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-The Project Gutenberg EBook of Essays: Scientific, Political, and
-Speculative; Vol. II of Three, by Herbert Spencer
-
-This eBook is for the use of anyone anywhere in the United States and most
-other parts of the world at no cost and with almost no restrictions
-whatsoever. You may copy it, give it away or re-use it under the terms of
-the Project Gutenberg License included with this eBook or online at
-www.gutenberg.org. If you are not located in the United States, you'll have
-to check the laws of the country where you are located before using this ebook.
-
-
-
-Title: Essays: Scientific, Political, and Speculative; Vol. II of Three
- Library Edition (1891), Containing Seven Essays not before
- Republished, and Various other Additions.
-
-Author: Herbert Spencer
-
-Release Date: October 29, 2016 [EBook #53395]
-
-Language: English
-
-Character set encoding: UTF-8
-
-*** START OF THIS PROJECT GUTENBERG EBOOK ESSAYS: SCIENTIFIC ***
-
-
-
-
-Produced by Josep Cols Canals, Adrian Mastronardi, RichardW,
-and the Online Distributed Proofreading Team at
-http://www.pgdp.net (This file was produced from images
-generously made available by The Internet Archive/Canadian
-Libraries and Internet Archive/American Libraries.)
-
-
-
-
-
-
-
-
-
- ESSAYS: SCIENTIFIC, POLITICAL, & SPECULATIVE.
-
- BY
- HERBERT SPENCER.
-
- LIBRARY EDITION,
-
- (otherwise fifth thousand,)
-
- _Containing Seven Essays not before Republished,_
- _and various other additions_.
-
- VOL. II.
-
- WILLIAMS AND NORGATE,
- 14, HENRIETTA STREET, COVENT GARDEN, LONDON;
- AND 20, SOUTH FREDERICK STREET, EDINBURGH.
-
- 1891.
-
-
-
-
- LONDON:
- G. NORMAN AND SON, PRINTERS, HART STREET,
- COVENT GARDEN.
-
-
-
-
-CONTENTS OF VOL. II.
-
-
- PAGE
- THE GENESIS OF SCIENCE 1
-
- THE CLASSIFICATION OF THE SCIENCES 74
-
- REASONS FOR DISSENTING FROM THE PHILOSOPHY OF M. COMTE 118
-
- ON LAWS IN GENERAL, AND THE ORDER OF THEIR DISCOVERY 145
-
- THE VALUATION OF EVIDENCE 161
-
- WHAT IS ELECTRICITY? 168
-
- MILL _versus_ HAMILTON—THE TEST OF TRUTH 188
-
- REPLIES TO CRITICISMS 218
-
- PROF. GREEN’S EXPLANATIONS 321
-
- THE PHILOSOPHY OF STYLE 333
-
- USE AND BEAUTY 370
-
- THE SOURCES OF ARCHITECTURAL TYPES 375
-
- GRACEFULNESS 381
-
- PERSONAL BEAUTY 387
-
- THE ORIGIN AND FUNCTION OF MUSIC 400
-
- THE PHYSIOLOGY OF LAUGHTER 452
-
- (_For Index, see Volume III._)
-
-
-
-
-{1}
-
-THE GENESIS OF SCIENCE.
-
-
-[_First published in_ The British Quarterly Review _for July 1854_.]
-
-There still prevails among men a vague notion that scientific knowledge
-differs in nature from ordinary knowledge. By the Greeks, with whom
-Mathematics—literally _things learnt_—was alone considered as knowledge
-proper, the distinction must have been strongly felt; and it has ever
-since maintained itself in the general mind. Though, considering
-the contrast between the achievements of science and those of daily
-unmethodic thinking, it is not surprising that such a distinction
-has been assumed; yet it needs but to rise a little above the common
-point of view, to see that it is but a superficial distinction. The
-same faculties are employed in both cases; and in both cases their
-mode of operation is fundamentally the same. If we say that science
-is organized knowledge, we are met by the truth that all knowledge is
-organized in a greater or less degree—that the commonest actions of
-the household and the field presuppose facts colligated, inferences
-drawn, results expected; and that the general success of these actions
-proves the data by which they were guided to have been correctly put
-together. If, again, we say that science is prevision—is a seeing
-beforehand—is a knowing in what {2} times, places, combinations,
-or sequences, specified phenomena will be found; we are obliged to
-confess that the definition includes much that is foreign to science
-in its ordinary acceptation: for example, a child’s knowledge of an
-apple. This, as far as it goes, consists in previsions. When a child
-sees a certain form and colours, it knows that if it puts out its
-hand it will have certain impressions of resistance, and roundness,
-and smoothness; and if it bites, a certain taste. And manifestly its
-general acquaintance with surrounding objects is of like nature—is
-made up of facts concerning them, grouped so that any part of a group
-being perceived, the existence of the other facts included in it is
-foreseen. If, once more, we say that science is _exact_ prevision,
-we still fail to establish the supposed difference. Not only do we
-find that much of what we call science is not exact, and that some of
-it, as physiology, can never become exact; but we find further, that
-many of the previsions constituting the common stock alike of wise
-and foolish, _are_ exact. That an unsupported body will fall; that a
-lighted candle will go out when immersed in water; that ice will melt
-when thrown on the fire—these, and many like predictions relating to
-the familiar properties of things, have as high a degree of accuracy as
-predictions are capable of. It is true that the results foreseen are of
-a very general character; but it is none the less true that they are
-correct as far as they go: and this is all that is requisite to fulfil
-the definition. There is perfect accordance between the anticipated
-phenomena and the actual ones; and no more than this can be said of the
-highest achievements of the sciences specially characterized as exact.
-
-Seeing thus that the assumed distinction between scientific knowledge
-and common knowledge cannot be sustained; and yet feeling, as we must,
-that however impossible it may be to draw a line between them, the two
-are not practically identical; there arises the question—What is the
-relationship {3} between them? A partial answer to this question may
-be drawn from the illustrations just given. On reconsidering them, it
-will be observed that those portions of ordinary knowledge which are
-identical in character with scientific knowledge, comprehend only such
-combinations of phenomena as are directly cognizable by the senses,
-and are of simple, invariable nature. That the smoke from a fire which
-she is lighting will ascend, and that the fire will presently boil
-the water placed over it, are previsions which the servant-girl makes
-equally well with the most learned physicist; but they are previsions
-concerning phenomena in constant and direct relation—phenomena that
-follow visibly and immediately after their antecedents—phenomena of
-which the causation is neither remote nor obscure—phenomena which may
-be predicted by the simplest possible act of reasoning. If, now, we
-pass to the previsions constituting science—that an eclipse of the
-moon will happen at a specified time; that when a barometer is taken
-to the top of a mountain of known height, the mercurial column will
-descend a stated number of inches; that the poles of a galvanic battery
-immersed in water will give off, the one an inflammable and the other
-an inflaming gas, in definite ratio—we perceive that the relations
-involved are not of a kind habitually presented to our senses. They
-depend, some of them, on special combinations of causes; and in some of
-them the connexion between antecedents and consequents is established
-only by an elaborate series of inferences. A broad distinction,
-therefore, between scientific knowledge and common knowledge is its
-remoteness from perception. If we regard the cases in their most
-general aspect, we see that the labourer who, on hearing certain notes
-in the adjacent hedge, can describe the particular form and colours
-of the bird making them, and the astronomer who, having calculated a
-transit of Venus, can delineate the black spot entering on the sun’s
-disc, as it will appear through the telescope, at a specified hour,
-do {4} essentially the same thing. Each knows that on fulfilling the
-requisite conditions, he shall have a preconceived impression—that
-after a definite series of actions will come a group of sensations of
-a foreknown kind. The difference, then, is neither in the fundamental
-character of the mental acts; nor in the correctness of the previsions
-accomplished by them; but in the complexity of the processes required
-to achieve the previsions. Much of our common knowledge is, as far
-as it goes, precise. Science does not increase its precision. What
-then does it do? It reduces other knowledge to the same degree of
-precision. That certainty which direct perception gives us respecting
-coexistences and sequences of the simplest and most accessible kind,
-science gives us respecting coexistences and sequences, complex in
-their dependencies, or inaccessible to immediate observation. In brief,
-regarded from this point of view, science may be called _an extension
-of the perceptions by means of reasoning_.
-
-On further considering the matter, however, it will perhaps be felt
-that this definition does not express the whole fact—that inseparable
-as science may be from common knowledge, and completely as we may fill
-up the gap between the simplest previsions of the child and the most
-recondite ones of the physicist, by interposing a series of previsions
-in which the complexity of reasoning involved is greater and greater,
-there is yet a difference between the two beyond that above described.
-And this is true. But the difference is still not such as enables us to
-draw the assumed line of demarcation. It is a difference not between
-common knowledge and scientific knowledge; but between the successive
-phases of science itself, or knowledge itself—whichever we choose to
-call it. In its earlier phases science attains only to _certainty_ of
-foresight; in its later phases it further attains to _completeness_.
-We begin by discovering _a_ relation; we end by discovering _the_
-relation. Our first achievement is to foretell the _kind_ {5} of
-phenomenon which will occur under specified conditions; our last
-achievement is to foretell not only the kind but the _amount_. Or, to
-reduce the proposition to its most definite form—undeveloped science is
-_qualitative_ prevision; developed science is _quantitative_ prevision.
-
-This will at once be perceived to express the remaining distinction
-between the lower and the higher stages of positive knowledge. The
-prediction that a piece of lead will take more force to lift it
-than a piece of wood of equal size, exhibits certainty, but not
-completeness, of foresight. The kind of effect in which the one body
-will exceed the other is foreseen; but not the amount by which it will
-exceed. There is qualitative prevision only. On the other hand, the
-predictions that at a stated time two particular planets will be in
-conjunction; that by means of a lever having arms in a given ratio, a
-known force will raise just so many pounds; that to decompose a given
-quantity of sulphate of iron by carbonate of soda will require so many
-grains—these predictions show foreknowledge, not only of the nature of
-the effects to be produced, but of the magnitude, either of the effects
-themselves, of the agencies producing them, or of the distance in time
-or space at which they will be produced. There is both qualitative
-provision and quantitative prevision. And this is the unexpressed
-difference which leads us to consider certain orders of knowledge as
-especially scientific when contrasted with knowledge in general. Are
-the phenomena _measurable_? is the test which we unconsciously employ.
-Space is measurable: hence Geometry. Force and space are measurable:
-hence Statics. Time, force, and space are measurable: hence Dynamics.
-The invention of the barometer enabled men to extend the principles
-of mechanics to the atmosphere; and Aerostatics existed. When a
-thermometer was devised there arose a science of heat, which was before
-impossible. Of such external agents as we have found no measures
-but our sensations {6} we have no sciences. We have no science of
-smells; nor have we one of tastes. We have a science of the relations
-of sounds differing in pitch, because we have discovered a way to
-measure these relations; but we have no science of sounds in respect to
-their loudness or their _timbre_, because we have got no measures of
-loudness and _timbre_. Obviously it is this reduction of the sensible
-phenomena it presents, to relations of magnitude, which gives to any
-division of knowledge its specially scientific character. Originally
-men’s knowledge of weights and forces was like their present knowledge
-of smells and tastes—a knowledge not extending beyond that given by
-the unaided sensations; and it remained so until weighing instruments
-and dynamometers were invented. Before there were hour-glasses and
-clepsydras, most phenomena could be estimated as to their durations
-and intervals, with no greater precision than degrees of hardness can
-be estimated by the fingers. Until a thermometric scale was contrived,
-men’s judgments respecting relative amounts of heat stood on the same
-footing with their present judgments respecting relative amounts of
-sound. And as in these initial stages, with no aids to observation,
-only the roughest comparisons of cases could be made, and only the most
-marked differences perceived, it resulted that only the most simple
-laws of dependence could be ascertained—only those laws which, being
-uncomplicated with others, and not disturbed in their manifestations,
-required no niceties of observation to disentangle them. Whence it
-appears not only that in proportion as knowledge becomes quantitative
-do its previsions become complete as well as certain, but that until
-its assumption of a quantitative character it is necessarily confined
-to the most elementary relations.
-
-Moreover it is to be remarked that while, on the one hand, we
-can discover the laws of the greater part of phenomena only by
-investigating them quantitatively; on the other hand we can extend
-the range of our quantitative {7} previsions only as fast as we
-detect the laws of the results we predict. For clearly the ability to
-specify the magnitude of a result inaccessible to direct measurement,
-implies knowledge of its mode of dependence on something which can be
-measured—implies that we know the particular fact dealt with to be
-an instance of some more general fact. Thus the extent to which our
-quantitative previsions have been carried in any direction, indicates
-the depth to which our knowledge reaches in that direction. And here,
-as another aspect of the same fact, it may be observed that as we pass
-from qualitative to quantitative prevision, we pass from inductive
-science to deductive science. Science while purely inductive is purely
-qualitative; when inaccurately quantitative it usually consists of
-part induction, part deduction; and it becomes accurately quantitative
-only when wholly deductive. We do not mean that the deductive and the
-quantitative are coextensive; for there is manifestly much deduction
-that is qualitative only. We mean that all quantitative prevision is
-reached deductively; and that induction can achieve only qualitative
-prevision.
-
-Still, however, it must not be supposed that these distinctions enable
-us to separate ordinary knowledge from science; much as they seem to
-do so. While they show in what consists the broad contrast between
-the extreme forms of the two, they yet lead us to recognize their
-essential identity, and once more prove the difference to be one of
-degree only. For, on the one hand, much of our common knowledge is
-to some extent quantitative; seeing that the amount of the foreseen
-result is known within certain wide limits. And, on the other hand,
-the highest quantitative prevision does not reach the exact truth, but
-only a near approach to it. Without clocks the savage knows that the
-day is longer in the summer than in the winter; without scales he knows
-that stone is heavier than flesh; that is, he can foresee respecting
-certain results that their amounts will exceed these, and be less than
-{8} those—he knows _about_ what they will be. And, with his most
-delicate instruments and most elaborate calculations, all that the man
-of science can do, is to reduce the difference between the foreseen and
-the actual results to an unimportant quantity. Moreover, it must be
-borne in mind not only that all the sciences are qualitative in their
-first stages,—not only that some of them, as Chemistry, have but lately
-reached the quantitative stage—but that the most advanced sciences
-have attained to their present power of determining quantities not
-present to the senses, or not directly measurable, by a slow process
-of improvement extending through thousands of years. So that science
-and the knowledge of the uncultured are alike in the nature of their
-previsions, widely as they differ in range; they possess a common
-imperfection, though this is immensely greater in the last than in the
-first; and the transition from the one to the other has been through a
-series of steps by which the imperfection has been rendered continually
-less, and the range continually wider.
-
-These facts, that science and ordinary knowledge are allied in
-nature, and that the one is but a perfected and extended form of the
-other, must necessarily underlie the whole theory of science, its
-progress, and the relations of its parts to each other. There must be
-incompleteness in any history of the sciences, which, leaving out of
-view the first steps of their genesis, commences with them only when
-they assume definite forms. There must be grave defects, if not a
-general untruth, in a philosophy of the sciences considered in their
-interdependence and development, which neglects the inquiry how they
-came to be distinct sciences, and how they were severally evolved
-out of the chaos of primitive ideas. Not only a direct consideration
-of the matter, but all analogy, goes to show that in the earlier and
-simpler stages must be sought the key to all subsequent intricacies.
-The time was when the anatomy and physiology of the human being were
-studied {9} by themselves—when the adult man was analyzed and the
-relations of parts and of functions investigated, without reference
-either to the relations exhibited in the embryo or to the homologous
-relations existing in other creatures. Now, however, it has become
-manifest that no true conceptions are possible under such conditions.
-Anatomists and physiologists find that the real natures of organs and
-tissues can be ascertained only by tracing their early evolution; and
-that the affinities between existing genera can be satisfactorily made
-out only by examining the fossil genera to which they are akin. Well,
-is it not clear that the like must be true concerning all things that
-undergo development? Is not science a growth? Has not science, too,
-its embryology? And must not the neglect of its embryology lead to a
-misunderstanding of the principles of its evolution and of its existing
-organization?
-
-There are _à priori_ reasons, therefore, for doubting the truth of all
-philosophies of the sciences which tacitly proceed upon the common
-notion that scientific knowledge and ordinary knowledge are separate;
-instead of commencing, as they should, by affiliating the one upon the
-other, and showing how it gradually came to be distinguishable from
-the other. We may expect to find their generalizations essentially
-artificial; and we shall not be deceived. Some illustrations of this
-may here be fitly introduced, by way of preliminary to a brief sketch
-of the genesis of science from the point of view indicated. And we
-cannot more readily find such illustrations than by glancing at a few
-of the various _classifications_ of the sciences that have from time to
-time been proposed. To consider all of them would take too much space:
-we must content ourselves with some of the latest.
-
- * * * * *
-
-Commencing with those which may be soonest disposed of, let us notice,
-first, the arrangement propounded by Oken. An abstract of it runs thus:―
-
- Part I. MATHESIS.—_Pneumatogeny_: Primary Act, Primary
- Consciousness, {10} God, Primary Rest, Time, Polarity, Motion, Man,
- Space, Point, Line, Surface, Globe, Rotation.—_Hylogeny_: Gravity,
- Matter, Ether, Heavenly Bodies, Light, Heat, Fire.
-
- (He explains that MATHESIS is the doctrine of the whole;
- _Pneumatogeny_ being the doctrine of immaterial totalities, and
- _Hylogeny_ that of material totalities.)
-
- Part II. ONTOLOGY.—_Cosmogeny_: Rest, Centre, Motion, Line,
- Planets, Form, Planetary System, Comets.—_Stöchiogeny_: Condensation,
- Simple Matter, Elements, Air, Water, Earth.—_Stöchiology_: Functions
- of the Elements, &c. &c.—_Kingdoms of Nature_: Individuals.
-
- (He says in explanation that ‘ONTOLOGY teaches
- us the phenomena of matter. The first of these are the
- heavenly bodies comprehended by _Cosmogeny_. These divide
- into elements.—_Stöchiogeny._ The earth element divides
- into minerals—_Mineralogy_. These unite into one collective
- body—_Geogeny_. The whole in singulars is the living, or _Organic_,
- which again divides into plants and animals. _Biology_, therefore,
- divides into _Organogeny_, _Phytosophy_, _Zoosophy_.’)
-
- FIRST KINGDOM.—MINERALS. _Mineralogy_,
- _Geology_.
-
- Part III. BIOLOGY.—_Organosophy_, _Phytogeny_,
- _Phyto-physiology_, _Phytology_, _Zoogeny_, _Physiology_, _Zoology_,
- _Psychology_.
-
-A glance over this confused scheme shows that it is an attempt to
-classify knowledge, not after the order in which it has been, or may
-be, built up in the human consciousness; but after an assumed order
-of creation. It is a pseudo-scientific cosmogony, akin to those which
-men have enunciated from the earliest times downwards; and only a
-little more respectable. As such it will not be thought worthy of much
-consideration by those who, like ourselves, hold that experience is
-the sole origin of knowledge. Otherwise, it might have been needful to
-dwell on the incongruities of the arrangement—to ask how motion can be
-treated of before space? how there can be rotation without matter to
-rotate? how polarity can be dealt with without involving points and
-lines? But it will serve our present purpose just to indicate a few of
-the absurdities resulting from the doctrine which Oken seems to hold in
-common with Hegel, that “to philosophize on Nature is to re-think the
-great thought of Creation.” Here is a sample:―
-
-“Mathematics is the universal science; so also is {11}
-Physio-philosophy, although it is only a part, or rather but a
-condition of the universe; both are one, or mutually congruent.
-
-“Mathematics is, however, a science of mere forms without substance.
-Physio-philosophy is, therefore, _mathematics endowed with substance_.”
-
-From the English point of view it is sufficiently amusing to find such
-a dogma not only gravely stated, but stated as an unquestionable truth.
-Here we see the experiences of quantitative relations which men have
-gathered from surrounding bodies and generalized (experiences which
-had been scarcely at all generalized at the beginning of the historic
-period)—we find these generalized experiences, these intellectual
-abstractions, elevated into concrete actualities, projected back
-into Nature, and considered as the internal frame-work of things—the
-skeleton by which matter is sustained. But this new form of the old
-realism, is by no means the most startling of the physio-philosophic
-principles. We presently read that,
-
-“The highest mathematical idea, or the fundamental principle of all
-mathematics is the zero = 0.” * * *
-
-“Zero is in itself nothing. Mathematics is based upon nothing, and,
-_consequently_, arises out of nothing.
-
-“Out of nothing, _therefore_, it is possible for something to arise;
-for mathematics, consisting of propositions, is a something in relation
-to 0.”
-
-By such “consequentlys” and “therefores” it is, that men philosophize
-when they “re-think the great thought of creation.” By dogmas that
-pretend to be reasons, nothing is made to generate mathematics; and by
-clothing mathematics with matter, we have the universe! If now we deny,
-as we _do_ deny, that the highest mathematical idea is the zero—if,
-on the other hand, we assert, as we _do_ assert, that the fundamental
-idea underlying all mathematics, is that of equality; the whole of
-Oken’s cosmogony disappears. And here, indeed, we may see illustrated,
-the distinctive peculiarity of the German method of procedure in these
-{12} matters—the bastard _à priori_ method, as it may be termed. The
-legitimate _à priori_ method sets out with propositions of which the
-negation is inconceivable; the _à priori_ method as illegitimately
-applied, sets out either with propositions of which the negation is
-_not_ inconceivable, or with propositions like Oken’s, of which the
-_affirmation_ is inconceivable.
-
-It is needless to proceed further with the analysis; else might we
-detail the steps by which Oken arrives at the conclusions that “the
-planets are coagulated colours, for they are coagulated light”; that
-“the sphere is the expanded nothing;” that gravity is “a weighty
-nothing, a heavy essence, striving towards a centre;” that “the earth
-is the identical, water the indifferent, air the different; or the
-first the centre, the second the radius, the last the periphery of the
-general globe or of fire.” To comment on them would be nearly as absurd
-as are the propositions themselves. Let us pass on to another of the
-German systems of knowledge—that of Hegel.
-
-The simple fact that Hegel puts Jacob Bœhme on a par with Bacon,
-suffices alone to show that his stand-point is far remote from the one
-usually regarded as scientific: so far remote, indeed, that it is not
-easy to find any common basis on which to found a criticism. Those who
-hold that the mind is moulded into conformity with surrounding things
-by the agency of surrounding things, are necessarily at a loss how to
-deal with those who, like Schelling and Hegel, assert that surrounding
-things are solidified mind—that Nature is “petrified intelligence.”
-However, let us briefly glance at Hegel’s classification. He divides
-philosophy into three parts:―
-
-1. _Logic_, or the science of the idea in itself, the pure idea.
-
-2. _The Philosophy of Nature_, or the science of the idea considered
-under its other form—of the idea as Nature.
-
-3. _The Philosophy of the Mind_, or the science of the idea in its
-return to itself.
-
-Of these, the second is divided into the natural sciences, {13}
-commonly so-called; so that in its more detailed form the series runs
-thus:—Logic, Mechanics, Physics, Organic Physics, Psychology.
-
-Now, if we believe with Hegel, first, that thought is the true essence
-of man; second, that thought is the essence of the world; and that,
-therefore, there is nothing but thought; his classification, beginning
-with the science of pure thought, may be acceptable. But otherwise, it
-is an obvious objection to his arrangement, that thought implies things
-thought of—that there can be no logical forms without the substance of
-experience—that the science of ideas and the science of things must
-have a simultaneous origin. Hegel, however, anticipates this objection,
-and, in his obstinate idealism, replies, that the contrary is true. He
-affirms that all contained in the forms, to become something, requires
-to be thought; and that logical forms are the foundations of all things.
-
-It is not surprising that, starting from such premises, and reasoning
-after this fashion, Hegel finds his way to strange conclusions. Out
-of _space_ and _time_ he proceeds to build up _motion_, _matter_,
-_repulsion_, _attraction_, _weight_, and _inertia_. He then goes on to
-logically evolve the solar system. In doing this he widely diverges
-from the Newtonian theory; reaches by syllogism the conviction that
-the planets are the most perfect celestial bodies; and, not being able
-to bring the stars within his theory, says that they are mere formal
-existences and not living matter, and that as compared with the solar
-system they are as little admirable as a cutaneous eruption or a swarm
-of flies.[1] Results so absurd might be left as self-disproved, were
-it not that speculators of this class are not alarmed by any amount
-of incongruity with established beliefs. The only efficient mode of
-treating systems like this of {14} Hegel, is to show that they are
-self-destructive—that by their first steps they ignore that authority
-on which all their subsequent steps depend. If Hegel professes, as he
-manifestly does, to develop his scheme by reasoning—if he presents
-successive inferences as _necessarily following_ from certain premises;
-he implies the postulate that a belief which necessarily follows after
-certain antecedents is a true belief; and did an opponent reply to one
-of his inferences that, though it was impossible to think the opposite,
-yet the opposite was true, he would consider the reply irrational. The
-procedure, however, which he would thus condemn as destructive of all
-thinking whatever, is just the procedure exhibited in the enunciation
-of his own first principles. Mankind find themselves unable to conceive
-that there can be thought without things thought of. Hegel, however,
-asserts that there _can_ be thought without things thought of. That
-ultimate test of a true proposition—the inability of the human mind
-to conceive the negation of it—which in all the successive steps of
-his arguments he considers valid, he considers invalid where it suits
-his convenience to do so; and yet at the same time denies the right
-of an opponent to follow his example. If it is competent for him to
-posit dogmas which are the direct negations of what human consciousness
-recognizes; then is it also competent for his antagonists to stop him
-at any moment by saying, that though the particular inference he is
-drawing seems to his mind, and to all minds, necessarily to follow
-from the premises, yet it is not true, but the contrary inference is
-true. Or, to state the dilemma in another form:—If he sets out with
-inconceivable propositions, then may he with equal propriety make
-all his succeeding propositions inconceivable ones—may at every step
-throughout his reasoning draw the opposite conclusion to that which
-seems involved.
-
-Hegel’s mode of procedure being thus essentially suicidal, the Hegelian
-classification which depends upon {15} it, falls to the ground. Let us
-consider next that of M. Comte.
-
-As all his readers must admit, M. Comte presents us with a scheme of
-the sciences which, unlike the foregoing ones, demands respectful
-consideration. Widely as we differ from him, we cheerfully bear witness
-to the largeness of his views, the clearness of his reasoning, and the
-value of his speculations as contributing to intellectual progress.
-Did we believe a serial arrangement of the sciences to be possible,
-that of M. Comte would certainly be the one we should adopt. His
-fundamental propositions are thoroughly intelligible; and, if not true,
-have a great semblance of truth. His successive steps are logically
-co-ordinated; and he supports his conclusions by a considerable amount
-of evidence—evidence which, so long as it is not critically examined,
-or not met by counter evidence, seems to substantiate his positions.
-But it only needs to assume that antagonistic attitude which _ought_
-to be assumed towards new doctrines, in the belief that, if true, they
-will prosper by conquering objectors—it needs but to test his leading
-doctrines either by other facts than those he cites, or by his own
-facts differently applied, to show that they will not stand. We will
-proceed thus to deal with the general principle on which he bases his
-hierarchy of the sciences.
-
-In the condensed translation of the _Positive Philosophy_, by Miss
-Martineau, M. Comte says:—“Our problem is, then, to find the one
-_rational_ order, amongst a host of possible systems.” . . “This order
-is determined by the degree of simplicity, or, what comes to the same
-thing, of generality of their phenomena.” And the arrangement he
-deduces runs thus:—_Mathematics_, _Astronomy_, _Physics_, _Chemistry_,
-_Physiology_, _Social Physics_. This he asserts to be “the true
-_filiation_ of the sciences.” He asserts further, that the principle
-of progression from a greater to a less degree of generality, “which
-gives this order to the whole body of science, arranges the parts of
-each science.” And, {16} finally, he asserts that the gradations
-thus established _à priori_ among the sciences and the parts of
-each science, “is in essential conformity with the order which has
-spontaneously taken place among the branches of natural philosophy;”
-or, in other words—corresponds with the order of historic development.
-
-Let us compare these assertions with the facts. That there may be
-perfect fairness, let us make no choice, but take as the field
-for our comparison, the succeeding section treating of the first
-science—Mathematics; and let us use none but M. Comte’s own facts,
-and his own admissions. Confining ourselves to this one science, we
-are limited to comparisons between its several parts. M. Comte says,
-that the parts of each science must be arranged in the order of their
-decreasing generality; and that this order of decreasing generality
-agrees with the order of historic development. Our inquiry will be,
-then, whether the history of mathematics confirms this statement.
-
-Carrying out his principle, M. Comte divides Mathematics into “Abstract
-Mathematics, or the Calculus (taking the word in its most extended
-sense) and Concrete Mathematics, which is composed of General Geometry
-and of Rational Mechanics.” The subject-matter of the first of these is
-_number_; the subject-matter of the second includes _space_, _time_,
-_motion_, _force_. The one possesses the highest possible degree of
-generality; for all things whatever admit of enumeration. The others
-are less general; seeing that there are endless phenomena that are
-not cognizable either by general geometry or rational mechanics. In
-conformity with the alleged law, therefore, the evolution of the
-calculus must throughout have preceded the evolution of the concrete
-sub-sciences. Now somewhat awkwardly for him, the first remark M. Comte
-makes bearing on this point is, that “from an historical point of view,
-mathematical analysis _appears to have arisen out of_ the contemplation
-of geometrical and mechanical facts.” True, he goes {17} on to say
-that, “it is not the less independent of these sciences logically
-speaking;” for that “analytical ideas are, above all others, universal,
-abstract, and simple; and geometrical conceptions are necessarily
-founded on them.” We will not take advantage of this last passage to
-charge M. Comte with teaching, after the fashion of Hegel, that there
-can be thought without things thought of. We are content simply to
-compare the assertion, that analysis arose out of the contemplation of
-geometrical and mechanical facts, with the assertion that geometrical
-conceptions are founded upon analytical ones. Literally interpreted
-they exactly cancel each other. Interpreted, however, in a liberal
-sense, they imply, what we believe to be demonstrable, that the two
-had _a simultaneous origin_. The passage is either nonsense, or it is
-an admission that abstract and concrete mathematics are coeval. Thus,
-at the very first step, the alleged congruity between the order of
-generality and the order of evolution, does not hold good.
-
-But may it not be that though abstract and concrete mathematics took
-their rise at the same time, the one afterwards developed more rapidly
-than the other; and has ever since remained in advance of it? No: and
-again we call M. Comte himself as witness. Fortunately for his argument
-he has said nothing respecting the early stages of the concrete and
-abstract divisions after their divergence from a common root; otherwise
-the advent of Algebra long after the Greek geometry had reached a high
-development, would have been an inconvenient fact for him to deal with.
-But passing over this, and limiting ourselves to his own statements,
-we find, at the opening of the next chapter, the admission, that “the
-historical development of the abstract portion of mathematical science
-has, since the time of Descartes, been for the most part _determined_
-by that of the concrete.” Further on we read respecting algebraic
-functions that “most functions were concrete in their origin—even
-those which are at present the most purely {18} abstract; and the
-ancients discovered only through geometrical definitions elementary
-algebraic properties of functions to which a numerical value was not
-attached till long afterwards, rendering abstract to us what was
-concrete to the old geometers.” How do these statements tally with
-his doctrine? Again, having divided the calculus into algebraic and
-arithmetical, M. Comte admits, as perforce he must, that the algebraic
-is more general than the arithmetical; yet he will not say that algebra
-preceded arithmetic in point of time. And again, having divided the
-calculus of functions into the calculus of direct functions (common
-algebra) and the calculus of indirect functions (transcendental
-analysis), he is obliged to speak of this last as possessing a higher
-generality than the first; yet it is far more modern. Indeed, by
-implication, M. Comte himself confesses this incongruity; for he
-says:—“It might seem that the transcendental analysis ought to be
-studied before the ordinary, as it provides the equations which the
-other has to resolve. But though the transcendental _is logically
-independent of the ordinary_, it is best to follow the usual method of
-study, taking the ordinary first.” In all these cases, then, as well as
-at the close of the section where he predicts that mathematicians will
-in time “create procedures of a _wider generality_,” M. Comte makes
-admissions that are diametrically opposed to the alleged law.
-
-In the succeeding chapters treating of the concrete department of
-mathematics, we find similar contradictions. M. Comte himself names the
-geometry of the ancients _special_ geometry and that of the moderns
-_general_ geometry. He admits that while “the ancients studied geometry
-with reference to the _bodies_ under notice, or specially; the moderns
-study it with reference to the _phenomena_ to be considered, or
-generally.” He admits that while “the ancients extracted all they could
-out of one line or surface before passing to another,” “the moderns,
-since Descartes, employ themselves on questions {19} which relate to
-any figure whatever.” These facts are the reverse of what, according
-to his theory, they should be. So, too, in mechanics. Before dividing
-it into statics and dynamics, M. Comte treats of the three laws of
-_motion_, and is obliged to do so; for statics, the more _general_ of
-the two divisions, though it does not involve motion, is impossible
-as a science until the laws of motion are ascertained. Yet the laws
-of motion pertain to dynamics, the more _special_ of the divisions.
-Further on he points out that after Archimedes, who discovered the
-law of equilibrium of the lever, statics made no progress until the
-establishment of dynamics enabled us to seek “the conditions of
-equilibrium through the laws of the composition of forces.” And he
-adds—“At this day _this is the method universally employed_. At the
-first glance it does not appear the most rational—dynamics being
-more complicated than statics, and precedence being natural to the
-simpler. It would, in fact, be more philosophical to refer dynamics to
-statics, as has since been done.” Sundry discoveries are afterwards
-detailed, showing how completely the development of statics has been
-achieved by considering its problems dynamically; and before the close
-of the section M. Comte remarks that “before hydrostatics could be
-comprehended under statics, it was necessary that the abstract theory
-of equilibrium should be made so general as to apply directly to fluids
-as well as solids. This was accomplished when Lagrange supplied, as
-the basis of the whole of rational mechanics, the single principle of
-virtual velocities.” In which statement we have two facts directly at
-variance with M. Comte’s doctrine;—first, that the simpler science,
-statics, reached its present development only by the aid of the
-principle of virtual velocities, which belongs to the more complex
-science, dynamics; and that this “single principle” underlying all
-rational mechanics—this _most general form_ which includes alike the
-relations of statical, {20} hydrostatical, and dynamical forces—was
-reached so late as the time of Lagrange.
-
-Thus it is _not_ true that the historical succession of the divisions
-of mathematics has corresponded with the order of decreasing
-generality. It is _not_ true that abstract mathematics was evolved
-antecedently to, and independently of, concrete mathematics. It is
-_not_ true that of the subdivisions of abstract mathematics, the
-more general came before the more special. And it is _not_ true that
-concrete mathematics, in either of its two sections, began with the
-most abstract and advanced to the less abstract truths.
-
-It may be well to mention, parenthetically, that, in defending his
-alleged law of progression from the general to the special, M. Comte
-somewhere comments upon the two meanings of the word _general_, and
-the resulting liability to confusion. Without now discussing whether
-the asserted distinction exists in other cases, it is manifest that
-it does not exist here. In sundry of the instances above quoted, the
-endeavours made by M. Comte himself to disguise, or to explain away,
-the precedence of the special over the general, clearly indicate that
-the generality spoken of is of the kind meant by his formula. And it
-needs but a brief consideration of the matter to show that, even did he
-attempt it, he could not distinguish this generality which, as above
-proved, frequently comes last, from the generality which he says always
-comes first. For what is the nature of that mental process by which
-objects, dimensions, weights, times, and the rest, are found capable
-of having their relations expressed numerically? It is the formation
-of certain abstract conceptions of unity, duality, and multiplicity,
-which are applicable to all things alike. It is the invention of
-general symbols serving to express the numerical relations of entities,
-whatever be their special characters. And what is the nature of the
-mental process by which numbers are found capable of having their
-relations expressed algebraically? It is the same. {21} It is the
-formation of certain abstract conceptions of numerical functions which
-are constant whatever be the magnitudes of the numbers. It is the
-invention of general symbols serving to express the relations between
-numbers, as numbers express the relations between things. Just as
-arithmetic deals with the common properties of lines, areas, bulks,
-forces, periods; so does algebra deal with the common properties of the
-numbers which arithmetic presents.
-
-Having shown that M. Comte’s alleged law of progression does not hold
-among the several parts of the same science, let us see how it agrees
-with the facts when applied to the separate sciences. “Astronomy,”
-says M. Comte (_Positive Philosophy_, Book III.), “was a positive
-science, in its geometrical aspect, from the earliest days of the
-school of Alexandria; but Physics, which we are now to consider, had
-no positive character at all till Galileo made his great discoveries
-on the fall of heavy bodies.” On this, our comment is simply that
-it is a misrepresentation based upon an arbitrary misuse of words—a
-mere verbal artifice. By choosing to exclude from terrestrial physics
-those laws of magnitude, motion, and position, which he includes in
-celestial physics, M. Comte makes it appear that the last owes nothing
-to the first. Not only is this unwarrantable, but it is radically
-inconsistent with his own scheme of divisions. At the outset he
-says—and as the point is important we quote from the original—“Pour
-la _physique inorganique_ nous voyons d’abord, en nous conformant
-toujours à l’ordre de généralité et de dépendance des phénomènes,
-qu’elle doit être partagée en deux sections distinctes, suivant qu’elle
-considère les phénomènes généraux de l’univers, ou, en particulier,
-ceux que présentent les corps terrestres. D’où la physique céleste,
-ou l’astronomie, soit géométrique, soit mechanique; et la physique
-terrestre.” Here then we have _inorganic physics_ clearly divided into
-_celestial physics_ and _terrestrial physics_—the phenomena presented
-by the universe, and the {22} phenomena presented by earthly bodies.
-If now celestial bodies and terrestrial bodies exhibit sundry leading
-phenomena in common, as they do, how can the generalization of these
-common phenomena be considered as pertaining to the one class rather
-than to the other? If inorganic physics includes geometry (which M.
-Comte has made it do by comprehending _geometrical_ astronomy in
-its sub-section, celestial physics); and if its other sub-section,
-terrestrial physics, treats of things having geometrical properties;
-how can the laws of geometrical relations be excluded from terrestrial
-physics? Clearly if celestial physics includes the geometry of
-objects in the heavens, terrestrial physics includes the geometry of
-objects on the earth. And if terrestrial physics includes terrestrial
-geometry, while celestial physics includes celestial geometry, then
-the geometrical part of terrestrial physics precedes the geometrical
-part of celestial physics; seeing that geometry gained its first
-ideas from surrounding objects. Until men had learnt geometrical
-relations from bodies on the earth, it was impossible for them to
-understand the geometrical relations of bodies in the heavens. So,
-too, with celestial mechanics, which had terrestrial mechanics for its
-parent. The very conception of _force_, which underlies the whole of
-mechanical astronomy, is borrowed from our earthly experiences; and
-the leading laws of mechanical action as exhibited in scales, levers,
-projectiles, &c., had to be ascertained before the dynamics of the
-Solar System could be entered upon. What were the laws made use of by
-Newton in working out his grand discovery? The law of falling bodies
-disclosed by Galileo; that of the composition of forces also disclosed
-by Galileo; and that of centrifugal force found out by Huyghens—all
-of them generalizations of terrestrial physics. Yet, with facts like
-these before him, M. Comte places astronomy before physics in order
-of evolution! He does not compare the geometrical parts of the two
-together, and the mechanical parts of the two {23} together; for this
-would by no means suit his hypothesis. But he compares the geometrical
-part of the one with the mechanical part of the other, and so gives
-a semblance of truth to his position. He is led away by a verbal
-illusion. Had he confined his attention to the things and disregarded
-the words, he would have seen that before mankind scientifically
-co-ordinated _any one class of phenomena_ displayed in the heavens,
-they had previously co-ordinated _a parallel class of phenomena_
-displayed on the surface of the earth.
-
-Were it needful we could fill a score pages with the incongruities
-of M. Comte’s scheme. But the foregoing samples will suffice. So far
-is his law of evolution of the sciences from being tenable, that, by
-following his example, and arbitrarily ignoring one class of facts,
-it would be possible to present, with great plausibility, just the
-opposite generalization to that which he enunciates. While he asserts
-that the rational order of the sciences, like the order of their
-historic development, “is determined by the degree of simplicity, or,
-what comes to the same thing, of generality of their phenomena;” it
-might contrariwise be asserted that, commencing with the complex and
-the special, mankind have progressed step by step to a knowledge of
-greater simplicity and wider generality. So much evidence is there of
-this as to have drawn from Whewell, in his _History of the Inductive
-Sciences_, the remark that “the reader has already seen repeatedly
-in the course of this history, complex and derivative principles
-presenting themselves to men’s minds before simple and elementary
-ones.” Even from M. Comte’s own work, numerous facts, admissions, and
-arguments, might be picked out, tending to show this. We have already
-quoted his words in proof that both abstract and concrete mathematics
-have progressed towards a higher degree of generality, and that he
-looks forward to a higher generality still. Just to strengthen this
-adverse hypothesis, let us take a further instance. {24} From the
-_particular_ case of the scales, the law of equilibrium of which was
-familiar to the earliest nations known, Archimedes advanced to the
-more _general_ case of the lever of which the arms may or may not be
-equal; the law of equilibrium of which _includes_ that of the scales.
-By the help of Galileo’s discovery concerning the composition of
-forces, D’Alembert “established, for the first time, the equations
-of equilibrium of _any_ system of forces applied to the different
-points of a solid body”—equations which include all cases of levers
-and an infinity of cases besides. Clearly this is progress towards
-a higher generality—towards a knowledge more independent of special
-circumstances—towards a study of phenomena “the most disengaged from
-the incidents of particular cases;” which is M. Comte’s definition
-of “the most simple phenomena.” Does it not indeed follow from the
-admitted fact, that mental advance is from the concrete to the
-abstract, from the particular to the general, that the universal and
-therefore most simple truths are the last to be discovered? Should we
-ever succeed in reducing all orders of phenomena to some single law—say
-of atomic action, as M. Comte suggests—must not that law answer to his
-test of being _independent_ of all others, and therefore most simple?
-And would not such a law generalize the phenomena of gravity, cohesion,
-atomic affinity, and electric repulsion, just as the laws of number
-generalize the quantitative phenomena of space, time and force?
-
-The possibility of saying so much in support of an hypothesis the very
-reverse of M. Comte’s, at once proves that his generalization is only a
-half-truth. The fact is that neither proposition is correct by itself;
-and the actuality is expressed only by putting the two together. The
-progress of science is duplex. It is at once from the special to the
-general, and from the general to the special. It is analytical and
-synthetical at the same time.
-
-M. Comte himself observes that the evolution of science {25} has been
-accomplished by the division of labour; but he quite misstates the
-mode in which this division of labour has operated. As he describes
-it, it has been simply an arrangement of phenomena into classes, and
-the study of each class by itself. He does not recognize the effect of
-progress in each class upon _all_ other classes: he recognizes only
-the effect on the class succeeding it in his hierarchical scale. Or if
-he occasionally admits collateral influences and intercommunications,
-he does it so grudgingly, and so quickly puts the admissions out of
-sight and forgets them, as to leave the impression that, with but
-trifling exceptions, the sciences aid one another only in the order
-of their alleged succession. The fact is, however, that the division
-of labour in science, like the division of labour in society, and
-like the “physiological division of labour” in individual organisms,
-has been not only a specialization of functions, but a continuous
-helping of each division by all the others, and of all by each. Every
-particular class of inquirers has, as it were, secreted its own
-particular order of truths from the general mass of material which
-observation accumulates; and all other classes of inquirers have made
-use of these truths as fast as they were elaborated, with the effect
-of enabling them the better to elaborate each its own order of truths.
-It was thus in sundry of the cases we have quoted as at variance with
-M. Comte’s doctrine. It was thus with the application of Huyghens’s
-optical discovery to astronomical observation by Galileo. It was thus
-with the application of the isochronism of the pendulum to the making
-of instruments for measuring intervals, astronomical and other. It was
-thus when the discovery that the refraction and dispersion of light
-did not follow the same law of variation, affected both astronomy and
-physiology by giving us achromatic telescopes and microscopes. It
-was thus when Bradley’s discovery of the aberration of light enabled
-him to make the first step towards ascertaining the motions of the
-stars. {26} It was thus when Cavendish’s torsion-balance experiment
-determined the specific gravity of the Earth, and so gave a datum for
-calculating the specific gravities of the Sun and Planets. It was
-thus when tables of atmospheric refraction enabled observers to write
-down the real places of the heavenly bodies instead of their apparent
-places. It was thus when the discovery of the different expansibilities
-of metals by heat, gave us the means of correcting our chronometrical
-measurements of astronomical periods. It was thus when the lines of
-the prismatic spectrum were used to distinguish the heavenly bodies
-that are of like nature with the sun from those which are not. It was
-thus when, as recently, an electro-telegraphic instrument was invented
-for the more accurate registration of meridional transits. It was
-thus when the difference in the rates of a clock at the equator, and
-nearer the poles, gave data for calculating the oblateness of the
-earth, and accounting for the precession of the equinoxes. It was
-thus—but it is needless to continue. Here, within our own limited
-knowledge of its history, we have named ten additional cases in which
-the single science of astronomy has owed its advance to sciences
-coming _after_ it in M. Comte’s series. Not only its minor changes,
-but its greatest revolutions have been thus determined. Kepler could
-not have discovered his celebrated laws had it not been for Tycho
-Brahe’s accurate observations; and it was only after some progress
-in physical and chemical science that the improved instruments with
-which those observations were made, became possible. The heliocentric
-theory of the Solar System had to wait until the invention of the
-telescope before it could be finally established. Nay, even the grand
-discovery of all—the law of gravitation—depended for its proof upon
-an operation of physical science, the measurement of a degree on the
-Earth’s surface. So completely, indeed, did it thus depend, that Newton
-_had actually abandoned his hypothesis_ because the {27} length of
-a degree, as then stated, brought out wrong results; and it was only
-after Picart’s more exact measurement was published, that he returned
-to his calculations and proved his great generalization. Now this
-constant intercommunion which, for brevity’s sake, we have illustrated
-in the case of one science only, has been taking place with all the
-sciences. Throughout the whole course of their evolution there has been
-a continuous _consensus_ of the sciences—a _consensus_ exhibiting a
-general correspondence with the _consensus_ of the faculties in each
-phase of mental development; the one being an objective registry of the
-subjective state of the other.
-
- * * * * *
-
-From our present point of view, then, it becomes obvious that the
-conception of a _serial_ arrangement of the sciences is a vicious one.
-It is not simply that, as M. Comte admits, such a classification “will
-always involve something, if not arbitrary, at least artificial;” it is
-not, as he would have us believe, that, neglecting minor imperfections
-such a classification may be substantially true; but it is that any
-grouping of the sciences in a succession gives a radically erroneous
-idea of their genesis and their dependencies. There is no “one
-_rational_ order among a host of possible systems.” There is no “true
-_filiation_ of the sciences.” The whole hypothesis is fundamentally
-false. Indeed, it needs but a glance at its origin to see at once how
-baseless it is. Why a _series_? What reason have we to suppose that
-the sciences admit of a _linear_ arrangement? Where is our warrant
-for assuming that there is some _succession_ in which they can be
-placed? There is no reason; no warrant. Whence then has arisen the
-supposition? To use M. Comte’s own phraseology, we should say, it is
-a metaphysical conception. It adds another to the cases constantly
-occurring, of the human mind being made the measure of Nature. We are
-obliged to think in sequence; it is a law of our minds that we must
-consider subjects separately, one after another: _therefore_ {28}
-Nature must be serial—_therefore_ the sciences must be classifiable in
-a succession. See here the birth of the notion, and the sole evidence
-of its truth. Men have been obliged when arranging in books their
-schemes of education and systems of knowledge, to choose _some_ order
-or other. And from inquiring what is the best order, have fallen into
-the belief that there is an order which truly represents the facts—have
-persevered in seeking such an order; quite overlooking the previous
-question whether it is likely that Nature has consulted the convenience
-of book-making. For German philosophers, who hold that Nature is
-“petrified intelligence,” and that logical forms are the foundations of
-all things, it is a consistent hypothesis that as thought is serial,
-Nature is serial; but that M. Comte, who is so bitter an opponent
-of all anthropomorphism, even in its most evanescent shapes, should
-have committed the mistake of imposing upon the external world an
-arrangement which so obviously springs from a limitation of the human
-consciousness, is somewhat strange. And it is the more strange when
-we call to mind how, at the outset, M. Comte remarks that in the
-beginning “_toutes les sciences sont cultivées simultanément par les
-mêmes esprits_;” that this is “_inevitable et même indispensable_;”
-and how he further remarks that the different sciences are “_comme les
-diverses branches d’un tronc unique_.” Were it not accounted for by the
-distorting influence of a cherished hypothesis, it would be scarcely
-possible to understand how, after recognizing truths like these, M.
-Comte should have persisted in attempting to construct “_une échelle
-encyclopédique_.”
-
-The metaphor which M. Comte has here so inconsistently used to express
-the relations of the sciences—branches of one trunk—is an approximation
-to the truth, though not the truth itself. It suggests the facts that
-the sciences had a common origin; that they have been developing
-simultaneously; and that they have been from time to time dividing
-and sub-dividing. But it fails to suggest the fact, that the {29}
-divisions and sub-divisions thus arising do not remain separate, but
-now and again re-unite in direct and indirect ways. They inosculate;
-they severally send off and receive connecting growths; and the
-intercommunion has been ever becoming more frequent, more intricate,
-more widely ramified. There has all along been higher specialization,
-that there might be a larger generalization; and a deeper analysis,
-that there might be a better synthesis. Each larger generalization has
-lifted sundry specializations still higher; and each better synthesis
-has prepared the way for still deeper analysis.
-
-And here we may fitly enter upon the task awhile since indicated—a
-sketch of the Genesis of Science, regarded as a gradual outgrowth
-from common knowledge—an extension of the perceptions by the aid
-of the reason. We propose to treat it as a psychological process
-historically displayed; tracing at the same time the advance from
-qualitative to quantitative prevision; the progress from concrete facts
-to abstract facts, and the application of such abstract facts to the
-analysis of new orders of concrete facts; the simultaneous advance
-in generalization and specialization; the continually increasing
-subdivision and reunion of the sciences; and their constantly improving
-_consensus_.
-
- * * * * *
-
-To trace out scientific evolution from its deepest roots would, of
-course, involve a complete analysis of the mind. For as science is a
-development of that common knowledge acquired by the unaided senses and
-uncultured reason, so is that common knowledge itself gradually built
-up out of the simplest perceptions. We must, therefore, begin somewhere
-abruptly; and the most appropriate stage to take for our point of
-departure will be the adult mind of the savage.
-
-Commencing thus, without a proper preliminary analysis, we are
-naturally somewhat at a loss how to present, in a satisfactory manner,
-those fundamental processes of thought out of which science originates.
