strong hand on his own clergy, was yet thoroughly in +sympathy with what may be distinguished as the moral objects of the +reformers; and, indeed, the men whom he promoted to the Papacy were +drawn from the class of higher ecclesiastics who were touched by the +Cluniac spirit. Henry's first two nominees were short-lived. His third +choice was his own cousin, Bruno, Bishop of Toul, who accepted with +reluctance and only on condition that he should go through the +canonical form of election by the clergy and people of Rome. On his +way to Rome, which he entered as a pilgrim, he was joined by the late +chaplain of Pope Gregory VI, Hildebrand, who had been in retirement at +Cluny since his master's death. Not only did the new Pope, Leo IX, +take this inflexible advocate of the Church's claims as his chief +adviser, but he surrounded himself with reforming ecclesiastics from +beyond the Alps. Thus fortified he issued edicts against simoniacal +and married clergy; but finding that their literal fulfilment would +have emptied all existing offices, he was obliged to tone down his +original threats and to allow clergy guilty of simony to atone their +fault by an ample penance. But Leo's contribution to the building up +of the papal power was his personal appearance, not as a suppliant but +as a judge, beyond the Alps. Three times in his six years' rule he +passed the confines of Rome and Italy. On the first occasion he even +held a Council at Rheims, despite the unfriendly attitude of Henry I +of France, whose efforts, moreover, to keep the French bishops from +attendance at the Council met with signal failure. Here and elsewhere +Pope Leo exercised all kinds of powers, forcing bishops and abbots to +clear themselves by oath from charges of simony and other faults, and +excommunicating and degrading those who had offended. And while he +reduced the hierarchy to recognise the papal authority, he overawed +the people by assuming the central part in stately ceremonies such as +the consecration of new churches and the exaltation of relics of +martyrs. All this was possible because the Emperor Henry III supported +him and welcomed him to a Council at Mainz. Nor was it a matter of +less importance that these visits taught the people of Western Europe +to regard the Papacy as the embodiment of justice and the +representative of a higher morality than that maintained by the local +Church. + +[Sidenote: Effect of Henry III's death.] + +Quite unwittingly Henry III's encouragement of Pope Leo's roving +propensities began the difficulties for his descendants. It is true he +nominated Leo's successor at the request of the clergy and people of +Rome; but Henry's death in 1056 left the German throne to a child of +six under the regency of a woman and a foreigner who found herself +faced by all the hostile forces hitherto kept under by the Emperor's +powerful arm. And when Henry's last Pope, Victor II, followed the +Emperor to the grave in less than a year, the removal of German +influence was complete. The effect was instantaneous. The first Pope +elected directly by the Romans was a German indeed by birth, but he +was the brother of Duke Godfrey of Lorraine, who, driven from Germany +by Henry, had married the widowed Marchioness of Tuscany. and was +regarded by a small party as a possible King of Italy and Emperor. +Whatever danger there was in the schemes of the Lotharingian brothers +was nipped in the bud by the death of Pope Stephen IX seven months +after his election. Then it became apparent that the removal of the +Emperor's strong hand had freed not only the upholders of +ecclesiastical reform but also the old Roman factions. The attempt was +easily crushed, but it became clear to the reformers that the papal +election must be secured beyond all possibility of outside +interference. At Hildebrand's suggestion and with the approval of the +German Court, a Burgundian, who was Bishop of Florence, was elected as +Nicholas II. The very name was a challenge, for the first Nicholas +(858-67) was perhaps the Pope who up to that time had asserted the +highest claims for the See of Rome. + +[Sidenote: Provision for papal election.] + +The short pontificate of the new Nicholas was devoted largely to +measures for securing the freedom of papal elections from secular +interference. By a decree passed in a numerously attended Council at +the Pope's Lateran palace, a College or Corporation was formed of the +seven bishops of the sees in the immediate neighbourhood of Rome, +together with the priests of the various Roman parish churches and the +deacons attendant on them. To the members of this body was now +specially arrogated the term Cardinal, a name hitherto applicable to +all clergy ordained and appointed to a definite church. To all Roman +clergy outside this body and to the people there remained merely the +right of assent, and even this was destined to disappear. More +important historically was the merely verbal reservation of the +imperial right of confirmation, which was further made a matter of +individual grant to each Emperor who might seek it from the Pope. In +view of the revived influence of the local factions it was also laid +down that, although Rome and the Roman clergy had the first claim, yet +the election might lawfully take place anywhere and any one otherwise +eligible might be chosen; while the Pope so elected might exercise his +authority even before he had been enthroned. + +[Sidenote: Papacy and Normans.] + +But in the presence of a strong Emperor or an unscrupulous faction +even these elaborate provisions Papacy might be useless. The Papacy +needed a champion in the flesh, who should have nothing to gain and +everything to lose by attempting to become its master. Such a +protector was ready to hand in the Normans, who, recently settled in +Southern Italy, felt themselves insecure in the title by which they +held their possessions. Southern Italy was divided between the three +Lombard duchies of Benevento, Capua and Salerno, and the districts of +Calabria and Apulia, which acknowledged the Viceroy or Katapan of the +Eastern Emperor in his seat at Bari. The Saracens, only recently +expelled from the mainland, still held Sicily. Norman pilgrims +returning from Palestine became, at the instigation of local factions, +Norman adventurers, and their leaders obtaining lands from the local +Princes in return for help, sought confirmation of their title from +some legitimate authority. The Western Empire had never claimed these +lands, but none the less Conrad II and Henry III, in return for the +acceptance of their suzerainty, acknowledged the titles which the +Norman leaders had already gained from Greek or Lombard. Rome was +likely to be their next victim, and Leo IX took the opportunity of a +dispute over the city of Benevento to try conclusions with them. A +humiliating defeat was followed by a mock submission of the conqueror. +The danger was in no sense removed. Pope Stephen's schemes for driving +them out of Italy were cut short by his death, and meanwhile the +Norman power increased. Thus there could be no question of expulsion, +nor could the Papacy risk a repetition of the humiliation of Leo IX. +It was Hildebrand who conceived the idea of turning a dangerous +neighbour into a friend and protector. A meeting was arranged at Melfi +between Pope Nicholas and the Norman princes, and there, while on the +one side canons were issued against clerical marriage, which was rife +in the south of Italy, on the other side Robert Guiscard, the Norman +leader, recognised the Pope as his suzerain, and obtained in return +the title of Duke of Apulia and Calabria and of Sicily when he should +have conquered it. Pope Leo's agreement, six years before, had been +made by a defeated and humiliated ecclesiastic with a band of +unscrupulous adventurers. Pope Nicholas was dealing with an actual +ruler who merely sought legitimate recognition of his title from any +whose hostility would make his hold precarious. Thus resting on the +shadowy basis of the donation of Constantine the Pope substituted +himself for the Emperor, whether of West or of East, over the whole of +Southern Italy. Truly the movement for the emancipation of the Church +from the State was already shaping itself into an attempt at the +formation of a rival power. + +[Sidenote: Alexander II (1061-73) and Milan.] + +The value of this new alliance to the Papacy was put to the test +almost immediately. On the death of Pope Nicholas (1061) the papal and +imperial parties proceeded to measure their strength against each +other. The reformers, acting under the leadership of Hildebrand, chose +as his successor a noble Milanese, Anselm of Baggio, Bishop of Lucca, +who now became Alexander II. He was elected in accordance with the +provisions of the recent Lateran decree, and no imperial ratification +was asked. On the purely ecclesiastical side this choice was a strong +manifesto against clerical marriage. The city of Milan as the capital +of the Lombard kingdom of Italy had for many centuries held itself in +rivalry with Rome. Moreover, it was the stronghold of an aristocratic +and a married clergy, which based its practice on a supposed privilege +granted by its Apostle St. Ambrose. But this produced a reforming +democracy which, perhaps from the quarter whence it gained its chief +support, was contemptuously named by its opponents the Patarins or +Rag-pickers. The first leader of this democratic party had been Anselm +of Baggio. Nicholas II sent thither the fanatical Peter Damiani as +papal legate, and a fierce struggle ended in the abject submission of +the Archbishop of Milan, who attended a synod at Rome and promised +obedience to the Pope. + +[Sidenote: German opposition.] + +The weak point in the decree of Nicholas II had been that the German +clergy were not represented at the Council which issued it, and it was +construed in Germany as a manifest attempt of the reforming party to +secure the Papacy for Italy as against the German influence maintained +by Henry III. The Roman nobles also had seen in the decree the design +of excluding them from any share in the election. It was only by the +introduction of Norman troops into Rome that the new Pope could be +installed at the Lateran. A few weeks later a synod met at Basle in +the presence of the Empress-Regent and the young Henry IV. The latter +was invested with the title of Patrician, and the election of +Alexander having been pronounced invalid, a new Pope was chosen in the +person of another Lombard, Cadalus Bishop of Parma, who had led the +opposition to the Patarins in the province of Milan. The Normans were +recalled to their dominions, and the imperialist Pope, Honorius II, +was installed in Rome. The struggle between the rival Popes lasted for +three years (1061-4), and fluctuated with the fluctuations of power at +the German court. Here the young King had fallen under the influence +of Archbishop Hanno of Köln, who, surrounded by enemies in Germany, +hoped to gain a party by the betrayal of imperial interests in the +recognition of the decree of Nicholas II and of the claims of +Alexander. Again by the help of a Norman force Alexander was installed +in Rome, where he remained even when Hanno's influence at the German +court gave way to that of Archbishop Adalbert of Bremen. Honorius, +however, despite the desertion by the imperialist party, found +supporters until his death in 1072, and it was only by the arms of +Duke Godfrey of Tuscany acting for the imperialists and those of his +own Norman allies that Alexander held Rome until his death. + +[Sidenote: Steps towards reformation.] + +Meanwhile the ecclesiastical reformation went steadily on under the +direction of Hildebrand. The young King Henry endeavoured to free +himself from the great German ecclesiastics who held him in thrall, by +repudiating the wife whom they had forced upon him. He was checked by +the austere and resolute papal legate, Peter Damiani, and was obliged +to accept Bertha of Savoy, to whom subsequently he became much +attached. Peter Darniani's visit, however, brought him relief in +another way, for the legate took back such a report of the prevalence +of simony that the archbishops of Mainz and Köln were summoned to +Rome, whence they returned so humiliated that their political +influence was gone. It is almost equally remarkable that the two +English Archbishops also appeared at Rome during this Pontificate, +Lanfranc of Canterbury in order that he might obtain the pall without +which he could not exercise his functions as Archbishop, and Thomas of +York, who referred to the Pope his contention that the primacy of +England should alternate between Canterbury and York. In France, too, +we are told that the envoys of Alexander interfered in the smallest +details of the ecclesiastical administration and punished without +mercy all clergy guilty of simony or of matrimony. Almost the last +public act of Pope Alexander was to excommunicate five counsellors of +the young King of Germany, to whom were attributed responsibility for +his acts, and to summon Henry himself to answer charges of simony and +other evil deeds. + + + + +CHAPTER II + +GREGORY VII AND LAY INVESTITURE + + +[Sidenote: Gregory VII (1073-85).] + +The crowd which attended the funeral of Alexander II acclaimed +Hildebrand as his successor. The Cardinals formally ratified the +choice of the people and contrary to the wish of the German bishops +the young King Henry acquiesced. + +[Sidenote: His rise to power.] + +The new Pope was born a Tuscan peasant and educated in the monastery +of St. Mary's on the Aventine in Rome. His uncle was the Abbot, and +the monastery was Roman lodging of the Abbot of Cluny. Hildebrand +entered the service of Gregory VI, whom he followed into exile. On his +master's death in 1048 Hildebrand retired to Cluny. Hence he was drawn +once more back to Rome by Pope Leo IX. From this moment his rise was +continuous. Leo made him a Cardinal and gave him the charge of the +papal finances. In 1054 he sent him as legate to France in order to +deal with the heresy of Berengar of Tours. Hildebrand was no +theologian, and he accepted a very vague explanation of Berengar's +views upon the disputed question of the change of the elements in the +Sacrament. On Leo's death Hildebrand headed the deputation which was +sent by the clergy and people of Rome to ask Henry III to nominate his +successor; and again, on the death of Victor II, although Hildebrand +took no part in the choice of Stephen IX, it was he who went to +Germany to obtain a confirmation of the election from the +Empress-Regent. On Stephen's death Hildebrand's prompt action obtained +the election of Nicholas II. It was probably Hildebrand who worded the +decree regulating the mode of papal elections, and whose policy turned +the Normans from troublesome neighbours into faithful allies and +useful instruments of the papal aims. Nicholas rewarded him with the +office of Archdeacon of Rome, which made him the chief administrative +officer of the Roman see and, next to the Pope, the most important +person in the Western Church. Hildebrand was the chief agent in the +election of Alexander II; and the ultimate triumph of Alexander meant +the reinstatement of Hildebrand at head-quarters. Thus it had long +been a question of how soon the maker of Popes would himself assume +the papal title, and this was settled for him by the acclamations of +the people. In memory of his old master he took the title of Gregory +VII. As yet he was only in deacon's orders. Within a month he was +ordained priest; but another month or more elapsed before he was +consecrated bishop. + +[Sidenote: Opportunity of reform.] + +At last the individual who was most identified in men's minds with the +forward movement in the Church was the acknowledged head of the +ecclesiastical organisation in the West. For more than twenty years he +had been at headquarters intimately knowing and ultimately directing +the course of policy. It was mainly by his exertions that the Church +was now officially committed to the views of the Cluniac reformers. +Yet so much opposition had been called forth as to show that the +success of the party hitherto had depended merely on the circumstances +of the moment. The time seemed to have arrived when matters should be +brought to an issue. The continued existence of the Roman factions and +the power of Henry III had made compromise necessary, and the general +result of the reformers' efforts upon the Church had been +inappreciable. But the lapse of time had done at least two things--it +had cleared the issue and it had brought the opportunity. + +[Sidenote: Direction in which reform should move.] + +The Church was so entirely enmeshed in the feudal notions of the age +that at first it was not very clear to the reformers where it would be +most effective to begin in the process or cutting her free. But by +this time it was seen that the real link which bound the Church to the +State was the custom by which princes took it on themselves to give to +the new bishop, in return for his oath of homage, investiture of his +office and lands by the presentation of the ring which symbolically +married him to his Church, and of the pastoral staff which committed +to him the spiritual oversight of his diocese. Probably there was not +a single prince in Western Europe who pretended to confer on the new +bishop any of his spiritual powers; but the two spheres of the +episcopal work had become inextricably confused, and in the decay of +ecclesiastical authority the lay power had treated the chief +ecclesiastics as mainly great officers of State and a special class of +feudal baron. In the eyes of the reformers the entire dealing of the +King with the bishops was an act of usurpation, nay, of sacrilege. +Ecclesiastics owed to the sovereign of the country the oath of fealty +demanded of all subjects. But for the rest, neither bishop, abbot, nor +parish priest could be a feudal vassal. The land which any +ecclesiastic held by virtue of his office had been given to the +Church; the utmost claim that any layman could make regarding it was +to a right or rather duty of protection. If the Church was to be +restored to freedom, investiture with ring and staff, and the control +of the lands during vacancy of an ecclesiastical office must all be +claimed back for the Church herself. The oath of homage would then +naturally disappear, and there would no longer be that confusion of +spheres which had resulted in the laicisation and the degradation of +the Church. + +[Sidenote: Henry IV and the German clergy.] + +Moreover, the moment was propitious for asserting these views to the +fullest extent. The chief represenative of lay authority was no longer +a powerful Emperor nor even a minor in the tutelage of others. He was +a King of full age whose wayward, not to say vicious, courses had +alienated large numbers of his people. It is true that Henry IV never +had much chance of becoming a successful ruler. Taken from his mother +at the age of twelve, for the next ten years (1062-72) he had been +controlled alternately by two guardians, of whom one, Adalbert, +Archbishop of Bremen, allowed him every indulgence, while the other, +Hanno, Archbishop of Koln, hardly suffered him to have a mind of his +own. Since he had become his own master he had plunged into war with +his Saxon subjects. Henry, entangled in this war, answered Gregory's +first admonitions in a conciliatory tone; but in 1075 he decisively +defeated the Saxons and was in no mood to listen to a suggestion for +the diminution of the authority of the German King in his own land, +which he had just so triumphantly vindicated. For Henry imitated his +predecessors in practising investiture of bishops both in Germany and +in Italy; and he realised that the summons of the Pope to the temporal +princes that they should give up such investiture would mean the +transference to the Papacy of the disposal of the temporal fiefs. This +would involve the loss at one blow of half the dominions of the German +King. Moreover, he was encouraged in an attitude of resistance by the +feeling of the German Church. At the first Lenten Synod held in the +Lateran palace after Gregory's accession canons were issued forbidding +all married or simoniacal ecclesiastics to perform ministerial +functions and all laity to attend their ministrations. Immediate +opposition was raised; the German clergy were especially violent: they +declared that this prohibition of marriage was contrary to the +teaching of Christ and St. Paul, that it attempted to make men live +like angels but would only encourage licence, and that, if it were +necessary to choose, they would abandon the priesthood rather than +their wives. Gregory, however, sent legates into various districts +armed with full powers, and succeeded in rousing the populace against +the married clergy. + +[Sidenote: Gregory's decree against investiture.] + +It was under these circumstances that Gregory determined to bring to +an issue the chief question in dispute between Church and State. +Hitherto he had said nothing against the practice of lay investiture. +Now, however, at the Lenten Synod in 1075, a decree was issued which +condemned both the ecclesiastic, high or low, who should take +investiture from a layman, and also the layman, however exalted in +rank, who should dare to give investiture. The decree had no immediate +effect, and at the end of the year Gregory followed it up with a +letter to the King, in which he threatened excommunication if before +the meeting of the next usual Lenten Synod Henry had not amended his +life and got rid of his councillors, who had never freed themselves +from the papal ban. + +[Sidenote: Henry's Answer.] + +Henry's answer was given at a Synod of German ecclesiastics at Worms. +Cardinal Hugh the White, who for personal reasons had turned against +Gregory, accused him of the most incredible crimes, and a letter was +despatched in which the bishops renounced their obedience. Henry also +addressed a letter to the Pope, which quite surpassed that of the +bishops in violence of expression. "Henry, King not by usurpation but +by the holy ordination of God, to Hildebrand now no apostolic ruler +but a false monk." It accused him of daring to threaten to take away +the royal power, as if Henry owed it to the Pontiff and not to God: +and it concluded by a summons to him to descend from his position in +favour of some one "who shall not cloak his violence with religion, +but shall teach the sound doctrine of St. Peter." It was nothing new +for a Pope to be deposed by a Council presided over by the Emperor. +And it is true that the same resolution, transmitted by delegates from +Worms, was adopted at Piacenza by a Synod of Italian bishops. But on +this occasion the sentence was uttered by an assembly of exclusively +German bishops, presided over by a King who was not yet crowned +Emperor. If such a sentence was to be effective, Henry should have +followed it up by a march to Rome with an adequate army. He merely +courted defeat when he gave the Pope the opportunity for a retort in +kind. Anathema was the papal weapon, and while the King's declaration +might even be resented by other rulers as an attempt to dictate to +them in a matter of common concern to all, the papal sentence on the +King was regarded by all as influencing the fate, not of the King +only, but of all who remained in communication with him, if not in +this world, at any rate in the world to come. Moreover, in this +particular case, while no one believed the monstrous charges against +Gregory, there was sufficient in Henry's past conduct to give +credibility to anything that might be urged against him. + +[Sidenote: Gregory deposes Henry.] + +Gregory's rejoinder was delivered at the Lenten Synod of 1076. As +against the twenty-six German bishops assembled at Worms, this Council +contained over a hundred bishops drawn from all parts of Christendom, +while among the laity present was Henry's own mother, the Empress +Agnes. Gregory used his opportunity to the full. In the most solemn +strain he appealed to St. Peter, to the Virgin Mary, to St. Paul and +all the saints, to bear witness that he himself had unwillingly taken +the Papacy. To him, as representative of the Apostle, God had +entrusted the Christian people, and in reliance on this he now +withdrew from Henry, as a rebel against the Church, the rule over the +kingdoms of the Teutons and of Italy, and released all Christians from +any present or future oath made to him. Finally, for his omissions and +commissions alike, Henry is bound in the bonds of anathema "in order +that people may know and acknowledge that thou art Peter, and upon thy +rock the Son of the living God has built His Church, and the gates of +hell shall not prevail against it." + +The rhetorical flourish of the King's pronouncement against the Pope +withers before the tremendous appeal of the Pope to his divinely +delegated power to judge the King. Gregory's procedure was little less +revolutionary than that of the King, but the claim to depose might +appear as only a concomitant to the power already wielded by Popes in +bestowing crowns, while for Gregory it had by this time become the +copingstone in the fabric of those relations between Church and State +which he and his party were building up. + +[Sidenote: Gregory's allies: Countess Matilda.] + +Gregory's position was not devoid of difficulties. Numerous protests +were raised against this assertion of papal power. But events +concurred to justify Gregory's bold action. At the beginning of his +pontificate the Normans were quarrelling among themselves; but in +Tuscany the Countess Matilda had just become complete mistress of the +great inheritance which included a large part of Central Italy. She +was an enthusiastic supporter of the Papacy, and secured North Italy +by a revival of the Patarine party against the Italian bishops who had +repudiated Gregory at Piacenza. + +[Sidenote: Rebellious German Nobles.] + +But Gregory's most effective allies were Henry's rebellious subjects. +The Saxons broke out again into rebellion in the north, while the +nobles of Southern Germany with the concurrence of the Pope met at +Tribur, near Mainz, in October, 1076. Henry was forced to accept the +most abject terms. He was to submit to the Pope, and the nobles +further agreed among themselves that the Pope should be invited to +pronounce the decisive judgment at a diet to be held at Augsburg a +year later. If by that time Henry had not obtained the papal +absolution, the kingdom would be considered forfeit, and they would +proceed to the election of a new King without waiting for permission +of the Pope. The nobles were hampered by the rivalry of those who +hoped each to be Henry's successor, and they did not wish to found the +election of the new King on the acknowledgment of the papal power of +deposition. They acted, therefore, as if so far, apart from the +excommunication, the papal sentence of deposition had been only +provisional. + +[Sidenote: Henry's Action.] + +Henry saw that to be reinstated by the Pope in an assembly of his +rebellious subjects would be even more damaging for his prestige than +the original deposition, and, knowing nothing of the agreement of the +nobles for a new election, he determined to go and get his absolution +from the Pope at Rome. He treated the points in dispute between +himself and his opponents as practically settled by his promise of +submission, whereas the Pope desired to pose as arbiter between the +contending parties in Germany; while the nobles aimed at electing a +new King. Quite unconsciously Henry was forcing the hands of both +parties of his opponents, whose obvious interests were in favour of +delay. It was necessary that he should drink the cup of humiliation to +the dregs; but the astute King preferred that it should be at his own +time and place--at once and in Italy, instead of a year hence in +Germany. + +[Sidenote: Canossa.] + +Henry carried out his design, even though it was in the middle of +winter; and neglecting the welcome of the imperialists of North Italy, +he ultimately tracked the Pope to the Countess Matilda's fortress of +Canossa, in the Apennines, above Modena. But Gregory would listen to +no mediation, and demanded absolute submission to his judgment. So +Henry again took the method of procedure into his own hands and +appeared at intervals during three successive days before the castle +in the garb of a penitent, barefooted and clad in a coarse woollen +shirt. The picturesque account of this world-famous scene, which we +owe to Lambert of Hersfeld, must be regarded as the monastic version +current among the papal partisans. Gregory himself, who was scarcely +likely to minimise his own triumph, in his letter to the German nobles +says nothing of these details. He only relates that even his own +followers exclaimed that "tyrannical ferocity" rather than "apostolic +severity" was the characteristic of his act. + +[Sidenote: Result Of Canossa.] + +Thus Henry forced the hand of the Pope, who as a priest could not +refuse his absolution to one who showed himself ready to submit to the +severest possible penance for his sins. The only course open to +Gregory was to accept the situation on which he had lost the hold, and +to try to get some political concessions in the negotiations which +must follow. The terms did not differ much from those arranged at +Tribur: Henry should accept the decision of the diet of the German +nobles, presided over by the Pope, as to his continued right to the +crown, while if the judgment was favourable, he should implicitly obey +the Pope for the future in all that concerned the Church. But, on the +other hand, the papal excommunication and absolute sentence of +deposition were removed, and the whole excuse for continued rebellion +was thus withdrawn from his German opponents. Henry had undoubtedly +been humiliated and had acknowledged the papal arbitration in Germany: +but modern feelings probably exaggerate the humiliation of the +penitential system, and Henry had at least divided his enemies. The +Pope had undertaken to see fair play between Henry and his German +subjects: the German nobles had based their action on Henry's past +conduct, for which he had now done penance. Henry had obtained an +acknowledgment from the Pope that his right to the kingship was at any +rate an open question. + +[Sidenote: Election of an anti-king.] + +The German nobles had been betrayed by the Pope, but they could not +afford to quarrel with him. They had been outwitted by Henry, and +against him they proceeded as having violated the Agreement of Tribur. +A Diet met at Forchheim, in Franconia, in March, 1077. It was chiefly +composed of lay nobles, but papal legates were present, whom Gregory +instructed to work for a postponement until he himself could come. But +the nobles were determined, and Henry's brother-in-law, Duke Rudolf of +Suabia, was chosen King. Gregory, however, did not intend to have his +hand forced again, and for three years (1077-80) he refused to +acknowledge Rudolf and tried to pose as arbiter between him and Henry. +Five times Rudolf's supporters wrote remonstrating indignantly against +this neutrality. Gregory excused himself on the ground that his +legates had been deceived and had acted under compulsion in +acquiescing in the action of the diet at Forchheim. He had good +reasons for his delay. He was determined to secure recognition of the +right which he claimed for the Papacy as the real determining force in +the dispute, an act which the nobles had deliberately prevented. +Moreover, he was a little afraid of a trial of strength with Henry at +the moment. For while Henry's promptness had caused the Pope to break +faith with his allies, Gregory's severity had gathered round Henry a +party which made the King more powerful than he yet had been. Thus in +Lombardy the Countess Matilda was faced by a revived imperialist party +which seriously threatened her dominions, while in Germany the clergy, +the lesser nobles and the cities rallied round the King. + +[Sidenote: Gregory accepts him.] + +So long, then, as the contest seemed doubtful Gregory withheld his +decision. At length, in 1080, when, despite two victories, Rudolf was +gaining no advantage, Gregory felt that further delay might make Henry +too strong to be affected by the papal judgment. Accordingly, at the +usual Lenten Synod he renewed the excommunication and deposition of +Henry, recognised Rudolf as King of Germany, and even prophesied for +the excommunicated monarch a speedy death. One papal partisan +afterwards explained this as referring to Henry's spiritual death! +Gregory is further said to have sent a crown to Rudolf, bearing the +legend "Petra dedit Petro, Petrus diadema Rudolpho," but the story is +doubtful. The answer of Henry's party was given in successive synods +of German or Italian bishops, who declared Gregory deposed, and +elected as his substitute Henry's Chancellor, Guibert, Archbishop of +Ravenna, who took the title of Clement III. + +[Sidenote: Death of anti-King.] + +Gregory's decisive move was a failure. There were now two Kings and +two Popes, and all hope of a peaceful settlement was gone. None of the +nations of Europe responded to Gregory's appeal. Robert Guiscard, the +Norman leader, was busy with his designs on the Eastern Empire. +Gregory's only chance was a victory in Germany and the fulfilment of +his rash prophecy. In October, 1080, Henry was defeated in the heart +of Saxony on the Elster, but it was Gregory's accepted King, Rudolf, +who was killed. One chronicler reports Rudolf as acknowledging in his +dying moments the iniquity of his conduct. Saxony remained in revolt; +but until a new King could be agreed upon Henry was practically safe +and could turn to deal with the situation in Italy. There could be no +thought of peace. Gregory's supporters were upheld by the enthusiasm +of fanaticism, while by acts and words he had driven his enemies to +exasperation, and what had begun as a war of principles had now sunk +to a personal struggle between Henry and Hildebrand. + +[Sidenote: Death of Gregory.] + +The renewal of the sentence against Henry had caused a reaction in his +favour in Northern Italy. Soon after the episode of Canossa, the +Countess Matilda, having no heir, had bequeathed her entire +possessions to the Roman see and become a papal vassal for the term of +her own life. But most of the Tuscan cities declared for Henry and +thus entirely neutralised her power. Robert Guiscard was not to be +tempted back from his projects against the Eastern Empire, even if it +be true that Gregory offered him the Empire of the West. Thus Henry +entered Italy unhindered early in 1081, and even the news that his +opponents had found a successor to Rudolf in the person of Herman of +Luxemburg did not stop his march. The siege of Rome lasted for nearly +three years (1081-4), but ultimately he obtained possession of all the +city except the castle of St. Angelo. Henry's Pope, Clement III, was +consecrated, and on Easter Day Henry, together with his wife, at +length obtained the imperial crown. But meanwhile he had made a fatal +move. The Eastern Emperor Alexius persuaded him to make mischief in +Apulia. Henry fell into the trap. Robert Guiscard rushed back to +defend his own territories, and now determined to carry out his +obligations as a papal vassal. Henry was taken unawares and had to +retire before the Normans, who forced their way into Rome and cruelly +sacked and burnt it. Gregory was rescued, but life for him in Rome was +no longer possible. The Romans had betrayed him to Henry, and now his +allies had destroyed the city. He retired with the Normans to Salerno, +where, a year later, he died (May, 1085), bitterly attributing his +failure to his love of righteousness and hatred of iniquity. + +[Sidenote: His reasons for his failure.] + +But we cannot ratify Gregory's own judgment on the reasons for his +failure. Rather the blame is to be laid upon his lack of +statesmanship. His egotism and his fanaticism worked together to make +him believe that the supremacy of the spiritual power which he aimed +at might be attained by very secular devices. In action he showed +himself a pure opportunist, approving at one time what he condemned at +another. And yet he had so little of an eye for the line which +separates the practicable from the ideal that at Canossa he humiliated +Henry beyond all hope of reconciliation, and he died in exile because +he would not listen to any compromise which might be an acknowledgment +that he had exaggerated his own claims. Thus, despite the undoubted +purity of his life and the ultimate loftiness of his ideals, he is to +be regarded rather as a man of immense force of character than as a +great ecclesiastical statesman, rather as the stirrer-up of divine +discontent than as a creative mind which gives a new turn to the +desires and impulses of the human race. + +[Sidenote: His activity in Europe.] + +All this is borne out by his dealings outside Germany and Italy. He +conducted a very extensive correspondence with princes as well as +ecclesiastics all over Europe. Indeed this, as much as the despatch of +legates and the annual attendance of bishops at the Lenten Synod, was +one of the means by which the Papacy strove to make itself the central +power of Christendom. These letters deal with all kinds of subjects +and bear ample witness to his personal piety and high moral aims. But +alongside of these come arrogant assertions of papal authority. He +claims as fiefs of St. Peter on various grounds Hungary, Spain, +Denmark, Corsica, Sardinia; he gives the title of King to the Duke of +Dalmatia; he even offers to princes who belong to the Eastern Church a +better title to their possessions as held from St. Peter. + +[Sidenote: His policy in France.] + +Gregory's great contest with the Empire has been described without +interruption, as if it were the only struggle of his time, instead of +being merely the most important episode in a very busy life. And if we +ask in conclusion why it was fought out in the imperial dominions +rather than elsewhere, the answer will be instructive of his character +and methods of action. At the beginning of his pontificate his +harshest phrases were directed against Philip I of France, who added +to the crimes of lay investiture and shameless simony a scandalous +personal immorality. Ultimately Gregory threatened him with +excommunication and deposition. But he never passed beyond threats. +The reason is to be found in the fact that Gregory was soon in pursuit +of larger game. The French King only shared with his great nobles the +investiture of the bishops in the kingdom. Moreover, the French +bishops were not as a body great secular potentates like the German +bishops. The opposition to reform in France was passive, not active. +Crown, nobles, and Church stood together in opposition: there was no +papal party. Not enough was to be gained by a victory, and there was +great chance of a defeat. The result was that Philip continued his +simoniacal transactions and never entirely gave up investiture, while +Gregory allowed himself to be satisfied with occasional promises of +better things. His dealings with the French bishops are equally +inconclusive. For six years (1076-82) two of the papal legates divided +France between them, practically superseded the local ecclesiastical +jurisdiction, and acted with the utmost severity against all, +ecclesiastics or laymen, who practised the methods now under +condemnation. Great opposition was aroused and the legates went in +peril of their lives. They were only carrying out strenuously the +principles laid down under Gregory's guidance in many acts of synods +and inculcated by Gregory in numberless private letters. And yet +Gregory is found frequently undoing their acts, restoring bishops whom +they have deposed, accepting excuses or explanations which cannot +possibly have deceived him. + +[Sidenote: In England.] + +His policy towards England affords another instructive contrast. Both +in Normandy and in England William the Conqueror practised investiture +of his bishops and abbots and held his ecclesiastics in an iron grip. +He refused the papal demand for homage for his English kingdom and he +would allow no papal interference with his clergy without the King's +permission. Archbishop Lanfranc also only consented to accept the +decree against married clergy with a serious limitation--while married +canons were to dismiss their wives at once, parish priests already +married were not interfered with; but marriage was forbidden to clergy +in the future, and bishops were warned not to ordain married men. But +William's expedition to England had been undertaken with the approval +of Hildebrand, he did not practise simony, and he acknowledged the +principle of a celibate clergy, while he promised the payment of the +tribute of Peter's Pence from England. Moreover, William was not a man +to be trifled with: he was a valuable friend and would certainly be a +dangerous enemy. Consequently no question of the lawfulness of +investiture was mooted during his lifetime. Gregory contented himself +with threats against Lanfranc. But the English Archbishop owed a +grudge to Gregory, who had treated with a culpable indulgence the +great heresiarch Berengar after Lanfranc had vanquished him and +convicted him of heresy; and Lanfranc knew that under William's +sheltering favour he was safe from the papal ban. + +Thus, while in France Gregory would have to face an united people, in +England he shrank before the personality of the King. In Germany, on +the other hand, he found a blameworthy King and a discontented people. +All the elements were present for the successful interference of an +external power. Moreover, the peculiar relations in which this +external power--the Papacy--stood towards the German King, the +prospective Emperor, gave every excuse, if any were needed, for such +interference. Finally and most especially, since these imperial +prospects made the German King the first among the monarchs of Western +Europe, a victory over him would carry a prestige which lesser +potentates would be bound to acknowledge. + + + + +CHAPTER III + +THE END OF THE QUARREL + + +[Sidenote: A momentary peace.] + +It remained to be seen whether Gregory's failure implied Henry's +success. The Emperor returned to Germany, where a strong desire for +peace had grown up and was taking practical shape. In some dioceses +the Truce of God was proclaimed, which, under heavy ecclesiastical +penalties, forbade hostilities during certain days of the week and +certain seasons of the year. Henry took up this idea, which as yet was +too partial to be effective, and in 1085, in a Synod at Mainz under +his presidency, it was proclaimed for the whole kingdom. The +unfortunate anti-King Herman found himself deserted, and died, a +fugitive, in 1088. Henry's moderation concluded what the desire for +peace had begun, and even Saxony seemed to be reconciled to his rule. + +[Sidenote: Urban II (1088-99).] + +But his triumph was short-lived. Between him and any lasting peace +stood the anti-Pope Clement III; for all who had received consecration +at Clement's hands were bound at all hazards to maintain the +lawfulness of his election. Moreover, Clement's opponent now was a man +to be reckoned with. The first choice of the Gregorian party, +Desiderius, Abbot of Monte Cassino, could not be consecrated for a +year after his election, and four months later he was dead (September, +1087). The partisans of Clement were too strong in Rome, and the next +election was carried out with total disregard of the decree of +Nicholas II. It took place at Terracina in March, 1088, and was made +by a large number of clergy in addition to the Cardinals. The choice +fell upon Otto, Bishop of Ostia, a Frenchman of noble family and a +monk of Cluny; but it was some years before Urban II could regard Rome +as his headquarters. + +[Sidenote: His policy against Henry.] + +In some ways Urban was more uncompromising than his master Gregory. He +upheld the papal legates in their strict treatment of the French +bishops; he actually launched against Philip I of France the +excommunication which Gregory had only threatened; to the prohibition +of lay investiture he added an explicit command that bishops and +clergy should not do homage to any layman. But while he showed himself +thus in thorough sympathy with his predecessor, in his power of +dealing with circumstances he proved himself by far the superior. A +succession of clever if thoroughly unscrupulous measures restored the +fortunes of the papal party. Henry had succeeded for the moment in +dividing and isolating his enemies. Urban set himself to unite the +chief opponents of Henry on both sides of the Alps. He planned a +marriage between the middle-aged widow, the Countess Matilda of +Tuscany, and the eighteen-year-old son of Welf, Duke of Bavaria +(1089). Matilda was ready to sacrifice herself for the good of the +cause. The Welfs, ignorant of Matilda's gift of her lands to the +Papacy, eagerly accepted the bait; but soon discovering that they were +being used as tools, they ceased to give any help, and in fact became +reconciled to the Emperor. But meanwhile the Pope had discovered other +more deadly weapons with which to wound the Emperor. The deaths of the +anti-Kings had left the papal party without a leader in Germany. +Events had shown the firm hold of the hereditary claim and the Salian +House upon a large portion of the Empire. The only acceptable leader +would be a member of Henry's own house. Henry's actions played into +their hands. His eldest son, Conrad, had been crowned at Aachen in +1087 and sent into Italy to act as his father's representative. He is +described as a young man of studious and dreamy character, unpractical +and easily influenced. In 1087 Henry lost his faithful wife Bertha, +and a year later he married a Russian Princess, Praxedis, who was the +widow of the Count of the Northern March. The marriage was unhappy; +each accused the other of misconduct; and Henry, suspecting the +relations of Conrad with his stepmother, put them both in prison. +Perhaps Conrad had already been worked upon by the papal party. He +escaped, took refuge with the Countess Matilda, and was crowned King +of Italy (1093). But he was only the tool of others. Far more +immediately dangerous was the escape of Praxedis (1094), who laid +before the Pope the foulest charges against Henry. To her lasting +shame the Countess Matilda was the chief agent in these family +revolts. The effect on Henry's position in Italy was disastrous. Pope +Urban finally recovered Rome, and Conrad, having won the cities of +Lombardy, took an oath of fealty to the Papacy in return for a promise +of the Empire. + +[Sidenote: Beginning of the Crusades.] + +And just as if the success of these diabolical schemes was not a +sufficient triumph, fortune at this moment gave the Pope a chance of +superseding the Emperor in the eyes of all Europe, by inaugurating a +great popular movement of which under different circumstances the +Emperor would have been the natural leader. In 1085 the Eastern +Emperor Alexius had appealed to Henry against the Normans, but now +Henry was a negligible quantity--excommunicated, crowned Emperor by an +anti-pope, not likely to undertake a distant expedition. In 1095, +therefore, when Alexius needed aid against the Seljuk Turks, it was to +the Pope that he sent his envoys, who appeared at the Synod of +Piacenza. Those late converts to Mohammedanism had established their +kingdom of Roum over the greater part of Asia Minor with its capital +at the venerable city of Nicća, and had captured Jerusalem, which thus +passed out of the hands of the tolerant Caliphs of Cairo into those of +the most fanatical section of Mohammedans. Pilgrims returning from +Jerusalem spread through Europe tales of the harsh treatment to which +they were subjected. Then in 1087 a new tribe of Saracens, the +Almoravides, crossed from Africa to Spain and inflicted a severe +defeat upon a Christian army. It seemed almost as if a combined +movement of the Mohammedan world had begun for the final extinction of +Christendom. If Gregory had been free he would have wished to promote +the reunion of the Churches by sending help to the Eastern Empire; so +that it was no novel idea that was suggested to the assembled magnates +at Piacenza. Urban II no doubt saw the opportunity offered for +asserting the leadership of the western world. Alexius' envoys were +heard with sympathy; but Urban felt the need of appeal to a larger +public, and summoned a great Council to Clermont-Ferrand in Auvergne, +where he would be among his own countrymen. Here in November, 1095, he +delivered before a vast concourse of persons assembled in the open air +an impassioned appeal on behalf of the suffering Christians of the +east. The result answered his utmost expectation, and the cry of the +assembled multitude, "God wills it," was the ratification of the papal +leadership. All methods were taken to stir the feelings of the west. +The vast ecclesiastical organisation was used in order to transmit +invitations to possible crusaders; the penitential system of the +Church was brought to bear on those already conscious of a sinful +life; popular preachers, such as Peter the Hermit, were employed to +rouse the interest of the masses; the Pope himself spent the +succeeding months in a tour through Southern France; and arrangements +were made for the start of the first expedition from the Italian ports +at the end of the summer of 1096, under the leadership of a legate +appointed by the Pope. + +[Sidenote: The first Crusade.] + +It is not possible here to follow the fortunes of the Crusaders. +Several unauthorised expeditions, which bore witness to the popular +enthusiasm, made their way through Southern Germany; but the +disorderly crowds which composed them perished either at the hands of +the inhabitants of the Eastern Empire, whom they treated as +schismatics, or among the Turks in Asia Minor. The real expedition +passed partly by land, partly by sea from the Italian ports to +Constantinople, whence the Crusaders set out across Asia Minor. Nicća +was taken in June, 1097; the Sultan of Roum was overthrown in battle +at Dorylćum in July; Antioch detained the Crusaders from October, +1097, to June, 1098; and it was only in July, 1099, that after a siege +of forty days Jerusalem was captured from the Saracens of Egypt, who +had recently recovered it from the Turks. + +[Sidenote: Its effect on the quarrel.] + +But whatever may have been Urban's success in his own land of France +and elsewhere, in Germany, at any rate, his efforts to turn the +current against the Emperor had entirely failed. Of German lands +Lorraine alone sent warriors to the First Crusade. The movement did +not penetrate to the east of the Rhine, and the number of Germans who +helped to swell the multitude of crusaders who marched through +Southern Germany was inappreciable. At the same time the settlement of +the questions at issue between Papacy and Empire were indefinitely +postponed; for it would have been treason to the crusading cause to +press the papal claims against Henry at this moment. It was Henry's +turn to experience some good fortune. The proclamation of the Truce of +God under his auspices, the manifest interest of the German +ecclesiastics, and his own policy of favouring the rising cities +combined to strengthen his position. Thus in 1098 he was able to +obtain from the German nobles the deposition of his rebellious son +Conrad and the election of his younger son Henry as King, who was made +to promise that during his father's lifetime he would not act +politically against him. Then in 1099 Pope Urban died, and was +followed in 1100 by the anti-Pope Clement III, and in 1101 by Conrad. +All the personal causes of disunion were being removed. Moreover, the +success of the crusading policy made it impossible that Henry or +Germany should stand apart from it altogether. Although Jerusalem was +the capital of a Christian kingdom and other principalities centred +round Tripoli, Antioch, and the more distant Edessa, powerful +Mohammedan Princes lay close beside them at Damascus, Aleppo, and +Mossul, as well as to the south in Egypt. There was need of constant +reinforcement, for the fighting was continual. Under these inducements +Germany began to contribute crusaders to the cause. Duke Welf of +Bavaria led an army eastwards in 1101. In 1103 Henry's efforts in +favour of peace culminated in the proclamation at the Diet of Mainz of +the first imperial land peace sworn between King and nobles, which +bound the parties to it for four years to maintain the peace towards +all communities in the land. This was intended as a preliminary to +Henry's participation in an expedition to the east. + +[Sidenote: Death of Henry IV.] + +But this was the very last thing desired by Henry's enemies, and there +began a most unscrupulous attack which ended only with his death. Pope +Urban's successor, Pascal II, strengthened by the death of the +anti-Pope Clement and the failure of his party to maintain a +successor, renewed the excommunication against Henry, and did +everything deliberately to stir up strife in Germany. The nobles were +angry at the cessation of private war and at the favour shown by Henry +to the towns. But again they lacked a leader, and with diabolical +craft the papal party worked upon the young King Henry by threatening +to set up against him an anti-King who should rob him of the eventual +succession. The result was that the young King broke his solemn +promise, set up the standard of revolt, and was joined by nobles, +ecclesiastical as well as lay, and by the restless Saxon rebels. By a +trick he got his father into his power and forced him formally to +abdicate, while he himself was crowned King by the papal legate. But +the Emperor escaped, and with marvellous energy gathered adherents; +but a renewal of the struggle was staved off by his own death after a +few days' illness on August 6th, 1106. + +[Sidenote: His justification.] + +Henry never shook himself free from the difficulties of his own early +misdeeds; but the rights upon which he took his stand were those +exercised by his predecessors. The uncompromising attitude of his +opponents and their humiliation of him made it a life-long struggle +between them. Henry was no saint; but his opponents' tactics were +indefensible. Under less adverse circumstances he might have proved a +successful ruler. But he was the victim of a party which deliberately +subordinated means to ends in pursuit of an ideal which Henry could +scarcely be expected to understand or appreciate. + +[Sidenote: Henry V.] + +The papal party in its malice had overreached itself in selecting +Henry V as its champion. True, he had destroyed the most stubborn +enemy of the Papacy; but his own interests caused him to adopt his +father's policy. His one object was to recover the prestige which the +German King had lost in the struggles of the last twenty years. He was +undisputed King in Germany; he showed an unscrupulous and overbearing +demeanour which aroused opposition on all sides. He was not likely to +be content with less power than his father had demanded over the +German clergy, and at the first vacancies he invested the new bishops. + +[Sidenote: Growth of a party of compromise on investiture.] + +Henry's bold action was not altogether without reason. For some years +there had been growing up within the ranks of the advocates of reform +a moderate party which, while opposed to simony and clerical marriage, +saw in the continued and close union of Church and State an +indispensable guarantee of social order. They aimed therefore at +conserving the rights of the Crown no less than at recovering those of +the Church. This party is found especially among the French clergy. +One of its chief spokesmen, the Canonist Ivo, Bishop of Chartres, who +had suffered much for his enthusiasm for reform, insists in his +correspondence even with the Pope himself, that the prohibition passed +upon lay investiture is not among the class of matters which have been +settled by a law