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You may copy it, give it away or re-use it under the terms -of the Project Gutenberg License included with this eBook or online -at <a href="https://www.gutenberg.org">www.gutenberg.org</a>. If you -are not located in the United States, you will have to check the laws of the -country where you are located before using this eBook. -</div> - -<p style='display:block; margin-top:1em; margin-bottom:1em; margin-left:2em; text-indent:-2em'>Title: The Theory of Psychoanalysis</p> - -<div style='display:block; margin-top:1em; margin-bottom:1em; margin-left:2em; text-indent:-2em'>Author: Carl Gustav Jung</div> - -<div style='display:block; margin:1em 0'>Release Date: August 11, 2021 [eBook #66041]</div> - -<div style='display:block; margin:1em 0'>Language: English</div> - -<div style='display:block; margin:1em 0'>Character set encoding: UTF-8</div> - -<div style='display:block; margin-left:2em; text-indent:-2em'>Produced by: Turgut Dincer, David King, and the Online Distributed Proofreading Team at http://www.pgdp.net. (This file was produced from images generously made available by The Internet Archive.)</div> - -<div style='margin-top:2em; margin-bottom:4em'>*** START OF THE PROJECT GUTENBERG EBOOK THE THEORY OF PSYCHOANALYSIS ***</div> - -<div class='figcenter id001'> -<span class='pageno' id='Page_on'>on</span> -<img src='images/cover.jpg' alt='' class='ig001' /> -</div> -<div class='pbb'> - <hr class='pb c000' /> -</div> -<div> - <h1 class='c001'>The Theory of Psychoanalysis</h1> -</div> - -<div class='nf-center-c1'> -<div class='nf-center c002'> - <div><span class='pageno' id='Page_i'>i</span><span class='large'><b>Nervous and Mental Disease Monograph</b></span></div> - <div><span class='large'><b>Series, No. 19</b></span></div> - <div class='c000'><span class='xxlarge'><b>The Theory of Psychoanalysis</b></span></div> - <div class='c000'><span class='large'><b>BY</b></span></div> - <div><span class='xxlarge'><b>DR. <abbr class='spell'>C. G.</abbr> JUNG</b></span></div> - <div><span class='xlarge'><b>of Zurich</b></span></div> - <div class='c003'>NEW YORK</div> - <div class='c000'>THE JOURNAL OF NERVOUS AND MENTAL DISEASE</div> - <div>PUBLISHING COMPANY</div> - <div class='c000'>1915</div> - </div> -</div> - -<div class='lg-container-l c004'> - <div class='linegroup'> - <div class='group'> - <div class='line'><span class='pageno' id='Page_ii'>ii</span>NERVOUS AND MENTAL DISEASE</div> - <div class='line'>MONOGRAPH SERIES</div> - </div> - <div class='group'> - <div class='line'>Edited by</div> - </div> - <div class='group'> - <div class='line'>Drs. SMITH ELY JELLIFFE and WM. <abbr class='spell'>A.</abbr> WHITE</div> - <div class='line'>Numbers Issued</div> - </div> - <div class='group'> - <div class='line c003'>1. Outlines of Psychiatry. 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The Theory of Schizophrenic Negativism. $0.60.</div> - </div> - <div class='group'> - <div class='line'>By Professor <abbr class='spell'>E.</abbr> Bleuler.</div> - </div> - <div class='group'> - <div class='line'>12. Cerebellar Functions. $3.00.</div> - </div> - <div class='group'> - <div class='line'>By Dr. André-Thomas.</div> - </div> - <div class='group'> - <div class='line'>13. History of Prison Psychoses. $1.25.</div> - </div> - <div class='group'> - <div class='line'>By Drs. <abbr class='spell'>P.</abbr> Nitsche and <abbr class='spell'>K.</abbr> Wilmanns.</div> - </div> - <div class='group'> - <div class='line'>14. General Paresis. $3.00. By Prof. <abbr class='spell'>E.</abbr> Kraepelin.</div> - </div> - <div class='group'> - <div class='line'>15. Dreams and Myths. $1.00. By Dr. Karl Abraham.</div> - </div> - <div class='group'> - <div class='line'>16. Poliomyelitis. $3.00. Dr. <abbr class='spell'>I.</abbr> Wickmann.</div> - </div> - <div class='group'> - <div class='line'>17. Freud’s Theories of the Neuroses. $2.00.</div> - </div> - <div class='group'> - <div class='line'>Dr. <abbr class='spell'>E.</abbr> Hitschmann.</div> - </div> - <div class='group'> - <div class='line'>18. The Myth of the Birth of the Hero. $1.00.</div> - </div> - <div class='group'> - <div class='line'>Dr. Otto Rank</div> - </div> - <div class='group'> - <div class='line'>19. The Theory of Psychoanalysis. $1.50.</div> - </div> - <div class='group'> - <div class='line'>Dr. <abbr class='spell'>C. G.</abbr> Jung.</div> - </div> - </div> -</div> - -<div class='nf-center-c1'> - <div class='nf-center'> - <div>Copyright, 1915, by</div> - <div><span class='sc'>The Journal of Nervous and Mental Disease</span></div> - <div><span class='sc'>Publishing Company, New York</span></div> - <div class='c000'><span class='sc'>Press of</span></div> - <div><span class='sc'>The New Era Printing Company</span></div> - <div><span class='sc'>Lancaster, Pa.</span></div> - </div> -</div> - -<div class='chapter'> - <span class='pageno' id='Page_iii'>iii</span> - <h2 class='c005'>CONTENTS</h2> -</div> - -<p class='c006'><a href='#intro'><span class='sc'>Introduction</span> 1</a></p> - -<p class='c007'><a href='#chap1'>CHAPTER <abbr title='1'>I</abbr></a></p> - -<p class='c007'><span class='sc'>Consideration of Early Hypotheses</span> 4</p> - -<p class='c007'><a href='#chap2'>CHAPTER <abbr title='2'>II</abbr></a></p> - -<p class='c007'><span class='sc'>The Infantile Sexuality</span> 17</p> - -<p class='c007'><a href='#chap3'>CHAPTER <abbr title='3'>III</abbr></a></p> - -<p class='c007'><span class='sc'>The Conception of Libido</span> 27</p> - -<p class='c007'><a href='#chap4'>CHAPTER <abbr title='4'>IV</abbr></a></p> - -<p class='c007'><span class='sc'>The Etiological Significance of the Infantile Sexuality</span> 45</p> - -<p class='c007'><a href='#chap5'>CHAPTER <abbr title='5'>V</abbr></a></p> - -<p class='c007'><span class='sc'>The Unconscious</span> 55</p> - -<p class='c007'><a href='#chap6'>CHAPTER <abbr title='6'>VI</abbr></a></p> - -<p class='c007'><span class='sc'>The Dream</span> 60</p> - -<p class='c007'><a href='#chap7'>CHAPTER <abbr title='7'>VII</abbr></a></p> - -<p class='c007'><span class='sc'>The Content of the Unconscious</span> 67</p> - -<p class='c007'><a href='#chap8'>CHAPTER <abbr title='8'>VIII</abbr></a></p> - -<p class='c007'><span class='sc'>The Etiology of the Neuroses</span> 72</p> - -<p class='c007'><a href='#chap9'>CHAPTER <abbr title='9'>IX</abbr></a></p> - -<p class='c007'><span class='sc'>The Therapeutical Principles of Psychoanalysis</span> 96</p> - -<p class='c007'><a href='#chap10'>CHAPTER X</a></p> - -<p class='c007'><span class='sc'>Some General Remarks on Psychoanalysis</span> 111</p> -<div class='chapter'> - <span class='pageno' id='Page_1'>1</span> - <h2 id='intro' class='c005'>INTRODUCTION</h2> -</div> -<p class='c006'>In these lectures I have attempted to reconcile my practical -experiences in psychoanalysis with the existing theory, or rather, -with the approaches to such a theory. Here is my attitude towards -those principles which my honored teacher Sigmund Freud -has evolved from the experience of many decades. Since I have -long been closely connected with psychoanalysis, it will perhaps -be asked with astonishment how it is that I am now for the first -time defining my theoretical position. When, some ten years -ago, it came home to me what a vast distance Freud had already -travelled beyond the bounds of contemporary knowledge of -psycho-pathological phenomena, especially the psychology of the -complex mental processes, I no longer felt myself in a position to -exercise any real criticism. I did not possess the sorry mandarin-courage -of those people who—upon a basis of ignorance and -incapacity—consider themselves justified in “critical” rejections. -I thought one must first work modestly for years in such a field -before one might dare to criticize. The evil results of premature -and superficial criticism have certainly not been lacking. -A preponderating number of critics have attacked with as much -anger as ignorance. Psychoanalysis has flourished undisturbed -and has not troubled itself one jot or tittle about the unscientific -chatter that has buzzed around it. As everyone knows, this tree -has waxed mightily, and not in one world only, but alike in -Europe and in America. Official criticism participates in the -pitiable fate of Proktophantasmist and his lamentation in the -Walpurgis-night:</p> - -<div class='lg-container-b c008'> - <div class='linegroup'> - <div class='group'> - <div class='line'>“You still are here? Nay, ’tis a thing unheard!</div> - <div class='line'>Vanish at once! We’ve said the enlightening word.”</div> - </div> - </div> -</div> - -<p class='c009'>Such criticism has omitted to take to heart the truth that all -that exists has sufficient right to its existence: no less is it with -psychoanalysis.</p> - -<p class='c007'>We will not fall into the error of our opponents, nor ignore -their existence nor deny their right to exist. But then this -<span class='pageno' id='Page_2'>2</span>enjoins upon ourselves the duty of applying a proper criticism, -grounded upon a practical knowledge of the facts. To me it -seems that psychoanalysis stands in need of this weighing-up -from the inside.</p> - -<p class='c007'>It has been wrongly assumed that my attitude denotes a -“split” in the psychoanalytic movement. Such a schism can -only exist where faith is concerned. But psychoanalysis deals -with knowledge and its ever-changing formulations. I have -taken William James’ pragmatic rule as a plumb-line: “You -must bring out of each word its practical cash-value, set it at -work within the stream of your experience. It appears less a -solution, then, than as a program for more work and more particularly -as an indication of the ways in which existing realities -may be changed. <i>Theories thus become instruments, not answers -to enigmas, in which we can rest.</i> We don’t lie back upon them, -we move forward, and, on occasion, make nature over again by -their aid.”</p> - -<p class='c007'>And so my criticism has not proceeded from academic arguments, -but from experiences which have forced themselves on -me during ten years earnest work in this sphere. I know that -my experience in no wise approaches Freud’s quite extraordinary -experience and insight, but none the less it seems to me that -certain of my formulations do present the observed facts more -adequately than is the case in Freud’s method of statement. At -any rate I have found, in my teaching, that the conceptions put -forward in these lectures have afforded peculiar aid in my endeavors -to help my pupils to an understanding of psychoanalysis. -With such experience I am naturally inclined to assent to the view -of Mr. Dooley, that witty humorist of the <i>New York Times</i>, when -he says, defining pragmatism: “Truth is truth ‘when it works.’” -I am indeed very far from regarding a modest and moderate -criticism as a “falling away” or a schism; on the contrary, -through it I hope to help on the flowering and fructification of -the psychoanalytic movement, and to open a path towards the -scientific treasures of psychoanalysis for those who have hitherto -been unable to possess themselves of psychoanalytic methods, -whether through lack of practical experience or through distaste -of the theoretical hypothesis.</p> - -<p class='c007'>For the opportunity to deliver these lectures I have to thank -<span class='pageno' id='Page_3'>3</span>my friend Dr. Smith Ely Jelliffe, of New York, who kindly invited -me to take part in the “Extension Course” at Fordham -University. These lectures were given in September, 1912, in -New York.</p> - -<p class='c007'>I must here also express my best thanks to Dr. Gregory, of -Bellevue Hospital, for his ready support of my clinical demonstrations.</p> - -<p class='c007'>For the troublesome work of translation I am greatly indebted -to my assistant, Miss <abbr class='spell'>M.</abbr> Moltzer, and to Mrs. Edith Eder and -Dr. Eder of London.</p> - -<p class='c007'>Only after the preparation of these lectures did Adler’s book, -<span lang="de" xml:lang="de">“Ueber den nervösen Character,”</span> become known to me, in the -summer of 1912. I recognize that he and I have reached similar -conclusions on various points, but here is not the place to go into -a more intimate discussion of the matter; that must take place -elsewhere.</p> -<div class='chapter'> - <span class='pageno' id='Page_4'>4</span> - <h2 id='chap1' class='c005'>CHAPTER <abbr title='1'>I</abbr> <br /> Consideration of Early Hypotheses</h2> -</div> -<p class='c006'>It is not an easy task to speak about psychoanalysis in these -days. I am not thinking, when I say this, of the fact that psychoanalysis -in general—it is my earnest conviction—is among the -most difficult scientific problems of the day. But even when we -put this cardinal fact aside, we find many serious difficulties -which interfere with the clear interpretation of the matter. I -am not capable of giving you a complete doctrine elaborated both -from the theoretical and the empirical standpoint. Psychoanalysis -has not yet reached such a point of development, although a great -amount of labor has been expended upon it. Neither can I give you -a description of its growth ab ovo, for you already have in your -country, with its great regard for all the progress of civilization, a -considerable literature on the subject. This literature has already -spread a general knowledge of psychoanalysis among those who -have a scientific interest in it.</p> - -<p class='c007'>You have had the opportunity of listening to Freud, the real -explorer and founder of this method, who has spoken in your own -country about this theory. As for myself, I have already had the -honor of speaking about this work in America. I have discussed -the experimental foundation of the theory of complexes and the -application of psychoanalysis to pedagogy.</p> - -<p class='c007'>It can be easily understood that under these circumstances I -fear to repeat what has already been said, or published in many -scientific journals in this country. A further difficulty lies in the -fact that in very many quarters there are already prevailing quite -extraordinary conceptions of our theory, conceptions which are -often absolutely wrong, and unfortunately wrong just in that -which touches the very essence of psychoanalysis. At times it -seems nearly impossible to grasp even the meaning of these errors, -and I am constantly astonished to find any one with a scientific -education ever arriving at ideas so divorced from all foundations -in fact. Obviously it would be of no importance to cite examples -<span class='pageno' id='Page_5'>5</span>of these curiosities, and it will be more valuable to discuss here -those questions and problems of psychoanalysis which really -might provoke misunderstanding.</p> -<h3 class='c010'>A Change in the Theory of Psychoanalysis</h3> -<p class='c006'>Although it has very often been repeated, it seems to be still -an unknown fact to many people, that in these last years the -theory of psychoanalysis has changed considerably. Those, for -instance, who have only read the first book, “Studies in Hysteria,” -by Breuer and Freud, still believe that psychoanalysis essentially -consists in the doctrine that hysteria, as well as other neuroses, -has its root in the so-called “traumata,” or shocks, of earliest childhood. -They continue to condemn this theory, and have no idea -that it is fifteen years since this conception was abandoned and -replaced by a totally different one. This change is of such great -importance in the whole development of psychoanalysis, as well -for its technique as for its theory, that I must give it in some -detail. That I may not weary you with the complete recitation of -cases already well known, I will only just refer to those in Breuer -and Freud’s book, which I shall assume are known to you, for -the book has been translated into English.<a id='r1' /><a href='#f1' class='c011'><sup>[1]</sup></a> You will there have -read that case of Breuer’s, to which Freud referred in his lectures -at Clark University. You will have found that the hysterical -symptom has not some unknown organic source, but is based on -certain highly emotional psychic events, so-called injuries of the -heart, traumata or shocks. I think that now-a-days every careful -observer of hysteria will acknowledge from his own experience -that, at the root of this disease, such painful events are -to be found. This truth was already known to the physicians of -former days.</p> -<h3 class='c010'>The Traumatic Theory</h3> -<p class='c006'>So far as I know it was really Charcot who, probably under -the influence of Page’s theory of nervous shock, made this observation -of theoretical value. Charcot knew, by means of hypnotism, -at that time not understood, that hysterical symptoms could -be called forth by suggestion as well as made to disappear through -<span class='pageno' id='Page_6'>6</span>suggestion. Charcot believed that he saw something like this in -those cases of hysteria caused by accident, cases which became -more and more frequent. The shock can be compared with -hypnosis in Charcot’s sense. The emotion provoked by the shock -causes a momentary complete paralysis of will-power, during -which the remembrance of the trauma can be fixed as an auto-suggestion. -This conception gives us the original theory of -psychoanalysis. Etiological investigation had to prove whether -this mechanism, or a similar one, was also to be found in those -cases of hysteria which could not be called traumatic. This lack -of knowledge of the etiology of hysteria was supplied by the discovery -of Breuer and Freud. They proved that even in those -ordinary cases of hysteria which cannot be said to be caused by -shock the same trauma-element was to be found, and seemed to -have an etiological value. It is natural that Freud, a pupil of -Charcot, was inclined to suppose that this discovery in itself confirmed -the ideas of Charcot. Accordingly the theory elaborated out -of the experience of that period, mainly by Freud, received the -imprint of a traumatic etiology. The name of trauma-theory is -therefore justified; nevertheless this theory had also a new aspect. -I am not here speaking of the truly admirable profoundness and -precision of Freud’s analysis of symptoms, but of the relinquishing -of the conception of auto-suggestion, which was the dynamic -force in the original theory, and its substitution by a detailed -exposure of the psychological and psycho-physical effects caused -by the shock. The shock, the trauma, provokes a certain excitation -which, under normal circumstances, finds a natural outlet -(<span lang="de" xml:lang="de">“abreagieren”</span>). In hysteria it is only to a certain extent that -the excitation does find a natural outlet; a partial retention takes -place, the so-called blocking of the affect (<span lang="de" xml:lang="de">“Affecteinklemmung”</span>). -This amount of excitation, which can be compared with an -amount of potential energy, is transmuted by the mechanism of -conversion into “physical” symptoms.</p> - -<p class='c007'><i>The Cathartic Method.</i>—According to this conception, therapy -had to find the means by which those retained emotions -could be brought to a mode of expression, thereby setting free -from the symptoms that amount of repressed and converted feeling. -Hence this was called the cleansing, or <i>cathartic method</i>; -its aim was to discharge the blocked emotions. From this it follows -<span class='pageno' id='Page_7'>7</span>that analysis was then more or less closely concerned with -the symptoms, that is to say, the symptoms were analyzed—the -work of analysis began with the symptoms, a method abandoned -to-day. The cathartic method, and the theory on which it is -based, are, as you know, accepted by other colleagues, so far as -they are interested at all in psychoanalysis, and you will find some -appreciation and quotation of the theory, as well as of the method, -in several text-books.</p> -<h3 class='c010'>The Traumatic Theory Criticized</h3> -<p class='c006'>Although, as a matter of fact, the discovery of Breuer and -Freud is certainly true, as can easily be proved by every case of -hysteria, several objections can be raised to the theory. It must -be acknowledged that their method shows with wonderful clearness -the connection between the actual symptoms and the shock, -as well as the psychological consequences which necessarily follow -from the traumatic event, but nevertheless, a doubt arises as -to the etiological significance of the so-called trauma or shock.</p> - -<p class='c007'>It is extremely difficult for any critical observer of hysteria -to admit that a neurosis, with all its complications, can be based -on events in the past, as it were on one emotional experience long -past. It is more or less fashionable at present to consider all -abnormal psychic conditions, in so far as they are of exogenic -growth, as the consequences of hereditary degeneration, and not -as essentially influenced by the psychology of the patient and the -environment. This conception is too narrow, and not justified -by the facts. To use an analogy, we know perfectly well how to -find the right middle course in dealing with the etiology of -tuberculosis. There are, of course, cases of tuberculosis where -in earliest childhood the germ of the disease falls upon a soil -predisposed by heredity, so that even in the most favorable conditions -the patient cannot escape his fate. None the less, there -are also cases where, under favorable conditions, illness can be -prevented, despite a predisposition to the disease. Nor must we -forget that there are still other cases without hereditary disposition -or individual inclination, and, in spite of this, fatal infection -occurs. All this holds equally true of the neuroses, where -matters are not essentially different in their method of procedure -than they are in general pathology. Neither a theory in which -<span class='pageno' id='Page_8'>8</span>the predisposition is all-important, nor one in which the influence -of the environment is all-important, will ever suffice. It is true -the shock-theory can be said to give predominance to the predisposition, -even insisting that some past trauma is the condition -sine qua non of the neurosis. Yet Freud’s ingenious empiricism -presented even in the “Studies in Hysteria” some views, insufficiently -exploited at the time, which contained the elements of a -theory that perhaps more accentuates the value of environment -than inherited or traumatic predisposition.</p> -<h3 class='c010'>The Conception of “Repression”</h3> -<p class='c006'>Freud synthesized these observations in a form that was to -extend far beyond the limits of the shock-theory. This conception -is the hypothesis of repression (<span lang="de" xml:lang="de">“Verdrängung”</span>). As you -know, by the word “repression” is understood the psychic -mechanism of the re-transportation of a conscious thought into -the unconscious sphere. We call this sphere the “unconscious” -and define it as the psyche of which we are not conscious. The -conception of repression was derived from the numerous observations -made upon neurotic patients who seemed to have the -capacity of forgetting important events or thoughts, and this to -such an extent that one might easily believe nothing had ever -happened. These observations can be constantly made by anyone -who comes into close psychological relations with his patients. -As a result of the Breuer and Freud studies, it was found that -a very special method was needed to call again into consciousness -those traumatic events long since forgotten. I wish to call attention -to this fact, since it is decidedly astonishing for a priori -we are not inclined to believe that valuable things can ever be -forgotten. For this reason several critics object that the reminiscences -which have been called into consciousness by certain -hypnotic processes are only suggested ones, and do not correspond -with reality. Even granting this, it would certainly not be -justifiable to regard this in itself as a condemnation of “repression,” -since there are and have been not a few cases where the -fact of repressed reminiscences can be proved by objective -demonstration. Even if we exclude this kind of proof, it is -possible to test the phenomena by experiment. The association-tests -provide us with the necessary experiences. Here we find -<span class='pageno' id='Page_9'>9</span>the extraordinary fact that associations pertaining to complexes -saturated with emotion emerge with much greater difficulty into -consciousness, and are much more easily forgotten.</p> - -<p class='c007'>As my experiments on this subject were never reëxamined, -the conclusions were never adopted, until just lately, when -Wilhelm Peters, a disciple of Kraepelin, proved in general my -previous observation, namely, that painful events are very rarely -correctly reproduced (<span lang="de" xml:lang="de">“die unlustbetonten Erlebnisse werden am -seltensten richtig reproduciert”</span>).</p> - -<p class='c007'>As you see, the conception rests upon a firm empirical basis. -There is still another side of the question worth looking at. We -might ask if the repression has its root in a conscious determination -of the individual, or do the reminiscences disappear rather -passively without conscious knowledge on the part of the patient? -In Freud’s works you will find a series of excellent proofs of -the existence of a conscious tendency to repress what is painful. -Every psychoanalyst will know more than a dozen cases showing -clearly in their history one particular moment at least in -which the patient knows more or less clearly that he will not allow -himself to think of the repressed reminiscences. A patient once -gave this significant answer: <span lang="fr" xml:lang="fr">“Je l’ai mis de côté”</span> (I have put -it aside).</p> - -<p class='c007'>But, on the other hand, we must not forget that there are a -number of cases where it is impossible for us to show, even with -the most careful examination, the slightest trace of conscious -repression; in these cases it seems as if the mechanism of repression -were much more in the nature of a passive disappearance, -or even as if the impressions were dragged beneath the surface -by some force operating from below. From the first class of -cases we get the impression of complete mental development, -accompanied by a kind of cowardice in regard to their own feelings; -but among the second class of cases you may find patients -showing a more serious retardation of development. The -mechanism of repression seems here to be much more an automatic -one.</p> - -<p class='c007'>This difference is closely connected with the question I mentioned -before—that is, the question of the relative importance -of predisposition and environment. The first class of cases appears -to be mainly influenced by environment and education; in -<span class='pageno' id='Page_10'>10</span>the other, predisposition seems to play the chief part. It is -pretty clear where treatment will have more effect. (As I have -already said, the conception of repression contains an element -which is in intrinsic contradiction with the shock-theory.) We -find, for instance, in the case of Miss Lucy <abbr class='spell'>R.</abbr>,<a id='r2' /><a href='#f2' class='c011'><sup>[2]</sup></a> described by -Freud, that the essential etiological moment is not to be found in -the traumatic scenes, but in the insufficient readiness of the -patient to set store upon the convictions passing through her -mind. But if we think of the later views we find in the “Selected -Papers on Hysteria,”<a id='r3' /><a href='#f3' class='c011'><sup>[3]</sup></a> where Freud, forced through further experience, -supposes certain traumatic sexual events in early -childhood to be the source of the neurosis, then we get the impression -of an incongruity between the conception of repression -and that of shock. The conception of “repression” contains the -elements of an etiological theory of environment, while the conception -of “shock” is a theory of predisposition.</p> - -<p class='c007'>But at first the theory of neurosis developed along the lines -of the trauma conception. Pursuing Freud’s later investigations, -we see him coming to the conclusion that no such positive value -can be ascribed to the traumatic events of later life, as their -effects could only be conceivable if the particular predisposition -of the patient were taken into account. Evidently the enigma -was to be resolved just at this point. As the analytical work -progressed, the roots of hysterical symptoms were found in childhood; -they reached back from the present far into the past. The -further end of the chain threatened to get lost in the mists of -early childhood. But it was just there that reminiscences appeared -of certain scenes where sexual activities had been manifested -in an active or passive way, and these were unmistakably -connected with the events which provoked the neurosis. (For -further details of these events you must consult the works of -Freud, as well as the numerous analyses which have already been -published.)</p> -<h3 class='c010'>The Theory of Sexual Trauma in Childhood</h3> -<p class='c006'>Hence arose the theory of sexual trauma in childhood which -provoked bitter opposition, not from theoretical objections against -the shock-theory in general, but against the element of sexuality -<span class='pageno' id='Page_11'>11</span>in particular. In the first place, the idea that children might be -sexual, and that sexual thoughts might play any part with them, -aroused great antagonism. In the second place, the possibility -that hysteria had a sexual basis was most unwelcome, for the -sterile position that hysteria was either a reflex neurosis of the -uterus or arose from lack of sexual satisfaction had just been -given up. Naturally, therefore, the real value of Freud’s observations -was disputed. If critics had limited themselves to that -question, and had not adorned their opposition with moral indignation, -a calm discussion would have been possible. In Germany, -for instance, this method of attack made it impossible to get any -credit for Freud’s theory. As soon as the question of sexuality -was touched general resistance, as well as haughty contempt were -awakened. But in truth there was but one question at issue: -were Freud’s observations true or not? That alone could be of -importance to a really scientific mind. It is possible that these -observations do not seem very probable at first sight, but it is unjustifiable -to condemn them a priori as false. Wherever really -sincere and thorough investigations have been carried out it has -been possible to corroborate his observations. The fact of a -psychological chain of consequences has been absolutely confirmed, -although Freud’s original conception, that real traumatic -scenes were always to be found, has not been.</p> -<h3 class='c010'>Theory of Sexual Trauma Abandoned</h3> -<p class='c006'>Freud himself abandoned his first presentation of the shock-theory -after further and more thorough investigation. He could -no longer retain his original view as to the reality of the sexual -shock. Excessive sexuality, sexual abuse of children, or very -early sexual activity in childhood, were later on seen to be of -secondary importance. You will perhaps be inclined to share the -suspicion of the critics that the results derived from analytic -researches were based on suggestion. There might be some justification -for this view if these assertions had been published broadcast -by some charlatan or ill-qualified person. But anyone who -has carefully read Freud’s works, and has himself similarly -sought to penetrate into the psychology of his patients, will know -that it is unjust to attribute to an intellect like Freud’s the crude -<span class='pageno' id='Page_12'>12</span>mistakes of a journeyman. Such suggestions only redound to -the discredit of those who make them. Ever since then patients -have been examined by every possible means from which suggestion -could be absolutely excluded. And still the associations -described by Freud have been proved to be true in principle. -We are thus obliged in the first place to regard many of these -shocks of early childhood as phantoms, while other traumata have -objective reality. With this knowledge, at first somewhat confusing, -the etiological importance of the sexual trauma in childhood -declines, as it seems now quite irrelevant whether the -trauma really took place or not. Experience teaches us that -phantasy can be, so to speak, of the same traumatic value as real -shock. In the face of such facts, every physician who treats -hysteria will recall cases where the neurosis has indeed been -provoked by violent traumatic impressions. This observation -is only in apparent contradiction with our knowledge, already -referred to, of the unreality of traumatic events in childhood. -We know perfectly well that many persons suffer shocks in -childhood or in adult life who nevertheless get no neurosis. -Therefore the trauma has, ceteris paribus, no absolute etiological -importance, but owes its efficacy to the nature of the soil upon -which it falls.</p> -<h3 class='c010'>The Predisposition for the Trauma</h3> -<p class='c006'>No neurosis will grow on an unprepared soil where no germ -of neurosis is already existing; the trauma will pass by without -leaving any permanent and effective mark. From this simple -consideration it is pretty clear that, to make it really effective, the -patient must meet the shock with a certain internal predisposition. -This internal predisposition is not to be understood as -meaning that totally obscure hereditary predisposition of which -we know so little, but as a psychological development which -reaches its apogee and its manifestation at the moment, and even -through, the trauma.</p> - -<p class='c007'>I will show you first of all by a concrete case the nature of -the trauma and its psychological predisposition. A young lady -suffered from severe hysteria after a sudden fright. She had -been attending a social gathering that evening and was on her way -home at midnight, accompanied by several acquaintances, when -<span class='pageno' id='Page_13'>13</span>a carriage came behind her at full speed. Everyone else drew -aside, but she, paralyzed by fright, remained in the middle of the -street and ran just in front of the horses. The coachman cracked -his whip, cursed and swore without any result. She ran down -the whole length of the street, which led to a bridge. There her -strength failed her, and to escape the horses’ feet she thought, in -her extreme despair, of jumping into the water, but was prevented -in time by passers-by. This very same lady happened to -be present a little later on that bloody day, the <abbr title='twenty-second'>22d</abbr> of January, -in <abbr title='saint'>St.</abbr> Petersburg, when a street was cleared by soldiers’ volleys. -Right and left of her she saw people dying or falling down badly -wounded. Remaining perfectly calm and clear-minded, she caught -sight of a gate that gave her escape into another street.</p> - -<p class='c007'>These terrible moments did not agitate her, either at the time, -or later on. Whence it must follow that the intensity of the -trauma is of small pathogenic importance: the special conditions -form the essential factors. Here, then, we have the key by -which we are able to unlock at least one of the anterooms to the -understanding of predisposition. We must next ask what were -the special circumstances in this carriage-scene. The terror and -apprehension began as soon as the lady heard the horses’ foot-steps. -It seemed to her for a moment as if these betokened some -terrible fate, portending her death or something dreadful. Then -she lost consciousness. The real causation is somehow connected -with the horses. The predisposition of the patient, who -acts thus wildly at such a commonplace occurence, could perhaps -be found in the fact that horses had a special significance for her. -It might suffice, for instance, if she had been once concerned in -some dangerous accident with horses. This assumption does hold -good here. When she was seven years old, she was once out on a -carriage-drive with the coachman; the horses shied and approached -the steep river-bank at full speed. The coachman -jumped off his seat, and shouted to her to do the same, which she -was barely able to do, as she was frightened to death. Still, she -sprang down at the right moment, whilst the horses and carriage -were dashed down below.</p> - -<p class='c007'>It is unnecessary to prove that such an event must leave a -lasting impression behind. But still it does not offer any explanation -for the exaggerated reaction to an inadequate stimulus. -<span class='pageno' id='Page_14'>14</span>Up till now we only know that this later symptom had its prologue -in childhood, but the pathological side remains obscure. -To solve this enigma we require other experiences. The amnesia -which I will set forth fully later on shows clearly the disproportion -between the so-called shock and the part played by phantasy. -In this case phantasy must predominate to an extraordinary -extent to provoke such an effect. The shock in itself was too -insignificant. We are at first inclined to explain this incident by -the shock that took place in childhood, but it seems to me with -little success. It is difficult to understand why the effect of this -infantile trauma had remained latent so long, and why it only -now came to the surface. The patient must surely have had -opportunities enough during her lifetime of getting out of the -way of a carriage going full speed. The reminiscence of the -danger to her life seems to be quite insufficiently effective: the -real danger in which she was at that one moment in <abbr title='saint'>St.</abbr> Petersburg -did not produce the slightest trace of neurosis, despite her -being predisposed by an impressive event in her childhood. The -whole of this traumatic event still lacks explanation; from the -point of view of the shock-theory we are hopelessly in the dark.</p> - -<p class='c007'>You must excuse me if I return so persistently to the shock-theory. -I consider this necessary, as now-a-days many people, -even those who regard us seriously, still keep to this standpoint. -Thus the opponents to psychoanalysis and those who never read -psychoanalytic articles, or do so quite superficially, get the impression -that in psychoanalysis the old shock-theory is still in -force.</p> - -<p class='c007'>The question arises: what are we to understand by this predisposition, -through which an insignificant event produces such a -pathological effect? This is the question of chief significance, -and we shall find that the same question plays an important rôle -in the theory of neurosis, for we have to understand why apparently -irrelevant events of the past are still producing such -effects that they are able to interfere in an impish and capricious -way with the normal reactions of actual life.</p> -<h3 class='c010'>The Sexual Element in the Trauma</h3> -<p class='c006'>The early school of psychoanalysis, and its later disciples, did -all they could to find the origin of later effects in the special kind -<span class='pageno' id='Page_15'>15</span>of early traumatic events. Freud’s research penetrated most -deeply. He was the first, and it was he alone, who discovered -that a certain sexual element was connected with the shock. It is -just this sexual element which, speaking generally, we may consider -as unconscious, and it is to this that the traumatic effect is -generally due. The unconsciousness of sexuality in childhood -seems to throw a light upon the problem of the persistent constellation -of the primary traumatic event. The true emotional -meaning of the accident was all along hidden from the patient, -so that in consciousness this emotion was never brought into -play, the emotion never wore itself out, it was never used up. -We might perhaps explain the effect in the following way: this -persistent constellation was a kind of “suggestion à échéance,” -for it is unconscious and the action occurs only at the stipulated -moment.</p> - -<p class='c007'>It is hardly necessary to give detailed examples to prove that -the true nature of sexual manifestations during infancy is not -understood. Physicians know, for instance, how often a manifest -masturbation persisting up to adult life, especially in women, -is not understood as such. It is, therefore, easy to realize that -to a child the true nature of certain actions would be far less -conscious. And that is the reason why the real meaning of these -events, even in adult life, is still hidden from our consciousness. -In some cases, even, the traumatic events are themselves forgotten, -either because their sexual meaning is quite unknown to -the patient, or because their sexual character is inacceptable, being -too painful. It is what we call “repressed.”</p> - -<p class='c007'>As we have already mentioned, Freud’s observation, that the -admixture of a sexual element with the shock is essential for any -pathological effect, leads on to the theory of the <i>infantile sexual -trauma</i>.</p> - -<p class='c007'>This hypothesis may be thus expressed: the pathogenic event -is a sexual one. This conception forced its way with difficulty. -The general opinion that children have no sexuality in early life -made such an etiology inadmissible, and at first prevented its -acceptance.