-Perhaps our argument may {30} be best initiated by the proposition,
-that all intelligent action whatever depends upon the discerning of
-distinctions among surrounding things. The condition under which only
-it is possible for any creature to obtain food and avoid danger, is,
-that it shall be differently affected by different objects—that it
-shall be led to act in one way by one object, and in another way by
-another. In the lower orders of creatures this condition is fulfilled
-by means of an apparatus which acts automatically. In the higher
-orders the actions are partly automatic, partly conscious. And in man
-they are almost wholly conscious. Throughout, however, there must
-necessarily exist a certain classification of things according to their
-properties—a classification which is either organically registered in
-the system, as in the inferior creation, or is formed by conscious
-experience, as in ourselves. And it may be further remarked, that the
-extent to which this classification is carried, roughly indicates the
-height of intelligence—that, while the lowest organisms are able to
-do little more than discriminate organic from inorganic matter; while
-the generality of animals carry their classifications no further than
-to a limited number of plants or creatures serving for food, a limited
-number of beasts of prey, and a limited number of places and materials;
-the most degraded of the human race possess a knowledge of the
-distinctive natures of a great variety of substances, plants, animals,
-tools, persons, &c.; not only as classes but as individuals.
-
-What now is the mental process by which classification is effected?
-Manifestly it is a recognition of the _likeness_ or _unlikeness_ of
-things, either in respect of their sizes, colours, forms, weights,
-textures, tastes, &c., or in respect of their modes of action. By
-some special mark, sound, or motion, the savage identifies a certain
-four-legged creature he sees, as one that is good for food, and to
-be caught in a particular way; or as one that is dangerous; and acts
-accordingly. He has classed together all the creatures that are
-_alike_ in {31} this particular. And manifestly in choosing the wood
-out of which to form his bow, the plant with which to poison his
-arrows, the bone from which to make his fish-hooks, he identifies them
-through their chief sensible properties as belonging to the general
-classes, wood, plant, and bone, but distinguishes them as belonging to
-sub-classes by virtue of certain properties in which they are _unlike_
-the rest of the general classes they belong to; and so forms genera and
-species.
-
-And here it becomes manifest that not only is classification carried
-on by grouping together in the mind things that are _like_; but
-that classes and sub-classes are formed and arranged according to
-the _degrees of unlikeness_. Things strongly contrasted are alone
-distinguished in the lower stages of mental evolution; as may be
-any day observed in an infant. And gradually as the powers of
-discrimination increase, the strongly-contrasted classes at first
-distinguished, come to be each divided into sub-classes, differing
-from each other less than the classes differ; and these sub-classes
-are again divided after the same manner. By the continuance of which
-process, things are gradually arranged into groups, the members of
-which are less and less _unlike_; ending, finally, in groups whose
-members differ only as individuals, and not specifically. And thus
-there tends ultimately to arise the notion of _complete likeness_.
-For manifestly, it is impossible that groups should continue to be
-subdivided in virtue of smaller and smaller differences, without there
-being a simultaneous approximation to the notion of _no difference_.
-
-Let us next notice that the recognition of likeness and unlikeness,
-which underlies classification, and out of which continued
-classification evolves the idea of complete likeness—let us next notice
-that it also underlies the process of _naming_, and by consequence
-_language_. For all language consists, at the outset, of symbols
-which are as _like_ to the things symbolized as it is practicable to
-make them. The {32} language of signs is a means of conveying ideas
-by mimicking the actions or peculiarities of the things referred to.
-Verbal language also, in its first stage, is a mode of suggesting
-objects or acts by imitating the sounds which the objects make, or
-with which the acts are accompanied. Originally these two languages
-were used simultaneously. It needs but to watch the gesticulations
-with which the savage accompanies his speech—to see a Bushman
-dramatizing before an audience his mode of catching game—or to note
-the extreme paucity of words in primitive vocabularies; to infer that
-in the beginning, attitudes, gestures, and sounds, were all combined
-to produce as good a _likeness_ as possible of the things, animals,
-persons, or events described; and that as the sounds came to be
-understood by themselves the gestures fell into disuse: leaving traces,
-however, in the manners of the more excitable civilized races. But be
-this as it may, it suffices simply to observe, how many of the words
-current among barbarous peoples are like the sounds appertaining to the
-things signified; how many of our own oldest and simplest words have
-the same peculiarity; how children habitually invent imitative words;
-and how the sign-language spontaneously formed by deaf mutes is based
-on imitative actions—to be convinced that the notion of _likeness_
-is that from which the nomenclature of objects takes its rise. Were
-there space we might go on to point out how this law of likeness is
-traceable, not only in the origin but in the development of language;
-how in primitive tongues the plural is made by a duplication of the
-singular, which is a multiplication of the word to make it _like_ the
-multiplicity of the things; how the use of metaphor—that prolific
-source of new words—is a suggesting of ideas which are _like_ the ideas
-to be conveyed in some respect or other; and how, in the copious use
-of simile, fable, and allegory among uncivilized races, we see that
-complex conceptions which there is no direct language for, are {33}
-rendered, by presenting known conceptions more or less _like_ them.
-
-This view is confirmed, and the predominance of this notion of likeness
-in primitive thought further illustrated, by the fact that our system
-of presenting ideas to the eye originated after the same fashion.
-Writing and printing have descended from picture-language. The earliest
-mode of permanently registering a fact was by depicting it on a skin
-and afterwards on a wall; that is—by exhibiting something as _like_
-to the thing to be remembered as it could be made. Gradually as the
-practice grew habitual and extensive, the most frequently repeated
-forms became fixed, and presently abbreviated; and, passing through
-the hieroglyphic and ideographic phases, the symbols lost all apparent
-relation to the things signified: just as the majority of our spoken
-words have done.
-
-Observe, again, that the same thing is true respecting the genesis of
-reasoning. The _likeness_ which is perceived to exist between cases,
-is the essence of all early reasoning and of much of our present
-reasoning. The savage, having by experience discovered a relation
-between a certain object and a certain act, infers that the _like_
-relation will be found in future. And the expressions we use in our
-arguments—“_analogy_ implies,” “the cases are not _parallel_,” “by
-_parity_ of reasoning,” “there is no _similarity_,”—show how constantly
-the idea of likeness underlies our ratiocinative processes. Still
-more clearly will this be seen on recognizing the fact that there is
-a close connexion between reasoning and classification; that the two
-have a common root; and that neither can go on without the other. For
-on the one hand, it is a familiar truth that the attributing to a body
-in consequence of some of its properties, all those other properties
-in virtue of which it is referred to a particular class, is an act of
-inference. And, on the other hand, the forming of a generalization
-is the putting together in one class, all those {34} cases which
-present like relations; while the drawing a deduction is essentially
-the perception that a particular case belongs to a certain class of
-cases previously generalized. So that as classification is a grouping
-together of _like things_; reasoning is a grouping together of _like
-relations_ among things. Add to which, that while the perfection
-gradually achieved in classification consists in the formation of
-groups of _objects_ which are _completely alike_; the perfection
-gradually achieved in reasoning consists in the formation of groups of
-_cases_ which are _completely alike_.
-
-Once more we may contemplate this dominant idea of likeness as
-exhibited in art. All art, civilized as well as savage, consists
-almost wholly in the making of objects _like_ other objects; either
-as found in Nature, or as produced by previous art. If we trace back
-the varied art-products now existing, we find that at each stage the
-divergence from previous patterns is but small when compared with the
-agreement; and in the earliest art the persistency of imitation is yet
-more conspicuous. The old forms and ornaments and symbols were held
-sacred, and perpetually copied. Indeed, the strong imitative tendency
-notoriously displayed by the lowest human races—often seeming to be
-half automatic, ensures among them a constant reproducing of likenesses
-of things, forms, signs, sounds, actions and whatever else is imitable;
-and we may even suspect that this aboriginal peculiarity is in some way
-connected with the culture and development of this general conception,
-which we have found so deep and wide-spread in its applications.
-
-And now let us go on to consider how, by a further unfolding of this
-same fundamental notion, there is a gradual formation of the first
-germs of science. This idea of likeness which underlies classification,
-nomenclature, language spoken and written, reasoning, and art; and
-which plays so important a part because all acts of intelligence are
-made {35} possible only by distinguishing among surrounding things, or
-grouping them into like and unlike;—this idea we shall find to be the
-one of which science is the especial product. Already during the stage
-we have been describing, there has existed _qualitative_ prevision in
-respect to the commoner phenomena with which savage life is familiar;
-and we have now to inquire how the elements of _quantitative_ prevision
-are evolved. We shall find that they originate by the perfecting of
-this same idea of likeness—that they have their rise in that conception
-of _complete likeness_ which, as we have seen, necessarily results from
-the continued process of classification.
-
-For when the process of classification has been carried as far as it
-is possible for the uncivilized to carry it—when the animal kingdom
-has been grouped not merely into quadrupeds, birds, fishes, and
-insects, but each of these divided into kinds—when there come to be
-classes, in each of which the members differ only as individuals,
-and not specifically; it is clear that there must frequently
-occur an observation of objects which differ so little as to be
-indistinguishable. Among several creatures which the savage has killed
-and carried home, it must often happen that some one, which he wished
-to identify, is so exactly like another that he cannot tell which is
-which. Thus, then, there originates the notion of _equality_. The
-things which among ourselves are called _equal_—whether lines, angles,
-weights, temperatures, sounds or colours—are things which produce in us
-sensations which cannot be distinguished from each other. It is true
-that we now apply the word _equal_ chiefly to the separate traits or
-relations which objects exhibit, and not to those combinations of them
-constituting our conceptions of the objects; but this limitation of
-the idea has evidently arisen by analysis. That the notion of equality
-originated as alleged, will, we think, become obvious on remembering
-that as there were no artificial objects from which it could have been
-{36} abstracted, it must have been abstracted from natural objects;
-and that the various families of the animal kingdom chiefly furnish
-those natural objects which display the requisite exactitude of
-likeness.
-
-The experiences out of which this general idea of equality is evolved,
-give birth at the same time to a more complex idea of equality; or,
-rather, the process just described generates an idea of equality which
-further experience separates into two ideas—_equality of things_ and
-_equality of relations_. While organic forms occasionally exhibit this
-perfection of likeness out of which the notion of simple equality
-arises, they more frequently exhibit only that kind of likeness which
-we call _similarity_; and which is really compound equality. For the
-similarity of two creatures of the same species but of different sizes,
-is of the same nature as the similarity of two geometrical figures.
-In either case, any two parts of the one bear the same ratio to one
-another, as the homologous parts of the other. Given in a species, the
-proportions found to exist among the bones, and we may, and zoologists
-do, predict from any one, the dimensions of the rest; just as, when
-knowing the proportions subsisting among the parts of a geometrical
-figure, we may, from the length of one, calculate the others. And
-if, in the case of similar geometrical figures, the similarity can
-be established only by proving exactness of proportion among the
-homologous parts—if we express this relation between two parts in the
-one, and the corresponding parts in the other, by the formula A is
-to B as _a_ is to _b_; if we otherwise write this, A to B = _a_ to
-_b_; if, consequently, the fact we prove is that the relation of A to
-B _equals_ the relation of _a_ to _b_; then it is manifest that the
-fundamental conception of similarity is _equality of relations_. With
-this explanation we shall be understood when we say that the notion
-of equality of relations is the basis of all exact reasoning. Already
-it has been shown that reasoning in general is a recognition {37} of
-_likeness_ of relations; and here we further find that while the notion
-of likeness of things ultimately evolves the idea of simple equality,
-the notion of likeness of relations evolves the idea of equality of
-relations: of which the one is the concrete germ of exact science,
-while the other is its abstract germ. Those who cannot understand
-how the recognition of similarity in creatures of the same kind,
-can have any alliance with reasoning, will get over the difficulty
-on remembering that the phenomena among which equality of relations
-is thus perceived, are phenomena of the same order and are present
-to the senses at the same time; while those among which developed
-reason perceives relations, are generally neither of the same order,
-nor simultaneously present. And if, further, they will call to mind
-how Cuvier and Owen, from a single part of a creature, as a tooth,
-construct the rest by a process of reasoning based on this equality of
-relations, they will see that the two things are intimately connected,
-remote as they at first seem. But we anticipate. What it concerns us
-here to observe is, that from familiarity with organic forms there
-simultaneously arose the ideas of _simple equality_, and _equality of
-relations_.
-
-At the same time, too, and out of the same mental processes, came
-the first distinct ideas of _number_. In the earliest stages, the
-presentation of several like objects produced merely an indefinite
-conception of multiplicity; as it still does among Australians, and
-Bushmen, and Damaras, when the number presented exceeds three or four.
-With such a fact before us we may safely infer that the first clear
-numerical conception was that of duality as contrasted with unity. And
-this notion of duality must necessarily have grown up side by side
-with those of likeness and equality; seeing that it is impossible to
-recognize the likeness of two things without also perceiving that
-there are two. From the very beginning the conception of number must
-have been, as it is still, associated with {38} likeness or equality
-of the things numbered; and for the purposes of calculation, an ideal
-equality of the things is assumed. Before any _absolutely true_
-numerical results can be reached, it is requisite that the units be
-_absolutely equal_. The only way in which we can establish a numerical
-relationship between things that do not yield us like impressions, is
-to divide them into parts that _do_ yield us like impressions. Two
-unlike magnitudes of extension, force, time, weight, or what not, can
-have their relative amounts estimated, only by means of some small unit
-that is contained many times in both; and even if we finally write down
-the greater one as a unit and the other as a fraction of it, we state,
-in the denominator of the fraction, the number of parts into which
-the unit must be divided to be comparable with the fraction. It is,
-indeed, true, that by a modern process of abstraction, we occasionally
-apply numbers to unequal units, as the furniture at a sale or the
-various animals on a farm, simply as so many separate entities; but
-no exact quantitative result can be brought out by calculation with
-units of this order. And, indeed, it is the distinctive peculiarity
-of the calculus in general, that it proceeds on the hypothesis of
-that absolute equality of its abstract units, which no real units
-possess; and that the exactness of its results holds only in virtue of
-this hypothesis. The first ideas of number must necessarily then have
-been derived from like or equal magnitudes as seen chiefly in organic
-objects; and as the like magnitudes most frequently observed were
-magnitudes of extension, it follows that geometry and arithmetic had a
-simultaneous origin.
-
-Not only are the first distinct ideas of number co-ordinate with ideas
-of likeness and equality, but the first efforts at numeration display
-the same relationship. On reading accounts of savage tribes, we find
-that the method of counting by the fingers, still followed by many
-children, is the aboriginal method. Neglecting the several cases {39}
-in which the ability to enumerate does not reach even to the number
-of fingers on one hand, there are many cases in which it does not
-extend beyond ten—the limit of the simple finger notation. The fact
-that in so many instances, remote, and seemingly unrelated nations,
-have adopted _ten_ as their basic number; together with the fact that
-in the remaining instances the basic number is either _five_ (the
-fingers of one hand) or _twenty_ (the fingers and toes); of themselves
-show that the fingers were the original units of numeration. The still
-surviving use of the word _digit_, as the general name for a figure in
-arithmetic, is significant; and it is even said that our word _ten_
-(Sax. tyn; Dutch, tien; German, zehn) means in its primitive expanded
-form _two hands_. So that, originally, to say there were ten things,
-was to say there were two hands of them. From all which evidence it
-is tolerably clear that the earliest mode of conveying the idea of
-a number of things, was by holding up as many fingers as there were
-things; that is, by using a symbol which was _equal_, in respect of
-multiplicity, to the group symbolized. For which inference there is,
-indeed, strong confirmation in the statement that our own soldiers
-spontaneously adopted this device in their dealings with the Turks
-during the Crimean war. And here it should be remarked that in this
-re-combination of the notion of equality with that of multiplicity, by
-which the first steps in numeration are effected, we may see one of
-the earliest of those inosculations between the diverging branches of
-science, which are afterwards of perpetual occurrence.
-
-As this observation suggests, it will be well, before tracing the
-mode in which exact science emerges from the inexact judgments of the
-senses, and showing the non-serial evolution of its divisions, to note
-the non-serial character of those preliminary processes of which all
-after development is a continuation. On re-considering them it will
-be seen that not only are they divergent branches {40} from a common
-root,—not only are they simultaneous in their growth; but that they
-are mutual aids; and that none can advance without the rest. That
-progress of classification for which the unfolding of the perceptions
-paves the way, is impossible without a corresponding progress in
-language, by which greater varieties of objects are thinkable and
-expressible. On the one hand classification cannot be carried far
-without names by which to designate the classes; and on the other hand
-language cannot be made faster than things are classified. Again,
-the multiplication of classes and the consequent narrowing of each
-class, itself involves a greater likeness among the things classed
-together; and the consequent approach towards the notion of complete
-likeness itself allows classification to be carried higher. Moreover,
-classification necessarily advances _pari passu_ with rationality—the
-classification of _things_ with the classification of _relations_.
-For things that belong to the same class are, by implication, things
-of which the properties and modes of behaviour—the co-existences and
-sequences—are more or less the same; and the recognition of this
-sameness of co-existences and sequences is reasoning. Whence it follows
-that the advance of classification is necessarily proportionate to the
-advance of generalizations. Yet further, the notion of _likeness_,
-both in things and relations, simultaneously evolves by one process of
-culture the ideas of _equality_ of things and _equality_ of relations;
-which are the respective bases of exact concrete reasoning and exact
-abstract reasoning—Mathematics and Logic. And once more, this idea of
-equality, in the very process of being formed, necessarily gives origin
-to two series of relations—those of magnitude and those of number; from
-which arise geometry and the calculus. Thus the process throughout
-is one of perpetual subdivision and perpetual intercommunication of
-the divisions. From the very first there has been that _consensus_ of
-different kinds of knowledge, {41} answering to the _consensus_ of the
-intellectual faculties, which, as already said, must exist among the
-sciences.
-
-Let us now go on to observe how, out of the notions of _equality_ and
-_number_, as arrived at in the manner described, there gradually arose
-the elements of quantitative prevision.
-
-Equality, once having come to be definitely conceived, was recognizable
-among other phenomena than those of magnitude. Being predicable of
-all things producing indistinguishable impressions, there naturally
-grew up ideas of equality in weights, sounds, colours, &c.; and,
-indeed, it can scarcely be doubted that the occasional experience of
-equal weights, sounds, and colours, had a share in developing the
-abstract conception of equality—that the ideas of equality in sizes,
-relations, forces, resistances, and sensible properties in general,
-were evolved during the same stage of mental development. But however
-this may be, it is clear that as fast as the notion of equality gained
-definiteness, so fast did that lowest kind of quantitative prevision
-which is achieved without any instrumental aid, become possible. The
-ability to estimate, however roughly, the amount of a foreseen result,
-implies the conception that it will be _equal_ to a certain imagined
-quantity; and the correctness of the estimate will manifestly depend on
-the precision which the perceptions of sensible equality have reached.
-A savage with a piece of stone in his hand, and another piece lying
-before him of greater bulk but of the same kind (sameness of kind
-being inferred from the _equality_ of the two in colour and texture)
-knows about what effort he must put forth to raise this other piece;
-and he judges accurately in proportion to the accuracy with which he
-perceives that the one is twice, three times, four times, &c. as large
-as the other; that is—in proportion to the precision of his ideas of
-equality and number. And here let us not omit to notice that even in
-these vaguest of quantitative previsions, the conception of _equality
-of relations_ is also involved. For it is only in {42} virtue of an
-undefined consciousness that the relation between bulk and weight in
-the one stone is _equal_ to the relation between bulk and weight in the
-other, that even the roughest approximation can be made.
-
-But how came the transition from those uncertain perceptions of
-equality which the unaided senses give, to the certain ones with which
-science deals? It came by placing the things compared in juxtaposition.
-Equality being asserted of things which give us indistinguishable
-impressions, and no distinct comparison of impressions being possible
-unless they occur in immediate succession, it results that exactness
-of equality is ascertainable in proportion to the closeness of the
-compared things. Hence the fact that when we wish to judge of two
-shades of colour whether they are alike or not, we place them side by
-side; hence the fact that we cannot, with any precision, say which
-of two allied sounds is the louder, or the higher in pitch, unless
-we hear the one immediately after the other; hence the fact that to
-estimate the ratio of weights, we take one in each hand, that we may
-compare their pressures by rapidly alternating in thought from the
-one to the other; hence the fact, that in a piece of music, we can
-continue to make equal beats when the first beat has been given, but
-cannot ensure commencing with the same length of beat on a future
-occasion; and hence, lastly, the fact, that of all magnitudes, those of
-_linear extension_ are those of which the equality is most precisely
-ascertainable, and those to which, by consequence, all others have
-to be reduced. For it is the peculiarity of linear extension that it
-alone allows its magnitudes to be placed in _absolute_ juxtaposition,
-or, rather, in coincident position; it alone can test the equality of
-two magnitudes by observing whether they will coalesce, as two equal
-mathematical lines do, when placed between the same points; it alone
-can test _equality_ by trying whether it will become _identity_.
-Hence, then, the fact, that all exact science is reducible, {43} by
-an ultimate analysis, to results measured in equal units of linear
-extension.
-
-Still it remains to be noticed in what manner this determination
-of equality by comparison of linear magnitudes originated. Once
-more may we perceive that surrounding natural objects supplied the
-needful lessons. From the beginning there must have been a constant
-experience of like things placed side by side—men standing and walking
-together; animals from the same herd; fish from the same shoal. And the
-ceaseless repetition of these experiences could not fail to suggest
-the observation, that the nearer together any objects were, the more
-visible became any inequality between them. Hence the obvious device
-of putting in apposition, things of which it was desired to ascertain
-the relative magnitudes. Hence the idea of _measure_. And here we
-suddenly come upon a group of facts which afford a solid basis to the
-remainder of our argument; while they also furnish strong evidence in
-support of the foregoing speculations. Those who look sceptically on
-this attempted rehabilitation of early mental development, and who
-think that the derivation of so many primary notions from organic
-forms is somewhat strained, will perhaps see more probability in the
-hypotheses which have been ventured, on discovering that all measures
-of _extension_ and _force_ originated from the lengths and weights of
-organic bodies, and all measures of _time_ from the periodic phenomena
-of either organic or inorganic bodies.
-
-Thus, among linear measures, the cubit of the Hebrews was the _length
-of the forearm_ from the elbow to the end of the middle finger; and
-the smaller scriptural dimensions are expressed in _hand-breadths_ and
-_spans_. The Egyptian cubit, which was similarly derived, was divided
-into digits, which were _finger-breadths_; and each finger-breadth was
-more definitely expressed as being equal to four _grains of barley_
-placed breadthwise. Other ancient measures were {44} the orgyia or
-_stretch of the arms_, the _pace_, and the _palm_. So persistent has
-been the use of these natural units of length in the East, that even
-now some Arabs mete out cloth by the forearm. So, too, is it with
-European measures. The _foot_ prevails as a dimension throughout
-Europe, and has done so since the time of the Romans, by whom, also, it
-was used: its lengths in different places varying not much more than
-men’s feet vary. The heights of horses are still expressed in _hands_.
-The inch is the length of the terminal joint of _the thumb_; as is
-clearly shown in France, where _pouce_ means both thumb and inch. Then
-we have the inch divided into three _barley-corns_. So completely,
-indeed, have these organic dimensions served as the substrata of
-mensuration, that it is only by means of them that we can form any
-estimate of some of the ancient distances. For example, the length
-of a degree on the Earth’s surface, as determined by the Arabian
-astronomers shortly after the death of Haroun-al-Raschid, was fifty-six
-of their miles. We know nothing of their mile further than that it was
-4000 cubits; and whether these were sacred cubits or common cubits,
-would remain doubtful, but that the length of the cubit is given as
-twenty-seven inches, and each inch defined as the thickness of six
-barley-grains. Thus one of the earliest measurements of a degree comes
-down to us in barley-grains. Not only did organic lengths furnish those
-approximate measures which satisfied men’s needs in ruder ages, but
-they furnished also the standard measures required in later times. One
-instance occurs in our own history. To remedy the irregularities then
-prevailing, Henry I. commanded that the ulna, or ancient ell, which
-answers to the modern yard, should be made of the exact length of _his
-own arm_.
-
-Measures of weight had a kindred derivation. Seeds seem commonly to
-have supplied the units. The original of the carat used for weighing in
-India is _a small bean_. Our own systems, both troy and avoirdupois,
-are derived {45} primarily from wheat-corns. Our smallest weight,
-the grain is _a grain of wheat_. This is not a speculation; it is an
-historically-registered fact. Henry III. enacted that an ounce should
-be the weight of 640 dry grains of wheat from the middle of the ear.
-And as all the other weights are multiples or sub-multiples of this, it
-follows that the grain of wheat is the basis of our scale. So natural
-is it to use organic bodies as weights, before artificial weights have
-been established, or where they are not to be had, that in some of the
-remoter parts of Ireland the people are said to be in the habit, even
-now, of putting a man into the scales to serve as a measure for heavy
-commodities.
-
-Similarly with time. Astronomical periodicity, and the periodicity of
-animal and vegetable life, are simultaneously used in the first stages
-of progress for estimating epochs. The simplest unit of time, the day,
-nature supplies ready made. The next simplest period, the moneth or
-month, is also thrust upon men’s notice by the conspicuous changes
-constituting a lunation. For larger divisions than these, the phenomena
-of the seasons, and the chief events from time to time occurring, have
-been used by early and uncivilized races. Among the Egyptians the
-rising of the Nile served as a mark. The New Zealanders were found to
-begin their year from the reappearance of the Pleiades above the sea.
-One of the uses ascribed to birds, by the Greeks, was to indicate the
-seasons by their migrations. Barrow describes the aboriginal Hottentot
-as expressing dates by the number of moons before or after the ripening
-of one of his chief articles of food. He further states that the
-Kaffir chronology is kept by the moon, and is registered by notches on
-sticks—the death of a favourite chief, or the gaining of a victory,
-serving for a new era. By which last fact, we are at once reminded
-that in early history, events are commonly recorded as occurring in
-certain reigns, and in certain years of certain reigns: a proceeding
-which made a king’s reign {46} a rude measure of duration. And, as
-further illustrating the tendency to divide time by natural phenomena
-and natural events, it may be noticed that even by our own peasantry
-the definite divisions of months and years are but little used; and
-that they habitually refer to occurrences as “before sheep-shearing,”
-or “after harvest,” or “about the time when the squire died.” It is
-manifest, therefore, that the approximately equal periods perceived
-in Nature gave the first units of measure for time; as did Nature’s
-approximately equal lengths and weights give the first units of measure
-for space and force.
-
-It remains only to observe, that measures of value were similarly
-derived. Barter, in one form or other, is found among all but the
-very lowest human races. It is obviously based upon the notion of
-_equality of worth_. And as it gradually merges into trade by the
-introduction of some kind of currency, we find that the _measures of
-worth_, constituting this currency, are organic bodies; in some cases
-_cowries_, in others _cocoa-nuts_, in others _cattle_, in others
-_pigs_; among the American Indians peltry or _skins_, and in Iceland
-_dried fish_.
-
-Notions of exact equality and of measure having been reached, there
-arose definite ideas of magnitudes as being multiples one of another;
-whence the practice of measurement by direct apposition of a measure.
-The determination of linear extensions by this process can scarcely be
-called science, though it is a step towards it; but the determination
-of lengths of time by an analogous process may be considered as one
-of the earliest samples of quantitative prevision. For when it is
-first ascertained that the moon completes the cycle of her changes
-in about thirty days—a fact known to most uncivilized tribes that
-can count beyond the number of their fingers—it is manifest that it
-becomes possible to say in what number of days any specified phase of
-the moon will recur; and it is also manifest that this prevision is
-effected by an apposition of two times, after the same manner {47}
-that linear space is measured by the apposition of two lines. For to
-express the moon’s period in days, is to say how many of these units
-of measure are contained in the period to be measured—is to ascertain
-the distance between two points in time by means of a _scale of days_,
-just as we ascertain the distance between two points in space by a
-scale of feet or inches; and in each case the scale coincides with the
-thing measured—mentally in the one, visibly in the other. So that in
-this simplest, and perhaps earliest case of quantitative prevision,
-the phenomena are not only thrust daily upon men’s notice, but Nature
-is, as it were, perpetually repeating that process of measurement by
-observing which the prevision is effected.
-
-This fact, that in very early stages of social progress it is known
-that the moon goes through her changes in nearly thirty days, and
-that in rather more than twelve moons the seasons return—this fact
-that chronological astronomy assumes a certain scientific character
-even before geometry does; while it is partly due to the circumstance
-that the astronomical divisions, day, month, and year, are ready made
-for us, is partly due to the further circumstances that agricultural
-and other operations were at first regulated astronomically, and that
-from the supposed divine nature of the heavenly bodies their motions
-determined the periodical religious festivals. As instances of the
-one we have the observation of the Egyptians, that the rising of the
-Nile corresponded with the heliacal rising of Sirius; the directions
-given by Hesiod for reaping and ploughing, according to the positions
-of the Pleiades; and his maxim that “fifty days after the turning of
-the sun is a seasonable time for beginning a voyage.” As instances of
-the other, we have the naming of the days after the sun, moon, and
-planets; the early attempts among Eastern nations to regulate the
-calendar so that the gods might not be offended by the displacement
-of their sacrifices; and the fixing of the great annual festival of
-the Peruvians by the position of the sun. {48} In all which facts we
-see that, at first, science was simply an appliance of religion and
-industry.
-
-After the discoveries that a lunation occupies nearly thirty days, and
-that some twelve lunations occupy a year—discoveries which we may infer
-were the earliest, from the fact that existing uncivilized races have
-made them—we come to the first known astronomical records, which are
-those of eclipses. The Chaldeans were able to predict these. “This they
-did, probably,” says Dr. Whewell in his useful history, from which most
-of the materials we are about to use will be drawn, “by means of their
-cycle of 223 months, or about eighteen years; for, at the end of this
-time, the eclipses of the moon begin to return, at the same intervals
-and in the same order as at the beginning.” Now this method of
-calculating eclipses by means of a recurring cycle,—the _Saros_ as they
-called it—is a more complex case of prevision by means of coincidence
-of measures. For by what observations must the Chaldeans have
-discovered this cycle? Obviously, as Delambre infers, by inspecting
-their registers; by comparing the successive intervals; by finding that
-some of the intervals were alike; by seeing that these equal intervals
-were eighteen years apart; by discovering that _all_ the intervals
-that were eighteen years apart were equal; by ascertaining that the
-intervals formed a series which repeated itself, so that if one of the
-cycles of intervals were superposed on another the divisions would fit.
-And this being once perceived, it became possible to use the cycle as
-a scale of time by which to measure out future periods of recurrence.
-Seeing thus that the process of so predicting eclipses, is in essence
-the same as that of predicting the moon’s monthly changes by observing
-the number of days after which they repeat—seeing that the two differ
-only in the extent and irregularity of the intervals; it is not
-difficult to understand how such an amount of knowledge should so early
-have been reached. And we shall be the less surprised on remembering
-that the only things involved in these {49} previsions were _time_ and
-_number_; and that the time was in a manner self-numbered.
-
-Still, the ability to predict events recurring only after so long
-a period as eighteen years, implies a considerable advance in
-civilization—a considerable development of general knowledge; and we
-have now to inquire what progress in other sciences accompanied, and
-was necessary to, these astronomical previsions. In the first place,
-there must have been a tolerably efficient system of calculation. Mere
-finger-counting, mere head-reckoning, even with the aid of a decimal
-notation, could not have sufficed for numbering the days in a year;
-much less the years, months, and days between eclipses. Consequently
-there must have been a mode of registering numbers; probably even a
-system of numerals. The earliest numerical records, if we may judge by
-the practices of the less civilized races now existing, were probably
-kept by notches cut on sticks, or strokes marked on walls; much as
-public-house scores are kept now. And there is reason to think that
-the first numerals used were simply groups of straight strokes, as
-some of the still-extant Roman ones are; leading us to suspect that
-these groups of strokes were used to represent groups of fingers, as
-the groups of fingers had been used to represent groups of objects—a
-supposition harmonizing with the aboriginal practice of picture
-writing. Be this so or not, however, it is manifest that before the
-Chaldeans discovered their _Saros_, they must have had both a set of
-written symbols serving for an extensive numeration, and a familiarity
-with the simpler rules of arithmetic.
-
-Not only must abstract mathematics have made some progress, but
-concrete mathematics also. It is scarcely possible that the buildings
-belonging to this era should have been laid out and erected without
-any knowledge of geometry. At any rate, there must have existed that
-elementary geometry which deals with direct {50} measurement—with the
-apposition of lines; and it seems that only after the discovery of
-those simple proceedings, by which right angles are drawn, and relative
-positions fixed, could so regular an architecture be executed. In the
-case of the other division of concrete mathematics—mechanics, we have
-definite evidence of progress. We know that the lever and the inclined
-plane were employed during this period: implying that there was a
-qualitative prevision of their effects, if not a quantitative one.
-But we know more. We read of weights in the earliest records; and we
-find weights in ruins of the highest antiquity. Weights imply scales,
-of which we have also mention; and scales involve the primary theorem
-of mechanics in its least complicated form—involve not a qualitative
-but a quantitative prevision of mechanical effects. And here we may
-notice how mechanics, in common with the other exact sciences, took
-its rise from the simplest application of the idea of _equality_. For
-the mechanical proposition which the scales involve, is, that if a
-lever with _equal_ arms, have _equal_ weights suspended from them, the
-weights will remain at _equal_ altitudes. And we may further notice
-how, in this first step of rational mechanics, we see illustrated the
-truth awhile since named, that as magnitudes of linear extension are
-the only ones of which the equality is exactly ascertainable, the
-equalities of other magnitudes have at the outset to be determined by
-means of them. For the equality of the weights which balance each other
-in scales, depends on the equality of the arms: we can know that the
-weights are equal only by proving that the arms are equal. And when
-by this means we have obtained a system of weights,—a set of equal
-units of force and definite multiples of them, then does a science of
-mechanics become possible. Whence, indeed, it follows, that rational
-mechanics could not possibly have any other starting-point than the
-scales.
-
-Let us further remember that during this same period {51} there was
-some knowledge of chemistry. Sundry of the arts which we know to have
-been carried on, were made possible only by a generalized experience
-of the modes in which certain bodies affect each other under special
-conditions. In metallurgy, which was extensively practised, this is
-abundantly illustrated. And we even have evidence that in some cases
-the knowledge possessed was, in a sense, quantitative. For, as we find
-by analysis that the hard alloy of which the Egyptians made their
-cutting tools, was composed of copper and tin in fixed proportions,
-there must have been an established prevision that such an alloy
-was to be obtained only by mixing them in these proportions. It is
-true, this was but a simple empirical generalization; but so was the
-generalization respecting the recurrence of eclipses; so are the first
-generalizations of every science.
-
-Respecting the simultaneous advance of the sciences during this early
-epoch, it remains to point out that even the most complex of them
-must have made some progress. For under what conditions only were
-the foregoing developments possible? The conditions furnished by an
-established and organized social system. A long continued registry of
-eclipses; the building of palaces; the use of scales; the practice of
-metallurgy—alike imply a settled and populous nation. The existence
-of such a nation not only presupposes laws and some administration of
-justice, which we know existed, but it presupposes successful laws—laws
-conforming in some degree to the conditions of social stability—laws
-enacted because it was found that the actions forbidden by them were
-dangerous to the State. We do not by any means say that all, or even
-the greater part, of the laws were of this nature; but we do say,
-that the fundamental ones were. It cannot be denied that the laws
-affecting life and property were such. It cannot be denied that,
-however little these were enforced between class and class, they were
-to a considerable extent {52} enforced between members of the same
-class. It can scarcely be questioned, that the administration of them
-between members of the same class was seen by rulers to be necessary
-for keeping society together. But supposition aside, it is clear that
-the habitual recognition of these claims in their laws, implied some
-prevision of social phenomena. That same idea of _equality_, which,
-as we have seen, underlies other science, underlies also morals and
-sociology. The conception of justice, which is the primary one in
-morals; and the administration of justice, which is the vital condition
-to social existence; are impossible without the recognition of a
-certain likeness in men’s claims, in virtue of their common humanity.
-_Equity_ literally means _equalness_; and if it be admitted that there
-were even the vaguest ideas of equity in these primitive eras, it must
-be admitted that there was some appreciation of the equalness of men’s
-liberties to pursue the objects of life—some appreciation, therefore,
-of the essential principle of national equilibrium.
-
-Thus in this initial stage of the positive sciences, before geometry
-had yet done more than evolve a few empirical rules—before mechanics
-had passed beyond its first theorem—before astronomy had advanced
-from its merely chronological phase into the geometrical; the most
-involved of the sciences had reached a certain degree of development—a
-development without which no progress in other sciences was possible.
-
-Only noting as we pass, how, thus early, we may see that the progress
-of exact science was not only towards an increasing number of
-previsions, but towards previsions more accurately quantitative—how,
-in astronomy, the recurring period of the moon’s motions was by and
-by more correctly ascertained to be two hundred and thirty-five
-lunations; how Callipus further corrected this Metonic cycle, by
-leaving out a day at the end of every seventy-six years; and how
-these successive advances implied a {53} longer continued registry
-of observations, and the co-ordination of a greater number of facts;
-let us go on to inquire how geometrical astronomy took its rise. The
-first astronomical instrument was the gnomon. This was not only early
-in use in the East, but it was found among the Mexicans; the sole
-astronomical observations of the Peruvians were made by it; and we
-read that 1100 B.C., the Chinese observed that, at a certain place,
-the length of the sun’s shadow, at the summer solstice, was to the
-height of the gnomon, as one and a half to eight. Here again it is
-observable, both that the instrument is found ready made, and that
-Nature is perpetually performing the process of measurement. Any fixed,
-erect object—a column, a pole, the angle of a building—serves for a
-gnomon; and it needs but to notice the changing position of the shadow
-it daily throws, to make the first step in geometrical astronomy. How
-small this first step was, may be seen in the fact that the only things
-ascertained at the outset were the periods of the summer and winter
-solstices, which corresponded with the least and greatest lengths of
-the mid-day shadow; and to fix which, it was needful merely to mark
-the point to which each day’s shadow reached. And now let it not be
-overlooked that in the observing at what time during the next year this
-extreme limit of the shadow was again reached, and in the inference
-that the sun had then arrived at the same turning point in his annual
-course, we have one of the simplest instances of that combined use of
-_equal magnitudes_ and _equal relations_, by which all exact science,
-all quantitative prevision, is reached. For the relation observed
-was between the length of the gnomon’s shadow and the sun’s position
-in the heavens; and the inference drawn was that when, next year,
-the extremity of the shadow came to the same point, he occupied the
-same place. That is, the ideas involved were, the equality of the
-shadows, and the equality of the relations between {54} shadow and
-sun in successive years. As in the case of the scales, the equality of
-relations here recognized is of the simplest order. It is not as those
-habitually dealt with in the higher kinds of scientific reasoning,
-which answer to the general type—the relation between two and three
-equals the relation between six and nine; but it follows the type—the
-relation between two and three equals the relation between two and
-three: it is a case of not simply _equal_ relations, but _coinciding_
-relations. And here, indeed, we may see beautifully illustrated how
-the idea of equal relations takes its rise after the same manner that
-that of equal magnitudes does. As already shown, the idea of equal
-magnitudes arose from the observed coincidence of two lengths placed
-together; and in this case we have not only two coincident lengths of
-shadows, but two coincident relations between sun and shadows.
-
-From the use of the gnomon there naturally grew up the conception of
-angular measurements; and with the advance of geometrical conceptions
-came the hemisphere of Berosus, the equinoctial armil, the solstitial
-armil, and the quadrant of Ptolemy—all of them employing shadows
-as indices of the sun’s position, but in combination with angular
-divisions. It is out of the question for us here to trace these details
-of progress. It must suffice to remark that in all of them we may see
-that notion of equality of relations of a more complex kind, which
-is best illustrated in the astrolabe, an instrument which consisted
-“of circular rims, moveable one within the other, or about poles, and
-contained circles which were to be brought into the position of the
-ecliptic, and of a plane passing through the sun and the poles of the
-ecliptic”—an instrument, therefore, which represented, as by a model,
-the relative positions of certain imaginary lines and planes in the
-heavens; which was adjusted by putting these representative lines and
-planes into parallelism with the celestial ones; and which depended
-for its use on the perception that the relations among these {55}
-representative lines and planes were _equal_ to the relations among
-those represented. We might go on to point out how the conception
-of the heavens as a revolving hollow sphere, the explanation of the
-moon’s phases, and indeed all the successive steps taken, involved
-this same mental process. But we must content ourselves with referring
-to the theory of eccentrics and epicycles, as a further marked
-illustration of it. As first suggested, and as proved by Hipparchus to
-afford an explanation of the leading irregularities in the celestial
-motions, this theory involved the perception that the progressions,
-retrogressions, and variations of velocity seen in the heavenly bodies,
-might be reconciled with their assumed uniform movements in circles, by
-supposing that the earth was not in the centre of their orbits; or by
-supposing that they revolved in circles whose centres revolved round
-the earth; or by both. The discovery that this would account for the
-appearances, was the discovery that in certain geometrical diagrams the
-relations were such, that the uniform motion of points along curves
-conditioned in specified ways, would, when looked at from a particular
-position, present analogous irregularities; and the calculations of
-Hipparchus involved the belief that the relations subsisting among
-these geometrical curves were _equal_ to the relations subsisting among
-the celestial orbits.
-
-Leaving here these details of astronomical progress, and the
-philosophy of it, let us observe how the relatively concrete science
-of geometrical astronomy, having been thus far helped forward by
-the development of geometry in general, reacted upon geometry,
-caused it also to advance, and was again assisted by it. Hipparchus,
-before making his solar and lunar tables, had to discover rules
-for calculating the relations between the sides and angles of
-triangles—_trigonometry_, a subdivision of pure mathematics. Further,
-the reduction of the doctrine of the sphere to a quantitative form
-needed for astronomical purposes, required the formation of a
-_spherical trigonometry_, which {56} was also achieved by Hipparchus.
-Thus both plane and spherical trigonometry, which are parts of the
-highly abstract and simple science of extension, remained undeveloped
-until the less abstract and more complex science of the celestial
-motions had need of them. The fact admitted by M. Comte, that since
-Descartes the progress of the abstract division of mathematics has
-been determined by that of the concrete division, is paralleled by
-the still more significant fact that even thus early the progress of
-mathematics was determined by that of astronomy. And here, indeed, we
-see exemplified the truth, which the subsequent history of science
-frequently illustrates, that before any more abstract division makes a
-further advance, some more concrete division suggests the necessity for
-that advance—presents the new order of questions to be solved. Before
-astronomy put before Hipparchus the problem of solar tables, there
-was nothing to raise the question of the relations between lines and
-angles: the subject-matter of trigonometry had not been conceived.
-
-Just incidentally noticing the circumstance that the epoch we are
-describing witnessed the evolution of algebra, a comparatively abstract
-division of mathematics, by the union of its less abstract divisions,
-geometry and arithmetic (a fact proved by the earliest extant samples
-of algebra, which are half algebraic, half geometric) we go on to
-observe that during the era in which mathematics and astronomy were
-thus advancing, rational mechanics made its second step; and something
-was done towards giving a quantitative form to hydrostatics, optics,
-and acoustics. In each case we shall see how the idea of equality
-underlies all quantitative prevision; and in what simple forms this
-idea is first applied.
-
-As already shown, the first theorem established in mechanics was, that
-equal weights suspended from a lever with equal arms would remain in
-equilibrium. Archimedes discovered that a lever with unequal arms was
-in {57} equilibrium when one weight was to its arm as the other arm to
-its weight; that is—when the numerical relation between one weight and
-its arm was _equal_ to the numerical relation between the other arm and
-its weight.
-
-The first advance made in hydrostatics, which we also owe to
-Archimedes, was the discovery that fluids press _equally_ in all
-directions; and from this followed the solution of the problem of
-floating bodies; namely, that they are in equilibrium when the upward
-and downward pressures are _equal_.
-
-In optics, again, the Greeks found that the angle of incidence is
-_equal_ to the angle of reflection; and their knowledge reached no
-further than to such simple deductions from this as their geometry
-sufficed for. In acoustics they ascertained the fact that three strings
-of _equal_ lengths would yield the octave, fifth and fourth, when
-strained by weights having certain definite ratios; and they did not
-progress much beyond this. In the one of which cases we see geometry
-used in elucidation of the laws of light; and in the other, geometry
-and arithmetic made to measure certain phenomena of sound.
-
-While sundry sciences had thus reached the first stages of quantitative
-prevision, others were progressing in qualitative prevision. It
-must suffice just to note that some small generalizations were made
-respecting evaporation, and heat, and electricity, and magnetism,
-which, empirical as they were, did not in that respect differ from
-the first generalizations of every science; that the Greek physicians
-had made advances in physiology and pathology, which, considering
-the great imperfection of our present knowledge, are by no means to
-be despised; that zoology had been so far systematized by Aristotle,
-as, to some extent, enabled him from the presence of certain organs
-to predict the presence of others; that in Aristotle’s _Politics_, is
-shown progress towards a scientific conception of social phenomena,
-and sundry previsions respecting {58} them; and that in the state of
-the Greek societies, as well as in the writings of Greek philosophers,
-we may recognize both an increasing clearness in the conception of
-equity and some appreciation of the fact that social stability depends
-on the maintenance of equitable relations. Space permitting, we might
-dwell on the causes which retarded the development of some of the
-sciences, as for example, chemistry; showing that relative complexity
-had nothing to do with it—that the oxidation of a piece of iron is a
-simpler phenomenon than the recurrence of eclipses, and the discovery
-of carbonic acid less difficult than that of the precession of the
-equinoxes. The relatively slow advance of chemical knowledge might be
-shown to be due, partly to the fact that its phenomena were not daily
-thrust on men’s notice as those of astronomy were; partly to the fact
-that Nature does not habitually supply the means, and suggest the modes
-of investigation, as in the sciences dealing with time, extension, and
-force; partly to the fact that the great majority of the materials with
-which chemistry deals, instead of being ready to hand, are made known
-only by the arts in their slow growth; and partly to the fact that even
-when known, their chemical properties are not self-exhibited, but have
-to be sought out by experiment.
-
-Merely indicating these considerations, however, let us go on to
-contemplate the progress and mutual influence of the sciences in
-modern days; only parenthetically noticing how, on the revival of the
-scientific spirit, the successive stages achieved exhibit the dominance
-of the law hitherto traced—how the primary idea in dynamics, a uniform
-force, was defined by Galileo to be a force which generates _equal_
-velocities in _equal_ successive times—how the uniform action of
-gravity was first experimentally determined by showing that the time
-elapsing before a body thrown up, stopped, was _equal_ to the time it
-took to fall—how the first fact in compound motion which Galileo {59}
-ascertained was, that a body projected horizontally, will describe
-_equal_ horizontal spaces in _equal_ times, compounded vertical spaces
-described which increase by equal increments in _equal_ times—how his
-discovery respecting the pendulum was, that its oscillations occupy
-_equal_ intervals of time whatever their lengths—how the law which he
-established that in any machine the weights that balance each other,
-are reciprocally as their virtual velocities implies that the relation
-of one set of weights to their velocities _equals_ the relation
-of the other set of velocities to their weights;—and how thus his
-achievements consisted in showing the equalities of certain magnitudes
-and relations, whose equalities had not been previously recognized.
-
-And now, but only now, physical astronomy became possible. The
-simple laws of force had been disentangled from those of friction
-and atmospheric resistance by which all their earthly manifestations
-are disguised. Progressing knowledge of _terrestrial physics_ had
-given a due insight into these disturbing causes; and, by an effort
-of abstraction, it was perceived that all motion would be uniform
-and rectilinear unless interfered with by external forces. Geometry
-and mechanics having diverged from a common root in men’s sensible
-experiences, and having, with occasional inosculations, been separately
-developed, the one partly in connexion with astronomy, the other solely
-by analyzing terrestrial movements, now join in the investigations
-of Newton to create a true theory of the celestial motions. And
-here, also, we have to notice the important fact that, in the very
-process of being brought jointly to bear upon astronomical problems,
-they are themselves raised to a higher phase of development. For it
-was in dealing with the questions raised by celestial dynamics that
-the then incipient infinitesimal calculus was unfolded by Newton
-and his continental successors; and it was from inquiries into the
-mechanics of the solar system that the general theorems of mechanics
-contained in the {60} _Principia_—many of them of purely terrestrial
-application—took their rise. Thus, as in the case of Hipparchus, the
-presentation of a new order of concrete facts to be analyzed, led to
-the discovery of new abstract facts; and these abstract facts then
-became instruments of access to endless groups of concrete facts
-previously beyond quantitative treatment.
-
-Meanwhile, physics had been carrying further that progress without
-which, as just shown, rational mechanics could not be disentangled.
-In hydrostatics, Stevinus had extended and applied the discovery of
-Archimedes. Torricelli had proved atmospheric pressure, “by showing
-that this pressure sustained different liquids at heights inversely
-proportional to their densities;” and Pascal “established the necessary
-diminution of this pressure at increasing heights in the atmosphere”:
-discoveries which in part reduced this branch of science to a
-quantitative form. Something had been done by Daniel Bernouilli towards
-the dynamics of fluids. The thermometer had been invented; and sundry
-small generalizations reached by it. Huyghens and Newton had made
-considerable progress in optics; Newton had approximately calculated
-the rate of transmission of sound; and the continental mathematicians
-had ascertained some of the laws of sonorous vibrations. Magnetism and
-electricity had been considerably advanced by Gilbert. Chemistry had
-got as far as the mutual neutralization of acids and alkalies. And
-Leonardo da Vinci had advanced in geology to the conclusion that the
-deposition of animal remains in marine strata is the origin of fossils.
-Our present purpose does not require that we should give particulars.
-Here it only concerns us to illustrate the _consensus_ subsisting in
-this stage of growth, and afterwards. Let us look at a few cases.
-
-The theoretic law of the velocity of sound deduced by Newton from
-purely mechanical data, was found wrong by one-sixth. The error
-remained unaccounted for until the {61} time of Laplace, who,
-suspecting that the heat disengaged by the compression of the
-undulating strata of the air, gave additional elasticity, and so
-produced the difference, made the needful calculations and found he
-was right. Thus acoustics was arrested until thermology overtook and
-aided it. When Boyle and Marriot had discovered the relation between
-the densities of gases and the pressures they are subject to; and when
-it thus became possible to calculate the rate of decreasing density
-in the upper parts of the atmosphere; it also became possible to make
-approximate tables of the atmospheric refraction of light. Thus optics,
-and with it astronomy, advanced with barology. After the discovery of
-atmospheric pressure had led to the invention of the air-pump by Otto
-Guericke; and after it had become known that evaporation increases in
-rapidity as atmospheric pressure decreases; it became possible for
-Leslie, by evaporation in a vacuum, to produce the greatest cold known;
-and so to extend our knowledge of thermology by showing that there is
-no zero within reach of our researches. When Fourier had determined the
-laws of conduction of heat, and when the Earth’s temperature had been
-found to increase below the surface one degree in every forty yards,
-there were data for inferring the past condition of our globe; the
-vast period it has taken to cool down to its present state; and the
-immense age of the solar system—a purely astronomical consideration.