for ever binding, but among those which have been +enjoined or forbidden, as the case might be, for the honour or profit +of the Church, and he appropriately bids the papal legate beware lest +the Roman clergy should incur the charge of taking tithe of mint and +rue while they omit the weightier precepts of the law. Moreover, both +he and his friend Hugh of Fleury, in a treatise dealing with the +"Royal Power and Priestly Office," maintain that the King has the +power, "by the instigation of the Holy Spirit," of nominating bishops, +or at least of granting permission for their election; and that, while +the royal investiture, however made by word or act, pretends to bestow +no spiritual authority, but merely estates or other results of royal +munificence, it is for the archbishop to commit to a newly elected +prelate the cure of souls. + +[Sidenote: Settlement in England.] + +This distinction, repugnant as it was to the extremists, soon found +practical application. Lanfranc's successor in the See of Canterbury, +Anselm, was, like his predecessor, an Italian, transferred from +Normandy to England. He had to contend with the typical King of an +unrestrained feudalism in the person of William II. A succession of +quarrels ended in Anselm's retirement to Italy. Recalled by Henry I, +he took back with him the maxims of the reformers about investiture, +and refused to do the required homage to the new King. Henry was not +an unreasonable man, and he sent Anselm to bring about some +arrangement with the Pope. However, it was not until a rupture was +imminent that Pope Pascal was persuaded to acquiesce in an agreement +on the lines advocated by Ivo of Chartres and his party. By this +Concordat (1107) Henry I agreed to give up his claim to invest with +the ring and staff, while Archbishop Anselm allowed that the elected +bishop might do homage for his lands to the King. + +[Sidenote: Pascal II (1099-1118).] + +At present neither side in the Empire was sufficiently honest in its +intentions to be willing to accept so reasonable a settlement. But the +fact that the Pope had felt himself obliged to allow it in one case +sensibly weakened his position and correspondingly strengthened that +of the German King. It was typical of Pascal's position in general. +Though strongly Gregorian in principle, he was neither clever nor +courageous, and was inclined to take up a position which he could not +maintain. Intent on renewing the prohibition of lay investiture and +afraid of Henry, Pascal determined to support himself upon France. +Here, at any rate, Philip I had gradually dropped the practice of +investiture of bishops. The papal censures of his scandalous private +conduct uttered by Gregory and Urban had had no effect. Pascal +accepted professions of amendment and acts of humiliation, and ceased +to trouble himself further about Philip's private affairs. A Council +of French bishops was held at Troyes (1107), where the decrees against +lay investiture were renewed. The one gleam of hope for the future +appeared in Pascal's deliberate abstention from any pronouncement +against the King in person. Henry, occupied on the eastern border, +could not pay his first visit to Italy until the beginning of 1111, +and it was not without significance that on the eve of setting out he +betrothed himself to the daughter of Henry I of England. He was more +fortunate than his father had been in the moment of his visit. The +Lombard cities quarrelling among themselves were quickly forced to +submission; the Countess Matilda, grown old and tired of strife, sent +her envoys to do homage for the imperial fiefs; the Normans had just +lost their Duke. Pope Pascal, finding himself isolated, did not dare +to meet by a simple negative Henry's demand for the right of +investiture as well as for his coronation as Emperor. + +[Sidenote: His proposal.] + +By way of escaping from his difficulty he sent to the King an +astonishing proposal. The King was to renounce the right of +investiture and all interference in the elections, in return for which +the prelates should give up all imperial lands and rights with which +they were endowed, retaining merely the right to tithes, offerings, +and private gifts: the papal rights over the Patrimony of St. Peter +and the Norman lands were specially excepted. It has been pointed out +that this was the policy which Count Cavour made famous as "a free +Church in a free State." It seems almost impossible that Pascal should +have thought that the German bishops would accept this solution: he +may have hoped that they could be coerced into it. But in contracting +himself out of the obligations to be imposed on all other +ecclesiastical dignitaries, he practically renounced any claim to set +the policy of the Church. Henry may have aimed at digging an +impassable ditch between the Pope and the German bishops. It was an +impossible agreement; for neither bishops nor lay nobles would wish to +see so large an addition to the King's resources, while Henry himself +could not afford to surrender the right of investiture, since it would +stultify his claim to a voice in the election of the Pope. + +[Sidenote: Henry's success.] + +The publication of the agreement at Rome caused great tumults, Henry +contriving that all the odium should fall upon the Pope. Then, since +Pascal could not fulfil the part of the agreement which he had made on +behalf of the Church, Henry forced him, the successor of Gregory, to +acquiesce in the exercise by the German King of the right of +investiture with ring and staff. Henry was crowned Emperor, though +with very maimed ceremonial, and returned in triumph to Germany. + +[Sidenote: Pascal's withdrawal.] + +But his triumph was short, for he was immediately threatened with +danger from two quarters. On the one side the leaders of the +Ultramontane party were naturally most wrathful at this betrayal of +their cause, and Pascal, threatened with deposition, placed himself in +their hands. At the Lenten Synod of 1112 he confirmed all the decrees +of his predecessor against lay investiture, thus annulling his own +agreement with Henry. But he avoided issuing any sentence of +excommunication against Henry in person. His own legates, however, had +no such scruples, and in France Cardinal Conon took advantage of the +strong feeling among the clergy to launch excommunications against the +Emperor in several ecclesiastical Councils during 1114 and 1115. +Guido, Archbishop of Vienne, presiding over a Council of Henry's own +subjects at Vienne in 1112, had already condemned their sovereign and +forced Pascal to acquiesce in the resolution. + +[Sidenote: Henry's difficulties.] + +Henry's right policy would no doubt have been to compel the Pope to +observe the agreement. But it was more than three years before he +could return to Italy. For revolt had broken out again in Germany. The +nobles had their own grievances; the Saxons were always ready to take +arms; the Church was roused because Henry dealt with ecclesiastical +property as if the Pope's original proposal had been allowed to stand. +The royal bailiffs acted in such a manner with the cathedrals that of +a house of prayer they made a den of thieves. + +Henry's forces were worsted in battle and he had recourse to his +father's tactics, seeking in Italy, by personal dealings with the +Pope, to recover the moral prestige which he had lost in Germany. He +had a pretext in the death of the Countess Matilda (1115); for the +Papacy was claiming not only her allodial lands, which she might have +a right to bequeath, but also her imperial fiefs, which were not hers +to dispose of. Henry occupied the dominions of Matilda without +opposition. His presence in Italy caused Pascal still to refrain from +personal condemnation of the Emperor, and a year later a party +friendly to Henry opened the gates of Rome to him. Pascal fled to +Albano, and only returned to Rome on Henry's departure, a dying man +(January, 1118). His successor, Gelasius II, refused Henry's advances, +and the Emperor resorted to the old and discredited policy of setting +up an anti-Pope in the person of the Archbishop of Braga, in Portugal, +who took the name of Gregory VIII. Gelasius excommunicated Henry and +his Pope; but finding himself threatened in Rome, fled to Burgundy, +and died at Cluny a year after his election (January, 1119). So far +Henry's attempts to deal with the Pope had failed, and the publication +of the new Pope's excommunication in Germany made the opposition so +strong that Henry found it advisable to return. + +[Sidenote: Calixtus II (1119-24)] + +Gelasius' successor chosen at Cluny was Archbishop of Vienne, who took +the title of Calixtus II. He was the first secular priest who had +occupied the papal chair since Alexander II, and he was related to the +royal families of France and England. Thus he had a wider outlook than +the monks who preceded him, and the nobles would be likely to listen +to a man of their own rank. He had been the most uncompromising of all +Henry's opponents; but this was a guarantee to the Church that her +position and power would not again be placed in jeopardy, for events +were at length tending towards a conclusion of the weary strife. The +views of the reformers had gained general acceptance as the doctrine +of the Church. The obligation of clerical celibacy was acknowledged: +simony had much diminished; Henry was the only King in Western Europe +who still claimed to invest his prelates. Although it was some time +before all the great French feudatories yielded to the spirit of +reform, the French King himself had abandoned the practice of +investiture for those bishops who were under his control. He retained, +however, certain of his rights. The election could not take place +without his permission, the newly elected bishop took an oath of +fealty to the King, and during the vacancy of the see the revenues +were paid to the Crown. It was more important still that in England +the question of investiture had been settled by a compromise which +recognised the twofold nature of the episcopal office, and that this +compromise had received the sanction of the Pope. Henceforth it was +practically impossible for the Church to maintain the position of the +extreme reformers. When Pope Pascal was forced to grant the right of +investiture to the Emperor, Henry I of England, as Anselm complained +to Pascal, threatened to resume the practice. Already William I of +England had defined the limits of papal power in his dominions without +a protest from Rome, and Urban II had actually found himself obliged +to endow Roger of Sicily and his successors with the authority of a +papal legate within their own dominions. It was clear that the papal +authority could do little against a really strong lay ruler. Moreover, +the influence of the Church had greatly diminished. There was scarcely +a see or abbey to which, during the last forty years, there had not +been rival claimants: King and nobles alike had not only ceased to +increase the endowments of the Church, but had caught at almost every +opportunity of encroaching on them. + +[Sidenote: Concordat of Worms.] + +The accommodation was very gradual, for much suspicion of insincerity +on both sides had to be overcome. The first step was taken in October, +1119. After the failure of direct negotiations between Pope and +Emperor, a Council at Rheims, presided over by the Pope, renewed the +anathema against Henry and his party, but only consented to a modified +prohibition of investitures, since the office alone was mentioned and +all reference to the property of bishop or abbot was omitted. It was +two years before the next stage was reached, and meanwhile the +anti-Pope had fallen into the hands of Calixtus, and Henry was still +in difficulties in Germany. Finally, in October, 1121, the German +nobles brought about a conference of envoys from both sides at +Wurzburg, where in addition to an universal peace it was arranged that +the investiture question should be settled at a General Council to be +held in Germany under papal auspices. The Council met at Worms in +September, 1122, and the papal legates were armed with full powers to +act. The result was a Concordat subsequently ratified at the first +Council of the Lateran in March, 1123, which is reckoned as the ninth +General Council by the Roman Church. By this agreement the Emperor +gave up all claim to invest ecclesiastics with the ring and staff. In +return it was allowed by the Church that the election of prelates +should take place in presence of the Emperor's representatives, and +that in case of any dispute the Emperor should confirm the decision +arrived at by the Metropolitan and his suffragans. The Emperor on his +part undertook that the prelate elect, whether bishop or abbot, should +be invested with the regalia or temporalities pertaining to his office +by the sceptre, in Germany the investiture preceding the +ecclesiastical consecration, whereas in Burgundy and the kingdom of +Italy the consecration should come first. + +[Sidenote: Results of struggle in Empire.] + +We are naturally tempted to enquire who was the gainer in this long +struggle? Writers on both sides have claimed the victory. It is clear, +however, that neither side got all that it demanded. Considering the +all-embracing character of the papal claim, the limitation of its +pretensions might seem to carry a decided diminution of its position. +Calixtus' advisers strongly urged that all over the imperial lands the +consecration of prelates should precede the investiture of +temporalities by the lay power. But the German nobles would not budge. +In Burgundy and Italy conditions were different: in the former the +power of the Crown had been almost in abeyance; in Italy the bishops +had found themselves deserted by the Crown and had submitted to the +Pope. The Crown had therefore to acquiesce in a merely nominal control +over appointments in those lands. But in Germany the King perhaps +gained rather than lost by the Concordat. His right of influence in +the choice was definitely acknowledged, and by refusing the regalia he +could practically prevent the consecration of any one obnoxious to +him. The prelates of Germany, therefore, remained vassals of the +Crown. + +[Sidenote: on Papacy.] + +On the other hand, the Papacy had definitely shaken itself free from +imperial control. Henry III was the last Emperor who could impose his +nominee Papacy upon the Church as Pope; the protégés of his successors +are all classed among the anti-Popes. At the same time the papal +privilege of crowning the Emperor and the papal weapon of +excommunication were very real checks upon the German King; while the +success of those principles for which the Cluniac party had striven +established the theoretical claim of the Pope to be the moral guide, +and the part which he played in starting the Crusades put him in the +practical position of the leader of Christendom in any common +movement. It was no slight loss to the Emperor that he had been the +chief opponent of the Pope and the reformers, and that in the matter +of the Crusades he and his whole nation had stood ostentatiously +aloof. + + + + +CHAPTER IV + +THE SECULAR CLERGY + + +[Sidenote: The work of the Church reformers.] + +The great movement in favour of Church reform, which had emanated from +Cluny, had worked itself out along certain definite lines. It is +important to ask how far it had succeeded in achieving its objects. We +have seen that it was a movement of essentially monastic conception +aimed at the purification of the secular clergy. And we have seen that +the evil to be remedied had arisen from the imminent danger that the +Church would be laicised and feudalised. From the highest to the +lowest all ecclesiastical posts were at the disposition of laymen who +treated them as a species of feudal fief, so that the holders, even if +they were in Holy Orders (which was not always the case), regarded +their temporal rights and obligations as the first consideration and, +like all feudal tenants, tried to establish the right of hereditary +succession in their holdings. Thus the work of the reformers had been +of a double nature; it was not enough that they should aim at +exorcising the feudal spirit from the Church, at banishing the feudal +ideal from the minds of ecclesiastics: it was necessary to effect what +was indeed a revolution, and to shake the whole organisation of the +Church free from the trammels which close contact with the State had +laid upon it. It began as a reformation of morals; it developed into a +constitutional revolution. There was involved in the movement both an +interference with what might be distinguished as private rights and +also a readjustment of public relations. The reformers headed by the +Pope ultimately decided to concentrate their efforts on the latter. +Hence we may begin by enquiring how far they had succeeded in freeing +episcopal elections from lay control. + +[Sidenote: Episcopal appointments.] + +There were three several acts of the lay authority in connection with +the appointment of bishops to which the Church reformers took +exception. The King or, by usurpation from him, the great feudal lord +had acquired the right of nominating directly to the vacant see, to +the detriment, and even the exclusion, of the old electoral rights of +clergy and people; and while in some cases nobles nominated themselves +without any thought of taking Holy Orders, frequently they treated the +bishoprics under their control as appanages or endowments for the +younger members of their family. Then, before the consecration, the +bishop-nominate obtained investiture from the lay authority by the +symbolic gifts of a ring and a pastoral staff or cross, not only of +the lands and temporal possessions of the see, but also of the +jurisdiction which emanated from the episcopal office. Finally, the +prospective bishop took an oath to his lay lord, whether King or +other, which was not only an oath of fealty such as any subject might +be called upon to take, but was also an act of homage, and made him an +actual feudal vassal and his church a kind of fief. + +[Sidenote: Right of election.] + +The result of the long struggle was that in the matter of episcopal +appointments, speaking generally, the right of election was not +restored to clergy and people, in whom by primitive custom it had been +vested, but that the laity, with the possible exception of the +feudatories of the see, were banished altogether, the rural clergy +ceased to appear, and, after the analogy of the papal election by the +College of Cardinals, the canonical election of the bishop in every +diocese tends to be concentrated in the hands of the clergy of the +cathedral. It was a long time, however, before the rights of the +cathedral chapters were universally recognised. Henry I of England in +his Concordat with Anselm (1107) and the Emperor Henry V in the +Concordat of Worms (122) both promised freedom of election. Philip I +and Louis VI of France seem to have conceded the same right without +any formal agreement. But many of the great French feudal lords clung +to their power over the local bishoprics, and in Normandy, in Anjou, +and in some parts of the south nearly a century elapsed before the +duke or count surrendered his custom of nominating bishops directly. +But the freedom of election by the Canons of the cathedral, even when +it was conceded, was little more than nominal. In England, France, and +the Christian kingdoms of Spain no cathedral body could exercise its +right without the King's leave to elect, nor was any election complete +without the royal confirmation. By the Concordat of Worms elections +were to take place in the presence of the King or his commissioners. +By the Constitutions of Clarendon (1164) English bishops must be +elected in the royal chapel. King John tried to bribe the Church over +to his side in the quarrel with the barons which preceded Magna Carta, +by conceding that elections should be free--that is, should take +place in the chapter-house of the cathedral; but even he reserved the +royal permission for the election to be held, and the _congé +d'élire_ in England and elsewhere was accompanied by the name of +the individual on whom the choice of the electoral body should fall. +It was not the rights of the electors but the all-pervading authority +of the Pope which was to prove the chief rival of royal influence in +the local Church. + +[Sidenote: Investiture.] + +The quarrel between Church and State had centred round the ceremony of +investiture, because in the eyes of the reformers the most scandalous +result of the feudalisation of the Church was the acceptance at the +hands of a layman of the spiritual symbols of ring and crozier. But as +Hugh of Fleury had acknowledged in his tract on "Royal Power and +Priestly Office," investiture there must be so long as ecclesiastics +held great temporal possessions. Here again some of the French nobles +clung to the old anomalous form of investiture, but otherwise the +example of the imperial lands, of the royal domain of France and of +England was generally followed, the gifts of ring and staff were +conceded to the Metropolitan, and where no special form of investiture +by the sceptre was retained it was confused with the ceremony of +homage. But in Germany and England investiture with the lands of the +see preceded consecration, so that while on the one hand it was not a +bishop who was being invested by a layman, on the other hand the +refusal of investiture would practically prevent the consecration of +any one obnoxious to the Crown. + +[Sidenote: Homage and fealty.] + +With regard to the feudal ceremony of homage a distinction came to be +drawn by writers on the Canon Law between homage and fealty, and +ecclesiastics were supposed to limit themselves to the obligations of +the latter, which were those of every subject. The ceremony was not +precisely the same as in the case of a lay noble being invested with a +fief; but in France, at any rate, the Crown never really abandoned its +claim to a feudal homage, and in any case ecclesiastics were expected +to fulfil their feudal obligations. Even Innocent III acknowledged +this in a decree (§43) of the Fourth Lateran Council (1215), and in +interceding with Philip II of France on behalf of two bishops who had +been deprived of their temporal possessions for some neglect of +military duty, he argues that they were "ready to submit to the +judgment of your Court, as is customary in such matters." + +[Sidenote: Regale.] + +Arising out of these feudal relations certain rights over the +possessions of ecclesiastics and ecclesiastical bodies were claimed by +the Crown, which were the cause of serious oppression. According to +the Canon Law, the bishop was only the usufructuary of the lands and +revenues belonging to his see. The lands and revenues belonged to the +Church. But inasmuch as these had been originally in most cases the +gift of the Crown, the King claimed to deal with them in the method +applied to feudal holdings. By the right of _regale_, on the +vacancy of a see through death, resignation, or deprivation of the +bishop, the royal officers took possession of the temporalities, that +is, the land and revenues, and administered them for the profit of the +Crown so long as the see was vacant. The Crown did not hesitate to use +the episcopal patronage and to fill up vacant canonries and benefices +with its own followers, and it often took the opportunity to levy upon +the inhabitants of the diocese a special tax--_tallagium_, +_tallage_, or _taille_--which a landlord had a right of +exacting from his unfree tenants. It was to the interest of the Crown +to prolong a vacancy, and attempts to limit the exercise of the right +were of little practical effect. + +[Sidenote: Right of spoils.] + +An even more extraordinary claim was to the right of spoils (_jus +spolii_ or _exuviarium_). The canonical law forbidding the +bishop to deal by will with the property attached to his see, was +interpreted as applying to everything which he had not inherited. Thus +the furniture of his house and the money in his chest were claimed as +of right by the canons of his cathedral, but were often plundered by +the crowd of the city or by the local nobles. These lawless +proceedings provoked the interference of the royal officers, who +succeeded in most cases in establishing the right of the Crown to all +movables that the bishop left. The earliest notice of this royal claim +in Germany is found in the reign of Henry V. It was in full use under +Frederick I. William II is probably responsible for introducing both +the _regale_ and the _jus spolii_ from Normandy into +England. In France these were claimed by the feudal nobles as well as +by the King. Bitter were the complaints made by the Church against the +exercise of both rights. Kings and nobles clung to the _regale_ +as long as they could, for it meant local influence as well as +revenue. In most cases, however, the right of spoils had been +surrendered before the thirteenth century. It is to be remembered that +ecclesiastics themselves exercised this right, bishops, for example, +claiming the possessions of the canons and the parish priests in their +dioceses. The Popes in relaxation of the Canon Law gave to certain +bishops the right of leaving their personal property by will, and the +canons also are found encouraging their bishop to make a will. + +[Sidenote: Claims of the Clergy.] + +As a set-off against these claims of the Crown upon the Church, the +clergy also advanced certain claims. These touched the two important +matters of taxation and jurisdiction. The Church claimed for her +members that they should not be liable to pay the taxes raised by the +secular authorities, nor should they have causes to which any +ecclesiastic was a party tried in the secular courts. + +[Sidenote: Immunity from lay taxation.] + +In seeking freedom from lay taxation the Church did not ask that her +members should escape their feudal obligations, nor even that they +should contribute nothing to the exigencies of the State. The desire +was merely that the clergy should be free from oppression and that the +Church should be so far as possible self-governing. Thus Alexander III +decreed in the third Lateran Council (1179), that for relieving the +needs of the community, everything contributed by the Church to +supplement the contributions of the laity should be given without +compulsion on the recognition of its necessity or utility by the +bishop and the clergy. Innocent III, in the fourth Lateran Council +(1215), provided a further safeguard against lay impositions in +demanding the permission of the Pope for any such levy. This does not +mean that the clergy escaped taxation at the hands of the State; it +merely means that while the Popes themselves heavily taxed them for +purposes which it was often difficult to describe as religious, the +price paid by the Crown for leave to tax the clergy was that a large +portion of the money should find its way to Rome. + +[Sidenote: Tithes from the laity.] + +The clergy were not content with this merely negative position. +Besides the right of self-taxation, they claimed that the laity should +contribute to the needs of the Church. The chief permanent source of +such contribution was the tithe, both the lesser tithes on smaller +animals, fruits, and vegetables, and the greater tithes on corn, wine, +and the larger animals. The Church also claimed tithes of revenues of +every kind, even from such divers classes as traders, soldiers, +beggars, and abandoned women. Much of the regular tithe had fallen +into the hands of laymen by gift from Kings to feudal tenants, or from +bishops to nobles and others, in return for military protection. These +alienated tithes Gregory VII tried to recover; but his need for the +help of the nobles against the Emperor forced him to stay his hand. +The third Lateran Council (1179) forbade, on pain of peril to the +soul, the transfer of tithes from one layman to another, and deprived +of Christian burial any one who, apparently having received such a +transfer, should not have made it over to the Church. This was a +definite claim for tithes as a right of which the Church had only been +deprived by some wrongful act. But in the very next year (1180) +Frederick I, at the Diet of Gelnhausen, declared that the alienation +of tithes as feudal fiefs to defenders of the Church was perfectly +legitimate. Religious scruples, however, seem to have caused the +surrender of tithes by many lay impropriators, especially to +monasteries. + +[Sidenote: Bequests.] + +There were many other sources of wealth to the Church. An enormous +quantity of property was bequeathed to pious uses by testators. The +attendance of the clergy at the death-bed gave them an opportunity of +which they were not slow to make use. The bodies of those who died +intestate, as of those unconfessed, were denied burial in consecrated +ground; all questions concerning wills were heard in the +ecclesiastical courts. The civil power attempted to check the freedom +of death-bed bequest, especially in Germany, where it was held that a +valid will could only be made by one who was still well enough to walk +unsupported. Another common source of revenue came from purchases or +mortgages or other arrangements made with crusaders, in which +advantage was taken of the haste of the lay men to raise funds for +their expedition. + +[Sidenote: Wealth of the Church.] + +From these and other sources the wealth which poured in upon the +Church was enormous. Individual gifts in money or in kind as +thank-offerings on all sorts of occasions reached no small of the +total; while no religious ceremony, from baptism to extreme unction +and burial, could be carried out apart from the payment of an +appropriate fee. The clergy constantly complained of spoliation, and +no doubt individuals suffered much. The very laymen who, with the +title of advocates, undertook to defend a cathedral or a monastery +were often its worst robbers. But the endowments and revenues of the +Church were so extensive as to raise in the minds of many reformers +the question whether they were not largely responsible for her +corruptions. + +[Sidenote: Immunity from lay jurisdiction.] + +The clergy also sought freedom from the jurisdiction of the secular +courts; in other words, the Church claimed exclusive cognisance in her +own tribunals of all matters concerning those in Holy Orders. The +_Decretiun_ of Gratian--the text-book of Canon Law--laid it down +that in civil matters the clergy were to be brought before a civil +judge, but that a criminal charge against a clerk must be heard before +the bishop. Urban II, however, declares that all clergy should be +subject to the bishop alone, and the Synod of Nimes (1096), at which +he presided, stigmatises it as sacrilege to hale clerks or monks +before a secular court. Alexander III (1179) threatens to +excommunicate any layman guilty of this offence; while Innocent III +points out that a clerk is not even at liberty to waive the right of +trial in an ecclesiastical court in a matter between him and a layman, +because the spiritual jurisdiction is not a matter personal to +himself, but belongs to the whole clerical body. Finally Frederick II, +on his coronation at Rome in 1220, forbade any one to dare to indict +an ecclesiastic on either a civil or a criminal charge before a +secular tribunal. But meanwhile the frequent perpetration of violent +crimes by those who wore the tonsure made it imperative in the +interests of social order that the Church should not be allowed to +defend these criminals in order to save her own interests. + +The fiercest struggle took place in England. Henry II did not deny the +right of the Church to jurisdiction over her members; but he demanded +that clerks found guilty of grave crime should be unfrocked by the +ecclesiastical court, and that then, being no longer clerks, they +should be handed over to the royal officers, by whom they should be +punished according to their deserts. Archbishop Thomas Becket answered +that it was contrary to justice and the Canon Law that a man should be +punished twice for the same offence; that the punishment by the Church +involved the offender's damnation and was therefore quite adequate; +and that finally he himself was officially bound to defend the +liberties of the Church even to the death. Henry II attempted to solve +the difficulty by issuing the Constitutions of Clarendon (1164), the +third clause of which decreed that the royal officer should determine +whether any matter in which a clerk was concerned should be tried in +the secular or the ecclesiastical court, and that even if it went to +the latter, the King's officer should be present at the hearing. As +the price, however, of his reconciliation with the Papacy after +Becket's death, Henry was obliged to withdraw the Constitutions. + +The position of the Church on this question was clearly stated by Pope +Celestine III in 1192. If a clerk had been lawfully convicted of +theft, homicide, perjury, or any capital crime, he should be degraded +by the ecclesiastical judge; for the next offence he should be +punished by excommunication, and for the next by anathema; then, since +the Church could do no more, for any subsequent offence he might be +handed over to the secular power to be punished by exile or in any +other lawful manner. This, of course, was a direct licence to the +ill-disposed clergy to commit more crimes than were allowable for a +layman; but the laity had to proceed cautiously in opposing it. In +1219 Philip II of France demanded that a clerk who had been degraded +should not be protected by the Church from seizure outside +ecclesiastical precincts by the royal officers with a view to his +trial in a secular court. But here again, both at his coronation as +Emperor in 1220 and again in the code of laws drawn up for his kingdom +of Sicily in 1231, Frederick II confirmed the privileges of the Church +in the matter of jurisdiction. On the latter occasion, however, he did +reserve cases of high treason for the royal court. Almost the only +immediate effect of these protests on the part of the State was that +Popes and Councils enjoined on the ecclesiastical courts greater +severity of treatment of offenders, even to the extent of perpetual +imprisonment in the case of those whom the lay tribunals would have +condemned to death. + +[Sidenote: Increase of ecclesiastical jurisdiction.] + +But this exclusive jurisdiction in all matters that concerned her own +members was only a part of the authority claimed and exercised by the +Church in the sphere of justice. Synods of the clergy did not hesitate +to take part in the enforcement of civil law and order, and threatened +with severe ecclesiastical penalties all who did not observe the Truce +of God, or who were guilty of piracy, incendiarism, or false coining. +At one time they attempted thus to suppress usury and trial by ordeal, +which at other times they allowed. They even legislated against +tournaments and against the use of certain deadly weapons in battle by +one Christian nation against another. But apart from the special +circumstances which called out and so justified the legislation, the +Church claimed at all times jurisdiction over certain classes of lay +persons and in certain categories of cases. Thus all persons needing +protection, such as widows, minors, and orphans, came under the +cognisance of the ecclesiastical courts, and to these the Popes added +Crusaders. Furthermore, all cases which could be regarded as in any +way involving a possible breach of faith were also claimed as +belonging to the jurisdiction of the Church, and these included +everything concerning oaths, marriages, and wills. Naturally the +Church had cognisance of all cases of sacrilege and heresy. These +excuses for interference in the transactions of daily life were +susceptible of almost indefinite extension, especially since the +Church asserted a right to hear cases of all sorts in her courts on +appeal on a plea that civil justice had failed. Even so stout a +champion of the Church as St. Bernard complains bitterly that all this +participation in worldly matters tends to stand between the clergy and +their proper duties. The secular powers constantly protested. Even +when Alfonso X in his legal code allowed that all suits arising from +sins should go to ecclesiastical courts, the Cortes of Castile +constantly protested. The chief attempts to check the growth of +ecclesiastical jurisdiction were made in France. Even under Louis IX +the barons combined to resist the encroachments of the Church, and +resolved that "no clerk or layman should in future indict any one +before an ecclesiastical judge except for heresy, marriage, or usury, +on pain of loss of possessions and mutilation of a limb, in order +that," they add with a justifiable touch of malice, "our jurisdiction +may be revived, and they [the clergy] who have hitherto been enriched +by our pauperisation may be reduced to the condition of the primitive +Church, and living the contemplative life they may, as is seemly, show +to us who spend an active life miracles which for a long time have +disappeared from the world." + +[Sidenote: Simony.] + +The result, then, of the efforts of the Church reformers to free the +Church from the State had been an enormous increase in the power of +the Church. But these efforts were in the beginning only a means to an +end, and that end was the purification of the Church itself. We have, +therefore, to ask how far the attempts to get rid of simony and to +enforce the celibacy of the clergy had met with permanent success. +Before the movement in favour of reform the traffic in churches and +Church property was indulged in by laity and clergy alike. Not only +Kings and nobles but bishops and abbots received payments from those +who accepted ecclesiastical preferment at their hands, and were by no +means always careful that ecclesiastical offices were acquired by +those in Holy Orders. Church property, in fact, was treated by those +who represented the original donors as if it were the private property +of the patron. The reform movement of the eleventh century, at any +rate, succeeded in making a distinction between the right of ownership +and the right of presentation, and in limiting the power of the patron +to the latter. Beyond this nothing much was permanently effected in +checking the traffic in things ecclesiastical. Preferment continued to +be used as patronage: offices and dignities in the Church were given +to children, and preferments were accumulated upon individuals until +pluralities became a standing grievance. Councils and Popes still +thundered against simony, but with the extending authority of Rome the +staff of the papal curia was increased, and the traffic in things +ecclesiastical at Rome was notorious. + +[Sidenote: Clerical marriage.] + +The efforts of the reformers in checking clerical marriage had not +been much more successful. The law now stood as follows: the first two +Lateran Councils (1123, 1139) prohibited matrimony to priests, +deacons, and sub-deacons; but to those only in one of the three minor +orders of the Church it was still allowed, although Alexander III +ultimately decreed that marriage should cause them to forfeit their +benefice. It was some time, however, before these decrees could be +enforced, and even the Popes found themselves compelled to deal +leniently with offending clergy. Thus Pascal II allowed to Archbishop +Anselm that a married priest not only might, but must, if applied to, +minister to a dying person. Attempts were made to forbid ordination to +the sons of priests, at least as secular clergy, but such regulations +were constantly relaxed or ignored. Pascal II actually allowed that in +Spain, where clerical marriage had been lawful, the children should be +eligible for all secular and ecclesiastical preferment. In the remoter +countries of Europe--the Scandinavian lands, Bohemia, Hungary, +Poland--the decrees against clerical marriage were not accepted until +far into the thirteenth century. Even in part of Germany, notably the +diocese of Liege, the clergy continued openly to marry until the same +century. But even in countries where the principle was nominally +accepted it triumphed at the expense of morality. For example, in +England the decree was published in Council after Council throughout +the twelfth century and was undoubtedly accepted as the law. But in +1129, after the death of Anselm, who had opposed the expedient, Henry +I imprisoned the "house-keepers" of the clergy in London in order to +obtain a sum of money by their release. Furthermore, both in England +and elsewhere, bishops finding it impossible to enforce the decree, +frankly licensed the breach of it by individual clergy in return for +an annual payment. It is interesting to note that several important +writers of the age speak with studied moderation on this question. The +great lawyer Gratian admits that in the earlier period of the Church +marriage was allowed to the clergy. The Parisian theologian, Peter +Comestor, publicly taught that the enforcement of the vow of celibacy +on the clergy was a deliberate snare of the devil. The English +historians, Henry of Huntingdon, Matthew Paris, and Thomas of +Walsingham, speak with disapproval of the attempts to enforce it, and +even St. Thomas Aquinas holds that the celibacy of the secular clergy +was a matter of merely human regulation. Thus the protest of the +reformers of the eleventh century in favour of purity of life among +the clergy had met with the smallest possible success, but like all +such protests, it helped to keep alive the idea of a higher standard +of personal and official life until such time as secular circumstances +were more favourable. + + + + +CHAPTER V + +CANONS AND MONKS + + +[Sidenote: Secular canons.] + +So far, in speaking of the attempted purification of the Church in the +eleventh century, we have dealt merely with the bishops and the +parochial clergy. But a movement which emanated from the monasteries +had a message also for those ecclesiastics who were gathered into +corporate bodies, and whom we have learnt to distinguish respectively +as canons and monks. Of these the canons were reckoned among the +secular clergy; for although they were supposed to live a common life +according to a certain rule, their duties were parochial, and they +were not bound for life to the community of which they were members. +The body of canons was called a chapter, and of chapters there were +two kinds--the cathedral chapter, whose members served the Mother +Church of the diocese, and, as we have seen, ultimately obtained the +nominal right of electing the bishop; and the collegiate chapter, +generally, though not always, to be found in towns which had no +cathedral, the members of which, like those of a modern clergy-house, +served the church or churches of the town. In the eighth century these +communities were subjected to a rule drawn up by Chrodegang, Bishop of +Metz, in accordance with which they were required to sleep in a common +dormitory, feed at a common table, and assimilate themselves as far as +possible to monks. But in the two succeeding centuries there was no +class of clergy which fell so far from the ideal as the capitular +clergy. They were important and they were wealthy, for the cathedral +chapters claimed to share with the bishop in the administration of the +diocese, and both kinds of chapters owned extensive lands. In some of +the more important chapters great feudal nobles had obtained for +themselves the titular offices; in nearly all such bodies some, if not +most or even all, of the canonries came to be reserved for younger +members of the noble families. The common property was divided into +shares, between the bishop and the body of the canons and between the +individual canons: many of the canons employed vicars to do their +clerical duty, and some even lived on the estates of the capitular +body, leading the existence of a lay noble. Even those who remained on +the spot had houses of their own round the cloister, where they lived +with their wives and children, using the common refectory only for an +occasional festival. + +[Sidenote: Canons Regular.] + +Thus no body of ecclesiastics stood in need of thorough reform more +than the capitular clergy, and no class proved so hard to deal with. +Attempts to substitute Cluniac monks for canons roused the opposition +of the whole body of secular clergy. More successful to a small degree +was the plan of Bishop Ivo of Chartres and others to revive among the +capitular bodies the rule of common life. But it was difficult to pour +new wine into old bottles, and the reformers found it more profitable +to leave the old capitular bodies severely alone, and to devote their +efforts to the foundation of new communities. To these were applied +from the very first a new rule for which its advocates claimed the +authority of St. Augustine. It laid upon the members vows of poverty, +chastity, and obedience, and placed them under an abbot elected by the +community of canons. Such was the origin of the Augustinian or Austin +Canons, who came to be distinguished as Regular Canons, and are to be +reckoned with monastic bodies, in comparison with the old cathedral +and collegiate chapters, who were henceforth known as Secular Canons. +These bodies of clergy, who combined parochial duties with what was +practically a monastic life, became exceedingly popular; and by +degrees not only were Secular Canons of collegiate churches, and even +of some cathedrals, transformed into Regular Canons, but even some +monastic houses were handed over to them. Instead of existing as +isolated bodies, like the old Benedictines, they took the Cluniac +model of organisation and formed congregations of houses grouped round +some one or other of those which formed models for the rest. Of these +congregations of Regular Canons the most celebrated were those of the +Victorines and the Premonstratensians. + +[Sidenote: Victorines.] + +The abbey of St. Victor at Paris was founded in 1113 by William of +Champeaux, afterwards Bishop of Chalons. The Order came to consist of +about forty houses, and its members strove to keep the Augustinian +ideal of a parochial and monastic life. But the chief fame of the +abbey itself comes from its scholastic work, and it became known both +as the stronghold of a somewhat rigid orthodoxy and as the home of a +mystical theology which was developed among its own teachers. + +[Sidenote: Premonstratensians.] + +But by far the most important congregation of Canons Regular was that +of the Premonstratensians. Their founder, Norbert, a German of noble +birth, in response to a sudden conversion, gave up several canonries +of the older kind with which he was endowed; but finding that a +prophet has no honour in his own country, he preached in France with +astonishing success, and ultimately, under the patronage of the Bishop +of Laon in 1120, he settled with a few companions in a waste place in +a forest, where he established a community of Regular Canons and gave +to the spot the name of _Prémontré--pratum monstratum--_the +meadow which had been pointed out to him by an angel. Almost from its +foundation the Premonstratensian Order admitted women as well as men, +and at first the two sexes lived in separate houses planted side by +side. The Order also began the idea of affiliating to itself, under +the form of a third class, influential laymen who would help in its +work. The Premonstratensian houses assimilated themselves to monastic +communities more than did the Victorines: their work was missionary +rather than parochial. The Order spread with great rapidity not only +in Western Europe, but, even in its founder's lifetime, to Syria and +Palestine, and for purposes of administration it came to be divided +into thirty provinces. + +[Sidenote: St. Norbert in Germany.] + +Meanwhile Norbert had come under the notice of the Emperor Lothair II, +who forced him into the archbishopric of Magdeburg. Here he +substituted Premonstratensians in a collegiate chapter for canons of +the older kind, and he eagerly backed up Lothair's policy of extending +German influence upon the north-eastern frontier by planting +Premonstratensian houses as missionary centres and by founding new +bishoprics. Norbert, in fact became Lothair's chief adviser and was an +European influence second only to that of St. Bernard in all the +questions of the day. + +[Sidenote: Knights Templars.] + +It was upon the model of the Canons Regular that the great military +Orders of the religious were organised. In the year 1118 a Burgundian +knight, Hugh de Payens, with eight other knights, founded at Jerusalem +an association for the protection of distressed pilgrims in Palestine. +From their residence near Solomon's Temple they came to be known as +the Knights of the Temple. They remained a small and poor body until +St. Bernard who was nephew to one of the knights, took them under his +patronage and drew up for them a code of regulations which obtained +the sanction of Honorius II at the Council of Troyes in 1128. From +that moment the prosperity of the Templars was assured. Their numbers +increased, and lands and other endowments were showered upon them in +all parts of Europe. As monks they were under the triple vow of +poverty, chastity, and obedience, and the regulations of the Order +which governed their daily life were among the most severe. As knights +it was their duty to maintain war against the Saracens. For +administrative purposes the possessions of the Order were grouped in +ten provinces, each province being further subdivided into +preceptories or commanderies, and each of these into still smaller +units. Each division and subdivision had its own periodical chapter of +members for settling its concerns, and at the head of the whole Order +stood the Grand Master with a staff of officers who formed the general +chapter and acted as a restraint upon the conduct of their head. In +addition to the knights the Order contained chaplains for the +ecclesiastical duties, and serving brethren of humble birth to help +the knights in warfare. Their possessions in Western Europe were used +as recruiting-grounds for their forces in the East; but it was only in +towns of some importance that they erected churches on the model of +the Holy Sepulchre in connection with their houses. + +[Sidenote: Knights Hospitallers.] + +The Knights Hospitallers of St. John of Jerusalem was a reorganisation +of a hospital dedicated to St. John the Baptist. This had been erected +for poor pilgrims by the merchants of Amalfi before the Crusades +began. But it remained merely a charitable brotherhood living under a +monastic rule and attracting both men and endowments, until the +example of the Templars caused the then master, Raymond du Puy, to +obtain papal sanction some time before 1130 for a rule which added +military duties without superseding the original object of the Order. +Their possessions were divided into eight provinces with subdivisions +of grand priories and commanderies, and the other administrative +arrangements differed in little, except occasionally in name, from +those of the Templars. + +[Sidenote: Privileges of the military Orders.] + +Both these Orders obtained not only extensive possessions from the +pious, but wide privileges from the Pope. They were subject to the +spiritual jurisdiction of the Pope alone; they could consecrate +churches and cemeteries on their own lands without any interference of +the local clergy; they could hold divine service everywhere. +Interdicts and excommunications had no terrors or even inconveniences +for them. They were free from payment of tithes and other imposts +levied on the clergy. There is no doubt that but for these Orders the +Crusaders would have fared far worse than they did. The Templars and +Hospitallers were the one really reliable element in the crusading +forces. This is no very high praise, and their effectiveness was +largely discounted by their bitter quarrels with each other and with +the local authorities, both secular and ecclesiastical, alike in the +east and the west. They scandalously abused the extensive privileges +accorded to them, by such acts as the administration of the Sacrament +to excommunicated persons, to whom they would also give Christian +burial. In 1179, at the second Lateran Council, Alexander III was +moved by the universal complaints to denounce their irresponsible +defiance of all ecclesiastical law, and subsequent Popes were obliged +to speak with equal vigour. After the destruction of the Latin power +in Palestine (1291) the Hospitallers transferred their head-quarters +to Cyprus till 1309, then to Rhodes, and finally to Malta. The +Templars abandoned their _raison d'ętre_, retired to their +possessions in the west, and placed their head-quarters at Paris, +where they acted as the bankers of the French King. Their wealth +provoked jealousy: they were accused of numberless and nameless +crimes, and their enemies brought about their fall, first in France, +then in England, and finally the abolition of the Order by papal +decree in 1313. Such of their wealth as escaped the hands of the lay +authorities went to swell the possessions of the Hospitallers. + +[Sidenote: Teutonic Knights.] + +There were many other Orders of soldier-monks besides these two. The +best known are the Teutonic Knights, who originated during the Third +Crusade at the siege of Acre (1190) in an association of North German +Crusaders for the care of the sick and wounded. The Knights of the +German Hospital of St. Mary the Virgin at Jerusalem--for such was +their full title--gained powerful influence in Palestine; their Order +was confirmed by Pope Celestine III (1191-8), and in 1220 Honorius III +gave them the same privileges as were enjoyed by the Hospitallers and +Templars. Their organisation was similar to that of the older Orders. +Their prosperity was chiefly due to the third Grand Master, Herman von +Salza, the good genius of the Emperor Frederick II, and a great power +in Europe. Under him the Order transferred itself to the shores of the +Baltic, where it carried on a crusade against the heathen Prussians, +and here it united in 1237 with another knightly Order, the Brethren +of the Sword, which had been founded in 1202 by the Bishop of Livonia +for similar work against the heathen inhabitants of that country. + +[Sidenote: Other military Orders.] + +The Knights of the Hospital of St. Thomas of Acre was a small English +Order named after Thomas Becket and founded in the thirteenth century. +They, together with those already mentioned as founded for work in +Palestine, belonged to the Canons Regular. For convenience, however, +mention should be made here of the great Spanish Orders which were +affiliated to the Cistercian monks. These were founded in imitation of +the Templars and Hospitallers for similar work against the Saracens of +the Peninsula. The Order of Calatrava, founded by a Cistercian abbot +when that city was threatened by the Saracens in 1158, and the Order +of St. Julian, founded about the same time, which ultimately took its +name from the captured fortress of Alcantara, were amenable to the +complete monastic rule; while the Portuguese Order of Evora or Avisa, +founded a few years later, was assimilated rather to the lay brethren +of the Cistercians, and its members could marry and hold property. +There was one of the Spanish Orders, however, which was not connected +with the Cistercians. The Knights of St. James of Compostella +originated in 1161 for the protection of pilgrims to the shrine of +Compostella. Their rule was confirmed by Alexander III in 1175, and +the Order of Santiago became the most famous of the military Orders in +the Peninsula. + +[Sidenote: New Monastic Orders.] + +The revival and reorganisation of the common life among cathedral and +collegiate bodies roused the jealousy of the monastic houses. The +absolute superiority of the monastic life over any other was an +article of faith to which the obvious interests of the monks could +allow no qualification; and the close imitation