</p> -<h3 class='c010'>The Infantile Sexual Phantasy</h3> -<p class='c006'>The change in the shock-theory already referred to, namely, -that in general the shock is not even real, but is essentially a -<span class='pageno' id='Page_16'>16</span>phantasy, did not make things better. On the contrary, still -worse, since we are forced to the conclusion that we find in the -infantile phantasy at least one positive sexual manifestation. It -is no longer some brutal accidental impression from the outside, -but a positive sexual manifestation created by the child itself, and -this very often with unmistakable clearness. Even real traumatic -events of an outspoken sexual type do not always happen -to a child quite <i>without its coöperation</i>, but are not infrequently -apparently <i>prepared and brought about by the child itself</i>. -Abraham stated this, proving his statement with evidence of the -greatest interest, and this, in connection with many other experiences -of the same kind, makes it very probable that even really -sexual scenes are frequently called forth and supported by the -peculiar psychological state of the child’s mind. Perfectly independently -from psychoanalytic investigation, medical criminology -has discovered striking parallels to this psychoanalytic statement.</p> - -<div class='chapter'> - <span class='pageno' id='Page_17'>17</span> - <h2 id='chap2' class='c005'>CHAPTER <abbr title='2'>II</abbr> <br /> The Infantile Sexuality</h2> -</div> -<p class='c006'>The precocious manifestations of sexual phantasy as cause of -the shock now seemed to be the source of neurosis. This, logically, -attributed to children a far more developed sexuality than -had been hitherto admitted. Many cases of precocious sexuality -had been recorded in literature long before the time of psychoanalysis. -For instance, a girl of two years old with normal menstruation, -or cases of boys of three and four and five years of -age having normal erections, and so far ready for cohabitation. -These were, however, curiosities. Great astonishment was -caused when Freud began to attribute to the child, not only ordinary -sexuality, but even polymorphic perverse sexuality; all this -based upon the most exhaustive investigation. People inclined -much too lightly to the superficial view, that all this was merely -suggested to the patients, and was a highly disputable artificial -product. Hence Freud’s<a id='r4' /><a href='#f4' class='c011'><sup>[4]</sup></a> “Three Contributions to the Sexual -Theory” not only provoked opposition, but even violent indignation. -It is surely unnecessary to insist upon the fact that science -is not furthered by indignation, and that arguments of moral -resentment may perhaps please the moralist—that is his business—but -not a scientific man, for whom truth must be the guide, -and not moral indignation. If matters are really as Freud -describes them, all indignation is absurd; if they are not so, again -indignation will avail nothing. The conclusion as to what is the -truth can only be arrived at on the field of observation and research, -and nowhere else. The opponents of psychoanalysis with -certain honorable exceptions, display rather ludicrously a somewhat -pitifully inadequate realization of the situation. Although -the psychoanalytic school could unfortunately learn nothing from -their critics, as the criticism took no notice of its investigations, -and although it could not get any useful hints, because the psychoanalytic -<span class='pageno' id='Page_18'>18</span>method of investigation was, and still is unknown to -these critics, it remains a serious duty for our school to explain -thoroughly the contrast between the existing conceptions. It is -not our endeavor to put forward a paradoxical theory contradicting -all existing theories, but rather to introduce a certain -category of new observations into science. Therefore we regard -it as a duty to do whatever we can to promote agreement. It is -true, we must renounce all hope of obtaining the approval of -those who blindly oppose us, but we do hope to come to an understanding -with scientific men. This will be my endeavor now in -attempting to sketch the further intellectual development of the -psychoanalytic conception, so far as the so-called sexual theory -of the neuroses is concerned.</p> -<h3 class='c010'>Objections to the Sexual Hypothesis</h3> -<p class='c006'>As I said, the finding of precocious sexual phantasies, which -seemed the source of the neurosis, forced Freud to the view of a -highly developed sexuality in infancy. As you know, the reality -of this observation has been contested by many, who maintain -that crude error, that narrow-minded delusion, misled Freud and -his whole school, alike in Europe and in America, so that the -Freudians saw things that never existed. They regarded them -as people in the grip of an intellectual epidemic. I have to admit -that I possess no way of defending myself against criticism of -this kind. The only thing I can do is to refer to my own work, -asking thoughtful persons if they discover there any clear indications -of madness. Moreover, I must maintain that science has -no right to start with the idea that certain facts do not exist. At -the most one can say: “This seems very improbable—we want -still more proofs and more research.” This is also our reply to -the objection: “It is impossible to discover anything trustworthy -by the psychoanalytic method, as this method is practically absurd.” -No one believed in Galileo’s telescope, and Columbus discovered -America on a false hypothesis. The psychoanalytic -method may be full of errors, but this should not prevent its use. -Many chronological and medical observations have been made -with inadequate instruments. We must regard the objections to -the method as pretexts until our opponents come to grip with the -<span class='pageno' id='Page_19'>19</span>facts. It is there a decision must be reached—not by wordy -warfare.</p> - -<p class='c007'>Our opponents also call hysteria a psychogenic disease. We -believe that we have discovered the etiological determinants of -this disease and we present, without fear, the results of our investigation -to open criticism. Whoever cannot accept our results -should publish his own analyses of cases. So far as I know, that -has never been done, at least not in European literature. Under -these circumstances, critics have no right to deny our conclusions -a priori. Our opponents have likewise cases of hysteria, and -those cases are surely as psychogenic as our own. There is -nothing to prevent their pointing out the psychological determinants. -The method is not the real question. Our opponents -content themselves with disputing and reviling our researches, -but they do not point out any better way.</p> - -<p class='c007'>Many other critics are more careful and more just, and do -admit that we have made many valuable observations, and that -the associations of ideas given by the psychoanalytic method will -very probably stand, but they maintain that our point of view is -wrong. The alleged sexual phantasies of childhood, with which -we are here chiefly concerned, must not be taken, they say, as -real sexual functions, being obviously something quite different, -since at the approach of puberty the characteristic peculiarities of -sexuality are acquired.</p> - -<p class='c007'>This objection, being calmly and reasonably made, deserves -to be taken seriously. Such objections must also have occurred -to every one who has taken up analytic work, and there is reason -enough for deep reflection.</p> -<h3 class='c010'>The Conception of Sexuality</h3> -<p class='c006'>The first difficulty arises with the conception of sexuality. If -we take sexuality as meaning the fully-developed function, we -must confine this phenomenon to maturity, and then, of course, we -have no right to speak of sexuality in childhood. If we so limit -our conception, then we are confronted again with new and much -greater difficulties. The question arises, how then must we denominate -all those correlated biological phenomena pertaining to -the sexual functions sensu strictiori, as, for instance, pregnancy, -<span class='pageno' id='Page_20'>20</span>childbirth, natural selection, protection of the offspring, etc. It -seems to me that all this belongs to the conception of sexuality -as well, although a very distinguished colleague did once say, -“Childbirth is not a sexual act.” But if these things do pertain -to this concept of sexuality, then there must also belong innumerable -psychological phenomena. For we know that an incredible -number of the pure psychological functions are connected with -this sphere. I shall only mention the extraordinary importance -of phantasy in the preparation for the sexual function. Thus we -arrive rather at a biological conception of sexuality, which includes -both a series of psychological phenomena as well as a -series of physiological functions. If we might be allowed to -make use of an old but practical classification, we might identify -sexuality with the so-called instinct of the preservation of the -species, as opposed in some way to the instinct of self-preservation.</p> - -<p class='c007'>Looking at sexuality from this point of view, we shall not be -astonished to find that the root of the instinct of race-preservation, -so extraordinarily important in nature, goes much deeper -than the limited conception of sexuality would ever allow. Only -the more or less grown-up cat actually catches mice, but the -kitten plays at least as if it were catching mice. The young -dog’s playful indications of attempts at cohabitation begin long -before puberty. We have a right to suppose that mankind is no -exception to this rule, although we do not notice similar things on -the surface in our well brought-up children. Investigation of the -children of the lower classes proves that they are no exceptions -to the biological rule. It is of course infinitely more probable -that this most important instinct, that of the preservation of the -race, is already nascent in the earliest childhood, than that it falls -at one swoop from heaven, full-fledged, at the age of puberty. -The sexual organs also develop long before the slightest sign of -their future function can be noticed. Where the psychoanalytic -school speaks of sexuality, this wider conception of its function -must be linked to it, and we do not mean simply that physical -sensation and function generally designated by the term sexual. -It might be said that, in order to avoid any misunderstanding on -this point, the term sexuality should not be given to these preparatory -phenomena in childhood. This demand is surely not -justified, since the anatomical nomenclature is taken from the -<span class='pageno' id='Page_21'>21</span>fully-developed system, and special names are not generally given -to more or less rudimentary formations.</p> - -<p class='c007'>After all, the objections to the terminology do not spring so -much from objective arguments, as from those tendencies which -lie at the base of moral indignation. But then no objection can -be made to the sex-terminology of Freud, as he rightly gives to -the whole sexual development the general name of sexuality. -But certain conclusions have been drawn which, so far as I can -see, cannot be maintained.</p> -<h3 class='c010'>The “Sexuality” of the Suckling</h3> -<p class='c006'>When we examine how far back in childhood the first traces -of sexuality reach, we have to admit implicitly that sexuality -already exists ab ovo, but only becomes manifest a long time after -intrauterine life. Freud is inclined to see in the function of -taking the mother’s breast already a kind of sexuality. Freud -was bitterly reproached for this view, but it must be admitted -that it is very ingenious, if we follow his hypothesis, that the -instinct of the preservation of the race has existed separately -from the instinct of self-preservation ab ovo and has undergone -a separate development. This way of thinking is not, however, -a biological one. It is not possible to separate the two ways of -manifestation of the hypothetical vital process, and to credit each -with a different order of development. If we limit ourselves to -judging by what we can actually observe, we must reckon with -the fact that everywhere in nature we see that the vital processes -in an individual consist for a considerable space of time in the -functions of nutrition and growth only. We see this very clearly -in many animals; for instance, in butterflies, which as caterpillars -pass an asexual existence of nutrition and growth. To -this stage of life we may allot both the intrauterine life and the -extrauterine time of suckling in man. This time is marked by -the absence of all sexual function; hence to speak of manifest -sexuality in the suckling would be a contradictio in adjecto.</p> - -<p class='c007'>The most we can do is to ask if, among the life-functions of -the suckling, there are any that have not the character of nutrition, -or of growth, and hence could be termed sexual. Freud -points out the unmistakable emotion and satisfaction of the child -while suckling, and compares this process with that of the sexual -<span class='pageno' id='Page_22'>22</span>act. This similarity leads him to assume the sexual quality in the -act of suckling. This conclusion is only admissible if it can be -proved that the tension of the need, and its gratification by a -release, is a sexual process. That the act of suckling has this -emotional mechanism proves, however, just the contrary. Therefore -we can only say this emotional mechanism is found both in -nutrition and in the sexual function. If Freud by analogy deduces -the sexual quality of sucking from this emotional mechanism, -then his biological empiricism would also justify the terminology -qualifying the sexual act as a function of nutrition. This -is unjustifiably exceeding the bounds in either case. It is evident -that the act of sucking cannot be qualified as sexual.</p> - -<p class='c007'>We are aware, however, of functions in the suckling stage -which have apparently nothing to do with the function of nutrition, -such as sucking the finger, and its many variations. This -is perhaps the place to discuss whether these things belong to the -sexual sphere. These acts do not subserve nutrition, but produce -pleasure. Of that there is no doubt, but nevertheless it is disputable -whether this pleasure which comes by sucking should be -called by analogy a sexual satisfaction. It might be called equally -pleasure by nutrition. This latter qualification has even the -further justification that the form and kind of pleasure belong -entirely to the function of nutrition. The hand which is used for -sucking finds in this way preparation for future use in feeding -one’s self. Under these circumstances nobody will be inclined -by a petitio principii to characterize the first manifestation of -human life as sexual. The statement which we make that the -act of sucking is attended by a feeling of satisfaction leaves us in -doubt whether the sucking does contain anything else but the -character of nutrition. We notice that the so-called bad habits -shown by a child as it grows up are closely linked with early -infantile sucking, such for instance as putting the finger in the -mouth, biting the nails, picking the nose, ears, etc. We see, too, -how closely these habits are connected with later masturbation. -By analogy, the conclusion that these infantile habits are the first -step to onanism, or to actions similar to onanism, and are therefore -of a well-marked sexual character cannot be denied: it is -perfectly justified. I have seen many cases in which a correlation -existed between these childish habits and later masturbation. If -<span class='pageno' id='Page_23'>23</span>this masturbation takes place in later childhood, before puberty, -it is nothing but an infantile bad habit. From the fact of the -correlation between masturbation and the other childish bad habits, -we conclude that these habits have a sexual character, in so far as -they are used to obtain physical satisfaction from the child’s own -body.</p> - -<p class='c007'>This new standpoint is comprehensible and perhaps necessary. -It is only a few steps from this point of view to regarding the -infant’s act of sucking as of a sexual character. As you know, -Freud took the few steps, but you have just heard me reject -them. We have come to a difficulty which is very hard to solve. -It would be relatively easy if we could accept two instincts side by -side, each an entity in itself. Then the act of sucking the breast -would be both an action of nutrition and a sexual act. This -seems to be Freud’s conception. We find in adults the two instincts -separated, yet existing side by side, or rather we find that -there are two manifestations, in hunger, and in the sexual instinct. -But at the sucking age, we find only the function of nutrition, -rewarded by both pleasure and satisfaction. Its sexual character -can only be argued by a petitio principii, for the facts show that -the act of sucking is the first to give pleasure, not the sexual -function. Obtaining pleasure is by no means identical with sexuality. -We deceive ourselves if we think that in the suckling both -instincts exist side by side, for then we project into the psyche -of the child the facts taken from the psychology of adults. The -existence of the two instincts side by side does not occur in suckling, -for one of these instincts has no existence as yet, or, if -existing, is quite rudimentary. If we are to regard the striving -for pleasure as something sexual, we might as well say paradoxically -that hunger is a sexual striving, for this instinct seeks -pleasure by satisfaction. If this were true, we should have to -give our opponents permission to apply the terminology of hunger -to sexuality. It would facilitate matters, were it possible to -maintain that both instincts existed side by side, but it contradicts -the observed facts and would lead to untenable consequences.</p> - -<p class='c007'>Before I try to resolve this opposition, I must first say something -more about Freud’s sexual theory, and its transformations.</p> -<div> - <span class='pageno' id='Page_24'>24</span> - <h3 class='c010'>The Polymorphic Perverse Sexuality of Infancy</h3> -</div> -<p class='c006'>We have already reached the conclusion, setting out from the -idea of the shock being apparently due to sexual phantasies, that -the child must have, in contradiction to the views hitherto prevailing, -a nearly fully formed sexuality, and even a <i>polymorphic perverse -sexuality</i>. Its sexuality does not seem concentrated on the -genital functions or on the other sex, but is occupied with its own -body; whence it is said to be auto-erotic. If its sexual instinct is -directed to another person, no distinction, or but the very slightest, -is made as to sex. It can, therefore, be very easily homo-sexual. -In place of non-existing local sexual function there exists a series -of so-called bad habits, which from this standpoint look like a -series of perversities, since they have the closest analogy with the -later perversities. In consequence of this way of regarding the -subject, sexuality, whose nature is ordinarily regarded as a unit, -becomes decomposed into a multiplicity of isolated striving forces. -Freud then arrived at the conception of the so-called “erogenous -zones,” by which he understood mouth, skin, anus, etc. (It is, -of course, a universal tacit presumption that sexuality has its -origin in the sexual organs.)</p> - -<p class='c007'>The term “erogenous zone” reminds us of “spasmo-genic -zones,” and the underlying image is at all events the same; just as -the spasmo-genic zone is the place whence the spasm arises, so -the erogenous zone is the place whence arises an affluent to sexuality. -Based upon the model of the genital organs as the anatomical -origin of sexuality, the erogenous zones must be conceived as -being so many genitals out of which the streams of sexuality flow -together. This is the condition of the <i>polymorphic perverse sexuality -of childhood</i>. The expression “perverse” seems to be -justified by the close analogy with the later perversities which -present, so to speak, but a new edition of certain early infantile -perverse habits. They are very often connected with one or -other of the different erogenous zones, and are the cause of those -exchanges in sex, which are so characteristic for childhood.</p> - -<p class='c007'>According to this view, the later normal and monomorphic -sexuality is built up out of several components. The first division -is into homo- and hetero-sexual components, to which is -linked an auto-erotic component, as also there are components of -<span class='pageno' id='Page_25'>25</span>the different erogenous zones. This conception can be compared -with the position of physics before Robert Mayer, when only -isolated forces, having elementary qualities, were recognized, -whose interchanges were little understood. The law of the conservation -of energy brought order into the inter-relationship of -the forces, at the same time abolishing the conception of those -forces as absolute elements, but regarding them as interchangeable -manifestations of one and the same energy.</p> -<h3 class='c010'>The Sexual Components as Energic Manifestations</h3> -<p class='c006'>Conceptions of great importance do not arise only in one brain, -but are floating in the air and dip here and there, appearing even -under other forms, and in other regions, where it is often very -difficult to recognize the common fundamental idea. Thus it -happened with the splitting up of sexuality into the polymorphic -perverse sexuality of childhood.</p> - -<p class='c007'>Experience forces us to accept a constant exchange of isolated -components as we notice more and more that, for instance, perversities -exist at the expense of normal sexuality, or that the -increase of certain kinds of sex-manifestations causes corresponding -deficiencies of another kind. To make the matter clearer, let -me give you an instance: A young man had a homo-sexual phase -lasting for some years, during which time women had no interest -for him. This abnormal condition changed gradually toward his -twentieth year and his erotic interest became more and more -normal. He began to take great interest in girls, and soon the last -traces of his homo-sexuality were conquered. This condition -lasted several years, and he had some successful love-affairs. -Then he wished to get married; he had here to suffer a great disappointment, -as the girl to whom he proposed refused him. -During the ensuing phase he absolutely abandoned the idea of -marriage. After that he experienced a dislike of all women, and -one day he discovered that he was again perfectly homo-sexual, -that is, young men had an unusually irritating influence upon him. -To regard sexuality as composed of a fixed hetero-sexual component, -and a like homo-sexual element, will never suffice to explain -this case, for the conception of the existence of fixed components -excludes any kind of transformation.</p> - -<p class='c007'><span class='pageno' id='Page_26'>26</span>To understand the case, we have to admit a great mobility of -the sexual components, which even goes so far that one of the -components can practically disappear completely, whilst the other -comes to the front. If only substitution took place, if for instance -the homo-sexual component entered the unconscious, leaving the -field of consciousness to the hetero-sexual component, modern -scientific knowledge would lead us to conclude that equivalent -effects arose from the unconscious sphere. Those effects would -have to be conceived as resistances against the activity of the -hetero-sexual component, as a repugnance towards women.</p> - -<p class='c007'>Experience tells us nothing about this. There have been some -small traces of influences of this kind, but of such slight intensity -that they cannot be compared with the intensity of the former -homo-sexual component. On the conception that has been outlined, -it is also incomprehensible how this homo-sexual component, -regarded as so firmly fixed, can ever disappear without -leaving active traces. To explain things, the process of development -is called in, forgetting that this is only a word and explains -nothing. You see, therefore, the urgent necessity of an adequate -explanation of such a change of scene. For this we must have -a dynamic hypothesis. Such commutations are only conceivable -as dynamic or energic processes. I cannot conceive how manifestations -of functions can disappear if I do not accept a change -in the relation of one force to another. Freud’s theory did have -regard to this necessity in the conception of components. The -presumption of isolated functions existing side by side began to -be somewhat weakened, more in practice than theoretically. It -was replaced by an energic conception. The term chosen for this -conception is “libido.”</p> - -<div class='chapter'> - <span class='pageno' id='Page_27'>27</span> - <h2 id='chap3' class='c005'>CHAPTER <abbr title='3'>III</abbr> <br /> The Conception of Libido</h2> -</div> -<p class='c006'>Freud had already introduced the idea of libido in his<a id='r5' /><a href='#f5' class='c011'><sup>[5]</sup></a> “Three -Contributions to the Sexual Theory” in the following words:</p> - -<p class='c007'>“In biology, the fact that both mankind and animals have a -sexual want is expressed by the conception of the sexual desire. -This is done by analogy with the want of nourishment, so-called -hunger. Popular speech has no corresponding characterization -for the word ‘hunger,’ and so science uses the word ‘libido.’”</p> - -<p class='c007'>In Freud’s definition, the term “libido” appears as exclusively -a sexual desire. “Libido” as a medical term is certainly used -for sexual desire, and especially for sexual lust. But the classical -definition of this word as found in Cicero, Sallust, and others, -was not so exclusive. The word is there used in a more general -sense for every passionate desire. I only just mention this definition -here, as further on it plays an important part in our considerations, -and as it is important to know that the term “libido” -has really a much wider meaning than is associated with it -through medical language.</p> - -<p class='c007'>The idea of libido (while maintaining its sexual meaning in -the author’s sense as long as possible) offers us the dynamic value -which we are seeking in order to explain the shifting of the -psychological scenery. With this conception it is much simpler -to formulate the phenomena in question, instead of by the incomprehensible -substitution of the homo- by the hetero-sexual component. -We may say now that the libido has gradually withdrawn -from its homo-sexual manifestation and is transferred in the same -measure into a hetero-sexual manifestation. Thus the homo-sexual -component practically disappears. It remains only an -empty possibility, signifying nothing in itself. Its very existence, -therefore, is rightly denied by the laity, just as we doubt the -possibility that any man selected at random would turn out to be -a murderer. By the use of this conception of libido many relations -<span class='pageno' id='Page_28'>28</span>between the isolated sexual functions are now easily -explicable.</p> - -<p class='c007'>The early idea of the multiplicity of sexual components must -be given up: it savors too much of the ancient philosophical -notion of the faculties of the mind. Its place is taken by libido -which is capable of manifold applications. The earlier components -only represent possibilities of activities. With this -conception of libido, the original idea of a divided sexuality with -different roots is replaced by a dynamic unity, without which the -formerly important components remain but empty possibilities of -activities. This development in our conception is of great importance. -We have here the same process which Robert Mayer -introduced into dynamics. Just as the conception of the conservation -of energy removed their character as elements from -the forces, imparting to them the character of a manifestation -of energy, so the libido theory similarly removes from the sexual -components the idea of the mental “faculties” as elements -(<span lang="de" xml:lang="de">“Seelen Vermögen”</span>), and ascribes to them merely phenomenal -value. This conception represents the impression of reality far -more than the theory of components. With a libido-theory we -can easily explain the case of the young man. The disappointment -he met with, just at the time he had definitely decided on -a hetero-sexual life, drove his libido again from the hetero-sexual -manifestation into a homo-sexual form, thus calling forth his -entire homo-sexuality.</p> -<h3 class='c010'>The Energic Theory of Libido</h3> -<p class='c006'>I must point out here that the analogy with the law of the -conservation of energy is very close. In both cases the question -arises when an effect of energy disappears, where is this energy -meanwhile, and where will it reemerge? Applying this point of -view as a heuristic principle to the psychology of human conduct, -we shall make some astonishing discoveries. Then we shall see -how the most heterogeneous phases of individual psychological -development are connected in an energic relationship. Every -time we see a person who is splenetic or has a morbid conviction, -or some exaggerated mental attitude, we know here is too much -libido, and the excess must have been taken away from somewhere -<span class='pageno' id='Page_29'>29</span>else where there is too little. From this standpoint, psychoanalysis -is that method which discovers those places or functions -where there is too little or too much libido, and restores the just -proportions. Thus the symptoms of a neurosis must be considered -as exaggerated and correspondingly disturbed functional -manifestations overflowing with libido. The energy which has -been used for this purpose has been taken away from somewhere -else, and it is the task of the psychoanalyst, to restore it whence -it was taken, or to bestow it where it was never before given. -Those complexes of symptoms which are mainly characterized -by lack of libido, for instance, the so-called apathetic conditions, -force us to reverse the question. Here we have to ask, where did -the libido go? The patient gives us the impression of having no -libido, and there are occasionally physicians who believe exactly -what the patients tell them. Such physicians have a primitive -way of thinking, like the savage who believes, when he sees an -eclipse of the sun, that the sun has been swallowed up and put -to death. But the sun is only hidden, and so it is with these -patients. Although the libido is there, it is not get-at-able, and -is inaccessible to the patient himself. Superficially, we have here -a lack of libido. It is the task of psychoanalysis to search for -that hidden place where the libido dwells, and where it is as a -rule inaccessible to the patient. The hidden place is the non-conscious, -which may also be called the unconscious, without -ascribing to it any mysterious significance.</p> -<h3 class='c010'>The Conception of Unconscious Phantasy</h3> -<p class='c006'>Psychoanalytic experience has taught us that there are non-conscious -systems which, by analogy with conscious phantasies, -can be described as phantasy-systems of the unconscious. In -cases of neurotic apathy these phantasy systems of the unconscious -are the objects of the libido. We know well that, when -we speak of unconscious phantasy systems, we only speak figuratively. -We do not mean more by this than that we accept as an -indispensable postulate the conception of psychic entities existing -outside consciousness. Experience teaches us, we might say -daily, that there are unconscious psychic processes which influence -the disposition of the libido in a perceptible way. Those cases, -<span class='pageno' id='Page_30'>30</span>known to every psychiatrist in which complicated symptoms of -delusions emerge with relative great suddenness, show clearly -that there must be unconscious psychic development and preparation, -for we cannot regard them as having been just suddenly -formed when they entered consciousness.</p> -<h3 class='c010'>The Sexual Terminology</h3> -<p class='c006'>I feel myself justified in making this digression concerning -the unconscious. I have done it to point out that, with regard to -shifting of the manifestations of the libido, we have to deal not -only with the conscious, but also with another factor, the unconscious, -whither the libido sometimes disappears. We have not -yet followed up the discussion of the further consequences which -result from the adoption of the libido-theory.</p> - -<p class='c007'>Freud has taught us, and we see it in the daily practice of -psychoanalysis, that in earlier childhood, instead of the normal -later sexuality, we find many tendencies which in later life are -called perversions. We have to admit that Freud has the right -to give to these tendencies a sexual terminology. Through the -introduction of the conception of the libido, we see that in adults -those elementary components which seemed to be the origin and -the source of normal sexuality, lose their importance, and are -reduced to mere potentialities. The effective power, their life -force, is to be found in the libido. Without libido these components -mean nothing. We saw that Freud gives to the conception -of libido an undoubted sexual definition, somewhat in the -sense of sexual desire. The general view is, that libido in this -sense only comes into being at the age of puberty. How are we -then to explain the fact that in Freud’s view a child has a -polymorphic-perverse sexuality, and that therefore, in children, -the libido brings into action not only one, but several possibilities? -If the libido, in Freud’s sense, begins its existence at -puberty, it could not be held accountable for earlier infantile -perversions. In that case, we should have to regard these infantile -perversions as “faculties of the mind,” in the sense of the -theory of components. Apart from the hopeless theoretical confusion -which would thus arise, we must not multiply explanatory -principles in accordance with the philosophical axiom: <span lang="la" xml:lang="la">“principia -praeter necessitatem non sunt multiplicanda.”</span></p> - -<p class='c007'><span class='pageno' id='Page_31'>31</span>There is no other way but to agree that before and after -puberty it is the same libido. Hence, the perversities of childhood -have arisen exactly in the same way as those of adults. -Common sense will object to this, as obviously the sexual needs -of children cannot possibly be the same as those of adults. We -might admit, with Freud, that the libido before and after puberty -is the same, but is different in its intensity. Instead of the -intense post-pubertal sexual desire, there would be first a slight -sexual desire in childhood, with diminishing intensity until, as -we reach back to the first year, it is but a trace. We might admit -that we are biologically in agreement with this formulation. It -would then have to be also agreed that everything that falls into -the region of this enlarged conception of sexuality is already pre-existing -but in miniature; for instance, all those emotional manifestations -of psycho-sexuality: desire for affection, jealousy, and -many others, and by no means least, the neuroses of childhood.</p> - -<p class='c007'>It must, however, be admitted that these emotional manifestations -of childhood by no means make the impression of being in -miniature; their intensity can rival that of an affect among -adults. Nor must it be forgotten that experience has shown that -perverse manifestations of sexuality in childhood are often more -glaring, and indeed seem to have a greater development, than in -adults. If an adult under similar conditions had this apparently -excessive form of sexuality, which is practically normal in -children, we could rightly expect a total absence of normal sexuality, -and of many other important biological adaptations. An -adult is rightly called perverse when his libido is not used for -normal functions, and the same could be said of a child: it is -polymorphous perverse since it does not know normal sexual -functions.</p> - -<p class='c007'>These considerations suggest the idea that perhaps the amount -of libido is always the same, and that no increase first occur at -puberty. This somewhat audacious conception accords with the -example of the law of the conservation of energy, according to -which the quantity of energy remains always the same. It is -possible that the summit of maturity is reached when the infantile -diffuse applications of libido discharge themselves into the one -channel of definite sexuality, and thus lose themselves therein. -For the moment we must content ourselves with these suggestions, -<span class='pageno' id='Page_32'>32</span>for we must next pay attention to one point of criticism -concerning the quality of the infantile libido.</p> - -<p class='c007'>Many critics do not admit that the infantile libido is simply -less intense or is essentially of the same kind as the libido of -adults. The emotions among adults are correlated with the -genital functions. This is not the case in children, or it is only -so in miniature, or exceptionally, and this gives rise to an important -distinction, which must not be undervalued.</p> - -<p class='c007'>I believe such an objection is justified. There is really a considerable -difference between immature and fully developed functions, -as there is a difference between play and reality, between -shooting with blank and with loaded cartridges. That the -childish libido has the harmlessness demanded by common sense -cannot be contested. But of course none can deny that blank -shooting is shooting. We must get accustomed to the idea that -sexuality really exists, even before puberty, right back in early -childhood, and that we have no right to pretend that manifestations -of this immature sexuality are not sexual. This does not -indeed refute the objection, which, while recognizing the existence -of infantile sexuality in the form already described, yet denies -Freud’s claim to regard as sexual early infantile manifestations -such as sucking. We have mentioned already the motives which -induced Freud to enlarge the sexual terminology in such a way. -We mentioned, too, how this very act of sucking, for instance, -could be conceived from the standpoint of pleasure in the function -of nutrition, and that, on biological grounds, there was more -justification for this derivation than for Freud’s view. It might -be objected that these and similar activities of the oral zones are -found in later life in an undoubted sexual use. This only means -that these activities can in later life be used for sexual purposes, -but that does not tell us anything concerning the primitive sexual -nature of these forms. I must, therefore, admit that I find no -ground for regarding the activities of the suckling, which provoke -pleasure and satisfaction, from the standpoint of sexuality. Indeed -there are many objections against this conception. It seems -to me, in so far as I am capable of judging these difficult problems, -that from the standpoint of sexuality it is necessary to -divide human life into three phases.</p> -<div> - <span class='pageno' id='Page_33'>33</span> - <h3 class='c010'>The Three Phases of Life</h3> -</div> -<p class='c006'>The first phase embraces the first years of life. I call this -part of life the pre-sexual stage. These years correspond to the -caterpillar-stage of butterflies, and are characterized almost exclusively -by the functions of nutrition and growth.</p> - -<p class='c007'>The second phase embraces the later years of childhood up to -puberty, and might be called the pre-pubertal stage.</p> - -<p class='c007'>The third phase is that of riper years, proceeding only from -puberty onwards, and could be called the time of maturity.</p> - -<p class='c007'>You cannot have failed to notice that we become conscious of -the greatest difficulty when we arrive at the question at what age -we must put the limit of the pre-sexual stage. I am ready to -confess my uncertainty with regard to this problem. If I survey -the psychoanalytical experiences with children, as yet insufficiently -numerous, at the same time keeping in mind the observations -made by Freud, it seems to me that the limit of this phase -lies between the third and fifth years. This, of course, with due -consideration for the greatest individual diversities. From various -aspects this is an important age. The child has emancipated -itself already from the helplessness of the baby, and a series of -important psychological functions have acquired a firm hold. -From this period on, the obscurity of the early infantile -“amnesia,” or the <i>discontinuity of the early infantile consciousness</i>, -begins to clear up through the <i>sporadic continuity of -memory</i>. It seems as if, at this age, a considerable step had -been made towards emancipation and the formation of a new and -independent personality. As far as we know, the first signs of -interest and activity which may fairly be called sexual fall into -this period, although these sexual indications have still the infantile -characteristics of harmlessness and naiveté. I think I -have sufficiently demonstrated why a sexual terminology cannot -be given to the pre-sexual stage, and so we may now consider the -other problems from the standpoint we have just reached. You -will remember that we dropped the problem of the libido in childhood, -because it seemed impossible to arrive at any clearness in -that way. But now we are obliged to take up the question again, -if only to see whether the energic conception harmonizes with the -principles just advanced. We saw, following Freud’s conception, -<span class='pageno' id='Page_34'>34</span>that the altered manifestations of the infantile sexuality, if compared -with those of maturity, are to be explained by the diminution -of sexuality in childhood.