-Chemistry having advanced sufficiently to supply the needful materials,
-and a physiological experiment having furnished the requisite hint,
-there came the discovery of galvanic electricity. Galvanism reacting
-on chemistry disclosed the metallic bases of the alkalies and earths,
-and inaugurated the electro-chemical theory; in the hands of Oersted
-and Ampère it led to the laws of magnetic action; and by its aid
-Faraday has detected significant facts relative to the constitution of
-light. Brewster’s discoveries respecting double refraction and {62}
-dipolarization proved the essential truth of the classification of
-crystalline forms according to the number of axes, by showing that
-the molecular constitution depends on the axes. Now in these and in
-numerous other cases, the mutual influence of the sciences has been
-quite independent of any supposed hierarchical order. Often, too, their
-inter-actions are more complex than as thus instanced—involve more
-sciences than two. One illustration of this must suffice. We quote it
-in full from the _History of the Inductive Sciences_. In Book XI.,
-chap. II., on “The Progress of the Electrical Theory,” Dr. Whewell
-writes:―
-
- “Thus at that period, mathematics was behind experiment, and a problem
- was proposed, in which theoretical numerical results were wanted for
- comparison with observation, but could not be accurately obtained;
- as was the case in astronomy also, till the time of the approximate
- solution of the problem of three bodies, and the consequent formation
- of the tables of the moon and planets, on the theory of universal
- gravitation. After some time, electrical theory was relieved from
- this reproach, mainly in consequence of the progress which astronomy
- had occasioned in pure mathematics. About 1801 there appeared in the
- _Bulletin des Sciences_, an exact solution of the problem of the
- distribution of electric fluid on a spheroid, obtained by Biot, by the
- application of the peculiar methods which Laplace had invented for
- the problem of the figure of the planets. And, in 1811, M. Poisson
- applied Laplace’s artifices to the case of two spheres acting upon
- one another in contact, a case to which many of Coulomb’s experiments
- were referrible; and the agreement of the results of theory and
- observation, thus extricated from Coulomb’s numbers obtained above
- forty years previously, was very striking and convincing.”
-
-Not only do the sciences affect each other after this direct manner,
-but they affect each other indirectly. Where there is no dependence,
-there is yet analogy—_likeness of relations_; and the discovery of the
-relations subsisting among one set of phenomena, constantly suggests a
-search for similar relations among another set. Thus the established
-fact that the force of gravitation varies inversely as the square
-of the distance, being recognized as a necessary characteristic of
-all influences proceeding from a centre, raised the suspicion that
-heat and light follow the same law; which proved to be the case—a
-suspicion and a {63} confirmation which were repeated in respect to
-the electric and magnetic forces. Thus, again, the discovery of the
-polarization of light led to experiments which ended in the discovery
-of the polarization of heat—a discovery that could never have been
-made without the antecedent one. Thus, too, the known refrangibility
-of light and heat lately produced the inquiry whether sound also is
-not refrangible; which on trial it turns out to be. In some cases,
-indeed, it is only by the aid of conceptions derived from one class of
-phenomena that hypotheses respecting other classes can be formed. The
-theory, at one time favoured, that evaporation is a solution of water
-in air, assumed that the relation between water and air is _like_ the
-relation between water and a dissolved solid; and could never have been
-conceived if relations like that between salt and water had not been
-previously known. Similarly the received theory of evaporation—that
-it is a diffusion of the particles of the evaporating fluid in virtue
-of their atomic repulsion—could not have been entertained without a
-foregoing experience of magnetic and electric repulsions. So complete
-in recent days has become this _consensus_ among the sciences,
-caused either by the natural entanglement of their phenomena, or by
-analogies between the relations of their phenomena, that scarcely any
-considerable discovery concerning one order of facts now takes place,
-without shortly leading to discoveries concerning other orders.
-
-To produce a complete conception of this process of scientific
-evolution it would be needful to go back to the beginning, and trace
-in detail the growth of classifications and nomenclatures; and to
-show how, as subsidiary to science, they have acted upon it while it
-has reacted upon them. We can only now remark that, on the one hand,
-classifications and nomenclatures have aided science by subdividing
-the subject-matter of research, and giving fixity and diffusion to
-the truths disclosed; and that on the other hand, they have caught
-from it that increasing {64} quantitativeness, and that progress from
-considerations touching single phenomena to considerations touching the
-relations among many phenomena, which we have been describing. Of this
-last influence a few illustrations must be given. In chemistry it is
-seen in the facts that the dividing of matter into the four elements
-was ostensibly based on the single property of weight, that the
-first truly chemical division into acid and alkaline bodies, grouped
-together bodies which had not simply one property in common but in
-which one property was constantly related to many others, and that the
-classification now current, places together in the groups _supporters
-of combustion_, _metallic and non-metallic bases_, _acids_, _salts_,
-&c., bodies which are often quite unlike in sensible qualities, but
-which are like in the majority of their _relations_ to other bodies. In
-mineralogy again, the first classifications were based on differences
-in aspect, texture, and other physical attributes. Berzelius made two
-attempts at a classification based solely on chemical constitution.
-That now current recognizes, as far as possible, the _relations_
-between physical and chemical characters. In botany the earliest
-classes formed were _trees_, _shrubs_, and _herbs_: magnitude being the
-basis of distinction. Dioscorides divided vegetables into _aromatic_,
-_alimentary_, _medicinal_, and _vinous_: a division of chemical
-character. Cæsalpinus classified them by the seeds and seed-vessels,
-which he preferred because of the _relations_ found to subsist between
-the character of the fructification and the general character of the
-other parts. While the “natural system” since developed, carrying out
-the doctrine of Linnæus, that “the natural orders must be formed by
-attention not to one or two, but to _all_ the parts of plants,” bases
-its divisions on like peculiarities which are found to be _constantly
-related_ to the greatest number of other like peculiarities. And
-similarly in zoology, the successive classifications, from having
-been originally determined by external and often {65} subordinate
-characters not indicative of the essential nature, have been more and
-more determined by those internal and fundamental differences, which
-have uniform _relations_ to the greatest number of other differences.
-Nor shall we be surprised at this analogy between the modes of progress
-of positive science and classification, when we bear in mind that
-both proceed by making generalizations; that both enable us to make
-previsions, differing only in their precision; and that while the one
-deals with equal properties, magnitudes, and relations, the other deals
-with properties and relations which approximate towards equality in
-various degrees.
-
-Without further argument it will, we think, be admitted that the
-sciences are none of them separately evolved—are none of them
-independent either logically or historically; but that all of them
-have, in a greater or less degree, required aid and reciprocated it.
-Indeed, it needs but to throw aside hypotheses, and contemplate the
-mixed character of surrounding phenomena, to see at once that these
-notions of division and succession in the kinds of knowledge are simply
-scientific fictions: good, if regarded merely as aids to study; bad,
-if regarded as representing realities in Nature. No facts whatever are
-presented to our senses uncombined with other facts—no facts whatever
-but are in some degree disguised by accompanying facts: disguised in
-such a manner that all must be partially understood before any one
-can be understood. If it be said, as by M. Comte, that gravitating
-force should be treated of before other forces, seeing that all things
-are subject to it, it may on like grounds be said that heat should
-be first dealt with; seeing that thermal forces are everywhere in
-action. Nay more, it may be urged that the ability of any portion of
-matter to manifest visible gravitative phenomena depends on its state
-of aggregation, which is determined by heat; that only by the aid
-of thermology can we explain those apparent exceptions to {66} the
-gravitating tendency which are presented by steam and smoke, and so
-establish its universality; and that, indeed, the very existence of
-the Solar System in a solid form is just as much a question of heat as
-it is one of gravitation. Take other cases:—All phenomena recognized
-by the eyes, through which only are the data of exact science
-ascertainable, are complicated with optical phenomena, and cannot be
-exhaustively known until optical principles are known. The burning of
-a candle cannot be explained without involving chemistry, mechanics,
-thermology. Every wind that blows is determined by influences partly
-solar, partly lunar, partly hygrometric; and implies considerations
-of fluid equilibrium and physical geography. The direction, dip, and
-variations of the magnetic needle, are facts half terrestrial, half
-celestial—are caused by earthly forces which have cycles of change
-corresponding with astronomical periods. The flowing of the gulf-stream
-and the annual migration of icebergs towards the equator, involve in
-their explanation the Earth’s rotation and spheroidal form, the laws of
-hydrostatics, the relative densities of cold and warm water, and the
-doctrines of evaporation. It is no doubt true, as M. Comte says, that
-“our position in the Solar System, and the motions, form, size, and
-equilibrium of the mass of our world among the planets, must be known
-before we can understand the phenomena going on at its surface.” But,
-fatally for his hypothesis, it is also true that we must understand
-a great part of the phenomena going on at its surface before we can
-know its position, &c., in the Solar System. It is not simply that, as
-already shown, those geometrical and mechanical principles by which
-celestial appearances are explained, were first generalized from
-terrestrial experiences; but it is that even the obtainment of correct
-data on which to base astronomical generalizations, implies advanced
-terrestrial physics. Until after optics had made considerable advance,
-the Copernican {67} system remained but a speculation. A single modern
-observation on a star has to undergo a careful analysis by the combined
-aid of various sciences—has to _be digested by the organism of the
-sciences_; which have severally to assimilate their respective parts
-of the observation, before the essential fact it contains is available
-for the further development of astronomy. It has to be corrected
-not only for nutation of the Earth’s axis and for precession of the
-equinoxes, but for aberration and for refraction; and the formation of
-the tables by which refraction is calculated, presupposes knowledge
-of the law of decreasing density in the upper atmospheric strata, of
-the law of decreasing temperature and the influence of this on the
-density, and of hygrometric laws as also affecting density. So that,
-to get materials for further advance, astronomy requires not only the
-indirect aid of the sciences which have presided over the making of
-its improved instruments, but the direct aid of an advanced optics,
-of barology, of thermology, of hygrometry; and if we remember that
-these delicate observations are in some cases registered electrically,
-and that they are further corrected for the “personal equation”—the
-time elapsing between seeing and registering, which differs with
-different observers—we may even add electricity and psychology. And
-here, before leaving these illustrations, and especially this last
-one, let us not omit to notice how well they exhibit that increasingly
-active _consensus_ of the sciences which characterizes their advancing
-development. Besides finding that in these later times a discovery in
-one science commonly causes progress in others; besides finding that
-a great part of the questions with which modern science deals are
-so mixed as to require the co-operation of many sciences for their
-solution; we find that, to make a single good observation in the purest
-of the natural sciences, requires the combined aid of half a dozen
-other sciences.
-
-Perhaps the clearest comprehension of the interconnected {68} growth
-of the sciences may be obtained by contemplating that of the arts,
-to which it is strictly analogous, and with which it is bound up.
-Most intelligent persons must have been occasionally struck with
-the numerous antecedents pre-supposed by one of our processes of
-manufacture. Let him trace the production of a printed cotton, and
-consider all that is implied by it. There are the many successive
-improvements through which the power-looms reached their present
-perfection; there is the steam-engine that drives them, having its
-long history from Papin downwards; there are the lathes in which its
-cylinder was bored, and the string of ancestral lathes from which those
-lathes proceeded; there is the steam-hammer under which its crank shaft
-was welded; there are the puddling furnaces, the blast-furnaces, the
-coal-mines and the iron-mines needful for producing the raw material;
-there are the slowly improved appliances by which the factory was
-built, and lighted, and ventilated; there are the printing engine,
-and the dye-house, and the colour-laboratory with its stock of
-materials from all parts of the world, implying cochineal-culture,
-logwood-cutting, indigo-growing; there are the implements used by the
-producers of cotton, the gins by which it is cleaned, the elaborate
-machines by which it is spun; there are the vessels in which cotton
-is imported, with the building-slips, the rope-yards, the sail-cloth
-factories, the anchor-forges, needful for making them; and besides
-all these directly necessary antecedents, each of them involving many
-others, there are the institutions which have developed the requisite
-intelligence, the printing and publishing arrangements which have
-spread the necessary information, the social organization which has
-rendered possible such a complex co-operation of agencies. Further
-analysis would show that the many arts thus concerned in the economical
-production of a child’s frock, have each been brought to its present
-efficiency by slow steps which the other arts have aided; and that from
-the beginning this reciprocity has been on {69} the increase. It needs
-but on the one hand to consider how impossible it is for the savage,
-even with ore and coal ready, to produce so simple a thing as an iron
-hatchet; and then to consider, on the other hand, that it would have
-been impracticable among ourselves, even a century ago, to raise the
-tubes of the Britannia bridge from lack of the hydraulic press; to see
-how mutually dependent are the arts, and how all must advance that each
-may advance. Well, the sciences are involved with each other in just
-the same manner. They are, in fact, inextricably woven into this same
-complex web of the arts; and are only conventionally independent of
-it. Originally the two were one. How to fix the religious festivals;
-when to sow; how to weigh commodities; and in what manner to measure
-ground; were the purely practical questions out of which arose
-astronomy, mechanics, geometry. Since then there has been a perpetual
-inosculation of the sciences and the arts. Science has been supplying
-art with truer generalizations and more completely quantitative
-previsions. Art has been supplying science with better materials, and
-more perfect instruments. And all along the interdependence has been
-growing closer, not only between art and science, but among the arts
-themselves, and among the sciences themselves. How completely the
-analogy holds throughout, becomes yet clearer when we recognize the
-fact that _the sciences are arts to one another_. If, as occurs in
-almost every case, the fact to be analyzed by any science, has first
-to be prepared—to be disentangled from disturbing facts by the afore
-discovered methods of other sciences; the other sciences so used,
-stand in the position of arts. If, in solving a dynamical problem,
-a parallelogram is drawn, of which the sides and diagonal represent
-forces, and by putting magnitudes of extension for magnitudes of force
-a measurable relation is established between quantities not else to be
-dealt with; it may be fairly said that geometry plays towards mechanics
-much the same part that the fire of the founder plays towards the
-metal he is going to cast. {70} If, in analyzing the phenomena of the
-coloured rings surrounding the point of contact between two lenses,
-a Newton ascertains by calculation the amount of certain interposed
-spaces, far too minute for actual measurement; he employs the science
-of number for essentially the same purpose as that for which the
-watchmaker employs tools. If, before calculating the orbit of a comet
-from its observed position, the astronomer has to separate all the
-errors of observation, it is manifest that the refraction-tables, and
-logarithm-books, and formulæ, which he successively uses, serve him
-much as retorts, and filters, and cupels serve the assayer who wishes
-to separate the pure gold from all accompanying ingredients. So close,
-indeed, is the relationship, that it is impossible to say where science
-begins and art ends. All the instruments of the natural philosopher
-are the products of art; the adjusting one of them for use is an art;
-there is art in making an observation with one of them; it requires
-art properly to treat the facts ascertained; nay, even the employing
-established generalizations to open the way to new generalizations,
-may be considered as art. In each of these cases previously organized
-knowledge becomes the implement by which new knowledge is got at:
-and whether that previously organized knowledge is embodied in a
-tangible apparatus or in a formula, matters not in so far as its
-essential relation to the new knowledge is concerned. If art is applied
-knowledge, then such portion of a scientific investigation as consists
-of applied knowledge is art. Hence we may even say that as soon as any
-prevision in science passes out of its originally passive state, and
-is employed for reaching other previsions, it passes from theory into
-practice—becomes science in action—becomes art. And after contemplating
-these facts, we shall the more clearly perceive that as the connexion
-of the arts with each other has been becoming more intimate; as the
-help given by sciences to arts and by arts to sciences, has been age by
-age increasing; so the interdependence of the sciences {71} themselves
-has been ever growing greater, their relations more involved, their
-_consensus_ more active.
-
- * * * * *
-
-In here ending our sketch of the Genesis of Science, we are conscious
-of having done the subject but scant justice. Two difficulties
-have stood in our way: one, the having to touch on so many points
-in such small space; the other, the necessity of treating in
-serial arrangement a process which is not serial. Nevertheless, we
-believe the evidence assigned suffices to substantiate the leading
-propositions with which we set out. Inquiry into the first stages
-of science confirms the conclusion drawn from analysis of science
-as now existing, that it is not distinct from common knowledge, but
-an outgrowth from it—an extension of perception by means of reason.
-That more specific characteristic of scientific previsions, which
-was analytically shown to distinguish them from the previsions of
-uncultured intelligence—their quantitativeness—we also see to have been
-the characteristic alike of the initial steps in science, and of all
-the steps succeeding them. The facts and admissions cited in disproof
-of the assertion that the sciences follow one another, both logically
-and historically, in the order of their decreasing generality, have
-been enforced by the instances we have met with, showing that a more
-general science as much owes its progress to the presentation of new
-problems by a more special science, as the more special science owes
-its progress to the solutions which the more general science is thus
-led to attempt—instances, therefore, illustrating the position that
-scientific advance is as much from the special to the general as from
-the general to the special. Quite in harmony with this position we
-find to be the admissions that the sciences are as branches of one
-trunk, and that they were at first cultivated simultaneously. This
-harmony becomes the more marked on finding, as we have done, not
-only that the sciences have a common root, but that science in {72}
-general has a common root with language, classification, reasoning,
-art; that throughout civilization these have advanced together, acting
-and reacting upon each other just as the separate sciences have done;
-and that thus the development of intelligence in all its divisions
-and sub-divisions has conformed to this same law which we have shown
-that the sciences conform to. From all which we may perceive that the
-sciences can with no greater propriety be arranged in a succession,
-than language, classification, reasoning, art, and science, can be
-arranged in a succession; that, however needful a succession may be
-for the convenience of books and catalogues, it must be recognized as
-merely a convention; and that so far from its being the function of a
-philosophy of the sciences to establish a hierarchy, it is its function
-to show that the linear arrangements required for literary purposes,
-have none of them any basis either in Nature or History.
-
-There is one further remark we must not omit—a remark touching the
-importance of the question that has been discussed. Topics of this
-abstract nature are commonly slighted as of no practical moment;
-and, doubtless, many will think it of little consequence what theory
-respecting the genesis of science may be entertained. But the value of
-truths is often great, in proportion as their generality is wide. And
-it must be so here. A correct theory of the development of the sciences
-must have an important effect on education; and, through education, on
-civilization. Much as we differ from him in other respects, we agree
-with M. Comte in the belief that, rightly conducted, the education of
-the individual must have a certain correspondence with the evolution
-of the race. No one can contemplate the facts we have cited in
-illustration of the early stages of science, without recognizing the
-_necessity_ of the processes through which those stages were reached—a
-necessity which, in respect to the leading truths, may likewise be
-traced in all after stages. This necessity, {73} originating in the
-very nature of the phenomena to be analyzed and the faculties to be
-employed, partially applies to the mind of the child as to that of the
-savage. We say partially, because the correspondence is not special
-but general only. Were the _environment_ the same in both cases, the
-correspondence would be complete. But though the surrounding material
-out of which science is to be organized, is, in many cases, the same
-to the juvenile mind and the aboriginal mind, it is not so throughout;
-as, for instance, in the case of chemistry, the phenomena of which
-are accessible to the one but were inaccessible to the other. Hence,
-in proportion as the environment differs, the course of evolution
-must differ. After admitting exceptions, however, there remains a
-substantial parallelism; and, if so, it is of moment to ascertain what
-really has been the process of scientific evolution. The establishment
-of an erroneous theory must be disastrous in its educational results;
-while the establishment of a true one must be fertile in school-reforms
-and consequent social benefits.
-
-
-ENDNOTE TO _THE GENESIS OF SCIENCE_.
-
-[1] It is curious that the author of “The Plurality of Worlds,”
-with quite other aims, should have persuaded himself into similar
-conclusions.
-
-
-
-
-{74}
-
-THE CLASSIFICATION OF THE SCIENCES.
-
-
-[_First published as a brochure in April 1864. The preface to the
-second edition, published in April 1869, I reproduce because of certain
-facts contained in it which are not without interest._]
-
-The first edition of this Essay is not yet out of print. But a proposal
-to translate it into French having been made by Professor Réthoré, I
-have decided to prepare a new edition free from the imperfections which
-criticism and further thought have disclosed, rather than allow these
-imperfections to be reproduced.
-
-The occasion has almost tempted me into some amplification. Further
-arguments against the classification of M. Comte, and further arguments
-in support of the classification here set forth, have pleaded for
-utterance. But reconsideration has convinced me that it is both
-needless and useless to say more—needless because those who are not
-committed will think the case sufficiently strong as it stands; and
-useless because to those who are committed, additional reasons will
-seem as inadequate as the original ones. [In the preface to the third
-edition, however, a reason is given for a change of decision on
-this point at that time made (February 1871): the reason being “the
-publication of several objections by Prof. Bain in his Logic.”]
-
-This last conclusion is thrust on me by seeing how little M. Littré,
-the leading expositor of M. Comte, is influenced by fundamental
-objections the force of which he admits. After quoting one of these,
-he says, with a candour equally {75} rare and admirable, that he
-has vainly searched M. Comte’s works and his own mind for an answer.
-Nevertheless, he adds—“j’ai réussi, je crois, à écarter l’attaque de M.
-Herbert Spencer, et à sauver le fond par des sacrifices indispensables
-mais accessoires.” The sacrifices are these. He abandons M. Comte’s
-division of Inorganic Science into Celestial Physics and Terrestrial
-Physics—a division which, in M. Comte’s scheme, takes precedence of
-all the rest; and he admits that neither logically nor historically
-does Astronomy come before Physics, as M. Comte alleges. After making
-these sacrifices, which most will think too lightly described as
-“sacrifices indispensables mais accessoires,” M. Littré proceeds to
-rehabilitate the Comtean classification in a way which he considers
-satisfactory, but which I do not understand. In short, the proof of
-these incongruities affects his faith in the Positivist theory of the
-sciences, no more than the faith of a Christian is affected by proof
-that the Gospels contradict one another.
-
-Here in England I have seen no attempt to meet the criticisms with
-which M. Littré thus deals. There has been no reply to the allegation,
-based on examples, that the several sciences do not develop in the
-order of their decreasing generality; nor to the allegation, based
-on M. Comte’s own admissions, that within each science the progress
-is not, as he says it is, from the general to the special; nor to
-the allegation that the seeming historical precedence of Astronomy
-over Physics in M. Comte’s pages, is based on a verbal ambiguity—a
-mere sleight of words; nor to the allegation, abundantly illustrated,
-that a progression in an order the reverse of that asserted by M.
-Comte may be as well substantiated; nor to various minor allegations
-equally irreconcileable with his scheme. I have met with nothing
-more than iteration of the statement that the sciences _do_ conform,
-logically and historically, to the order in which M. Comte places them;
-regardless of the assigned evidence that they _do not_.
-
-Under these circumstances it is unnecessary for me to {76} say more;
-and I think I am warranted in continuing to hold that the Comtean
-classification of the sciences is demonstrably untenable.
-
- * * * * *
-
-In an essay on “The Genesis of Science,” originally published in 1854,
-I endeavoured to show that the Sciences cannot be rationally arranged
-in serial order. Proof was given that neither the succession in which
-the Sciences are placed by M. Comte (to a criticism of whose scheme
-the essay was in part devoted), nor any other succession in which the
-Sciences can be placed, represents either their logical dependence or
-their historical dependence. To the question—How may their relations be
-rightly expressed? I did not then attempt any answer. This question I
-propose now to consider.
-
-A true classification includes in each class, those objects which have
-more characteristics in common with one another, than any of them
-have in common with any objects excluded from the class. Further,
-the characteristics possessed in common by the colligated objects,
-and not possessed by other objects, involve more numerous dependent
-characteristics. These are two sides of the same definition. For things
-possessing the greatest number of attributes in common, are things that
-possess in common those essential attributes on which the rest depend;
-and, conversely, the possession in common of the essential attributes,
-implies the possession in common of the greatest number of attributes.
-Hence, either test may be used as convenience dictates.
-
-If, then, the Sciences admit of classification at all, it must be by
-grouping together the like and separating the unlike, as thus defined.
-Let us proceed to do this.
-
- * * * * *
-
-The broadest natural division among the Sciences, is the division
-between those which deal with the abstract relations {77} under which
-phenomena are presented to us, and those which deal with the phenomena
-themselves. Relations of whatever orders, are nearer akin to one
-another than they are to any objects. Objects of whatever orders, are
-nearer akin to one another than they are to any relations. Whether,
-as some hold, Space and Time are nothing but forms of Thought[2];
-or whether, as I hold myself, they are forms of Things, that have
-generated forms of Thought through organized and inherited experience
-of Things; it is equally true that Space and Time are contrasted
-absolutely with the existences disclosed to us in Space and Time; and
-hence the Sciences which deal exclusively with Space and Time, are
-separated by the profoundest of all distinctions from the Sciences
-which deal with the existences contained in Space and Time. Space is
-the abstract of all relations of co-existence. Time is the abstract
-of all relations of sequence. And dealing as they do entirely with
-relations of co-existence and sequence, in their general or special
-forms, Logic and Mathematics form a class of the Sciences more widely
-unlike the rest, than any of the rest are from one another.
-
-The Sciences which deal with existences themselves, instead of the
-blank forms in which existences are presented to us, admit of a
-sub-division less profound than the division above made, but more
-profound than any of the divisions among the Sciences individually
-considered. They {78} fall into two classes, having quite different
-aspects, aims, and methods. Every phenomenon is more or less
-composite—is a manifestation of force under several distinct modes.
-Hence result two objects of inquiry. We may study the component
-modes of force separately; or we may study them as co-operating to
-generate in this composite phenomenon. On the one hand, neglecting
-all the incidents of particular cases, we may aim to educe the laws
-of each mode of force, when it is uninterfered with. On the other
-hand, the incidents of the particular case being given, we may seek to
-interpret the entire phenomenon, as a product of the several forces
-simultaneously in action. The truths reached through the first kind
-of inquiry, though concrete inasmuch as they have actual existences
-for their subject-matters, are abstract inasmuch as they refer to the
-modes of existence apart from one another; while the truths reached
-by the second kind of inquiry are properly concrete, inasmuch as they
-formulate the facts in their combined order, as they occur in Nature.
-
-The Sciences, then, in their main divisions, stand thus:―
-
- SCIENCE is
-
- that which treats of the forms
- in which phenomona are known to us; ABSTRACT SCIENCE
- (Logic and Mathematics)
-
- that which treats of the phenomena themselves
-
- in their elements ABSTRACT-CONCRETE SCIENCE
- (Mechanics, Physics, Chemistry, etc.)
-
- in their totalities CONCRETE SCIENCE
- (Astronomy, Geology, Biology, Psychology,
- Sociology, etc.)
-
-It is needful to define the words _abstract_ and _concrete_ as thus
-used; since they are sometimes used with other {79} meanings. M.
-Comte divides Science into abstract and concrete; but the divisions
-which he distinguishes by these names are quite unlike those above
-made. Instead of regarding some Sciences as wholly abstract, and
-others as wholly concrete, he regards each Science as having an
-abstract part, and a concrete part. There is, according to him, an
-abstract mathematics and a concrete mathematics—an abstract biology
-and concrete biology. He says:—“Il faut distinguer, par rapport à
-tous les ordres de phénomènes, deux genres de sciences naturelles:
-les unes abstraites, générales, ont pour objet la découverte des lois
-qui régissent les diverses classes de phénomènes, en considérant tous
-les cas qu’on peut concevoir; les autres concrètes, particulières,
-descriptives, et qu’on désigne quelquefois sous le nom de sciences
-naturelles proprement dites, consistent dans l’application de ces
-lois a l’histoire effective des différens êtres existans.” And to
-illustrate the distinction, he names general physiology as abstract,
-and zoology and botany as concrete. Here it is manifest that the words
-_abstract_ and _general_ are used as synonymous. They have, however,
-different meanings; and confusion results from not distinguishing
-their meanings. Abstractness means _detachment from_ the incidents of
-particular cases. Generality means _manifestation in_ numerous cases.
-On the one hand, the essential nature of some phenomenon is considered,
-apart from disguising phenomena. On the other hand, the frequency of
-the phenomenon, with or without disguising phenomena, is the thing
-considered. Among the phenomena presented by numbers, which are purely
-ideal, the two coincide; but excluding these, an abstract truth is not
-realizable to perception in any case of which it is asserted, whereas
-a general truth is realizable to perception in every case of which it
-is asserted. Some illustrations will make the distinction clear. Thus
-it is an abstract truth that the angle contained in a semi-circle is
-a right angle—abstract in the sense that though it does not hold of
-{80} actually-constructed semi-circles and angles, which are always
-inexact, it holds of the ideal semi-circles and angles abstracted
-from real ones; but this is not a general truth, either in the sense
-that it is commonly manifested in Nature, or in the sense that it is
-a space-relation that comprehends many minor space-relations: it is
-a quite special space-relation. Again, that the momentum of a body
-causes it to move in a straight line at a uniform velocity, is an
-abstract-concrete truth—a truth abstracted from certain experiences of
-concrete phenomena; but it is by no means a general truth: so little
-generality has it, that no one fact in Nature displays it. Conversely,
-surrounding things supply us with hosts of general truths that are not
-in the least abstract. It is a general truth that the planets go round
-the Sun from West to East—a truth which holds good in several hundred
-cases (including the cases of the planetoids); but this truth is not
-at all abstract, since it is perfectly realized as a concrete fact
-in every one of these cases. Every vertebrate animal whatever, has a
-double nervous system; all birds and all mammals are warm-blooded—these
-are general truths, but they are concrete truths: that is to say, every
-vertebrate animal individually presents an entire and unqualified
-manifestation of this duality of the nervous system; every living bird
-exemplifies absolutely or completely the warm-bloodedness of birds.
-What we here call, and rightly call, a general truth, is simply a
-proposition which _sums up_ a number of our actual experiences; and
-not the expression of a truth _drawn from_ our actual experiences, but
-never presented to us in any of them. In other words, a general truth
-colligates a number of particular truths; while an abstract truth
-colligates no particular truths, but formulates a truth which certain
-phenomena all involve, though it is actually seen in none of them.
-
-Limiting the words to their proper meanings as thus defined, it becomes
-manifest that the three classes of {81} Sciences above separated,
-are not distinguishable at all by differences in their degrees of
-generality. They are all equally general; or rather they are all,
-considered as groups, universal. Every object whatever presents at once
-the subject-matter for each of them. In every fragment of substance
-we have simultaneously illustrated the abstract truths of relation in
-Time and Space; the abstract-concrete truths in conformity with which
-the fragment manifests its several modes of force; and the concrete
-truths resulting from the joint manifestation of these modes of force,
-and which give to the fragment the characters by which it is known as
-such or such. Thus these three classes of Sciences severally formulate
-different, but co-extensive, classes of facts. Within each group there
-are truths of greater and less generality: there are general abstract
-truths, and special abstract truths; general abstract-concrete truths,
-and special abstract-concrete truths; general concrete truths, and
-special concrete truths. But while within each class there are groups
-and sub-groups and sub-sub-groups which differ in their degrees of
-generality, the classes themselves differ only in their degrees of
-abstractness.[3]
-
- * * * * *
-
-Let us pass to the sub-divisions of these classes. The first class is
-separable into two parts—the one containing universal truths, the other
-non-universal truths. Dealing {82} wholly with relations apart from
-related things, Abstract Science considers first, that which is common
-to all relations whatever; and, second, that which is common to each
-order of relations. Besides the indefinite and variable connexions
-which exist among phenomena, as occurring together in Space and Time,
-we find that there are also definite and invariable connexions—that
-between each kind of phenomenon and certain other kinds of phenomena,
-there exist uniform relations. This is a universal abstract truth—that
-there is an unchanging order, or fixity of law, in Space and Time.
-We come next to the several kinds of unchanging order, which, taken
-together, form the subjects of the {83} second division of Abstract
-Science. Of this second division, the most general sub-division is
-that which deals with the natures of the connexions in Space and Time,
-irrespective of the terms connected. The conditions under which we may
-predicate a relation of coincidence or proximity in Space and Time (or
-of non-coincidence or non-proximity) from the subject-matter of Logic.
-Here the natures and amounts of the terms between which the relations
-are {84} asserted (or denied) are of no moment: the propositions
-of Logic are independent of any qualitative or quantitative
-specification of the related things. The other sub-division has for
-its subject-matter, the relations between terms which are specified
-quantitatively but not qualitatively. The amounts of the related terms,
-irrespective of their natures, are here dealt with; and Mathematics
-is a statement of the laws of quantity considered apart from reality.
-Quantity considered apart from reality, is occupancy of Space or Time;
-and occupancy of Space or Time is measured by units of one or other
-order, but of which the ultimate ones are simply separate places in
-consciousness, either coexistent or sequent. Among units that are
-unspecified in their natures (extensive, protensive, or intensive), but
-are ideally endowed with existence considered apart from attributes,
-the quantitative relations that arise, are those most general relations
-expressed by numbers. Such relations fall into either of two orders,
-according as the units are considered simply as capable of filling
-separate places in consciousness, or according as they are considered
-as filling places that are not only separate, but equal. In the one
-case, we have that indefinite calculus by which numbers of abstract
-existences, but not sums of abstract existence, are predicable. In the
-other case, we have that definite calculus by which both numbers of
-abstract existences and sums of abstract existence are predicable. Next
-comes that division of Mathematics which deals with the quantitative
-relations of magnitudes (or aggregates of units) considered as
-coexistent, or as occupying Space—the division called Geometry. And
-then we arrive at relations, the terms of which include both quantities
-of Time and quantities of Space—those in which times are estimated by
-the units of space traversed at a uniform velocity, and those in which
-equal units of time being given, the spaces traversed with uniform or
-variable velocities are estimated. {85} These Abstract Sciences,
-which are concerned exclusively with relations and with the relations
-of relations, may be grouped as shown in Table I.
-
- * * * * *
-
-TABLE I.
-
- ABSTRACT SCIENCE.
-
- Universal law of relation—an expression of the truth that
- uniformities of connexion obtain among modes of Being, irrespective
- of any specification of the natures of the uniformities of connexion.
-
- Laws of relations
-
- that are qualitative; or that are specified in their natures as
- relations of coincidence or proximity in Time and Space, but not
- necessarily in their terms the natures and amount of which are
- indifferent. (LOGIC.)[4]
-
- that are quantitative (MATHEMATICS)
-
- negatively: the terms of the relations being definitely-related
- sets of positions in space; and the facts predicated being the
- absences of certain quantities. (_Geometry of Position._[5])
-
- positively: the terms being magnitudes composed of
-
- units that are equal only as having independent existences.
- (_Indefinite Calculus._[6])
-
- equal units
-
- the equality of which is not defined as extensive,
- protensive, or intensive (_Definite Calculus_)
-
- when their numbers are completely specified (_Arithmetic._)
-
- when their numbers are specified only
-
- in their relations (_Algebra._)
-
- in the relations of their relations. (_Calculus of_
- _Operations._)
-
- the equality of which is that of extension
-
- considered in their relations of coexistence. (_Geometry._)
-
- considered as traversed in Time
-
- that is wholly indefinite. (_Kinematics._)
-
- that is divided into equal units (_Geometry of Motion._[7])
-
-Passing from the Sciences concerned with the ideal or unoccupied
-forms of relations, and turning to the Sciences concerned with
-real relations, or the relations among realities, we come first to
-those Sciences which treat of realities, not as they are habitually
-manifested, but with realities as manifested in their different
-modes, when these are artificially separated from one another.
-While the Abstract Sciences are wholly ideal, relatively to the
-Abstract-Concrete and Concrete Sciences; the Abstract-Concrete Sciences
-are partially ideal, relatively to the Concrete Sciences. Just as
-Logic and Mathematics generalize the laws of relation, qualitative
-and quantitative, apart from related things; so, Mechanics, Physics,
-Chemistry generalize the laws of relation which different modes
-of Matter and Motion conform to, when severally disentangled from
-those actual phenomena in which they are mutually modified. Just as
-the geometrician formulates the properties of lines and surfaces,
-independently of the irregularities and thicknesses of lines and
-surfaces as they really exist; so the physicist and the chemist
-formulate the manifestations of each mode of force, independently of
-the disturbances in its manifestations which other modes of force cause
-in every actual case. In works on Mechanics, the laws of motion are
-expressed without reference to friction and resistance of the medium.
-Not what motion ever really is, but what it would be if retarding
-forces were absent, is asserted. If afterwards any retarding force is
-taken into account, then the effect of this retarding force is dealt
-with by itself: neglecting the other retarding forces. Consider, again,
-the generalizations of the physicist respecting molecular motion. The
-law that light varies inversely as the square of the distance, is
-absolutely true only when the radiation {86} goes on from a point
-without dimensions, which it never does; and it also assumes that
-the rays are perfectly straight, which they cannot be unless the
-medium differs from all actual media in being perfectly homogeneous.
-If the disturbing effects of changes of media are investigated, the
-formulæ expressing the refractions take for granted that the new media
-entered are homogeneous; which they never really are. Even when a
-compound disturbance is allowed for, as when the refraction undergone
-by light in traversing a medium of increasing density, like the
-atmosphere, is calculated, the calculation still supposes conditions
-that are unnaturally simple—it supposes that the atmosphere is not
-pervaded by heterogeneous currents, which it always is. Similarly
-with the inquiries of the chemist. He does not take his substances as
-Nature supplies them. Before he proceeds to specify their respective
-properties, he purifies them—separates from each all trace of every
-other. Before ascertaining the specific gravity of a gas, he has to
-free this gas from the vapour of water, usually mixed with it. Before
-describing the properties of a salt, he guards against any error that
-may arise from the presence of an uncombined portion of the acid or
-base. And when he alleges of any element that it has a certain atomic
-weight, and unites with such and such equivalents of other elements,
-he does not mean that the results thus expressed are exactly the
-results of any one experiment; but that they are the results which,
-after averaging many trials, he concludes would be realized if absolute
-purity could be obtained, and if the experiments could be conducted
-without loss. His problem is to ascertain the laws of combination of
-molecules, not as they are actually displayed, but as they would be
-displayed in the absence of those minute interferences which cannot
-be altogether avoided. Thus all Abstract-Concrete Sciences have for
-their object, _analytical interpretation_. In every case it is the
-aim to decompose the phenomenon, and formulate its {87} components
-apart from one another; or some two or three apart from the rest.
-Wherever, throughout these Sciences, synthesis is employed, it is for
-the verification of analysis.[8] The truths elaborated are severally
-asserted, not as truths exhibited by this or that particular object;
-but as truths universally holding of Matter and Motion in their more
-general or more special forms, considered apart from particular
-objects, and particular places in space.
-
-The sub-divisions of this group of Sciences, may be drawn on the
-same principle as that on which the sub-divisions of the preceding
-group were drawn. Phenomena, considered as more or less involved
-manifestations of force, yield on analysis, certain laws of
-manifestation which are universal, and other laws of manifestation,
-which, being dependent on conditions, are not universal. Hence the
-Abstract-Concrete Sciences are primarily divisible into—the laws of
-force considered apart from its separate modes, and laws of force
-considered under each of its separate modes. And this second division
-of the Abstract-Concrete group, is sub-divisible after a manner
-essentially analogous. It is needless to occupy space by defining
-these several {88} orders and genera of Sciences. Table II. will
-sufficiently explain their relations.
-
- * * * * *
-
-TABLE II.
-
- ABSTRACT-CONCRETE SCIENCE.
-
- Universal laws of forces (tensions and pressures), as deducible from
- the persistence of force: the theorems of resolution and composition
- of forces.
-
- Laws of forces as manifested by matter
-
- in masses (MECHANICS)
-
- that are in equilibrium relatively to other masses
-
- and are solid. (_Statics._)
-
- and are fluid. (_Hydrostatics._)
-
- that are not in equilibrium relatively to other masses
-
- and are solid. (_Dynamics._)
-
- and are fluid. (_Hydrodynamics._)
-
- in molecules (MOLECULAR MECHANICS)
-
- when in equilibrium: (_Molecular Statics_)
-
- giving statical properties of matter
-
- general, as impenetrability or space-occupancy.
-
- special, as the forms resulting from molecular equilibrium.
-
- giving statico-dynamical properties of matter (cohesion,
- elasticity, etc.)
-
- when solid.
-
- when liquid.
-
- when gaseous.
-
- when not in equilibrium: (_Molecular Dynamics_)
-
- as resulting in a changed distribution of molecules
-
- which alters their relative positions homogeneously
-
- causing increase of volume (expansion, liquefaction,
- evaporation).
-
- causing decrease of volume (condensation, solidification,
- contraction).
-
- which alters their relative positions heterogeneously
- (_Chemistry_)
-
- producing new relations of molecules (new compounds).
-
- producing new relations of forces (new affinities).
-
- as resulting in a changed distribution of molecular motion,
-
- which, by integration, generates sensible motion.
-
- which, by disintegration, generates insensible motion, under
- the forms of {_Heat._ _Light._ _Electricity._ _Magnetism._}
-
-Wecome now to the third great group. We have done with the Sciences which
-are concerned only with the blank forms of relations under which Being
-is manifested to us. We have left behind the Sciences which, dealing
-with Being under its universal mode, and its several non-universal
-modes regarded as independent, treat the terms of its relations as
-simple and homogeneous; which they never are in Nature. There remain
-the Sciences which, taking these modes of Being as they are habitually
-connected with one another, have for the terms of their relations,
-those heterogeneous combinations of forces that constitute actual
-phenomena. The subject-matter of these Concrete-Sciences is the real,
-as contrasted with the wholly or partially ideal. It is their aim,
-not to separate and generalize apart the components of all phenomena,
-but to explain each phenomenon as a product of these components.
-Their relations are not, like those of the simplest Abstract-Concrete
-Sciences, relations between one antecedent and one consequent; nor
-are they, like those of the more involved Abstract-Concrete Sciences,
-relations between some few antecedents cut off in imagination from
-all others, and some few consequents similarly cut off; but they
-are relations each of which has for its terms a complete plexus of
-antecedents and a complete plexus of consequents. This is manifest in
-the least involved Concrete Sciences. The astronomer seeks to explain
-the Solar System. He does not stop short after generalizing the laws
-of planetary movement, such as planetary movement would be did only
-a single planet exist; but he solves this abstract-concrete problem,
-as a step towards solving the concrete problem of the planetary
-movements as affecting one another. In astronomical language, “the
-theory of the Moon” means an interpretation of the Moon’s motions, not
-as determined simply by centripetal {89} and centrifugal forces, but
-as perpetually modified by gravitation towards the Earth’s equatorial
-protuberance, towards the Sun, and even towards Venus: forces daily
-varying in their amounts and combinations. Nor does the astronomer
-leave off when he has calculated what will be the position of a given
-body at a given time, allowing for all perturbations; but he goes on to
-consider the effects produced by reactions on the perturbing masses.
-And he further goes on to consider how the mutual perturbations of
-the planets cause, during a long period, increasing deviations from a
-mean state; and then how compensating perturbations cause continuous
-decrease of the deviations. That is, the goal towards which he ever
-strives, is a complete explanation of these complex planetary motions
-in their totality. Similarly with the geologist. He does not take for
-his problem only those irregularities of the Earth’s crust that are
-worked by denudation; or only those which igneous action causes. He
-does not seek simply to understand how sedimentary strata were formed;
-or how faults were produced; or how moraines originated; or how the
-beds of Alpine lakes were scooped out. But taking into account all
-agencies co-operating in endless and ever-varying combinations, he
-aims to interpret the entire structure of the Earth’s crust. If he
-studies separately the actions of rain, rivers, glaciers, icebergs,
-tides, waves, volcanoes, earthquakes, etc.; he does so that he may be
-better able to comprehend their joint actions as factors in geological
-phenomena: the object of his science being to generalize these
-phenomena in all their intricate connexions, as parts of one whole. In
-like manner Biology is the elaboration of a complete theory of Life, in
-each and all of its involved manifestations. If different aspects of
-its phenomena are investigated apart—if one observer busies himself in
-classing organisms, another in dissecting them, another in ascertaining
-their chemical compositions, another in studying functions, another
-in tracing laws of modification; they are {90} all, consciously or
-unconsciously, helping to work out a solution of vital phenomena in
-their entirety, both as displayed by individual organisms and by
-organisms at large. Thus, in these Concrete Sciences, the object is
-the converse of that which the Abstract-Concrete Sciences propose to
-themselves. In the one case we have _analytical interpretation_; while
-in the other case we have _synthetical interpretation_. Instead of
-synthesis being used merely to verify analysis; analysis is here used
-only to aid synthesis. Not to formulate the factors of phenomena is
-now the object; but to formulate the phenomena resulting from these
-factors, under the various conditions which the Universe presents.
-
-This third class of Sciences, like the other classes, is divisible
-into the universal and the non-universal. As there are truths which
-hold of all phenomena in their elements; so there are truths which
-hold of all phenomena in their totalities. As force has certain
-ultimate laws common to its separate modes of manifestation, so in
-those combinations of its modes which constitute actual phenomena, we
-find certain ultimate laws that are conformed to in every case. These
-are the laws of the re-distribution of force. Since we can become
-conscious of a phenomenon only by some change wrought in us, every
-phenomenon necessarily implies re-distribution of force—change in
-the arrangements of matter and motion. Alike in molecular movements
-and the movements of masses, one great uniformity may be traced.
-A decreasing quantity of motion, sensible or insensible, always
-has for its concomitant an increasing aggregation of matter; and,
-conversely, an increasing quantity of motion, sensible or insensible,
-has for its concomitant a decreasing aggregation of matter. Give to
-the molecules of any mass, more of that insensible motion which we
-call heat, and the parts of the mass become somewhat less closely
-aggregated. Add a further quantity of insensible motion, and the
-mass so far disintegrates as to become {91} liquid. Add still more
-insensible motion, and the mass disintegrates so completely as to
-become gas; which occupies a greater space with every extra quantity
-of insensible motion given to it. On the other hand, every loss of
-insensible motion by a mass, gaseous, liquid, or solid, is accompanied
-by a progressing integration of the mass. Similarly with sensible
-motions, be the bodies moved large or small. Augment the velocities
-of the planets, and their orbits will enlarge—the Solar System will
-occupy a wider space. Diminish their velocities, and their orbits will
-lessen—the Solar System will contract, or become more integrated.
-And in like manner we see that sensible motions given to bodies on
-the Earth’s surface involve partial disintegrations of the bodies
-from the Earth; while the loss of their motions are accompanied by
-their re-integration with the Earth. In all changes we have either an
-integration of matter and concomitant dissipation of motion; or an
-absorption of motion and concomitant disintegration of matter. And
-where, as in living bodies, these processes go on simultaneously, there
-is an integration of matter proportioned to the dissipation of motion,
-and an absorption of motion proportioned to the disintegration of
-matter. Such, then, are the universal laws of that re-distribution of
-matter and motion everywhere going on—a re-distribution which results
-in Evolution so long as the aggregation of matter and dispersion of
-motion predominate; but which results in Dissolution where there is
-a predominant aggregation of motion and dispersion of matter. Hence
-we have a division of Concrete Science which bears towards the other
-Concrete Sciences, a relation like that which the Universal Law of
-Relation bears to Mathematics, and like that which Universal Mechanics
-(composition and resolution of forces) bears to Physics. We have a
-division of Concrete Science which generalizes those concomitants
-of this re-distribution that hold good among all orders of concrete
-objects—a division which explains why, along with a {92} predominating
-integration of matter and dissipation of motion, there goes a change
-from an indefinite, incoherent homogeneity, to a definite, coherent
-heterogeneity; and why a reverse re-distribution of matter and motion,
-is accompanied by a reverse structural change. Passing from this
-universal Concrete Science, to the non-universal Concrete Sciences; we
-find that these are primarily divisible into the science which deals
-with the re-distributions of matter and motion among masses in space,
-consequent on their mutual actions as wholes; and the science which
-deals with the re-distributions of matter and motion consequent on the
-mutual actions of the parts of each mass. And of these equally general
-Sciences, this last is re-divisible into the Science which is limited
-to the concomitants of re-distribution among the parts of each mass
-when regarded as independent, and the Science which takes into account
-the molecular motion received by radiation from other masses. But these
-sub-divisions, and their sub-sub-divisions, will be best seen in the
-annexed Table III.
-
- * * * * *
-
-TABLE III.
-
- CONCRETE SCIENCE.
-
- Universal laws of the continuous re-distribution of Matter and
- Motion; which results in Evolution where there is a predominant
- integration of Matter and dissipation of Motion, and which results
- in Dissolution where there is a predominant absorption of Motion and
- disintegration of Matter.
-
- Laws of the redistributions of Matter and Motion actually going on
-
- among the celestial bodies in their relations to one another as
- masses: comprehending (ASTRONOMY)
-
- the dynamics of our solar system. (_Planetary Astronomy._)
-
- the dynamics of our stellar universe. (_Sidereal Astronomy._)
-
- among the molecules of any celestial mass; as caused by
-
- the actions of these molecules on one another
- (ASTROGENY)
-
- resulting in the formation of compound molecules. (_Solar_
- _Mineralogy._)
-
- resulting in molecular motions and genesis of radiant
- forces.[9]
-
- resulting in movements of gases and liquids. (_Solar_
- _Meteorology._[10])
-
- the actions of these molecules on one another, joined with the
- actions on them of forces radiated by the molecules of other
- masses: (GEOGENY)
-
- as exhibited in the planets generally.
-
- as exhibited in the Earth
-
- causing composition and of decomposition of inorganic
- matters. (_Mineralogy._)
-
- causing re-distributions of gases and liquids.
- (_Meteorology._)
-
- causing re-distributions of solids. (_Geology._)
-
- causing organic phenomena; which are (_Biology_)
-
- those of structure (_Morphology_)
-
- general.
-
- special.
-
- those of function
-
- in their internal relations (_Physiology_)
-
- general.
-
- special.
-
- in their external relations (_Psychology_)
-
- general
-
- special
-
- separate.
-
- combined. (_Sociology._[11])
-
-That these great groups of Sciences and their respective sub-groups,
-fulfil the definition of a true classification given at the outset, is,
-I think, tolerably manifest. The subjects of inquiry included in each
-primary division, have essential attributes in common with one another,
-which they have not in common with any of the subjects contained in
-the other primary divisions; and they have, by consequence, a greater
-number of attributes in which they are severally like the subjects
-they are grouped with, and unlike the subjects otherwise grouped.
-Between Sciences which deal with relations apart from realities, and
-Sciences which deal with realities, the distinction is the widest
-possible; since Being, in some or all of its attributes, is common to
-all Sciences of the second class, and excluded from all Sciences of the
-first class. And when we divide the Sciences which treat of realities,
-into those which deal {93} with their component phenomena considered in
-ideal separation and those which deal with their component phenomena
-as actually united, we make a profounder distinction than can exist
-between the Sciences which deal with one or other order of the
-components, or than can exist between the Sciences which deal with one
-or other order of the things composed. The three groups of Sciences
-may be briefly defined as—laws of the _forms_; laws of the _factors_;
-laws of the _products_. When thus defined, it becomes manifest that
-the groups are so radically unlike in their natures, that there can
-be no transitions between them; and that any Science belonging to one
-of the groups must be quite incongruous with the Sciences belonging
-to either of the other groups, if transferred. How fundamental are
-the differences between them, will be further seen on considering
-their functions. The first, or abstract group, is _instrumental_ with
-respect to both the others; and the second, or abstract-concrete group
-is _instrumental_ with respect to the third or concrete group. An
-endeavour to invert these functions will at once show how essential
-is the difference of character. The second and third groups supply
-subject-matter to the first, and the third supplies subject-matter to
-the second; but none of the truths which constitute the third group are
-of any use as solvents of the problems presented by the second group;
-and none of the truths which the second group formulates can act as
-solvents of problems contained in the first group.
