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diff --git a/old/ijust10.txt b/old/ijust10.txt new file mode 100644 index 0000000..dbc2c23 --- /dev/null +++ b/old/ijust10.txt @@ -0,0 +1,8528 @@ +The Project Gutenberg EBook of The Institutes of Justinian, translated +by J.B. Moyle. + +Copyright laws are changing all over the world. Be sure to check the +copyright laws for your country before downloading or redistributing +this or any other Project Gutenberg eBook. + +This header should be the first thing seen when viewing this Project +Gutenberg file. Please do not remove it. Do not change or edit the +header without written permission. + +Please read the "legal small print," and other information about the +eBook and Project Gutenberg at the bottom of this file. Included is +important information about your specific rights and restrictions in +how the file may be used. You can also find out about how to make a +donation to Project Gutenberg, and how to get involved. + + +**Welcome To The World of Free Plain Vanilla Electronic Texts** + +**eBooks Readable By Both Humans and By Computers, Since 1971** + +*****These eBooks Were Prepared By Thousands of Volunteers!***** + + +Title: The Institutes of Justinian + +Author: J.B. Moyle, Translator + +Release Date: June, 2004 [EBook #5983] +[Yes, we are more than one year ahead of schedule] +[This file was first posted on October 6, 2002] + +Edition: 10 + +Language: English + +Character set encoding: ASCII + +*** START OF THE PROJECT GUTENBERG EBOOK, THE INSTITUTES OF JUSTINIAN *** + + + + +This eBook was prepared by Howard Sauertieg. + + + +THE INSTITUTES OF JUSTINIAN + +Translated into English by J. B. Moyle, D.C.L. +of Lincoln's Inn, Barrister-at-Law, +Fellow and Late Tutor of New College, Oxford + +Fifth Edition (1913) + + + +* PROOEMIVM * + +In the name of Our Lord, Jesus Christ. + +The Emperor Caesar Flavius Justinian, conqueror of the +Alamanni, the Goths, the Franks, the Germans, the Antes, +the Alani, the Vandals, the Africans, pious, prosperous, +renowned, victorious, and triumphant, ever august, + +To the youth desirous of studying the law: + +The imperial majesty should be armed with laws as well as +glorified with arms, that there may be good government in times +both of war and of peace, and the ruler of Rome may not only be +victorious over his enemies, but may show himself as scrupulously +regardful of justice as triumphant over his conquered foes. + +With deepest application and forethought, and by the blessing +of God, we have attained both of these objects. The barbarian +nations which we have subjugated know our valour, Africa and +other provinces without number being once more, after so long an +interval, reduced beneath the sway of Rome by victories granted +by Heaven, and themselves bearing witness to our dominion. All +peoples too are ruled by laws which we have either enacted or +arranged. Having removed every inconsistency from the sacred +constitutions, hitherto inharmonious and confused, we extended +our care to the immense volumes of the older jurisprudence; and, +like sailors crossing the mid-ocean, by the favour of Heaven have +now completed a work of which we once despaired. When this, +with God's blessing, had been done, we called together that dis- +tinguished man Tribonian, master and ex-quaestor of our sacred +palace, and the illustrious Theophilus and Dorotheus, professors +of law, of whose ability, legal knowledge, and trusty observance +of our orders we have received many and genuine proofs, and +especially commissioned them to compose by our authority and +advice a book of Institutes, whereby you may be enabled to +learn your first lessons in law no longer from ancient fables, but +to grasp them by the brilliant light of imperial learning, and that +your ears and minds may receive nothing useless or incorrect, +but only what holds good in actual fact. And thus whereas in +past time even the foremost of you were unable to read the +imperial constitutions until after four years, you, who have been +so honoured and fortunate as to receive both the beginning and +the end of your legal teaching from the mouth of the Emperor, +can now enter on the study of them without delay. After the +completion therefore of the fifty books of the Digest or Pandects, +in which all the earlier law has been collected by the aid of the +said distinguished Tribonian and other illustrious and most able +men, we directed the division of these same Institutes into four +books, comprising the first elements of the whole science of law. +In these the law previously obtaining has been briefly stated, as +well as that which after becoming disused has been again brought +to light by our imperial aid. Compiled from all the Institutes of +our ancient jurists, and in particular from the commentaries of our +Gaius on both the Institutes and the common cases, and from +many other legal works, these Institutes were submitted to us by +the three learned men aforesaid, and after reading and examining +them we have given them the fullest force of our constitutions. + +Receive then these laws with your best powers and with the +eagerness of study, and show yourselves so learned as to be +encouraged to hope that when you have compassed the whole +field of law you may have ability to govern such portion of the +state as may be entrusted to you. + +Given at Constantinople the 21st day of November, +in the third consulate of the Emperor Justinian, +Father of his Country, +ever august. + + +* BOOK I * + +TITLES +I. Of Justice and Law +II. Of the law of nature, the law of nations, +and the civil law +III. Of the law of persons +IV. Of men free born +V. Of freedmen +VI. Of persons unable to manumit, and the +causes of their incapacity +VII. Of the repeal of the lex Fufia Caninia +VIII. Of persons independent or dependent +IX. Of paternal power +X. Of marriage +XI. Of adoptions +XII. Of the modes in which paternal power +is extinguished +XIII. Of guardianships +XIV. Who can be appointed guardians by will +XV. Of the statutory guardianship of agnates +XVI. Of loss of status +XVII. Of the statutory guardianship of patrons +XVIII. Of the statutory guardianship of parents +XIX. Of fiduciary guardianship +XX. Of Atilian guardians, and those appointed +under the lex Iulia et Titia +XXI. Of the authority of guardians +XXII. Of the modes in which guardianship +is terminated +XXIII. Of curators +XXIV. Of the security to be given by guardians +and curators +XXV. Of guardians' and curators' grounds +of exemption +XXVI. Of guardians or curators who are +suspected + +TITLE I +OF JUSTICE AND LAW + +Justice is the set and constant purpose which gives to every +man his due. 1 Jurisprudence is the knowledge of things divine +and human, the science of the just and the unjust. + +2 Having laid down these general definitions, and our object +being the exposition of the law of the Roman people, we think +that the most advantageous plan will be to commence with an +easy and simple path, and then to proceed to details with a most +careful and scrupulous exactness of interpretation. Otherwise, if +we begin by burdening the student's memory, as yet weak and +untrained, with a multitude and variety of matters, one of two +things will happen: either we shall cause him wholly to desert the +study of law, or else we shall bring him at last, after great labour, +and often, too, distrustful of his own powers (the commonest +cause, among the young, of ill-success), to a point which he +might have reached earlier, without such labour and confident +in himself, had he been led along a smoother path. + +3 The precepts of the law are these: to live honestly, to injure +no one, and to give every man his due. 4 The study of law +consists of two branches, law public, and law private. The +former relates to the welfare of the Roman State; the latter to +the advantage of the individual citizen. Of private law then we +may say that it is of threefold origin, being collected from the +precepts of nature, from those of the law of nations, or from +those of the civil law of Rome. + +TITLE II +OF THE LAW OF NATURE, THE LAW OF NATIONS, +AND THE CIVIL LAW + +1 The law of nature is that which she has taught all animals; a +law not peculiar to the human race, but shared by all living +creatures, whether denizens of the air, the dry land, or the sea. +Hence comes the union of male and female, which we call +marriage; hence the procreation and rearing of children, for +this is a law by the knowledge of which we see even the lower +animals are distinguished. The civil law of Rome, and the law +of all nations, differ from each other thus. The laws of every +people governed by statutes and customs are partly peculiar +to itself, partly common to all mankind. Those rules which a +state enacts for its own members are peculiar to itself, and +are called civil law: those rules prescribed by natural reason +for all men are observed by all peoples alike, and are called +the law of nations. Thus the laws of the Roman people are +partly peculiar to itself, partly common to all nations; a dis- +tinction of which we shall take notice as occasion offers. +2 Civil law takes its name from the state wherein it binds; for +instance, the civil law of Athens, it being quite correct to speak +thus of the enactments of Solon or Draco. So too we call the +law of the Roman people the civil law of the Romans, or the +law of the Quirites; the law, that is to say, which they observe, +the Romans being called Quirites after Quirinus. Whenever +we speak, however, of civil law, without any qualification, we +mean our own; exactly as, when `the poet' is spoken of, without +addition or qualification, the Greeks understand the great Homer, +and we understand Vergil. But the law of nations is common +to the whole human race; for nations have settled certain things +for themselves as occasion and the necessities of human life re- +quired. For instance, wars arose, and then followed captivity +and slavery, which are contrary to the law of nature; for by the +law of nature all men from the beginning were born free. The +law of nations again is the source of almost all contracts; for +instance, sale, hire, partnership, deposit, loan for consumption, +and very many others. + +3 Our law is partly written, partly unwritten, as among the +Greeks. The written law consists of statutes, plebiscites, +senatusconsults, enactments of the Emperors, edicts of the +magistrates, and answers of those learned in the law. 4 A +statute is an enactment of the Roman people, which it used to +make on the motion of a senatorial magistrate, as for instance +a consul. A plebiscite is an enactment of the commonalty, +such as was made on the motion of one of their own magistrates, +as a tribune. The commonalty differs from the people as a +species from its genus; for `the people' includes the whole +aggregate of citizens, among them patricians and senators, +while the term `commonalty' embraces only such citizens as +are not patricians or senators. After the passing, however, +of the statute called the lex Hortensia, plebiscites acquired +for the first time the force of statutes. 5 A senatusconsult +is a command and ordinance of the senate, for when the +Roman people had been so increased that it was difficult to +assemble it together for the purpose of enacting statutes, it +seemed right that the senate should be consulted instead of +the people. 6 Again, what the Emperor determines has the +force of a statute, the people having conferred on him all their +authority and power by the ‘lex regia,’ which was passed +concerning his office and authority. Consequently, whatever +the Emperor settles by rescript, or decides in his judicial +capacity, or ordains by edicts, is clearly a statute: and these +are what are called constitutions. Some of these of course +are personal, and not to be followed as precedents, since this +is not the Emperor's will; for a favour bestowed on individual +merit, or a penalty inflicted for individual wrongdoing, or relief +given without a precedent, do not go beyond the particular +person: though others are general, and bind all beyond a doubt. +7 The edicts of the praetors too have no small legal authority, +and these we are used to call the ‘ius honorarium,’ because +those who occupy posts of honour in the state, in other words +the magistrates, have given authority to this branch of law. The +curule aediles also used to issue an edict relating to certain +matters, which forms part of the ius honorarium. 8 The +answers of those learned in the law are the opinions and views +of persons authorized to determine and expound the law; for it +was of old provided that certain persons should publicly inter- +pret the laws, who were called jurisconsults, and whom the +Emperor privileged to give formal answers. If they were +unanimous the judge was forbidden by imperial constitution to +depart from their opinion, so great was its authority. 9 The +unwritten law is that which usage has approved: for ancient +customs, when approved by consent of those who follow them, +are like statute. 10 And this division of the civil law into two +kinds seems not inappropriate, for it appears to have origin- +ated in the institutions of two states, namely Athens and +Lacedaemon; it having been usual in the latter to commit +to memory what was observed as law, while the Athenians +observed only what they had made permanent in written +statutes. + +11 But the laws of nature, which are observed by all nations +alike, are established, as it were, by divine providence, and +remain ever fixed and immutable: but the municipal laws of +each individual state are subject to frequent change, either by +the tacit consent of the people, or by the subsequent enactment +of another statute. + +12 The whole of the law which we observe relates either to +persons, or to things, or to actions. And first let us speak of +persons: for it is useless to know the law without knowing the + persons for whose sake it was established. + +TITLE III +OF THE LAW OF PERSONS + +In the law of persons, then, the first division is into free men and +slaves. 1 Freedom, from which men are called free, is a man's +natural power of doing what he pleases, so far as he is not +prevented by force or law: 2 slavery is an institution of the law +of nations, against nature subjecting one man to the dominion +of another. 3 The name `slave' is derived from the practice of +generals to order the preservation and sale of captives, instead +of killing them; hence they are also called mancipia, because +they are taken from the enemy by the strong hand. 4 Slaves are +either born so, their mothers being slaves themselves; or they +become so, and this either by the law of nations, that is to say +by capture in war, or by the civil law, as when a free man, over +twenty years of age, collusively allows himself to be sold in order +that he may share the purchase money. 5 The condition of all +slaves is one and the same: in the conditions of free men there +are many distinctions; to begin with, they are either free born, +or made free. + +TITLE IV +OF MEN FREE BORN + +A freeborn man is one free from his birth, being the offspring +of parents united in wedlock, whether both be free born or +both made free, or one made free and the other free born. He +is also free born if his mother be free even though his father be +a slave, and so also is he whose paternity is uncertain, being +the offspring of promiscuous intercourse, but whose mother is +free. It is enough if the mother be free at the moment of birth, +though a slave at that of conception: and conversely if she be +free at the time of conception, and then becomes a slave before +the birth of the child, the latter is held to be free born, on the +ground that an unborn child ought not to be prejudiced by the +mother's misfortune. Hence arose the question of whether the +child of a woman is born free, or a slave, who, while pregnant, +is manumitted, and then becomes a slave again before delivery. +Marcellus thinks he is born free, for it is enough if the mother of +an unborn infant is free at any moment between conception and +delivery: and this view is right. 1 The status of a man born free +is not prejudiced by his being placed in the position of a slave +and then being manumitted: for it has been decided that manu- +mission cannot stand in the way of rights acquired by birth. + +TITLE V +OF FREEDMEN + +Those are freedmen, or made free, who have been manumit- +ted from legal slavery. Manumission is the giving of freedom; +for while a man is in slavery he is subject to the power once +known as ‘manus’; and from that power he is set free by manu- +mission. All this originated in the law of nations; for by natural +law all men were born free -- slavery, and by consequence + manumission, being unknown. But afterwards slavery came +in by the law of nations; and was followed by the boon of +manumission; so that though we are all known by the common +name of `man,' three classes of men came into existence with +the law of nations, namely men free born, slaves, and thirdly +freedmen who had ceased to be slaves. 1 Manumission may +take place in various ways; either in the holy church, according +to the sacred constitutions, or by default in a fictitious vindica- +tion, or before friends, or by letter, or by testament or any +other expression of a man's last will: and indeed there are many +other modes in which freedom may be acquired, introduced +by the constitutions of earlier emperors as well as by our own. +2 It is usual for slaves to be manumitted by their masters at any +time, even when the magistrate is merely passing by, as for +instance while the praetor or proconsul or governor of a +province is going to the baths or the theatre. + +3 Of freedmen there were formerly three grades; for those +who were manumitted sometimes obtained a higher freedom +fully recognised by the laws, and became Roman citizens; +sometimes a lower form, becoming by the lex Iunia Norbana +Latins; and sometimes finally a liberty still more circumscribed, +being placed by the lex Aelia Sentia on the footing of enemies +surrendered at discretion. This last and lowest class, however, +has long ceased to exist, and the title of Latin also had become +rare: and so in our goodness, which desires to raise and im- +prove in every matter, we have amended this in two consti- +tutions, and reintroduced the earlier usage; for in the earliest +infancy of Rome there was but one simple type of liberty, +namely that possessed by the manumitter, the only distinction +possible being that the latter was free born, while the manu- +mitted slave became a freedman. We have abolished the class +of ‘dediticii,’ or enemies surrendered at discretion, by our +constitution, published among those our decisions, by which, +at the suggestion of the eminent Tribonian, our quaestor, we +have set at rest the disputes of the older law. By another con- +stitution, which shines brightly among the imperial enactments, +and suggested by the same quaestor, we have altered the +position of the ‘Latini Iuniani,’ and dispensed with all the rules +relating to their condition; and have endowed with the citizen- +ship of Rome all freedmen alike, without regard to the age of +the person manuumitted, and nature of the master's ownership, +or the mode of manumission, in accordance with the earlier +usage; with the addition of many new modes in which freedom +coupled with the Roman citizenship, the only kind of freedom +now known may be bestowed on slaves. + +TITLE VI +OF PERSONS UNABLE TO MANUMIT, AND THE +CAUSES OF THEIR INCAPACITY + +In some cases, however, manumission is not permitted; for an +owner who would defraud his creditors by an intended manu- +mission attempts in vain to manumit, the act being made of no +effect by the lex Aelia Sentia. 1 A master, however, who is +insolvent may institute one of his slaves heir in his will, confer- +ring freedom on him at the same time, so that he may become +free and his sole and necessary heir, provided no one else takes +as heir under the will, either because no one else was instituted +at all, or because the person instituted for some reason or other +does not take the inheritance. And this was a judicious provision +of the lex Aelia Sentia, for it was most desirable that persons +in embarrassed circumstances, who could get no other heir, +should have a slave as necessary heir to satisfy their creditors' +claims, or that at least (if he did not do this) the creditors might +sell the estate in the slave's name, so as to save the memory of +the deceased from disrepute. 2 The law is the same if a slave +be instituted heir without liberty being expressly given him, this +being enacted by our constitution in all cases, and not merely +where the master is insolvent; so that in accordance with the +modern spirit of humanity, institution will be equivalent to a gift +of liberty; for it is unlikely, in spite of the omission of the grant +of freedom, that one should have wished the person whom one +has chosen as one's heir to remain a slave, so that one should +have no heir at all. 3 If a person is insolvent at the time of a +manumission, or becomes so by the manumission itself, this is +manumission in fraud of creditors. It is, however, now settled +law, that the gift of liberty is not avoided unless the intention of +the manumitter was fraudulent, even though his property is in +fact insufficient to meet his creditors' claims; for men often hope +and believe that they are better off than they really are. Con- +sequently, we understand a gift of liberty to be avoided only +when the creditors are defrauded both by the intention of the +manumitter, and in fact: that is to say, by his property being +insufficient to meet their claims. + +4 The same lex Aelia Sentia makes it unlawful for a master +under twenty years of age to manumit, except in the mode of +fictitious vindication, preceded by proof of some legitimate +motive before the council. 5 It is a legitimate motive of manu- +mission if the slave to be manumitted be, for instance, the +father or mother of the manumitter, or his son or daughter, or +his natural brother or sister, or governor or nurse or teacher, +or foster-son or foster-daughter or foster-brother, or a slave +whom he wishes to make his agent, or a female slave whom +he intends to marry; provided he marry her within six months, +and provided that the slave intended as an agent is not less +than seventeen years of age at the time of manumission. 6 +When a motive for manumission, whether true or false, has +once been proved, the council cannot withdraw its sanction. + +7 Thus the lex Aelia Sentia having prescribed a certain mode +of manumission for owners under twenty, it followed that +though a person fourteen years of age could make a will, and +therein institute an heir and leave legacies, yet he could not con- +fer liberty on a slave until he had completed his twentieth year. +But it seemed an intolerable hardship that a man who had the +power of disposing freely of all his property by will should not +be allowed to give his freedom to a single slave: wherefore we +allow him to deal in his last will as he pleases with his slaves as +with the rest of his property, and even to give them their liberty +if he will. But liberty being a boon beyond price, for which +very reason the power of manumission was denied by the older +law to owners under twenty years of age, we have as it were +selected a middle course, and permitted persons under twenty +years of age to manumit their slaves by will, but not until they +have completed their seventeenth and entered on their eighteenth +year. For when ancient custom allowed persons of this age to +plead on behalf of others, why should not their judgement be +deemed sound enough to enable them to use discretion in giving +freedom to their own slaves? + +TITLE VII +OF THE REPEAL OF THE LEX FUFIA CANINIA + +Moreover, by the lex Fufia Caninia a limit was placed on the +number of slaves who could be manumitted by their master's +testament: but this law we have thought fit to repeal, as an +obstacle to freedom and to some extent invidious, for it was +certainly inhuman to take away from a man on his deathbed the +right of liberating the whole of his slaves, which he could have +exercised at any moment during his lifetime, unless there were +some other obstacle to the act of manumission. + +TITLE VIII +OF PERSONS INDEPENDENT OR DEPENDENT + +Another division of the law relating to persons classifies them as +either independent or dependent. Those again who are depend- +ent are in the power either of parents or of masters. Let us first +then consider those who are dependent, for by learning who +these are we shall at the same time learn who are independent. +And first let us look at those who are in the power of masters. + +1 Now slaves are in the power of masters, a power recognised +by the law of all nations, for all nations present the spectacle of +masters invested with power of life and death over slaves; and +to whatever is acquired through a slave his owner is entitled. +2 But in the present day no one under our sway is permitted to +indulge in excessive harshness towards his slaves, without some +reason recognised by law; for, by a constitution of the Emperor +Antoninus Pius, a man is made as liable to punishment for killing +his own slave as for killing the slave of another person; and +extreme severity on the part of masters is checked by another +constitution whereby the same Emperor, in answer to inquiries +from presidents of provinces concerning slaves who take refuge +at churches or statues of the Emperor, commanded that on +proof of intolerable cruelty a master should be compelled to +sell his slaves on fair terms, so as to receive their value. And +both of these are reasonable enactments, for the public interest +requires that no one should make an evil use of his own property. +The terms of the rescript of Antoninus to Aelius Marcianus are +as follow: -- `The powers of masters over their slaves ought to +continue undiminished, nor ought any man to be deprived of +his lawful rights; but it is the master's own interest that relief +justly sought against cruelty, insufficient sustenance, or intoler- +able wrong, should not be denied. I enjoin you then to look +into the complaints of the slaves of Iulius Sabinus, who have +fled for protection to the statue of the Emperor, and if you find +them treated with undue harshness or other ignominious wrong, +order them to be sold, so that they may not again fall under the +power of their master; and the latter will find that if he attempts +to evade this my enactment, I shall visit his offence with severe +punishment.' + +TITLE IX +OF PATERNAL POWER + +Our children whom we have begotten in lawful wedlock are in +our power. 1 Wedlock or matrimony is the union of male and +female, involving the habitual intercourse of daily life. 2 The +power which we have over our children is peculiar to Roman +citizens, and is found in no other nation. 3 The offspring then +of you and your wife is in your power, and so too is that of +your son and his wife, that is to say, your grandson and grand- +daughter, and so on. But the offspring of your daughter is not +in your power, but in that of its own father. + +TITLE X +OF MARRIAGE + +Roman citizens are joined together in lawful wedlock when they +are united according to law, the man having reached years of +puberty, and the woman being of a marriageable age, whether +they be independent or dependent: provided that, in the latter +case, they must have the consent of the parents in whose power +they respectively are, the necessity of which, and even of its +being given before the marriage takes place, is recognised no +less by natural reason than by law. Hence the question has arisen, +can the daughter or son of a lunatic lawfully contract marriage? +and as the doubt still remained with regard to the son, we +decided that, like the daughter, the son of a lunatic might marry +even without the intervention of his father, according to the mode +prescribed by our constitution. + +1 It is not every woman that can be taken to wife: for mar- +riage with certain classes of persons is forbidden. Thus, persons +related as ascendant and descendant are incapable of lawfully +intermarrying; for instance, father and daughter, grandfather +and granddaughter, mother and son, grandmother and grand- +son, and so on ad infinitum; and the union of such persons is +called criminal and incestuous. And so absolute is the rule, that +persons related as ascendant and descendant merely by adoption +are so utterly prohibited from intermarriage that dissolution of +the adoption does not dissolve the prohibition: so that an +adoptive daughter or granddaughter cannot be taken to wife +even after emancipation. + +2 Collateral relations also are subject to similar prohibitions, but +not so stringent. Brother and sister indeed are prohibited from +intermarriage, whether they are both of the same father and +mother, or have only one parent in common: but though an +adoptive sister cannot, during the subsistence of the adoption, +become a man's wife, yet if the adoption is dissolved by her +emancipation, or if the man is emancipated, there is no imped- +iment to their intermarriage. Consequently, if a man wished to +adopt his son-in-law, he ought first to emancipate his daughter: +and if he wished to adopt his daughter-in-law, he ought first +to emancipate his son. 3 A man may not marry his brother's +or his sister's daughter, or even his or her granddaughter, +though she is in the fourth degree; for when we may not marry +a person's daughter, we may not marry the granddaughter either. +But there seems to be no obstacle to a man's marrying the +daughter of a woman whom his father has adopted, for she is +no relation of his by either natural or civil law. 4 The children +of two brothers or sisters, or of a brother and sister, may lawfully +intermarry. 5 Again, a man may not marry his father's sister, +even though the tie be merely adoptive, or his mother's sister: +for they are considered to stand in the relation of ascendants. +For the same reason too a man may not marry his great-aunt +either paternal or maternal. 6 Certain marriages again are pro- +hibited on the ground of affinity, or the tie between a man or his +wife and the kin of the other respectively. For instance, a man +may not marry his wife's daughter or his son's wife, for both are +to him in the position of daughters. By wife's daughter or son's +wife we must be understood to mean persons who have been +thus related to us; for if a woman is still your daughter-in-law, +that is, still married to your son, you cannot marry her for +another reason, namely, because she cannot be the wife of two +persons at once. So too if a woman is still your stepdaughter, +that is, if her mother is still married to you, you cannot marry her +for the same reason, namely, because a man cannot have two +wives at the same time. 7 Again, it is forbidden for a man to +marry his wife's mother or his father's wife, because to him +they are in the position of a mother, though in this case too our +statement applies only after the relationship has finally terminated; +otherwise, if a woman is still your stepmother, that is, is married +to your father, the common rule of law prevents her from +marrying you, because a woman cannot have two husbands at +the same time: and if she is still your wife's mother, that is, if her +daughter is still married to you, you cannot marry her because +you cannot have two wives at the same time. 8 But a son of the +husband by another wife, and a daughter of the wife by another +husband, and vice versa, can lawfully intermarry, even though +they have a brother or sister born of the second marriage. 9 If +a woman who has been divorced from you has a daughter by +a second husband, she is not your stepdaughter, but Iulian is of +opinion that you ought not to marry her, on the ground that +though your son's betrothed is not your daughter-in-law, nor +your father's betrothed you stepmother, yet it is more decent +and more in accordance with what is right to abstain from +intermarrying with them. 10 It is certain that the rules relating to +the prohibited degrees of marriage apply to slaves: supposing, +for instance, that a father and daughter, or a brother and sister, +acquired freedom by manumission. 11 There are also other +persons who for various reasons are forbidden to intermarry, +a list of whom we have permitted to be inserted in the books +of the Digest or Pandects collected from the older law. + +12 Alliances which infringe the rules here stated do not confer +the status of husband and wife, nor is there in such case either +wedlock or marriage or dowry. Consequently children born of +such a connexion are not in their father's power, but as regards +the latter are in the position of children born of promiscuous +intercourse, who, their paternity being uncertain, are deemed to +have no father at all, and who are called bastards, either from +the Greek word denoting illicit intercourse, or because they are +fatherless. Consequently, on the dissolution of such a connex- +ion there can be no claim for return of dowry. Persons who +contract prohibited marriages are subjected to penalties set +forth in our sacred constitutions. + +13 Sometimes it happens that children who are not born in their +father's power are subsequently brought under it. Such for +instance is the case of a natural son made subject to his father's +power by being inscribed a member of the curia; and so too is +that of a child of a free woman with whom his father cohabited, +though he could have lawfully married her, who is subjected to +the power of his father by the subsequent execution of a dowry +deed according to the terms of our constitution: and the same +boon is in effect bestowed by that enactment on children sub- +sequently born of the same marriage. + +TITLE XI +OF ADOPTIONS + +Not only natural children are subject, as we said, to paternal +power, but also adoptive children. 1 Adoption is of two forms, +being effected either by rescript of the Emperor, or by the +judicial authority of a magistrate. The first is the mode in which +we adopt independent persons, and this form of adoption is +called adrogation: the second is the mode in which we adopt a +person subject to the power of an ascendant, whether a +descendant in the first degree, as a son or daughter, or in a +remoter degree, as a grandson, granddaughter, great-grandson, +or great-grand-daughter. 2 But by the law, as now settled by +our constitution, when a child in power is given in adoption +to a stranger by his natural father, the power of the latter is not +extinguished; no right passes to the adoptive father, nor is the +person adopted in his power, though we have given a right of +succession in case of the adoptive father dying intestate. But +if the person to whom the child is given in adoption by its +natural father is not a stranger, but the child's own maternal +grandfather, or, supposing the father to have been emancipated, +its paternal grandfather, or its great-grandfather paternal or +maternal, in this case, because the rights given by nature and +those given by adoption are vested in one and the same +person, the old power of the adoptive father is left unimpaired, +the strength of the natural bond of blood being augmented by +the civil one of adoption, so that the child is in the family and +power of an adoptive father, between whom and himself there +existed antecedently the relationship described. 3 When a child +under the age of puberty is adopted by rescript of the Emperor, +the adrogation is only permitted after cause shown, the goodness +of the motive and the expediency of the step for the pupil being +inquired into. The adrogation is also made under certain con- +ditions; that is to say, the adrogator has to give security to a +public agent or attorney of the people, that if the pupil should +die within the age of puberty, he will return his property to +the persons who would have succeeded him had no adoption +taken place. The adoptive father again may not emancipate +them unless upon inquiry they are found deserving of emanci- +pation, or without restoring them their property. Finally, if he +disinherits him at death, or emancipates him in his lifetime +without just cause, he is obliged to leave him a fourth of his own +property, besides that which he brought him when adopted, or +by subsequent acquisition. 4 It is settled that a man cannot +adopt another person older than himself, for adoption imitates +nature, and it would be unnatural for a son to be older than his +father. Consequently a man who desires either to adopt or to +adrogate a son ought to be older than the latter by the full term +of puberty, or eighteen years. 5 A man may adopt a person +as grandson or granddaughter, or as great-grandson or great- +granddaughter, and so on, without having a son at all himself; +6 and similarly he may adopt another man's son as grandson, +or another man's grandson as son. 7 If he wishes to adopt +some one as grandson, whether as the son of an adoptive son +of his own, or of a natural son who is in his power, the consent +of this son ought to be obtained, lest a family heir be thrust +upon him against his will: but on the other hand, if a grandfather +wishes to give a grandson by a son in adoption to some one else, +the son's consent is not requisite. 8 An adoptive child is in most +respects in the same position, as regards the father, as a natural +child born in lawful wedlock. Consequently a man can give in +adoption to another a person whom he has adopted by imperial +rescript, or before the praetor or governor of a province, pro- +vided that in this latter case he was not a stranger (i.e. was a +natural descendant) before he adopted him himself. 9 Both +forms of adoption agree in this point, that persons incapable of +procreation by natural impotence are permitted to adopt, where- +as castrated persons are not allowed to do so. 10 Again, +women cannot adopt, for even their natural children are not +subject to their power; but by the imperial clemency they are +enabled to adopt, to comfort them for the loss of children who +have been taken from them. 11 It is peculiar to adoption by +imperial rescript, that children in the power of the person +adrogated, as well as their father, fall under the power of the +adrogator, assuming the position of grandchildren. Thus +Augustus did not adopt Tiberius until Tiberius had adopted +Germanicus, in order that the latter might become his own +grandson directly the second adoption was made. 12 The +old writers record a judicious opinion contained in the writings +of Cato, that the adoption of a slave by his master is equiva- +lent to manumission. In accordance with this we have in our +wisdom ruled by a constitution that a slave to whom his master +gives the title of son by the solemn form of a record is thereby +made free, although this is not sufficient to confer on him the +rights of a son. + +TITLE XII +OF THE MODES IN WHICH PATERNAL POWER +IS EXTINGUISHED + +Let us now examine the modes in which persons dependent +on a superior become independent. How slaves are freed +from the power of their masters can be gathered from what +has already been said respecting their manumission. Children +under paternal power become independent at the parent's death, +subject, however, to the following distinction. The death of a +father always releases his sons and daughters from dependence; +the death of a grandfather releases his grandchildren from +dependence only provided that it does not subject them to +the power of their father. Thus, if at the death of the grand- +father the father is alive and in his power, the grandchildren, +after the grandfather's death, are in the power of the father; +but if at the time of the grandfather's death the father is dead, +or not subject to the grandfather, the grandchildren will not +fall under his power, but become independent. 1 As +deportation to an island for some penal offence entails loss of +citizenship, such removal of a man from the list of Roman +citizens has, like his death, the effect of liberating his children +from his power; and conversely, the deportation of a person +subject to paternal power terminates the power of the parent. +In either case, however, if the condemned person is pardoned +by the grace of the Emperor, he recovers all his former rights. +2 Relegation to an island does not extinguish paternal power, +whether it is the parent or the child who is relegated. 3 Again, +a father's power is extinguished by his becoming a `slave of +punishment,' for instance, by being condemned to the mines or +exposed to wild beasts. 4 A person in paternal power does +not become independent by entering the army or becoming a +senator, for military service or consular dignity does not set a +son free from the power of his father. But by our constitution +the supreme dignity of the patriciate frees a son from power +immediately on the receipt of the imperial patent; for who would +allow anything so unreasonable as that, while a father is able by +emancipation to release his son from the tie of his power, the +imperial majesty should be unable to release from dependence +on another the man whom it has selected as a father of the State? +5 Again, capture of the father by the enemy makes him a slave +of the latter; but the status of his children is suspended by his +right of subsequent restoration by postliminium; for on escape +from captivity a man recovers all his former rights, and among +them the right of paternal power over his children, the law of +postliminium resting on a fiction that the captive has never +been absent from the state. But if he dies in captivity the son is +reckoned to have been independent from the moment of his +father's capture. So too, if a son or a grandson is captured by +the enemy, the power of his ascendant is provisionally suspended, +though he may again be subjected to it by postliminium. This +term is derived from ‘limen’ and ‘post,’ which explains why we +say that the person who has been captured by the enemy and +has come back into our territories has returned by postliminium: +for just as the threshold forms the boundary of a house, so the +ancients represented the boundaries of the empire as a threshold; +and this is also the origin of the term ‘limes, signifying a kind of +end and limit. Thus postliminium means that the captive returns +by the same threshold at which he was lost. A captive who is +recovered after a victory over the enemy is deemed to have +returned by postliminium. 6 Emancipation also liberates children +from the power of the parent. Formerly it was effected either +by the observance of an old form prescribed by statute by +which the son was fictitiously sold and then manumitted, or +by imperial rescript. Our forethought, however, has amended +this by a constitution, which has abolished the old fictitious +form, and enabled parents to go directly to a competent judge +or magistrate, and in his presence release their sons or daughters, +grandsons or granddaughters, and so on, from their power. +After this, the father has by the praetor's edict the same rights +over the property of the emancipated child as a patron has +over the property of his freedman: and if at the time of emanci- +pation the child, whether son or daughter, or in some remoter +degree of relationship, is beneath the age of puberty, the father +becomes by the emancipation his or her guardian. 7 It is to be +noted, however, that a grandfather who has both a son, and by +that son a grandson or granddaughter, in his power, may either +release the son from his power and retain the grandson or grand- +daughter, or emancipate both together; and a great-grandfather +has the same latitude of choice. 8 Again, if a father gives a son +whom he has in his power in adoption to the son's natural +grandfather or great-grandfather, in accordance with our con- +stitution on this subject, that is to say, by declaring his intention, +before a judge with jurisdiction in the matter, in the official +records, and in the presence and with the consent of the person +adopted, the natural father's power is thereby extinguished, and +passes to the adoptive father, adoption by whom under these +circumstances retains, as we said, all its old legal consequences. +9 It is to be noted, that if your daughter-in-law conceives by +your son, and you emancipate or give the latter in adoption +during her pregnancy, the child when born will be in your power; +but if the child is conceived after its father's emancipation or +adoption, it is in the power of its natural father or its adoptive +grandfather, as the case may be. 10 Children, whether natural +or adoptive, are only very rarely able to compel their parent to +release them from his power. + +TITLE XIII +OF GUARDIANSHIPS + +Let us now pass on to another classification of persons. Persons +not subject to power may still be subject either to guardians or +to curators, or may be exempt from both forms of control. We +will first examine what persons are subject to guardians and +curators, and thus we shall know who are exempt from both +kinds of control. And first of persons subject to guardianship or +tutelage. 1 Guardianship, as defined by Servius, is authority +and control over a free person, given and allowed by the civil +law, in order to protect one too young to defend himself: 2 and +guardians are those persons who possess this authority and +control, their name being derived from their very functions; for +they are called guardians as being protectors and defenders, +just as those entrusted with the care of sacred buildings are +called ‘aeditui.’ 3 The law allows a parent to appoint guardians +in his will for those children in his power who have not attained +the age of puberty, without distinction between sons and +daughters; but a grandson or granddaughter can receive a tes- +tamentary guardian only provided that the death of the testator +does not bring them under the power of their own father. +Thus, if your son is in your power at the time of your death, +your grandchildren by him cannot have a guardian given them +by your will, although they are in your power, because your +death leaves them in the power of their father. 4 And as in +many other matters afterborn children are treated on the +footing of children born before the execution of the will, so it +is ruled that afterborn children, as well as children born before +the will was made, may have guardians therein appointed to +them, provided that if born in the testator's lifetime they would +be family heirs and in his power. 5 If a testamentary guardian +be given by a father to his emancipated son, he must be ap- +proved by the governor in all cases, though inquiry into the +case is unnecessary. + +TITLE XIV +WHO CAN BE APPOINTED GUARDIANS BY WILL + +1 Persons who are in the power of others may be appointed +testamentary guardians no less than those who are independent; +and a man can also validly appoint one of his own slaves as +testamentary guardian, giving him at the same time his liberty; +and even in the absence of express manumission his freedom +is to be presumed to have been tacitly conferred on him, where- +by his appointment becomes a valid act, although of course it +is otherwise if the testator appointed him guardian in the er- +roneous belief that he was free. The appointment of another +man's slave as guardian, without any addition or qualification, +is void, though valid if the words `when he shall be free' are +added: but this latter form is ineffectual if the slave is the +testator's own, the appointment being void from the beginning. +2 If a lunatic or minor is appointed testamentary guardian, he +cannot act until, if a lunatic, he recovers his faculties, and, if a +minor, he attains the age of twenty-five years. + +3 There is no doubt that a guardian may be appointed for and +from a certain time, or conditionally, or before the institution of +the heir. 4 A guardian cannot, however, be appointed for a +particular matter or business, because his duties relate to the +person, and not merely to a particular business or matter. + +5 If a man appoints a guardian to his sons or daughters, he is +held to have intended them also for such as may be afterborn, +for the latter are included in the terms son and daughter. In the +case of grandsons, a question may arise whether they are im- +plicitly included in an appointment of guardians to sons; to which +we reply, that they are included in an appointment of guardians +if the term used is `children,' but not if it is `sons': for the words +son and grandson have quite different meanings. Of course an +appointment to afterborn children includes all children, and not +sons only. + +TITLE XV +OF THE STATUTORY GUARDIANSHIP OF AGNATES + +In default of a testamentary guardian, the statute of the Twelve +Tables assigns the guardianship to the nearest agnates, who +are hence called statutory guardians. 1 Agnates are persons +related to one another by males, that is, through their male as- +cendants; for instance, a brother by the same father, a brother's +son, or such son's son, a father's brother, his son or son's son. +But persons related only by blood through females are not +agnates, but merely cognates. Thus the son of your father's +sister is no agnate of yours, but merely your cognate, and +vice versa; for children are member's of their father's family, +and not of your mother's. 2 It was said that the statute confers +the guardianship, in case of intestacy, on the nearest agnates; +but by intestacy here must be understood not only complete +intestacy of a person having power to appoint a testamentary +guardian, but also the mere omission to make such appointment, +and also the case of a person appointed testamentary guardian +dying in the testator's lifetime. 3 Loss of status of any kind +ordinarily extinguishes rights by agnation, for agnation is a title +of civil law. Not every kind of loss of status, however, affects +rights by cognation; because civil changes cannot affect rights +annexed to a natural title to the same extent that they can affect +those annexed to a civil one. + +TITLE XVI +OF LOSS OF STATUS + +Loss of status, or change in one's previous civil rights, is of +three orders, greatest, minor or intermediate, and least. 1 The +greatest loss of status is the simultaneous loss of citizenship +and freedom, exemplified in those persons who by a terrible +sentence are made `slaves of punishment,' in freedmen con- +demned for ingratitude to their patrons, and in those who allow +themselves to be sold in order to share the purchase money +when paid. 2 Minor or intermediate loss of status is loss of +citizenship unaccompanied by loss of liberty, and is incident to +interdiction of fire and water and to deportation to an island. +3 The least loss of status occurs when citizenship and freedom +are retained, but a man's domestic position is altered, and is +exemplified by adrogation and emancipation. 4 A slave does +not suffer loss of status by being manumitted, for while a slave +he had no civil rights: 5 and where the change is one of dignity, +rather than of civil rights, there is no loss of status; thus it is no +loss of status to be removed from the senate. + +6 When it was said that rights by cognation are not affected +by loss of status, only the least loss of status was meant; by the +greatest loss of status they are destroyed -- for instance, by a +cognate's becoming a slave -- and are not recovered even by +subsequent manumission. Again, deportation to an island, +which entails minor or intermediate loss of status, destroys +rights by cognation. 7 When agnates are entitled to be guard- +ians, it is not all who are so entitled, but only those of the +nearest degree, though if all are in the same degree, all are +entitled. + +TITLE XVII +OF THE STATUTORY GUARDIANSHIP OF PATRONS + +The same statute of the Twelve Tables assigns the guardianship +of freedmen and freedwomen to the patron and his children, +and this guardianship, like that of agnates, is called statutory +guardianship; not that it is anywhere expressly enacted in that +statute, but because its interpretation by the jurists has procured +for it as much reception as it could have obtained from express +enactment: the fact that the inheritance of a freedman or +freedwoman, when they die intestate, was given by the statute +to the patron and his children, being deemed a proof that they +were intended to have the guardianship also, partly because in +dealing with agnates the statute coupled guardianship with +succession, and partly on the principle that where the advantage +of the succession is, there, as a rule, ought too to be the burden +of the guardianship. We say `as a rule,' because if a slave +below the age of puberty is manumitted by a woman, though +she is entitled, as patroness, to the succession, another person +is guardian. + +TITLE XVIII +OF THE STATUTORY GUARDIANSHIP OF PARENTS + +The analogy of the patron guardian led to another kind of so- +called statutory guardianship, namely that of a parent over a son +or daughter, or a grandson or granddaughter by a son, or any +other descendant through males, whom he emancipates below +the age of puberty: in which case he will be statutory guardian. + +TITLE XIX +OF FIDUCIARY GUARDIANSHIP + +There is another kind of guardianship known as fiduciary +guardianship, which arises in the following manner. If a parent +emancipates a son or daughter, a grandson or granddaughter, or +other descendant while under the age of puberty, he becomes +their statutory guardian: but if at his death he leaves male +children, they become fiduciary guardians of their own sons, or +brothers and sisters, or other relatives who had been thus +emancipated. But on the decease of a patron who is statutory +guardian his children become statutory guardians also; for a +son of a deceased person, supposing him not to have been +emancipated during his father's lifetime, becomes independent +at the latter's death, and does not fall under the power of his +brothers, nor, consequently, under their guardianship; whereas +a freedman, had he remained a slave, would at his master's +death have become the slave of the latter's children. The +guardianship, however, is not cast on these persons unless +they are of full age, which indeed has been made a general +rule in guardianship and curatorship of every kind by our +constitution. + +TITLE XX +OF ATILIAN GUARDIANS, AND THOSE APPOINTED +UNDER THE LEX IULIA ET TITIA + +Failing every other kind of guardian, at Rome one used to +be appointed under the lex Atilia by the praetor of the city +and the majority of the tribunes of the people; in the provinces +one was appointed under the lex Iulia et Titia by the president +of the province. 1 Again, on the appointment of a testamentary +guardian subject to a condition, or on an appointment limited +to take effect after a certain time, a substitute could be ap- +pointed under these statutes during the pendency of the condition, +or until the expiration of the term: and even if no condition +was attached to the appointment of a testamentary guardian, +a temporary guardian could be obtained under these statutes +until the succession had vested. In all these cases the office +of the guardian so appointed determined as soon as the con- +dition was fulfilled, or the term expired, or the succession +vested in the heir. 2 On the capture of a guardian by the ene- +my, the same statutes regulated the appointment of a substitute, +who continued in office until the return of the captive; for if he +returned, he recovered the guardianship by the law of post- +liminium. 3 But guardians have now ceased to be appointed +under these statutes, the place of the magistrates directed by +them to appoint being taken, first, by the consuls, who began +to appoint guardians to pupils of either sex after inquiry into +the case, and then by the praetors, who were substituted for +the consuls by the imperial constitutions; for these statutes con- +tained no provisions as to security to be taken from guardians +for the safety of their pupils' property, or compelling them to +accept the office in case of disinclination. 4 Under the present +law, guardians are appointed at Rome by the prefect of the city, +and by the praetor when the case falls within his jurisdiction; in +the provinces they are appointed, after inquiry, by the governor, +or by inferior magistrates at the latter's behest if the pupil's +property is of no great value. 5 By our constitution, however, +we have done away with all difficulties of this kind relating to +the appointing person, and dispensed with the necessity of +waiting for an order from the governor, by enacting that if the +property of the pupil or adult does not exceed five hundred +solidi, guardians or curators shall be appointed by the officers +known as defenders of the city, along with the holy bishop of +the place, or in the presence of other public persons, or by the +magistrates, or by the judge of the city of Alexandria; security +being given in the amounts required by the constitution, and +those who take it being responsible if it be insufficient. + +6 The wardship of children below the age of puberty is in ac- +cordance with the law of nature, which prescribes that persons +of immature years shall be under another's guidance and control. +7 As guardians have the management of their pupils' business, +they are liable to be sued on account of their administration as +soon as the pupil attains the age of puberty. + +TITLE XXI +OF THE AUTHORITY OF GUARDIANS + +In some cases a pupil cannot lawfully act without the authority +of his guardian, in others he can. Such authority, for instance, +is not necessary when a pupil stipulates for the delivery of pro- +perty, though it is otherwise where he is the promisor; for it is +an established rule that the guardian's authority is not necessary +for any act by which the pupil simply improves his own position, +though it cannot be dispensed with where he proposes to make +it worse. Consequently, unless the guardian authorizes all trans- +actions generating bilateral obligations, such as sale, hire, agency, +and deposit, the pupil is not bound, though he can compel the +other contracting party to discharge his own obligation. 1 +Pupils, however, require their guardian's authority before they +can enter on an inheritance, demand the possession of goods, +or accept an inheritance by way of trust, even though such act +be advantageous to them, and involves no chance of loss. +2 If the guardian thinks the transaction will be beneficial to his +pupil, his authority should be given presently and on the spot. +Subsequent ratification, or authority given by letter, has no +effect. 