</p> -<h3 class='c010'>The Sexual Definition of Libido Must be Abandoned</h3> -<p class='c006'>The intensity of the libido is said to be diminished relatively to -the early age. But we advanced just now several considerations -to show why it seems doubtful if we can regard the vital functions -of a child, sexuality excepted, as of less intensity than those -of adults. We can really say that, sexuality excepted, the emotional -phenomena, and, if nervous symptoms are present, then -these likewise are quite as intense as those of adults. On the -energic conception of the libido all these things are but manifestations -of the libido. But it becomes rather difficult to conceive -that the intensity of the libido can ever constitute the difference -between a mature and an immature sexuality. The explanation -of this difference seems rather to postulate a change in the localization -of the libido (if the expression be allowed). In contradistinction -to the medical definition the libido in children is -occupied far more with certain side-functions of a mental and -physiological nature than with local sexual functions. One is -here already tempted to remove from the term libido the predicate -“sexualis,” and thus to have done with the sexual definition -of the term given in Freud’s “Three Contributions.” This -necessity becomes imperative, when we put it in the form of a -question: The child in the first years of its life is intensely -living—suffering and enjoying—the question is, whether his -striving, his suffering, his enjoyment are by reason of his libido -sexualis? Freud has pronounced himself in favor of this supposition. -There is no need to repeat the reasons through which -I am compelled to accept the pre-sexual stage. The larva stage -possesses a libido of nutrition, if I may so express it, but not yet -the libido sexualis. It is thus we must put it, if we wish to keep -the energic conception which the libido theory offers us. I think -there is nothing for it but to abandon the sexual definition of -libido, or we shall lose what there is valuable in the libido theory, -that is, the energic conception. For a long time past the desire -to extend the meaning of libido, and to remove it from its narrow -<span class='pageno' id='Page_35'>35</span>and sexual limitations, has forced itself upon Freud’s school. -One was never weary of insisting that sexuality in the psychological -sense was not to be taken too literally, but in a broader -connotation; but exactly how, that remained obscure, and thus -too, sincere criticism remained unsatisfied.</p> - -<p class='c007'>I do not think I am going astray if I see the real value of the -libido theory in the energic conception, and not in its sexual -definition. Thanks to the former, we are in possession of a most -valuable heuristic principle. We owe to the energic conception -the possibility of dynamic ideas and relationships, which are of -inestimable value for us in the chaos of the psychic world. The -Freudians would be wrong not to listen to the voice of criticism, -which reproaches our conception of libido with mysticism and -inaccessibility. We deceived ourselves in believing that we could -ever make the libido sexualis the bearer of the energic conception -of the psychical life, and if many of Freud’s school still believe -they possess a well-defined and almost complete conception of -libido, they are not aware that this conception has been put to use -far beyond the bounds of its sexual definition. The critics are -right when they object to our theory of libido as explaining things -which cannot belong to its sphere. It must be admitted that -Freud’s school makes use of a conception of libido which passes -beyond the bounds of its primary definition. Indeed, this must -produce the impression that one is working with a mystical -principle.</p> -<h3 class='c010'>The Problem of Libido in Dementia Præcox</h3> -<p class='c006'>I have sought to show these infringements in a special work, -<span lang="de" xml:lang="de">“Wandlungen und Symbole der Libido,”</span> and at the same time -the necessity for creating a new conception of libido, which shall -be in harmony with the energic conception. Freud himself was -forced to a discussion of his original conception of libido when -he tried to apply its energic point of view to a well-known case -of dementia præcox—the so-called Schreber case. In this case, -we had to deal, among other things, with that well-known problem -in the psychology of dementia præcox, the loss of adaptation -to reality, the peculiar phenomenon consisting in a special -tendency of these patients to construct an inner world of phantasy -of their own, surrendering for this purpose their adaptation -<span class='pageno' id='Page_36'>36</span>to reality. As a part of the phenomenon, the lack of sociability -or emotional rapport will be well known to you all, this -representing a striking disturbance of the function of reality. -Through considerable psychological study of these patients we -discovered, that this lack of adaptation to reality is compensated -by a progressive increase in the creation of phantasies. This -goes so far that the dream-world is for the patient more real than -external reality. The patient Schreber, described by Freud, -found for this phenomenon an excellent figurative description in -his delusion of the “end of the world.” His loss of reality is thus -very concretely represented. The dynamic conception of this -phenomenon is very clear. We say that the libido withdrew -itself more and more from the external world, consequently -entered the inner world, the world of phantasies, and had there -to create, as a compensation for the lost external world, a so-called -equivalent of reality. This compensation is built up piece -by piece, and it is most interesting to observe the psychological -materials of which this inner world is composed. This way of -conceiving the transposition and displacement of the libido has -been made by the every-day use of the term, its original pure -sexual meaning being very rarely recalled. In general, the word -“libido” is used practically in so harmless a sense that Claparède, -in a conversation, once remarked that we could as well use the -word “interest.”</p> - -<p class='c007'>The manner in which this expression is generally used has -given rise to a way of using the term that made it possible to -explain Schreber’s “end of the world” by withdrawal of the -libido. On this occasion, Freud recalled his original sexual -definition of the libido, and tried to arrive at an understanding -with the change which in the meantime had taken place. In his -article on Schreber, he discusses the question, whether what the -psychoanalytic school calls libido, and conceives of as “interest -from erotic sources” coincides with interest generally speaking. -You see that, putting the problem in this way, Freud asks the -question which Claparède practically answered. Freud discusses -the question here, whether the loss of reality noticed in dementia -præcox, to which I drew attention in my book,<a id='r6' /><a href='#f6' class='c011'><sup>[6]</sup></a> “The Psychology -of Dementia Præcox,” is due entirely to the withdrawal of erotic -<span class='pageno' id='Page_37'>37</span>interest, or if this coincides with the so-called objective interest -in general. We can hardly agree that the normal <span lang="fr" xml:lang="fr">“fonction du -réel”</span> [Janet] is only maintained through erotic interest. The -fact is that, in many cases, reality vanishes altogether, and not a -trace of psychological adaptation can be found in these cases. -Reality is repressed, and replaced by phantasies created through -complexes. We are forced to say that not only the erotic -interests, but interests in general—that is, the whole adaptation -to reality—are lost. I formerly tried, in my “Psychology of -Dementia Præcox,” to get out of this difficulty by using the expression -“psychic energy,” because I could not base the theory of -dementia præcox on the theory of transference of the libido in its -sexual definition. My experience—at that time chiefly psychiatric—did -not permit me to understand this theory. Only later -did I learn to understand the correctness of the theory as regards -the neuroses by increased experience in hysteria and the compulsion -neurosis. As a matter of fact, an abnormal displacement -of libido, quite definitely sexual, does play a great part in -the neuroses. But although very characteristic repressions of -sexual libido do take place in certain neuroses, that loss of reality, -so typical for dementia præcox, never occurs. In dementia -præcox, so extreme is the loss of the function of reality that this -loss must also entail a loss of motive power, to which any sexual -nature must be absolutely denied, for it will not seem to anyone -that reality is a sexual function. If this were so, the withdrawal -of erotic interests in the neuroses would lead to a loss of reality—a -loss of reality indeed that could be compared with that in -dementia præcox. But, as I said before, this is not the case. -These facts have made it impossible for me to transfer Freud’s -libido theory to dementia præcox. Hence, my view is, that the -attempt made by Abraham, in his article “The Psycho-Sexual -Differences Between Hysteria and Dementia Præcox,” is from -the standpoint of Freud’s conception of libido theoretically untenable. -Abraham’s belief, that the paranoidal system, or the -symptomatology of dementia præcox, arises by the libido withdrawing -from the external world, cannot be justified if we take -“libido” according to Freud’s definition. For, as Freud has -clearly shown, a mere introversion or regression of the libido -leads always to a neurosis, and not to dementia præcox. It is -<span class='pageno' id='Page_38'>38</span>impossible to transfer the libido theory, with its sexual definition, -directly to dementia præcox, as this disease shows a loss of reality -not to be explained by the deficiency in erotic interests.</p> - -<p class='c007'>It gives me particular satisfaction that our master also, when -he placed his hand on the fragile material of paranoiac psychology, -felt himself compelled to doubt the applicability of his conception -of libido which had prevailed hitherto. My position of -reserve towards the ubiquity of sexuality which I allowed myself -to adopt in the preface to my “Psychology of Dementia Præcox”—although -with a complete recognition of the psychological -mechanism—was dictated by the conception of the libido theory -of that time. Its sexual definition did not enable me to explain -those disturbances of functions which affect the indefinite sphere -of the instinct of hunger, just as much as they do those of -sexuality. For a long time the libido theory seemed to me inapplicable -to dementia præcox.</p> -<h3 class='c010'>The Genetic Conception of Libido</h3> -<p class='c006'>With greater experience in my analytical work, I noticed that -a slow change of my conception of libido had taken place. A -genetic conception of libido gradually took the place of the -descriptive definition of libido contained in Freud’s “Three -Contributions.” Thus it became possible for me to replace, by -the expression “psychic energy,” the term libido. The next step -was that I asked myself if now-a-days the function of reality -consists only to a very small extent of sexual libido, and to a -very large extent of other impulses. It is still a very important -question, considered from the phylogenetic standpoint, whether -the function of reality is not, at least very largely, of sexual -origin. It is impossible to answer this question directly, in so -far as the function of reality is concerned. We shall try to come -to some understanding by a side-path.</p> - -<p class='c007'>A superficial glance at the history of evolution suffices to teach -us that innumerable complicated functions, whose sexual character -must be denied, are originally nothing but derivations from -the instinct of propagation. As is well known, there has been -an important displacement in the fundamentals of propagation -during the ascent through the animal scale. The offspring has -<span class='pageno' id='Page_39'>39</span>been reduced in number, and the primitive uncertainty of impregnation -has been replaced by a quite assured impregnation, -and a more effective protection of offspring. The energy required -for the production of eggs and sperma has been transferred into -the creation of mechanisms of attraction, and mechanisms for the -protection of offspring. Here we find the first instincts of art in -animals, used for the instinct of propagation, and limited to the -rutting season. The original sexual character of these biological -institutions became lost with their organic fixation, and their -functional independence. None the less, there can be no doubt -as to their sexual origin, as, for instance, there is no doubt about -the original relation between sexuality and music, but it would -be a generalization as futile, as unesthetic, to include music under -the category of sexuality. Such a terminology would lead to the -consideration of the Cathedral of Cologne under mineralogy, -because it has been built with stones. Those quite ignorant of -the problems of evolution are much astonished to find how few -things there are in human life which cannot finally be reduced to -the instinct of propagation. It embraces nearly everything, I -think, that is dear and precious to us.</p> - -<p class='c007'>We have hitherto spoken of the libido as of the instinct of -reproduction, or the instinct of the preservation of the species, -and limited our conception to that libido which is opposed to -hunger, just as the instinct of the preservation of the species is -opposed to that of self-preservation. Of course in nature this -artificial distinction does not exist. Here we find only a continuous -instinct of life, a will to live, which tries to obtain the -propagation of the whole race by the preservation of the individual. -To this extent this conception coincides with that of -Schopenhauer’s “will,” as objectively we can only conceive a -movement as a manifestation of an internal desire. As we have -already boldly concluded that the libido, which originally subserved -the creation of eggs and seed, is now firmly organized in -the function of nest-building, and can no longer be employed -otherwise, we are similarly obliged to include in this conception -every desire, hunger no less. We have no warrant whatever for -differentiating essentially the desire to build nests from the -desire to eat.</p> - -<p class='c007'>I think you will already understand the position we have -<span class='pageno' id='Page_40'>40</span>reached with these considerations. We are about to follow up -the energic conception by putting the energic mode of action in -place of the purely formal functioning. Just as reciprocal actions, -well known in the old natural science, have been replaced by the -law of the conservation of energy, so here too, in the sphere of -psychology, we seek to replace the reciprocal activities of coordinated -psychical faculties by energy, conceived as one and -homogeneous. Thus we must bow to the criticism which reproaches -the psychoanalytic school for working with a mystical -conception of libido. I have to dispel this illusion that the whole -psychoanalytic school possesses a clearly conceived and obvious -conception of libido. I maintain that the conception of libido -with which we are working is not only not concrete or known, -but is an unknown <i>X</i>, a conceptual image, a token, and no -more real than the energy in the conceptual world of the physicist. -In this wise only can we escape those arbitrary transgressions of -the proper boundaries, which are always made when we want to -reduce coördinated forces to one another. Certain analogies of -the action of heat with the action of light are not to be explained -by saying that this tertium comparationis proves that the undulations -of heat are the same as the undulations of light; the conceptual -image of energy is the real point of comparison. If we -regard libido in this way we endeavor to simulate the progress -which has already been made in physics. The economy of -thought which physics has already obtained we strive after in -our libido theory. We conceive libido now simply as energy, so -that we are in the position to figure the manifold processes as -forms of energy. Thus, we replace the old reciprocal action by -relations of absolute equivalence. We shall not be astonished -if we are met with the cry of vitalism. But we are as far -removed from any belief in a specific vital power, as from any -other metaphysical assertion. We term libido that energy which -manifests itself by vital processes, which is subjectively perceived -as aspiration, longing and striving. We see in the diversity -of natural phenomena the desire, the libido, in the most -diverse applications and forms. In early childhood we find -libido at first wholly in the form of the instinct of nutrition, providing -for the development of the body. As the body develops, -there open up, successively, new spheres of influence for the -<span class='pageno' id='Page_41'>41</span>libido. The last, and, from its functional significance, most overpowering -sphere of influence, is sexuality, which at first seems -very closely connected with the function of nutrition. With that -you may compare the well-known influence on propagation of -the conditions of nutrition in the lower animals and plants.</p> - -<p class='c007'>In the sphere of sexuality, libido does take that form whose -enormous importance justifies us in the choice of the term -“libido,” in its strict sexual sense. Here for the first time libido -appears in the form of an undifferentiated sexual primitive -power, as an energy of growth, clearly forcing the individual -towards division, budding, etc. The clearest separation of the -two forms of libido is found among those animals where the -stage of nutrition is separated by the pupa stage from the stage -of sexuality. Out of this sexual primitive power, through which -one small creature produces millions of eggs and sperm, derivatives -have been developed by extraordinary restriction of fecundity, -the functions of which are maintained by a special differentiated -libido. This differentiated libido is henceforth -<i>desexualized</i>, for it is dissociated from its original function of -producing eggs and sperm, nor is there any possibility of restoring -it to its original function. The whole process of development -consists in the increasing absorption of the libido which only -created, originally, products of generation in the secondary functions -of attraction, and protection of offspring. This development -presupposes a quite different and much more complicated -relationship to reality, a true function of reality which is functionally -inseparable from the needs of reproduction. Thus the -altered mode of reproduction involves a correspondingly increased -adaptation to reality. This, of course, does not imply -that the function of reality is exclusively due to differentiation -in reproduction. I am aware that a large part of the instinct of -nutrition is connected with it. Thus we arrive at an insight into -certain primitive conditions of the function of reality. It would -be fundamentally wrong to pretend that the compelling source -is still a sexual one. It <i>was</i> largely a sexual one originally. The -process of absorption of the primitive libido into secondary functions -certainly always took place in the form of so-called -affluxes of sexual libido (<span lang="de" xml:lang="de">“libidinöse Zuschüsse”</span>).</p> - -<p class='c007'>That is to say, sexuality was diverted from its original destination, -<span class='pageno' id='Page_42'>42</span>a definite quantity was used up in the mechanisms of -mutual attraction and of protection of offspring. This transference -of sexual libido from the sexual sphere to associated functions -is still taking place (<i>e. g.</i>, modern neo-Malthusianism is the -artificial continuation of the natural tendency). We call this -process <i>sublimation</i>, when this operation occurs without injury to -the adaptation of the individual; we call it <i>repression</i>—when the -attempt fails. From the descriptive standpoint psychoanalysis -accepts the multiplicity of instincts, and, among them, the instinct -of sexuality as a special phenomenon, moreover, it recognizes -certain affluxes of the libido to asexual instincts.</p> - -<p class='c007'>From the genetic standpoint it is otherwise. It regards the -multiplicity of instincts as issuing out of relative unity, the primitive -libido. It recognizes that definite quantities of the primitive -libido are split off, associated with the recently created functions, -and finally merged in them. From this standpoint we can say, -without any difficulty, that patients with dementia præcox withdraw -their “libido” from the external world and in consequence -suffer a loss of reality, which is compensated by an increase of the -phantasy-building activities.</p> - -<p class='c007'>We must now fit the new conception of libido into that theory -of sexuality in childhood which is of such great importance in the -theory of neurosis. Generally speaking, we first find the libido as -the energy of vital activities acting in the zone of the function of -nutrition. Through the rhythmical movements in the act of -sucking, nourishment is taken with all signs of satisfaction. As -the individual grows and his organs develop, the libido creates -new ways of desire, new activities and satisfactions. Now the -original model—rhythmic activity, creating pleasure and satisfaction—must -be transferred to other functions which have their -final goal in sexuality.</p> - -<p class='c007'>This transition is not made suddenly at puberty, but it takes -place gradually throughout the course of the greater part of childhood. -The libido can only very slowly and with great difficulty -detach itself from the characteristics of the function of nutrition, -in order to pass over into the characteristics of sexual function. -As far as I can see, we have two epochs during this transition, -the epoch of <i>sucking</i> and the epoch of the <i>displaced rhythmic -activity</i>. Considered solely from the point of view of its mode -<span class='pageno' id='Page_43'>43</span>of action, sucking clings entirely to the domain of the function -of nutrition, but it presents also a far wider aspect, it is no mere -function of nutrition, it is a rhythmical activity, with its goal in a -pleasure and satisfaction of its own, distinct from the obtaining -of nourishment. The hand comes into play as an accessory -organ. In the epoch of the displaced rhythmical activity it stands -out still more as an accessory organ, when the oral zone ceases to -give pleasure, which must now be obtained in other directions. -The possibilities are many. As a rule the other openings of the -body become the first objects of interest of the libido; then follow -the skin in general and certain places of predilection upon it.</p> - -<p class='c007'>The actions carried out at these places generally take the form -of rubbing, piercing, tugging, etc., accompanied by a certain -rhythm, and serve to produce pleasure. After a halt of greater -or less duration at these stations, the libido proceeds until it -arrives at the sexual zone, where it may next provoke the first -onanistic attempts. During its “march,” the libido carries over -not a little from the function of nutrition into the sexual zone; -this readily explains the numerous close associations between the -function of nutrition and the sexual function.</p> - -<p class='c007'>This “march” of the libido takes place at the time of the pre-sexual -stage, which is characterized by the fact that the libido -gradually relinquishes the special character of the instinct of -nutrition, and by degrees acquires the character of the sexual -instinct. At this stage we cannot yet speak of a true sexual -libido. Therefore we are obliged to qualify the polymorphous -perverse sexuality of early infancy differently. The polymorphism -of the tendencies of the libido at this time is to be explained -as the gradual movement of the libido away from the sphere of -the function of nutrition towards the sexual function.</p> - -<p class='c007'><i>The Infantile “Perversity.”</i>—Thus rightly vanishes the term -“perverse”—so strongly contested by our opponents—for it provokes -a false idea.</p> - -<p class='c007'>When a chemical body breaks up into its elements, these elements -are the products of its disintegration, but it is not permissible -on that account to describe elements as entirely products of -disintegration. Perversities are disorders of fully-developed sexuality, -but are never precursors of sexuality, although there is undoubtedly -an analogy between the precursors and the products of -<span class='pageno' id='Page_44'>44</span>disintegration. The childish rudiments, no longer to be conceived -as perverse, but to be regarded as stages of development, change -gradually into normal sexuality, as the normal sexuality develops.</p> - -<p class='c007'>The more smoothly the libido withdraws from its provisional -positions, the more completely and the more quickly does the -formation of normal sexuality take place. It is proper to the -conception of normal sexuality that all those early infantile inclinations -which are not yet sexual should be given up. The less -this is the case, the more is sexuality threatened with perverse -development. The expression “perverse” is here used in its -right place. The fundamental condition of a perversity is an -infantile, imperfectly developed state of sexuality.</p> - -<div class='chapter'> - <span class='pageno' id='Page_45'>45</span> - <h2 id='chap4' class='c005'>CHAPTER <abbr title='4'>IV</abbr> <br /> The Etiological Significance of the Infantile Sexuality</h2> -</div> -<p class='c006'>Now that we have decided what is to be understood as infantile -sexuality, we can follow up the discussion of the theory of the -neuroses, which we began in the first lecture and then dropped. -We followed the theory of the neuroses up to the point where we -ran against Freud’s statement, that the tendency which brings a -traumatic event to a pathological activity, is a sexual one. From -our foregoing considerations we understand what is meant by a -sexual tendency. It is a standing still, a retardation in that -process whereby the libido frees itself from the manifestations -of the pre-sexual stage.</p> - -<p class='c007'>First of all, we must regard this disturbance as a <i>fixation</i>. -The libido, in its transition from the function of nutrition to the -sexual function, lingers unduly at certain stages. A disharmony -is created, since provisional and, as it were, worn-out activities, -persist at a period when they should have been overcome. This -formula is applicable to all those infantile characteristics so prevalent -among neurotic people that no attentive observer can have -overlooked them. In dementia præcox it is so obtrusive that a -symptom complex, hebephrenia, derives its name therefrom.</p> - -<p class='c007'>The matter is not ended, however, by saying that the libido -lingers in the preliminary stages, for while the libido thus lingers, -time does not stand still, and the development of the individual is -always proceeding apace. The physical maturation increases the -contrast and the disharmony between the persistent infantile manifestations, -and the demands of the later age, with its changed -conditions of life. In this way the foundation is laid for the dissociation -of the personality, and thereby to that conflict which is -the real basis of the neuroses. The more the libido is in arrears -in practice, the more intense will be the conflict. The traumatic -or pathogenic moment is the one which serves best to make this -conflict manifest. As Freud showed in his earlier works, one can -easily imagine a neurosis arising in this way.</p> - -<p class='c007'><span class='pageno' id='Page_46'>46</span>This conception fitted in rather well with the views of Janet, -who ascribed neurosis to a certain defect. From this point of -view the neurosis could be regarded as a product of retardation -in the development of affectivity; and I can easily imagine -that this conception must seem selfevident to every one who is -inclined to derive the neuroses more or less directly from heredity -or congenital degeneration.</p> -<h3 class='c010'>The Infantile Sexual Etiology Criticized</h3> -<p class='c006'>Unfortunately the reality is much more complicated. Let me -facilitate an insight into these complications by an example of a -case of hysteria. It will, I hope, enable me to demonstrate the -characteristic complication, so important for the theory of neurosis. -You will probably remember the case of the young lady -with hysteria, whom I mentioned at the beginning of my lectures. -We noticed the remarkable fact that this patient was unaffected -by situations which one might have expected to make a profound -impression and yet showed an unexpected extreme pathological -reaction to a quite everyday event. We took this occasion to -express our doubt as to the etiological significance of the shock, -and to investigate the so-called predisposition which rendered the -trauma effective. The result of that investigation led us to what -has just been mentioned, that it is by no means improbable that -the origin of the neurosis is due to a retardation of the affective -development.</p> - -<p class='c007'>You will now ask me what is to be understood by the retardation -of the affectivity of this hysteric. The patient lives in a -world of phantasy, which can only be regarded as infantile. It is -unnecessary to give a description of these phantasies, for you, as -neurologists or psychiatrists, have the opportunity daily to listen -to the childish prejudices, illusions and emotional pretensions to -which neurotic people give way. The disinclination to face stern -reality is the distinguishing trait of these phantasies—some lack -of earnestness, some trifling, which sometimes hides real difficulties -in a light-hearted manner, at others exaggerates trifles into -great troubles. We recognize at once that inadequate psychic -attitude towards reality which characterizes the child, its wavering -opinions and its deficient orientation in matters of the external -world. With such an infantile mental disposition all kinds of desires, -<span class='pageno' id='Page_47'>47</span>phantasies and illusions can grow luxuriantly, and this we -have to regard as the critical causation. Through such phantasies -people slip into an unreal attitude, preeminently ill-adapted to the -world, which is bound some day to lead to a catastrophe. When -we trace back the infantile phantasy of the patient to her earliest -childhood we find, it is true, many distinct, outstanding scenes -which might well serve to provide fresh food for this or that -variation in phantasy, but it would be vain to search for the so-called -traumatic motive, whence something abnormal might have -sprung, such an abnormal activity, let us say, as day-dreaming -itself. There are certainly to be found traumatic scenes, although -not in earliest childhood; the few scenes of earliest childhood -which were remembered seem not to be traumatic, being rather -accidental events, which passed by without leaving any effect on -her phantasy worth mentioning. The earliest phantasies arose -out of all sorts of vague and only partly understood impressions -received from her parents. Many peculiar feelings centered -around her father, vacillating between anxiety, horror, aversion, -disgust, love and enthusiasm. The case was like so many other -cases of hysteria, where no traumatic etiology can be found, but -which grows from the roots of a peculiar and premature activity -of phantasy which maintains permanently the character of infantilism.</p> - -<p class='c007'>You will object that in this case the scene with the shying -horses represents the trauma. It is clearly the model of that -night-scene which happened nineteen years later, where the -patient was incapable of avoiding the trotting horses. That she -wanted to plunge into the river has an analogy in the model scene, -where the horses and carriage fell into the river.</p> - -<p class='c007'>Since the latter traumatic moment she suffered from hysterical -fits. As I tried to show you, we do not find any trace of this -apparent etiology developed in the course of her phantasy life. -It seems as if the danger of losing her life, that first time, when -the horses shied, passed without leaving any emotional trace. -None of the events that occurred in the following years showed -any trace of that fright. In parenthesis let me add, that perhaps -it never happened at all. It may have even been a mere phantasy, -for I have only the assertions of the patient. All of a sudden, -some eighteen years later, this event becomes of importance and -<span class='pageno' id='Page_48'>48</span>is, so to say, reproduced and carried out in all its details. This -assumption is extremely unlikely, and becomes still more inconceivable -if we also bear in mind that the story of the shying -horses may not even be true. Be that as it may, it is and remains -almost unthinkable that an affect should remain buried for years -and then suddenly explode. In other cases there is exactly the -same state of affairs. I know, for instance, of a case in which -the shock of an earthquake, long recovered from, suddenly came -back as a lively fear of earthquakes, although this reminiscence -could not be explained by the external circumstances.</p> -<h3 class='c010'>The Traumatic Theory—A False Way</h3> -<p class='c006'>It is a very suspicious circumstance that these patients frequently -show a pronounced tendency to account for their illnesses -by some long-past event, ingeniously withdrawing the attention of -the physician from the present moment towards some false track -in the past. This false track was the first one pursued by the -psychoanalytic theory. To this false hypothesis we owe an insight -into the understanding of the neurotic symptoms never -before reached, an insight we should not have gained if the investigation -had not chosen this path, really guided thither, however, -by the misleading tendencies of the patient.</p> - -<p class='c007'>I think that only a man who regards world-happenings as a -chain of more or less fortuitous contingencies, and therefore believes -that the guiding hand of the reason-endowed pedagogue is -permanently wanted, can ever imagine that this path, upon which -the patient leads the physician, has been a wrong one, from which -one ought to have warned men off with a sign-board. Besides -the deeper insight into psychological determination, we owe to the -so-called error the discovery of questions of immeasurable importance -regarding the basis of psychic processes. It is for us to -rejoice and be thankful that Freud had the courage to let himself -be guided along this path. Not thus is the progress of science -hindered, but rather through blind adherence to a provisional -formulation, through the typical conservatism of authority, the -vanity of learned men, their fear of making mistakes. This lack -of the martyr’s courage is far more injurious to the credit and -greatness of scientific knowledge than an honest error.</p> -<div> - <span class='pageno' id='Page_49'>49</span> - <h3 class='c010'>Retardation of the Emotional Development</h3> -</div> -<p class='c006'>But let us return to our own case. The following question -arises: If the old trauma is not of etiological significance, then -the cause of the manifest neurosis is probably to be found in the -retardation of the emotional development. We must therefore -disregard the patient’s assertion that her hysterical crises date -from the fright from the shying horses, although this fright was -in fact the beginning of her evident illness. This event only -seems to be important, although it is not so in reality. This same -formula is valid for all the so-called shocks. They only seem to -be important because they are the starting-point of the external -expression of an abnormal condition. As explained in detail, -this abnormal condition is an anachronistic continuation of an -infantile stage of libido-development. These patients still retain -forms of the libido which they ought to have renounced long ago. -It is impossible to give a list, as it were, of these forms, for they -are of an extraordinary variety. The most common, which is -scarcely ever absent, is the excessive activity of phantasies, characterized -by an unconcerned exaggeration of subjective wishes. -This exaggerated activity is always a sign of want of proper employment -of the libido. The libido sticks fast to its use in phantasies, -instead of being employed in a more rigorous adaptation to -the real conditions of life.</p> -<h3 class='c010'>Introversion</h3> -<p class='c006'>This state is called the state of <i>introversion</i>, the libido is used -for the psychical inner world instead of being applied to the external -world. A regular attendant symptom of this retardation -in the emotional development is the so-called parent-complex. If -the libido is not used entirely for the adaptation to reality, it is -always more or less introverted. The material content of the -psychic world is composed of reminiscences, giving it a vividness -of activity which in reality long since ceased to pertain thereto. -The consequence is, that these patients still live more or less in a -world which in truth belongs to the past. They fight with difficulties -which once played a part in their life, but which ought to -have been obliterated long ago. They still grieve over matters, or -rather they are still concerned with matters, which should have -<span class='pageno' id='Page_50'>50</span>long ago lost their importance for them. They divert themselves, -or distress themselves, with images which were once normally of -importance for them but are of no significance at their later age.</p> -<h3 class='c010'>The Complex of the Parents</h3> -<p class='c006'>Amongst those influences most important during childhood, -the personalities of the parents play the most potent part. Even -if the parents have long been dead, and might and should have -lost all real importance, since the life-conditions of the patients -are perhaps totally changed, yet these parents are still somehow -present and as important as if they were still alive. Love and -admiration, resistance, repugnance, hate and revolt, still cling to -their figures, transfigured by affection and very often bearing -little resemblance to the past reality. It was this fact which -forced me to talk no longer of father and mother directly, but to -employ instead the term “image” (imago) of mother or of -father for these phantasies no longer deal with the real father -and the real mother, but with the subjective, and very often completely -altered creations of the imagination which prolong an -existence only in the patient’s mind.</p> - -<p class='c007'>The complex of the parents’ images, that is to say, the sum of -ideas connected with the parents, provides an important field of -employment for the introverted libido. I must mention in passing -that the complex has in itself but a shadowy existence in so -far as it is not invested with libido. Following the usage that -we arrived at in the <span lang="de" xml:lang="de">“Diagnostische Associationsstudien,”</span> the -word “complex” is used for a system of ideas already invested -with, and actuated by, libido. This system exists as a mere possibility, -ready for application, if not invested with libido either -temporarily or permanently.</p> - -<p class='c007'><i>The “Nucleus”-Complex.</i>—At the time when the psychoanalytic -theory was still under the dominance of the trauma conception -and, in conformity with that view, inclined to look for -the causa efficiens of the neurosis in the past, the parent-complex -seemed to us to be the so-called root-complex—to employ Freud’s -term—or nucleus-complex (<span lang="de" xml:lang="de">“Kerncomplex”</span>).</p> - -<p class='c007'>The part which the parents played seemed to be so highly -determining that we were inclined to attribute to them all later -complications in the life of the patient. Some years ago I discussed -<span class='pageno' id='Page_51'>51</span>this view in my article<a id='r7' /><a href='#f7' class='c011'><sup>[7]</sup></a> <span lang="de" xml:lang="de">“Die Bedeutung des Vaters für -das Schicksal des Einzelnen.”</span> (The importance of the father for -the fate of the individual.)</p> - -<p class='c007'>Here also we were guided by the patient’s tendency to revert -to the past, in accordance with the direction of his introverted -libido. Now indeed it was no longer the external, accidental -event which caused the pathogenic effect, but a psychological -effect which seemed to arise out of the individual’s difficulties in -adapting himself to the conditions of his familiar surroundings. -It was especially the disharmony between the parents on the one -hand and between the child and the parents on the other which -seemed favorable for creating currents in the child little compatible -with his individual course of life. In the article just -alluded to I have described some instances, taken from a wealth -of material, which show these characteristics very distinctly. The -influence of the parents does not come to an end, alas, with their -neurotic descendants’ blame of the family circumstances, or their -false education, as the basis of their illness, but it extends even -to certain actual events in the life and actions of the patient, -where such a determining influence could not have been expected. -The lively imitativeness which we find in savages as well as in -children can produce in certain rather sensitive children a -peculiar inner and unconscious identification with the parents; -that is to say, such a similar mental attitude that effects in real -life are sometimes produced which, even in detail, resemble the -personal experiences of the parents. For the empirical material -here, I must refer you to the literature. I should like to remind -you that one of my pupils, Dr. Emma Fürst, produced valuable -experimental proofs for the solution of this problem, to which -I referred in my lecture at Clark University.