-
-Concerning the sub-divisions of these great groups, little remains
-to be added. That each of the groups, being co-extensive with all
-phenomena, contains truths that are universal and others that are not
-universal, and that these must be classed apart, is obvious. And that
-the sub-divisions of the non-universal truths, are to be made according
-to their decreasing generality in something like the manner shown in
-the Tables, is proved by the fact that {94} when the descriptive
-words are read from the root to the extremity of any branch, they form
-a definition of the Science constituting that branch. That the minor
-divisions might be otherwise arranged, and that better definitions of
-them might be given, is highly probable. They are here set down merely
-for the purpose of showing how this method of classification works out.
-
-I will only further remark that the relations of the Sciences as
-thus represented, are still but imperfectly represented: their
-relations cannot be truly shown on a plane, but only in space of three
-dimensions. The three groups cannot rightly be put in linear order as
-they have here been. Since the first stands related to the third, not
-only indirectly through the second, but also directly—it is directly
-instrumental with respect to the third, and the third supplies it
-directly with subject-matter. Their relations can thus only be truly
-shown by branches diverging from a common root on different sides,
-in such a way that each stands in juxta-position to the other two.
-And only by a like mode of arrangement, can the relations among the
-sub-divisions of each group be correctly represented.
-
- * * * * *
-
-The foregoing exposition, highly abstract as it is, will by some
-readers be less readily followed than a more concrete one. With the
-view of carrying conviction to such I will re-state the case in two
-ways: the first of them adapted only to those who accept the doctrine
-of Evolution in its most general form.
-
-We set out with concentrating nebulous matter. Tracing the
-re-distributions of this, as the rotating contracting spheroid leaves
-behind successive annuli and as these severally form secondary rotating
-spheroids, we come at length to planets in their early stages. Thus
-far we consider the phenomena dealt with purely astronomical; and so
-long as our Earth, regarded as one of these spheroids, {95} was made
-up of gaseous and molten matters only, it presented no data for any
-more complex Concrete Science. In the lapse of cosmical time a solid
-film forms, which, in the course of millions of years, thickens, and,
-in the course of further millions of years, becomes cool enough to
-permit the precipitation, first of various other gaseous compounds,
-and finally of water. Presently, the varying exposure of different
-parts of the spheroid to the Sun’s rays, begins to produce appreciable
-effects; until at length there have arisen meteorological actions, and
-consequent geological actions, such as those we now know: determined
-partly by the Sun’s heat, partly by the still-retained internal heat
-of the Earth, and partly by the action of the Moon on the ocean? How
-have we reached these geological phenomena? When did the astronomical
-changes end and the geological changes begin? It needs but to ask this
-question to see that there is no real division between the two. Putting
-pre-conceptions aside, we find nothing more than a group of phenomena
-continually complicating under the influence of the same original
-factors; and we see that our conventional division is defensible only
-on grounds of convenience. Let us advance a stage. As the Earth’s
-surface continues to cool, passing through all degrees of temperature
-by infinitesimal gradations, the formation of more and more complex
-inorganic compounds becomes possible. Later, its surface sinks to that
-heat at which the less complex compounds of the kinds called organic
-can exist; and, finally, the formation of the more complex organic
-compounds takes place. Chemists now show us that these compounds may
-be built up synthetically in the laboratory—each stage in ascending
-complexity making possible the next higher stage. Hence it is inferable
-that, in the myriads of laboratories, endlessly diversified in their
-materials and conditions, which the Earth’s surface furnished during
-the myriads of years occupied in passing through these stages of
-temperature, such successive {96} syntheses were effected; and that
-the highly complex unstable substance out of which all organisms are
-composed, was eventually formed in microscopic portions: from which,
-by continuous integrations and differentiations, the evolution of all
-organisms has proceeded. Where then shall we draw the line between
-Geology and Biology? The synthesis of this most complex compound, is
-but a continuation of the syntheses by which all simpler compounds were
-formed. The same primary factors have been co-operating with those
-secondary factors, meteorologic and geologic, previously derived from
-them. Nowhere do we find a break in the ever-complicating series; for
-there is a manifest connexion between those movements which various
-complex compounds undergo during their isomeric transformations,
-and those changes of form undergone by the protoplasm which we
-distinguish as living. Strongly contrasted as they eventually
-become, biological phenomena are at their root inseparable from
-geological phenomena—inseparable from the aggregate of transformations
-continually wrought in the matters forming the Earth’s surface by the
-physical forces to which they are exposed. Further stages I need not
-particularize. The gradual development out of the biological group of
-phenomena, of the more specialized group we class as psychological,
-needs no illustration. And when we come to the highest psychological
-phenomena, it is clear that since aggregations of human beings may be
-traced upwards from single wandering families to tribes and nations of
-all sizes and complexities, we pass insensibly from the phenomena of
-individual human action to those of corporate human action. To resume,
-then, is it not manifest that in the group of sciences—Astronomy,
-Geology, Biology, Psychology, Sociology, we have a natural group
-that admits neither of disruption nor change of order? Here there is
-both a genetic dependence, and a dependence of interpretations. The
-phenomena have arisen in this succession in cosmical {97} time; and
-complete scientific interpretation of each group depends on scientific
-interpretation of the preceding groups. No other science can be thrust
-in anywhere without destroying the continuity. To insert Physics
-between Astronomy and Geology, would be to make a break in the history
-of a continuous series of changes; and a like break would be produced
-by inserting Chemistry between Geology and Biology. It is true that
-Physics and Chemistry are needful as interpreters of these successive
-assemblages of facts; but it does not therefore follow that they are
-themselves to be placed among these assemblages.
-
-Concrete Science, made up of these five concrete sub-sciences, being
-thus coherent within itself, and separated from all other science,
-there comes the question—Is all other science similarly coherent within
-itself? or is it traversed by some second division that is equally
-decided? It is thus traversed. A statical or dynamical theorem, however
-simple, has always for its subject-matter something that is conceived
-as extended, and as displaying force or forces—as being a seat of
-resistance, or of tension, or of both, and as capable of possessing
-more or less of _vis viva_. If we examine the simplest proposition of
-Statics, we see that the conception of Force must be joined with the
-conception of Space, before the proposition can be framed in thought;
-and if we similarly examine the simplest proposition in Dynamics,
-we see that Force, Space, and Time, are its essential elements. The
-amounts of the terms are indifferent; and, by reduction of its terms
-beyond the limits of perception, they are applied to molecules: Molar
-Mechanics and Molecular Mechanics are continuous. From questions
-concerning the relative motions of two or more molecules, Molecular
-Mechanics passes to changes of aggregation among many molecules, to
-changes in the amounts and kinds of the motions possessed by them as
-members of an aggregate, and to changes of the motions transferred
-through aggregates of them, as those constituting light. {98} Daily
-extending its range of interpretations, it is coming to deal even
-with the components of each compound molecule on the same principles.
-And the unions and disunions of such more or less compound molecules,
-which constitute the phenomena of Chemistry, are also being conceived
-as resultant phenomena of essentially kindred natures—the affinities
-of molecules for one another, and their reactions in relation to
-light, heat, and other modes of force, being regarded as consequent
-on the combinations of the various mechanically-determined motions of
-their various components. Without at all out-running, however, this
-progress in the mechanical interpretation of molecular phenomena, it
-suffices to point out that the indispensable elements in any chemical
-conception are units occupying places in space, and exerting forces on
-one another. This, then, is the common character of all these sciences
-which we at present group under the names of Mechanics, Physics,
-Chemistry. Leaving undiscussed the question whether it is possible to
-conceive of force apart from extended somethings exerting it, we may
-assert, as beyond dispute, that if the conception of force be expelled,
-no science of Mechanics, Physics, or Chemistry remains. Made coherent,
-as these sciences are, by this bond of union, it is impossible to
-thrust among them any other science without breaking their continuity.
-We cannot place Logic between Molar Mechanics and Molecular Mechanics.
-We cannot place Mathematics between the group of propositions
-concerning the behaviour of homogeneous molecules to one another, and
-the group of propositions concerning the behaviour of heterogeneous
-molecules to one another (which we call Chemistry). Clearly these two
-sciences lie outside the coherent whole we have contemplated; separated
-from it in some radical way.
-
-By what are they radically separated? By the absence of the conception
-of force through which alone we know objects as existing or acting.
-However true it may be {99} that so long as Logic and Mathematics have
-any terms at all, these must be capable of affecting consciousness,
-and, by implication, of exerting force; yet it is the distinctive trait
-of these sciences that not only do their propositions make no reference
-to such force, but, as far as possible, they deliberately ignore it.
-Instead of being, as in all the other sciences, an element that is
-not only recognized but vital; in Mathematics and Logic, force is an
-element that is not only not vital, but is studiously not recognized.
-The terms in which Logic expresses its propositions, are symbols that
-do not profess to represent things, properties, or powers, of one
-kind more than another; and may equally well stand for the attributes
-belonging to members of some connected series of ideal curves which
-have never been drawn, as for so many real objects. And the theorems of
-Geometry, so far from contemplating perceptible lines and surfaces as
-elements in the truths enunciated, consider these truths as becoming
-absolute only when such lines and surfaces become ideal—only when the
-conception of something exercising force is extruded.
-
- * * * * *
-
-Let me now make a second re-statement, not implying acceptance of the
-doctrine of Evolution, but exhibiting with a clearness almost if not
-quite as great, these fundamental distinctions.
-
-The concrete sciences, taken together or separately, contemplate as
-their subject-matters, _aggregates_—either the entire aggregate of
-sensible existences, or some secondary aggregate separable from this
-entire aggregate, or some tertiary aggregate separable from this, and
-so on. Sidereal Astronomy occupies itself with the totality of visible
-masses distributed through space; which it deals with as made up of
-identifiable individuals occupying specified places, and severally
-standing towards one another, towards sub-groups, and towards the
-entire group, in defined ways. Planetary Astronomy, cutting out of this
-all-including aggregate that {100} relatively minute part constituting
-the Solar System, deals with this as a whole—observes, measures, and
-calculates the sizes, shapes, distances, motions, of its primary,
-secondary, and tertiary members; and, taking for its larger inquiries
-the mutual actions of all these members as parts of a coordinated
-assemblage, takes for its smaller inquiries the actions of each member
-considered as an individual, having a set of intrinsic activities that
-are modified by a set of extrinsic activities. Restricting itself to
-one of these aggregates, which admits of close examination, Geology
-(using this word in its comprehensive meaning) gives an account of
-terrestrial actions and terrestrial structures, past and present; and,
-taking for its narrower problems local formations and the agencies
-to which they are due, takes for its larger problems the serial
-transformations undergone by the entire Earth. The geologist being
-occupied with this cosmically small, but otherwise vast, aggregate,
-the biologist occupies himself with small aggregates formed out of
-parts of the Earth’s superficial substance, and treats each of these
-as a coordinated whole in its structures and functions; or, when he
-treats of any particular organ, considers this as a whole made up of
-parts held in a sub-coordination that refers to the coordination of
-the entire organism. To the psychologist he leaves those specialized
-aggregates of functions which adjust the actions of organisms to the
-complex activities surrounding them: doing this, not simply because
-they are a stage higher in speciality, but because they are the
-counterparts of those aggregated states of consciousness dealt with by
-the science of Subjective Psychology, which stands entirely apart from
-all other sciences. Finally, the sociologist considers each tribe and
-nation as an aggregate presenting multitudinous phenomena, simultaneous
-and successive, that are held together as parts of one combination.
-Thus, in every case, a concrete science deals with a real aggregate
-(or a plurality of real aggregates); and it includes as its {101}
-subject-matter whatever is to be known of this aggregate in respect
-of its size, shape, motions, density, texture, general arrangement
-of parts, minute structure, chemical composition, temperature, etc.,
-together with all the multitudinous changes, material and dynamical,
-gone through by it from the time it begins to exist as an aggregate to
-the time it ceases to exist as an aggregate.
-
-No abstract-concrete science makes the remotest attempt to do anything
-of this sort. Taken together, the abstract-concrete sciences give
-an account of the various kinds of _properties_ which aggregates
-display; and each abstract-concrete science concerns itself with a
-certain order of these properties. By this, the properties common to
-all aggregates are studied and formulated; by that, the properties of
-aggregates having special forms, special states of aggregation, etc.;
-and by others, the properties of particular components of aggregates
-when dissociated from other components. But by all these sciences the
-aggregate, considered as an individual object, is tacitly ignored; and
-a property, or a connected set of properties, exclusively occupies
-attention. It matters not to Mechanics whether the moving mass it
-considers is a planet or a molecule, a dead stick thrown into the river
-or the living dog that leaps after it: in any case the curve described
-by the moving mass conforms to the same laws. Similarly when the
-physicist takes for his subject the relation between the changing bulk
-of matter and the changing quantity of molecular motion it contains.
-Dealing with the subject generally, he leaves out of consideration the
-kind of matter; and dealing with the subject specially in relation to
-this or that kind of matter, he ignores the attributes of size and
-form: save in the still more special cases where the effect on form
-is considered, and even then size is ignored. So, too, is it with the
-chemist. A substance he is investigating, never thought of by him
-as distinguished in extension or amount, is not even required to be
-perceptible. A portion of carbon on {102} which he is experimenting,
-may or may not have been visible under its forms of diamond or
-graphite or charcoal—this is indifferent. He traces it through various
-disguises and various combinations—now as united with oxygen to form
-an invisible gas; now as hidden with other elements in such more
-complex compounds as ether, and sugar, and oil. By sulphuric acid or
-other agent he precipitates it from these as a coherent cinder, or as
-a diffused impalpable powder; and again, by applying heat, forces it
-to disclose itself as an element of animal tissue. Evidently, while
-thus ascertaining the affinities and atomic equivalence of carbon, the
-chemist has nothing to do with any aggregate. He deals with carbon
-in the abstract, as something considered apart from quantity, form,
-appearance, or temporary state of combination; and conceives it as the
-possessor of powers or properties, whence the special phenomena he
-describes result: the ascertaining of all these powers or properties
-being his sole aim.
-
-Finally, the Abstract Sciences ignore alike aggregates and the powers
-which aggregates or their components possess; and occupy themselves
-with _relations_—either with the relations among aggregates, or among
-their parts, or the relations among aggregates and properties, or the
-relations among properties, or the relations among relations. The
-same logical formula applies equally well, whether its terms are men
-and their deaths, crystals and their planes of cleavage, or plants
-and their seeds. And how entirely Mathematics concerns itself with
-relations, we see on remembering that it has just the same expression
-for the characters of an infinitesimal triangle, as for those of the
-triangle which has Sirius for its apex and the diameter of the Earth’s
-orbit for its base.
-
-I cannot see how these definitions of these groups of sciences can
-be questioned. It is undeniable that every Concrete Science gives
-an account of an aggregate or of aggregates, inorganic, organic, or
-super-organic (a society); {103} and that, not concerning itself
-with properties of this or that order, it concerns itself with the
-co-ordination of the assembled properties of all orders. It seems to
-me no less certain that an Abstract-Concrete Science gives an account
-of some order of properties, general or special; not caring about the
-other traits of an aggregate displaying them, and not recognizing
-aggregates at all further than is implied by discussion of the
-particular order of properties. And I think it is equally clear that
-an Abstract Science, freeing its propositions, so far as the nature
-of thought permits, from aggregates and properties, occupies itself
-with relations of co-existence and sequence, as disentangled from
-all particular forms of being and action. If then these three groups
-of sciences are, respectively, accounts of _aggregates_, accounts
-of _properties_, accounts of _relations_, it is manifest that the
-divisions between them are not simply perfectly clear, but that the
-chasms between them are absolute.
-
- * * * * *
-
-Here, perhaps more clearly than before, will be seen the untenability
-of the classification made by M. Comte. Already, after setting forth
-in a general way these fundamental distinctions, I have pointed out
-the incongruities that arise when the sciences, conceived as Abstract,
-Abstract-Concrete, and Concrete, are arranged in the order proposed
-by him. Such incongruities become still more conspicuous if for these
-general names of the groups we substitute the definitions given above.
-The series will then stand thus:―
-
- MATHEMATICS An account of _relations_
- (including, under Mechanics,
- an account of _properties_).
- ASTRONOMY An account of _aggregates_.
- PHYSICS An account of _properties_.
- CHEMISTRY An account of _properties_.
- BIOLOGY An account of _aggregates_.
- SOCIOLOGY An account of _aggregates_.
-
-That those who espouse opposite views see clearly the {104} defects
-in the propositions of their opponents and not those in their own,
-is a trite remark that holds in philosophical discussions as in all
-others: the parable of the mote and the beam applies as well to men’s
-appreciations of one another’s opinions as to their appreciations of
-one another’s natures. Possibly to my positivist friends I exemplify
-this truth,—just as they exemplify it to me. Those uncommitted to
-either view must decide where the mote exists and where the beam.
-Meanwhile it is clear that one or other of the two views is essentially
-erroneous; and that no qualifications can bring them into harmony.
-Either the sciences admit of no such grouping as that which I have
-described, or they admit of no such serial order as that given by M.
-Comte.
-
-
-POSTSCRIPT REPLYING TO CRITICISMS.
-
-Among objections made to any doctrine, those which come from avowed
-supporters of an adverse doctrine must be considered, other things
-equal, as of less weight than those which come from men uncommitted
-to an adverse doctrine, or but partially committed to it. The element
-of prepossession, distinctly present in the one case and in the other
-case mainly or quite absent, is a well-recognized cause of difference
-in the values of the judgments: supposing the judgments to be otherwise
-fairly comparable. Hence, when it is needful to bring the replies
-within a restricted space, a fit course is that of dealing rather with
-independent criticisms than with criticisms which are really indirect
-arguments for an opposite view, previously espoused.
-
-For this reason I propose here to confine myself substantially,
-though not absolutely, to the demurrers entered against the foregoing
-classification by Prof. Bain, in his recent work on Logic. Before
-dealing with the more {105} important of these, let me clear the
-ground by disposing of the less important.
-
- * * * * *
-
-Incidentally, while commenting on the view I take respecting the
-position of Logic, Prof. Bain points out that this, which is the most
-abstract of the sciences, owes much to Psychology, which I place among
-the Concrete Sciences; and he alleges an incongruity between this
-fact and my statement that the Concrete Sciences are not instrumental
-in disclosing the truths of the Abstract Sciences. Subsequently he
-re-raises this apparent anomaly when saying―
-
- “Nor is it possible to justify the placing of Psychology wholly among
- Concrete Sciences. It is a highly analytic science, as Mr. Spencer
- thoroughly knows.”
-
-For a full reply, given by implication, I must refer Prof. Bain to
-§ 56 of _The Principles of Psychology_, where I have contended that
-“while, under its objective aspect, Psychology is to be classed as one
-of the Concrete Sciences which successively decrease in scope as they
-increase in speciality; under its subjective aspect, Psychology is a
-totally unique science, independent of, and antithetically opposed to,
-all other sciences whatever.” A pure idealist will not, I suppose,
-recognize this distinction; but to every one else it must, I should
-think, be obvious that the science of subjective existences is the
-correlative of all the sciences of objective existences; and is as
-absolutely marked off from them as subject is from object. Objective
-Psychology, which I class among the Concrete Sciences, is purely
-synthetic, so long as it is limited, like the other sciences, to
-objective data; though great aid in the interpretation of these data
-is derived from the observed correspondence between the phenomena of
-Objective Psychology as presented in other beings and the phenomena of
-Subjective Psychology as presented in one’s own consciousness. Now it
-is Subjective Psychology only which is analytic, and which affords aid
-in the {106} development of Logic. This being explained, the apparent
-incongruity disappears.
-
-A difficulty raised respecting the manner in which I have expressed the
-nature of Mathematics, may next be dealt with. Prof. Bain writes:―
-
- “In the first place, objection may be taken to his language, in
- discussing the extreme Abstract Sciences, when he speaks of the _empty_
- _forms_ therein considered. To call Space and Time empty forms, must
- mean that they can be thought of without any concrete embodiment
- whatsoever; that one can think of Time, as a pure abstraction, without
- having in one’s mind any concrete succession. Now, this doctrine is in
- the last degree questionable.”
-
-I quite agree with Prof. Bain that “this doctrine is in the last
-degree questionable;” but I do not admit that this doctrine is implied
-by the definition of Abstract Science which I have given. I speak
-of Space and Time as they are dealt with by mathematicians, and as
-it is alone possible for pure Mathematics to deal with them. While
-Mathematics habitually uses in its points, lines, and surfaces, certain
-existences, it habitually deals with these as representing points,
-lines, and surfaces that are ideal; and _its conclusions are true only
-on condition that it does this_. Points having dimensions, lines having
-breadths, planes having thicknesses, are negatived by its definitions.
-Using, though it does, material representatives of extension, linear,
-superficial, or solid, Geometry deliberately ignores their materiality;
-and attends only to the truths of relation they present. Holding with
-Prof. Bain, as I do, that our consciousness of Space is disclosed by
-our experiences of Matter—arguing, as I have done in _The Principles
-of Psychology_, that it is a consolidated aggregate of all relations
-of co-existence that have been severally presented by Matter; I
-nevertheless contend that it is possible to dissociate these relations
-from Matter to the extent required for formulating them as abstract
-truths. I contend, too, that this separation is of the kind habitually
-made in other cases; as, for instance, when the general laws of motion
-are formulated (as M. Comte’s system, among {107} others, formulates
-them) in such way as to ignore all properties of the bodies dealt
-with save their powers of taking up, and retaining, and giving out,
-quantities of motion; though these powers are inconceivable apart from
-the attribute of extension, which is intentionally disregarded.
-
-Taking other of Prof. Bain’s objections, not in the order in which they
-stand but in the order in which they may be most conveniently dealt
-with, I quote as follows:―
-
- “The law of the radiation of light (the inverse square of the
- distance) is said by Mr. Spencer to be Abstract-Concrete, while the
- disturbing changes in the medium are not to be mentioned except in a
- Concrete Science of Optics. We need not remark that such a separate
- handling is unknown to science.”
-
-It is perfectly true that “such a separate handling is unknown to
-science.” But, unfortunately for the objection, it is also perfectly
-true that no such separate handling is proposed by me, or is implied by
-my classification. How Prof. Bain can have so missed the meaning of the
-word “concrete,” as I have used it, I do not understand. After pointing
-out that “no one ever drew the line,” between the Abstract-Concrete
-and the Concrete Sciences, “as I have done it,” he alleges an anomaly
-which exists only supposing that I have drawn it where it is ordinarily
-drawn. He appears inadvertently to have carried with him M. Comte’s
-conception of Optics as a Concrete Science, and, importing it into my
-classification, debits me with the incongruity. If he will re-read
-the definition of the Abstract-Concrete Sciences, or study their
-sub-divisions as shown in Table II., he will, I think, see that the
-most special laws of the redistribution of light, equally with its most
-general laws, are included. And if he will pass to the definition and
-the tabulation of the Concrete Sciences, he will, I think, see no less
-clearly that Optics cannot be included among them.
-
-Prof. Bain considers that I am not justified in classing Chemistry as
-an Abstract-Concrete Science, and excluding from it all consideration
-of the crude forms of the various {108} substances dealt with; and
-he enforces his dissent by saying that chemists habitually describe
-the ores and impure mixtures in which the elements, etc., are
-naturally found. Undoubtedly chemists do this. But do they therefore
-intend to include an account of the ores of a substance, _as a part
-of the science_ which formulates its molecular constitution and the
-constitutions of all the definite compounds it enters into? I shall be
-very much surprised if I find that they do. Chemists habitually prefix
-to their works a division treating of Molecular Physics; but they do
-not therefore claim Molecular Physics as a part of Chemistry. If they
-similarly prefix to the chemistry of each substance an outline of its
-mineralogy, I do not think they therefore mean to assert that the
-last belongs to the first. Chemistry proper, embraces nothing beyond
-an account of the constitutions and modes of action and combining
-proportions of substances that are taken as absolutely pure; and its
-truths no more recognize impure substances than the truths of Geometry
-recognize crooked lines.
-
-Immediately after, in criticizing the fundamental distinction I have
-made between Chemistry and Biology, as Abstract-Concrete and Concrete
-respectively, Prof. Bain says:―
-
- “But the objects of Chemistry and the objects of Biology are equally
- concrete, so far as they go; the simple bodies of chemistry, and their
- several compounds, are viewed by the Chemist as concrete wholes, and
- are described by him, not with reference to one factor, but to all
- their factors.”
-
-Issue is here raised in a form convenient for elucidation of the
-general question. It is true that, _for purposes of identification_, a
-chemist gives an account of all the sensible characters of a substance.
-He sets down its crystalline form, its specific gravity, its power
-of refracting light, its behaviour as magnetic or diamagnetic. But
-does he thereby include these phenomena as part of the Science of
-Chemistry? It seems to me that the relation between the weight {109}
-of any portion of matter and its bulk, which is ascertained on
-measuring its specific gravity, is a physical and not a chemical fact.
-I think, too, that the physicist will claim, as part of his science,
-all investigations touching the refraction of light: be the substance
-producing this refraction what it may. And the circumstance that the
-chemist may test the magnetic or diamagnetic property of a body, as
-a means of ascertaining what it is, or as a means of helping other
-chemists to determine whether they have got before them the same body,
-will neither be held by the chemist, nor allowed by the physicist, to
-imply a transfer of magnetic phenomena from the domain of the one to
-that of the other. In brief, though the chemist, in his account of an
-element or a compound, may refer to certain physical traits associated
-with its molecular constitution and affinities, he does not by so
-doing change these into chemical traits. Whatever chemists may put
-into their books, Chemistry, considered as a science, includes only
-the phenomena of molecular structures and changes—of compositions and
-decompositions.[12] I contend, then, that Chemistry does _not_ give an
-account of anything as a concrete whole, in the same way that Biology
-gives an account of an organism as a concrete whole. This will become
-even more manifest on observing the character of {110} the biological
-account. All the attributes of an organism are comprehended, from
-the most general to the most special—from its conspicuous structural
-traits to its hidden and faint ones; from its outer actions that thrust
-themselves on the attention, to the minutest sub-divisions of its
-multitudinous internal functions; from its character as a germ, through
-the many changes of size, form, organization, and habit, it goes
-through until death; from the physical characters of it as a whole,
-to the physical characters of its microscopic cells, and vessels, and
-fibres; from the chemical characters of its substance in general to
-the chemical characters of each tissue and each secretion—all these,
-with many others. And not only so, but there is comprehended as the
-ideal goal of the science, the _consensus_ of all these phenomena
-in their co-existences and successions, as constituting a coherent
-individualized group definitely combined in space and in time. It is
-this recognition of _individuality_ in its subject-matter, that gives
-its concreteness to Biology, as to every other Concrete Science. As
-Astronomy deals with bodies that have their several proper names, or
-(as with the smaller stars) are registered by their positions, and
-considers each of them as a distinct individual—as Geology, while dimly
-perceiving in the Moon and nearest planets other groups of geological
-phenomena (which it would deal with as independent wholes, did not
-distance forbid), occupies itself with that individualized group
-presented by the Earth; so Biology treats either of an individual
-distinguished from all others, or of parts or products belonging to
-such an individual, or of structural or functional traits common to
-many such individuals that have been observed, and supposed to be
-common to others that are like them in most or all of their attributes.
-Every biological truth connotes a specifically individualized object,
-or a number of specifically individualized objects of the same kind,
-or numbers of different kinds that are severally specific. See, then,
-the contrast. {111} The truths of the Abstract-Concrete Sciences do
-not imply specific individuality. Neither Molar Physics, nor Molecular
-Physics, nor Chemistry, concerns itself with this. The laws of motion
-are expressed without any reference whatever to the sizes or shapes
-of the moving masses; which may be taken indifferently to be suns or
-atoms. The relations between contraction and the escape of molecular
-motion, and between expansion and the absorption of molecular motion,
-are expressed in their general forms without reference to the kind
-of matter; and, if the degree of either that occurs in a particular
-kind of matter is formulated, no note is taken of the quantity of that
-matter, much less of its individuality. Similarly with Chemistry.
-When it inquires into the atomic weight, the molecular structure, the
-atomicity, the combining proportions, etc., of a substance, it is
-indifferent whether a grain or a ton be thought of—the conception of
-amount is absolutely irrelevant. And so with more special attributes.
-Sulphur, considered chemically, is not sulphur under its crystalline
-form, or under its allotropic viscid form, or as a liquid, or as a gas;
-but it is sulphur considered apart from those attributes of quantity,
-and shape, and state, that give individuality.
-
-Prof. Bain objects to the division I have drawn between the Concrete
-Science of Astronomy and that Abstract-Concrete Science which deals
-with the mutually-modified motions of hypothetical masses in space, as
-“not a little arbitrary.” He says:―
-
- “We can suppose a science to confine itself _solely_ to the
- ‘factors,’ or the separated elements, and never, on any occasion, to
- combine two into a composite third. This position is intelligible,
- and possibly defensible. For example, in Astronomy, the Law of
- Persistence of Motion in a straight line might be discussed in pure
- ideal separation; and so, the Law of Gravity might be discussed in
- equally pure separation—both under the Abstract-Concrete department
- of Mechanics. It might then be reserved to a _concrete_ department to
- unite these in the explanation of a projectile or of a planet. Such,
- however, is not Mr. Spencer’s boundary line. He allows Theoretical
- Mechanics to make this particular combination, and to arrive at the
- laws of {112} planetary movement, _in the case of a single planet_.
- What he does not allow is, to proceed to the case of two planets,
- mutually disturbing one another, or a planet and a satellite, commonly
- called the ‘problem of the Three Bodies.’”
-
-If I held what Prof. Bain supposes me to hold, my position would be
-an absurd one; but he misapprehends me. The misapprehension results
-in part from his having here, as before, used the word “concrete”
-with the Comtean meaning, as though it were my meaning; and in part
-from the inadequacy of my explanation. I did not in the least mean to
-imply that the Abstract-Concrete Science of Mechanics, when dealing
-with the motions of bodies in space, is limited to the interpretation
-of planetary movement such as it would be did only a single planet
-exist. It never occurred to me that my words might be so construed.
-Abstract-Concrete problems admit, in fact, of being complicated
-indefinitely, without going in the least beyond the definition. I do
-not draw the line, as Prof. Bain alleges, between the combination of
-two factors and the combination of three, or between the combination
-of any number and any greater number. I draw the line between the
-science which deals with the theory of the factors, taken singly and
-in combinations of two, three, four, or more, and the science which,
-_giving to these factors the values derived from observations of actual
-objects, uses the theory to explain actual phenomena_.
-
-It is true that, in these departments of science, no radical
-distinction is consistently recognized between theory and the
-applications of theory. As Prof. Bain says:―
-
- “Newton, in the First Book of the Principia, took up the problem of
- the Three Bodies, as applied to the Moon, and worked it to exhaustion.
- So writers on Theoretical Mechanics continue to include the Three
- Bodies, Precession, and the Tides.”
-
-But, supreme though the authority of Newton may be as a mathematician
-and astronomer, and weighty as are the names of Laplace and Herschel,
-who in their works have similarly mingled theorems and the explanations
-yielded by them, it does not seem to me that these facts go for
-much; {113} unless it can be shown that these writers intended thus
-to enunciate the views at which they had arrived respecting the
-classification of the sciences. Such a union as that presented in
-their works, adopted merely for the sake of convenience, is, in fact,
-the indication of incomplete development; and has been paralleled in
-simpler sciences which have afterwards outgrown it. Two conclusive
-illustrations are at hand. The name Geometry, utterly inapplicable by
-its meaning to the science as it now exists, was applicable in that
-first stage during which its few truths were taught in preparation
-for land-measuring and the setting-out of buildings; but, at a
-comparatively early date, these comparatively simple truths became
-separated from their applications, and were embodied by the Greek
-geometers into systems of theory.[13] A like purification is now
-taking place in another division of the science. In the _Géométrie
-Descriptive_ of Monge, theorems were mixed with their applications
-to projection and plan-drawing. But, since his time, the science and
-the art have been segregating; and Descriptive Geometry, or, as it
-may be better termed, the Geometry of Position, is now recognized by
-mathematicians as a far-reaching system of truths, parts of which
-are already embodied in books that make no reference to derived
-methods available by the architect or the engineer. To meet a
-counter-illustration that will be cited, I may remark that though, in
-works on Algebra intended for beginners, the theories of quantitative
-relations, as treated algebraically, are accompanied by groups of
-problems to be solved, the subject-matters of these problems are not
-thereby made parts of the Science of Algebra. To say that they are,
-is to say that Algebra includes the conceptions of distances and
-relative speeds and times, or of weights and bulks and {114} specific
-gravities, or of areas ploughed and days and wages; since these, and
-endless others, may be the terms of its equations. And just in the
-same way that these concrete problems, solved by its aid, cannot be
-incorporated with the Abstract Science of Algebra; so I contend that
-the concrete problems of Astronomy, cannot be incorporated with that
-division of Abstract-Concrete Science which develops the theory of the
-inter-actions of free bodies that attract one another.
-
-On this point I find myself at issue, not only with Prof. Bain, but
-also with Mr. Mill, who contends that:―
-
- “There _is_ an abstract science of astronomy, namely, the theory of
- gravitation, which would equally agree with and explain the facts of a
- totally different solar system from the one of which our earth forms a
- part. The actual facts of our own system, the dimensions, distances,
- velocities, temperatures, physical constitution, etc., of the sun,
- earth, and planets, are properly the subject of a concrete science,
- similar to natural history; but the concrete is more inseparably
- united to the abstract science than in any other case, since the
- few celestial facts really accessible to us are nearly all required
- for discovering and proving the law of gravitation as an universal
- property of bodies, and have therefore an indispensable place in
- the abstract science as its fundamental data.”—_Auguste Comte and_
- _Positivism_, p. 43.
-
-In this explanation, Mr. Mill recognizes the fundamental distinction
-between the Concrete Science of Astronomy, dealing with the bodies
-actually distributed in space, and a science dealing with hypothetical
-bodies hypothetically distributed in space. Nevertheless, he regards
-these sciences as not separable; because the second derives from
-the first the data whence the law of inter-action is derived. But
-the truth of this premiss, and the legitimacy of this inference,
-may alike be questioned. The discovery of the law of inter-action
-was not due primarily, but only secondarily, to observation of the
-heavenly bodies. The conception of an inter-acting force that varies
-inversely as the square of the distance, is an _à priori_ conception
-rationally deducible from mechanical and geometrical considerations.
-Though unlike in derivation to the many empirical hypotheses of Kepler
-respecting planetary orbits and planetary motions, yet it was {115}
-like the successful among these in its relation to astronomical
-phenomena: it was one of many possible hypotheses, which admitted of
-having their consequences worked out and tested; and one which, on
-having its implications compared with the results of observation,
-was found to explain them. In short, the theory of gravitation grew
-out of experiences of terrestrial phenomena; but the verification
-of it was reached through experiences of celestial phenomena.
-Passing now from premiss to inference, I do not see that, even
-were the alleged parentage substantiated, it would necessitate the
-supposed inseparability; any more than the descent of Geometry from
-land-measuring necessitates a persistent union of the two. In the case
-of Algebra, as above indicated, the disclosed laws of quantitative
-relations hold throughout multitudinous orders of phenomena that are
-extremely heterogeneous; and this makes conspicuous the distinction
-between the theory and its applications. Here the laws of quantitative
-relations among masses, distances, velocities, and momenta, being
-applied mainly (though not exclusively) to the concrete cases presented
-by Astronomy, the distinction between the theory and its applications
-is less conspicuous. But, intrinsically, it is as great in the one case
-as in the other.
-
-How great it is, we shall see on taking an analogy. This is a living
-man, of whom we may know little more than that he is a visible,
-tangible person; or of whom we may know enough to form a voluminous
-biography. Again, this book tells of a fictitious hero, who, like the
-heroes of old romance, may be an impersonated virtue or vice, or,
-like a modern hero, one of mixed nature, whose various motives and
-consequent actions are elaborated into a semblance of reality. But
-no accuracy and completeness of the picture makes this fictitious
-personage an actual personage, or brings him any nearer to one. Nor
-does any meagreness in our knowledge of a real man reduce him any
-nearer to the imaginary being of a novel. To the {116} last, the
-division between fiction and biography remains an impassable gulf.
-So, too, remains the division between the Science dealing with the
-inter-actions of hypothetical bodies in space, and the Science dealing
-with the inter-actions of existing bodies in space. We may elaborate
-the first to any degree whatever by the introduction of three, four, or
-any greater number of factors under any number of assumed conditions,
-until we symbolize a solar system; but to the last an account of our
-symbolic solar system is as far from an account of the actual solar
-system as fiction is from biography.
-
-Even more obvious, if it be possible, does the radical character
-of this distinction become, on observing that from the simplest
-proposition of General Mechanics we may pass to the most complex
-proposition of Celestial Mechanics, without a break. We take a body
-moving at a uniform velocity, and commence with the proposition that
-it will continue so to move for ever. Next, we state the law of its
-accelerated motion in the same line, when subject to a uniform force.
-We further complicate the proposition by supposing the force to
-increase in consequence of approach towards an attracting body; and we
-may formulate a series of laws of acceleration, resulting from so many
-assumed laws of increasing attraction (of which the law of gravitation
-is one). Another factor may now be added by supposing the body to have
-motion in a direction other than that of the attracting body; and we
-may determine, according to the ratios of the supposed forces, whether
-its course will be hyperbolic, parabolic, elliptical, or circular—we
-may begin with this hypothetical additional force as infinitesimal, and
-formulate the varying results as it is little by little increased. The
-problem is complicated a degree more by taking into account the effects
-of a third force, acting in some other direction; and beginning with an
-infinitesimal amount of this force we may reach any amount. Similarly,
-by introducing factor after factor, {117} each at first insensible in
-proportion to the rest, we arrive, through an infinity of gradations,
-at a combination of any complexity.
-
-Thus, then, the Science which deals with the inter-action of
-hypothetical bodies in space, is _absolutely continuous_ with General
-Mechanics. We have already seen that it is _absolutely discontinuous_
-with that account of the heavenly bodies which has been called
-Astronomy from the beginning. When these facts are recognized, it seems
-to me that there cannot remain a doubt respecting its true place in a
-classification of the Sciences.
-
-
-ENDNOTES TO _THE CLASSIFICATION OF THE SCIENCES_.
-
-[2] I have been charged with misrepresenting Kant and misunderstanding
-him, because I have used the expression “forms of Thought” instead of
-“forms of Intuition.” Elsewhere I have shown that my argument against
-him remains equally valid when the phrase “forms of Intuition” is used.
-Here I may in the first place add that I did but follow some Kantists
-in saying “forms of Thought,” and I may add in the second place that
-the objection is superficial and quite irrelevant to the issue. Thought
-when broadly used as antithetical to Things includes Intuition: it
-comprehends in this sense all that is subjective as distinguished from
-all that is objective, and in so doing comprehends Intuition. Nor is
-this all. There cannot be Intuition without Thought: every act of
-intuition implies an act of classing without which the thing intuited
-is not known as such or such; and every act of classing is an act of
-thought.
-
-[3] Some propositions laid down by M. Littré, in his book—_Auguste
-Comte et la Philosophie Positive_ (published in 1863), may fitly be
-dealt with here. In the candid and courteous reply he makes to my
-strictures on the Comtean classification in “The Genesis of Science,”
-he endeavours to clear up some of the inconsistencies I pointed out;
-and he does this by drawing a distinction between objective generality
-and subjective generality. He says—“qu’il existe deux ordres de
-généralité, l’une objective et dans les choses, l’autre subjective,
-abstraite et dans l’esprit.” This sentence, in which M. Littré makes
-subjective generality synonymous with abstractness, led me at first
-to conclude that he had in view the same distinction as that which
-I have above explained between generality and abstractness. On
-re-reading the paragraph, however, I found this was not the case. In
-a previous sentence he says—“La biologie a passé de la considération
-des organes à celles des tissus, plus généraux que les organes, et
-de la considération des tissus à celle des éléments anatomiques,
-plus généraux que les tissus. Mais cette généralité croissante est
-subjective non objective, abstraite non concrète.” Here it is manifest
-that abstract and concrete, are used in senses analogous to those in
-which they are used by M. Comte; who, as we have seen, regards general
-physiology as abstract and zoology and botany as concrete. And it is
-further manifest that the word abstract, as thus used, is not used
-in its proper sense. For, as above shown, no such facts as those of
-anatomical structure can be abstract facts; but can only be more or
-less general facts. Nor do I understand M. Littré’s point of view
-when he regards these more general facts of anatomical structure, as
-_subjectively_ general and not _objectively_ general. The structural
-phenomena presented by any tissue, such as mucous membrane, are more
-general than the phenomena presented by any of the organs which mucous
-membrane goes to form, simply in the sense that the phenomena peculiar
-to the membrane are repeated in a greater number of instances than
-the phenomena peculiar to any organ into the composition of which the
-membrane enters. And, similarly, such facts as have been established
-respecting the anatomical elements of tissues, are more general than
-the facts established respecting any particular tissue, in the sense
-that they are facts which the various parts of organized bodies exhibit
-in a greater number of cases—they are _objectively_ more general; and
-they can be called _subjectively_ more general only in the sense that
-the conception corresponds with the phenomena.
-
-Let me endeavour to clear up this point:—There is, as M. Littré
-truly says, a decreasing generality that is objective. If we omit
-the phenomena of Dissolution, which are changes from the special to
-the general, all changes which matter undergoes are from the general
-to the special—are changes involving a decreasing generality in the
-united groups of attributes. This is the progress of _things_. The
-progress of _thought_, is not only in the same direction, but also
-in the opposite direction. The investigation of Nature discloses an
-increasing number of specialities; but it simultaneously discloses more
-and more the generalities within which these specialities fall. Take a
-case. Zoology, while it goes on multiplying the number of its species,
-and getting a more complete knowledge of each species (decreasing
-generality); also goes on discovering the common characters by which
-species are united into larger groups (increasing generality). Both
-these are subjective processes; and in this case, both orders of truth
-reached are concrete—formulate the phenomena as actually manifested.
-The truth that mammals of all kinds have seven cervical vertebræ (I
-believe there is one exception) is a generalization—a general relation
-in thought answering to a general relation in things. As the existence
-of seven cervical vertebræ in each mammal is a concrete fact, the
-statement of it is a concrete truth, and the statement colligating such
-truths is not made other than concrete by holding of case after case.
-
-M. Littré, recognizing the necessity for some modification of the
-hierarchy of the Sciences, as enunciated by M. Comte, still regards it
-as substantially true; and for proof of its validity, he appeals mainly
-to the essential _constitutions_ of the Sciences. It is unnecessary
-for me here to meet, in detail, the arguments by which he supports
-the proposition, that the essential constitutions of the Sciences,
-justify the order in which M. Comte places them. It will suffice to
-refer to the foregoing pages, and to the pages which are to follow, as
-containing the definitions of those fundamental characteristics which
-demand the grouping of the Sciences in the way I have pointed out. As
-already shown, and as will be shown still more clearly by and bye, the
-radical differences of constitution among the Sciences, necessitate the
-colligation of them into the three classes—Abstract, Abstract-Concrete,
-and Concrete. How irreconcilable is M. Comte’s classification with
-these groups, will be at once apparent on inspection. It stands thus:―
-
- Mathematics
- (including rational Mechanics), partly Abstract, partly
- Abstract-Concrete.
- Astronomy Concrete.
- Physics Abstract-Concrete.
- Chemistry Abstract-Concrete.
- Biology Concrete.
- Sociology Concrete.
-
-[4] This definition includes the laws of relations called necessary,
-but not those of relations called contingent. These last, in which the
-probability of an inferred connexion varies with the number of times
-such connexion has occurred in experience, are rightly dealt with
-mathematically.
-
-[5] Here, by way of explanation of the term negatively-quantitative,
-it will suffice to instance the proposition that certain three lines
-will meet in a point, as a negatively-quantitative proposition;
-since it asserts the absence of any quantity of space between their
-intersections. Similarly, the assertion that certain three points will
-always fall in a straight line, is negatively-quantitative; since the
-conception of a straight line implies the negation of any lateral
-quantity, or deviation.
-
-[6] Lest the meaning of this division should not be understood, it may
-be well to name, in illustration, the estimates of the statistician.
-Calculations respecting population, crime, disease, etc., have
-results which are correct only numerically, and not in respect of the
-totalities of being or action represented by the numbers.
-
-[7] Perhaps it will be asked—how can there be a Geometry of Motion into
-which the conception of Force does not enter? The reply is, that the
-time-relations and space-relations of Motion may be considered apart
-from those of Force, in the same way that the space-relations of Matter
-may be considered apart from Matter.
-
-[8] I am indebted to Prof. Frankland for reminding me of an objection
-that may be made to this statement. The production of new compounds
-by synthesis, has of late become an important branch of chemistry.
-According to certain known laws of composition, complex substances,
-which never before existed, are formed, and fulfil anticipations both
-as to their general properties and as to the proportions of their
-constituents—as proved by analysis. Here it may be said with truth,
-that analysis is used to verify synthesis. Nevertheless, the exception
-to the above statement is apparent only,—not real. In so far as the
-production of new compounds is carried on merely for the obtainment
-of such new compounds, it is not Science but Art—the application of
-pre-established knowledge to the achievement of ends. The proceeding
-is a part of Science, only in so far as it is a means to the better
-interpretation of the order of Nature. And how does it aid the
-interpretation? It does it only by verifying the pre-established
-conclusions respecting the laws of molecular combination; or by serving
-further to explain them. That is to say, these syntheses, considered
-on their scientific side, have simply the purpose of _forwarding the
-analysis of the laws of chemical combination_.
-
-[9] This must not be supposed to mean chemically-produced forces. The
-molecular motion here referred to as dissipated in radiations, is the
-equivalent of that sensible motion lost during the integration of the
-mass of molecules, consequent on their mutual gravitation.
-
-[10] Embracing the interpretation of such phenomena as the solar spots,
-the faculæ and the coronal flames.
-
-[11] Want of space prevents anything beyond the briefest indication of
-these subdivisions.
-
-[12] Perhaps some will say that such incidental phenomena as those of
-the heat and light evolved during chemical changes, are to be included
-among chemical phenomena. I think, however, the physicist will hold
-that all phenomena of re-distributed molecular motion, no matter how
-arising, come within the range of Physics. But whatever difficulty
-there may be in drawing the line between Physics and Chemistry (and,
-as I have incidentally pointed out in _The Principles of Psychology_,
-§ 55, the two are closely linked by the phenomena of allotropy and
-isomerism), applies equally to the Comtean classification, or to any
-other. And I may further point out that no obstacle hence arises to the
-classification I am defending. Physics and Chemistry being both grouped
-by me as Abstract-Concrete Sciences, no difficulty in satisfactorily
-dividing them in the least affects the satisfactoriness of the division
-of the great group to which they both belong, from the other two great
-groups.
-
-[13] It may be said that the mingling of problems and theorems in
-Euclid is not quite consistent with this statement; and it is true that
-we have, in this mingling, a trace of the earlier form of the science.
-But it is to be remarked that these problems are all purely abstract,
-and, further, that each of them admits of being expressed as a theorem.
-
-
-
-
-{118}
-
-REASONS FOR DISSENTING FROM THE PHILOSOPHY OF M. COMTE.
-
-
-[_Originally published in April 1864 as an appendix to the foregoing
-essay._]
-
-While the preceding pages were passing through the press, there
-appeared in the _Revue des Deux Mondes_ for February 15th, 1864, an
-article on a late work of mine—_First Principles_. To M. Auguste
-Laugel, the writer of the article, I am much indebted for the careful
-exposition he has made of some of the leading views set forth in that
-work; and for the catholic and sympathetic spirit in which he has dealt
-with them. In one respect, however, M. Laugel conveys to his readers
-an erroneous impression—an impression doubtless derived from what
-appears to him adequate evidence, and doubtless expressed in perfect
-sincerity. M. Laugel describes me as being, in part, a follower of
-M. Comte. After describing the influence of M. Comte as traceable in
-the works of some other English writers, naming especially Mr. Mill
-and Mr. Buckle, he goes on to say that this influence, though not
-avowed, is easily recognizable in the work he is about to make known;
-and in several places throughout his review, there are remarks having
-the same implication. I greatly regret having to take exception to
-anything said by a critic so candid and so able. But the _Revue des
-Deux Mondes_ {119} circulates widely in England, as well as elsewhere;
-and finding that there exists in some minds, both here and in America,
-an impression similar to that entertained by M. Laugel—an impression
-likely to be confirmed by his statement—it appears to me needful to
-meet it.
-
-Two causes of quite different kinds, have conspired to diffuse the
-erroneous belief that M. Comte is an accepted exponent of scientific
-opinion. His bitterest foes and his closest friends, have unconsciously
-joined in propagating it. On the one hand, M. Comte having designated
-by the term “Positive Philosophy” all that definitely-established
-knowledge which men of science have been gradually organizing into
-a coherent body of doctrine; and having habitually placed this in
-opposition to the incoherent body of doctrine defended by theologians;
-it has become the habit of the theological party to think of the
-antagonist scientific party, under the title of “positivists.” And
-thus, from the habit of calling them “positivists,” there has grown
-up the assumption that they call themselves “positivists,” and that
-they are disciples of M. Comte. On the other hand, those who have
-accepted M. Comte’s system, and believe it to be the philosophy of the
-future, have naturally been prone to see everywhere the signs of its
-progress; and wherever they have found opinions in harmony with it,
-have ascribed these opinions to the influence of its originator. It
-is always the tendency of discipleship to magnify the effects of the
-master’s teachings; and to credit the master with all the doctrines he
-teaches. In the minds of his followers, M. Comte’s name is associated
-with scientific thinking, which, in many cases, they first understood
-from his exposition of it. Influenced as they inevitably are by this
-association of ideas, they are reminded of M. Comte wherever they meet
-with thinking which corresponds, in some marked way, to M. Comte’s
-description of scientific thinking; and hence are apt to imagine him
-as introducing into other minds, the {120} conceptions which he
-introduced into their minds. Such impressions are, however, in most
-cases quite unwarranted. That M. Comte has given a general exposition
-of the doctrine and method elaborated by Science, is true. But it
-is not true that the holders of this doctrine and followers of this
-method, are disciples of M. Comte. Neither their modes of inquiry
-nor their views concerning human knowledge in its nature and limits,
-are appreciably different from what they were before. If they are
-“positivists,” it is in the sense that all men of science have been
-more or less consistently “positivists;” and the applicability of M.