of the monastic model +adopted by the Regular Canons was sufficient proof that the Church +generally acquiesced in this view. The great reform movement of the +eleventh century had emanated from the monks of Cluny; but just as the +degradation of the monastic ideal by the Benedictines had called into +existence the Order of Cluny with its reformed Benedictine rule, so +now the failure of the Cluniacs to live up to the expectations and to +minister to the needs of the most fervent religious spirits caused the +foundation of a number of new Orders. In each such case the founder +and his first followers strove, by the austerities of their personal +lives and by the severity of the rule which they enjoined, to embody +and to maintain at the highest level that ideal of contemplative +asceticism which was the object of the monastic life. Such was the +origin of the Order of Grammont (1074) and of Fontevraud (1094) and of +the better known Orders of the Carthusians (1084) and the Cistercians +(1098). + +[Sidenote: Grammont.] + +Thus Stephen, the founder of the Order of Grammont, was the son of a +noble of Auvergne, who, in the course of a journey in Calabria, was so +impressed by the life or the hermits with which the mountainous +districts abounded, that he resolved to reproduce it, and lived for +fifty years near Limoges, subjecting himself to such rigorous +devotional exercises that his knees became quite hard and his nose +permanently bent! Gregory VII sanctioned the formation of an Order, +but Stephen and his first followers called themselves simply _boni +homines_. After his death the monastery was removed to Grammont +close by, and a severe rule continued to be practised; but the +management of the concerns of the house was in the hands, not of the +monks, but of lay brethren, who began even to interfere in spiritual +matters, and the Order ceased to spread. + +[Sidenote: Carthusians.] + +The founder of the Carthusians, Bruno, a native of Koln, but master of +the Cathedral school at Rheims, also took the eremitic life as his +model for the individual. To this end he planted his monastery near +Grenoble, in the wild solitude of the Chartreuse, which gave its name +to the whole Order and to each individual house. In addition to a very +rigorous form of asceticism his rule imposed on the members an almost +perpetual silence. The centre of the life of the Carthusian monk was +not the cloister, but the cell which to each individual was, except on +Sundays and festivals, at the same time chapel, dormitory, refectory, +and study. The Carthusian rule has been described as "Cenobitism +reduced to its simplest expression"; but despite the growing wealth of +the Order, the rigour of the life was well maintained, and of all the +monastic bodies it was the least subjected to criticism and satire. + +[Sidenote: Fontevraud.] + +A different type of founder is represented by Robert of Arbrissel, in +Brittany, who, although he attracted disciples by the severity of his +life as a hermit, was really a great popular preacher, whose words +soon came to be attested by miracles. He was especially effective in +dealing with fallen women, and the monastery which he established at +Fontevraud, in the diocese of Poitiers, was a double house, men and +women living in two adjacent cloisters; but the monks were little more +than the chaplains and the managers of the monastic revenues, and at +the head of the whole house and Order the founder placed an Abbess as +his successor. The rule of this Order imposed on the female members +absolute silence except in the chapter-house. + +[Sidenote: Cluniac Congregation.] + +The foundation of these Orders, greater or less, did not exhaust the +impetus in favour of monasticism. Single houses and smaller Orders +were founded during the twelfth and thirteenth centuries, of which +many attained a merely local importance. The common feature of the +great Orders was that each of them formed a Congregation, that is to +say, an aggregate of numerous houses scattered over many lands, but +following the same rule and acknowledging some sort of allegiance to +the original home of the Order. The invention of this model was due to +Cluny, although even among the Cluniacs the organisation of the +Congregation, with its system of visiting inspectors who reported on +the condition of the monasteries to an annual Chapter-General meeting +at Cluny, was not completed until the thirteenth century. From the +first, however, the Abbot of Cluny was a despot; with the exception of +the heads of some monasteries which became affiliated to the Order he +was the only abbot, the ruler of the Cluniac house being merely a +prior. All the early abbots were men of mark, who were afterwards +canonised by the Church. The fourth abbot refused the Papacy; but +Gregory VII, Urban II, and Pascal II were all Cluniac monks. The real +greatness of the Order was due to its fifth and sixth abbots, Odilo +who ruled from 994 to 1049, and Hugh who held the reins of office for +an even longer period (1049-1109); while the fame of the Order +culminated under Peter the Venerable, the contemporary of St. Bernard. + +[Sidenote: Its decay.] + +But the history of the abbot who came between Hugh and Peter shows the +strange vicissitudes to which even the greatest monasteries might be +subjected. Pontius was godson of Pope Pascal II, who sent to the newly +elected abbot his own dalmatic. Calixtus II visited Cluny, and while +reaffirming the privileges granted by his predecessors, such as the +freedom of Cluniac houses from visitation by the local bishop, he made +the Abbot of Cluny _ex officio_ a Cardinal of the Roman Church, +and allowed that when the rest of the land was under an interdict the +monks of Cluny might celebrate Mass within the closed doors of their +chapels. But as a consequence of these distinctions Pontius' conduct +became so unbearable as to cause loud complaints from ecclesiastics of +every rank. Ultimately the Pope intervened and persuaded Pontius to +resign the abbacy and to make a pilgrimage to Palestine. Meanwhile +another abbot was appointed. But Pontius returned, gathered an armed +band, and got forcible possession of Cluny, which he proceeded to +despoil. Again the Pope, Honorius II, interfered, and Pontius was +disposed of. + +[Sidenote: Criticism of St. Bernard.] + +But such an episode was only too characteristic of the decay which +seemed inevitably to fall on each of the monastic Orders. The wealth +and privileges of Cluny made its failure all the more conspicuous. A +few years after the expulsion of Pontius, St. Bernard wrote to the +Abbot of the Cluniac house of St. Thierry a so-called apology, which, +while professing a great regard for the Cluniacs Order and pretending +to criticise the deficiencies of his own Cistercians, is in reality a +scathing attack upon the lapse of the former from the Benedictine +rule. He attacks their neglect of manual work and of the rule of +silence; their elaborate cookery and nice taste in wines; their +interest in the cut and material of their clothes and the luxury of +their bed coverlets: the extravagance of the furniture in their +chapels, and even the grotesque architecture of their buildings. He +especially censures the magnificent state in which the abbots live and +with which they travel about, and he declares himself emphatically +against that exemption of monasteries from episcopal control which was +one of the most prized privileges of the Cluniac Order. Something may +perhaps be allowed for exaggeration in this attack; but that there was +no serious overstatement is clear from the letters written some years +later by Peter the Venerable to St. Bernard, in answer to the +accusations made by the Cistercians in general. He justifies the +departure from the strict Benedictine rule partly on the ground of its +severity, partly because of its unsuitability to the climate; but his +defence clearly shows how far, even under so admirable a ruler, the +Cluniacs had fallen away from the monastic ideal. + +[Sidenote: Cistercians.] + +The Cistercian Order, no less than the Orders already mentioned, owed +its origin to the desire to revive the primitive monastic rule from +which the Cluniacs had fallen away. The wonderful success which it met +with made it the chief rival of that Order. The parent monastery of +Citeaux, near Dijon, was founded by Robert of Molesme in 1098 under +the patronage of the Duke of Burgundy. But the monks kept the rule of +St. Benedict in the strictest manner, and their numbers remained +small. In 1113, however, they were joined by the youthful Bernard, the +son of a Burgundian knight, together with about thirty friends of like +mind, whom he had already collected with a view to the cloister life. +At once expansion became not only possible but necessary, and the +abbot of the day, Stephen Harding, by birth an Englishman from +Sherborne in Dorsetshire, sent out four colonies in succession, which +founded the abbeys of La Ferte (1113), Pontigny (1114), Clairvaux and +Morimond (1115). The first general chapter of the Order was held in +1116: the scheme of organisation drawn up by Stephen Harding was +embodied in _Carta Caritatis_, the Charter of Love, and received +the papal sanction in 1119. By the middle of the century (1151) more +than five hundred monasteries were represented at the general chapter, +and despite the resolution to admit no more houses, the number +continued to increase until the whole Order must have contained +upwards of two thousand. + +[Sidenote: Mode of life.] + +The entire organisation of the Cistercian Order made it a strong +contrast to the Cluniacs, both in the mode of life of its members and +in the method of government. The Cluniacs had become wealthy and +luxurious: their black dress, the symbol of humility, had become +rather a mark of hypocrisy. In order to guard against these snares the +Cistercians, to the wrath of the other monastic Orders, adopted a +white habit indicative of the joy which should attend devotion to +God's service. Their monasteries, all dedicated to the Blessed Virgin +Mary, were built in lonely places, where they would have no +opportunity to engage in parochial work. This indeed was strictly +forbidden them as detracting from the contemplative life which should +be the ideal of the Cistercian. For the same reason they were +forbidden to accept gifts of churches or tithes. The monastic +buildings, including the chapel, were to be of the simplest +description, without paintings, sculpture, or stained glass; and the +ritual used at the services was in keeping with this bareness. The +arrangements of the refectory and the dormitory were equally meagre. +Hard manual work, strict silence, and one daily meal gave the inmates +every opportunity of conquering their bodily appetites. + +[Sidenote: Organisation.] + +The method of government adopted for the Cistercian Order is also a +contrast by imitation of the Cluniac arrangements. It was an essential +point that a Cistercian house should be subject to the bishop of the +diocese in which it was situated. The episcopal leave was asked before +a house was founded, and a Cistercian abbot took an oath of obedience +to the local bishop. The actual organisation of the whole Order may be +described as aristocratic in contrast with the despotism of the Abbot +of Cluny. The Abbot of Citeaux was subject to the visitation and +correction of the abbots of the four daughter houses mentioned above, +while he in turn visited them; and each of them kept a similar +surveillance over the houses which had sprung from their houses. In +addition to this scheme of inspection, an annual general chapter met +at Citeaux. The abbots of all the houses in France, Germany, and Italy +were expected to appear every year; but from remoter lands attendance +was demanded only once in three, four, five, or even seven years. + +[Sidenote: Decay.] + +The Cistercians certainly wrested the lead of the monastic world from +Cluny, and until the advent of the Friars no other Order rivalled them +in popularity. But no more than any other Order were they exempt from +the evils of popularity. The very deserts in which they placed +themselves for protection, and the agricultural work with which they +occupied their hands, brought them the corrupting wealth; in England +they were the owners of the largest flocks of sheep which produced the +raw material for the staple trade of the country. They accepted +ecclesiastical dignities; they became luxurious and magnificent in +their manner of life; they strove for independence of the +ecclesiastical authorities, until in the middle of the thirteenth +century one of their own abbots quotes against them the saying that +"among the monks of the Cistercian Order whatever is pleasing is +lawful, whatever is lawful is possible, whatever is possible is done." + +[Sidenote: Grant of privileges.] + +This degeneracy of the monastic Orders was due in no small measure to +the policy of the Papacy. The monasteries, in their desire to shake +themselves free from the jurisdiction of the bishop of the diocese, +appealed to Rome; and the Pope, in pursuit of his policy of +superseding the local authorities, encouraged the monks to regard +themselves as a kind of papal militia. Thus from the time of Gregory +VII, at all events, all kinds of exemptions and privileges were +granted to the monastic communities in general and to the abbots of +the greater houses in particular. Exemption from the visitation of the +local bishop was one of the most frequent grants, until the great +Orders became too powerful to be afraid of any interference. This +carried with it the right of jurisdiction by the abbot and general +chapter over all churches to which the monastic body had the right of +presentation. This was an increasingly serious matter, for pious +donors were constantly bequeathing churches and tithes to favourite +Orders and popular houses, and the abbot attempted with considerable +success to usurp the definitely episcopal authority by instituting the +parish priest. Nor was this the only matter in which the abbot +substituted himself for the bishop. The monastic community might build +a church without any reference to the local ecclesiastical authority, +and the abbot might consecrate it and any altar in it. It is true that +if any monk of the house or secular clergyman serving one of the +churches in the gift of the house desired ordination to any step in +the ecclesiastical hierarchy, the abbot was limited to choosing a +bishop who might be asked to perform the duty; but in the course of +the thirteenth century, in some cases at least, the Popes gave to +certain abbots the privilege of advancing candidates to the minor +Orders. Probably Gregory VII began the grants of insignia which marked +the episcopal office to abbots of important houses. The Abbot of St. +Maximin in Trier certainly obtained from him permission to wear a +mitre and episcopal gloves. Urban II granted to the Abbot of Cluny the +right to appear in a dalmatic with a mitre and episcopal sandals and +gloves. + +[Sidenote: Forged claims.] + +What could be gained by favour could also be obtained by payment or +claimed by forgery. The expenses of the Roman Curia increased; the +monastic Orders were wealthy. Moreover, the critical faculty was +slightly developed. Certain monasteries became notorious for the +manufacture of documents in their own favour, St. Augustine's at +Canterbury being especially bad offenders; and certain individuals +from time to time supplied such material to all monasteries which +would pay for them; while, finally, in return for well-bestowed gifts, +the Roman Curia was often willing to recognise the authenticity of a +spurious claim. + + + + +CHAPTER VI + +ST. BERNARD + + +[Sidenote: Honorius II.] + +Calixtus II died in December, 1124, and in a few months (May, 1125) +Henry V followed him to the grave. The imperial party at Rome had +disappeared, but, on the other hand, Calixtus had established only a +truce between the Roman factions. The Frangipani and Pierleoni +families each nominated a successor to him, but the former forcibly +placed their candidate in the papal chair. The six years of the +pontificate of Honorius II (1124-30) are unimportant. + +[Sidenote: Lothair II.] + +It was perhaps fortunate for the Papacy that the allegiance of Germany +was also divided. With Henry V expired the male line of the Salian or +Franconian House. He had intended to secure the succession for his +nephew, Frederick the One-eyed, Duke of Suabia and head of the family +of Hohenstaufen. But the anti-Franconian party procured the election +of Lothair, Duke of Saxony, who had built up for himself a practically +independent territorial power on the north-eastern side of Germany, +and had taken a prominent part in opposition to Henry V. + +[Sidenote: Lothair and the Concordat.] + +Lothair's election, then, was a triumph for the Papacy, and the Church +party could not let pass so good an opportunity of revising the +relations of State and Church in Germany. They had maintained from the +first that the Concordat of Worms was a personal arrangement between +Calixtus II and Henry V. But the exact nature of Lothair's promise on +election is a matter of great dispute. According to the account of an +anonymous writer, he undertook that the Church should exercise entire +freedom in episcopal elections without being controlled, "as formerly" +(an obvious reference to the Concordat of Worms), by the presence of +the lay power or by a recommendation from it, and that after the +consecration (not before, according to the terms of the Concordat) the +Emperor should, without any payment, invest the prelate with the +regalia by the sceptre and should receive his oath of fealty "saving +his Order." Lothair's actual conduct, however, in the matter of +appointments seems to have been guided by the terms of the Concordat. + +[Sidenote: Lothair and the Hohenstaufen.] + +Frederick of Hohenstaufen did homage with the rest of the nobles to +Lothair, but not unnaturally Lothair distrusted him. Frederick was +heir to all the allodial possessions of the late Emperor; but Lothair +persuaded to a decision which would have deprived Frederick of a large +portion of these, and thus have rendered him and his house practically +innocuous. When Frederick refused to accept this decision he was put +to the ban of the Empire. The Hohenstaufen party challenged Lothair's +title to the throne, and put up as their candidate Frederick's younger +brother Conrad, Duke of Franconia, who, having been absent in +Palestine, had never done homage to Lothair. Conrad was crowned King +in Italy, but he was excommunicated by Pope Honorius, and neither in +Germany nor in Italy did the Hohenstaufen cause advance. + +[Sidenote: Schism in the Papacy.] + +Meanwhile a crisis at Rome quite overshadowed the German disputes. +Honorius II died in February, 1130. Immediately the party of the +Frangipani, who had stood around him, met and proclaimed a successor +as Innocent II. This was irregular, and in any case the act was that +of a minority of the Cardinals. It must have been, therefore, with +some confidence in the justice of their cause that the opposition +party met at a later hour, and by the votes of a majority of the +College of Cardinals elected the Cardinal Peter Leonis, the grandson +of a converted Jew and formerly a monk of Cluny, as Anacletus II. +There was no question of principle at stake; it was a mere struggle of +factions. The partisans of Innocent charged Anacletus with the most +heinous crimes. Clearly he was ambitious and able, wealthy and +unscrupulous. Moreover, for the moment he was successful. By whatever +means, he gradually won the whole of Rome; and Innocent, deserted, +made his way by Pisa and Genoa to Burgundy, and so to France. His +reception by the Abbey of Cluny was a great strength to his cause, and +he there consecrated the new church, which had been forty years in +building and was larger than any church yet erected in France. In +order that the schism in the Papacy should not be reproduced in every +bishopric and abbey of his kingdom, Louis VI of France summoned a +Council at Etampes, near Paris, which should decide between the +respective merits of the rival Popes. + +[Sidenote: Bernard of Clairvaux.] + +To this Council a special invitation was sent to the great monk who +for the next twenty years dominates the Western Church and completely +over-shadows the contemporary Popes. We have of seen that it was the +advent of Bernard and his large party at the monastery of Citeaux in +1113 that saved the newly founded Order from premature collapse. +Although only twenty-four years of age, Bernard was entrusted with the +third of the parties sent forth in succession to seek new homes for +the Order, and he and his twelve companions settled in a gloomy valley +in the northernmost corner of Burgundy, which was henceforth to be +known as Clairvaux. Here the hardships suffered by the monks in their +maintenance of the strict Benedictine rule and the entire mastery over +his bodily senses obtained by their young abbot built up a reputation +which reacted on the whole body of the Cistercians, and soon made them +the most revered and widespread of all the monastic Orders. Bernard +himself became the unconscious worker of many miracles: he was the +friend and adviser of great potentates in Church and State, and +without the least effort on his own part he was gradually acquiring a +position as the arbiter of Christendom. + +[Sidenote: Acceptance of Innocent II.] + +As yet he had confined his interferences in secular matters to the +kingdom of France and some of its great fiefs; he had rebuked the King +of France for persecution of two bishops; he had remonstrated with the +Count of Champagne for cruelty to a vassal. Now he was called upon to +intervene for the first time in a matter of European importance. The +whole question of the papal election was submitted to his judgment, +and his clear decision in favour of Innocent carried the allegiance of +France. Advocates of Innocent could not base his claims on legal +right, and Bernard led the way in asserting his superiority in +personal merit over his rival. At Chartres Innocent met Henry I of +England and Normandy, and again it was Bernard's eloquence which won +Henry's adhesion. A Synod of German clergy at Würzburg acknowledged +Innocent, and Lothair accepted the decision. But when Innocent met the +German King at Ličge in March, 1131, fortunately for the Pope Bernard +was still by his side. It is true that Lothair stooped to play the +part of papal groom, which had been played only by Conrad, the +rebellious son of Henry IV; that he and his wife were both crowned by +the Pope in the cathedral; and that he promised to lead the Pope back +to Rome. But in return for his services Lothair tried to use his +opportunity for going back upon the Concordat and claiming the +restoration of the right of investiture. Bernard, however, came to the +help of the Pope, and, backed by the general indignation and alarm at +the meanness of Lothair's conduct, forced the Emperor to withdraw his +demands. Innocent spent some time longer in France, among other places +visiting Clairvaux, where the hard life of the inmates filled him and +his Italian followers with astonishment. + +Throughout these wanderings since the Council of Etampes Bernard had +been the constant companion of the Pope, and had ultimately become not +merely his most trusted but practically his only counsellor. As a +matter of form questions were submitted to the Cardinals, but no +action was taken until Bernard's view had been ascertained. In April, +1132, Innocent once more appeared in Italy. Meanwhile Anacletus, +having failed to obtain the support of any of the great monarchs of +the West, turned to the Normans, and by the grant of the royal title +gained the allegiance of Roger, Duke of Apulia and Count of Sicily. A +few other parts of Europe still acknowledged Anacletus. Scotland was +too distant to be troubled by Bernard's influence; but in Lombardy the +great abbot worked indefatigably; and the Archbishop of Milan, who had +accepted his pallium from Anacletus, was driven out by the citizens, +who subsequently welcomed Bernard with enthusiasm and tried to keep +him as their archbishop. Duke William X of Aquitaine also continued to +acknowledge Anacletus, and when at length Bernard accompanied the +legate of Innocent to a conference at his court, the saint had +recourse to all the methods of ecclesiastical terrorism at his command +before he gained the fearful acquiescence of the ruler. + +[Sidenote: Lothair at Rome.] + +At length Lothair felt himself sufficiently free to fulfil his promise +to Innocent. But the turbulent condition of Germany prevented him from +bringing a force of any size, and, despite the vehement eloquence of +Bernard, among the cities of Lombardy and Tuscany the friend of +Innocent was still the German King and was viewed with much suspicion. +Fortunately, however, Roger of Sicily, the one strong supporter of +Anacletus, was engaged in a struggle with his nobles and could give no +help. But Lothair desired to avoid bloodshed if possible. He made no +attempt, therefore, to get possession of St. Peter's and the Leonine +city, which were in the hands of Anacletus and his followers, but +contented himself with the peaceful occupation of the rest of Rome. He +and his wife were crowned in the church of St. John Lateran by +Innocent (June, 1133). Lothair seems again to have used his +opportunity to attempt a recovery of the right of investiture from the +Pope; but on this occasion the opponent of the Emperor was his own +favourite counsellor, Archbishop Norbert of Magdeburg, the founder of +the Premonstratensian Order. A few days later, however, Innocent +published two bulls dealing with the questions at issue between +himself and the Emperor. The first merely confirms the arrangements of +the Concordat, although it certainly omits all mention of the presence +of the King at the election. The second bull deals with the +inheritance of the Countess Matilda. Henry V had never recognised the +donation of the Countess to the Papacy, and consequently, as a lapsed +fief and part of the late Emperor's possessions, the lands could be +claimed by his Hohenstaufen heirs. This perhaps accounts for Lothair's +readiness to accept the conditions imposed by the Pope. Innocent +invested him by a ring with the allodial or freehold lands of the +Countess in return for an annual tribute and on the understanding that +at Lothair's death they should revert to the Papacy. Lothair took no +oath of fealty for them, but such oath was exacted from his +son-in-law, Henry the Proud of Bavaria, to whom the inheritance was +made over on the same conditions. Lothair had perhaps saved the +much-coveted lands from being lawfully claimed by the Hohenstaufen; +but it was the Pope who had really gained by these transactions, for +he had obtained from a lawfully crowned Emperor the recognition of the +papal right to their possession. Indeed, the whole episode of +Lothair's coronation was treated as a papal triumph, and by Innocent's +direction a picture was placed in the Lateran palace in which Lothair +was represented as kneeling before the throned Pope to receive the +imperial crown, while underneath as inscribed the following distich:-- + + "Rex stetit ante fores, jurans prius urbis honores, + Post homo fit papae, sumit quo dante coronam." + +Lothair, however, never saw this record of his visit. He returned to +Germany, having secured, at any rate for himself, the right of +investing his ecclesiastics with their temporalities, the lands of the +Countess Matilda, and, most important of all, the imperial crown +bestowed at Rome by a Pope who was recognised practically throughout +the West. So strengthened, he intended to crush the still opposing +Hohenstaufen. But the intercessions of his own Empress and the papal +legates were backed up by the fiery eloquence of the all-powerful +Bernard, who appeared at the Diet of Bamberg (March, 1135). Lothair +was overruled and terms were granted, which first Frederick of Suabia +and, later on, Conrad were induced to accept. Frederick confined +himself to Suabia, but Conrad attached himself to Lothair's Court, and +became one of the Emperor's most honoured followers. + +After Lothair's return to Germany, Roger of Sicily gradually recovered +his authority in Southern Italy, and he even made use of his +championship of Anacletus to annex unopposed some of the papal lands. +Finally, to the scandal of Christendom, the abbey of Monte Cassino, +the premier monastery of the West, declared for Anacletus. Both +Innocent and the Norman foes of Roger appealed to Lothair, who crossed +the Alps, for a second time, in August, 1136, this time, accompanied +by a sufficient force. He did not delay long in Lombardy: he ignored +Rome, which apart from Roger was powerless. One army, under Lothair, +moved down the shores of the Adriatic; another, under Henry of +Bavaria, along the west coast. The fleets of Genoa and Pisa +co-operated, and Roger retired into Sicily. But both Emperor and Pope +claimed the conquered duchy of Apulia, and the dispute was only +settled by both presenting to the new duke the banner by which the +investiture was made. It did not help to soothe the quarrel when the +recovered monastery of Monte Cassino was handed over to the Emperor's +Chancellor. Lothair could remain no longer in Italy; but he fell ill +on his way back, and died in a Tyrolese village on December 3rd, 1138. + +[Sidenote: The end of the schism.] + +Lothair had done nothing to end the schism. Innocent was back in Rome, +but Anacletus had never been ousted from it. Meanwhile, in the spring +of 1137, Bernard had also responded to the appeal of Innocent and +returned to Italy. While Lothair was overrunning Apulia Bernard was +winning over the adherents of Anacletus in Rome. When Lothair retired +Roger immediately began to recover his dominions; but when Bernard +made overtures to him on behalf of Innocent, he professed himself +quite ready to hear the arguments on both sides. A conference took +place between a skilful supporter of Anacletus and this "rustic +abbot"; but although Bernard convinced his rhetorical adversary, Roger +had too much to lose in acknowledging Innocent, for he would be +obliged to surrender the papal lands which he had occupied and, +perhaps, the royal title, the gift of Anacletus. The end, however, was +at hand. Less than two months after Lothair's death Anacletus died +(January 25, 1138). His few remaining followers elected a successor, +but this was more with the desire of making good terms than of +prolonging the schism. Innocent bribed and Bernard persuaded, and the +anti-Pope surrendered of his own accord. Bernard, to whom was rightly +ascribed the merit of ending the scandal of disunion in Christendom, +immediately escaped from his admirers and returned to the solitude of +Clairvaux and his literary labours. These were not all self-imposed. +Among his correspondents were persons in all ranks of life; and his +letters, no less than his formal treatises, prove his influence as one +of the most deeply spiritual teachers of the Middle Ages. + +[Sidenote Roger of Sicily.] + +Roger of Sicily alone had not accepted Innocent; but a foolish attempt +to coerce him ended in the defeat and capture of the Pope. In return +for the acknowledgment of papal suzerainty, which involved oblivion of +the imperial claims, Innocent not only confirmed to Roger and his +successors both his conquests in Southern Italy and the royal title, +but even, by the grant of the legatine power to the King himself, +exempted his kingdom from the visits of papal legates. Roger was +supreme in Church and State. A cruel yet vigorous and able ruler, he +built up a centralised administrative system from which Henry II of +England did not disdain to take lessons. His possession of Sicily +carried him to Malta and thence to the north coast of Africa; and +before his death in 1154 Tunis was added to his dominions. He was thus +one of the greatest among the early Crusaders, and perhaps the most +notable ruler of his time. + +[Sidenote: Conrad III.] + +Lothair hoped to leave in his son-in-law a successor with irresistible +claims. But the very influence to which Lothair owed his own election +was now to be cast into the scale against the representative of his +family; while the grounds of objection to the succession of Frederick +of Hohenstaufen to Henry V now held good against Henry of Bavaria, +Saxony, and Tuscany. The Pope and the German nobles were equally +afraid of a ruler whose insolent demeanour had already won him the +title of "the Proud." They took as their candidate the lately rejected +Hohenstaufen Conrad, whose behaviour since his submission had gained +him favour in proportion as the conduct of Henry of Bavaria had +alienated the other nobles. Conrad was crowned at Aachen by the papal +legate, and Henry made his submission. But Conrad, like Lothair, felt +himself insecure with so powerful a subject. Accordingly he took away +from him the duchy of Saxony, and gave it to the heir of the old dukes +in the female line. When Henry refused to accept the decision Conrad +put him to the ban of the Empire and deprived him of Bavaria also, +which he proceeded to confer upon a relative of his own. But Conrad's +obvious attempt to advance his own family offended the nobles, and the +death of Henry the Proud in 1139 opened the way for a compromise. +Saxony was made over to Henry's youthful son, known in history as +Henry the Lion, while Bavaria was to be the wedding portion of Henry +the Proud's widow if she married Conrad's relative, who was already +Margrave of Austria. + +[Sidenote: Arnold of Brescia.] + +But despite this elimination of all rivals Conrad was so much occupied +elsewhere that he never managed to reach Italy. And yet his presence +there was eagerly desired. It was under the guidance of their bishops +that the cities of Lombardy had freed themselves from subjection to +the feudal nobles. But with the growth of wealth they resented the +patronage of the bishops and were inclined to listen to those who +denounced the temporal possessions of the Church. The movement spread +to Rome. Here the municipality still existed in name, but it was quite +overlaid by the papal prefect and the feudal nobles of the Campagna; +and the Roman people had no means of increasing their wealth by the +agriculture or the commerce which was open to the cities of Tuscany or +Lombardy. A leader was found in Arnold of Brescia (1138). He seems to +have been a pupil of Abailard, who devoted himself to practical +reforms. He began in his native Lombardy to advocate apostolic poverty +as a remedy for the acknowledged evils of the Church. Condemned by the +second Lateran Council (1139), he retired to France, and in 1140 stood +by the side of Abailard at the Council of Sens. After Abailard's +condemnation Arnold took refuge at Zurich, where, despite the +denunciations of Bernard, he found protection from the papal legate, +who had been a fellow-pupil of Abailard. Arnold returned to Italy in +1145, and was absolved by the Pope. + +[Sidenote: The Roman Republic.] + +The course of affairs in Rome brought him once more to the front. In +1143 Innocent II had offended the Romans, who in revenge proclaimed a +republic with a popularly elected senate and a patrician in place of +the papal prefect. Innocent died (September, 1143); his successor +survived him by less than six months, and the next Pope, Lucius II, +was killed in attempting to get possession of the Capitol, which was +the seat of the new government. The choice of the Cardinals now fell +upon the abbot of a small monastery in the neighbourhood of Rome, who +took the title of Eugenius III (1145-53). He was a pupil of Bernard, +who feared for the appointment of a man of such simplicity and +inexperience. But Eugenius developed an unexpected capacity, and +forced the Romans to recognise for a time his prefect and his +suzerainty. But Arnold's presence in Rome was an obstacle to permanent +peace. Both Arnold and Bernard eagerly sought the same end--the +purification of the Church. But in Bernard's eyes Arnold's connection +with Abailard convicted him of heresy, and his doctrine of apostolic +poverty was construed by the ascetic abbot of the strict Cistercian +Order as an attack upon the influence under cover of the wealth of the +Church. Nor was Arnold a republican in the ordinary sense. He expelled +the Pope and organised, under the name of the Equestrian order, a +militia of the lesser nobles and the more substantial burgesses, such +as existed in the cities of Lombardy. But he did not desire to +repudiate the Emperor; and at his instigation the Romans summoned +Conrad to their aid and to accept the imperial crown at their hands. +Eugenius spent almost his whole pontificate in exile; his successor, +Anastasius IV, during a short reign, accepted the republic, but +Hadrian IV (1154-9) took the first excuse for boldly placing the city +for the first time under an interdict. The consequent cessation of +pilgrims during Holy Week and the loss of their offerings caused the +fickle Romans to expel their champion, and Arnold wandered about until +a few months later Frederick Barbarossa sacrificed him to the renewed +alliance of Empire and Papacy (1154). + +[Sidenote: The second Crusade.] + +Conrad III, then, never was crowned Emperor. It was no fault of his +that he never visited Rome. Bernard's influence caused him to postpone +his immediate duties for a work which every Christian of the time +regarded as of paramount importance. The first Crusade had met with a +measure of success only because the Mohammedan powers were divided. +The Crusaders were organised into the kingdom of Jerusalem and the +principalities of Tripoli, Antioch, and Edessa. But they quarrelled +incessantly. Meanwhile Imad-ed-din Zangi, the Atabek or Sultan of +Mosul on the Tigris, extended his arms over all Mesopotamia and +Northern Syria, and in 1144 he conquered the Latin principality of +Edessa. The whole of Europe was shocked at the disaster. Pope Eugenius +delegated to Bernard the task of preaching a new crusade. The young +King, Louis VII of France, had already taken the Crusader's vow, but +so far the earnest entreaty of his minister, Suger, Abbot of St. +Denys, had kept him from his purpose. But at the Council of Vezelai in +1146 the eloquence of Bernard bore down all considerations of +prudence. Conrad III was much harder to persuade, for he felt the need +of his presence at home. But Bernard was not to be denied, and by +working upon Conrad's feelings at the moment of the celebration of the +Mass he entirely overcame the better judgment of the German King. + +Events proved in every way the mischievous nature of Bernard's +influence. The Crusade was a total failure. Only a small remnant of +the force which followed either King reached Palestine; and the only +offensive operation undertaken--an attack upon Damascus--had to be +abandoned. Nothing had been done to break the growing power of Zangi's +son, Noureddin, the uncle and predecessor of the great Saladin. + +[Sidenote: The divorce of Louis VII.] + +The effects were scarcely less disastrous in Western Europe. Suger +supplied Louis with money and defended his throne against plots, and +ultimately persuaded him to return to France. But during the Crusade +Louis and his wife Eleanor, the daughter and heiress of William X of +Aquitaine, had quarrelled bitterly. Louis had disgusted his +high-spirited wife by behaving more like a pilgrim than a warrior; +while Eleanor had attempted to divert the French troops to the aid of +her uncle, Raymond of Antioch. Suger alone preserved some sort of +harmony between the ill-assorted pair; but he died in 1151, and +Bernard, who had never approved of the marriage on canonical grounds, +lent his support to Louis' desire for a declaration of its invalidity, +though Louis and Eleanor had been married for thirteen years and there +were two daughters. The dissolution of the marriage was pronounced by +an ecclesiastical Council in 1152, and in the same year Eleanor, +taking with her all her extensive lands, married the young Henry of +Anjou and Normandy, who two years later became King of England. + +[Sidenote: Bernard as defender of the Faith.] + +Bernard and Suger were friends; but while the predominant work of +Suger's life had been the supremacy of the House of Capet, it is vain +to attempt to trace in Bernard any prejudice in favour of a growing +French nationality. He represents the cosmopolitan Church of the +Middle Ages; and his career is a supreme instance of the power which +results from an absolutely single-minded devotion to a lofty cause. In +masterful vehemence he challenges comparison with Hildebrand; but +unlike the Pope, he never identified the Church with his own +interests. He steadfastly refused all offers of advancement for +himself, although he did not dissuade his own monks from accepting +preferment. He would have preferred to live out his life as the +obscure head of a poor and secluded community; and even if the +political condition of the time had not brought constant appeals for +help to him, his duty to the Church would have made him a public +character. For the work of his life which was perhaps most congenial +to him was the defence of the doctrine of the Church against heretical +teachers. He has been called "the last of the Fathers," and his whole +conception and methods were those of the great Christian writers of +the early centuries. To the great saint self-discipline through +obedience to the ordinances of the Church was the cure for all evil +suggestions of the human heart; while as for the intellect, its duty +was to believe the revealed faith as propounded by the authorities of +the Church. Like St. Augustine, Bernard did not despise learning; but +he would confine the term to the study of religion. Secular learning +was for the most part not only a waste of precious time, but an actual +snare of the devil. Thus Bernard stood for all that was most +uncompromising in the theological attitude of the time. Speculative +discussion was an abomination; for the end of conversation was +spiritual edification, not the advancement of knowledge; and what to +strong minds might be mental gymnastics, in the case of weaker +brethren caused the undermining of their faith. Against heretics of +the commoner sort, such as the Petrobrusians, who impugned the whole +system of the Church and appealed to the mere words of Scripture, +there was only one line to be taken. But Bernard was no persecutor. +During his preaching of the Crusade a monk perverted the popular +excitement to an attack upon the Jews in the cities of the Rhineland: +Bernard peremptorily interfered and crushed the rival preacher. +Similarly with heretics. He trusted to his preaching--attested, as it +was commonly supposed, by miracles--to convince the people; while the +leaders when captured were subjected to monastic discipline. + +[Sidenote: Abailard.] + +But such popular forms of unbelief were merely the outcome of the +speculations of subtler minds, which it was necessary to stop at the +fountain-head. The arch-heretic of the time was Peter Abailard, who +routed in succession two great teachers--William of Champeaux in +dialectic in the great cathedral school of Paris, and Anselm of Laon, +a pupil of Anselm of Canterbury, in theology. He gathered round him on +the Mount of Ste. Genevičve, just outside Paris, a large band of +students, in whom he inculcated his rationalistic methods. For his was +a definite attempt to obtain by reason a basis for his faith. How +could such teaching be allowed to continue unreproved by Bernard, who +held that the sole office of the reason was to lead the mind astray? +But in the height of his fame Abailard, still quite young, loved the +beautiful and erudite Heloise. He abused her trust, and when she in +her infatuation for his genius refused to monopolise for herself by +marriage the talents which were for the service of the world, she and +he both entered the monastic life. Abailard passed through several +phases of this--a monk at St. Denys; a hermit gradually gathering a +band of admirers round a church which they built and he dedicated to +the Third Person of the Trinity, the Paraclete; and finally the abbot +of a poor monastery in his own native Brittany. While an inmate of St. +Denys a work of his on the Trinity was condemned at a Council at +Soissons presided over by the papal legate (1121). It was twenty years +before he was again subjected to the censures of the Church. But, +meanwhile, he had more than once fallen foul of Bernard, and had not +hesitated to flout with his gibes the one man before whom the whole of +Catholic Europe bent in awestruck reverence. But the time came when +Bernard, noting the spread of the Petrobrusian heresy, determined to +strike at the source of these errors. He appealed for assistance to +the friends of orthodoxy from the Pope downwards. Abailard determined +to anticipate attack and desired to be heard before an assembly to be +held at Sens (1140). Bernard reluctantly consented to take part in a +public controversy. But when they met, Abailard, probably feeling +himself surrounded by an unsympathetic audience, suddenly refused to +speak and appealed to the Pope. On his way to Rome he fell ill at +Cluny, where the saintly abbot, Peter the Venerable, received him as a +monk. He made a confession which chiefly amounted to a regret that he +had used words open to misconstruction, and he died in 1142 the inmate +of a Cluniac house. + +Bernard remained upon the alert, intent on checking any further spread +of the teaching of Abailard's followers. But he had pushed matters to +an extreme, and there were many in high place who resented his efforts +to dictate the doctrine of the Church. Thus Gilbert de la Porrée, +Bishop of Poictiers, a pupil of Abailard, was accused at the Council +of Rheims (1148) of erroneous doctrines regarding the being of God and +the Sacraments. Bernard tried to use his influence over Pope Eugenius +in order to procure the bishop's condemnation, and stirred up the +French clergy to assist him. The Cardinals addressed an indignant +remonstrance to the Pope, pointing out that as he owed his elevation +from a private position to the papacy to them, he belonged to them +rather than to himself, that he was allowing private friendship to +interfere with public duty, and that "that abbot of yours" and the +Gallican Church were usurping the function of the See of Rome. Bernard +had to explain away the action of his party, and the Council contented +itself with exacting from the accused a general agreement with the +faith of the Roman Church, and this was represented by Gilbert's +friends as a triumph. + +Bernard's death restored the leadership of Christendom to the official +head, and the removal of several others of the chief actors of the +time opened the way not only for new men, but for the emergence of new +questions. In 1152 Conrad III ended his well-intentioned but somewhat +ineffectual reign. In 1153 Pope Eugenius died at Rome, to which he had +at length been restored a few months previously. Six weeks later St. +Bernard followed him to the grave. It was not long before the papal +act ratified the general opinion of Christendom, and in 1174 Alexander +III placed his name among those which the Church desired to have in +everlasting remembrance. + + + + +CHAPTER VII + +THE SCHOOLMEN AND THEOLOGY + + +[Sidenote: Secular Studies.] + +Mediaeval learning, whether sacred or secular, was founded upon +authority. The Scholasticus, who took the place of the ancient +Grammaticus, was not an investigator, but merely an interpreter. On +the one side the books of the sacred Scriptures as interpreted by the +Fathers were the rule of faith; on the other side as the guide of +reason stood the works of the Philosopher, as Aristotle was called in +the Middle Ages. But until the thirteenth century few of his works +were known, and those only in Latin translations. Here were the +materials, slight enough, on which hung future development. The +secular knowledge taught in the ordinary schools was that represented +by the division of the Seven Arts into the elementary Trivium of +Grammar, Rhetoric, Dialectic, followed by the Quadrivium of Music, +Arithmetic, Geometry, and Astronomy. The scope of the Trivium was much +wider than the terms denote. Thus Grammar included the study of the +classical Latin authors, which never entirely ceased; Rhetoric +comprised the practice of composition in prose and verse, and even a +knowledge of the elements of Roman Law; Dialectic or Logic became the +centre of the whole secular education, because it was the only +intellectual exercise which was supposed to be independent of pagan +writers. In the Quadrivium--the scientific education of the +time--Arithmetic and Astronomy were taught for the purpose of +calculating the times of the Christian festivals; Music consisted +chiefly of the rules of plain-song. It was the subjects of the +Quadrivium which were subsequently enlarged in scope by the +discoveries of the twelfth century. Apart from these subjects little +attempt was made at a systematic training in theology. In so far as +any such existed it was purely doctrinal, and aimed merely at enabling +those in Holy Orders to read the Bible and the Fathers for themselves +and to expound them to others. + +[Sidenote: Scholasticism.] + +Now the speculative intellect trained in dialectic had no material to +work upon save what could be got from the Scriptures, the Fathers, and +the dogmas of the Church; and Scholasticism is the name given to the +attempt to apply the processes of logic to the systematisation and the +interpretation of the Catholic faith. The movement was one which, +narrow as it seems to us, yet made for ultimate freedom of human +thought; for it meant the exercise of the intellect on matters which +for long were regarded as beyond the reach of rationalistic +explanation. There was much difference of opinion among the thinkers +as to the limits to be assigned to such freedom of speculation on the +mysteries of the faith, some starting from the standpoint of idealists +and endeavouring to avoid the logical consequences of their +speculations; while others, adopting so far as possible a position of +pure empiricism, set tradition at defiance, and hoped by the aid of +reason to reach the conclusions of divine revelation. + +[Sidenote: Realists and Nominalists.] + +The philosophical problem to which the medićval thinkers addressed +themselves is one that it is essential to the progress of human +thought to solve. Whence do we derive general notions (Universals, as +they were called), and do they correspond to anything which actually +exists? Thus for the purpose of classifying our knowledge we use +certain terms, such as genera, species, and others more technical. Do +these in reality exist independently of particular individuals or +substances? One school of philosophers, basing their reasoning upon +Plato, maintained that such general ideas had a real existence of +their own, and hence gained the name of Realists. But another school, +who took Aristotle as their champion, held that reality can be +asserted of the individual alone, that there is nothing real in the +general idea except the name by which it is designated; while some of +these Nominalists, as they came to be called, even proclaimed that the +parts of an individual whole were mere words, and could not be +considered as having an existence of their own. With the application +of these definitions to theological dogmas we reach the beginning of +Scholastic Theology. Here both sides were soon landed in difficulties. +Nominalism, in its denial of reality to general notions, undermined +the Catholic idea of the Church: in its recognition of none except +individuals it destroyed the whole conception of the solidarity of +original sin; while those of its professors who allowed no existence +of their own to the parts of an individual whole, resolved the Trinity +into three Gods. On the other hand, the danger of Realism was that, +since individuals were regarded merely as forms or modes of some +general idea, these philosophers were inclined to make no distinction +between individuals and to fall into pantheism. As a result, the +personality of man, and with it the immortality of the soul, +disappeared, and even the personality of God threatened to lose itself +in the universe which He had created. These tendencies will be clear +from a short account of the chief schoolmen or writers on Scholastic +Philosophy. + +[Sidenote: Roscelin and Anselm.] + +The first great names are those of Roscelin and Anselm of Canterbury. +Roscelin (between 1050 and 1125), primarily a dialectician, rigidly +applied his logic to theological dogmas. If we may judge from the +accounts of his opponents, Anselm and Abailard, he took up a position +of extreme individualism and denied reality alike to a whole and to +the parts of which any whole is commonly said to be composed. The +application of this principle to the doctrine of the Trinity landed +him in tritheism, and he did not shrink from the reproach. Roscelin, a +theologian by accident, was answered by Anselm who was primarily a +theologian, and a dialectician by accident. If Roscelin was the +founder of Nominalism Anselm identified Realism with the doctrine of +the Church. But Anselm's Realism is not the result of independent +thought. In his methods he has been rightly styled the "last of the +Fathers." His keynote was Belief in the Christian faith as the road to +understanding it. Thus his object was to give to the dogmas accepted +by the Church a philosophical demonstration. To him Realism was the +orthodox philosophical doctrine because it was the one most in harmony +with Christian theology. He applied philosophical arguments to the +explanation of those tenets of the faith which later scholastic +writers placed among the mysteries to be accepted without question. + +[Sidenote: Abailard.] + +The reputed founder of definite Realism was William of Champeaux +(1060-1121), a pupil of Roscelin himself, a teacher at Paris, and +ultimately Bishop of Chalons. By the account of his enemy Abailard, he +held an uncompromising Realism which maintained that the Universal was +a substance or thing which was present in its entirety in each +individual. It was the presence of such crude Realism as this which +gave his opportunity to the greatest teacher of this early period of +Scholasticism, Peter Abailard (1079-1142). A pupil of both Roscelin +and William of Champeaux--the two extremes of Nominalism and +Realism--he aimed in his teaching at arriving at a _via media_ to +which subsequent writers have given the name Conceptualism. According +to him the individual is the only true substance, and the genus is +that which is asserted of a number of individuals; it is therefore a +name used as a sign--a concept, although he does not use the word. +Thus he does not condemn the Realistic theory borrowed from Plato, of +Universals as having an existence of their own; he regards them as +ideas or exemplars which existed in the divine mind before the +creation of things. But he opposes the tendency in Realism to treat as +identical the qualities which resemble each other in different +individuals, since that abolishes the personality of the individual +which to him is the only reality. Like Roscelin he did not hesitate to +apply his dialectic to theology. Here, while repudiating the tritheism +of his master, he practically reproduced the old heresy of Sabellius +which reduced the Trinity to three aspects or attributes of the Divine +Being--power, wisdom, and love. "A doctrine is to be believed," he +held, "not because God has said it, but because we are convinced by +reason that it is so." His whole attitude was that of the free, if +reverent, enquirer. "By doubt," he says, "we come to enquiry; by +enquiry we reach the truth." His book _Sic et Non_, a collection +of conflicting opinions of the Christian Fathers on the chief tenets +of the faith, was to be the first step towards arriving at