<a id='r8' /><a href='#f8' class='c011'><sup>[8]</sup></a> In applying -association experiments to whole families, Dr. Fürst established -the great resemblance of reaction-type among all the members -of one family.</p> - -<p class='c007'>These experiments show that there very often exists an unconscious -parallelism of association between parents and children, -to be explained as an intense imitation or identification.</p> - -<p class='c007'><span class='pageno' id='Page_52'>52</span>The results of these investigations show far-reaching psychological -tendencies in parallel directions, which readily explain -at times the astonishing conformity in their destinies. Our -destinies are as a rule the result of our psychological tendencies. -These facts allow us to understand why, not only the patient, but -even the theory which has been built on such investigations, -expresses the view, that the neurosis is the result of the characteristic -influence of the parents upon their children. This -view, moreover, is supported by the experiences which lie at the -basis of pedagogy: namely the assumption of the plasticity of -the child’s mind, which is freely compared with soft wax.</p> - -<p class='c007'>We know that the first impressions of childhood accompany -us throughout life, and that certain educational influences may -restrain people undisturbed all their lives within certain limits. -It is no miracle, indeed it is rather a frequent experience, that -under these circumstances a conflict has to break out between the -personality which is formed by the educational and other influences -of the infantile milieu and that one which can be described -as the real individual line of life. With this conflict all people -must meet, who are called upon to live an independent and -productive life.</p> - -<p class='c007'>Owing to the enormous influence of childhood on the later -development of character, you can perfectly understand why we -are inclined to ascribe the cause of a neurosis directly to the -influences of the infantile environment. I have to confess that I -have known cases in which any other explanation seemed to be -less reasonable. There are indeed parents whose own contradictory -neurotic behavior causes them to treat their children in -such an unreasonable way that the latter’s deterioration and illness -would seem to be unavoidable. Hence it is almost a rule -among nerve-specialists to remove neurotic children, whenever -possible, from the dangerous family atmosphere, and to send -them among more healthy influences, where, without any medical -treatment, they thrive much better than at home. There are -many neurotic patients who were clearly neurotic as children, -and who have never been free from illness. For such cases, the -conception which has been sketched holds generally good.</p> - -<p class='c007'>This knowledge, which seems to be provisionally definitive, -has been extended by the studies of Freud and the psychoanalytic -<span class='pageno' id='Page_53'>53</span>school. The relations between the patients and their parents have -been studied in detail in as much as these relations were regarded -as of etiological significance.</p> -<h3 class='c010'>Infantile Mental Attitude</h3> -<p class='c006'>It was soon noticed that such patients lived still partly or -wholly in their childhood-world, although quite unconscious -themselves of this fact. It is a difficult task for psychoanalysis -so exactly to investigate the psychological mode of adaptation of -the patients as to be capable of putting its finger on the infantile -misunderstanding. We find among neurotics many who have -been spoiled as children. These cases give the best and clearest -example of the infantilism of their psychological mode of adaptation. -They start out in life expecting the same friendly reception, -tenderness and easy success, obtained with no trouble, to which -they have been accustomed by their parents in their youth. Even -very intelligent patients are not capable of seeing at once that they -owe the complications of their life and their neurosis to the trail -of their infantile emotional attitude. The small world of the -child, the familiar surroundings—these form the model of the -big world. The more intensely the family has stamped the child, -the more will it be inclined, as an adult, instinctively to see again -in the great world its former small world. Of course this must -not be taken as a conscious intellectual process. On the contrary, -the patient feels and sees the difference between now and then, -and tries to adapt himself as well as he can. Perhaps he will even -believe himself perfectly adapted, for he grasps the situation -intellectually, but that does not prevent the emotional from being -far behind the intellectual standpoint.</p> -<h3 class='c010'>Unconscious Phantasy</h3> -<p class='c006'>It is unnecessary to trouble you with instances of this phenomenon. -It is an every-day experience that our emotions are -never at the level of our reasoning. It is exactly the same with -such a patient, only with greater intensity. He may perhaps believe -that, save for his neurosis, he is a normal person, and hence -adapted to the conditions of life. He does not suspect that he -has not relinquished certain childish pretensions, that he still -<span class='pageno' id='Page_54'>54</span>carries with him, in the background, expectations and illusions -which he has never rendered conscious to himself. He cultivates -all sorts of favorite phantasies, which seldom become conscious, -or at any rate, not very often, so that he himself does not know -that he has them. They very often exist only as emotional expectations, -hopes, prejudices, etc. We call these phantasies, unconscious -phantasies. Sometimes they dip into the peripheral -consciousness as quite fugitive thoughts, which disappear again a -moment later, so that the patient is unable to say whether he had -such phantasies or not. It is only during the psychoanalytic -treatment that most patients learn to observe and retain these -fleeting thoughts. Although most of the phantasies, once at -least, have been conscious in the form of fleeting thoughts and -only afterwards became unconscious, we have no right to call -them on that account “conscious,” as they are practically most of -the time unconscious. It is therefore right to designate them -“unconscious phantasies.” Of course there are also infantile -phantasies, which are perfectly conscious and which can be reproduced -at any time.</p> - -<div class='chapter'> - <span class='pageno' id='Page_55'>55</span> - <h2 id='chap5' class='c005'>CHAPTER <abbr title='5'>V</abbr> <br /> The Unconscious</h2> -</div> -<p class='c006'>The sphere of the unconscious infantile phantasies has become -the real object of psychoanalytic investigation. As we have -previously pointed out, this domain seems to retain the key to the -etiology of neurosis. In contradistinction with the trauma -theory, we are forced by the reasons already adduced to seek in -the family history for the basis of our present psychoanalytic -attitude. Those phantasy-systems which patients exhibit on mere -questioning are for the most part composed and elaborated like -a novel or a drama. Although they are greatly elaborated, they -are relatively of little value for the investigation of the unconscious. -Just because they are conscious, they have already deferred -over-much to the claims of etiquette and social morality. -Hence they have been purged of all personally painful and ugly -details, and are presentable to society, revealing very little. The -valuable, and much more important phantasies are not conscious -in the sense already defined, but are to be discovered through the -technique of psychoanalysis.</p> - -<p class='c007'>Without wishing to enter fully into the question of technique, -I must here meet an objection that is constantly heard. It is that -the so-called unconscious phantasies are only suggested to the -patient and only exist in the minds of psychoanalysts. This objection -belongs to that common class which ascribes to them the -crude mistakes of beginners. I think only those without psychological -experience and without historical psychological knowledge -are capable of making such criticisms. With a mere glimmering -of mythological knowledge, one cannot fail to notice the striking -parallels between the unconscious phantasies discovered by the -psychoanalytic school and mythological images. The objection -that our knowledge of mythology has been suggested to the patient -is groundless, for the psychoanalytic school first discovered the -unconscious phantasies, and only then became acquainted with -mythology. Mythology itself is obviously something outside the -path of the medical man. In so far as these phantasies are unconscious, -<span class='pageno' id='Page_56'>56</span>the patient of course knows nothing about their existence, -and it would be absurd to make direct inquiries about them. -Nevertheless it is often said, both by patients and by so-called -normal persons: “But if I had such phantasies, surely I would -know something about them.” But what is unconscious is, in -fact, something which one does not know. The opposition too -is perfectly convinced that such things as unconscious phantasies -could not exist. This a priori judgment is scholasticism, and has -no sensible grounds. We cannot possibly rest on the dogma that -consciousness only is mind, when we can convince ourselves daily -that our consciousness is only the stage. When the contents of -our consciousness appear they are already in a highly complex -form; the grouping of our thoughts from the elements supplied -by our memory is almost entirely unconscious. Therefore we -are obliged, whether we like it or not, to accept for the moment -the conception of an unconscious psychic sphere, even if only as -a mere negative, border-conception, just as Kant’s “thing in -itself.” As we perceive things which do not have their origin in -consciousness, we are obliged to give hypothetic contents to the -sphere of the non-conscious. We must suppose that the origin -of certain effects lies in the unconscious, just because they are -not conscious. The reproach of mysticism can scarcely be made -against this conception of the unconscious. We do not pretend -that we know anything positive, or can affirm anything, about the -psychic condition of the unconscious. Instead, we have substituted -symbols by following the way of designation and abstraction -we apply in consciousness.</p> - -<p class='c007'>On the axiom: <span lang="la" xml:lang="la">Principia præter necessitatem non sunt multiplicanda</span>, -this kind of ideation is the only possible one. Hence -we speak about the effects of the unconscious, just as we do -about the phenomena of the conscious. Many people have been -shocked by Freud’s statement: “The unconscious can only wish,” -and this is regarded as an unheard of metaphysical assertion, -something like the principle of Hartman’s “Philosophy of the -Unconscious,” which apparently administers a rebuff to the -theory of cognition. This indignation only arises from the fact -that the critics, unknown to themselves, evidently start from a -metaphysical conception of the unconscious as being an “end per -se,” and naïvely project on to us their inadequate conception of -<span class='pageno' id='Page_57'>57</span>the unconscious. For us, the unconscious is no entity, but a -term, about whose metaphysical entity we do not permit ourselves -to form any idea. Here we contrast with those psychologists, -who, sitting at their desks, are as exactly informed about -the localization of the mind in the brain as they are informed -about the psychological correlation of the mental processes. -Whence they are able to declare positively that beyond the consciousness -there are but physiological processes of the cortex. -Such naiveté must not be imputed to the psychoanalyst. When -Freud says: “We can only wish,” he describes in symbolic terms -effects of which the origin is not known. From the standpoint -of our conscious thinking, these effects can only be considered as -analogous to wishes. The psychoanalytic school is, moreover, -aware that the discussion as to whether “wishing” is a sound -analogy can be re-opened at any time. Anyone who has more -information is welcome. Instead, the opponents content themselves -with denial of the phenomena, or if certain phenomena are -admitted, they abstain from all theoretical speculation. This last -point is readily to be understood, for it is not everyone’s business -to think theoretically. Even the man who has succeeded in freeing -himself from the dogma of the identity of the conscious self -and the psyche, thus admitting the possible existence of psychic -processes outside the conscious, is not justified in disputing or -maintaining psychic possibilities in the unconscious. The objection -is raised that the psychoanalytic school maintains certain -views without sufficient grounds, as if the literature did not -contain abundant, perhaps too abundant, discussion of cases, and -more than enough arguments. But they seem not to be sufficient -for the opponents. There must be a good deal of difference as -to the meaning of the term “sufficient” in respect to the validity -of the arguments. The question is: “Why does the psychoanalytic -school apparently set less store on the proof of their -formulas than the critics?” The reason is very simple. An -engineer who has built a bridge, and has worked out its bearing -capacity, wants no other proof for the success of its bearing -power. But the ordinary man, who has no notion how a bridge -is built, or what is the strength of the material used, will demand -quite different proofs as to the bearing capacity of the bridge, -for he has no confidence in the business. In the first place, it is -<span class='pageno' id='Page_58'>58</span>the critics’ complete ignorance of what is being done which provokes -their demand. In the second place, there are the unanswerable -theoretical misunderstandings: impossible for us to know -them all and understand them all. Just as we find, again and -again, in our patients new and astonishing misunderstandings -about the ways and the aim of the psychoanalytic method, so are -the critics inexhaustible in devising misunderstandings. You can -see in the discussion of our conception of the unconscious what -kind of false philosophical assumptions can prevent the understanding -of our terminology. It is comprehensible that those -who attribute to the unconscious involuntarily an absolute entity, -require quite different arguments, beyond our power to give. -Had we to prove immortality, we should have to collect many -more important arguments, than if we had merely to demonstrate -the existence of plasmodia in a malaria patient. The metaphysical -expectation still disturbs the scientific way of thinking, -so that problems of psychoanalysis cannot be considered in a -simple way. But I do not wish to be unjust to the critics, and I -will admit that the psychoanalytic school itself very often gives -rise to misunderstandings, although innocently enough. One of -the principal sources of these mistakes is the confusion in the -theoretical sphere. It is a pity, but we have no presentable -theory. But you would understand this, if you could see, in a -concrete case, with what difficulties we have to deal. In contradiction -to the opinion of nearly all critics, Freud is by no means -a theorist. He is an empiricist, of which fact anyone can easily -convince himself, if he is willing to busy himself somewhat more -deeply with Freud’s works, and if he tries to go into the cases as -Freud has done. Unfortunately, the critics are not willing. As -we have very often heard, it is too disgusting and too repulsive, -to observe cases in the same way as Freud has done. But who -will learn the nature of Freud’s method, if he allows himself to -be hindered by repulsion and disgust? Because they neglect to -apply themselves to the point of view adopted by Freud, perhaps -as a necessary working hypothesis, they come to the absurd supposition -that Freud is a theorist. They then readily agree that -Freud’s “Three Contributions to the Sexual Theory” is a priori -invented by a merely speculative brain which afterwards suggests -everything into the patient. That is putting things upside down. -<span class='pageno' id='Page_59'>59</span>This gives the critics an easy task, and this is just what they want -to have. They pay no attention to the observations of the psychoanalysts, -conscientiously set forth in their histories of diseases, -but only to the theory, and to the formulation of technique. The -weak spot of psychoanalysis, however, is not found here, as -psychoanalysis is only empirical. Here you find but a large and -insufficiently cultivated field, in which the critics can exercise -themselves to their full satisfaction. There are many uncertainties, -and as many contradictions, in the sphere of this theory. -We were conscious of this long before the first critic began to -pay attention to our work.</p> -<div class='chapter'> - <span class='pageno' id='Page_60'>60</span> - <h2 id='chap6' class='c005'>CHAPTER <abbr title='6'>VI</abbr> <br /> The Dream</h2> -</div> -<p class='c006'>After this digression we will return to the question of the -unconscious phantasies which occupied us before. As we have -seen, nobody can dispute their existence, just as nobody can -assert their existence and their qualities forthwith. The question, -however, is just this: Can effects be observed in the consciousness -of unconscious origin, which can be described in conscious -symbolic signs or expressions? Can there be found, in the -conscious, effects which correspond with this expectation? The -psychoanalytic school believes it has discovered such effects. Let -me mention at once the principal phenomenon, the dream. Of -this it may be said that it appears in the consciousness as a complex -factor unconsciously constructed out of its elements. The -origin of the images in certain reminiscences of the earlier or of -the later past can be proved through the associations belonging to -the single images of the dream. We ask: “Where did you see -this?” or “Where did you hear that?” And through the usual -way of association come the reminiscences that certain parts of -the dream have been consciously experienced, some the day -before, some on former occasions. So far there will be general -agreement, for these things are well known. In so far, the dream -represents in general an incomprehensible composition of certain -elements not at first conscious, which are only recognized later -on by their associations. It is not that all parts of the dream are -recognizable, whence its conscious character could be deduced; -on the contrary, they are often, and indeed mostly, unrecognizable -at first. Only subsequently does it occur to us that we have -experienced in consciousness this or that part of the dream. -From this standpoint alone, we might regard the dream as an -effect of unconscious origin.</p> -<h3 class='c010'>The Method of Dream Analysis</h3> -<p class='c006'>The technique for the exploration of the unconscious origin is -the one I mentioned before, used before Freud by every scientific -<span class='pageno' id='Page_61'>61</span>man who attempted to arrive at a psychological understanding of -dreams. We try simply to remember where the parts of the -dream arose. The psychoanalytic technique for the interpretation -of dreams is based on this very simple principle. It is a fact -that certain parts of the dream originate in daily life, that is, in -events which, on account of their slighter importance, would have -fallen into oblivion, and indeed were on the way to become definitely -unconscious. It is these parts of the dream that are the -effect of unconscious images and representations. People have -been shocked by this expression also. But we do not conceive -these things so concretely, not to say crudely, as do the critics. -Certainly this expression is nothing but a symbolism taken from -conscious psychology—we were never in any doubt as to that. -The expression is quite clear and answers very well as a symbol -of an unknown psychic fact.</p> - -<p class='c007'>As we mentioned before, we can conceive the unconscious only -by analogy with the conscious. We do not imagine that we understand -a thing when we have discovered a beautiful and rather -incomprehensible name. The principle of the psychoanalytic -technique is, as you see, extraordinarily simple. The further -procedure follows on in the same way. If we occupy ourselves -long with a dream, a thing which, apart from psychoanalysis, -naturally never happens, we are apt to find still more reminiscences -to the various different parts of the dream. We are not however -always successful in finding reminiscences to certain portions. -We have to put aside these dreams, or parts of dreams, whether -we will or no.</p> - -<p class='c007'>The collected reminiscences are called the “<i>dream material</i>.” -We treat this material by a universally valid scientific method. -If you ever have to work up experimental material, you compare -the individual units and classify them according to similarities. -You proceed exactly in the same way with dream-material; you -look for the common traits either of a formal or a substantial -nature.</p> - -<p class='c007'>Certain extremely common prejudices must be got rid of. -I have always noticed that the beginner is looking for one trait -or another and tries to make his material conform to his expectation. -This condition I noticed especially among those colleagues -who were formerly more or less passionate opponents of psychoanalysis, -<span class='pageno' id='Page_62'>62</span>their opposition being based on well-known prejudices -and misunderstandings. When I had the chance of analyzing -them, whereby they obtained at last a real insight into the method, -the first mistake generally made in their own psychoanalytic work -was that they did violence to the material by their own preconceived -opinion. They gave vent to their former prejudice against -psychoanalysis in their attitude towards the material, which they -could not estimate objectively, but only according to their subjective -phantasies.</p> - -<p class='c007'>If one would have the courage to sift dream material, one -must not recoil from any parallel. The dream material generally -consists of very heterogeneous associations, out of which it is -sometimes very difficult to deduce the tertium comparationis. I -refrain from giving detailed examples, as it is quite impossible -to handle in a lecture the voluminous material of a dream. I -might call your attention to Rank’s<a id='r9' /><a href='#f9' class='c011'><sup>[9]</sup></a> article in the Jahrbuch, <span lang="de" xml:lang="de">“Ein -Traum der sich selber deutet”</span> (A dream interpreted by itself). -There you will see what an extensive material must be taken into -consideration for comparison.</p> - -<p class='c007'>Hence, for the interpretation of the unconscious we proceed -in the same way as is universal when a conclusion is to be drawn -by classifying material. The objection is very often heard: Why -does the dream have an unconscious content at all? In my view, -this objection is as unscientific as possible. Every actual psychological -moment has its special history. Every sentence I pronounce -has, beside the intended meaning known to me another -historical meaning, and it is possible that its second meaning is -entirely different from its conscious meaning. I express myself -on purpose somewhat paradoxically. I do not mean that I could -explain every individual sentence in its historical meaning. This -is a thing easier to do in larger and more detailed contributions. -It will be clear to everyone, that a poem is, apart from its manifest -content, especially characteristic of the poet in regard to its -form, its content, and its manner of origin. Although the poet, -in his poem, gave expression to the mood of a moment, the literary -historian will find things in it and behind it which the poet -never foresaw. The analysis which the literary historian draws -from the poet’s material is exactly the method of psychoanalysis.</p> - -<p class='c007'><span class='pageno' id='Page_63'>63</span>The psychoanalytic method, generally speaking, can be compared -with historical analysis and synthesis. Suppose, for instance, -we did not understand the meaning of baptism as practised -in our churches to-day. The priest tells us the baptism means -the admission of the child into the Christian community. But -this does not satisfy us. Why is the child sprinkled with water? -To understand this ceremony, we must choose out of the history -of rites, those human traditions which pertain to this subject, and -thus we get material for comparison, to be considered from different -standpoints.</p> - -<p class='c007'><abbr title='1'>I.</abbr> The baptism means obviously an initiation ceremony, a consecration; -therefore all the traditions containing initiation rites -have to be consulted.</p> - -<p class='c007'><abbr title='2'>II.</abbr> The baptism takes place with water. This special form -requires another series of traditions, namely, those rites where -water is used.</p> - -<p class='c007'><abbr title='3'>III.</abbr> The person to be baptized is sprinkled with water. Here -are to be consulted all those rites where the initiated is sprinkled -or submerged, etc.</p> - -<p class='c007'><abbr title='4'>IV.</abbr> All the reminiscences of folklore, the superstitious practices -must be remembered, which in any way run parallel with the -symbolism of the baptismal act.</p> - -<p class='c007'>In this way, we get a comparative scientific study of religion -as regards baptism. We accordingly discover the different elements -out of which the act of baptism has arisen. We ascertain -further its original meaning, and we become at the same time -acquainted with the rich world of myths that have contributed to -the foundations of religions, and thus we are enabled to understand -the manifold and profound meanings of baptism. The -analyst proceeds in the same way with the dream. He collects -the historical parallels to every part of the dream, even the -remotest, and he tries to reconstruct the psychological history of -the dream, with its fundamental meaning, exactly as in the analysis -of the act of baptism. Thus, through the monographic treatment -of the dream, we get a profound and beautiful insight into -that mysterious, fine and ingenious network of unconscious determination. -We get an insight, which as I said before, can only -be compared with the historical understanding of any act which -we had hitherto regarded in a superficial and one-sided way.</p> - -<p class='c007'><span class='pageno' id='Page_64'>64</span>This digression on the psychoanalytic method has seemed to -me to be unavoidable. I was obliged to give you an account of -the method and its position in methodology, by reason of all the -extensive misunderstandings which are constantly attempting to -discredit it. I do not doubt that there are superficial and improper -interpretations of the method. But an intelligent critic -ought never to allow this to be a reproach to the method itself, -any more than a bad surgeon should be urged as an objection to -the common validity of surgery. I do not doubt that some inaccurate -descriptions and conceptions of the psychoanalytic method -have arisen on the part of the psychoanalytic school itself. But -this is due to the fact that, because of their education in natural -science it is difficult for medical men to attain a full grasp of -historical or philological method, although they instinctively -handle it rightly.</p> - -<p class='c007'>The method I have described to you, in this general way, is -the method that I adopt and for which I assume the scientific -responsibility.</p> - -<p class='c007'>In my opinion it is absolutely reprehensible and unscientific -to question about dreams, or to try to interpret them directly. -This is not a methodological, but an arbitrary proceeding, which -is its own punishment, for it is as unproductive as every false -method.</p> - -<p class='c007'>If I have made the attempt to demonstrate to you the principle -of the psychoanalytic school by dream-analysis, it is because the -dream is one of the clearest instances of those contents of the -conscious, whose basis eludes any plain and direct understanding. -When anyone knocks in a nail with a hammer, to hang something -up, we can understand every detail of the action. But it is otherwise -with the act of baptism, where every phase is problematic. -We call these actions, of which the meaning and the aim is not -directly evident, symbolic actions or symbols. On the basis of -this reasoning, we call a dream symbolic, as a dream is a psychological -formation, of which the origin, meaning and aim are -obscure, inasmuch as it represents one of the purest products of -unconscious constellation. As Freud strikingly says: “The dream -is the via regia to the unconscious.” Besides the dream, we can -note many effects of unconscious constellation. We have in the -association-experiments a means for establishing exactly the influence -<span class='pageno' id='Page_65'>65</span>of the unconscious. We find those effects in the disturbances -of the experiment which I have called the “indicators -of the complex.” The task which the association-experiment -gives to the person experimented upon is so extraordinarily easy -and simple that even children can accomplish it without difficulty. -It is, therefore, very remarkable that so many disturbances of an -intentional action should be noted in this experiment. The only -reasons or causes of these disturbances which can usually be -shown, are the partly conscious, partly not-conscious constellations, -caused by the so-called complexes. In the greater number -of these disturbances, we can without difficulty establish the relation -to images of emotional complexes. We often need the psychoanalytic -method to explain these relations, that is, we have to -ask the person experimented upon or the patient, what associations -he can give to the disturbed reactions. We thus gain the -historical matter which serves as a basis for our judgment. The -intelligent objection has already been made that the person experimented -upon could say what he liked, in other words, any nonsense. -This objection is made, I believe, in the unconscious supposition -that the historian who collects the matter for his monograph -is an idiot, incapable of distinguishing real parallels from -apparent ones and true documents from crude falsifications. -The professional man has means at his disposal by which clumsy -mistakes can be avoided with certainty, and the slighter ones very -probably. The mistrust of our opponents is here really delightful. -For anyone who understands psychoanalytic work it is a -well-known fact that it is not so very difficult to see where there -is coherence, and where there is none. Moreover, in the first place -these fraudulent declarations are very significant of the person -experimented upon, and secondly, in general rather easily to be -recognized as fraudulent.</p> - -<p class='c007'>In association-experiments, we are able to recognize the very -intense effects produced by the unconscious in what are called -complex-interventions. These mistakes made in the association-experiment -are nothing but the prototypes of the mistakes made -in everyday life, which are for the greater part to be considered -as interventions. Freud brought together such material in his -book, “The Psychopathology of Everyday Life.”</p> - -<p class='c007'>These include the so-called symptomatic actions, which from -<span class='pageno' id='Page_66'>66</span>another point of view might equally as well be called “symbolic -actions,” and the real failures to carry out actions, such as forgetting, -slips of the tongue, etc. All these phenomena are the effect -of unconscious constellations and therefore so many entrance-gates -into the domain of the unconscious. When such errors are -cumulative, they are designated as neurosis, which, from this -aspect, looks like a defective action and therefore the effect of -unconscious constellations or complex-interventions.</p> - -<p class='c007'>The association-experiment is thus not directly a means to -unlock the unconscious, but rather a technique for obtaining a -good selection of defective reactions, which can then be used by -psychoanalysis. At least, this is its most reliable form of application -at the present time. I may, however, mention that it is -possible that it may furnish other especially valuable facts which -would grant us some direct glimpses, but I do not consider this -problem sufficiently ripe to speak about. Investigations in this -direction are going on.</p> - -<p class='c007'>I hope that, through my explanation of our method, you may -have gained somewhat more confidence in its scientific character, -so that you will be by this time more inclined to agree that the -phantasies which have been hitherto discovered by means of -psychoanalytic work are not merely arbitrary suppositions and -illusions of psychoanalysts. Perhaps you are even inclined to -listen patiently to what those products of unconscious phantasies -can tell us.</p> - -<div class='chapter'> - <span class='pageno' id='Page_67'>67</span> - <h2 id='chap7' class='c005'>CHAPTER <abbr title='7'>VII</abbr> <br /> The Content of the Unconscious</h2> -</div> -<p class='c006'>The phantasies of adults are, in so far as they are conscious, -of great diversity and strongly individual. It is therefore nearly -impossible to give a general description of them. But it is very -different when we enter by means of analysis into the world of -his unconscious phantasies. The diversities of the phantasies are -indeed very great, but we do not find those individual peculiarities -which we find in the conscious self. We meet here with more -typical material which is not infrequently repeated in a similar -form in different people. Constantly recurring, for instance, are -ideas which are variations of the thoughts we encounter in -religion and mythology. This fact is so convincing that we say -we have discovered in these phantasies the same mechanisms -which once created mythological and religious ideas. I should -have to enter very much into detail in order to give you adequate -examples. I must refer you for these problems to my work, -<span lang="de" xml:lang="de">“Wandlungen und Symbole der Libido.”</span> I will only mention -that, for instance, the central symbol of Christianity—self-sacrifice—plays -an important part in the phantasies of the unconscious. -The Viennese School describes this phenomenon by the -ambiguous term castration-complex. This paradoxical use of the -term follows from the particular attitude of this school toward -the question of unconscious sexuality. I have given special -attention to the problem in the book I have just mentioned; I -must here restrict myself to this incidental reference and hasten -to say something about the origin of the unconscious phantasy.</p> - -<p class='c007'>In the child’s unconsciousness, the phantasies are considerably -simplified, in relation to the proportions of the infantile surroundings. -Thanks to the united efforts of the psychoanalytic -school, we discovered that the most frequent phantasy of childhood -is the so-called <i>Œdipus-complex</i>. This designation also -seems as paradoxical as possible. We know that the tragic fate -of Œdipus consisted in his loving his mother and slaying his -father. This conflict of later life seems to be far remote from -<span class='pageno' id='Page_68'>68</span>the child’s mind. To the uninitiated it seems inconceivable that -the child should have this conflict. After careful reflection it -will become clear that the tertium comparationis consists just in -this narrow limitation of the fate of Œdipus within the bounds -of the family. These limitations are very typical for the child, -for parents are never the boundary for the adult person to the -same extent. The Œdipus-complex represents an infantile conflict, -but with the exaggeration of the adult. The term Œdipus-complex -does not mean, naturally, that this conflict is considered -as occurring in the adult form, but in a corresponding form suitable -to childhood. The little son would like to have the mother -all to himself and to be rid of the father. As you know, little -children can sometimes force themselves between the parents in -the most jealous way. The wishes and aims get, in the unconscious, -a more concrete and a more drastic form. Children are -small primitive people and are therefore quickly ready to kill. -But as a child is, in general, harmless, so his apparently dangerous -wishes are, as a rule, also harmless. I say “as a rule,” as you -know that children, too, sometimes give way to their impulses to -murder, and this not always in any indirect fashion. But just as -the child, in general, is incapable of making systematic projects, -as little dangerous are his intentions to murder. The same holds -good of an Œdipus-view toward the mother. The small traces -of this phantasy in the conscious can easily be overlooked; therefore -nearly all parents are convinced that their children have no -Œdipus-complex. Parents as well as lovers are generally blind. -If I now say that the Œdipus-complex is in the first place only -a formula for the childish desire towards parents, and for the -conflict which this craving evokes, this statement of the situation -will be more readily accepted. The history of the Œdipus-phantasy -is of special interest, as it teaches us very much about -the development of the unconscious phantasies. Naturally, people -think that the problem of Œdipus is the problem of the son. -But this is, astonishingly enough, only an illusion. Under some -circumstances the libido-sexualis reaches that definite differentiation -of puberty corresponding to the sex of the individual relatively -late. The libido sexualis has before this time an undifferentiated -sexual character, which can be also termed bisexual. -Therefore it is not astonishing if little girls possess the Œdipus-complex -<span class='pageno' id='Page_69'>69</span>too. As far as I can see, the first love of the child -belongs to the mother, no matter which its sex. If the love for -the mother at this stage is intense, the father is jealously kept -away as a rival. Of course, for the child itself, the mother has -in this early stage of childhood no sexual significance of any -importance. The term “Œdipus-complex” is in so far not -really suitable. At this stage the mother has still the significance -of a protecting, enveloping, food-providing being, who, on this -account, is a source of delight. I do not identify, as I explained -before, the feeling of delight eo ipso with sexuality. In earliest -childhood but a slight amount of sexuality is connected with this -feeling of delight. But, nevertheless, jealousy can play a great -part in it, as jealousy does not belong entirely to the sphere of -sexuality. The desire for food has much to do with the first -impulses of jealousy. Certainly, a relatively germinating eroticism -is also connected with it. This element gradually increases as -the years go on, so that the Œdipus-complex soon assumes its -classical form. In the case of the son, the conflict develops in a -more masculine and therefore more typical form, whilst in the -daughter, the typical affection for the father develops, with a -correspondingly jealous attitude toward the mother. We call this -complex, the <i>Electra-complex</i>. As everybody knows, Electra -took revenge on her mother for the murder of her husband, -because that mother had robbed her of her father.</p> - -<p class='c007'>Both phantasy-complexes develop with growing age, and reach -a new stage after puberty, when the emancipation from the parents -is more or less attained. The symbol of this time is the one -already previously mentioned; it is the symbol of self-sacrifice. -The more the sexuality develops the more the individual -is forced to leave his family and to acquire independence -and autonomy. By its history, the child is closely connected -with its family and specially with its parents. In consequence, -it is often with the greatest difficulty that the child is -able to free itself from its infantile surroundings. The Œdipus- and -Electra-complex give rise to a conflict, if adults cannot succeed -in spiritually freeing themselves; hence arises the possibility -of neurotic disturbance. The libido, which is already sexually -developed, takes possession of the form given by the complex -and produces feelings and phantasies which unmistakably show -<span class='pageno' id='Page_70'>70</span>the effective existence of the complex, till then perfectly unconscious. -The next consequence is the formation of intense resistances -against the immoral inner impulses which are derived from -the now active complexes. The conscious attitude arising out of -this can be of different kinds. Either the consequences are direct, -and then we notice in the son strong resistances against the father -and a typical affectionate and dependent attitude toward the -mother; or the consequences are indirect, that is to say, compensated, -and we notice, instead of the resistances toward the -father, a typical submissiveness here, and an irritated antagonistic -attitude toward the mother. It is possible that direct and compensated -consequences take place alternately. The same thing is -to be said of the Electra-complex. If the libido-sexualis were to -cleave fast to these particular forms of the conflict, murder and -incest would be the consequence of the Œdipus and Electra -conflicts. These consequences are naturally not found among -normal people, and not even among amoral (“moral” here -implying the possession of a rationalized and codified moral -system) primitive persons, or humanity would have become -extinct long ago. On the contrary, it is in the natural order of -things that what surrounds us daily and has surrounded us, loses -its compelling charm and thus forces the libido to search for new -objects, an important rule which prevents parricide and inbreeding.