-Comte’s title to them, no more makes them his disciples, than does its
-applicability to men of science who lived and died before M. Comte
-wrote, make these his disciples. M. Comte himself by no means claims
-that which some of his adherents are apt, by implication, to claim
-for him. He says:—“Il y a, sans doute, beaucoup d’analogie entre ma
-_philosophie positive_ et ce que les savans anglais entendent, depuis
-Newton surtout, par _philosophie naturelle_;” (see _Avertissement_) and
-further on he indicates the “grand mouvement imprimé à l’esprit humain,
-il y a deux siècles, par l’action combinée des préceptes de Bacon,
-des conceptions de Descartes, et des découvertes de Galilée, comme le
-moment où l’esprit de la philosophie positive a commencé à se prononcer
-dans le monde.” That is to say, the general mode of thought and way of
-interpreting phenomena, which M. Comte calls “Positive Philosophy,” he
-recognizes as having been growing for two centuries; as having reached,
-when he wrote, a marked development; and as being the heritage of all
-men of science.
-
-That which M. Comte proposed to do, was to give scientific thought
-and method a more definite embodiment and organization; and to apply
-it to the interpretation of classes of phenomena not previously dealt
-with in a scientific manner. The conception was a great one; and the
-endeavour to work it out was worthy of sympathy and {121} applause.
-Some such conception was entertained by Bacon. He, too, aimed at the
-organization of the sciences; he, too, held that “Physics is the mother
-of all the sciences;” he, too, held that the sciences can be advanced
-only by combining them, and saw the nature of the required combination;
-he, too, held that moral and civil philosophy could not flourish when
-separated from their roots in natural philosophy; and thus he, too,
-had some idea of a social science growing out of physical science.
-But the state of knowledge in his day prevented any advance beyond
-the general conception: indeed, it was marvellous that he should have
-advanced so far. Instead of a vague, undefined conception, M. Comte has
-presented the world with a defined and highly-elaborated conception.
-In working out this conception he has shown remarkable breadth of
-view, great originality, immense fertility of thought, unusual powers
-of generalization. Considered apart from the question of its truth,
-his system of Positive Philosophy is a vast achievement. But after
-according to M. Comte high admiration for his conception, for his
-effort to realize it, and for the faculty he has shown in the effort to
-realize it, there remains the inquiry—Has he succeeded? A thinker who
-re-organizes the scientific method and knowledge of his age, and whose
-re-organization is accepted by his successors, may rightly be said
-to have such successors for his disciples. But successors who accept
-this method and knowledge of his age, _minus_ his re-organization,
-are certainly not his disciples. How then stands the case with M.
-Comte? There are some few who receive his doctrines with but little
-reservation; and these are his disciples truly so called. There are
-others who regard with approval certain of his leading doctrines,
-but not the rest: these we may distinguish as partial adherents.
-There are others who reject all his distinctive doctrines; and these
-must be classed as his antagonists. The members of this class stand
-substantially in the same position as they would {122} have done had
-he not written. Declining his re-organization of scientific doctrine,
-they possess this scientific doctrine in its pre-existing state, as
-the common heritage bequeathed by the past to the present; and their
-adhesion to this scientific doctrine in no sense implicates them with
-M. Comte. In this class stand the great body of men of science. And in
-this class I stand myself.
-
- * * * * *
-
-Coming thus to the personal part of the question, let me first specify
-those great general principles on which M. Comte is at one with
-preceding thinkers; and on which I am at one with M. Comte.
-
-All knowledge is from experience, holds M. Comte; and this I also
-hold—hold it, indeed, in a wider sense than M. Comte; since, not
-only do I believe that all the ideas acquired by individuals, and
-consequently all the ideas transmitted by past generations, are thus
-derived; but I also contend that the very faculties by which they are
-acquired, are the products of accumulated and organized experiences
-received by ancestral races of beings (see _Principles of Psychology_).
-But the doctrine that all knowledge is from experience, is not
-originated by M. Comte; nor is it claimed by him. He himself says—“Tous
-les bons esprits répètent, depuis Bacon, qu’il n’y a de connaissances
-réelles que celles qui reposent sur des faits observés.” And the
-elaboration and definite establishment of this doctrine, has been the
-special characteristic of the English school of Psychology. Nor am I
-aware that M. Comte, accepting this doctrine, has done anything to
-make it more certain, or give it greater definiteness. Indeed it was
-impossible for him to do so; since he repudiates that part of mental
-science by which alone this doctrine can be proved.
-
-It is a further belief of M. Comte, that all knowledge is phenomenal
-or relative; and in this belief I entirely agree. But no one alleges
-that the relativity of all knowledge was first enunciated by M. Comte.
-Among others who have {123} more or less consistently held this truth,
-Sir William Hamilton enumerates, Protagoras, Aristotle, St. Augustin,
-Boethius, Averroes, Albertus Magnus, Gerson, Leo Hebræus, Melancthon,
-Scaliger, Francis Piccolomini, Giordano Bruno, Campanella, Bacon,
-Spinoza, Newton, Kant. And Sir William Hamilton, in his “Philosophy of
-the Unconditioned,” first published in 1829, has given a scientific
-demonstration of this belief. Receiving it in common with other
-thinkers, from preceding thinkers, M. Comte has not, to my knowledge,
-advanced this belief. Nor indeed could he advance it, for the reason
-already given—he denies the possibility of that analysis of thought
-which discloses the relativity of all cognition.
-
-M. Comte reprobates the interpretation of different classes of
-phenomena by assigning metaphysical entities as their causes; and I
-coincide in the opinion that the assumption of such separate entities,
-though convenient, if not indeed necessary, for purposes of thought,
-is, scientifically considered, illegitimate. This opinion is, in fact,
-a corollary from the last; and must stand or fall with it. But like the
-last it has been held with more or less consistency for generations. M.
-Comte himself quotes Newton’s favorite saying—“O! Physics, beware of
-Metaphysics!” Neither to this doctrine, any more than to the preceding
-doctrines, has M. Comte given a firmer basis. He has simply reasserted
-it; and it was out of the question for him to do more. In this case, as
-in the others, his denial of subjective psychology debarred him from
-proving that these metaphysical entities are mere symbolic conceptions
-which do not admit of verification.
-
-Lastly, M. Comte believes in invariable natural laws—absolute
-uniformities of relation among phenomena. But very many before him
-have believed in them too. Long familiar even beyond the bounds of the
-scientific world, the proposition that there is an unchanging order in
-things, has, within the scientific world, held, for generations, the
-{124} position of an established postulate: by some men of science
-recognized only as holding of inorganic phenomena; but recognized
-by other men of science, as universal. And M. Comte, accepting this
-doctrine from the past, has left it substantially as it was. Though
-he has asserted new uniformities, I do not think scientific men will
-admit that he has so demonstrated them, as to make the induction
-more certain; nor has he deductively established the doctrine, by
-showing that uniformity of relation is a necessary corollary from the
-persistence of force, as may readily be shown.
-
-These, then, are the pre-established general truths with which M.
-Comte sets out—truths which cannot be regarded as distinctive of his
-philosophy. “But why,” it will perhaps be asked, “is it needful to
-point out this; seeing that no instructed reader supposes these truths
-to be peculiar to M. Comte?” I reply that though no disciple of M.
-Comte would deliberately claim them for him; and though no theological
-antagonist at all familiar with science and philosophy, supposes M.
-Comte to be the first propounder of them; yet there is so strong a
-tendency to associate any doctrines with the name of a conspicuous
-recent exponent of them, that false impressions are produced, even in
-spite of better knowledge. Of the need for making this reclamation,
-definite proof is at hand. In the No. of the _Revue des Deux Mondes_
-named at the commencement, may be found, on p. 936, the words—“Toute
-religion, comme toute philosophie, a la prétention de donner une
-explication de l’univers. La philosophie qui s’appelle _positive_ se
-distingue de toutes les philosophies et de toutes les religions en
-ce qu’elle a renoncé à cette ambition de l’esprit humain;” and the
-remainder of the paragraph is devoted to explaining the doctrine of the
-relativity of knowledge. The next paragraph begins—“Tout imbu de ces
-idées, que nous exposons sans les discuter pour le moment, M. Spencer
-divise, etc.” Now this is one of those collocations of ideas {125}
-which tends to create, or to strengthen, the erroneous impression I
-would dissipate. I do not for a moment suppose that M. Laugel intended
-to say that these ideas which he describes as ideas of the “Positive
-Philosophy,” are peculiarly the ideas of M. Comte. But little as he
-probably intended it, his expressions suggest this conception. In the
-minds of both disciples and antagonists, “the Positive Philosophy”
-means the philosophy of M. Comte; and to be imbued with the ideas
-of “the Positive Philosophy” means to be imbued with the ideas of
-M. Comte—to have received these ideas from M. Comte. After what has
-been said above, I need scarcely repeat that the conception thus
-inadvertently suggested, is a wrong one. M. Comte’s brief enunciations
-of these general truths, gave me no clearer apprehensions of them than
-I had before. Such clarifications of ideas on these ultimate questions,
-as I can trace to any particular teacher, I owe to Sir William Hamilton.
-
- * * * * *
-
-From the principles which M. Comte held in common with many preceding
-and contemporary thinkers, let us pass now to the principles that are
-distinctive of his system. Just as entirely as I agree with M. Comte
-on those cardinal doctrines which we jointly inherit; so entirely do I
-disagree with him on those cardinal doctrines which he propounds, and
-which determine the organization of his philosophy. The best way of
-showing this will be to compare, side by side, the―
-
- _Propositions held by M. Comte._ _Propositions which I hold._
-
- “. . . chacune de nos conceptions The progress of our conceptions,
- principales, chaque branche and of each branch of knowledge,
- de nos connaissances, passe is from beginning to end
- successivement par trois états intrinsically alike. There are not
- théoriques différens: l’état three methods of philosophizing
- théologique, ou fictif; l’état radically opposed; but one method
- métaphysique, ou abstrait; of philosophizing which remains,
- l’état scientifique, ou positif. in essence, the same. At first,
- En d’autres termes, l’esprit and to the last, the conceived
- humain, par sa nature, emploie causal agencies of phenomena,
- successivement dans chacune de have a degree of generality
- ses recherches trois méthodes de corresponding {126} to the width
- philosopher, dont le caractère of the generalizations which
- est essentiellement différent et experiences have determined; and
- même radicalement opposé: d’abord they change just as gradually
- la méthode théologique, ensuite as experiences accumulate. The
- la méthode métaphysique, et enfin integration of causal agencies,
- la méthode positive.” _Cours de_ originally thought of as
- _Philosophie Positive_, 1830, Vol. multitudinous and local, but
- i. p. 3. finally believed to be one and
- universal, is a process which
- involves the passing through all
- intermediate steps between these
- extremes; and any appearance of
- stages can be but superficial.
- Supposed concrete and individual
- causal agencies, coalesce in
- the mind as fast as groups of
- phenomena are assimilated, or seen
- to be similarly caused. Along
- with their coalescence, comes
- a greater extension of their
- individualities, and a concomitant
- loss of distinctness in their
- individualities. Gradually, by
- continuance of such coalescences,
- causal agencies become, in
- thought, diffused and indefinite.
- And eventually, without any change
- in the nature of the process,
- there is reached the consciousness
- of a universal causal agency,
- which cannot be conceived.[14]
-
- “Le système théologique est As the progress of thought is
- parvenu à la plus haute perfection one, so is the end one. There
- dont il soit susceptible, are not three possible terminal
- quand il a substitué l’action conceptions; but only a single
- providentielle d’un être unique au terminal conception. When
- jeu varié des nombreuses divinités the theological idea of the
- indépendantes qui avaient été providential action of one being,
- imaginées primitivement. De même, is developed to its ultimate
- le dernier terme du système form, by the absorption of all
- metaphysique consiste à concevoir, independent secondary agencies,
- au lieu des différentes entités it becomes the conception of a
- particulières, une seule grande being immanent in all phenomena;
- entité générale, la _nature_, and the reduction of it to
- envisagée comme la source this {127} state, implies the
- unique de tous les phénomènes. fading-away, in thought, of all
- Pareillement, la perfection du those anthropomorphic attributes
- système positif, vers laquelle by which the aboriginal idea
- il tend sans cesse, quoiqu’il was distinguished. The alleged
- soit très-probable qu’il ne doive last term of the metaphysical
- jamais l’atteindre, serait de system—the conception of a
- pouvoir se représenter tous les single great general entity,
- divers phénomènes observables _nature_, as the source of all
- comme des cas particuliers d’un phenomena—is a conception
- seul fait général, tel que celui identical with the previous one:
- de la gravitation, par exemple.” the consciousness of a single
- p. 5. source which, in coming to be
- regarded as universal, ceases
- to be regarded as conceivable,
- differs in nothing but name from
- the consciousness of one being,
- manifested in all phenomena. And
- similarly, that which is described
- as the ideal state of science—the
- power to represent all observable
- phenomena as particular cases
- of a single general fact,
- implies the postulating of some
- ultimate existence of which this
- single fact is alleged; and the
- postulating of this ultimate
- existence, involves a state of
- consciousness indistinguishable
- from the other two.
-
- “. . . la perfection du système Though along with the extension
- positif, vers laquelle il tend of generalizations, and
- sans cesse, quoiqu’il soit concomitant integration of
- très-probable, qu’il ne doive conceived causal agencies, the
- jamais l’atteindre, serait de conceptions of causal agencies
- pouvoir se représenter tous les grow more indefinite; and though
- divers phénomènes observables as they gradually coalesce into
- comme des cas particuliers d’un a universal causal agency,
- seul fait general, p. 5. . . . . . they cease to be representable
- considérant comme absolument in thought, and are no longer
- inaccessible, et vide de sens supposed to be comprehensible;
- pour nous la recherche de ce yet the consciousness of _cause_
- qu’on appelle les _causes_, soit remains as dominant to the last
- premières, soit finales.” p. 14. as it was at first; and can never
- be got rid of. The consciousness
- of cause can be abolished only
- by abolishing consciousness
- itself.[15] (_First Principles_, §
- 26.) {128}
-
- “Ce n’est pas aux lecteurs de cet Ideas do not govern and
- ouvrage que je croirai jamais overthrow the world: the world
- devoir prouver que les idées is governed or overthrown by
- gouvernent et bouleversent le feelings, to which ideas serve
- monde, ou, en d’autres termes, que only as guides. The social
- tout le mécanisme social repose mechanism does not rest finally
- finalement sur des opinions. Ils on opinions; but almost wholly
- savent surtout que la grande on character. Not intellectual
- crise politique et morale des anarchy, but moral antagonism, is
- sociétés actuelles tient, en the cause of political crises.
- dernière analyse, à l’anarchie All social phenomena are produced
- intellectuelle.” p. 48.[16] by the totality of human emotions
- and beliefs; of which the emotions
- are mainly pre-determined,
- while the beliefs are mainly
- post-determined. Men’s desires
- are chiefly inherited; but their
- beliefs are chiefly acquired,
- and depend on surrounding
- conditions; and the most important
- surrounding conditions depend
- on the social state which the
- prevalent desires have produced.
- The social state at any time
- existing, is the resultant of all
- the ambitions, self-interests,
- fears, reverences, indignations,
- sympathies, etc., of ancestral
- citizens and existing citizens.
- The ideas current in this social
- state, must, on the average, be
- congruous with the feelings of
- citizens; and therefore, on the
- average, with the social state
- these feelings have produced.
- Ideas wholly foreign to this
- social state {129} cannot be
- evolved, and if introduced from
- without, cannot get accepted—or,
- if accepted, die out when the
- temporary phase of feeling which
- caused their acceptance, ends.
- Hence, though advanced ideas when
- once established, act on society
- and aid its further advance;
- yet the establishment of such
- ideas depends on the fitness of
- the society for receiving them.
- Practically, the popular character
- and the social state, determine
- what ideas shall be current;
- instead of the current ideas
- determining the social state and
- the character. The modification
- of men’s moral natures, caused
- by the continuous discipline of
- social life, which adapts them
- more and more to social relations,
- is therefore the chief proximate
- cause of social progress. (_Social_
- _Statics_, chap. xxx.)
-
- “. . . je ne dois pas négliger The order in which the
- d’indiquer d’avance, comme une generalizations of science are
- propriété essentielle de l’échelle established, is determined by
- encyclopédique que je vais the frequency and impressiveness
- proposer, sa conformité générale with which different classes
- avec l’ensemble de l’histoire of relations are repeated in
- scientifique; en ce sens, que, conscious experience; and this
- malgré la simultanéité réelle et depends, partly on _the directness_
- continue du développement des _with which personal welfare_
- différentes sciences, celles qui _is affected_; partly on _the_
- seront classées comme antérieures _conspicuousness of one or both the_
- seront, en effet, plus anciennes _phenomena between which a relation_
- et constamment plus avancées _is to be perceived_; partly on
- que celles présentées comme _the absolute frequency with which_
- postérieures.” p. 84. . . _the relations occur_; partly on
- . . . . . . “Cet ordre est their _relative frequency of_
- déterminé par le degré de _occurrence_; partly on their
- simplicité, ou, ce qui revient au _degree of simplicity_; and partly
- même, par le degré de généralité on their _degree of abstractness_.
- des phénomènes.” p. 87. (_First Principles_, 1st ed., §
- 36; or otherwise see “_Essay on_
- _Laws in General and the Order of_
- _their Discovery_.”)
-
- “En résultat définitif, la The sciences as arranged in this
- mathématique, l’astronomie, succession specified by M. Comte,
- la physique, la chimie, la _do not_ logically conform to the
- physiologie, et la physique natural and invariable hierarchy
- sociale; telle est la formule of phenomena; and {130} there
- encyclopédique qui, parmi is no serial order whatever in
- le très-grand nombre de which they can be placed, which
- classifications que comportent les represents either their logical
- six sciences fondamentales, est dependence or the dependence
- seule logiquement conforme à la of phenomena. (See _Genesis of
- hiérarchie naturelle et invariable Science_, and foregoing Essay.)
- des phénomènes.”[17] p. 115.
-
- “On conçoit, en effet, que l’étude The historical development of
- rationelle de chaque science the sciences _has not_ taken
- fondamentale exigeant la culture place in this serial order; nor
- préalable de toutes celles qui la in any other serial order. There
- précèdent dans notre hiérarchie is no “true _filiation_ of the
- encyclopédique, n’a pu faire de sciences.” From the beginning,
- progrès réels et prendre son the abstract sciences, the
- véritable caractère, qu’ après un abstract-concrete sciences, and
- grand développement des sciences the concrete sciences, have
- antérieures relatives à des progressed together: the first
- phénomènes plus généraux, plus solving problems which the second
- abstraits, moins compliqués, et and third presented, and growing
- indépendans des autres. C’est done only by the solution of the
- dans cet ordre que la progression, problems; and the second similarly
- quoique simultanée, a dû avoir growing by joining the first
- lieu.” p. 100. in solving the problems of the
- third. All along there has been
- a continuous action and reaction
- between the three great classes
- of sciences—an advance from
- concrete facts to abstract facts,
- and then an application of such
- abstract facts to the analysis of
- new orders of concrete facts. (See
- _Genesis of Science_.)
-
-Such then are the organizing principles of M. Comte’s philosophy and
-my reasons for rejecting them. Leaving out of his “_Exposition_” those
-pre-established general {131} doctrines which are the common property
-of modern thinkers; these are the general doctrines which remain—these
-are the doctrines which fundamentally distinguish his system. From
-every one of them I dissent. To each proposition I oppose either a
-widely-different proposition, or a direct negation; and I not only
-do it now, but have done it from the time when I became acquainted
-with his writings. The rejection of his cardinal principles should, I
-think, alone suffice; but there are sundry other views of his, some of
-them largely characterizing his system, which I equally reject. Let us
-glance at them.
-
- How organic beings have This inquiry, I believe, admits
- originated, is an inquiry which of answer, and will be answered.
- M. Comte deprecates as a useless That division of Biology which
- speculation: asserting, as he concerns itself with the origin of
- does, that species are immutable. species, I hold to be the supreme
- division, to which all others are
- subsidiary. For on the verdict
- of Biology on this matter, must
- wholly depend our conception of
- human nature, past, present, and
- future; our theory of the mind;
- and our theory of society.
-
- M. Comte contends that of what is I have very emphatically expressed
- commonly known as mental science, my belief in a subjective science
- all that most important part of the mind, by writing a
- which consists of the subjective _Principles of Psychology_, one
- analysis of our ideas, is an half of which is subjective.
- impossibility.
-
- M. Comte’s ideal of society That form of society towards which
- is one in which _government_ we is are progressing, I hold
- developed to the greatest to be one in which _government_
- extent—in which class-functions will be reduced to the smallest
- are far more under conscious amount possible, and _freedom_
- public regulation than now—in increased to the greatest amount
- which hierarchical organization possible—one in which human
- with unquestioned authority nature will have become so moulded
- shall guide everything—in which by social discipline into fitness
- the individual life shall be for the social state, that it will
- subordinated in the greatest need little external restraint,
- degree to the social life. but will be self-restrained—one
- in which the citizen will tolerate
- no interference with his freedom,
- save that which maintains the
- equal freedom of others—one in
- which the spontaneous {132}
- co-operation which has developed
- our industrial system, and is now
- developing it with increasing
- rapidity, will produce agencies
- for the discharge of nearly all
- social functions, and will leave
- to the primary governmental agency
- nothing beyond the function of
- maintaining those conditions
- to free action, which make
- such spontaneous co-operation
- possible—one in which individual
- life will thus be pushed to the
- greatest extent consistent with
- social life; and in which social
- life will have no other end than
- to maintain the completest sphere
- for individual life.
-
- M. Comte, not including in his I conceive, on the other hand,
- philosophy the consciousness of that the object of religious
- a cause manifested to us in all sentiment will ever continue
- phenomena, and yet holding that to be, that which it has ever
- there must be a religion, which been—the unknown source of
- must have an object, takes for his things. While the _forms_ under
- object—Humanity. “This Collective which men are conscious of the
- Life (of Society) is in Comte’s unknown source of things, may
- system the _Être Suprême_; the fade away, the _substance_ of
- only one we can _know_ therefore the consciousness is permanent.
- the only one we can worship.” Beginning with causal agents
- conceived as imperfectly known;
- progressing to causal agents
- conceived as less known and less
- knowable; and coming at last to
- a universal causal agent posited
- as not to be known at all; the
- religious sentiment must ever
- continue to occupy itself with
- this universal causal agent.
- Having in the course of evolution
- come to have for its object
- of contemplation the Infinite
- Unknowable, the religious
- sentiment can never again (unless
- by retrogression) take a Finite
- Knowable, like Humanity, for its
- object of contemplation.
-
-Here, then, are sundry other points, all of them important, and the
-last two supremely important, on which I am diametrically opposed to
-M. Comte; and did space permit, I could add many others. Radically
-differing from him as I thus do, in everything distinctive of his
-philosophy; and having invariably expressed my dissent, {133} publicly
-and privately, from the time I became acquainted with his writings;
-it may be imagined that I have been not a little startled to find
-myself classed as one of the same school. That any who are acquainted
-with my writings, should suppose I have any general sympathy with M.
-Comte, save that implied by preferring proved facts to superstitions,
-astonishes me.
-
-It is true that, disagreeing with M. Comte, though I do, in all those
-fundamental views that are peculiar to him, I agree with him in
-sundry minor views. The doctrine that the education of the individual
-should accord in mode and arrangement with the education of mankind,
-considered historically, I have cited from him; and have endeavoured to
-enforce it. I entirely concur in his opinion that there requires a new
-order of scientific men, whose function shall be that of co-ordinating
-the results arrived at by the rest. To him, I believe, I am indebted
-for the conception of a social _consensus_; and when the time comes for
-dealing with this conception, I shall state my indebtedness. And I also
-adopt his word, Sociology. There are, I believe, in the part of his
-writings which I have read, various incidental thoughts of great depth
-and value; and I doubt not that were I to read more of his writings, I
-should find others.[18] It is very probable, too, that I have said (as
-I am told I have) some things which M. Comte had already said. It would
-be difficult, I believe, to find two men who had no opinions in common.
-And it would be extremely strange if two men, starting from the same
-general doctrines established by modern science, should traverse some
-of the same fields of inquiry, without their lines of thought having
-any points of intersection. But {134} none of these minor agreements
-can be of much weight in comparison with the fundamental disagreements
-above specified. Leaving out of view that general community which we
-both have with the scientific thought of the age, the differences
-between us are essential, while the correspondences are non-essential.
-And I venture to think that kinship must be determined by essentials,
-and not by non-essentials.[19]
-
- * * * * *
-
-Joined with the ambiguous use of the phrase “Positive Philosophy,”
-which has led to a classing with M. Comte of many men who either ignore
-or reject his distinctive principles, there has been one special
-circumstance that has tended to originate and maintain this classing in
-my own case. The assumption of some relationship between M. Comte and
-myself, was unavoidably raised by the title of my first book—_Social
-Statics_. When that book was published, I was unaware that this title
-had been before used: had I known the fact, I should certainly have
-adopted an alternative title which I had in view.[20] If, however,
-instead of {135} the title, the work itself be considered, its
-irrelation to the philosophy of M. Comte becomes abundantly manifest.
-There is decisive testimony on this point. In the _North British
-Review_ for August, 1851, a reviewer of _Social Statics_ says―
-
- “The title of this work, however, is a complete misnomer. According to
- all analogy, the phrase “Social Statics” should be used only in some
- such sense as that in which, as we have already explained, it is used
- by Comte, namely as designating a branch of inquiry whose end it is to
- ascertain the laws of social equilibrium or order, as distinct ideally
- from those of social movement or progress. Of this Mr. Spencer does
- not seem to have had the slightest notion, but to have chosen the name
- for his work only as a means of indicating vaguely that it proposed to
- treat of social concerns in a scientific manner.”—p. 321.
-
-Respecting M. Comte’s application of the words _statics_ and _dynamics_
-to social phenomena, now that I know what it is, I will only say
-that while I perfectly understand how, by a defensible extension
-of their mathematical meanings, the one may be used to indicate
-social _functions in balance_, and the other social _functions out
-of balance_, I am quite at a loss to understand how the phenomena of
-_structure_ can be included in the one any more than in the other. But
-the two things which here concern me, are, first, to point out that I
-had not “the slightest notion” of giving Social Statics the meaning
-which M. Comte gave it; and, second, to explain the meaning which I
-did give it. The units of any aggregate of matter, are in equilibrium
-when they severally act and re-act on one another on all sides with
-equal forces. A state of change among them implies that there are
-forces exercised by some that are not counterbalanced by like forces
-exercised by others; and a state of rest implies the absence of such
-uncounterbalanced {136} forces—implies, if the units are homogeneous,
-equal distances among them—implies a maintenance of their respective
-spheres of molecular motion. Similarly among the units of a society,
-the fundamental condition to equilibrium, is, that the restraining
-forces which the units exercise on each other, shall be balanced. If
-the spheres of action of some units are diminished by extension of the
-spheres of action of others, there necessarily results an unbalanced
-force which tends to produce political change in the relations
-of individuals; and the tendency to change can cease, only when
-individuals cease to aggress on each other’s spheres of action—only
-when there is maintained that law of equal freedom, which it was
-the purpose of _Social Statics_ to enforce in all its consequences.
-Besides this totally-unlike conception of what constitutes Social
-Statics, the work to which I applied that title, is fundamentally at
-variance with M. Comte’s teachings in almost everything. So far from
-alleging, as M. Comte does, that society is to be re-organized by
-philosophy; it alleges that society is to be re-organized only by the
-accumulated effects of habit on character. Its aim is not the increase
-of authoritative control over citizens, but the decrease of it. A more
-pronounced individualism, instead of a more pronounced nationalism, is
-its ideal. So profoundly is my political creed at variance with the
-creed of M. Comte, that, unless I am misinformed, it has been instanced
-by a leading English disciple of M. Comte as the creed to which he
-has the greatest aversion. One point of coincidence, however, is
-recognizable. The analogy between an individual organism and a social
-organism, which was held by Plato and by Hobbes, is asserted in _Social
-Statics,_ as it is in the _Sociology_ of M. Comte. Very rightly, M.
-Comte has made this analogy the cardinal idea of this division of
-his philosophy. In _Social Statics_, the aim of which is essentially
-ethical, this analogy is pointed out incidentally, to enforce certain
-ethical considerations; and is there obviously suggested partly by the
-definition of life which {137} Coleridge derived from Schelling, and
-partly by the generalizations of physiologists there referred to (chap.
-xxx. §§. 12, 13, 16). Excepting this incidental agreement, however,
-the contents of _Social Statics_ are so entirely antagonistic to the
-philosophy of M. Comte, that, but for the title, the work would never,
-I think, have raised the remembrance of him—unless, indeed, by the
-association of opposites.[21]
-
-And now let me point out that which really _has_ exercised a profound
-influence over my course of thought. The truth which Harvey’s
-embryological inquiries first dimly indicated, which was afterwards
-more clearly perceived by Wolff, and which was put into a definite
-shape by Von Baer—the truth that all organic development is a change
-from a state of homogeneity to a state of heterogeneity—this it is from
-which very many of the conclusions which I now hold, have indirectly
-resulted. In _Social Statics_, there is everywhere manifested a
-dominant belief in the evolution of man and of society. There is also
-manifested the belief that this evolution is in both cases determined
-by the incidence of conditions—the actions of circumstances. And
-there is further, in the sections already referred to, a recognition
-of the fact that organic and social evolutions, conform to the same
-law. Falling amid beliefs in evolutions of various orders, everywhere
-determined by natural causes (beliefs {138} again displayed in the
-_Theory of Population_ and in the _Principles of Psychology_); the
-formula of Von Baer set up a process of organization. The extension
-of it to other kinds of phenomena than those of individual and social
-bodies, is traceable through successive stages. It may be seen in the
-last paragraph of an essay on “The Philosophy of Style,” published in
-October, 1852; again in an essay on “Manners and Fashion,” published
-in April, 1854; and then, in a comparatively advanced form, in an
-essay on “Progress: its Law and Cause,” published in April, 1857.
-Afterwards, there came the recognition of the need for modifying Von
-Baer’s formula by including the trait of increasing definiteness; next
-the inquiry into those general laws of force from which this universal
-transformation necessarily results; next the deduction of these from
-the ultimate law of the persistence of force; next the perception that
-there is everywhere a process of Dissolution complementary to that of
-Evolution; and, finally, the determination of the conditions (specified
-in the foregoing essay) under which Evolution and Dissolution
-respectively occur. The filiation of these results is, I think,
-tolerably manifest. The process has been one of continuous development,
-set up by the addition of Von Baer’s law to a number of ideas that were
-in harmony with it. And I am not conscious of any other influences by
-which the process has been affected.
-
-It is possible, however, that there may have been influences of which
-I am not conscious; and my opposition to M. Comte’s system may have
-been one of them. The presentation of antagonistic thoughts, often
-produces greater definiteness and development of one’s own thoughts. It
-is probable that the doctrines set forth in the essay on “The Genesis
-of Science,” might never have been reached, had not my dissent from M.
-Comte’s conception, led me to work them out; and but for this, I might
-not have arrived at the classification of the sciences exhibited in the
-foregoing essay. Possibly there are other cases in which the stimulus
-of {139} repugnance to M. Comte’s views, may have aided in elaborating
-my own views; though I cannot call to mind any other cases.
-
-Let it by no means be supposed from all I have said, that I do not
-regard M. Comte’s speculations as of value. True or untrue, his system
-as a whole, has doubtless produced important and salutary revolutions
-of thought in many minds; and will doubtless do so in many more.
-Doubtless, too, not a few of those who dissent from his general
-views, have been healthfully stimulated by consideration of them. The
-presentation of scientific knowledge and method as a whole, whether
-rightly or wrongly co-ordinated, cannot have failed greatly to widen
-the conceptions of most of his readers. And he has done especial
-service by familiarizing men with the idea of a social science, based
-on the other sciences. Beyond which benefits resulting from the general
-character and scope of his philosophy, I believe that there are
-scattered through his pages many large ideas that are valuable not only
-as stimuli, but for their actual truth.
-
-It has been by no means an agreeable task to make these personal
-explanations; but it has seemed to me a task not to be avoided.
-Differing so profoundly as I do from M. Comte on all fundamental
-doctrines, save those which we inherit in common from the past; it
-has become needful to dissipate the impression that I agree with
-him—needful to show that a large part of what is currently known as
-“positive philosophy,” is not “positive philosophy” in the sense of
-being peculiarly M. Comte’s philosophy; and to show that beyond that
-portion of the so-called “positive philosophy” which is not peculiar to
-him, I dissent from it.
-
-And now at the close, as at the outset, let me express my great regret
-that these explanations should have been called forth by the statements
-of a critic who has treated me so liberally. Nothing will, I fear,
-prevent the foregoing pages from appearing like a very ungracious
-response to M. Laugel’s sympathetically-written review. I can only
-hope that the gravity of the question at issue, in so far as it {140}
-concerns myself, may be taken in mitigation, if not as a sufficient
-apology.
-
-
-NOTE.
-
- _The preceding pages originally formed the second portion of a_
- _pamphlet entitled_ The Classification of the Sciences: to which are
- added Reasons for dissenting from the Philosophy of M. Comte, _which
- was first published in 1864. For some time past this pamphlet has been
- included in the third volume of my_ Essays, &c., _and has been no
- longer accessible in a separate form. There has recently been diffused
- afresh, the misconception which originally led me to exhibit my entire
- rejection of those views of M. Comte, which essentially distinguish
- his system from other systems; and the motives which then prompted me
- to publish the reasons for this rejection, now prompt me to put them
- within the reach of all who care to inquire about the matter. The
- Appendix, presenting an outline of the leading propositions of the
- Synthetic Philosophy, will further aid the reader in forming a correct
- judgment_.
-
- _Oct. 7, 1884._
-
-
-APPENDIX A.
-
-Some fourteen or more years ago, an American friend requested me, with
-a view to a certain use which he named, to furnish him with a succinct
-statement of the cardinal principles developed in the successive works
-I had published and in those I was intending to publish. This statement
-I here reproduce. Having been written solely for an expository purpose,
-and without thought of M. Comte and his system, it will serve better
-than a statement now drawn up since it is not open to the suspicion of
-being adapted to the occasion.[22]
-
- “1. Throughout the universe in general and in detail, there is an
- unceasing redistribution of matter and motion.
-
- “2. This redistribution constitutes evolution where there is a {141}
- predominant integration of matter and dissipation of motion, and
- constitutes dissolution where there is a predominant absorption of
- motion and disintegration of matter.
-
- “3. Evolution is simple when the process of integration, or the
- formation of a coherent aggregate, proceeds uncomplicated by other
- processes.
-
- “4. Evolution is compound when, along with this primary change from
- an incoherent to a coherent state, there go on secondary changes due
- to differences in the circumstances of the different parts of the
- aggregate.
-
- “5. These secondary changes constitute a transformation of the
- homogeneous into the heterogeneous—a transformation which, like the
- first, is exhibited in the universe as a whole and in all (or nearly
- all) its details: in the aggregate of stars and nebulae; in the
- planetary system; in the earth as an inorganic mass; in each organism,
- vegetal or animal (Von Baer’s law); in the aggregate of organisms
- throughout geologic time; in the mind; in society; in all products of
- social activity.
-
- “6. The process of integration, acting locally as well as generally,
- combines with the process of differentiation to render this change
- not simply from homogeneity to heterogeneity, but from an indefinite
- homogeneity to a definite heterogeneity; and this trait of increasing
- definiteness, which accompanies the trait of increasing heterogeneity,
- is, like it, exhibited in the totality of things and in all its
- divisions and sub-divisions down to the minutest.
-
- “7. Along with this redistribution of the matter composing any
- evolving aggregate, there goes on a redistribution of the retained
- motion of its components in relation to one another: this also
- becomes, step by step, more definitely heterogeneous.
-
- “8. In the absence of a homogeneity that is infinite and absolute,
- that redistribution of which evolution is one phase, is inevitable.
- The causes which necessitate it are these:―
-
- “9. The instability of the homogeneous, which is consequent upon the
- different exposures of the different parts of any limited aggregate to
- incident forces. The transformations hence resulting are complicated
- by―
-
- “10. The multiplication of effects. Every mass and part of a mass
- on which a force falls, sub-divides and differentiates that force,
- which thereupon proceeds to work a variety of changes; and each
- of these becomes the parent of similarly-multiplying changes: the
- multiplication of them becoming greater in proportion as the aggregate
- becomes more heterogeneous. And these two causes of increasing
- differentiations are furthered by―
-
- “11. Segregation, which is a process tending ever to separate unlike
- units and to bring together like units—so serving continually to
- sharpen, or make definite, differentiations otherwise caused.
-
- “12. Equilibration is the final result of these transformations which
- an evolving aggregate undergoes. The changes go on until there is
- reached an equilibrium between the forces which all parts of the
- aggregate are exposed to and the forces these parts oppose to them.
- Equilibration may pass through a transition stage of balanced motions
- (as in a planetary system) or of {142} balanced functions (as in a
- living body) on the way to ultimate equilibrium; but the state of rest
- in inorganic bodies, or death in organic bodies, is the necessary
- limit of the changes constituting evolution.
-
- “13. Dissolution is the counter-change which sooner or later every
- evolved aggregate undergoes. Remaining exposed to surrounding
- forces that are unequilibrated, each aggregate is ever liable to
- be dissipated by the increase, gradual or sudden, of its contained
- motion; and its dissipation, quickly undergone by bodies lately
- animate and slowly undergone by inanimate masses, remains to be
- undergone at an indefinitely remote period by each planetary and
- stellar mass, which, since an indefinitely distant period in the past,
- has been slowly evolving: the cycle of its transformations being thus
- completed.
-
- “14. This rhythm of evolution and dissolution, completing itself
- during short periods in small aggregates, and in the vast aggregates
- distributed through space completing itself in periods which are
- immeasurable by human thought, is, so far as we can see, universal and
- eternal—each alternating phase of the process predominating now in
- this region of space and now in that, as local conditions determine.
-
- “15. All these phenomena, from their great features down to their
- minutest details, are necessary results of the persistence of force,
- under its forms of matter and motion. Given these as distributed
- through space, and their quantities being unchangeable, either
- by increase or decrease, there inevitably result the continuous
- redistributions distinguishable as evolution and dissolution, as well
- as all those special traits above enumerated.
-
- “16. That which persists unchanging in quantity but ever changing in
- form, under these sensible appearances which the universe presents
- to us, transcends human knowledge and conception—is an unknown and
- unknowable power, which we are obliged to recognize as without limit
- in space and without beginning or end in time.”
-
-These successive paragraphs set forth in the most abstract way, that
-process of transformation going on throughout the Cosmos as a whole,
-and in each larger or smaller portion of it. In _First Principles_ the
-statements contained in these paragraphs are elaborated, explained, and
-illustrated; and in subsequent volumes of the series, the purpose has
-been to interpret the several great groups of phenomena, Astronomical,
-Geological (both postponed), Biological, Psychological, Sociological,
-and Ethical, in conformity with these general laws of Evolution which
-_First Principles_ enunciates.
-
- * * * * *
-
-If it can be shown that any one of the above propositions has been
-adopted from, or has been suggested by, the {143} Positive Philosophy,
-there will be evidence that the Synthetic Philosophy is to that extent
-indebted to it. Or if there can be quoted any expressed conviction of
-M. Comte, that the factors producing changes of all kinds, inorganic
-and organic, co-operate everywhere throughout the Cosmos in the
-same general way, and everywhere work metamorphoses having the same
-essential traits, a much more decided indebtedness may reasonably be
-supposed.
-
-So far as I know it, however, the Positive Philosophy contains none of
-the special ideas above enumerated, nor any of the more general ideas
-they involve.
-
-
-APPENDIX B.
-
-On pp. 119 and 120, I have pointed out that the followers of M. Comte,
-swayed by the spirit of discipleship, habitually ascribe to him a great
-deal which was the common inheritance of the scientific world before
-he wrote, and to which he himself laid no claim. Kindred remarks have
-since been made by others, both in England and in France—the one by Mr.
-Mill, and the other by M. Fouillée. Mr. Mill says:―
-
- “The foundation of M. Comte’s philosophy is thus in no way peculiar
- to him, but the general property of the age, however far as yet from
- being universally accepted even by thoughtful minds. The philosophy
- called Positive is not a recent invention of M. Comte, but a simple
- adherence to the traditions of all the great scientific minds whose
- discoveries have made the human race what it is. M. Comte has never
- presented it in any other light. But he has made the doctrine his own
- by his manner of treating it.”—_Auguste Comte and Positivism_, pp. 8,
- 9.
-
-In his _Histoire de la Philosophie_, 1875, M. Alfred Fouillée writes:―
-
- “Saint-Simon voulut successivement organiser la société à l’aide de
- la science (prétention d’où sortit le positivisme) puis à l’aide de
- l’industrie, et enfin à l’aide d’une religion nouvelle, capable de
- ‘forcer chacun de ses membres à suivre le précepte de l’amour du
- prochain.’”—p. 428.
-
- “Les doctrines sociales de Saint-Simon, jointes au naturalisme
- de Cabanis et de Broussais, donnèrent naissance au ‘positivisme’
- d’Auguste Comte. {144} Ce dernier, comme Saint-Simon, voit dans la
- science sociale ou ‘sociologie’ le terme et le but de toutes les
- recherches scientifiques.”—p. 422.
-
- “A cette méthode Auguste Comte ajouta des vues historiques, qu’il
- croyait entièrement originales, sur les trois états par où passe
- nécessairement selon lui la connaissance humaine: état théologique,
- état métaphysique, et état scientifique. Le germe de cette théorie
- était déjà dans Turgot.”—p. 424.
-
- “En somme, Auguste Comte a eu le mérite d’insister sur les méthodes
- qui conviennent aux sciences de la nature; mais il faut avouer que ces
- méthodes étaient connues bien avant lui.”—p. 425.
-
-
-ENDNOTES TO _REASONS FOR DISSENTING FROM THE PHILOSOPHY OF M. COMTE_.
-
-[14] A clear illustration of this process, is furnished by the
-recent mental integration of Heat, Light, Electricity, etc., as
-modes of molecular motion. If we go a step back, we see that the
-modern conception of Electricity, resulted from the integration in
-consciousness, of the two forms of it involved in the galvanic battery
-and in the electric-machine. And going back to a still earlier stage,
-we see how the conception of statical electricity, arose by the
-coalescence in thought, of the previously-separate forces manifested
-in rubbed amber, in rubbed glass, and in lightning. With such
-illustrations before him, no one can, I think, doubt that the process
-has been the same from the beginning.
-
-[15] Possibly it will be said that M. Comte himself admits that what
-he calls the perfection of the positive system, will probably never be
-reached; and that what he condemns is the inquiry into the _natures_ of
-causes and not the general recognition of cause. To the first of these
-allegations I reply that, as I understand M. Comte, the obstacle to the
-perfect realization of the positive philosophy is the impossibility
-of carrying generalization so far as to reduce all particular facts
-to cases of one general fact—not the impossibility of excluding the
-consciousness of cause. And to the second allegation I reply that the
-essential principle of his philosophy is an avowed ignoring of cause
-altogether. For if it is not, _what becomes of his alleged distinction
-between the perfection of the positive system and the perfection of
-the metaphysical system_? And here let me point out that, by affirming
-exactly the opposite to that which M. Comte thus affirms, I am excluded
-from the positive school. If his own definition of positivism is to
-be taken, then, as I hold that what he defines as positivism is an
-absolute impossibility, it is clear that I cannot be what he calls a
-positivist.
-
-[16] A friendly critic alleges that M. Comte is not fairly represented
-by this quotation, and that he is blamed by his biographer, M. Littré,
-for his too-great insistance on feeling as a motor of humanity. If in
-his “Positive Politics,” which I presume is here referred to, M. Comte
-abandons his original position, so much the better. But I am here
-dealing with what is known as “the Positive Philosophy;” and that the
-passage above quoted does not misrepresent it, is proved by the fact
-that this doctrine is re-asserted at the commencement of the Sociology.
-
-[17] In 1885, during a controversy with one of M. Comte’s English
-disciples, I was blamed for speaking “of Comte as making six sciences,”
-and was told that “in all Comte’s works, except the first, he makes
-seven sciences.” As I was dealing with The Positive Philosophy, I
-thought I could not do better than give the foregoing extract from the
-_Cours de Philosophie Positive_; and it did not occur to me that I was
-called upon to see whether, in any of his later voluminous works, M.
-Comte had made a different statement. My opponent, however, enlarged
-on this “blunder,” as he politely called it: apparently oblivious of
-the fact that if it was a blunder on my part to speak of Comte as
-recognizing six sciences when in his later days he recognized seven, it
-was a much more serious blunder on the part of Comte himself to have
-long overlooked the seventh.
-
-[18] M. Comte’s “Exposition” I read in the original in 1852; and in two
-or three other places have referred to the original to get his exact
-words. The Inorganic Physics, and the first chapter of the Biology, I
-read in Miss Martineau’s condensed translation, when it appeared. The
-rest of M. Comte’s views I know only through Mr. Lewes’s outline, and
-through incidental references.
-
-[19] In his work, _Auguste Comte et la Philosophie Positive_ (1863),
-M. Littré defending the Comtean classification of the sciences from
-the criticism I made upon it in the “Genesis of Science,” deals with
-me wholly as an antagonist. The chapter he devotes to his reply, opens
-by placing me in direct opposition to the English adherents of Comte,
-named in the preceding chapter.
-
-[20] I believed at the time, and have never doubted until now, that the
-choice of this title was absolutely independent of its previous use by
-M. Comte. While writing these pages, I have found reason to think the
-contrary. On referring to _Social Statics_, to see what were my views
-of social evolution in 1850, when M. Comte was to me but a name, I met
-with the following sentence:—“Social philosophy may be aptly divided
-(as political economy has been) into statics and dynamics” (ch. xxx. §
-1). This I remembered to be a reference to a division which I had seen
-in the Political Economy of Mr. Mill. But why had I not mentioned Mr.
-Mill’s name? On referring to the first edition of his work, I found,
-at the opening of Book iv., this sentence:—“The three preceding parts
-include as detailed a view as the limits of this treatise permit, of
-what, by a happy generalization of a mathematical phrase, has been
-called the Statics of the subject.” Here was the solution of the
-question. The division had not been made by Mr. Mill, but by some
-writer (on Political Economy I supposed) who was not named by him; and
-whom I did not know. It is now manifest, however, that while I supposed
-I was giving a more extended use to this division, I was but returning
-to the original use which Mr. Mill had limited to his special topic.
-Another thing is, I think, tolerably manifest. As I evidently wished
-to point out my obligation to some unknown political economist, whose
-division I thought I was extending, I should have named him had I known
-who he was. And in that case should not have put this extension of the
-division as though it were new.
-
-[21] Let me add that the conception developed in _Social Statics_,
-dates back to a series of letters on the “Proper Sphere of Government,”
-published in the _Nonconformist_ newspaper in the latter half of
-1842, and republished as a pamphlet in 1843. In these letters will
-be found, along with many crude ideas, the same belief in the
-conformity of social phenomena to unvariable laws; the same belief
-in human progression as determined by such laws; the same belief in
-the moral modification of men as caused by social discipline; the
-same belief in the tendency of social arrangements “of themselves to
-assume a condition of _stable_ equilibrium;” the same repudiation
-of state-control over various departments of social life; the
-same limitation of state-action to the maintenance of equitable
-relations among citizens. The writing of _Social Statics_ arose from
-a dissatisfaction with the basis on which the doctrines set forth
-in those letters were placed: the second half of that work is an
-elaboration of these doctrines; and the first half a statement of the
-principles from which they are deducible.
-
-[22] Published many years since in America, this statement was
-republished in England eight years since. See _Athenæum_ for July 22nd,
-1882.
-
-
-
-
-{145}
-
-ON LAWS IN GENERAL, AND THE ORDER OF THEIR DISCOVERY.
-
-
-[_The following was contained in the first edition of_ First
-Principles. _I omitted it from the re-organized second edition,
-because it did not form an essential part of the new structure. As it
-is referred to in the foregoing pages, and as its general argument is
-germane to the contents of those pages, I have thought well to insert
-it here. Moreover, though I hope eventually to incorporate it in that
-division of the_ Principles of Sociology _which treats of Intellectual
-Progress, yet as it must be long before it can thus re-appear in its
-permanent place, and as, should I not get so far in the execution of
-my undertaking, it may never thus re-appear at all, it seems proper
-to make it more accessible than it is at present. The first and last
-sections, which served to link it into the argument of the work to
-which it originally belonged, are omitted. The rest has been carefully
-revised, and in some parts considerably altered._]
-
-The recognition of Law being the recognition of uniformity of relations
-among phenomena, it follows that the order in which different groups
-of phenomena are reduced to law, must depend on the frequency with
-which the uniform relations they severally display are distinctly
-experienced. At any given stage of progress, those {146} uniformities
-will be best known with which men’s minds have been oftenest and
-most strongly impressed. In proportion partly to the number of times
-a relation has been presented to consciousness (not merely to the
-senses), and in proportion partly to the vividness with which the terms
-of the relation have been cognized, will be the degree in which the
-constancy of connexion is perceived.
-
-The succession in which relations are generalized being thus
-determined, there result certain derivative principles to which this
-succession must more immediately and obviously conform.    The first
-is _the directness with which personal welfare is affected_. While,
-among surrounding things, many do not appreciably influence us in any
-way, some produce pleasures and some pains, in various degrees; and
-manifestly, those things of which the actions on the organism for
-good or evil are most decided, will, _cæteris paribus_, be those of
-which the laws of action are earliest observed.    Second comes _the
-conspicuousness of one or both phenomena between which a relation is
-to be perceived_. On every side are phenomena so concealed as to be
-detected only by close observation; others not obtrusive enough to
-attract notice; others which moderately solicit the attention; others
-so imposing or vivid as to force themselves on consciousness; and,
-supposing conditions to be the same, these last will of course be
-among the first to have their relations generalized.    In the third
-place, we have _the absolute frequency with which the relations occur_.
-There are coexistences and sequences of all degrees of commonness,
-from those which are ever present to those which are extremely rare;
-and manifestly, the rare coexistences and sequences, as well as the
-sequences which are very long in taking place, will not be reduced to
-law so soon as those which are familiar and rapid.    Fourthly has
-to be added _the relative frequency of occurrence_. Many events and
-appearances are limited to certain times or certain places, or both;
-{147} and, as a relation which does not exist within the environment
-of an observer cannot be perceived by him, however common it may be
-elsewhere or in another age, we have to take account of the surrounding
-physical circumstances, as well as of the state of society, of the
-arts, and of the sciences—all of which affect the frequency with which
-certain groups of facts are observable.    The fifth corollary to be
-noticed is, that the succession in which different classes of relations
-are reduced to law, depends in part on their _simplicity_. Phenomena
-presenting great composition of causes or conditions, have their
-essential relations so masked, that it requires accumulated experiences
-to impress upon consciousness the true connexions of antecedents and
-consequents they involve. Hence, other things equal, the progress of
-generalization will be from the simple to the complex; and this it is
-which M. Comte has wrongly asserted to be the sole regulative principle
-of the progress.    Sixth comes _the degree of concreteness, or absence
-of abstractness_. Concrete relations are the earliest acquisitions.