the truth. + +[Sidenote: Mysticism.] + +He was condemned twice--his doctrine of the Trinity at Soissons in +1121, his whole position at Sens in 1141. The leaders of orthodoxy met +him not with argument but with a demand for recantation. St. Norbert +during the early part of his life, and St. Bernard both early and +late, pursued him with their enmity. Their objection was not to his +particular views, but to his whole attitude towards divine revelation; +and the conclusions in which the use of the scholastic method landed +its advocates perhaps justified the rigid theologians in the general +distrust of the exercise of reason on such subjects. St. Bernard did +not hesitate to attack even Gilbert de la Porrée, Bishop of Poictiers, +an avowed Realist, who attempted to explain the Trinity. In fact, St. +Bernard represents the reaction from Scholasticism, which took the +form of Mysticism, that is, the purely contemplative attitude towards +the verities of the Christian creed. In this he was followed with much +greater extravagance by the school which found its home in the great +abbey of St. Victor--Hugh (1097-1143), who formulated the sentence +"Knowledge is belief, and belief is love," and Richard (died in 1173), +who applied to the intuitive perception of spiritual things and to the +love of them the same dialectical and metaphysical methods as the +Schoolmen applied to reason. + +[Sidenote: After Abailard.] + +The results of Abailard's work are seen in two directions. His _Sic +et Non_ became the foundation of the work of the "Summists," who, +in the place of Abailard's purely critical work, occupied themselves +in systematising authorities with a view to the reconciliation of +their conflicting opinions. The greatest of these was Peter the +Lombard (died 1160), who became Bishop of Paris, and whose +_Sententiae_ was taken as the accredited text-book of theology +for the next three hundred years. With the Summists theology returned +to its attitude of unquestioning obedience to the conclusions of the +early Fathers. But in the second place, Abailard was indirectly +responsible for "the troubling of the Realistic waters," which +resulted in many modifications of the original position. + +[Sidenote: Classical revival.] + +A justification for the attitude of the Church towards the followers +of Abailard is to be found in the apparent exhaustion of the +speculative movement which had started at the end of the eleventh +century, and the consequent degeneracy of logical studies. It was a +result of this that in the second half of the twelfth century many of +the best minds were directing their energies into the channel of +classical learning which was to prepare the way for the next phase of +Scholasticism. Besides being a philosopher and a theologian, Abailard +was also a scholar well read in classical literature. The cathedral +school of Chartres, founded by Fulbert at the beginning of the +eleventh century, was the centre of this classical Renaissance, and it +rose to the height of its fame under Bernard Sylvester and his pupil, +William of Conches; while the greatest representative of this learning +was a pupil of William of Conches, John of Salisbury, an historian of +philosophy rather than himself a philosopher or theologian. + +[Sidenote: Origin of universities.] + +It was in the twelfth century and out of the cathedral schools that +the medieval universities arose. The monastic schools had spent their +intellectual force, and during this century they almost ceased to +educate the secular clergy. St. Anselm, when Abbot of Bec in Normandy, +was the last of the great monastic teachers. But it was not from the +school of Chartres but from that of Paris that the greatest University +of the Middle Ages took its origin. Paris was identified with the +scholastic studies of dialectic and theology, and it was the fame of +William of Champeaux, and still more that of Abailard, which drew +students in crowds to the cathedral school of Paris. But no university +immediately resulted. Indeed, the Guild of Masters, from which it +originated, is not traceable before 1170, and the four Nations and the +Rector did not exist until the following century. Its recognition as a +corporation dates from a bull of Innocent III about 1210. Its +development starts from the close of its struggle with the Chancellor +and cathedral school of Paris, in which contest it obtained the papal +help. Before the middle of the thirteenth century the University had +acquired its full constitution. But its great fame as a place of +education dates from the teaching of the two great Dominicans, +Albertus Magnus and Thomas Aquinas in the convent of their Order in +Paris during the middle years of the century. This new outburst of +philosophical studies was due to the recovery of many hitherto unknown +works of Aristotle, and as a consequence classical studies were +completely neglected and Chartres was deserted for Paris. + +[Sidenote: Aristotle in the East.] + +We have seen that the contemporaries of Abailard knew none but +Aristotle's logical works, and these only in part and in Latin +translations. So far nothing had interfered with the development of +thought along "purely Western, purely Latin, purely Christian" lines. +Churchmen who did not disapprove of dialectic altogether, had accepted +and used Aristotle so far as they understood what they had of his +works. Heretics there had been, but hitherto none had questioned the +authority of the Bible or the Church. Meanwhile in the east a +completer knowledge of Aristotle's works had been communicated by the +Nestorian Christians to their Mohammedan masters. Greek books were +translated into Arabic, and Arabian philosophy, already monotheistic, +became permeated with Aristotelian ideas. Moreover, the union of +philosophical and medical studies among the Arabs caused them to +attach a special value to Aristotle's treatises on natural science. In +Spain the Arabs handed on their knowledge of Aristotle to the Jews, +and it was from the Jews of Andalusia, Marseilles, and Montpellier +that the works of the Greek philosopher and his Arabian commentators +became known in the west. + +[Sidenote: Revival in the west.] + +By the middle of the twelfth century the chief of these works--texts, +paraphrases, commentaries--had, at the instance of Raymond, Archbishop +of Toledo, been rendered into Latin by Archdeacon Dominic Gondisalvi, +assisted by a band of translators. But the translations of Aristotle's +own works were not from the original Greek, but from the Arabic, which +laid stress upon the most anti-Christian side of Aristotle's thought, +such as the eternity of the world and the denial of immortality. The +result was an outbreak of heretical speculation along pantheistic +lines. Swift steps were taken: the heretics were hunted down, and in +1209 the Council of Paris forbade the study of Aristotle's own works +or those of his commentators which dealt with natural philosophy; +while in 1215 the statutes of the University renewed the prohibition. +But such prohibition did not include any of the logical works; and in +1231 a bull of Gregory IX only excepted any of Aristotle's works until +they had been examined and purged of all heresy. Finally, in 1254, a +statute of the University actually prescribed nearly all the works of +Aristotle, including even the most suspected, as text-books for the +lectures. Meanwhile fresh translations were made from the Arabic by +Michael Scot and others at the instance of Frederick II, so that by +1225 the whole body of his works was to be found in Latin form. +Further still, the Latin conquest of Constantinople in 1204 had +brought back to the west a knowledge of a large part of Aristotle's +writings in their original form. Translations were now made into Latin +straight from the Greek; and Thomas Aquinas, seconded by Pope Urban +IV, took especial pains to encourage such scholarship. + +[Sidenote: The later Scholasticism.] + +By this medium there was developed the great system of orthodox +Aristotelianism which was the form taken by Scholasticism in the later +Middle Ages. This was the work of the Friars, who, for the purpose of +giving to their own students the best procurable training in theology, +established houses of residence in Paris and elsewhere. The quarrels +between the University of Paris and the municipality in the first half +of the thirteenth century gave their opportunity to the Friars, and +even after the settlement of the quarrels they remained and became +formidable rivals to the teachers drawn from the secular clergy. It +was only in 1255 that, after a severe struggle, the University was +forced by a bull of Alexander IV to admit the Friars to its +privileges, although it succeeded in imposing upon them an oath of +obedience to its statutes. + +[Sidenote: The change of position.] + +It was the Franciscans who began this new intellectual movement in the +persons of the Englishman, Alexander of Hales (died 1245), who was the +first to be able to use the whole of the Aristotelian writings, and +his pupil, the mystic Bonaventura (died 1274). But the scholastic +philosophy as it is taught to this day was the work of the two great +Dominicans, Albert of Bollstädt, a Suabian, known as Albertus Magnus +(1193-1280), and his even greater pupil, Thomas of Aquino, an Italian +(1227-74). The endeavour of these writers was to take over into the +service of the Church the whole Aristotelian philosophy. It was a +consequence of this that the old question of the nature of Universals +was not so all-important, or that at any rate it ceased to be treated +from a purely logical standpoint. The great Dominicans were very +moderate Realists; but they treated Logic as only one among a number +of subjects. Albert wrote works which in print fill twenty-one folio +volumes (whence his name Magnus); but his fame has been somewhat +obscured by the more methodical, if almost equally voluminous (in +seventeen folio volumes) works of his successor. The result of their +labours was a wonderfully complete harmonisation of philosophy and +theology as these subjects were understood by their respective +champions. This was brought about by the use of two methods. In the +first place, the works of Aristotle on the one side, and the Bible and +the writings of the Fathers on the other side, were treated as of +equal authority in their respective spheres The ingenuity of the +theologians was to be employed in harmonising them. It is, in fact, +only from this period that "the Scholastic Philosophy became +distinguished by that servile deference to authority" which we +ordinarily attribute to it. + +[Sidenote: Reason and faith.] + +But, in the second place, any such harmonisation could only be carried +out by some demarcation of territory. The earlier orthodox writers +like Anselm, as we have seen, did not hesitate to attempt a +philosophical explanation of the doctrine of the Trinity. But +Aristotle and his Arabian commentators were monotheistic, and +consequently the reconciliation between the Aristotelian philosophy +and the Christian faith could only be effected by distinguishing +between natural and revealed religion. The truths of the former were +demonstrable by reason, of which Aristotle was the supreme guide. The +truths of the latter were mysteries to be accepted on an equally good +though different authority. By such methods these later schoolmen +excepted and accepted the doctrines of the Trinity and the +Incarnation, though they allowed the doctrine of the existence of God +to be susceptible of logical proof. But notwithstanding these +exceptions, the teaching of the Dominicans was a wonderful attempt to +abolish the inevitable dualism between faith and reason. + +[Sidenote: Thomists and Scotists.] + +The history of Scholasticism after Thomas Aquinas is largely occupied +by an account of the quarrel between the rival schools of Thomists and +Scotists. The great teacher of the generation after St. Thomas was a +Franciscan, Duns Scotus, the "Subtle Doctor," who taught at Oxford and +Paris and died in 1308. His teaching differed in two ways from that of +his Dominican predecessor. In the first place he excepted a larger +number of theological doctrines as not being capable of philosophic +proof, so that his teaching tended to bring back and to emphasise the +dualism between faith and reason. It is for this reason that his +system has been considered as the beginning of the decline of +Scholasticism. In the second place, the real quarrel between Thomists +and Scotists centred round the question of the freedom of the will. +The followers of St. Thomas maintained that although the will is to +some extent subordinate to the reason, yet it is free to determine its +own course of action after a process of rational comparison, by +contrast with the animals which act on the impulse of the moment. The +Scotists, on the other hand, taught that what is called the will is +merely a name for the possibility of determining without motive in +either of two opposite directions. The importance of this difference +of view consisted in this--that whereas the Thomists held that God +subjects His will to a rational determination and therefore commands +what is good because it is good, the Scotist taught that good is so +because God wills it; if He chose to will the exact opposite, that +would be equally good--in other words, he attributed to God an +entirely arbitrary will. The two greatest disciples of St. Thomas were +Dante and the Franciscan Roger Bacon (1214-92), the latter of whom +fell into disfavour with the superiors of his own Order in consequence +of his scientific studies, and spent many years at the end of his life +in prison. + +[Sidenote: Results of Scholasticism.] + +The Scholastic philosophy failed to justify the doctrines of the +Church to a rapidly expanding world. But it is unjust and ungrateful +to stigmatise its results as barren. In the first place it gave a most +valuable training in logical method to the keenest intellects of the +time. Moreover, the very attempt to establish the Christian faith by +argument was an unconscious homage to the supremacy of reason as the +ultimate guide; while, finally, in the philosophy of St. Thomas, all +nature was regarded as a fit subject for enquiry, and some of the +greatest Schoolmen, as we have just seen, were noted for their +investigations into natural phenomena. + + + + +CHAPTER VIII + +GUELF AND GHIBELLINE. (I) + + +[Sidenote: Hadrian IV.] + +Hadrian IV is interesting to us as the only Englishman who has ever +sat upon the throne of St. Peter. As Nicholas Brakespeare he had led +the life of a wandering scholar, chiefly in France. He entered the +house of Canons Regular of St. Rufus near Avignon, and when Abbot of +this monastery attracted the attention of Eugenius III, who made him +Cardinal Bishop of Albano, and employed him as papal legate in freeing +the Church in Scandinavia from its dependence on the Bishops in +Germany. The prestige which he acquired in this work marked him out as +the successor of the shortlived Anastasius. Hadrian was a much abler +man than either of his predecessors, and, while fully conscious of the +difficulties of his office, he did not let these deter him from the +fulfilment of its obvious duties. We have seen how he drove Arnold +from Rome. He found, however, a new danger in Sicily. Roger's son +William, known as "the Bad," took up an attitude of hostility, and +when the Pope asserted his overlordship, William's troops overran the +Campagna. The Pope retorted by excommunicating his refractory vassals +and looking for help from the new German King. + +[Sidenote: The new contest.] + +With the accession of Frederick I the quarrel between Empire and +Papacy enters on a new phase. On the death of Henry V the natural +candidate of the papal party for the German throne was Henry the Black +Duke of Bavaria, the head of the family of Welf or Guelf. But he was +old, and related by marriage to the Hohenstaufen. He was, however, +bribed to acquiesce in the election of Lothair by the offer of +Lothair's daughter and heiress, Gertrude, as a wife for his son Henry +the Proud. This marriage determined the whole course of German +history. Henry the Proud obtained the duchy of Bavaria from his father +and the duchy of Saxony from his father-in-law. Thus, if the +Hohenstaufen family were the heirs of the Franconian Emperors, the +Guelfs became the representatives of the opposition to that line which +had centred in Saxony; and for the old contest between Papacy and +Empire, Saxon and Franconian, there was now substituted a dynastic +struggle between Weiblingen or Ghibelline and Guelf. The Guelfs were +the papal party only in the sense that, like the Saxons, they were in +opposition to the dynasty which occupied the German throne and claimed +the imperial title. The name, however, was extended to Italy: it was +applied to the collective opposition to the imperial power, and +therefore came to denote the friends of the Papacy. + +[Sidenote: Frederick I.] + +So far the contest had been confined to Germany; for Lothair had +sacrificed the claims of the empire to his own immediate interests, +while Conrad had never set foot in Italy after his accession to the +German throne. But as the attempt of Lothair to crush the acknowledged +Ghibelline leaders had been thwarted, so Conrad had failed to render +the Guelf harmless; and it was the pretensions of Henry the Lion, the +son of Henry the Proud, which determined Conrad to waive the claims of +his young son to the succession, and to recommend to the nobles the +choice of his nephew Frederick. But Conrad's nomination would have +been of little account. Frederick's claims were largely personal. +Already before he succeeded his father as Duke of Suabia he had shown +a combination of boldness in action with a conciliatory disposition +which marked him out as a leader and a statesman. To this was added, +as with Conrad, the prestige of a crusader; while in view of the +bitter rivalries of the last two reigns, it was a recommendation that +Frederick united in his person the two families whose strife had +divided the kingdom. Two years elapsed from his accession before +Frederick was free to set out for Italy. As the heir of the +Franconians his probable attitude was a matter of some anxiety at Rome +and in Italy generally. He was no enemy of the Church. His first act +after his coronation at Aachen (March 9th, 1152) was to announce his +accession to the Pope, who sent him a return message of goodwill. But +from the outset Frederick showed his intention of taking a high line, +for, in a disputed election at Magdeburg he obtained a party for a +nominee of his own who was already a bishop, and therefore ineligible, +and by virtue of the Concordat he decided for his own candidate in +defiance of all ecclesiastical laws, and straightway invested him with +the regalia. + +[Sidenote: Imperial rights.] + +Moreover, he had a high idea of the imperial mission. It was seventeen +years since any emperor had crossed the Alps; and it is difficult to +say whether the selfish policy of Lothair or the non-appearance of +Conrad must have been the more detrimental to the maintenance of +imperial interests. But during the first few months of his reign +appeals poured in from the Pope against his various enemies, from some +barons of Apulia against the great Roger of Sicily, from the citizens +of Lodi against the tyranny of Milan. These, together with the +ridiculous proffer of the imperial crown from the lately formed +Republic of Rome, seemed to open an opportunity for the successful +recovery of imperial rights. And, much as the Italians resented the +spasmodic interferences of the Emperor, they were proud of their +imperial connection. The commerce of the East, largely increased by +the Crusades, flowed into Western Europe chiefly through Italy. As a +result, the north and centre of the peninsula were studded with a +number of compact, self-governing communities inclined to resent any +outside interference, however lawful in origin. But the larger cities +were ever trying to group the smaller round them as satellites; and +the constant quarrels which resulted, often produced a party which was +ready to welcome the interposition of the Emperor. There was this +common ground, then, between these cities and the Papacy that, whereas +they found it equally necessary to invoke the aid of the Emperor as an +outside power against their foes, each was threatened by the assertion +of those imperial rights which it was the sole object of Frederick's +journey to Italy to assert. + +But the results of Frederick's first expedition to Italy were of a +very doubtful kind. It is true that he was crowned at Rome, that he +asserted his imperial rights both positively in a great assembly on +the plains of Roncaglia and, as it were, negatively by the destruction +of three refractory towns, and that he got rid of Arnold of Brescia. +But, on the other hand, his assertion of power provoked hatred instead +of fear; and although, despite some sharp differences, he parted +amicably from the Pope, his return to Germany left Hadrian in an +impossible position. The republican party in Rome remained untouched: +William of Sicily was unsubdued. + +[Sidenote: Papal defiance.] + +Shortly after his accession Frederick had made an agreement with the +then Pope that neither should make peace with the Romans or the +Sicilian King without consent of the other. But now Hadrian, deserted, +accepted the Commune as the civil authority in Rome, and even came to +a treaty with William of Sicily, who engaged to hold all his lands as +a vassal of the Pope. Frederick was naturally angry at the repudiation +of the mutual obligation with regard to peace and of the imperial +suzerainty of William's duchy of Apulia. But he was too much occupied +in Germany to do more than protest. And before he was able to assert +his power in Italy again Pope Hadrian had, as it were, thrown down a +challenge to him. At the Diet of Besançon in Burgundy in 1157 two +papal envoys appeared with a complaint of Frederick's conduct in some +particular. The letter which they bore spoke of the late coronation of +the Emperor by the Pope and used the equivocal word _beneficia_ +to describe the papal act. When the assembled nobles resented the +expression as implying a feudal relation between Pope and Emperor, the +papal representative, the Chancellor Roland, boldly asked, "From whom, +then, does the emperor hold the empire if not from the Pope?" +Frederick's authority alone saved the envoys from violence, and +Hadrian found himself obliged to explain away the objectionable +expressions. + +[Sidenote: The breach.] + +But the papal position had been formulated, and that before a German +assembly. The Pope was no longer a suppliant: he claimed to be more +than an equal. He had thrown down a challenge. Frederick proceeded to +pick it up. In fact, it was this second expedition of Frederick to +Italy which opened the long contest between Ghibelline and Guelf, a +contest only to be ended by the practical destruction of one or other +of the parties. It was the complaints of the other cities against the +oppression of Milan, which were the immediate cause of Frederick's +appearance in Italy in 1158; and the reduction of the Milanese was +followed by the holding of an assembly on the plain of Roncaglia, to +which Frederick summoned the most famous lawyers of Italy. By their +decision rights and powers were given to him, which placed all the +communes at his mercy. Moreover, these were not compatible with the +rights asserted since the time of Gregory VII by the papal supporters: +the regalia were given to the Emperor at the expense of ecclesiastical +as well as lay landowners and corporations. If the papal investiture +of Apulia infringed the imperial rights, the investiture of +Frederick's uncle, Welf VI of Bavaria, with the inheritance of the +Countess Matilda openly ignored the oft-repeated claim of the Papacy. +Neither side seemed to take especial pains to avoid a breach. The +acrimonious correspondence which ensued centred round the relations of +the Italian bishops to the Emperor, the respective claims of each +party to Rome, and the restoration of the Tuscan inheritance and all +the other lands which it claimed, to the Papacy. The excommunication +of the Emperor--the open declaration of war--was prevented by +Hadrian's death on September 1, 1159. + +[Sidenote: The papal schism.] + +A schism was inevitable. The majority of the Cardinals elected the +papal Chancellor Roland who had defied Frederick at Besançon, and who +would be likely to maintain Hadrian's high claims: he was afterwards +consecrated as Alexander III. The minority got possession of St. +Peter's and proclaimed an imperialist Cardinal as Victor IV. Neither +Pope could be consecrated or could remain in Rome: both appealed by +legates and letters for the recognition of Christendom. Frederick as +Emperor summoned both candidates to submit their claims to the +decision of a Council at Pavia. Alexander entirely repudiated the +Emperor's implied claim to be the arbiter of Christendom in a +spiritual matter, and found support in the fact that only fifty +bishops, almost entirely from Germany and Lombardy, assembled at +Pavia. The Council, of course, decided in favour of Victor IV. +Alexander, however, excommunicated the Emperor, and bent all his +energies to gain the adherence of France and England. Not only was he +successful in this, but he was also recognised by the Latins of the +East and the lessor Christian kingdoms. Victor IV's only supporter was +the Emperor. + +Nor did Frederick gain anything by his successes in Lombardy. It cost +him seven months to subdue the little town of Crema; while it was +three years (1159-62) before Milan surrendered and was destroyed. It +is true, Alexander could no longer maintain himself in Italy, but in +1162 sought refuge in France. Frederick's attempts to drive him from +his new asylum failed. Alexander carried on skilful negotiations with +Louis VII of France and Henry II of England; and at Whitsuntide, 1163, +a Council assembled at Tours, composed of a large number of cardinals, +bishops, and clergy, and acknowledged Alexander with the utmost +solemnity, while at the joint invitation of the two Kings the Pope +took up his abode at the city of Sens. + +[Sidenote: Fredericks's chance.] + +The death of the anti-Pope was a further blow to Frederick's cause, +for the action of his representative in Italy committed him to +recognise a second anti-Pope and laid him open to the accusation of +desiring to perpetuate the schism. It seemed, however, as if his +chance had come when the quarrel between Henry II and Thomas Becket +drove the English Archbishop to take refuge with the Pope at Sens. +Alexander was in a difficulty. Henry was perhaps the most powerful +monarch in Europe, and his support was of the utmost importance to the +Pope. But the rights for which Thomas was contending were part of the +rights which Alexander himself was claiming against the Emperor--the +right of the Church to manage her own concerns without lay +interference. While, therefore, prudence forbade him to throw down a +distinct challenge to the English King, it was impossible that he +should comply with Henry's demand for the condemnation of the +refractory Archbishop. Frederick took advantage of Henry's ill-humour +to propose a marriage alliance between the royal houses and to sound +Henry on the question of a change of alliance. The marriage thus +arranged--of Frederick's cousin, Henry the Lion, to Henry II's +daughter--ultimately took place. But both clergy and people in England +were for the most part in sympathy with Becket and unwilling to +prolong the schism. The altars used by Frederick's envoys in England +were purified after their departure; and although Henry's +representatives appeared at the Diet of Würzburg in May, 1165, and +even took an oath to acknowledge the anti-Pope, the English King did +not dare to ratify their action. + +[Sidenote: Frederick's momentary triumph.] + +Nor was this the only time when success seemed possible to Frederick. +This failure to move the English allegiance and the defection of a +number even of the German clergy emboldened Alexander to assume the +aggressive, and he ventured to leave France and to take up his abode +at Rome. (December, 1165.) Again the discontents of Lombardy were the +occasion for the Emperor's visit. In the autumn of 1166 he crossed the +Alps, and after spending some months in Lombardy he forced an entrance +into Rome, enthroned his own Pope in St. Peter's, and himself wore his +imperial crown. Frederick refused to treat with Alexander except on +the basis of the resignation of both existing Popes and the election +of a third. Alexander's position was unbearable and he fled to +Benevento. The Romans accepted Frederick as their lord. The Emperor's +triumph seemed complete: Charlemagne's successor had indeed arrived. +But the triumph was short-lived. The summer pestilence, which so often +attacked a German army in Italy, fell more fiercely than ever before. +Frederick fled northwards before it, and found so much hostility in +Lombardy that it was only by bypaths and in disguise that he was able +to make his way out of Italy. + +[Sidenote: The Lombard League.] + +It was seven years (1167-74) before Frederick was able to return to +Italy; and although by that time his position in Germany was +unquestioned and the mutual relations of Louis VII and Henry II +precluded any likelihood of interference from France or England, the +Italian foes of the Emperor had gathered strength and combined their +forces. Chief among these were the cities of Lombardy. Divided as they +were into imperialist and anti-imperialist, or, to use the terms +coming into vogue, Ghibelline and Guelf, they at first followed no +common policy. Milan had taken the lead of the anti-imperialists. +After the destruction of Milan a league formed by the cities of the +Veronese March helped to force Frederick for a time to abandon his +designs upon Italy (1164). During his expedition of 1166-7 a Lombard +League sprang up and coalesced with the Veronese League; a common +organisation was set up, Milan was restored, many of the staunchest +imperial towns were forced to become members, and the crowning work of +the League was the foundation of a common stronghold which in +compliment to the Pope was named Alessandria. + +[Sidenote: Alliance with the Pope.] + +The real danger to the Emperor came from alliance of this League with +the Pope. The Lombard cities were the Pope's natural enemies. Some of +them were the rivals of Rome--Pavia as the capital of the kingdom of +Italy; Milan the quondam champion of the cause of the married clergy; +Ravenna as the rival patriarchate in Italy. Strong local feeling made +them resent all outside interference, of Pope no less than of Emperor. + +It was among these free, self-governing communities that heresy found +its chief adherents. But for the moment the common danger from the +Emperor overshadowed all other differences. The old imperial rights +which Frederick designed to recover included the power of appointing +local officers whether consuls or bishops. Alone, neither Pope nor +Lombard cities could look for success. In 1162, when all the cities +fell before Frederick, Alexander remained practically untouched. But +although his position was immensely strengthened since then, +experience had shown that the Pope could not hold his own in Italy or +Rome without the help of some secular power. At the same time, in +Europe at large he had proved a most potent force, since he wielded +weapons which were independent of time and place for their action, and +such as the most powerful secular prince had found it impossible to +ignore. It was under direct encouragement from Alexander that the +cities concluded their League in 1167. Before the next imperial +expedition it had become all-powerful in Northern Italy; not only the +chief Ghibelline cities, including Pavia itself, had joined, but even +the remaining feudal nobles had found it impossible to stand outside. + +[Sidenote: Submission of Henry II.] + +Nor was this Alexander's only triumph. So long as Archbishop Thomas +Becket remained unreconciled to Henry II, the English King had done +all in his power to influence Alexander. A marriage alliance was +carried out between the royal families of England and Sicily, solely +with the object on Henry's side of neutralising one of the chief papal +supporters, and Henry scattered his bribes among the Lombard cities +with the same intent. But the reconciliation to which the attitude of +his own people forced Henry in 1170 robbed him of all excuse for +harassing the Pope, and the murder of the Archbishop by four of the +King's knights in Canterbury Cathedral isolated Henry and forced him +to a humiliating treaty with Alexander. + +[Sidenote: Final failure of Frederick.] + +Frederick entered Italy in 1174 with small chance of success, for his +army was composed of mercenaries, and many of the leading German +nobles, notably his cousin Henry the Lion, refused to accompany him. +He exhausted all the resources of his military art in a vain attempt +to take the new fortress of Alessandria. The jealousies within the +League made negotiations possible, but these broke down because +Frederick refused to recognise Alessandria as a member of the League +or to include Pope Alexander in any peace made with the cities. But +the end was at hand. When at length the forces met at Legnano on May +29, 1176, the militia of the League won a decisive victory. All +possibility of direct coercion was gone, and Frederick was forced to +consider seriously a change of policy. His only chance of good terms +lay in dividing his enemies. He applied to Alexander, who refused to +separate his cause from that of his allies, though he allowed that the +terms might be arranged in secret. This was done. Frederick undertook +to recognise Alexander and to restore all the papal possessions. For +the allies, peace would be made with Sicily for fifteen years; the +Lombards should have a truce for six years. After much negotiation +Venice was agreed upon for a general congress of all the parties to +the contest, and Frederick was forced to promise that he would not +enter the city without the Pope's consent. Up to the last he hoped +that mutual suspicion would divide his allies. But the terms of peace +were agreed upon among the allies on the bases already mentioned; then +Frederick was admitted into Venice, and a dramatic reconciliation +between Pope and Emperor was enacted (July 25, 1177). Frederick +returned to Germany at the end of the year. + +[Sidenote: Triumph of Alexander.] + +The schism was over, the anti-Pope submitted, and Alexander's +conciliatory policy opened the way for his return to Rome. The Pope +signalised the close of the long schism of eighteen years by gathering +in 1179 a General Council, distinguished as the Third Lateran Council, +to which came nearly a thousand ecclesiastics from various parts of +Christendom. The chief canon promulgated placed the papal election +exclusively in the hands of the cardinals, and ordained that a +two-thirds majority of the whole College should suffice for a valid +election. During the rest of his reign Alexander was occupied in +mediating between Henry II and his sons, and between Henry and Louis +of France. He died, again an exile from Rome, on August 30, 1181. His +long pontificate is one of the most eventful in papal history. He was +matched against an opponent who not only aimed at reviving the +imperial claims, but was himself a man of imperial character. The +difficulties of the situation might have seemed overwhelming. Where +Gregory VII failed Alexander succeeded. Tact, not force, was the +quality required. The infinite patience and long tenacity of Alexander +met their reward. The Emperor was forced to violate the solemn oath he +had sworn at Wurzburg in 1165, never to acknowledge Alexander or his +successors, and never to seek absolution from this oath. The Pope had +successfully asserted his claim to the civil government of Rome and to +many other purely temporal possessions. + +[Sidenote: Frederick's new move.] + +Once more Frederick crossed the Alps. He had crushed his formidable +cousin, Henry the Lion, and banished him from Germany; he had turned +the truce with the Lombards into the Peace of Constance by acquiescing +in the loss of the imperial rights for which he had fought. His eldest +son, Henry, had been crowned King of Germany as long ago as 1168. +Frederick was now anxious to secure for him the succession to the +imperial title, and hoped to find the Pope willing to crown Henry as +his father's colleague in the Empire. But although Lucius III, +Alexander's successor (1181-5), had been driven from Rome, and was +dependent on the Emperor's help, it was impossible for him or for any +Pope to agree to Frederick's wish. Two emperors at once were a +manifest absurdity, and Frederick was not likely to accept the Pope's +suggestion that he should resign in favour of his son. Moreover, there +lay between Pope and Emperor the still unsettled question of the +inheritance of the Countess Matilda. It was clear that the quarrel +must shortly be renewed. By the nature of the respective claims there +could never be more than a temporary truce. Lucius died, but his +successor, Urban III, was yet more irreconcilable. Meanwhile Frederick +had resolved on an act which would make the breach between Papacy and +Empire irreparable. The King of Sicily was William II "the Good." His +marriage to a daughter of Henry II of England (1177) had proved +childless, and the succession seemed likely to fall to Constance, +daughter of King Roger and aunt of the reigning King. She was over +thirty years of age. Frederick's defeat in 1174 had been due to his +failure to divide his enemies. Now, however, he had his chance. The +Lombards, having got all that they wanted, were quite favourable to +him. He planned to win Sicily also by a marriage between his youthful +son Henry and the almost middle-aged heiress Constance. A party in +Sicily helped him; and the marriage and the coronation of the happy +pair as King and Queen of Italy took place at Milan in January, 1186. +Not only had the Emperor knocked away the staff upon which the Papacy +had been disposed to lean its arm for more than a century; but he had +actually picked it up and proposed to use it in the future for the +purpose of belabouring the Popes. Moreover, he had really secured his +object of a hereditary empire; for Henry, now King with his father in +Germany and in Italy, must needs succeed to all the paternal honours. +In vain Urban tried to raise up a party against the Emperor; and the +sentence of excommunication, which at length he had determined to +pronounce, was stopped only by the death of the Pope on October 20, +1187. + +[Sidenote: Frederick's death.] + +It was, however, chance and not the policy of the Emperor that averted +the inevitable conflict. On July 5 the Christians of Palestine had +suffered a crushing defeat at the battle of Hittim or Tiberias at the +hand of Saladin, and on October 3 the Mohammedan conqueror entered +Jerusalem. The quarrel was necessarily suspended, and a new crusade +was preached with such success that in May, 1189, Frederick set out +for Palestine, to be followed a year later by the Kings of France and +England. But the Emperor never reached the Holy Land. He made his way +by Constantinople and Iconium into Cilicia, and there not far from +Tarsus he disappeared, apparently drowned while crossing or bathing in +a river. + +[Sidenote: The new contest.] + +With the great Emperor's death the contest between Papacy and Empire +enters on a new phase. It is typical of this phase that the one +outstanding question between the two powers after the Peace of Venice +was the question of Tuscany. For the quarrel was now almost entirely +political, and was becoming more and more confined to Italian +politics. The imperial attempt to subdue Italy to Germany had failed, +and it remained for the Emperor to make it impossible for the Pope to +live at Rome except as a dependant of the German King. With Tuscany, +Lombardy, and Sicily under the imperial control, there was no room for +papal action in Italy. In a contest of abstract principles the Emperor +had entirely failed to subdue the Pope; and the interest and +importance of the contest between Frederick and Alexander lay in the +fact that each was the representative of an idea. This is no doubt the +reason why Frederick's failure did not damage his prestige. But he had +learnt that he could not set the abstract claims of the Empire against +those of the Papacy. The former did not appeal to any one beyond the +limits of Germany; whereas the latter could count on sympathy in every +country of Western Europe. Frederick, therefore, made no more appeals +to Europe. His disputes with the Papacy were now individual matters: +they were contests of policy, not of principle, and he would not +hesitate to turn circumstances to his advantage. Perhaps, fortunately +for Frederick's reputation, he did nothing more than inaugurate this +policy. But it was a policy which essentially suited the peculiar +genius of his successor. + +[Sidenote: Henry VI.] + +As soon as Frederick had started for Palestine Henry was plunged in +difficulties. Henry the Lion returned from banishment and raised a +disturbance. A few months later William II of Sicily died, and Pope +Clement III (1187-91) immediately invested with the kingdom Tancred, +Count of Lecce, an illegitimate member of the Hauteville family, who +had been elected by the party opposed to the German influence. On the +top of these difficulties came the news of Frederick's death. There +was thus a double reason for an expedition to Italy--Henry must assert +his wife's claim to the throne of Sicily, and he must do this without +quarrelling with the Pope, from whom he must obtain the imperial +crown. His first expedition was only a formal success. Pope Celestine +III (1191-8), who took office just after Henry entered Italy, dared +not refuse to crown him emperor, nor could he prevent Henry from +either courting the Roman Commune with success or prosecuting his +claim to the Sicilian crown. But Henry failed before Naples: his army +was decimated by the plague, and his wife fell into Tancred's hands. + +[Sidenote: His success in Italy.] + +This ill-success revived the Guelf opposition in Germany, whose most +powerful supporter was Henry the Lion's brother-in-law, Richard of +England. Richard on his way to Palestine had made an alliance with +Tancred against the common Hohenstaufen enemy. But returning from +crusade Richard fell into the hands of Leopold of Austria. Leopold was +forced to hand him over to the Emperor, and the anti-Hohenstaufen +alliance fell to pieces. For whatever reason, Henry kept the English +King for more than a year, and turned a deaf ear to the papal +remonstrances against his detention of a crusader. Fortified by the +failure of the threatened combination against him, and by the money +from Richard's ransom, Henry returned to Italy. Fortune favoured him +at every turn. Since he left Italy Tancred and his eldest son had +died, and Henry found no difficulty in getting hold of the youthful +son of Tancred, who had been placed upon the throne under his mother's +regency. Apulia and Sicily were overrun. The toils were closing round +the Pope. Celestine had excommunicated all concerned in Richard's +imprisonment until they should have restored his ransom. Thus by +implication Henry was excommunicate. The money had been spent in +subduing the papal fief of Sicily; while Henry further made his +brother Philip Marquis of Tuscany, and planted his followers about in +the lands of the Church. Yet Celestine did not dare to pronounce the +fatal sentence against the Emperor directly. + +[Sidenote: His imperial schemes.] + +Henry meditated one more step which would have rendered the Pope +powerless. Frederick, with the mere prospect of the Sicilian +succession for his son, desired to make the imperial title hereditary; +much more was Henry, the active sovereign of Sicily, anxious to +accomplish this. The lay princes could have been bribed to consent by +the recognition of hereditary succession to their fiefs. But the +German ecclesiastics, with the Pope at their back, had no desire to +increase the power of the Emperor, and the utmost that Henry could +secure was the election as German King, and therefore King of the +Romans, of his two-year-old son Frederick. + +[Sidenote: His death.] + +Henry's projects stretched out beyond the lands under his rule. The +death of Saladin encouraged the idea of a new crusade. Henry as +crusader might propitiate the Pope. But such an expedition once +started might have been diverted, as indeed happened a few years +later, for an attack upon Constantinople, which should lead to the +union of both empires under the ambitious Hohenstaufen. Pretexts were +not wanting. Henry collected a number of German crusaders upon the +coast of Italy, and many of these had actually sailed for Palestine +when everything was changed by Henry's sudden death on September 28, +1197. He had reigned eight years, and was only thirty-two years of +age. Despite his youthful age and his short reign he had raised the +imperial power to a height which it had scarcely ever touched before +and which it was never to reach again. Endowed with ability at least +equal to his father's, his very selfishness and ruthlessness gave him +a success denied to his predecessor. All Henry's acts were associated +with his own aggrandisement, and the result shows that the Papacy no +less than the Empire was dependent for its influence chiefly upon the +personality of the holder of the office. Henry had to deal at Rome +with Popes of inferior capacity. Had Innocent III been elected a few +years earlier, the tragedy of Anagni--the maltreatment of Boniface +VIII by the emissaries of the King of France--might have been +anticipated by a century. + + + + +CHAPTER IX + +INNOCENT III + + +[Sidenote: The new Pope.] + +Celestine III died less than four months after the Emperor Henry VI, +and the centre of interest immediately shifted from the Empire to the +Papacy. For, in their desire to shut out the Roman clergy and people +from any share in the election, the Cardinals made haste to find a +successor. As it happened, the object of their choice was also the +favourite of the Roman people. Lothair of Segni was the youngest of +the Cardinals, being only thirty-seven years of age. He was sprung +from a German family which had settled in the tenth century in the +Campagna. He had studied in Paris and Bologna, and had been made +Cardinal by his uncle, Clement III. Celestine was of the rival family +of Orsini, and during his reign the young Cardinal remained in +retirement and consoled himself by writing a book on the _Despite of +the World_. Thus he was young, noble, wealthy, and distinguished. +He showed his power of self-control at once by doing nothing to +shorten the canonical time before his consecration as priest and +bishop; while the magnificence of the coronation ceremonies typified +the view which he took of the office and position. + +[Sidenote: The condition of Europe.] + +The work of Innocent III was European in importance, and he found his +opportunity in the disturbed condition of the time. The rivalry of +Ghibelline and Guelf in Germany and Italy, and the rivalry of the +houses of Capet and Plantagenet in France, forbade any concerted +action on the part of Christendom, whether against pagans on the +eastern frontier of Germany or against Mohammedans in Spain or Syria. +Hungary and Poland were both in a state of ferment; in Spain the +Almohades from Morocco were making serious advances. Saladin's death +might seem to offer a peculiarly favourable chance of recovering for +Christendom what had been so recently lost. But the Empire was +divided; England and France neutralised each other, the Eastern Empire +was weakened by the success of an usurper, the knightly orders were +quarrelling with each other. And this state of disunion was not the +most dangerous feature of the moment. The moral condition of Europe +was seldom worse. Philip of France had repudiated his Danish wife, +Ingebiorg, apparently for no more valid reason than that he liked some +one better; Alfonso of Castile took his own half-sister to wife. +Oriental manners, imported from Palestine or learnt from commercial +intercourse in the Mediterranean, seemed to be invading the furthest +regions of the West. Perhaps to the same influence may be attributed +the spread of religious heresies. Much of this was provoked by direct +antagonism to a powerful and corrupt Church; but the actual form +assumed by the positive beliefs of those who organised themselves +apart from the Catholic Church were largely Oriental in character. + +Everything combined to encourage Innocent's interference, and it may +be pointed out at once that his success was largely due to the selfish +ambitions and desires of the lay princes, which enabled him to pose as +the undoubted representative of moral force organised in the Church. +In all his most important acts he was the mouthpiece of popular +opinion. Thus his contest with Philip of France in favour of the +repudiated Ingebiorg commanded the sympathy of every right-thinking +person in Europe; his desire for the separation of Italy and Germany +under different rulers was popular in Italy; while to attempt an union +of the Churches of East and West, to crush out heresy in the south of +France and elsewhere, to promote a new crusade in the East, were all +regarded as duties falling strictly within the papal sphere. + +[His claim for the Papacy.] + +The importance of this great activity lies in the fact that it was +based upon the most advanced theories of papal power. It was the +controversy over lay investiture which first caused the defenders of +the Church to formulate their views of the sphere of ecclesiastical +influence as against the influence of the secular authority. But the +extreme claims put forward for the Papacy as the head of the Church, +by Gregory VII and his followers, had provoked the counter definitions +of the jurists of Bologna on behalf of the imperial power. But the +claim of universal dominion by the Emperor was contradicted by facts, +and never rose above the dignity of an academic thesis; whereas in the +century which elapsed from the days of Gregory VII to those of +Innocent III the papal power was becoming an increasing reality in the +Church. It is indeed a little difficult to see wherein it was possible +for any successor of Gregory VII to make an advance upon the claims +put forward by that Pope. Gregory in fond of pointing out that the +power of binding and loosing given to St. Peter was absolutely +comprehensive, including all persons and secular as well as spiritual +matters. Innocent tells the Patriarch of Constantinople that the Lord +left to Peter not only the whole Church, but the whole world to +govern. To the Karolingian age it was the Emperor who was the Vicar of +God. The Church reformers, while attacking this title, do not seem to +have claimed in words for the Pope a higher title than Vicar of St. +Peter. Innocent, however, more than once asserts that he is the +representative "not of mere man, but of very God." In fact, such +development as is to be found in the papal office during the twelfth +century consists merely in making rather more explicit positions which +have already been asserted. Gregory, in writing to William the +Conqueror, had used the figures of the sun and moon to illustrate the +relations of Church and State. Innocent draws out the analogy in much +detail: "As God, the builder of the universe, has set up two lights in +the firmament of heaven, the greater light to rule the day and the +lesser light to rule the night, so for the firmament of the universal +Church, which is called by the name of heaven, He has set up two great +dignities, the greater to rule souls, as it were days, and the lesser +to rule bodies, as it were nights; and these are priestly authority +and royal power. Further, as the moon obtains its light from the sun, +seeing that it is really the lesser both in quantity and quality, and +also in position and influence, so royal power obtains the splendour +of its dignity from priestly authority." He points out on another +occasion that "individual kings have individual kingdoms, but Peter is +over all, as in fulness so also in breadth, because he is the Vicar of +Him whose is the earth and the fulness thereof, the round world and +they that dwell therein. Further, as the priesthood excels in dignity, +so it precedes in antiquity. Both kingdom and priesthood," he allows, +"were instituted among the people of God; but," he adds, "while the +priesthood was instituted by divine ordinance, the kingdom came into +existence through the importunity of man." Hence it is not strange +that "not only in the Patrimony of the Church, but also in other +spheres, we occasionally exercise temporal jurisdiction," for "he to +whom God says in Peter, 'Whatsoever thou shalt bind on earth, etc.', +is His Vicar, who is priest for ever after the order of Melchisedek, +ordained by God to be judge of the quick and the dead." + +[Sidenote: He secures power in Rome.] + +But while the Pope assumed this all-embracing position, a considerable +share of his energies was absorbed in a very small and purely selfish +matter--the extension of the temporal dominion of the Papacy; and the +use for this personal object of the great powers which men willingly +acknowledged in the Pope as the upholder of the standard of morality +greatly prejudiced the success of Innocent's policy elsewhere. In its +origin this was a policy of self-preservation. The civil government of +Rome was in the hands of a prefect representing the Emperor and a +senator who was the spokesman of the Commune. The Pope was either a +prisoner or a nonentity in his own capital. The Empire being in +abeyance, it was not difficult to transform the prefect into a papal +officer, but a greater triumph was the nomination of the senator, for +it carried the ultimate control over the municipality, and thus +undermined the power of the Commune, which had paralysed the papal +influence in Rome for nearly sixty years. This signal victory was not +gained without a struggle. The democratic party even drove the Pope +from the city for a time; but by 1205, Innocent, by apparent +concessions and the use of bribery, had won his end. + +[Sidenote: Central Italy.] + +Meanwhile an even more important movement had been accomplished. The +centre of the peninsula outside the Patrimony of St. Peter was in the +hands Of Henry VI's German followers. One was driven from Spoleto, +another from Ravenna, and both these districts were added to the papal +dominions. Tuscany had been made over to Henry VI's brother, Philip; +but he went off to secure the German crown, and his subjects did +homage to the Pope. There existed, however, a League of Tuscan cities, +and the Pope, leaving to them their independence, merely accepted the +office of President of the League. It was the addition of these +substantial dominions to the lands of the Patrimony which, as between +Pope and Emperor, effectually solved the question of the +long-contested Matildan inheritance, and laid the foundation of the +temporal dominions of the Papacy as they remained until 1860. + +[Sidenote: South Italy.] + +The German influence also threatened to be paramount in the south of +the peninsula. For Henry VI, while giving to Queen Constance the +nominal regency during the minority of their son Frederick, took care +that the real authority should be in the hands of his German +followers. Constance, however, had no desire for the continued union +of the German and Sicilian crowns; and here she found a staunch +supporter in the Pope. First with Celestine, and then with Innocent, +she entered into close relations. Frederick took the old Norman oath +of vassalage for his dominions; and when Innocent confirmed the title, +he compelled Constance in return