3 In case of a suit between guardian and pupil, as the +former cannot lawfully authorize an act in which he is personally +concerned or interested, a curator is now appointed, in lieu of +the old praetorian guardian, with whose co-operation the suit is +carried on, his office determining as soon as it is decided. + +TITLE XXII +OF THE MODES IN WHICH GUARDIANSHIP IS +TERMINATED + +Pupils of either sex are freed from guardianship when they reach +the age of puberty, which the ancients were inclined to determine, +in the case of males, not only by age, but also by reference to +the physical development of individuals. Our majesty, however, +has deemed it not unworthy of the purity of our times to apply +in the case of males also the moral considerations which, even +among the ancients, forbade in the case of females as indecent +the inspection of the person. Consequently by the promulgation +of our sacred constitution we have enacted that puberty in males +shall be considered to commence immediately on the completion +of the fourteenth year, leaving unaltered the rule judiciously laid +down by the ancients as to females, according to which they are +held fit for marriage after completing their twelfth year. 1 Again, +tutelage is terminated by adrogation or deportation of the pupil +before he attains the age of puberty, or by his being reduced to +slavery or taken captive by the enemy. 2 So too if a testa- +mentary guardian be appointed to hold office until the occur- +rence of a condition, on this occurrence his office determines. +3 Similarly tutelage is terminated by the death either of pupil or +of guardian. 4 If a guardian suffers such a loss of status as +entails loss of either liberty or citizenship, his office thereby +completely determines. It is, however, only the statutory kind +of guardianship which is destroyed by a guardian's undergoing +the least loss of status, for instance, by his giving himself in +adoption. Tutelage is in every case put an end to by the pupil's +suffering loss of status, even of the lowest order. 5 Testa- +mentary guardians appointed to serve until a certain time lay +down their office when that time arrives. 6 Finally, persons +cease to be guardians who are removed from their office on +suspicion, or who are enabled to lay down the burden of the +tutelage by a reasonable ground of excuse, according to the +rules presently stated. + +TITLE XXIII +OF CURATORS + +Males, even after puberty, and females after reaching marriage- +able years, receive curators until completing their twenty-fifth +year, because, though past the age fixed by law as the time of +puberty, they are not yet old enough to administer their own +affairs. 1 Curators are appointed by the same magistrates who +appoint guardians. They cannot legally be appointed by will, +though such appointment, if made, is usually confirmed by an +order of the praetor or governor of the province. 2 A person +who has reached the age of puberty cannot be compelled to +have a curator, except for the purpose of conducting a suit: +for curators, unlike guardians, can be appointed for a particular +matter. 3 Lunatics and prodigals, even though more than +twenty-five years of age, are by the statute of the Twelve +Tables placed under their agnates as curators; but now, as a +rule, curators are appointed for them at Rome by the prefect +of the city or praetor, and in the provinces by the governor, +after inquiry into the case. 4 Curators should also be given to +persons of weak mind, to the deaf, the dumb, and those suf- +fering from chronic disease, because they are not competent +to manage their own affairs. 5 Sometimes even pupils have +curators, as, for instance, when a statutory guardian is unfit +for his office: for if a pupil already has one guardian, he can- +not have another given him. Again, if a testamentary guardian, +or one appointed by the praetor or governor, is not a good +man of business, though perfectly honest in his management +of the pupil's affairs, it is usual for a curator to be appointed +to act with him. Again, curators are usually appointed in the +room of guardians temporarily excused from the duties of their +office. + +6 If a guardian is prevented from managing his pupil's affairs +by ill-health or other unavoidable cause, and the pupil is absent +or an infant, the praetor or governor of the province will, at the +guardian's risk, appoint by decree a person selected by the +latter to act as agent of the pupil. + +TITLE XXIV +OF THE SECURITY TO BE GIVEN BY GUARDIANS +AND CURATORS + +To prevent the property of pupils and of persons under curators +from being wasted or diminished by their curators or guardians +the praetor provides for security being given by the latter against +maladministration. This rule, however, is not without exceptions, +for testamentary guardians are not obliged to give security, the +testator having had full opportunities of personally testing their +fidelity and carefulness, and guardians and curators appointed +upon inquiry are similarly exempted, because they have been +expressly chosen as the best men for the place. 1 If two or +more are appointed by testament, or by a magistrate upon in- +quiry, any one of them may offer security for indemnifying the +pupil or person to whom he is curator against loss, and be pre- +ferred to his colleague, in order that he may either obtain the +sole administration, or else induce his colleague to offer larger +security than himself, and so become sole administrator by +preference. Thus he cannot directly call upon his colleague +to give security; he ought to offer it himself, and so give his +colleague the option of receiving security on the one hand, or +of giving it on the other. If none of them offer security, and the +testator left directions as to which was to administer the pro- +perty, this person must undertake it: in default of this, the +office is cast by the praetor's edict on the person whom the +majority of guardians or curators shall choose. If they cannot +agree, the praetor must interpose. The same rule, authorizing +a majority to elect one to administer the property, is to be +applied where several are appointed after inquiry by a magis- +trate. 2 It is to be noted that, besides the liability of guardians +and curators to their pupils, or the persons for whom they act, +for the management of their property, there is a subsidiary +action against the magistrate accepting the security, which may +be resorted to where all other remedies prove inadequate, and +which lies against those magistrates who have either altogether +omitted to take security from guardians or curators, or taken it +to an insufficient amount. According to the doctrines stated by +the jurists, as well as by imperial constitutions, this action may +be brought against the magistrate's heirs as well as against him +personally; 3 and these same constitutions ordain that guardians +or curators who make default in giving security may be compel- +led to do so by legal distraint of their goods. 4 This action, +however, will not lie against the prefect of the city, the praetor, +or the governor of a province, or any other magistrate author- +ized to appoint guardians, but only against those to whose usual +duties the taking of security belongs. + +TITLE XXV +OF GUARDIANS' AND CURATORS' GROUNDS OF +EXEMPTION + +There are various grounds on which persons are exempted +from serving the office of guardian or curator, of which the +most common is their having a certain number of children, +whether in power or emancipated. If, that is to say, a man +has, in Rome, three children living, in Italy four, or in the pro- +vinces five, he may claim exemption from these, as from other +public offices; for it is settled that the office of a guardian or +curator is a public one. Adopted children cannot be reckoned +for this purpose, though natural children given in adoption to +others may: similarly grandchildren by a son may be reckoned, +so as to represent their father, while those by a daughter may +not. It is, however, only living children who avail to excuse +their fathers from serving as guardian or curator; such as have +died are of no account, though the question has arisen whether +this rule does not admit of an exception where they have died +in war; and it is agreed that this is so, but only where they +have fallen on the field of battle: for these, because they have +died for their country, are deemed to live eternally in fame. +1 The Emperor Marcus, too, replied by rescript, as is recorded +in his Semestria, that employment in the service of the Treasury +is a valid excuse from serving as guardian or curator so long +as that employment lasts. 2 Again, those are excused from +these offices who are absent in the service of the state; and a +person already guardian or curator who has to absent himself +on public business is excused from acting in either of these +capacities during such absence, a curator being appointed to +act temporarily in his stead. On his return, he has to resume +the burden of tutelage, without being entitled to claim a year's +exemption, as has been settled since the opinion of Papinian +was delivered in the fifth book of his replies; for the year's +exemption or vacation belongs only to such as are called to a +new tutelage. 3 By a rescript of the Emperor Marcus persons +holding any magistracy may plead this as a ground of exemption, +though it will not enable them to resign an office of this kind +already entered upon. 4 No guardian or curator can excuse +himself on the ground of an action pending between himself +and his ward, unless it relates to the latter's whole estate or +to an inheritance. 5 Again, a man who is already guardian +or curator to three persons without having sought after the +office is entitled to exemption from further burdens of the kind +so long as he is actually engaged with these, provided that the +joint guardianship of several pupils, or administration of an un- +divided estate, as where the wards are brothers, is reckoned +as one only. 6 If a man can prove that through poverty he is +unequal to the burden of the office, this, according to rescripts +of the imperial brothers and of the Emperor Marcus, is a valid +ground of excuse. 7 Ill-health again is a sufficient excuse if it +be such as to prevent a man from attending to even his own +affairs: 8 and the Emperor Pius decided by a rescript that +persons unable to read ought to be excused, though even +these are not incapable of transacting business. 9 A man too +is at once excused if he can show that a father has appointed +him testamentary guardian out of enmity, while conversely no +one can in any case claim exemption who promised the ward's +father that he would act as guardian to them: 10 and it was +settled by a rescript of M. Aurelius and L. Verus that the alleg- +ation that one was unacquainted with the pupil's father cannot +be admitted as a ground of excuse. 11 Enmity against the ward's +father, if extremely bitter, and if there was no reconciliation, is +usually accepted as a reason for exemption from the office of +guardian; 12 and similarly a person can claim to be excused +whose status or civil rights have been disputed by the father +of the ward in an action. 13 Again, a person over seventy +years of age can claim to be excused from acting as guardian +or curator, and by the older law persons less than twenty-five +were similarly exempted. But our constitution, having for- +bidden the latter to aspire to these functions, has made excuses +unnecessary. The effect of this enactment is that no pupil or +person under twenty-five years of age is to be called to a stat- +utory guardianship; for it was most incongruous to place persons + under the guardianship or administration of those who are +known themselves to need assistance in the management of +their own affairs, and are themselves governed by others. +14 The same rule is to be observed with soldiers, who, even +though they desire it, may not be admitted to the office of +guardian: 15 and finally grammarians, rhetoricians, and +physicians at Rome, and those who follow these callings in +their own country and are within the number fixed by law, are +exempted from being guardians or curators. + +16 If a person who has several grounds of excuse wishes to +obtain exemption, and some of them are not allowed, he is +not prohibited from alleging others, provided he does this +within the time prescribed. Those desirous of excusing them- +selves do not appeal, but ought to allege their grounds of +excuse within fifty days next after they hear of their appoint- +ment, whatever the form of the latter, and whatever kind of +guardians they may be, if they are within a hundred miles +of the place where they were appointed: if they live at a +distance of more than a hundred miles, they are allowed a day +for every twenty miles, and thirty days in addition, but this time, +as Scaevola has said, must never be so reckoned as to amount +to less than fifty days. 17 A person appointed guardian is +deemed to be appointed to the whole patrimony; 18 and after +he has once acted as guardian he cannot be compelled against +his will to become the same person's curator -- not even if the +father who appointed him testamentary guardian added in the +will that he made him curator, too, as soon as the ward reached +fourteen years of age -- this having been decided by a rescript +of the Emperors Severus and Antoninus. 19 Another rescript +of the same emperors settled that a man is entitled to be ex- +cused from becoming his own wife's curator, even after inter- +meddling with her affairs. 20 No man is discharged from the +burden of guardianship who has procured exemption by false +allegations. + +TITLE XXVI +OF GUARDIANS OR CURATORS WHO ARE SUSPECTED + +The accusation of guardians or curators on suspicion origin- +ated in the statute of the Twelve Tables; 1 the removal of those +who are accused on suspicion is part of the jurisdiction, at Rome, +of the praetor, and in the provinces of their governors and of +the proconsul's legate. 2 Having shown what magistrates can +take cognizance of this subject, let us see what persons are +liable to be accused on suspicion. All guardians are liable, +whether appointed by testament or otherwise; consequently +even a statutory guardian may be made the object of such an +accusation. But what is to be said of a patron guardian? Even +here we must reply that he too is liable; though we must re- +member that his reputation must be spared in the event of his +removal on suspicion. 3 The next point is to see what persons +may bring this accusation; and it is to be observed that the +action partakes of a public character, that is to say, is open +to all. Indeed, by a rescript of Severus and Antoninus even +women are made competent to bring it, but only those who +can allege a close tie of affection as their motive; for instance, +a mother, nurse, grandmother, or sister. And the praetor +will allow any woman to prefer the accusation in whom he +finds an affection real enough to induce her to save a pupil +from suffering harm, without seeming to be more forward +than becomes her sex. 4 Persons below the age of puberty +cannot accuse their guardians on suspicion; but by a rescript +of Severus and Antoninus it has been permitted to those who +have reached that age to deal thus with their curators, after +taking the advice of their nearest relations. 5 A guardian is +‘suspected' who does not faithfully discharge his tutorial func- +tions, though he may be perfectly solvent, as was the opinion +also of Julian. Indeed, Julian writes that a guardian may be +removed on suspicion before he commences his administration, +and a constitution has been issued in accordance with this view. +6 A person removed from office on suspicion incurs infamy +if his offence was fraud, but not if it was merely negligence. +7 As Papinian held, on a person being accused on suspicion +he is suspended from the administration until the action is +decided. 8 If a guardian or curator who is accused on sus- +picion dies after the commencement of the action, but before +it has been decided, the action is thereby extinguished; 9 and +if a guardian fails to appear to a summons of which the object +is to fix by judicial order a certain rate of maintenance for the +pupil, the rescript of the Emperors Severus and Antoninus +provides that the pupil may be put in possession of the guard- +ian's property, and orders the sale of the perishable portions +thereof after appointment of a curator. Consequently, a guard- +ian may be removed as suspected who does not provide his +pupil with sufficient maintenance. 10 If, on the other hand, +the guardian appears, and alleges that the pupil's property +is too inconsiderable to admit of maintenance being decreed, +and it is shown that the allegation is false, the proper course +is for him to be sent for punishment to the prefect of the city, +like those who purchase a guardianship with bribery. 11 So +too a freedman, convicted of having acted fraudulently as +guardian of the sons or grandsons of his patron, should be +sent to the prefect of the city for punishment. 12 Finally, it +is to be noted, that guardians or curators who are guilty of +fraud in their administration must be removed from their office +even though they offer to give security, for giving security does +not change the evil intent of the guardian, but only gives him a +larger space of time wherein he may injure the pupil's property: +13 for a man's mere character or conduct may be such as to +justify one's deeming him `suspected.' No guardian or curator, +however, may be removed on suspicion merely because he is +poor, provided he is also faithful and diligent. + + +* BOOK II * + +TITLES +I. Of the different kinds of Things +II. Of incorporeal Things +III. Of servitudes +IV. Of usufruct +V. Of use and habitation +VI. Of usucapion and long possession +VII. Of gifts +VIII. Of persons who may, and who may +not alienate +IX. Of persons through whom we acquire +X. Of the execution of wills +XI. Of soldiers' wills +XII. Of persons incapable of making wills +XIII. Of the disinherison of children +XIV. Of the institution of the heir +XV. Of ordinary substitution +XVI. Of pupillary substitution +XVII. Of the modes in which wills become +void +XVIII. Of an unduteous will +XIX. Of the kinds of and differences +between heirs +XX. Of legacies +XXI. Of the ademption and transference +of legacies +XXII. Of the lex Falcidia +XXIII. Of trust inheritances +XXIV. Of trust bequests of single things +XXV. Of codicils + +TITLE I +OF THE DIFFERENT KINDS OF THINGS + +In the preceding book we have expounded the law of Persons: +now let us proceed to the law of Things. Of these, some admit +of private ownership, while others, it is held, cannot belong to +individuals: for some things are by natural law common to all, +some are public, some belong to a society or corporation, and +some belong to no one. But most things belong to individuals, +being acquired by various titles, as will appear from what +follows. + +1 Thus, the following things are by natural law common to all -- +the air, running water, the sea, and consequently the sea-shore. +No one therefore is forbidden access to the sea-shore, pro- +vided he abstains from injury to houses, monuments, and +buildings generally; for these are not, like the sea itself, subject +to the law of nations. 2 On the other hand, all rivers and +harbours are public, so that all persons have a right to fish +therein. 3 The sea-shore extends to the limit of the highest tide +in time of storm or winter. 4 Again, the public use of the banks +of a river, as of the river itself, is part of the law of nations; +consequently every one is entitled to bring his vessel to the +bank, and fasten cables to the trees growing there, and use it +as a resting-place for the cargo, as freely as he may navigate +the river itself. But the ownership of the bank is in the owner +of the adjoining land, and consequently so too is the ownership +of the trees which grow upon it. 5 Again, the public use of +the sea-shore, as of the sea itself, is part of the law of nations; +consequently every one is free to build a cottage upon it for +purposes of retreat, as well as to dry his nets and haul them +up from the sea. But they cannot be said to belong to any +one as private property, but rather are subject to the same +law as the sea itself, with the soil or sand which lies beneath it. +6 As examples of things belonging to a society or corporation, +and not to individuals, may be cited buildings in cities -- theatres, +racecourses, and such other similar things as belong to cities in +their corporate capacity. + +7 Things which are sacred, devoted to superstitious uses, or +sanctioned, belong to no one, for what is subject to divine law +is no one's property. 8 Those things are sacred which have +been duly consecrated to God by His ministers, such as +churches and votive offerings which have been properly dedi- +cated to His service; and these we have by our constitution +forbidden to be alienated or pledged, except to redeem +captives from bondage. If any one attempts to consecrate a +thing for himself and by his own authority, its character is un- +altered, and it does not become sacred. The ground on which +a sacred building is erected remains sacred even after the +destruction of the building, as was declared also by Papinian. +9 Any one can devote a place to superstitious uses of his own +free will, that is to say, by burying a dead body in his own land. +It is not lawful, however, to bury in land which one owns jointly +with some one else, and which has not hitherto been used for +this purpose, without the other's consent, though one may +lawfully bury in a common sepulchre even without such con- +sent. Again, the owner may not devote a place to superstitious +uses in which another has a usufruct, without the consent of the +latter. It is lawful to bury in another man's ground, if he gives +permission, and the ground thereby becomes religious even +though he should not give his consent to the interment till after +it has taken place. 10 Sanctioned things, too, such as city walls +and gates, are, in a sense, subject to divine law, and therefore +are not owned by any individual. Such walls are said to be +`sanctioned,' because any offence against them is visited with +capital punishment; for which reason those parts of the laws in +which we establish a penalty for their transgressors are called +sanctions. + +11 Things become the private property of individuals in many +ways; for the titles by which we acquire ownership in them are +some of them titles of natural law, which, as we said, is called +the law of nations, while some of them are titles of civil law. It +will thus be most convenient to take the older law first: and +natural law is clearly the older, having been instituted by nature +at the first origin of mankind, whereas civil laws first came into +existence when states began to be founded, magistrates to be +created, and laws to be written. + +12 Wild animals, birds, and fish, that is to say all the creatures +which the land, the sea, and the sky produce, as soon as they +are caught by any one become at once the property of their +captor by the law of nations; for natural reason admits the title +of the first occupant to that which previously had no owner. So +far as the occupant's title is concerned, it is immaterial whether +it is on his own land or on that of another that he catches wild +animals or birds, though it is clear that if he goes on another +man's land for the sake of hunting or fowling, the latter may +forbid him entry if aware of his purpose. An animal thus +caught by you is deemed your property so long as it is com- +pletely under your control; but so soon as it has escaped from +your control, and recovered its natural liberty, it ceases to be +yours, and belongs to the first person who subsequently catches +it. It is deemed to have recovered its natural liberty when you +have lost sight of it, or when, though it is still in your sight, it +would be difficult to pursue it. 13 It has been doubted +whether a wild animal becomes your property immediately +you have wounded it so severely as to be able to catch it. +Some have thought that it becomes yours at once, and remains +so as long as you pursue it, though it ceases to be yours when +you cease the pursuit, and becomes again the property of any +one who catches it: others have been of opinion that it does +not belong to you till you have actually caught it. And we con- +firm this latter view, for it may happen in many ways that you +will not capture it. 14 Bees again are naturally wild; hence if +a swarm settles on your tree, it is no more considered yours, +until you have hived it, than the birds which build their nests +there, and consequently if it is hived by some one else, it be- +comes his property. So too any one may take the honey-combs +which bees may chance to have made, though, of course, if you +see some one coming on your land for this purpose, you have +a right, to forbid him entry before that purpose is effected. A +swarm which has flown from your hive is considered to remain +yours so long as it is in your sight and easy of pursuit: other- +wise it belongs to the first person who catches it. 15 Peafowl +too and pigeons are naturally wild, and it is no valid objection +that they are used to return to the same spots from which they +fly away, for bees do this, and it is admitted that bees are wild +by nature; and some people have deer so tame that they will +go into the woods and yet habitually come back again, and still +no one denies that they are naturally wild. With regard, how- +ever, to animals which have this habit of going away and +coming back again, the rule has been established that they are +deemed yours so long as they have the intent to return: for if +they cease to have this intention they cease to be yours, and +belong to the first person who takes them; and when they lose +the habit they seem also to have lost the intention of returning. +16 Fowls and geese are not naturally wild, as is shown by the +fact that there are some kinds of fowls and geese which we +call wild kinds. Hence if your geese or fowls are frightened +and fly away, they are considered to continue yours wherever +they may be, even though you have lost sight of them; and any +one who keeps them intending thereby to make a profit is held +guilty of theft. 17 Things again which we capture from the +enemy at once become ours by the law of nations, so that by +this rule even free men become our slaves, though, if they +escape from our power and return to their own people, they +recover their previous condition. 18 Precious stones too, and +gems, and all other things found on the sea-shore, become +immediately by natural law the property of the finder: 19 and +by the same law the young of animals of which you are the +owner become your property also. + +20 Moreover, soil which a river has added to your land by +alluvion becomes yours by the law of nations. Alluvion is an im- +perceptible addition; and that which is added so gradually that +you cannot perceive the exact increase from one moment of +time to another is added by alluvion. 21 If, however, the +violence of the stream sweeps away a parcel of your land and +carries it down to the land of your neighbour it clearly remains +yours; though of course if in the process of time it becomes + firmly attached to your neighbour's land, they are deemed +from that time to have become part and parcel thereof. 22 +When an island rises in the sea, though this rarely happens, +it belongs to the first occupant; for, until occupied, it is held +to belong to no one. If, however (as often occurs), an island +rises in a river, and it lies in the middle of the stream, it belongs +in common to the landowners on either bank, in proportion +to the extent of their riparian interest; but if it lies nearer to +one bank than to the other, it belongs to the landowners on +that bank only. If a river divides into two channels, and by +uniting again these channels transform a man's land into an +island, the ownership of that land is in no way altered: 23 +but if a river entirely leaves its old channel, and begins to +run in a new one, the old channel belongs to the landowners +on either side of it in proportion to the extent of their riparian +interest, while the new one acquires the same legal character +as the river itself, and becomes public. But if after a while +the river returns to its old channel, the new channel again +becomes the property of those who possess the land along +its banks. 24 It is otherwise if one's land is wholly flooded, +for a flood does not permanently alter the nature of the land, +and consequently if the water goes back the soil clearly be- +longs to its previous owner. + +25 When a man makes a new object out of materials belong- +ing to another, the question usually arises, to which of them, by +natural reason, does this new object belong -- to the man who +made it, or to the owner of the materials? For instance, one +man may make wine, or oil, or corn, out of another man's +grapes, olives, or sheaves; or a vessel out of his gold, silver, +or bronze; or mead of his wine and honey; or a plaster or +eyesalve out of his drugs; or cloth out of his wool; or a ship, +a chest, or a chair out of his timber. After many controversies +between the Sabinians and Proculians, the law has now been +settled as follows, in accordance with the view of those who +followed a middle course between the opinions of the two +schools. If the new object can be reduced to the materials +out of which it was made, it belongs to the owner of the +materials; if not, it belongs to the person who made it. For +instance, a vessel can be melted down, and so reduced to +the rude material -- bronze, silver, or gold -- of which it is +made: but it is impossible to reconvert wine into grapes, oil +into olives, or corn into sheaves, or even mead into the wine +and honey out of which it was compounded. But if a man +makes a new object out of materials which belong partly to +him and partly to another -- for instance, mead of his own +wine and another's honey, or a plaster or eyesalve of drugs +which are not all his own, or cloth of wool which belongs +only in part to him -- in this case there can be no doubt that +the new object belongs to its creator, for he has contributed +not only part of the material, but the labour by which it was +made. 26 If, however, a man weaves into his own cloth +another man's purple, the latter, though the more valuable, +becomes part of the cloth by accession; but its former owner +can maintain an action of theft against the purloiner, and also +a condiction, or action for reparative damages, whether it +was he who made the cloth, or some one else; for although +the destruction of property is a bar to a real action for its +recovery, it is no bar to a condiction against the thief and +certain other possessors. 27 If materials belonging to two +persons are mixed by consent -- for instance, if they mix their +wines, or melt together their gold or their silver -- the result +of the mixture belongs to them in common. And the law is +the same if the materials are of different kinds, and their mix- +ture consequently results in a new object, as where mead is +made by mixing wine and honey, or electrum by mixing gold +and silver; for even here it is not doubted that the new object +belongs in common to the owners of the materials. And if it +is by accident, and not by the intention of the owners, that +materials have become mixed, the law is the same, whether +they were of the same or of different kinds. 28 But if the +corn of Titius has become mixed with yours, and this by +mutual consent, the whole will belong to you in common, +because the separate bodies or grains, which before +belonged to one or the other of you in severalty, have by +consent on both sides been made your joint property. If, +however, the mixture was accidental, or if Titius mixed the +two parcels of corn without your consent, they do not belong +to you in common, because the separate grains remain distinct, +and their substance is unaltered; and in such cases the corn +no more becomes common property than does a flock formed +by the accidental mixture of Titius's sheep with yours. But if +either of you keeps the whole of the mixed corn, the other +can bring a real action for the recovery of such part of it as +belongs to him, it being part of the province of the judge to +determine the quality of the wheat which belonged to each. +29 If a man builds upon his own ground with another's materials, +the building is deemed to be his property, for buildings become +a part of the ground on which they stand. And yet he who +was owner of the materials does not cease to own them, but +he cannot bring a real action for their recovery, or sue for their +production, by reason of a clause in the Twelve Tables pro- +viding that no one shall be compelled to take out of his house +materials (tignum), even though they belong to another, +which have once been built into it, but that double their value +may be recovered by the action called ‘de tigno iniuncto.’ The +term tignum includes every kind of material employed in building, +and the object of this provision is to avoid the necessity of having +buildings pulled down; but if through some cause or other they +should be destroyed, the owner of the materials, unless he has +already sued for double value, may bring a real action for re- +covery, or a personal action for production. 30 On the other +hand, if one man builds a house on another's land with his own +materials, the house belongs to the owner of the land. In this +case, however, the right of the previous owner in the materials +is extinguished, because he is deemed to have voluntarily parted +with them, though only, of course, if he was aware that the land +on which he was building belonged to another man. Conse- +quently, though the house should be destroyed, he cannot claim +the materials by real action. Of course, if the builder of the +house has possession of the land, and the owner of the latter +claims the house by real action, but refuses to pay for the +materials and the workmen's wages, he can be defeated by +the plea of fraud, provided the builder's possession is in good +faith: for if he knew that the land belonged to some one else it +may be urged against him that he was to blame for rashly build- +ing on land owned to his knowledge by another man. 31 If +Titius plants another man's shrub in land belonging to himself, +the shrub will become his; and, conversely, if he plants his +own shrub in the land of Maevius, it will belong to Maevius. +In neither case, however, will the ownership be transferred until +the shrub has taken root: for, until it has done this, it continues +to belong to the original owner. So strict indeed is the rule that +the ownership of the shrub is transferred from the moment it has +taken root, that if a neighbour's tree grows so close to the land +of Titius that the soil of the latter presses round it, whereby it +drives its roots entirely into the same, we say the tree becomes +the property of Titius, on the ground that it would be unreason- +able to allow the owner of a tree to be a different person from +the owner of the land in which it is rooted. Consequently, if a +tree which grows on the boundaries of two estates drives its +roots even partially into the neighbour's soil, it becomes the +common property of the two landowners. 32 On the same +principle corn is reckoned to become a part of the soil in which +it is sown. But exactly as (according to what we said) a man +who builds on another's land can defend himself by the plea of +fraud when sued for the building by the owner of the land, so +here too one who has in good faith and at his own expense put +crops into another man's soil can shelter himself behind the +same plea, if refused compensation for labour and outlay. 33 +Writing again, even though it be in letters of gold, becomes a +part of the paper or parchment, exactly as buildings and sown +crops become part of the soil, and consequently if Titius writes +a poem, or a history, or a speech on your paper and parch- +ment, the whole will be held to belong to you, and not to Titius. +But if you sue Titius to recover your books or parchments, and +refuse to pay the value of the writing, he will be able to defend +himself by the plea of fraud, provided that he obtained possession +of the paper or parchment in good faith. 34 Where, on the other +hand, one man paints a picture on another's board, some think +that the board belongs, by accession, to the painter, others, that +the painting, however great its excellence, becomes part of the +board. The former appears to us the better opinion, for it is +absurd that a painting by Apelles or Parrhasius should be an +accessory of a board which, in itself, is thoroughly worthless. +Hence, if the owner of the board has possession of the picture, +and is sued for it by the painter, who nevertheless refuses to +pay the cost of the board, he will be able to repel him by the +plea of fraud. If, on the other hand, the painter has possession, +it follows from what has been said that the former owner of the +board, [if he is to be able to sue at all], must claim it by a modi- +fied and not by a direct action; and in this case, if he refuses to +pay the cost of the picture, he can be repelled by the plea of +fraud, provided that the possession of the painter be in good +faith; for it is clear, that if the board was stolen by the painter, +or some one else, from its former owner, the latter can bring +the action of theft. + +35 If a man in good faith buys land from another who is not its +owner, though he believed he was, or acquires it in good faith +by gift or some other lawful title, natural reason directs that the +fruits which he has gathered shall be his, in consideration of his +care and cultivation: consequently if the owner subsequently +appears and claims the land by real action, he cannot sue for +fruits which the possessor has consumed. This, however, is +not allowed to one who takes possession of land which to his +knowledge belongs to another person, and therefore he is +obliged not only to restore the land, but to make compensation +for fruits even though they have been consumed. 36 A person +who has a usufruct in land does not become owner of the fruits +which grow thereon until he has himself gathered them; +consequently fruits which, at the moment of his decease, though +ripe, are yet ungathered, do not belong to his heir, but to the +owner of the land. What has been said applies also in the main +to the lessee of land. 37 The term `fruits,' when used of animals, +comprises their young, as well as milk, hair, and wool; thus +lambs, kids, calves, and foals, belong at once, by the natural law +of ownership, to the fructuary. But the term does not include +the offspring of a female slave, which consequently belongs to +her master; for it seemed absurd to reckon human beings as +fruits, when it is for their sake that all other fruits have been pro- +vided by nature. 38 The usufructuary of a flock, as Julian held, +ought to replace any of the animals which die from the young +of the rest, and, if his usufruct be of land, to replace dead vines +or trees; for it is his duty to cultivate according to law and use +them like a careful head of a family. + +39 If a man found treasure in his own land, the Emperor Hadrian, +following natural equity, adjudged to him the ownership of it, as +he also did to a man who found one by accident in soil which +was sacred or religious. If he found it in another man's land by +accident, and without specially searching for it, he gave half to +the finder, half to the owner of the soil; and upon this principle, +if a treasure were found in land belonging to the Emperor, he +decided that half should belong to the latter, and half to the +finder; and consistently with this, if a man finds one in land which +belongs to the imperial treasury or the people, half belongs to +him, and half to the treasury or the State. + +40 Delivery again is a mode in which we acquire things by +natural law; for it is most agreeable to natural equity that where +a man wishes to transfer his property to another person his wish +should be confirmed. Consequently corporeal things, whatever +be their nature, admit of delivery, and delivery by their owner +makes them the property of the alienee; this, for instance, is the +mode of alienating stipendiary and tributary estates, that is to +say, estates lying in provincial soil; between which, however, +and estates in Italy there now exists, according to our consti- +tution, no difference. 41 And ownership is transferred whether +the motive of the delivery be the desire to make a gift, to confer +a dowry, or any other motive whatsoever. When, however, a +thing is sold and delivered, it does not become the purchaser's +property until he has paid the price to the vendor, or satisfied +him in some other way, as by getting some one else to accept +liability for him, or by pledge. And this rule, though laid down +also in the statute of the Twelve Tables, is rightly said to be a +dictate of the law of all nations, that is, of natural law. But if +the vendor gives the purchaser credit, the goods sold belong +to the latter at once. 42 It is immaterial whether the person who +makes delivery is the owner himself, or some one else acting +with his consent. 43 Consequently, if any one is entrusted by +an owner with the management of his business at his own free +discretion, and in the execution of his commission sells and +delivers any article, he makes the receiver its owner. 44 In +some cases even the owner's bare will is sufficient, without +delivery, to transfer ownership. For instance, if a man sells or +makes you a present of a thing which he has previously lent or +let to you or placed in your custody, though it was not from +that motive he originally delivered it to you, yet by the very +fact that he suffers it to be yours you at once become its owner +as fully as if it had been originally delivered for the purpose of +passing the property. 45 So too if a man sells goods lying in +a warehouse, he transfers the ownership of them to the pur- +chaser immediately he has delivered to the latter the keys of +the warehouse. 46 Nay, in some cases the will of the owner, +though directly only towards an uncertain person, transfers the +ownership of the thing, as for instance when praetors and +consuls throw money to a crowd: here they know not which +specific coin each person will get, yet they make the unknown +recipient immediately owner, because it is their will that each +shall have what he gets. 47 Accordingly, it is true that if a +man takes possession of property abandoned by its previous +owner, he at once becomes its owner himself: and a thing is +said to be abandoned which its owner throws away with the +deliberate intention that it shall no longer be part of his property, +and of which, consequently, he immediately ceases to be the +owner. 48 It is otherwise with things which are thrown over- +board during a storm, in order to lighten the ship; in the +ownership of these things there is no change, because the +reason for which they are thrown overboard is obviously not +that the owner does not care to own them any longer, but that +he and the ship besides may be more likely to escape the perils +of the sea. Consequently any one who carries them off after +they are washed on shore, or who picks them up at sea and +keeps them, intending to make a profit thereby, commits a +theft; for such things seem to be in much the same position as +those which fall out of a carriage in motion unknown to their +owners. + +TITLE II +OF INCORPOREAL THINGS + +Some things again are corporeal, and others incorporeal. 1 +Those are corporeal which in their own nature are tangible, +such as land, slaves, clothing, gold, silver, and others innum- +erable. 2 Things incorporeal are such as are intangible: rights, +for instance, such as inheritance, usufruct, and obligations, +however acquired. And it is no objection to this definition that +an inheritance comprises things which are corporeal; for the +fruits of land enjoyed by a usufructuary are corporeal too, and +obligations generally relate to the conveyance of something cor- +poreal, such as land, slaves, or money, and yet the right of +succession, the right of usufruct, and the right existing in every +obligation, are incorporeal. 3 So too the rights appurtenant to +land, whether in town or country, which are usually called +servitudes, are incorporeal things. + +TITLE III +OF SERVITUDES + +The following are rights appurtenant to country estates: ‘iter,’ +the right of passage at will for a man only, not of driving beast or +vehicles; ‘actus,’ the right of driving beasts or vehicles (of which +two the latter contains the former, though the former does not +contain the latter, so that a man who has iter has not necessarily +actus, while if he has actus he has also iter, and consequently +can pass himself even though unaccompanied by cattle); ‘via,’ +which is the right of going, of driving any thing whatsoever, and +of walking, and which thus contains both iter and actus; and +fourthly, ‘aquaeductus,’ the right of conducting water over +another man's land. 1 Servitudes appurtenant to town estates +are rights which are attached to buildings; and they are said to +appertain to town estates because all buildings are called `town +estates,' even though they are actually in the country. The +following are servitudes of this kind -- the obligation of a man +to support the weight of his neighbour's house, to allow a beam +to be let into his wall, or to receive the rain from his neighbour's +roof on to his own either in drops or from a shoot, or from a +gutter into his yard; the converse right of exemption from any +of these obligations; and the right of preventing a neighbour +from raising his buildings, lest thereby one's ancient lights be +obstructed. 2 Some think that among servitudes appurtenant +to country estates ought properly to be reckoned the rights of +drawing water, of watering cattle, of pasture, of burning lime, +and of digging sand. + +3 These servitudes are called rights attached to estates, because +without estates they cannot come into existence; for no one +can acquire or own a servitude attached to a town or country +estate unless he has an estate for it to be attached to. 4 When +a landowner wishes to create any of these rights in favour of his +neighbour, the proper mode of creation is agreement followed +by stipulation. By testament too one can impose on one's heir +an obligation not to raise the height of his house so as to ob- +struct his neighbour's ancient lights, or bind him to allow a +neighbour to let a beam into his wall, to receive the rain water +from a neighbour’s pipe, or allow a neighbour a right of way, +of driving cattle or vehicles over his land, or conducting water +over it. + +TITLE IV +OF USUFRUCT + +Usufruct is the right of using and taking the fruits of property +not one's own, without impairing the substance of that property; +for being a right over a corporeal thing, it is necessarily ex- +tinguished itself along with the extinction of the latter. 1 Usu- +fruct is thus a right detached from the aggregate of rights +involved in ownership, and this separation can be effected in +very many ways: for instance, if one man gives another a +usufruct by legacy, the legatee has the usufruct, while the +heir has merely the bare ownership; and, conversely, if a man +gives a legacy of an estate, reserving the usufruct, the usufruct +belongs to the heir, while only the bare ownership is vested in +the legatee. Similarly, he can give to one man a legacy of the +usufruct, to another one of the estate, subject to the other's +usufruct. If it is wished to create a usufruct in favour of another +person otherwise than by testament, the proper mode is +agreement followed by stipulation. However, lest ownership +should be entirely valueless through the permanent separation +from it of the usufruct, certain modes have been approved in +which usufruct may be extinguished, and thereby revert to the +owner. 2 A usufruct may be created not only in land or build- +ings, but also in slaves, cattle, and other objects generally, +except such as are actually consumed by being used, of which +a genuine usufruct is impossible by both natural and civil law. +Among them are wine, oil, grain, clothing, and perhaps we may +also say coined money; for a sum of money is in a sense +extinguished by changing hands, as it constantly does in simply +being used. For convenience sake, however, the senate en- +acted that a usufruct could be created in such things, provided +that due security be given to the heir. Thus if a usufruct of +money be given by legacy, that money, on being delivered to +the legatee, becomes his property, though he has to give +security to the heir that he will repay an equivalent sum on his +dying or undergoing a loss of status. And all things of this class, +when delivered to the legatee, become his property, though +they are first appraised, and the legatee then gives security that +if he dies or undergoes a loss of status he will ay the value +which was put upon them. Thus in point of fact the senate did +not introduce a usufruct of such things, for that was beyond its +power, but established a right analogous to usufruct by requiring +security. 3 Usufruct determines by the death of the usufructuary, +by his undergoing either of the greater kinds of loss of status, +by its improper exercise, and by its non-exercise during the +time fixed by law; all of which points are settled by our consti- +tution. It is also extinguished when surrendered to the owner +by the usufructuary (though transfer to a third person is in- +operative); and again, conversely, by the fructuary becoming +owner of the thing, this being called consolidation. Obviously, +a usufruct of a house is extinguished by the house being burnt +down, or falling through an earthquake or faulty construction; +and in such case a usufruct of the site cannot be claimed. 4 +When a usufruct determines, it reverts to and is reunited with +the ownership; and from that moment he who before was +but bare owner of the thing begins to have full power over it. + +TITLE V +OF USE AND HABITATION + +A bare use, or right of using a thing, is created in the same +mode as a usufruct, and the modes in which it may determine +are the same as those just described. 1 A use is a less right +than a usufruct; for if a man has a bare use of an estate, he is +deemed entitled to use the vegetables, fruit, flowers, hay, straw, +and wood upon it only so far as his daily needs require: he +may remain on the land only so long as he does not incon- +venience its owner, or impede those who are engaged in its +cultivation; but he cannot let or sell or give away his right to a +third person, whereas a usufructuary may. 2 Again, a man +who has the use of a house is deemed entitled only to live in it +himself; he cannot transfer his right to a third person, and it +scarcely seems to be agreed that he may take in a guest; but +besides himself he may lodge there his wife, children, and +freedmen, and other free persons who form as regular a part +of his establishment as his slaves. Similarly, if a woman has +the use of a house, her husband may dwell there with her. +3 When a man has the use of a slave, he has only the right +of personally using his labour and services; in no way is he +allowed to transfer his right to a third person, and the same +applies to the use of beasts of burden. 4 If a legacy be given +of the use of a herd or of a flock of sheep, the usuary may +not use the milk, lambs, or wool, for these are fruits; but of +course he may use the animals for the purpose of manuring +his land. + +5 If a right of habitation be given to a man by legacy or in +some other mode, this seems to be neither a use nor a usufruct, +but a distinct and as it were independent right; and by a consti- +tution which we have published in accordance with the opinion +of Marcellus, and in the interests of utility, we have permitted +persons possessed of this right not only to live in the building +themselves, but also to let it out to others. + +6 What we have here said concerning servitudes, and the +rights of usufruct, use, and habitation, will be sufficient; of inherit- +ance and obligations we will treat in their proper places respect- +ively. And having now briefly expounded the modes in which we +acquire things by the law of nations, let us turn and see in what +modes they are acquired by statute or by civil law. + +TITLE VI +OF USUCAPION AND LONG POSSESSION + +It was a rule of the civil law that if a man in good faith bought +a thing, or received it by way of gift, or on any other lawful +ground, from a person who was not its owner, but whom he +believed to be such, he should acquire it by usucapion -- if a +movable, by one year's possession, and by two years' pos- +session if an immovable, though in this case only if it were in +Italian soil; -- the reason of the rule being the inexpediency of +allowing ownership to be long unascertained. The ancients +thus considered that the periods mentioned were sufficient to +enable owners to look after their property; but we have arrived +at a better opinion, in order to save people from being over- +quickly defrauded of their own, and to prevent the benefit of +this institution from being confined to only a certain part of the +empire. We have consequently published a constitution on +the subject, enacting that the period of usucapion for movables +shall be three years, and that ownership of immovables shall +be acquired by long possession -- possession, that is to say, +for ten years, if both parties dwell in the same province, and +for twenty years if in different provinces; and things may in +these modes be acquired in full ownership, provided the pos- +session commences on a lawful ground, not only in Italy but in +every land subject to our sway. + +1 Some things, however, not withstanding the good faith of +the possessor, and the duration of his possession, cannot be +acquired by usucapion; as is the case, for instance, if one pos- +sesses a free man, a thing sacred or religious, or a runaway +slave. 2 Things again of which the owner lost possession by +theft, or possession of which was gained by violence, cannot +be acquired by usucapion, even by a person who has pos- +sessed them in good faith for the specified period: for stolen +things are declared incapable of usucapion by the statute of the +Twelve Tables and by the lex Atinia, and things taken with +violence by the lex Iulia et Plautia. 3 The statement that things +stolen or violently possessed cannot, by statute, be acquired +by usucapion, means, not that the thief or violent dispossessor +is incapable of usucapion -- for these are barred by another +reason, namely the fact that their possession is not in good faith; +but that even a person who has purchased the thing from them +in good faith, or received it on some other lawful ground, is +incapable of acquiring by usucapion. Consequently, in things +movable even a person who possesses in good faith can seldom +acquire ownership by usucapion, for he who sells, or on some +other ground delivers possession of a thing belonging to another, +commits a theft. 4 However, this admits of exception; for if an +heir, who believes a thing lent or let to, or deposited with, the +person whom he succeeds, to be a portion of the inheritance, +sells or gives it by way of dowry to another who receives it in +good faith, there is no doubt that the latter can acquire the +ownership of it by usucapion; for the thing is here not tainted +with the flaw attaching to stolen property, because an heir does +not commit a theft who in good faith conveys a thing away +believing it to be his own. 5 Again, the usufructuary of a female +slave, who believes her offspring to be his property, and sells +or gives it away, does not commit a theft: for theft implies +unlawful intention. 6 There are also other ways in which one +man can transfer to another property which is not his own, +without committing a theft, and thereby enable the receiver to +acquire by usucapion. 7 Usucapion of property classed among +things immovable is an easier matter; for it may easily happen +that a man may, without violence, obtain possession of land +which, owing to the absence or negligence of its owner, or to +his having died and left no successor, is presently possessed +by no one. Now this man himself does not possess in good faith, +because he knows the land on which he has seized is not his own: +but if he delivers it to another who receives it in good faith, the +latter can acquire it by long possession, because it has neither +been stolen nor violently possessed; for the idea held by some +of the ancients, that a piece of land or a place can be stolen, +has now been exploded, and imperial constitutions have been +enacted in the interests of persons possessing immovables, to +the effect that no one ought to be deprived of a thing of which +he has had long and unquestioned possession. 8 Sometimes +indeed even things which have been stolen or violently possessed +can be acquired by usucapion, as for instance after they have +again come under the power of their real owner: for by this they +are relieved from the taint which had attached to them, and so +become capable of usucapion. 9 Things belonging to our treasury +cannot be acquired by usucapion. But there is on record an +opinion of Papinian, supported by the rescripts of the Emperors +Pius, Severus, and Antoninus, that if, before the property of a +deceased person who has left no heir is reported to the excheq- +uer, some one has bought or received some part thereof, he can +acquire it by usucapion. 10 Finally, it is to be observed that things +are incapable of being acquired through usucapion by a purchaser +in good faith, or by one who possesses on some other lawful +ground, unless they are free from all flaws which vitiate the +usucapion. + +11 If there be a mistake as to the ground on which possession +is acquired, and which it is wrongly supposed will support usu- +capion, usucapion cannot take place. Thus a man's possession +may be founded on a supposed sale or gift, whereas in point of +fact there has been no sale or gift at all. + +12 Long possession which has begun to run in favour of a +deceased person continues to run on in favour of his heir or +praetorian successor, even though he knows that the land +belongs to another person. But if the deceased's possession +had not a lawful inception, it is not available to the heir or +praetorian successor, although ignorant of this. Our consti- +tution has enacted that in usucapion too a similar rule shall be +observed, and that the benefit of the possession shall continue +in favour of the successor. 