-Such analyses of them as separate the essential connexions from their
-disguising accompaniments, necessarily come later. The analyses of the
-connexions, always more or less compound, into their elements then
-becomes possible. And so on continually, until the highest and most
-abstract truths have been reached.
-
-These, then, are the several derivative principles. The frequency
-and vividness with which uniform relations are repeated in conscious
-experience, determining the recognition of their uniformity, and this
-frequency and vividness depending on the above conditions, it follows
-that the order in which different classes of facts are generalized,
-must depend on the extent to which the above conditions are fulfilled
-in each class. Let us mark how the facts harmonize with this
-conclusion: taking first a few that elucidate the general truth, and
-afterwards some that {148} exemplify the special truths which we here
-see follow from it.
-
- * * * * *
-
-The relations earliest known as uniformities, are those subsisting
-among the common properties of matter—tangibility, visibility,
-cohesion, weight, etc. We have no trace of a time when the resistance
-offered by an object was regarded as caused by the will of the object;
-or when the pressure of a body on the hand holding it, was ascribed to
-the agency of a living being. And accordingly, these are the relations
-of which we are oftenest conscious: being, as they are, objectively
-frequent, conspicuous, simple, concrete, and of immediate personal
-concern.
-
-Similarly with the ordinary phenomena of motion. The fall of a mass on
-the withdrawal of its support, is a sequence which directly affects
-bodily welfare, is conspicuous, simple, concrete, and very often
-repeated. Hence it is one of the uniformities recognized before the
-dawn of tradition. We know of no era when ordinary movements due to
-terrestrial gravitation were attributed to volition. Only when the
-relation is obscured, as where the withdrawal of a support is not
-obvious, or, as in the case of an aërolite, where the antecedent of
-the descent is unperceived, do we find the conception of personal
-agency.    On the other hand, motions of intrinsically the same order
-as that of a falling stone—those of the heavenly bodies—long remain
-ungeneralized; and until their uniformity is seen, and indeed for a
-long time after, are construed as results of will. This difference
-is clearly not dependent on comparative complexity or abstractness,
-since the motion of a planet in an ellipse of slight eccentricity,
-is as simple and concrete a phenomenon as the motion of a projected
-arrow in an ellipse of extreme eccentricity indistinguishable from a
-parabola. But the antecedents are not conspicuous; the sequences are
-of long duration; and they are not often repeated. And that these are
-the causes of their slow {149} reduction to law, we see in the fact
-that they are severally generalized in the order of their frequency and
-conspicuousness—the moon’s monthly cycle, the sun’s annual change, the
-periods of the inferior planets, the periods of the superior planets.
-
-While astronomical sequences were still ascribed to volition,
-certain terrestrial sequences of a different kind, but some of them
-equally without complication, were interpreted in like manner. The
-solidification of water at a low temperature, is a phenomenon that is
-simple, concrete, and of much personal concern. But it is neither so
-frequent as those which we see are earliest generalized, nor is the
-presence of the antecedent so manifest. Though in all but tropical
-climates, mid-winter displays the relation between cold and freezing
-with tolerable constancy; yet, during the spring and autumn, the
-occasional appearance of ice in the mornings has no very obvious
-connexion with coldness of the weather. Sensation being so inaccurate a
-measure, it is not possible for the savage to experience the definite
-relation between a temperature of 32° and the congealing of water;
-and hence the long continued belief in personal agency. Similarly,
-but still more clearly, with the winds. The absence of regularity and
-the inconspicuousness of the antecedents, allowed the mythological
-explanation to survive for a great period.
-
-During the era in which the uniformity of many quite simple inorganic
-relations was still unrecognized, certain organic relations,
-intrinsically very complex and special, were generalized. The
-constant coexistence of feathers and a beak, of four legs with an
-internal bony framework, are facts which were, and are, familiar
-to every savage. Did a savage find a bird with teeth, or a mammal
-clothed with feathers, he would be as much surprised as an instructed
-naturalist. Now these uniformities of organic structure thus early
-perceived, are of exactly the same kind as those more numerous ones
-later established by biology. The constant {150} coexistence of
-mammary glands with two occipital condyles to the skull, of vertebræ
-with teeth lodged in sockets, of frontal horns with the habit of
-rumination, are generalizations as purely empirical as those known to
-the aboriginal hunter. The botanist cannot in the least understand
-the complex relation between papilionaceous flowers and seeds borne
-in flattened pods: he knows these and like connexions simply in the
-same way that the barbarian knows the connexions between particular
-leaves and particular kinds of wood. But the fact that sundry of the
-uniform relations which chiefly make up the organic sciences, were
-very early recognized, is due to the high degrees of vividness and
-frequency with which they were presented to consciousness. Though the
-connexion between the sounds characteristic of a certain bird, and the
-possession of edible flesh, is extremely involved, yet the two terms
-of the relation are conspicuous, often recur in experience, and a
-knowledge of their connexion has a direct bearing on personal welfare.
-Meanwhile innumerable relations of the same order, which are displayed
-with even greater frequency by surrounding plants and animals, remain
-for thousands of years unrecognized, if they are unobtrusive or of no
-apparent moment.
-
-When, passing from this primitive stage to a more advanced stage, we
-trace the discovery of those less familiar uniformities which mainly
-constitute what is distinguished as Science, we find the succession
-in which knowledge of them is reached, to be still determined in the
-same manner. This will become obvious on contemplating separately the
-influence of each derivative condition.
-
- * * * * *
-
-How relations that have immediate bearings on the maintenance of life,
-are, other things equal, fixed in the mind before those which have no
-immediate bearings, the history of Science abundantly illustrates. The
-habits of existing uncivilized races, who fix times by moons and barter
-so many of one article for so many of another, show {151} us that
-conceptions of equality and number, which are the germs of mathematical
-science, were developed under the immediate pressure of personal
-wants; and it can scarcely be doubted that those laws of numerical
-relations which are embodied in the rules of arithmetic, were first
-brought to light through the practice of mercantile exchange. Similarly
-with geometry. The derivation of the word shows us that it originally
-included only certain methods of partitioning ground and laying out
-buildings. The properties of the scales and the lever, involving the
-first principle in mechanics, were early generalized under the stimulus
-of commercial and architectural needs. To fix the times of religious
-festivals and agricultural operations, were the motives which led
-to the establishment of the simpler astronomic periods. Such small
-knowledge of chemical relations as was involved in ancient metallurgy,
-was manifestly obtained in seeking how to improve tools and weapons.
-In the alchemy of later times, we see how greatly an intense hope of
-private benefit contributed to the disclosure of a certain class of
-uniformities. Nor is our own age barren of illustrations. “Here,” says
-Humboldt, when in Guiana, “as in many parts in Europe, the sciences
-are thought worthy to occupy the mind, only so far as they confer some
-immediate and practical benefit on society.” “How is it possible to
-believe,” said a missionary to him, “that you have left your country
-to come to be devoured by mosquitoes on this river, and to measure
-lands that are not your own?” Our coasts furnish like instances.
-Every sea-side naturalist knows how great is the contempt with which
-fishermen regard the collection of objects for the microscope or
-aquarium. Their incredulity as to the possible value of such things is
-so great, that they can scarcely be induced even by bribes to preserve
-the refuse of their nets. Nay, we need not go for evidence beyond daily
-table-talk. The demand for “practical science”—for a knowledge that
-can be brought to bear on the business of {152} life—joined to the
-ridicule commonly vented on scientific pursuits having no obvious uses,
-suffice to show that the order in which laws are discovered greatly
-depends on the directness with which knowledge of them affects our
-welfare.
-
-That, when all other conditions are the same, obtrusive relations
-will be generalized before unobtrusive ones, is so nearly a truism
-that examples appear almost superfluous. If it be admitted that by
-the aboriginal man, as by the child, the co-existent properties of
-large surrounding objects are noticed before those of minute objects,
-and that the external relations which bodies present are generalized
-before their internal relations, it must be admitted that in subsequent
-stages of progress, the comparative conspicuousness of relations
-has greatly affected the order in which they were recognized as
-uniform. Hence it happened that after the establishment of those very
-manifest sequences constituting a lunation, and those less manifest
-ones marking a year, and those still less manifest ones marking the
-planetary periods, astronomy occupied itself with such inconspicuous
-sequences as those displayed in the repeating cycle of lunar eclipses,
-and those which suggested the theory of epicycles and eccentrics;
-while modern astronomy deals with still more inconspicuous sequences,
-some of which, as the planetary rotations, are nevertheless the
-simplest which the heavens present. In physics, the early use of
-canoes implied an empirical knowledge of certain hydrostatic relations
-that are intrinsically more complex than sundry static relations
-not empirically known; but these hydrostatic relations were thrust
-upon observation. Or, if we compare the solution of the problem of
-specific gravity by Archimedes with the discovery of atmospheric
-pressure by Torricelli (the two involving mechanical relations of
-the same class), we perceive that the much earlier occurrence of the
-first than the last was determined, neither by a difference in their
-bearings on personal welfare, nor by a difference in the frequency
-with {153} which illustrations of them came under observation, nor
-by relative simplicity; but by the greater obtrusiveness of the
-connexion between antecedent and consequent in the one case than in
-the other. Among miscellaneous illustrations, it may be pointed out
-that the connexions between lightning and thunder, and between rain and
-clouds, were recognized long before others of the same order, simply
-because they thrust themselves on the attention. Or the long-delayed
-discovery of the microscopic forms of life, with all the phenomena
-they present, may be named as very clearly showing how certain groups
-of relations not ordinarily perceptible, though in other respects
-like long-familiar relations, have to wait until changed conditions
-render them perceptible. But, without further details, it needs only to
-consider the inquiries which now occupy the electrician, the chemist,
-the physiologist, to see that science has advanced, and is advancing,
-from the more conspicuous phenomena to the less conspicuous ones.
-
-How the degree of absolute frequency of a relation affects the
-recognition of its uniformity, we see in contrasting certain biological
-facts. The connexion between death and bodily injury, constantly
-displayed not only in men but in all inferior creatures, came to be
-recognized as an instance of natural causation while yet deaths from
-diseases or from some of them continued to be thought supernatural.
-Among diseases themselves, it is observable that unusual ones were
-regarded as of demoniacal origin during ages when the more frequent
-were ascribed to ordinary causes: a truth paralleled among our own
-peasantry, who by the use of charms show a lingering superstition with
-respect to rare disorders, which they do not show with respect to
-common ones, such as colds. Passing to physical illustrations, we may
-note that within the historic period whirlpools were accounted for by
-the agency of water-spirits; but we do not find that within the same
-period the disappearance of water on exposure either to the sun or to
-artificial heat was {154} interpreted in an analogous way: though a
-more marvellous occurrence, and a more complex one, its great frequency
-led to the early recognition of it as a natural uniformity. Rainbows
-and comets do not differ much in conspicuousness, and a rainbow is
-intrinsically the more involved phenomenon; but chiefly because of
-their far greater commonness, rainbows were perceived to have a direct
-dependence on sun and rain while yet comets were regarded as signs of
-divine wrath.
-
-That races living inland must long have remained ignorant of the daily
-and monthly sequences of the tides, and that tropical races could
-not early have comprehended the phenomena of northern winters, are
-extreme illustrations of the influence which relative frequency has
-on the recognition of uniformities. Animals which, where they are
-indigenous, call forth no surprise by their structures or habits,
-because these are so familiar, when taken to countries where they
-have never been seen, are looked at with an astonishment approaching
-to awe—are even thought supernatural: a fact which will suggest
-numerous others that show how the localization of phenomena shares
-in controlling the order in which they are reduced to law. Not only
-however does their localization in space affect the progression,
-but also their localization in time. Facts which are rarely if ever
-manifested in one era, are rendered very frequent in another, simply
-through the changes wrought by civilization. The lever, of which
-the properties are illustrated in the use of sticks and weapons, is
-vaguely understood by every savage—on applying it in a certain way he
-rightly anticipates certain effects; but the wheel-and-axle, pulley,
-and screw, cannot have their powers either empirically or rationally
-known till the advance of the arts has more or less familiarized them.
-Through those various means of exploration which we have inherited
-and added to, we have become acquainted with a vast range of chemical
-relations that were relatively {155} non-existent to the primitive
-man. To highly-developed industries we owe both the substances and
-the appliances that have disclosed to us countless uniformities which
-our ancestors had no opportunity of seeing. These and like instances,
-show that the accumulated materials, and processes, and products,
-which characterize the environments of complex societies, greatly
-increase the accessibility of various classes of relations; and by
-thus multiplying the experiences of them, or making them relatively
-frequent, facilitate the generalization of them. Moreover, various
-classes of phenomena presented by society itself, as for instance
-those which political economy formulates, become relatively frequent,
-and therefore recognizable, in advanced social states; while in less
-advanced ones they are either too rarely displayed to have their
-relations perceived, or, as in the least advanced ones, are not
-displayed at all.
-
-That, where no other circumstances interfere, the order in which
-different uniformities are established varies as their complexity, is
-manifest. The geometry of straight lines was understood before the
-geometry of curved lines; the properties of the circle before the
-properties of the ellipse, parabola, and hyperbola; and the equations
-of curves of single curvature were ascertained before those of curves
-of double curvature. Plane trigonometry comes in order of time and
-simplicity before spherical trigonometry; and the mensuration of
-plane surfaces and solids before the mensuration of curved surfaces
-and solids. Similarly with mechanics: the laws of simple motion were
-generalized before those of compound motion; and those of rectilinear
-motion before those of curvilinear motion. The properties of
-equal-armed levers or scales, were understood before those of levers
-with unequal arms; and the law of the inclined plane was formulated
-earlier than that of the screw, which involves it. In chemistry the
-progress has been from the simple inorganic compounds to the more
-involved or organic compounds. And where, as in the higher sciences,
-the conditions of the exploration are {156} more complicated, we still
-may trace relative complexity as determining the order of discovery
-where other things are equal.
-
-The progression from concrete relations to abstract relations, and from
-the less abstract to the more abstract, is equally obvious. Numeration,
-which in its primary form concerned itself only with groups of actual
-objects, came earlier than simple arithmetic; the rules of which deal
-with numbers apart from objects. Arithmetic, limited in its sphere
-to concrete numerical relations, is alike earlier and less abstract
-than Algebra, which deals with the relations of these relations. And
-in like manner, the Calculus of Operations comes after Algebra, both
-in order of evolution and in order of abstractness. In Mechanics, the
-more concrete relations of forces exhibited in the lever, inclined
-plane, etc., were understood before the more abstract relations
-expressed in the laws of resolution and composition of forces; and
-later than the three abstract laws of motion as formulated by Newton
-came the still more abstract law of inertia. Similarly with Physics and
-Chemistry, there has been an advance from truths entangled in all the
-specialities of particular facts and particular classes of facts, to
-truths disentangled from the disguising incidents under which they are
-manifested—to truths of a higher abstractness.
-
-Brief and rude as is this sketch of a mental development which has been
-long and complicated, I venture to think it shows inductively what
-was deductively inferred, that the order in which separate groups of
-uniformities are recognized, depends not on one circumstance but on
-several circumstances. The various classes of relations are generalized
-in a certain succession, not solely because of one particular kind
-of difference in their natures; but also because they are variously
-placed in time and in space, variously open to observation, and
-variously related to our own constitutions: our perception of them
-being influenced by all these conditions in endless combinations. The
-comparative degrees {157} of importance, of obtrusiveness, of absolute
-frequency, of relative frequency, of simplicity, of concreteness, are
-every one of them factors; and from their unions in proportions that
-are never twice alike, there results a highly complex process of mental
-evolution. But while it is thus manifest that the proximate causes of
-the succession in which relations are reduced to law, are numerous and
-involved; it is also manifest that there is one ultimate cause to which
-these proximate causes are subordinate. As the several circumstances
-that determine the early or late recognition of uniformities are
-circumstances that determine the number and strength of the impressions
-which these uniformities make on the mind, it follows that the
-progression conforms to a certain fundamental principle of psychology.
-We see _a posteriori_, what we concluded _à priori_, that the order
-in which relations are generalized, depends on the frequency and
-impressiveness with which they are repeated in conscious experience.
-
- * * * * *
-
-Having roughly analyzed the progress of the past, let us take advantage
-of the light thus thrown on the present, and consider what is implied
-respecting the future.
-
-Note, first, that the likelihood of the universality of Law has
-been ever growing greater. Out of the countless coexistences and
-sequences with which mankind are environed, they have been continually
-transferring some from the group whose order was supposed to be
-arbitrary, to the group whose order is known to be uniform. And
-manifestly, as fast as the relations which are unreduced to law become
-fewer, the probability that among them there are some which do not
-conform to law, becomes less. To put the argument numerically—It is
-clear that when out of surrounding phenomena a hundred of several kinds
-have been found to occur in constant connexions, there arises a slight
-presumption that all phenomena occur in constant connexions. When
-uniformity has been established in a thousand cases, more varied {158}
-in their kinds, the presumption gains strength. And when the known
-cases of uniformity amount to millions, including many of each variety,
-it becomes an ordinary induction that uniformity exists everywhere.
-
-Silently and insensibly their experiences have been pressing men on
-towards the conclusion thus drawn. Not out of a conscious regard
-for these reasons, but from a habit of thought which these reasons
-formulate and justify, all minds have been advancing towards a belief
-in the constancy of surrounding coexistences and sequences. Familiarity
-with concrete uniformities has generated the abstract conception of
-uniformity—the idea of _Law_; and this idea has been in successive
-generations slowly gaining fixity and clearness. Especially has it
-been thus among those whose knowledge of natural phenomena is the
-most extensive—men of science. The mathematician, the physicist,
-the astronomer, the chemist, severally acquainted with the vast
-accumulations of uniformities established by their predecessors, and
-themselves daily adding new ones as well as verifying the old, acquire
-a far stronger faith in law than is ordinarily possessed. With them
-this faith, ceasing to be merely passive, becomes an active stimulus
-to inquiry. Wherever there exist phenomena of which the dependence
-is not yet ascertained, these most cultivated intellects, impelled
-by the conviction that here too there is some invariable connexion,
-proceed to observe, compare, and experiment; and when they discover
-the law to which the phenomena conform, as they eventually do, their
-general belief in the universality of law is further strengthened. So
-overwhelming is the evidence, and such the effect of this discipline,
-that to the advanced student of Nature, the proposition that there
-are lawless phenomena has become not only incredible but almost
-inconceivable.
-
-This habitual recognition of law which already distinguishes modern
-thought from ancient thought, must spread among men at large. The
-fulfilment of fresh predictions that are made possible by every new
-step, and the further {159} command gained over Nature’s forces, prove
-to the uninitiated the validity of scientific generalizations and the
-doctrine they illustrate. Widening education is daily diffusing among
-the mass of men that knowledge of these generalizations which has been
-hitherto confined to the few. And as fast as this diffusion goes on,
-the belief of the scientific must become the belief of the world at
-large.
-
- * * * * *
-
-That law is universal, will become an irresistible conclusion when
-it is perceived that _the progress in the discovery of laws itself
-conforms to law_; and when this perception makes it clear why certain
-groups of phenomena have been reduced to law, while other groups are
-still unreduced. When it is seen that the order in which uniformities
-are recognized, must depend on the frequency and vividness with
-which they are repeated in conscious experience; when it is seen
-that, as a matter of fact, the most common, important, conspicuous,
-concrete, and simple, uniformities were the earliest recognized,
-because they were experienced oftenest and most distinctly; it will
-by implication be seen that long after the great mass of phenomena
-have been generalized, there must remain phenomena which, from their
-rareness, or unobtrusiveness, or seeming unimportance, or complexity,
-or abstractness, are still ungeneralized.    Thus will be furnished a
-solution to a difficulty sometimes raised. When it is asked why the
-universality of law is not already fully established, there will be the
-answer that the directions in which it is not yet established are those
-in which its establishment must necessarily be latest. That state of
-things which is inferable beforehand, is just the state which we find
-to exist. If such coexistences and sequences as those of Biology and
-Sociology are not yet reduced to law, the presumption is, not that they
-are irreducible to law, but that their laws elude our present means
-of exploration. Having long ago proved uniformity throughout all the
-lower classes of relations, and having been step by step proving {160}
-uniformity throughout classes of relations successively higher and
-higher, if we have not yet succeeded with the highest classes, it may
-be fairly concluded that our powers are at fault, rather than that the
-uniformity does not exist. And unless we make the absurd assumption
-that the process of generalization, now going on with unexampled
-rapidity, has reached its limit, and will suddenly cease, we must infer
-that ultimately mankind will discover a constant order even among the
-most involved and obscure phenomena.
-
-
-
-
-{161}
-
-THE VALUATION OF EVIDENCE.
-
-
-[_First published in_ The Leader _for June 25, 1853._]
-
-With Spirit-rappings and Table-movings still the rage, and with the
-belief in Spontaneous Combustion still unextinguished, it seems
-desirable that something should be said in justification of that
-general scepticism with which the philosophical meet the alleged
-wonders that periodically turn the heads of the nation. Nothing less
-than a bulky octavo would be needed to contain all that might be
-written on the matter; and unfortunately such an octavo, when written,
-would be little read by those most requiring it. A brief hint or two,
-however, may find listeners among them.
-
-“I tell you I saw it myself,” is the so-thought conclusive assertion
-with which many a controversy is abruptly ended. Commonly those who
-make this assertion think that after it nothing remains to be urged;
-and they are astonished at the unreasonableness of those who still
-withhold their belief. Though they reject many tales of witchcraft,
-many ghost stories whose marvels were attested by eye-witnesses—though
-they have repeatedly seen stage-conjurors seem to do things which they
-do not believe were really done—though they have heard of the Automaton
-Chess-player and the Invisible Girl, and have perhaps seen explanations
-of the modes in which the public were deluded by {162} them—though in
-all these cases they know that the facts were other than the spectators
-supposed them to be; yet they cannot imagine that their own perceptions
-have been vitiated by influences like those which vitiated the
-perceptions of others. Or, to put the thing more charitably and perhaps
-more truly, they forget that such vitiations are constantly occurring.
-
-To observe correctly, though commonly thought very easy, every man
-of science knows to be difficult. Our faculties are liable to report
-falsely from two opposite causes—the presence of hypothesis, and the
-absence of hypothesis. To the dangers arising from one or other of
-these, every observation we make is exposed; and between the two it is
-hard to see any fact _quite_ truly. A few illustrations of the extreme
-distortions arising from the one cause, and the extreme inaccuracy
-consequent on the other, will justify this seeming paradox.
-
-Nearly every one is familiar with the myth prevalent on our sea-coasts,
-respecting the Barnacle Goose. The popular belief was, and indeed is
-still in some places, that the fruits on branches which hang into the
-sea become changed into shell-covered creatures called barnacles, found
-incrusting these submerged branches; and further, that these barnacles
-are in process of time transformed into the birds known as barnacle
-geese. This belief was not confined to the vulgar; it was received
-among naturalists. Nor was it with them simply an adopted rumour. It
-was based on observations which were recorded and approved by the
-highest scientific authorities, and published with their countenance.
-In a paper contained in the _Philosophical Transactions_, Sir Robert
-Moray says:—“In every shell that I opened . . . there appeared nothing
-wanting, as to the external parts, for making up a perfect sea-fowl;
-the little bill like that of a goose, the eyes marked, the head, neck,
-breast, wings, tail, and feet formed, the feathers everywhere perfectly
-shaped and blackish coloured, and the feet like those of other {163}
-waterfowl, to my best remembrance.” Now this myth respecting the
-barnacle goose has been exploded for some century and a half. To a
-modern zoologist who examines one of these cirrhipeds, as the barnacles
-are called, it seems scarcely credible that it could ever have been
-thought a chick; and what Sir Robert Moray could have taken for “head,
-neck, breast, wings, tail, feet, and feathers,” he cannot imagine.
-Under the influence of a pre-conception, here is a man of education
-describing as “a perfect sea-fowl” what is now known to be a modified
-crustacean—a creature belonging to a remote part of the animal kingdom.
-
-A still more remarkable instance of perverted observation exists
-in an old book entitled _Metamorphosis Naturalis_, &c., published
-at Middleburgh in 1662. This work, in which is attempted for the
-first time a detailed account of insect-transformations, contains
-numerous illustrative plates, in which are represented the various
-stages of evolution—larva, pupa, and imago. Those who have any
-knowledge of Entomology will recollect that the chrysalises of all our
-common butterflies exhibit at the anterior end a number of pointed
-projections, producing an irregular outline. Have they ever observed
-in this outline a resemblance to a man’s face? For myself, I can say
-that though in early days I kept brood after brood of butterfly larvæ
-through all their changes, I never perceived any such likeness; nor
-can I see it now. Nevertheless, in the plates of this _Metamorphosis
-Naturalis_, each chrysalis has its projections so modified as to
-represent a burlesque human head—the respective species having
-different profiles given them. Whether the author was a believer
-in metempsychosis, and thought he saw in the chrysalis a disguised
-humanity; or whether, swayed by the false analogy which Butler makes
-so much of, between the change from chrysalis to butterfly and that
-from mortality to immortality, he considered the chrysalis as typical
-of man; does not appear. Here, however, is the fact, that influenced
-by some {164} pre-conception or other, he has made his drawings quite
-different from the actual forms. It is not that he simply thinks this
-resemblance exists—it is not that he merely says he can see it; but his
-preconception so possesses him as to swerve his pencil, and make him
-produce representations laughably unlike the realities.
-
-These, which are extreme cases of distorted perceptions, differ only
-in degree from the distorted perceptions of daily life; and so strong
-is the distorting influence that even the man of science cannot escape
-its effects. Every microscopist knows that if they have conflicting
-theories respecting its nature, two observers shall look through
-the same instrument at the same object, and give quite different
-descriptions of its appearance.
-
-From the dangers of hypothesis let us now turn to the dangers of no
-hypothesis. Little recognized as is the fact, it is nevertheless
-true that we cannot make the commonest observation correctly without
-beforehand having some notion of what we are to observe. You are asked
-to listen to a faint sound, and you find that without a pre-conception
-of the _kind_ of sound you are to hear, you cannot hear it. Provided
-that it is not strong, an unusual flavour in your food may pass quite
-unperceived, unless some one draws attention to it, when you taste it
-distinctly. After knowing him for years, you shall suddenly discover
-that your friend’s nose is slightly awry, and wonder that you never
-remarked it before. Still more striking becomes this inability when
-the facts to be observed are complex. Of a hundred people who listen
-to the dying vibrations of a church bell, almost all fail to perceive
-the harmonics, and assert the sound to be simple. Scarcely any one
-who has not practised drawing, sees, when in the street, that all
-the horizontal lines in the walls, windows, shutters, roofs, seem
-to converge to one point in the distance: a fact which, after a few
-lessons in perspective, becomes visible enough.
-
-Perhaps I cannot more clearly illustrate this necessity for {165}
-hypothesis as a condition to accurate perception, than by narrating a
-portion of my own experience relative to the colours of shadows.
-
-Indian ink was the pigment which, during boyhood, I invariably
-used for shading. Ask any one who has received no culture in art,
-or who has given no thought to it, of what colour a shadow is, and
-the unhesitating reply will be—black. This is uniformly the creed
-of the uninitiated; and in this creed I undoubtingly remained till
-about eighteen. Happening, at that age, to come much in contact with
-an amateur artist, I was told, to my great surprise, that shadows
-are not black but of a neutral tint. This, to me, novel doctrine, I
-strenuously resisted. I have a pretty distinct recollection of denying
-it point blank, and quoting all my experience in support of the denial.
-I remember, too, that the controversy lasted over a considerable
-period; and that it was only after my friend had repeatedly drawn my
-attention to instances in Nature, that I finally gave in. Though I must
-previously have seen myriads of shadows, yet in consequence of the fact
-that very generally the tint approaches to black, I had been unable,
-in the absence of hypothesis, to perceive that in many cases it is
-distinctly not black.
-
-I continued to hold this amended doctrine for some years. It is true
-that from time to time I observed that the tone of the neutral tint
-varied considerably in different shadows; but still the divergencies
-were not such as to shake my faith in the dogma. By-and-bye, however,
-in a popular work on Optics, I met with the statement that the colour
-of a shadow is always the complement of the colour of the light casting
-it. Not seeing the wherefore of this alleged law, which seemed moreover
-to conflict with my established belief, I was led to study the matter
-as a question of causation. _Why_ are shadows coloured? and what
-determines the colour? were the queries that suggested themselves. In
-seeking answers, it soon became manifest {166} that as a space in
-shadow is a space from which the _direct_ light alone is excluded, and
-into which the _indirect_ light (namely, that reflected by surrounding
-objects, by the clouds and by the sky) continues to fall, the colour
-of a shadow must partake of the colour of everything that can either
-radiate or reflect light into it. Hence, the colour of a shadow must
-be _the average colour of the diffused light;_ and must vary, as that
-varies, with the colours of all surrounding things. Thus was at once
-explained the inconstancy I had already noticed; and I presently
-recognized in Nature that which the theory implies—namely, that a
-shadow may have any colour whatever, according to circumstances. Under
-a clear sky, and with no trees, hedges, houses, or other objects at
-hand, shadows are of a pure blue. During a red sunset, mixture of the
-yellow light from the upper part of the western sky with the blue light
-from the eastern sky, produces green shadows. Go near to a gas-lamp on
-a moonlight night, and a pencil-case placed at right angles to a piece
-of paper will be found to cast a purple-blue shadow and a yellow-grey
-shadow, produced by the gas and the moon respectively. And there are
-conditions it would take too long here to describe, under which two
-parts of the same shadow are differently coloured. All which facts
-became obvious to me as soon as I knew that they must exist.
-
-Here, then, respecting certain simple phenomena that are hourly
-visible, are three successive convictions; each of them based on years
-of observation; each of them held with unhesitating confidence; and
-yet only one—as I now believe—true. But for the help of an hypothesis,
-I should probably have remained in the common belief that shadows are
-black. And but for the help of another hypothesis, I should probably
-have remained in the half-true belief that they are neutral tint.
-
-Is it not clear, therefore, that to observe correctly is by no means
-easy? On the one hand, a pre-conception, makes {167} us liable to
-see things not quite as they are, but as we think them. On the other
-hand, in the absence of a pre-conception, we are liable to pass over
-much that we ought to see. Yet we must have either a pre-conception
-or no pre-conception. Evidently, then, all our observations, save
-those guided by true theories already reached, are in danger of either
-distortion or incompleteness.
-
-It remains but to remark, that if our observations are imperfect in
-cases like the foregoing, where the things seen are persistent, and
-may be again and again looked at or continuously contemplated; how
-much more imperfect must they be where the things seen are complex
-processes, changes, or actions, each presenting successive phases,
-which, if not truly observed at the moments they severally occur,
-can never be truly observed at all! Here the chances of error become
-immensely multiplied. And when, in addition, there exists some moral
-excitement,—when, as in these Spirit-rapping and Table-turning
-experiments, the intellect is partially paralysed by fear or wonder
-correct observation becomes next to an impossibility.
-
-
-
-
-{168}
-
-WHAT IS ELECTRICITY?
-
-
-[_First published in_ The Reader _for November 19, 1864._]
-
-Probably few, if any, competent physicists have, of late years, used
-the term “electric fluid” in any other than a conventional sense.
-When distinguishing electricity into the two kinds, “positive” and
-“negative,” or “vitreous” and “resinous,” they have used the ideas
-suggested by these names merely as convenient symbols, and not as
-representatives of different entities. And, now that heat and light are
-proved to be modes of motion, it has become obvious that all the allied
-manifestations of force must be modes of motion.
-
-What is the particular mode of motion which constitutes electricity,
-thus becomes the question. That it is some kind of molecular vibration,
-different from the molecular vibrations which luminous bodies give off,
-is, I presume, taken for granted by all who bring to the consideration
-of the matter a knowledge of recent discoveries. Beyond those simple
-oscillations of molecules from which light and heat result, may we not
-suspect that there will, in some cases, arise compound oscillations?
-Let us consider whether the conditions under which electricity arises
-are not such as to generate compound oscillations; and whether the
-phenomena of electricity are not such as must result from compound
-oscillations.
-
-The universal antecedent to the production of electricity {169} is the
-immediate or mediate contact of heterogeneous substances—substances
-that are heterogeneous either in their molecular constitutions, or in
-their molecular states. If, then, electricity is some mode of molecular
-motion, and if, whenever it is produced, the contact of substances
-having unlike molecules or molecules in unlike states, is the
-antecedent, there seems thrust upon us the conclusion that electricity
-results from some mutual action of molecules whose motions are unlike.
-
-What must be that mutual action of molecules having unlike motions,
-which, as we see, is the universal antecedent of electrical
-disturbance? The answer to this question does not seem difficult to
-reach, if we take the simplest case—the case of contact-electricity.
-When two pieces of metal of the same kind, and at the same temperature,
-are applied to one another, there is no electrical excitation; but, if
-the metals applied to one another be of different kinds, there is a
-genesis of electricity. This, which has been regarded as an anomalous
-fact—a fact so anomalous that it has been much disputed because
-apparently at variance with every hypothesis—is a fact to which an
-interpretation is at once supplied by the hypothesis that electricity
-results from the mutual disturbances of unlike molecular motions.
-For if, on the one hand, we have homogeneous metals in contact,
-their respective molecules, oscillating synchronously, will give and
-take any forces which they impress on one another without producing
-oscillations of new orders. But if, on the other hand, the molecules
-of the one mass have periods of oscillation different from those of
-the other mass, their mutual impacts will not agree with the period
-of oscillation of either, but will generate a new rhythm, differing
-from, and much slower than, that of either. The production of what
-are called “beats” in acoustics, will best illustrate this. It is a
-familiar fact that two strings vibrating at different rates, from
-time to time concur in sending off aërial waves in the {170} same
-direction at the same instant: that then, their vibrations getting
-more and more out of correspondence, they send off their aërial waves
-in the same direction at exactly intermediate instants; and presently,
-coming once more into correspondence, they again generate coinciding
-waves. So that when their periods of vibration differ but little,
-and when consequently it takes an appreciable time to complete their
-alternations of agreement and disagreement, there results an audible
-alternation in the sound—a succession of pulses of louder and feebler
-sound. In other words, besides the primary, simple, and rapid series
-of waves, constituting the two sounds themselves, there is a series
-of slow compound waves, resulting from their repeated conflicts and
-concurrences. Now if, instead of the two strings communicating their
-vibrations to the air, each communicated its vibrations to the other,
-we should have just the same alternation of concurrent and conflicting
-pulses. And if each of the two strings was combined with an aggregate
-of others like itself, in such way that it communicated to its
-neighbours both its normal and its abnormal vibrations, it is clear
-that through each aggregate of strings there would be propagated one of
-these compound waves of oscillation, in addition to their simple rapid
-oscillations. This illustration will, I think, make it manifest that
-when a mass of molecules which have a certain period of vibration, is
-placed in contact with a mass of molecules which have another period
-of vibration, there must result an alternation of coincidences and
-antagonisms in the molecular motions, such as will make the molecules
-alternately increase and decrease one another’s motions. There will
-be instants at which they are moving in the same direction, and
-intervening instants at which they are moving in opposite directions;
-whence will arise periods of greatest and least deviations from their
-ordinary motions. And these greatest and least deviations, being
-communicated to neighbouring molecules, and passed on by them {171} to
-the next, will result in waves of perturbation propagated throughout
-each mass.
-
-Let us now ask what will be the mutual relations of these waves. Action
-and reaction being equal and opposite, it must happen that whatever
-effect a molecule of the mass A produces upon an adjacent molecule of
-the mass B, must be accompanied by an equivalent reverse effect upon
-itself. If a molecule of the mass A is at any instant moving in such
-way as to impress on a molecule of the mass B an additional momentum
-in any given direction, then the momentum of the molecule of A, in
-that direction, will be diminished to an equal amount. That is to say,
-to any wave of increased motion propagated through the molecules of
-B, there must be a reactive wave of decreased motion propagated in
-the opposite direction through the molecules of A. See, then, the two
-significant facts. Any _addition_ of motion, which at one of these
-alternate periods is given by the molecules of A to the molecules of
-B, must be propagated through the molecules of B in a direction _away
-from_ A; and simultaneously there must be a _subtraction_ from the
-motion of the molecules of A, which will be propagated through them
-in a direction _away from_ B. To every wave of _excess_ sent through
-the one mass, there will be a corresponding wave of _defect_ sent
-through the other; and these _positive_ and _negative_ waves will be
-exactly coincident in their times, and exactly equal in their amounts.
-Whence it follows that if these waves, proceeding from the surface of
-contact through the two masses in contrary directions, are brought into
-relation, they will neutralize each other. Action and reaction being
-equal and opposite, these _plus_ and _minus_ molecular motions will
-cancel if they are added together; and there will be a restoration of
-equilibrium.
-
-These positive and negative waves of perturbation will travel
-through the two masses of molecules with great facility. It is now
-an established truth that molecules {172} absorb, in the increase
-of their own vibrations, those rhythmical impulses or waves which
-have periodic times the same as their own; but that they cannot thus
-absorb successive impulses that have periodic times different from
-their own. Hence these differential undulations, being very long
-undulations in comparison with those of the molecules themselves, will
-readily pass through the masses of molecules, or be _conducted_ by
-them. Further observe that, if the two masses of molecules continue
-joined, these positive and negative differential waves travelling away
-from the surface of contact in opposite directions, and severally
-arriving at the outer surfaces of the two masses, will be reflected
-from these; and, travelling back again toward the surface of contact,
-will there meet and neutralize one another. Hence no current will be
-produced along a wire joining the outer surfaces of the masses; since
-neutralization will be more readily effected by this return of the
-waves through the masses themselves. But, though no external current
-arises, the masses will continue in what we call opposite electric
-states; as a delicate electrometer shows that they do. And further,
-if they are parted, the positive and negative waves which have the
-instant before been propagated through them respectively, remaining
-unneutralized, the masses will display their opposite electric states
-in a more conspicuous way. The residual positive and negative waves
-will then neutralize each other along any conductor that is placed
-between them, seeing that the _plus_ waves communicated from the one
-mass to the conductor, meeting with the _minus_ waves communicated from
-the other, and being mutually cancelled as they meet, the conductor
-will become a line of least resistance to the waves of each mass.
-
-Let us pass now to the allied phenomena of thermo-electricity. Suppose
-these two masses of metal to be heated at their surfaces of contact:
-the forms of the {173} masses being such that their surfaces of
-contact can be considerably heated without their remoter parts being
-much heated. What will happen? Prof. Tyndall has shown, in the cases
-of various gases and liquids, that, other things equal, when molecules
-have given to them more of the insensible motion which we call heat,
-there is no alteration in their periods of oscillation, but an
-increase in the amplitudes of their oscillations: the molecules make
-wider excursions in the same times. Assuming that it is the same in
-solids, it will follow that, when the two metals are heated at their
-surfaces of contact, the result will be the same as before in respect
-of the natures and intervals of the differential waves. There will be
-a change, however, in the strengths of these waves. For, if the two
-orders of molecules have severally given to them increased quantities
-of motion, the perturbations which they impress on each other will
-also be increased. These stronger positive and negative waves of
-differential motion will, as before, travel through either mass away
-from the surfaces of contact—that is, toward the cold extremities of
-the masses. From these cold extremities they will, as before, rebound
-toward the surfaces of contact; and, as before, will tend thus to
-equilibriate each other. But they will meet with resistance in thus
-travelling back. It is a well-ascertained fact that raising the
-temperatures of metals decreases their conducting powers. Hence, if
-the two cold ends of the masses be connected by some other mass whose
-molecules can take on with facility these differential undulations—that
-is, if the two ends be joined by a conductor, the positive and negative
-waves will meet and neutralize one another along this conductor,
-instead of being reflected back to the surfaces of contact. In other
-words, there will be established a current along the wire joining the
-two cold ends of the metallic masses.
-
-Carried a step further, this reasoning affords us an explanation of the
-thermo-electric pile. If a number of {174} these bars of different
-metals, as antimony and bismuth, are soldered together, end to end,
-in alternate order, AB, AB, AB, etc., then, so long as they remain
-cold, there is no manifestation of an electric current; or, if all the
-joints are equally heated, there is no manifestation of an electric
-current beyond that which would arise from any relative coolness of
-the two ends of the compound bar. But if alternate joints are heated,
-an electric current is produced in a wire joining the two ends of the
-compound bar—a current that is intense in proportion to the number of
-pairs. What is the cause of this? Clearly, so long as all the joints
-are of the same temperature, the differential waves propagated from
-each joint toward the two adjacent joints will be equal and opposite to
-those from the adjacent joints, and no disturbance will be shown. But
-if alternate joints are heated, the positive and negative differential
-waves propagated away from them will be stronger than those propagated
-from the other joints. Hence, if the joint of bar A with bar B be
-heated, the other end of the bar B, which is joined to A2, not being
-heated, will receive a stronger differential wave than it sends back.
-In addition to the wave which its molecules would otherwise induce in
-the molecules of A2, there is an effect which it conducts from A1;
-and this extra impulse propagated to the other end of B2 is added to
-the impulse which its heated molecules would otherwise give to the
-molecules of A3; and so on throughout the series. The waves being added
-together, become more violent, and the current through the wire joining
-the extremities of the series, more intense.
-
-This interpretation of the facts of thermo-electricity will probably
-be met by the objection that there are, in some cases, thermo-electric
-currents developed between masses of metal of the same kind, and even
-between different parts of the same mass. It may be urged that, if
-unlikeness between the rates of vibration of molecules in contact
-{175} is the cause of these electric disturbances; then, heat ought
-not to produce any electric disturbances when the molecules are of the
-same kind; since heat does not change the periodic times of molecular
-vibrations. This objection, which seems at first sight a serious one,
-introduces us to a confirmation. For where the masses of molecules
-are homogeneous in all other respects, difference of temperature
-does _not_ generate any thermo-electric current. The junction of hot
-with cold mercury sets up no electric excitement. In all cases where
-thermo-electricity is generated between metals of the same kind, there
-is evidence of heterogeneity in their molecular structures—either one
-has been hammered and the other not, or one is annealed and the other
-unannealed. And where the current is between different parts of the
-same mass, there are differences in the crystalline states of the
-parts, or differences between the ways in which the parts have cooled
-after being cast. That is to say, there is proof that the molecules in
-the two masses, or in different parts of the same mass, are in unlike
-relations to their neighbours—are in unlike states of tension. Now,
-however true it may be that molecules of the same kind vibrate at the
-same rate, whatever may be their temperature, it is obviously true so
-long only as their motions are not modified by restraining forces. If
-molecules of the same kind are in one mass arranged into that state
-which constitutes crystallization, while in another mass they are not
-thus bound together; or if in the one their molecular relations have
-been modified by hammering, and in the other not; the differences
-in the restraints under which they respectively vibrate will affect
-their rates of vibration. And if their rates of vibration are rendered
-unequal, then the alleged cause of electrical disturbance comes into
-existence.
-
-To sum up, may it not be said that by some such action alone can the
-phenomena of electricity be explained; {176} and that some such
-action must inevitably arise under the conditions? On the one hand
-electricity, being a mode of motion, implies the transformation of some
-preëxisting motion—implies, also, a transformation such that there are
-two new kinds of motion simultaneously generated, equal and opposite in
-their directions—implies, further, that these differ in being _plus_
-and _minus_, and being therefore capable of neutralizing each other.
-On the other hand, in the above cases, molecular motion is the only
-source of motion that can be assigned; and this molecular motion seems
-calculated, under the circumstances, to produce effects like those
-witnessed. Molecules vibrating at different rates cannot be brought in
-juxtaposition without affecting one another’s motions. They must affect
-one another’s motions by periodically adding to, or deducting from one
-another’s motions; and any excess of motion which those of the one
-order receive, must be accompanied by an equivalent defect of motion in
-those of the other order. When such molecules are units of aggregates
-placed in contact, they must pass on these perturbations to their
-neighbours. And so, from the surface of contact, there must be waves of
-excessive and defective molecular motion, equal in their amounts, and
-opposite in their directions—waves which must exactly compensate one
-another when brought into relation.
-
-I have here dealt only with electrical phenomena of the simplest
-kind. Hereafter I may possibly endeavour to show how this hypothesis
-furnishes interpretations of other forms of Electricity.
-
- * * * * *
-
-POSTSCRIPT (1873).—During the nine years which have elapsed since the
-foregoing essay was published, I have found myself no nearer to such
-allied interpretations of other forms of Electricity. Though, from time
-to time, I have recurred to the subject, in the hope of fulfilling the
-{177} expectation raised by the closing sentence, yet no clue has
-encouraged me to pursue the speculation. Only now, when republication
-of the essay in a permanent form once more brings the question before
-me, does there occur a thought which appears worth setting down.
-
-The union of two different ideas, not before placed side by side, has
-generated this thought. In the first number of the _Principles of
-Biology_, issued in January 1863, and dealing, among other “Data of
-Biology,” with organic matter and the effects of forces upon it, I
-ventured to speculate about the molecular actions concerned in organic
-changes, and, among others, those by which light enables plants to take
-the carbon from carbonic acid (§ 13). Pointing out that the ability
-of heat to decompose compound molecules, is generally proportionate
-to the difference between the atomic weights of their component
-elements, and assuming that components having widely-unlike atomic
-weights, have widely-unlike motions, and are therefore affected by
-widely-unlike undulations; the inference drawn was, that in proportion
-as the rhythms of its components differ, a compound molecule will
-be unstable in presence of strong etherial undulations acting upon
-one component more than on the other or others: their movements thus
-being rendered so incongruous that they can no longer hold together.
-It was argued, further, that a tolerably-stable compound molecule
-may, if exposed to strong etherial undulations especially disturbing
-one of its components, be decomposed when in presence of some unlike
-molecule having components whose times of oscillation differ less from
-those of this disturbed component. And a parallel was drawn between
-the de-oxidation of metals by carbon when exposed to the longer
-undulations in a furnace, and the de-carbonization of carbonic acid by
-hydrogen, &c., when exposed to the shorter undulations in a plant’s
-leaves. These ideas I recall chiefly for the purpose of presenting
-clearly the conception of a compound molecule as containing {178}
-diversely-moving components—components having independent and unlike
-oscillations, in addition to the oscillation of the whole molecule
-formed by them. The legitimacy of this conception may, I suppose, be
-assumed. The beautiful experiments by which Prof. Tyndall has proved
-that light decomposes the vapours of certain compounds, illustrates
-this ability which the elements of a compound molecule have, severally
-to take up etherial undulations corresponding to their own; and thus
-to have their individual movements so increased as to cause disruption
-of the compound molecule. This, at least, is the interpretation
-which Prof. Tyndall puts on the facts; and I presume that he puts a
-kindred interpretation upon the facts he has disclosed respecting the
-marvellous power possessed by complex-moleculed vapours to absorb
-heat—the interpretation, namely, that the thermal undulations are,
-in such vapours, taken up in augmenting the movements within each
-molecule, rather than in augmenting the movements of the molecules as
-wholes.
-
-But now, assuming this to be a true conception of compound molecules
-and the effects produced on them by etherial undulations, there
-presents itself the question—What will be the effects produced by
-compound molecules on one another? How will the elements of one
-compound molecule have their rhythmical motions affected by proximity
-to the elements of an unlike compound molecule? May we not suspect
-that effects will be produced on one another, not only by the unlike
-molecules as wholes, but also certain other, and partially-independent,
-effects by their components on one another; and that there will so
-be generated some specialized form of molecular motion? Throughout
-the speculation set forth in the foregoing essay, the supposition is
-that the molecules are those of juxtaposed metals—molecules which,
-whether absolutely simple or not, are relatively simple; and these
-are regarded as producing on one another’s movements perturbations
-of a relatively-simple kind, which admit of being transferred from
-molecule {179} to molecule throughout each mass. In trying to carry
-further this interpretation, it had not occurred to me until now,
-to consider the perturbations produced on one another by compound
-molecules: taking into consideration, not merely the capacity each
-has for affecting the other as a whole, but the capacity which the
-constituents of each individually have for affecting the individual
-constituents of the other. If an individual constituent of a compound
-molecule can, by the successive impacts of etherial undulations, have
-the amplitudes of its oscillations so increased as to detach it; we can
-scarcely doubt that an individual constituent of a compound molecule
-may affect an individual constituent of an unlike compound molecule
-near it: their respective oscillations perturbing one another apart
-from the perturbation produced on one another by the compound molecules
-as wholes. And it seems inferable that the secondary perturbation thus
-arising, will, like the primary perturbation, be such that the action
-and reaction, equal and opposite in their amounts, will produce equal
-and opposite deviations in the molecular movements. From this there
-appear to be several corollaries.
-
-If a compound molecule, having a slow rhythm as a whole in addition
-to the more rapid rhythms of its members, has the power of taking
-up much of that motion we call heat in the increase of its internal
-movements, and to a corresponding degree takes up less in the increase
-of its movements as a whole; then may we not infer that the like will
-hold when other kinds of forces are brought to bear on it? May we
-not anticipate that when a mass of compound molecules of one kind is
-made to act upon a mass of compound molecules of another kind (say by
-friction), the molecular effects mutually produced, partly in agitating
-the molecules as wholes, and partly in agitating their components
-relatively to one another, will become less of the first and more of
-the last, in proportion as the molecules progress in compositeness?
-
-A further implication suggests itself. While much of the {180} force
-mutually exercised will thus go to increase the motion within each
-of the compound molecules that immediately act on one another, it
-appears inferable that relatively little of this intestinal motion
-will be communicated to other molecules. The excesses of oscillation
-given to individual members of a large cluster, will not be readily
-passed on to homologous members of adjacent large clusters; since they
-must be relatively far apart. Whatever motion is transferred, must be
-transferred by waves of the intervening etherial medium; and the power
-of these must decrease rapidly as the distance increases. Obviously
-such difficulty of transfer must, for this reason, become great when
-the molecules become highly compounded.
-
-At the same time will it not follow that such augmentations of
-movement caused in individual members of a cluster, not being readily
-transmissible to homologous members of adjacent clusters, will
-accumulate? The more composite molecules become, the more possible
-will it be for individual components of them to be violently affected
-by individual components of different composite molecules near
-them—the more possible will it be for their mutual perturbations to
-progressively increase?
-
-And now let us consider how these inferences bear on the interpretation
-of Statical Electricity—the form of Electricity most unlike the form
-above dealt with.
-
-The substances which exhibit most conspicuously the phenomena of
-statical electricity are distinguished either by the chemical
-complexity of their molecules, or else by the compositeness of their
-molecules produced allotropically or isomerically, or else by both.