to surrender the ecclesiastical +privileges connected with elections, legatine visits, appeals, and +councils originally granted by Urban II to Count Roger of Sicily, and +to promise an annual tribute. The Pope, however, aided her to clear +her country of the Germans, many of whom he afterwards again hunted +from Central Italy. It was natural, therefore, that on her death in +November, 1198, Constance should commend her child to the guardianship +of Innocent. Innocent himself was far too much occupied to take the +personal direction of affairs, and eight years of incessant warfare +(1200-8) were necessary before the German influence could be finally +got rid of, and then Innocent secured his influence through a regency +of native nobles under the presidency of his own brother. + +[Sidenote: The contest in Germany.] + +Even on the German side there was little need to anticipate that the +two crowns of Germany and Sicily would remain united. The nobles were +scarcely likely to keep their promise of crowning Henry's young son. +He was a mere child, three years of age; not yet baptised, perhaps +because his father was excommunicate; brought up in Italy and in the +hands of Italians; a protégé of the Pope. Thus his uncle Philip was +easily persuaded by the Hohenstaufen supporters in Germany to take the +place intended for his nephew, and was chosen and crowned as King of +Germany (March, 1198). But the enemies of the Hohenstaufen could not +let the opportunity go by, and three months later, at the suggestion +of Richard of England, they elected and crowned his nephew, Otto of +Brunswick, a son of Henry the Lion of Saxony, whom Richard had made +Count of Poitou and York. Thus was revived the struggle between +Ghibelline and Guelf. + +[Sidenote: Innocent's decision.] + +Innocent undertook the decision of the question as a matter belonging +to his sphere, "chiefly because it was the Apostolic See which +transferred the Empire from the east to the west, and lastly because +the same See grants the crown of the Empire." In the divided condition +of Germany much depended on his attitude. It was scarcely likely that +he would accept a Hohenstaufen who was lord of Tuscany. But Philip was +the nominee of the most numerous and important section of the German +nobles, while the death of Richard of England (1199) deprived Otto of +his chief supporter. As Gregory VII on a similar occasion, so now +Innocent delayed his decision between the rivals until he could make +up his mind that Otto had some chance of success. Meanwhile he did +everything to prejudice the minds of the German people against Philip, +who, as the holder of lands claimed by the Papacy, was already +excommunicate. After three years of deliberation Innocent declared +himself. Otto paid a heavy price for the decision in his favour. By +the Capitulation of Neuss (June, 1201) he swore to protect to the +utmost all the possessions, honours, and rights of the Roman Church, +both those which it already held and those which he would help it to +recover. The extent of land was defined as including not only the +Patrimony of St. Peter (from Radicofani to Ceperano), but also the +Exarchate, the Pentapolis, the March of Ancona, the Duchy of Spoleto, +and the territories of the Countess Matilda. + +[Sidenote: Innocent III and Philip Augustus of France.] + +But in the course of the next few years Innocent was obliged to take +up a totally different attitude in this struggle in consequence of +disappointments elsewhere. There were two such which fell especially +heavily upon him during the first half of his reign. He inherited from +his predecessor a quarrel with Philip Augustus of France. Philip lost +his first wife in 1190; in 1193 his designs against England caused him +to marry Ingebiorg, a sister of the King of Denmark. Immediately after +the marriage he took a dislike to her, refused to live with her, and +obtained from an assembly of his own clergy a sentence of divorce, +founded on an allegation of some very distant relationship between him +and his new wife. Ingebiorg and her brother appealed to Pope Celestine +III, who declared the sentence of divorce illegal and null. Philip not +only paid no attention to the numerous letters and legates of the +Pope, but he tried to make the divorce irrevocable by taking a new +wife. After several rebuffs he found in Agnes of Meran, the daughter +of a Bavarian noble, one who was willing to accept the dubious +position (1196). Innocent III at once took up an uncompromising +attitude, and instructed his legates that if Philip refused to send +away Agnes and to restore Ingebiorg, they should put the kingdom under +an interdict preparatory to a sentence of personal excommunication +against Philip and Agnes themselves. Those bishops who dared to +publish the interdict were seriously maltreated by the King; but after +nine months of resistance the distress of his people at the cessation +of religious services caused him to submit; he pretended to take back +Ingebiorg, and the interdict was raised (1200). But he did not send +away Agnes, and a renewal of the interdict was only averted by Agnes' +death in 1201. Innocent, desiring to be conciliatory, actually +declared Agnes' two children legitimate. Philip still, however, +pressed for a divorce from Ingebiorg, declaring that he was bewitched +by her. After his victory over John of England in 1204 he became more +than ever obdurate to papal remonstrances, and he even contemplated a +new marriage. Innocent was not in a position to drive him to extremes, +and was obliged to temporise for a time. Eventually, however, he +reduced Philip to submission. + +[Sidenote: The Fourth Crusade.] + +But Innocent suffered more definite defeat in the matter of the +Crusade. The crusading fervour had much diminished, and it has been +pointed out as characteristic of the age that a fourth crusade was +determined on at a tournament in Champagne in 1199. Celestine III had +vainly tried to rouse the interest of Europe, but the preaching of +Fulk, the priest of Neuilly, recalled the efforts and the success of +Peter the Hermit and St. Bernard. Innocent III lent his whole +influence to the enterprise. But from the first everything seemed to +go contrary to his wishes. The death of Theobald of Champagne (1201), +who was the papal nominee for the leadership, placed at the head of +the crusaders Boniface, Marquis of Montserrat, an Italian and kinsman +of Philip of France and a typical representative of the worst side of +feudalism. From that moment Innocent lost all control over the +expedition. Instead of going directly to the Holy Land, the barons +decided to attack the Mohammedan power in Egypt--perhaps the sounder +policy. They made an agreement with the Venetians to find the shipping +for the host in return for a large sum of money. But the long delay +caused many crusaders to set off to the Holy Land; so that when the +main force arrived at Venice it was so diminished in numbers that the +leaders could not raise the sum for which they had pledged themselves +to Venice. Probably there was no deep-laid plot for the diversion of +the crusading host from the first. But the Venetians suddenly found +themselves with the practical direction of a formidable army; they had +enemies in the Adriatic against whom they had hitherto been powerless; +they had old causes of rivalry and enmity with Constantinople. At the +same time King Philip of Germany was urging the cause of his +brother-in-law, who had been deposed from the Byzantine throne. The +crusaders, unwilling to disperse and unable to insist, allowed +themselves to be diverted, first to an attack upon Zara, a nest of +pirates in the Adriatic, although it belonged to the King of Hungary, +who was himself a crusader; and then to Constantinople, which they +ultimately captured (1204), and where they set up a Latin Empire. +Innocent did everything to prevent this diversion of his cherished +scheme. He forbade the attack upon Zara, he excommunicated the +Venetians for going to Constantinople, and threatened the whole host +with the same penalty. But he was powerless. The few in the army who +were moved by some of the crusading spirit were overruled; and when +the papal legates for the expedition to Palestine joined the army at +Constantinople, all thought of going on to Palestine was abandoned. +Innocent was forced to accept what was done and to console himself +with the thought of the blow thus dealt to the Eastern Church. + +[Sidenote: Innocent's difficulty.] + +These rebuffs seriously diminished Innocent's influence in Europe for +a time. Moreover, Innocent soon had reason to regret his championship +of Otto. Philip was wealthy and personally popular, while Otto's +brusquerie and selfishness alienated many supporters. Consequently +from 1203 Philip distinctly obtained the upper hand, and at length in +1207 Innocent opened negotiations with him. But these were rendered +futile when Philip fell victim to the assassin's knife in June, 1208. +Otto's acceptance now became inevitable, and he did everything to +conciliate his opponents. He submitted himself to a fresh election by +the German nobles, and won the Hohenstaufen by marrying Beatrice, the +daughter of his late rival. He made new concessions to the Pope, which +practically amounted to a renunciation of the powers confirmed to the +Emperor in the matter of elections by the Concordat of Worms; he +undertook to give up the right of spoils and to help in the +eradication of heresy. And all this he promised because he was "King +of the Romans by the grace of God and of the Pope." + +[Sidenote: Otto's designs.] + +But Otto's acceptance was only the beginning of the end. He knew that +he owed his position merely to the accident of Philip's death and to +the absence of any eligible Hohenstaufen candidate. He had therefore +no feelings of gratitude towards Innocent. Moreover, he was now +surrounded by Ghibelline influences, and was anxious to be crowned +emperor. Thus, despite his promises of 1201 and 1209, to recover to +the Papacy all the lands and rights which it claimed, he began to +realise that the task to which he must give himself was the +restoration of the connection between Italy and Germany, which had +been entirely broken since Henry VI's death. In fact, this Guelf +prince took up the work of the Hohenstaufen. When, therefore, Otto and +Innocent met in Italy a year later, Otto declined to give more than a +verbal promise that after his coronation he would do what was right. +Innocent, in return, did not refuse the crown indeed, but made a new +departure in naming Otto Emperor without consecrating him as such, and +thus denied to him the divinity of the imperial office (October, +1209). + +[Sidenote: Otto's success.] + +Otto immediately set to work. He recovered for the Empire all the +lands of Central Italy which Innocent had already annexed to the papal +dominions, including, of course, the Matildan inheritance; he made the +Roman Prefect an imperial officer again; and entering into alliance +with the German followers of Henry VI, who had never been entirely +dislodged from the southern kingdom, he overran Apulia and prepared, +by the aid of a fleet lent by Pisa, to pass over into Sicily. Innocent +did everything in his power to check the conqueror. He excommunicated +him (August, 1210); in conjunction with Philip Augustus of France, the +old ally of Henry VI, he roused disaffection against Otto among the +German nobles. Innocent was somewhat taken aback when Otto's subjects, +finding that the Pope in his anathema had absolved them from their +fealty to the King, held Otto as deposed, and proceeded to elect in +his place the young Frederick Roger, Henry VI's son and the papal +ward, who was already King of Sicily. This choice also threatened to +produce that very union of Germany and Italy which Otto was bent on +accomplishing. But the need of checking Otto forced Innocent to +acquiesce, and Frederick did everything to allay the papal fears. + +[Sidenote: Innocent and Frederick.] + +Since Frederick could not stop Otto's progress in the south, it was +arranged that he should go north to Germany in the hope of drawing +Otto away. Before he left, Frederick had his young child Henry +crowned, as an earnest that he did not intend to join the kingdom he +was going to seek with that which he already held. He passed through +Rome on his way north, and Innocent obtained from him a repetition of +his liege homage for Sicily and a promise that the two kingdoms should +be kept separate. In return Innocent gave him the title of "Emperor +elect by the grace of God and of the Pope," and supplied him with +money. Innocent thus hoped that he had taken every precaution to avoid +the dangers which he feared, while Frederick, young and inexperienced, +seems to have accepted the conditions willingly and to have intended +to keep them. His ambition and the unexpected prospects thus opened to +him led him on regardless of consequences. + +[Sidenote: Otto's failure.] + +Frederick's move was perfectly successful. Otto rushed back to +Germany, and the death of his wife Beatrice did away with any +obligations of loyalty which the partisans of the Hohenstaufen might +have felt towards him. Frederick was elected and crowned (December, +1212), and renewed the old Hohenstaufen league with France. Otto +turned for help to his uncle, John of England. John was excommunicate, +but now made his peace with the Pope. Philip, at first encouraged by +Innocent to attack England and then after John's submission forbidden +to go, turned his arms against Flanders. A coalition was formed +against him, and was joined by John and by Otto; but Philip's victory +at Bouvines (July, 1214) broke up the coalition and put an end to +Otto's hopes. For the four years of life which remained to him his +power was confined to Brunswick. + +[Sidenote: Frederick's acceptance.] + +Meanwhile Frederick had, as it were, put the crown upon his work of +submission to the Papacy. By the Golden Bull (July, 1213), he repeated +the promises which Otto had made at Neuss in 1201 with the additions +of 1209. In 1215 he went through a second and more formal coronation +at Aachen, and took the cross in conjunction with a number of German +nobles. In 1216 he further promised, in a formal deed, that in return +for the imperial crown his son Henry should become King of Sicily, +entirely independently from himself and under the supremacy of the +Roman Church. Thus Frederick in his eagerness put himself completely +in the hands of the Papacy. + +[Sidenote: Innocent and England.] + +Otto's cause had been linked with that of his uncle John, over whom +Innocent won the greatest of his victories. On a vacancy in the see of +Canterbury (1206) the right of election was disputed, as usual, +between the monks of the monastery of Christchurch at Canterbury and +the bishops of the province. King John thrust in his nominee. Innocent +settled the matter by making an appointment of his own. But John +refused to accept Stephen Langton; and Innocent proceeded to force his +consent. In 1208 the country was laid under an interdict; and John +treated the bishops who published it as Philip Augustus had treated +the French bishops ten years before. In 1209 Innocent excommunicated +John, and in 1212 declared him deposed. Despite the continued +obstinacy of Philip of France in the matter of Ingebiorg, Innocent +called upon him to execute the papal sentence; and Philip, thinking +that the aid of Denmark would be useful, ended the twenty years' +dispute and accorded to Ingebiorg the position of Queen for the rest +of his reign. It was certainly a measure of the growing strength of +the royal power in France that it had been able to defy the Papacy for +so long in a matter in which the King was so clearly in the wrong. +Philip's threatened attack brought John to his knees; and in 1213 he +not only accepted Stephen Langton, but even surrendered his kingdom to +the Papacy to receive it back as a papal fief, and undertook to pay an +annual tribute. The sequel was not quite so satisfactory for Innocent. +The surrender to the Pope and the defeat at Bouvines so enraged the +barons and clergy in England that they combined to force John to sign +Magna Carta (1215). But John was now under the protection of the Pope; +and although Innocent's own archbishop took the lead in the movement +against John, Innocent issued a bull in condemnation of the charter; +but so long as John lived, even the interdict and excommunication +which followed failed to move the barons. Innocent's successors reaped +the benefit of his triumph in the influence which they were able to +exert in England during the greater part of the reign of Henry III. + +[Sidenote: Innocent's successes in Europe.] + +Nor was John the only King who laid his crown at the feet of the Pope. +Peter, King of Aragon, hoped to escape the claims of the King of +Castile and the tyranny of his own barons by making his kingdom +tributary to the Papacy. Prince John of Bulgaria actually asked for +and obtained a royal crown from Innocent. The struggles of Sancho, +King of Portugal, to free himself from the submission made by a +predecessor ended in failure. Leo, King of Armenia, sought the papal +protection against the crusaders. The King of Denmark appealed to +Innocent on behalf of his much-wronged sister. The contending parties +in Hungary listened to his mediation. + +But we have already seen that Innocent was not always successful, and +that most of his successes were won only after a prolonged contest. +Their matrimonial irregularities brought him into conflict with nearly +all the Christian Kings of Spain, and the kingdom of Leon was struck +by an interdict which was not removed for five years. It was a more +serious matter for the future that the papal acts for the first time +roused the opposition of the people in more than one instance; while +it is right to notice that Innocent often got acknowledgment of his +claim to adjudicate by accepting what had already been done. But +despite some notable failures, he did meet with considerable success; +and since he got so much, it is not surprising that he aimed at more. +Perhaps the greatest disappointment of his life was the failure of the +Fourth Crusade. Innocent found some compensation in the great victory +won by the united chivalry of Spain and France over the Almohades on +the field of Las Navas de Tolosa in 1212. But he is responsible for +inventing a new kind of crusade--that of Christians against +Christians--in the undoubtedly papal duty of dealing with the +Albigensian heretics; and it is, in modern eyes at least, a small +condonation that he encouraged the founder of the Dominicans and +received Francis of Assisi with sympathy. + +[Sidenote: The Fourth Lateran Council.] + +Innocent's pontificate ended in a blaze of glory. After the settlement +of the strife in Germany he called together a Council which is +distinguished as the Fourth Lateran or the Twelfth OEcumenical +Council. It met in 1215, and was composed of more than two thousand +persons, including envoys from all the chief nations of Europe. Its +resolutions were embodied in seventy canons dealing with a vast +variety of subjects in the endeavour to bring about a drastic +reformation of the Church. This is perhaps Innocent's most solid claim +to the name of a great ruler. But it only serves to emphasise the +wholly external nature of his rule. And subsequent ages have +recognised this limitation to his claims for honour in that, while +they have freely accorded to him the name of a great man and a great +Pope, if not the greatest of the pontiffs, the Church has never added +his name to the rôle of Christian saints. + + + + +CHAPTER X + +THE PAPAL POWER IN THE CHURCH + + +[Sidenote: The basis of papal claims.] + +The interest of the period with which we are dealing is largely +concerned with the attempted definition of the relations between +Church and State. The peculiar form of mediaeval thought resolved this +into a struggle of the papal power to make itself supreme over all +temporal rulers. But scarcely less important or interesting is the +concomitant effort of the Papacy to gather up into itself the whole +immediate authority of the Church. + +This effort was very materially helped by the fact that various +national churches which had retained their own customs were gradually +brought into communion with Rome. William the Conqueror put an end to +the schism which had cut off the Anglo-Saxon Church from Rome, and +drew the Church in England into closer contact with Rome than she had +enjoyed since the days of Archbishop Theodore. Through Queen Margaret, +the Anglo-Saxon wife of Malcolm Canmore, Roman customs superseded +those of the Celtic Church in Scotland. Gregory VII prevailed on the +Spanish churches to accept the Roman for the Mozarabic liturgy. +Alexander III attracted to Rome the long-isolated Church in Ireland, +and Innocent II reconciled the Milanese at last to the papal +supremacy. The foundation for the high claims on the part of the +Papacy rested on what are known as the Pseudo-Isidorian Decretals. +Decretals are answers to questions referred to the Bishop of Rome from +other churches. The earliest of these was of date 385. Compilations of +the Canons of the Church, in which these answers were included, were +put out in the sixth and the seventh centuries, the latter under the +name of Bishop Isidore of Seville. In the middle of the ninth century +appeared a third compilation, also published under the name of +Isidore, and containing fifty-nine additional letters and decrees of +earlier date than 385. Inasmuch as the Latin edition of the Bible, +which St. Jerome did not translate until about the year 400, is quoted +in some of these, this compilation has not unnaturally been styled the +False or Forged or Pseudo-Isidorian Decretals. The object of this +forgery was the exaltation of the Papacy as "the supreme lord, +lawgiver, and judge of the Church," since all previous claims were +brought together and were referred back to the foundation of +Christianity. Two centuries later another document of doubtful +authenticity, called _Dictatus Papae_, sets forth in a +sufficiently true spirit the principles proclaimed by Gregory VII. +This states, among other things, that the Roman pontiff can alone be +called Universal, that his name is unique in the world, that he ought +to be judged by none; and it ascribes to him, without the intervention +of any intermediary, the supreme and immediate power in all executive, +legislative, and judicial matters. + +[Sidenote: The Pope: the sole authority in the Church.] + +The history of the Church during the two succeeding centuries is +merely an exemplification of these claims. It was in the spirit of +this document that Innocent II, in the speech with which he opened the +Second Lateran Council in 1139, reminded his hearers that Rome was the +head of the world, and that the highest ecclesiastical offices were +derived from the Roman pontiff as by a kind of feudal right, and could +not he lawfully held without his permission. Innocent III, we have +seen, describes himself as the Vicar of God or of Jesus Christ. Thus, +although the Pope is potentially present everywhere in the Church, he +cannot exercise the great power belonging to the office personally, so +that he has called in his brethren, the co-bishops, to share in the +care of the burden entrusted to himself; but in doing so he has +subtracted in no whit from the fulness of power which enables him to +enquire into individual cases and to assume the office of judge at +will. Others, then, may be admitted to a share in the care of the +Church (_pars solicitudinis_); but to the Pope has been given the +fulness of power (_plenitudo potestatis_). Thomas Aquinas shows +how bishop and archbishop equally derive their authority from the +Pope, and finds parallels to the relationship between the Pope and the +other officers of the Church in the dependence of all things created +upon God and the subordination of the proconsul to the Emperor. This +deliberate policy on the part of the Papacy to absorb into itself the +whole spiritual authority of the Church may be traced in its attempts +to set itself up as supreme administrator, supreme lawgiver, and +supreme judge. + +Before the Pope could claim to be supreme administrator within the +Church it was necessary to deprive all other ecclesiastical officers +of their independence. The custom of the gift of the pall to +archbishops who exercised the office of Metropolitans had already made +these highest officers of all into little more than delegates of the +Papacy. Gregory VII failed in his attempt to force them to come in +person to Rome in order to receive the pall. He succeeded, however, in +imposing upon them an oath which, founded upon the oath of fealty, +made their position analogous to that of a feudal vassal. By this a +Metropolitan swore to be faithful to St. Peter and the Pope and his +successors who should have been canonically elected; that he would be +no party to violence against the Pope; that he would attend in person +or by representatives at every synod to which the Pope summoned him; +that, saving the rights of his Order, he would help to defend the +Papacy and all its possessions and honours; that he would not betray +any trust reposed in him by the Pope; that he would honourably treat +the papal legate; that he would not knowingly communicate with +excommunicates; that when asked he would faithfully help the Roman +Church with a force of soldiers. To this was often added an +undertaking that he would appear at Rome himself or by a +representative at stated intervals; that he would cause his suffragans +at their consecration to take an oath of obedience to the Roman +pontiff; that he would not part with anything belonging to his +official position without the knowledge of the Roman See. + +[Sidenote: Claim over bishoprics.] + +Gregory's successors imposed this oath by degrees on all bishops, and +thus gradually substituted the Pope for the Metropolitan. The +_Dictatus Papae_ claimed for the Pope the right of deposing or +reinstating bishops without reference to a synod; of transferring a +bishop from one see to another; of dividing a wealthy see or joining +together poor bishoprics. It was the papal policy to champion the +suffragans against the Metropolitans until the original metropolitical +power of confirming the elections of their newly elected suffragans +and consecrating them to the episcopal office was entirely superseded +by the growing authority of the Pope. The right of confirmation +implied the power of quashing an election, and this could easily grow +into a power of direct appointment. This last power was only exercised +habitually in certain cases--after a vacancy had lasted for a certain +time; if the bishop had died at Rome; if the bishop had been +transferred from one see to another. From the end of the eleventh +century cases are found of bishops designated to be such, not only, +according to the ancient formula, "by the grace of God," but also by +that "of the Apostolic See," and such description becomes fairly +common in the thirteenth century. + +[Sidenote: Claim over benefices.] + +And as the Popes passed over Metropolitans in order to obtain a direct +hold on the suffragans, so they went on in course of time to pass over +the bishop in every diocese by claiming the disposition of individual +benefices. Such a claim began in the first half of the twelfth century +in letters of recommendation and petitions for the appointment of +papal favourites to prebends or benefices. But so quickly did this +system develop that where Hadrian IV recommended Alexander III +commanded, and the mandates of Innocent III were enforced by specially +appointed officers. Clement IV lays it down that ancient custom has +specially reserved to the Roman pontiff the collation of churches and +offices which become vacant through the death of the holder at Rome, +but that this is only part of the greater right which is known to +belong to Rome and gives to the Pontiff the full disposal (_plenaria +dispositio_) of all offices and benefices both at the time of +vacancy and by provision beforehand. But so flagrant was the abuse of +this power of appointment that it roused the indignant remonstrance of +the most ardent supporters of the papal authority in the Church. +England under Henry III was so much exploited by its papal guardian as +to gain the name of the "Milch-cow of the Papacy"; but there were many +protests. + +Robert Grossteste, Bishop of Lincoln, the most revered English +Churchman of the thirteenth century, was bidden by Innocent IV to find +a canonry in his cathedral for a nominee of the Pope, who, moreover, +was still a child. He answered in a rebuke of such severity and +dignity as can have rarely been addressed to Rome by one devoted to +its service. "Next to the sin of Lucifer," he tells the Pope, "there +is not, there cannot be, any kind of sin so adverse and contrary to +the evangelical doctrine of the Apostles as the destruction of souls +by defrauding them of the duty and service of a pastor." He adds that +the most holy Apostolic See cannot command anything that tends to a +sin of such a kind except by some defect or abuse of its plenary +power: that no faithful servant of the Papacy would comply with a +command of that kind "even if it issued from the highest order of +angels"; and he therefore, _filialiter et obedienter_, flatly +refuses to obey. Scarcely less severe were the strictures of Louis +IX's ambassadors, who laid the grievances of the French bishops and +barons before the same Pope. They tell Innocent IV that the devotion +which the French people have hitherto felt towards the Roman Church is +now not only extinguished, but is turned into vehement hate and +rancour, and that the claim for subsidies and tribute for every +necessity of Rome--a claim which was enforced by the threat of +excommunication--was unheard of in previous ages. + +[Sidenote: The Pope as supreme legislator.] + +The Pope also gradually established his authority as supreme and sole +lawgiver within the Church. The _Dictatus Papae_ asserts that for +him alone it is lawful to frame new laws to meet the needs of the +time. Meanwhile the Forged Decretals had found their place in the +various collections of the Canons made in the eleventh and early +twelfth centuries. In the middle of the twelfth century Gratian, a +Benedictine monk of Bologna, put out his _Concordantia discordantium +Canonum_, commonly known as the _Decretum Gratiani_, which +combined a theoretical disquisition with illustrations drawn from the +documents which had appeared in previous collections. This became the +standard mediaeval treatise in ecclesiastical law, and its appearance +much encouraged the systematic study of the Canon law. The Popes of +the succeeding century and a half made great additions to the law of +the Church, partly through the decrees issued by the General Lateran +Councils, partly by their own edicts. Such new matter was embodied +from time to time. Thus in 1234 the Dominican Raymund de Pennaforte +gathered five books of Decretals at the command of Gregory IX; +Boniface VIII was responsible for a sixth book in 1298, while other +additions were made by Clement V (1308) and John XXII (1317). All +these, together with the earlier compilations and some later +additions, formed the _Corpus Juris Canonici_. This enormous body +of law was full of contradictions and not devoid of falsification and +forgery. The growing study of it caused the foundation of Chairs at +the universities, and the Popes found it a most convenient method to +publish their new decrees through the lecture-rooms. The old Canon Law +was entirely superseded by the later Papal Law. + +[Sidenote: Power over Councils.] + +The Popes made no pretence of hiding their claims to the legislative +power. Urban II strongly affirms that it has always been in the power +of the Roman Pontiff to frame new laws; and two centuries later +Boniface VIII embodies in his addition to the Canon Law the words of +an earlier writer, that the Roman Pontiff is considered to hold all +laws in the repository of his breast. There was no room in such a +theory for any effective co-operation of ecclesiastical Councils, +however representative. The _Dictatus Papae_ declares that no +General Council can be held without the papal command. Pascal II +points out that no Council can dictate the law of the Church, because +every Council comes into existence and receives its power by authority +of Rome, and in its statutes the authority of the Pope is clearly not +interfered with. But the Popes often found it convenient to obtain the +sanction of a General Council for their legislation, and the four +Lateran Councils (1123, 1139, 1179, 1215) were the occasions for great +and important additions to the Canon Law. But from the time of the +third Lateran Council, at all events, all ordinances of a General +Council were issued in the name of the Pope, although the approval or +the fact of the Council was likewise expressed. Thomas Aquinas merely +expresses the recognised law of the Church when he says that the Holy +Fathers gathered together in Councils can make no laws except by the +intervention of the authority of the Roman Pontiff, for without that +authority a Council cannot even meet. + +[Sidenote: Popes above law.] + +It followed from this assumption of the supreme legislative power +that, in the first place, the Pope himself claimed not to be bound by +the laws which he made. Thus in the thirteenth century papal writers +denied that the Roman Church could commit simony. Certain acts are +simoniacal because they have been prohibited as such by Canon Law; but +inasmuch as it is the Pope who had forbidden them, the prohibition +does not bind him. And in virtue of this power, from the time of +Innocent IV the Popes added to their bulls a _non obstante_ +clause whereby they suspended in a particular instance all laws or +rights which might otherwise stand in the way of their grant. + +[Sidenote: Papal dispensation.] + +It followed, further, that the Pope claimed also the power of granting +dispensations from existing laws and absolution for their +infringement. Every papal bishop was armed with the power of granting +pardon in God's name for breaches of the law which had already been +committed. The Pope, however, claimed not only this power concurrently +with all other bishops, but he even developed a right of granting +dispensations beforehand, so that the tendency was to ignore the +bishop of the diocese and to apply directly to the Pope or his +representatives, who thus were willing to permit infractions of the +law. Thomas Aquinas declares that any bishop can grant dispensation in +the case of a promise about which there is any doubt; but that to the +Pope alone, as having the care of the Church Universal, belongs the +higher power of giving unconditional relaxation from an oath of +perfectly clear meaning in the interests of the general good. + +But even papal writers sometimes complain of the irresponsibility of +the papal acts, and Popes themselves had to allow that there were +spheres outside their legislative interference. Thus Urban II +acknowledges that in matters on which our Lord, His Apostles, and the +Fathers have given definite decisions, the duty of the Pope is to +confirm the law. Thomas Aquinas, while holding that the Pope can alter +the decisions of the Fathers and even of the Apostles in so far as +they come under the head of positive law, yet excepts from the +possibility of papal interference all that concerns the law of nature, +the Articles of Faith (which, he says elsewhere, have been determined +by Councils), or the sacraments of the new law. + +[Sidenote: The Pope as supreme judge.] + +The third wide sphere of action within the Church in which the Pope +established his supremacy was that of justice. The _Dictatus +Papae_ asserts not only that the Pope should be judged by no one, +but that the "greater causes" of every Church should be referred to +him, that none should dare to condemn any one who appealed to Rome, +and that no one except the Pope himself can interfere with a papal +sentence. Litigants of all kinds were only too ready to appeal against +the local tribunal, and the Pope gave them every encouragement. St. +Bernard indignantly pointed out to Innocent II that every evil-doer +and cantankerous person, whether lay or cleric or even from the +monasteries, when he is worsted runs to Home and boasts on his return +of the protection which he has obtained. It is true, Gregory VIII +(1187) tried to check the practice of appeals; but his short reign +gave no time for any real result. Bishops and archdeacons tried +sometimes to stop appeals by excommunication, which prevented the +victim from appearing in an ecclesiastical court; but the third +Lateran Council (1179) forbade this method of defence. Alexander III +definitely laid it down that appeals could be made to the Pope in the +smallest no less than in the greatest matters, and at every possible +stage, before and after trial, at the pronouncement of the sentence +and after it has been awarded; and this, he points out, is not the +case in civil law, where an appeal is only admitted after judgment. +Indeed, the most serious matter with regard to papal appeals was the +reservation by the Pope to his own decision of cases which were +regarded as too serious for the local courts. The bishops had +themselves largely to thank for the development of this direct papal +jurisdiction; for they began the custom of referring to Rome the cases +of great criminals and of serious crimes. But these "greater causes," +claimed for the Pope as early as the time of Gregory VII, included not +only grave moral crimes such as murder, sacrilege, and gross +immorality, but also cases of dispensation beforehand, of absolution +after excommunication for certain offences. Under the same head would +come the right of canonisation exercised by archbishops until +Alexander III claimed it exclusively for the Pope, and the right of +translating a bishop from one see to another, which involved a +dissolution of the metaphorical marriage between the bishop and his +see and therefore needed a special dispensation. + +[Sidenote: The papal Curia.] + +These extensive powers could only be put in practice by an elaborate +machinery for their enforcement. In the first place the Pope was +surrounded by a numerous body of officials to whom is applied from the +middle of the eleventh century the title Curia. Gerhoh of +Reichersberg, an ardent papal supporter writing about a century later, +objects to the substitution for the word "Ecclesia" of this term +"Curia," which would not be found in any old letters of the Roman +pontiffs. The rapacity of the officials became a byword throughout +Christendom. John of Salisbury told Hadrian IV, with whom he was on +terms of intimacy, that many people said that the Roman Church, which +is the mother of all the churches, shows herself to the others not so +much a mother as a stepmother. "The Scribes and Pharisees sit in it, +laying intolerable burdens on the shoulders of men, which they do not +touch with a finger.... They render justice not so much for truth's +sake as for a price.... The Roman pontiff himself becomes burdensome +to all, and almost intolerable." Honorius III in 1226 acknowledged to +the English bishops that this greed was a long-standing scandal and +disgrace, but he ascribed it to the poverty of Rome, and proposed that +in order to remove the difficulty two stalls should be given to him +for nomination in every cathedral and collegiate chapter. The magnates +considered the remedy, if possible, worse than the disease. The +popular songs of the twelfth and thirteenth centuries contain many +references to the fact that nothing was to be had at Rome except for +money, and that success in a cause went to the richest suitor. And yet +Rome had many sources of wealth. She drew regular revenues from +estates which had been given to the papal see; from monasteries which +were subject to visitation of papal officers alone; from kingdoms, +such as England, whose kings had made themselves feudal vassals of the +Pope. Several nations, moreover, paid special taxes, such as Peter's +Pence, a kind of hearth tax, which went from England. The Papacy also +exacted a number of dues on various pretexts which increased with the +growth of papal power. Such were the Annates or Firstfruits and +analogous payments, which amounted to the value of the first year's +income, and were claimed from newly appointed bishops and abbots as an +acknowledgment of the papal right of confirmation. Nor did +Metropolitans get their pall, which was necessary for the exercise of +their special authority, without the payment of considerable sums. +Over and above these regular and occasional sources, the Popes exacted +on especial occasions, such as the Crusades, a tax amounting to a +tenth on all ecclesiastical property, and even allowed kings to take +it with their leave. But these formed a small portion of the money +which found its way to Rome. When the papal legate found fault with +Ivo of Chartres because simony was still prevalent in his diocese, the +bishop retorted that those who practised it excused their action from +the example of Rome, where not even a pen and paper were to be had +free. Dante addresses the shade of Pope Nicholas III in the +_Inferno_ (xix.):-- + + "Your gods ye make of silver and of gold; + And wherein differ from idolaters, + Save that their God is one--yours manifold?" + +And he ascribes the evil which he is condemning to the so-called +Donation of Constantine. + +[Sidenote: Papal Legates.] + +The most manifest agents and organs of papal authority throughout +Christendom were the legates. The Pope had appointed permanent +representatives called Apocrisiaries at Constantinople, and had sent +emissaries to General Councils and for other special matters. But from +the time of Leo IX legates began to be appointed with a general +commission to visit the churches; and Gregory VII developed this +method of interference with the local authorities into a regular +system. In some cases local hostility was disarmed by the appointment +of the Metropolitan as ordinary legate, and the position was accepted +with the object of retaining the chief authority upon the spot. Such +the Archbishop of Canterbury became after 1135. But the existence of +this official did not prevent the despatch from time to time of +legates _ŕ latere_, as they were called. The ordinary legate +exercised the concurrent jurisdiction claimed by the Pope, that is, +the right of interference in every diocese; these legates coming from +the side of the Pope were armed with the power of exercising most of +the rights specially reserved for the personal authority of the Pope. +The _Dictatus Papae_ asserts that the Pope's legates take +precedence of all bishops in a council even though they may be of +inferior rank, and Gregory VII applies to their authority the text "He +that heareth you heareth me." In 1125 John of Crema, a legate sent to +England, presided at a Council at Westminster, where were present +ecclesiastics from the archbishops downwards and a number of nobility; +and "on Easterday he celebrated the office of the day in the mother +church in place of the supreme pontiff, and although he was not a +bishop, but merely a Cardinal Priest, he used pontifical insignia." A +Metropolitan in his oath of loyalty to the Pope was made to swear that +he would treat with all honour the Roman legates in their coming and +going, and would help them in their needs; and the procuration or +maintenance from all countries which they not only visited, but merely +passed through, was arbitrarily assessed. Innocent III enforces it by +directing against ecclesiastics who were contumacious a sentence of +distraint of goods without any right of appeal. The burden was no +light one. Wichmann, Archbishop of Magdeburg, writing on behalf of +Frederick I, tells the Pope that the whole Church of the Empire is +subject to such heavy exactions at the hands of the papal officials, +that both churches and monasteries, which have not enough to supply +their own daily wants, are yet compelled "beyond their utmost +possibility" to find money for the use of these legates, sustenance +for their train of attendants, and accommodation for their horses. In +more picturesque language John of Salisbury describes the legates of +the Apostolic See as "sometimes raging in the provinces as if Satan +had gone forth from the presence of the Lord in order to scourge the +Church." It is true that Alexander IV commanded an enquiry into the +amount which his legates had demanded under pretext of procuration, +and which he heard they had enforced by the sacrilegious use of the +powers of excommunication, suspension, and interdict. But the parallel +which Clement IV drew between the ordinary legates and the proconsuls +and provincial presidents of the early Empire showed how little +likelihood there was of redress being got from the Papacy itself. + +[Sidenote: Increase of papal ceremony.] + +The effect of this absorption of power by the Papacy is to be traced +in many directions. Here we may take notice of two of the most +remarkable. In the first place, he who had grown from the Vicar of St. +Peter to be directly the Vicar of God naturally surrounded himself +with an increasing amount of ceremony. The _Dictatus Papae_ +claims that the Pope alone can use imperial insignia, and that it is +his feet alone that all princes should kiss. We have noticed the +disputes which arose when the Pope demanded from Lothair and from +Frederick I that the Emperor should perform the office of groom to the +Pope--hold his stirrup as he mounted and walk by the side of the mule. +St. Bernard rightly points out that in thus appearing in public +adorned in jewels and silks, covered with gold, riding a white horse, +and surrounded with guards, the Pope was the successor not of Peter, +but of Constantine. And if he required so much state outside the +Church, much more did he insist upon a special ceremony in the +services. Thus at the Mass the Pope received the elements not kneeling +at the altar, but seated and on his throne; while the Host was carried +before him in procession whenever the Pope went outside his palace. + +[Sidenote: Papal infallibility.] + +A far more important result of the supreme position accorded to the +Papacy was the gradual emergence of the doctrine of papal +infallibility. "The Church of Rome," says Gregory VII, "through St. +Peter, as it were by some privilege, is from the very beginnings of +the faith reckoned by the Holy Fathers the Mother of all the Churches +and will so be considered to the very end; for in her no heretic is +discerned to have had the rule, and we believe that none such will +ever be set over her according to the Lord's special promise. For the +Lord Jesus says, 'I have prayed for thee that thy faith fail not.'" +And in accordance with this principle the _Dictatus Papae_ lays +it down that "the Roman Church has never erred, nor, as Scripture +testifies, will it ever err." Innocent III pertinently asks how he +could confirm others in the faith, which is recognised as a special +duty of his office, unless he himself were firm in the faith. But many +writers, including Innocent himself, believed that it was possible for +a Pope to err in some individual point, and that it was the duty of +the Church to convert him. Thomas Aquinas, while holding it certain +that the judgment of the Church Universal cannot err in these matters +which belong to the faith, gives to the Pope alone, as the authority +by whom synods are summoned, the final determination of those things +which are of faith. Yet even he allows that in matters of fact, such +as questions of ownership and criminal charges, false witnesses may +lead the judgment of the Church astray. + +[Sidenote: Kings and papal claims.] + +We have seen that the Papacy did not attain its supremacy without +encountering much opposition. But the protests on the part of bishops +were unavailing, and they were themselves largely to blame for the +height to which the papal power had grown. Such effective remonstrance +as there was came from the Kings, though even they were often ready to +invoke the papal aid to obtain an advantage against their own +ecclesiastics or even their own subjects. Thus in England William II +agreed with Urban II that no legate should be sent to the country +unless the King was willing to receive him; while Henry II, in the +Constitutions of Clarendon, lays it down that no one should appeal to +Rome without permission of the King. But Henry's submission after +Becket's murder nullified the Constitutions, and John's humiliating +surrender made it difficult to object to the exercise of any papal +power in England. During the minority of Henry III the papal legate +was the most important member of the Council of Regency; and at a +later stage, when Henry had quarrelled with his barons, he was glad to +obtain the papal support against them. In Germany Hadrian IV +complained that Frederick I used force in order to prevent any of his +subjects from carrying their causes to Rome; and Otto IV was obliged +to swear in 1209 that no hindrance should be placed to ecclesiastical +appeals to Rome, a promise subsequently exacted also from Frederick +II and from Rudolf. + +Not dissimilar was the submission of Alfonso X of Castile, who set his +seal to the papal encroachments; but his object was to obtain the +support of Rome in his campaign against the local liberties in his +kingdom. In his code of law known as "Siete Partidas" power was given +to the Pope to deal as he liked with bishops and with benefices and to +receive all appeals. On the other hand, St. Louis was not above a +bargain with Rome. He refused to the Pope the tithes of the French +Church for three years for the object of carrying on the war against +Frederick II; but in 1267 he himself obtained the papal consent to +take these tithes for the purpose of crusade. + + + + +CHAPTER XI + +DOCTRINE AND DISCIPLINE OF THE CHURCH + + +[Sidenote: Number of the Sacraments.] + +It was during the period covered by this volume that some of the most +characteristic doctrines of the Roman Church were developed. In this +development the whole sacramental system of the Church comes under +consideration. The word "sacramentum" in the sense of a holy mark or +sign (_sacrum signum_) was used with a very wide meaning as +denoting anything "by which under the cover of corporeal things the +divine wisdom secretly works salvation." Hugh of St. Victor, writing +in the first half of the twelfth century, distinguishes three kinds of +sacraments--those necessary for salvation, namely, baptism and the +reception of the Body and Blood of Christ; those for sanctification, +such as holy water, ashes, and such-like; and those instituted for the +purpose of preparing the means of the necessary sacraments, that is, +holy orders and the dedication of churches. Elsewhere he chooses out +rather more definitely seven remedies against original or actual sin, +namely, baptism, confirmation, eucharist, penance, extreme unction, +marriage, and holy orders; and after the twelfth century the Church +gradually restricted the use of the word Sacrament to these seven. +There was much disputing among the schoolmen on the need of +institution by Christ Himself. Peter Lombard, and after him +Bonaventura, denied this necessity; Albertus Magnus and Thomas Aquinas +asserted it. But how account for extreme unction and confirmation? +This is St. Thomas' explanation. "Some sacraments which are of greater +difficulty for belief Christ himself made known; but others He +reserved to be made known by the Apostles. For sacraments belong to +the fundamentals of the law and so their institution belongs to the +law-giver. Christ made known only such sacraments as He Himself could +partake. But He could not receive either penance or extreme unction +because he was sinless. The institution of a new sacrament belongs to +the power of excellence which is competent for Christ alone: so that +it must be said that Christ instituted such a sacrament as +confirmation not by making it known, but by promising it." + +[Sidenote: The Eucharist.] + +Of these seven sacraments the one round which the whole doctrine and +discipline of the Church increasingly centred was, of course, the +Sacrament of the Lord's Supper or the Eucharist. The view generally +held in the Church was that of St. Augustine, which finds a place in +the homilies of Aelfric and in the controversial work of Ratramnus of +Corbie (died 868). According to this view, Christ is present in the +consecrated elements of the sacrament really but spiritually. "The +body of Christ," says Ratramnus, "which died and rose again and has +become immortal, does not now die: it is eternal and cannot suffer." +But the tendency of the Middle Ages was to materialise all conceptions +however spiritual; and Ratramnus had written to controvert Paschasius +Radbertus, Abbot of New Corbie, who had applied these materialistic +views to the Eucharist. "Although," he asserts, "the form of bread and +wine may remain, yet after consecration it is nothing else but the +flesh and blood of Christ, none other than the flesh which was born of +Mary and suffered on the cross and rose from the sepulchre." During +the two succeeding centuries this theory of the corporeal presence +gained so much vogue in the Church that when Berengar of Tours taught +in the cathedral school of his native city the doctrine of Ratramnus, +he was condemned unheard at a Synod at Rome in 1050. But he gained the +favour of Hildebrand, who was then at Tours in 1054 as papal legate, +and was content with the admission "panem atque vinum altaris post +consecrationem esse corpus et sanguis Christi"; and relying on his +protection Berengar went to Rome (1059). Here, however, his opponents +forced him to sign a confession in conformity with the materialistic +view. His repudiation of this as soon as he got away from Rome began a +long controversy, the champion on the materialistic side being +Lanfranc, then a monk of Bee in Normandy, to whom Berengar had +originally addressed himself. Lanfranc held the position that the +consecrated elements are "ineffably, incomprehensibly, wonderfully by +the operation of power from on high, turned into the essence of the +Lord's Body." In 1075 the matter was discussed at the Synod of +Poictiers, and Berengar was in danger of his life. Again Pope Gregory, +as he had now become, tried to stand his friend, and at a Synod at +Rome in 1078 to get from Berengar a confession of faith in general +terms. But the violence of Berengar's enemies made compromise or +ambiguity impossible. Again Berengar repudiated the forced confession; +and Gregory only obtained peace for him until his death in 1088, by +threatening with anathema any who molested him. Berengar's objections +to the doctrine of Paschasius were shared by all the mystics, who held +a more spiritual belief. Thus, St. Bernard distinguishes between the +visible sign and the invisible grace which God attaches to the sign; +and Rupert of Deutz declares that for him who has no faith there is +nothing of the sacrifice, nothing except the visible form of the bread +and wine. + +[Sidenote: Transubstantiation.] + +But apart from these writers the trend of opinion and inclination told +entirely in favour of the materialistic school of thought. To the +ordinary folk the miraculous aspect of the doctrine was a positive +recommendation to acceptance. And the word Transubstantiation, even +though it did not necessarily imply a materialistic change, +undoubtedly became associated in men's minds with that idea. As early +as the middle of the ninth century Haimo of Halberstadt had said that +the substance of the bread and wine (that is, the nature of bread and +wine) is changed substantially into another substance (that is, into +flesh and blood). But the word "transubstantiate" is used first by +Stephen, Bishop of Autun (1113-29), who explains "This is My Body" as +"The bread which I have received I have