13 The Emperors Severus and +Antoninus have decided by a rescript that a purchaser too +may reckon as his own the time during which his vendor has +possessed the thing. + +14 Finally, it is provided by an edict of the Emperor Marcus +that after an interval of five years a purchaser from the treasury +of property belonging to a third person may repel the owner, +if sued by him, by an exception. But a constitution issued by +Zeno of sacred memory has protected persons who acquire +things from the treasury by purchase, gift, or other title, affording +them complete security from the moment of transfer, and guaran- +teeing their success in any action relating thereto, whether they +be plaintiffs or defendants; while it allows those who claim any +action in respect of such property as owners or pledges to sue +the imperial treasury at any time within four years from the +transaction. A divine constitution which we ourselves have +lately issued has extended the operation of Zeno's enactment, +respecting conveyances by the treasury, to persons who have +acquired anything from our palace or that of the Empress. + +TITLE VII +OF GIFTS + +Another mode in which property is acquired is gift. Gifts are +of two kinds; those made in contemplation of death, and those +not so made. 1 Gifts of the first kind are those made in view of +approaching death, the intention of the giver being that in the +event of his decease the thing given should belong to the donee, +but that if he should survive or should desire to revoke the gift, +or if the donee should die first, the thing should be restored to +him. These gifts in contemplation of death now stand on ex- +actly the same footing as legacies; for as in some respects they +were more like ordinary gifts, in others more like legacies, the +jurists doubted under which of these two classes they should +be placed, some being for gift, others for legacy: and conse- +quently we have enacted by constitution that in nearly every +respect they shall be treated like legacies, and shall be govern- +ed by the rules laid down respecting them in our constitution. +In a word, a gift in contemplation of death is where the donor +would rather have the thing himself than that the donee should +have it, and that the latter should rather have it than his own heir. +An illustration may be found in Homer, where Telemachus makes +a gift to Piraeus. + +2 Gifts which are made without contemplation of death, which +we call gifts between the living, are of another kind, and have +nothing in common with legacies. If the transaction be complete, +they cannot be revoked at pleasure; and it is complete when the +donor has manifested his intention, whether in writing or not. +Our constitution has settled that such a manifestation of inten- +tion binds the donor to deliver, exactly as in the case of sale; so +that even before delivery gifts are completely effectual, and the +donor is under a legal obligation to deliver the object. Enact- +ments of earlier emperors required that such gifts, if in excess +of two hundred solidi, should be officially registered; but our +constitution has raised this maximum to five hundred solidi, +and dispensed with the necessity of registering gifts of this or +of a less amount; indeed it has even specified some gifts which +are completely valid, and require no registration, irrespective +of their amount. We have devised many other regulations in +order to facilitate and secure gifts, all of which may be gathered +from the constitutions which we have issued on this topic. It is +to be observed, however, that even where gifts have been +completely executed we have by our constitution under certain +circumstances enabled donors to revoke them, but only on +proof of ingratitude on the part of the recipient of the bounty; +the aim of this reservation being to protect persons, who +have given their property to others, from suffering at the hands +of the latter injury or loss in any of the modes detailed in our +constitution. 3 There is another specific kind of gift between the +living, with which the earlier jurists were quite unacquainted, and +which owed its later introduction to more recent emperors. It +was called gift before marriage, and was subject to the implied +condition that it should not be binding until the marriage had +taken place; its name being due to the fact that it was always +made before the union of the parties, and could never take place +after the marriage had once been celebrated. The first change in +this matter was made by our imperial father Justin, who, as it +had been allowed to increase dowries even after marriage, +issued a constitution authorizing the increase of gifts before +marriage during the continuance of the marriage tie in cases +where an increase had been made to the dowry. The name +`gift before marriage' was, however, still retained, though now +inappropriate, because the increase was made to it after the +marriage. We, however, in our desire to perfect the law, and +to make names suit the things which they are used to denote, +have by a constitution permitted such gifts to be first made, and +not merely increased, after the celebration of the marriage, and +have directed that they shall be called gifts `on account of' +(and not `before') marriage, thereby assimilating them to dowries; +for as dowries are not only increased, but actually constituted, +during marriage, so now gifts on account of marriage may be +not only made before the union of the parties, but may be first +made as well as increased during the continuance of that union. + +4 There was formerly too another civil mode of acquisition, +namely, by accrual, which operated in the following way: if a +person who owned a slave jointly with Titius gave him his liberty +himself alone by vindication or by testament, his share in the +slave was lost, and went to the other joint owner by accrual. +But as this rule was very bad as a precedent -- for both the +slave was cheated of his liberty, and the kinder masters suffer- +ed all the loss while the harsher ones reaped all the gain -- we +have deemed it necessary to suppress a usage which seemed +so odious, and have by our constitution provided a merciful +remedy, by discovering a means by which the manumitter, the +other joint owner, and the liberated slave, may all alike be bene- +fited. Freedom, in whose behalf even the ancient legislators +clearly established many rules at variance with the general +principles of law, will be actually acquired by the slave; the +manumitter will have the pleasure of seeing the benefit of his +kindness undisturbed; while the other joint owner, by receiving +a money equivalent proportionate to his interest, and on the +scale which we have fixed, will be indemnified against all loss. + +TITLE VIII +OF PERSONS WHO MAY, AND WHO MAY NOT +ALIENATE + +It sometimes happens that an owner cannot alienate, and that a +non-owner can. Thus the alienation of dowry land by the hus- +band, without the consent of the wife, is prohibited by the lex +Iulia, although, since it has been given to him as dowry, he is its +owner. We, however, have amended the lex Iulia, and thus +introduced an improvement; for that statute applied only to land +in Italy, and though it prohibited a mortgage of the land even +with the wife's consent, it forbade it to be alienated only without +her concurrence. To correct these two defects we have forbidden +mortgages as well as alienations of dowry land even when it is +situated in the provinces, so that such land can now be dealt +with in neither of these ways, even if the wife concurs, lest the +weakness of the female sex should be used as a means to the +wasting of their property. 1 Conversely, a pledgee, in pursu- +ance of his agreement, may alienate the pledge, though not its +owner; this, however, may seem to rest on the assent of the +pledgor given at the inception of the contract, in which it was +agreed that the pledgee should have a power of sale in default +of repayment. But in order that creditors may not be hindered +from pursuing their lawful rights, or debtors be deemed to be +overlightly deprived of their property, provisions have been +inserted in our constitution and a definite procedure established +for the sale of pledges, by which the interests of both creditors +and debtors have been abundantly guarded. 2 We must next +observe that no pupil of either sex can alienate anything without +his or her guardian's authority. Consequently, if a pupil attempts +to lend money without such authority, no property passes, and +he does not impose a contractual obligation; hence the money, +if it exists, can be recovered by real action. If the money which +he attempted to lend has been spent in good faith by the +would-be borrower, it can be sued for by the personal action +called condiction; if it has been fraudulently spent, the pupil can +sue by personal action for its production. On the other hand, +things can be validly conveyed to pupils of either sex without +the guardian's authority; accordingly, if a debtor wishes to pay +a pupil, he must obtain the sanction of the guardian to the trans- +action, else he will not be released. In a constitution which we +issued to the advocates of Caesarea at the instance of the +distinguished Tribonian, quaestor of our most sacred palace, +it has with the clearest reason been enacted, that the debtor +of a pupil may safely pay a guardian or curator by having first +obtained permission by the order of a judge, for which no fee +is to be payable: and if the judge makes the order, and the +debtor in pursuance thereof makes payment, he is completely +protected by this form of discharge. Supposing, however, that +the form of payment be other than that which we have fixed, +and that the pupil, though he still has the money in his pos- +session, or has been otherwise enriched by it, attempts to +recover the debt by action, he can be repelled by the plea of +fraud. If on the other hand he has squandered the money or +had it stolen from him, the plea of fraud will not avail the debtor, +who will be condemned to pay again, as a penalty for having +carelessly paid without the guardian's authority, and not in +accordance with our regulation. Pupils of either sex cannot +validly satisfy a debt without their guardian's authority, because +the money paid does not become the creditor's property; the +principle being that no pupil is capable of alienation without his +guardian's sanction. + +TITLE IX +OF PERSONS THROUGH WHOM WE ACQUIRE + +We acquire property not only by our own acts, but also by +the acts of persons in our power, of slaves in whom we have +a usufruct, and of freemen and slaves belonging to another but +whom we possess in good faith. Let us now examine these cases +in detail. 1 Formerly, whatever was received by a child in power +of either sex, with the exception of military peculium, was acquired +for the parent without any distinction; and the parent was entitled +to give away or sell to one child, or to a stranger, what had been +acquired through another, or dispose of it in any other way that +he pleased. This, however, seemed to us to be a cruel rule, and +consequently by a general constitution which we have issued we +have improved the children's position, and yet reserved to parents +all that was their due. This enacts that whatever a child gains by +and through property, of which his father allows him the control, +is acquired, according to the old practice, for the father alone; +for what unfairness is there in property derived from the father +returning to him? But of anything which the child derives from +any source other than his father, though his father will have a +usufruct therein, the ownership is to belong to the child, that he +may not have the mortification of seeing the gains which he has +made by his own toil or good fortune transferred to another. +2 We have also made a new rule relating to the right which a +father had under earlier constitutions, when he emancipated a +child, of retaining absolutely, if he pleased, a third part of such +property of the child as he himself had no ownership in, as a +kind of consideration for emancipating him. The harsh result +of this was that a son was by emancipation deprived of the +ownership of a third of his property; and thus the honour which +he got by being emancipated and made independent was +balanced by the diminution of his fortune. We have therefore +enacted that the parent, in such a case, shall no longer retain the +ownership of a third of the child's property, but, in lieu thereof, +the usufruct of one half; and thus the son will remain absolute +owner of the whole of his fortune, while the father will reap a +greater benefit than before, by being entitled to the enjoyment +of a half instead of a third. 3 Again, all rights which your slaves +acquire by tradition, stipulation, or any other title, are acquired +for you, even though the acquisition be without your knowledge, +or even against your will; for a slave, who is in the power of +another person, can have nothing of his own. Consequently, if +he is instituted heir, he must, in order to be able to accept the +inheritance, have the command of his master; and if he has that +command, and accepts the inheritance, it is acquired for his +master exactly as if the latter had himself been instituted heir; +and it is precisely the same with a legacy. And not only is +ownership acquired for you by those in your power, but also +possession; for you are deemed to possess everything of which +they have obtained detention, and thus they are to you instruments +through whom ownership may be acquired by usucapion or long +possession. 4 Respecting slaves in whom a person has only a +usufruct, the rule is, that what they acquire by means of the +property of the usufructuary, or by their own work, is acquired +for him; but what they acquire by any other means belongs to +their owner, to whom they belong themselves. Accordingly, if +such a slave is instituted heir, or made legatee or donee, the +succession, legacy, or gift is acquired, not for the usufructuary, +but for the owner. And a man who in good faith possesses a +free man or a slave belonging to another person has the same +rights as a usufructuary; what they acquire by any other mode +than the two we have mentioned belongs in the one case to the +free man, in the other to the slave's real master. After a possessor +in good faith has acquired the ownership of a slave by usucapion, +everything which the slave acquires belongs to him without +distinction; but a fructuary cannot acquire ownership of a slave in +this way, because in the first place he does not possess the slave +at all, but has merely a right of usufruct in him, and because in +the second place he is aware of the existence of another owner. +Moreover, you can acquire possession as well as ownership +through slaves in whom you have a usufruct or whom you +possess in good faith, and through free persons whom in good +faith you believe to be your slaves, though as regards all these +classes we must be understood to speak with strict reference +to the distinction drawn above, and to mean only detention +which they have obtained by means of your property or their +own work. 5 From this it appears that free men not subject to +your power, or whom you do not possess in good faith, and +other persons' slaves, of whom you are neither usufructuaries +nor just possessors, cannot under any circumstances acquire +for you; and this is the meaning of the maxim that a man cannot +be the means of acquiring anything for one who is a stranger in +relation to him. To this maxim there is but one exception -- +namely, that, as is ruled in a constitution of the Emperor Severus, +a free person, such as a general agent, can acquire possession +for you, and that not only when you know, but even when you +do not know of the fact of the acquisition: and through this +possession ownership can be immediately acquired also, if it +was the owner who delivered the thing; and if it was not, it can +be acquired ultimately by usucapion or by the plea of long +possession. + +6 So much at present concerning the modes of acquiring rights +over single things: for direct and fiduciary bequests, which are +also among such modes, will find a more suitable place in a later +portion of our treatise. We proceed therefore to the titles +whereby an aggregate of rights is acquired. If you become the +successors, civil or praetorian, of a person deceased, or adopt +an independent person by adrogation, or become assignees +of a deceased's estate in order to secure their liberty to slaves +manumitted by his will, the whole estate of those persons is +transferred to you in an aggregate mass. Let us begin with +inheritances, whose mode of devolution is twofold, according +as a person dies testate or intestate; and of these two modes +we will first treat of acquisition by will. The first point which +here calls for exposition is the mode in which wills are made. + +TITLE X +OF THE EXECUTION OF WILLS + +The term testament is derived from two words which mean a +signifying of intention. + +1 Lest the antiquities of this branch of law should be entirely +forgotten, it should be known that originally two kinds of +testaments were in use, one of which our ancestors employed +in times of peace and quiet, and which was called the will made +in the comitia calata, while the other was resorted to when +they were setting out to battle, and was called procinctum. +More recently a third kind was introduced, called the will by +bronze and balance, because it was made by mancipation, +which was a sort of fictitious sale, in the presence of five +witnesses and a balance holder, all Roman citizens above the +age of puberty, together with the person who was called the +purchaser of the family. The two first-mentioned kinds of +testament, however, went out of use even in ancient times, +and even the third, or will by bronze and balance, though it +has remained in vogue longer than they, has become partly +disused. 2 All these three kinds of will which we have +mentioned belonged to the civil law, but later still a fourth form +was introduced by the praetor's edict; for the new law of the +praetor, or ius honorarium, dispensed with mancipation, +and rested content with the seals of seven witnesses, whereas +the seals of witnesses were not required by the civil law. +3 When, however, by a gradual process the civil and +praetorian laws, partly by usage, partly by definite changes +introduced by the constitution, came to be combined into a +harmonious whole, it was enacted that a will should be valid +which was wholly executed at one time and in the presence +of seven witnesses (these two points being required, in a way, +by the old civil law), to which the witnesses signed their names +-- a new formality imposed by imperial legislation -- and affixed +their seals, as had been required by the praetor's edict. Thus +the present law of testament seems to be derived from three +distinct sources; the witnesses, and the necessity of their all +being present continuously through the execution of the will in +order that the execution may be valid, coming from the civil law: +the signing of the document by the testator and the witnesses +being due to imperial constitutions, and the exact number of +witnesses, and the sealing of the will by them, to the praetor's +edict. 4 An additional requirement imposed by our constitution, +in order to secure the genuineness of testaments and prevent +forgery, is that the name of the heir shall be written by either the +testator or the witnesses, and generally that everything shall be +done according to the tenor of that enactment. + +5 The witnesses may all seal the testament with the same seal; +for, as Pomponius remarks, what if the device on all seven +seals were the same? It is also lawful for a witness to use a +seal belonging to another person. 6 Those persons only can +be witnesses who are legally capable of witnessing a testament. +Women, persons below the age of puberty, slaves, lunatics, +persons dumb or deaf, and those who have been interdicted +from the management of their property, or whom the law +declares worthless and unfitted to perform this office, cannot +witness a will. 7 In cases where one of the witnesses to a will +was thought free at the time of its execution, but was afterwards +discovered to be a slave, the Emperor Hadrian, in his rescript +to Catonius Verus, and afterwards the Emperors Severus and +Antoninus declared that of their goodness they would uphold +such a will as validly made; for, at the time when it was sealed, +this witness was admitted by all to be free, and, as such, had +had his civil position called in question by no man. 8 A father +and a son in his power, or two brothers who are both in the +power of one father, can lawfully witness the same testament, +for there can be no harm in several persons of the same family +witnessing together the act of a man who is to them a stranger. +9 No one, however, ought to be among the witnesses who is +in the testator's power, and if a son in power makes a will of +military peculium after his discharge, neither his father nor any +one in his father's power is qualified to be a witness; for it is +not allowed to support a will by the evidence of persons in +the same family with the testator. 10 No will, again, can be +witnessed by the person instituted heir, or by any one in his +power, or by a father in whose power he is, or by a brother +under the power of the same father: for the execution of a +will is considered at the present day to be purely and entirely +a transaction between the testator and the heir. Through +mistaken ideas on this matter the whole law of testamentary +evidence fell into confusion: for the ancients, though they +rejected the evidence of the purchaser of the family and of +persons connected with him by the tie of power, allowed a +will to be witnessed by the heir and persons similarly +connected with him, though it must be admitted that they +accompanied this privilege with urgent cautions against its +abuse. We have, however, amended this rule, and enacted +in the form of law what the ancients expressed in the form +only of advice, by assimilating the heir to the old purchaser of +the family, and have rightly forbidden the heir, who now +represents that character, and all other persons connected with +him by the tie referred to, to bear witness in a matter in which, +in a sense, they would be witnesses in their own behalf. +Accordingly, we have not allowed earlier constitutions on this +subject to be inserted in our Code. 11 Legatees, and persons +who take a benefit under a will by way of trust, and those +connected with them, we have not forbidden to be witnesses, +because they are not universal successors of the deceased: +indeed, by one of our constitutions we have specially granted +this privilege to them, and, a fortiori, to persons in their power, +or in whose power they are. + +12 It is immaterial whether the will be written on a tablet, paper, +parchment, or any other substance: and a man may execute +any number of duplicates of his will, for this is sometimes +necessary, though in each of them the usual formalities must +be observed. For instance, a person setting out upon a voyage +may wish to take a statement of his last wishes along with him, +and also to leave one at home; and numberless other circum- +stances which happen to a man, and over which he has no +control, will make this desirable. 14 So far of written wills. +When, however, one wishes to make a will binding by the civil +law, but not in writing, he may summon seven witnesses, and +in their presence orally declare his wishes; this, it should be +observed, being a form of will which has been declared by +constitutions to be perfectly valid by civil law. + +TITLE XI +OF SOLDIERS' WILLS + +Soldiers, in consideration of their extreme ignorance of law, have +been exempted by imperial constitutions from the strict rules for +the execution of a testament which have been described. Neither +the legal number of witnesses, nor the observance of the other +rules which have been stated, is necessary to give force to their +wills, provided, that is to say, that they are made by them while +on actual service; this last qualification being a new though wise +one introduced by our constitution. Thus, in whatever mode +a soldier's last wishes are declared, whether in writing or orally, +this is a binding will, by force of his mere intention. At times, +however, when they are not employed on actual service, but +are living at home or elsewhere, they are not allowed to claim +this privilege: they may make a will, even though they be sons +in power, in virtue of their service, but they must observe the +ordinary rules, and are bound by the forms which we described +above as requisite in the execution of wills of civilians. + +1 Respecting the testaments of soldiers the Emperor Trajan +sent a rescript to Statilius Severus in the following terms: +`The privilege allowed to soldiers of having their wills upheld, +in whatever manner they are made, must be understood to be +limited by the necessity of first proving that a will has been made +at all; for a will can be made without writing even by civilians. +Accordingly, with reference to the inheritance which is the +subject of the action before you, if it can be shown that the +soldier who left it, did in the presence of witnesses, collected +expressly for this purpose, declare orally who he wished to be +his heir, and on what slaves he wished to confer liberty, it may +well be maintained that in this way he made an unwritten +testament, and his wishes therein declared ought to be carried +out. But if, as is so common in ordinary conversation, he said +to some one, I make you my heir, or, I leave you all my +property, such expressions cannot be held to amount to a +testament, and the interest of the very soldiers, who are +privileged in the way described, is the principal ground for +rejecting such a precedent. For if it were admitted, it would +be easy, after a soldier's death, to procure witnesses to affirm +that they had heard him say he left his property to any one they +pleased to name, and in this way it would be impossible to +discover the true intentions of the deceased.' 2 A soldier too +may make a will though dumb and deaf. 3 This privilege, +however, which we have said soldiers enjoy, is allowed them +by imperial constitutions only while they are engaged on actual +service, and in camp life. Consequently, if veterans wish to +make a will after their discharge, or if soldiers actually serving +wish to do this away from camp, they must observe the forms +prescribed for all citizens by the general law; and a testament +executed in camp without formalities, that is to say, not +according to the form prescribed by law, will remain valid +only for one year after the testator's discharge. Supposing +then that the testator died within a year, but that a condition, +subject to which the heir was instituted, was not fulfilled within +the year, would it be feigned that the testator was a soldier at +the date of his decease, and the testament consequently upheld? +and this question we answer in the affirmative. 4 If a man, +before going on actual service, makes an invalid will, and then +during a campaign opens it, and adds some new disposition, +or cancels one already made, or in some other way makes it +clear that he wishes it to be his testament, it must be pronounced +valid, as being, in fact, a new will made by the man as a soldier. +5 Finally, if a soldier is adrogated, or, being a son in power, is +emancipated, his previously executed will remains good by the +fiction of a new expression of his wishes as a soldier, and is not +deemed to be avoided by his loss of status. + +6 It is, however, to be observed that earlier statutes and imperial +constitutions allowed to children in power in certain cases a +civil peculium after the analogy of the military peculium, which +for that reason was called quasi-military, and of which some of +them were permitted to dispose by will even while under power. +By an extension of this principle our constitution has allowed all +persons who have a peculium of this special kind to dispose of +it by will, though subject to the ordinary forms of law. By a +perusal of this constitution the whole law relating to this privilege +may be ascertained. + +TITLE XII +OF PERSONS INCAPABLE OF MAKING WILLS + +Certain persons are incapable of making a lawful will. +For instance, those in the power of others are so absolutely +incapable that they cannot make a testament even with the +permission of their parents, with the exception of those whom +we have enumerated, and particularly of children in power +who are soldiers, and who are permitted by imperial constitution +to dispose by will of all they may acquire while on actual service. +This was allowed at first only to soldiers on active service, by +the authority of the Emperors Augustus and Nerva, and of the +illustrious Emperor Trajan; afterwards, it was extended by an +enactment of the Emperor Hadrian to veterans, that is, soldiers +who had received their discharge. Accordingly, if a son in power +makes a will of his military peculium, it will belong to the person +whom he institutes as heir: but if he dies intestate, leaving no +children or brothers surviving him, it will go to the parent in whose +power he is, according to the ordinary rule. From this it can be +understood that a parent has no power to deprive a son in his +power of what he has acquired on service, nor can the parent's +creditors sell or otherwise touch it; and when the parent dies it +is not shared between the soldier's son and his brothers, but +belongs to him alone, although by the civil law the peculium of +a person in power is always reckoned as part of the property +of the parent, exactly as that of a slave is deemed part of the +property of his master, except of course such property of the +son as by imperial constitutions, and especially our own, the +parent is unable to acquire in absolute ownership. Consequently, +if a son in power, not having a military or quasi-military peculium, +makes a will, it is invalid, even though he is released from power +before his decease. 1 Again, a person under the age of puberty +is incapable of making a will, because he has no judgement, +and so too is a lunatic, because he has lost his reason; and it is +immaterial that the one reaches the age of puberty, and the other +recovers his faculties, before his decease. If, however, a lunatic +makes a will during a lucid interval, the will is deemed valid, and +one is certainly valid which he made before he lost his reason: +for subsequent insanity never avoids a duly executed testament +or any other disposition validly made. 2 So too a spendthrift, +who is interdicted from the management of his own affairs, is +incapable of making a valid will, though one made by him before +being so interdicted holds good. 3 The deaf, again, and the +dumb cannot always make a will, though here we are speaking +not of persons merely hard of hearing, but of total deafness, +and similarly by a dumb person is meant one totally dumb, and +not one who merely speaks with difficulty; for it often happens +that even men of culture and learning by some cause or other +lose the faculties of speech and hearing. Hence relief has been +afforded them by our constitution, which enables them, in +certain cases and in certain modes therein specified, to make +a will and other lawful dispositions. If a man, after making his +will, becomes deaf or dumb through ill health or any other +cause, it remains valid notwithstanding. 4 A blind man cannot +make a will, except by observing the forms introduced by a +law of our imperial father Justin. 5 A will made by a prisoner +while in captivity with the enemy is invalid, even though he +subsequently returns. One made, however, while he was in +his own state is valid, if he returns, by the law of postliminium; +if he dies in captivity it is valid by the lex Cornelia. + +TITLE XIII +OF THE DISINHERISON OF CHILDREN + +The law, however, is not completely satisfied by the observance +of the rules hereinbefore explained. A testator who has a son +in his power must take care either to institute him heir, or to +specially disinherit him, for passing him over in silence avoids +the will; and this rule is so strict, that even if the son die in the +lifetime of the father no heir can take under the will, because of +its original nullity. As regards daughters and other descendants +of either sex by the male line, the ancients did not observe this +rule in all its strictness; for if these persons were neither instituted +nor disinherited, the will was not avoided, but they were entitled +to come in with the instituted heirs, and to take a certain portion +of the inheritance. And these persons the ascendant was not +obliged to specially disinherit; he could disinherit them collectively +by a general clause. 1 Special disinherison may be expressed +in these terms -- `Be Titius my son disinherited,' or in these, +`Be my son disinherited,' without inserting the name, supposing +there is no other son. Children born after the making of the +will must also be either instituted heirs or disinherited, and in +this respect are similarly privileged, that if a son or any other +family heir, male or female, born after the making of the will, +be passed over in silence, the will, though originally valid, is +invalidated by the subsequent birth of the child, and so becomes +completely void. Consequently, if the woman from whom a +child was expected to have an abortive delivery, there is nothing +to prevent the instituted heirs from taking the inheritance. It +was immaterial whether the female family heirs born after the +making of the will were disinherited specially or by a general +clause, but if the latter mode be adopted, some legacy must be +left them in order that they may not seem to have been passed +over merely through inadvertence: but male family heirs born +after the making of the will, sons and other lineal descendants, +are held not to be properly disinherited unless they are dis- +inherited specially, thus: `Be any son that shall be born to me +disinherited.' 2 With children born after the making of the will +are classed children who succeed to the place of a family heir, +and who thus, by an event analogous to subsequent birth, +become family heirs to an ancestor. For instance, if a testator +have a son, and by him a grandson or granddaughter in his +power, the son alone, being nearer in degree, has the right of +a family heir, although the grandchildren are in the testator's +power equally with him. But if the son die in the testator's +lifetime, or is in some other way released from his power, the +grandson and granddaughter succeed to his place, and thus, +by a kind of subsequent birth, acquire the rights of family heirs. +To prevent this subsequent avoidance of one's will, grand- +children by a son must be either instituted heirs or disinherited, +exactly as, to secure the original validity of a testament, a son +must be either instituted or specially disinherited; for if the son +die in the testator's lifetime, the grandson and granddaughter +take his place, and avoid the will just as if they were children +born after its execution. And this disinherison was first allowed +by the lex Iunia Vallaea, which explains the form which is to be +used, and which resembles that employed in disinheriting family +heirs born after the making of a will. 3 It is not necessary, by +the civil law, to either institute or disinherit emancipated children, +because they are not family heirs. But the praetor requires all, +females as well as males, unless instituted, to be disinherited, +males specially, females collectively; and if they are neither ap- +pointed heirs nor disinherited as described, the praetor promises +them possession of goods against the will. 4 Adopted children, +so long as they are in the power of their adoptive father, are in +precisely the same legal position as children born in lawful +wedlock; consequently they must be either instituted or dis- +inherited according to the rules stated for the disinherison of +natural children. When, however, they have been emancipated +by their adoptive father, they are no longer regarded as his +children either by the civil law or by the praetor's edict. +Conversely, in relation to their natural father, so long as they +remain in the adoptive family they are strangers, so that he need +neither institute nor disinherit them: but when emancipated by +their adoptive father, they have the same rights in the succession +to their natural father as they would have had if it had been he +by whom they were emancipated. Such was the law introduced +by our predecessors. 5 Deeming, however, that between the +sexes, to each of which nature assigns an equal share in +perpetuating the race of man, there is in this matter no real +ground of distinction, and marking that, by the ancient statute +of the Twelve Tables, all were called equally to the succession +on the death of their ancestor intestate (which precedent the +praetors also seem to have subsequently followed), we have by +our constitution introduced a simple system of the same kind, +applying uniformly to sons, daughters, and other descendants +by the male line, whether born before or after the making of the +will. This requires that all children, whether family heirs or +emancipated, shall be specially disinherited, and declares that +their pretermission shall have the effect of avoiding the will of +their parent, and depriving the instituted heirs of the inheritance, +no less than the pretermission of children who are family heirs +or who have been emancipated, whether already born, or born +after, though conceived before the making of the will. In respect +of adoptive children we have introduced a distinction, which is +explained in our constitution on adoptions. 6 If a soldier engaged +on actual service makes a testament without specially disinheriting +his children, whether born before or after the making of the will, +but simply passing over them in silence, though he knows that +he has children, it is provided by imperial constitutions that his +silent pretermission of them shall be equivalent to special dis- +inherison. 7 A mother or maternal grandfather is not bound to +institute her or his children or grandchildren; they may simply +omit them, for silence on the part of a mother, or of a maternal +grandfather or other ascendant, has the same effect as actual +disinherison by a father. For neither by the civil law, nor by +that part of the praetor's edict in which he promises children +who are passed over possession of goods against the will, is +a mother obliged to disinherit her son or daughter if she does +not institute them heirs, or a maternal grandfather to be equally +precise with reference to grandchildren by a daughter: though +such children and grandchildren, if omitted, have another +remedy, which will shortly be explained. + +TITLE XIV +OF THE INSTITUTION OF THE HEIR + +A man may institute as his heirs either free men or slaves, and +either his own slaves or those of another man. If he wished +to institute his own slave it was formerly necessary, according +to the more common opinion, that he should expressly give him +his liberty in the will: but now it is lawful, by our constitution, +to institute one's own slave without this express manumission +-- a change not due to any spirit of innovation, but to a sense +of equity, and one whose principle was approved by Atilicinus, +as it is stated by Seius in his books on Masurius Sabinus and +on Plautius. Among a testator's own slaves is to be reckoned +one of whom he is bare owner, the usufruct being vested in +some other person. There is, however, one case in which the +institution of a slave by his mistress is void, even though freedom +be given him in the will, as is provided by a constitution of the +Emperors Severus and Antoninus in these terms: `Reason +demands that no slave, accused of criminal intercourse with his +mistress, shall be capable of being manumitted, before his +sentence is pronounced, by the will of the woman who is ac- +cused of participating in his guilt: accordingly if he be instituted +heir by that mistress, the institution is void.' Among `other +persons' slaves' is reckoned one in whom the testator has a +usufruct. 1 If a slave is instituted heir by his own master, and +continues in that condition until his master's decease, he +becomes by the will both free, and necessary heir. But if the +testator himself manumits him in his lifetime, he may use his +own discretion about acceptance; for he is not a necessary heir, +because, though he is named heir to the testament, it was not +by that testament that he became free. If he has been alienated, +he must have the order of his new master to accept, and then his +master becomes heir through him, while he personally becomes +neither heir nor free, even though his freedom was expressly +given him in the testament, because by alienating him his former +master is presumed to have renounced the intention of en- +franchising him. When another person's slave is instituted heir, +if he continues in the same condition he must have the order of +his master to accept; if alienated by him in the testator's lifetime, +or after the testator's death but before acceptance, he must have +the order of the alienee to accept; finally, if manumitted in the +testator's lifetime, or after the testator's death but before +acceptance, he may accept or not at his own discretion. 2 A +slave who does not belong to the testator may be instituted heir +even after his master's decease, because slaves who belong to +an inheritance are capable of being instituted or made legatees; +for an inheritance not yet accepted represents not the future +heir but the person deceased. Similarly, the slave of a child +conceived but not yet born may be instituted heir. 3 If a slave +belonging to two or more joint owners, both or all of whom +are legally capable of being made heirs or legatees, is instituted +heir by a stranger, he acquires the inheritance for each and all +of the joint owners by whose orders he accepts it in proportion +to the respective shares in which they own him. + +4 A testator may institute either a single heir, or as many as he +pleases. 5 An inheritance is usually divided into twelve ounces, +and is denoted in the aggregate by the term as, and each +fraction of this aggregate, ranging from the ounce up to the as +or pound, has its specific name, as follows: sextans (1/6), +quadrans (1/4), triens (1/3), quincunx (5/12), semis (1/2), +septunx (7/12), bes (2/3), dodrans (3/4), dextans (5/6), +deunx (11/12), and as. It is not necessary, however, that +there should always be twelve ounces, for for the purposes of +testamentary distribution an as may consist of as many ounces +as the testator pleases; for instance, if a testator institutes only +a single heir, but declares that he is to be heir ex semisse, or to +one half of the inheritance, this half will really be the whole, for +no one can die partly testate and partly intestate, except soldiers, +in the carrying out of whose wills the intention is the only thing +regarded. Conversely, a testator may divide his inheritance into +as large a number of ounces as he pleases. 6 If more heirs than +one are instituted, it is unnecessary for the testator to assign a +specific share in the inheritance to each, unless he intends that +they shall not take in equal portions; for it is obvious that if no +shares are specified they divide the inheritance equally between +them. Supposing, however, that specific shares are assigned to +all the instituted heirs except one, who is left without any express +share at all, this last heir will be entitled to any fraction of the as +which has not been disposed of; and if there are two or more +heirs to whom no specific shares have been assigned, they will +divide this unassigned fraction equally between them. Finally, if +the whole as has been assigned in specific shares to some of +the heirs, the one or more who have no specific shares take half +of the inheritance, while the other half is divided among the rest +according to the shares assigned to them; and it is immaterial +whether the heir who has no specified share come first or last +in the institution, or occupies some intermediate place; for such +share is presumed to be given to him as is not in some other +way disposed of. 7 Let us now see how the law stands if some +part remains undisposed of, and yet each heir has his share +assigned to him -- if, for instance there are three heirs instituted, +and each is assigned a quarter of the inheritance. It is evident +that in this case the part undisposed of will go to them in +proportion to the share each has assigned to him by the will, +and it will be exactly as if they had each been originally instituted +to a third. Conversely, if each heir is given so large a fraction +that the as will be exceeded, each must suffer a proportionate +abatement; thus if four heirs are instituted, and to each is +assigned a third of the inheritance, it will be the same as if each +had been originally instituted to a quarter. 8 If more than twelve +ounces are distributed among some of the heirs only, one being +left without a specific share, he will have what is wanting to +complete the second as; and the same will be done if more +than twenty-four ounces are distributed, leaving him shareless; +but all these ideal sums are afterwards reduced to the single +as, whatever be the number of ounces they comprise. + +9 The institution of the heir may be either absolute or conditional, +but no heir can be instituted from, or up to, some definite date, +as, for instance, in the following form -- `be so and so my heir +after five years from my decease,' or `after the calends of such +a month,' or `up to and until such calends'; for a time limitation +in a will is considered a superfluity, and an heir instituted subject +to such a time limitation is treated as heir absolutely. 10 If the +institution of an heir, a legacy, a fiduciary bequest, or a +testamentary manumission is made to depend on an impossible +condition, the condition is deemed unwritten, and the disposition +absolute. 11 If an institution is made to depend on two or more +conditions, conjunctively expressed, -- as, for instance, `if this +and that shall be done' -- all the conditions must be satisfied: if +they are expressed in the alternative, or disjunctively -- as `if +this or that shall be done' -- it is enough if one of them alone is +satisfied. + +12 A testator may institute as his heir a person whom he has +never seen, for instance, nephews who have been born abroad +and are unknown to him: for want of this knowledge does not +invalidate the institution. + +TITLE XV +OF ORDINARY SUBSTITUTION + +A testator may institute his heirs, if he pleases, in two or more +degrees, as, for instance, in the following form: `If A shall not +be my heir, then let B be my heir'; and in this way he can make +as many substitutions as he likes, naming in the last place one of +his own slaves as necessary heir, in default of all others taking. +1 Several may be substituted in place of one, or one in place of +several, or to each heir may be substituted a new and distinct +person, or, finally, the instituted heirs may be substituted +reciprocally in place of one another. 2 If heirs who are instituted +in equal shares are reciprocally substituted to one another, and +the shares which they are to have in the substitution are not +specified, it is presumed (as was settled by a rescript of the +Emperor Pius) that the testator intended them to take the same +shares in the substitution as they took directly under the will. +3 If a third person is substituted to one heir who himself is +substituted to his co-heir, the Emperors Severus and Antoninus +decided by rescript that this third person is entitled to the shares +of both without distinction. 4 If a testator institutes another +man's slave, supposing him to be an independent person, and +substitutes Maevius in his place to meet the case of his not +taking the inheritance, then, if the slave accepts by the order +of his master, Maevius is entitled to a half. For, when applied +to a person whom the testator knows to be in the power of +another, the words `if he shall not be my heir' are taken to +mean `if he shall neither be heir himself nor cause another to +be heir'; but when applied to a person whom the testator +supposes to be independent, they mean `if he shall not acquire +the inheritance either for himself, or for that person to whose +power he shall subsequently become subject,' and this was +decided by Tiberius Caesar in the case of his slave Parthenius. + +TITLE XVI +OF PUPILLARY SUBSTITUTION + +To children below the age of puberty and in the power of the +testator, not only can such a substitute as we have described be +appointed, that is, one who shall take on their failing to inherit, +but also one who shall be their heir if, after inheriting, they die +within the age of puberty; and this may be done in the following +terms, `Be my son Titius my heir; and if he does not become my +heir, or, after becoming my heir, die before becoming his own +master (that is, before reaching puberty), then be Seius my heir.' +In which case, if the son fails to inherit, the substitute is the heir +of the testator; but if the son, after inheriting, dies within the age +of puberty, he is the heir of the son. For it is a rule of customary +law, that when our children are too young to make wills for +themselves, their parents may make them for them. 1 The reason +of this rule has induced us to assert in our Code a constitution, +providing that if a testator has children, grandchildren, or +great-grandchildren who are lunatics or idiots, he may, after +the analogy of pupillary substitution, substitute certain definite +persons to them, whatever their sex or the nearness of their +relationship to him, and even though they have reached the +age of puberty; provided always that on their recovering their +faculties such substitution shall at once become void, exactly +as pupillary substitution proper ceases to have any operation +after the pupil has reached puberty. 2 Thus, in pupillary +substitution effected in the form described, there are, so to +speak, two wills, the father's and the son's, just as if the son +had personally instituted an heir to himself; or rather, there is +one will dealing with two distinct matters, that is, with two +distinct inheritances. 3 If a testator be apprehensive that, after +his own death, his son, while still a pupil, may be exposed to +the danger of foul play, because another person is openly +substituted to him, he ought to make the ordinary substitution +openly, and in the earlier part of the testament, and write the +other substitution, wherein a man is named heir on the succession +and death of the pupil, separately on the lower part of the will; +and this lower part he should tie with a separate cord and +fasten with a separate seal, and direct in the earlier part of the +will that it shall not be opened in the lifetime of the son before +he attains the age of puberty. Of course a substitution to a +son under the age of puberty is none the less valid because it +is a integral part of the very will in which the testator has +instituted him his heir, though such an open substitution may +expose the pupil to the danger of foul play. 4 Not only when +we leave our inheritance to children under the age of puberty +can we make such a substitution, that if they accept the inheritance, +and then die under that age, the substitute is their heir, but we can +do it when we disinherit them, so that whatever the pupil acquires +by way of inheritance, legacy or gift from his relatives or friends, +will pass to the substitute. What has been said of substitution +to children below the age of puberty, whether instituted or +disinherited, is true also of substitution to afterborn children. +5 In no case, however, may a man make a will for his children +unless he makes one also for himself; for the will of the pupil is but +a complementary part of the father's own testament; accordingly, +if the latter is void, the former will be void also. 6 Substitution +may be made either to each child separately, or only to such one +of them as shall last die under the age of puberty. The first is the +proper plan, if the testator's intention is that none of them shall +die intestate: the second, if he wishes that, as among them, the +order of succession prescribed by the Twelve Tables shall be +strictly preserved. 7 The person substituted in the place of a +child under the age of puberty may be either named individually +-- for instance, Titius -- or generally prescribed, as by the words +`whoever shall be my heir'; in which latter case, on the child +dying under the age of puberty, those are called to the inheritance +by the substitution who have been instituted heirs and have +accepted, their shares in the substitution being proportionate to +the shares in which they succeeded the father. 8 This kind of +substitution may be made to males up to the age of fourteen, +and to females up to that of twelve years; when this age is once +passed, the substitution becomes void. 9 To a stranger, or a +child above the age of puberty whom a man has instituted heir, +he cannot appoint a substitute to succeed him if he take and die +within a certain time: he has only the power to bind him by a +trust to convey the inheritance to another either wholly or in part; +the law relating to which subject will be explained in its proper +place. + +TITLE XVII +OF THE MODES IN WHICH WILLS BECOME +VOID + +A duly executed testament remains valid until either revoked or +rescinded. 1 A will is revoked when, though the civil condition +of the testator remains unaltered, the legal force of the will itself +is destroyed, as happens when, after making his will, a man +adopts as his son either an independent person, in which case +the adoption is effected by imperial decree, or a person already +in power, when it is done through the agency of the praetor +according to our constitution. In both these cases the will is +revoked, precisely as it would be by the subsequent birth of a +family heir. 2 Again, a subsequent will duly executed is a +revocation of a prior will, and it makes no difference whether +an heir ever actually takes under it or not; the only question is +whether one might conceivably have done so. Accordingly, +whether the person instituted declines to be heir, or dies in the +lifetime of the testator, or after his death but before accepting +the inheritance, or is excluded by failure of the condition under +which he was instituted -- in all the cases the testator dies +intestate; for the earlier will is revoked by the later one, and +the later one is inoperative, as no heir takes under it. 3 If, after +duly making one will, a man executes a second one which is +equally valid, the Emperors Severus and Antoninus decided +by rescript that the first is revoked by the second, even though +the heir instituted in the second is instituted to certain things only. +The terms of this enactment we have ordered to be inserted here, +because it contains another provision. `The Emperors Severus +and Antoninus to Cocceius Campanus. A second will, although +the heir named therein be instituted to certain things only, is just +as valid as if no mention of the things had been made: but the +heir is bound to content himself with the things given him, or +with such further portion of the inheritance as will make up the +fourth part to which he is entitled under the lex Falcidia, and +(subject thereto) to transfer the inheritance to the persons +instituted in the earlier will: for the words inserted in the later +will undoubtedly contain the expression of a wish that the +earlier one shall remain valid.' This accordingly is a mode in +which a testament may be revoked. 4 There is another event +by which a will duly executed may be invalidated, namely, the +testator's undergoing a loss of status: how this may happen was +explained in the preceding Book. 5 In this case the will may be +said to be rescinded, though both those that are revoked, and +those that are not duly executed, may be said to become or be +rescinded; and similarly too those which are duly executed but +subsequently rescinded by loss of status may be said to be +revoked. However, as it is convenient that different grounds +of invalidity should have different names to distinguish them, +we say that some wills are unduly executed from the commence- +ment, while others which are duly executed are either revoked +or rescinded. 6 Wills, however, which, though duly executed, +are subsequently rescinded by the testator's undergoing loss +of status are not altogether inoperative: for if the seals of seven +witnesses are attached, the instituted heir is entitled to demand +possession in accordance with the will, if only the testator were +a citizen of Rome and independent at the time of his decease; but +if the cause of the rescission was the testator's subsequent loss +of citizenship or of freedom, or his adoption, and he dies an alien, +or slave, or subject to his adoptive father's power, the instituted +heir is barred from demanding possession in accordance with the +will. 7 The mere desire of a testator that a will which he has +executed shall no longer have any validity is not, by itself, sufficient +to avoid it; so that, even if he begins to make a later will, which +he does not complete because he either dies first, or changes his +mind, the first will remains good; it being provided in an address +of the Emperor Pertinax to the Senate that one testament which +is duly executed is not revoked by a later one which is not duly +and completely executed; for an incomplete will is undoubtedly +null. 8 In the same address the Emperor declared that he would +accept no inheritance to which he was made heir on account of +a suit between the testator and some third person, nor would he +uphold a will in which he was instituted in order to screen some +legal defect in its execution, or accept an inheritance to which he +was instituted merely by word of mouth, or take any testamentary +benefit under a document defective in point of law. And there +are numerous rescripts of the Emperors Severus and Antoninus +to the same purpose: `for though,' they say, `the laws do not +bind us, yet we live in obedience to them.' + +TITLE XVIII +OF AN UNDUTEOUS WILL + +Inasmuch as the disinherison or omission by parents of their +children has generally no good reason, those children who +complain that they have been wrongfully disinherited or passed +over have been allowed to bring an action impeaching the will +as unduteous, under the pretext that the testator was of unsound +mind at the time of its execution. This does not mean that he was +really insane, but that the will, though legally executed, bears no +mark of that affection to which a child is entitled from a parent: +for if a testator is really insane, his will is void. 1 Parents may +impeach the wills of their children as unduteous, as well as children +those of their parents. Brothers and sisters of the testator are +by imperial constitutions preferred to infamous persons who are +instituted to their exclusion, so that it is in these cases only that +they can bring this action. Persons related to the testator in a +further degree than as brothers or sisters can in no case bring +the action, or at any rate succeed in it when brought. 