</p> - -<p class='c007'>The further development of the libido toward objects outside -the family is the absolutely normal and right way of proceeding, -and it is an abnormal and morbid phenomenon if the -libido remains, as it were, glued to the family. Some indications -of this phenomenon are nevertheless to be noticed in normal -people. A direct outcome of the infantile-complex is the unconscious -phantasy of self-sacrifice, which occurs after puberty, in -the succeeding stage of development. Of this I gave a detailed -example in my work, <span lang="de" xml:lang="de">“Wandlungen und Symbole der Libido.”</span> -The phantasy of self-sacrifice means sacrificing infantile wishes. -I have shown this in the work just mentioned and in the same -place I have referred to the parallels in the history of religions.</p> -<h3 class='c010'>The Problems of the Incest-Complex</h3> -<p class='c006'>Freud has a special conception of the incest-complex which -has given rise to heated controversy. He starts from the fact -<span class='pageno' id='Page_71'>71</span>that the Œdipus-complex is generally unconscious, and conceives -this as the result of a repression of a moral kind. It is possible -that I am not expressing myself quite correctly, when I give you -Freud’s view in these words. At any rate, according to him the -Œdipus-complex seems to be repressed, that is, seems to be -removed into the unconscious by a reaction from the conscious -tendencies. It almost looks as if the Œdipus-complex would -develop into consciousness if the development of the child were -to go on without restraint and if no cultural tendencies influenced -it. Freud calls this barrier, which prevents the Œdipus-complex -from ripening, the <i>incest-barrier</i>. He seems to believe, so far as -one can gather from his work, that the incest-barrier is the result -of experience, of the selective influence of reality, inasmuch as -the unconscious strives without restraint, and in an immediate -way, for its own satisfaction, without any consideration for -others. This conception is in harmony with the conception of -Schopenhauer, who says of the blind world-will that it is so -egoistic that a man could slay his brother merely to grease his -boots with his brother’s fat. Freud considers that the psychological -incest-barrier, as postulated by him, can be compared with -the incest-taboo which we find among inferior races. He further -believes that these prohibitions are a proof of the fact that men -really desired incest, for which reason laws were framed against -it even in very primitive cultural stages. He takes the tendency -towards incest to be an absolute concrete sexual wish, lacking -only the quality of consciousness. He calls this complex the -root-complex, or nucleus, of the neuroses, and is inclined, viewing -this as the original one, to reduce nearly the whole psychology -of the neuroses, as well as many other phenomena in the world -of mind, to this complex.</p> -<div class='chapter'> - <span class='pageno' id='Page_72'>72</span> - <h2 id='chap8' class='c005'>CHAPTER <abbr title='8'>VIII</abbr> <br /> The Etiology of the Neuroses</h2> -</div> -<p class='c006'>With this conception of Freud’s we have to return to the -question of the etiology of the neuroses. We have seen that the -psychoanalytic theory began with a traumatic event in childhood, -which was only later on found to be a phantasy, at least -in many cases. In consequence, the theory became modified, and -tried to find in the development of abnormal phantasy the main -etiological significance. The investigation of the unconscious, -made by the collaboration of many workers, carried on over a -space of ten years, provided an extensive empirical material, -which demonstrated that the incest-complex was the beginning -of the morbid phantasies. But it was no longer thought that the -incest-complex was a special complex of neurotic people. It was -demonstrated to be a constituent of a normal infantile psyche -too. We cannot tell, by its mere existence, if this complex will -give rise to a neurosis or not. To become pathogenic, it must -give rise to a conflict; that is, the complex, which in itself is -harmless, has to become dynamic, and thus give rise to a conflict.</p> - -<p class='c007'>Herewith, we come to a new and important question. The -whole etiological problem is altered, if the infantile “root-complex” -is only a general form, which is not pathogenic in itself, -and requires, as we saw in our previous exposition, to be subsequently -set in action. Under these circumstances, we dig in -vain among the reminiscences of earliest childhood, as they give -us only the general forms of the later conflicts, but not the conflict -itself.</p> - -<p class='c007'>I believe the best thing I can do is to describe the further -development of the theory by demonstrating the case of that -young lady whose story you have heard in part in one of the -former lectures. You will probably remember that the shying -of the horses, by means of the anamnestic explanation, brought -back the reminiscence of a comparable scene in childhood. We -here discussed the trauma theory. We found that we had to -<span class='pageno' id='Page_73'>73</span>look for the real pathological element in the exaggerated phantasy, -which took its origin in a certain retardation of the psychic -sexual development. We have now to apply our theoretical -standpoint to the origin of this particular type of illness, so that -we may understand how, just at that moment, this event of her -childhood, which seemed to be of such potency, could come to -constellation.</p> - -<p class='c007'>The simplest way to come to an understanding of this important -event would be by making an exact inquiry into the circumstances -of the moment. The first thing I did was to question -the patient about the society in which she had been at that time, -and as to what was the farewell gathering to which she had been -just before. She had been at a farewell supper, given in honor -of her best friend, who was going to a foreign health-resort for -a nervous illness. We hear that this friend is happily married, -and is the mother of one child. We have some right to doubt -this assertion of her happiness. If she were really happily -married, she probably would not be nervous and would not need -a cure. When I put my question differently, I learned that my -patient had been brought back into the host’s house as soon as -she was overtaken by her friends, as this house was the nearest -place to bring her to in safety. In her exhausted condition she -received his hospitality. As the patient came to this part of her -history she suddenly broke off, was embarrassed, fidgetted and -tried to turn to another subject. Evidently we had now come upon -some disagreeable reminiscences, which suddenly presented themselves. -After the patient had overcome obstinate resistances, it -was admitted that something very remarkable had happened that -night. The host made her a passionate declaration of love, thus -giving rise to a situation that might well be considered difficult -and painful, considering the absence of the hostess. Ostensibly -this declaration came like a flash of lightning from a clear sky. -A small dose of criticism applied to this assertion will teach us -that these things never drop from the clouds, but have always -their previous history. It was the work of the following weeks -to dig out piecemeal a whole, long love-story.</p> - -<p class='c007'>I can thus roughly describe the picture I got at finally. As a -child the patient was thoroughly boyish, loved only turbulent -games for boys, laughed at her own sex, and flung aside all -<span class='pageno' id='Page_74'>74</span>feminine ways and occupations. After puberty, the time when -the sex-question should have come nearer to her, she began to -shun all society; she hated and despised, as it were, everything -which could remind her even remotely of the biological destination -of mankind, and lived in a world of phantasies which had -nothing in common with the rude reality. So she escaped, up to -her twenty-fourth year, all the little adventures, hopes and expectations -which ordinarily move a woman of this age. (In this -respect women are very often remarkably insincere towards -themselves and towards the physician.) But she became acquainted -with two men who were destined to destroy the thorny -hedge which had grown all around her. Mr. <abbr class='spell'>A.</abbr> was the husband -of her best friend at the time; Mr. <abbr class='spell'>B.</abbr> was the bachelor-friend -of this family. Both were to her taste. It seemed to her pretty -soon that Mr. <abbr class='spell'>B.</abbr> was much more sympathetic to her, and from -this resulted a more intimate relationship between herself and -him, and the possibility of an engagement was discussed. -Through her relations with Mr. <abbr class='spell'>B.</abbr>, and through her friend, she -met Mr. <abbr class='spell'>A.</abbr> frequently. In an inexplicable way his presence very -often excited her and made her nervous. Just at this time our -friend went to a big party. All her friends were there. She -became lost in thought, and played as in a dream with her ring, -which suddenly slipped from her hand and rolled under the -table. Both men tried to find it, and Mr. <abbr class='spell'>B.</abbr> managed to get it. -With an expressive smile he put the ring back on her finger and -said: “You know what this means?” At that moment a strange -and irresistible feeling came over her, she tore the ring from her -finger and threw it out of the open window. Evidently a painful -moment ensued, and she soon left the company, feeling deeply -depressed. A short time later she found herself, for her holidays, -accidentally in the same health-resort where Mr. <abbr class='spell'>A.</abbr> and his -wife were staying. Mrs. <abbr class='spell'>A.</abbr> now became more and more nervous, -and, as she felt ill, had to stay frequently at home. The patient -often went out with Mr. <abbr class='spell'>A.</abbr> alone. One day they were out in a -small boat. She was boisterously merry, and suddenly fell overboard. -Mr. <abbr class='spell'>A.</abbr> saved her with great difficulty, and lifted her, -half unconscious, into the boat. He then kissed her. With this -romantic event the bonds were woven fast. To defend herself, -our patient tried energetically to get herself engaged to Mr. <abbr class='spell'>B.</abbr>, -<span class='pageno' id='Page_75'>75</span>and to imagine that she loved him. Of course this queer play -did not escape the sharp eye of feminine jealousy. Mrs. <abbr class='spell'>A.</abbr>, her -friend, felt the secret, was worried by it, and her nervousness -grew proportionately. It became more and more necessary for -her to go to a foreign health-resort. The farewell-party was a -dangerous opportunity. The patient knew that her friend and -rival was going off the same evening, so Mr. <abbr class='spell'>A.</abbr> would be alone. -Certainly she did not see this opportunity clearly, as women have -the notable capacity “to think” purely emotionally, and not intellectually. -For this reason, it seems to them as if they never -thought about certain matters at all, but as a matter of fact she had -a queer feeling all the evening. She felt extremely nervous, and -when Mrs. <abbr class='spell'>A.</abbr> had been accompanied to the station and had gone, -the hysterical attack occurred on her way back. I asked her of -what she had been thinking, or what she felt at the actual moment -when the trotting horses came along. Her answer was, she had -only a frightful feeling, the feeling that something dreadful was -very near to her, which she could not escape. As you know, the -consequence was that the exhausted patient was brought back -into the house of the host, Mr. <abbr class='spell'>A.</abbr> A simple human mind would -understand the situation without difficulty. An uninitiated person -would say: “Well, that is clear enough, she only intended to -return by one way or another to Mr. <abbr class='spell'>A.</abbr>’s house,” but the psychologist -would reproach this layman for his incorrect way of -expressing himself, and would tell him that the patient was not -conscious of the motives of her behavior, and that it was, therefore, -not permissible to speak of the patient’s intention to return -to Mr. <abbr class='spell'>A.</abbr>’s house.</p> - -<p class='c007'>There are, of course, learned psychologists who are capable of -furnishing many theoretical reasons for disputing the meaning of -this behavior. They base their reasons on the dogma of the -identity of consciousness and psyche. The psychology inaugurated -by Freud recognized long ago that it is impossible to estimate -psychological actions as to their final meaning by conscious -motives, but that the objective standard of their psychological -results has to be applied for their right evaluation. Now-a-days -it cannot be contested any longer that there are unconscious -tendencies too, which have a great influence on our modes of -reaction, and on the effects to which these in turn give rise. -<span class='pageno' id='Page_76'>76</span>What happened in Mr. <abbr class='spell'>A.</abbr>’s house bears out this observation; our -patient made a sentimental scene, and Mr. <abbr class='spell'>A.</abbr> was induced to -answer it with a declaration of love. Looked at in the light of -this last event, the whole previous history seems to be very ingeniously -directed towards just this end, but throughout the conscience -of the patient struggled consciously against it. Our theoretical -profit from this story is the clear perception that an unconscious -purpose or tendency has brought on to the stage the -scene of the fright from the horses, utilizing thus very possibly -that infantile reminiscence, where the shying horses galloped -towards the catastrophe. Reviewing the whole material, the -scene with the horses—the starting point of the illness—seems -now to be the keystone of a planned edifice. The fright, and the -apparent traumatic effect of the event in childhood, are only -brought on the stage in the peculiar way characteristic of hysteria. -But what is thus put on the stage has become almost a reality. -We know from hundreds of experiences that certain hysterical -pains are only put on the stage in order to reap certain advantages -from the sufferer’s surroundings. The patients not only -believe that they suffer, but their sufferings are, from a psychological -standpoint, as real as those due to organic causes; nevertheless, -they are but stage-effects.</p> -<h3 class='c010'>The Regression of Libido</h3> -<p class='c006'>This utilization of reminiscences to put on the stage any illness, -or an apparent etiology, is called a <i>regression of the libido</i>. -The libido goes back to reminiscences, and makes them actual, -so that an apparent etiology is produced. In this case, by the old -theory, the fright from the horses would seem to be based on a -former shock. The resemblance between the two scenes is unmistakable, -and in both cases the patient’s fright is absolutely -real. At any rate, we have no reason to doubt her assertions in -this respect, as they are in full harmony with all other experiences. -The nervous asthma, the hysterical anxiety, the psychogenic -depressions and exaltations, the pains, the convulsions—they -are all very real, and that physician who has himself suffered -from a psychogenic symptom knows that it feels absolutely real. -Regressively re-lived reminiscences, even if they were but phantasies, -<span class='pageno' id='Page_77'>77</span>are as real as remembrances of events that have once -been real.</p> - -<p class='c007'>As the term “regression of libido” shows, we understand by -this retrograde mode of application of the libido, a retreat of the -libido to former stages. In our example, we are able to recognize -clearly the way the process of regression is carried on. At -that farewell party, which proved a good opportunity to be alone -with the host, the patient shrank from the idea of turning this -opportunity to her advantage, and yet was overpowered by her -desires, which she had never consciously realized up to that -moment. The libido was not used consciously for that definite -purpose, nor was this purpose ever acknowledged. The libido -had to carry it out through the unconscious, and through the pretext -of the fright caused by an apparently terrible danger. Her -feeling at the moment when the horses approached illustrates our -formula most clearly; she felt as if something inevitable had now -to happen.</p> - -<p class='c007'>The process of regression is beautifully demonstrated in an -illustration already used by Freud. The libido can be compared -with a stream which is dammed up as soon as its course meets -any impediment, whence arises an inundation. If this stream has -previously, in its upper reaches, excavated other channels, then -these channels will be filled up again by reason of the damming -below. To a certain extent they would appear to be real river -beds, filled with water as before, but at the same time, they only -have a temporary existence. It is not that the stream has permanently -chosen the old channels, but only for as long as the -impediment endures in the main stream. The affluents do not -always carry water, because they were from the first, as it were, -not independent streams, but only former stages of development -of the main river, or passing possibilities, to which an inundation -has given the opportunity for fresh existence. This illustration -can directly be transferred to the development of the application -of the libido. The definite direction, the main river, is not yet -found during the childish development of sexuality. The libido -goes instead into all possible by-paths, and only gradually does -the definite form develop. But the more the stream follows out -its main channel, the more the affluents will dry up and lose their -importance, leaving only traces of former activity. Similarly, -<span class='pageno' id='Page_78'>78</span>the importance of the childish precursors of sexuality disappears -completely as a rule, only leaving behind certain traces.</p> - -<p class='c007'>If in later life an impediment arises, so that the damming of -the libido reanimates the old by-paths, the condition thus excited -is properly a new one, and something abnormal.</p> - -<p class='c007'>The former condition of the child is normal usage of the -libido, whilst the return of the libido towards the childish past is -something abnormal. Therefore, in my opinion, it is an erroneous -terminology to call the infantile sexual manifestations “perversions,” -for it is not permissible to give normal manifestations -pathological terms. This erroneous usage seems to be responsible -for the confusion of the scientific public. The terms employed -in neurotic psychology have been misapplied here, under the assumption -that the abnormal by-paths of the libido discovered in -neurotic people are the same phenomena as are to be found in -children.</p> -<h3 class='c010'>The Infantile Amnesia Criticized</h3> -<p class='c006'>The so-called <i>amnesia of childhood</i>, which plays an important -part in the “Three Contributions,” is a similar illegitimate -retrograde application from pathology. Amnesia is a pathological -condition, consisting in the repression of certain contents of -the conscious. This condition cannot possibly be the same as the -antegrade amnesia of children, which consists in an incapacity for -intentional reproduction, a condition we find also among savages. -This incapacity for reproduction dates from birth, and can be -understood on obvious anatomical and biological grounds. It -would be a strange hypothesis were we willing to regard this -totally different quality of early infantile consciousness as one to -be attributed to repression, in analogy with the condition in -neurosis. The amnesia of neurosis is punched out, as it were, -from the continuity of memory, but the remembrances of earlier -childhood exist in separate islands in the continuity of the non-memory. -This condition is the opposite in every sense of the -condition of neurosis, so that the expression “amnesia,” generally -used for this condition, is incorrect. The “amnesia of childhood” -is a conclusion <i>a posteriori</i> from the psychology of neurosis, -just as is the “polymorphic perverse” disposition of the -child.</p> -<div> - <span class='pageno' id='Page_79'>79</span> - <h3 class='c010'>The Latent Sexual Period Criticized</h3> -</div> -<p class='c006'>This error in the theoretical conception is shown clearly in the -so-called <i>latent sexual period of childhood</i>. Freud has remarked -that the early infantile so-called sexual manifestations, which I -now call the phenomena of the pre-sexual stage, vanish after a -while, and only reappear much later. Everything that Freud -has termed the “suckling’s masturbation,” that is to say, all those -sexual-like actions of which we spoke before, are said to return -later as real onanism. Such a process of development would be -biologically unique. In conformity with this theory one would -have to say, for instance, that when a plant forms a bud, from -which a blossom begins to unfold, the blossom is taken back -again before it is fully developed, and is again hidden within the -bud, to reappear later on in the same form. This impossible supposition -is a consequence of the assertion that the early infantile -activities of the pre-sexual stage are sexual phenomena, and that -those manifestations, which resemble masturbation, are genuinely -acts of masturbation. In this way Freud had to assert that there -is a disappearance of sexuality, or, as he calls it, a <i>latent sexual -period</i>. What he calls a disappearance of sexuality is nothing -but the <i>real beginning of sexuality</i>, everything preceding was but -the fore-stage to which no real sexual character can be imputed. -In this way, the impossible phenomenon of the latent period is -very simply explained. This theory of the latent sexual period -is a striking instance of the incorrectness of the conception of the -early infantile sexuality. But there has been no error of observation. -On the contrary, the hypothesis of the latent sexual -period proves how exactly Freud noticed the apparent recommencement -of sexuality. The error lies in the conception. As -we saw before, the first mistake consists in a somewhat old-fashioned -conception of the multiplicity of instincts. If we accept -the idea of two or more instincts existing side by side, we -must naturally conclude that, if one instinct has not yet become -manifest, it is present in nuce in accordance with the theory of -pre-formation. In the physical sphere we should perhaps have -to say that, when a piece of iron passes from the condition of -heat to the condition of light, the light was already existent in -nuce (latent) in the heat. Such assumptions are arbitrary projections -<span class='pageno' id='Page_80'>80</span>of human ideas into transcendental regions, contravening -the prescription of the theory of cognition.</p> - -<p class='c007'>We have thus no right to speak of a sexual instinct existing -in nuce, as we then give an arbitrary explanation of phenomena -which can be explained otherwise, and in a more adequate -manner. We can speak of the manifestations of a nutrition instinct, -of the manifestations of a sexual instinct, etc., but we have -only the right to do so when the function has quite clearly reached -the surface. We only speak of light when the iron is visibly -luminous, but not when the iron is merely hot. Freud, as an -observer, sees clearly that the sexuality of neurotic people is not -entirely comparable with infantile sexuality, for there is a great -difference, for instance, between the uncleanliness of a child of -two years old and the uncleanliness of a katatonic patient of -forty. The former is a psychological and normal phenomenon; -the latter is extraordinarily pathological. Freud inserted a short -passage in his “Three Contributions” saying that the infantile -form of neurotic sexuality is either wholly, or at any rate partly, -due to a regression. That is, even in those cases where we might -say, these are still the same by-paths, we find that the function of -the by-paths is still increased by regression. Freud thus recognizes -that the infantile sexuality of neurotic people is <i>for the -greater part</i> a regressive phenomenon. That this must be so is -also shown through the further insight obtained from the investigations -of recent years, that the observations concerning the psychology -of the childhood of neurotic people hold equally good -for normal people. At any rate we can say that the history of -the development of infantile sexuality in persons with neurosis -differs but by a hair’s breadth from that of normal beings who -have escaped the attention of the expert appraiser. Striking -differences are exceptional.</p> -<h3 class='c010'>Further Remarks on the Etiology of Neurosis</h3> -<p class='c006'>The more we penetrate into the heart of infantile development, -the more we receive the impression that as little can be -found there of etiological significance, as in the infantile shock. -Even with the acutest ferreting into history, we shall never discover -why people living on German soil had just such a fate, and -<span class='pageno' id='Page_81'>81</span>why the Gauls another. The further we get away, in analytical -investigations from the epoch of the manifest neurosis, the less -can we expect to find the real motive of the neurosis, since the -dynamic disproportions grow fainter and fainter the further we -go back into the past. In constructing our theory so as to deduce -the neurosis from causes in the distant past, we are first and -foremost obeying the impulse of our patients to withdraw themselves -as far as possible from the critical present. The pathogenic -conflict exists <i>only in the present moment</i>. It is just as if -a nation wanted to regard its miserable political conditions at the -actual moment as due to the past; as if the Germany of the <abbr title='nineteenth'>19th</abbr> -century had attributed its political dismemberment and incapacity -to its suppression by the Romans, instead of having sought the -actual sources of her difficulties in the present. <i>Only</i> in the -<i>actual present</i> are the effective causes, and only here are the possibilities -of removing them.</p> -<h3 class='c010'>The Etiological Significance of the Actual Present</h3> -<p class='c006'>A greater part of the psychoanalytic school is under the spell -of the conception that the conflicts of childhood are conditio sine -qua non for the neuroses. It is not only the theorist, who studies -the psychology of childhood from scientific interest, but the practical -man also, who believes that he has to turn the history of -infancy inside out to find there the dynamic source of the actual -neurosis—it were a fruitless enterprise if done under this presumption. -In the meantime, the most important factor escapes -the analyst, namely, the conflict and the claims of the present -time. In the case before us, we should not understand any of -the motives which produced the hysterical attacks if we looked -for them in earliest childhood. It is the form alone which those -reminiscences determine to a large extent, but the dynamic -originates from the present time. The insight into the actual -meaning of these motives is real understanding.</p> - -<p class='c007'>We can now understand why that moment was pathogenic, -as well as why it chose those particular symbols. Through the -conception of regression, the theory is freed from the narrow -formula of the importance of the events in childhood, and the -actual conflict thus gets that significance which, from an empirical -standpoint, belongs to it implicitly. Freud himself introduced -<span class='pageno' id='Page_82'>82</span>the conception of regression in his “Three Contributions,” acknowledging -rightly that our observations do not permit us to -seek the cause of neurosis exclusively in the past. If it is true, -then, that reminiscent matter becomes active again as a rule by -regression, we have to consider the following question: Have, perhaps, -the apparent effective results of reminiscences to be referred -in general to a regression of the libido? As I said before, -Freud suggested in his “Three Contributions,” that the infantilism -of neurotic sexuality was, <i>for the greater part, due to the -regression of the libido</i>. This statement deserves greater prominence -than it there received. Freud did give it this prominence -in his later works to a somewhat greater extent.</p> - -<p class='c007'>The recognition of the regression of the libido very largely -reduces the etiological significance of the events of childhood. -It has already seemed to us rather astonishing that the Œdipus- -or the Electra-complex should have a determining value in regard -to the onset of a neurosis, since these complexes exist in everyone. -They exist even with those persons who have never known -their own father and mother, but have been educated by their -step-parents. I have analyzed cases of this kind, and found that -the incest-complex was as well developed as in other patients. It -seems to us that this is good proof that the incest-complex is -much more a purely regressive production of phantasies than a -reality. From this standpoint, the events in childhood are only -significant for the neuroses in so far as they are revived later -through a regression of the libido. That this must be true to a -great extent is also shown by the fact that the infantile sexual -shock never causes hysteria, nor does the incest-complex, which -is common to everyone. The neurosis only begins as soon as -the incest-complex becomes actuated by regression.</p> - -<p class='c007'>So we come to the question, why does the libido make a -regression? To answer it we must study carefully under what -circumstances regression arises. In treating this problem with -my patients, I generally give the following example: While a -mountain climber is attempting the ascent of a certain peak, he -happens to meet with an insurmountable obstacle, let us say, some -precipitous rocky wall which cannot be surmounted. After having -vainly sought for another path, he will have to return and -regretfully abandon the climbing of that peak. He will say to -<span class='pageno' id='Page_83'>83</span>himself: “It is not in my power to surmount this difficulty, so -I will climb another easier mountain.” In this case, we find -there is a normal utilization of the libido. The man returns, -when he finds an insurmountable difficulty, and uses his libido, -which could not attain its original aim, for the ascent of another -mountain. Now let us imagine that this rocky wall was not -really unclimbable so far as his physique was concerned, but that -from mere nervousness he withdrew from this somewhat difficult -enterprise. In this case, there are two possibilities: <abbr title='1'>I.</abbr> The man -will be annoyed by his own cowardice, and will wish to prove -himself less timid on another occasion, or perhaps will even -admit that with his timidity he ought never to undertake such a -difficult ascent. At any rate, he will acknowledge that he has not -sufficient moral capacity for these difficulties. He therefore uses -that libido, which did not attain its original aim, for a useful -self-criticism, and for sketching a plan by which he may be able, -with due regard to his moral capacity, to realize his wish to -climb. <abbr title='2'>II.</abbr> The possibility is, that the man does not realize his -own cowardice, and declares off-hand that this mountain is -physically unattainable, although he is quite able to see that, with -sufficient courage, the obstacle could have been overcome. But -he prefers to deceive himself. Thus the psychological situation -which is of importance for our problem is created.</p> -<h3 class='c010'>The Etiological Significance of Failure of Adaptation</h3> -<p class='c006'>Probably this man knows very well that it would have been -physically possible to overcome the difficulty, that he was only -morally incapable of doing so. He rejects this idea on account -of its painful nature. He is so conceited that he cannot admit to -himself his cowardice. He brags of his courage and prefers to -declare things impossible rather than his own courage inadequate. -But through this behavior he comes into opposition with his own -self: on the one hand he has a right view of the situation, on -the other he hides this knowledge from himself, behind the illusion -of his infallible courage. He represses the proper view, and -forcibly tries to impress his subjective, illusive opinion upon -reality. The result of this contradiction is that the libido is -divided, and that the two parts are directed against one another. -He opposes his wish to climb a mountain by his artificial self-created -<span class='pageno' id='Page_84'>84</span>opinion, that its ascent is impossible. He does not turn -to the real impossibility, but to an artificial one, to a self-given -limitation; thus he is in disharmony with himself, and from this -moment has an internal conflict. Now insight into his cowardice -will get the upper hand; now obstinacy and pride. In either case -the libido is engaged in a useless civil war. Thus the man becomes -incapable of any enterprise. He will never realize his -wish to climb a mountain, and he goes perfectly astray as to his -moral qualities. He is therefore less capable of performing his -work, he is not fully adapted, he can be compared to a neurotic -patient. The libido which withdrew from before this difficulty -has neither led to honest self-criticism, nor to a desperate struggle -to overcome the obstacle; it has only been used to maintain his -cheap pretence that the ascent was really impossible, even heroic -courage could have availed nothing. Such a reaction is called -an <i>infantile reaction</i>. It is very characteristic of children, and -of naïve minds, not to find the fault in their own shortcomings, -but in external circumstances, and to impute to these their own -subjective judgment. This man solves his problem in an infantile -way, that is, he replaces the suitable mode of adaptation of -our former case by a mode of adaptation belonging to the infantile -mind. This is regression. His libido withdraws from an -obstacle which cannot be surmounted, and replaces a real action -by an infantile illusion. These cases are very commonly met -with in practice among neurotics. I will remind you here of -those well-known cases in which young girls become hysterical -with curious suddenness just when they are called upon to -decide about their engagements. As an instance, I should like -to describe to you the case of two sisters, separated only by one -year in age. They were similar in capacities and characters; their -education was the same; they grew up in the same surroundings, -and under the influence of their parents. Both were healthy; -neither the one nor the other showed any nervous symptoms. -An attentive observer might have discovered that the elder -daughter was the more beloved by the parents. This affection -depended on a certain sensitiveness which this daughter showed. -She asked for more affection than the younger one, was also -somewhat precocious and more serious. Besides, she showed -some charming childish traits, just those things which, through -<span class='pageno' id='Page_85'>85</span>their slightly capricious and unbalanced character, make a personality -especially charming. No wonder that father and -mother had a great joy in their elder daughter. As both sisters -became of marriageable age, almost at the same time they became -intimately acquainted with two young men, and the possibility -of their marriages soon approached. As is generally the case, -certain difficulties existed. Both girls were young and had very -little experience of the world. Both men were relatively young -too, and in positions which might have been better; they were -only at the beginning of a career, but nevertheless, both were -capable young men. Both girls lived in a social atmosphere which -gave them the right to certain social expectations. It was a -situation in which a certain doubt as to the suitability of either -marriage was permissible. Moreover, both girls were insufficiently -acquainted with their prospective husbands, and were -therefore not quite sure of their love. There were many hesitations -and doubts. Here it was noticed that the elder girl always -showed greater waverings in her decisions. From these hesitations -some painful moments arose between the girls and the -young men, who naturally longed for more certainty. At such -moments the elder sister was much more excited than the younger -one. Several times she went weeping to her mother, complaining -of her own hesitation. The younger one was somewhat more -decided, and put an end to the unsettled situation by accepting -her suitor. She thus got over her difficulty and the further -events ran smoothly. As soon as the admirer of the elder sister -became aware that the younger one had put matters on a surer -footing, he rushed to his lady and begged in a somewhat passionate -way for her acceptance. His passion irritated and frightened -her a little, although she was really inclined to follow her sister’s -example. She answered in a somewhat haughty and offhand way. -He replied with sharp reproaches, causing her to get still more -excited. The end was a scene with tears, and he went away in -an angry mood. At home, he told the story to his mother, who -expressed the opinion that this girl was really unsuitable for him, -and that it would be perhaps better to choose some one else. The -girl, for her part, doubted very much if she really loved this man. -It suddenly seemed to her impossible to follow him to an unknown -destiny, and to be obliged to leave her beloved parents. From -<span class='pageno' id='Page_86'>86</span>that moment, she was depressed; she showed unmistakable signs -of the greatest jealousy towards her sister, but would neither see -nor admit that she was jealous. The former affectionate relations -with her parents changed also. Instead of her earlier -childlike affection, she betrayed a lamentable state of mind, which -increased sometimes to pronounced irritability; weeks of depression -ensued. Whilst the younger sister celebrated her wedding, -the elder went to a distant health-resort for a nervous intestinal -trouble. I shall not continue the history of the disease; it ended -in an ordinary hysteria.</p> - -<p class='c007'>In analyzing this case, great resistance to the sexual problem -was found. The resistance depended on many perverse phantasies, -the existence of which would not be admitted by the -patient. The question, whence arose such perverse phantasies, -so unexpected in a young girl, brought us to the discovery that -once as a child, eight years old, she had found herself suddenly -confronted in the street by an exhibitionist. She was rooted to -the spot by fright, and even much later ugly images persecuted -her in her dreams. Her younger sister was with her at the time. -The night after the patient told me this, she dreamed of a man -in a gray suit, who seemed about to do in front of her what the -exhibitionist had done. She awoke with a cry of terror. The -first association to the gray suit was a suit of her father’s, which -he had been wearing on an excursion which she made with him -when she was about six years old. This dream connects the -father, without any doubt, with the exhibitionist. This must be -done for some reason. Did something happen with the father, -which could possibly call forth this association? This problem -met with great resistance from the patient. But she could not -get rid of it. At the next sitting she reproduced some early -reminiscences, when she had noticed her father undressing himself. -Again, she came one day excited and terribly shaken, and -told me that she had had an abominable vision, absolutely distinct. -In bed at night, she felt herself again a child of two or three years -old, and she saw her father standing by her bed in an obscene -attitude. The story was gasped out piece by piece, obviously with -the greatest internal struggle. This was followed by violent -reproaches, of how dreadful it is that a father should ever behave -to his child in such a terrible manner.