transubstantiated into My +Body." Sanction was first given for the use of the word in the Lateran +Council of 1215. In the confession of faith drawn up by that Council +it is asserted that "there is one Universal Church of the Faithful, +outside of which no one at all has salvation: in which Jesus Himself +is at once priest and sacrifice, whose Body and Blood are truly +received in the sacrament of the altar under the form of bread and +wine, the bread being transubstantiated by the divine power into the +Body and the wine into the Blood, in order that for the accomplishment +of the mystery of the unity we may receive of His what He has received +of ours. And this as being a sacrament no one can perform except a +priest who shall have been duly ordained according to the Keys of the +Church, which Jesus Christ Himself granted to the Apostles and their +successors." + +[Sidenote: Resulting Changes.] + +This "mystery of the unity" became, on the one side, the subject of a +long and intricate controversy on the method by which the change in +the elements was effected, while on the other side it lent itself to +much mystical meditation. Of neither of these is there space to give +illustration; but the hymn of St. Thomas Aquinas, which is familiar to +English readers under the form of "Now, my tongue, the mystery +telling," blends the two sides with astonishing success. It is a +mistake to describe the view of the sacrament thus sanctioned by the +Church as either more "advanced" or "higher" than the older view. It +was merely more elaborate, and as being such it led on to certain +definite results or changes in custom. + +Thus, in the first place, hitherto children had partaken of the +sacrament. This had come partly from the teaching of the need of the +sacrament for salvation, partly from the early custom of administering +communion directly after baptism. The fear of profanation now caused +the gradual discontinuance of children's communions, and in the middle +of the thirteenth century they were definitely forbidden. + +[Sidenote: Refusal of cup to laity.] + +A far more important change, and for a similar reason, was the refusal +of the cup to the laity. St. Anselm is responsible for the dictum +(afterwards accepted by the whole Church) that "Christ is consumed +entire in either element"; from this came the inference that there was +no need for the administration of both. The heaviness of a single +chalice made the danger of spilling its contents so great that several +chalices were used. This, however, only increased the chances, and +various methods were adopted with a view to minimising the difficulty. +Sometimes a reed was used; later on, bread dipped in wine was +administered, as was already usual in the case of sick persons or +children; or even unconsecrated wine was given. Some of these methods +came under papal condemnation; and the withdrawal of the cup found +powerful apologists in Alexander of Hales and Thomas Aquinas. But the +administration of both elements continued to be fairly common until +far on into the thirteenth century. + +[Sidenote: Adoration of the sacrament.] + +A third result of the new views is to be seen in the extension of the +doctrine and practice of adoration of the sacrament. The rite of +elevation existed in the Greek Church at least as early as the seventh +century, but was not adopted by the Latins until four centuries later. +In either case, however, it was only regarded as an act symbolical of +the exaltation of Christ. But following on the sanction of the +doctrine of transubstantiation by the Lateran Council, Honorius III in +1217 decreed that "every priest should frequently instruct his people +that when in the celebration of the Mass the saving Host is elevated +every one should bend reverently, doing the same thing when the priest +carries it to the sick." A logical outcome of this was the foundation +of the festival of Corpus Christi for the special celebration of the +sacramental mystery. This was first introduced in the bishopric of +Ličge in response to the vision of a certain nun. Urban IV, who had +been a canon of Ličge, adopted it for the whole Church in 1264, but it +only became general after Clement V had incorporated Urban's ordinance +as part of the Canon Law in the Clementines (1311). + +While there was a growing elaboration of the sacramental rite, the +laity in many parts of Europe came from slackness less frequently to +receive communion. As early as Bede, in England, though not in Rome, +communions were very infrequent. English and French Synods tried to +insist on communion three times a year, but could not enforce the +rule. Innocent III, in the fourth Lateran Council, with a view to +compel confession, prescribes once a year. "Every one of the +faithful," runs the canon of the Council, "of either sex, after he has +come to years of discretion, is to confess faithfully by himself all +his sins at least once a year to his own priest, and is to be careful +to fulfil according to his power the penance enjoined on him, +receiving with reverence the sacrament of the Eucharist at least at +Easter." + +Finally, the discussion of this theory of transubstantiation led to +the development of a special view of the doctrine of the Eucharistic +Sacrifice. Peter Lombard and Thomas Aquinas call the sacrament a +representation of the sacrifice of Christ upon the cross. But to +Albertus Magnus it is not merely a Representation, but a True +Sacrifice, that is, "an Oblation of the thing offered by the hands of +the priests," and St. Thomas elsewhere declares that the perfection of +the sacrament consists not in its use by the faithful, but in the +consecration of the element, that is to say, that the main point was +the act of the priest. The prevalence of this view appears to have +encouraged the idea in the laity that a mere attendance at the service +was in itself so meritorious as almost to dispense with the need of +communion, except once a year and on the death-bed. Similarly, private +Masses for the dead were instituted, chantry chapels were founded for +the celebration of them, and priests were appointed for the sole +purpose of serving the altar of the chapel. + +[Sidenote: Confession.] + +Nor was the development of this sacramental system the only method by +which the importance of the priesthood became enhanced. The whole +penitential system of the Church was gradually perverted. Originally +those convicted of open sin who submitted to penance were publicly +readmitted to the Church after confessing their sin and making some +form of atonement. People were encouraged to confess their sins to +their bishop or priest even when their sins were not open and +notorious. This was especially enjoined in the case of mortal sin. But +it was for a long time a matter of discussion whether this confession +to a priest was an indispensable preliminary to forgiveness. Peter +Lombard marks another view. God alone remits or retains sins, but to +the priests he assigns the power, not of forgiveness, but of declaring +men to be bound or loosed from their sins. He adds that even though +sinners have been forgiven by God, yet they must be loosed by the +priest's judgment in the face of the Church. In this ambiguous +position of the priest laymen were even entrusted with the power of +hearing a confession if no priest was available. But in the twelfth +century, as we have seen, confession was often reckoned among the +sacraments; and at the Lateran Council Innocent III enjoined an annual +confession to the parish priest. Before long the precatory form of +absolution is replaced by the indicative form by which the priest +declared the sinner absolved. Thomas Aquinas lays it down that "the +grace which is given in the sacraments descends from the head to the +members: and so he alone is minister of the sacraments in which grace +is given who has a true ministry over Christ's body; and this belongs +to the priest alone who can consecrate the Eucharist. And so when +grace is conferred in the sacrament of penance, the priest alone is +the minister of this sacrament; and so to him alone is to be made the +sacramental confession which ought to be made to a minister of the +Church." There was no room here for confession to laymen, although +Thomas himself allows that in cases of necessity such confession has a +kind of sacramental character which would be supplemented by Christ +Himself as the high priest. + +[Sidenote: Indulgences.] + +The increasing stress laid upon private confession not only led to the +decay of the public procedure, but also brought about some dangerous +developments in the penitential system of the Church. This had already +become very largely a matter of fixed pecuniary compensations for +moral offences; so that the new system of compulsory confession was +able to recommend itself to the people through the adaptation of the +old mechanical standards by the confessors to each individual case. +Far more important was the extension given to the system of +indulgences. These had their origin in the remission of part of an +imposed penance on condition of attendance at particular churches on +certain anniversaries, it being understood that the penitent would +present offerings to the Church. Abailard complains that on ceremonial +occasions when large offerings are expected, bishops issue such +indulgences for a third or fourth part of the penance as if they had +done it out of love instead of from the utmost greed. And they boast +of it, claiming that it is done by the power of St. Peter and the +Apostles, when it is God who said to them "Whosesoever sins ye remit," +etc. Thus all bishops took it upon themselves to issue indulgences for +the furtherance of particular objects. But in its claim to subordinate +the episcopal power to its own, the Papacy began to grant indulgences +which were not limited to time or circumstance. Gregory VI in 1044 +made promises to all who helped in the restoration of Roman churches; +but Gregory VII promised absolution to all who fought for Rudolf of +Suabia against Henry IV; while Urban II in the widest manner offered +plenary indulgence, that is, remission of all penances imposed, in the +case of any who would take part in the Crusade. This offer in whole or +in part was constantly renewed in order to raise an army for the East. + +[Sidenote: Effect on populace.] + +It was of course presupposed by those in authority in the cases of +these indulgences that, confession having been made, the temporal +penalties to be undergone either here or in purgatory were thus +remitted. But preachers in their eagerness to raise troops asserted +that those guilty of the foulest crimes obtained pardon from the +moment when they assumed the cross, and were assured of salvation in +the event of death. Consequently the people in their ignorance +overlooked the conditions attached and regarded these indulgences as +promises of eternal pardon. It is not wonderful that men released from +social restraints of a more or less stable society should have +developed in their new abode the licence which made crusaders a byword +in the West. + +[Sidenote: Papal indulgences.] + +So far the Popes had endeavoured to supersede the bishops in the issue +of indulgences by entering into rivalry with them. But the power was +used by the bishops in such detailed ways as perhaps seriously to +interfere with the offerings which should reach the Papacy or be +applied to important projects. Innocent III, therefore, at the great +Lateran Council limited the episcopal power to the grant of an +indulgence for one year at the consecration of a church and for forty +days at the anniversary. Unfortunately this did not mean the +suppression of trifling reasons for the multiplication of indulgence. +The whole system was a convenient method of adding to the revenues of +Rome, and no occasion seemed too small for the exercise of the papal +power of dispensation. Urban IV granted an indulgence to all who +should listen to the same sermon as the King of France. The Crusades +were the great occasion and excuse for the development of this system, +and it certainly reached its nadir when Gregory IX showed himself +ready in return for a pecuniary penance to absolve men from the vows +which they had perhaps been unwillingly forced to take by his own +agents for going on crusade. Equally disgraceful was the establishment +of the year of Jubilee in 1300 by Boniface VIII, when plenary +indulgence of the most comprehensive kind was offered to all who +within the year should in the proper spirit visit the tombs of St. +Peter and St. Paul at Rome. + +[Sidenote: Treasury of merits.] + +But how came the Pope to be in possession of this power of remitting +the penalties for sin? The schoolmen of the thirteenth century supply +the answer. Alexander of Hales and Albert the Great invented the +theory and Thomas Aquinas completed it. According to their teaching, +the saints, by their works of penance and by their unmerited +sufferings patiently borne, have done in this world more than was +necessary for their own salvation. These superabundant merits, +together with those of Christ, which are infinite, are far more than +enough to fulfil all the penalties due for their evil deeds from the +living. The idea of unity in the mystical body enables the +shortcomings of one man to be atoned for by the merits of another. The +superabundant merits of the saints are a treasury for use by the whole +Church, and are distributed by the head of the Church, that is, the +Pope. Furthermore, to St. Thomas is due the idea that the contents of +this treasury were equally available for the benefit of souls in +purgatory, for whom the Church was already accustomed to make +intercession. + +[Sidenote: Canonisation of saints.] + +It was to our Lord Himself that the theologians attributed all merit; +but in the popular mind the merits of the saints took an ever more +important place, since the Church seemed to make the priesthood a +barrier against, rather than a channel for, the flow of God's mercy to +man; but popular feeling sought to find intercessors before the throne +of grace in the holy men and women of the faith. For a long time it +was the bishops who decided the title to saintship. But in 993 Pope +John XV, in a Council at Rome and in response to a request of the +Bishop of Augsburg, ordered that a former bishop of that see should be +venerated as a saint. This was the process afterwards called +Canonisation, which involved the insertion of a name in the Canon or +list, and gave it currency not merely in a single diocese, but +throughout western Christendom. In 1170 Alexander III claimed such +recognition as the exclusive right of Rome. But despite this +assumption of authority, popular feeling very often dictated to the +Pope whom he should admit into the list. Death followed by miracles at +the tomb, and sometimes the building of an elaborate shrine with an +altar, forced the Pope to grant the claims of a popular favourite. + +[Sidenote: Miracles and relics.] + +A rapid increase in the number of applications for such official +recognition would be the result of any widely popular movement. Such +was the effect of the Crusades in the twelfth century, and of the +foundation of the Mendicant Orders in the thirteenth. And the +multiplication of saints meant an increase in the number of relics and +an ever-growing belief in the miraculous. Miracles frequently took +place in connection with living persons of saintly life. Abailard +scornfully pointed out that some of the attempts made by Norbert or +Bernard to work miraculous cures were quite unsuccessful, while in +successful cases medicine as well as prayers had been employed. But +such rationalism was beyond the grasp of an ignorant age, and +collections of stories of miracles, such as remain to us in the +"Golden Legends" of Jacob de Voragine, a Dominican of the thirteenth +century, fed the popular belief. Miracles so commemorated often +occurred in connection with relics; and the traffic in relics and so +styled "pious" frauds, not to say the forcible means used to procure +reputed relics of authentic or supposititious saints, forms a curious +if a discreditable feature in medićval history. An occasional protest +was uttered against the manner in which credit was often obtained for +relics of more than doubtful authenticity; but the manufacture of them +was easy and profitable, and pilgrims returning from Palestine could +palm off anything upon the credulity of a willing and ignorant +populace. The growth of a legend in connection with relics is fitly +illustrated by the history of the eleven thousand Virgins of Köln. +Martyrologies of the ninth century celebrate the martyrdom of eleven +virgins in the city of Köln. Perhaps these were described as XI. M. +Virgines, and the letter which denoted martyrs was mistaken for the +Roman numeral for one thousand, and so the number of virgins was +ultimately swollen to eleven thousand. A legend, possibly working on +an old one, was invented by a writer of the twelfth century that these +virgins were martyred by the Huns in the fifth century. In the middle +of that century, when heresy was rife at Köln, a number of bones of +persons of both sexes were found near Köln, and the authenticity of +the relics was put beyond dispute by the revelations vouchsafed to +Saint Elizabeth, Abbess of Schönau, to whom the matter was referred. +Even though she did give a date for the event which was historically +impossible, the confirmatory evidence of the Premonstratensian Abbot +Richard nearly thirty years later put the matter beyond the doubt of +any pious Christian. But the interest of these unsavoury remains of +anonymous men and women, however saintly, pales before certain relics +of our Lord's life on earth which gained currency. Of these the most +famous were the Veronica, a cloth on which Christ, on His way to +Calvary, was supposed to have left the impress of His face, and a +vessel of a green colour which was identified with the holy grail, the +cup which our Lord used at the Last Supper. Of garments purporting to +be the seamless coat of Christ there were a considerable number shown +in different places; but the most famous to this day remains the Holy +Coat of Treves, which, in Dr. Robertson's caustic words, "the Empress +Helena (the mother of Constantine) was said to have presented to an +imaginary archbishop of her pretended birthplace, Treves." During the +First Crusade the army before Antioch was only spurred on to the +efforts which resulted in the capture of the city, by the opportune +discovery of the Holy Lance with which the Roman soldier had pierced +Christ's side while He hung upon the cross. + +[Sidenote: Adoration of the Virgin.] + +The great increase in the whole intercessory machinery of the Church +culminated in the adoration of the Virgin Mary. The extravagant +expression of this devotion was widespread. For the many it found vent +in the language of popular hymns. Among the monks the Cistercians were +under her special protection, and all their churches were dedicated to +her. Of the learned men Peter Damiani in the eleventh century, St. +Bernard and St. Bonaventura in the two succeeding centuries +respectively, especially helped in various ways to crystallise her +position in the Church. As a result of the efforts of her devotees +Saturdays and the vigils of all feast days came to be kept in her +honour; the salutation "_Ave Maria gratia plena_" with certain +additions was prescribed to be taught to the people, together with the +Lord's Prayer and the Creed. In the thirteenth century its frequent +repetition resulted in the invention of the Rosary, a string of beads +by which the number of repetitions could be counted. The religion of +Mary soon showed signs of development as a parallel religion to that +of Christ. She is styled the Queen of Heaven; her office, composed by +Peter Damiani, was ordered by Urban II to be recited on Saturday; and +a Marian Psalter and a Marian Bible were actually composed; while in +place of the _didia_ or reverence offered to the saints, there +was claimed for the Virgin a higher step, a _hyperdulia_, which +St. Thomas places between _dulia_ and the latria or adoration +paid to Christ. + +[Sidenote: The immaculate conception.] + +A final stage in possible developments was reached in the twelfth +century in the institution of a feast in honour of the conception of +the Blessed Virgin. Hitherto it had been supposed by Christian +writers, notably by St. Anselm, that the Mother of the Lord had been +conceived as others. Towards the middle of the twelfth century some +Canons of Lyons evolved the theory that she was conceived already +sinless in her mother's womb. St. Bernard strenuously opposed this +notion of her immaculate conception, pointing out that the supposition +involved in the theory could not logically stop with the Virgin +herself, but must be applied to her parents and so to each of their +ancestors in turn in an endless series. Nor was St. Bernard alone in +his objection: indeed, nearly all the chief theologians of the +thirteenth century, including Thomas Aquinas, declared that there was +no warrant of Scripture for the theory. But notwithstanding this +criticism, the festival won its way to recognition. Those who kept it, +however, declared that it was merely the conception which they +celebrated; and St. Thomas interpreting this to denote the +sanctification, was of opinion that such a celebration was not to be +entirely reprobated. It was Duns Scotus who first among the schoolmen +defended the theory of the immaculate conception, but in moderate +language; and his Franciscan followers, who at a General Council of +the Order in 1263 had admitted the festival among some other new +occasions to be observed, in the course of the fourteenth century +adopted it as a distinctive doctrine. + + + + +CHAPTER XII + +HERESIES + + +[Sidenote: Cause of heresy.] + +It was not until the thirteenth century that the Church had to face +that spirit of scepticism or anti-religious feeling which is the chief +bug-bear of modern Christianity. Her elaborate organisation and the +gradual development of her own dogmatic position enabled her to deal +with individual writers of a speculative turn like Berengar or +Abailard. Nor were these in any sense anti-Christian. But they were +the inciters to heresy; and a real danger to the Church lay in the +filtering down of intellectual speculations to ignorant classes, by +whom they would be transformed into weapons against the fundamental +doctrines of the Christian faith. Indeed, from the eleventh century +onward the Church was constantly threatened by heresy of a popular +kind, which tended to develop into schism. And for this she had to +thank not only the growing materialisation of her doctrine, but even +more the worldly life of her ministers. Unpalatable doctrines may +commend themselves by the pure lives which profess to be founded on +them; but evil doing carries no persuasion to others. + +[Sidenote: Two kinds of heretics.] + +It is a real difficulty that our sources of information of all the +heretics of these centuries are chiefly the writings of their +successful opponents--the defenders of the orthodox faith. But much +information remains to us from the admissions of her supporters as to +the depraved condition of the Church at this period; so that we need +not believe the allegations or their opponents that a chief inducement +to join heretical sects lay in the greater scope for the indulgence of +sin. Charges of immorality against opponents were the stock-in-trade +of the controversialist, while the greatest authorities in the Church +allow that heresy lived upon the scandals and negligences of the +Church. Moreover, based as they were upon opposition to the existing +organisation, the doctrines of the various sects had much in common. +The Church did not distinguish between them, but excommunicated them +all alike. If, however, we would understand the developments of +opinion in the succeeding centuries, it is important to discriminate; +and a clear distinction can be made between those opponents of the +Church whose views were aimed against the development of an extreme +sacerdotalism within the Church, and those who, going beyond this +negative position, reproduced the Manichćan theories of an early age +and threatened to raise a rival organisation to that of the Christian +Church. + +[Sidenote: Anti-sacerdotalists.] + +The object which those who belonged to the first of these divisions +set before themselves, was to get behind the elaborate organisation +which the Church had built up and which, instead of being a help to +lead man to God, had now become a hindrance by which the knowledge of +God was actually obscured. They would therefore sweep away all this +machinery and return to the Christianity of apostolic times. Their +objection was primarily moral, but it soon became doctrinal; and among +the heretics of this class there was revived the Donatist theory that +the sacraments depend for their efficacy on the moral condition of +those who administer them. The campaign of the Church reformers +against clerical marriage seemed directly to support this view; but +the canons which forbade any one to be present at a Mass performed by +a married priest had to be explained away as a mere enforcement of +discipline; and in 1230 Gregory IX definitely laid it down that the +suspension of a priest living in mortal sin merely affects him as an +individual and does not invalidate his office as regards others. But +such declarations did nothing to meet the common feeling of the great +incompatibility between the awful powers with which the Church clothed +her ministers and the sinful lives led by a large proportion of the +existing clerical body. + +[Sidenote: Extreme examples.] + +From an early period in the twelfth century sectaries of this class +are found in several quarters. Two extreme instances are Tanchelm, who +preached in the Netherlands between 1115 and 1124, and Eon de +l'Etoile, who gathered round him a band of desperate characters in +Brittany about 1148. They have been described as "two frantic +enthusiasts," and Eon was almost certainly insane. Eon was imprisoned +and his band dispersed. But Tanchelm found a large following when he +taught that the hierarchy was null and that tithes should not be paid. +He came to an untimely end; but the influence of his doctrines +continued so strong in Antwerp that St. Norbert came to the help of +the local clergy and succeeded in obliterating all traces of the +heresy. + +[Sidenote: Petrobrusians and Henricians.] + +It was in the south of France that this and all heresy assumed a more +formidable shape. The population was very mixed; the feudal tie, +whether to France, England, or the Emperor, was slight; there was more +culture and luxury, the clergy were more careless of their duties, +while Jews had greater privileges, than anywhere else in Europe. +Moreover, the early teachers were men of education. Two such were +Peter de Bruis (1106-26), a priest, and Henry of Lausanne (1116-48), +an ex-monk of Cluny. Peter was burnt and Henry probably died in +prison. Peter preached in the land known later as Dauphiné; and the +views of the Petrobrusians, as his followers were called, so continued +to spread after his death that Peter the Venerable, the Abbot of +Cluny, thought it worth while to write a tract in refutation of them. +Henry was more formidable. He preached over all the south of France, +was condemned as a heretic at the Council of Pisa (1134), but was +released and resumed his preaching. As the bishops could not and the +lay nobles would not do anything against him, the papal legate +obtained the help of St. Bernard, who, although ill, preached at Albi +and elsewhere with an effect which was much enhanced by the miracles +which in popular belief accompanied his efforts. Henry declined a +debate to which Bernard challenged him, and so became discredited, and +shortly after he fell into the hands of his enemies. + +The tract of Peter the Venerable is practically the sole authority for +the tenets of the Petrobrusians. According to this they were frankly +anti-sacerdotal. Infant baptism was held to be useless, since it was +performed with vicarious promises. Churches were useless, for the +Church of God consists of the congregation of the faithful; the Cross, +as being the instrument of Christ's torture, was a symbol to be +destroyed rather than invoked; there was no real presence and no +sacrifice in the Mass, for Christ's body was made and given once for +all at the Last Supper; all offerings and prayers for the dead were +useless, since each man would be judged on his own merits. Henry with +his followers practically adopted these views and added attempts at +social reform on Christian lines, especially in the matter of +marriage, persuading courtesans to abandon their vicious life and +promoting their union to some of his adherents. + +[Sidenote: Waldenses.] + +By far the most important body of these anti-sacerdotal heretics were +the Waldenses. Their founder was Peter Waldo, whose name takes many +forms--Waldez, Waldus, Waldensis. He was a wealthy merchant of Lyons +who, moved with religious feelings and himself ignorant, caused two +priests to translate into the vernacular Romance the New Testament and +a collection of extracts from the chief writers of the early Church +known as Sentences. From a perusal of these he became convinced that +the way to spiritual perfection lay through poverty. He divested +himself of his wealth and, as a way of carrying out the gospel +further, he began to preach (1170-80). He attracted men and women of +the poorer classes, whom he used as missionaries; and the neglect of +the pulpit by the clergy caused these lay preachers to find ready +listeners in the streets and even in the churches of Lyons. According +to the custom of the day they adopted a special dress; and the sandals +(_sabol_) which they wore in imitation of the Apostles gave them +the name of Insabbatati. They called themselves the Poor Men of +Lyons--Pauperes de Lugduno; Li Poure de Lyod. The Archbishop of Lyons +excommunicated them; but Alexander III, at the request of Peter, +allowed them to preach with permission of the priests. Their disregard +of this proviso caused their excommunication by the Pope in 1184 and +again in 1190; and from this time they began to repudiate the Church +which limited their freedom, and to set up conventicles and an +organisation of their own. The date of Peter's death is not known. + +[Sidenote: Their Views.] + +The strong missionary spirit of these sectaries spread their doctrines +with extraordinary rapidity. They consisted almost entirely of poor +folk scattered over an area extending from Aragon to Bohemia; and from +place to place differences of organisation and doctrine are to be +observed. But they were not Protestants in the modern sense, and, +despite persecution, many continued to consider themselves members of +the Church. Thus on such doctrinal points as the Real Presence, +purgatory, the invocation of saints, in many places they long +continued to believe in them with their own explanations, and their +repudiation of the teaching of the Church was a matter of gradual +accomplishment. It is true that in places they strove to set up their +own organisation. But the tendency of the Waldenses was much rather +towards a simplification of the existing organisation. The power of +binding and loosing was entirely rejected: an apostolic life and not +ordination was the entrance to the priesthood. In fact, a layman was +qualified to perform all the priestly functions, not merely to baptise +and to preach, but even to hear confession and to consecrate the +Eucharist. Thus the whole penitential machinery of the Church was set +aside. Their specially religious teaching was largely ethical, and by +the testimony of their enemies their life and conduct were singularly +pure and simple. The stories of abominable practices among them +perhaps arose from the extreme asceticism of a sect which professed +voluntary poverty; but they were no more true than the similar tales +told of the early Christians. Nor shall we regard from the same point +of view as the Churchmen of the day the charge brought against them on +the ground of their intimate knowledge of the Scriptures. Of these +they had their own vernacular translations, and large portions of them +were committed to memory. But such translations spread broadcast views +unfettered by the traditional interpretation of the Church, and the +missionary zeal of the Waldenses was proof against the horrors of the +Inquisition with its prison, torture-chamber, and stake. + +[Sidenote: Cathari.] + +The most formidable development of hostility to the Church came from +the Manichćism of those who bore at various times and in different +places the names of Cathari, Patarius, or Albigenses. The attraction +of the Manichćan theory lay in its apparent explanation of the problem +of evil. There exist side by side in the world a good principle and an +evil principle. The latter is identifiable with matter and is the work +of Satan. Hence sin consists in care for the material creation. It +follows that all action tending to the reproduction of animal life is +to be avoided, so that marriage was strongly discouraged. To the +earlier views was added the doctrine of metempsychosis, or the +transmigration of souls, which, acting as a means of reward and +retribution, seemed fully to account for man's sufferings. These views +together explain the avoidance as food by the Cathari of everything +which was the result of animal propagation, and also the severity of +the ascetic practices which were charged against them. + +[Sidenote: Their doctrines.] + +In the sphere of doctrine the division between the Cathari and the +Catholic Church was absolute. According to these sectaries Satan is +the Jehovah of the Old Testament: hence all Scriptures before the +Gospels are rejected. They accepted the New Testament, but regarded +Christ as a phantasm and not a man. Thus the doctrine of the Real +Presence had no meaning for them, indeed, they rejected the sacraments +and all external and material manifestations of religion. Here, of +course, they had much in common with the Waldenses, whom the Church +confounded with them; and there seems little doubt that the way for +the preaching of Catharism in the south of France was paved by the +previous work of Peter de Bruis and, even more, of Henry of Lausanne. +But the reasons for opposition to the Church were not the same among +the Waldenses and the Cathari; and the latter soon parted company with +the seekers after primitive Christianity by developing an organisation +of their own. Thus as the Cathari grew in numbers and carried on a +vigorous missionary work, their devotees tended to form themselves +into a Church. At least two distinct Orders were recognised. The +Perfected were a kind of spiritual aristocracy who renounced all +property and were sworn to celibacy, while they submitted themselves +to penances of such rigour that their lives were often endangered, if +not shortened. Below them were the mass of believers who were allowed +to marry and to live in the world, assimilating themselves so far as +possible to the ideal set before them by the higher caste. From the +Perfected were chosen officers with the names of bishop and deacon, +the latter acting as assistants to the chief officers. The ritual was +simple but definite, and the most characteristic ceremony was the +Consolamentum, the baptism of the Holy Ghost, by which the believers +were placed in communion with the Perfected and so became absolved +from all sin. It was performed by the imposition of hands together +with the blessing and kiss of peace given by any two of the Perfected. +This was the process of "heretication," the name given by the +Inquisitors to admission into the Catharist Church; and, except in the +case of the ministers, it was postponed until the believer lay upon +his death-bed. + +[Sidenote: Their effect.] + +The charges of evil practices against the Cathari were perhaps no +truer than similar accusations against the Waldenses, and their +missionary zeal was proof against even death at the stake. +Nevertheless there is no doubt that the cause of progress and +civilisation lay with Catholicism rather than with its opponents. The +asceticism of the Cathari would have resulted, if not in the +extinction of the race, at least in the destruction of the family: +their identification of matter with the work of Satan would have been +a bar to attempts at material improvement. Moreover, if ever theirs +had become the conquering faith, they would have developed a +sacerdotal class as privileged as the Catholic priesthood. The +movement has been aptly described as "not a revolt against the Church, +but a renunciation of man's dominion over nature." + +[Sidenote: Their origin and spread.] + +Whether the Catharist movement was spread westwards by the Paulicians +who in the tenth century were transplanted from Armenia to Thrace, or +sprang spontaneously from teachers who saw in the dualistic philosophy +a condemnation, if not an explanation, of the materialisation of +Christianity by the Church, may not be very certain; but there is no +doubt that the Cathari of Western Europe always looked to the eastern +side of the Adriatic as to the headquarters of their faith. In the +eleventh century we hear of Cathari in certain places in North Italy, +in France, and even in Germany; but although in Italy the name of +Patarins came to be applied to the sect, we need trace no connection +in the popular rising at Milan, which was stirred up by the Church +reformers against the simony and clerical marriage practised by the +Church of St. Ambrose. In the twelfth century the movement is heard of +in an increasing number of places, in certain parts of France +including Brittany, in Flanders among all classes, in the Rhine lands. +Milan was supposed to be the headquarters in Italy. In England thirty +persons of humble birth, probably from Flanders, were condemned in +1166, and an article was inserted in the Assize of Clarendon against +them. + +[Sidenote: Albigenses.] + +But it was in the south of France that the Cathari, no less than the +Waldenses, were chiefly to be found; with this difference, +however--that, whereas the Waldenses confined themselves chiefly to +Provence and the valley of the Rhone, the Cathari were scattered over +a much larger area, although their chief strength lay in the valley of +the Garonne. The town of Albi gave them their name of Albigenses, and +Toulouse was the chief centre of their influence. In 1119 Calixtus II +condemned the heresy at its centre in Toulouse. In 1139, at the second +Lateran Council, Innocent II called upon the secular power for the +first time to assist in expelling from the Church those who professed +heretical opinions. In 1163 Alexander III, at the great Council of +Tours, demanded that secular princes should imprison them. But the +futility of these measures appeared from the colloquy held in 1165 at +Lombers, near Albi, between representatives of the Church and of the +Albigenses before mutually chosen judges, for it made plain the +boldness of the heretics and their claim of equality with the Church. +Indeed, in 1167 they actually held a council of their own at St. Felix +de Caraman, near Toulouse, at which the chief Bishop of the Catharists +was brought from Constantinople to preside, while a number of bishops +were appointed, and all the business transacted was that of an equal +and rival organisation to the Church of Rome. + +[Sidenote: Attempts at suppression.] + +During the next ten years (1167-77), while the religious allegiance of +Europe was divided by the schism in the Papacy, Catharism gained a +great hold over all classes in Languedoc and Gascony. Raymond V of +Toulouse, the sovereign of Languedoc, finding himself powerless to +check it, appealed for help; but the Kings of France and England +agreed to a joint expedition only to abandon it, and the papal mission +sent in 1178, composed of the papal legate, several bishops, and the +Abbot of Clairvaux, only made heroes of the few heretics whom they +ventured to excommunicate. In 1179, at the third Lateran Council, +Alexander III proclaimed a crusade against all enemies of the Church, +among whom were included, for the first time, professing Christians. +The Abbot of Clairvaux, as papal legate, raised a force and reduced to +submission Roger, Viscount of Béziers, who openly protected heretics; +but the crusading army melted away at the end of the time of +enlistment, and the only result of the expedition was the exasperation +produced by the devastation of the land. After this failure no real +attempt was made to stop the spread of heresy until the accession of +Innocent III, while the fall of Jerusalem in 1186 turned all crusading +ardour in the direction of Palestine. + +[Sidenote: Raymond VI of Toulouse.] + +Meanwhile, in 1194 Raymond V had been succeeded by his son, Raymond +VI, who, if he was not actually a heretic, was at least indifferent to +the interests of the Catholic faith. Most of his barons favoured +Catharism. He himself was surrounded by a gay and cultured court, and +was popular with his subjects. At the same time the local clergy +neglected their duties, the barons plundered the Church, and the +heretics, without persecuting the Catholics, were gradually +extinguishing them in the dominions of Toulouse. Immediately on his +accession in 1198 Innocent III appointed commissioners to visit the +heretical district; but the local bishop, from jealousy, would not +help. Some effect, however, was produced when, acting on the +suggestion of a Spanish prelate, Diego de Azevedo, Bishop of Osma, +they dismissed their retinues and started on a preaching tour among +the people. The Bishop was accompanied by the Canon Dominic, and this +mission was the germ out of which shortly grew the great Dominican +Order. But the Bishop went back to Spain, and twice the papal legate +excommunicated Raymond VI because he would give no help. Once Raymond +made his peace with the Church, but the second pronouncement against +him was shortly followed by the murder of the legate Peter of +Castelnau, who had made himself peculiarly obnoxious (1208). Raymond's +complicity was never proved, but Innocent was getting impatient, and +his commissioners had made up their minds that it was easier and +quicker to exterminate the heretics than to convert them. Raymond and +all concerned in the murder were excommunicated, and a crusade was +proclaimed against them. Philip Augustus of France allowed his barons +to go, but excused himself on the ground of his relations with John of +England. Raymond hoped to avoid the threatening storm by another +abject submission; but he was obliged to surrender his chief +fortresses and to join in person the army which now assembled for the +extirpation of heresy in his own lands. + +[Sidenote: The Crusade.] + +Although Raymond was thus forced to appear in the ranks of his +enemies, a leader in resistance was found in his nephew, Raymond +Roger, Viscount of Béziers (1209). But his capital Béziers was stormed +by the crusading army under the legate, who, when asked how the +soldiers could distinguish Catholics from heretics, is said to have +replied, "Slay them all: God will know His own." Then Carcassonne, +deemed impregnable, was besieged, and the young Viscount, decoyed into +the enemies' camp under pretence of negotiation, was kept a prisoner. +He died, and the city was surrendered. The conquered territory was +practically forced by the legate on Simon de Montfort, younger son of +the Count of Evreux, who, through his mother, was also Earl of +Leicester. + +[Sidenote: Simon de Montfort.] + +In 1211 the crusaders attacked Count Raymond's territories. He had +never yet been tried for the murder of the legate, of which he was +accused; and already Philip of France had warned the Pope that in any +question of Raymond's forfeiture, it was for the French King as +suzerain and not for the Pope to proclaim it. By a visit to Rome +Raymond hoped that he had gained permission to purge himself from the +impending charges; but at the last moment this was pronounced +impossible, because in having failed to clear his lands of heresy, as +he had promised to do, he was forsworn. In a war of sieges De +Montfort's skill took from Raymond everything except Toulouse and +Montauban. Raymond's brother-in-law, Pedro II of Aragon, now +intervened; but when Innocent III, misled by his legates, refused a +further offer of purgation on the part of Raymond, Pedro formally +declared war against De Montfort. He invaded and laid siege to Muret; +but his forces were defeated and he was killed (1213). So far Innocent +III had avoided the recognition of De Montfort's conquests in +Toulouse. But early in 1215 he ratified the act of the Council of +Montpellier which had elected Simon de Montfort as lord of the whole +conquered land. Raymond, although he had never yet been tried, was +declared deposed for heresy; and the fourth Lateran Council, while +confirming this decision, left a small portion of the territory still +unconquered, for his son. It seems likely that Innocent would have +been willing to deal fairly with the Count of Toulouse; but by this +time there were too many interested in the ruin of the House of +Toulouse, and the Pope was deliberately misled by his legates. Hence +it came that a judgment which might, as it was expected that it would, +have righted a great wrong, proved only a signal for revolt. Raymond +and his son were welcomed back by an united people, and finally in +1218 Simon de Montfort was killed while besieging Toulouse. + +[Sidenote: A war of aggression.] + +De Montfort's son could make no headway against a people in arms. But +in 1222 Raymond VI and Philip of France vainly tried to promote a +peaceful settlement between Amaury de Montfort and Raymond VII. +Amaury, despairing of success, offered his claims to the French King, +and in 1223 Philip's successor, Louis VIII, overpersuaded by the Pope, +accepted them. The young Count Raymond vainly endeavoured to ward off +the threatened invasion and showed every desire to be reconciled with +the Church. There was scarcely any longer a pretence of religious war. +From the first it had been largely a war of races, promoted by +northern jealousy at the wealth and civilisation of the south and by a +desire for the completion of the Frank conquest of Gaul. Thus from the +beginning of hostilities the whole population of the south, Catholic +as well as heretic, had stood together in resistance to the crusading +army, and despite his tergiversations Raymond VI had never lost their +affection and support. The war lasted for three years (1226-9); Louis +VIII led an expedition southwards, which for some inexplicable reason +turned back before it had achieved complete success; and after his +death the Queen-Regent, Blanche of Castile, with the encouragement of +Pope Gregory IX, came to terms with Raymond VII. By the Treaty of +Meaux (1229) Count Raymond agreed to hunt down all heretics, to assume +the cross as a penance, to give up at once about two-thirds of his +lands, while the remainder was to go to his daughter, who was to be +married to a French prince, with the ultimate reversion to the French +Crown. In 1237 Jeanne of Toulouse was married to Alfonso, brother of +Louis IX; in 1249, on the death of Raymond VII, they succeeded to his +dominions, and on their death in 1271 without children Philip III +annexed all their possessions to the dominions of the French Crown. + +[Sidenote: Punishment for heresy.] + +The question of the acquisition of territory was thus shown to be far +more important than the suppression of heresy. But a university was +established at Toulouse for the teaching of true philosophy, and the +Inquisition was set up under the Dominicans for the suppression of +false doctrine. The time had definitely gone by when the Church would +rely upon methods of persuasion in dealing with heretics. And yet for +a long time there was much hesitation among Churchmen. Even as late as +1145 St. Bernard pleads for reasoning rather than coercion. And the +application of methods of coercion was equally tentative. At first the +obstinate heretic was imprisoned or exiled and his property was +confiscated. But the practice of burning a heretic alive was long the +custom before it was adopted anywhere as positive law. Pedro II of +Aragon, the champion of Raymond VI, first definitely legalised it +(1197). In 1238 by the Edict of Cremona this became the recognised law +of the Empire, and was afterwards embodied in the Sachsenspiegel and +Schwabenspiegel, the municipal codes of Northern and Southern Germany +respectively. The Etablissements of Louis IX (1270) recognised the +practice for France. It is a tribute to English orthodoxy that the Act +"de haeretico comburendo" was not passed until 1401. + +[Sidenote: The secular arm.] + +Early usage forbade the clergy to be concerned in judgments involving +death or mutilation. This finds expression in the Constitutions of +Clarendon (1164); and the fourth Lateran Council (1215) definitely +forbade clerks to utter a judgment of blood or to be present at an +execution. Thus the Church merely found a man a heretic and called +upon the secular authority to punish him. It was impressed upon all +secular potentates from highest to lowest that it was their business +to obey the behests of the Church in the extirpation of heresy. +Indeed, it may almost be said that the validity of this command of the +Church was the principal point at issue in the Albigensian crusade; +for Raymond's lands were declared forfeit merely because he would not +take an active part in the punishment of his heretical subjects. Thus +by the thirteenth century all hesitation as to the attitude of the +Church towards heretics had entirely disappeared. As Innocent III lays +it down, "faith is not to be kept with him who keeps not faith with +God," and Councils of this century declared that any temporal ruler +who did not persecute heresy must be regarded as an accomplice and so +as himself a heretic. + +We cannot apply modern standards to the mediaeval feelings about +heresy. The noblest and most saintly among clergy and laity alike were +often the fiercest persecutors. Church and State were closely +intermingled; heresy was a crime as well as a sin; the heretic was a +rebel; mild measures only made him bolder; and in fear of the +overthrow of the whole social system the rulers of State and Church +combined to crush him. + + + + +CHAPTER XIII + +THE MENDICANT ORDERS + + +[Sidenote: Need for new kinds of Orders.] + +At the Lateran Council in 1215 Innocent III issued a decree which +practically forbade the foundation of new monastic Orders. The +increase of such Orders in the name of religious reform had not always +tended to the promotion of orthodoxy. Moreover, the monastic ideal was +the spiritual perfection of the individual, to be gained by separation +from the world; but the growth of large urban populations with the +accompanying disease and misery called for a new kind of dedication to +religion. There was strength in membership of an Order, and during the +twelfth century there were founded alongside of the newer monastic +Orders organisations devoted to social work of various kinds. Such was +the origin of the Hospitallers and perhaps of the Templars also, and +of a number of small Orders, most of them merely local in their work +and following, which were founded all over Western Europe for care of +the sick and pilgrims and for other charitable work. + +A point that demanded even more immediate attention was the almost +total neglect of preaching by the parochial clergy and the consequent +success of the Waldensian and other heretical preachers. There were +isolated examples of missionary devotion among the clergy. Fulk of +Neuilly, a priest, obtained a licence from Innocent III to preach, and +met with marvellous success among the Cathari until he was turned +aside by Innocent's exhortation to preach a new crusade. But he died +before it set out (1202). Duran de Huesca, a Catalan, conceived the +idea of fighting the heretics with their own weapons, and founded the +Pauperes Catholici as an Order professing poverty and engaged in +missionary work. But the outbreak of the Albigensian War superseded +the work of the Order by more summary methods of dealing with +heretics. + +[Sidenote: Dominicans.] + +But these Poor Catholics were the precursors, if not the actual model +of the Preaching Friars of St. Dominic. The founder was a Spaniard, +who had studied long in the University of Palencia, and had become +sub-prior of the cathedral of Osma. He accompanied his bishop to Rome, +and thence on a mission among the Albigenses. He wandered as a +mendicant through the most heretical districts of Languedoc for three +years (1205-8) before the outbreak of war, holding religious +discussions with leading heretics. But amid the clash of arms his +activity took a different shape. Communities had been founded among +the Albigenses for the reception of the daughters of dead or ruined +nobles. For the protection of such and of any others of the gentle sex +who returned to Catholicism, Dominic founded the monastery of Prouille +(1206). This was established on the lines of houses in other Orders; +and although he led a life of extreme asceticism, he did not at first +contemplate imposing a rule of collective poverty upon his Order. +Indeed, he received for the use of Prouille gifts of all kinds in land +and movables, and even increased the possessions by purchase. Towards +the end of the war Dominic established a brotherhood which should +devote itself to preaching with a view to refuting heretics. In 1215 +he appeared at the Lateran Council, in order to obtain the papal +approbation of this new Order. Innocent III, while taking under his +protection the monastery of Prouille, desired Dominic to choose an +already existing rule for his new community. The Dominican legend +depicts Innocent as converted to the recognition of the Order by a +dream, in which he saw the Lateran Church tottering and upheld by the +support of the Spanish saint. But Innocent died before Dominic had +decided with his followers that they would place themselves under the +rule of the Augustinian Canons; and it was from Honorius III that the +Friars Preachers obtained the confirmation of their Order. A parallel +story is told of the papal approval of the Franciscans; but there is +no proof that St. Francis was present at the Council, nor is it likely +that in the face of the decree against the foundation of new Orders +the sanction of the Pope should have been given to his rule. But the +meeting of the two great founders at Rome in 1216 is an historical +event of great importance; for the example of the Franciscans caused +the adoption of the life of poverty by the Dominicans also. + +[Sidenote: Their spread.] + +Immediately after the papal confirmation the Order began its work. The +first followers of Dominic included natives of Spain, England, +Normandy, and Lorraine, and the Friars Preachers are soon found in +every country of Western and Central Europe. The nature of the work to +which they set themselves made them from the beginning a congregation +of intellectual men. Honorius III conferred on Dominic himself the +Mastership of the Sacred Palace, which gave to him, and even more to +those who succeeded him in the headship of the Order, not merely the +religious instruction of the households of popes and cardinals, but +also the censorship of books. Paris, the headquarters of the +scholastic theology, and Bologna, the great law school of the Middle +Ages, became at once the chief seats of training. The Dominicans +spread so rapidly that at the death of their founder in 1221 they +possessed sixty houses, which had just been divided into eight +provinces. To these four were subsequently added. The death of +Dominic, like his life, has been almost overwhelmed in the miraculous; +but for whatever reason, it was not until thirteen years after his +death that