2 Children +fully adopted, in accordance with the distinction drawn in our +constitution, can bring this action as well as natural children, +but neither can do so unless there is no other mode in which +they can obtain the property of the deceased: for those who +can obtain the inheritance wholly or in part by any other title are +barred from attacking a will as unduteous. Afterborn children +too can employ this remedy, if they can by no other means +recover the inheritance. 3 That they may bring the action must +be understood to mean, that they may bring it only if absolutely +nothing has been left them by the testator in his will: a restriction +introduced by our constitution out of respect for a father's natural +rights. If, however, a part of the inheritance, however small, or +even a single thing is left them, the will cannot be impeached, +but the heir must, if necessary, make up what is given them to +a fourth of what they would have taken had the testator died +intestate, even though the will does not direct that this fourth +is to be made up by the assessment of an honest and reliable +man. 4 If a guardian accepts, under his own father's will, a +legacy on behalf of the pupil under his charge, the father having +left nothing to him personally, he is in no way debarred from +impeaching his father's will as unduteous on his own account. +5 On the other hand, if he impeaches the will of his pupil's +father on the pupil's behalf, because nothing has been left +to the latter, and is defeated in the action, he does not lose +a legacy given in the same will to himself personally. +6 Accordingly, that a person may be barred from the action +impeaching the will, it is requisite that he should have a fourth +of what he would have taken on intestacy, either as heir, legatee +direct or fiduciary, donee in contemplation of death, by gift from +the testator in his lifetime (though gift of this latter kind bars the +action only if made under any of the circumstances mentioned +in our constitution) or in any of the other modes stated in the +imperial legislation. 7 In what we have said of the fourth we +must be understood to mean that whether there be one person +only, or more than one, who can impeach the will as unduteous, +one-fourth of the whole inheritance may be given them, to be +divided among them all proportionately, that is to say, to each +person a fourth of what he would have had if the testator had +died intestate. + +TITLE XIX +OF THE KINDS AND DIFFERENCES +BETWEEN HEIRS + +Heirs are of three kinds, that is to say, they are either necessary, +family heirs and necessary, or external. 1 A necessary heir is +a slave of the testator, whom he institutes as heir: and he is so +named because, willing or unwilling, and without any alternative, +he becomes free and necessary heir immediately on the testator's +decease. For when a man's affairs are embarrassed, it is +common for one of his slaves to be instituted in his will, either in +the first place, or as a substitute in the second or any later place, +so that, if the creditors are not paid in full, the heir may be +insolvent rather than the testator, and his property, rather than +the testator's, may be sold by the creditors and divided among +them. To balance this disadvantage he has this advantage, that +his acquisitions after the testator's decease are for his own sole +benefit; and although the estate of the deceased is insufficient +to pay the creditors in full, the heir's subsequent acquisitions are +never on that account liable to a second sale. 2 Heirs who are +both family heirs and necessary are such as a son or a daughter, +a grandchild by a son, and further similar lineal descendants, +provided that they are in the ancestor's power at the time of his +decease. To make a grandson or granddaughter a family heir it +is, however, not sufficient for them to be in the grandfather's +power at the moment of his decease: it is further requisite that +their own father shall, in the lifetime of the grandfather, have +ceased to be the family heir himself, whether by death or by +any other mode of release from power: for by this event the +grandson and granddaughter succeed to the place of their +father. They are called family heirs, because they are heirs of +the house, and even in the lifetime of the parent are to a certain +extent deemed owners of the inheritance: wherefore in intestacy +the first right of succession belongs to the children. They are +called necessary heirs because they have no alternative, but, +willing or unwilling, both where there is a will and where there +is not, they become heirs. The praetor, however, permits them, +if they wish, to abstain from the inheritance, and leave the parent +to become insolvent rather than themselves. + +3 Those who are not subject to the testator's power are called +external heirs. Thus children of ours who are not in our power, +if instituted heirs by us, are deemed external heirs; and children +instituted by their mother belong to this class, because women +never have children in their power. Slaves instituted heirs by +their masters, and manumitted subsequently to the execution of +the will, belong to the same class. 4 It is necessary that external +heirs should have testamentary capacity, whether it is an in- +dependent person, or some one in his power, who is instituted: +and this capacity is required at two times; at the same time of +the making of the will, when, without it, the institution would be +void; and at the same time of the testator's decease, when, +without it, the institution would have no effect. Moreover, the +instituted heir ought to have this capacity also at the time when +he accepts the inheritance, whether he is instituted absolutely or +subject to a condition; and indeed it is especially at this time that +his capacity to take ought to be looked to. If, however, the in- +stituted heir undergoes a loss of status in the interval between the +making of the will and the testator's decease, or the satisfaction +of the condition subject to which he was instituted, he is not +thereby prejudiced: for, as we said, there are only three points +of time which have to be regarded. Testamentary capacity thus +does not mean merely capacity to make a will; it also means +capacity to take for oneself, or for the father or master in whose +power one is, under the will of another person: and this latter +kind of testamentary capacity is quite independent of the +capacity to make a will oneself. Accordingly, even lunatics, +deaf persons, after-born children, infants, children in power, +and other persons' slaves are said to have testamentary capacity; +for though they cannot make a valid will, they can acquire for +themselves or for another under a will made by someone else. +5 External heirs have the privilege of deliberating whether they +will accept or disclaim an inheritance. But if a person who is +entitled to disclaim interferes with the inheritance, or if one who +has the privilege of deliberation accepts it, he no longer has the +power of relinquishing it, unless he is a minor under the age +of twenty-five years, for minors obtain relief from the praetor +when they incautiously accept a disadvantageous inheritance, +as well as when they take any other injudicious step. 6 It is, how- +ever, to be observed that the Emperor Hadrian once relieved +even a person who had attained his majority, when, after his +accepting the inheritance, a great debt, unknown at the time of +acceptance, had come to light. This was but the bestowal of an +especial favour on a single individual; the Emperor Gordian +subsequently extended the privilege, but only to soldiers, to whom +it was granted as a class. We, however, in our benevolence +have placed this benefit within the reach of all our subjects, and +drafted a constitution as just as it is splendid, under which, if +heirs will but observe its terms, they can accept an inheritance +without being liable to creditors and legatees beyond the value +of the property. Thus so far as their liability is concerned there +is no need for them to deliberate on acceptance, unless they fail +to observe the procedure of our constitution, and prefer +deliberation, by which they will remain liable to all the risks of +acceptance under the older law. 7 An external heir, whether his +right accrue to him under a will or under the civil law of intestate +succession, can take the inheritance either by acting as heir, or +by the mere intention to accept. By acting as heir is mean, for +instance, using things belonging to the inheritance as one's own, +or selling them, or cultivating or giving leases of the deceased's +estates, provided only one expresses in any way whatsoever, +by deed or word, one's intention to accept the inheritance, so +long as one knows that the person with whose property one is +thus dealing has died testate or intestate, and that one is that +person's heir. To act as heir, in fact, is to act as owner, and the +ancients often used the term `heir' as equivalent to the term +`owner.' And just as the mere intention to accept makes an +external heir heir, so too the mere determination not to accept +bars him from the inheritance. Nothing prevents a person who +is born deaf or dumb, or who becomes so after birth, from +acting as heir and thus acquiring the inheritance, provided only +he knows what he is doing. + +TITLE XX +OF LEGACIES + +Let us now examine legacies: -- a kind of title which seems +foreign to the matter at hand, for we are expounding titles +whereby aggregates of rights are acquired; but as we have +treated in full of wills and heirs appointed by will, it was natural +in close connexion therewith to consider this mode of acquisition. + +1 Now a legacy is a kind of gift left by a person deceased; 2 and +formerly they were of four kinds, namely, legacy by vindication, +by condemnation, by permission, and by preception, to each +of which a definite form of words was appropriated by which it +was known, and which served to distinguish it from legacies of +the other kinds. Solemn forms of words of this sort, however, +have been altogether abolished by imperial constitutions; and we, +desiring to give greater effect to the wishes of deceased persons, +and to interpret their expressions with reference rather to those +wishes than to their strict literal meaning, have issued a constitution, +composed after great reflection, enacting that in future there shall +be but one kind of legacy, and that, whatever be the terms in +which the bequest is couched, the legatee may sue for it no less +by real or hypothecary than by personal action. How carefully +and wisely this constitution is worded may be ascertained by a +perusal of its contents. 3 We have determined, however, to go +even beyond this enactment; for, observing that the ancients +subjected legacies to strict rules, while the rules which they +applied to fiduciary bequests, as springing more directly from +the deceased person's wishes, were more liberal, we have +deemed it necessary to assimilate the former completely to the +latter, so that any future features in which legacies are inferior to +fiduciary bequests may be supplied to them from the latter, and +the latter themselves may in future possess any superiority which +has hitherto been enjoyed by legacies only. In order, however, +to avoid perplexing students in their first essays in the law by +discussing these two forms of bequests together, we have +thought it worth while to treat them separately, dealing first with +legacies, and then with fiduciary bequests, so that the reader, +having first learnt their respective natures in a separate treatment, +may, when his legal education is more advanced, be able easily +to comprehend their treatment in combination. + +4 A legacy may be given not only of things belonging to the +testator or heir, but also of things belonging to a third person, +the heir being bound by the will to buy and deliver them to the +legatee, or to give him their value if the owner is unwilling to +sell them. If the thing given be one of those of which private +ownership is impossible, such, for instance, as the Campus +Martius, a basilica, a church, or a thing devoted to public use, +not even its value can be claimed, for the legacy is void. In +saying that a thing belonging to a third person may be given as +a legacy we must be understood to mean that this may be done +if the deceased knew that it belonged to a third person, and not +if he was ignorant of this: for perhaps he would never have +given the legacy if he had known that the thing belonged neither +to him nor to the heir, and there is a rescript of the Emperor Pius +to this effect. It is also the better opinion that the plaintiff, that +is the legatee, must prove that the deceased knew he was giving +as a legacy a thing which was not his own, rather than that the +heir must prove the contradictory: for the general rule of law +is that the burden of proof lies on the plaintiff. 5 If the thing +which a testator bequests is in pledge to a creditor, the heir is +obliged to redeem it, subject to the same distinction as has +been drawn with reference to a legacy of a thing not belonging +to the testator; that is to say, the heir is bound to redeem only +if the deceased knew the thing to be in pledge: and the +Emperors Severus and Antoninus have decided this by rescript. +If, however, the deceased expresses his intention that the +legatee should redeem the thing himself, the heir is under no +obligation to do it for him. 6 If a legacy is given of a thing +belonging to another person, and the legatee becomes its +owner during the testator's lifetime by purchase, he can obtain +its value from the heir by action on the will: but if he gives no +consideration for it, that is to say, gets it by way of gift or by +some similar title, he cannot sue; for it is settled law that where +a man has already got a thing, giving no consideration in return, +he cannot get its value by a second title of the same kind. +Accordingly, if a man is entitled to claim a thing under each of +two distinct wills, it is material whether he gets the thing, or +merely its value, under the earlier one: for if he gets the thing +itself, he cannot sue under the second will, because he already +has the thing without giving any consideration, whereas he has a +good right of action if he has merely got its value. 7 A thing +which does not yet exist, but will exist, may be validly bequeathed: +-- for instance, the produce of such and such land, or the child +of such and such female slave. 8 If the same thing is given as +a legacy to two persons, whether jointly or severally, and both +claim it, each is entitled to only a half; if one of them does not +claim it, because either he does not care for it, or has died in +the testator's lifetime, or for some other reason, the whole goes +to his co-legatee. A joint legacy is given in such words as the +following: `I give and bequeath my slave Stichus to Titius and +Seius': a several legacy thus, `I give and bequeath my slave +Stichus to Titius: I give and bequeath Stichus to Seius': and +even if the testator says `the same slave Stichus' the legacy is +still a several one. 9 If land be bequeathed which belongs to +some one other than the testator, and the intended legatee, after +purchasing the bare ownership therein, obtains the usufruct +without consideration, and then sues under the will, Julian says +that this action for the land is well grounded, because in a real +action for land a usufruct is regarded merely as a servitude; but +it is part of the duty of the judge to deduct the value of the +usufruct from the sum which he directs to be paid as the value +of the land. 10 A legacy by which something already belonging +to the legatee is given him is void, for what is his own already +cannot become more his own than it is: and even though he +alienates it before the testator's death, neither it nor its value +can be claimed. 11 If a testator bequeaths something belonging +to him, but which he thought belonged to another person, the +legacy is good, for its validity depends not on what he thought, +but on the real facts of the case: and it is clearly good if he +thought it already belonged to the legatee, because his expressed +wish can thus be carried out. 12 If, after making his will, a +testator alienates property which he has therein given away as +a legacy, Celsus is of opinion that the legatee may still claim it +unless the testator's intention was thereby to revoke the bequest, +and there is a rescript of the Emperors Severus and Antoninus +to this effect, as well as another which decides that if, after +making his will, a testator pledges land which he had therein +given as a legacy, the part which has not been alienated can in +any case be claimed, and the alienated part as well if the alienator's +intention was not to revoke the legacy. 13 If a man bequeaths +to his debtor a discharge from his debt, the legacy is good, and +the testator's heir cannot sue either the debtor himself, or his +heir, or any one who occupies the position of heir to him, and the +debtor can even compel the testator's heir to formally release him. +Moreover, a testator can also forbid his heir to claim payment +of a debt before a certain time has elapsed. 14 Contrariwise, +if a debtor leaves his creditor a legacy of what he owes him, the +legacy is void, if it includes no more than the debt, for the creditor +is thus in no way benefited; but if the debtor unconditionally +bequeaths a sum of money which the creditor cannot claim until +a definite date has arrived or a condition has been satisfied, the +legacy is good, because it confers on the creditor a right to +earlier payment. And, even if the day arrives, or the condition +is satisfied, during the testator's lifetime, Papinian decides, and +rightly, that the legacy is nevertheless a good one, because it was +good when first written; for the opinion that a legacy becomes +void, because something happens to deprive it of all material +effect, is now rejected. 15 If a man leaves his wife a legacy of +her dowry, the gift is good, because the legacy is worth more +than a mere right of action for the dowry. If, however, he has +never received the dowry which he bequeaths, the Emperors +Severus and Antoninus have decided by rescript that the legacy +is void, provided the general term `dowry' is used, but good, +if in giving it to the wife a definite sum or thing is specified, or +described generally by reference to the dowry deed. 16 If a +thing bequeathed perishes through no act of the heir, the loss +falls on the legatee: thus if a slave belonging to another person, +who is given in this way, is manumitted through no act of the +heir, the latter is not bound. If, however, the slave belongs to +the heir, who manumits him, Julian says that he is bound, and it +is immaterial whether he knew or not that the slave had been +bequeathed away from him. 17 If a testator gives a legacy of +female slaves along with their offspring, the legatee can claim +the latter even if the mothers are dead, and so again if a legacy +is given of ordinary slaves along with their vicarii or sub- +ordinates, the latter can be claimed even if the former are dead. +But if the legacy be of a slave along with his peculium, and the +slave is dead, or has been manumitted or alienated, the legacy +of the peculium is extinguished; and similarly, if the legacy be +of land with everything upon it, or with all its instruments of +tillage, by the alienation of the land the legacy of the instruments +of tillage is extinguished. 18 If a flock be given as a legacy, +which is subsequently reduced to a single sheep, this single sur- +vivor can be claimed; and Julian says that in a legacy of a flock +are comprised sheep which are added to it after the making of +the will, a flock being but one aggregate composed of distinct +members, just as a house is but one aggregate composed of +distinct stones built together. So if the legacy consists of a house, +we hold that pillars or marbles added to it after the making of +the will pass under the bequest. 20 If a slave's peculium be +given as a legacy, the legatee undoubtedly profits by what is +added to it, and is a loser by what is taken from it, during the +testator's lifetime. Whatever the slave acquires in the interval +between the testator's death and the acceptance of the inherit- +ance belongs, according to Julian, to the legatee, if that legatee +be the slave himself who is manumitted by the will, because a +legacy of this kind vests from the acceptance of the inheritance: +but if the legatee be a stranger, he is not entitled to such +acquisitions, unless they are made by means of the peculium +itself. A slave manumitted by a will is not entitled to his +peculium unless it is expressly bequeathed to him, though, if +the master manumits him in his lifetime, it is enough if it be not +expressly taken from him, and to this effect the Emperors +Severus and Antoninus have decided by rescript: as also, that +a legacy of his peculium to a slave does not carry with it the +right to sue for money which he has expended on his master's +account, and that a legacy of a peculium may be inferred from +directions in a will that a slave is to be free so soon as he has +made a statement of his accounts and made up any balance, +which may be against him, from his peculium. 21 Incorporeal +as well as corporeal things can be bequeathed: thus a man can +leave a legacy even of a debt which is owed to him, and the +heir can be compelled to transfer to the legatee his rights of +action, unless the testator has exacted payment in his lifetime, +in which case the legacy is extinguished. Again, such a legacy +as the following is good: `be my heir bound to repair so and +so's house, or to pay so and so's debts.' 22 If a legacy be a +general one, as of a slave or some other thing not specifically +determined, the legatee is entitled to choose what slave, or what +thing, he will have, unless the testator has expressed a contrary +intention. 23 A legacy of selection, that is, when a testator +directs the legatee to select one from among his slaves, or any +other class of things, was held to be given subject to an implied +condition that the legatee should make the choice in person; +so that if he died before doing so the legacy did not pass to his +heir. By our constitution, however, we have made an improve- +ment in this matter, and allowed the legatee's heir to exercise +the right of selection, although the legatee has not done so +personally in his lifetime; which enactment, through our careful +attention to the subject, contains the further provision, that if +there are either several co-legatees to whom a right of selection +has been bequeathed, and who cannot agree in their choice, +or several co-heirs of a single legatee, who differ through some +wishing to choose this thing and others that, the question shall +be decided by fortune -- the legacy not being extinguished, +which many of the jurists in an ungenerous spirit wished to +make the rule --; that is to say, that lots shall be drawn, and +he on whom the lot falls shall have a priority of choice over +the rest. + +24 Three persons only can be legatees who have testamentary +capacity, that is, who are legally capable of taking under a will. +25 Formerly it was not allowed to leave either legacies or fiduci- +ary bequests to uncertain persons, and even soldiers, as the +Emperor Hadrian decided by rescript, were unable to benefit +uncertain persons in this way. An uncertain person was held to +be one of whom the testator had no certain conception, as the +legatee in the following form: `Whoever bestows his daughter +in marriage on my son, do thou, my heir, give him such or such +land.' So too a legacy left to the first consuls designate after the +writing of the will was held to be given to an uncertain person, +and many others that might be instanced: and so it was held +that freedom could not be bequeathed to an uncertain person, +because it was settled that slaves ought to be enfranchised by +name, and an uncertain person could not be appointed guardian. +But a legacy given with a certain demonstration, that is, to an +uncertain member of a certain class, was valid, for instance, the +following: `Whoever of all my kindred now alive shall first marry +my daughter, do thou, my heir, give him such and such thing.' +It was, however, provided by imperial constitutions that legacies +or fiduciary bequests left to uncertain persons and paid by mis- +take could not be recovered back. 26 An after-born stranger +again could not take a legacy; an after-born stranger being one +who on his birth will not be a family heir to the testator; thus a +grandson by an emancipated son was held to be an after-born +stranger to his grandfather. 27 These parts of the law, however, +have not been left without due alteration, a constitution having +been inserted in our Code by which we have in these respects +amended the rules relating to legacies and fiduciary bequests no +less than to inheritances, as will be made clear by a perusal of +the enactment, which, however, still maintains the old rule that +an uncertain person cannot be appointed guardian: for when a +testator is appointing a guardian for his issue, he ought to be +quite clear as to the person and character of the party he selects. +28 An after-born stranger could and still can be instituted heir, +unless conceived of a woman who cannot by law be a man's +wife. 29 If a testator makes a mistake in any of the names of +the legatee, the legacy is nevertheless valid provided there is no +doubt as to the person he intended, and the same rule is very +properly observed as to heirs as well as legatees; for names are +used only to distinguish persons, and if the person can be as- +certained in other ways a mistake in the name is immaterial. +30 Closely akin to this rule is another, namely, that an erroneous +description of the thing bequeathed does not invalidate the +bequest; for instance, if a testator says, `I give and bequeath +Stichus my born slave,' the legacy is good, if it quite clear who +is meant by Stichus, even though it turn out that he was not born +the testator's slave, but was purchased by him. Similarly, if he +describe Stichus as `the slave I bought from Seius,' whereas +in fact he bought him from some one else, the legacy is good, +if it is clear what slave he intended to give. 31 Still less is a +legacy invalidated from a wrong motive being assigned by the +testator for giving it: if, for instance, he says, `I give and be- +queath Stichus to Titius, because he looked after my affairs +while I was away,' or `because I was acquitted on a capital +charge through his undertaking my defence,' the legacy is still +good, although in point of fact Titius never did look after the +testator's affairs, or never did, through his advocacy, procure +his acquittal. But the law is different if the testator expresses +his motive in the guise of a condition, as: `I give and bequeath +such and such land to Titius, if he has looked after my affairs.' +32 It is questioned whether a legacy to a slave of the heir is +valid. It is clear that such a legacy is void if given uncondition- +ally, even though the slave ceases to belong to the heir during +the testator's lifetime: for a legacy which would be void if the +testator died immediately after making his will ought not to +become valid by the simple fact of the testator's living longer. +Such a legacy, however, is good if given subject to a condition, +the question then being, whether at the vesting of the legacy the +slave has ceased to belong to the heir. 33 On the other hand, +there is no doubt that even an absolute legacy to the master +of a slave who is instituted heir is good: for, even supposing +that the testator dies immediately after making the will, the +right to the legacy does not necessarily belong to the person +who is heir; for the inheritance and the legacy are separable, +and a different person from the legatee may become heir +through the slave; as happens if, before the slave accepts the +inheritance at his master's bidding, he is conveyed to another +person, or is manumitted and thus becomes heir himself; in +both of which cases the legacy is valid. But if he remains in the +same condition, and accepts at his master's bidding, the legacy +is extinguished. 34 A legacy given before an heir was appointed +was formerly void, because a will derives its operation from +the appointment of an heir, and accordingly such appointment +is deemed the beginning and foundation of the whole testament, +and for the same reason a slave could not be enfranchised +before an heir was appointed. Yet even the old lawyers them- +selves disapproved of sacrificing the real intentions of the +testator by too strictly following the order of the writing: and +we accordingly have deemed these rules unreasonable, and +amended them by our constitution, which permits a legacy, +and much more freedom, which is always more favoured, to +be given before the appointment of an heir, or in the middle of +the appointments, if there are several. 35 Again, a legacy to +take effect after the death of the heir or legatee, as in the form: +`After my heir's death I give and bequeath,' was formerly +void, as also was one to take effect on the day preceding the +death of the heir or legatee. This too, however, we have +corrected, by making such legacies as valid as they would be +were they fiduciary bequests, lest in this point the latter should +be found to have some superiority over the former. +36 Formerly too the gift, revocation, and transference of +legacies by way of penalty was void. A penal legacy is one +given in order to coerce the heir into doing or not doing some- +thing; for instance, the following: `If my heir gives his daughter +in marriage to Titius,' or, conversely, `if he does not give her +in marriage to Titius, let him pay ten aurei to Seius'; or again, +`if my heir parts with my slave Stichus,' or, conversely, `if he +does not part with him, let him pay ten aurei to Titius.' And so +strictly was this rule observed, that it is declared in a large +number of imperial constitutions that even the Emperor will +accept no legacy by which a penalty is imposed on some other +person: and such legacies were void even when given by a +soldier's will, in which as a rule so much trouble was taken +to carry out exactly the testator's wishes. Moreover, Sabinus +was of opinion that a penal appointment of a co-heir was void, +as exemplified in the following: `Be Titius my heir: if Titius +gives his daughter in marriage to Seius, be Seius my heir also'; +the ground of the invalidity being that it made no difference in +what way Titius was constrained, whether by a legacy being +left away from him, or by some one being appointed co-heir. +Of these refinements, however, we disapproved, and have +consequently enacted generally that bequests, even though given, +revoked, or transferred in order to penalize the heir, shall be +treated exactly like other legacies, except where the event on +which the penal legacy is contingent is either impossible, illegal, +or immoral: for such testamentary dispositions as these the +opinion of my times will not permit. + +TITLE XXI +OF THE ADEMPTION AND TRANSFERENCE +OF LEGACIES + +Legacies may be revoked either in a later clause of the will or +by codicils, and the revocation may be made either in words +contrary to those of the gift, as the gift thus `I give and bequeath,' +the revocation thus `I do not give and bequeath,' or in words +not contrary, that is to say, in any words whatsoever. 1 A +legacy may also be transferred from one person to another, as +thus: `I give and bequeath to Seius the slave Stichus whom I +bequeathed to Titius,' and this may be done either by a later +clause of the will or by codicils; the result being that the legacy +is taken away from Titius and simultaneously given to Seius. + +TITLE XXII +OF THE LEX FALCIDIA + +We have finally to consider the lex Falcidia, the most recent +enactment limiting the amount which can be given in legacies. +The statute of the Twelve Tables had conferred complete +liberty of bequest on testators, by which they were enabled to +give away their whole patrimony in legacies, that statute having +enacted: `let a man's testamentary disposition of his property +be regarded as valid.' This complete liberty of bequest, how- +ever, it was thought proper to limit in the interest of testators +themselves, for intestacy was becoming common through the +refusal of instituted heirs to accept inheritances from which +they received little or no advantage at all. The lex Furia and +the lex Voconia were enactments designed to remedy the evil, +but as both were found inadequate to the purpose, the lex +Falcidia was finally passed, providing that no testator should +be allowed to dispose of more than three-quarters of his +property in legacies, or in other words, that whether there +was a single heir instituted, or two or more, he or they should +always be entitled to at least a quarter of the inheritance. + +1 If two heirs, say Titius and Seius, are instituted, and Titius's +share of the inheritance is either wholly exhausted in legacies +specifically charged thereon, or burdened beyond the limit fixed +by the statute, while no legacies at all are charged on Seius, or +at any rate legacies which exhaust it only to the extent of one +half or less, the question arose whether, as Seius has at least a +quarter of the whole inheritance, Titius was or was not entitled +to retain anything out of the legacies which had been charged +upon him: and it was settled that he could keep an entire fourth +of his share of the inheritance; for the calculation of the lex +Falcidia is to be applied separately to the share of each of +several heirs in the inheritance. 2 The amount of the property +upon which the calculation is brought to bear is its amount at +the moment of the testator's decease. Thus, to illustrate by +an example, a testator who is worth a hundred aurei at his +decease gives the whole hundred away in legacies: here, if +before the heir accepts, the inheritance is so much augmented +through slaves who belong to it, or by births of children from +such of them as are females, or by the young of cattle that, +even after paying away a hundred aurei in legacies, the heir +will still have a clear fourth of the inheritance, the legatee's +position is in no way improved, but a quarter of the sum given +in legacies may still be deducted for himself by the heir. Con- +versely, if only seventy-five aurei are given in legacies, and +before acceptance the inheritance is so much diminished in +value, say by fire, shipwreck, or death of slaves, that no more +or even less than seventy-five aurei are left, the legatees can +claim payment of their legacies in full. In this latter case, +however, the heir is not prejudiced, for he is quite free to +refused the inheritance: consequently, the legatees must come +to terms with him, and content themselves with a portion of +their legacies, lest they lose all through no one's taking under +the will. 3 When the calculation of the lex Falcidia is made, +the testator's debts and funeral expenses are first deducted, +and the value of slaves whom he has manumitted in the will +or directed to be manumitted is not reckoned as part of the +inheritance; the residue is then divided so as to leave the +heirs a clear fourth, the other three quarters being distributed +among the legatees in proportion to the amount of the legacies +given them respectively in the will. Thus, if we suppose four +hundred aurei to have been given in legacies, and the value +of the inheritance, out of which they are to be paid, to be +exactly that sum, each legatee must have his legacy abated +by one-fourth; if three hundred and fifty have been given +in legacies, each legacy will be diminished by one-eighth; +if five hundred, first a fifth, then a fourth, must be deducted: +for when the amount given in legacies actually exceeds the +sum of the inheritance, there must be struck off first the excess, +and then the share which the heir is entitled to retain. + +TITLE XXIII +OF TRUST INHERITANCES + +We now proceed to fiduciary bequests or trusts; and let us +begin with trust inheritances. + +1 Legacies or inheritances given by trust had originally no +binding legal force, because no one could be compelled against +his will to do what he was merely asked to do. As there were +certain classes of persons to whom testators were unable to +leave inheritances or legacies, when they wished to effect these +objects they used to trust to the good faith of some one who +had this kind of testamentary capacity, and whom they asked +to give the inheritance, or the legacy, to the intended beneficiary; +hence the name `trusts,' because they were not enforced by + legal obligation, but only by the transferor's sense of honesty. +Subsequently the Emperor Augustus, either out of regard for +various favourites of his own, or because the request was said +to have been made in the name of the Emperor's safety, or +moved thereto by individual and glaring cases of perfidy, +commanded the consuls in certain cases to enforce the duty +by their authority. And this being deemed equitable, and being +approved by the people, there was gradually developed a +new and permanent jurisdiction, and trusts became so popular +that soon a special praetor was appointed to hear suits +relating to them, who was called the trust praetor. + +2 The first requisite is an heir directly instituted, in trust to +transfer the inheritance to another, for the will is void without +an instituted heir in the first instance. Accordingly, when a +testator has written: `Lucius Titius, be thou my heir,' he may +add: `I request you, Lucius Titius, as soon as you can accept +my inheritance, to convey and transfer it to Gaius Seius'; or he +can request him to transfer a part. So a trust may be either +absolute or conditional, and to be performed either immediately +or on a specified future day. + +3 After the transfer of the inheritance the transferor continues +heir, the transferee being sometimes regarded as quasi-heir, +sometimes as quasi-legatee. 4 But during the reign of Nero, +in the consulate of Trebellius Maximus and Annaeus Seneca, +a senatusconsult was passed providing that, when an inheritance +is transferred in pursuance of a trust, all the actions which the +civil law allows to be brought by or against the heir shall be +maintainable by and against the transferee: and after this +enactment the praetor used to give indirect or fictitious actions +to and against the transferee as quasi-heir. 5 However, as the +instituted heirs, when (as so often was the case) they were +requested to transfer the whole or nearly the whole of an +inheritance, declined to accept for what was no benefit, or at +most a very slight benefit, to themselves, and this caused a +failure of the trusts, afterwards, in the time of the Emperor +Vespasian, and during the consulate of Pegasus and Pusio, +the senate decreed that an heir who was requested to transfer +the inheritance should have the same right to retain a fourth +thereof as the lex Falcidia gives to an heir charged with the +payment of legacies, and gave a similar right of retaining the +fourth of any specific thing left in trust. After the passing of +this senatusconsult the heir, wherever it came into operation, +was sole administrator, and the transferee of the residue was +in the position of a partiary legatee, that is, of a legatee of a +certain specified portion of the estate under the kind of +bequest called participation, so that the stipulations which +had been usual between an heir and a partiary legatee were +now entered into by the heir and transferee, in order to secure +a rateable division of the gains and losses arising out of the +inheritance. 6 Accordingly, after this, if no more than three- +fourths of the inheritance was in trust to be transferred, then the +SC. Trebellianum governed the transfer, and both were liable +to be sued for the debts of the inheritance in rateable portions, +the heir by civil law, the transferee, as quasi-heir, by that +enactment. But if more than three-fourths, or even the whole +was left in trust to be transferred, the SC. Pegasianum came +into operation, and when once the heir had accepted, of +course voluntarily, he was the sole administrator whether he +retained one-fourth or declined to retain it: but if he did, he +entered into stipulations with the transferee similar to those +usual between the heir and a partiary legatee, while if he did +not, but transferred the whole inheritance, he covenanted +with him as quasi-purchaser. If an instituted heir refuse to +accept an inheritance from a suspicion that the liabilities ex- +ceed the assets, it is provided by the SC. Pegasianum that, +on the petition of the person to whom he is requested to +transfer, he shall be ordered by the praetor to accept and +transfer it, whereupon the transferee shall be as capable of +suing and being sued as the transferee under the SC. +Trebellianum. In this case no stipulations are necessary, +because by a concurrent operation of the two senatusconsults +both the transferor is protected, and all actions relating to the +inheritance pass to and against the transferee. 7 As, however, +the covenants which had become necessary through the SC. +Pegasianum were disliked even by the older lawyers, and +are in certain cases considered injurious by the eminent jurist +Papinian, and it being our desire that our statute book should +be clear and simple rather than complicated, we have, after +placing these two senatusconsults side by side and examining +their points of resemblance and difference, resolved to repeal +the SC. Pegasianum, as the later enactment, and to give ex- +clusive authority to the SC. Trebellianum, under which in +future all trust inheritances are to be transferred, whether the +testator has freely given his heir a fourth of the property, or +more or less, or even nothing at all: provided always, that +when the heir has either nothing or less than a fourth, it shall +be lawful for him, under our authority expressed in this statute, +to retain a fourth, or to recover it by action if he has already +paid it over, the heir and the transferee being capable both +of suing and being sued in proportion to their shares in the +inheritance, after the analogy of the SC. Trebellianum; and +provided also, that if the heir voluntarily transfers the whole +inheritance, the transferee shall be able to sue and be sued +on all actions relating to the inheritance whatsoever. More- +over, we have transferred to the SC. Trebellianum the leading +provision of the SC. Pegasianum, whereby it was enacted +that when an instituted heir refused to accept an inheritance +offered to him, he could be compelled to accept and transfer +the whole inheritance if the intended transferee so desired, +and that all actions should pass to and against the latter: so +that it is under the SC. Trebellianum alone that the heir, if +unwilling to accept, is now obliged to do so, if the intended +transferee desire the inheritance, though to him personally no +loss or profit can accrue under the transaction. 8 It makes no +difference whether it is a sole or part heir who is under a trust +to another, or whether what he is requested to transfer is the +whole or only a part of that to which he is heir; for we direct +that the same rules shall be applied in the case of a part being +transferred as we have said are observed in the transference +of a whole inheritance. 9 If the request addressed to the +heir is to transfer the inheritance after deducting or reserving +some specific thing which is equal in value to a fourth part +thereof, such as land or anything else, the conveyance will be +made under the SC. Trebellianum, exactly as if he had been +asked after retaining a fourth part of the inheritance to transfer +the residue. There is, however, some difference between the two +cases; for in the first, where the inheritance is transferred after +deducting or reserving some specific thing, the senatusconsult +has the effect of making the transferee the only person who +can sue or be sued in respect of the inheritance, and the part +retained by the heir is free from all encumbrances, exactly as +if he had received it under a legacy; whereas in the second, +where the heir, after retaining a fourth part of the inheritance, +transfers the rest as requested, the actions are divided, the +transferee being able to sue and be sued in respect of three- +fourths of the inheritance, and the heir in respect of the rest. +Moreover, if the heir is requested to transfer the inheritance +after deducting or reserving only a single specific thing, which, +however, in value is equivalent to the greater part of the inherit- +ance, the transferee is still the only person who can sue and +be sued, so that he ought well to weigh whether it is worth +his while to take it: and the case is precisely the same, +whether what the heir is directed to deduct or reserve before +transferring is two or more specific things, or a definite sum +which in fact is equivalent to a fourth or even the greater part +of the inheritance. What we have said of a sole heir is equally +true of one who is instituted only to a part. + +10 Moreover, a man about to die intestate can charge the +person to whom he knows his property will go by either the +civil or praetorian law to transfer to some one else either his +whole inheritance, or a part of it, or some specific thing, such +as land, a slave, or money: but legacies have no validity unless +given by will. 11 The transferee may himself be charged by +the deceased with a trust to transfer to some other person +either the whole or a part of what he receives, or even some- +thing different. 12 As has been already observed, trusts in +their origin depended solely on the good faith of the heir, from +which early history they derived both their name and their +character: and it was for that reason that the Emperor +Augustus made them legally binding obligations. And we, in +our desire to surpass that prince, have recently made a con- +stitution, suggested by a matter brought before us by the +eminent Tribonian, quaestor of our sacred palace, by which +it is enacted, that if a testator charges his heir with a trust to +transfer the whole inheritance or some specific thing, and +the trust cannot be proved by writing or by the evidence of +five witnesses -- five being, as is known, the number required +by law for the proof of oral trusts -- through there having +been fewer witnesses than five, or even none at all, and if the +heir, whether it be his own son or some one else whom the +testator has chosen to trust, and by whom he desired the +transfer to be made, perfidiously refuses to execute the trust, +and in fact denies that he was ever charged with it, the alleged +beneficiary, having previously sworn to his own good faith, +may put the heir upon his oath: whereupon the heir may be +compelled to swear that no trust was ever charged upon him, +or, in default, to transfer the inheritance or the specific thing, +as the case may be, in order that the last wishes of the testator, +the fulfilment of which he has left to the honour of his heir, may +not be defeated. We have also prescribed the same procedure +where the person charged with a trust is a legatee or already +himself a transferee under a prior trust. Finally, if the person +charged admits the trust, but tries to shelter himself behind +legal technicalities, he may most certainly be compelled to +perform his obligation. + +TITLE XXIV +OF TRUST BEQUESTS OF SINGLE THINGS + +Single things can be left in trust as well as inheritances; land, +for instance, slaves, clothing, gold, silver, and coined money; +and the trust may be imposed either on an heir or on a legatee, +although a legatee cannot be charged with a legacy. + +1 Not only the testator's property, but that of an heir, or +legatee, or person already benefited by a trust, or any one else +may be given by a trust. Thus a legatee, or a person in whose +favour the testator has already created a trust, may be asked +to transfer either a thing left to him, or any other thing belonging +to himself or a stranger, provided always that he is not charged +with a trust to transfer more than he takes by the will, for in +respect of such excess the trust would be void. When a +person is charged by a trust to transfer a thing belonging to +some one else, he must either purchase and deliver it, or pay +its value. 2 Liberty can be left to a slave by a trust charging +an heir, legatee, or other person already benefited by a trust +of the testator's, with his manumission, and it makes no differ- +ence whether the slave is the property of the testator, of the +heir, of the legatee or of a stranger: for a stranger's slave must +be purchased and manumitted; and on his master's refusal to +sell (which refusal is allowable only if the master has taken +nothing under the will) the trust to enfranchise the slave is not +extinguished, as though its execution had become impossible, +but its execution is merely postponed; because it may become +possible to free him at some future time, whenever an oppor- +tunity of purchasing him presents itself. A trust of manumission +makes the slave the freedman, not of the testator, though he +may have been his owner, but of the manumitter, whereas a +direct bequest of liberty makes a slave the freedman of the +testator, whence too he is called `orcinus.' But a direct be- +quest of liberty can be made only to a slave who belongs to +the testator both at the time of making his will and at that of +his decease; and by a direct bequest of liberty is to be +understood the case where the testator desires him to be- +come free in virtue, as it were, of his own testament alone, +and so does not ask some one else to manumit him. 3 The +words most commonly used to create a trust are I beg, I +request, I wish, I commission, I trust to your good faith; and +they are just as binding when used separately as when united. + +TITLE XXV +OF CODICILS + +It is certain that codicils were not in use before the time of +Augustus, for Lucius Lentulus, who was also the originator +of trusts, was the first to introduce them, in the following +manner. Being on the point of death in Africa, he executed +codicils, confirmed by his will, by which he begged Augustus +to do something for him as a trust; and on the Emperor's ful- +filling his wishes, other persons followed the precedent and +discharged trusts created in this manner, and the daughter of +Lentulus paid legacies which could not have been legally +claimed from her. It is said that Augustus called a council +of certain jurists, among them Trebatius, who at that time +enjoyed the highest reputation, and asked them whether the +new usage could be sanctioned, or did not rather run counter +to the received principles of law, and that Trebatius recom- +mended their admission, remarking `how convenient and even +necessary the practice was to citizens,' owing to the length +of the journeys which were taken in those early days, and +upon which a man might often be able to make codicils when +he could not make a will. And subsequently, after codicils +had been made by Labeo, nobody doubted their complete +validity. + +1 Not only can codicils be made after a will, but a man dying +intestate can create trusts by codicils, though Papinian says +that codicils executed before a will are invalid unless confirmed +by a later express declaration that they shall be binding. But a +rescript of the Emperors Severus and Antoninus decides that +the performance of a trust imposed by codicils written before +a will may in any case be demanded, if it appears that the +testator had not abandoned the intention expressed in them. +2 An inheritance can neither be given nor taken away by +codicils, nor, accordingly, can a child be disinherited in this +way: for, if it were otherwise, the law of wills and of codicils +would be confounded. By this it is meant that an inheritance +cannot directly be given or taken away by codicils; for in- +directly, by means of a trust, one can very well be given in +this manner. Nor again can a condition be imposed on an +instituted heir, or a direct substitution be effected, by codicils. +3 A man can make any number of codicils, and no solemnities +are required for their execution. + + +* BOOK III * + +TITLE I +OF THE DEVOLUTION OF INHERITANCES +ON INTESTACY + +A man is said to die intestate who either has made no will +at all, or has made one which is invalid, or if one which has +been duly executed has been subsequently revoked, or +rescinded, or finally, if no one accepts as heir under the +testament. + +1 The inheritances of intestate persons go first, by the statute +of the Twelve Tables, to family heirs; 2 and family heirs, as we +said above, are those who were in the power of the deceased +at the time of his death, such as a son or daughter, a grandchild +by a son, or a great-grandchild by such grandchild if a male, +and this whether the relationship be natural or adoptive. +Among them must also be reckoned children who, though not +born in lawful wedlock, have been inscribed members of the +curia according to the tenor of the imperial constitutions +relating to them, and thus acquire the rights of family heirs, +or who come within the terms of our constitutions by which +we have enacted that, if any one shall cohabit with a woman +whom he might have lawfully married, but for whom he did +not at first feel marital affection, and shall after begetting +children by her begin to feel such affection and formally marry +her, and then have by her sons or daughters, not only shall +those be lawful children and in their father's power who were +born after the settlement of the dowry, but also those born +before, to whom in reality the later born ones owed their +legitimacy; and we have provided that this rule shall hold even +though no children are born after the execution of the dowry +deed, or if, having been born, they are dead. It is to be ob- +served, however, that a grandchild or great-grandchild is not +a family heir, unless the person in the preceding degree has +ceased to be in the power of the parent, either through having +died, or by some other means, such as emancipation; for if at +the time of a man's decease a son is in his power, a grandson +by that son cannot be a family heir, and the case is exactly the +same with more remote descendants. Children too who are +born after the ancestor's death, and who would have been +in his power had they been born during his lifetime, are family +heirs. 3 Family heirs succeed even though ignorant of their +title, and they can take upon an intestacy even though insane, +because whenever the law vests property in a person, even +when he is ignorant of his title, it equally vests it in him if insane. +Thus, immediately on the parent's death, the ownership is as +it were continued without any break, so that pupils who are +family heirs do not require their guardian's sanction in order +to succeed, for inheritances go to such heirs even though +ignorant of their title; and similarly an insane family heir does +not require his curator's consent in order to succeed, but +takes by operation of law. 4 Sometimes, however, a family +heir succeeds in this way to his parent, even though not in the +latter's power at the time of his decease, as where a person +returns from captivity after his father's death, this being the +effect of the law of postliminium. 5 And sometimes con- +versely a man is not a family heir although in the power of the +deceased at the time of his death, as where the latter after his +death is adjudged to have been guilty of treason, and his +memory is thereby branded with infamy: such a person is un- +able to have a family heir, for his property is confiscated to +the treasury, though one who would otherwise have succeeded +him may be said to have in law been a family heir, and ceased +to be such. 6 Where there is a son or daughter, and a grand- +child by another son, these are called together to the inheritance, +nor does the nearer in degree exclude the more remote, for it +seems just that grandchildren should represent their father and +take his place in the succession. Similarly a grandchild by a son, +and a great-grandchild by a grandson are called to the inherit- +ance together. And as it was thought just that grandchildren +and great-grandchildren should represent their father, it seemed +consistent that the inheritance should be divided by the number +of stems, and not by the number of individuals, so that a son +should take one-half, and grandchildren by another son the +other: or, if two sons left children, that a single grandchild, or +two grandchildren by one son, should take one-half, and three +or four grandchildren by the other son the other. 7 In ascertain- +ing whether, in any particular case, so and so is a family heir, +one ought to regard only that moment of time at which it first +was certain that the deceased died intestate, including here- +under the case of no one's accepting under the will. For +instance, if a son be disinherited and a stranger instituted heir, +and the son die after the decease of his father, but before it is +certain that the heir instituted in the will either will not or cannot +take the inheritance, a grandson will take as family heir to his +grandfather, because he is the only descendant in existence +when first it is certain that the ancestor died intestate; and of +this there can be no doubt. 