</p> - -<p class='c007'><span class='pageno' id='Page_87'>87</span>Nothing is less probable than that the father really did this. -It is only a phantasy, probably first constructed in the course of -the analysis from that same need of discovering a cause which -once induced the physician to form the theory that hysteria was -only caused by such impressions. This case seemed to me suitable -to demonstrate the meaning of the theory of regression, and -to show at the same time the source of the theoretical mistakes -so far. We saw that both sisters were originally only slightly -different. From the moment of the engagement their ways were -totally separated. They seemed now to have quite different characters. -The one, vigorous in health, and enjoying life, was a -good and courageous woman, willing to undertake the natural -demands of life; the other was sad, ill-tempered, full of bitterness -and malice, disinclined to make any effort towards a reasonable -life, egotistical, quibbling, and a nuisance to all about her. This -striking difference was only brought out when the one sister -happily passed through the difficulties of her engagement, whilst -the other did not. For both, it hung to a certain extent only on a -hair, whether the affair would be broken off or not. The -younger one, somewhat calmer, was therefore more deliberate, -and able to find the right word at the right moment. The elder -one was more spoiled and more sensitive, consequently more influenced -by her emotions, and could not find the right word, nor -had she the courage to sacrifice her pride to put things straight -afterwards. This little circumstance had a very important effect. -Originally the conditions were much the same for both sisters. -The greater sensitiveness of the elder produced the difference. -The question now is: Whence arose this sensitiveness with its -unfortunate results? The analysis demonstrated the existence of -an extraordinarily developed sexuality of infantile phantastic -character; in addition, an incestuous phantasy towards the father. -We have a quick and easy solution of the problem of this sensitiveness, -if we admit that these phantasies had a lively, and therefore -effective existence. We might thus readily understand why -this girl was so sensitive. She was shut up in her own phantasies -and strongly attached to her father. Under these circumstances, -it would have been really a wonder had she been willing to love -and marry another man. The more we pursue our need for a -causation, and pursue the development of these phantasies back -<span class='pageno' id='Page_88'>88</span>to their beginning, the greater grow the difficulties of the analysis, -that is to say, the resistances as we call them. At the end we -should find that impressive scene, that obscene act, whose improbability -has already been established. This scene has exactly -the character of a subsequent phantastic formation. Therefore, -we have to conceive these difficulties, which we called “resistances,” -at least in this part of the analysis, as an opposition of -the patient against the formation of such phantasies, and not -as a resistance against the conscious admittance of a painful -remembrance.</p> - -<p class='c007'>You will ask with astonishment, to what aim the patient contrives -such a phantasy? You will even be inclined to suggest that -the physician forced the patient to invent it, otherwise she would -probably never have produced such an absurd idea. I do not -venture to doubt that there have been cases in which, by dint of -the physician’s desire to find a cause, especially under the influence -of the shock-theory, the patient has been brought to contrive -such phantasies. But the physician would never have come to -this theory, had he not followed the patient’s line of thought, thus -taking part in this retrograde movement of the libido which we -call regression. The physician, consequently, only carried right -through to its consequence what the patient was afraid to carry -out, namely, a regression, a falling back of the libido to its former -desires. The analysis, in following the libido-regression, does -not always follow the exact way marked by its historical development, -but very often rather a later phantasy, which only partly -depends on former realities. In our case, only some of the circumstances -are real, and it is but much later that they get their -great importance, namely, at the moment when the libido regresses. -Wherever the libido takes hold of a reminiscence, we -may expect that this reminiscence will be elaborated and altered, -as everything that is touched by the libido revives, takes on -dramatic form, and becomes systematized. We have to admit -that, in our case, almost the greater part of these phantasies became -significant subsequently, after the libido had made a regression, -after it had taken hold of everything that could be suitable, -and had made out of all this a phantasy. Then that phantasy, -keeping pace with the retrograde movement of the libido, came -back at last to the father and put upon him all the infantile -<span class='pageno' id='Page_89'>89</span>sexual desires. Even so it was thought in ancient times that the -golden age of Paradise lay in the past! In the case before us we -know that all the phantasies brought out by analysis did become -subsequently of importance. From this standpoint only, we are -not able to explain the beginning of the neurosis; we should constantly -move in a circle. The critical moment for this neurosis -was that in which the girl and man were inclined to love one -another, but in which an inopportune sensitiveness on the part of -the patient caused the opportunity to slip by.</p> - -<p class='c007'><i>The Conception of Sensitiveness.</i>—We might say, and the -psychoanalytical conception inclines in this direction, that this -critical sensitiveness arises from some peculiar psychological personal -history, which determined this end. We know that such -sensitiveness in a psychogenic neurosis is always a symptom of a -discord within the subject’s self, a symptom of a struggle between -two divergent tendencies. Both tendencies have their own previous -psychological story. In this case, we are able to show that -this special resistance, the content of that critical sensitiveness, -is, as a matter of fact, connected in the patient’s previous history, -with certain infantile sexual manifestations, and also with that -so-called traumatic event—all things which are capable of casting -a shadow on sexuality. This would be so far plausible if the -sister of the patient had not lived more or less the same life, without -experiencing all these consequences. I mean, she did not -develop a neurosis. So we have to agree that the patient experienced -these things in a special way, perhaps more intensely -than the younger one. Perhaps also, the events of her earlier -childhood were to her of a disproportionate importance. But if -it had been the case to such a marked extent, something of it -would surely have been noticed earlier. In later youth, the -earlier events of childhood were as much forgotten by the patient -as by her sister. Another supposition is therefore possible. This -critical sensitiveness is not the consequence of the special previous -past history, but springs from something that had existed -all along. A careful observer of small children can notice, even -in early infancy, any unusual sensitiveness. I once analyzed a -hysterical patient who showed me a letter written by her mother -when this patient was two and a half years old. Her mother -wrote about her and her sister. The elder was always good-tempered -<span class='pageno' id='Page_90'>90</span>and enterprising, but the other was always in difficulties -with both people and things. The first one became in later -life hysterical, the other one katatonic. These far-reaching differences, -which go back into earliest childhood, cannot depend -on the more or less accidental events of life, but have to be considered -as being innate differences. From this point of view, -we cannot any longer pretend that her special previous psychological -history caused this sensitiveness at that critical moment; -it would be more correct to say: This innate sensitiveness is -manifested most distinctly in uncommon situations.</p> - -<p class='c007'>This surplus of sensitiveness is found very often as an enrichment -of a personality contributing even more to the charm of the -character than to its detriment. But in difficult and uncommon -situations the advantage very often turns into a disadvantage, as -the inopportunely excited emotion renders calm consideration impossible. -Nothing could be more incorrect than to consider this -sensitiveness as eo ipso a morbid constituent of a character. If -it really were so, we should have to regard at least one third of -humanity as pathological. Only if the consequences of this sensitiveness -are destructive to the individual have we a right to -consider this quality as abnormal.</p> - -<p class='c007'><i>Primary Sensitiveness and Regression.</i>—We come to this difficulty -when we crudely oppose the two conceptions as to the significance -of the previous psychological history as we have done -here; in reality, the two are not mutually exclusive. A certain -innate sensitiveness leads to a special psychological history, to -special reactions to infantile events, which are not without their -own influence on the development of the childish conception of -life. Events bound up with powerful impressions can never pass -without leaving some trace on sensitive people. Some of these -often remain effective throughout life, and such events can exert -an apparently determining influence on the whole mental development. -Dirty and disillusional experiences in the domain of -sexuality are specially apt to frighten a sensitive person for years -and years. Under these conditions, the mere thought of sexuality -raises the greatest resistances. As the creation of the -shock-theory proved, we are too much inclined, in consequence of -our knowledge of such cases, to attribute the emotional development -of a person more or less to accidents. The earlier shock-theory -<span class='pageno' id='Page_91'>91</span>went too far in this respect. We must never forget that -<i>the world is, in the first place, a subjective phenomenon. The -impressions we receive from these happenings are also our own -doing.</i> It is not the case that the impressions are forced on us -unconditionally, but our disposition gives the value to the impressions. -A man with stored-up libido will as a rule have quite -different impressions, much more vivid impressions, than one -who organizes his libido into a rich activity. Such a sensitive -person will have a more profound impression from certain events -which might harmlessly pass over a less sensitive subject. Therefore, -in conjunction with the accidental impression, we have to -consider seriously the subjective conditions. Our former considerations, -and the observation of the concrete case especially, -show us that the important subjective condition is the regression. -It is shown by experience in practice, that the effect of regression -is so enormous, so important and so impressive, that we might -perhaps be inclined to attribute the effect of accidental events to -the mechanism of regression only. Without any doubt, there are -cases in which everything is dramatized, where even the traumatic -events are artefacts of the imagination, and in which the -few real events are subsequently entirely distorted through phantastic -elaboration. We can simply say, that there is not a single -case of neurosis, in which the emotional value of the preceding -event is not considerably aggravated through the regression of -libido, and even where great parts of the infantile development -seem to be of extraordinary importance, they only gain this -through regression.</p> - -<p class='c007'>As is always the case, truth is found in the middle. The -previous history has certainly a determining historic value, which -is reinforced by the regression. Sometimes the traumatic significance -of the previous history comes more into the foreground; -sometimes only the regressive meaning. These observations have -naturally to be applied to the infantile sexual events too. Obviously -there are cases in which brutal sexual accidents justify the -shadow thrown on sexuality, and explain thoroughly the later -resistance of the individual towards sexuality. Dreadful impressions -other than sexual can also sometimes leave behind a -permanent feeling of insecurity, which may determine the individual -in a hesitating attitude towards reality. Where real events -<span class='pageno' id='Page_92'>92</span>of undoubted traumatic potentiality are wanting—as is generally -the case with neurosis—there the mechanism of regression prevails. -Of course, you could object that we have no criterion for -the potential effect of the trauma or shock, as this is a highly -relative conception. It is not quite so; we have in the standard -of the average normal a criterion for the potential effect of a -shock. Whatever is capable of making a strong and persistent -impression upon a normal person must be considered as having -a determining influence for neurotics also. But we may not -straightway attribute any importance, even in neurosis, to impressions -which in a normal case would disappear and be forgotten. -In most of the cases where any event has an unexpected -traumatic influence, we shall find in all probability a regression, -that is to say, a secondary phantastic dramatization. The earlier -in childhood an impression is said to have arisen, the more suspicious -is its reality. Animals and primitive people have not that -readiness in reproducing memories from a single impression which -we find among civilized people. Very young children have by no -means that impressionability which we find in older children. A -certain higher development of the mental faculties is a necessary -condition for impressionability. Therefore we may agree that -the earlier a patient places some significant event in his childhood, -the more likely it will be a phantastic and regressive one. -Important impressions are only to be expected from later youth. -At any rate, we have generally to attribute to the events of -earliest childhood, that is, from the fifth year backwards, but a -regressive importance. Sometimes the regression does play an -overwhelming part in later years, but even then one must not -ascribe too little importance to accidental experiences. It is well -known that, in the later course of a neurosis, the accidental events -and the regression together form a vicious circle. The withdrawal -from the experiences of life leads to regression, and the -regression aggravates the resistances towards life.</p> - -<p class='c007'>In the conception of regression psychoanalysis has made one -of the most important discoveries which have been made in this -sphere. Not only has the earlier exposition of the genesis of -neurosis been already subverted, or at least widely modified, but, -at the same time, the <i>actual conflict</i> has received its proper -valuation.</p> -<div> - <span class='pageno' id='Page_93'>93</span> - <h3 class='c010'>The Significance of the Actual Conflict</h3> -</div> -<p class='c006'>In the case I have described, we saw that we could understand -the symptomatological dramatization as soon as it could be conceived -as an expression of the actual conflict. Here the psychoanalytic -theory agrees with the results of the association-experiments, -of which I spoke in my lectures<a id='r10' /><a href='#f10' class='c011'><sup>[10]</sup></a> at Clark University. -The association-experiment, with a neurotic person, gives us a -series of references to certain conflicts of the actual life, which -we call complexes. These complexes contain those problems and -difficulties which have brought the patient into opposition with -himself. Generally we find a love-conflict of an obvious character. -From the standpoint of the association-experiment, neurosis -seems to be something quite different from what it appeared -from the standpoint of the earlier psychoanalytic theory. Considered -from the standpoint of the latter theory, neurosis seemed -to be a growth which had its roots in earliest childhood, and overgrew -the normal structure. Considered from the standpoint of -the association-experiment, neurosis seems to be a reaction from -an actual conflict, which is naturally found also among normal -people, but among them the conflict is solved without too great -difficulty. The neurotic remains in the grip of his conflict, and -his neurosis seems, more or less, to be the consequence of this -stagnation. So we may say that the result of the association-experiments -tell in favor of the theory of regression.</p> - -<p class='c007'>With the former historical conception of neurosis, we thought -we understood clearly why a neurotic person, with his powerful -parent-complex, had such great difficulty in adapting himself to -life. Now that we know that normal persons have the same -complex, and in principle have to pass through just the same -psychological development as a neurotic, we can no longer explain -neurosis as a certain development of phantasy-systems. The -really illuminating way to put the problem is a prospective one. -We do not ask any longer if the patient has a father- or a mother-complex, -or unconscious incest-phantasies which worry him. -To-day, we know that every one has such things. The belief -that only neurotics had these complexes was an error. We ask -now: What is the task which the patient does not wish to fulfil? -<span class='pageno' id='Page_94'>94</span>From which necessary difficulties of life does the patient try to -withdraw himself?</p> - -<p class='c007'>When people try always to adapt themselves to the conditions -of life, the libido is employed rightly and adequately. When -this is not the case, the libido is stored up and produces regressive -symptoms. The inadequate adaptation, that is to say, the abnormal -indecision of neurotics in face of difficulties, is easily -accounted for by their strong subjection to their phantasies, in -consequence of which reality seems to them, wholly or partly, -more unreal, valueless and uninteresting than to normal people. -These heightened phantasies are the results of innumerable -regressions. The ultimate and deepest root is the innate sensitiveness, -which causes difficulties even to the infant at the -mother’s breast, in the form of unnecessary irritation and resistances. -Call it sensitiveness or whatever you like, this unknown -element of predisposition is in every case of neurosis.</p> -<h3 class='c010'>The Etiological Significance of Phantasy Criticized</h3> -<p class='c006'>The apparent etiological development of neurosis, discovered -by psychoanalysis, is in reality only the work of causally connected -phantasies, which the patient has created from that libido -which at times he did not employ in the biological adaptation. -Thus, these apparently etiological phantasies seem to be forms -of compensation, disguises, for an unfulfilled adaptation to reality. -The vicious circle previously mentioned between the withdrawing -in the face of difficulties and the regression into the world of -phantasies, is naturally well-suited to give the illusion of an -apparent striking causal relationship, so that both the patient and -the physician believe in it. In such a development accidental -experiences are only “extenuating circumstances.” I feel I -must make allowance for those critics who, on reading the history -of psychoanalytic patients, get the impression of phantastic -elaboration. Only they make the mistake of attributing the -phantastic artefacts and far-fetched arbitrary symbolism to the -suggestion and to the awful phantasy of the physician, instead of -to the unequalled fertility of phantasy on the part of the patient. -Of a truth, there is a good deal of artificial elaboration in the -phantasies of a psychoanalytic case. There are generally significant -<span class='pageno' id='Page_95'>95</span>signs of the patient’s active imagination. The critics are -not so wrong when they say that their neurotic patients have no -such phantasies. I have no doubt that patients are unconscious -of the greater part of their own phantasies. A phantasy only -“really” exists in the unconscious, when it has some notable -effect upon the conscious, <i>e. g.</i>, in the form of a dream; otherwise, -we may say with a clear conscience that it is not real. Every -one who overlooks the frequently nearly imperceptible effects of -unconscious phantasies upon the conscious, or renounces the -fundamental, and technically incontestable analysis of dreams, -can easily overlook the phantasies of his patients altogether. We -are, therefore, inclined to smile when we hear this repeated objection. -But we must admit that there is some truth in it. The -regressive tendency of the patient is strengthened by the attention -bestowed on it, and directed to the unconscious, that is to -say, to the phantasies he discovers and forms during analysis. -We might even perhaps go so far as to say that, during the time -of analysis, this phantasy-production is greatly increased, as the -patient is strengthened in his regressive tendency, by the interest -taken by the physician and originates even more phantasies than -he did before. Hence, our critics have repeatedly stated that a -conscientious therapy of the neurosis should go in exactly the -opposite direction to that taken by psychoanalysis; in other words, -it has been the chief endeavor of therapy, hitherto, to extricate -the patient from his unhealthy phantasies and bring him back -again to real life.</p> - -<div class='chapter'> - <span class='pageno' id='Page_96'>96</span> - <h2 id='chap9' class='c005'>CHAPTER <abbr title='9'>IX</abbr> <br /> The Therapeutical Principles of Psychoanalysis</h2> -</div> -<p class='c006'>While the psychoanalyst, of course, knows of this therapeutic -tendency to extricate the patient from his unhealthy phantasies, he -also knows just how far this mere extricating of neurotic patients -from their phantasies goes. As physicians, we should never think -of preferring a difficult and complicated method, assailed by all -authorities, to a simple, clear and easy one without good reason. -I am perfectly well-acquainted with hypnotic suggestion, and -with Dubois’ method of persuasion, but I do not use these -methods, on account of their relative inadequacy. For the same -reason, I do not use the direct <span lang="fr" xml:lang="fr">“ré-éducation de la volonté”</span> as -the psychoanalytic method gives me better results.</p> - -<p class='c007'>In applying psychoanalysis we must grant the regressive -phantasies of the patient, for psychoanalysis has a much broader -outlook, as regards the valuation of symptoms, than have the -above psychotherapeutic methods. These all emanate from the -assertion that a neurosis is an absolute morbid formation.</p> - -<p class='c007'>The reigning school of neurology has never thought of considering -neurosis as a healing process also, and of attributing to -the neurotic formations a quite special teleological meaning. -Neurosis, like every other disease, is a compromise between the -morbid tendencies, and the normal function. Modern medicine -no longer considers fever as the illness itself, but a purposeful -reaction of the organism. Psychoanalysis, likewise, no longer -conceives a neurosis as eo ipso morbid, but as also having a -meaning and a purpose. From this there follows the more -reserved and expectant attitude of psychoanalysis towards -neurosis. Psychoanalysis does not judge the value of the symptoms, -but first tries to understand what tendencies lie beneath -these symptoms. If we were able to abolish a neurosis in the -same way, for instance, as a cancer is destroyed, then at the same -time there would be destroyed a great amount of available energy -also. We save this energy, that is, we make it serve the purposes -<span class='pageno' id='Page_97'>97</span>of the instinct for health, as soon as we can trace the meaning -of these symptoms; by taking part in the regressive movement of -the patient. Those unfamiliar with the essentials of psychoanalysis -will have some difficulty in understanding how a therapeutic -effect can come to pass when the physician takes part in -the pernicious phantasies of the patient. Not only critics, but -the patients also, doubt the therapeutic value of such a method, -which concentrates attention upon phantasies which the patient -rejects as worthless and reprehensible. The patients will often -tell you that their former physicians forbade them to occupy -themselves with their phantasies, and told them that they must -only consider that it is well with them, when they are free, if -but momentarily, from their awful torments. So, it seems strange -enough that it should be of any use to them, when the treatment -brings them back to the very thing from which they have tried -constantly to escape. The following answer may be made: all -depends upon the position which the patient takes up towards -his own phantasies. These phantasies have been hitherto, for the -patient, an absolutely passive and involuntary manifestation. As -we say, he was lost in his dreams. The patient’s so-called brooding -is an involuntary kind of dreaming too. What psychoanalysis -demands from a patient is only apparently the same. Only a -man who has a very superficial knowledge of psychoanalysis can -confuse this passive dreaming with the position taken up in -analysis. What psychoanalysis asks from the patient is just the -contrary of what the patient has always done. The patient can -be compared to a person who, unintentionally, has fallen into the -water and sunk, whilst psychoanalysis wants him to dive in, as -it was no mere chance which led him to fall in at just that spot. -There lies a sunken treasure, and only a diver can raise it.</p> - -<p class='c007'>The patient, judging his phantasies from the standpoint of -his reason, regards them as valueless and senseless; but, in -reality, the phantasies have their great influence on the patient -because they are of great importance. They are old, sunken -treasures, which can only be recovered by a diver, that is, the -patients, contrary to their wont, must now pay an active attention -to their inner life. Where they formerly dreamed, they -must now think, consciously and intentionally. This new way of -thinking about himself has about as much resemblance to the -<span class='pageno' id='Page_98'>98</span>patient’s former mental condition as a diver has to a drowning -man. The earlier joy in indulgence has now become a purpose -and an aim—that is, has become work. The patient, assisted by -the physician, occupies himself with his phantasies, not to lose -himself therein, but to uproot them, piece by piece, and to bring -them into daylight. He thus reaches an objective standpoint -towards his inner life, and everything he formerly loathed and -feared is now considered consciously. This contains the basis of -the whole psychoanalytic therapy. In consequence of his illness, -the patient stood, partially or totally, outside of real life. Consequently -he neglected many of his life’s duties, either in regard -to social work or to the ordinary daily tasks. If he wishes to be -well, he must return to the fulfilment of his particular obligations. -Let me say, by way of caution, that we are not to understand by -such “duties,” some general ethical postulates, but duties towards -himself. Nor does this mean that they are eo ipso egoistic interests, -since we are social beings as well, a matter too easily forgotten -by individualists. An ordinary person will feel very much -more comfortable sharing a common virtue than possessing an -individual vice, even if the latter is a very seductive one. They -must be already neurotic, or otherwise extraordinary people who -can be deluded by such particular interests. The neurotic fled -from his duties and his libido withdrew, at least partly, from the -tasks imposed by real life. In consequence, the libido became -introverted and directed towards an inner life. The libido followed -the path of regression: to a large extent phantasies replaced -reality, because the patient refused to overcome certain -real difficulties. Unconsciously the neurotic patient prefers—and -very often consciously too—his dreams and phantasies to reality. -To bring him back to real life and to the fulfilment of its necessary -duties, the analysis proceeds along the same false path of -regression which has been taken by his libido; so that the beginning -of psychoanalysis looks as if it were supporting the morbid -tendencies of the patient. But psychoanalysis follows these -phantasies, these wrong paths, in order to restore the libido, which -is the valuable part of the phantasies, to the conscious self and -to the duties of the moment. This can only be done by bringing -the phantasies into the light of day, and along with them the -libido bound up with them. We might leave these unconscious -<span class='pageno' id='Page_99'>99</span>phantasies to their shadowy existence, if no libido were attached -to them. It is unavoidable that the patient, feeling himself at -the beginning of analysis confirmed in his regressive tendencies, -leads his analytical interest, amid increasing resistances, down -to the depths of the shadowy world. We can easily understand -that any physician who is a normal person experiences the greatest -resistance towards the thoroughly morbid, regressive tendency -of the patient, since he feels quite certain that this tendency -is pathological. And this all the more because, as physician, he -believes he is right in refusing to give heed to his patient’s phantasies. -It is quite conceivable that the physician feels a repulsion -towards this tendency; it is undoubtedly repugnant to see how -a person is completely given up to such phantasies, finding only -himself of any importance and never ceasing to admire or despise -himself. The esthetic sense of normal people has, as a rule, little -pleasure in neurotic phantasies, even if it does not find them absolutely -repulsive. The psychoanalyst must put aside such esthetic -judgment, just as every physician must, who really tries to help -his patients. He may not fear any dirty work. Of course there -are a great many patients physically ill, who, without undergoing -an exact examination or local treatment, do recover by the use -of general physical, dietetic, or suggestive means. Severe cases -can, however, only be helped by a more exact examination and -therapy, based on a profound knowledge of the illness. Our -psychotherapeutic methods hitherto have been like these general -measures. In slight cases they did no harm; on the contrary, -they were often of great service. But for a great many patients -these measures have proved inadequate. If they really can be -helped, it will be by psychoanalysis, which is not to say that -psychoanalysis is a universal panacea. Such a sneer proceeds -only from ill-natured criticism. We know very well that psychoanalysis -fails in many cases. As everybody knows, we shall never -be able to cure all illnesses.</p> - -<p class='c007'>This “diving” work of analysis brings dirty matter piecemeal -out of the slime, which must then be cleansed before we can tell -its value. The dirty phantasies are valueless and are thrown -aside, but the libido actuating them is of value and this, after -cleansing, becomes serviceable again. To the psychoanalyst, as -to every specialist, it will sometimes seem that the phantasies have -<span class='pageno' id='Page_100'>100</span>also a value of their own, and not only by reason of the libido -linked with them. But their value is not, in the first instance, for -the patient. For the physician, these phantasies have a scientific -value, just as if is of special interest to the surgeon to know -whether the pus contained staphylococci or streptococci. To the -patient it is all the same, and for him, it is better that the doctor -conceal his scientific interest, in order not to tempt him to have -greater pleasure than necessary in his phantasies. The etiological -importance which is attached to these phantasies, incorrectly, -to my mind, explains why so much room is given up in psychoanalytic -literature to the extensive discussion of the various -sexual phantasies. Once if is known that absolutely nothing is -impossible in the sphere of sexual phantasy, the former estimate -of these phantasies will disappear, and therewith the endeavor to -discover in them an etiological import. Nor will the most extended -discussion of these cases ever be able to exhaust this -sphere.</p> - -<p class='c007'>Every case is theoretically inexhaustible. But in general the -production of phantasies ceases after a time. Naturally, we must -not conclude from this that the possibility of creating phantasies -is exhausted, but the cessation in their production only means -that there is then no more libido on the path of regression. The -end of the regressive movement is reached as soon as the libido -takes hold of the present real duties of life, and is used to solve -those problems. But there are cases, and these not a few, where -the patient continues longer than usual to produce endless phantastic -manifestations, either from his own pleasure in them or -from certain false expectations on the part of the doctor. Such -a mistake is especially easy for beginners, since, blinded by the -present psychoanalytical discussion, they keep their interest fixed -on these phantasies, because they seem to possess etiological significance. -They are therefore constantly at pains to fish up -phantasies of early childhood, vainly hoping to find thus the solution -of the neurotic difficulties. They do not see that the solution -lies in action, and in the fulfilment of certain necessary duties of -life. It will be objected that the neurosis is entirely due to the -incapacity of the patient to carry out these very demands of life, -and that therapy by the analysis of the unconscious ought to -enable him to do so, or at least, give him means to do so. The -<span class='pageno' id='Page_101'>101</span>objection put in this way is perfectly valid, but we have to add -that it is only so when the patient is really conscious of the duties -he has to fulfil, not only academically, in their general theoretical -outlines but in their most minute details. It is characteristic for -neurotic people to be wanting in this knowledge, although, because -of their intelligence, they are well aware of the general duties of -life, and struggle, perhaps only too hard, to fulfil the prescriptions -of current morality. But the much more important duties which -he ought to fulfil towards himself are to a great extent unknown -to the neurotic; sometimes even they are not known at all. It is -not enough, therefore, to follow the patient blindfold on the path -of regression, and to push him by an inopportune etiological interest -back into his infantile phantasies. I have often heard -from patients, with whom the psychoanalytic treatment has come -to a standstill: “The doctor believes I must have somewhere some -infantile trauma, or an infantile phantasy which I am still repressing.” -Apart from the cases where this supposition was really -true, I have seen cases in which the stoppage was caused by the -fact that the libido, hauled up by the analysis, sank back into the -depths again for want of employment. This was due to the -physician’s attention being directed entirely to the infantile phantasies, -and his failing therefore to see what duties of the moment -the patient had to fulfil. The consequence was that the libido -brought forth by analysis always sank back again, as no opportunity -for further activity was found.</p> - -<p class='c007'>There are many patients who, on their own account, discover -their life-tasks and abandon the production of regressive phantasies -pretty soon, because they prefer to live in reality, rather -than in their phantasies. It is a pity that this cannot be said of -all patients. A good many of them forsake for a long time, or -even forever, the fulfilment of their life-tasks, and prefer their -idle neurotic dreaming. I must again emphasize that we do not -understand by “dreaming” always a conscious phenomenon.</p> - -<p class='c007'>In accordance with these facts and these views, the character -of psychoanalysis has changed during the course of time. If the -first stage of psychoanalysis was perhaps a kind of surgery, which -would remove from the mind of the patient the foreign body, -the “blocked” affect, the later form has been a kind of historical -method, which tries to investigate carefully the genesis of the -<span class='pageno' id='Page_102'>102</span>neurosis, down to its smallest details, and to reduce it to its -earliest origins.</p> -<h3 class='c010'>The Conception of Transference</h3> -<p class='c006'>This last method has unmistakably been due to strong scientific -interest, the traces of which are clearly seen in the delineations -of cases so far. Thanks to this, Freud was also able to discover -wherein lay the therapeutical effect of psychoanalysis. -Whilst formerly this was sought in the discharge of the traumatic -affect, it was now seen that the phantasies produced -were especially associated with the personality of the physician. -Freud calls this process <i>transference</i> (<span lang="de" xml:lang="de">“Uebertragung”</span>), owing -to the fact that the images of the parents (“imagines”) are -henceforth transferred to the physician, along with the infantile -attitude of mind adopted towards the parents. The transference -does not arise solely in the intellectual sphere, but the libido -bound up with the phantasy is transferred, together with the -phantasy itself, to the personality of the physician, so that the -physician replaces the parents to a certain extent. All the apparently -sexual phantasies which have been connected with the -parents are now connected with the physician, and the less this is -realized by the patient, the more he will be unconsciously bound -to his physician. This recognition is in many ways of prime -importance.</p> - -<p class='c007'>This process has an important biological value for the patient. -The less libido he gives to reality, the more exaggerated will be -his phantasies, and the more he will be cut off from the world. -Typical of neurotic people is their attitude of disharmony towards -reality, that is, their diminished capacity for adaptation. Through -the transference to the physician, a bridge is built, across which -the patient can get away from his family, into reality. In other -words, he can emerge from his infantile environment into the -world of grown-up people, for here the physician stands for a -part of the extra-familial world. But on the other hand, this -transference is a powerful hindrance to the progress of treatment, -for the patient assimilates the personality of the physician as if -he did stand for father or mother, and not for a part of the -extra-familial world. If the patient could acquire the image of -the physician as a part of the non-infantile world, he would gain -<span class='pageno' id='Page_103'>103</span>a considerable advantage. But transference has the opposite -effect; hence the whole advantage of the new acquisition is neutralized. -The more the patient succeeds in regarding his doctor -as he does any other individual, the more he is able to consider -himself objectively, the greater becomes the advantage of transference. -The less he is able to consider his doctor in this way, -the more the physician is assimilated with the father, the less is -the advantage of the transference and the greater will be its harm. -The familial environment of the patient has only become increased -by an additional personality assimilated to his parents. -The patient himself is, as before, still in his childish surroundings, -and therefore maintains his infantile attitude of mind. In -this manner, all the advantages of transference can be lost.</p> - -<p class='c007'>There are patients who follow the analysis with the greatest -interest without making the slightest improvement, remaining -extraordinarily productive in phantasies, although the whole development -of their neurosis, even to the smallest details, has been -brought to light. A physician under the influence of the historical -view might be thus easily thrown into confusion, and -would have to ask himself: What is there in this case still to be -analyzed? Those are just the cases of which I spoke before, -where it is no longer a matter of the analysis of the historical -material, but we have now to face a practical problem, the overcoming -of the inadequate infantile attitude of mind. Of course, -the historical analysis would show repeatedly that the patient had -a childish attitude towards his physician, but it would not bring -us any solution of the question how that attitude could be changed. -To a certain extent, this serious disadvantage of transference is -found in every case. Gradually it has been proved that this part -of psychoanalysis is, considered from a scientific standpoint, -extraordinarily interesting and of great value, but in its practical -aspect, of less importance than that which has now to follow, -namely, the <i>analysis of the transference</i>.</p> -<h3 class='c010'>Confession and Psychoanalysis</h3> -<p class='c006'>Before we enter into a more detailed consideration of this -practical part of psychoanalysis, I should like to mention a -parallelism between the first part of psychoanalysis and a historical -institution of our civilization. It is not difficult to guess -<span class='pageno' id='Page_104'>104</span>this parallelism. We find it in the religious institution called -<i>confession</i>. By nothing are people more cut off from fellowship -with others than by a secret borne about within them. It is not -that a secret actually cuts off a person from communicating with -his fellows, yet somehow personal secrets which are zealously -guarded do have this effect. “Sinful” deeds and thoughts, for -instance, are the secrets which separate one person from another. -Great relief is therefore gained by confessing them. This relief -is due to the re-admission of the individual to the community. -His loneliness, which was so difficult to bear, ceases. Herein lies -the essential value of the confession. But this confession means -at the same time, through the phenomenon of transference and its -unconscious phantasies, that the individual becomes tied to his -confessor. This was probably instinctively intended by the -Church. The fact that perhaps the greater part of humanity -wants to be guided, justifies the moral value attributed to this -institution by the Church. The priest is furnished with all the -attributes of paternal authority, and upon him rests the obligation -to guide his congregation, just as a father guides his children. -Thus the priest replaces the parents and to a certain extent frees -his people from their infantile bonds. In so far as the priest is a -highly moral personality, with a nobility of soul, and an adequate -culture, this institution may be commended as a splendid instance -of social control and education, which served humanity during -the space of two thousand years. So long as the Christian -Church of the Middle Ages was capable of being the guardian of -culture and science, in which rôle her success was, in part, due to -her wide toleration of the secular element, confession was an -admirable method for the education of the people. But confession -lost its greatest value, at least for the more educated, as -soon as the Church was unable to maintain her leadership over -the more emancipated portion of the community and became incapable, -through her rigidity, of following the intellectual life of -the nations.