he was enrolled among the recognised saints of the Church, +although the honour of canonisation had been paid to St. Francis eight +years earlier and within two years of his death. + +[Sidenote: Popularity of the friars.] + +Jealousy between the conventual and the parochial clergy had been of +long standing: it had been based upon the exemption of monks from the +jurisdiction of the local Church. The monks had, however, been +definitely warned off themselves taking part in parochial work. But +the friars began with a missionary purpose; and in 1227 Gregory IX, +who as Cardinal Ugolino had been Protector of the Franciscans, +conferred on both Orders the right not only of preaching, but also of +hearing confessions and granting absolution everywhere. The rules of +the Orders forbade them to preach in a church without the leave of the +parish priest; but they ignored this prohibition, set up their own +altars, at which a papal privilege allowed them to celebrate Mass, and +not only superseded the lazy secular clergy in all the work of the +cure of souls, but deprived them of the fees which were a chief source +of their income. The secular clergy bitterly resented the presence of +the intruders; but the Pope favoured the friars and heaped privileges +upon them, since they formed an international body easy to mobilise +for use against the hierarchy, and able to be used for transmitting +and executing papal orders. The people also welcomed them, because, at +first at any rate, they worked for their daily bread, and were +prevented by their vow of poverty from seeking endowments: while the +peripatetic character of his life made the friar popular as a +confessor who could know nothing about his penitents. + +[Sidenote: Dominicans and University of Paris.] + +The characteristic work of the Dominicans as preachers and teachers +rather determined the particular form which the struggle should assume +between them and the seculars. The University of Paris welcomed the +Dominicans on their first arrival; the new-comers soon fixed +themselves in the Hospital of St. Jacques (the site of the Jacobin +Club of 1789), on University ground, and many members of the +University became affiliated to their Order. In 1229 the privileges of +the University were violated by the municipality, and, since the Crown +would give no redress, the whole body of masters and students +dispersed themselves among different provincial towns. In 1231 a bull +of Gregory IX confirmed their privileges and brought them back to +Paris. But during their absence the Dominicans, with the approval of +the Bishop, admitted scholars to their house of St. Jacques and +appointed their own teachers; while several of the most famous secular +teachers took the Dominican habit. Thus after 1231 there were in the +University several theological chairs occupied by Mendicants. The +prosperity and aggressiveness of the friars, and political and +doctrinal differences between them and the seculars, caused great +tension. Not without reason the seculars complained that they were +likely to be deprived of all the theological teaching. Matters came to +an issue in 1253, when, on the murder of a scholar by the municipal +officers, the University in accordance with its privileges proclaimed +a cessation or suspension of the classes. In this act the Mendicants +refused to join without the papal sanction. The University attempted +to expel them from the teaching body, and under the leadership of +William of St. Amour it so far prevailed at Rome that Innocent IV, for +whatever reason, issued the "terrible" bull _Etsi Animarum_, by +which the Mendicants were deprived at one blow of all the privileges +which had given them the power of interfering in parochial life. But +in the legend of the Order Innocent was prayed to death by the +revengeful friars. Anyhow, his death (1254) saved the situation, since +his successor, Alexander IV, declared unreservedly for them. The +University was forced to receive them, and to acknowledge their rights +of preaching and hearing confessions. On the other hand, it was +arranged under Urban IV that the number of theological chairs to be +held by Mendicant teachers, whose representatives at the moment were +Thomas Aquinas and Bonaventura, should be limited to three. But the +war against the Mendicants continued, and the bullying to which the +University was subjected, especially by Benedict Gaetani, the papal +legate, in 1290, accounts perhaps for the support given by the +University to Philip IV in his quarrel with Boniface VIII, and for the +political action of the University at a later date. + +[Sidenote: Friars and Inquisition.] + +The spread of heresy and the feeble attempts of the bishops to use the +machinery at their disposal for dealing with it, caused the gradual +growth of the system known as the Papal Inquisition. This was +feasible, partly because the civil government, led by Frederick II, +were enacting severe laws against heresy, but chiefly because in the +new Mendicant Orders there were now to be found men of sufficient +knowledge and training to cope with the difficulty of unmasking +heresy. But it is a mistake to suppose that the inquisitorial work was +a perquisite of the Dominicans. Both Orders alike were employed by the +Papacy in the unsavoury duty, although ultimately the Dominicans took +the larger share. For the service of the wretched, to which the +Franciscans primarily devoted themselves, soon necessitated a study of +medicine in order to cope with disease and a study of theology in +order to deal with heresy. If as a body they never came to represent +learning like the Dominicans, the names of Bonaventura, Roger Bacon, +and Duns Scotus sufficiently prove that there was no necessary +antagonism between learning and the Franciscan ideal. + +[Sidenote: St. Francis.] + +The modern and the Protestant world apparently finds the life of St. +Francis as interesting and wonderful as his contemporaries found it. +It seems no exaggeration to say that "no human creature since Christ +has more fully incarnated the ideal of Christianity" than he. Even the +extravagances of himself and some of his followers, scarcely +exaggerated by the mass of legends which has grown up around him and +the Order, cannot conceal the real beauty of his life; while they bear +eloquent witness not only to the impression which he made on his own +and succeeding generations, but also to the fact of his attempt to +realise the standard set up by Christ for human imitation. His +devotion to the wretched and the outcast, especially the lepers; his +deep humility; his childlike faith and absolute obedience, were the +outcome of a desire to attain to the simplicity of Christ and the +Apostles. But the essence of his system lay in the idealisation of +poverty as good in itself and the best of all good things. Poverty +was, indeed, the "corner-stone on which he founded the Order." But +this did not imply sadness, which St. Francis considered one of the +most potent weapons of the devil. Sociability, cheerfulness, +hopefulness were characteristics of himself and of the Order in its +early days. Here it is impossible to tell the fascinating story of his +own life, to describe his own graphic preaching, or to illustrate his +instinctive sympathy with animal life. But it must be noted that his +passionate love for Christ the Sufferer caused him to desire to +reproduce in detail the last hours of the Saviour's life on earth, +until the ecstasies may have ended in producing those physical marks +of the crucifixion upon the body known as the Stigmata. The evidence +is conflicting and not above suspicion, and the Dominicans always +treated the claim with ridicule. Certainly the Franciscan Order +exalted their founder with an extravagance which ultimately (1385) +ended in the production of a Book of Conformities, some forty in +number, in which, by implication, the simple friar becomes a second if +not a rival Christ. + +It was in 1210 that Francis and the Brotherhood of Penitents which he +had founded at Assisi appeared in Rome, and obtained from Innocent III +a verbal confirmation of their rule and authority to preach. This rule +seems to have comprised nothing more than certain passages of +Scripture enjoining a life of poverty. The first disciples of Francis +were drawn from a variety of social classes, and a revelation from God +is said to have decided him and his little company to abandon their +first notion of a contemplative life in favour of one of active +service along evangelical lines. The missionary work began at once, +and they wandered in couples through Italy, finding their way quickly +into France, England, Germany, and all other European lands. + +[Sidenote: Franciscan Rule.] + +The future organisation of the Order was determined by a definitive +Rule sanctioned by Honorius III in 1223. Francis refused to alter any +of the clauses at the Pope's request, asserting that the Rule was not +his, but Christ's; whence it became a tradition of the Order that the +Rule had been divinely inspired. It was strictly enjoined that the +brethren should possess no property, should receive no money even +through a third person, and that all who were able to labour should do +so in return not for money, but for necessaries for themselves and +their brethren. And as if these plain directions were not enough, St. +Francis in his will enjoins that the words of the Rule are to be +understood "simply and absolutely, without gloss," and to be observed +to the end. + +[Sidenote: Organization] + +The organisation aimed at being non-monastic; the houses, which should +be mere headquarters of the simplest kind, were placed under guardians +who had neither the title nor the powers of the monastic abbot, and +were grouped into provinces; while the provincial ministers were +responsible to the General Minister stationed at Assisi, who was +himself chosen by the General Chapter of the provincials and guardians +called every three years, and could also be deposed by them. A +Cardinal watched the interests of the Order at Rome. The rapid spread +of the Franciscans is shown from the fact that the first General +Chapter in 1221 is said to have been attended by several thousand +members, while in 1260, when Bonaventura as General reorganised the +arrangements, a division was made into 33 provinces and 3 vicariates +which included in all 182 guardianships. England, for example, +comprised 7 guardianships with 49 houses and 1242 friars. + +The Order included other branches than the fully professed friars. +Some time before 1216 a sisterhood was added in the Order of St. +Claire under a noble maiden of Assisi, who put herself under the +guidance of Francis and received from Pope Innocent for herself and +her sisters the "privilege of poverty." They observed the Franciscan +Rule in all its strictness, and their founder was canonised in 1255, +two years after her death. + +[Sidenote: Tertiaries.] + +A very distinctive feature of the Franciscans is the organisation +officially known as the Brothers and Sisters of Penitence, but more +popularly described as the Tertiaries of the Order. The affiliation of +laymen and women to religious Orders was no new thing. But the laity +of both sexes who attached themselves by bonds of brotherhood and in +associations for prayer to the great monasteries were mostly well-born +and wealthy, prospective if not actual patrons. The Franciscan +Tertiaries were as democratic as the Order itself. The papal sanction +was given in 1221. The members were required to live the ordinary +daily life in the world under certain restrictions. In addition to the +obligations of religion and morality, they were required to dress +simply and to avoid certain ways of amusement, while they were +forbidden to carry weapons except for the defence of their Church and +their land. The Dominicans possessed a similar organisation under the +name of _Militia Jesu Christi_, the Soldiery of Christ. In the +case of both Orders this close contact with the laity irrespective of +class was a source of great strength and influence. Many, from royal +personages downwards, enrolled themselves among the Tertiaries or +hoped to assure an entrance to heaven by assuming the garb of a friar +upon the death-bed. + +[Sidenote: Friars as missionaries to the heathen.] + +Since both Orders were founded with a missionary purpose, it is not +surprising to find that at a very early date they extended their +efforts beyond Europe. No real distinction of sphere can be profitably +made; but perhaps the Dominican work lay chiefly among heretics, while +the Franciscans devoted the greater attention to the heathen. +Certainly St. Francis himself did not deal with heretics as such. He +did, however, try to convert the Mohammedans and became for a while a +prisoner in the hands of the Sultan of Egypt. Both Orders established +houses in Palestine and both Orders were employed in embassies to the +Mongols. The Dominicans brought back the Jacobite Church of the East +into communion with Rome, while the Franciscans won King Haiton of +Armenia, who entered their Order. Stories of martyrdom were frequent. +At any rate, the friars were among the most enterprising of mediaeval +travellers, and were the first to bring large portions of the Eastern +world into contact with the West. + +[Sidenote: Change from original principle.] + +The story of the Dominican Order in the thirteenth century is one of +continual progress. It was devoted to poverty no less than its +companion Order. But circumstances soon showed that this was a +principle which in its strictness made too great a demand upon human +nature. Relaxation of the Rules was obtained from more than one pope; +the popularity of the Orders brought them great wealth, and land and +other property was held by municipalities and other third parties for +the use of the friars. Their houses and their churches became as +magnificent as those of the monks. But while this grave departure from +the original ideal gave rise to no qualms among the more worldly and +accommodating Dominicans, it rent asunder the whole Franciscan Order +in a quarrel which forms perhaps the most interesting and important +episode in the religious history of the Middle Ages. + +[Sidenote: Development of extreme views among Franciscans.] + +The conflict began at once after St. Francis' death. His successor as +General of the Order, Elias of Cortona, desired to supersede the +democratic constitution of the Order in favour of a despotic rule, and +obtained from Gregory IX a relaxation of the strict rule of poverty: +while he raised over the remains of the founder at Assisi a +magnificent church which the saint would have repudiated. The bitter +complaints of the Franciscans who wished to observe the Rule in the +spirit of their founder obliged the Pope to depose Elias, who took +refuge at the Court of Frederick II. But the tendency towards +relaxation continued and was favoured by the Papacy. For the +Spirituals--those who clung to the strict Rule and regarded it as a +direct revelation to St. Francis--by the severity of their practices +tended to isolate themselves from the life around them and so to +escape the discipline of the Church. In addition to this they became +involved in heresy by identifying themselves with the prophecies +attached to the name of Joachim de Flore. He was the Abbot of a +Calabrian monastery, who founded an Order at the end of the twelfth +century. He depicted the history of mankind as composed of three +periods--the first under the dispensation of the Father ending at the +birth of Christ; the second under the Son, which by various +calculations he determined would end in 1260; and the third ruled by +the Holy Ghost, in which the Eucharist, which had itself superseded +the paschal lamb, should give way to some new means of grace. Joachim +also foretold the rise of a new monastic order which should convert +the world, and this the Franciscans concluded to mean themselves. +Curiously enough, the Church did not condemn Joachim for his +prophecies: popes even encouraged him to write. In 1254 there appeared +in Paris a book entitled the _Introduction to the Everlasting +Gospel_, a name taken from a passage of the Revelation (xiv. 6). We +know it only from the denunciations of its enemies; but it was +apparently intended to consist of three undoubted works of Joachim +with explanatory glosses and an introduction. These were the work of +Friar Gerard of Borgo-san-Donnino, who is represented as having gone +beyond the views of the Calabrian prophet. He asserted that about the +year 1200 the spirit of life had left the Old and New Testaments in +order to pass into the Everlasting Gospel, and that this new +scripture, of which the text was composed of Joachim's three books, +was a new revelation which did not, as Joachim held, contain the +mystical interpretation of the Bible, but actually replaced and +effaced the Law of Christ as that had effaced the Law of Moses. It is +impossible to tell how far the author represented the views of all the +Spirituals. A share in the composition was ascribed to the Franciscan +General John of Parma (1248-57), who represented the purest Franciscan +tradition, and was chiefly responsible for the more extravagant forms +of the Franciscan legend. He was a gentle mystic, and his belief in +the prophetical utterances of the age probably did not go beyond the +actual works of Joachim. But his sympathy encouraged the extreme +Joachites, who manufactured and passed from hand to hand a large +number of spurious prophetical writings which were attributed to +Joachim. + +[Sidenote: Popular manifestations.] + +Moreover, the extravagances of the Spirituals were no isolated +outburst of religious liberty. In 1251 there appeared in France an +elderly preacher, known as the Hungarian, who, professing a revelation +from the Virgin Mary and preaching a social revolution, led a band of +peasants and rioters through country, until the leader was killed in a +scuffle and his followers were dispersed. In 1260 Italy was startled +by processions of persons of all classes and ages, stripped to the +waist, who flogged themselves at intervals in penance for their sins. +These movements of the Pasteauroux and the Flagellants were merely the +best known among many which bore witness to the restlessness and +yearning of the age. + +[Sidenote: Papal action and its effect.] + +But despite the manifest danger of these movements the Papacy acted +with great caution. In 1255 a tribunal of three Cardinals at Anagni +investigated the charges against Gerard's book. Joachim's orthodoxy +remained unquestioned the _Everlasting Gospel_ was condemned, but +the Bishop of Paris was told not to annoy the Franciscans. The most +important result was that John of Parma was deposed by the General +Chapter acting under the influence of the Conventual Franciscans, who +welcomed the relaxations of the severe Rule. For their new head was +Bonaventura, himself a mystic; but the fact that he had taken the +place of their beau ideal, that he distrusted the rule of absolute +poverty as tending to weaken the social worth of the Franciscan body, +and that he was a recognised leader in the Church--all increased the +alienation of the Spirituals from the Church and suggested to their +minds the idea of schism. + +[Sidenote: Chances of separation.] + +On the other hand, the Conventuals met the austere intolerance of the +extreme party by persecution. The most interesting victim of this +religious rancour was Peter John, the son of Olive, a French friar, +whose works were condemned more than once, although he died quietly in +1298. He allowed to the Franciscans only the sustenance necessary for +daily life and the furniture for the celebration of divine service. In +his view the Roman Church was Babylon, and the Rule of St. Francis was +the law of the Gospel. For those who held such views there was no +place in the Roman Church. The Spirituals began to seek relief in a +return to the eremitic life. But the sudden elevation of a hermit of +South Italy to the Papacy in the person of Celestine V seemed to +present to these dreamers the chance of the accomplishment of the new +Gospel. His hopeless failure and abdication turned their thoughts more +than ever to separation from the Church. Celestine, who had gathered +some of the extreme Franciscans into a community of his own, is said +to have released them from obedience to the Franciscan Order. In any +case, Boniface VIII not only secured the ex-Pope, but also attempted +to exterminate his followers. So far the question at issue had been a +disciplinary question which concerned the Franciscan Order--whether +for the Order absolute poverty was of the essence of the Rule. The +time was at hand when the question would assume a doctrinal form, and +the Church at large would be called upon to decide whether absolute +poverty was an article of the Christian faith. + + + + +CHAPTER XIV + +THE CHURCH AND THE HEATHEN + + +[Sidenote: Hungary and Poland.] + +From the time of Otto I it was the policy of the German Kings to +Germanise and Christianise the nations on their eastern border, as a +preparatory step to including them in the Empire. Otto had exacted +homage from the rulers of Hungary, Poland, and Bohemia, but under his +successors they broke away; and although, meanwhile, Christianity was +accepted by the rulers in all three countries, Hungary and Poland both +established their independence politically of the German King, and +ecclesiastically of the German Metropolitan of Mainz or Magdeburg. +Henry III reasserted the political influence in Germany; but it was to +the interest of the Pope to encourage the independent attitude of the +Churches in Hungary and Poland so long as they recognised the Roman +supremacy. But even politically Gregory VII told Solomon, King of +Hungary (1074), that his kingdom "belongs to the holy Roman Church, +having been formerly offered by King Stephen to St. Peter, together +with every right and power belonging to him, and devoutly handed +over." A similar claim, of which the basis was much more doubtful, was +made to Poland. + +[Sidenote: Bohemia.] + +The Czechs in Bohemia were less fortunate. Boleslas Chrobry, i.e. the +Brave, of Poland (992-1025), had aspired to rule over an united +kingdom of the Northern Slavs, but had to be content with the +independence of his own Polish kingdom. Bretislas of Bohemia (1037-55) +had a similar ambition; but he could not shake off the German yoke, +and his bishopric of Prague remained a suffragan of the Metropolitan +of Mainz. + +[Sidenote: Adalbert of Bremen.] + +North of Bohemia, in the country lying between the Baltic, the Elbe, +and the Oder, Otto had established a series of marks or border-lands +in which he had built towns, introduced German colonists, and founded +bishoprics which he had grouped round a new Metropolitan at Magdeburg. +Here for nearly a century and a half the House of Billung did much to +keep under the surging tide of paganism. It was the ambitions of +Adalbert, Archbishop of Bremen (1043-72), which for a time caused a +serious heathen reaction in this quarter. He was the rival of Hanno of +Koln for influence at the Court during Henry IV's minority. As the +most northern German Metropolitan he aspired to set up a patriarchate +in Northern Europe. He met with considerable success in Scandinavia. + +[Sidenote: Scandinavia.] + +The Christianisation of Denmark had been completed under Cnut, who +also ruled over England (1014-35). Norway was also being rapidly +converted; but the forcible methods of King Olaf, who afterwards +became the patron saint of his country, roused discontent. Cnut added +Norway to his dominions, and was anxious to make his realm +ecclesiastically independent. He established three bishoprics in +Denmark, but did not get his own metropolitan, and his empire fell +asunder at his death. Adalbert made a close alliance with Swein of +Denmark, and thus kept the Danish Church dependent. Harold Hardrada +struggled against Adalbert's attempts to assert his power in Norway. +Sweden had accepted Christianity under Olaf Stotkonung, i.e. the +Lap-King, who died in 1024. But until towards the end of the eleventh +century heathenism continued to maintain itself, and the difficulties +of the Christian party were considerably increased by the assertive +policy of Bremen. Adalbert's schemes were wide-reaching. He sent +bishops to the Orkneys, to Iceland, and even to Greenland, of which +the last two lands had been converted by missionaries from Norway and +ultimately became subject to the Metropolitan of Norway. + +[Sidenote: Wends.] + +But the real mischief of Adalbert's ambitious schemes was apparent +east of the Elbe. He founded the bishopric of Hamburg, and held it in +addition to Bremen. He sent bishops to Ratzeburg and Mecklenburg +across the Elbe. He encouraged Henry IV's schemes against the Saxons +in order to diminish the power of the House of Billung, who were his +rivals in that quarter. The various tribes of the Wends--Wagrians, +Obotrites, Wiltzes--had been drawn together into one kingdom under +Gottschalk (1047-66), himself a Christian, who founded churches and +monasteries, and has been likened to Oswald of Northumbria in that he +interpreted the missionaries' sermons to his heathen subjects. This +dominion had been established under the protection of the Saxon dukes. +But Henry IV's quarrels with Saxony distracted the attention of the +Billungs and their followers; and Gottschalk's death was followed by a +heathen reaction in which, together with the extirpation of other +marks of Christianity, the bishoprics were destroyed, and among them +Adalbert's own foundation of Hamburg. This was the beginning of the +end. Adalbert's successor had to be content with Bremen alone. +Moreover, in the investiture struggle he was loyal to Henry IV; and +since Eric of Denmark declared for the Pope, Urban II made the Danish +prelate of Lund the Metropolitan of the North (1103). This arrangement +caused discontent in the two other Scandinavian kingdoms, and +ultimately Eugenius III sent Cardinal Breakspear, the future Hadrian +IV, on a mission which resulted in the establishment of Nidaros or +Drontheim as the see of a primate for Norway, and of Upsala in a +similar capacity for Sweden. It may be mentioned in connection with +this point that Finland owed its conversion to Sweden very shortly +afterwards, though the Swedish attempts in Esthonia failed. + +[Sidenote: Their final conversion.] + +Meanwhile among the Wends Gottschalk's son revived his father's +authority and contact with German civilisation; but after 1131 the +Wendish kingdom fell to pieces, and from that moment we can mark the +steady advance of German power to the Oder. The Billung line of Saxon +dukes had become extinct in 1106, and Henry V had given the ducal name +to Lothair, who succeeded him as Emperor, and who as Duke aimed at +building up a strong dominion in north-eastern Germany. As Emperor he +took up the civilising rôle of Otto the Great and encouraged the +Germanisation of the Slavs. The actual work was done by his chief +adviser Norbert, whom he had almost forced to become Archbishop of +Magdeburg. He acted in conjunction with Albert the Bear, a descendant +in the female line of the Billung dukes and Margrave of the Northmark, +who himself founded bishoprics among his immediate neighbours the +Wiltzes. Albert's soldiers prepared the way for Norbert's +Premonstratensian canons, and bishoprics were founded with so little +regard for division of territory, even in Poland and Pomerania, that +both Gnesen and Lund found themselves for a time subordinated to +Magdeburg. Two names are especially associated with the conversion of +the Wends. In 1121, under the patronage of Lothair who was not yet +Emperor, Vicelin began his work among the Wagrians, and in 1149 he +became their Bishop with his see at Oldenburg. He died in 1154. It was +under the auspices of Henry the Lion, now Duke of Saxony, that Berno +preached to the Obotrites, converting the Wendish Prince and becoming +Bishop of Mecklenburg. The gradual advance of German colonisation had +weakened the Wendish resistance and prepared the way for this +restoration of Christianity. Henry the Lion finished the work. In +alliance with Waldemar II of Denmark he repeated with greater +completeness the work of founding bishoprics, establishing houses of +Premonstratensians, whose missionary activity was now shared by the +Cistercians, building towns and introducing colonists, until the whole +country between the Northmark and the Baltic was included in his Saxon +duchy. + +[Sidenote: Pomerania.] + +The fall of Henry the Lion was not followed by any anti-German +reaction; and meanwhile the work of conversion had been going forward +among the Slavs beyond the Oder. The first attempts of the Poles to +influence their troublesome Pomeranian neighbours failed. The ultimate +success of a mission was due to a German. Otto, a native of Suabia, +began as a schoolmaster in Poland. From chaplain to the Polish Prince +the Emperor Henry V made him Bishop of Bamberg (1102); and, when +Boleslas III had subdued part of Pomerania and found his bishops +unwilling to attempt its conversion, he offered the task to Otto of +Bamberg who, although an old man, undertook it with the consent of the +Pope and the Emperor. He paid two visits--in 1124 and 1128--both to +Western Pomerania, and established the bishopric of Wollin. The +conversion was naturally imperfect, but the country never relapsed. +The fierce islanders of Rgen could not then be touched, but ultimately +gave way in 1168 before the combined secular and spiritual weapons of +the Danish rulers. + +[Sidenote: Livonia.] + +From the middle of the twelfth century the cities of Bremen and +Lübeck had established trading connections with Livonia. Following in +the wake of the traders (1186) an Augustinian canon, Meinhard by name, +preached Christianity under permission from a neighbouring Russian +Prince, and he was made Bishop of Yrkill, on the Düna, under the +Archbishop of Bremen. His successors, however, impatient at failure, +organised a crusade from Germany. The third Bishop, Albert, took the +recently founded trading centre Riga as his bishopric, and organised +the knightly Order of the Brethren of the Sword (1202), to be under +the control of the Bishop. He aimed at an united spiritual and +temporal power in his own land, and in 1207 he accepted Livonia as a +fief from King Philip of Suabia. But Albert's chief foes were those of +his own household. The Knights of the Sword strove for independence +and tried to establish themselves in Esthonia. Albert appointed his +own nominee as Bishop there, who should act as a check upon the +knights. Innocent III, however, gave the ecclesiastical supervision of +Esthonia to the Danish Archbishop of Lund. But when the Danish King +attempted to follow this up by asserting a political authority his +forces were defeated by the Esthonians. German influences prevailed; +Albert took Dorpat, made it the seat of a new bishopric, and organised +the whole country ecclesiastically until his death in 1229; although +it was not until 1255 that Riga became the Metropolitan of the +Livonian and Prussian Churches. The Order of the Sword ceased to +resist, and in 1237 it merged itself in the Teutonic Order in Prussia. +The conversion of Livonia was followed by that of Semgallen in 1218, +and finally the inhabitants of Courland, threatened on all sides, +accepted baptism (1230) as the only alternative to slavery. + +[Sidenote: Prussia.] + +Between these lands and Pomerania lay the savage Prussians. Among them +Bishop Adalbert of Prague, the Apostle of Bohemia, had ended his life +by martyrdom in 997: and subsequent efforts, whether of bold +missionaries or of victorious Polish Kings, equally failed. At length +in 1207 some Cistercian monks from Poland obtained leave from Innocent +III to make another attempt on Prussia. They were well received, and +Christian of Oliva was consecrated bishop. But the rulers of +neighbouring lands, notably Conrad, Duke of Masovia, which lay just to +the south, schemed to turn these converted Prussians into political +dependents, and Christian welcomed their armies as a means of +hastening on the nominal change of religion. A crusade was set on +foot; but the natives resisted with success, and began to destroy the +monasteries established in the country. Consequently, in 1226 Duke +Conrad invited some members of the Teutonic Order to help him. In 1230 +came a large number of the knights, and a devastating war which lasted +for more than fifty years (1230-83), ended in the nominal conversion +of the remaining inhabitants. + +During the war German colonists were placed upon the conquered lands +and towns were founded--Königsberg (1256) in honour of Ottocar of +Bohemia, who lent his aid for a time; Marienburg (1270), which became +the headquarters of the Teutonic Order. Indeed, it was the Order which +reaped the benefit of the conquest. In 1243 Innocent IV divided the +country ecclesiastically into four bishoprics, which were placed +afterwards under the Livonian Archbishop of Riga as their +Metropolitan. One of these four--Ermland--freed itself both +ecclesiastically from Riga and politically from the Teutonic knights, +and placed itself directly under the Pope. The others were less +fortunate, and the Order successfully resisted the joint efforts of +the bishops and the Pope to place them in a similar position. + +[Sidenote: Missions in Asia.] + +The spread of Christianity among the tribes upon the Baltic coast, +imperfect though it was, led to permanent results. In the second great +field of missionary activity during this period the work of the Roman +Church was more interesting than effective. It is difficult now to +realise that in the fourteenth century emissaries from Rome had +nominally organised large districts of Asia as part of the Christian +Church. Nor was theirs the first announcement of the Gospel in those +regions. Christians of the Nestorian or Chaldean faith could claim +adherents from Persia across the Continent to the heart of China, and +had even converted several Turkish tribes. + +[Sidenote: Prester John.] + +About the middle of the twelfth century the report reached Europe of +the conversion as early as the beginning of the eleventh century of +the Khan of the Karaďt, a Tartar tribe, lying south of Lake Baikal, +with its headquarters at Karakorum. The Syrian Christians, through +whom the report came, misinterpreted his Mongolian title Ung-Khan as +denoting a priest-king named John, and it was this distant Eastern +potentate who came to be known in Europe as Presbyter Johannes or +Prester John. It was the Syrian Christians who, in their desire to +outvie the boastful arrogance of their Latin neighbours, together with +many apochryphal tales invented a letter from this dignitary to some +of the sovereigns of Europe, including the Pope. Equally fabulous +seems to have been the report to Alexander III of a physician named +Philip, that this shadowy personage desired reception into the Roman +communion; for Alexander's answer apparently met with no response. In +1202 the tribe of the Karaďtes became the vassals of the great +conqueror Ghenghiz Khan, who is said to have added to his wives the +Christian daughter of the last Ung-Khan of the tribe. The kingdom of +Prester John, however, lived on in fables, of which the best known +relates how the Holy Grail, the cup consecrated by Christ at the Last +Supper, had withdrawn from the sinful West and found refuge in this +distant land. + +[Sidenote: The Mongols in Europe.] + +The conquests of Ghenghiz opened an entirely new chapter in the +relations between Western Europe and the Mongols. Ghenghiz himself +before his death in 1227 overran China, Central Asia, Persia, and +penetrated as far west as the Dnieper. His successors entered Russia +in 1237, conquered the Kipchaks about the Caspian Sea and pursued +their fugitives into Central Europe, defeated the Poles, ravaged +Saxony and Silesia, and overran Hungary (1240). It was fortunate for +Europe that the death of the Great Khan in 1242 caused the Mongol +leaders to withdraw their forces back to the East. The chief result of +this Mongolian raid was that 10,000 Kharizmians fleeing before the +Tartars entered the Egyptian service, and in 1244 captured Jerusalem +for the Egyptian Sultan. At the time of the Tartar invasion the Papacy +was vacant; but in 1243 Innocent IV was elected, and in 1245 at the +Council of Lyons a crusade was mooted. But the renewal of the papal +quarrel with Frederick II so far added to the general indifference +that no crusade was possible. Louis IX of France alone forced his +nobles to take the vow and fulfil it. + +[Sidenote: Innocent IV's missions.] + +To Innocent, however, is due the credit of inaugurating a new method +of approaching Eastern nations. It was well known that Christians were +to be found in the Mongolian armies; and the tolerant treatment +accorded to them was construed as a favourable feeling towards +Christianity itself. The truth was that for the purpose of reconciling +all nations to their rule the Mongols tolerated all religions among +their subjects. Already Mohammedanism and Buddhism competed with the +Christianity of the Nestorians for the favour of the Tartar Princes. +Their own religion has been characterised as a vague monotheism. Its +lack of definiteness led the early missionaries in their enthusiasm to +hope that its followers were in a state of mind to be easily persuaded +of the superior claims of the Catholic faith. Anyhow there existed for +some time quite an expectation in the West that the whole of Asia +would one day acknowledge the spiritual rule of Rome. Pope Innocent, +therefore, fully convinced of the friendly disposition of the Mongols, +despatched two embassies to them. One was composed of John of Piano +Carpini, a friend of St. Francis of Assisi, and three other +Franciscans. From the Khan of Kipchak at the Golden Horde on the Volga +they were passed on to the Great Khan, who ruled now from the old +capital of the Karaďtes at Karakorum. Here they were received in +friendly fashion by the newly elected Kuyuk, grandson of Ghenghiz. The +other embassy, composed of four Dominicans, visited Persia; but they +showed so much want of tact that their lives were endangered, and they +returned with letters written in the name of the Great Khan, in which +all princes of the earth were bidden to come and pay their homage. +Immediately, then, these visits were without result; but they had +opened the way for further communications. + +[Sidenote: Louis IX's missions.] + +It was known in the East that Louis IX of France was preparing to set +out on crusade; so that when he halted with his army in Cyprus he was +visited by an envoy purporting to come from Kuyuk and seeking an +alliance against Mohammedans. Louis sent two Dominicans to a Christian +monarch, as he supposed, armed with suitable presents; but Kuyuk was +dead, and the presents were treated as tribute. Perhaps in consequence +of this failure Louis turned his army against Egypt instead of Syria; +but the envoys returned to find him after the disastrous Egyptian +campaign in Palestine, where he spent four years. In consequence of +their report he sent to Kuyuk's successor, Mangu, a Franciscan, +William of Ruysbroek or Rubruquis. It was afterwards reported to the +Pope that Mangu and another Tartar Prince had been converted. Such +fabricated stories were only too common. Rubruquis has left us much +information about the Tartar Court; but his public discussions before +the Khan with Nestorians, Mohammedans and Buddhists led to no +practical result. + +[Sidenote: Tartars and Mohammedans.] + +On the death of Mangu (1257) his dominions were divided between his +two brothers. Hulagu, who became Khan of Persia, overthrew the +Caliphate of Bagdad; but the further progress of the Mongol armies was +stayed by the Mohammedan General, Bibars who, as a consequence of his +success, shortly became Sultan of Egypt. Henceforth the Mongols of +Persia constantly sought an alliance with the Christians of the West +against the Mohammedans as represented by Egypt, the one Mohammedan +power which as yet had opposed them with success. Thus in 1274, at the +second Council of Lyons, two Persian envoys invited the cooperation of +Christendom, and, perhaps by way of raising the expectations of such +contact, submitted to baptism; but the hostility of Greeks and Latins +and the selfish projects of Charles of Anjou prevented any response. +The long anarchy in Egypt which followed the death of Bibars (1277) +was too good an opportunity for the Mongols to lose; but Kelaun +secured the power in Egypt in time to repeat the exploits of Bibars. +But the remaining Latin princes in Syria had veered between the +Mohammedans and Mongols, and Kelaun determined to complete the +destruction of such an alien element. By 1291 the kingdom of Jerusalem +was wiped out. Europe watched with comparative indifference the easy +triumph of Mohammedanism. Not so the Mongols. Arghun, who became Khan +of Persia in 1284, made three definite efforts towards an alliance +which would mean a new crusade. In 1287 the Vicar of the Nestorian +Patriarch of China brought letters to the Pope and visited the Kings +of France and England; in 1289 a Genoese resident in Persia brought +the news of Arghun's intended invasion of Syria and his professed +desire for baptism; in 1290, to a yet more pressing call the Pope +returned a somewhat hopeful answer. But it was too late. Arghun died +in 1291, and although his eldest son, Ghazan, ultimately took up his +father's projects and even decisively defeated the Egyptian army in +Syria (1299), his losses forced him to return to Persia. It was +reported that he had died a Christian and in the Franciscan habit, but +there is no proof of this. + +[Sidenote: Chinese missions.] + +The more purely missionary efforts which were being made +contemporaneously with the events just related, were directed chiefly +to China which, on the death of Mangu, had fallen to the lot of Kublai +Khan. The opportunity for these was opened out by the relations +already established with the Mongolians on other grounds. The first +missionaries found Nestorian Christians who were subjects and others +who were captives acting as clerks, artisans and merchants at the +Tartar Court. Besides these, others in search of fortune or adventure +occasionally found their way from the West. Such were two Venetians, +Nicolo and Maffeo Polo, who, having traded with the Tartars of the +Golden Horde (1260), were led by force of circumstances further into +Asia, until they reached China. Kublai sent them back to Europe with a +request to the Pope for at least a hundred well-instructed persons who +should initiate his subjects in Western lore. They returned +practically alone; but Nicolo's son Marco accompanied them. They +remained for seventeen years in the service of the Khan (1275-93), and +Marco Polo has left a very celebrated account of his travels. This +establishment of friendly feeling was followed by a definite mission +of Franciscans, headed by John of Monte Corvino, who had already +organised the missions in Persia. He was welcomed by Kublai's +successor, and was allowed to preach. Despite the violent opposition +of the Nestorians he made converts and built churches. In 1307 he +became the first Archbishop of Cambaluc or Peking, while subsequently +no less than ten suffragans were grouped under him. Scarcely less +remarkable was the organisation in Persia of the archbishopric at +Sultanyeh and six subordinate sees. But this development belongs +almost entirely to the following period. + + + + +CHAPTER XV + +GUELF AND GHIBELLINE. (II) + + +[Sidenote: Honorius III (1216-27) and the Crusade.] + +The bull of summons to the Lateran Council of 1215 mentions as the two +great desires of the Pope's heart the recovery of the Holy Land and +the reformation of the Church Universal; and it is made clear that the +various measures of reform to be placed before the General Council are +intended to bring Christian princes and peoples, both clergy and +laity, into the frame of mind for sending aid to Palestine. Moreover, +at the Council it was agreed that an expedition should start from +Brindisi or Messina on June 1, 1216. In any case Innocent's death +would probably have caused a delay. His successor, Honorius III, was a +noble Roman of mild and gentle character, who, during Frederick's +youth, had been his tutor and the guardian of the kingdom of Sicily. +No less than his predecessor was he bent on carrying out the project +of a crusade, and immediately on his accession he appealed to all +Christians in the West to lay aside their enmities, and refused to +allow any excuse for not setting out to those who had taken the +crusading vow. But the apathy was general, and since Frederick could +not leave Europe so long as his rival Otto was alive, the expedition +was robbed of its natural chief. A crusade, however, did go, and in +accordance with the plan agreed upon at the Council the attack was +directed against Egypt. Damietta was taken (1219), but then a long +pause was made in the expectation of Frederick's coming. In 1221 +arrived a German contingent under Frederick's friend Herman von Salza; +but the crusaders were now defeated and could only secure their +retreat by the surrender of Damietta. + +[Sidenote: Frederick II.] + +For despite the death of Otto in 1218 Frederick had been detained in +Europe. Before leaving he was anxious to secure the election of his +son Henry as King of Germany. This he did not accomplish until 1220, +and then only by the surrender to the German princes of many important +royal rights, especially the right of spoils. It was necessary also to +reassure the Pope, who feared the continued union of Sicily and +Germany. Honorius accepted Frederick's assurances and even crowned him +Emperor in St. Peter's (November, 1220); and Frederick again took the +cross. But he found that the royal rights in the kingdom of Sicily had +been much impoverished during his minority and his subsequent absence. +His efforts to recover them caused a further delay in his promised +crusade and brought him into conflict with papal claims. Honorius was +very long-suffering. In 1223 he agreed to a postponement of two years +on condition that Frederick should affiance himself to Iolanthe, the +daughter and heiress of John of Brienne, who in right of his wife bore +the title of King of Jerusalem. In 1225 Frederick not only married +Iolanthe but followed the example of his father-in-law by taking the +title of King of Jerusalem in right of his wife, who since her +mother's death was lawfully Queen. On the strength of this act of +self-committal he obtained another delay of two years until August, +1227, agreeing that if he did not then start he should be _ipso +facto_ excommunicate. + +But lapse of time did not make it any easier for him to leave his +dominions. In 1226 the Lombards, fearing that Frederick's success in +the recovery of royal rights in the South was merely a prelude to his +renewal of imperial claims in North Italy, revived the old Lombard +League. Frederick put them to the ban of the Empire. But the Pope had +approved the League; and when both parties agreed to refer the quarrel +to him he naturally proposed an arrangement favourable to the +Lombards. A breach with Frederick was only averted by Honorius' death +(March, 1227). + +[Sidenote: Gregory IX (1227-41).] + +His successor was Gregory IX, a relative of Innocent III who had made +him a Cardinal and employed him on important embassies. He has been +described as a man "of strong passions and an iron strength of will." +He is said to have been more than eighty years of age at his +accession; but he was vigorous and alert in mind and body, a man of +blameless life and ardent faith, eloquent and learned, especially in +law. Hitherto he had been friendly to Frederick. But he held views +even more advanced than those of Innocent regarding the power of the +Papacy. Hence, while to Honorius the Crusade was the end towards which +his whole policy was directed, Gregory only desired to use the +crusading vow taken by temporal rulers as a weapon for the assertion +of the papal power against them. It was Gregory who as Cardinal +Ugolino had placed the cross in Frederick's hand at his imperial +coronation. As Pope he now demanded the immediate fulfilment of +Frederick's promise; and despite his reluctance to go and the outbreak +of an epidemic in his army, Frederick embarked at Brindisi on +September 18th, 1227. But three days later under the plea of sickness +he turned back. Gregory never hesitated. On September 29th in the +cathedral of Anagni in fulfilment of the terms agreed to by Frederick +himself, he excommunicated the Emperor with the accompaniment of every +kind of impressive ceremonial. There seems little doubt that the cause +of Gregory's determination to exact from Frederick the utmost penalty +for his failure to carry out the agreement lay in Frederick's Italian +policy. Frederick had postponed the crusade in order to build up a +power in Sicily, which he was now trying to extend to North Italy by +crushing the Lombard League. This was a fatal bar to the policy of a +papal state in Central Italy, inaugurated by Innocent III. No less +imminent was the danger from the success of Frederick in baffling the +papal schemes for the separation of the Sicilian and German crowns. It +was becoming apparent that only by the extinction of the Hohenstaufen +line could the papal policy be carried out. + +[Sidenote: Frederick's crusade.] + +The age of the Crusades was indeed over. Frederick, in justifying his +action to the princes of Europe, pointed to the conduct of the Papacy +to Raymond of Toulouse and John of England as a warning to secular +princes, and attributed the papal hostility not to a desire for the +promotion of a crusade, but to greed. Gregory's conduct seemed to bear +out this interpretation of his motives. Despite the excommunication +Frederick once more set sail in June, 1228. But an expedition under +such circumstances was an independent act subversive of all +ecclesiastical discipline. Consequently, instead of his departure +being the signal for the removal of his sentence, Frederick was +followed to Palestine by the anathema of the Church. The Pope having +got Frederick into his power intended to keep him there. Thus when +Frederick reached Palestine the Templars and Hospitallers held aloof, +while the Mendicant Orders preached against him; and when, in +accordance with his treaty with the Sultan, he entered Jerusalem, the +city and all the holy places were laid under an interdict. But +Frederick was not daunted. Since no ecclesiastic would crown him he +took the crown himself off the altar and placed it on his head. For as +in the case of the Pope, so with Frederick, it was from no religious +motives that he persisted in the crusade. It was a purely political +expedition. He put the Pope in the wrong in the eyes of European +princes by refuting the charge of the Roman supporters that he never +seriously intended to go on crusade. But, more important still, his +own attitude and act were a manifesto on behalf of the Empire against +the claim put forward by Innocent III for the Papacy as the head and +leader of Christendom. But the very means of his success added to his +enormities. It was nothing that he had gained for Christendom without +fighting more than had been won since the First Crusade. For he had +dealt with the Sultan of Egypt as an equal, and in the treaty which +gave him Jerusalem and several other places he had undertaken to +enforce certain articles favourable to the Sultan, even in the event +of opposition from Christian Princes. Thus it is not astonishing that +while Frederick was winning this success in Palestine Pope Gregory was +using papal emissaries, in the shape of the lately founded Orders of +mendicant friars, to denounce the Emperor in every country of Western +Europe, and even let loose on Frederick's Sicilian territories an army +of so-called crusaders under John of Brienne, who resented the +adoption of the title of King of Jerusalem by his imperial son-in-law. +This monstrous attack upon a successful crusader turned the sentiment +of Europe against the Pope. Frederick returned in June, 1229, and by +the help of his Saracen troops drove out the invaders. In return for +peace with the Church Frederick was willing to give to the Pope almost +extravagantly generous terms, and a treaty was arranged at San Germano +in August, 1230, by which Frederick surrendered his claim over the +Sicilian clergy and obtained in return the removal of the +excommunication, which carried with it a tacit recognition of his +crusade. + +[Sidenote: The Pope and Roman claims.] + +It was nine years before the struggle was openly renewed. There were +many causes of difference in the interval, but Pope and Emperor found +two occasions for common action. In the first place Gregory imitated +the policy of his great relative in using every method for extending +the immediate suzerainty of the Pope over the towns and barons within +the Roman duchy. But despite Innocent's civic victory the Roman +Commune desired to place themselves on a level with the other free +cities of Italy such as Milan and Florence, and claimed jurisdiction +over the whole district. Twice already had the Romans expelled Gregory +and recalled him before they demanded from him, in 1234, the surrender +of sovereign rights within the duchy. Gregory fled and appealed for +help to Christendom; and Frederick supplied the troops which restored +the Pope for the third time and forced the Romans to withdraw their +claims. + +[Sidenote: Frederick and heresy.] + +Pope and Emperor also pursued a common policy against heretics. The +Lateran Council of 1215 issued a series of ordinances against +heretics, making it the duty of the secular power to punish them under +pain of excommunication. But each country and even each city issued +its own regulations for giving effect to the injunctions of the +Council. Only gradually in the second quarter of the century was the +old episcopal jurisdiction over heresy superseded by the establishment +of the papal Inquisition. Meanwhile, in 1220 at his imperial +coronation Frederick put out in his own name an edict for the secular +suppression of heresy, which had been dictated to him from Rome. In +1231 this edict was enforced in Rome itself when Gregory IX +established the Inquisition there and made it the business of the +Senator, the head of the civic commune, to execute the sentences of +the Inquisitor. The regulations now drawn up for the conduct of the +secular power in such cases, were sent over all Europe with orders for +their enforcement. In the same year Frederick renewed his attack upon +heretics in his Sicilian Constitutions, and in the course of the next +eight years he issued "a complete and pitiless code" of "fiendish +legislation," placing the whole of the machinery of state at the +disposal of the Inquisitor. But Gregory was not deceived. Rather he +complained that Frederick's orthodoxy took the form of the punishment +of his personal enemies, of whom many were good Catholics. Certainly +Frederick's anti-heretical edicts were not prompted by religious zeal. +He was more detached than any ruler of the Middle Ages from the +current ideas of the time. He seems to have been, if it is possible, +utterly non-religious. + +[Sidenote: Legislation of Emperor and Pope.] + +Moreover, his regulations against heresy were part of his general code +of law for the government of the diverse races in his kingdom of +Sicily, and in this code issued in 1231, although their temporalities +were secured to the clergy, as a class they were subjected to taxation +and to the secular jurisdiction of the State. Pope Gregory's +counter-blast to this policy is contained in his addition to the Canon +Law known as his Decretals (1234). By these the clergy were declared +entirely exempt from secular taxation and jurisdiction, on the ground +that all secular law was subordinate to the law of the Church, and +that the duty of the secular