8 A grandson born after, though +conceived before, his grandfather's death, whose father dies +in the interval between the grandfather's decease and desertion +of the latter's will through failure of the instituted heir to take, +is family heir to his grandfather; though it is obvious that if +(other circumstances remaining the same) he is conceived as +well as born after the grandfather's decease, he is no family +heir, because he was never connected with his grandfather by +any tie of relationship; exactly as a person adopted by an +emancipated son is not among the children of, and therefore +cannot be family heir to, the latter's father. And such persons, +not being children in relation to the inheritance, cannot apply +either for possession of the goods of the deceased as next +of kin. So much for family heirs. + +9 As to emancipated children, they have, by the civil law, no +rights to succeed to an intestate; for having ceased to be in the +power of their parent, they are not family heirs, nor are they +called by any other title in the statute of the Twelve Tables. +The praetor, however, following natural equity, gives them +possession of the goods of the deceased merely as children, +exactly as if they had been in his power at the time of his +death, and this whether they stand alone or whether there are +family heirs as well. Consequently, if a man die leaving two +children, one emancipated, and the other in his power at the +time of his decease, the latter is sole heir by the civil law, as +being the only family heir; but through the former's being ad- +mitted to part of the inheritance by the indulgence of the +praetor, the family heir becomes heir to part of the inheritance +only. 10 Emancipated children, however, who have given +themselves in adoption are not thus admitted, under the title of +children, to share the property of their natural father, if at the +time of his decease they are in their adoptive family; though it +is otherwise if they are emancipated during his lifetime by their +adoptive father, for then they are admitted as if they had been +emancipated by him and had never been in an adoptive family, +while, conversely, as regards their adoptive father, they are +henceforth regarded as strangers. If, however, they are +emancipated by the adoptive after the death of the natural +father, as regards the former they are strangers all the same, +and yet do not acquire the rank of children as regards suc- +cession to the property of the latter; the reason of this rule +being the injustice of putting it within the power of an adoptive +father to determine to whom the property of the natural father +shall belong, whether to his children or to his agnates. +11 Adoptive are thus not so well off as natural children in +respect of rights of succession: for by the indulgence of the +praetor the latter retain their rank as children even after +emancipation, although they lose it by the civil law; while the +former, if emancipated, are not assisted even by the praetor. +And there is nothing wrong in their being thus differently +treated, because civil changes can affect rights annexed to a +civil title, but not rights annexed to a natural title, and natural +descendants, though on emancipation they cease to be +family heirs, cannot cease to be children or grandchildren; +whereas on the other hand adoptive children are regarded as +strangers after emancipation, because they lose the title and +name of son or daughter, which they have acquired by a civil +change, namely adoption, by another civil change, namely +emancipation. 12 And the rule is the same in the possession +of goods against the will which the praetor promises to +children who are passed over in their parent's testament, that +is to say, are neither instituted nor duly disinherited; for the +praetor calls to this possession children who were in their +parent's power at the time of his decease, or emancipated, +but excludes those who at that time were in an adoptive +family: still less does he here admit adoptive children eman- +cipated by their adoptive father, for by emancipation they +cease entirely to be children of his. 13 We should observe, +however, that though children who are in an adoptive family, +or who are emancipated by their adoptive after the decease +of their natural father, are not admitted on the death of the +latter intestate by that part of the edict by which children are +called to the possession of goods, they are called by another +part, namely that which admits the cognates of the deceased, +who, however, come in only if there are no family heirs, +emancipated children, or agnates to take before them: for the +praetor prefers children, whether family heirs or emancipated, +to all other claimants, ranking in the second degree statutory +successors, and in the third cognates, or next of kin. 14 All +these rules, however, which to our predecessors were sufficient, +have received some emendation by the constitution which we +have enacted relative to persons who have been given in +adoption to others by their natural fathers; for we found cases +in which sons by entering an adoptive family forfeited their +right of succeeding their natural parents, and then, the tie of +adoption being easily broken by emancipation, lost all title to +succeed their adoptive parents as well. We have corrected +this, in our usual manner, by a constitution which enacts that, +when a natural father gives his son in adoption to another +person, the son's rights shall remain the same in every partic- +ular as if he had continued in the power of his natural father, +and the adoption had never taken place, except only that he +shall be able to succeed his adoptive father should he die +intestate. If, however, the latter makes a will, the son cannot +obtain any part of the inheritance either by the civil or by the +praetorian law, that is to say, either by impeaching the will +as unduteous or by applying for possession against the will; +for, being related by no tie of blood, the adoptive father is +not bound either to institute him heir or to disinherit him, +even though he has been adopted, in accordance with the +SC. Afinianum, from among three brothers; for, even under +these circumstances, he is not entitled to a fourth of what +he might have taken on intestacy, nor has he any action for +its recovery. We have, however, by our constitution ex- +cepted persons adopted by natural ascendants, for between +them and their adopters there is the natural tie of blood as +well as the civil tie of adoption, and therefore in this case we +have preserved the older law, as also in that of an independent +person giving himself in adrogation: all of which enactment +can be gathered in its special details from the tenor of the +aforesaid constitution. + +15 By the ancient law too, which favoured the descent +through males, those grandchildren only were called as family +heirs, and preferred to agnates, who were related to the grand- +father in this way: grandchildren by daughters, and great- +grandchildren by granddaughters, whom it regarded only as +cognates, being called after the agnates in succession to their +maternal grandfather or great-grandfather, or their grand- +mother or great-grandmother, whether paternal or maternal. +But the Emperors would not allow so unnatural a wrong to +endure without sufficient correction, and accordingly, as people +are, and are called, grandchildren and great-grandchildren +of a person whether they trace their descent through males or +through females, they placed them altogether in the same rank +and order of succession. In order, however, to bestow some +privilege on those who had in their favour the provisions of +the ancient law as well as natural right, they determined that +grandchildren, great-grandchildren, and others who traced +their descent through a female should have their portion of +the inheritance diminished by receiving less by one-third than +their mother or grandmother would have taken, or than their +father or grandfather, paternal or maternal, when the deceased, +whose inheritance was in question, was a woman; and they +excluded the agnates, if such descendants claimed the inherit- +ance, even though they stood alone. Thus, exactly as the +statute of the Twelve Tables calls the grandchildren and +great-grandchildren to represent their deceased father in the +succession to their grandfather, so the imperial legislation +substitutes them for their deceased mother or grandmother, +subject to the aforesaid deduction of a third part of the +share which she personally would have taken. 16 As, how- +ever, there was still some question as to the relative rights of +such grandchildren and of the agnates, who on the authority +of a certain constitution claimed a fourth part of the de- +ceased's estate, we have repealed the said enactment, and not +permitted its insertion in our Code from that of Theodosius. +By the constitution which we have published, and by which +we have altogether deprived it of validity, we have provided +that in case of the survival of grandchildren by a daughter, +great-grandchildren by a granddaughter, or more remote +descendants related through a female, the agnates shall have +no claim to any part of the estate of the deceased, that +collaterals may no longer be preferred to lineal descendants; +which constitution we hereby re-enact with all its force from +the date originally determined: provided always, as we direct, +that the inheritance shall be divided between sons and grand- +children by a daughter, or between all the grandchildren, +and other more remote descendants, according to stocks, +and not by counting heads, on the principle observed by the +ancient law in dividing an inheritance between sons and +grandchildren by a son, the issue obtaining without any +diminution the portion which would have belonged to their +mother or father, grandmother or grandfather: so that if, for +instance, there be one or two children by one stock, and three +or four by another, the one or two, and the three or four, shall +together take respectively one moiety of the inheritance. + +TITLE II +OF THE STATUTORY SUCCESSION +OF AGNATES + +If there is no family heir, nor any of those persons called to the +succession along with family heirs by the praetor or the imperial +legislation, to take the inheritance in any way, it devolves, by +the statute of the Twelve Tables, on the nearest agnate. + +1 Agnates, as we have observed in the first book, are those +cognates who trace their relationship through males, or, in +other words, who are cognate through their respective fathers. +Thus, brothers by the same father are agnates, whether by the +same mother or not, and are called ‘consanguinei’; an uncle +is agnate to his brother's son, and vice versa; and the children +of brothers by the same father, who are called ‘consobrini, +are one another's agnates, so that it is easy to arrive at various +degrees of agnation. Children who are born after their father's +decease acquire the rights of kinship exactly as if they had +been born before that event. But the law does not give the +inheritance to all the agnates, but only to those who were +nearest in degree at the moment when it was first certain that +the deceased died intestate. 2 The relation of agnation can +also be established by adoption, for instance, between a man's +own sons and those whom he has adopted, all of whom are +properly called consanguinei in relation to one another. So, +too, if your brother, or your paternal uncle, or even a more +remote agnate, adopts any one, that person undoubtedly +becomes one of your agnates. 3 Male agnates have reciprocal +rights of succession, however remote the degree of relationship: +but the rule as regards females, on the other hand, was that +they could not succeed as agnates to any one more remotely +related to them than a brother, while they themselves could +be succeeded by their male agnates, however distant the +connexion: thus you, if a male, could take the inheritance of +a daughter either of your brother or of your paternal uncle, +or of your paternal aunt, but she could not take yours; the +reason of this distinction being the seeming expediency of +successions devolving as much as possible on males. But as +it was most unjust that such females should be as completely +excluded as if they were strangers, the praetor admits them to +the possession of goods promised in that part of the edict in +which mere natural kinship is recognised as a title to success- +ion, under which they take provided there is no agnate, or +other cognate of a nearer degree of relationship. Now these +distinctions were in no way due to the statute of the Twelve +Tables, which, with the simplicity proper to all legislation, +conferred reciprocal rights of succession on all agnates alike, +whether males or females, and excluded no degree by +reason merely of its remoteness, after the analogy of family +heirs; but it was introduced by the jurists who came between +the Twelve Tables and the imperial legislation, and who with +their legal subtleties and refinements excluded females other +than sisters altogether from agnatic succession. And no +other scheme of succession was in those times heard of, +until the praetors, by gradually mitigating to the best of their +ability the harshness of the civil law, or by filling up voids in +the old system, provided through their edicts a new one. +Mere cognation was thus in its various degrees recognised +as a title to succession, and the praetors gave relief to such +females through the possession of goods, which they promised +to them in that part of the edict by which cognates are called +to the succession. We, however, have followed the Twelve +Tables in this department of law, and adhered to their principles: +and, while we commend the praetors for their sense of equity, +we cannot hold that their remedy was adequate; for when the +degree of natural relationship was the same, and when the +civil title of agnation was conferred by the older law on males +and females alike, why should males be allowed to succeed +all their agnates, and women (except sisters) be debarred +from succeeding any? Accordingly, we have restored the +old rules in their integrity, and made the law on this subject +an exact copy of the Twelve Tables, by enacting, in our con- +stitution, that all `statutory' successors, that is, persons tracing +their descent from the deceased through males, shall be called +alike to the succession as agnates on an intestacy, whether +they be males or females, according to their proximity of +degree; and that no females shall be excluded on the pretence +that none but sisters have the right of succeeding by the title +of kinship. 4 By an addition to the same enactment we +have deemed it right to transfer one, though only one, degree +of cognates into the ranks of those who succeed by a +statutory title, in order that not only the children of a brother +may be called, as we have just explained, to the succession +of their paternal uncle, but that the children of a sister too, +even though only of the half blood on either side (but not her +more remote descendants), may share with the former the +inheritance of their uncle; so that, on the decease of a man +who is paternal uncle to his brother's children, and maternal +uncle to those of his sister, the nephews and nieces on either +side will now succeed him alike, provided, of course, that +the brother and sister do not survive, exactly as if they all +traced their relationship through males, and thus all had a +statutory title. But if the deceased leaves brothers and +sisters who accept the inheritance, the remoter degrees are +altogether excluded, the division in this case being made +individually, that is to say, by counting heads, not stocks. +5 If there are several degrees of agnates, the statute of the +Twelve Tables clearly calls only the nearest, so that if, for +instance, the deceased leaves a brother, and a nephew by +another brother deceased, or a paternal uncle, the brother +is preferred. And although that statute, in speaking of the +nearest agnate, uses the singular number, there is no doubt +that if there are several of the same degree they are all +admitted: for though properly one can speak of `the nearest +degree' only when there are several, yet it is certain that +even though all the agnates are in the same degree the +inheritance belongs to them. 6 If a man dies without having +made a will at all, the agnate who takes is the one who was +nearest at the time of the death of the deceased. But when +a man dies, having made a will, the agnate who takes (if one +is to take at all) is the one who is nearest when first it +becomes certain that no one will accept the inheritance under +the testament; for until that moment the deceased cannot +properly be said to have died intestate at all, and this +period of uncertainty is sometimes a long one, so that it not +unfrequently happens that through the death, during it, of +a nearer agnate, another becomes nearest who was not +so at the death of the testator. 7 In agnatic succession the +established rule was that the right of accepting the inheritance +could not pass from a nearer to a more remote degree; in +other words, that if the nearest agnate, who, as we have +described, is called to the inheritance, either refuses it or +dies before acceptance, the agnates of the next grade have +no claim to admittance under the Twelve Tables. This +hard rule again the praetors did not leave entirely without +correction, though their remedy, which consisted in the +admission of such persons, since they were excluded from +the rights of agnation, in the rank of cognates, was inadequate. +But we, in our desire to have the law as complete as possible, +have enacted in the constitution which in our clemency we +have issued respecting the rights of patrons, that in agnatic +succession the transference of the rights to accept from a +nearer to a remoter degree shall not be refused: for it was +most absurd that agnates should be denied a privilege which +the praetor had conferred on cognates, especially as the +burden of guardianship fell on the second degree of agnates +if there was a failure of the first, the principle which we have +now sanctioned being admitted so far as it imposed burdens, +but rejected so far as it conferred a boon. + +8 To statutory succession the ascendant too is none the less +called who emancipates a child, grandchild, or remoter +descendant under a fiduciary agreement, which by our +constitution is now implied in every emancipation. Among +the ancients the rule was different, for the parent acquired +no rights of succession unless he had entered into a special +agreement of trust to that effect prior to the emancipation. + +TITLE III +OF THE SENATUSCONSULTUM +TERTULLIANUM + +So strict were the rules of the statute of the Twelve Tables +in preferring the issue of males, and excluding those who +traced their relationship through females, that they did not +confer reciprocal rights of inheritance even on a mother and +her children, though the praetors called them to succeed one +another as next of kin by promising them the possession of +goods in the class of cognates. + +1 But this narrowness of the law was afterwards amended, +the Emperor Claudius being the first to confer on a mother, +as a consolation for the loss of her children, a statutory right +to their inheritance, 2 and afterwards, very full provisions +were made by the SC. Tertullianum, enacted in the time of +the Emperor Hadrian, and relating to the melancholy +succession of children by their mothers, though not by their +grandmothers, whereby it was provided that a freeborn +woman who had three or a freedwoman who had four +children should be entitled to succeed to the goods of her +children who died intestate, even though herself under +paternal power; though, in this latter case, she cannot accept +the inheritance except by the direction of the person in whose +power she is. 3 Children of the deceased who are or who +rank as family heirs, whether in the first or any other degree, +are preferred to the mother, and even where the deceased is +a woman her children by imperial constitutions have a prior +claim to the mother, that is, to their own grandmother. Again, +the father of the deceased is preferred to the mother, but not +so the paternal grandfather or great-grandfather, at least +when it is between them only that the question arises who is +entitled. A brother by the same father excluded the mother +from the succession to both sons and daughters, but a sister +by the same father came in equally with the mother; and +where there were both a brother and a sister by the same +father, as well as a mother who was entitled by number of +children, the brother excluded the mother, and divided the +inheritance in equal moieties with the sister. 4 By a consti- +tution, however, which we have placed in the Code made +illustrious by our name, we have deemed it right to afford +relief to the mother, in consideration of natural justice, of +the pains of childbirth, and of the danger and even death +which mothers often incur in this manner; for which reason +we have judged it a sin that they should be prejudiced by a +circumstance which is entirely fortuitous. For if a freeborn +woman had not borne three, or a freedwoman four children, +she was undeservedly defrauded of the succession to her own +offspring; and yet what fault had she committed in bearing few +rather than many children? Accordingly, we have conferred +on mothers a full statutory right of succession to their children, +and even if they have had no other child than the one in +question deceased. 5 The earlier constitutions, in their +review of statutory rights of succession, were in some points +favourable, in others unfavourable, to mothers; thus in some +cases they did not call them to the whole inheritance of their +children, but deducted a third in favour of certain other +persons with a statutory title, while in others they did exactly +the opposite. We, however, have determined to follow a +straightforward and simple path, and, preferring the mother +to all other persons with a statutory title, to give her the +entire succession of her sons, without deduction in favour +of any other persons except a brother or sister, whether by +the same father as the deceased, or possessing rights of +cognation only; so that, as we have preferred the mother to +all with a statutory title, so we call to the inheritance, along +with her, all brothers and sisters of the deceased, whether +statutorily entitled or not: provided that, if the only surviving +relatives of the deceased are sisters, agnatic or cognatic, +and a mother, the latter shall have one-half, and all the sisters +together the other half of the inheritance; if a mother and a +brother or brothers, with or without sisters agnatic or cognatic, +the inheritance shall be divided among mother, brothers, and +sisters in equal portions. 6 But, while we are legislating for +mothers, we ought also to bestow some thought on their off- +spring; and accordingly mothers should observe that if they +do not apply within a year for guardians for their children, +either originally or in lieu of those who have been removed +or excused, they will forfeit their title to succeed such +children if they die under the age of puberty. 7 A mother +can succeed her child under the SC. Tertullianum even +though the child be illegitimate. + +TITLE IV +OF THE SENATUSCONSULTUM +ORFITIANUM + +Conversely, children were admitted to succeed their mother +on her death intestate by the SC. Orfitianum, passed in the +time of the Emperor Marcus, when Orfitus and Rufus were +consuls: by which a statutory right of succession was con- +ferred on both sons and daughters, even though in the +power of another, in preference to their deceased mother's +brothers and sisters and other agnates. + +1 As, however, grandsons were not called by this senatus- +consult with a statutory title to the succession of their +grandmothers, 2 this was subsequently amended by imperial +constitutions, providing that grandchildren should be called +to inherit exactly like children. It is to be observed that +rights of succession such as those conferred by the SC. +Tertullianum and Orfitianum are not extinguished by loss of +status, owing to the rule that rights of succession conferred +by later statutes are not destroyed in this way, but only such +as are conferred by the statute of the Twelve Tables; 3 and +finally that under the latter of these two enactments even +illegitimate children are admitted to their mother's inheritance. + +4 If there are several heirs with a statutory title, some of +whom do not accept, or are prevented from doing so by +death or some other cause, their shares accrue in equal +proportions to those who do accept the inheritance, or to +their heirs, supposing they die before the failure of the others +to take. + +TITLE V +OF THE SUCCESSION OF COGNATES + +After family heirs, and persons who by the praetor and the +imperial legislation are ranked as such, and after persons +statutorily entitled, among whom are the agnates and those +whom the aforesaid senatusconsults and our constitution have +raised to the rank of agnates, the praetor calls the nearest +cognates. + +1 In this class or order natural or blood relationship alone is +considered: for agnates who have undergone loss of status +and their children, though not regarded as having a statutory +title under the statute of the Twelve Tables, are called by +the praetor in the third order of the succession. The sole ex- +ceptions to this rule are emancipated brothers and sisters, +though not in equal shares with them, but with some de- +duction, the amount of which can easily be ascertained +from the terms of the constitution itself. But to other agnates +of remoter degrees, even though they have not undergone +loss of status, and still more to cognates, they are preferred +by the aforesaid statute. 2 Again, collateral relations +connected with the deceased only by the female line are +called to the succession by the praetor in the third order +as cognates; 3 and children who are in an adoptive family +are admitted in this order to the inheritance of their natural +parent. 4 It is clear that illegitimate children can have no +agnates, for in law they have no father, and it is through the +father that agnatic relationship is traced, while cognatic +relationship is traced through the mother as well. On the +same principle they cannot be held to be consanguinei +of one another, for consanguinei are in a way agnatically +related: consequently, they are connected with one another +only as cognates, and in the same way too with the cognates +of their mother. Accordingly, they can succeed to the +possession of goods under that part of the Edict in which +cognates are called by the title of mere kinship. 5 In this +place too we should observe that a person who claims as +an agnate can be admitted to the inheritance, even though +ten degrees removed from the deceased, both by the +statute of the Twelve Tables, and by the Edict in which +the praetor promises the possession of goods to heirs +statutorily entitled: but on the ground of mere natural kin- +ship the praetor promises possession of goods to those +cognates only who are within the sixth degree; the only +persons in the seventh degree whom he admits as cognates +being the children of a second cousin of the deceased. + +TITLE VI +OF THE DEGREES OF COGNATION + +It is here necessary to explain the way in which the degrees +of natural relationship are reckoned. In the first place it is to +be observed that they can be counted either upwards, or +downwards, or crosswise, that is to say, collaterally. Re- +lations in the ascending line are parents, in the descending +line, children, and similarly uncles and aunts paternal and +maternal. In the ascending and descending lines a man's +nearest cognate may be related to him in the first degree; +in the collateral line he cannot be nearer to him than the +second. + +1 Relations in the first degree, reckoning upwards, are the +father and mother; reckoning downwards, the son and +daughter. 2 Those in the second degree, upwards, are +grandfather and grandmother; downwards, grandson and +granddaughter; 3 and in the collateral line brother and sister. +In the third degree, upwards, are the great-grandfather and +great-grandmother; downwards, the great-grandson and +great-granddaughter; in the collateral line, the sons and +daughters of a brother or sister, and also uncles and aunts +paternal and maternal. The father's brother is called ‘patruus,’ +in Greek ‘patros’, the mother's brother avunculus, in Greek +specifically ‘matros,’ though the term theios is used +indifferently to indicate either. The father's sister is called +‘amita,’ the mother's ‘matertera’; both go in Greek by the +name ‘theia,’ or, with some, ‘tithis.’ 4 In the fourth degree, +upwards, are the great-great-grandfather and the great- +great-grandmother; downwards, the great-great-grandson +and the great-great-granddaughter; in the collateral line, +the paternal great-uncle and great-aunt, that is to say, the +grandfather's brother and sister: the same relations on the +grandmother's side, that is to say, her brother and sister: +and first cousins male and female, that is, children of brothers +and sisters in relation to one another. The children of two +sisters, in relation to one another, are properly called +‘consobrini,’ a corruption of ‘consororini’; those of two +brothers, in relation to one another, ‘fratres patrueles,’ if +males, ‘sorores patrueles,’ if females; and those of a brother +and a sister, in relation to one another, ‘amitini’; thus the sons +of your father's sister call you ‘consobrinus,’ and you call +them ‘amitini.’ 5 In the fifth degree, upwards, are the grand- +father's great-grandfather and great-grandmother, downwards, +the great-grandchildren of one's own grandchildren, and in the +collateral line the grandchildren of a brother or sister, a great- +grandfather's or great-grandmother's brother or sister, the +children of one's first cousins, that is, of a ‘frater-’ or ‘soror +patruelis,’ of a ‘consobrinus’ or ‘consobrina,’ of an ‘amitinus’ +or ‘amitina,’ and first cousins once removed, that is to say, +the children of a great-uncle or great-aunt paternal or maternal. +6 In the sixth degree, upwards, are the great-grandfather's +great-grandfather and great-grandmother; downwards, the +great-grandchildren of a great-grandchild, and in the collateral +line the great-grandchildren of a brother or sister, as also the +brother and sister of a great-great-grandfather or great-great- +grandmother, and second cousins, that is to say, the children +of ‘fratres-’ or ‘sorores patrueles,’ of ‘consobrini,’ or of +‘amitini.’ + +7 This will be enough to show how the degrees of relation- +ship are reckoned; for from what has been said it is easy to +understand how we ought to calculate the remoter degrees +also, each generation always adding one degree: so that it +is far easier to say in what degree any one is related to some +one else than to indicate his relationship by the proper specific +term. 8 The degrees of agnation are also reckoned in the same +manner; 9 but as truth is fixed in the mind of man much better +by the eye than by the ear, we have deemed it necessary, +after giving an account of the degree of relationship, to have +a table of them inserted in the present book, that so the youth +may be able by both ears and eyes to gain a most perfect +knowledge of them. [Note: -- the pedagogical table is omit- +ted in the present edition.] + +10 It is certain that the part of the Edict in which the possession +of goods is promised to the next of kin has nothing to do with +the relationships of slaves with one another, nor is there any +old statute by which such relationships were recognised. +However, in the constitution which we have issued with +regard to the rights of patrons -- a subject which up to our +times had been most obscure, and full of difficulties and con- +fusion -- we have been prompted by humanity to grant that if +a slave shall beget children by either a free woman or another +slave, or conversely if a slave woman shall bear children of +either sex by either a freeman or a slave, and both the parents +and the children (if born of a slave woman) shall become free, +or if the mother being free, the father be a slave, and subse- +quently acquire his freedom, the children shall in all these +cases succeed their father and mother, and the patron's rights +lie dormant. And such children we have called to the suc- +cession not only of their parents, but also of one another +reciprocally, by this enactment, whether those born in slavery +and subsequently manumitted are the only children, or whether +there be others conceived after their parents had obtained +their freedom, and whether they all have the same father and +mother, or the same father and different mothers, or vice +versa; the rules applying to children born in lawful wedlock +being applied here also. + +11 To sum up all that we have said, it appears that persons +related in the same degree of cognation to the deceased are +not always called together, and that even a remoter is some- +times preferred to a nearer cognate. For as family heirs and +those whom we have enumerated as equivalent to family +heirs have a priority over all other claimants, it is clear that +a great-grandson or great-great-grandson is preferred to a +brother, or the father or mother of the deceased; and yet the +father and mother, as we have remarked above, are in the +first degree of cognation, and the brother is in the second, +while the great-grandson and great-great-grandson are +only in the third and fourth respectively. And it is immaterial +whether the descendant who ranks among family heirs was +in the power of the deceased at the time of his death, or +out of it through having been emancipated or through being +the child of an emancipated child or a child of the female sex. +12 When there are no family heirs, and none of those persons +who we have said rank as such, an agnate who has lost none +of his agnatic rights, even though very many degrees removed +from the deceased, is usually preferred to a nearer cognate; +for instance, the grandson or great-grandson of a paternal +uncle has a better title than a maternal uncle or aunt. Ac- +cordingly, in saying that the nearest cognate is preferred +in the succession, or that, if there are several cognates in +the nearest degree, they are called equally, we mean that this +is the case if no one is entitled to priority, according to what +we have said, as either being or ranking as a family heir, or +as being an agnate; the only exceptions to this being emanci- +pated brothers and sisters of the deceased who are called to +succeed him, and ho, in spite of their loss of status, are pre- +ferred to other agnates in a remoter degree than themselves. +TITLE VII +OF THE SUCCESSION TO FREEDMEN + +Let us now turn to the property of freedmen. These were +originally allowed to pass over their patrons in their wills with +impunity: for by the statute of the Twelve Tables the +inheritance of a freedman devolved on his patron only when +he died intestate without leaving a family heir. If he died +intestate, but left a family heir, the patron was not entitled to +any portion of this property, and this, if the family heir was a +natural child, seemed to be no grievance; but if he was an +adoptive child, it was clearly unfair that the patron should be +debarred from all right to the succession. + +1 Accordingly this injustice of the law was at a later period +corrected by the praetor's Edict, by which, if a freedman made +a will, he was commanded to leave his patron half his property; +and, if he left him nothing at all, or less than a half, possession +of such half was given to him against the testament. If, on the +other hand, he died intestate, leaving as family heir an adoptive +son, the patron could obtain even against the latter possession +of the goods of the deceased to the extent of one-half. But +the freedman was enabled to exclude the patron if he left +natural children, whether in his power at the time of his death, +or emancipated or given in adoption, provided that he made +a will in which he instituted them heirs to any part of the +succession, or that, being passed over, they demanded pos- +session against the will under the Edict: 2 if disinherited, they +did not avail to bar the patron. At a still later period the lex +Papia Poppaea augmented the rights of patrons who had more +wealthy freedmen. By this it was enacted that, whenever +a freedman left property amounting in value to a hundred +thousand sesterces and upwards, and not so many as three +children, the patron, whether he died testate or intestate, +should be entitled to a portion equal to that of a single child. +Accordingly, if the freedman left a single son or daughter as +heir, the patron could claim half the property, exactly as if +he had died without leaving any children: if he left two +children as heirs, the patron could claim a third: if he left three, +the patron was excluded altogether. 3 In our constitution, +however, which we have drawn up in a convenient form and +in the Greek language, so as to be known by all, we have +established the following rules for application to such cases. +If the freedman or freedwoman is less than a ‘centenarius’, +that is, has a fortune of less than a hundred aurei (which +we have reckoned as equivalent to the sum of a hundred +thousand sesterces fixed by the lex Papia), the patron shall +have no right to any share in the succession if they make a +will; while, if they die intestate without leaving any children, +we have retained unimpaired the rights conferred on the +patron by the Twelve Tables. If they are possessed of more +than a hundred aurei, and leave a descendant or descend- +ants of either sex and any degree to take the inheritance civil +or praetorian, we have given to such child or children the +succession to their parents, to the exclusion of every patron +and his issue. If, however, they leave no children, and die +intestate, we have called the patron or patroness to their +whole inheritance: while if they make a will, passing over +their patron or patroness, and leaving no children, or having +disinherited such as they have, or (supposing them to be +mothers or maternal grandfathers) having passed them over +without leaving them the right to impeach the testament as +unduteous, then, under our constitution, the patron shall +succeed, by possession against the will, not, as before, to +one-half of the freedman's estate, but to one-third, or, if the +freedman or freedwoman has left him less than this third in his +or her will, to so much as will make up the difference. But +this third shall be free from all charges, even from legacies or +trust bequests in favour of the children of the freedman or +freedwoman, all of which are to fall on the patron's co-heirs. +In the same constitution we have gathered together the rules +applying to many other cases, which we deemed necessary +for the complete settlement of this branch of law: for instance, +a title to the succession of freedmen is conferred not only on +patrons and patronesses, but on their children and collateral +relatives to the fifth degree: all of which may be ascertained +by reference to the constitution itself. If, however, there are +several descendants of a patron or patroness, or of two or +several, the nearest in degree is to take the succession of the +freedman or freedwoman, which is to be divided, not among +the stocks, but by counting the heads of those nearest in +degree. And the same rule is to be observed with collaterals: +for we have made the law of succession to freedmen almost +identical with that relating to freeborn persons. 4 All that has +been said relates nowadays to freedmen who are Roman +citizens, for dediticii and Latini Iuniani having been together +abolished there are now no others. As to a statutory right of +succession to a Latin, there never was any such thing; for men +of this class, though during life they lived as free, yet as they +drew their last breath they lost their liberty along with their life, +and under the lex Iunia their manumitters kept their property, +like that of slaves, as a kind of peculium. It was subsequently +provided by the SC. Largianum that the manumitter's children, +unless expressly disinherited, should be preferred to his ex- +ternal heirs in succession to the goods of a Latin; and this was +followed by the edict of the Emperor Trajan, providing that +a Latin who contrived, without the knowledge or consent +of his patron, to obtain by imperial favour a grant of citizen- +ship should live a citizen, but die a Latin. Owing, however, +to the difficulties accompanying these changes of condition, +and others as well, we have determined by our constitution to +repeal for ever the lex Iunia, the SC. Largianum, and the edict +of Trajan, and to abolish them along with the Latins themselves, +so as to enable all freedmen to enjoy the citizenship of Rome: +and we have converted in a wonderful manner the modes in +which persons became Latins, with some additions, into +modes of attaining Roman citizenship. + +TITLE VIII +OF THE ASSIGNMENT OF FREEDMEN + +Before we leave the subject of succession to freedmen, we +should observe a resolution of the Senate, to the effect that, +though the property of freedmen belongs in equal portions +to all the patron's children who are in the same degree, it +shall yet be lawful for a parent to assign a freedman to one +of his children, so that after his own death the assignee shall +be considered his sole patron, and the other children who, +had it not been for such assignment, would be admitted +equally with him, shall have no claim to the succession what- +ever: though they recover their original rights if the assignee +dies without issue. + +1 It is lawful to assign freedwomen as well as freedmen, and +to daughters and granddaughters no less than to sons and +grandsons; 2 and the power of assignment is conferred on all +who have two or more children in their power, and enables +them to assign a freedman or freedwoman to such children +while so subject to them. Accordingly the question arose, +whether the assignment becomes void, if the parent subse- +quently emancipates the assignee? and the affirmative opinion, +which was held by Julian and many others, has now become +settled law. 3 It is immaterial whether the assignment is made +in a testament or not, and indeed patrons are enabled to +exercise this power in any terms whatsoever, as is provided +by the senatusconsult passed in the time of Claudius, when +Suillus Rufus and Ostorius Scapula were consuls. + +TITLE IX +OF POSSESSION OF GOODS + +The law as to possession of goods was introduced by the +praetor by way of amending the older system, and this not +only in intestate succession, as has been described, but also +in cases where deceased persons have made a will. For +instance, although the posthumous child of a stranger, if +instituted heir, could not by the civil law enter upon the in- +heritance, because his institution would be invalid, he could +with the assistance of the praetor be made possessor of the +goods by the praetorian law. Such a one can now, however, +by our constitution be lawfully instituted, as being no longer +unrecognised by the civil law. + +1 Sometimes, however, the praetor promises the possession +of goods rather in confirmation of the old law than for the +purpose of correcting or impugning it; as, for instance, when +he gives possession in accordance with a duly executed will +to those who have been instituted heirs therein. Again, he +calls family heirs and agnates to the possession of goods on +an intestacy; and yet, even putting aside the possession of +goods, the inheritance belongs to them already by the civil +law. 2 Those whom the praetor calls to a succession do not +become heirs in the eye of the law, for the praetor cannot +make an heir, because persons become heirs by a statute +only, or some similar ordinance such as a senatusconsult or +an imperial constitution: but as the praetor gives them the +possession of goods they become quasi-heirs, and are called +`possessors of goods.' And several additional grades of +grantees of possession were recognised by the praetor in his +anxiety that no one might die without a successor; the right +of entering upon an inheritance, which had been confined by +the statute of the Twelve Tables within very narrow limits, +having been conferred more extensively by him in the spirit +of justice and equity. 3 The following are the kinds of testa- +mentary possession of goods. First, the so-called +`contratabular' possession, given to children who are merely +passed over in the will. Second, that which the praetor +promises to all duly instituted heirs, and which is for that +reason called secundum tabulas. Then, having spoken of +wills, the praetor passes on to cases of intestacy, in which, +firstly, he gives the possession of goods which is called unde +liberi to family heirs and those who in his Edict are ranked as +such. Failing these, he gives it, secondly, to successors having +a statutory title: thirdly, to the ten persons whom he preferred +to the manumitter of a free person, if a stranger in relation to +the latter, namely the latter's father and mother, grandparents +paternal and maternal, children, grandchildren by daughters as +well as by sons, and brothers and sisters whether of the whole +or of the half blood only. The fourth degree of possession is +that given to the nearest cognates: the fifth is that called +tum quam ex familia: the sixth, that given to the patron and +patroness, their children and parents: the seventh, that given to +the husband or wife of the deceased: the eighth, that given to +cognates of the manumitter. 4 Such was the system established +by the praetorian jurisdiction. We, however, who have been +careful to pass over nothing, but correct all defects by our +constitutions, have retained, as necessary, the possession of +goods called contra tabulas and secundum tabulas, and +also the kinds of possession upon intestacy known as unde +liberis and unde legitimi. 5 The possession, however, which +in the praetor's Edict occupied the fifth place, and was called +unde decem personae, we have with benevolent intentions +and with a short treatment shown to be superfluous. Its effect +was to prefer to the extraneous manumitter the ten persons +specified above; but our constitution, which we have made +concerning the emancipation of children, has in all cases made +the parent implicitly the manumitter, as previously under a +fiduciary contract, and has attached this privilege to every +such manumission, so as to render superfluous the aforesaid +kind of possession of goods. We have therefore removed it, +and put in its place the possession which the praetor promises +to the nearest cognates, and which we have thus made the +fifth kind instead of the sixth. 6 The possession of goods +which formerly stood seventh in the list, which was called +tum quam ex familia, and that which stood eighth, namely, +the possession entitled unde liberi patroni patronaeque et +parentes eorum, we have altogether suppressed by our +constitution respecting the rights of patrons. For, having +assimilated the succession to freedmen to the succession to +freeborn persons, with this sole exception -- in order to pre- +serve some difference between the two classes -- that no one +has any title to the former who is related more distantly than +the fifth degree, we have left them sufficient remedies in the +`contratabular' possession, and in those called unde legitimi +and unde cognati, wherewith to vindicate their rights, so +that thus all the subtleties and inextricable confusion of these +two kinds of possession of goods have been abolished. +7 We have preserved in full force another possession of goods, +which is called unde vir et uxor, and which occupied the ninth +place in the old classification, and have given it a higher place, +namely, the sixth. The tenth kind, which was called unde +cognati manumissoris, we have very properly abolished for +reasons which have been already stated: thus leaving in full +operation only six ordinary kinds of possession of goods. +8 The seventh, which follows them, was introduced with most +excellent reason by the praetors, whose Edict finally promised +the possession of goods to those persons expressly entitled +to it by any statute, senatusconsult, or imperial constitution; +but this was not permanently incorporated by the praetor with +either the intestate or the testamentary kinds of possession, +but was accorded by him, as circumstances demanded, as +an extreme and extraordinary remedy to those persons who +claim, either under a will or on an intestacy, under statutes, +senatusconsults, or the more recent legislation of the emperors. +9 The praetor, having thus introduced many kinds of suc- +cessions, and arranged them in a system, fixed a definite time +within which the possession of goods must be applied for, +as there are often several persons entitled in the same kind +of succession, though related in different degrees to the +deceased, in order to save the creditors of the estate from +delay in their suits, and to provide them with a proper defend- +ant to sue; and with the object also of making it less easy +for them to obtain possession of the property of the deceased, +as in bankruptcy, wherein they consulted their own advantage +only. He allowed to children and parents, adoptive no less +than natural, an interval of a year, and to all other persons one +hundred days, within which to make the application. 10 If a +person entitled does not apply for the possession of goods +within the time specified, his portion goes by accrual to those +in the same degree or class with himself: or, if there be none, +the praetor promises by his successory edict the possession +to those in the next degree, exactly as if the person in the +preceding one were non-existent. If any one refuses the +possession of goods which he has the opportunity of accept- +ing, it is not unusual to wait until the aforesaid interval, within +which possession must be applied for, has elapsed, but the +next degree is admitted immediately under the same edict. +11 In reckoning the interval, only those days are considered +upon which the persons entitled could have made application. +12 Earlier emperors, however, have judiciously provided that +no one need trouble himself expressly to apply for the possess- +ion of goods, but that, if he shall within the prescribed time in +any manner have signified his intention to accept, he shall have +the full benefit of such tacit acceptance. + +TITLE X +OF ACQUISITION BY ADROGATION + +There is another kind of universal succession which owes its +introduction neither to the statute of the Twelve Tables nor +to the praetor’s Edict, but to the law which is based upon +custom and consent. + +1 When an independent person gives himself in adrogation, all +his property, corporeal and incorporeal, and all debts due to +him formerly passed in full ownership to the adrogator, except +such rights as are extinguished by loss of status, for instance, +bounden services of freedmen and rights of agnation. Use and +usufruct, though formerly enumerated among such rights, have +now been saved by our constitution from extinction by the least +loss of status. 2 But we have now confined acquisition by +adrogation within the same limits as acquisition through their +children by natural parents; that is to say, adoptive as well as +natural parents acquire no greater right in property which +comes to children in their power from any extraneous source +than a mere usufruct; the ownership is vested in the children +themselves. But if a son who has been adrogated dies in his +adoptive family, the whole of his property vests in the adro- +gator, failing those persons who, under our constitution, are +preferred to the father in succession to property which is not +acquired immediately from him. 3 Conversely, the adrogator +is not, by strict law, suable for the debts of his adoptive son, +but an action may be brought against him as his represent- +ative; and if he declines to defend the latter, the creditors are +allowed, by an order of the magistrates having jurisdiction in +such cases, to take possession of the property of which the +usufruct as well as the ownership would have belonged to +the son, had he not subjected himself to the power of another, +and to dispose of it in the mode prescribed by law. + +TITLE XI +OF THE ADJUDICATION OF A DECEASED +PERSON’S ESTATE TO PRESERVE THE GIFTS +OF LIBERTY + +A new form of succession was added by a constitution of the +Emperor Marcus, which provided that if slaves, who have +received a bequest of liberty from their master in a will under +which no heir takes, wish to have his property adjudged to +them, their application shall be entertained. + +1 Such is the substance of a rescript addressed by the Emperor +Marcus to Popilius Rufus, which runs as follows: ‘If there is +no successor to take on the intestacy of Virginius Valens, who +by his will has conferred freedom on certain of his slaves, and +if, consequently, his property is in danger of being sold, the +magistrate who has cognizance of such matters shall on appli- +cation entertain your desire to have the property adjudged to +you, in order to give effect to the bequests of liberty, direct +and fiduciary, provided you give proper security to the credit- +ors for payment of their claims in full. Slaves to whom liberty +has been directly bequeathed shall become free exactly as if +the inheritance had been actually accepted, and those whom +the heir was requested to manumit shall obtain their liberty +from you; provided that if you will have the property adjudg- +ed to you only upon the condition, that even the slaves who +have received a direct bequest of liberty shall become your +freedmen, and if they, whose status is now in question, agree +to this, we are ready to authorize compliance with your wishes. +And lest the benefit afforded by this our rescript be rendered +ineffectual in another way, by the Treasury laying claim to the +property, be it hereby known to those engaged in our service +that the cause of liberty is to be preferred to pecuniary +advantage, and that they must so effect such seizures as to +preserve the freedom of those who could have obtained it had +the inheritance been accepted under the will.’ 2 This rescript +was a benefit not only to slaves thus liberated, but also to the +deceased testators themselves, by saving their property +from being seized and sold by their creditors; for it is certain +that such seizure and sale cannot take place if the property +has been adjudged on this account, because some one has +come forward to defend the deceased, and a satisfactory +defender too, who gives the creditors full security for payment. +3 Primarily, the rescript is applicable only where freedom is +conferred by a will. How then will the case stand, if a man +who dies intestate makes gifts of freedom by codicils, and on +the intestacy no one accepts the inheritance? We answer, +that the boon conferred by the constitution ought not here to +be refused. No one can doubt that liberty given, in codicils, +by a man who dies having made a will, is effectual. 4 The +terms of the constitution show that it comes into application +when there is no successor on an intestacy; accordingly, it is +of no use so long as it is uncertain whether there will be one or +not; but, when this has been determined in the negative, it at +once becomes applicable. 5 Again, it may be asked whether, +if a person who abstains from accepting an inheritance can +claim a judicial restoration of rights, the constitution can still +be applied, and the goods adjudged under it? And what, if +such person obtains a restoration after they have been actually +adjudged in order to give effect to the bequest of freedom? +We reply that gifts of liberty to which effect has once been +given cannot possibly be recalled. 6 The object with which +this constitution was enacted was to give effect to bequests +of liberty, and accordingly it is quite inapplicable where no +such bequests are made. Supposing, however, that a man +manumits certain slaves in his lifetime, or in contemplation of +death, and in order to prevent any questions arising whether +the creditors have thereby been defrauded, the slaves are +desirous of having the property adjudged to them, should this +be permitted? and we are inclined to say that it should, though +the point is not covered by the terms of the constitution. +7 Perceiving, however, that the enactment was wanting in +many minute points of this kind, we have ourselves issued a +very full constitution, in which have been collected many +conceivable cases by which the law relating to this kind of +succession has been completed, and with which any one +can become acquainted by reading the constitution itself. + +TITLE XII +OF UNIVERSAL SUCCESSIONS, NOW OBSOLETE, +IN SALE OF GOODS UPON BANKRUPTCY, +AND UNDER THE SC. CLAUDIANUM + +There were other kinds of universal succession in existence +prior to that last before mentioned; for instance, the ‘purchase +of goods’ which was introduced with many prolixities of form +for the sale of insolvent debtors’ estates, and which remained +in use under the so-called ‘ordinary’ system of procedure. +Later generations adopted the ‘extraordinary’ procedure, and +accordingly sales of goods became obsolete along with the +ordinary procedure of which they were a part. Creditors are +now allowed to take possession of their debtor’s property +only by the order of a judge, and to dispose of it as to them +seems most advantageous; all of which will appear more per- +fectly from the larger books of the Digest. + +1 There was too a miserable form of universal acquisition under +the SC. Claudianum, when a free woman, through indulgence +of her passion for a slave, lost her freedom by the senatus- +consult, and with her freedom her property. But this enactment +we deemed unworthy of our times, and have ordered its +abolition in our Empire, nor allowed it to be inserted in our +Digest. + +TITLE XIII +OF OBLIGATIONS + +Let us now pass on to obligations. An obligation is a legal +bond, with which we are bound by a necessity of performing +some act according to the laws of our State. 1 The leading +division of obligations is into two kinds, civil and praetorian. +Those obligations are civil which are established by statute, +or at least are sanctioned by the civil law; those are praetorian +which the praetor has established by his own jurisdiction, +and which are also called honorary. 