</p> - -<p class='c007'>The more highly educated men of to-day do not want to be -guided by a belief or a rigid dogma; they want to understand. -Therefore, they put aside everything that they do not understand, -and the religious symbol is very little accessible for general understanding. -The sacrificium intellectus is an act of violence, to -<span class='pageno' id='Page_105'>105</span>which the moral conscience of the highly developed man is -opposed. But in a large number of cases, transference to, and -dependence upon the analyst could be considered as a sufficient -end, with a definite therapeutic effect, if the analyst were in every -respect a great personality, capable and competent to guide the -patients given into his charge and to be a father of his people. -But a modern, mentally-developed person desires to guide himself, -and to stand on his own feet. He wants to take the helm in -his own hands; the steering has too long been done by others. -He wants to understand; in other words, he wants to be a -grown-up person. It is much easier to be guided, but this no -longer suits the well-educated of the present time, for they feel -the necessity of the moral independence demanded by the spirit -of our time. <i>Modern humanity demands moral autonomy.</i> -Psychoanalysis has to allow this claim, and refuses to guide and -to advise. The psychoanalytic physician knows his own shortcomings -too well, and therefore cannot believe that he can be -father and leader. His highest ambition must only consist in -educating his patients to become independent personalities, and in -freeing them from their unconscious dependency within infantile -limitations. Psychoanalysis has therefore to analyze the transference, -a task left untouched by the priest. In so doing, the -unconscious dependence upon the physician is cut off, and the -patient is put upon his own feet; this at least is the end at which -the physician aims.</p> -<h3 class='c010'>The Analysis of the Transference</h3> -<p class='c006'>We have already seen that the transference brings about difficulties, -because the personality of the physician is assimilated -with the image of the patient’s parents. The first part of the -analysis, the investigation of the patient’s complexes, is rather -easy, chiefly because a man is relieved by ridding himself of his -secrets, difficulties and pains. In the second place, he experiences -a peculiar satisfaction from at last finding some one who shows -interest in all those things to which nobody hitherto would listen. -It is very agreeable to find a person, who tries to understand him, -and does not shrink back. In the third place, the expressed intention -of the physician, to understand him and to follow him -through all his erring ways, pathetically affects the patient. The -<span class='pageno' id='Page_106'>106</span>feeling of being understood is especially sweet to the solitary -souls who are forever longing for “understanding.” In this they -are insatiable. The beginning of the analysis is for these reasons -fairly easy and simple. The improvement so easily gained, and -the sometimes striking change in the patient’s condition of health -are a great temptation to the psychoanalytic beginner to slip into -a therapeutic optimism and an analytical superficiality, neither of -which would correspond to the seriousness and the difficulties of -the situation. The trumpeting of therapeutic successes is nowhere -more contemptible than in psychoanalysis, for no one is -better able to understand than a psychoanalyst how the so-called -result of the therapy depends on the coöperation of nature and -the patient himself. The psychoanalyst may rest content with -possessing an advanced scientific insight. The prevailing psychoanalytic -literature cannot be spared reproach that some of its -works do give a false impression as to its real nature. There are -therapeutical publications from which the uninitiated receive the -impression that psychoanalysis is more or less a clever trick, with -astonishing effects. The first part of analysis, where we try to -understand, and which, as we have seen before, offers much -relief to the patient’s feelings, is responsible for these illusions. -These incidental benefits help the phenomenon of transference. -The patient has long felt the need of help to free him from his -inward isolation and his lack of self-understanding. So he gives -way to his transference, after first struggling against it. For a -neurotic person, the transference is an ideal situation. He himself -makes no effort, and nevertheless another person meets him -halfway, with an apparent affectionate understanding; does not -even get annoyed or leave off his patient endeavors, although he -himself is sometimes stubborn and makes childish resistances. -By this means the strongest resistances are melted away, for the -interest of the physician meets the need of a better adaptation to -extra-familial reality. The patient obtains, through the transference, -not only his parents, who used to bestow great attention -upon him, but in addition he gets a relationship outside the family, -and thus fulfils a necessary duty of life. The therapeutical success -so often to be seen at the same time fortifies the patient’s -belief that this new-gained situation is an excellent one. Here we -can easily understand that the patient is not in the least inclined -<span class='pageno' id='Page_107'>107</span>to abandon this newly-found advantage. If it depended upon -him, he would be forever associated with his physician. In consequence, -he begins to produce all kinds of phantasies, in order to -find possible ways of maintaining the association with his physician. -He makes the greatest resistances towards his physician, -when the latter tries to dissolve the transference. At the same -time, we must not forget that for our patients the acquisition of a -relationship outside the family is one of the most important -duties of life, and one, moreover, which up to this moment they -had failed or but very imperfectly succeeded in accomplishing. -I must oppose myself energetically to the view that we always -mean by this relationship outside the family, a sexual relation in -its popular sense. This is the misunderstanding fallen into by so -many neurotic people, who believe that a right attitude toward -reality is only to be found by way of concrete sexuality. There -are even physicians, not psychoanalysts, who are of the same conviction. -But this is the primitive adaptation which we find among -uncivilized people under primitive conditions. If we lend uncritical -support to this tendency of neurotic people to adapt themselves -in an infantile way, we just encourage them in the infantilism -from which they are suffering. The neurotic patient has to -learn that higher adaptation which is demanded by life from -civilized and grown-up people. Whoever has a tendency to sink -lower, will proceed to do so; for this end he does not need psychoanalysis. -But we must be careful not to fall into the opposite -extreme and believe that we can create by analysis great personalities. -Psychoanalysis stands above traditional morality. It -follows no arbitrary moral standard. It is only a means to bring -to light the individual trends, and to develop and harmonize them -as perfectly as possible.</p> - -<p class='c007'>Analysis must be a biological method, that is, a method which -tries to connect the highest subjective well-being with the most -valuable biological activity. The best result for a person who -passes through analysis, is that he becomes at the end what he -really is, in harmony with himself, neither bad nor good, but an -ordinary human being. Psychoanalysis cannot be considered -a method of education, if by education is understood the possibility -of shaping a tree to a highly artificial form. But whoever -has the higher conception of education will most prize that -<span class='pageno' id='Page_108'>108</span>educational method which can cultivate a tree so that it shall -fulfil to perfection its own natural conditions of growth. We -yield too much to the ridiculous fear that we are at bottom quite -impossible beings, and that if everyone were to appear as he -really is a dreadful social catastrophe would result. The individualistic -thinkers of our day insist on understanding by -“people as they really are,” only the discontented, anarchistic -and egotistic element in humanity; they quite forget that this -same humanity has created those well-established forms of our -civilization which possess greater strength and solidity than all -the anarchistic under-currents.</p> - -<p class='c007'>When we try to dissolve the transference we have to fight -against powers which have not only neurotic value, but also -universal normal significance. When we try to bring the patient -to the dissolution of his transference, we are asking more from -him than is generally asked of the average man; we ask that he -should subdue himself wholly. Only certain religions have made -such a claim on humanity, and it is this demand which makes the -second part of analysis so difficult.</p> - -<p class='c007'>The technique that we have to employ for the analysis of the -transference is exactly the same as that before described. -Naturally the problem as to what the patient must do with the -libido which is now withdrawn from the physician comes to the -fore. Here again, there is great danger for the beginner, as he -will be inclined to suggest, or to give suggestive advice. This -would be extremely pleasant for the patient in every respect, and -therefore fatal.</p> -<h3 class='c010'>The Problem of Self-Analysis</h3> -<p class='c006'>I think here is the place to say something about the indispensable -conditions of the psychology of the psychoanalyst himself. -Psychoanalysis is by no means an instrument applied to the -patient only; it is self-evident that it must be applied to the -psychoanalyst first. I believe that it is not only a moral, but a -professional duty also, for the physician to submit himself to the -psychoanalytic process, in order to clean his mind from his own -unconscious interferences. Even if he is entitled to trust to his -own personal honesty, that will not suffice to save him from the -misleading influences of his own unconscious. <i>The unconscious -<span class='pageno' id='Page_109'>109</span>is unknown, even to the most frank and honest person.</i> Without -analysis the physician will inevitably be blindfolded in all those -places where he meets his own complexes; this is a situation of -dangerous importance in the analysis of transference. Do not -forget that the complexes of a neurotic are only the complexes of -all human beings, the psychoanalyst included. Through the interference -of your own hidden wishes you will do the greatest harm -to your patients. The psychoanalyst must never forget that <i>the -final aim of psychoanalysis is the personal freedom and moral -independence of the patient</i>.</p> -<h3 class='c010'>The Analysis of Dreams</h3> -<p class='c006'>Here, as everywhere in analysis, we have to follow the patient -along the line of his own impulses, even if the path seems to be a -wrong one. Error is just as important a condition of mental -progress as truth. In this second step of analysis, with all its -hidden precipices and sand-banks, we owe a great deal to <i>dreams</i>. -At the beginning of analysis dreams chiefly helped in discovering -phantasies; here they guide us, in a most valuable way, to the -application of the libido. Freud’s work laid the foundation of an -immense increase in our knowledge in regard to the interpretation -of the dream’s content, through its historical material and -its tendency to express wishes. He showed us how dreams open -the way to the acquisition of unconscious material. In accordance -with his genius for the purely historical method, he apprises -us chiefly of the analytical relations. Although this method is -incontestably of the greatest importance, we ought not to take up -this standpoint exclusively, as such an historical conception does -not sufficiently take account of the <i>teleological meaning of dreams</i>.</p> - -<p class='c007'>Conscious thinking would be quite insufficiently characterized, -if we considered it only from its historical determinants. For its -complete valuation, we have unquestionably to consider its teleological -or prospective meaning as well. If we pursued the history -of the English Parliament back to its first origin, we should certainly -arrive at a perfect understanding of its development, and -the determination of its present form. But we should know -nothing about its prospective function, that is, about the work -which it has to accomplish now, and in the future. The same -<span class='pageno' id='Page_110'>110</span>thing is to be said about dreams. Their prospective function has -been valued only by superstitious peoples and times, but probably -there is much truth in their view. Not that we pretend that -dreams have any prophetic foreboding, but we suggest, that there -might be a possibility of discovering in their unconscious material -those future combinations which are subliminal just because they -have not reached the distinctiveness or the intensity which consciousness -requires. Here I am thinking of those indistinct -presentments of the future which we sometimes have, which are -nothing else than subliminal combinations, the objective value of -which we are not able to apperceive. The future tendencies of -the patient are elaborated by this indirect analysis, and, if this -work is successful, the convalescent passes out of treatment and -out of his half-infantile state of transference into life, which has -been inwardly carefully prepared for, which has been chosen by -himself, and to which, after many deliberations, he has at last -made up his mind.</p> -<div class='chapter'> - <span class='pageno' id='Page_111'>111</span> - <h2 id='chap10' class='c005'>CHAPTER <abbr title='10'>X</abbr> <br /> Some General Remarks on Psychoanalysis</h2> -</div> -<p class='c006'>As may easily be understood, psychoanalysis will never do for -polyclinic work, and will therefore always remain in the hands of -those few who, because of their innate and trained psychological -faculties, are particularly apt and have a special liking for this -profession. Just as not every physician makes a good surgeon, -so neither will every one make a good psychoanalyst. The predominant -psychological character of psychoanalytic work will -make it difficult for doctors to monopolize it. Sooner or later -other faculties will master it, either for practical uses or for its -theoretical interest. Of course the treatment must remain confined -entirely to the hands of responsible scientific people.</p> - -<p class='c007'>So long as official science excludes psychoanalysis from general -discussion, as pure nonsense, we cannot be astonished if those -belonging to other faculties master this material even before the -medical profession. And this will occur the more because psychoanalysis -is a general psychological method of investigation, -as well as a heuristic principle of the first rank in all departments -of mental science (<span lang="de" xml:lang="de">“Geisteswissenschaften”</span>). Chiefly through -the work of the Zürich School, the possibility of applying psychoanalysis -to the domain of the mental diseases has been demonstrated. -Psychoanalytical investigation of dementia præcox, for -instance, brought us the most valuable insight into the psychological -structure of this remarkable disease. It would lead me too -far were I to demonstrate to you the results of those investigations. -The theory of the psychological determinants of this -disease is already in itself a vast territory. Even if I had to treat -but the symbolic problems of dementia præcox I should be obliged -to lay before you so much material, that I could not possibly -master it within the limits of these lectures, which must give a -general survey.</p> - -<p class='c007'>The question of dementia præcox has become so extraordinarily -complicated because of the quite recent incursion on the -<span class='pageno' id='Page_112'>112</span>part of psychoanalysis into the domains of mythology and comparative -religion, whence we have derived a deeper insight into -ethical psychological symbolism. Those who are well-acquainted -with the symbolism of dreams and of dementia præcox have been -greatly impressed by the striking parallelism between modern -individual symbols and those found in folk-lore. The extraordinary -parallelism between ethnic symbolism and that of -dementia præcox is remarkably clear. This fact induced me to -make an extended comparative investigation of individual and -ethnic symbolism, the results of which have been recently published.<a id='r11' /><a href='#f11' class='c011'><sup>[11]</sup></a> -This complication of psychology with the problem of -mythology makes it impossible for me to demonstrate to you my -conception of dementia præcox. For the same reasons, I must -forego the discussion of the results of psychoanalytic investigation -in the domain of mythology and comparative religions. It -would be impossible to do this without setting forth all the -material belonging to it. The main result of these investigations -is, for the moment, the knowledge of the far-reaching parallelisms -between the ethnical and the individual symbolisms. From the -present position of this work, we can scarcely conceive what a -vast perspective may result from this comparative ethnopsychology. -Through the study of mythology, the psychoanalytical -knowledge of the nature of the unconscious processes we may -expect to be enormously enriched and deepened.</p> - -<p class='c007'>I must limit myself, if I am to give you in the course of my -lectures a more or less general presentation of the psychoanalytic -school. A detailed elaboration of this method and its theory -would have demanded an enormous display of cases, whose -delineation would have detracted from a comprehensive view of -the whole. But to give you an insight into the concrete proceedings -of psychoanalytic treatment, I decided to bring before you -a short analysis of a girl of eleven years of age. The case was -analyzed by my assistant, Miss Mary Moltzer. In the first place, -I must mention that this case is by no means typical, either in the -length of its time, or in the course of its general analysis; it is -just as little so as an individual is characteristic for all other -people. Nowhere is the abstraction of universal rules more difficult -than in psychoanalysis, for which reason it is better to abstain -<span class='pageno' id='Page_113'>113</span>from too many rules. We must never forget that, notwithstanding -the great uniformity of complexes and conflicts, every case -is unique. For every individual is unique. Every case demands -from the physician an individual interest, and in every case you -will find the course of analysis different. In describing this case, -I offer you a small section of the vast diverse psychological -world, showing all those apparently bizarre and arbitrary peculiarities -scattered over human life by the whims of so-called -chance. I have no intention of withholding any of the minute -psychoanalytic details, as I do not want to make you believe that -psychoanalysis is a method with rigid laws. The scientific interest -of the investigator inclines him to find rules and categories, in -which the most living of all things alive can be included. But -the physician as well as the observer, free from all formulas, -ought to have an open eye for the whole lawless wealth of living -reality. In this way I will endeavor to present to you this case, -and I hope also to succeed in demonstrating to you how differently -an analysis develops from what might have been expected -from purely theoretical considerations.</p> -<h3 class='c010'>A Case of Neurosis in a Child</h3> -<p class='c006'>The case in question is that of an intelligent girl of eleven -years of age, of good family. The history of the disease is as -follows:</p> -<h4 class='c012'>Anamnesis</h4> -<p class='c006'>She had to leave school several times on account of sudden -sickness and headache, and was obliged to go to bed. In the -morning she sometimes refused to get up and go to school. She -suffered from bad dreams, was capricious and not to be counted -upon.</p> - -<p class='c007'>I informed the mother, who came to consult me, that these -things were neurotic signs, and that some special circumstance -must be hidden there, necessitating an interrogation of the child. -This supposition was not arbitrary, for every attentive observer -knows that if children are restless or in bad temper, there is -always something painful worrying them. If it were not painful, -they would tell it, and they would not be worried over it. Of -course, I am only speaking of those cases having a psychogenic -<span class='pageno' id='Page_114'>114</span>cause. The child confessed to her mother the following story: -She had a favorite teacher, of whom she was very fond. During -this last term she had fallen back somewhat, through working -insufficiently, and she believed she had rather fallen in the -estimation of her teacher. She then began to feel sick during -his lessons. She felt not only estranged from her teacher, but -even somewhat hostile. She directed all her friendly feelings to -a poor boy with whom she usually shared the bread which she -took to school. Later on she gave him money, so that he could -buy bread for himself. In a conversation with this boy she made -fun of her teacher and called him a goat. The boy attached -himself more and more to her, and considered that he had the -right to levy a tax on her occasionally in the form of a little -present of money. She now became greatly alarmed lest the boy -might tell her teacher that she turned him into ridicule and called -him a “goat,” and she promised him two francs if he would give -his solemn word never to tell anything to her teacher. From that -moment the boy began to exploit her; he demanded money with -threats and persecuted her with his demands on the way to school. -This made her perfectly miserable. Her attacks of sickness are -closely connected with all this story. But after the affair had -been disposed of by this confession, her peace of mind was not -restored as might have been expected.</p> - -<p class='c007'>We very often see, as I have said, that the mere relation of a -painful affair can have an important therapeutical effect. Generally -this does not last very long, although on occasion such a -favorable effect can maintain itself for a long time. Such a confession -is naturally a long way from being an analysis. But -there are nerve-specialists nowadays who believe that an analysis -is only a somewhat more extensive anamnesis or confession.</p> - -<p class='c007'>A little while later the child had an attack of coughing and -missed school for one day. After that she went to school for -one day and felt perfectly well. On the third day, a renewed -attack of coughing came on, with pains on the left side, fever and -vomiting. Her temperature, accurately taken, showed 39.4° C., -about 103° F. The doctor feared pneumonia. But the next day -everything had passed away. She felt quite well and not the -slightest sign of fever or sickness was to be noted.</p> - -<p class='c007'>But still our little patient wept the whole time and did not wish -<span class='pageno' id='Page_115'>115</span>to get up. From this strange course of events I suspected some -serious neurosis, and I therefore advised treatment by analysis.</p> -<h4 class='c012'>Analytic Treatment</h4> -<p class='c006'>First interview: The little girl seemed to be nervous and constrained, -having a disagreeable forced laugh. Miss Moltzer, who -analyzed her, gave her first of all an opportunity of talking about -her staying in bed. We learn that she liked it immensely, as she -always had some society. Everybody came to see her; also her -mother read to her out of a book which contained the story of -<i>a prince who was ill, but who recovered when his wish was fulfilled, -the wish being that his little friend, a poor boy, might be -allowed to stay with him</i>.</p> - -<p class='c007'>The obvious relation between this story and her own little -love-story, as well as its connection with her own illness, was -pointed out to her, whereupon she began to cry and say she would -prefer to go to the other children and play with them, otherwise -they would run off. This was at once allowed, and away she -ran, but came back again, after a short while, somewhat embarrassed. -It was explained to her that she did not run away because -she was afraid her playmates would go, but that she herself -wanted to get off because of resistances.</p> - -<p class='c007'>At the second interview she was less anxious and repressed. -They happened to speak about the teacher, but then she was -embarrassed. She seemed to be ashamed at the end, and she -timidly confessed that she liked her teacher very much. It was -then explained to her that she need not be ashamed of that; on -the contrary, her love for him could be a valuable stimulus to -make her do her very best in his lessons. “So I may love him?” -asked the little patient with a happier face.</p> - -<p class='c007'>This explanation justified the child in the choice of the object -of her affection. It seems as if she had been ashamed of admitting -her feelings for her teacher. It is not easy to explain why -this should be so. Our present conception tells us that the libido -has great difficulty in taking hold of a personality outside the -family, because it still finds itself in incestuous bonds,—a very -plausible view indeed, from which it is difficult to withdraw. -But we must point out here that her libido was placed with much -<span class='pageno' id='Page_116'>116</span>intensity upon the poor boy, who was also someone outside the -family; whence we must conclude that the difficulty was not to -be found in the transference of the libido outside the family, but -in some other circumstance. The love of the teacher betokens -a difficult task; it demands much more than her love for the little -boy, which does not require any moral effort on her part. This -indication in the analysis that her love for her teacher would -enable her to do her utmost brings the child back to her real -duty, namely, her adaptation to her teacher.</p> - -<p class='c007'>The libido retires from before such a necessary task, for the -very human reason of indolence, which is highly developed, not -only in children, but also in primitive people. Primitive laziness -and indolence are the first resistances to the efforts towards -adaptation. The libido which is not used for this purpose becomes -stagnant and will make the inevitable regression to former -objects or modes of employment. It is thus that the incest-complex -is revived in such a striking way. The libido avoids -the object which is so difficult to attain and demands such great -efforts, and turns towards the easier ones, and finally to the -easiest of all, namely, the infantile phantasies, which thus become -real incest-phantasies. The fact that, wherever there is present -a disturbance of psychological adaptation, one finds an exaggerated -development of incest-phantasies, must be conceived, as I -have pointed out, as a regressive phenomenon. That is to say, -the incest-phantasy is of secondary and not of causal significance, -while the primary cause is the resistance of human nature against -any kind of exertion. The drawing back from certain duties is -not to be explained by saying that man prefers the incestuous -condition, but he has to fall back into it, because he shuns exertion; -otherwise it would have to be said that the aversion from -conscious effort must be taken as identical with the preference -for incestuous relations. This would be obvious nonsense, for -not only primitive man, but animals too, have a pronounced dislike -for all intentional efforts, and pay homage to absolute laziness, -until circumstances force them into action. We cannot -pretend, either in very primitive people or in animals, that their -preference for incestuous relations causes aversion towards -efforts of adaptation, as in those cases there can be no question -<span class='pageno' id='Page_117'>117</span>of “incestuous” relations. This would presuppose a differentiation -of parents and non-parents.</p> - -<p class='c007'>Characteristically, the child expressed her joy at being -allowed to love her teacher, but not at being allowed to do her -utmost for him. That she might love her teacher is what she -understood at once, because it suited her best. Her relief was -caused by the information that she was right in loving him, even -though she did not especially exert herself before.</p> - -<p class='c007'>The conversation ran on to the story of the extortion, which -is now again told in details. We hear further that she had tried -to force open her savings-bank, and as she could not succeed in -doing so, she wanted to steal the key from her mother. She -expressed herself thus about the whole matter: she ridiculed her -teacher because he was much kinder to the other girls than to -her. But it was true that she did not do very well in his lessons, -especially at arithmetic. Once she did not understand something, -was afraid to ask, for fear she might lose his esteem, and consequently -she made many mistakes and did really lose it. It is -pretty clear that her position towards her teacher became consequently -very unsatisfactory. About this time it happened that a -young girl in her class was sent home because she was sick. Soon -after, the same thing happened to herself. In this way, she tried -to get away from the school which had become uncongenial to -her. The loss of her teacher’s respect led her on the one hand -to insult him and on the other into the affair with the little boy, -obviously as a compensation for the lost relationship with the -teacher. The explanation which was given here was a simple -hint: she would be rendering a service to her teacher if she took -pains to understand the lessons by sensible questions.</p> - -<p class='c007'>I can add here that this hint, given in the analysis, had a good -effect; from that moment the little girl became one of the best of -pupils, and missed no more arithmetic lessons.</p> - -<p class='c007'>We must call attention to the fact that the story of the boy’s -extortion shows constraint and a lack of freedom. This phenomenon -exactly follows the rule. As soon as anyone permits -his libido to draw back from necessary tasks, it becomes autonomous -and chooses, without regard to the protests of the subject, -its own way, and pursues it obstinately. It is a general fact, that -a lazy and inactive life is highly susceptible to the <i>coercion of the -<span class='pageno' id='Page_118'>118</span>libido</i>, that is to say, to all kinds of terrors and involuntary obligations. -The anxieties and superstitions of savages furnish us -with the best illustrations; but our own history of civilization, -especially the civilization and customs of the ancients, abounds -with confirmations. Non-employment of the libido makes it -autonomous, but we must not believe either that we are able to -save ourselves permanently from the coercion of the libido by -making forced efforts. To a certain limited extent we are able -to set conscious tasks to our libido, but other natural tasks are -chosen by the libido itself, and that is what the libido exists for. -If we avoid those tasks, the most active life can become useless, -for we have to deal with the whole of the conditions of our human -nature. Innumerable cases of neurasthenia from overwork can -be traced back to this cause, for work done amid internal conflicts -creates nervous exhaustion.</p> - -<p class='c007'>At the third interview the little girl related a dream she had -had when she was five years old, and by which she was greatly -impressed. She says, “I’ll never forget this dream.” The dream -runs as follows: “<i>I am in a wood with my little brother and we -are looking for strawberries. Then a wolf came and jumped at -me. I took to a staircase, the wolf after me. I fall down and -the wolf bites my leg. I awoke in terror.</i>”</p> - -<p class='c007'>Before we go into the associations given by our little patient, -I will try to form an arbitrary opinion about the possible content -of the dream, and then compare our result afterwards with the -associations given by the child. The beginning of the dream -reminds us of the well-known German fairy-tale of Little Red-Ridinghood, -which is, of course, known to the child. The wolf -ate the grandmother first, then took her shape, and afterwards -ate Little Red-Ridinghood. But the hunter killed the wolf, cut -open the belly and Little Red-Ridinghood sprang out safe and -sound. This motive is found in a great many fairy-tales, widespread -over the whole world, and it is the motive of the biblical -story of Jonah. The original significance is astro-mythological: -the sun is swallowed up by the sea, and in the morning is born -again out of the water. Of course, the whole of astro-mythology -is at the root but psychology, unconscious psychology, projected on -to the heavens, for myths have never been and are never made consciously, -but arise from man’s unconscious. For this reason, we -<span class='pageno' id='Page_119'>119</span>sometimes find that marvellous, striking similarity or identity in -the forms of myths, even among races that have been separated -from each other since eternity as it were. This explains the -universal dissemination of the symbol of the cross, perfectly -independent of Christianity, of which America, as is well known, -furnishes us especially interesting instances. It is impossible to -agree, that myths have been made to explain meteorological or -astronomical processes. Myths are, first of all, manifestations -of unconscious currents, similar to dreams.<a id='r12' /><a href='#f12' class='c011'><sup>[12]</sup></a> These currents are -caused by the libido in its unconscious forms. The material -which comes to the surface is infantile material, hence, phantasies -connected with the incest-complex. Without difficulty we -can find in all the so-called sun-myths infantile theories about -generation, childbirth and incestuous relations. In the fairy-tale -of Little Red-Ridinghood, we find the phantasy that the mother -has to eat something which is similar to a child, and that the child -is born by cutting open the mother’s body. This phantasy is one -of the most universal, to be found everywhere.</p> - -<p class='c007'>We can conclude, from these universal psychological observations, -that the child, in its dream, elaborates the problem of -generation and childbirth. As to the wolf, the father probably -has to be put in its place, for the child unconsciously assigns to -the father any act of violence towards the mother. This anticipation -can be based on innumerable myths which deal with the -problem of any act of violence towards the mother. In reference -to the mythological parallelism, let me direct your attention to -Boas’s collection, where you will find a beautiful set of Indian -legends; also to the work of Frobenius, <span lang="de" xml:lang="de">“Das Zeitaltes Sonnengottes”</span>; -and, finally, to the works of Abraham, Rank, Riklin, -Jones, Freud, Spielrein, and my own investigations in my -<span lang="de" xml:lang="de">“Wandlungen und Symbole der Libido.”</span></p> - -<p class='c007'>After having made these general observations for theoretical -reasons, which, of course, were not made in the concrete case, -we will go back to see what the child has to tell in regard to her -dream. Of course the child speaks of her dream just as she -likes, without being influenced in any way whatever. The little -girl begins with the bite in her leg, and relates, that she had once -been told by a woman who had had a baby, that she could still -<span class='pageno' id='Page_120'>120</span>show the place where the stork had bitten her. This mode of -expression is, in Switzerland, a universally known variant of the -symbolism of generation and birth. Here we find a perfect -parallelism between our interpretation and the associations of the -child. The first associations which have been brought by the -child, without being influenced in any way, are connected with -the problem which, for theoretical reasons, was suggested by ourselves. -I know well that the innumerable cases, published in our -psychoanalytic literature, where the patients have certainly not -been influenced, have not prevented the critics’ contention, that we -suggest our own interpretations to our patients. This case will -not, therefore, convince anyone who is determined to find crude -mistakes or, much worse still—fabrications.</p> - -<p class='c007'>After our little patient had finished her first association, she -was asked, “What did the wolf suggest?” She answered, “I -think of my father, when he is angry.” This association also -coincides with our theoretical observations. It might be objected -that the observation was made just for this purpose and for -nothing else, and has therefore no general validity. I believe -that this objection vanishes of itself as soon as the corresponding -psychoanalytic and mythological knowledge has been acquired. -The validity of an hypothesis can only be confirmed by positive -knowledge; otherwise it is impossible to confirm it. We have -seen by the first association that the wolf has been replaced by -the stork. The associations given to the wolf bring the father. -In the common myth, the stork stands for the father, as the -father brings children. The apparent contradiction, which could -be noticed here between the fairy-tale, where the wolf represents -the mother, and the dream, in which the wolf stands for the -father, is of no importance for the dream. I must renounce here -any attempt at a detailed explanation. I have treated this problem -of bisexual symbols in the work already referred to. You -know that in the legend of Romulus and Remus, both animals -were raised to the rank of parents, the bird Picus and the wolf.</p> - -<p class='c007'>The fear of the wolf in the dream is therefore fear of her -father. The little patient explains her fear of her father by his -severity towards her. He had also told her that we only have -bad dreams when we have been doing wrong. Later, she once -asked her father, “But what does Mamma do wrong? She has -very often frightful dreams.”</p> - -<p class='c007'><span class='pageno' id='Page_121'>121</span>The father once slapped her fingers because she was sucking -them. Was this her naughtiness? Scarcely, because sucking the -fingers is an anachronistic infantile habit, of little interest at her -age. It only seems to annoy her father, for which he will punish -and hit her. In this way, she relieves her conscience of the unconfessed -and much more serious sin. It comes out, that she has -induced a number of other girls to perform mutual masturbation.</p> - -<p class='c007'>These sexual tendencies have caused the fear of the father. -Still, we must not forget that she had this dream in her fifth year. -At that time these sins had not been committed. Hence we must -regard this affair with the other girls as a reason for her present -fear of her father; but that does not explain the earlier fear. -But still, we may expect it was something of a similar nature, -some unconscious sexual wish, corresponding to the psychology -of the forbidden action previously mentioned. The moral value -and character of this wish is even more unconscious with the child -than with adults. To understand what had made an impression -on the child, we have to ask what happened in her fifth year. -Her youngest brother was born at that time. Even then her -father had made her nervous. The associations previously referred -to give us an undoubted connection between her sexual -inclinations and her anxiety. The sexual problem, which nature -connects with positive feelings of delight, is in the dream brought -to the surface in the form of fear, apparently on account of the -bad father, who represents moral education. This dream illustrates -the first impressive appearance of the sexual problem, -obviously suggested by the recent birth of the little brother, just -such an occasion when experience teaches us that these questions -become vital.