-The simple substances electrically excited by friction, as carbon and
-sulphur, are those having several allotropic states—those capable of
-forming multiple molecules. The conchoidal fracture of the diamond and
-of roll-sulphur, suggest some colloidal form of aggregation, regarded
-by Prof. Graham as a form in which the molecules are united into {181}
-relatively-large groups.[23] In such compound inorganic substances as
-glass, we have, besides the chemical complexity, this same conchoidal
-fracture which, along with other evidence, shows glass to be a colloid;
-and the colloidal form of molecule is to be similarly inferred as
-characterizing resin, amber, &c. That dry animal substances, such as
-silk and hair, are formed of extremely-large molecules, we have clear
-proof; since these, chemically complex in a high degree, also have
-their components united in high multiples. It needs but to name the
-fact that non-electric and conducting substances, such as the metals,
-acids, water, &c., have relatively-simple molecules, to make it clear
-that the capacity for developing statical electricity depends in some
-way upon the presence of molecules of highly composite kinds. And
-there is even still more conclusive proof than that yielded by the
-contrast between these groups—the proof furnished by the fact that
-the same substance may be a conductor or a non-conductor, according
-to its form of molecular aggregation. Thus selenium when crystalline
-is a conductor, but when in that allotropic state called amorphous,
-or non-crystalline, it is a good non-conductor. That is, accepting
-Prof. Graham’s interpretation of these states, when its molecules are
-arranged simply, it is a conductor, but when they are compounded into
-large groups it is a non-conductor, and, by implication, an electric.
-
-So far, then, the _à priori_ inference that a peculiar form of
-molecular perturbation will result when two unlike substances, one of
-which or each of which consists of {182} highly-compounded molecules,
-are made to act on one another, is justified _a posteriori_. And now,
-instead of asking generally what will happen, let us ask what may
-be inferred to happen in a special case. A piece of glass is rubbed
-by silk. The large colloidal molecules forming the surface of each,
-are made to disturb one another. This is an inference about which
-there will, I suppose, be no dispute; since it is that assumed in
-the now-established doctrine of the correlation of heat and motion.
-Besides the effect which, as wholes the molecules mutually produce,
-there is the effect produced on one another by certain of their
-components. Such of these as have times of oscillation which differ,
-but not very widely, generate mutual perturbations that are equal and
-opposite. Could these perturbations be readily propagated away from
-the surface of contact through either mass, the effect would quickly
-dissipate, as in the case of metals; but, for the reason given above,
-these perturbations cannot be transferred with ease to the homologous
-members of the compound molecules behind. Hence the mechanical force
-of the friction, transformed into the molecular movements of these
-superficial constituent molecules, exists in them as _intense_ mutual
-perturbations, which, unable to diffuse, are limited to the surfaces,
-and, indeed, to those parts of the surfaces that have acted on one
-another. In other words, the two surfaces become charged with two equal
-and opposite molecular perturbations—perturbations which, cancelling
-one another if the surfaces are kept in contact, cannot do this if
-the surfaces are parted; but can then cancel one another only if a
-conductor is interposed.
-
-Let me briefly point out some apparent agreements between the
-corollaries from this hypothesis, and the observed phenomena.
-
-We have, first, an interpretation of the fact, otherwise seeming so
-anomalous, that this form of electrical excitement is _superficial_.
-That there should be a mode of {183} activity limited to the surface
-of a substance, is difficult to understand in the absence of some
-conception of the kind suggested.
-
-We have an explanation of the truth, insisted on by Faraday, that
-there can be no charge of one kind of electricity obtained, without
-a corresponding charge of the opposite kind. For it is a necessary
-implication of the hypothesis above set forth, that no molecular
-perturbation of the nature described, can be produced, without there
-being simultaneously produced a counter-perturbation exactly equal to
-it.
-
-May we not also say that some insight is afforded into the phenomena
-of induction? In the cases thus far considered, the two surfaces
-electrified by the mutual perturbations of their molecules, are
-supposed to be in contact. Since, however, apparent contact is not
-actual contact, we must, even in this case, assume that the mutual
-perturbation is effected through an intervening stratum of ether. To
-interpret induction, then, we have first to conceive this stratum
-of ether to be greatly increased in thickness; and then to ask what
-will happen if the molecules of one surface, in this state of extreme
-internal perturbation, act on the molecules of a surface near it.
-Whether the stratum of ether is so thin as to be inappreciable to our
-senses, or whether it is wide enough to be conspicuous, it must still
-happen that if through it the mutual perturbations are conveyed in the
-one case, they will be conveyed in the other; and hence a surface which
-is already the seat of these molecular perturbations of one order, will
-induce perturbations of a counter order in the molecules of an adjacent
-surface.
-
-In additional justification of the hypothesis, I will only point out
-that voltaic electricity seems to admit of a kindred interpretation.
-For any molecular re-arrangement, such as occurs in a chemical
-decomposition and recombination, implies that the movements of
-the {184} molecules concerned are mutually perturbed; and their
-perturbations must conform to the general law already described: the
-molecules must derange one another’s motions in equal and opposite
-ways, and so must generate _plus_ and _minus_ derangements that cancel
-when brought into relation.
-
-Of course I suggest this view simply as one occurring to an outsider.
-Unquestionably it presents difficulties; as, for instance, that no
-manifest explanation is yielded by it of electric attractions and
-repulsions. And there are doubtless objections not obvious to me that
-will at once strike those to whom the facts are more familiar. The
-hypothesis must be regarded as speculative; and as set down on the
-chance that it may be worth consideration.
-
- * * * * *
-
-Since the foregoing postscript was put in type, I have received
-criticisms upon it, oral and written, from several leading electricians
-and physicists; and I have profited by them to amend parts of the
-exposition. While I have remained without endorsements of the
-hypothesis, the objections raised have not been such as to make clear
-its untenability.
-
-On one point an addition seems needful to exclude a misconstruction
-apt to arise. The description of the mutually-produced molecular
-perturbations, opposite in their kinds, as resulting in waves that are
-propagated away from the place of disturbance, and that cancel when
-brought into relation, is met by the criticism that waves, proceeding
-in opposite directions and meeting, do not mutually cancel, but,
-passing one another, proceed onwards. There are, however, two respects
-in which the parallelism does not hold, between the waves referred
-to and the waves I have described, which perhaps cannot rightly be
-called waves. The waves referred to, as those on the surface of a
-liquid, {185} are such that each consists of two opposite deviations
-from a mean state. Each shows excess and defect. A series of them is
-a series of _plus_ and _minus_ divergences; and if two such series
-meet one another, they do not cancel. But there is no analogy between
-this case and a case in which the whole effect propagated in one
-direction is a _plus_ motion, and the whole effect propagated in the
-opposite direction is a _minus_ motion—that is, _plus_ and _minus_
-changes in other motions. These, if equal in amount, will cancel when
-they meet. If one is a continual addition to motion in a certain
-direction, and the other a corresponding subtraction from motion in
-that direction, the two, when added together, must produce zero. From
-another point of view the absence of parallelism between the two
-cases may be equally well seen. Waves of the kinds instanced as not
-cancelling one another, are waves produced by some force foreign to
-the medium exhibiting them—an extrinsic force. Hence, proceeding from
-the place of initiation, they are necessarily, considered in their
-totalities, _positive_ in whatever directions they travel; and hence,
-too, when conducted round so as to meet, an exaggerated perturbation
-will result. But in the simplest of the cases here dealt with (that
-of contact-electricity) the perturbation is not of extrinsic origin,
-but of intrinsic origin. There is no external activity at the expense
-of which the quantity of motion in the disturbed matter is positively
-increased. The activity, being such only as is internally possessed,
-can generate no more motion than already exists; and therefore whatever
-gain of motion arises anywhere in the molecules must be at the cost of
-an equal loss elsewhere. Here perturbation cannot be a _plus_ motion
-in all directions from the place of initiation; but any _plus_ motion
-continually generated can result only from an equal and opposite
-_minus_ motion continually generated; and the mutual cancelling becomes
-a corollary from the mutual genesis.
-
-In the course of the discussions which I have had, the {186} following
-way of presenting the argument has occurred to me.
-
-1. Two homogeneous bodies are rubbed together and there results heat:
-the interpretation being that the molar motion is transformed into
-molecular motion. Here motion produces motion—the _form_ only being
-changed.
-
-2. Now of the two bodies one is replaced by a body unlike in nature to
-the other, and they are again rubbed. Again a certain amount of heat
-is produced: some of the molar motion is, as before, transformed into
-molecular motion. But, at the same time, another part of the molar
-motion is changed into—what? Surely not a fluid, a substance, a thing.
-It cannot be that what in the first case produces a change of _state_,
-in the second case produces an _entity_. And in the second case itself,
-it cannot be that while part of the original motion becomes changed
-into another species of motion, part of it becomes changed into a
-species of matter.
-
-3. Must we not say, then, that if, when the two bodies rubbed are
-homogeneous, sensible motion is transformed into insensible motion,
-when they are heterogeneous, sensible motion must still be transformed
-into insensible motion: such difference of nature as this insensible
-motion has, being consequent on the difference of nature between the
-two kinds of molecules acting on one another?
-
-4. If, when the two masses are homogeneous, those molecules which
-compose the two rubbed surfaces disturb one another, and increase one
-another’s oscillations; then, when the two masses are heterogeneous,
-those molecules forming the two rubbed surfaces must also disturb one
-another in some way—increase one another’s agitations.
-
-5. If, when the two sets of molecules are alike in kind, the mutual
-disturbance is such that they simply increase the amplitudes of one
-another’s oscillations, and do this because their times correspond;
-then, must it not be {187} that when they are unlike in kind, the
-mutual disturbance will involve a differential action consequent on the
-unlikeness of their motions? Must not the discord of the oscillations
-produce a result which cannot be produced when the oscillations are
-concordant—a compound form of molecular motion?
-
-6. If masses of relatively-simple molecules, placed in apposition
-and made to act on one another, cause such effects; then must we not
-say that effects of the same class, but of a different order, will
-be caused by the mutual actions, not of the molecules as wholes,
-but of their constituents? If the rubbed surfaces severally consist
-of highly-compounded molecules—each containing, it may be, several
-hundreds of minor molecules, united into a definitely-arranged cluster;
-then, while the molecules as wholes affect one another’s motions,
-must we not infer that the constituents of the one class will affect
-the constituents of the other class in their motions? While the
-molecules as wholes increase one another’s oscillations, or derange one
-another’s oscillations, or both, the components of them cannot be so
-stably arranged that members of the one group are wholly inoperative
-on members of the other group. And if they are operative, then there
-must be a compound form of molecular motion which arises when masses
-of highly-compounded molecules of unlike kinds, are made to act on one
-another.
-
-With this series of propositions and questions, I leave the suggestion
-to its fate; merely remarking that, setting out with the principles
-of molecular physics now accepted, it seems difficult to avoid the
-implication that some actions of the kinds described take place, and
-that there result from them some classes of phenomena—phenomena which,
-if not those we call electrical, remain to be identified.
-
-
-ENDNOTE TO _WHAT IS ELECTRICITY?_.
-
-[23] Though conchoidal fracture may not be conclusive proof of
-colloidality, yet colloidal substances hard enough for fracture always
-display it. Respecting roll-sulphur I may say that though in a few
-days after it is made, it changes from its original state to a state
-in which it consists of minute crystals of another kind irregularly
-massed, yet there is reason for suspecting that these have a matrix
-of amorphous sulphur. I learn from Dr. Frankland that, when sublimed,
-sulphur aggregates partly into minute crystals and partly into an
-amorphous powder distinguished by insolubility.
-
-
-
-
-{188}
-
-MILL _versus_ HAMILTON—THE TEST OF TRUTH.
-
-
-[_First published in_ The Fortnightly Review _for July 1865._]
-
-British speculation, to which, the chief initial ideas and established
-truths of Modern Philosophy are due, is no longer dormant. By his
-_System of Logic_, Mr. Mill probably did more than any other writer to
-re-awaken it. And to the great service he thus rendered some twenty
-years ago, he now adds by his _Examination of Sir William Hamilton’s
-Philosophy_—a work which, taking the views of Sir William Hamilton
-as texts, reconsiders sundry ultimate questions that still remain
-unsettled.
-
-Among these questions is one of much importance which has already
-been the subject of controversy between Mr. Mill and others; and this
-question I propose to discuss afresh. Before doing so, however, it will
-be desirable to glance at two cardinal doctrines of the Hamiltonian
-philosophy from which Mr. Mill shows reasons for dissenting—desirable,
-because comment on them will elucidate what is to follow.
-
-In his fifth chapter, Mr. Mill points out that “what is rejected as
-knowledge by Sir William Hamilton,” is “brought back by him under the
-name of belief.” The quotations justify this description of Sir W.
-Hamilton’s position, and warrant the assertion that the relativity
-of {189} knowledge was held by him but nominally. His inconsistency
-may, I think, be traced to the use of the word “belief” in two quite
-different senses. We commonly say we “believe” a thing for which
-we can assign preponderating evidence, or concerning which we have
-received some indefinable impression. We _believe_ that the next
-House of Commons will not abolish Church-rates; or we _believe_ that
-a person on whose face we look is good-natured. That is, when we can
-give confessedly-inadequate proofs or no proofs at all for the things
-we think, we call them “beliefs.” And it is the peculiarity of these
-beliefs, as contrasted with cognitions, that their connexions with
-antecedent states of consciousness may be easily severed, instead of
-being difficult to sever. But, unhappily, the word “belief” is also
-applied to each of those temporarily or permanently indissoluble
-connexions in consciousness, for the acceptance of which the only
-warrant is that it cannot be got rid of. Saying that I feel a pain,
-or hear a sound, or see one line to be longer than another, is saying
-that there has occurred in me a certain change of state; and it is
-impossible for me to give a stronger evidence of this fact than that
-it is present to my mind. Every argument, too, is resolvable into
-successive affections of consciousness which have no warrants beyond
-themselves. When asked why I assert some mediately known truth, as
-that the three angles of a triangle are equal to two right angles, I
-find that the proof may be decomposed into steps, each of which is an
-immediate consciousness that certain two quantities or two relations
-are equal or unequal—a consciousness for which no further evidence is
-assignable than that it exists in me. Nor, on finally getting down to
-some axiom underlying the whole fabric of demonstration, can I say
-more than that it is a truth of which I am immediately conscious.
-But now observe the confusion that has arisen. The immense majority
-of truths which we accept as beyond doubt, and from which our notion
-of unquestionable truth is abstracted, {190} have this other trait
-in common—they are severally established by affiliation on deeper
-truths. These two characters have become so associated, that one
-seems to imply the other. For each truth of geometry we are able
-to assign some wider truth in which it is involved; for that wider
-truth we are able, if required, to assign some still wider; and so
-on. This being the general nature of the demonstration by which exact
-knowledge is established, there has arisen the illusion that knowledge
-so established is knowledge of higher validity than that immediate
-knowledge which has nothing deeper to rest on. The habit of asking for
-proof, and having proof given, in all these multitudinous cases, has
-produced the implication that proof may be asked for those ultimate
-dicta of consciousness into which all proof is resolvable. And then,
-because no proof of these can be given, there arises the vague feeling
-that they are akin to other things of which no proof can be given—that
-they are uncertain—that they have unsatisfactory bases. This feeling
-is strengthened by the accompanying misuse of words. “Belief” having,
-as above pointed out, become the name of an impression for which we
-can give only a confessedly-inadequate reason, or no reason at all; it
-happens that when pushed hard respecting the warrant for any ultimate
-dictum of consciousness, we say, in the absence of all assignable
-reason, that we _believe_ it. Thus the two opposite poles of knowledge
-go under the same name; and by the reverse connotations of this name,
-as used for the most coherent and least coherent relations of thought,
-profound misconceptions have been generated. Here, it seems to me, is
-the source of Sir William Hamilton’s error. Classing as “beliefs” those
-direct, undecomposable dicta of consciousness which transcend proof,
-he asserts that these are of higher authority than knowledge (meaning
-by knowledge that for which reasons can be given); and in asserting
-this he is fully justified. But when he claims equal authority for
-those affections of consciousness which {191} go under the same name
-of “beliefs,” but differ in being extremely-indirect affections of
-consciousness, or not definite affections of consciousness at all, the
-claim cannot be admitted. By his own showing, no positive cognition
-answering to the word “infinite” exists; while, contrariwise, those
-cognitions which he rightly holds to be above question, are not only
-positive, but have the peculiarity that they cannot be suppressed. How,
-then, can the two be grouped together as of like degrees of validity?
-
-Nearly allied in nature to this, is another Hamiltonian doctrine, which
-Mr. Mill effectively combats. I refer to the corollary respecting
-noumenal existence which Sir William Hamilton draws from the law of
-the Excluded Middle, or, as it might be more intelligibly called, the
-law of the Alternative Necessity. A thing must either exist or not
-exist—must have a certain attribute or not have it: there is no third
-possibility. This is a postulate of all thought; and in so far as it is
-alleged of phenomenal existence, no one calls it in question. But Sir
-William Hamilton, applying the formula beyond the limits of thought,
-draws from it certain conclusions respecting things as they are, apart
-from our consciousness. He says, for example, that though we cannot
-conceive Space as infinite or as finite, yet, “on the principle of the
-Excluded Middle, one or other must be admitted.” This inference Mr.
-Mill shows good reason for rejecting. His argument may be supplemented
-by another, which at once suggests itself if from the words of Sir
-William Hamilton’s propositions we pass to the thoughts for which
-they are supposed to stand. When remembering a certain thing as in
-a certain place, the place and the thing are mentally represented
-together; while to think of the non-existence of the thing in that
-place, implies a consciousness in which the place is represented but
-not the thing. Similarly, if, instead of thinking of an object as
-colourless, we think of it as having colour, the change consists in the
-addition to the {192} concept of an element that was before absent
-from it—the object cannot be thought of first as red and then as not
-red, without one component of the thought being expelled from the
-mind by another. The doctrine of the Excluded Middle, then, is simply
-a generalization of the universal experience that some mental states
-are directly destructive of other states. It formulates a certain
-absolutely-constant law, that no positive mode of consciousness can
-occur without excluding a correlative negative mode; and that the
-negative mode cannot occur without excluding the correlative positive
-mode: the antithesis of positive and negative, being, indeed, merely an
-expression of this experience. Hence it follows that if consciousness
-is not in one of the two modes, it must be in the other. But now,
-under what conditions only can this law of consciousness hold? It can
-hold only so long as there are positive states of consciousness which
-can exclude the negative states, and which the negative states can in
-their turn exclude. If we are not concerned with positive states of
-consciousness at all, no such mutual exclusion takes place, and the
-law of the Alternative Necessity does not apply. Here, then, is the
-flaw in Sir William Hamilton’s proposition. That Space must be infinite
-or finite, are alternatives of which we are not obliged to regard one
-as necessary; seeing that we have no state of consciousness answering
-to either of these words as applied to the totality of Space, and
-therefore no exclusion of two antagonist states of consciousness by one
-another. Both alternatives being unthinkable, the proposition should be
-put thus: Space is either        or is        ; neither of which can
-be conceived, but one of which must be true. In this, as in some other
-cases, Sir William Hamilton continues to work out the forms of thought
-when they no longer contain any substance; and, of course, reaches
-nothing more than verbal conclusions.
-
-Ending here these comments on doctrines of Sir William {193} Hamilton,
-which Mr. Mill rejects on grounds that will be generally recognized
-as valid, let me now pass to a doctrine, partly held by Sir William
-Hamilton, and held by others in ways variously qualified and variously
-extended—a doctrine which, I think, may be successfully defended
-against Mr. Mill’s attack.
-
- * * * * *
-
-In the fourth and fifth editions of his _Logic_, Mr. Mill treats, at
-considerable length, the question—Is inconceivability an evidence
-of untruth?—replying to criticisms previously made on his reasons
-for asserting that it is not. The chief answers which he there
-makes to these criticisms, turn upon the interpretation of the word
-_inconceivable_. This word he considers is used as the equivalent of
-the word _unbelievable_; and, translating it thus, readily disposes of
-sundry arguments brought against him. Whether any others who have used
-these words in philosophical discussion, have made them synonymous, I
-do not know; but that they are so used in those reasonings of my own
-which Mr. Mill combats, I was not conscious, and was surprised to find
-alleged. It is now manifest that I had not adequately guarded myself
-against the misconstruction which is liable to arise from the double
-meaning of the word _belief_—a word which, we have seen, is used for
-the most coherent and the least coherent connexions in consciousness,
-because they have the common character that no reason is assignable for
-them. Throughout the argument to which Mr. Mill replies, the word is
-used by me only in the first of these senses. The “invariably existent
-beliefs,” the “indestructible beliefs,” are the indissoluble connexions
-in consciousness—never the dissoluble ones. But _unbelievable_ implies
-the dissoluble ones. By association with the other and more general
-meaning of the word _belief_, the word _unbelievable_ suggests cases
-in which the proposition admits of being represented in thought,
-though it may be with difficulty; and in which, consequently, the
-counter-proposition admits of being {194} decomposed. To be quite
-sure of our ground, let us define and illustrate the meanings of
-_inconceivable_ and _unbelievable._ An inconceivable proposition
-is one of which the terms cannot, by any effort, be brought before
-consciousness in that relation which the proposition asserts between
-them—a proposition of which the subject and the predicate offer
-an insurmountable resistance to union in thought. An unbelievable
-proposition is one which admits of being framed in thought, but is
-so much at variance with experience that its terms cannot be put in
-the alleged relation without effort. Thus, it is unbelievable that
-a cannon-ball fired from England should reach America; but it is
-not inconceivable. Conversely, it is inconceivable that one side of
-a triangle is equal to the sum of the other two sides—not simply
-unbelievable. The two sides cannot be represented in consciousness
-as becoming equal in their joint length to the third side, without
-the representation of a triangle being destroyed; and the concept of
-a triangle cannot be framed without a simultaneous destruction of
-a concept in which these magnitudes are represented as equal. That
-is to say, the subject and predicate cannot be united in the same
-intuition—the proposition is unthinkable. It is in this sense only that
-I have used the word inconceivable; and only when rigorously restricted
-to this sense do I regard the test of inconceivableness as having any
-value.
-
-I had concluded that when this explanation was made, Mr. Mill’s reasons
-for dissent would be removed. Passages in his recently-published
-volume, however, show that, even restricting the use of the word
-inconceivable to the meaning here specified, he still denies that
-a proposition is proved to be true by the inconceivableness of its
-negation. To meet, within any moderate compass, all the issues which
-have grown out of the controversy, is difficult. Before passing to the
-essential question, however, I will endeavour to clear the ground of
-certain minor questions.
-
-Describing Sir William Hamilton’s doctrine respecting {195} the
-ultimate facts of consciousness, or those which are above proof, Mr.
-Mill writes:
-
-“The only condition he requires is that we be not able to ‘reduce it
-[a fact of this class] to a generalization from experience.’ This
-condition is realized by its possessing the ‘character of necessity.’
-‘It must be impossible not to think it. In fact, by its necessity
-alone can we recognize it as an original datum of intelligence, and
-distinguish it from any mere result of generalization and custom.’ In
-this Sir William Hamilton is at one with the whole of his own section
-of the philosophical world; with Reid, with Stewart, with Cousin, with
-Whewell, we may add, with Kant, and even with Mr. Herbert Spencer. The
-test by which they all decide a belief to be a part of our primitive
-consciousness—an original intuition of the mind—is the necessity of
-thinking it. Their proof that we must always, from the beginning, have
-had the belief, is the impossibility of getting rid of it now. This
-argument, applied to any of the disputed questions of philosophy,
-is doubly illegitimate: neither the major nor the minor premise is
-admissible. For in the first place, the very fact that the question
-is disputed, disproves the alleged impossibility. Those against whom
-it is needful to defend the belief which is affirmed to be necessary,
-are unmistakable examples that it is not necessary . . . . These
-philosophers, therefore, and among them Sir William Hamilton, mistake
-altogether the true conditions of psychological investigation, when,
-instead of proving a belief to be an original fact of consciousness by
-showing that it could not have been acquired, they conclude that it
-was not acquired, for the reason, often false, and never sufficiently
-substantiated, that our consciousness cannot get rid of it now.”
-
-This representation, in so far as it concerns my own views, has
-somewhat puzzled me. Considering that I have avowed a general agreement
-with Mr. Mill in the doctrine that all knowledge is from experience,
-and have defended {196} the test of inconceivableness on the very
-ground that it expresses “the net result of our experiences up to
-the present time” (_Principles of Psychology_, § 430)—considering
-that, so far from asserting the distinction quoted from Sir William
-Hamilton, I have aimed to abolish such distinction—considering that I
-have endeavoured to show how all our conceptions, even down to those
-of Space and Time, are “acquired”—considering that I have sought
-to interpret forms of thought (and by implication all intuitions)
-as products of organized and inherited experiences (_Principles of
-Psychology_, § 208); I am taken aback at finding myself classed as
-in the above paragraph. Leaving the personal question, however, let
-me pass to the assertion that the difference of opinion respecting
-the test of necessity itself disproves the validity of the test. Two
-issues are here involved. First, if a particular proposition is by
-some accepted as a necessary belief, but by one or more denied to be
-a necessary belief, is the validity of the test of necessity thereby
-disproved in respect of that particular proposition? Second, if the
-validity of the test is disproved in respect of that particular
-proposition, does it therefore follow that the test cannot be depended
-on in other cases?—does it follow that there are no beliefs universally
-accepted as necessary, and in respect of which the test of necessity is
-valid? Each of these questions may, I think, be rightly answered in the
-negative.
-
-In alleging that if a belief is said by some to be necessary, but by
-others to be not necessary, the test of necessity is thereby shown
-to be no test, Mr. Mill tacitly assumes that all men have powers of
-introspection enabling them in all cases to say what consciousness
-testifies; whereas a great proportion of men are incapable of correctly
-interpreting consciousness in any but its simplest modes, and even
-the remainder are liable to mistake for dicta of consciousness what
-prove on closer examination not to be its dicta. Take the case of an
-arithmetical blunder. {197} A boy adds up a column of figures, and
-brings out a wrong total. Again he does it and again errs. His master
-asks him to go through the process aloud, and then hears him say “35
-and 9 are 46”—an error which he had repeated on each occasion. Now
-without discussing the mental act through which we know that 35 and 9
-are 44, and through which we recognize the necessity of this relation,
-it is clear that the boy’s misinterpretation of consciousness, leading
-him tacitly to deny this necessity by asserting that “35 and 9 are
-46,” cannot be held to prove that the relation is not necessary. This,
-and kindred misjudgments daily made by accountants, merely show that
-there is a liability to overlook what are necessary connexions in our
-thoughts, and to assume as necessary others which are not. In these and
-hosts of cases, men do not distinctly translate into their equivalent
-states of consciousness the words they use. This negligence is with
-many so habitual, that they are unaware that they have not clearly
-represented to themselves the propositions they assert; and are then
-apt, quite sincerely though erroneously, to assert that they can think
-things which it is really impossible to think.
-
-But supposing it to be true that whenever a particular belief is
-alleged to be necessary, the existence of some who profess themselves
-able to believe otherwise, proves that this belief is not necessary;
-must it be therefore admitted that the test of necessity is invalid?
-I think not. Men may mistake for necessary, certain beliefs which are
-not necessary; and yet it may remain true that there _are_ necessary
-beliefs, and that the necessity of such beliefs is our warrant for
-them. Were conclusions thus tested proved to be wrong in a hundred
-cases, it would not follow that the test is an invalid one; any more
-than it would follow from a hundred errors in the use of a logical
-formula, that the logical formula is invalid. If from the premise that
-all horned animals ruminate, it were inferred that the rhinoceros,
-being a horned animal, ruminates; the error would {198} furnish no
-argument against the worth of syllogisms in general—whatever their
-worth may be. Daily there are thousands of erroneous deductions which,
-by those who draw them, are supposed to be warranted by the data
-from which they draw them; but no multiplication of such erroneous
-deductions is regarded as proving that there are no deductions truly
-drawn, and that the drawing of deductions is illegitimate. In these
-cases, as in the case to which they are here paralleled, the only thing
-shown is the need for verification of data and criticism of the acts of
-consciousness.
-
-“This argument,” says Mr. Mill, referring to the argument of necessity,
-“applied to any of the disputed questions of philosophy, is doubly
-illegitimate; . . . the very fact that the question is disputed,
-disproves the alleged impossibility.” Besides the foregoing replies
-to this, there is another. Granting that there have been appeals
-illegitimately made to this test—granting that there are many questions
-too complex to be settled by it, which men have nevertheless proposed
-to settle by it, and have consequently got into controversy; it may
-yet be truly asserted that in respect of all, or almost all, questions
-legitimately brought to judgment by this test, there is _no_ dispute
-about the answer. From the earliest times on record down to our own,
-men have not changed their beliefs concerning the truths of number. The
-axiom that if equals be added to unequals the sums are unequal, was
-held by the Greeks no less than by ourselves, as a direct verdict of
-consciousness, from which there is no escape and no appeal. Each of the
-propositions of Euclid appears to us absolutely beyond doubt as it did
-to them. Each step in each demonstration we accept, as they accepted
-it, because we immediately see that the alleged relation is as alleged,
-and that it is impossible to conceive it otherwise.
-
-[Illustration]
-
-But how are legitimate appeals to the test to be distinguished? The
-answer is not difficult to find. Mr. Mill {199} cites the belief
-in the antipodes as having been rejected by the Greeks because
-inconceivable, but as being held by ourselves to be both conceivable
-and true. He has before given this instance, and I have before objected
-to it (_Principles of Psychology_, § 428), for the reason that the
-states of consciousness involved in the judgment are too complex to
-admit of any trustworthy verdict being given. An illustration will
-show the difference between a legitimate appeal to the test and an
-illegitimate appeal to it. A and B are two lines. How is it decided
-that they are equal or not equal? No way is open but that of comparing
-the two impressions they make on consciousness. I know them to be
-unequal by an immediate act, if the difference is great, or if, though
-only moderately different, they are close together; and supposing the
-difference is but slight, I decide the question by putting the lines
-in apposition when they are movable, or by carrying a movable line
-from one to the other if they are fixed. But in any case, I obtain
-in consciousness the testimony that the impression produced by the
-one line differs from that produced by the other. Of this difference
-I can give no further evidence than that I am conscious of it, and
-find it impossible, while contemplating the lines, to get rid of
-the consciousness. The proposition that the lines are unequal is a
-proposition of which the negation is inconceivable. But now suppose it
-is asked whether B and C are equal; or whether C and D are equal. No
-positive answer is possible. Instead of its being {200} inconceivable
-that B is longer than C, or equal to it, or shorter, it is conceivable
-that it is any one of the three. Here an appeal to the direct verdict
-of consciousness is illegitimate, because on transferring the
-attention from B to C, or C to D, the changes in the other elements
-of the impressions so entangle the elements to be compared, as to
-prevent them from being put in apposition. If the question of relative
-length is to be determined, it must be by rectification of the bent
-line; and this is done through a series of steps, each one of which
-involves an immediate judgment akin to that by which A and B are
-compared. Now as here, so in other cases, it is only simple percepts
-or concepts respecting the relations of which immediate consciousness
-can satisfactorily testify; and as here, so in other cases, it is by
-resolution into such simple percepts and concepts, that true judgments
-respecting complex percepts and concepts are reached. That things which
-are equal to the same thing are equal to one another, is a fact which
-can be known by direct comparison of actual or ideal relations, and can
-be known in no other way: the proposition is one of which the negation
-is inconceivable, and is rightly asserted on that warrant. But that
-the square of the hypothenuse of a right-angled triangle equals the
-sum of the squares of the other two sides, cannot be known immediately
-by comparison of two states of consciousness. Here the truth can be
-reached only mediately, through a series of simple judgments respecting
-the likenesses or unlikenesses of certain relations: each of which
-judgments is essentially of the same kind as that by which the above
-axiom is known, and has the same warrant. Thus it becomes apparent
-that the fallacious result of the test of necessity which Mr. Mill
-instances, is due to a misapplication of the test.
-
-These preliminary explanations have served to make clear the question
-at issue. Let us now pass to the essence of it.
-
- * * * * *
-
-Metaphysical reasoning is usually vitiated by some covert {201}
-_petitio principii_. Either the thing to be proved or the thing to be
-disproved, is tacitly assumed to be true in the course of the proof
-or disproof. It is thus with the argument of Idealism. Though the
-conclusion reached is that Mind and Ideas are the only existences; yet
-the steps by which this conclusion is reached, take for granted that
-external objects have just the kind of independent existence which is
-eventually denied. If that extension which the Idealist contends is
-merely an affection of consciousness, has nothing out of consciousness
-answering to it; then, in each of his propositions concerning
-extension, the word should always mean an affection of consciousness
-and nothing more. But if wherever he speaks of distances and dimensions
-we write ideas of distances and dimensions, his propositions are
-reduced to nonsense. So, too, is it with Scepticism. The resolution
-of all knowledge into “impressions” and “ideas,” is effected by an
-analysis which assumes at every step an objective reality producing
-the impressions and the subjective reality receiving them. The
-reasoning becomes impossible if the existence of object and subject
-be not admitted at the outset. Agree with the Sceptic’s doubt, and
-then propose to revise his argument so that it may harmonize with his
-doubt. Of the two alternatives between which he halts, assume, first,
-the reality of object and subject. His argument is practicable; whether
-valid or not. Now assume that object and subject do not exist. He
-cannot stir a step toward his conclusion—nay, he cannot even state his
-conclusion; for the word “impression” cannot be translated into thought
-without assuming a thing impressing and a thing impressed.
-
-Though Empiricism, as at present understood, is not thus suicidal, it
-is open to an analogous criticism on its method, similarly telling
-against the validity of its inference. It proposes to account for our
-so-called necessary beliefs, as well as all our other beliefs; and to
-do this without postulating any one belief as necessary. Bringing {202}
-forward abundant evidence that the connexions among our states of
-consciousness are determined by our experiences—that two experiences
-frequently recurring together in consciousness, become so coherent
-that one strongly suggests the other, and that when their joint
-recurrence is perpetual and invariable, the connexion between them
-becomes indissoluble; it argues that the indissolubility, so produced,
-is all that we mean by necessity. And then it seeks to explain each
-of our so-called necessary beliefs as thus originated. Now could pure
-Empiricism reach this analysis and its subsequent synthesis without
-taking any thing for granted, its arguments would be unobjectionable.
-But it cannot do this. Examine its phraseology, and there arises the
-question, Experiences of _what_? Translate the word into thought,
-and it clearly involves something more than states of mind and the
-connexions among them. For if it does not, then the hypothesis is that
-states of mind are generated by the experiences of states of mind;
-and if the inquiry be pursued, this ends with initial states of mind
-which are not accounted for—the hypothesis fails. Evidently, there is
-tacitly assumed something beyond the mind by which the “experiences”
-are produced—something in which exist the objective relations to
-which the subjective relations correspond—an external world. Refuse
-thus to explain the word “experiences,” and the hypothesis becomes
-meaningless. But now, having thus postulated an external reality as
-the indispensable foundation of its reasonings, pure Empiricism can
-subsequently neither prove nor disprove its postulate. An attempt to
-disprove it, or to give it any other meaning than that originally
-involved, is suicidal; and an attempt to establish it by inference is
-reasoning in a circle. What then are we to say of this proposition
-on which Empiricism rests? Is it a necessary belief, or is it not?
-If necessary, the hypothesis in its pure form is abandoned. If not
-necessary—if not posited {203} _à priori_ as absolutely certain—then
-the hypothesis rests on an uncertainty; and the whole fabric of its
-argument is unstable. More than this is true. Besides the insecurity
-implied by building on a foundation that is confessedly not beyond
-question, there is the much greater insecurity implied by raising
-proposition upon proposition of which each is confessedly not beyond
-question. For to say that there are no necessary truths, is to say
-that each successive inference is not necessarily involved in its
-premises—is an empirical judgment—a judgment not certainly true. Hence,
-applying rigorously its own doctrine, we find that pure Empiricism,
-starting from an uncertainty and progressing through a series of
-uncertainties, cannot claim much certainty for its conclusions.
-
-Doubtless, it may be replied that any theory of human knowledge
-must set out with assumptions—either permanent or provisional; and
-that the validity of these assumptions is to be determined by the
-results reached through them. But that such assumptions may be made
-legitimately, two things are required. In the first place they must
-not be multiplied step after step as occasion requires; otherwise
-the conclusion reached might as well be assumed at once. And in the
-second place, the fact that they _are_ assumptions must not be lost
-sight of: the conclusions drawn must not be put forward as though they
-have a certainty which the premises have not. Now pure Empiricism, in
-common with other theories of knowledge, is open to the criticism, that
-it neglects thus avowedly to recognize the nature of those primary
-assumptions which it lays down as provisionally valid, if it denies
-that they can be necessarily valid. And it is open to the further
-criticism, that it goes on at every step in its argument making
-assumptions which it neglects to specify as provisional; since they,
-too, cannot be known as necessary. Until it has assigned some warrant
-for its original datum and for each of its subsequent inferences, or
-else has {204} acknowledged them all to be but hypothetical, it may be
-stopped either at the outset or at any stage in its argument. Against
-every “because” and every “therefore,” an opponent may enter a caveat,
-until he is told why it is asserted: contending, as he may, that if
-this inference is not necessary he is not bound to accept it; and that
-if it is necessary it must be openly declared to be necessary, and some
-test must be assigned by which it is distinguished from propositions
-that are not necessary.
-
-These considerations will, I think, make it obvious that the first step
-in a metaphysical argument, rightly carried on, must be an examination
-of propositions for the purpose of ascertaining what character is
-common to those which we call unquestionably true, and is implied by
-asserting their unquestionable truth. Further, to carry on this inquiry
-legitimately, we must restrict our analysis rigorously to states of
-consciousness considered in their relations to one another: wholly
-ignoring any thing beyond consciousness to which these states and their
-relations may be supposed to refer. For if, before we have ascertained
-by comparing propositions what is the trait that leads us to class some
-of them as certainly true, we avowedly or tacitly take for granted
-the existence of something beyond consciousness; then, a particular
-proposition is assumed to be certainly true before we have ascertained
-what is the distinctive character of the propositions which we call
-certainly true, and the analysis is vitiated. If we cannot transcend
-consciousness—if, therefore, what we know as truth must be some mental
-state, or some combination of mental states; it must be possible for
-us to say in what way we distinguish this state or these states. The
-definition of truth must be expressible in terms of consciousness;
-and, indeed, cannot otherwise be expressed if consciousness cannot be
-transcended. Clearly, then, the metaphysician’s first step must be to
-shut out from his investigation every thing but what is subjective;
-not taking for granted the {205} existence of any thing objective
-corresponding to his ideas, until he has ascertained what property of
-his ideas it is which he predicates by calling them true. Let us note
-the result if he does this.
-
- * * * * *
-
-The words of a proposition are the signs of certain states of
-consciousness; and the thing alleged by a proposition is the connexion
-or disconnexion of the states of consciousness signified. When thinking
-is carried on with precision—when the mental states which we call
-words, are translated into the mental states they symbolize (which
-they very frequently are not)—thinking a proposition consists in the
-occurrence together in consciousness of the subject and predicate. “The
-bird was brown,” is a proposition which implies the union in thought
-of a particular attribute with a group of other attributes. When the
-inquirer compares various propositions thus rendered into states of
-consciousness, he finds that they differ very greatly in respect of
-the facility with which the states of consciousness are connected and
-disconnected. The mental state known as _brown_ may be united with
-those mental states which make up the figure known as _bird_, without
-appreciable effort, or may be separated from them without appreciable
-effort: the bird may easily be thought of as black, or green, or
-yellow. Contrariwise, such an assertion as “The ice was hot,” is one
-to which he finds much difficulty in making his mind respond. The
-elements of the proposition cannot be put together in thought without
-great resistance. Between those other states of consciousness which
-the word _ice_ connotes, and the state of consciousness named _cold_,
-there is an extremely strong cohesion—a cohesion measured by the
-resistance to be overcome in thinking of the ice as _hot_. Further, he
-finds that in many cases the states of consciousness grouped together
-cannot be separated at all. The idea of pressure cannot be disconnected
-from the idea of something occupying space. Motion cannot be thought
-{206} of without an object that moves being at the same time thought
-of. And then, besides these connexions in consciousness which remain
-absolute under all circumstances, there are others which remain
-absolute under special circumstances. Between the elements of those
-more vivid states of consciousness which the inquirer distinguishes
-as perceptions, he finds that there is a temporarily-indissoluble
-cohesion. Though when there arises in him that comparatively faint
-state of consciousness which he calls the idea of a book, he can easily
-think of the book as red, or brown, or green; yet when he has that much
-stronger consciousness which he calls seeing a book, he finds that so
-long as there continue certain accompanying states of consciousness
-which he calls the conditions to perception, those several states of
-consciousness which make up the perception cannot be disunited—he
-cannot think of the book as red, or green, or brown; but finds that,
-along with a certain figure, there absolutely coheres a certain colour.
-
-Still shutting himself up within these limits, let us suppose the
-inquirer to ask himself what he thinks about these various degrees
-of cohesion among his states of consciousness—how he names them, and
-how he behaves toward them. If there comes, no matter whence, the
-proposition—“The bird was brown,” subject and predicate answering
-to these words spring up together in consciousness; and if there
-is no opposing proposition, he unites the specified and implied
-attributes without effort, and believes the proposition. If, however,
-the proposition is—“The bird was necessarily brown,” he makes an
-experiment like those above described, and finding that he can separate
-the attribute of brownness, and can think of the bird as green or
-yellow, he does not admit that the bird was necessarily brown. When
-such a proposition as “The ice was cold” arises in him, the elements
-of the thought behave as before; and so long as no test is applied,
-the union of the consciousness of cold with the {207} accompanying
-states of consciousness, seems to be of the same nature as the union
-between those answering to the words _brown_ and _bird_. But should
-the proposition be changed into—“The ice was necessarily cold,”
-quite a different result happens from that which happened in the
-previous case. The ideas answering to subject and predicate are here
-so coherent, that in the absence of careful examination they might
-pass as inseparable, and the proposition be accepted. But suppose
-the proposition is deliberately tested by trying whether ice can be
-thought of as not cold. Great resistance is offered in consciousness
-to this. Still, by an effort, he can imagine water to have its
-temperature of congelation higher than blood heat; and can so think
-of congealed water as hot instead of cold. Now the extremely strong
-cohesion of states of consciousness, thus experimentally proved by
-the difficulty of separating them, he finds to be what he calls a
-strong belief. Once more, in response to the words—“Along with motion
-there is something that moves,” he represents to himself a moving
-body; and, until he tries an experiment upon it, he may suppose the
-elements of the representation to be united in the same way as those
-of the representations instanced above. But supposing the proposition
-is modified into—“Along with motion there is necessarily something
-that moves,” the response made in thought to these words, discloses
-the fact that the states of consciousness called up in this case are
-indissolubly connected in the way alleged. He discovers this by trying
-to conceive the negation of the proposition—by trying to think of
-motion as _not_ having along with it something that moves; and his
-inability to conceive this negation is the obverse of his inability
-to tear asunder the states of consciousness which constitute the
-affirmation. Those propositions which survive this strain, are the
-propositions he distinguishes as necessary. Whether or not he means any
-thing else by this word, he evidently means that in his consciousness
-the connexions {208} they predicate are, so far as he can ascertain,
-unalterable. The bare fact is that he submits to them because he has
-no choice. They rule his thoughts whether he will or not. Leaving out
-all questions concerning the origin of these connexions—all theories
-concerning their significations, there remains in the inquirer the
-consciousness that certain of his states of consciousness are so welded
-together that all other links in the chain of consciousness yield
-before these give way.
-
-Continuing rigorously to exclude everything beyond consciousness, let
-him now ask himself what he means by reasoning? what is the essential
-nature of an argument? what is the peculiarity of a conclusion?
-Analysis soon shows him that reasoning is the formation of a coherent
-series of states of consciousness. He has found that the thoughts
-expressed by propositions, vary in the cohesions of their subjects and
-predicates; and he finds that at every step in an argument, carefully
-carried on, he tests the strengths of all the connexions asserted and
-implied. He considers whether the object named really does belong to
-the class in which it is included—tries whether he can think of it as
-_not_ like the things it is said to be like. He considers whether the
-attribute alleged is really possessed by all members of the class—tries
-to think of some member of the class that has _not_ the attribute—And
-he admits the proposition only on finding, by this criticism, that
-there is a greater degree of cohesion in thought between its elements,
-than between the elements of the counter-proposition. Thus testing
-the strength of each link in the argument, he at length reaches the
-conclusion, which he tests in the same way. If he accepts it, he does
-so because the argument has established in him an indirect cohesion
-between states of consciousness that were not directly coherent,
-or not so coherent directly as the argument makes them indirectly.
-But he accepts it only supposing that the connexion between the two
-states of consciousness {209} composing it, is not resisted by
-some stronger counter-connexion. If there happens to be an opposing
-argument, of which the component thoughts are felt, when tested, to be
-more coherent; or if, in the absence of an opposing argument, there
-exists an apposing conclusion, of which the elements have some direct
-cohesion greater than that which the proffered argument indirectly
-gives; then the conclusion reached by this argument is not admitted.
-Thus, a discussion in consciousness proves to be simply a trial of
-strength between different connexions in consciousness—a systematized
-struggle serving to determine which are the least coherent states
-of consciousness. And the result of the struggle is, that the least
-coherent states of consciousness separate, while the most coherent
-remain together—form a proposition of which the predicate persists in
-rising up in the mind along with its subject—constitute one of the
-connexions in thought which is distinguished as something known, or as
-something believed, according to its strength.
-
-What corollary may the inquirer draw, or rather what corollary must
-he draw, on pushing the analysis to its limit? If there are any
-indissoluble connexions, he is compelled to accept them. If certain
-states of consciousness absolutely cohere in certain ways, he is
-obliged to think them in those ways. The proposition is an identical
-one. To say that they are necessities of thought is merely another way
-of saying that their elements cannot be torn asunder. No reasoning
-can give to these absolute cohesions in thought any better warrant;
-since all reasoning, being a process of testing cohesions, is itself
-carried on by accepting the absolute cohesions; and can, in the last
-resort, do nothing more than present some absolute cohesions in
-justification of others—an act which unwarrantably assumes in the
-absolute cohesions it offers, a greater value than is allowed to the
-absolute cohesions it would justify. Here, then, the inquirer comes
-down to an {210} ultimate mental uniformity—a universal law of his
-thinking. How completely his thought is subordinated to this law,
-is shown by the fact that he cannot even represent to himself the
-possibility of any other law. To suppose the connexions among his
-states of consciousness to be otherwise determined, is to suppose a
-smaller force overcoming a greater—a proposition which may be expressed
-in words but cannot be rendered into ideas. No matter what he calls
-these indestructible relations, no matter what he supposes to be their
-meanings, he is completely fettered by them. Their indestructibility
-is the proof to him that his consciousness is imprisoned within them;
-and supposing any of them to be in some way destroyed, he perceives
-that indestructibility would still be the distinctive character of the
-bounds that remained—the test of those which he must continue to think.
-
-These results the inquirer arrives at without assuming any other
-existence than that of his own consciousness. They postulate nothing
-about mind or matter, subject or object. They leave wholly untouched
-the questions—what does consciousness imply? and how is thought
-generated? There is not involved in the analysis any hypothesis
-respecting the origin of these relations between thoughts—how there
-come to be feeble cohesions, strong cohesions, and absolute cohesions.
-Whatever some of the terms used may have seemed to connote, it will be
-found, on examining each step, that nothing is essentially involved
-beyond states of mind and the connexions among them, which are
-themselves other states of mind. Thus far, the argument is not vitiated
-by any _petitio principii_.
-
-Should the inquirer enter upon the question, How are these facts to
-be explained? he must consider how any further investigation is to
-be conducted, and what is the possible degree of validity of its
-conclusions. Remembering that he cannot transcend consciousness, he
-sees that anything in the shape of an interpretation must be {211}
-subordinate to the laws of consciousness. Every hypothesis he
-entertains in trying to explain himself to himself, being an hypothesis
-which can be dealt with by him only in terms of his mental states, it
-follows that any process of explanation must itself be carried on by
-testing the cohesions among mental states, and accepting the absolute
-cohesions. His conclusions, therefore, reached only by repeated
-recognitions of this test of absolute cohesion, can never have any
-higher validity than this test. It matters not what name he gives to a
-conclusion—whether he calls it a belief, a theory, a fact, or a truth.
-These words can be themselves only names for certain relations among
-his states of consciousness. Any secondary meanings which he ascribes
-to them must also be meanings expressed in terms of consciousness, and
-therefore subordinate to the laws of consciousness. Hence he has no
-appeal from this ultimate dictum; and seeing this, he sees that the
-only possible further achievement is the reconciliation of the dicta
-of consciousness with one another—the bringing all other dicta of
-consciousness into harmony with this ultimate dictum.
-
- * * * * *
-
-Here, then, the inquirer discovers a warrant higher than that
-which any argument can give, for asserting an objective existence.
-Mysterious as seems the consciousness of something which is yet out of
-consciousness, he finds that he alleges the reality of this something
-in virtue of the ultimate law—he is obliged to think it. There is
-an indissoluble cohesion between each of those vivid and definite
-states of consciousness which he calls a sensation, and an indefinable
-consciousness which stands for a mode of being beyond sensation, and
-separate from himself. When grasping his fork and putting food into
-his mouth, he is wholly unable to expel from his mind the notion of
-something which resists the force he is conscious of using; and he
-cannot suppress the nascent thought of an independent existence keeping
-apart his tongue and palate, and giving {212} him that sensation
-of taste which he is unable to generate in consciousness by his own
-activity. Though self-criticism shows him that he cannot know what
-this is which lies outside of him; and though he may infer that not
-being able to say what it is, it is a fiction; he discovers that such
-self-criticism utterly fails to extinguish the consciousness of it as
-a reality. Any conclusion into which he argues himself, that there
-is no objective existence connected with these subjective states,
-proves to be a mere verbal conclusion to which his thoughts will not
-respond. The relation survives every effort to destroy it—is proved
-by experiment, repeated no matter how often, to be one of which the
-negation is inconceivable; and therefore one having supreme authority.
-In vain he endeavours to give it any greater authority by reasoning;
-for whichever of the two alternatives he sets out with, leaves him at
-the end just where he started. If, knowing nothing more than his own
-states of consciousness, he declines to acknowledge any thing beyond
-consciousness until it is proved, he may go on reasoning for ever
-without getting any further; since the perpetual elaboration of states
-of consciousness out of states of consciousness, can never produce
-anything more than states of consciousness. If, contrariwise, he
-postulates external existence, and considers it as merely postulated,
-then the whole fabric of his argument, standing upon this postulate,
-has no greater validity than the postulate gives it, _minus_ the
-possible invalidity of the argument itself. The case must not be
-confounded with those cases in which an hypothesis, or provisional
-assumption, is eventually proved true by its agreement with facts; for
-in these cases the facts with which it is found to agree, are facts
-known in some other way than through the hypothesis: a calculated
-eclipse of the moon serves as a verification of the hypothesis of
-gravitation, because its occurrence is observable without taking for
-granted the hypothesis of gravitation. But when the external world
-{213} is postulated, and it is supposed that the validity of the
-postulate may be shown by the explanation of mental phenomena which
-it furnishes, the vice is, that the process of verification is itself
-possible only by assuming the thing to be proved.