2 By another division +they are arranged in four classes, contractual, quasi-contractual, +delictal, and quasi-delictal. And first, we must examine those +which are contractual, and which again fall into four species, +for contract is concluded either by delivery, by a form of +words, by writing, or by consent: each of which we will +treat in detail. + +TITLE XIV +OF REAL CONTRACTS, OR THE MODES IN WHICH +OBLIGATIONS ARE CONTRACTED BY DELIVERY + +Real contracts, or contracts concluded by delivery, are ex- +emplified by loan for consumption, that is to say, loan of such +things as are estimated by weight, number, or measure, for +instance, wine, oil, corn, coined money, copper, silver, or +gold: things in which we transfer our property on condition +that the receiver shall transfer to us, at a future time, not the +same things, but other things of the same kind and quality: +and this contract is called mutuum, because thereby meum +or mine becomes tuum or thine. The action to which it +gives rise is called a condiction. 1 Again, a man is bound by +a real obligation if he takes what is not owed him from another +who pays him by mistake; and the latter can, as plaintiff, bring +a condiction against him for its recovery, after the analogy of +the action whose formula ran ‘if it be proved that he ought to +convey,’ exactly as if the defendant had received a loan from +him. Consequently a pupil who, by mistake, is paid something +which is not really owed him without his guardian’s authority, +will no more be bound by a condiction for the recovery of +money not owed than by one for money received as a loan: +though this kind of liability does not seem to be founded on +contract; for a payment made in order to discharge a debt is +intended to extinguish, not to create, an obligation. 2 So too +a person to whom a thing is lent for use is laid under a real +obligation, and is liable to the action on a loan for use. The +difference between this case and a loan for consumption is +considerable, for here the intention is not to make the object +lent the property of the borrower, who accordingly is bound +to restore the same identical thing. Again, if the receiver of a +loan for consumption loses what he has received by some +accident, such as fire, the fall of a building, shipwreck, or the +attack of thieves or enemies, he still remains bound: but the +borrower for use, though responsible for the greatest care in +keeping what is lent him -- and it is not enough that he has +shown as much care as he usually bestows on his own affairs, +if only some one else could have been more diligent in the +charge of it -- has not to answer for loss occasioned by fire or +accident beyond his control, provided it did not occur through +any fault of his own. Otherwise, of course, it is different: for +instance, if you choose to take with you on a journey a thing +which has been lent to you for use, and lose it by being at- +tacked by enemies or thieves, or by a shipwreck, it is beyond +question that you will be liable for its restoration. A thing is not +properly said to be lent for use if any recompense is received +or agreed upon for the service; for where this is the case, the +use of the thing is held to be hired, and the contract is of a +different kind, for a loan for use ought always to be gratuitous. +3 Again, the obligation incurred by a person with whom a +thing is deposited for custody is real, and he can be sued by +the action of the deposit; he too being responsible for the re- +storation of the identical thing deposited, though only where +it is lost through some positive act of commission on his part: +for for carelessness, that is to say, inattention and negligence, +he is not liable. Thus a person from whom a thing is stolen, +in the charge of which he has been most careless, cannot be +called to account, because, if a man entrusts property to the +custody of a careless friend, he has no one to blame but him- +self for his want of caution. 4 Finally, the creditor who takes +a thing in pledge is under a real obligation, and is bound to +restore the thing itself by the action of pledge. A pledge, +however, is for the benefit of both parties; of the debtor, because +it enables him to borrow more easily, and of the creditor, because +he has the better security for repayment; and accordingly, it is a +settled rule that the pledgee cannot be held responsible for more +than the greatest care in the custody of the pledge; if he shows +this, and still loses it by some accident, he himself is freed from +all liability, without losing his right to sue for the debt. + +TITLE XV +OF VERBAL OBLIGATION + +An obligation is contracted by question and answer, that is to +say, by a form of words, when we stipulate that property shall +be conveyed to us, or some other act be performed in our +favour. Such verbal contracts ground two different action, +namely condiction, when the stipulation is certain, and the +action on stipulation, when it is uncertain; and the name is +derived from stipulum, a word in use among the ancients +to mean ‘firm,’ coming possibly from stipes, the trunk of a +tree. + +1 In this contract the following forms of words were formerly +sanctioned by usage: ‘Do you engage yourself to do so and +so?’ ‘I do engage myself.’ ‘Do you promise?’ ‘I do promise.’ + ‘Do you pledge your credit?’ ‘I pledge my credit.’ ‘Do you +guarantee?’ ‘I guarantee.’ ‘Will you convey?’ ‘I will convey.’ +‘Will you do?’ ‘I will do.’ Whether the stipulation is in Latin, +or Greek, or any other language, is immaterial, provided the +two parties understand one another, so that it is not necessary +even that they should both speak in the same tongue, so long +as the answer corresponds to the question, and thus two +Greeks, for instance, may contract an obligation in Latin. But +it was only in former times that the solemn forms referred to +were in use: for subsequently, by the enactment of Leo’s +constitution, their employment was rendered unnecessary, +and nothing was afterwards required except that the parties +should understand each other, and agree to the same thing, +the words in which such agreement was expressed being +immaterial. + +2 The terms of a stipulation may be absolute, or performance +may either be postponed to some future time, or be made +subject to a condition. An absolute stipulation may be ex- +emplified by the following: ‘Do you promise to give five aurei?’ +and here (if the promise be made) that sum may be instantly +sued for. As an instance of stipulation in diem, as it is called +where a future day is fixed for payment, we may take the +following: ‘Do you promise to give ten aurei on the first of +March?’ In such a stipulation as this, an immediate debt is +created, but it cannot be sued upon until the arrival of the day +fixed for payment: and even on that very day an action cannot +be brought, because the debtor ought to have the whole of it +allowed to him for payment; for otherwise, unless the whole +day on which payment was promised is past, it cannot be +certain that default has been made. 3 If the terms of your +stipulation run ‘Do you promise to pay me ten aurei a year +so long as I live?’ the obligation is deemed absolute, and +the liability perpetual, for a debt cannot be owed till a certain +time only; though if the promisee’s heir sues for payment, he +will be successfully met by the plea of contrary agreement. +4 A stipulation is conditional, when performance is made to +depend on some uncertain event in the future, so that it becomes +actionable only on something being done or omitted: for +instance, ‘Do you promise to give five aurei if Titius is made +consul?’ If, however, a man stipulates in the form ‘Do you +promise to give so and so, if I do not go up to the Capitol?’ +the effect is the same as if he had stipulated for payment to +himself at the time of his death. The immediate effect of a con- +ditional stipulation is not a debt, but merely the expectation +that at some time there will be a debt: and this expectation +devolves on the stipulator’s heir, supposing he dies himself +before fulfilment of the condition. 5 It is usual in stipulations +to name a place for payment; for instance, ‘Do you promise +to give at Carthage?’ Such a stipulation as this, though in its +terms absolute, implies a condition that enough time shall be +allowed to the promisor to enable him to pay the money at +Carthage. Accordingly, if a man at Rome stipulates thus, +‘Do you promise to pay to-day at Carthage?’ the stipulation +is void, because the performance of the act to be promised +is a physical impossibility. 6 Conditions relating to past or +present time either make the obligation void at once, or have +no suspensive operation whatever. Thus, in the stipulation +‘Do you promise to give so and so, if Titius has been consul, +or if Maevius is alive?’ the promise is void, if the condition +is not satisfied; while if it is, it is binding at once: for events +which in themselves are certain do not suspend the binding +force of an obligation, however uncertain we ourselves may +be about them. + +7 The performance or non-performance of an act may be the +object of a stipulation no less than the delivery of property, +though where this is the case, it will be best to connect the non- +performance of the act to be performed, or the performance +of the act to be omitted, with a pecuniary penalty to be paid +in default, lest there be doubt as to the value of the act or +omission, which will make it necessary for the plaintiff to prove +to what damages he is entitled. Thus, if it be a performance +which is stipulated for, some such penalty should be added +as in the following: ‘If so and so is not done, do you promise +to pay ten aurei as a penalty?’ And if the performance of +some acts, and the non-performance of others, are bargained +for in the same stipulation, a clause of the following kind +should be added, ‘If any default is made, either as contrary +to what is agreed upon, or by way of non-performance, do +you promise to pay a penalty of ten aurei?’ + +TITLE XVI +OF STIPULATIONS IN WHICH THERE ARE +TWO CREDITORS OR TWO DEBTORS + +There may be two or more parties on either side in a stipulation, +that is to say, as promisors or promisees. Joint promises are +so constituted by the promisor answering, ‘I promise,’ after +they have all first asked the question; for instance, if after two +promises have separately stipulated from him, he answers, +‘I promise to give so and so to each of you.’ But if he first +promises to Titius, and then, on another’s putting the question +to him, promises to him too, there will be two distinct obli- +gations, namely, one between him and each of the promisees, +and they are not considered joint promisees at all. The usual +form to constitute two or more joint promisors is as follows, +-- ‘Maevius, do you promise to give five aurei? Seius, do you +promise to give the same five aurei?’ and in answer they reply +separately, ‘I promise.’ 1 In obligations of this kind each joint +promisee is owed the whole sum, and the whole sum can be +claimed from each joint promisor; and yet in both cases but +one payment is due, so that if one joint promisee receives the +debt, or one joint promisor pays it, the obligation is thereby +extinguished for all, and all are thereby released from it. +2 Of two joint promisors one may be bound absolutely, while +performance by the other is postponed to a future day, or +made to depend on a condition; but such postponement or +such condition in no way prevents the stipulator from at +once suing the one who was bound absolutely. + +TITLE XVII +OF STIPULATIONS MADE BY SLAVES + +>From his master’s legal capacity a slave derives ability to be +promisee in a stipulation. Thus, as an inheritance in most +matters represents the legal ‘person’ of the deceased, what- +ever a slave belonging to it stipulates for, before the inheritance +is accepted, he acquires for the inheritance, and so for the +person who subsequently becomes heir. 1 All that a slave +acquires by a stipulation he acquires for his master only, +whether it was to that master, or himself, or his fellow slave, +or no one in particular that performance was to be made +under the contract; and the same principle applies to children +in power, so far as they now are instruments of acquisition +for their father. 2 When, however, what is stipulated for is +permission to do some specific act, that permission cannot +extend beyond the person of the promisee: for instance, +if a slave stipulates for permission to cross the promisor’s +land, he cannot himself be denied passage, though his master +can. 3 A stipulation by a slave belonging to joint owners +enures to the benefit of all of them in proportion to the shares +in which they own him, unless he stipulated at the bidding, +or expressly in favour, of one of them only, in which case +that one alone is benefited. Where a jointly owned slave +stipulates for the transfer of property which cannot be +acquired for one of his two masters, the contract enures to +the benefit of the other only: for instance, where the stip- +ulation is for the transfer of a thing which already belongs +to one of them. + +TITLE XVIII +OF THE DIFFERENT KINDS OF STIPULATIONS + +Stipulations are either judicial, praetorian, conventional, or +common: by the latter being meant those which are both +praetorian and judicial. 1 Judicial stipulations are those which +it is simply part of the judge’s duty to require; for instance, +security against fraud, or for the pursuit of a runaway slave, +or (in default) for payment of his value. 2 Those are praetor- +ian, which the praetor is bound to exact simply in virtue of +his magisterial functions; for instance, security against appre- +hended damage, or for payment of legacies by an heir. Under +praetorian stipulations we must include also those directed +by the aedile, for these too are based upon jurisdiction. +3 Conventional stipulations are those which arise merely from +the agreement of the parties, apart from any direction of a +judge or of the praetor, and which one may almost say are of +as many different kinds as there are conceivable objects to a +contract. 4 Common stipulations may be exemplified by that +by which a guardian gives security that his ward’s property +will not be squandered or misappropriated, which he is some- +times required to enter into by the praetor, and sometimes +also by a judge when the matter cannot be managed in any +other way; or, again, we might take the stipulation by which +an agent promises that his acts shall be ratified by his principal. + +TITLE XIX +OF INVALID STIPULATIONS + +Anything, whether movable or immovable, which admits +of private ownership, may be made the object of a stipulation; +1 but if a man stipulates for the delivery of a thing which +either does not or cannot exist, such as Stichus, who is dead +but whom he though alive, or an impossible creature, like a +hippocentaur, the contract will be void. 2 Precisely the same +principles applies where a man stipulates for the delivery of +a thing which is sacred or religious, but which he thought was +a subject of human ownership, or of a thing which is public, +that is to say, devoted in perpetuity to the use and enjoyment +of the people at large, like a forum or theatre, or of a free +man whom he thought a slave, or of a thing which he is +incapable of owning, or which is his own already. And the +fact that a thing which is public may become private property, +that a free man may become a slave, that the stipulator may +become capable of owning such and such a thing, or that +such and such a thing may cease to belong to him, will not +avail to merely suspend the force of the stipulation in these +cases, but it is void from the outset. Conversely, a stipulation +which originally was perfectly good may be avoided by the +thing, which is its object, acquiring any of the characters just +specified through no fault of the promisor. And a stipulation, +such as ‘do you promise to convey Lucius Titius when he +shall be a slave’ and others like it, are also void from the +beginning; for objects which by their very nature cannot be +owned by man cannot either in any way be made the object +of an obligation. 3 If one man promises that another shall +convey, or do so and so, as, for instance, that Titius shall +give five aurei, he will not be bound, though he will if he +promises to get Titius to give them. 4 If a man stipulates for +conveyance to, or performance in favour of, another person +who is not his paterfamilias, the contract is void; though of +course performance to a third person may be bargained for +(as in the stipulation ‘do you promise to give to me or to +Seius?’); where, though the obligation is created in favour of +the stipulator only, payment may still be lawfully made to +Seius, even against the stipulator’s will, the result of which, +if it is done, being that the promisor is entirely released from +his obligation, while the stipulator can sue Seius by the action +of agency. If a man stipulates for payment of ten aurei to +himself and another who is not his paterfamilias, the contract +will be good, though there has been much doubt whether in +such a case the stipulator can sue for the whole sum agreed +upon, or only half; the law is now settled in favour of the +smaller sum. If you stipulate for performance in favour of +one in your power, all benefit under the contract is taken by +yourself, for your words are as the words of your son, as +his words are as yours, in all cases in which he is merely an +instrument of acquisition for you. 5 Another circumstance +by which a stipulation may be avoided is want of corre- +spondence between question and answer, as where a man +stipulates from you for payment of ten aurei, and you promise +five, or vice versa; or where his question is unconditional, +your answer conditional, or vice versa, provided only that in +this latter case the difference is express and clear; that is to +say, if he stipulates for payment on fulfilment of a condition, +or on some determinate future day, and you answer: ‘I +promise to pay to-day,’ the contract is void; but if you merely +answer: ‘I promise,’ you are held by this laconic reply to +have undertaken payment on the day, or subject to the +condition specified; for it is not essential that every word +used by the stipulator should be repeated in the answer of +the promise. 6 Again, no valid stipulation can be made +between two persons of whom one is in the power of the +other. A slave indeed cannot be under an obligation to +either his master or anybody else: but children in power can +be bound in favour of any one except their own paterfamilias. +7 The dumb, of course, cannot either stipulate or promise, +nor can the deaf, for the promisee in stipulation must hear +the answer, and the promisor must hear the question; and +this makes it clear that we are speaking of persons only who +are stone deaf, not of those who (as it is said) are hard of +hearing. 8 A lunatic cannot enter into any contract at all, +because he does not understand what he is doing. 9 On +the other hand a pupil can enter into any contract, provided +that he has his guardian’s authority, when necessary, as it +is for incurring an obligation, though not for imposing an +obligation on another person. 10 This concession of legal +capacity of disposition is manifestly reasonable in respect of +children who have acquired to some understanding, for child- +ren below the age of seven years, or who have just passed +that age, resemble lunatics in want of intelligence. Those, +however, who have just completed their seventh year are per- +mitted, by a beneficent interpretation of the law, in order to +promote their interests, to have the same capacity as those +approaching the age of puberty; but a child below the latter +age, who is in paternal power, cannot bind himself even with +his father’s sanction. 11 An impossible condition is one +which, according to the course of nature, cannot be fulfilled, +as, for instance, if one says: ‘Do you promise to give if I +touch the sky with my finger?’ But if the stipulation runs: ‘Do +you promise to give if I do not touch the sky with my finger?’ +it is considered unconditional, and accordingly can be sued +upon at once. 12 Again, a verbal obligation made between +persons who are not present with one another is void. This +rule, however, afforded contentious persons opportunities of +litigation, by alleging, after some interval, that they, or their +adversaries, had not been present on the occasion in question; +and we have therefore issued a constitution, addressed to the +advocates of Caesarea, in order with the more dispatch to +settle such disputes, whereby it is enacted that written docu- +ments in evidence of a contract which recite the presence +of the parties shall be taken to be indisputable proof of the +fact, unless the person, who resorts to allegations usually so +disgraceful, proves by the clearest evidence, either document- +ary or borne by credible witnesses, that he or his adversary +was elsewhere than alleged during the whole day on which the +document is stated to have been executed. 13 Formerly, a +man could not stipulate that a thing should be conveyed to +him after his own death, or after that of the promisor; nor +could one person who was in another’s power even stipulate +for conveyance after that person’s death, because he was +deemed to speak with the voice of his parent or master; and +stipulations for conveyance the day before the promisee’s +or promisor’s decease were also void. Stipulation, however, +as has already been remarked, derive their validity from the +consent of the contracting parties, and we therefore introduced +a necessary emendation in respect also of this rule of law, by +providing that a stipulation shall be good which bargains for +performance either after the death, or the day before the death, +of either promisee or promisor. 14 Again, a stipulation in the +form: ‘Do you promise to give to-day, if such or such a ship +arrives from Asia to-morrow?’ was formerly void, as being +preposterous in its expression, because what should come +last is put first. Leo, however, of famous memory held that +a preposterous stipulation in the settlement of a dowry ought +not to be rejected as void, and we have determined to allow +it perfect validity in every case, and not merely in that in which +it was formerly sanctioned. 15 A stipulation, say by Titius, in +the form: ‘Do you promise to give when I shall die’ or ‘when +you shall die’? is good now, as indeed it always was even +under the older law. 16 So too a stipulation for performance +after the death of a third person is good. 17 If a document in +evidence of a contract states that so and so promised, the +promise is deemed to have been given in answer to a pre- +ceding question. 18 When several acts of conveyance or +performance are comprised in a single stipulation, if the pro- +misor simply answers: ‘I promise to convey,’ he becomes +liable on each and all of them, but if he answers that he will +convey only one or some of them, he incurs an obligation in +respect of those only which are comprised in his answer, +there being in reality several distinct stipulations of which only +one or some are considered to have acquired binding force: +for for each act of conveyance or performance there ought +to be a separate question and a separate answer. 19 As has +been already observed, no one can validly stipulate for per- +formance to a person other than himself, for the purpose of +this kind of obligation is to enable persons to acquire for +themselves that whereby they are profited, and a stipulator +is not profited if the conveyance is made to a third person. +Hence, if it be wished to make a stipulation in favour of any +such third person, a penalty should be stipulated for, to be +paid, in default of performance of that which is in reality the +object of the contract, to the party who otherwise would +have no interest in such performance; for when one stipulates +for a penalty, it is not his interest in what is the real contract +which is considered, but only the amount to be forfeited to +him upon non-fulfilment of the condition. So that a stipulation +for conveyance to Titius, but made by some one else, is void: +but the addition of a penalty, in the form ‘If you do not +convey, do you promise to pay me so many aurei?’ makes +it good and actionable. 20 But where the promisor stipulates +in favour of a third person, having himself an interest in the +performance of the promise, the stipulation is good. For +instance, if a guardian, after beginning to exercise his tutorial +functions, retires from their exercise in favour of his fellow +guardian, taking from him by stipulation security for the due +charge of the ward’s property, he has a sufficient interest in +the performance of this promise, because the ward could have +sued him in case of maladministration, and therefore the +obligation is binding. So too a stipulation will be good by +which one bargains for delivery to one’s agent, or for pay- +ment to one’s creditor, for in the latter case one may be so +far interested in the payment that, if it not be made, one will +become liable to a penalty or to having a foreclosure of +estates which one has mortgaged. 21 Conversely, he who +promises that another shall do so and so is not bound unless +he promises a penalty in default; 22 and, again, a man cannot +validly stipulate that property which will hereafter be his shall +be conveyed to him as soon as it becomes his own. 23 If a +stipulator and the promisor mean different things, there is no +contractual obligation, but it is just as if no answer had been +made to the question; for instance, if one stipulates from you +for Stichus, and you think he means Pamphilus, whose name +you believed to be Stichus. 24 A promise made for an illegal +or immoral purpose, as, for instance, to commit a sacrilege +or homicide, is void. + +25 If a man stipulates for performance on the fulfilment of a +condition, and dies before such fulfilment, his heir can sue on +the contract when it occurs: and the heir of the promisor can +be sued under the same circumstances. 26 A stipulation for +a conveyance this year, or this month, cannot be sued upon +until the whole year, or the whole month, has elapsed: 27 and +similarly the promisee cannot sue immediately upon a stip- +ulation for the conveyance of an estate or a slave, but only +after allowing a sufficient interval for the conveyance to be +made. + +TITLE XX +OF FIDEJUSSORS OR SURETIES + +Very often other persons, called fidejussors or sureties, are +bound for the promisor, being taken by promises as additional +security. 1 Such sureties may accompany any obligation, +whether real, verbal, literal or consensual: and it is immaterial +even whether the principal obligation be civil or natural, so +that a man may go surety for the obligation of a slave either +to a stranger or to his master. 2 A fidejussor is not only +bound himself, but his obligation devolves also on his heir’ +3 and the contract of suretyship may be entered into before +no less than after the creation of the principal obligation. 4 If +there are several fidejussors to the same obligation, each of +them, however many they are, is liable for the whole amount, +and the creditor may sue whichever he chooses for the whole; +but by the letter of Hadrian he may be compelled to sue for +only an aliquot part, determined by the number of sureties +who are solvent at the commencement of the action: so that +if one of them is insolvent at that time the liability of the rest +is proportionately increased. Thus, if one fidejussor pay the +whole amount, he alone suffers by the insolvency of the +principal debtor; but this is his own fault, as he might have +availed himself of the letter of Hadrian, and required that +the claim should be reduced to his rateable portion. 5 Fide- +jussors cannot be bound for more than their principal, for +their obligation is but accessory to the latter’s, and the +accessory cannot contain more than the principal; but they +can be bound for less. Thus, if the principal debtor promised +ten aurei, the fidejussor can well be bound for five, but not +vice versa; and if the principal’s promise is absolute, that of +the fidejussor may be conditional, though a conditional promise +cannot be absolutely guaranteed, for more and less is to be +understood of time as well as of quantity, immediate payment +being regarded as more, and future payment as less. 6 For +the recovery of anything paid by him for the principal the +fidejussor can sue the latter by the action on agency. 7 A +fidejussor may be taken in Greek, by using the expressions +‘tei emei pistei keleuo,’ ‘lego,’ ‘thelo,’ or ‘boulomai’; and +‘phemi’ will be taken as equivalent to ‘lego.’ 8 It is to be +observed that in the stipulations of fidejussors the general rule +is that whatever is stated in writing to have been done is taken +to have really been done; and, accordingly, it is settled law +that if a man signs his name to a paper stating that he became +a fidejussor, all formalities are presumed to have been duly +observed. + +TITLE XXI +OF LITERAL OBLIGATION + +Formerly there was a kind of obligation made by writing, +and said to be contracted by the entry of a debt in a ledger; +but such entries have nowadays gone out of use. Of course, +if a man states in writing that he owes money which has never +been paid over to him, he cannot be allowed, after a consider- +able interval, to defend himself by the plea that the money was +not, in fact, advanced; for this is a point which has frequently +been settled by imperial constitutions. The consequence is, +that even at the present day a person who is estopped from +this plea is bound by his written signature, which (even of +course where there is no stipulation) is ground for a condic- +tion. The length of time after which this defence could not +be pleaded was formerly fixed by imperial constitutions at +five years; but it has been reduced by our constitution, in +order to save creditors from a more extended risk of being +defrauded of their money, so that now it cannot be advanced +after the lapse of two years from the date of the alleged +payment. + +TITLE XXII +OF OBLIGATION BY CONSENT + +Obligations contracted by mere consent are exemplified by +sale, hire, partnership and agency, which are called consensual +contracts because no writing, nor the presence of the parties, +nor any delivery is required to make the obligation actionable, +but the consent of the parties is sufficient. Parties who are +not present together, therefore, can form these contracts by +letter, for instance, or by messenger: and they are in their +nature bilateral, that is, both parties incur a reciprocal ob- +ligation to perform whatever is just and fair, whereas verbal +contracts are unilateral, one party being promisee, and the +other alone promisor. + +TITLE XXIII +OF PURCHASE AND SALE + +The contract of purchase and sale is complete immediately +the price is agreed upon, and even before the price or as +much as any earnest is paid: for earnest is merely evidence +of the completion of the contract. In respect of sales unat- +tested by any written evidence this is a reasonable rule, and +so far as they are concerned we have made no innovations. +By one of our constitutions, however, we have enacted, that +no sale effected by an agreement in writing shall be good or +binding, unless that agreement is written by the contracting +parties themselves, or, if written by some one else, is at least +signed by them, or finally, if written by a notary, is duly +drawn by him and executed by the parties. So long as any +of these requirements is unsatisfied, there is room to retract, +and either purchaser or vendor may withdraw from the +agreement with impunity -- provided, that is to say, that no +earnest has been given. Where earnest has been given, and +either party refuses to perform the contract, that party, whether +the agreement be in writing or not, if purchaser forfeits what +he has given, and if vendor is compelled to restore double of +what he has received, even though there has been no express +agreement in the matter of earnest. 1 It is necessary that the +price should be settled, for without a price there can be no +purchase and sale, and it ought to be a fixed and certain price. +For instance, where the parties agreed that the thing should be +sold at a price to be subsequently fixed by Titius, the older +jurists doubted much whether this was a valid contract of sale +or not. The doubt has been settled in the following way by +our decision; if the third person named actually fixes the price, +it must certainly be paid, as settled by him, and the thing must +be delivered, in order to give effect to the sale; the purchaser +(if not fairly treated) suing by the action on purchase, and the +vendor by the action on sale. But if the third person named +will not or cannot fix the price, the sale will be void, because +no price has been settled. This rule, which we have adopted +with regard to sales, may reasonably be extended also to +contracts of hire. 2 The price, too, should be in money; for +it used to be much disputed whether anything else, such as a +slave, a piece of land, or a robe, could be treated as a price. +Sabinus and Cassius held the affirmative, explaining thus the +common theory that exchange is a species, and the oldest +species, of purchase and sale; and in their support they quoted +the lines of Homer, who says in a certain passage that the army +of the Greeks procured themselves wine by giving other things + in exchange, the actual words being as follow: ‘then the long- +haired Greeks bought themselves wine, some with bronze, +some with shining iron, some with hides, some with live oxen, +some with slaves.’ The other school maintained the negative, +and distinguished between exchange on the one hand, and +purchase and sale on the other: for if an exchange were the +same thing as a sale, it would be impossible to determine +which is the thing sold, and which is the price, and both things +cannot be regarded in each of these characters. The opinion, +however, of Proculus, who affirmed that exchange was a +species of contract apart by itself, and distinct from sale, has +deservedly prevailed, as it is confirmed by other lines from +Homer, and by still more cogent reasons, and this has been +admitted by preceding Emperors, and is fully stated in our +Digest. 3 As soon as the contract of sale is concluded -- +that is, as we have said, as soon as the price is agreed upon, +if the contract is not in writing -- the thing sold is immediately +at the risk of the purchaser, even though it has not yet been +delivered to him. Accordingly, if a slave dies, or is injured in +any part of his body, or if a house is either totally or partially +burnt down, or if a piece of land is wholly or partially swept +away by a river flood, or is reduced in acreage by an inund- +ation, or made of less value by a storm blowing down some +of its trees, the loss falls on the purchaser, who must pay the +price even though he has not got what he purchased. The +vendor is not responsible and does not suffer for anything not +due to any design or fault of his own. If, however, after the +purchase of a piece of land, it receives an increase by alluvion, +it is the purchaser who profits thereby: for the profit ought to +belong to him who also bears the risk. And if a slave who +has been sold runs away, or is stolen, without any design or +fault of the vendor, one should look to see whether the latter +expressly undertook to keep him safely until delivery was +made; for, if he did this, the loss falls upon him, though other- +wise he incurs no liability: and this is a rule which applies to +all animals and other objects whatsoever. The vendor, how- +ever, will be bound to transfer to the purchaser all his rights +of action for the recovery of the object or damages, for, +not having yet delivered it to the purchaser, he still remains +its owner, and the same holds good of the penal actions on +theft and on unlawful damage. 4 A sale may be made con- +ditionally as well as absolutely. The following is an example +of a conditional sale: ‘If Stichus meets with your approval +within a certain time, he shall be purchased by you for so +many aurei.’ 5 If a man buys a piece of land which is sacred, +religious, or public, such as a forum or basilica, knowing it +to be such, the purchase is void. But if the vendor has +fraudulently induced him to believe that what he was buying +was not sacred, or was private property, as he cannot +legally have what he contracted for, he can bring the action +on purchase to recover damages for what he has lost by the +fraud; and the same rule applies to the purchase of a free +man represented by the vendor to be a slave. + +TITLE XXIV +OF LETTING AND HIRING + +The contract of hire resembles very closely the contract of +sale, and the same rules of law apply to both. Thus, as the +contract of sale is concluded as soon as the price is agreed +upon, so the contract of hire is held to be concluded as soon +as the sum to be paid for the hiring is settled, and from that +moment the letter has an action on the letting, and the hirer +on the hiring. 1 What we have said above as to a sale in +which the price is left to be fixed by a third person must be +understood to apply also to a contract of hire in which the +amount to be paid for hire is left to be fixed in the same way. +Consequently, if a man gives clothes to a fuller to clean or +finish, or to a tailor to mend, and the amount of hire is not +fixed at the time, but left to subsequent agreement between +the parties, a contract of hire cannot properly be said to +have been concluded, but an action is given on the circum- +stances, as amounting to an innominate contract. 2 Again, +a question often arose in connexion with the contract of +hire similar to that which was so common, namely, whether +an exchange was a sale. For instance, what is the nature +of the transaction if a man gives you the use or enjoyment +of a thing, and receives in return the use or enjoyment of +another thing from you? It is now settled that this is not a +contract of hire, but a kind of contract apart by itself. Thus, +if a man had one ox, and his neighbour another, and they +agreed that each should in turn lend the other his ox for ten +days to make use of, and then one of the oxen died while +working for the man to whom it did not belong, an action +cannot be brought on hire, nor on a loan for use, for a +loan for use ought to be gratuitous: but an action should be +brought as on an innominate contract. 3 So nearly akin, +indeed, is purchase and sale, to letting and hiring, that in +some cases it is a question to which class of the two a +contract belongs. As an instance may be taken those lands +which are delivered over to be enjoyed for ever, upon the +terms, that is to say, that so long as the rent is paid to the +owner it shall not be lawful for the latter to take the lands +away from either the original hirer, or his heir, or any one +else to whom he or his heirs has conveyed them by sale, +gift, dowry, or in any other way whatsoever. The question- +ings of the earlier lawyers, some of whom thought this kind +of contract a hiring, and others a sale, occasioned the +enactment of the statute of Zeno, which determined that +this contract of emphyteusis, as it is called, was of a +peculiar nature, and should not be included under either +hire or sale, but should rest on the terms of the agreement +in each particular case: so that if anything were agreed +upon between the parties, this should bind them exactly as +if it were inherent in the very nature of the contract; while if +they did not agree expressly at whose risk the land should be, +it should be at that of the owner in case of total destruction, +and at that of the tenant, if the injury were merely partial. And +these rules we have adopted in our legislation. 4 Again, if a +goldsmith agrees to make Titius rings of a certain weight and +pattern out of his own gold for, say, ten aurei, it is a question +whether the contract is purchase and sale or letting and hiring. +Cassius says the material is bought and sold, the labour let and +hired; but it is now settled that there is only a purchase and +sale. But if Titius provided the gold, and agreed to pay him +for his work, the contract is clearly a letting and hiring. + +5 The hirer ought to observe all the terms of the contract, and +in the absence of express agreement his obligations should be +ascertained by reference to what is fair and equitable. Where +a man has either given or promised for hire for the use of clothes, +silver, or a beast of burden, he is required in his charge of it +to show as much care as the most diligent father of a family +shows in his own affairs; if he do this, and still accidentally lose +it, he will be under no obligation to restore either it or its value. +6 If the hirer dies before the time fixed for the termination of +the contract has elapsed, his heir succeeds to his rights and +obligations in respect thereof. + +TITLE XXV +OF PARTNERSHIP + +A partnership either extends to all the goods of the partners, +when the Greeks call it by the special name of ‘koinopraxia,’ +or is confined to a single sort of business, such as the purchase +and sale of slaves, oil, wine, or grain. 1 If no express agree- +ment has been made as to the division of the profit and loss, +an equal division of both is understood to be intended, but +if it has, such agreement ought to be carried into effect; and +there has never been any doubt as to the validity of a contract +between two partners that one shall take two-thirds of the +profit and bear two-thirds of the loss, and that the remaining +third shall be taken and borne respectively by the other. +2 If Titius and Seius agreed that the former should take two- +thirds of the profits, and bear only one-third of the loss, and +that the latter should bear two-thirds of the loss, and take +only one-third of the profits, it has been made a question +whether such an agreement ought to be held valid. Quintus +Mucius thought such an arrangement contrary to the very +nature of partnership, and therefore not to be supported: +but Servius Sulpicius, whose opinion has prevailed, was of +a different view, because the services of a particular partner +are often so valuable that it is only just to admit him to the +business on more favourable terms than the rest. It is certain +that a partnership may be formed on the terms that one partner +shall contribute all the capital, and that the profits shall be +divided equally, for a man’s services are often equivalent to +capital. Indeed, the opinion of Quintus Mucius is now so +generally rejected, that it is admitted to be a valid contract +that a partner shall take a share of the profits, and bear no +share in the loss, which indeed Servius, consistently with his +opinion, maintained himself. This of course must be taken to +mean that if there is a profit on one transaction, and a loss on +another, a balance should be struck, and only the net profit +be considered as profits. 3 It is quite clear that if the shares +are expressed in one event only, as for instance in the event +of profit, but not in the event of loss, or vice versa, the same +proportions must be observed, in the event of which no +mention has been made, as in the other. 4 The continuance +of partnership depends on the continuing consent of the +members; it is dissolved by notice of withdrawal from any +one of them. But of course if the object of a partner in with- +drawing from the partnership is to fraudulently keep for +himself some accruing gain -- for instance, if a partner in all +goods succeeds to an inheritance, and withdraws from the +partnership in order to have exclusive possession thereof -- +he will be compelled to divide this gain with his partners; +but what he gains undesignedly after withdrawing he keeps +to himself, and his partner always has the exclusive benefit +of whatever accrues to him after such withdrawal. 5 Again, +a partnership is dissolved by the death of a partner, for +when a man enters into a contract of partnership, he selects +as his partner a definite person. Accordingly, a partnership +based on the agreement of even several persons is dissolved +by the death of one of them, even though several others sur- +vive, unless when the contract was made it was otherwise +agreed. 6 So too a partnership formed for the attainment of +some particular object is terminated when that object is +attained. 7 It is clear too that a partnership is dissolved by +the forfeiture of the property of one of the partners, for such +an one, as he is replaced by a successor, is reckoned civilly +dead. 8 So again, if one of the partners is in such embarrassed +circumstances as to surrender all his property to his creditors, +and all that he possessed is sold to satisfy the public or private +claims upon him, the partnership is dissolved, though if the +members still agree to be partners, a new partnership would +seem to have begun. 9 It has been doubted whether one +partner is answerable to another on the action of partnership +for any wrong less than fraud, like the bailee in a deposit, or +whether he is not suable also for carelessness, that is to say, +for inattention and negligence; but the latter opinion has now +prevailed, with this limitation, that a partner cannot be required +to satisfy the highest standard of carefulness, provided that in +partnership business he shows as much diligence as he does +in his own private affairs: the reason for this being that if a +man chooses as his partner a careless person, he has no one +to blame but himself. + +TITLE XXVI +OF AGENCY + +Of the contract of agency there are five modes. A man gives +you a commission either for his own exclusive benefit, or for +his own and yours together, or for that of some third person, +or for his own and the third person’s, or for the third person’s +and yours. A commission given simply for the sake of the +agent gives rise in reality to no relation of agency, and accord- +ingly no obligation comes into existence, and therefore no +action. 1 A commission is given solely for the benefit of the +principal when, for instance, the latter instructs you to manage +his business, to buy him a piece of land, or to enter into a +stipulation as surety for him. 2 It is given for your benefit +and for that of your principal together when he, for instance, +commissions you to lend money at interest to a person who +borrows it for your principal’s benefit; or where, on your +wishing to sue him as surety for some one else, he commis- +sions you to sue his principal, himself undertaking all risk: or +where, at his risk, you stipulate for payment from a person +whom he substitutes for himself as your debtor. 3 It is given +for the benefit of a third person when, for instance, some one +commissions you to look after Titius’s affairs as general agent, +or to buy Titius a piece of land, or to go surety for him. 4 It +is for the benefit of the principal and a third person when, for +instance, some one instructs you to look after affairs common +to himself and Titius, or to buy an estate for himself and +Titius, or to go surety for them jointly. 5 It is for the benefit +of yourself and a third person when, for instance, some one +instructs you to lend money at interest to Titius; if it were to +lend money free of interest, it would be for the benefit of +the third person only. 6 It is for your benefit alone if, for +instance, some one commissions you to invest your money +in the purchase of land rather than to lend it at interest, or +vice versa. But such a commission is not really so much a +commission in the eye of the law as a mere piece of advice, +and consequently will not give rise to an obligation, for the law +holds no one responsible as on agency for mere advice given, +even if it turns out ill for the person advised, for every one can +find out for himself whether what he is advised to do is likely +to turn out well or ill. Consequently, if you have money lying +idle in your cash-box, and on so and so’s advice buy some- +thing with it, or put it out at interest, you cannot sue that person +by the action on agency although your purchase or loan turns +out a bad speculation; and it has even been questioned, on +this principle, whether a man is suable on agency who com- +missions you to lend money to Titius; but the prevalent opinion +is that of Sabinus, that so specific a recommendation is sufficient +to support an action, because (without it) you would never +have lent your money to Titius at all. 7 So too instructions to +commit an unlawful or immoral act do not create a legal +obligation -- as if Titius were to instigate you to steal, or to +do an injury to the property or person of some one else; and +even if you act on his instructions, and have to pay a penalty +in consequence, you cannot recover its amount from Titius. + +8 An agent ought not to exceed the terms of his commission. +Thus, if some one commissions you to purchase an estate for +him, but not to exceed the price of a hundred aurei, or to go +surety for Titius up to that amount, you ought not in either +transaction to exceed the sum specified: for otherwise you +will not be able to sue him on the agency. Sabinus and Cassius +even thought that in such a case you could not successfully +sue him even for a hundred aurei, though the leaders of the +opposite school differed from them, and the latter opinion is +undoubtedly less harsh. If you buy the estate for less, you +will have a right of action against him, for a direction to buy +an estate for a hundred aurei is regarded as an implied direction +to buy, if possible, for a smaller sum. + +9 The authority given to an agent duly constituted can be +annulled by revocation before he commences to act upon it. +10 Similarly, the death of either the principal or the agent +before the latter commences to act extinguishes the agent’s +authority; but equity has so far modified this rule that if, after +the death of a principal and without having notice of his +decease, an agent executes his commission, he can sue on +the agency: for otherwise the law would be penalizing a +reasonable and unavoidable ignorance. Similar to this is the +rule, that debtors who pay a manumitted steward, say, of +Titius, without notice of his manumission, are discharged +from liability, though by the strict letter of the law they are +not discharged, because they have not paid the person whom +they were bound to pay. 11 It is open to every one to decline +a commission of agency, but acceptance must be followed +by execution, or by a prompt resignation, in order to enable +the principal to carry out his purpose either personally or by +the appointment of another agent. Unless the resignation is +made in such time that the principal can attain his object +without suffering any prejudice, an action will lie at his suit, +in default of proof by the agent that he could not resign +before, or that his resignation, though inconvenient, was +justifiable. + +12 A commission of agency may be made to take effect +from a specified future day, or may be subject to a condition. +13 Finally, it should be observed that unless the agent’s +services are gratuitous, the relation between him and the +principal will not be agency proper, but some other kind of +contract; for if a remuneration is fixed, the contract is one +of hiring. And generally we may say that in all cases where, +supposing a man’s services are gratuitous, there would be a +contract of agency or deposit, there is held to be a contract +of hiring if remuneration is agreed upon; consequently, if you +give clothes to a fuller to clean or to finish, or to a tailor to +mend, without agreeing upon or promising any remuneration, +you can be sued by the action on agency. + +TITLE XXVII +OF QUASI-CONTRACTUAL OBLIGATION + +Having enumerated the different kinds of contracts, let us +now examine those obligations also which do not originate, +properly speaking, in contract, but which, as they do not arise +from a delict, seem to be quasi-contractual. 1 Thus, if one +man has managed the business of another during the latter’s +absence, each can sue the other by the action on uncom- +missioned agency; the direct action being available to him +whose business was managed, the contrary action to him who +managed it. It is clear that these actions cannot properly be +said to originate in a contract, for their peculiarity is that they +lie only where one man has come forward and managed the +business of another without having received any commission +so to do, and that other is thereby laid under a legal obliga- +tion even though he knows nothing of what has taken place. +The reason of this is the general convenience; otherwise people +might be summoned away by some sudden event of pressing +importance, and without commissioning any one to look after +and manage their affairs, the result of which would be that +during their absence those affairs would be entirely neglected: +and of course no one would be likely to attend to them if he +were to have no action for the recovery of any outlay he might +have incurred in so doing. Conversely, as the uncommissioned +agent, if his management is good, lays his principal under a +legal obligation, so too he is himself answerable to the latter +for an account of his management; and herein he must show +that he has satisfied the highest standard of carefulness, for to +have displayed such carefulness as he is wont to exercise in +his own affairs is not enough, if only a more diligent person +could have managed the business better. 2 Guardians, again, +who can be sued by the action on guardianship, cannot pro- +perly be said to be bound by contract, for there is no contract +between guardian and ward: but their obligation, as it cer- +tainly does not originate in delict, may be said to be quasi- +contractual. In this case too each party has a remedy against +the other: not only can the ward sue the guardian directly +on the guardianship, but the guardian can also sue the ward by +the contrary action of the same name, if he has either incurred +any outlay in managing the ward’s property, or bound him- +self on his behalf, or pledged his own property as security for +the ward’s creditors. 3 Again, where persons own property +jointly without being partners, by having, for instance, a joint +bequest or gift made to them, and one of them is liable to be +sued by the other in a partition suit because he alone has +taken its fruits, or because the plaintiff has laid out money +on it in necessary expenses: here the defendant cannot pro- +perly be said to be bound by contract, for there has been no +contract made between the parties; but as his obligation is not +based on delict, it may be said to be quasi-contractual. 4 The +case is exactly the same between joint heirs, one of whom +is liable to be sued by the other on one of these grounds in an +action for partition of the inheritance. 5 So, too, the obliga- +tion of an heir to discharge legacies cannot properly be called +contractual, for it cannot be said that the legatee has con- +tracted at all with either the heir or the testator: yet, as the +heir is not bound by a delict, his obligation would seem to +be quasi-contractual. 6 Again, a person to whom money not +owed is paid by mistake is thereby laid under a quasi-con- +tractual obligation; an obligation, indeed, which is so far +from being contractual, that, logically, it may be said to arise +from the extinction rather than from the formation of a con- +tract; for when a man pays over money, intending thereby to +discharge a debt, his purpose is clearly to loose a bond by +which he is already bound, not to bind himself by a fresh one. +Still, the person to whom money is thus paid is laid under an +obligation exactly as if he had taken a loan for consumption, +and therefore he is liable to a condiction. 7 Under certain +circumstances money which is not owed, and which is paid by +mistake, is not recoverable; the rule of the older lawyers on +this point being that wherever a defendant’s denial of his +obligation is punished by duplication of the damages to be +recovered -- as in actions under the lex Aquilia, and for the +recovery of a legacy -- he cannot get the money back on this +plea. The older lawyers, however, applied this rule only to +such legacies of specific sums of money as were given by +condemnation; but by our constitution, by which we have +assimilated legacies and trust bequests, we have made this +duplication of damages on denial an incident of all actions for +their recovery, provided the legatee or beneficiary is a church, +or other holy place honoured for its devotion to religion and +piety. Such legacies, although paid when not due, cannot be +reclaimed. + +TITLE XXVIII +OF PERSONS THROUGH WHOM WE +CAN ACQUIRE OBLIGATIONS + +Having thus gone through the classes of contractual and +quasi-contractual obligations, we must remark that rights can +be acquired by you not only on your own contracts, but also +on those of persons in your power -- that is to say, your slaves +and children. What is acquired by the contracts of your +slaves becomes wholly yours; but the acquisitions of children +in your power by obligations must be divided on the principle +of ownership and usufruct laid down in our constitution: that +is to say, of the material results of an action brought on an +obligation made in favour of a son the father shall have the +usufruct, though the ownership is reserved to the son himself: +provided, of course, that the action is brought by the father, in +accordance with the distinction drawn in our recent constitu- +tion. 1 Freemen also, and the slaves of another person, acquire +for you if you possess them in good faith, but only in two +cases, namely, when they acquire by their own labour, or in +dealing with your property. 2 A usufructuary or usuary slave +acquires under the same conditions for him who has the usu- +fruct or use. 3 It is settled law that a slave jointly owned +acquires for all his owners in the proportion of their property +in him, unless he names one exclusively in a stipulation, or in +the delivery of property to himself, in which case he acquires +for him alone; as in the stipulation ‘do you promise to convey +to Titius, my master?’ If it was by the direction of one of +his joint owners only that he entered into a stipulation, the +effect was formerly doubted; but now it has been settled by +our decision that (as is said above) under such circumstances +he acquires for him only who gave him the order. + +TITLE XXIX +OF THE MODES IN WHICH OBLIGATIONS +ARE DISCHARGED + +An obligation is always extinguished by performance of +what is owed, or by performance of something else with the +creditor’s assent. It is immaterial from whom the perform- +ance proceeds -- be it the debtor himself, or some one else on +his behalf: for on performance by a third person the debtor is +released, whether he knows of it or not, and even when it is +against his will. Performance by the debtor releases, besides +himself, his sureties, and conversely performance by a surety +releases, besides himself, the principal debtor. 