</p> - -<p class='c007'>Just because the sexual problem is closely connected with certain -pleasurable physical sensations, which education tries to -reduce and break off, it can apparently only manifest itself hidden -under the cloak of moral anxiety as to sin. This explanation certainly -seems rather plausible, but it is superficial, it is insufficient. -It attributes the difficulties to the moral education, on the unproved -assumption that education can cause such a neurosis. -We hereby leave out of consideration the fact that there are -people who have become neurotic and suffer from morbid fears -without having had a trace of moral education. Moreover, the -<span class='pageno' id='Page_122'>122</span>moral law is not merely an evil, which has to be resisted, but a -necessity, born out of the utmost needs of humanity. The moral -law is only an outward manifestation of the innate human impulse -to dominate and tame oneself. The origin of the impulse towards -domestication or civilization is lost in the unfathomable depths of -the history of evolution, and can never be conceived as the consequence -of certain laws imposed from without. Man himself, -obeying his instincts, created laws. Therefore, we shall never -understand the reasons for the repression of sexuality in the child -if we only take into account the moral influences of education. -The main reasons are to be found much deeper, in human nature -itself, in its perhaps tragic contradiction between civilization and -nature, or between individual consciousness and the general conscience -of the community. I cannot enter into these questions -now; in my other work, I have tried to do so. Naturally, it -would be of no value to give a child a notion of the higher philosophical -aspects of the problem; that would probably not have the -slightest effect.</p> - -<p class='c007'>The child wants, first of all, to be relieved from the idea that -she is doing wrong in being interested in the generation of life. -By the analytic explanation of this complex it is made clear to -the child how much pleasure and curiosity she really takes in the -problem of generation, and how her groundless fear is the inversion -of her repressed desire. The affair of her masturbation -meets with a tolerant understanding and the discussion is limited -to drawing the child’s attention to the aimlessness of her action. -At the same time it is explained to her that her sexual actions are -mainly the consequences of her curiosity, which might be satisfied -in a better way. Her great fear of her father corresponds, probably, -with as great an expectation, which, in consequence of the -birth of her little brother, is closely connected with the problem -of generation. Through this explanation, the child is declared to -be justified in her curiosity and the greater part of her moral conflict -is eliminated.</p> - -<p class='c007'>Fourth Interview. The little girl is now much nicer and much -more confiding. Her former unnatural and constrained manner -has vanished. She brings a dream which she dreamed after the -last sitting. It runs: “<i>I am as tall as a church-tower and can -see into every house. At my feet are very small children, as -<span class='pageno' id='Page_123'>123</span>small as flowers are. A policeman comes. I say to him, ‘If -you dare to make any remark, I shall take your sword and cut -off your head.’”</i></p> - -<p class='c007'>In the analysis of this dream she makes the following remarks: -“I would like to be taller than my father, for then he will have to -obey me.” The first association with policeman was father. He -is a military man and has, of course, a sword. The dream clearly -fulfils her wish. In the form of a tower, she is much bigger than -her father, and if he dares to make a remark, he will be decapitated. -The dream fulfils the natural wish of the child to be -a grown-up person, and to have children playing at her feet, -symbolized in the dream by the small children. With this dream -she overcomes her great fear of her father; that means an important -improvement with regard to her personal freedom, and -her certainty of feeling.</p> - -<p class='c007'>But incidentally there is here also a theoretical gain; we may -consider this dream to be a clear example of the compensating and -teleological function of dreams which was especially pointed out -by Maeder. Such a dream must leave with the dreamer an increased -sense of the value of her own personality, which is of -much importance for personal well-being. It does not matter -that the symbols of the dream are not perceived by the consciousness -of the child, as conscious perception is not necessary to -derive from symbols their corresponding emotional effect. We -have to do here with knowledge derived from intuition; in other -words, it is that kind of perception on which at all times the effect -produced by religious symbols has depended. Here no conscious -understanding has been needed; the feelings are affected by means -of emotional intuition.</p> - -<p class='c007'>Fifth Interview. In the fifth sitting, the child brings a dream -which she had dreamt meanwhile. “<i>I am with my whole family -on the roof. The windows of the houses on the other side of the -valley radiate like fire. The rising sun is reflected. Suddenly I -notice that the house at the corner of our street is, as a fact, on -fire. The fire comes nearer and nearer; at last our house is also -on fire. I take flight into the street and my mother throws several -things to me. I hold out my apron, and among other things my -doll is thrown to me. I notice that the stones of our house are -burning, but the wood remains untouched.</i>”</p> - -<p class='c007'><span class='pageno' id='Page_124'>124</span>The analysis of this dream presents peculiar difficulties and -therefore required two sittings. It would lead me too far to -sketch to you all the material this dream brought forth. I have -to limit myself to what is most necessary. The associations -which deal with the real meaning of the dream belong to the -remarkable image which tells us that the stones of the house are -on fire, while the wood remains untouched. It is sometimes -worth while, especially with longer dreams, to take out the most -striking parts and to analyze them first. This proceeding is not -the typical one, but it is justified by the practical desire to shorten -matters. The little patient makes the observation that this part -of the dream is like a fairy-tale. Through examples it was made -plain to her that fairy-tales always have a meaning. She objects: -“But not all fairy-tales have one. For instance, the tale of the -Sleeping Beauty. What could that mean?” The explanation -was as follows: “The Sleeping Beauty had to wait for one hundred -years in an enchanted sleep until she could be freed. Only -he who was able to overcome all the difficulties through love, and -had the courage to break through the thorny hedge, was able to -deliver her. So one must often wait a long while to obtain what -one longs for.”</p> - -<p class='c007'>This explanation is as much in harmony with the capacity of -childish understanding, as it is perfectly consonant with the history -of the motive of this fairy-tale. The motive of the Sleeping -Beauty shows clearly its relation to an ancient myth of Spring -and fertility, and contains at the same time a problem which has -a remarkably close affinity to the psychological situation of the -precocious girl of eleven.</p> - -<p class='c007'>This motive of the Sleeping Beauty belongs to a whole cycle -of legends in which a virgin, closely guarded by a dragon, is delivered -by a hero. Without entering into the interpretation of -this myth, I want to bring into prominence the astronomical or -meteorological components which are very clearly demonstrated -in the Edda. In the form of a virgin, the Earth is kept prisoner -by the winter, covered in ice and snow. The young Spring-Sun, -in the form of a hero, delivers her out of her frosty prison, where -she has been longing for her deliverer.</p> - -<p class='c007'>The association given by the little girl was chosen by her -simply to give an example of a fairy-tale without a meaning, and -<span class='pageno' id='Page_125'>125</span>was not, in the first place, conceived as having any relation with -the house on fire. To this part of the dream, she only made the -observation: “It is quite marvellous, just like a fairy-tale.” She -meant to say it was impossible, as the idea of burning stones is to -her something impossible, some nonsense, or something like a -fairy-tale. The observation made a propos of this shows her that -an impossibility and a fairy-tale are only partly identical, since -a fairy-tale certainly has much meaning. Although this particular -fairy-tale, from the casual way in which it was mentioned, seemed -to have no apparent relation to the dream, we have to pay special -attention to it, as it was given spontaneously in the course of the -interpretation of the dream. The unconscious suggested this -example, which cannot be accidental, but must be in some way -significant for the present situation. In interpreting dreams we -have to pay attention to such apparent accidents, since in psychology -we find no blind chances, much as we are inclined to think -these things accidental. From the critics, you may hear this objection -as often as you like, but for a really scientific mind there -are only causal relationships and no accidents. From the fact -that the little girl chose the example of the Sleeping Beauty we -may conclude that there was some fundamental reason underlying -this in the psychology of the child. This reason is a comparison, -or partial identification, of herself with the Sleeping Beauty; in -other words, there is in the soul of the child a complex, which -manifests itself in the form of the motive of the Sleeping Beauty. -The explanation, which I mentioned before, which was given to -the child, was in harmony with this conclusion.</p> - -<p class='c007'>Notwithstanding she is not quite satisfied, and doubts that all -fairy-tales have a meaning. She brings another instance of a -fairy-tale, that cannot be understood. She brings the story of -little Snow-White, who, in the sleep of death, lies enclosed in a -coffin of glass. It is not difficult to see that this fairy-tale belongs -to the same kind of myths to which the Sleeping Beauty belongs. -The story of little Snow-White in her glass-coffin is at the same -time very remarkable in regard to the myth of the seasons. This -mythical material chosen by the little girl has reference to an -intuitive comparison with the earth, held fast by the winter’s cold, -awaiting the liberating sun of spring.</p> - -<p class='c007'>This second example affirms the first one and its explanation. -<span class='pageno' id='Page_126'>126</span>It would be difficult to pretend here that this second example, -which accentuates the meaning of the first, has been suggested by -the explanation given. The fact that the little girl brought up the -story of little Snow-White, as another example of the senselessness -of fairy-tales, proves that she did not understand her identification -with little Snow-White and the Sleeping Beauty. Therefore -we may expect that little Snow-White arose from the same -unconscious sources as the Sleeping Beauty, that is, a complex -consisting of the expectation of coming events, which are -altogether comparable with the deliverance of the earth from the -prison of winter and its fertilization through the sunbeams of -spring.</p> - -<p class='c007'>As may, perhaps, be known, the symbol of the bull has been -given from time immemorial to the fertile spring sun, as the bull -embodies the mightiest procreative power. Although without -further consideration, it is not easy to find any relation between -the insight indirectly gained and the dream, we will hold to what -we have found and proceed with the dream. The next part described -by the little girl is receiving the doll in her apron. The -first association given tells us that her attitude and the whole -situation in the dream is like a picture very well known to her, -representing a stork flying above a village; children are in the -street, holding their aprons, looking up and shouting to him; the -stork must bring them a little baby. The little patient adds the -observation that several times she wished to have a little brother -or sister herself. This material, given spontaneously by the child, -stands in a clear and valuable relationship to the motive of the -myths. We notice here that the dream is indeed concerned with -the problem of the awakening instinct of generation. Nothing of -this has been said to the little girl. After a little pause, she -brings, abruptly, this association: “Once, when I was five years -old, I thought I was in the street and that a bicyclist passed over -my stomach.” This highly improbable story proved to be, as it -might be expected, a phantasy, which had become a paramnesia. -Nothing of this kind had ever happened, but we came to know -that at school the little girls lay cross-wise over each other’s -bodies, and trampled with their legs.</p> - -<p class='c007'>Whoever has read the analyses of children published by -Freud and myself will observe the same “leit-motif” of trampling; -<span class='pageno' id='Page_127'>127</span>to this must be attributed a sexual undercurrent. This conception -demonstrated in our former work agrees with the next -association of our little patient: “I should prefer a real child to -a doll.”</p> - -<p class='c007'>This most remarkable material brought by the child in connection -with the phantasy of the stork, refers to typical childish -attempts at the sexual theory, and betrays where we have to look -for the actual phantasies of the child.</p> - -<p class='c007'>It is of interest to know, that this “motive of trampling” can -be illustrated through mythology. I have brought together the -proofs in my work on the libido theory. The utilization of these -early infantile phantasies in the dream, the existence of the -paramnesia of the bicyclist, and the expectation expressed by the -motive of the Sleeping Beauty show that the interests of the -child dwell chiefly on certain problems which must be solved. -Probably the fact that the libido has been attracted by the problem -of generation has been the reason of her lack of attention at -school, through which she fell behind. This problem is very -often seen in girls between the ages of twelve and thirteen. I -could demonstrate this to you by some special cases published -under the title of “Beitrag zur Psychologie des Gerüchtes” in the -Zentralblatt für Psychoanalyse. The frequent occurrence of the -problem at this age is the cause of the indecent talk among all -sorts of children and the attempts at mutual enlightenment, which -are naturally far from beautiful, and which so very often spoil -the child’s imagination. Not the most careful protection can -prevent children from some day discovering the great secret, and -then probably in the dirtiest way. Therefore it would be much -better if children could learn about certain important secrets of -life in a clean way and at suitable times, so that they would not -need to be enlightened by their playmates, too often in very -ugly ways.</p> - -<p class='c007'>In the eighth interview the little girl began by remarking that -she had understood perfectly why it was still impossible for her to -have a child and therefore she had renounced all idea of it. But -she does not make a good impression this time. We get to know -that she has told her teacher a falsehood. She had been late to -school, and told her teacher that she was late because she was -obliged to accompany her father. But in reality, she had been -<span class='pageno' id='Page_128'>128</span>lazy, got up too late and was thus late for school. She told a lie, -and was afraid of losing the teacher’s favor by telling the truth. -This sudden moral defect in our little patient requires an explanation. -According to the fundamentals of psychoanalysis, this -sudden and striking weakness can only follow from the patient’s -not drawing the logical consequences from the analysis but rather -looking for other easier possibilities.</p> - -<p class='c007'>In other words, we have to do here with a case in which the -analysis brought the libido apparently to the surface, so that an -improvement of the personality could have occurred. But for -some reason or other, the adaptation was not made, and the -libido returned to its former regressive paths.</p> - -<p class='c007'>The ninth interview proved that this was indeed the case. Our -patient withheld an important piece of evidence in her ideas of -sexuality, and one which contradicted the psychoanalytic explanation -of sexual maturity. She suppressed the rumor current in -the school that a girl of eleven had a baby with a boy of the same -age. This rumor was proved to be based on no facts, but was a -phantasy, fulfiling the secret wishes of this age. Rumors appear -often to originate in this kind of way, as I tried to show in the -above-mentioned demonstration of such a case. They serve to -give vent to the unconscious phantasies, and in fulfiling this -function correspond to dreams as well as to myths. This rumor -keeps another way open: she need not wait so long, it is possible -to have a child even at eleven. The contradiction between the -accepted rumor and the analytic explanation creates resistances -towards the analysis, so that it is forthwith depreciated. All the -other statements and information fall to the ground at the same -time; for the time being, doubt and a feeling of uncertainty have -taken their place. The libido has again taken possession of its -former ways, it has made a regression. This is the moment of -the relapse.</p> - -<p class='c007'>The tenth sitting added important details to the story of her -sexual problem. First came a remarkable fragment of a dream: -“<i>I am with other children in an open field in the wood, surrounded -by beautiful pine trees. It begins to rain, to lighten -and to thunder. It is growing dark. Suddenly I see a stork in -the air.</i>”</p> - -<p class='c007'>Before I enter into an analysis of this dream, I should like to -<span class='pageno' id='Page_129'>129</span>point out its beautiful parallel with certain mythological presentations. -This astonishing coincidence of thunderstorm and stork -has, of course, to those acquainted with the works of Adalbert -Kuhn and Steinthal nothing remarkable. The thunderstorm has -had, from ancient times, the meaning of the fertilizing of the -earth, the cohabitation of the father Heaven and the mother -Earth, to which Abraham<a id='r13' /><a href='#f13' class='c011'><sup>[13]</sup></a> has recently again called attention, in -which the lightning takes the place of the winged phallus. The -stork is just the same thing, a winged phallus, the psychosexual -meaning of which is known to every child. But the psychosexual -meaning of the thunderstorm is not known to everyone. In view -of the psychological situation just described, we must attribute to -the stork a psychosexual meaning. That the thunderstorm is connected -with the stork and has also a psychosexual meaning, seems -at first scarcely acceptable. But when we remember that psychoanalytic -observation has shown an enormous number of mythological -associations with the unconscious mental images, we may -suppose that some psychosexual meaning is also present in this -case. We know from other experiences that those unconscious -strata which, in former times, produced mythological forms, are -still in action among modern people and are still incessantly -productive. But this production is limited to the realm of -dreams and the symptomatology of the neuroses and the psychoses, -for the correction, through reality, is so much increased -in the modern mind that it prevents their projection into reality.</p> - -<p class='c007'>We will return to the dream analysis. The associations which -lead us to the heart of this image begin with the idea of rain -during the thunderstorm. Her actual words were: “I think of -water. My uncle was drowned in water—it must be dreadful to -be kept under water, so in the dark. But the child must be also -drowned in the water. Does it drink the water that is in the -stomach? It is very strange, when I was ill Mamma sent my -water to the doctor. I thought perhaps he would mix something -with it, perhaps some syrup, out of which children grow. I think -one has to drink it.”</p> - -<p class='c007'>With unquestionable clearness we see from this set of associations -that even the child associates psychosexual, and even typical -ideas of fructification with the rain during the thunderstorm.</p> - -<p class='c007'><span class='pageno' id='Page_130'>130</span>Here again, we see that marvellous parallelism between -mythology and the individual phantasies of our own day. This -series of associations contains such an abundance of symbolic -relationships, that we could easily write a whole dissertation about -it. The child herself splendidly interpreted the symbolism of -drowning as a pregnancy-phantasy, an explanation given long ago -in psychoanalytic literature.</p> - -<p class='c007'>Eleventh interview. The next sitting was occupied with the -spontaneous infantile theories about fructification and child-birth. -The child thought that the urine of the man went into the body -of the woman, and from this the embryo would grow. Hence the -child was in the water from the beginning, that is to say, in urine. -Another version was, the urine was drunk in the doctor’s syrup, -so that the child would grow in the head. The head had then to -be split open, to help the growth of the child, and one wore hats -to cover this up. She illustrated this by a little drawing, representing -a child-birth through the head. The child again had still -a smaller child on the head, and so on. This is an archaic idea -and highly mythological. I would remind you of the birth of -Pallas, who came out of the father’s head.</p> - -<p class='c007'>We find striking mythological proofs of the fertilizing significance -of the urine in the songs of Rudra in the Rigveda. -Here should be mentioned something the mother added, that -once the little girl, before analysis, suggested she saw a puppet -on the head of her little brother, a phantasy with which the origin -of this theory of child-birth might be connected. The little illustration -made by the patient has remarkable affinity with certain -pictures found among the Bataks of Dutch India. They are the -so-called magic wands or ancestral statues, on which the members -of families are represented, one standing on the top of the other. -The explanation of these wands, given by the Bataks themselves, -and regarded as nonsense, has a marvellous analogy with the -infantile mental attitude. Schultz, who wrote about these wands, -says: “The assertion, that these figures represent the members -of a family who have committed incest, were bitten by a snake, -entwined with another, and met a common death in their criminal -embrace, is widely disseminated and obviously due to the position -of the figures.”</p> - -<p class='c007'>The explanation has a parallel in our presuppositions as to our -<span class='pageno' id='Page_131'>131</span>little patient. We saw from the first dream that her sexual phantasy -centers round the father; the psychological condition is here -the same as with the Bataks, being found in the idea of incestuous -relationship.</p> - -<p class='c007'>Still a third version is the growth of the child in the intestinal -canal. The child tried several times to provoke nausea and -vomiting, in accordance with her phantasy that the child is born -through vomiting. In the closet she had arranged also pressure-exercises, -in order to press out the child. Under these circumstances, -we cannot be astonished that the first and principal symptoms -of the manifest neurosis were nausea-symptoms.</p> - -<p class='c007'>We have come so far with our analysis that we are now able -to throw a glance over the case as a whole.</p> - -<p class='c007'>We found, behind the neurotic symptoms, complicated emotional -processes, which were undoubtedly connected with the -symptoms. If it may be allowed to draw some general conclusions -from this limited material, we could construct the course -of the neurosis in the following way.</p> - -<p class='c007'>At the gradual approach of puberty, the libido of the child -assumed rather an emotional than a practical attitude towards -reality. She began to be very much taken with her teacher, but -the sentimental self-indulgence, evinced in her riotous phantasies, -played a greater part than the thought of the increased endeavors -which such love ought really to have demanded of her. For this -reason, her attention and her work left much to be desired. The -former pleasant relationship with her favorite teacher was -troubled. The teacher was annoyed, and the little girl, who had -been made somewhat conceited by her home-conditions, was -resentful, instead of trying to improve in her work. In consequence -her libido withdrew from her teacher, as well as from her -work, and fell into the characteristic forced dependence on the -little boy, who on his side made the most of the situation. Then -the resistances against school seized the first opportunity, which -was suggested by the case of the little girl who had to be sent -home on account of sickness. Our little patient followed this -child’s example. Once away from school, the way was open to -her phantasies. By the regression of the libido, these symptom-making -phantasies became awakened to a real activity, and were -given an importance they had never had before, for they had -<span class='pageno' id='Page_132'>132</span>never previously played such an important part. Now they -become apparently of much importance and seemed to be the very -reason why the libido regressed to them. It might be said that -the child, in consequence of its essentially phantasy-building -nature, saw her father too much in her teacher, and thus developed -incestuous resistances towards the latter. As I have already -stated, I hold that it is simpler and more probable to accept the -view that, during a certain period, it was convenient for her to -see the teacher as the father. As she preferred to follow the -hidden presentiments of puberty rather than her duties towards -the school and her teacher, she allowed her libido to fall on the -little boy, from whom, as we saw, she awaited some mysterious -advantages. Even if analysis had demonstrated it as a fact that -she had had incestuous resistances against her teacher on account -of the transference of the father-image, those resistances would -only have been secondary phantasies, that had become inflated. -At any rate, indolence would still have been the primum movens. -In the analysis she learned about the two ways of life, the way -of phantasy, of regression, and the way of reality, wherein lay her -present child’s duties. In her the two were dissociated, and -consequently she was at strife with herself. As the analysis was -adapted to the regressive tendency of the libido, the existence of -an extreme sexual curiosity, connected with certain very definite -problems, was discovered. The libido, imprisoned in this phantastical -labyrinth, was brought back into useful application by -means of the psychological explanation of the incorrect infantile -phantasies. The child thus got an insight into her own attitude -towards reality with all its possibilities. The result was that she -was able to take an objective-critical attitude towards her immature -puberty-desires, and was able to give up these and all other -impossibilities in favor of the use of her libido in possible directions, -in her work and in obtaining the good-will of her teacher. -In this case, analysis brought great peace of mind, as well as a -pronounced intellectual improvement. After a short time her -teacher himself stated that the little girl was one of the best -pupils in her class.</p> - -<p class='c007'>I hope that by the exposition of this brief instance of the -course of an analysis, I have succeeded in giving you an insight -not only into the concrete procedure of treatment, and into the -<span class='pageno' id='Page_133'>133</span>technical difficulties, but no less into the beauty of the human -mind and its endless problems. I intentionally brought into -prominence the parallelism with mythology, to indicate the universally -possible applications of psychoanalysis. At the same -time, I should like to refer to the further importance of this position. -We may see in the predominance of the mythological in the -mind of a child, a distinct hint of the gradual development of the -individual mind out of the collective knowledge or the collective -feeling of earliest childhood, which gave rise to the old theory of -a condition of perfect knowledge before and after individual -existence.</p> - -<p class='c007'>In the same way we might see, in the marvellous analogy between -the phantasies of dementia præcox and mythological symbolisms, -a reason for the widespread superstition that an insane -person is possessed of a demon, and has some divine knowledge.</p> - -<p class='c007'>With these hints, I have reached the present standpoint of investigation, -and I have at least sketched those facts and working -hypotheses which are characteristic for my present and future -work.</p> - -<div class='chapter'> - <h2 class='c005'>INDEX</h2> -</div> -<ul class='index c003'> - <li class='c013'>Abreagieren, <a href='#Page_5'>5</a></li> - <li class='c013'>Actual conflict, <a href='#Page_92'>92</a>, <a href='#Page_93'>93</a></li> - <li class='c013'>Actual present, <a href='#Page_81'>81</a></li> - <li class='c013'>Adaptation, failure of, <a href='#Page_83'>83</a></li> - <li class='c013'>Amnesia, infantile, <a href='#Page_78'>78</a></li> - <li class='c013'>Analysis of dreams, <a href='#Page_60'>60</a>, <a href='#Page_109'>109</a></li> - <li class='c013'>Analysis of transference, <a href='#Page_105'>105</a></li> - <li class='c013'>Association-experiment, <a href='#Page_66'>66</a></li> - <li class='c003'>Breuer, <a href='#Page_5'>5</a></li> - <li class='c003'>Cathartic method, <a href='#Page_6'>6</a></li> - <li class='c013'>Change in the theory of psychoanalysis, <a href='#Page_5'>5</a></li> - <li class='c013'>Charcot, <a href='#Page_5'>5</a></li> - <li class='c013'>Child, neurosis in, <a href='#Page_113'>113</a></li> - <li class='c013'>Childhood, sexual trauma in, <a href='#Page_10'>10</a></li> - <li class='c013'>Complex, Electra, <a href='#Page_69'>69</a></li> - <li class='c013'>Complex, Oedipus, <a href='#Page_67'>67</a></li> - <li class='c013'>Complex, incest, <a href='#Page_70'>70</a></li> - <li class='c013'>Complex of the parents, <a href='#Page_50'>50</a></li> - <li class='c013'>Conception of libido, <a href='#Page_27'>27</a></li> - <li class='c013'>Conception of sensitiveness, <a href='#Page_89'>89</a></li> - <li class='c013'>Conception of sexuality, <a href='#Page_19'>19</a></li> - <li class='c013'>Conception of transference, <a href='#Page_102'>102</a></li> - <li class='c013'>Confession and psychoanalysis, <a href='#Page_103'>103</a></li> - <li class='c013'>Conflict, actual, <a href='#Page_92'>92</a>, <a href='#Page_93'>93</a></li> - <li class='c013'>Content of the unconscious, <a href='#Page_67'>67</a></li> - <li class='c013'>Criticism, <a href='#Page_1'>1</a></li> - <li class='c013'>Criticized, infantile sexual etiology, <a href='#Page_46'>46</a></li> - <li class='c003'>Dementia præcox, <a href='#Page_111'>111</a></li> - <li class='c013'>Dementia præcox, libido in, <a href='#Page_35'>35</a></li> - <li class='c013'>Dream analysis, <a href='#Page_60'>60</a>, <a href='#Page_109'>109</a></li> - <li class='c013'>Dream, the, <a href='#Page_60'>60</a></li> - <li class='c013'>Dreams, teleological meaning of, <a href='#Page_109'>109</a></li> - <li class='c003'>Early hypothesis, <a href='#Page_4'>4</a></li> - <li class='c013'>Electra-complex, <a href='#Page_69'>69</a></li> - <li class='c013'>Energic theory of libido, <a href='#Page_28'>28</a></li> - <li class='c013'>Environment and predisposition, <a href='#Page_9'>9</a></li> - <li class='c013'>Etiology of the neuroses, <a href='#Page_72'>72</a>, <a href='#Page_80'>80</a></li> - <li class='c003'>Failure of adaptation, <a href='#Page_83'>83</a></li> - <li class='c013'>Finger, sucking of, <a href='#Page_22'>22</a></li> - <li class='c013'>Freud, <a href='#Page_5'>5</a></li> - <li class='c003'>Genetic conception of libido, <a href='#Page_38'>38</a></li> - <li class='c003'>Hypothesis, early, <a href='#Page_4'>4</a></li> - <li class='c003'>Incest-complex, <a href='#Page_70'>70</a></li> - <li class='c013'>Infancy, the polymorphic sexuality of, <a href='#Page_24'>24</a></li> - <li class='c013'>Infantile amnesia, <a href='#Page_78'>78</a></li> - <li class='c013'>Infantile mental attitude, <a href='#Page_53'>53</a></li> - <li class='c013'>Infantile perversity, <a href='#Page_43'>43</a></li> - <li class='c013'>Infantile reaction, <a href='#Page_84'>84</a></li> - <li class='c013'>Infantile sexuality, <a href='#Page_17'>17</a></li> - <li class='c013'>Infantile sexual etiology criticized, <a href='#Page_46'>46</a></li> - <li class='c013'>Infantile sexual phantasy, <a href='#Page_15'>15</a></li> - <li class='c013'>Introversion, <a href='#Page_49'>49</a></li> - <li class='c003'>Latent sexual period, <a href='#Page_79'>79</a></li> - <li class='c013'>Libido, <a href='#Page_26'>26</a>, <a href='#Page_27'>27</a></li> - <li class='c013'>Libido in dementia præcox, <a href='#Page_35'>35</a></li> - <li class='c013'>Libido, energic theory of, <a href='#Page_28'>28</a></li> - <li class='c013'>Libido, genetic conception of, <a href='#Page_38'>38</a></li> - <li class='c013'>Libido, regression of, <a href='#Page_76'>76</a></li> - <li class='c013'>Libido, the sexual definition, <a href='#Page_34'>34</a></li> - <li class='c013'>Life, three phases of, <a href='#Page_33'>33</a></li> - <li class='c013'>Little Red-Ridinghood, <a href='#Page_119'>119</a></li> - <li class='c003'>Masturbation, <a href='#Page_22'>22</a></li> - <li class='c013'>Method, cathartic, <a href='#Page_6'>6</a></li> - <li class='c003'>Naughtiness, <a href='#Page_121'>121</a></li> - <li class='c013'>Neurosis in a child, <a href='#Page_113'>113</a></li> - <li class='c013'>Neuroses, etiology of, <a href='#Page_72'>72</a>, <a href='#Page_80'>80</a></li> - <li class='c013'>Nucleus-complex, <a href='#Page_50'>50</a></li> - <li class='c003'>Objections to the sexual hypothesis, <a href='#Page_18'>18</a></li> - <li class='c013'>Oedipus-complex, <a href='#Page_67'>67</a></li> - <li class='c003'>Perversity, infantile, <a href='#Page_43'>43</a></li> - <li class='c013'>Phantasy criticized, <a href='#Page_94'>94</a></li> - <li class='c013'>Phantasy, infantile sexual, <a href='#Page_17'>17</a></li> - <li class='c013'>Phantasy, unconscious, <a href='#Page_29'>29</a>, <a href='#Page_53'>53</a></li> - <li class='c013'>Polymorphic perverse sexuality of infancy, <a href='#Page_24'>24</a></li> - <li class='c013'>Pragmatic rule, <a href='#Page_2'>2</a></li> - <li class='c013'>Predisposition and environment, <a href='#Page_9'>9</a></li> - <li class='c013'>Predisposition for the trauma, <a href='#Page_12'>12</a></li> - <li class='c013'>Present, actual, <a href='#Page_81'>81</a></li> - <li class='c013'>Problem of self-analysis, <a href='#Page_108'>108</a></li> - <li class='c013'>Psychoanalysis and confession, <a href='#Page_103'>103</a></li> - <li class='c013'>Psychoanalysis, remarks on, <a href='#Page_111'>111</a></li> - <li class='c013'>Psychoanalysis, therapeutic principles of, <a href='#Page_96'>96</a></li> - <li class='c013'>Psychopathology of everyday life, <a href='#Page_65'>65</a></li> - <li class='c003'>Regression of the libido, <a href='#Page_76'>76</a></li> - <li class='c013'>Regression and sensitiveness, <a href='#Page_90'>90</a></li> - <li class='c013'>Remarks on psychoanalysis, <a href='#Page_111'>111</a></li> - <li class='c013'>Repression, <a href='#Page_8'>8</a></li> - <li class='c013'>Robert Mayer, <a href='#Page_28'>28</a></li> - <li class='c013'>Romulus and Remus, <a href='#Page_120'>120</a></li> - <li class='c003'>Schopenhauer’s will, <a href='#Page_39'>39</a></li> - <li class='c013'>Self-analysis, problem of, <a href='#Page_108'>108</a></li> - <li class='c013'>Sensitiveness, conception of, <a href='#Page_89'>89</a></li> - <li class='c013'>Sensitiveness and regression, <a href='#Page_90'>90</a></li> - <li class='c013'>Sexual definition of libido, <a href='#Page_34'>34</a></li> - <li class='c013'>Sexual element in the trauma, <a href='#Page_14'>14</a></li> - <li class='c013'>Sexual period, latent, <a href='#Page_79'>79</a></li> - <li class='c013'>Sexual hypothesis, objections to, <a href='#Page_18'>18</a></li> - <li class='c013'>Sexual trauma in childhood, <a href='#Page_10'>10</a></li> - <li class='c013'>Sexuality, the conception of, <a href='#Page_19'>19</a></li> - <li class='c013'>Sexuality, infantile, <a href='#Page_17'>17</a></li> - <li class='c013'>Sexuality of the suckling, <a href='#Page_21'>21</a></li> - <li class='c013'>Sexual terminology, <a href='#Page_30'>30</a></li> - <li class='c013'>Sleeping Beauty, <a href='#Page_124'>124</a></li> - <li class='c013'>Snow-White, <a href='#Page_125'>125</a></li> - <li class='c013'>Spring-Sun, <a href='#Page_124'>124</a></li> - <li class='c013'>Stork, <a href='#Page_129'>129</a></li> - <li class='c013'>Sucking the finger, <a href='#Page_22'>22</a></li> - <li class='c013'>Suckling, sexuality of, <a href='#Page_21'>21</a></li> - <li class='c013'>Symbolism, <a href='#Page_112'>112</a></li> - <li class='c003'>Teleological meaning of dreams, <a href='#Page_109'>109</a></li> - <li class='c013'>Terminology, sexual, <a href='#Page_30'>30</a></li> - <li class='c013'>The dream, <a href='#Page_60'>60</a></li> - <li class='c013'>Theory, change in, <a href='#Page_5'>5</a></li> - <li class='c013'>Theory criticized, traumatic, <a href='#Page_7'>7</a></li> - <li class='c013'>Theory, traumatic, <a href='#Page_5'>5</a>, <a href='#Page_48'>48</a></li> - <li class='c013'>Therapeutic principles of psychoanalysis, <a href='#Page_96'>96</a></li> - <li class='c013'>Three contributions to the sexual theory, <a href='#Page_17'>17</a></li> - <li class='c013'>Three phases of life, <a href='#Page_33'>33</a></li> - <li class='c013'>Thunderstorm, <a href='#Page_129'>129</a></li> - <li class='c013'>Transference, analysis of, <a href='#Page_105'>105</a></li> - <li class='c013'>Transference, conception of, <a href='#Page_102'>102</a></li> - <li class='c013'>Trauma, predisposition for, <a href='#Page_12'>12</a></li> - <li class='c013'>Trauma, sexual element in, <a href='#Page_14'>14</a></li> - <li class='c013'>Traumatic theory, <a href='#Page_5'>5</a>, <a href='#Page_48'>48</a></li> - <li class='c013'>Traumatic theory criticized, <a href='#Page_7'>7</a></li> - <li class='c003'>Unconscious, <a href='#Page_55'>55</a></li> - <li class='c013'>Unconscious, content of, <a href='#Page_67'>67</a></li> - <li class='c013'>Unconscious phantasy, <a href='#Page_29'>29</a>, <a href='#Page_53'>53</a></li> -</ul> - -<div class='nf-center-c1'> - <div class='nf-center'> - <div><span class='large'>Footnotes</span></div> - </div> -</div> - -<div class='footnote' id='f1'> -<p class='c007'><span class='label'><a href='#r1'>1</a>. </span>“Selected Papers on Hysteria and Other Psychoneuroses,” by Prof. -Sigmund Freud. Nervous and Mental Disease Monograph Series, <abbr title='number'>No.</abbr> 4.</p> -</div> -<div class='footnote' id='f2'> -<p class='c007'><span class='label'><a href='#r2'>2</a>. </span>Monograph <abbr title='number'>No.</abbr> 4, <abbr title='page'>p.</abbr> 14.</p> -</div> -<div class='footnote' id='f3'> -<p class='c007'><span class='label'><a href='#r3'>3</a>. </span><i>Ibid.</i></p> -</div> -<div class='footnote' id='f4'> -<p class='c007'><span class='label'><a href='#r4'>4</a>. </span><abbr title='number'>No.</abbr> 7 of this Monograph Series.</p> -</div> -<div class='footnote' id='f5'> -<p class='c007'><span class='label'><a href='#r5'>5</a>. </span><abbr title='number'>No.</abbr> 7 of this Monograph Series.</p> -</div> -<div class='footnote' id='f6'> -<p class='c007'><span class='label'><a href='#r6'>6</a>. </span><abbr title='number'>No.</abbr> 3 of this Monograph Series.</p> -</div> -<div class='footnote' id='f7'> -<p class='c007'><span class='label'><a href='#r7'>7</a>. </span><span lang="de" xml:lang="de">Jahrbuch für psychoanalytische und psychopathologisch Forschungen</span>, -<abbr title='band'>Bd.</abbr> <abbr title='1'>I</abbr>.</p> -</div> -<div class='footnote' id='f8'> -<p class='c007'><span class='label'><a href='#r8'>8</a>. </span><abbr title='american journal of psychology'>Am. Jour. Psychol.</abbr>, April, 1910.</p> -</div> -<div class='footnote' id='f9'> -<p class='c007'><span class='label'><a href='#r9'>9</a>. </span><span lang="de" xml:lang="de">Jahrbuch für psychopath. u. psychoanalyt. Forschungen</span>, Bd. II, <abbr title='page'>p.</abbr> -465.</p> -</div> -<div class='footnote' id='f10'> -<p class='c007'><span class='label'><a href='#r10'>10</a>. </span><abbr title='American Journal of Psychology'>Am. Journ. Psych.</abbr>, April, 1910.</p> -</div> -<div class='footnote' id='f11'> -<p class='c007'><span class='label'><a href='#r11'>11</a>. </span><span lang="de" xml:lang="de">“Wandlungen und Symbole der Libido,”</span> Wien, 1912.</p> -</div> -<div class='footnote' id='f12'> -<p class='c007'><span class='label'><a href='#r12'>12</a>. </span>Abraham, “Dreams and Myths,” <abbr title='number'>No.</abbr> 15 of the Monograph Series.</p> -</div> -<div class='footnote' id='f13'> -<p class='c007'><span class='label'><a href='#r13'>13</a>. </span>“Dreams and Myths,” <abbr title='number'>No.</abbr> 15 of the Monograph Series.</p> -</div> -<div> - - <ul class='ul_1 c002'> - <li>Transcriber’s Notes: - <ul class='ul_2'> - <li>Footnotes have been collected at the end of the text, and are linked for ease of - reference. - </li> - </ul> - </li> - </ul> - -</div> - -<div style='display:block; margin-top:4em'>*** END OF THE PROJECT GUTENBERG EBOOK THE THEORY OF PSYCHOANALYSIS ***</div> -<div style='text-align:left'> - -<div style='display:block; margin:1em 0'> -Updated editions will replace the previous one—the old editions will -be renamed. -</div> - -<div style='display:block; margin:1em 0'> -Creating the works from print editions not protected by U.S. copyright -law means that no one owns a United States copyright in these works, -so the Foundation (and you!) can copy and distribute it in the United -States without permission and without paying copyright -royalties. 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