power was to carry out the commands of +the Church. + +[Sidenote: The second contest.] + +Thus each side was maintaining its pretensions until the opportunity +should come for asserting them. This was found for the second time in +the affairs of Lombardy. The Lombard cities still feared the designs +of Frederick. In 1235 they renewed their League. Again the Pope was +accepted as arbiter, and again Frederick complained with justice that +he was too favourable to the cities. In 1236 Frederick declared war +against the League. His pretext of punishing heresy which was rife in +Lombardy, deceived no one; while his declaration, when Gregory desired +him to turn his arms to Palestine, that "Italy is my heritage, and +this the whole world knows," confirmed the worst apprehensions of the +Pope and the Lombards. Moreover, Frederick's first move was entirely +successful, and in 1237 he completely defeated the Lombards in battle +at Corte Nuova, took the Milanese standard and sent it to be placed in +the Capitol at Rome. The subjugation of the Lombards would mean the +union of Italy under Frederick's rule, while, since the acquisition of +Sicily by the Hohenstanfen, the Lombards remained the only allies of +the Papacy in Italy. Gregory therefore declared himself, and in March, +1239, he excommunicated Frederick and released his subjects from their +allegiance. Frederick issued a manifesto addressed to all Princes, in +which he appealed to a General Council. Gregory's counter-manifesto +was couched in terms of the most unrestrained violence. Frederick was +described as the beast in the Apocalypse (Rev. xiii. 1), which had +upon its seven heads the name of blasphemy; and he is charged with +saying that the world had been deceived by three impostors, Christ, +Moses and Mohammed, of whom two had died in glory, while the third had +been crucified. + +This is not the place to investigate the interesting question of the +truth of Gregory's charges against Frederick. The French sent a +mission to Frederick to enquire as to the accusation of infidelity, +and he thanked them warmly and denied it. The Duke of Bavaria told +Gregory in 1241 that most of the German princes and prelates would +shortly go to Frederick's aid. In fact, the papal exactions had caused +intense disgust over all Western Europe, and no prince would allow +himself to be set up as a rival to Frederick. Yet the papal +condemnation caused many to hold aloof from the Emperor who, moreover, +did not venture to set up an antipope. He contented himself with +persecuting the friars who were the most active emissaries of Rome, +and with confiscating the estates of the Church, until it was said at +the papal Court that he had sworn to reduce the Pope to beggary and to +stable his horses in St. Peter's. + +[Sidenote: Innocent IV (1243-54).] + +Frederick had suggested the calling of a council, and Gregory summoned +one to Rome. But Frederick had begun to reduce the Roman duchy and, +anyhow, he did not want a council which would merely register the +papal decrees. So when a number of bishops ignored his prohibition and +met at Genoa in order to embark for Rome, the fleets of Pisa and +Sicily met them off the island of Meloria and captured nearly the +whole of the prospective Council. Frederick's attack upon Rome itself +was only averted by the death of Gregory IX on August 21, 1241. The +new Pope died seventeen days after his election, and then, for some +reason, the Papacy was vacant for two years. The delay was attributed +to Frederick; and the French actually declared to the Cardinals that +if a new Pope were not chosen quickly, the French nation, in +accordance with an ancient privilege given by Pope Clement to St. +Denys, would set up a Pope of their own. At length, in June, 1243, +Innocent IV was chosen; and Frederick, alluding to previous dealings +with him, remarked that by this election he had lost a friend among +the Cardinals, since no Pope could be a Ghibelline. + +The truth of this was soon apparent. Innocent demanded the restoration +of all Frederick's conquests in the States of the Church in return for +peace; and although nothing was said about the time of the removal of +the excommunication, Frederick accepted the terms. But when Frederick +saw that there was no intention of absolving him, he refused to +surrender the papal cities and thereby technically broke the treaty. +Innocent intended to get a treaty which would carry an acknowledgment +of the Emperor's failure, and then to reduce him to submission by a +council held outside Italy. Negotiations continued until Innocent fled +to Lyons, a practically independent city. France, England and Aragon, +however, declined to receive him, and Innocent exclaimed that he must +come to terms with the Emperor, "for when the dragon has been crushed +or pacified, the little serpents will be quickly trodden underfoot." + +[Sidenote: First Council of Lyons.] + +At Lyons there met in 1245 the General Council to which Frederick had +appealed, and which is reckoned by the Romans as the thirteenth of the +OEcumenical Assemblies of the Church; 140 archbishops and bishops, +besides numerous lesser clergy, were present. Frederick was +represented by a celebrated jurist, Thaddeus of Suessa, who pleaded +the Emperor's cause. Several points were proposed for settlement; but +all other matters were brushed aside, and Innocent hurried on the +third and last session of the Council in which Frederick was declared +deposed, his subjects were released from their allegiance, the German +princes told to elect another King, and Sicily kept for disposal by +the Pope in consultation with the Cardinals. All remonstrances were +unavailing; even Louis IX quite failed to move the Pope. Frederick +realised that it was a fight to a finish, and in a protest he called +upon the other princes of the West to help him in depriving the clergy +of the wealth which had choked their spiritual power. But this was +interpreted as a design for the destruction of the Church, and despite +the testimonies to Frederick's orthodoxy published by the Archbishop +of Palermo, the papal charge of heresy against him gained wide belief. +Innocent in his reply asserted among other things that the Pope was +the Legate of Christ who had entrusted him with full powers to act as +judge over the earth, and that the Emperor should take an oath of +subjection to the Pope who, as overlord, gave him his title and crown. +Thus the claims now made on behalf of the Papacy left no room for a +belief in the balance of spiritual and secular authority. + +[Sidenote: Death of Frederick.] + +Both sides resorted to every kind of expedient. Frederick, aiming +especially at the friars, ordered that any who spread or even received +the papal letters of condemnation against him should be burnt! +Innocent declared an actual crusade against Frederick, stirred up +revolt in Sicily, and at length succeeded in raising a rival King in +Germany. Henry Raspe, Landgrave of Thuringia, owed his election (1246) +almost exclusively to the great prelates of the Rhine; but he died the +next year and, although another King was put forward in the person of +William Count of Holland, a young man of twenty, he made no progress +so long as Frederick lived. Moreover, in Italy Frederick's cause was +gaining ground, until the revolt of Parma and the failure of his +efforts to retake it ended in the complete rout of his forces (1248). +In 1250 Frederick himself died directing by his will that all the +rights of the Church should be restored in so far as they did not +conflict with the claims of the Empire, provided that the Church +herself should recognise the imperial rights. Almost to the last +Frederick had been quite willing to be reconciled to the Church, and +he died unsubdued. But the Papacy was fighting for that supremacy +which experience had shown to be the condition of its existence. Not +that any Emperor ever cherished the thought of destroying the Papacy +any more than the Pope dreamed of annihilating the Empire. Many +passages have been cited to prove that Frederick contemplated the +establishment of a Church of his own in Sicily. Here perhaps he did +not aim at anything more than Henry VIII afterwards accomplished in +England or the barons under Louis IX, as we have seen, threatened on +one occasion in France. The language used by his followers was +extravagant, even blasphemous, and he did not discourage it. How far +he ever aimed as setting himself up as Pope is more doubtful. But in +any case, and however much we may be inclined to sympathise with him, +it must be allowed that there was abundant reason for the hostility of +the Pope. + +[Sidenote: A papal candidate for Sicily.] + +And the reasons which caused the Papacy to hound Frederick to death, +also determined it not to rest until it had exterminated the whole +"viper's brood." Innocent IV expressed the most indecent joy at +Frederick's death, and refused all offers of peace from his son and +successor, Conrad IV. But being too weak to wrest Sicily from the +Hohenstaufen he sought for some prince who would accept it as a papal +fief. It was refused on behalf of Louis IX's brother, Charles of +Anjou, and also by Henry III's brother, Richard Earl of Cornwall, who +said that the Pope might as well offer him the moon. Henry III, +however, accepted it for his second son Edmund, Earl of Lancaster, a +boy of eight, promising to pay the expenses of the conquest. The +Pope's action was utterly unscrupulous. In May, 1254, Conrad died in +the twenty-sixth year of his age, and the only legitimate Hohenstaufen +representative who remained, was his son, distinguished as Conradin, +who was under the guardianship of Berthold Marquis of Hohenburg. +Conrad's Regent in Italy had been his half-brother Manfred, the son of +Frederick by an Italian lady, and the most brilliant of all +Frederick's children. Berthold, alarmed at the difficulties, made way +for Manfred, who found Innocent ready to come to terms. To Manfred was +confirmed the principality of Tarento originally the gift of his +father, and he was recognised as Papal Vicar for the greater part of +the Sicilian kingdom. But the grant of Sicily was confirmed to Edmund +of Lancaster, and the Pope determined to take possession of the +kingdom in person. Manfred, now a vassal of the Church, held the +bridle of the Pope's horse as he entered his new dominions. But +Manfred soon found that the Pope's object was to reduce him to +harmlessness and then to get rid of him. He therefore raised the +standard of revolt and defeated the papal forces (December, 1254). + +[Sidenote: Alexander IV (1254-61).] + +At this juncture Innocent IV died at Naples. Matthew Paris relates the +dream of a Cardinal who saw the Church accusing the Pope before the +throne of God because he had enslaved the Church, had made her a table +of money-changers and had shaken faith, abolished justice, and +obscured truth. However necessary to the independence of the Papacy +was this strenuous struggle, the utterly unscrupulous means employed +and the almost complete identification of its spiritual power with its +temporal interests is impossible to justify or even to excuse. The new +Pope, Alexander IV, a nephew of Gregory IX, without Innocent's ability +tried to follow the policy of his predecessor. In 1255 he ratified the +grant of Sicily to the young English prince on severe conditions. +Indeed, he surpassed his predecessors in the demands made on Henry III +and the English Church; until in 1258 his claim for the repayment of +the money which he alleged to have been expended in the prosecution of +Edmund's cause, brought on a grave constitutional crisis in England +and reduced Henry III to impotence. + +[Sidenote: King Manfred.] + +Meanwhile Manfred had regained all the dominions of the Sicilian crown +in the name of Conradin, but in 1258 he quietly set aside his nephew +and accepted the throne for himself. However necessary such a step +might be, it divided Sicily from Germany. This was what the papal +party desired: but Manfred, the son of an Italian mother, aimed, like +his father, at an Italian monarchy. Consequently Alexander declared +against him. In Italy, however, the cessation of supplies from England +left Alexander almost powerless, and Manfred was accepted as the head +of the Ghibellines in the peninsula. + +[Sidenote: The rival Kings of the Romans.] + +But before his death in May, 1261, Alexander had gained a distinct +success in Germany. The young King, William of Holland, the destined +Emperor, had been killed in 1256. The Pope forbade the choice of +Conradin, and the votes of the German princes were divided between the +Englishman, Richard Earl of Cornwall, and Alfonso the Wise, King of +Castile and grandson of Philip of Suabia. Richard, wealthy and +attracted by the imperial title, was crowned Emperor at Aachen in 1257 +and bought himself a measure of support so long as he remained in +Germany. Alfonso, on the other hand, did nothing to secure his new +dominions. Alexander and his successors, by professing a judicial +attitude, gradually established the impression in Germany that the +decision in these matters rested with the Papacy. + + + + +CHAPTER XVI + +THE FALL OF THE EMPIRE AND OF THE PAPACY + + +[Sidenote: Urban IV (1261-4).] + +The date of Alexander's death marks the beginning of a new episode in +the history of the medićval Papacy. His successor, Urban IV, was a +Frenchman. With more vigour than his predecessor he pursued the policy +of the destruction of the Hohenstaufen. Since the English prince had +proved a useless tool and no more money could be wrung from the +English people, he obtained the renunciation of the claims of Edmund +to the Sicilian crown and turned to his native country for a +candidate. Louis IX refused the offer for a son, but it was accepted +by his brother, Charles of Anjou, whose wife, the daughter and heiress +of Raymond Berengar of Provence, desired to be the equal of her three +elder sisters, the Queens, respectively, of France, England, and +Germany. For the next twenty years the papal policy centres round the +doings of Charles as much as it had centred for thirty years round the +aims of Frederick II. The Guelf party in Rome had already elected +Charles as senator, or head of the civic commune, in opposition to the +Ghibelline Manfred. Thus the Pope and the Italian Guelfs once more +combined to betray Italy to the foreign conqueror. Urban was able to +obtain a promise that Charles would not accept the senatorship for +life, although the need for Charles' presence in Italy as a check upon +the victorious Manfred enabled the new King to obtain better terms in +regard to Sicily than the Pope had offered at first. + +[Sidenote: Clement IV (1265-8).] + +Fortune favoured Charles from the outset. Before he could reach Italy +Urban had died in Perugia (October, 1264), having never entered Rome +during his pontificate. His successor, Clement IV, a Provençal and +therefore a subject of Charles, had been overpersuaded to accept the +tiara, and naturally continued his predecessor's work. Charles arrived +by sea, was welcomed in Rome where he assumed the office of senator, +and was invested with the crown of Sicily (June, 1265). But from the +very first he showed the arbitrariness and violence which were to +characterise his relations with Italy. He came destitute of money; he +took possession of the Lateran palace until the Pope's remonstrances +forced him to withdraw. His army marched through Italy to join him, +plundering as it came. The Pope was helpless; he had not yet even +ventured to come to Rome. Charles and his wife were crowned King and +Queen of Sicily by a commission of Cardinals; and theirs was the first +coronation of any sovereign other than an Emperor, which had taken +place in St. Peter's. + +[Sidenote: End of the Hohenstaufen.] + +Meanwhile Manfred was doing everything to meet the new attack. But +there was no patriotism among the Italians of the south. Frederick II +in founding his strong monarchy had alienated nobles and the cities; +the clergy, of course, were his bitter foes. All seemed to think that +Charles' advent would bring freedom and peace. They were soon to be +disabused. On Charles' march southwards Manfred, relying solely on +Germans and Saracens, met him at Benevento, but was beaten and fell in +the fight (February 26, 1266). Charles entered Naples and the papal +aims seemed attained. Charles was their vassal for Sicily, and was now +obliged to lay down his office of senator. The German influence in +Italy was destroyed; the "German" Empire was a thing of the past. But +the Romans still kept the Pope at arms' length. In 1252 they had for +the first time introduced a foreign senator in the Bolognese +Brancaleone who, before his death in 1258, was twice overthrown and +restored to power. Thus the election of Charles was no new departure. +And as his successor was chosen Henry, brother of Alfonso the Wise of +Castile, titular King of the Romans. He maintained the interests of +the commune against the Pope, and then, from hatred to Charles, the +Ghibelline cause against the papal party. The Ghibellines found a +rallying ground in Tuscany, and sent to Germany for Conradin. The boy, +now fourteen years of age, was welcomed by the senator in Rome; but +his forces were utterly defeated by Charles at Tagliacozzo on August +23, 1268. Conradin fled, but was captured and executed. + +[Sidenote: Schemes of Charles.] + +This time it was Charles, and not the Pope, whose success was the +obvious fact. Whether the Pope interceded for the last of the +Hohenstaufens or approved his execution, is a matter of some doubt. +But Charles was now elected senator of Rome for life, and Clement +offered no opposition to this violation of the original agreement. +Moreover, on Clement's death (November, 1268), the divisions among the +Cardinals assembled at Viterbo prolonged the vacancy in the papal +chair for nearly three years. During that time Charles developed the +most ambitious schemes. With the Ghibelline position he took up the +Ghibelline aims. Thus the papal plans for reviving the Crusades were +nothing to him, but he desired to obtain for himself the crown of +Jerusalem; and since Constantinople had been recovered by the Greeks +in 1261, while on the one side he make a treaty with the Latin +ex-Emperor, Baldwin II, whereby the reversion of the Byzantine throne +should go to the King of Sicily, on the other side the papal project +for an union of the Greek and Latin Churches was an obstacle to his +hostile design. Charles, in fact, began to equip an expedition against +Constantinople. Louis IX for the moment checked his brother's schemes +and took him off on the crusade from which Louis himself was not to +return. The diversion of the expedition from Palestine or Egypt to +Tunis is generally attributed to the influence of the King of Sicily, +whose Norman predecessors had once held the north coast of Africa: but +this charge can scarcely be maintained, for the crusade thither +interfered with his schemes against Constantinople, which were resumed +immediately on his return to Europe. + +[Sidenote: Gregory X (1272-6).] + +But again Charles was destined to meet with a serious check. When at +length the Church obtained a new Pope it was no servile henchman of +Charles who was elected. Gregory X, a Visconti of Piacenza, had spent +his life outside Italy, and was with Edward I of England in Palestine +when he was chosen. He was the first Pope since Honorius III, who set +before himself the promotion of a crusade as his primary object. As an +indispensable prerequisite of this be desired to promote the union of +the Latin and Greek Churches. It was these unselfish objects of his +which enabled him to check both Charles' power and his schemes. There +was a still further point. The fall of the Hohenstaufen had destroyed +the imperial house, and had left the Papacy not only isolated but face +to face with one who was proving himself "a burdensome protector." The +equilibrium of Europe had been seriously shaken. The election of two +rival Kings of the Romans had not helped to restore it. But now +Richard of Cornwall, who had tried to assert his position, was dead, +and Gregory refused to recognise the claims of Alfonso of Castile. But +Louis IX was dead also, and Charles would be likely to influence his +nephew the new King of France more than he had ever influenced his +high-souled brother. It was necessary to find a new King of the Romans +who might be a counterpoise in Europe, and perhaps even in Italy, to +Charles. Thus encouraged and almost coerced by the Pope, the German +princes elected Rudolf Count of Hapsburg (September 1273), a man of +"popular qualities" who was not too powerful. + +[Sidenote: Second Council of Lyons.] + +The success of the papal policy was to be advertised to Europe in a +second Council of Lyons (May-July, 1274). This was attended by five +hundred bishops and innumerable other clergy. An opportunity was taken +to issue a canon, the object of which was to prevent the recurrence of +the long vacancy in the papal see which had preceded Gregory's +election. It was decreed that ten days after the death of the Pope the +Cardinals should meet and should be confined in one conclave until a +choice had been made. All intercourse with the outside world was +forbidden; the food was to be supplied through a window, the amount of +it being diminished after three days; while a further diminution was +to take place five days later. The duty of supervision was entrusted +to the magistrates of the city in which the election might be held. +Despite the stringent resistance of the Cardinals the canon was passed +with the aid of the bishops; and although it was more than once +suspended, it has continued to direct the procedure at papal elections +to the present day. + +[Sidenote: Union of Eastern and Western Churches.] + +But the real object of the meeting of the Council was that it should +witness the reconciliation of the Eastern Church with the Western. +More than two centuries earlier (1054) the long jealousy of Rome and +Constantinople had ended in the rupture of communion between the +Christians of West and East; and the Crusades and the Latin Empire of +Constantinople had prevented any real attempt at re-union. But just +now circumstances were favourable. Michael Palćologus, who had +reconquered Constantinople for the Greeks and made himself Emperor, +was in difficulties at home with a section of the clergy, and, +threatened by the designs of Charles of Sicily, he coerced the Greek +clergy into accepting the union with the Western Church, which gave +the only chance of such help as would hold Charles in check. An +embassy of Greeks appeared at Lyons; and although Bonaventura and +Thomas Aquinas were present to argue the case for the Western Church, +no persuasion was needed. The Greeks expressed a readiness to accept +the primacy of Rome, the doctrine that the Holy Ghost proceeded from +both Father and Son (whereas they had maintained His procession from +the Father alone), and all the customs of the Western Church. It +seemed as if at length a crusade were really possible. The chief +sovereigns of Europe had taken the cross, and Gregory had even +persuaded Charles of Sicily and the Greek Emperor to sign a truce. + +[Sidenote: Nicholas III (1277-80).] + +But it was not to be. Gregory's death (January 10, 1276) undid all his +work. Charles of Sicily alone rejoiced at the vacancy, and made +desperate efforts to secure the nomination to the Papacy again. But +two nominees died in quick succession; and when on the death of John +XXI after a similarly short reign, Charles again interfered, he was +met by the election of Nicholas III of the family of Orsini, who +returned to Rome and spent the three years of his pontificate in +neutralising Charles' power. For this purpose he used the new King of +the Romans. Charles was forced to resign the vicariate of Tuscany, +which was made over to Rudolf. Charles also resigned the senatorship +of Rome which he had held for ten years. To this Nicholas got himself +elected, and issued a decree by which he hoped to make it impossible +for any foreign prince to be elected, or for anyone to hold the post +for more than a year without the papal favour. + +[Sidenote: Revival of the Empire.] + +But Nicholas was only able to give a German prince once more a footing +in Italy because Rudolf had been effectually barred from reviving the +Hohenstaufen claims. Already at the Council of Lyons the envoys of +Rudolf had appeared and in his name had taken the oaths previously +exacted from Otto IV and Frederick II. Rudolf had subsequently met +Pope Gregory at Lausanne in 1275, and had confirmed the act of his +representatives. Thus Gregory obtained from a crowned German King an +acknowledgment of all the claims advanced by the Papacy since the days +of Charles the Great. Rudolf was too busy ever to visit Rome; but in +negotiations with regard to his coronation as Emperor, Nicholas III +exacted the confirmation of all that was promised to Gregory, and this +included especially the lands of the old Exarchate and the district of +Pentapolis, which had never yet been actually in the hands of papal +officers. + +[Sidenote: Martin IV (1281-5).] + +Dante has banned the memory of Nicholas as the simoniacal Pope. He +certainly used his enormous patronage to enrich his own family. But +his death (August, 1280) nearly proved fatal to the freedom of Europe; +for Charles at length obtained his own nominee to the Papacy in the +person of a Frenchman, Martin IV, who proceeded to hand over to the +King for life the Roman senatorship conferred upon the Pope. All the +work of the preceding Popes was undone. The temporary union of the +Churches was dissolved by the excommunication of the Greek Emperor on +the pretext that he had not carried out his promises; and Charles, who +had obtained a footing in the Greek peninsula and made a league with +Venice, prepared to start on his expedition against Constantinople. +There seemed every prospect of his success. + +[Sidenote: Sicilian Vespers] + +But Charles' brutality had been imitated by his French officials; and +the rising known as the "Sicilian Vespers" in March, 1282, cleared the +French out of Sicily and finally overthrew all Charles' plans. The +fleet prepared for Constantinople had to be turned against the rebel +islanders. The Pope, thinking to play the game of his royal master, +refused to mediate; the Sicilians thereupon declared that from St. +Peter they would turn for aid to another Peter, and offered the crown +to Peter, King of Aragon, the husband of Manfred's daughter, +Constance, who for some years had welcomed Sicilian refugees at his +court and had been ready for the summons. The Pope deprived Peter of +his hereditary dominions and bestowed them on Charles' great nephew +Charles of Valois, a son of Philip III of France; but the Aragonese +fleet under Roger di Loria defeated Charles' fleet and captured his +son and heir Charles the Lame. On January 7, 1285, Charles himself +died, and was followed to the grave very shortly by Pope Martin IV. +The same year saw also the death of Philip III of France and of Peter +of Aragon. Pope Honorius IV followed the policy of his predecessor, +and to him succeeded Nicholas IV. It was during his pontificate that +the Latin kingdom of Jerusalem, the result of the First Crusade, was +finally wiped out by the capture of Acre (1291), and the little stir +made by this event affords a measure of the decay of the crusading +spirit. + +[Sidenote: Celestine V (1294).] + +On the death of Nicholas the division among the Cardinals reflecting +the jealousies of the Roman families of Orsini and Colonna, caused a +vacancy in the papal office for more than two years. Then by a sudden +whim, which in the event of a successful result would have been called +an inspiration, the name of a hermit, Peter, whose austerities in his +cell on Monte Murrone in the Abruzzi had won him great reverence, was +suggested apparently in all sincerity to the wearied and perplexed +Cardinals. He was elected and took the title of Celestine V. In +accordance with the desire of Charles II of Naples, he took up his +abode at Naples. But he was utterly unfit for his high office, and +after a pontificate of less than four months (August to December, +1294) he resigned, thus perpetrating that "great refusal" which won +Dante's immortal phrase of scorn. How far his act was due to the +machinations of Cardinal Gaetani is uncertain. At any rate Gaetani had +evidently obtained Charles' sanction beforehand to his own elevation, +which took place ten days later. But the new Pope did not intend that +anyone should be his master. For the moment he and Charles needed each +other, and it was agreed between them that Sicily should be recovered +for Charles, while Celestine should be given into the keeping of his +successor lest he should become a centre for disaffection. + +[Sidenote: Boniface VIII (1294-1303).] + +Boniface VIII--such was the name of the new Pope--returned to Rome +escorted by Charles II and his son, Charles Martel of Hungary; and his +coronation surpassed that of all previous Popes in magnificence. The +late Pope was soon secured and placed in a tower on the top of a +mountain, where he died in 1296. It was not so easy for Boniface to +fulfil his part of the compact with regard to Sicily. James, the son +of Peter of Aragon, agreed to surrender Sicily on the understanding +that the new Pope would withdraw the award of Aragon made by Martin IV +to a French prince, and confirm it him. But the Sicilians refused to +return to their French ruler and found a champion in James' younger +brother Frederick, who was their Governor. He was crowned King of +Sicily at Palermo in 1296. Charles II was too feeble to make any real +headway against Frederick, and even the title of Standard-bearer of +the Church conferred by the Pope on James of Aragon, did not keep +Frederick's brother permanently on the papal side. In 1301 Boniface +fell back upon the French prince Charles of Valois, to whom Pope +Martin had given Aragon, and sent for him to attack "the new Manfred" +in Sicily. Charles having first failed in an attempt to appease the +Florentine factions, passed on to the south, and here Frederick +ultimately forced him to peace and a recognition of his title as King +of Sicily (1302). At first Boniface would not ratify a peace from +which all reference to Pope or Church had been omitted; but in 1303 +circumstances caused him to accept it, though he exacted as a +condition that Frederick should acknowledge himself a papal vassal. +Frederick, however, never paid any tribute. + +[Sidenote: Quarrel with Colonnas.] + +Boniface held views of the papal power of the most exalted kind. It +was in accordance with these that he once more made Rome the +headquarters of the papacy. But he soon found himself involved in a +quarrel which, purely local in origin, assumed an European importance. +The family of Colonna by favour of Pope Nicholas IV had become one of +the most powerful in Rome and the neighbourhood. The centre of the +family property was the city of Palestrina. Cardinal Jacopo Colonna, +who as the eldest brother administered it, did not distribute it +fairly to his brothers, but rather favoured his nephews, the sons of +his dead brother John who had been Senator of Rome. One of these was +the Cardinal Peter. Uncle and nephew were the most influential members +of the Roman Curia, and as Roman nobles they resented Boniface's +design of humbling the Roman aristocracy. They refused the papal +admonitions to deal justly with the other members of the family; they +withdrew from the papal Court, and having already turned from +Ghibelline to Guelf, they once more became Ghibelline and made an +alliance with Frederick of Sicily. They published a manifesto in which +they refused to recognise Boniface on the ground that Pope Celestine's +abdication had been unlawful. But Celestine was dead and the Colonnas +had voted for his successor. Boniface deposed the Cardinals and +excommunicated them, even declaring a crusade against them! The +struggle centred round Palestrina, and it is said that the Pope +fetched from a Franciscan cloister a once famous Ghibelline general, +Guy of Montefeltro, by whose advice he decoyed the Colonnas out of +their fortress by promises which he did not intend to keep. Palestrina +was levelled to the ground and the Colonnas fled (1298), finding +refuge among the enemies of Boniface and preparing the way for the +final catastrophe. + +[Sidenote: Papal Jubilee.] + +Boniface, however, had become his own master at home to an extent +attained by none of his predecessors since Innocent III. His reign +reached what may be termed its high-water mark in the Papal Jubilee of +1300. The cessation of the Crusades had largely increased the crowds +of pilgrims to Rome, until in 1299 there awoke an expectation of +special spiritual privileges in connection with the end of the +century. Indulgences had been so freely scattered in attempts to +promote the Crusades that a craving for them had been created. +Boniface recognised the importance of exploiting the popular feeling, +and after a mock enquiry he issued a bull promising generous +indulgences to all who should visit the Churches of SS. Peter and Paul +during the year for so many successive days, and directing that a +similar pilgrimage should be proclaimed every hundredth year. Pilgrims +flocked to Rome; 30,000 are reckoned to have entered and left daily, +while 200,000 were in Rome at any given moment. The amount of the +offerings must have been enormous, and the Ghibellines naturally +declared that the Jubilee had its origin in the papal need for money. +But most of the pilgrims were poor; and even if the size of the crowds +were a just measure of the continued hold of the Roman Church upon the +people of Western Europe, the absence of all the monarchs except +Charles Martel, the claimant of Hungary, was significant. Indeed, +Boniface had already experienced a foretaste of the independent +attitude of the secular princes, which eventually proved fatal to him. +Rudolf of Hapsburg died in 1291, and the German princes, rejecting the +claims of his son Albert, elected Adolf of Nassau as their King. But +Adolf proved less submissive than his electors had hoped to find him. +He was deposed and fell in battle, and Albert was chosen and crowned +without any reference to the Pope--the first occasion on which the +German princes had acted without papal authority. Boniface had already +barred Albert's claims. He now refused to recognise him, declaring +that the Empire owed all its honour and dignity to the papal favour. +Nevertheless, in 1303 circumstances forced him to accept Albert, +especially since Albert was willing in return to confirm all that his +father Rudolf had granted to the Papacy. + +[Sidenote: First quarrel with France and England.] + +But this quarrel with Germany sinks into insignificance before the +great contest of Boniface with France, with which his English dispute +was also closely connected. The Hohenstaufen had fallen before the +Papacy because their German kingdom and the "German" Empire rested on +no solid foundation. But in his attempts to coerce France and England +into obedience the Pope found himself face to face with two strong +national monarchies. Boniface failed to grasp the position. Edward I +of England and Philip IV of France were engaged in war. Each resorted +to every available method of raising money for the conduct of the war, +and among other ways laid heavy taxes on the clergy. Boniface having +failed to make the Kings submit their quarrels to his judgment, issued +a bull, _Clericis Laicos_ (February, 1296), by which he forbade, +under pain of excommunication, that any prelate or ecclesiastical body +should pay or laymen should exact from the clergy any taxes under any +pretext without papal leave. Edward I met this manifesto by +confiscating the lay fees of all ecclesiastics; while Philip forbade +the export of all money from France, thus depriving the Pope and all +Italian ecclesiastics endowed with French benefices, of the usual +sources of income from France. The English clergy, with the exception +of the Archbishop of Canterbury, made their own arrangements with the +King. But in order to avoid a rupture with France Boniface issued +another bull, _Ineffabilis_, in which he explained that +ecclesiastics were not forbidden to contribute to the needs of the +State; and by subsequent letters he allowed that they might pay taxes +of their own free will, and even that in cases of necessity the King +might take taxes without waiting for the papal leave. He certainly +told his legates to excommunicate the King and his officials if they +should prevent money coming from France; but in order to gain Philip's +favour he granted him the tithe of the French clergy for three years, +he placed Louis IX among the recognised saints of the Church, and he +promised that Philip's brother, Charles of Valois, should be made +German King and Emperor. + +Good relations having been established Philip and Edward now agreed to +submit their differences to Boniface. Philip, however, stipulated that +Boniface should act in the matter not as Pope but in a personal +capacity, and the Pope issued his award "as a private person and +Master Benedict Gaetani" (June 30,1298). But the judgment was in the +form of a bull, and ordered that the lands to be surrendered on either +side should be placed in the custody of the papal officers. Philip +could not reject the award; but he determined to prepare for a +conflict which was clearly inevitable. He gave refuge to some members +of the Colonna family, and he made an alliance with Albert of Austria +(1299). + +[Sidenote: Second quarrel with England.] + +Meanwhile Boniface began a second quarrel with England. Edward I had +refused the papal offers of mediation on behalf of Scotland. But after +the battle of Falkirk the national representatives of Scotland +appealed to Boniface as suzerain of the kingdom. The Pope wrote to +Edward claiming that from ancient times the kingdom of Scotland had +belonged by full right to the Roman Church, and demanding that Edward +should submit all causes of difference between himself and the Scots +to the Papacy. The English answer was given in a Parliament called for +the purpose to Lincoln (1301), by which a document addressed to the +Pope asserted for the English Kings a right over Scotland from the +first institution of the English kingdom, and denied that Scotland had +ever depended in temporal matters on the Roman Pontiff. Any further +action was prevented by the beginning of the final quarrel between +Boniface and Philip. + +[Sidenote: With France.] + +The Pope found it necessary to complain frequently of Philip's misuse +of the royal right of regale, and in 1301 relations became so strained +that he sent a legate, Bernard of Saisset, Bishop of Pamiers in the +south of France. But Bernard was arrogant, and on being claimed by +Philip as a subject, he exclaimed that he owned no lord but the Pope. +Since Boniface administered no reproof Philip procured the +condemnation of the Bishop for treason. The Pope in fury issued four +bulls in one day, the most important addressed to Philip and beginning +_Ausculta fili_, in which he asserted that God had set up the +Pope over Kings and kingdoms in order to destroy, to scatter, to build +and to plant in His name and doctrine. Philip caused the bull to be +publicly burnt--"the first flame which consumed a papal bull"--and +called an Assembly of the Estates of the Realm, in which for the first +time the commons were included. The Cardinals, in answering the +remonstrances sent by the nobles and commons, denied that the Pope had +ever told the King that he should be subject in temporal matters to +Rome; and Boniface assured the French clergy that he merely claimed +that the King was subject to him "in respect of sin." + +[Sidenote: The final struggle.] + +But in July, 1302, the burghers of Flanders inflicted a severe defeat +on the French forces in the battle of Courtray; and the Pope, taking +advantage of Philip's humiliation before Europe, immediately assumed a +more defiant attitude. In a Council at Rome and before the French +envoys, he declared that his predecessors had deposed three Kings of +France and, if necessary, he would depose the King "like a groom" +(_garcio_). He followed this up by issuing the most famous of his +bulls, _Unam Sanctam_, in which he roundly asserted that the +submission of every human creature to Rome was a condition of +salvation. Finally, while on the one side he excommunicated Philip +(April 13, 1303), he hastened to recognise Albert as King of Germany, +and ratified the peace made between Frederick of Sicily and Charles of +Valois. Philip on his side abandoned his Scots allies in order to make +peace with England (May 20, 1303), and called for a second time an +Assembly of the Estates. Before its members the aged Pope was accused +of heresy, murder, and even lust; and the appeal to a General Council +was now adopted by the representatives of the whole French nation. But +it was certain that the excommunication of Philip would be followed by +his deposition; and Philip and his councillors determined to forestall +this. Urged on by the Colonnas the French King conceived the plan of +seizing the person of the Pope and bringing him before a council to be +held at Lyons. Boniface was at his native Anagni, and Philip's +emissaries, in conjunction with many Italian enemies of the Pope, +forced their way into the town and seized the old man (September 3, +1303). He was rescued and taken back to Rome; but the shock of the +attack unhinged his reason and hastened his end. He died on October 11 +at the age of eighty-six. His foes described his last days in lurid +colours; but the violent behaviour of his enemies caused strong +disgust throughout Christendom. + +To a contemporary, Boniface was "magnanimus peccator," the +great-hearted sinner; while a modern historian describes him as +"devoid of every spiritual virtue." If Canossa was the humiliation for +the Empire which the ecclesiastical annalists describe, in the +pettiness of the stage and the insignificance of the actors Anagni was +an ample revenge of the lay spirit. The Papacy which had worn down the +Empire had dashed itself in vain against the new phenomenon of a +strong national spirit. + + + + +CHAPTER XVII + +THE CHURCHES OF THE EAST + + +[Sidenote: The Eastern Church.] + +A history of the Church Universal must needs take some notice of those +Christian communities which never acknowledged the supremacy of Rome. +Chief among these stands the Church of the Eastern Empire where the +Patriarch of Constantinople strove to make himself at least the equal +of the Bishop of Rome. This mutual jealousy of the old and the new +Rome was only one of the causes of quarrel between them, a quarrel +which was fanned from time to time by the appeal of a defeated party +in some ecclesiastical dispute at Constantinople to the Pope. The most +famous of these disputes was that begun by the deposition of the +aristocratic Ignatius from the patriarchate in favour of the learned +Photius. Both Emperor and Patriarch appealed from Constantinople to +Pope Nicholas I; but when that masterful bishop decided against the +new patriarch, Photius used his learning to summarise in eight +articles the differences between east and west. Of these, two +concerned such important matters as the doctrine of the procession of +the Holy Ghost and the practice of clerical celibacy. + +[Sidenote: Breach between East and West.] + +The schism made by this quarrel was healed for the moment, but for the +first time the points of difference between the two Churches had been +crystallised. The Eastern Emperors, however, who still possessed lands +in the Italian peninsula, felt it to their interest to remain friendly +with the pope, and in 1024 an attempt on the part of Basil II to +adjust the question of dignity by the suggestion that both the +Patriarch and the Pope should assume the title of Universal bishop, +was only defeated by the inextinguishable jealousy of the Western +Church. The presence of the Normans in Southern Italy should have +united Pope and Eastern Emperor against the intruders; but the Greek +Church only saw in the Norman successes a danger lest Southern Italy +should pass from the Greek to the Latin communion, and the Patriarch +Michael Caerularius joined with the Bulgarian Archbishop of Achrida in +publicly warning the inhabitants of Apulia against the errors of the +Latin Church. The one especially noted was the use of unleavened bread +at the Sacrament, with the addition of others of even less importance. +The Emperor Constantine Monomachos strove hard in the interests of +peace and even compelled a literary champion of the Greek Church, +Nicetas Pectoratus, a monk of the monastery of Studium, to repudiate +his own arguments. But the violence of the papal envoys and the +obstinacy of the Patriarch made agreement impossible. Finally the +legates laid upon the altar of St. Sophia's Church a document in which +Michael and all his party were anathematised; and the Patriarch +responded by summoning a Council, which in like manner banned the +Western Church (1054). Not only was Michael's action supported by the +clergy and people of Constantinople, but it was ratified by the +approval of the Patriarchs of Bulgaria and Antioch. + +[Sidenote: Attempts at reconciliation.] + +Attempts to promote reunion between the Churches were made at +intervals. The danger from the Mohammedans forced the Emperors of the +East to seek help in the West and encouraged the theologians of the +West in their maintenance of a perfectly rigid attitude. These +approaches began with the forced intercourse of the First Crusade, and +in 1098 Urban II held a Council at Bari among the Greeks of Southern +Italy, at which Anselm of Canterbury, then in voluntary exile, was put +forward to propound the Roman view. In 1112 Peter Grosolanus the +defeated candidate for the archbishopric of Milan, as an emissary of +Pope Pascal II discussed the points at issue before the Emperor +Alexius Comnenus and was answered by Eustratius Archbishop of Nicaea. +Again in 1135 Lothair III had sent as ambassador to John Comnenus a +Premonstratensian Canon Anselm afterwards Bishop of Havelberg, who +held a debate with Nicetas Archbishop of Nicomedia. According to the +report which he subsequently drew up at the request of Eugenius III, +the points discussed were the procession of the Holy Ghost, the use of +unleavened bread and the claims of Rome. A generation later the +Emperor Manuel Comnenus held a conference at Constantinople (1170) for +the promotion of a union which he sincerely desired; while extant +letters of Eugenius III and Hadrian IV to ecclesiastics of the Eastern +Church show that the head of the Western Church did not ignore the +question of Christian unity. But there were too many political causes +of division. The success of the crusaders involved the establishment +of the Latin Church in lands claimed by the Eastern Empire. And this +affected not only the principalities of Syria, but also Cyprus which +Richard Coeur de Lion conquered and handed over to Guy of Lusignan in +compensation for his lost kingdom of Jerusalem; as a consequence of +which the Greek clergy and monks there were cruelly persecuted. The +aggression of the Latin Church was even more conspicuous when the +Normans conquered Thessalonica in 1186 and treated the Greek churches +and services with contumely, and when Innocent III took advantage of +the fact that the Bulgarian monarch had repudiated the suzerainty of +Constantinople, to reassert over the Bulgarian Church the supremacy of +Rome. The Greeks did not suffer without protest and the massacre of +the Latins of Constantinople under the usurper Andronicus (1183) +showed the depth as well as the impotence of the Greek hatred. The +climax of all previous acts of usurpation was reached in the capture +of Constantinople and the organisation of a Latin Church beside the +Latin empire. But the Greek Emperors who ruled at Nicaea found it +politic to pretend a desire for union of the Churches, and in 1233 and +again in 1234 negotiations were carried on between the Greek Patriarch +Germanus and some Dominican and Franciscan emissaries of Gregory IX. +But the bargaining was one-sided; for while with Rome Christian unity +never rose above an object to be kept in view, to the Greeks of the +East it presented itself as the only condition on which they could +claim the help which might save them from gradual extinction. And this +became even more apparent than hitherto after the reconquest of +Constantinople by the Greeks; for it seemed as if the prospect of a +peaceful reunion of the Churches alone might remove the pretext now +given to the princes of the West for a new crusade directed against +Constantinople. This was no imaginary danger; for Charles of Anjou and +Naples had made himself the champion of the dispossessed Latin Emperor +and was preparing to attack. So Michael Palaeologus who had rewon +Constantinople for the Greeks and himself, made overtures to Pope +Urban IV; and negotiations were thus begun which ended in the +appearance of Greek delegates at the second Council of Lyons in 1274. +These accepted, on behalf of the Greek Church and empire, the primacy +of Rome and the Latin Creed. In return, the Bulgarian Church was once +more restored to its own Metropolitan at Achrida. But all Michael's +coercive efforts failed to make the union acceptable to his own clergy +and people. It was so difficult to carry out the promised assimilation +of the Greek to the Latin forms that the Popes became impatient; and +when Nicholas III, the opponent of Charles of Sicily, was succeeded by +Martin IV, the tool of that ambitious monarch, the excommunication +launched by the new Pope against the Eastern Emperor was merely a +preliminary step to the general attack on the empire planned by +Charles. Michael's son and successor Andronicus entirely repudiated +the agreement made at Lyons; but the misfortunes of Charles in Sicily +removed the serious danger of invasion from the West. Overtures for +ecclesiastical union were not renewed until the conquests of the Turks +in the Balkan peninsula forced the Greeks to seek external aid. + +[Sidenote: Internal condition of Church.] + +The internal condition of the Eastern Church during these centuries +does not call for much detailed treatment. The end of the iconoclastic +quarrel had been followed by the development of great elaboration of +ceremonial in the services. It is true that learning was not dead and +that the Emperors of the Comnenan house distinctly encouraged it. But +the literature of ancient Greece and the theological works of the +Fathers of the early Church appeared to the writers of these centuries +to have exhausted all earthly possibilities in their respective +spheres. The writings of learned Christians did not rescue their +religion from pure formalism; while the study of the classics led them +to the ancient philosophers and landed many of the students in +paganism. Under the circumstances it is not perhaps wonderful that +there arose a sect called Gnosimachi who deprecated any attempt after +knowledge of the Scriptures on the ground that God demands good deeds +done in all simplicity. It is, however, among the monks, if anywhere, +that personal piety should have been retained. But such as existed, +was inclined to take fantastic forms; and we are told of those who +wrapped themselves round with the odour of sanctity by self-inflicted +tortures of a useless and meaningless kind. There was no foundation of +new monastic Orders in the East such as during these centuries led to +the maintenance of the missionary spirit in the West. But it was from +the monastic bodies alone that any opposition was offered to the +actions of the Emperor. The most noteworthy case was that of the Abbot +Nicephorus Blemmydes whose attempts to promote an understanding +between the Eastern and Western Churches (1245) were foiled, because +he had the temerity to deal harshly with the mistress of the Emperor +John Dukas. Indeed the imperial authority was an influence stronger +than any other, with the possible exception of hatred of the Latin +Church. Such dogmatic discussions as occasionally arose, were +concerned with unimportant points: but the participation of the +Emperor did not necessarily tend to either truth or peace. Manuel I +not only intervened in such disputes, but even started them himself +and enforced his view by punishing those who took the opposite side. + +[Sidenote: Heresies.] + +The Eastern Church, like that of the West, had to deal with heretical +sects. The Paulicians who in the ninth century had formed a +politico-religious community on the confines of the empire, were +deprived of their political power by Basil I in 872; while in 969 John +Tzimisces transferred a portion of them from their settlements in Asia +Minor to the district of Philippopolis in Thrace. Here they throve, +until their desertion of the Emperor Alexius in his war against Robert +Guiscard and the Normans ended the toleration hitherto extended to the +exercise of their religion, and the "thirteenth apostle," as his +literary daughter Anna Comnena styles him, entered on a plan of +forcible conversion. Alexius also dealt severely with another body of +heretics. The Bogomiles were perhaps a revival of the earlier sect of +the Euchites or Messalians who are mentioned by writers of the fourth +century. The origin of the name is obscure, but it is said to mean +"Friends of God." Their tenets resembled those of the Cathari with +whom they were most probably connected. Alexius by pretending sympathy +got from their leader an avowal of his doctrines and then had him +burnt (1116). But in neither of these cases did violent suppression +achieve its purpose. Despite the foundation of the orthodox city of +Alexiopolis in the neighbourhood, the Paulicians still continued about +Philippopolis, where they were secretly strengthened in their +particularist attitude by the continued presence of the remnants of +the Bogomiles. Even a century later the Patriarch Germanus (1230) +attacks the latter on the plea that they are still secretly making +converts. + +[Sidenote: Other Eastern Churches.] + +Of the other Christian Churches of the East we have seen that the +Nestorians were very active among the Tartars throughout Asia. They +and their Syrian neighbours but dogmatic opponents, the Jacobites, a +monophysite body, adopted a conciliatory disposition towards the +crusaders. In 1237 the prior of the Dominicans in Jerusalem reported +to Gregory IX that the Maphrian of the Jacobites, a kind of lesser +patriarch, had acknowledged the supremacy of Rome; but a submission +given from stress of circumstances carried no permanent weight; and +subsequent correspondence between Innocent IV and officials of both +churches seems to have been wilfully misunderstood at Rome. There were +two other Christian churches whose conduct was guided by proximity to +the Mohammedans. The small body of the Maronites on Mount Lebanon kept +their ancient customs but attached themselves to the Roman Church in +1182 and remained faithful to her. The more important Armenian Church +wavered between Rome and Constantinople. Manuel Comnenus made +overtures to the Patriarch or Catholicos, which were prevented from +coming to any result by the emperor's death. Shortly afterwards Leo +the Great of Armenia was recognised as King by the Emperor Henry VI +and was crowned by the Archbishop of Mainz; and in return he and his +Catholicos recognised the supremacy of Rome. In 1240 the Greek +patriarch tried to win over the Catholicos to the Eastern Church. In +1292 the Armenian King Haiton II, who became a Franciscan friar, +persuaded his church to accept the Roman customs: but despite this +nominal subjection to Rome, the obstinacy of the people prevented any +real change in either doctrine or organisation. + + + + + +End of Project Gutenberg's The Church and the Empire, by D. J. 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