1 Acceptilation +is another mode of extinguishing an obligation, and is, in its +nature, an acknowledgement of a fictitious performance. For +instance, if something is due to Titius under a verbal contract, +and he wishes to release it, it can be done by his allowing the +debtor to ask ‘that which I promised thee has thou received?’ +and by his replying ‘I have received it.’ An acceptilation can +be made in Greek, provided the form corresponds to that of +the Latin words, as ‘exeis labon denaria tosa; exo labon.’ This +process, as we said, discharges only obligations which arise +from verbal contract, and no others, for it seemed only natural +that where words can bind words may also loose: but a debt +due from any other cause may be transformed into a debt by +stipulation, and then released by an imaginary verbal payment +or acceptilation. So, too, as a debt can be lawfully discharged +in part, so acceptilation may be made of part only. 2 A stipula- +tion has been invented, commonly called Aquilian, by which +an obligation of any kind whatsoever can be clothed in stipu- +lation form, and then extinguished by acceptilation; for by +this process any kind of obligation may be novated. Its +terms, as settled by Gallus Aquilius, are as follow: ‘Whatever, +and on whatsoever ground, you are or shall be compellable to +convey to or do for me, either now or on a future specified day, +and for whatsoever I have or shall have against you an action +personal or real, or any extraordinary remedy, and whatsoever +of mine you hold or possess naturally or civilly, or would +possess, or now fail to possess through some wilful fault of +your own -- as the value of each and all of these claims Aulua +Agerius stipulated for the payment of such and such a sum, +and payment was formally promised by Numerius Negidius.’ +Then conversely, Numerius Negidius asked Aulus Agerius, +‘hast thou received the whole of what I have to-day engaged, +by the Aquilian stipulation, to pay thee?’ to which Aulus +Agerius replied ‘I have it, and account it received.’ 3 Novation +is another mode of extinguishing an obligation, and takes +place when you owe Seius a sum, and he stipulates for pay- +ment thereof from Titius; for the intervention of a new person +gives birth to a new obligation, and the first obligation is +transformed into the second, and ceases to exist. Sometimes +indeed the first stipulation is avoided by novation even though +the second is of no effect: for instance, if you owe Titius a sum, +and he stipulates for payment thereof from a pupil without +his guardian’s authority, he loses his claim altogether, for you, +the original debtor, are discharged, and the second obligation +is unenforceable. The same does not hold if one stipulate +from a slave; for then the former debtor continues bound as +fully as if one had stipulated from no one. But when the +original debtor is the promisor, a second stipulation produces +a novation only if it contains something new -- if a condition, +for instance, or a term, or a surety be added, or taken away -- +though, supposing the addition of a condition, we must be +understood to mean that a novation is produced only if the +condition is accomplished: if it fails, the prior obligation con- +tinues in force. Among the older lawyers it was an established +rule, that a novation was effected only when it was with that +intention that the parties entered into the second obligation; +but as this still left it doubtful when the intention was present +and when absent, various presumptions were established as +to the matter by different persons in different cases. We +therefore issued our constitution, enacting most clearly that +no novation shall take place unless the contracting parties +expressly state their intention to be the extinction of the prior +obligation, and that in default of such statement, the first +obligation shall subsist, and have the second also added to it: +the result being two obligations resting each on its own inde- +pendent ground, as is prescribed by the constitution, and as +can be more fully ascertained by perusing the same. 4 More- +over, those obligations which are contracted by consent alone +are dissolved by a contrary agreement. For instance, if Titius +and Seius agree that the latter shall buy an estate at Tusculum +for a hundred aurei, and then before execution on either side +by payment of the price or delivery of the estate they arrange +to abandon the sale, they are both released. The case is the +same with hire and the other contracts which are formed by +consent alone. + + +* BOOK IV * + +TITLE I +OF OBLIGATIONS ARISING FROM DELICT + +Having treated in the preceding Book of contractual and +quasi-contractual obligations, it remains to inquire into obliga- +tions arising from delict. The former, as we remarked in the +proper place, are divided into four kinds; but of these latter +there is but one kind, for, like obligations arising from real +contracts, they all originate in some act, that is to say, in the +delict itself, such as a theft, a robbery, wrongful damage, or +an injury. + +1 Theft is a fraudulent dealing with property, either in itself, +or in its use, or in its possession: an offence which is prohibited +by natural law. 2 The term furtum, or theft, is derived either +from furvum, meaning ‘black,’ because it is effected secretly +and under cover, and usually by night: or from fraus, or from +ferre, meaning ‘carrying off’; or from the Greek word phor, +thief, which indeed is itself derived from pherein, to carry off. +3 There are two kinds of theft, theft detected in the commission, +and simple theft: the possession of stolen goods discovered +upon search, and the introduction of stolen goods, are not (as +will appear below) so much specific kinds of theft as actionable +circumstances connected with theft. A thief detected in the +commission is termed by the Greeks ep’autophoro; in this +kind is included not only he who is actually caught in the act of +theft, but also he who is detected in the place where the theft +is committed; for instance, one who steals from a house, and +is caught before he has got outside the door; or who steals +olives from an olive garden, or grapes from a vineyard, and is +caught while still in the olive garden or vineyard. And the +definition of theft detected in the commission must be even +further extended, so as to include the thief who is caught or +even seen with the stolen goods still in his hands, whether the +place be public or private, and whether the person who sees +or catches him be the owner of the property, or some third +person, provided he has not yet escaped to the place where he +intended to take and deposit his booty: for if he once escapes +there, it is not theft detected in the commission, even if he be +found with the stolen goods upon him. What is simple theft +is clear from what has been said: that is to say, it is all theft +which is not detected in the commission. 4 The offence of dis- +covery of stolen goods occurs when a person’s premises are +searched in the presence of witnesses, and the stolen property +is found thereon; this makes him liable, even though innocent +of theft, to a special action for receiving stolen goods. To in- +troduce stolen goods is to pass them off to a man, on whose +premises they are discovered, provided this be done with the +intent that they shall be discovered on his premises rather than +on those of the introducer. The man on whose premises they +are found may sue the latter, though innocent of theft, in an +action for the introduction of stolen goods. There is also an +action for refusal of search, available against him who prevents +another who wishes to look in the presence of witnesses for +stolen property; and finally, by the action for non-production +of stolen goods, a penalty is imposed by the praetor’s edict +on him who has failed to produce stolen property which is +searched for and found on his premises. But the last-named +actions, namely, those for receiving stolen goods, for intro- +ducing them, for refusal of search, and for non-production, +have now become obsolete: for the search for such property +is no longer made in the old fashion, and accordingly these +actions went out of use also. It is obvious, however, that +any one who knowingly receives and hides stolen property +may be sued by the action for simple theft. 5 The penalty for +theft detected in the commission is four times the value, and +for simple theft twice the value, of the property stolen, +whether the thief be a slave or a free person. + +6 Theft is not confined to carrying away the property of +another with the intent of appropriation, but comprises also all +corporeal dealing with the property of another against the will +of the owner. Thus, for a pawnee to use the thing which he +has in pawn, or to use a thing committed to one’s keeping as +a deposit, or to put a thing which is lent for use to a different +use than that for which it was lent, is theft; to borrow plate, +for instance, on the representation that the borrower is going +to entertain his friends, and then to carry it away into the +country: or to borrow a horse for a drive, and then to take it +out of the neighbourhood, or like the man in the old story, to +take it into battle. 7 With regard, however, to those persons +who put a thing lent for use to a different purpose than the +lender contemplated, the rule is that they are guilty of theft +only if they know it to be contrary to the will of the owner, +and that if he had notice he would refuse permission; but if +they believe that he would give permission, it is not theft: +and the distinction is just, for there is no theft without un- +lawful intention. 8 It is also said not to be theft if a man turns +a thing lent for use to a use other than he believes its owner +would sanction, though in point of fact its owner is consenting. +Whence arose the following question: if Antoninus solicits the +slave of Peri to steal property of the latter, and convey it to +him, and the slave informs Peri of it, who, wishing to detect +Antoninus in the very act, allows the slave to convey the prop- +erty to him; can an action of theft, or for corrupting the slave, +or neither, be maintained against Antoninus? The case was +submitted to us, and we examined the conflicting opinions of +the earlier jurists on the matter: some of whom thought that +neither action lay, and others, that Peri might sue on theft +only. But we, in order to put an end to such quibbles, have +enacted by our decision that in such case both the action +on theft and that for corrupting a slave shall lie. It is true +that the slave has not been corrupted by the advances made +to him, so that the case does not come within the rules which +introduced the action for such corruption: yet the would-be +corrupter’s intention was to make him dishonest, so that he is +liable to a penal action, exactly as if the slave had actually +been corrupted, lest his immunity from punishment should +encourage others to perpetrate a similar wrong on a slave +less strong to resist temptation. 9 A free man too may be +the subject of a theft -- for instance, a child in my power, if +secretly removed from my control. 10 So too a man some- +times steals his own property -- for instance, a debtor who +purloins the goods which he has pledged to a creditor. + +11 Theft may be chargeable on a person who is not the +perpetrator; on him, namely, by whose aid and abetment +a theft is committed. Among such persons we may mention +the man who knocks money out of your hand for another to +pick up, or who stands in your way that another may snatch +something from you, or scatters your sheep or your oxen, that +another may steal them, like the man in the old books, who +waved a red cloth to frighten a herd. If the same thing were +done as a frolic, without the intention of assisting a theft, the +proper action is not theft, but on the case. Where, however, +Titius commits theft with the aid of Maevius, both are liable +to an action on theft. A man, too, is held to have aided and +abetted a theft who places a ladder under a window, or breaks +open a window or a door, in order that another may steal, +or who lends tools for the breaking of them open, or a ladder +to place under a window, if he knows the object for which +they are borrowed. It is clear that a man is not liable on +theft, who, though he advises and instigates an offence, does +not actually aid in its commission. 12 If a child in power, or +a slave, steal property of his father or master, it is theft, and +the property is deemed stolen, so that no one can acquire it +by usucapion until it has returned into the hands of the owner; +but no action will lie on the theft, because between a son in +power and his father, or between a slave and his master, no +action will lie on any ground whatsoever. But if the offender +is aided and abetted by a third person, the latter is liable to +an action on theft, because a theft has in fact been committed, +and by his aid and abetment. + +13 The action on theft will lie at the suit of any person +interested in the security of the property, even though he +be not its owner: indeed, even the owner cannot maintain +the action unless he suffers damage from the loss. 14 Hence, +when a pawn is stolen the pawnee can sue, even though his +debtor be perfectly able to pay the debt; for it is more advan- +tageous to him to rely on the pledge, than to bring a personal +action: and this rule is so unbending that even the pawnor +who steals a pawn is suable for theft by the pawnee. 15 So, +if clothes are delivered to be cleaned or finished or mended +for a certain remuneration, and then are stolen, it is the fuller +or tailor who can sue on the theft, and not the owner; for the +owner suffers nothing by the loss, having the action of letting +against the fuller or tailor for the recovery of his property. +Similarly a purchaser in good faith, even though a good title +as owner is not given to him, can bring the action of theft +if the property is stolen, exactly like the pawnee. The action +is, however, not maintainable at the suit of a fuller or tailor, +unless he is solvent, that is to say, unless he is able to fully +indemnify the owner; if he is insolvent, the owner cannot +recover from him, and so can maintain an action against the +thief, being, on this hypothesis, interested in the recovery +of the property. Where the fuller or tailor is only partly +instead of wholly solvent the rule is the same. 16 The older +lawyers held that what has been said of the fuller and tailor +applied also to the borrower for use, on the ground that as +the remuneration which the fuller receives makes him re- +sponsible for custody, so the advantages which the borrower +derives from the use requires him to keep it safely at his +peril. Our wisdom, however, has amended the law in this +particular in our decisions, by allowing the owner the option +of suing either the borrower by action on the loan, or the +thief by action of theft; though when his choice has been +determined he cannot change his mind, and resort to the +other action. If he prefers to sue the thief, the borrower is +absolutely released from liability; but if he proceeds against +the borrower, he cannot in any way himself sue the thief on +the stealing, though this may be done by the borrower, who +is defendant in the other action, provided that the owner +knew, at the time when he began his action against the +borrower, that the thing had been stolen. If he is ignorant +of this, or even if he is merely doubtful whether the borrower +still has the property in his possession or not, and sues him +on the loan, he may, on subsequently learning the facts, and if +he wishes to drop the action which he has commenced, and +sue the thief instead, adopt this course, in which case no ob- +stacle is to be thrown in his way, because it was in ignorance +that he took action and sued the borrower on the loan. If, +however, the owner has been indemnified by the borrower, +in no case can he bring the action of theft against the thief, as +his rights of action pass to the person who has compensated +him for the loss of his property. Conversely it is clear, that +if, at the outset, the owner began an action on the loan against +the borrower, not knowing that the property had been stolen, +and subsequently, on learning this, proceeded against the thief +instead, the borrower is absolutely released from liability, +whatever may be the result of the owner’s action against the +thief; the rule being the same, whether the borrower be wholly +or only partially insolvent. 17 As a depositary is not answerable +for the safe keeping of the thing deposited, but only for fraud, +and, if it is stolen, is not compellable to make restitution by +action of deposit, he has no interest if it is lost, and therefore +the action of theft is maintainable only by the depositor. 18 +Finally, it has been a question whether a child below the age of +puberty, who carries away the property of another, is guilty +of theft. The answer is that, as theft depends on intention, +obligation by theft is not incurred unless the child is near +puberty, and so understands its delinquency. 19 The object +of the action on theft, whether it be for double or quadruple +the value of the goods stolen, is merely the recovery of the +penalty; to recover the goods themselves or their value the +owner has an independent remedy by vindication or condic- +tion. The former is the proper remedy when it is known who +is in possession of the goods, whether this be the thief or any +one else: the latter lies against the thief or his heir, whether +in possession of the stolen property or not. + +TITLE II +OF ROBBERY + +Robbery is chargeable also as theft; for who deals with the +property of another more against that other’s will than the +robber? And thus the description of the robber as an +audacious thief is a good one. However, as a special remedy +for this offence the praetor has introduced the action for +robbery, or rapine with violence, which may be brought within +a year for four times the value, after a year for simple +damages, and while lies even when only a single thing of the +slightest value has been taken with violence. This fourfold +value, however, is not all penalty, nor is there an independent +action for the recovery of the property or its value, as we +observed was the case in the action of theft detected in the +commission; but the thing or its value is included in the four- +fold, so that, in point of fact, the penalty is three times the +value of the property, and this whether the robber be taken in +the act or not; for it would be absurd to treat a robber more +lightly than one who carries off property merely secretly. +1 This action is maintainable only where the robbery is attended +with wrongful intention; consequently, if a man by mistake +thought that property was his own, and, in his ignorance of +law, forcibly carried it off in the belief that it was lawful for an +owner to take away, even by force, a thing belonging to him- +self from a person in whose possession it was, he cannot be +held liable to this action; and similarly on principle he would +not in such a case be suable for theft. Lest, however, robbers, +under the cloak of such a plea, should discover a method of +gratifying a grasping habit with impunity, the law has been +amended upon this point by imperial constitutions, by which +it is enacted that it shall not be lawful for any one to forcibly +carry off movable property, inanimate or animate, even though +he believe it to belong to him; and that whosoever disobeys +this shall forfeit the property, if, in fact, it be his, and if it be +not, shall restore it, and along with it its value in money. And +by the said constitutions it is also declared that this provision +relates not only to movables (of which alone robbery can be +committed), but also to forcible entries on land and houses, +so as to deter men from all violent seizing upon property what- +soever under the cloak of such excuses. 2 In order to support +this action it is not necessary that the goods of which robbery +has been committed should belong to the plaintiff, provided +they were taken from among his property. Thus, if a thing be +let, or lent, or pledged to Titius, or even deposited with him +under such circumstances that he has an interest in its not +being carried off -- for instance, by his having undertaken the +entire responsibility for its safe custody; -- or if he possesses +it in good faith, or has a usufruct or any other right in it where- +by he suffers loss or incurs liability through its being forcibly +taken from him, the action will be maintainable by him; not +necessarily in order to restore to him the ownership, but +only to compensate him for what it is alleged he has lost by +its being taken from his goods or withdrawn from his means. +In fact, it may be said generally that where, supposing +property to be taken secretly, the action of theft will lie, the +action on robbery will lie at suit of the same person, if it be +taken with violence. + +TITLE III +OF THE LEX AQUILIA + +Unlawful damage is actionable under the lex Aquilia, whose +first chapter provides that if a slave of another man, or a quad- +ruped from his flocks or herds, be unlawfully killed, the offender +shall pay to the owner whatever was the highest value thereof +within the year next immediately preceding. 1 From the fact +that this enactment does not speak of quadrupeds simply, but +only of such quadrupeds as are usually included under the +idea of flocks and herds, it is to be inferred that it has no +application to wild animals or to dogs, but only to such beasts +as can properly be said to graze in herds, namely horses, mules, +asses, oxen, sheep, and goats. It is settled, too, that swine +come under its operation, for they are comprehended in ‘herds’ +because they feed in this manner; thus Homer in his Odyssey, +as quote by Aelius Marcianus in his Institutes, says, You will +find him sitting among his swine, and they are feeding by the +Rock of Corax, over against the spring Arethusa.’ 2 To kill +unlawfully is to kill without any right; thus a man who kills +a robber is not liable to this action, if he could in no other way +escape the danger by which he was threatened. 3 So, too, where +one man kills another by misadventure, he is not liable under +this statute, provided there is no fault or carelessness on his +part; otherwise it is different, for under this statute care- +lessness is as punishable as wilful wrong-doing. 4 Accordingly, +if a man, while playing or practising with javelins, runs your +slave through as he passes by, a distinction is drawn. If it be +done by a soldier in his exercising ground, that is to say, +where such practice is usually conducted, he is in no way to +blame; but if it be done by some one else, his carelessness will +make him liable; and so it is with the soldier, if he do it in some +place other than that appropriated to military exercises. 5 +So, too, if a man is trimming a tree, and kills your slave as he +passes by with a bough which he lets fall, he is guilty of +negligence, if it is near a public way, or a private path belong- +ing to a neighbour, and he does not call out to give people +warning; but if he calls out, and the slave takes no pains to +get out of the way, he is not to blame. Nor would such a +man be liable, if he was cutting a tree far away from a road, +or in the middle of a field, even if he did not call out; for +strangers had no business to be there. 6 Again, if a surgeon +operates on your slave, and then neglects altogether to attend +to his cure, so that the slave dies in consequence, he is liable +for his carelessness. 7 Sometimes, too, unskilfulness is undis- +tinguishable from carelessness -- as where a surgeon kills your +slave by operating upon him unskilfully, or by giving him +wrong medicines; 8 and similarly, if your slave is run over by +a team of mules, which the driver has not enough skill to hold, +the latter is suable for carelessness; and the case is the same +if he was simply not strong enough to hold them, provided +they could have been held by a stronger man. The rule also +applies to runaway horses, if the running away is due to the +rider’s deficiency either in skill or strength. 9 The meaning +of the words of the statute ‘whatever was of the highest +value thereof within the year’ is that if any one, for instance, +kills a slave of yours, who at the moment of his death is +lame, or maimed, or blind of one eye, but within the year was +sound and worth a price, the person who kills him is answer- +able not merely for his value at the time of his death, but for +his highest value within the year. It is owing to this that the +action under this statute is deemed to be penal, because a +defendant is sometimes bound to pay a sum not merely +equivalent to the damage he has done, but far in excess of it; +and consequently, the right of suing under the statute does +not pass against the heir, though it would have done so if the +damages awarded had never exceeded the actual loss sus- +tained by the plaintiff. 10 By juristic construction of the statute, +though not so enacted in its terms, it has been settled that +one must not only take account, in the way we have described, +of the value of the body of the slave or animal killed, but +must also consider all other loss which indirectly falls upon +the plaintiff through the killing. For instance, if your slave has +been instituted somebody’s heir, and, before he has by your +order accepted, he is slain, the value of the inheritance you +have missed must be taken into consideration; and so, too, if +one of a pair of mules, or one of four chariot horses, or one of +a company of slave players is killed, account is to be taken +not only of what is killed, but also of the extent to which the +others have been depreciated. 11 The owner whose slave is +killed has the option of suing the wrongdoer for damages in +a private action under the lex Aquilia, or of accusing him on +a capital charge by indictment. + +12 The second chapter of the lex Aquilia is now obsolete; 13 +the third makes provision for all damage which is not covered +by the first. Accordingly, if a slave or some quadruped which +comes within its terms, is wounded, or if a quadruped which +does not come within its terms, such as a dog or wild animal, +is wounded or killed, an action is provided by this chapter; +and if any other animal or inanimate thing is unlawfully +damaged, a remedy is herein afforded; for all burning, break- +ing, and crushing is hereby made actionable, though, indeed, +the single word ‘breaking’ covers all these offences, denoting +as it does every kind of injury, so that not only crushing and +burning, but any cutting, bruising, spilling, destroying, or dete- +riorating is hereby denominated. Finally, it has been decided +that if one man mixes something with another’s win or oil, +so as to spoil its natural goodness, he is liable under this +chapter of the statute. 14 It is obvious that, as a man is liable +under the first chapter only where a slave or quadruped is +killed by express design or through negligence on his part, +so, too, he is answerable for all other damage under this +chapter only where it results from some wilful act or careless- +ness of his. Under this chapter, however, it is not the highest +value which the thing had within a year, but that which it had +within the last thirty days, which is chargeable on the author +of the mischief. 15 It is true that here the statute does not ex- +pressly say ‘the highest value,’ but Sabinus rightly held that +the damages must be assessed as if the words ‘highest value’ +occurred also in this chapter; the Roman people, who enacted +this statute on the proposal of Aquilius the tribune, having +thought it sufficient to use them in the first chapter only. + +16 It is held that a direct action lies under this statute only +when the body of the offender is substantially the instrument +of mischief. If a man occasions loss to another in any other +way, a modified action will usually lie against him; for +instance, if he shuts up another man’s slave or quadruped, +so as to starve him or it to death, or drives his horse so hard +as to knock him to pieces, or drives his cattle over a precipice, +or persuades his slave to climb a tree or go down a well, who, +in climbing the one or going down the other, is killed or +injured in any part of his body, a modified action is in all +these cases given against him. But if a slave is pushed off +a bridge or bank into a river, and there drowned, it is clear +from the facts that the damage is substantially done by the +body of the offender, who is consequently liable directly +under the lex Aquilia. If damage be done, not by the body +or to a body, but in some other form, neither the direct +nor the modified Aquilian action will lie, though it is held +that the wrongdoer is liable to an action on the case; as, for +instance, where a man is moved by pity to loose another’s +slave from his fetters, and so enables him to escape. + +TITLE IV +OF INJURIES + +By injury, in a general sense, is meant anything which is +done without any right. Besides this, it has three special +significations; for sometimes it is used to express outrage, the +proper word for which -- contumely -- is derived from the verb +‘to contemn,’ and so is equivalent to the Greek ‘ubris’: some- +times it means culpable negligence, as where damage is said +to be done (as in the lex Aquilia) ‘with injury,’ where it is +equivalent to the Greek ‘adikema’; and sometimes iniquity and +injustice, which the Greeks express by ‘adikia’; thus a litigant +is said to have received an ‘injury’ when the praetor or judge +delivers an unjust judgement against him. 1 An injury or out- +rage is inflicted not only by striking with the first, a stick, or +a whip, but also by vituperation for the purpose of collecting +a crowd, or by taking possession of a man’s effects on the +ground that he was in one’s debt; or by writing, composing, +or publishing defamatory prose or verse, or contriving the +doing of any of these things by some one else; or by con- +stantly following a matron, or a young boy or girl below the +age of puberty, or attempting anybody’s chastity; and, in a +word, by innumerable other acts. 2 An outrage or injury may +be suffered either in one’s own person, or in the person of a +child in one’s power, or even, as now is generally allowed, in +that of one’s wife. Accordingly, if you commit an ‘outrage’ +on a woman who is married to Titius, you can be sued not +only in her own name, but also in those of her father, if she be +in his power, and of her husband. But if, conversely, it be the +husband who is outraged, the wife cannot sue; for wives should +be protected by their husbands, not husbands by their wives. +Finally, a father-in-law may sue on an outrage committed on +his daughter-in-law, if the son to whom she is married is in +his power. 3 Slaves cannot be outraged themselves, but their +master may be outraged in their person, though not by all the +acts by which an outrage might be offered to him in the +person of a child or wife, but only by aggravated assaults or +such insulting acts as clearly tend to dishonour the master +himself: for instance, by flogging the slave, for which an action +lies; but for mere verbal abuse of a slave, or for striking him +with the fist, the master cannot sue. 4 If an outrage is com- +mitted on a slave owned by two or more persons jointly, the +damages to be paid to these severally should be assessed +with reference not to the shares in which they own him, but to +their rank or position, as it is to the reputation and not to +the property that the injury is done; 5 and if an outrage is +committed on a slave belonging to Maevius, but in whom +Titius has a usufruct, the injury is deemed to be done to the +former rather than to the latter. 6 But if the person outraged is +a free man who believes himself to be your slave, you have no +action unless the object of the outrage was to bring you into +contempt, though he can sue in his own name. The principle +is the same when another man’s slave believes himself to +belong to you; you can sue on an outrage committed on him +only when its object is to bring contempt upon you. + +7 The penalty prescribed for outrage in the Twelve Tables +was, for a limb disabled, retaliation, for a bone merely broken +a pecuniary mulct proportionate to the great poverty of the +age. The praetors, however, subsequently allowed the person +outraged to put his own estimate on the wrong, the judge +having a discretion to condemn the defendant either in the +sum so named by the plaintiff, or in a less amount; and of +these two kinds of penalties that fixed by the Twelve Tables +is now obsolete, while that introduced by the praetors, which +is also called ‘honorary,’ is most usual in the actual practice +of the courts. Thus the pecuniary compensation awarded +for an outrage rises and falls in amount according to the rank +and character of the plaintiff, and this principle is not im- +properly followed even where it is a slave who is outraged; +the penalty where the slave is a steward being different from +what it is when he is an ordinary menial, and different again +when he is condemned to wear fetters. 8 The lex Cornelia +also contains provisions as to outrages, and introduced an +action on outrage, available to a plaintiff who alleges that he +has been struck or beaten, or that a forcible entry has been +made upon his house; the term ‘his house’ including not +only one which belongs to him and in which he lives but also +one which is hired by him, or in which he is received gratui- +tously as a guest. 9 An outrage becomes ‘aggravated’ either +from the atrocious character of the act, as where a man is +wounded or beaten with clubs by another; or from the place +where it is committed, for instance, in the theatre or forum, or +in full sight of the praetor; or from the rank of the person +outraged, -- if it be a magistrate, for instance, or if a senator be +outraged by a person of low condition, or a parent by his +child, or a patron by his freedman; for such an injury done to +a senator, a parent, or a patron has a higher pecuniary com- +pensation awarded for it than one done to a mere stranger, or +to a person of low condition. Sometimes too the position of +the wound makes an outrage aggravated, as where a man +is struck in the eye. Whether the person on whom such an +outrage is inflicted is independent or in the power of another +is almost entirely immaterial, it being considered aggravated +in either case. 10 Finally, it should be observed that a person +who has been outraged always has his option between the +civil remedy and a criminal indictment. If he prefers the +former, the penalty which is imposed depends, as we have +said, on the plaintiff’s own estimate of the wrong he has +suffered; if the latter, it is the judge’s duty to inflict an extra- +ordinary penalty on the offender. It should be remembered, +however, that by a constitution of Zeno persons of illustrious +or still higher rank may bring or defend such criminal actions +on outrage by an agent, provided they comply with the +requirements of the constitution, as may be more clearly as- +certained by a perusal of the same. 11 Liability to an action +on outrages attaches not only to him who commits the act, -- +the striking of a blow, for instance -- but also to those who +maliciously counsel or abet in the commission, as, for in- +stance, to a man who gets another struck in the face. 12 The +right of action on outrage is lost by condonation; thus, if a +man be outraged, and takes no steps to obtain redress, but +at once lets the matter, as it is said, slip out of his mind, he +cannot subsequently alter his intentions, and resuscitate an +affront which he has once allowed to rest. + +TITLE V +OF QUASI-DELICTAL OBLIGATIONS + +The obligation incurred by a judge who delivers an unjust +or partial decision cannot properly be called delictal, and yet +it does not arise from contract; consequently, as he cannot +but be held to have done a wrong, even though it may be +due to ignorance, his liability would seem to be quasi-delictal, +and a pecuniary penalty will be imposed on him at the judge’s +discretion. 1 Another case of quasi-delictal obligation is that +of a person from whose residence, whether it be his own, +or rented, or gratuitously lent him, anything is thrown or +poured out whereby another is injured; the reason why his +liability cannot properly be called delictal being that it is +usually incurred through the fault of some other person, +such as a slave or freedman. Of a similar character is the +obligation of one who keeps something placed or hung +over a public way, which might fall and injure any one. In +this last case the penalty has been fixed at ten aurei; in that +of things thrown or poured out of a dwelling-house the +action is for damages equivalent to double the loss sustained, +though if a free man be thereby killed the penalty is fixed at +fifty aurei, and even if he be merely injured he can sue for +such damages as the judge shall in his discretion award; and +here the latter should take into account the medical and other +expenses of the plaintiff’s illness, as well as the loss which +he has sustained through being disabled from work. 2 If a +son in power lives apart from his father, and anything is +thrown or poured out of his place of residence, or if he has +anything so placed or hung as to be dangerous to the public, +it is the opinion of Julian that no action lies against the father, +but that the son should be made sole defendant; and the +same principle should be applied to a son in power who is +made a judge, and delivers an unjust or partial decision. +3 Similarly ship-owners, inn and stable keepers are liable +as on a quasi-delict for wilful damage or theft committed +in their ships, inns, or stables, provided the act be done by +some or one of their servants there employed, and not by +themselves; for the action which is given in such cases is not +based on contract, and yet as they are in some sense at fault +for employing careless or dishonest servants, their liability +would seem to be quasi-delictal. In such circumstances the +action which is given is on the case, and lies at suit of the +injured person’s heir, though not against the heir of the +ship-owner, inn or stable keeper. + +TITLE VI +OF ACTIONS + +The subject of actions still remains for discussion. An action +is nothing else than the right of suing before a judge for what +is due to one. + +1 The leading division of all actions whatsoever, whether +tried before a judge or a referee, is into two kinds, real and +personal; that is to say, the defendant is either under a con- +tractual or delictal obligation to the plaintiff, in which case +the action is personal, and the plaintiff’s contention is that the +defendant ought to convey something to, or do something +for him, or of a similar nature; or else, though there is no +legal obligation between the parties, the plaintiff asserts a +ground of action against some one else relating to some thing, +in which case the action is real. Thus, a man may be in +possession of some corporeal thing, in which Titius claims a +right of property, and which the possessor affirms belongs to +him; here, if Titius sues for its recovery, the action is real. 2 +It is real also if a man asserts that he has a right of usufruct +over a landed estate or a house, or a right of going or driving +cattle over his neighbour’s land, or of drawing water from the +same; and so too are the actions relating to urban servitudes, +as, for instance, where a man asserts a right to raise his house, +to have an uninterrupted prospect, to project some building +over his neighbour’s land, or to rest the beams of his own +house on his neighbour’s wall. Conversely, there are actions +relating to usufructs, and to rustic and urban servitudes, of +a contrary import, which lie at the suit of plaintiffs who deny +their opponent’s right of usufruct, of going or driving cattle, +of drawing water, of raising their house, or having an unin- +terrupted view, of projecting some building over the plaintiff’s +land, or of resting the beams of their house in the plaintiff’s +wall. These actions too are real, but negative, and never +occur in disputes as to corporeal things, in which the plaintiff +is always the party out of possession; and there is no action +by which the possessor can (as plaintiff) deny that the thing +in question belongs to his adversary, except in one case only, +as to which all requisite information can be gathered from the +fuller books of the Digest. 3 The actions which have hitherto +been mentioned, and others which resemble them, are either +of statutory origin, or at any rate belong to the civil law. +There are other actions, however, both real and personal, +which the praetor has introduced in virtue of his jurisdiction, +and of which it is necessary to give examples. For instance, +he will usually, under the circumstances to be mentioned, +allow a real action to be brought with a fictitious allegation -- +namely, that the plaintiff has acquired a title by usucapion +where this, in fact, is not the case; or, conversely, he will +allow a fictitious plea on the part of the defendant, to the effect +that the plaintiff has not acquired such a title where, in point of +fact, he has. 4 Thus, if possession of some object be delivered +on a ground sufficient to legally transfer the same -- for in- +stance, under a sale or gift, as part of a dowry, or as a legacy +-- and the transferee has not yet acquired a complete title by +usucapion, he has no direct real action for its recovery, if he +accidentally loses possession, because by the civil law a real +action lies at the suit of the owner only. But as it seemed +hard that in such a case there should be no remedy, the +praetor introduced an action in which the plaintiff, who has +lost possession, fictitiously allege that he has acquired a full +title by usucapion, and thus claims the thing as his own. This +is called the Publician action, because it was first placed in +the Edict by a praetor called Publicius. 5 Conversely, if a +person, while absent in the service of the State, or while in the +power of an enemy, acquires by usucapion property belong- +ing to some one resident at home, the latter is allowed, within +a year from the cessation of the possessor’s public employ- +ment, to sue for a recovery of the property by a rescission of +the usucapion: by fictitiously alleging, in other words, that +the defendant has not thus acquired it; and the praetor from +motives of equity allows this kind of action to be brought in +certain other cases, as to which information may be gathered +from the larger work of the Digest or Pandects. 6 Similarly, +if a person conveys away his property in fraud of creditors, +the latter, on obtaining from the governor of the province a +decree vesting in them possession of the debtor’s estate, are +allowed to avoid the conveyance, and sue for the recovery of +the property; in other words, to allege that the conveyance +has never taken place, and that the property consequently +still belongs to the debtor. 7 Again, the Servian and quasi- +Servian actions, the latter of which is also called ‘hypothe- +cary,’ are derived merely from the praetor’s jurisdiction. The +Servian action is that by which a landlord sues for his tenant’s +property, over which he has a right in the nature of mortgage +as security for his rent; the quasi-Servian is a similar remedy, +open to every pledgee or hypothecary creditor. So far then +as this action is concerned, there is no difference between a +pledge and a hypothec: and indeed whenever a debtor and +a creditor agree that certain property of the former shall be +the latter’s security for his debt, the transaction is called a +pledge or a hypothec indifferently. In other points, however, +there is a distinction between them; for the term ‘pledge’ is +properly used only where possession of the property in ques- +tion is delivered to the creditor, especially if that property be +movable: while a hypothec is, strictly speaking, such a right +created by mere agreement without delivery of possession. 8 +Besides these, there are also personal actions which the prae- +tor has introduced in virtue of his jurisdiction, for instance, +that brought to enforce payment of money already owed, and +the action on a banker’s acceptance, which closely resembled +it. By our constitution, however, the first of these actions has +been endowed with all the advantages which belonged to +the second, and the latter, as superfluous, has therefore been +deprived of all force and expunged from our legislation. To +the praetor is due also the action claiming an account of the +peculium of a slave or child in power, that in which the issue +is whether a plaintiff has made oath, and many others. 9 The +action brought to enforce payment of money already owed is +the proper remedy against a person who, by a mere promise, +without stipulation, has engaged to discharge a debt due either +from himself or from some third party. If he has promised by +stipulation, he is liable by the civil law. 10 The action claiming +an account of a peculium is a remedy introduced by the +praetor against a master or a father. By strict law, such +persons incur no liability on the contracts of their slaves or +children in power; yet it is only equitable that damages should +still be recoverable against them to the extent of the peculium, +in which children in power and slaves have a sort of property. +11 Again, if a plaintiff, on being challenged by the defendant, +deposes on oath that the latter owes him the money which +is the object of the action, and payment is not made to him, +the praetor most justly grants to him an action in which the +issue is, not whether the money is owing, but whether the +plaintiff has sworn to the debt. 12 There is also a consider- +able number of penal actions which the praetor has introduced +in the exercise of his jurisdiction; for instance, against those +who in any way injure or deface his album; or who summon +a parent or patron without magisterial sanction; or who +violently rescue persons summoned before himself, or who +compass such a rescue; and others innumerable. 13 ‘Pre- +judicial’ actions would seem to be real, and may be exemp- +lified by those in which it is inquired whether a man is free +born, or has become free by manumission, or in which the +question relates to a child’s paternity. Of these the first +alone belongs to the civil law: the others are derived from +the praetor’s jurisdiction. 14 The kinds of action having been +thus distinguished, it is clear that a plaintiff cannot demand +his property from another in the form ‘if it be proved that +the defendant is bound to convey.’ It cannot be said that +what already belongs to the plaintiff ought to be conveyed to +him, for conveyance transfers ownership, and what is his +cannot be made more his than it is already. Yet for the +prevention of theft, and multiplication of remedies against +the thief, it has been provided that, besides the penalty of +twice or four times the value of the property stolen, the pro- +perty itself, or its value, may be recovered from the thief by a +personal action in the form ‘if it be proved that the defendant +ought to convey,’ as an alternative for the real action which +is also available to the plaintiff, and in which he asserts his +ownership of the stolen property. 15 We call a real action a +‘vindication,’ and a personal action, in which the contention +is that some property should be conveyed to us, or some +service performed for us, a ‘condiction,’ this term being de- +rived from condicere, which has an old meaning of ‘giving +notice.’ To call a personal action, in which the plaintiff con- +tends that the defendant ought to convey to him, a condiction, +is in reality an abuse of the term, for nowadays there is no +such notice as was given in the old action of that name. + +16 Actions may be divided into those which are purely +reparative, those which are purely penal, and those which +are mixed, or partly reparative, partly penal. 17 All real +actions are purely reparative. Of personal actions those +which spring from contract are nearly all of the same cha- +racter; for instance, the actions on loans of money, or stipu- +lations, on loans for use, on deposit, agency, partnership, sale, +and hire. If, however, the action be on a deposit occasioned +by a riot, a fire, the fall of a building, or a shipwreck, the +praetor enables the depositor to recover double damages, +provided he sues the bailee in person; he cannot recover +double damages from the bailee’s heir, unless he can prove +personal fraud against the latter. In these two cases the +action, though on contract, is mixed. 18 Actions arising from +delict are sometimes purely penal, sometimes are partly penal +and partly reparative, and consequently mixed. The sole +object of the action of theft is the recovery of a penalty, +whether that penalty be four times the value of the property +stolen, as in theft detected in the commission, or only twice +that value, as in simple theft. The property itself is recover- +able by an independent action in which the person from whom +it has been stolen claims it as his own, whether it be in the +possession of the thief himself or of some third person; and +against the thief himself he may even bring a condiction, to +recover the property or its value. 19 The action on robbery is +mixed, for the damages recoverable thereunder are four times +the value of the property taken, three-fourths being pure +penalty, and the remaining fourth compensation for the loss +which the plaintiff has sustained. So too the action on un- +lawful damage under the lex Aquilia is mixed, not only +where the defendant denies his liability, and so is sued for +double damages, but also sometimes where the claim is for +simple damages only; as where a lame or one-eyed slave is +killed, who within the year previous was sound and of large +value; in which case the defendant is condemned to pay his +greatest value within the year, according to the distinction +which has been drawn above. Persons too who are under +an obligation as heirs to pay legacies or trust bequests to our +holy churches or other venerable places, and neglect to do +so until sued by the legatee, are liable to a mixed action, by +which they are compelled to give the thing or pay the money +left by the deceased, and, in addition, an equivalent thing or +sum as penalty, the condemnation being thus in twice the +value of the original claim. + +20 Some actions are mixed in a different sense, being partly +real, partly personal. They are exemplified by the action for +the division of a ‘family,’ by which one of two or more joint +heirs can enforce against the other or rest a partition of the +inheritance, and by the actions for the division of common +property, and for rectification of boundaries between adjoin- +ing landed proprietors. In these three actions the judge has +power, according as shall to him seem fair and equitable, to +adjudge any part of the joint property, or of the land in dis- +pute, to any one of the parties, and to order any one of them +who seems to have an undue advantage in the partition or +rectification to pay a certain sum of money to the other or the +rest as compensation. 21 The damages recoverable in an +action may be either once, twice, three, or four times the value +of the plaintiff’s original interest; there is no action by which +more than fourfold damages can be claimed. 22 Single +damages only are recoverable in the actions on stipulation, +loan for consumption, sale, hire, agency, and many others be- +sides. 23 Actions claiming double damages are exemplified +by those on simple theft, on unlawful damage under the lex +Aquilia, on certain kinds of deposit, and for corruption of a +slave, which lies against any one by whose instigation and +advice another man’s slave runs away, or becomes disobedient +to his master, or takes to dissolute habits, or becomes worse +in any way whatsoever, and in which the value of property +which the runaway slave has carried off is taken into account. +Finally, as we remarked above, the action for the recovery of +legacies left to places of religion is of this character. 24 An +action for triple damages is grounded when a plaintiff makes +an overstatement of his claim in the writ of summons, in con- +sequence of which the officers of the court take too large a +fee from the defendant. In such a case the latter will be able +to recover from the plaintiff three times the loss which he +sustains by the overcharge, including in these damages simple +compensation for the sum paid in excess of the proper fee. +This is provided by a distinguished constitution in our Code, +under which a statutory condiction clearly lies for the damages +in question. 25 Quadruple damages are recoverable by the +action on theft detected in the commission, by the action on +intimidation, and by the action grounded on the giving of +money in order to induce one man to bring a vexatious suit +against another, or to desist from a suit when brought. Under +our constitution too a statutory condiction lies for the re- +covery of fourfold damages from officers of the court, who +exact money from defendants in excess of its provisions. +26 There is this difference between the actions on simple theft +and for the corruption of a slave, and the other of which we +spoke in connexion with them, that by the two former double +damages are recoverable under any circumstances; the latter, +namely the action on unlawful damage under the lex Aquilia, +and that on certain kinds of deposit, entail double damages +on the defendant only if he denies his liability; if he admits +it, simple damages alone can be recovered. The damages +are double under an action for recovery of legacies left to +religious places not only when the liability is denied, but also +when the defendant delays payment until sued by the order +of a magistrate; if he admits his liability, and pays before +being so sued, he cannot be compelled to pay more than the +original debt. 27 The action on intimidation also differs from +the others which we mentioned in the same connexion, in +that it contains in its very nature an implied condition that +the defendant is entitled to acquittal if, on being so ordered +by the judge, he restores to the plaintiff the property of +which the latter has been deprived. In other actions of the +same class this is not so; for instance, in the action on theft +detected in the commission, the defendant has under any +circumstances to pay fourfold damages. 28 Again, some actions +are equitable, others are actions of strict law. To the former +class belong the actions on sale, hire, unauthorised agency, +agency proper, deposit, partnership, guardianship, loan for +use, mortgage, division of a ‘family,’ partition of joint pro- +perty, those on the innominate contracts of sale by commission +and exchange, and the suit for recovery of an inheritance. +Until quite recently it was a moot point whether the last- +named was properly an equitable action, but our constitution +has definitely decided the question in the affirmative. 29 For- +merly too the action for the recovery of a dowry was an +equitable action: but as we found that the action on stipula- +tion was more convenient, we have, while establishing many +distinctions, attached all the advantages which the former +remedy possessed to the action on stipulation, when employed +for the recovery of a dowry. The former action being thus +by a judicious reform abolished, that on stipulation, by which +it has been replaced, has deservedly been invested with all the +characteristics of an equitable action, so far as and whenever +it is brought for the recovery of a dowry. We have also given +persons entitled to sue for such recovery a tacit hypothec +over the husband’s property, but this right is not to give any +priority over other hypothecary creditors except where it is +the wife herself who sues to recover her dowry; it being in +her interest only that we have made this new provision. 30 In +equitable actions the judge has full power to assess on good +and fair grounds the amount due to the plaintiff, and in so +doing to take into account counterclaims of the defendant, +condemning the latter only in the balance. Even in actions +of strict law counterclaims have been permitted since a re- +script of the Emperor Marcus, the defendant meeting the +plaintiff’s claim by a plea of fraud. By our constitution, how- +ever, a wider field has been given to the principle of set-off, +when the counterclaim is clearly established, the amount +claimed in the plaintiff’s action, whether real or personal, or +whatever its nature, being reduced by operation of law to the +extent of the defendant’s counterclaim. The only exception +to this rule is the action on deposit, against which we have +deemed it no less than dishonest to allow any counterclaim to +be set up; for if this were permitted persons might be fraudu- +lently prevented from recovering property deposited under the +pretence of a set-off. 31 There are some actions again which +we call arbitrary, because their issue depends on an ‘arbi- +trium’ or order of the judge. Here, unless on such order the +defendant satisfies the plaintiff’s claim by restoring or pro- +ducing the property, or by performing his obligation, or in a +noxal action by surrendering the guilty slave, he ought to be +condemned. Some of such actions are real, others personal. +The former are exemplified by the Publician action, the +Servian action for the recovery of a tenant farmer’s stock, and +the quasi-Servian or so-called hypothecary action; the latter +by the actions on intimidation and on fraud, by that for the +recovery of a thing promised at a particular place, and by +the action claiming production of property. In all these +actions, and others of a similar nature, the judge has full +power to determine on good and just grounds, according to +the circumstances of each particular case, the form in which +reparation ought to be made to the plaintiff. + +32 It is the judge’s duty, in delivering judgement, to make his +award as definite as possible, whether it relate to the pay- +ment of money or the delivery of property, and this even when +the plaintiff’s claim is altogether unliquidated. + +33 Formerly, if the plaintiff, in his statement of claim, de- +manded more than he was entitled to, his case fell to the +ground, that is, he lost even that which was his due, and in +such cases the praetor usually declined to restore him to his +previous position, unless he was a minor; for in this matter +too the general rule was observed of giving relief to minors +after inquiry made, if it were proved that they had made an +error owing to their lack of years. If, however, the mistake +was entirely justifiable, and such as to have possibly misled +even the discreetest of men, relief was afforded even to persons +of full age, as in the case of a man who sues for the whole of +a legacy, of which part is found to have been taken away by +codicils subsequently discovered; or where such subsequently +discovered codicils give legacies to other persons, so that, the +total amount given in legacies being reduced under the lex +Falcidia, the first legatee is found to have claimed more than +the three-fourths allowed by that statute. Over-statement of +claim takes four forms; that is, it may relate either to the +object, the time, the place, or the specification. A plaintiff +makes an over-claim in the object when, for instance, he sues +for twenty aurei while only ten are owing to him, or when, +being only part owner of property, he sues to recover the +whole or a greater portion of it than he is entitled to. Over- +claim in respect of time occurs when a man sues for money +before the day fixed for payment, or before the fulfilment of +a condition on which payment was dependent; for exactly as +one who pays money only after it falls due is held to pay less +than his just debt, so one who makes his demand prematurely +is held to make an over-claim. Over-claim in respect of place +is exemplified by a man suing at one place for performance of +a promise which it was expressly agreed was to be performed +at another, without any reference, in his claim, to the latter: as, +for instance, if a man, after stipulating thus, ‘Do you promise to +pay at Ephesus?’ were to claim the money as due at Rome, +without any addition as to Ephesus. This is an over-claim, +because by alleging that the money is due at Rome simply, the +plaintiff deprives his debtor of the advantage he might have +derived from paying at Ephesus. On this account an arbitrary +action is given to a plaintiff who sues at a place other than +that agreed upon for payment, in which the advantage which +the debtor might have had in paying at the latter is taken +into consideration, and which usually is greatest in connexion +with commodities which vary in price from district to district, +such as wine, oil, or grain; indeed even the interest on loans +of money is different in different places. If, however, a plaintiff +sues at Ephesus -- that is, in our example, at the place agreed +upon for the payment -- he need do no more than simply allege +the debt, as the praetor too points out, because the debtor has +all the advantage which payment in that particular place gives +him. Over-claim in respect of specification closely resembles +over-claim in respect of place, and may be exemplified by a +man’s stipulating from you ‘do you promise to convey Stichus +or ten aurei?’ and then suing for the one or the other -- that is +to say, either for the slave only, or for the money only. The +reason why this is an over-claim is that in stipulations of this +sort it is the promisor who has the election, and who may +give the slave or the money, whichever he prefers; conse- +quently if the promisee sues, alleging that either the money +alone, or the slave alone, ought to be conveyed to him, he +deprives his adversary of his election, and thereby puts him +in a worse position, while he himself acquires an undue ad- +vantage. Other cases of this form of over-claim occur where +a man, having stipulated in general terms for a slave, for +wine, or for purple, sues for the particular slave Stichus, or +for the particular wine of Campania, or for Tyrian purple; +for in all of these instances he deprives his adversary of his +election, who was entitled, under the terms of the stipulation, +to discharge his obligation in a mode other than that which +is required of him. And even though the specific thing for +which the promisee sues be of little or no value, it is still an +over-claim: for it is often easier for a debtor to pay what is of +greater value than what is actually demanded of him. Such +were the rules of the older law, which, however, has been made +more liberal by our own and Zeno’s statutes. Where the +over-claim relates to time, the constitution of Zeno prescribes +the proper procedure; if it relates to quantity, or assumes any +other form, the plaintiff, as we have remarked above, is to be +condemned in a sum equivalent to three times any loss which +the defendant may have sustained thereby. 34 If the plaintiff in +his statement of claim demands less than is his due, as for +instance by alleging a debt of five aurei, when in fact he is +owed ten, or by claiming only half of an estate the whole of +which really belongs to him, he runs no risk thereby, for, by +the constitution of Zeno of sacred memory, the judge will in +the same action condemn the defendant in the residue as well +as in the amount actually claimed. 35 If he demands the +wrong thing in his statement of claim, the rule is that he runs +no risk; for if he discovers his mistake, we allow him to set it +right in the same action. For instance, a plaintiff who is +entitled to the slave Stichus may claim Eros; or he may +allege that he is entitled to a conveyance under a will, when +his right is founded in reality upon a stipulation. + +36 There are again some actions in which we do not always +recover the whole of what is due to us, but in which we some- +times get the whole, sometimes only part. For instance, if the +fund to which our claim looks for satisfaction be the peculium +of a son in power or a slave, and it is sufficient in amount to +meet that claim, the father or master is condemned to pay +the whole debt; but if it is not sufficient, the judge condemns +him to pay only so far as it will go. Of the mode of ascertaining +the amount of a peculium we will speak in its proper place. +37 So too if a woman sues for the recovery of her dowry, the +rule is that the husband is to be condemned to restore it only +so far as he is able, that is, so far as his means permit. Ac- +cordingly, if his means will enable him to restore the dowry in +full, he will be condemned to do so; if not, he will be condemn- +ed to pay only so much as he is able. The amount of the wife’s +claim is also usually lessened by the husband’s right of retaining +some portion for himself, which he may do to the extent of any +outlay he has made on dowry property, according to the rule, +stated in the larger work of the Digest, that a dowry is dimin- +ished by operation of law to the extent of all necessary outlay +thereon. 38 Again, if a man goes to law with his parent or +patron, or if one partner brings an action of partnership against +another, he cannot get judgement for more than his adversary +is able to pay. The rule is the same when a man is sued on a +mere promise to give a present. 39 Very often too a plaintiff +obtains judgement for less than he was owed through the +defendant’s pleading a set-off: for, as has already been ob- +served, the judge, acting on equitable principles, would in such +a case take into account the cross demand in the same trans- +action of the defendant, and condemn him only in the residue. +40 So too if an insolvent person, who surrenders all his effects +to his creditors, acquires fresh property of sufficient amount +to justify such a step, his creditors may sue him afresh, and +compel him to satisfy the residue of their claims so far as he +is able, but not to give up all that he has; for it would be +inhuman to condemn a man to pay his debts in full who has +already been once deprived of all his means. + +TITLE VII +OF CONTRACTS MADE WITH PERSONS +IN POWER + +As we have already mentioned the action in respect of the +peculium of children in power and slaves, we must now explain +it more fully, and with it the other actions by which fathers +and masters are sued for the debts of their sons or slaves. +Whether the contract be made with a slave or with a child in +power, the rules to be applied are much the same; and there- +fore, to make our statements as short as possible, we will +speak only of slaves and masters, premising that what we say +of them is true also of children and the parents in whose power +they are; where the treatment of the latter differs from that +of the former, we will point out the divergence. + +1 If a slave enters into a contract at the bidding of his +master, the praetor allows the latter to be sued for the whole +amount: for it is on his credit that the other party relies in +making the contract. 2 On the same principle the praetor +grants two other actions, in which the whole amount due may +be sued for; that called exercitoria, to recover the debt of a +ship-master, and that called institoria, to recover the debt of +a manager or factor. The former lies against a master who +has appointed a slave to be captain of a ship, to recover a +debt incurred by the slave in his character of captain, and it is +called exercitoria, because the person to whom the daily profits +of a ship belong is termed an exercitor. The latter lies against +a man who has appointed a slave to manage a shop or business, +to recover any debt incurred in that business; it is called insti- +toria, because a person appointed to manage a business is +termed an institor. And these actions are granted by the +praetor even if the person whom one sets over a ship, a shop, +or any other business, be a free man or another man’s slave, +because equity requires their application in these latter cases +no less than in the former. 3 Another action of the praetor’s +introduction is that called tributoria. If a slave, with the +knowledge of his master, devotes his peculium to a trade or +business, the rule which the praetor follows, in respect of +contracts made in the course of such trade or business, is that +the peculium so invested and its profits shall be divided between +the master, if anything is due to him, and the other creditors in +the ratio of their claims. The distribution of these assets is left +to the master, subject to this provision, that any creditor who +complains of having received less than his proper share can +bring this action against him for an account. 4 There is also +an action in respect of peculium and of what has been con- +verted to the uses of the master, under which, if a debt has +been contracted by a slave without the consent of his master, +and some portion thereof has been converted to his uses, he is +liable to that extent, while if no portion has been so converted, +he is liable to the extent of the slave’s peculium. Conversion +to his uses is any necessary expenditure on his account, as +repayment to his creditors of money borrowed, repair of +his falling house, purchase of corn for his slaves, or of an +estate for him, or any other necessary. Thus, if out of ten +aurei which your slave borrows from Titius, he pays your +creditor five, and spends the remainder in some other way, +you are liable for the whole of the five, and for the remainder +to the extent of the peculium: and from this it is clear that if +the whole ten were applied to your uses Titius could recover +the whole from you. Thus, though it is but a single action +which is brought in respect of peculium and of conversion to +uses, it has two condemnatory clauses. The judge by whom +the action is tried first looks to see whether there has been any +application to the uses of the master, and does not proceed +to ascertain the amount of the peculium unless there has been +no such application, or a partial application only. In ascer- +taining the amount of the peculium deduction is first made of +what is owed to the master or any person in his power, and +the residue only is treated as peculium; though sometimes +what a slave owes to a person in his master’s power is not +deducted, for instance, where that person is another slave who +himself belongs to the peculium; thus, where a slave owes a +debt to his own vicarial slave, its amount is not deducted from +the peculium. 5 There is no doubt that a person with whom +a slave enters into a contract at the bidding of his master, or +who can sue by the actions exercitoria or institoria, may in +lieu thereof bring an action in respect of the peculium and of +conversion to uses; but it would be most foolish of him to +relinquish an action by which he may with the greatest ease +recover the whole of what is owing to him under the contract, +and undertake the trouble of proving a conversion to uses, or +the existence of a peculium sufficient in amount to cover the +whole of the debt. So too a plaintiff who can sue by the action +called tributoria may sue in respect of peculium and conversion +to uses, and sometimes the one action is the more advisable, +sometimes the other. The former has this advantage, that in +it the master has no priority; there is no deduction of debts +owing to him, but he and the other creditors stand on precisely +the same footing; while in the action in respect of peculium +deduction is first made of debts owing to the master, who is +condemned to pay over to the creditors only what then +remains. On the other hand, the advantage of the action in +respect of peculium is that in it the slave’s whole peculium is +liable to his creditors, whereas in the action called tributoria +only so much of it is liable as is invested in the trade or +business; and this may be only a third, a fourth, or even a less +fraction, because the slave may have the rest invested in land +or slaves, or out on loan. A creditor ought therefore to select +the one or the other action by considering their respective +advantages in each particular case; though he certainly ought +to choose that in respect of conversion to uses, if he can prove +such conversion. 6 What we have said of the liability of a master +on the contracts of his slave is equally applicable where the +contract is made by a child or grandchild in the power of his +or her father or grandfather. 7 A special enactment in favour +of children in power is found in the senatusconsult of Macedo, +which has prohibited the giving of loans of money to such +persons, and refused an action to the lender both against the +child, whether he be still in power, or has become independent +by death of the ancestor or emancipation, and against the +parent, whether he still retains the child in his power, or has +emancipated him. This enactment was made by the Senate +because it was found that persons in power, when dragged +down by the burden of loans which they had squandered in +profligacy, often plotted against the lives of their parents. + +8 Finally, it should be observed that where a contract has been +entered into by a slave or son in power at his master’s or +parent’s bidding, or where there has been a conversion to his +uses, a condiction may be brought directly against the parent +or master, exactly as if he had been the original contracting +party in person. So too, wherever a man is suable by either +of the actions called exercitoria and institoria, he may, in lieu +thereof, be sued directly by a condiction, because in effect the +contract in such cases is made at his bidding. + +TITLE VIII +OF NOXAL ACTIONS + +Where a delict, such as theft, robbery, unlawful damages, or +outrage, is committed by a slave, a noxal action lies against +the master, who on being condemned has the option of paying +the damages awarded, or surrendering the slave in satisfaction +of the injury. 1 The wrongdoer, that is, the slave, is called +‘noxa’; ‘noxia’ is the term applied to the wrong itself, that is, +the theft, damage, robbery, or outrage. 2 This principle of +noxal surrender in lieu of paying damages awarded is based on +most excellent reason, for it would be unjust that the misdeed +of a slave should involve his master in any detriment beyond +the loss of his body. 3 If a master is sued by a noxal action +on the ground of his slave’s delict, he is released from all +liability by surrendering the slave in satisfaction of the wrong, +and by this surrender his right of ownership is permanently +transferred; though if the slave can procure enough money to +compensate the surrenderee in full for the wrong he did him, +he can, by applying to the praetor, get himself manumitted +even against the will of his new master. 4 Noxal actions +were introduced partly by statute, partly by the Edict of the +praetor; for theft, by the statute of the Twelve Tables; for un- +lawful damages, by the lex Aquilia; for outrage and robbery, +by the Edict. 5 Noxal actions always follow the person of the +wrongdoer. Thus, if your slave does a wrong while in your +power, an action lies against you; if he becomes the property +of some other person, that other is the proper person to be +sued; and if he is manumitted, he becomes directly and per- +sonally liable, and the noxal action is extinguished. Conversely, +a direct action may change into noxal; thus, in an independent +person has done a wrong, and then becomes your slave +(as he may in several ways described in the first Book), a +noxal action lies against you in lieu of the direct action which +previously lay against the wrongdoer in person. 6 But no +action lies for an offence committed by a slave against his +master, for between a master and a slave in his power there +can be no obligation; consequently, if the slave becomes the +property of some other person, or is manumitted, neither he +nor his new master can be sued; and on the same principle, if +another man’s slave commits a wrong against you, and then +becomes your property, the action is extinguished, because +it has come into a condition in which an action cannot exist; the +result being that even if the slave passes again out of your +power you cannot sue. Similarly, if a master commits a wrong +against his slave, the latter cannot sue him after manumission +or alienation. 7 These rules were applied by the ancients to +wrongs committed by children in power no less than by slaves; +but the feeling of modern times has rightly rebelled against +such inhumanity, and noxal surrender of children under power +has quite gone out of use. Who could endure in this way to +give up a son, still more a daughter, to another, whereby the +father would be exposed to greater anguish in the person of +a son than even the latter himself, while mere decency forbids +such treatment in the case of a daughter? Accordingly, such +noxal actions are permitted only where the wrongdoer is a +slave, and indeed we find it often laid down by old legal +writers that sons in power may be sued personally for their +own delicts. + +TITLE IX +OF PAUPERIES, OR DAMAGE DONE +BY QUADRUPEDS + +A noxal action was granted by the statute of the Twelve +Tables in cases of mischief done through wantonness, passion, +or ferocity, by irrational animals; it being by an enactment +of that statute provided, that if the owner of such an +animal is ready to surrender it as compensation for the +damage, he shall thereby be released from all liability. +Examples of the application of this enactment may be +found in kicking by a horse, or goring by a bull, known +to be given that way; but the action does not lie unless +in causing the damage the animal is acting contrary to its +natural disposition; if its nature be to be savage, this remedy +is not available. Thus, if a bear runs away from its owner, +and causes damage, the quondam owner cannot be sued, for +immediately with its escape his ownership ceased to exist. +The term pauperies, or ‘mischief,’ is used to denote damage +done without there being any wrong in the doer of it, for an +unreasoning animal cannot be said to have done a wrong. +Thus far as to the noxal action. + +1 It is, however, to be observed that the Edict of the aedile +forbids dogs, boars, bears, or lions to be kept near where there +is a public road, and directs that if any injury be caused to +a free man through disobedience of this provision, the owner +of the beast shall be condemned to pay such sum as to the +judge shall seem fair and equitable: in case of any other in- +jury the penalty is fixed at double damages. Besides this +aedilician action, that on pauperies may also be sometimes +brought against the same defendant; for when two or more +actions, especially penal ones, may be brought on one and +the same ground, the bringing of one does not debar the +plaintiff from subsequently bringing the other. + +TITLE X +OF PERSONS THROUGH WHOM WE CAN +BRING AN ACTION + +We must now remark that a man may sue either for himself, +or for another as attorney, guardian, or curator: whereas +formerly one man could not sue for another except in public +suits, as an assertor of freedom, and in certain actions relating +to guardianship. The lex Hostilia subsequently permitted +the bringing of an action of theft on behalf of persons who +were in the hands of an enemy, or absent on State employment, +and their pupils. It was, however, found extremely inconvenient +to be unable to either bring or defend an action on behalf of +another, and accordingly men began to employ attorneys for +this purpose; for people are often hindered by ill-health, age, +unavoidable absence, and many other causes from attending +to their own business. 1 For the appointment of an attorney +no set form of words is necessary, nor need it be made in the +presence of the other party, who indeed usually knows nothing +about it; for in law any one is your attorney whom you allow +to bring or defend an action on your behalf. 2 The modes of +appointing guardians and curators have been explained in the +first Book. + +TITLE XI +OF SECURITY + +The old system of taking security from litigants differed +from that which has more recently come into use. + +Formerly the defendant in a real action was obliged to give +security, so that if judgement went against him, and he neither +gave up the property which was in question, nor paid the +damages assessed, the plaintiff might be able to sue either +him or his sureties: and this is called security for satisfaction +of judgement, because the plaintiff stipulates for payment to +himself of the sum at which the damages are assessed. And +there was all the more reason for compelling the defendant in +a real action to give security if he was merely the representative +of another. From the plaintiff in a real action no security was +required if it was on his own account that he sued, but if he +was merely an attorney, he was required to give security for +the ratification of his proceedings by his principal, owing to +the possibility of the latter’s subsequently suing in person +on the same claim. Guardians and curators were required by +the Edict to give the same security as attorneys; but when +they appeared as plaintiffs they were sometimes excused. +1 So much for real actions. In personal actions the same rules +applied, so far as the plaintiff was concerned, as we have +said obtained in real actions. If the defendant was repre- +sented by another person, security had always to be given, +for no one is allowed to defend another without security; +but if the defendant was sued on his own account, he was +not compelled to give security for satisfaction of judgement. +2 Nowadays, however, the practice is different; for if the de- +fendant is sued on his own account, he is not compelled to +give security for repayment of the damages assessed, whether +the action be real or personal; all that he has to do is to +enter into a personal engagement that he will subject himself +to the jurisdiction of the court down to final judgement; the +mode of making such engagement being either a promise +under oath, which is called a sworn recognizance, or a bare +promise, or giving of sureties, according to the defendant’s +rank and station. 3 But the case is different where either +plaintiff or defendant appears by an attorney. If the plaintiff +does so, and the attorney’s appointment is not enrolled in the +records, or confirmed by the principal personally in court, the +attorney must give security for ratification of his proceedings +by his principal; and the rule is the same if a guardian, +curator, or other person who has undertaken the management +of another’s affairs begins an action through an attorney. 4 If +a defendant appears, and is ready to appoint an attorney to +defend the action for him, he can do this either by coming +personally into court, and confirming the appointment by the +solemn stipulations employed when security is given for +satisfaction of judgement, or by giving security out of court +whereby, as surety for his attorney, he guarantees the observ- +ance of all the clauses of the so-called security for satisfaction +of judgement. In all such cases, he is obliged to give a right +of hypothec over all his property, whether the security be +given in or out of court, and this right avails against his heirs +no less than against himself. Finally, he has to enter into +a personal engagement or recognizance to appear in court +when judgement is delivered; and in default of such appear- +ance his surety will have to pay all the damages to which he +is condemned, unless notice of appeal is given. 5 If, however, +the defendant for some reason or other does not appear, and +another will defend for him, he may do so, and it is imma- +terial whether the action be real or personal, provided he will +give security for satisfaction of the judgement in full; for we +have already mentioned the old rule, that no one is allowed +to defend another without security. 6 All this will appear +more clearly and fully by reference to the daily practice of +the courts, and to actual cases of litigation: 7 and it is our +pleasure that these rules shall hold not only in this our royal +city, but also in all our provinces, although it may be that +through ignorance the practice elsewhere was different: for +it is necessary that the provinces generally shall follow the +lead of the capital of our empire, that is, of this royal city, +and observe its usages. + +TITLE XII +OF ACTIONS PERPETUAL AND TEMPORAL, +AND WHICH MAY BE BROUGHT BY AND +AGAINST HEIRS + +It should be here observed that actions founded on statutes, +senatusconsults, and imperial constitutions could be brought +at any length of time from the accrual of the cause of action, +until certain limits were fixed for actions both real and per- +sonal by imperial enactments; while actions which were +introduced by the praetor in the exercise of his jurisdiction +could, as a rule, be brought only within a year, that being the +duration of his authority. Some praetorian actions, however, +are perpetual, that is to say, can be brought at any time +which does not exceed the limit fixed by the enactments re- +ferred to; for instance, those granted to ‘possessors of goods’ +and other persons who are fictitiously represented as heirs. +So, too, the action for theft detected in the commission, though +praetorian, is perpetual, the praetor having judged it absurd +to limit it by a year. 1 Actions which will lie against a man +under either the civil or the praetorian law will not always +lie against his heir, the rule being absolute that for delict -- for +instance, theft, robbery, outrage, or unlawful damage -- no +penal action can be brought against the heir. The heir of the +person wronged, however, may bring these actions, except in +outrage, and similar cases, if any. Sometimes, even an action +on contract cannot be brought against the heir; this being +the case where the testator has been guilty of fraud, and his +heir has not profited thereby. If, however, a penal action, such +as those we have mentioned, has been actually commenced +by the original parties, it is transmitted to the heirs of each. +2 Finally, it must be remarked that if, before judgement is pro- +nounced, the defendant satisfies the plaintiff, the judges ought +to absolve him, even though he was liable to condemnation +at the time when the action was commenced; this being the +meaning of the old dictum, that all actions involve the power +of absolution. + +TITLE XIII +OF EXCEPTIONS + +We have next to examine the nature of exceptions. Ex- +ceptions are intended for the protection of the defendant, who +is often in this position, that though the plaintiff’s case is a +good one in the abstract, yet as against him, the particular +defendant, his contention is inequitable. 1 For instance, if you +are induced by duress, fraud, or mistake to promise Titius by +stipulation what you did not owe him, it is clear that by the +civil law you are bound, and that the action on your promise +is well grounded; yet it is inequitable that you should be con- +demned, and therefore in order to defeat the action you are +allowed to plead the exception of duress, or of fraud, or one +framed to suit the circumstances of the cases. 2 So too, if, as +a preliminary to an advance of money, one stipulates from you +for its repayment, and then never advances it after all, it is +clear that he can sue you for the money, and you are bound +by your promise to give it; but it would be iniquitous that you +should be compelled to fulfil such an engagement, and therefore +you are permitted to defend yourself by the exception that +the money, in point of fact, was never advanced. The time +within which this exception can be pleaded, as we remarked +in a former Book, has been shortened by our constitution. +3 Again, if a creditor agrees with his debtor not to sue for +a debt, the latter still remains bound, because an obligation +cannot be extinguished by a bare agreement; accordingly, +the creditor can validly bring against him a personal action +claiming payment of the debt, though, as it would be in- +equitable that he should be condemned in the face of the +agreement not to sue, he may defend himself by pleading +such agreement in the form of an exception. 4 Similarly, if at +his creditor’s challenge a debtor affirms on oath that he is not +under an obligation to convey, he still remains bound; but as +it would be unfair to examine whether he has perjured him- +self, he can, on being sued, set up the defence that he has +sworn to the non-existence of the debt. In real actions, too, +exceptions are equally necessary; thus, if on the plaintiff’s +challenge the defendant swears that the property is his, there +is nothing to prevent the former from persisting in his action; +but it would be unfair to condemn the defendant, even though +the plaintiff’s contention that the property is his be well +founded. 5 Again, an obligation still subsists even after judge- +ment in an action, real or personal, in which you have been +defendnt, so that in strict law you may be sued again on the +same ground of action; but you can effectually meet the +claim by pleading the previous judgement. 6 These examples +will have been sufficient to illustrate our meaning; the multi- +tude and variety of the cases in which exceptions are neces- +sary may be learnt by reference to the larger work of the +Digest or Pandects. 7 Some exceptions derive their force from +statutes or enactments equivalent to statutes, others from the +jurisdiction of the praetor; 8 and some are said to be perpetual +or peremptory, others to be temporary or dilatory. 9 Perpetual +or peremptory exceptions are obstructions of unlimited dura- +tion, which practically destroy the plaintiff’s ground of action, +such as the exceptions of fraud, intimidation, and agreement +never to sue. 10 Temporary or dilatory exceptions are merely +temporary obstructions, their only effect being to postpone for +a while the plaintiff’s right to sue; for example, the plea of +an agreement not to sue for a certain time, say, five years; +for at the end of that time the plaintiff can effectually pursue +his remedy. Consequently persons who would like to sue be- +fore the expiration of the time, but are prevented by the plea +of an agreement to the contrary, or something similar, ought +to postpone their action till the time specified has elapsed; and +it is on this account that such exceptions are called dilatory. +If a plaintiff brought his action before the time had expired, +and was met by the exception, this would debar him from all +success in those proceedings, and formerly he was unable to +sue again, owing to his having rashly brought the matter into +court, whereby he consumed his right of action, and lost all +chance of recovering what was his due. Such unbending rules, +however, we do not at the present day approve. Plaintiffs +who venture to commence an action before the time agreed +upon, or before the obligation is yet actionable, we subject to +the constitution of Zeno, which that most sacred legislator +enacted as to over-claims in respect of time; whereby, if the +plaintiff does not observe the stay which he has voluntarily +granted, or which is implied in the very nature of the action, +the time during which he ought to have postponed his action +shall be doubled, and at its termination the defendant shall not +be suable until he has been reimbursed for all expenses hitherto +incurred. So heavy a penalty it is hoped will induce plaintiffs in +no case to sue until they are entitled. 11 Moreover, some per- +sonal incapacities produce dilatory exceptions, such as those +relating to agency, supposing that a party wishes to be repre- +sented in an action by a soldier or a woman; for soldiers may +not act as attorneys in litigation even on behalf of such near +relatives as a father, mother, or wife, not even in virtue of an +imperial rescript, though they may attend to their own affairs +without committing a breach of discipline. We have sanctioned +the abolition of those exceptions, by which the appointment +of an attorney was formerly opposed on account of the infamy +of either attorney or principal, because we found that they no +longer were met with in actual practice, and to prevent the +trial of the real issue being delayed by disputes as to their +admissibility and operation. + +TITLE XIV +OF REPLICATIONS + +Sometimes an exception, which prima facie seems just to +the defendant, is unjust to the plaintiff, in which case the +latter must protect himself by another allegation called a +replication, because it parries and counteracts the force of the +exception. For example, a creditor may have agreed with +his debtor not to sue him for money due, and then have sub- +sequently agreed with him that he shall be at liberty to do so; +here if the creditor sues, and the debtor pleads that he ought +not to be condemned on proof being given of the agreement +not to sue, he bars the creditor’s claim, for the plea is true, and +remains so in spite of the subsequent agreement; but as it +would be unjust that the creditor should be prevented from re- +covering, he will be allowed to plead a replication, based upon +that agreement. 1 Sometimes again a replication, though prima +facie just, is unjust to the defendant; in which case he must +protect himself by another allegation called a rejoinder: 2 and +if this again, though on the face of it just, is for some reason +unjust to the plaintiff, a still further allegation is necessary +for his protection, which is called a surrejoinder. 3 And some- +times even further additions are required by the multiplicity +of circumstances under which dispositions are made, or by +which they are subsequently affected; as to which fuller in- +formation may easily be gathered from the larger work of +the Digest. 4 Exceptions which are open to a defendant are +usually open to his surety as well, as indeed is only fair: for +when a surety is sued the principal debtor may be regarded +as the real defendant, because he can be compelled by the +action on agency to repay the surety whatsoever he has dis- +bursed on his account. Accordingly, if the creditor agrees +with his debtor not to sue, the latter’s sureties may plead this +agreement, if sued themselves, exactly as if the agreement +had been made with them instead of with the principal +debtor. There are, however, some exceptions which, though +pleadable by a principal debtor, are not pleadable by his +surety; for instance, if a man surrenders his property to his +creditors as an insolvent, and one of them sues him for his +debt in full, he can effectually protect himself by pleading the +surrender; but this cannot be done by his surety, because the +creditor’s main object, in accepting a surety for his debtor, is +to be able to have recourse to the surety for the satisfaction +of his claim if the debtor himself becomes insolvent. + +TITLE XV +OF INTERDICTS + +We have next to treat of interdicts or of the actions by +which they have been superseded. Interdicts were formulae +by which the praetor either ordered or forbad some thing to +be done, and occurred most frequently in case of litigation +about possession or quasi-possession. + +1 The first division of interdicts is into orders of abstention, +of restitution, and of production. The first are those by which +the praetor forbids the doing of some act -- for instance, the +violent ejection of a bona fide possessor, forcible interference +with the internment of a corpse in a place where that may +lawfully be done, building upon sacred ground, or the doing +of anything in a public river or on its banks which may impede +its navigation. The second are those by which he orders +restitution of property, as where he directs possession to be +restored to a ‘possessor of goods’ of things belonging to an +inheritance, and which have hitherto been in the possession +of others under the title of heir, or without any title at all; or +where he orders a person to be reinstated in possession of +land from which he has been forcibly ousted. The third are +those by which he orders the production of persons or prop- +erty; for instance, the production of a person whose freedom +is in question, of a freedman whose patron wishes to demand +from him certain services, or of children on the application +of the parent in whose power they are. Some think that the +term interdict is properly applied only to orders of abstention, +because it is derived from the verb ‘interdicere,’ meaning to +denounce or forbid, and that orders of restitution or pro- +duction are properly termed decrees; but in practice they are +all called interdicts, because they are given ‘inter duos,’ be- +tween two parties. 2 The next division is into interdicts for +obtaining possession, for retaining possession, and for recov- +ering possession. 3 Interdicts for obtaining possession are +exemplified by the one given to a ‘possessor of goods,’ which +is called ‘Quorum bonorum,’ and which enjoins that whatever +portion of the goods, whereof possession has been granted to +the claimant, is in the hands of one who holds by the title of +heir or as mere possessor only, shall be delivered up to the +grantee of possession. A person is deemed to hold by the +title of heir who thinks he is an heir; he is deemed to hold +as mere possessor who relies on no title at all, but holds a +portion of the whole of the inheritance, knowing that he is +not entitled. It is called an interdict for obtaining possession, +because it is available only for initiating possession; accord- +ingly, it is not granted to a person who has already had and +lost possession. Another interdict for obtaining possession +is that named after Salvius, by which the landlord gets pos- +session of the tenant’s property which has been hypothecated +as a security for rent. 4 The interdicts ‘Uti possidetis’ and +‘Utrubi’ are interdicts for retaining possession, and are em- +ployed when two parties claim ownership in anything, in +order to determine which shall be defendant and which plain- +tiff; for no real action can be commenced until it is ascer- +tained which of the parties is in possession, because law and +reason both require that one of them shall be in possession +and shall be sued by the other. As the role of defendant in +a real action is far more advantageous than that of plaintiff, +there is almost invariably a keen dispute as to which party is +to have possession pending litigation: the advantage consist- +ing in this, that, even if the person in possession has no title +as owner, the possession remains to him unless and until the +plaintiff can prove his own ownership: so that where the +rights of the parties are not clear, judgement usually goes +against the plaintiff. Where the dispute relates to the pos- +session of land or buildings, the interdict called ‘Uti possidetis’ +is employed; where to movable property, that called ‘Utrubi.’ +Under the older law their effects were very different. In +‘Uti possidetis’ the party in possession at the issue of the +interdict was the winner, provided he had not obtained that +possession from his adversary by force, or clandestinely, or by +permission; whether he had obtained it from some one else in +any of these modes was immaterial. In ‘Utrubi’ the winner +was the party who had been in possession the greater portion +of the year next immediately preceding, provided that posses- +sion had not been obtained by force, or clandestinely, or by +permission, from his adversary. At the present day, however, +the practice is different, for as regards the right to immediate +possession the two interdicts are now on the same footing; the +rule being, that whether the property in question be movable +or immovable, the possession is adjudged to the party who +has it at the commencement of the action, provided he had +not obtained it by force, or clandestinely, or by permission, +from his adversary. 5 A man’s possession includes, besides +his own personal possession, the possession of any one who +holds in his name, though not subject to his power; for instance, +his tenant. So also a depositary or borrower for use may +possess for him, as is expressed by the saying that we retain +possession by any one who holds in our name. Moreover, +mere intention suffices for the retention of possession; so that +although a man is not in actual possession either himself or +through another, yet if it was not with the intention of +abandoning the thing that he left it, but with that of subse- +quently returning to it, he is deemed not to have parted with +the possession. Through what persons we can obtain +possession has been explained in the second Book; and it +is agreed on all hands that for obtaining possession intention +alone does not suffice. 6 An interdict for recovering +possession is granted to persons who have been forcibly +ejected from land or buildings; their proper remedy being +the interdict ‘Unde vi,’ by which the ejector is compelled +to restore possession, even though it had been originally +obtained from him by the grantee of the interdict by force, +clandestinely, or by permission. But by imperial constitutions, +as we have already observed, if a man violently seizes on +property to which he has a title, he forfeits his right of owner- +ship; if on property which belongs to some one else, he has +not only to restore it, but also to pay the person whom he has +violently dispossessed a sum of money equivalent to its value. +In cases of violent dispossession the wrongdoer is liable +under the lex Iulia relating to private or public violence, by +the former being meant unarmed force, by the latter dispos- +session effected with arms; and the term ‘arms’ must be taken +to include not only shields, swords, and helmets, but also +sticks and stones. 7 Thirdly, interdicts are divided into +simple and double. Simple interdicts are those wherein one +party is plaintiff and the other defendant, as is always the case +in orders of restitution or production; for he who demands +restitution or production is plaintiff, and he from whom it is +demanded is defendant. Of interdicts which order ab- +stention some are simple, others double. The simple are +exemplified by those wherein the praetor commands the +defendant to abstain from desecrating consecrated ground, +or from obstructing a public river or its banks; for he who +demands such order is the plaintiff, and he who is attempting +to do the act in question is defendant. Of double interdicts +we have examples in Uti possidetis and Utrubi; they are +called double because the footing of both parties is equal, +neither being exclusively plaintiff or defendant, but each sus- +taining the double role. + +8 To speak of the procedure and result of interdicts under +the older law would now be a waste of words; for when the +procedure is what is called ‘extraordinary,’ as it is nowadays +in all actions, the issue of an interdict is unnecessary, the +matter being decided without any such preliminary step in +much the same way as if it had actually been taken, and a +modified action had arisen on it. + +TITLE XVI +OF THE PENALTIES FOR RECKLESS +LITIGATION + +It should here be observed that great pains have been +taken by those who in times past had charge of the law to +deter men from reckless litigation, and this is a thing that we +too have at heart. The best means of restraining unjustifiable +litigation, whether on the part of a plaintiff or of a defendant, +are money fines, the employment of the oath, and the fear +of infamy. 1 Thus under our constitution, the oath has to be +taken by every defendant, who is not permitted even to +state his defence until he swears that he resists the plaintiff’s +claim because he believes that his cause is a good one. In +certain cases where the defendant denies his liability the +action is for double or treble the original claim, as in pro- +ceedings on unlawful damages, and for recovery of legacies +bequeathed to religious places. In various actions the damages +are multiplied at the outset; in an action on theft detected in +the commission they are quadrupled; for simple theft they are +doubled; for in these and some other actions the damages +are a multiple of the plaintiff’s loss, whether the defendant +denies or admits the claim. Vexatious litigation is checked +on the part of the plaintiff also, who under our constitution +is obliged to swear on oath that his action is commenced +in good faith; and similar oaths have to be taken by the +advocates of both parties, as is prescribed in other of our +enactments. Owing to these substitutes the old action of +dishonest litigation has become obsolete. The effect of this +was to penalize the plaintiff in a tenth part of the value he +claimed by action; but, as a matter of fact, we found that the +penalty was never exacted, and therefore its place has been +taken by the oath above mentioned, and by the rule that +a plaintiff who sues without just cause must compensate his +opponent for all losses incurred, and also pay the costs of the +action. 2 In some actions condemnation carries infamy with it, +as in those on theft, robbery, outrage, fraud, guardianship, +agency, and deposit, if direct, not contrary; also in the action +on partnership, which is always direct, and in which infamy is +incurred by any partner who suffers condemnation. In actions +on theft, robbery, outrage, and fraud, it is not only infamous +to be condemned, but also to compound, as indeed is only +just; for obligation based on delict differs widely from obli- +gation based on contract. + +3 In commencing an action, the first step depends upon that +part of the Edict which relates to summons; for before any- +thing else is done, the adversary must be summoned, that is to +say, must be called before the judge who is to try the action. +And herein the praetor takes into consideration the respect +due to parents, patrons, and the children and parents of +patrons, and refuses to allow a parent to be summoned by his +child, or a patron by his freedman, unless permission so to do +has been asked of and obtained from him; and for non- +observance of this rule he has fixed a penalty of fifty solidi. + +TITLE XVII +OF THE DUTIES OF A JUDGE + +Finally we have to treat of the duties of a judge; of which +the first is not to judge contrary to statutes, the imperial laws, +and custom. 1 Accordingly, if he is trying a noxal action, and +thinks that the master ought to be condemned, he should be +careful to word his judgement thus: ‘I condemn Publius +Maevius to pay ten aurei to Lucius Titius, or to surrender to +him the slave that did the wrong.’ 2 If the action is real, and he +finds against the plaintiff, he ought to absolve the defendant; +if against the latter, he ought to order him to give up the +property in question, along with its fruits. If the defendant +pleads that he is unable to make immediate restitution and +applies for execution to be stayed, and such application +appears to be in good faith, it should be granted upon the +terms of his finding a surety to guarantee payment of the +damages assessed, if restitution be not made within the time +allowed. If the subject of the action be an inheritance, the +same rule applies as regards fruits as we laid down in speaking +of actions for the recovery of single objects. If the defendant +is a mala fide possessor, fruits which but for his own negligence +he might have gathered are taken into account in much the +same way in both actions; but a bona fide possessor is not +held answerable for fruits which he has not consumed or has +not gathered, except from the moment of the commencement +of the action, after which time account is taken as well of +fruits which might have been gathered but for his negligence +as of those which have been gathered and consumed. 3 If the +object of the action be production of property, its mere pro- +duction by the defendant is not enough, but it must be ac- +companied by every advantage derived from it; that is to say, +the plaintiff must be placed in the same position he would +have been in if production had been made immediately on the +commencement of the action. Accordingly if, during the +delay occasioned by trial, the possessor has completed a +title to the property by usucapion, he will not be thereby +saved from being condemned. The judge ought also to take +into account the mesne profits, or fruits produced by the +property in the interval between the commencement of the +action and judgement. If the defendant pleads that he is +unable to make immediate production, and applies for a +stay, and such application appears to be in good faith, it +should be granted on his giving security that he will render +up the property. If he neither complies at once with the +judge’s order for production, nor gives security for doing so +afterwards, he ought to be condemned in a sum representing +the plaintiff’s interest in having production at the commence- +ment of the proceedings. 4 In an action for the division of a +‘family’ the judge ought to assign to each of the heirs specific +articles belonging to the inheritance, and if one of them is +unduly favoured, to condemn him, as we have already said, +to pay a fixed sum to the other as compensation. Again, the +fact the one only of two joint-heirs has gathered the fruits of +land comprised in the inheritance, or has damaged or con- +sumed something belonging thereto, is ground for ordering +him to pay compensation to the other; and it is immaterial, +so far as this action is concerned, whether the joint-heirs are +only two or more in number. 5 The same rules are applied in +an action for partition of a number of things held by joint-owners. +If such an action be brought for the partition of a single object, +such as an estate, which easily admits of division, the judge +ought to assign a specific portion of each joint-owner, +condemning such one as seems to be unduly favoured to pay +a fixed sum to the other as compensation. If the property +cannot be conveniently divided -- as a slave, for instance, +or a mule -- it ought to be adjudged entirely to one only of the +joint-owners, who should be ordered to pay a fixed sum to +the other as compensation. 6 In an action for rectification of +boundaries the judge ought to examine whether an adjudication +of property is actually necessary. There is only one case where +this is so; where, namely, convenience requires that the line +of separation between fields belonging to different owners +shall be more clearly marked than heretofore, and where, +accordingly, it is requisite to adjudge part of the one’s field +to the owner of the other, who ought, in consequence, to be +ordered to pay a fixed sum as compensation to his neighbour. +Another ground for condemnation in this action is the com- +mission of any malicious act, in respect of the boundaries, by +either of the parties, such as removal of landmarks, or cutting +down boundary trees: as also is contempt of court, expressed +by refusal to allow the fields to be surveyed in accordance +with a judge’s order. 7 Wherever property is adjudged to a +party in any of these actions, he at once acquires a complete +title thereto. + +TITLE XVIII +OF PUBLIC PROSECUTIONS + +Public prosecutions are not commenced as actions are, nor +indeed is there any resemblance between them and the other +remedies of which we have spoken; on the contrary, they +differ greatly both in the mode in which they are commenced, +and in the rules by which they are conducted. 1 They are +called public because as a general rule any citizen may come +forward as prosecutor in them. 2 Some are capital, others not. +By capital prosecutions we mean those in which the accused +may be punished with the extremest severity of the law, with +interdiction from water and fire, with deportation, or with hard +labour in the mines: those which entail only infamy and +pecuniary penalties are public, but not capital. 3 The follow- +ing statutes relate to public prosecutions. First, there is the +lex Iulia on treason, which includes any design against the +Emperor or State; the penalty under it is death, and even +after decease the guilty person’s name and memory are +branded with infamy. 4 The lex Iulia, passed for the repression +of adultery, punishes with death not only defilers of the +marriage-bed, but also those who indulge in criminal inter- +course with those of their own sex, and inflicts penalties on +any who without using violence seduce virgins or widows of +respectable character. If the seducer be of reputable con- +dition, the punishment is confiscation of half his fortune; if +a mean person, flogging and relegation. 5 The lex Cornelia on +assassination pursues those persons, who commit this crime +with the sword of vengeance, and also all who carry weapons +for the purpose of homicide. By a ‘weapon,’ as is remarked +by Gaius in his commentary on the statute of the Twelve +Tables, is ordinarily meant some missile shot from a bow, but +it also signifies anything thrown with the hand; so that stones +and pieces of wood or iron are included in the term. ‘Telum,’ +in fact, or ‘weapon,’ is derived from the Greek ‘telou,’ and +so means anything thrown to a distance. A similar connexion +of meaning may be found in the Greek word ‘belos,’ which cor- +responds to our ‘telum,’ and which is derived from ‘ballesthai,’ +to throw, as we learn from Xenophon, who writes, ‘they +carried with them ‘belei,’ namely spears, bows and arrows, +slings, and large numbers of stones.’ ‘Sicarius,’ or assassin, is +derived from ‘sica,’ a long steel knife. This statute also inflicts +punishment of death on poisoners, who kill men by their hateful +arts of poison and magic, or who publicly sell deadly drugs. +6 A novel penalty has been devised for a most odious crime +by another statute, called the lex Pompeia on parricide, +which provides that any person who by secret machination +or open act shall hasten the death of his parent, or child, or +other relation whose murder amounts in law to parricide, or +who shall be an instigator or accomplice of such a crime, +although a stranger, shall suffer the penalty of parricide. This +is not execution by the sword or by fire, or any ordinary form +of punishment, but the criminal is sewn up in a sack with a +dog, a cock, a viper, and an ape, and in this dismal prison is +thrown into the sea or a river, according to the nature of the +locality, in order that even before death he shall begin to be +deprived of the enjoyment of the elements, the air being +denied him while alive, and interment in the earth when dead. +Those who kill persons related to them by kinship or affinity, +but whose murder is not parricide, will suffer the penalties +of the lex Cornelia on assassination. 7 The lex Cornelia on +forgery, otherwise called the statute of wills, inflicts penalties +on all who shall write, seal, or read a forged will or other +document, or shall substitute the same for the real original, +or who shall knowingly and feloniously make, engrave, or +use a false seal. If the criminal be a slave, the penalty fixed +by the statute is death, as in the statute relating to assassins +and poisoners: if a free man, deportation. 8 The lex Iulia, +relating to public or private violence, deals with those +persons who use force armed or unarmed. For the former, +the penalty fixed by the statute is deportation; for the latter, +confiscation of one third of the offender’s property. Ravish- +ment of virgins, widows, persons professed in religion, or +others, and all assistance in its perpetration, is punished +capitally under the provisions of our constitution, by refer- +ence to which full information on this subject is obtainable. +9 The lex Iulia on embezzlement punishes all who steal money +or other property belonging to the State, or devoted to the +maintenance of religion. Judges who during the term of +office embezzle public money are punishable with death, as +also are their aiders and abettors, and any who receive such +money knowing it to have been stolen. Other persons who +violate the provisions of this statute are liable to deportation. +10 A public prosecution may also be brought under the lex +Fabia relating to manstealing, for which a capital penalty is +sometimes inflicted under imperial constitutions, sometimes a +lighter punishment. 11 Other statutes which give rise to such +prosecutions are the lex Iulia on bribery, and three others, +which are similarly entitled, and which relate to judicial ex- +tortion, to illegal combinations for raising the price of corn, +and to negligence in the charge of public moneys. These +deal with special varieties of crime, and the penalties which +they inflict on those who infringe them in no case amount to +death, but are less severe in character. + +12 We have made these remarks on public prosecutions only +to enable you to have the merest acquaintance with them, and +as a kind of guide to a fuller study of the subject, which, with +the assistance of Heaven, you may make by reference to the +larger volume of the Digest or Pandects. + + +THE END OF +THE INSTITUTES OF JUSTINIAN + + +Transcribed by +Howard R. 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