-
-But now, recognizing the indissoluble cohesion between the
-consciousness of _self_ and an unknown _not-self_, as constituting a
-dictum of consciousness which he is both compelled to accept and is
-justified by analysis in accepting, it is competent for the inquirer
-to consider whether, setting out with this dictum, he can base on
-it a satisfactory explanation of what he calls knowledge. He finds
-such an explanation possible. The hypothesis that the more or less
-coherent relations among his states of consciousness, are generated
-by experience of the more or less constant relations in something
-beyond his consciousness, furnishes him with solutions of numerous
-facts of consciousness: not, however, of all, if he assumes that
-this adjustment of inner to outer relations has resulted from his
-own experiences alone. Nevertheless, if he allows himself to suppose
-that this moulding of thoughts into correspondence with things, has
-been going on through countless preceding generations; and that the
-effects of experiences have been inherited in the shape of modified
-organic structures; then he is able to interpret all the phenomena. It
-becomes possible to understand how these persistent cohesions among
-states of consciousness, are themselves the products of often-repeated
-experiences; and that even what are known as “forms of thought,”
-are but the absolute internal uniformities generated by infinite
-repetitions of absolute external uniformities. It becomes possible also
-to understand how, in the course of organizing of these multiplying
-and widening experiences, there may arise partially-wrong connexions
-in thought, answering to limited converse with things; and that these
-connexions in thought, temporarily taken for indissoluble ones, may
-afterwards be made dissoluble by presentation {214} of external
-relations at variance with them. But even when this occurs, it can
-afford no ground for questioning the test of indissolubility; since the
-process by which some connexion previously accepted as indissoluble,
-is broken, is simply the establishment of some antagonistic connexion,
-which proves, on a trial of strength, to be the stronger—which remains
-indissoluble when pitted against the other, while the other gives way.
-And this leaves the test just where it was; showing only that there is
-a liability to error as to what _are_ indissoluble connexions. From
-the very beginning, therefore, to the very end of the explanation,
-even down to the criticism of its conclusions and the discovery of its
-errors, the validity of this test must be postulated. Whence it is
-manifest, as before said, that the whole business of explanation can
-be nothing more than that of bringing all other dicta of consciousness
-into harmony with this ultimate dictum.
-
- * * * * *
-
-To the positive justification of a proposition, may be added that
-negative justification which is derived from the untenability of the
-counter-proposition. When describing the attitude of pure Empiricism,
-some indications that its counter-proposition is untenable were given;
-but it will be well here to state, more specifically, the fundamental
-objections to which it is open.
-
-If the ultimate test of truth is not that here alleged, then what
-is the ultimate test of truth? And if there is no ultimate test of
-truth, then what is the warrant for accepting certain propositions
-and rejecting others? An opponent who denies the validity of this
-test, may legitimately decline to furnish any test himself, so long
-as he does not affirm any thing to be true; but if he affirms some
-things to be true and others to be not true, his warrant for doing
-so may fairly be demanded. Let us glance at the possible response to
-the demand. If asked why he holds it to be unquestionably true that
-two quantities which differ {215} in unequal degrees from a third
-quantity are themselves unequal, two replies seem open to him: he may
-say that this is an ultimate fact of consciousness, or that it is an
-induction from personal experiences. The reply that it is an ultimate
-fact of consciousness, raises the question, How is an ultimate fact
-of consciousness distinguished? All beliefs, all conclusions, all
-imaginations even, are facts of consciousness; and if some are to
-be accepted as beyond question because ultimate, while others are
-not to be accepted as beyond question because not ultimate, there
-comes the inevitable inquiry respecting the test of ultimacy. On the
-other hand, the reply that this truth is known only by induction from
-personal experiences, suggests the query—On what warrant are personal
-experiences asserted? The testimony of experience is given only through
-memory; and its worth depends wholly on the trustworthiness of memory.
-Is it, then, that the trustworthiness of memory is less open to doubt
-than the immediate consciousness that two quantities must be unequal if
-they differ from a third quantity in unequal degrees? This can scarcely
-be alleged. Memory is notoriously uncertain. We sometimes suppose
-ourselves to have said things which it turns out we did not say; and
-we often forget seeing things which it is proved we did see. We speak
-of many passages of our lives as seeming like dreams; and can vaguely
-imagine the whole past to be an illusion. We can go much further toward
-conceiving that our recollections do not answer to any actualities,
-than we can go toward conceiving the non-existence of Space. But even
-supposing the deliverances of memory to be above criticism, the most
-that can be said for the experiences to which memory testifies, is that
-we are obliged to think we have had them—cannot conceive the negation
-of the proposition that we have had them; and to say this is to assign
-the warrant which is repudiated.
-
-A further counter-criticism may be made. Throughout the argument
-of pure Empiricism, it is tacitly assumed that {216} there may be
-a Philosophy in which nothing is asserted but what is proved. It
-proposes to admit into the coherent fabric of its conclusions, no
-conclusion that is incapable of being established by evidence; and
-it thus takes for granted that not only may all derivative truths be
-proved, but also that proof may be given of the truths from which
-they are derived, down to the very deepest. The result of thus
-refusing to recognize some fundamental unproved truth, is simply to
-leave its fabric of conclusions without a base. The giving proof of
-any special proposition, is the assimilation of it to some class of
-propositions known to be true. If any doubt arises respecting the
-general proposition which is cited in justification of this special
-proposition, the course is to show that this general proposition
-is deducible from a proposition or propositions of still greater
-generality; and if pressed for proof of each such still more general
-proposition, the only resource is to repeat the process. Is this
-process endless? If so, nothing can be proved—the whole series of
-propositions depends on some unassignable proposition. Has the
-process an end? If so, there must eventually be reached a widest
-proposition—one which cannot be justified by showing that it is
-included by any wider—one which cannot be proved. Or to put the
-argument otherwise: Every inference depends on premises; every premise,
-if it admits of proof, depends on other premises; and if the proof of
-the proof be continually demanded, it must either end in an unproved
-premise, or in the acknowledgment that there cannot be reached any
-premise on which the entire series of proofs depends. Hence Philosophy,
-if it does not avowedly stand on some datum underlying reason, must
-acknowledge that it has nothing on which to stand.
-
- * * * * *
-
-The expression of divergence from Mr. Mill on this fundamental
-question, I have undertaken with reluctance, only on finding it
-needful, both on personal and on general {217} grounds, that his
-statements and arguments should be met. For two reasons, especially,
-I regret having thus to contend against the doctrine of one whose
-agreement I should value more than that of any other thinker. In the
-first place, the difference is, I believe, superficial rather than
-substantial; for it is in the interests of the Experience-Hypothesis
-that Mr. Mill opposes the alleged criterion of truth; while it is as
-harmonizing with the Experience-Hypothesis, and reconciling it with
-all the facts, that I defend this criterion. In the second place, this
-lengthened exposition of a single point of difference, unaccompanied
-by an exposition of the numerous points of concurrence, unavoidably
-produces an appearance of dissent very far greater than that which
-exists. Mr. Mill, however, whose unswerving allegiance to truth is on
-all occasions so conspicuously displayed, will fully recognize the
-justification for this utterance of disagreement on a matter of such
-profound importance, philosophically considered; and will not require
-any apology for the entire freedom with which I have criticised his
-views while seeking to substantiate my own.
-
-
-
-
-{218}
-
-REPLIES TO CRITICISMS.
-
-
-[_First published in_ The Fortnightly Review _for November and December
-1873._]
-
-When made by a competent reader, an objection usually implies one
-of two things. Either the statement to which he demurs is wholly or
-partially untrue; or, if true, it is presented in such a way as to
-permit misapprehension. A need for some change or addition is in any
-case shown.
-
-Not recognizing the errors alleged, but thinking rather that
-misapprehensions cause the dissent of those who have attacked the
-metaphysico-theological doctrines held by me, I propose here to meet,
-by explanations and arguments, the chief objections urged: partly with
-the view of justifying these doctrines, and partly with the view of
-guarding against the wrong interpretations which it appears are apt to
-be made.
-
-The pages of a periodical intended for general reading may be thought
-scarcely fitted for the treatment of these highly abstract questions.
-There is now, however, so considerable a class interested in them,
-and they are so deeply involved with the great changes of opinion in
-progress, that I have ventured to hope for readers outside the circle
-of those who occupy themselves with philosophy.
-
-Of course the criticisms to be noticed I have selected, {219} either
-because of their intrinsic force, or because they come from men whose
-positions or reputations give them weight. To meet more than a few of
-my opponents is out of the question.
-
- * * * * *
-
-Let me begin with a criticism contained in the sermon preached by the
-Rev. Principal Caird before the British Association, on the occasion
-of its meeting in Edinburgh, in August, 1871. Expressed with a
-courtesy which, happily, is now less rare than of yore in theological
-controversy, Dr. Caird’s objection might, I think, be admitted without
-involving essential change in the conclusion demurred to; while it
-might be shown to tell with greater force against the conclusions of
-thinkers classed as orthodox, Sir W. Hamilton and Dean Mansel, than
-against my own. Describing this as set forth by me, Dr. Caird says:―
-
- “His thesis is that the provinces of science and religion are
- distinguished from each other as the known from the unknown and
- unknowable. This thesis is maintained mainly on a critical examination
- of the nature of human intelligence, in which the writer adopts and
- carries to its extreme logical results the doctrine of the relativity
- of human knowledge which, propounded by Kant, has been reproduced with
- special application to theology by a famous school of philosophers
- in this country. From the very nature of human intelligence, it
- is attempted to be shown that it can only know what is finite and
- relative, and that therefore the absolute and infinite the human mind
- is, by an inherent and insuperable disability, debarred from knowing.
- . . . . May it not be asked, for one thing, whether in the assertion,
- as the result of an examination of the human intellect, that it
- is incapable of knowing what lies beyond the finite, there is not
- involved an obvious self-contradiction? The examination of the mind
- can be conducted only by the mind, and if the instrument be, as is
- alleged, limited and defective, the result of the inquiry must partake
- of that defectiveness. Again, does not the knowledge of a limit imply
- already the power to transcend it? In affirming that human science
- is incapable of crossing the bounds of the finite world, is it not a
- necessary presupposition that you who so affirm have crossed these
- bounds?”
-
-That this objection is one I am not disinclined to recognize, will
-be inferred when I state that it is one I have myself raised. While
-preparing the second edition of the {220} _Principles of Psychology_,
-I found, among my memoranda, a note which still bore the wafers by
-which it had been attached to the original manuscript (unless, indeed,
-it had been transferred from the MS. of _First Principles_, which its
-allusion seems to imply). It was this:―
-
- “I may here remark in passing that the several reasonings,
- including the one above quoted, by which Sir William Hamilton would
- demonstrate the pure relativity of our knowledge—reasonings which
- clearly establish many important truths, and with which in the
- main I agree—are yet capable of being turned against himself, when
- he definitely concludes that it is impossible for us to know the
- absolute. For to positively assert that the absolute cannot be known,
- is in a certain sense to assert a _knowledge_ of it—is to _know_ it
- as _unknowable_. To affirm that human intelligence is confined to the
- conditioned, is to put an _absolute limit_ to human intelligence,
- and implies _absolute knowledge_. It seems to me that the ‘learned
- ignorance’ with which philosophy ends, must be carried a step further;
- and instead of positively saying that the absolute is unknowable, we
- must say that we cannot tell whether it is knowable or not.”
-
-Why I omitted this note I cannot now remember. Possibly it was because
-re-consideration disclosed a reply to the contained objection. For
-while it is true that the intellect cannot prove its own competence,
-since it must postulate its own competence in the course of the
-proof, and so beg the question; yet it does not follow that it cannot
-prove its own incompetence respecting questions of certain kinds. Its
-inability in respect of such questions has two conceivable causes.
-It may be that the deliverances of Reason in general are invalid, in
-which case the incompetence of Reason to solve questions of a certain
-class is implied by its general incompetence; or it may be that the
-deliverances of Reason, valid within a certain range, themselves end
-in the conclusion that Reason is incapable beyond that range. So that
-while there can be no proof of competence, because competence is
-postulated in each step of the demonstration, there may be proof of
-incompetence either (1) if the successive deliverances forming the
-steps of the demonstration, by severally evolving contradictions, show
-their untrustworthiness, or (2) if, being trustworthy, {221} they
-lead to the result that on certain questions Reason cannot give any
-deliverance.
-
-Reason leads both inductively and deductively to the conclusion
-that the sphere of Reason is limited. Inductively, this conclusion
-expresses the result of countless futile attempts to transcend
-this sphere—attempts to understand Matter, Motion, Space, Time,
-Force, in their ultimate natures—attempts which, bringing us always
-to alternative impossibilities of thought, warrant the inference
-that such attempts will continue to fail, as they have hitherto
-failed. Deductively, this conclusion expresses the result of mental
-analysis, which shows us that the product of thought is in all cases
-a relation, identified as such or such; that the process of thought
-is the identification and classing of relations; that therefore Being
-in itself, out of relation, is unthinkable, as not admitting of
-being brought within the form of thought. That is to say, deduction
-explains that failure of Reason established as an induction from many
-experiments. And to call in question the ability of Reason to give this
-verdict against itself in respect of these transcendent problems, is to
-call in question its ability to draw valid conclusions from premises;
-which is to assert a general incompetence necessarily inclusive of the
-special incompetence.
-
- * * * * *
-
-Closely connected with the foregoing, is a criticism from Dr. Mansel,
-on which I may here make some comments. In a note to his _Philosophy of
-the Conditioned_ p. 39, he says:―
-
- “Mr. Herbert Spencer, in his work on _First Principles_, endeavours
- to press Sir W. Hamilton into the service of Pantheism and Positivism
- together” [a somewhat strange assertion, by the way, considering that
- I reject them both], “by adopting the negative portion only of his
- philosophy—in which, in common with many other writers, he declares
- the absolute to be inconceivable by the mere intellect,—and rejecting
- the positive portions, in which he most emphatically maintains that
- the belief in a personal God is imperatively demanded by the facts
- of our moral and emotional consciousness. . . . . Sir W. Hamilton’s
- fundamental principle is, that consciousness {222} must be accepted
- entire, and that the moral and religious feelings, which are the
- primary source of our belief in a personal God, are in no way
- invalidated by the merely negative inferences which have deluded men
- into the assumption of an impersonal absolute. . . . . Mr. Spencer, on
- the other hand, takes these negative inferences as the only basis of
- religion, and abandons Hamilton’s great principle of the distinction
- between knowledge and belief.”
-
-Putting these statements in the order most convenient for discussion, I
-will deal first with the last of them. Instead of saying what he does,
-Dr. Mansel should have said that I decline to follow Sir W. Hamilton
-in confounding two distinct, and indeed radically-opposed, meanings
-of the word _belief_. This word “is habitually applied to dicta of
-consciousness for which no proof can be assigned: both those which
-are unprovable because they underlie all proof, and those which are
-unprovable because of the absence of evidence.”[24] In the pages of the
-_Fortnightly Review_ for July, 1865, I exhibited this distinction as
-follows:―
-
- “We commonly say we ‘believe’ a thing for which we can assign some
- preponderating evidence, or concerning which we have received some
- indefinable impression. We _believe_ that the next House of Commons
- will not abolish Church-rates; or we _believe_ that a person on
- whose face we look is good-natured. That is, when we can give
- confessedly-inadequate proofs, or no proofs at all, for the things
- we think, we call them ‘beliefs.’ And it is the peculiarity of these
- beliefs, as contrasted with cognitions, that their connexions with
- antecedent states of consciousness may be easily severed, instead of
- being difficult to sever. But unhappily, the word ‘belief’ is also
- applied to each of those temporarily or permanently indissoluble
- connexions in consciousness, for the acceptance of which the only
- warrant is that it cannot be got rid of. Saying that I feel a pain,
- or hear a sound, or see one line to be longer than another, is saying
- that there has occurred in me a certain change of state; and it is
- impossible for me to give a stronger evidence of this fact than that
- it is present to my mind. . . . . ‘Belief’ having, as above pointed
- out, become the name of an impression for which we can give only a
- confessedly-inadequate reason, or no reason at all; it happens that
- when pushed hard respecting the warrant for any ultimate dictum of
- consciousness, we say, in the absence of all assignable reason, that
- we _believe_ it. Thus the two opposite poles of knowledge go under the
- same name; and by the reverse connotations of this name, as used for
- the most coherent and least coherent relations of thought, profound
- misconceptions have been generated.”
-
-Now that the belief which the moral and religious {223} feelings are
-said to yield of a personal God, is not one of the beliefs which are
-unprovable because they underlie all proof, is obvious. It needs but to
-remember that in works on Natural Theology, the existence of a personal
-God is _inferred_ from these moral and religious feelings, to show that
-it is not contained in these feelings themselves, or joined with them
-as an inseparable intuition. It is not a belief like the beliefs which
-I now have that this is daylight, and that there is open space before
-me—beliefs which cannot be proved because they are of equal simplicity
-with, and of no less certainty than, each step in a demonstration. Were
-it a belief of this most certain kind, argument would be superfluous:
-all races of men and every individual would have the belief in an
-inexpugnable form. Hence it is manifest that, confusing the two very
-different states of consciousness called beliefs, Sir W. Hamilton
-ascribes to the second a certainty that belongs only to the first.
-
-Again, neither Sir W. Hamilton nor Dr. Mansel has enabled us to
-distinguish those “facts of our moral and emotional consciousness”
-which imperatively demand the belief in a personal God, from those
-facts of our (or of men’s) “moral and emotional consciousness” which,
-in those having them, imperatively demand beliefs that Sir W. Hamilton
-would regard as untrue. A New Zealand chief, discovering his wife
-in an infidelity, killed the man; the wife then killed herself that
-she might join her lover in the other world; and the chief thereupon
-killed himself that he might go after them to defeat this intention.
-These two acts of suicide furnish tolerably strong evidence that these
-New Zealanders believed in another world to which, they could go at
-will, and fulfil their desires as they did here. If they were asked
-the justification for this belief, and if the arguments by which they
-sought to establish it were not admitted, they might still fall back
-on emotional {224} consciousness as yielding them an unshakeable
-foundation for it. I do not see why a Fiji Islander, adopting the
-Hamiltonian argument, should not justify by it his conviction that
-after being buried alive, his life in the other world, forthwith
-commencing at the age he has reached in this, will similarly supply
-him with the joys of conquest and the gratifications of cannibalism.
-That he has a conviction to this effect stronger than the religious
-convictions current among civilized people, is proved by the fact that
-he goes to be buried alive quite willingly. And as we may presume that
-his conviction is not the outcome of a demonstration, it must be the
-outcome of some state of feeling—some “emotional consciousness.” Why,
-then, should he not assign the “facts” of his “emotional consciousness”
-as “imperatively demanding” this belief? Manifestly, this principle
-that “consciousness must be accepted entire,” either obliges us to
-accept as true the superstitions of all mankind, or else obliges us to
-say that the consciousness of a certain limited class of cultivated
-people is alone meant. If things are to be believed simply because
-the facts of emotional consciousness imperatively demand the beliefs,
-I do not see why the actual existence of a ghost in a house, is not
-inevitably implied by the intense fear of it that is aroused in the
-child or the servant.
-
-Lastly, and chiefly, I have to deal with Dr. Mansel’s statement that
-“Mr. Spencer, on the other hand, takes these negative inferences as
-the only basis of religion.” This statement is exactly the reverse
-of the truth; since I have contended, against Hamilton and against
-him, that the consciousness of that which is manifested to us through
-phenomena is _positive_, and not _negative_, as they allege, and that
-this positive consciousness supplies an indestructible basis for the
-religious sentiment (_First Principles_, § 26). Instead of giving here
-passages to show this, I may fitly quote the statement and opinion of a
-{225} foreign theologian. M. le pasteur Grotz, of the Reformed Church
-at Nismes, writes thus:―
-
- “La science serait-elle done par nature ennemie de la religion? pour
- être religieux, faut-il proscrire la science?—C’est la science,
- la science expérimentale qui va maintenant parler en faveur de la
- religion; c’est elle qui, par la bouche de l’un des penseurs . . . de
- notre époque, M. Herbert Spencer, va répondre à la fois à M. Vacherot
- et à M. Comte.”
-
- * * * * *
-
- “Ici, M. Spencer discute la théorie de l’_inconditionné_; entendez
- par ce mot: Dieu. Le philosophie écossais, Hamilton, et son disciple,
- M. Mansel, disent comme nos positivistes français: ‘Nous ne pouvons
- affirmer l’existence positive de quoi que ce soit au delà des
- phénomènes.’ Seulement, Hamilton et son disciple se séparent de nos
- compatriotes en faisant intervenir une ‘révélation merveilleuse’ qui
- nous fait croire à l’existence de l’inconditionné, et grâce à cette
- révélation vraiment merveilleuse, toute l’orthodoxie revient. Est-il
- vrai que nous ne puissions rien affirmer au delà des phénomènes? M.
- Spencer déclare qu’il y a dans cette assertion une grave erreur. Le
- côté logique, dit-il fort justement, n’est pas le seul; il y a aussi
- le côté psychologique, et, selon nous, il prouve que l’existence
- positive de l’absolu est une donnée nécessaire de la conscience.”
-
- “Là est la base de l’accord entre la religion et la science. Dans un
- chapitre . . . . intitulé _Réconciliation_, M. Spencer etablit et
- développe cet accord sur son véritable terrain.”
-
- * * * * *
-
- “M. Spencer, en restant sur le terrain de la logique et de la
- psychologie, et sans recourir à une intervention surnaturelle, a
- établi la legitimité, la nécessité et l’eternelle durée du sentiment
- religieux et de la religion.”[25]
-
-I turn next to what has been said by Dr. Shadworth H. Hodgson, in his
-essay on “The Future of Metaphysic,” published in the _Contemporary
-Review_ for November, 1872. Remarking only, with respect to the
-agreements he expresses in certain views of mine, that I value them
-as coming from a thinker of subtlety and independence, I will confine
-myself here to his disagreements. Dr. Hodgson, before giving his own
-view, briefly describes and criticizes the views of Hegel and Comte,
-with both of whom he partly agrees and partly disagrees, and then {226}
-proceeds to criticize the view set forth by me. After a preliminary
-brief statement of my position, to the wording of which I demur, he
-goes on to say:―
-
- “In his _First Principles_, Part I, second ed., there is a chapter
- headed ‘Ultimate Scientific Ideas,’ in which he enumerates six such
- ideas or groups of ideas, and attempts to show that they are entirely
- incomprehensible. The six are:—1. Space and Time. 2. Matter. 3. Rest
- and Motion. 4. Force. 5. Consciousness. 6. The Soul, or the Ego. Now
- to enter at length into all of these would be an undertaking too large
- for the present occasion; but I will take the first of the six, and
- endeavour to show in its case the entire untenability of Mr. Spencer’s
- view; and since the same arguments may be employed against the rest, I
- shall be content that my case against them should be held to fail if
- my case should fail in respect to Space and Time.”
-
-I willingly join issue with Dr. Hodgson on these terms; and proceed
-to examine, one by one, the several arguments he uses to show the
-invalidity of my conclusions. Following his criticisms in the order
-he has chosen, I begin with the sentence following that which I have
-just quoted. The first part of it runs thus:—“The metaphysical view of
-Space and Time is, that they are elements in all phenomena, whether the
-phenomena are presentations or representations.”
-
-Whether, by “the metaphysical view,” is here meant the view of Kant,
-whether it means Dr. Hodgson’s own view, or whether the expression has
-a more general meaning, I have simply to reply that the metaphysical
-view is incorrect. Dealing with the Kantian version of this doctrine,
-that Space is a form of intuition, I have pointed out that only with
-certain classes of phenomena is Space united indissolubly; that Kant
-habitually considers phenomena belonging to the visual and tactual
-groups, with which the consciousness of space is inseparably joined,
-and overlooks groups with which it is not inseparably joined. Though
-in the adult, perception of sound has certain space-implications,
-mostly, if not wholly, acquired by individual experience; and though it
-would seem from the instructive experiments of Mr. Spalding, that in
-creatures born with nervous systems much more organized than our own
-are at birth, {227} there is some innate perception of the side from
-which a sound comes; yet it is demonstrable that the space-implications
-of sound are not originally given with the sensation as its form
-of intuition. Bearing in mind the Kantian doctrine, that Space is
-the form of sensuous intuitions not only as _presented_ but also as
-_represented_, let us examine critically our musical ideas. As I have
-elsewhere suggested to the reader―
-
- “Let him observe what happens when some melody takes possession of
- his imagination. Its tones and cadences go on repeating themselves
- apart from any space-consciousness—they are not localized. He may or
- may not be reminded of the place where he heard them—this association
- is incidental only. Having observed this, he will see that such
- space-implications as sounds have, are learnt in the course of
- individual experience, and are not given with the sounds themselves.
- Indeed, if we refer to the Kantian definition of form, we get a simple
- and conclusive proof of this. Kant says form is ‘that which effects
- that the content of the phænomenon can be arranged under certain
- relations.’ How then can the content of the phenomenon we call sound
- be arranged? Its parts can be arranged in order of sequence—that is,
- in Time. But there is no possibility of arranging its parts in order
- of coexistence—that is, in Space. And it is just the same with odour.
- Whoever thinks that sound and odour have Space for their form of
- intuition, may convince himself to the contrary by trying to find the
- right and left sides of a sound, or to imagine an odour turned the
- other way upwards.”—_Principles of Psychology_, § 399.—Note.
-
-As I thus dissent, not I think without good reason, from “the
-metaphysical view of Space and Time” as “elements in all phenomena,”
-it will naturally be expected that I dissent from the first criticism
-which Dr. Hodgson proceeds to deduce from it. Dealing first with the
-arguments I have used to show the incomprehensibility of Space and
-Time, if we consider them as objective, and stating in other words the
-conclusion I draw, that “as Space and Time cannot be either nonentities
-nor the attributes of entities, we have no choice but to consider them
-as entities.” Dr. Hodgson continues:―
-
- “So far good. Secondly, he argues that they cannot be represented
- in thought as such real existences, because ‘to be conceived at
- all, a thing must be conceived as having attributes.’ Now here the
- metaphysical doctrine enables us to conceive them as real existences,
- and rebuts the argument for {228} their inconceivability; for the
- other element, the material element, the feeling or quality occupying
- Space and Time stands in the place and performs the function of the
- required attributes, composing together with the space and time which
- is occupied the empirical phenomena of perception. So far as this
- argument of Mr. Spencer goes, then, we are entitled to say that his
- case for the inconceivability of Space and Time as real existences is
- not made out.”
-
-Whether the fault is in me or not I cannot say, but I fail to see
-that my argument is thus rebutted. On the contrary, it appears to me
-substantially conceded. What kind of entity is that which can exist
-only when occupied by something else? Dr. Hodgson’s own argument is
-a tacit assertion that Space _by itself_ cannot be conceived as an
-existence; and this is all that I have alleged.
-
-Dr. Hodgson deals next with the further argument, familiar to all
-readers, which I have added as showing the insurmountable difficulty
-in the way of conceiving Space and Time as objective entities; namely,
-that “all entities which we actually know as such are limited. . . .
-But of Space and Time we cannot assert either limitation, or the
-absence of limitation.” Without quoting at length the reasons Dr.
-Hodgson gives for distinguishing between Space as _per_ceived and Space
-as _con_ceived, it will suffice if I quote his own statement of the
-result to which they bring him: “So that Space and Time as perceived
-are not finite, but infinite, as conceived are not infinite, but
-finite.”
-
-Most readers will, I think, be startled by the assertion that
-conception is less extensive in range than perception; but, without
-dwelling on this, I will content myself by asking in what case Space
-is perceived as infinite? Surely Dr. Hodgson does not mean to say that
-he can perceive the whole surrounding Space at once—that the Space
-behind is united in perception with the Space in front. Yet this is
-the necessary implication of his words. Taking his statement less
-literally, however, and not dwelling on the fact that in perception
-Space is habitually bounded by objects more or less distant, let
-us test his {229} assertion under the most favourable conditions.
-Supposing the eye directed upwards towards a clear sky; is not the
-space then perceived, laterally limited? The visual area, restricted
-by the visual apertures, cannot include in perception even 180° from
-side to side, and is still more confined in a direction at right angles
-to this. Even in the third direction, to which alone Dr. Hodgson
-evidently refers, it cannot properly be said that it is infinite in
-perception. Look at a position in the sky a thousand miles off. Now
-look at a position a million miles off. What is the difference in
-perception? Nothing. How then can an infinite distance be perceived
-when these immensely-unlike finite distances cannot be perceived as
-differing from one another, or from an infinite distance? Dr. Hodgson
-has used the wrong word. Instead of saying that Space as perceived is
-infinite, he should have said that, in perception, Space is finite in
-two dimensions, and becomes _indefinite_ in the third when this becomes
-great.
-
-I now come to the paragraph beginning “Mr. Spencer then turns to
-the second or subjective hypothesis, that of Kant.” This paragraph
-is somewhat difficult to deal with, because in it my reasoning is
-criticized both from the Kantian point of view and from Dr. Hodgson’s
-own point of view. Dissenting from Kant’s view, Dr. Hodgson says, “I
-hold that both Space and Time and Feeling, or the material element, are
-equally and alike subjective, equally and alike objective.” As I cannot
-understand this, I am unable to deal with those arguments against me
-which Dr. Hodgson bases upon it, and must limit myself to that which he
-urges on behalf of Kant. He says:―
-
- “But I think that Mr. Spencer’s representation of Kant’s view is
- very incorrect; he seems to be misled by the large term non-ego. Kant
- held that Space and Time were _in their origin_ subjective, but when
- applied to the non-ego resulted in phenomena, and were the formal
- element in those phenomena, among which some were phenomena of the
- internal sense or ego, others of the external sense or non-ego. The
- non-ego to which the forms of Space and Time did not apply and did not
- belong, was the Ding-an-sich, not the {230} phenomenal non-ego. Hence
- the objective existence of Space and Time in phenomena, but not in the
- Ding-an-sich, is a consistent and necessary consequence of Kant’s view
- of their subjective origin.”
-
-If I have misunderstood Kant, as thus alleged, then my comment must be
-that I credited him with an hypothesis less objectionable than that
-which he held. I supposed his view to be that Space, as a form of
-intuition belonging to the _ego_, is imposed by it on the _non-ego_
-(by which I understood the thing in itself) in the act of intuition.
-But now the Kantian doctrine is said to be that Space, originating in
-the _ego_, when applied to the _non-ego_, results in phenomena (the
-_non-ego_ meant being, in that case, necessarily the Ding-an-sich, or
-thing in itself); and that the phenomena so resulting become objective
-existences along with the Space given to them by the subject. The
-subject having imposed Space as a form on the primordial object,
-or thing in itself, and so created phenomena, this Space thereupon
-becomes an objective existence, independent of both the subject and the
-original thing in itself! To Dr. Hodgson this may seem a more tenable
-position than that which I ascribed to Kant; but to me it seems only a
-multiplication of inconceivabilities. I am content to leave it as it
-stands: not feeling my reasons for rejecting the Kantian hypothesis
-much weakened.[26]
-
-The remaining reply which Dr. Hodgson makes runs thus:―
-
- “But Mr. Spencer has a second argument to prove this
- inconceivability. It is this:—‘If Space and Time are forms of
- thought, they can never be {231} thought of; since it is impossible
- for anything to be at once the _form_ of thought and the _matter_ of
- thought.’ . . . . An instance will show the fallacy best. Syllogism is
- usually held to be a form of thought. Would it be any argument for the
- inconceivability of syllogisms to say, they cannot be at once the form
- and the matter of thought? Can we not syllogize about syllogism? Or,
- more plainly still,—no dog can bite himself, for it is impossible to
- be at once the thing that bites and the thing that is bitten.”
-
-Had Dr. Hodgson quoted the whole of the passage from which he takes
-the above sentence; or had he considered it in conjunction with the
-Kantian doctrine to which it refers (namely, that Space survives in
-consciousness when all contents are expelled, which implies that
-then Space is the thing with which consciousness is occupied, or the
-_object_ of consciousness), he would have seen that his reply has none
-of the cogency he supposes. If, taking his first illustration, he will
-ask himself whether it is possible to “syllogize about syllogism,” when
-syllogism has no content whatever, symbolic or other—has nonentity to
-serve for major, nonentity for minor, and nonentity for conclusion;
-he will, I think, see that syllogism, considered as surviving terms
-of every kind, cannot be syllogized about: the “pure form” of reason
-(supposing it to be syllogism, which it is not) if absolutely
-discharged of all it contains, cannot be represented in thought, and
-therefore cannot be reasoned about. Following Dr. Hodgson to his second
-illustration, I must express my surprise that a metaphysician of his
-acuteness should have used it. For an illustration to have any value,
-the relation between the terms of the analogous case {232} must have
-some parallelism to the relation between the terms of the case with
-which it is compared. Does Dr. Hodgson really think that the relation
-between a dog and the part of himself which he bites, is like the
-relation between _matter_ and _form_? Suppose the dog bites his tail.
-Now the dog, as biting, stands, according to Dr. Hodgson, for the form
-as the containing mental faculty; and the tail, as bitten, stands for
-this mental faculty as contained. Now suppose the dog loses his tail.
-Can the faculty as containing and the faculty as contained be separated
-in the same way? Does the mental form when deprived of all content,
-even itself (granting that it can be its own content), continue to
-exist in the same way that a dog continues to exist when he has lost
-his tail? Even had this illustration been applicable, I should scarcely
-have expected Dr. Hodgson to remain satisfied with it. I should have
-thought he would prefer to meet my argument directly, rather than
-indirectly. Why has he not shown the invalidity of the reasoning used
-in the _Principles of Psychology_ (§ 399, 2nd ed.)? Having there quoted
-the statement of Kant, that “Space and Time are not merely forms of
-sensuous intuition, but _intuitions_ themselves;” I have written―
-
- “If we inquire more closely, this irreconcilability becomes still
- clearer. Kant says:—‘That which in the phænomenon corresponds to
- the sensation, I term its _matter_; but that which effects that the
- content of the phenomenon can be arranged under certain relations, I
- call its _form_.’ Carrying with us this definition of form, as ‘that
- which effects that the content . . . . can be arranged under certain
- relations,’ let us return to the case in which the intuition of Space
- is the intuition which occupies consciousness. Can the content of this
- intuition ‘be arranged under certain relations’ or not? It can be so
- arranged, or rather, it _is_ so arranged. Space cannot be thought of
- save as having parts, near and remote, in this direction or the other.
- Hence, if that is the form of a thing ‘which effects that the content
- . . . . can be arranged under certain relations,’ it follows that
- when the content of consciousness is the intuition of Space, which
- has ‘parts that can be arranged under certain relations,’ there must
- be a form of that intuition. What is it? Kant does not tell us—does
- not appear to perceive that there must be such a form; and could
- not have perceived this without abandoning his hypothesis that the
- space-intuition is primordial.”
-
-Now when Dr. Hodgson has shown me how that “which {233} effects that
-the content . . . . can be arranged under certain relations,” may also
-be that which effects its own arrangement under the same relations, I
-shall be ready to surrender my position; but until then, no analogy
-drawn from the ability of a dog to bite himself will weigh much with me.
-
-Having, as he considers, disposed of the reasons given by me for
-concluding that, considered in themselves, “Space and Time are
-wholly incomprehensible” (he continually uses on my behalf the word
-“inconceivable,” which, by its unfit connotations, gives a wrong aspect
-to my position), Dr. Hodgson goes on to say:-
-
- “Yet Mr. Spencer proceeds to use these inconceivable ideas as the
- basis of his philosophy. For mark, it is Space and Time as we know
- them, the actual and phenomenal Space and Time, to which all these
- inconceivabilities attach. Mr. Spencer’s result, ought, therefore,
- logically to be—Scepticism. What is his actual result? Ontology. And
- how so? Why, instead of rejecting Space and Time as the inconceivable
- things he has tried to demonstrate them to be, he substitutes for them
- an Unknowable, a something which they really are, though we cannot
- know it, and rejects that, instead of them, from knowledge.”
-
-This statement has caused me no little astonishment. That having
-before him the volume from which he quotes, so competent a reader
-should have so completely missed the meaning of the passages (§ 26)
-already referred to, in which I have contended against Hamilton and
-Mansel, makes me almost despair of being understood by any ordinary
-reader. In that section I have, in the first place, contended that
-the consciousness of an Ultimate Reality, though not capable of being
-made a thought, properly so called, because not capable of being
-brought within limits, nevertheless remains as a consciousness that is
-_positive_: is not rendered _negative_ by the negations of limits. I
-have pointed out that―
-
- “The error, (very naturally fallen into by philosophers intent
- on demonstrating the limits and conditions of consciousness),
- consists in assuming that consciousness contains _nothing but_
- limits and conditions; to the entire neglect of that which is
- limited and conditioned. It is forgotten that there is something
- which alike forms the raw material of definite thought and remains
- after the definiteness which thinking gave to it has been {234}
- destroyed”—something which “ever persists in us as the body of a
- thought to which we can give no shape.”
-
-This _positive_ element of consciousness it is which, “at once
-necessarily indefinite and necessarily indestructible,” I regard as
-the consciousness of the Unknowable Reality. Yet Dr. Hodgson says “Mr.
-Spencer proceeds to use these inconceivable ideas as the basis of his
-philosophy:” implying that such basis consists of negations, instead
-of consisting of that which persists _notwithstanding the negation of
-limits_. And then, beyond this perversion, or almost inversion, of
-meaning, he conveys the notion that I take as the basis of philosophy,
-the “inconceivable ideas” “or self-contradictory notions” which result
-when we endeavour to comprehend Space and Time. He speaks of me as
-proposing to evolve substance out of form, or rather, out of the
-negations of forms—gives his readers no conception that the _Power_
-manifested to us is that which I regard as the Unknowable, while
-what we call Space and Time answer to the unknowable _nexus_ of its
-manifestations. And yet the chapter from which I quote, and still more
-the chapter which follows it, makes this clear—as clear, at least, as I
-can make it by carefully-worded statements and re-statements.
-
- * * * * *
-
-Philosophical systems, like theological ones, following the law of
-evolution in general, severally become in course of time more rigid,
-while becoming more complex and more definite; and they similarly
-become less alterable—resist all compromise, and have to be replaced by
-the more plastic systems that descend from them.
-
-It is thus with pure Empiricism and pure Transcendentalism. Down to
-the present time disciples of Locke have continued to hold that all
-mental phenomena are interpretable as results of accumulated individual
-experiences; and, by criticism, have been led simply to elaborate
-their interpretations—ignoring the proofs of inadequacy. On the other
-hand, disciples of Kant, {235} asserting this inadequacy, and led
-by perception of it to adopt an antagonist theory, have persisted in
-defending that theory under a form presenting fatal inconsistencies.
-And then, when there is offered a mode of reconciliation, the spirit
-of no-compromise is displayed: each side continuing to claim the whole
-truth. After it has been pointed out that all the obstacles in the way
-of the experiential doctrine disappear if the effects of ancestral
-experiences are joined with the effects of individual experiences, the
-old form of the doctrine is still adhered to. And meanwhile Kantists
-persist in asserting that the _ego_ is born with intuitional forms
-which are wholly independent of anything in the _non-ego_, after it
-has been shown that the innateness of these intuitional forms may be
-so understood as to escape the insurmountable difficulties of the
-hypothesis as originally expressed.
-
-I am led to say this by reading the remarks concerning my own views,
-made with an urbanity I hope to imitate, by Professor Max Müller, in a
-lecture delivered at the Royal Institution in March, 1873.[27] Before
-dealing with the criticisms contained in this lecture, I must enter a
-demurrer against that interpretation of my views by which Professor Max
-Müller makes it appear that they are more allied to those of Kant than
-to those of Locke. He says:―
-
- “Whether the pre-historic genesis of these congenital dispositions
- or inherited necessities of thought, as suggested by Mr. Herbert
- Spencer, be right or wrong, does not signify for the purpose which
- Kant had in view. In admitting that there is something in our mind,
- which is not the result of our own _à posteriori_ experience, Mr.
- Herbert Spencer is a thorough Kantian, and we shall see that he is
- a Kantian in other respects too. If it could be proved that nervous
- modifications, accumulated from generation to generation, could result
- in nervous structures that are fixed in proportion as the outer
- relations to which they answer are fixed, we, as followers of Kant,
- should only have to put in the place of Kant’s intuitions of Space
- and Time ‘the constant space-relations expressed in definite nervous
- structures, congenitally framed to act in definite ways, and incapable
- of acting in any other {236} way.’ If Mr. Herbert Spencer had not
- misunderstood the exact meaning of what Kant calls the intuitions of
- Space and Time, he would have perceived that, barring his theory of
- the pre-historic origin of these intuitions, he was quite at one with
- Kant.”
-
-On this passage let me remark, first, that the word “pre-historic,”
-ordinarily employed only in respect to human history, is misleading
-when applied to the history of Life in general; and his use of it
-leaves me in some doubt whether Professor Max Müller has rightly
-conceived the hypothesis he refers to.
-
-My second comment is, that the description of me as “quite at one with
-Kant,” “_barring_” the “theory of the prehistoric origin of these
-intuitions,” curiously implies that it is a matter of comparative
-indifference whether the forms of thought are held to be _naturally
-generated_ by intercourse between the organism and its environing
-relations, during the evolution of the lowest into the highest types,
-or whether such forms are held to be _supernaturally given_ to the
-human mind, and are independent both of environing relations and of
-ancestral minds. But now, addressing myself to the essential point, I
-must meet the statement that I have “misunderstood the exact meaning
-of what Kant calls the intuitions of Space and Time,” by saying that
-I think Professor Max Müller has overlooked certain passages which
-justify my interpretation, and render his interpretation untenable.
-For Kant says “Space is _nothing else_ than the form of all phenomena
-of the external sense;” further, he says that “Time is _nothing but_
-the form of our internal intuition;” and, to repeat words I have used
-elsewhere, “He distinctly shuts out the supposition that there are
-forms of the _non-ego_ to which these forms of the _ego_ correspond,
-by saying that ‘Space is not a conception which has been derived from
-outward experiences.’” Now so far from being in harmony with, these
-statements are in direct contradiction to, the view which I hold; and
-seem to me absolutely irreconcilable with it. How can it be said that,
-“barring” a difference represented as trivial, I am {237} “quite at
-one with Kant,” when I contend that these subjective forms of intuition
-are moulded into correspondence with, and therefore derived from, some
-objective form or _nexus_, and therefore dependent upon it; while the
-Kantian hypothesis is that these subjective forms are not derived from
-the object, but pre-exist in the subject—are imposed by the _ego_ on
-the _non-ego_. It seems to me that not only do Kant’s words, as above
-given, exclude the view which I hold, but also that Kant could not
-consistently have held any such view. Rightly recognizing, as he did,
-these forms of intuition as innate, he was, from his stand-point,
-_obliged_ to regard them as imposed on the matter of intuition in the
-act of intuition. In the absence of the hypothesis that intelligence
-has been evolved, it was _not possible_ for him to regard these
-subjective forms as having been derived from objective forms.
-
-A disciple of Locke might, I think, say that the Evolution-view of
-our consciousness of Space and Time is essentially Lockian, with
-more truth than Professor Max Müller can represent it as essentially
-Kantian. The Evolution-view is completely experiential. It differs
-from the original view of the experientialists by containing a great
-extension of that view. With the relatively-small effects of individual
-experiences, it joins the relatively-vast effects of the experiences of
-antecedent individuals. But the view of Kant is avowedly and absolutely
-unexperiential. Surely this makes the predominance of kinship manifest.
-
-In Professor Max Müller’s replies to my criticisms on Kant, I cannot
-see greater validity than in this affiliation to which I have demurred.
-One of his arguments is that which Dr. Hodgson has used, and which I
-have already answered; and I think that the others, when compared with
-the passages of the _Principles of Psychology_ which they concern, will
-not be found adequate. I refer to them here {238} chiefly for the
-purpose of pointing out that when he speaks of me as bringing “three
-arguments against Kant’s view,” he understates the number. Let me close
-what I have to say on this disputed question, by quoting the summary of
-reasons I have given for rejecting the Kantian hypothesis:―
-
- “Kant tells us that Space is the form of all external intuition; which
- is not true. He tells us that the consciousness of Space continues
- when the consciousness of all things contained in it is suppressed;
- which is also not true. From these alleged facts he _infers_ that
- Space is an _à priori_ form of intuition. I say _infers_, because this
- conclusion is not presented in necessary union with the premises,
- in the same way that the consciousness of duality is necessarily
- presented along with the consciousness of inequality; but it is a
- conclusion voluntarily drawn for the purpose of explaining the alleged
- facts. And then that we may accept this conclusion, which is not
- necessarily presented along with these alleged facts which are not
- true, we are obliged to affirm several propositions which cannot be
- rendered into thought. When Space is itself contemplated, we have
- to conceive it as at once the form of intuition and the matter of
- intuition; which is impossible. We have to unite that which we are
- conscious of as Space with that which we are conscious of as the
- _ego_, and contemplate the one as a property of the other; which is
- impossible. We have at the same time to disunite that which we are
- conscious of as Space, from that which we are conscious of as the
- _non-ego,_ and contemplate the one as separate from the other; which
- is also impossible. Further, this hypothesis that Space is “nothing
- else” than a form of intuition belonging wholly to the _ego_, commits
- us to one of the two alternatives, that the _non-ego_ is formless or
- that its form produces absolutely no effect upon the _ego_; both of
- which alternatives involve us in impossibilities of thought.”—_Prin.
- of Psy.,_ § 399.
-
-Objections of another, though allied, class have been made in a review
-of the _Principles of Psychology_ by Mr. H. Sidgwick—a critic whose
-remarks on questions of mental philosophy always deserve respectful
-consideration.
-
-Mr. Sidgwick’s chief aim is to show what he calls “the mazy
-inconsistency of his [my] metaphysical results.” More specifically, he
-expresses thus the proposition he seeks to justify—“His view of the
-subject appears to have a fundamental incoherence, which shows itself
-in various ways on the surface of his exposition, but of which the root
-lies {239} much deeper, in his inability to harmonise different lines
-of thought.”
-
-Before dealing with the reasons given for this judgment, let me say
-that, in addition to the value which candid criticisms have as showing
-where more explanation is needed, they are almost indispensable as
-revealing to a writer incongruities he had not perceived. Especially
-where, as in this case, the subject-matter has many aspects, and
-where the words supplied by our language are so inadequate in number
-that, to avoid cumbrous circumlocution, they have to be used in
-senses that vary according to the context, it is extremely difficult
-to avoid imperfections of statement. But while I acknowledge sundry
-such imperfections and the resulting incongruities, I cannot see
-that these are, as Mr. Sidgwick says, fundamental. Contrariwise,
-their superficiality seems to me proved by the fact that they may be
-rectified without otherwise altering the expositions in which they
-occur. Here is an instance.
-
-Mr. Sidgwick points out that, when treating of the “Data of
-Psychology,” I have said (in § 56) that, though we reach inferentially
-“the belief that mind and nervous action are the subjective and
-objective faces of the same thing, we remain utterly incapable of
-seeing, and even of imagining, how the two are related” (I quote
-the passage more fully than he does). He then goes on to show that
-in the “Special Synthesis,” where I have sketched the evolution of
-Intelligence under its objective aspect, as displayed in the processes
-by which beings of various grades adjust themselves to surrounding
-actions, I “speak as if” we could see how consciousness “naturally
-arises at a particular stage” of nervous action. The chapter he here
-refers to is one describing that “differentiation of the psychical
-from the physical life” which accompanies advancing organization, and
-more especially advancing development of the nervous system. In it I
-have shown {240} that, while the changes constituting physical life
-continue to be characterized by the _simultaneity_ with which all
-kinds of them go on throughout the organism, the changes constituting
-psychical life, arising as the nervous system develops, become
-gradually more distinguished by their _seriality_. And I have said that
-as nervous integration advances, “there must result an unbroken series
-of these changes—there must arise a consciousness.” Now I admit that
-here is an apparent inconsistency. I ought to have said that “there
-must result an unbroken series of these changes,” which, taking place
-in the nervous system of a highly-organized creature, gives coherence
-to its conduct; and along with which we assume a consciousness,
-because consciousness goes along with coherent conduct in ourselves.
-If Mr. Sidgwick will substitute this statement for the statement as it
-stands, he will see that the arguments and conclusions remain intact.
-A survey of the chapter as a whole, proves that its aim is not in the
-least to explain how nervous changes, considered as waves of molecular
-motion, become the feelings constituting consciousness; but that,
-contemplating the facts objectively in living creatures at large, it
-points out the cardinal distinction between vital actions in general,
-and those particular vital actions which, in a creature displaying
-them, lead us to speak of it as intelligent. It is shown that the rise
-of such actions becomes marked in proportion as the changes taking
-place in the part called the nervous system, are made more and more
-distinctly serial, by union in a supreme centre of co-ordination. The
-introduction of the word consciousness, arises in the effort to show
-what fundamental character there is in these particular physiological
-changes which is _parallel to_ a fundamental character in the
-psychological changes.
-
-Another instance of the way in which Mr. Sidgwick evolves an
-incongruity which he considers fundamental, out of what I should have
-thought he would see is a {241} defective expression, I will give in
-his own words. Speaking of a certain view of mine, he says:―
-
- “He tells us that ‘logic . . . contemplates in its propositions
- certain connexions predicated, which are necessarily involved with
- certain other connexions given: _regarding all these connexions as
- existing in the non-ego_—not, it may be, under the form in which
- we know them, but in some form.’ But in § 473, where Mr. Spencer
- illustrates by a diagram his ‘Transfigured Realism,’ the view seems
- to be this: although we cannot say that the real non-ego resembles
- our notion of it in ‘its elements, relations, or laws,’ we can say
- that ‘a change in the objective reality causes in the subjective state
- a change exactly answering to it—so answering as to _constitute a
- cognition of it_.’ Here the ‘something beyond consciousness’ is no
- longer said to be unknown, as its effect in consciousness ‘constitutes
- a cognition of it.’”
-
-This apparent inconsistency, marked by the italics, would not
-have existed if, instead of “a cognition of it,” I had said, as I
-ought to have said, “_what we call_ a cognition of it”—that is, a
-relative cognition as distinguished from an absolute cognition. In
-ordinary language we speak of as cognitions, those connexions in
-thought which so guide us in our dealings with things, that actual
-experience verifies ideal anticipation: marking off, by opposed words,
-those connexions in thought which _mis_-guide us. The difference
-between accepting a cognition as relatively true and accepting
-it as absolutely true, will be clearly shown by an illustration.
-There is no direct resemblance whatever between the sizes, forms,
-colours, and arrangements, of the figures in an account-book, and the
-moneys or goods, debts or credits, represented by them; and yet the
-forms and arrangements of the written symbols, are such as answer
-in a perfectly-exact way to stocks of various commodities and to
-various kinds of transactions. Hence we say, figuratively, that the
-account-book will “tell us” all about these stocks and transactions.
-Similarly, the diagram Mr. Sidgwick refers to, suggests a way in which
-symbols, registered in us by objects, may have forms and arrangements
-wholly unlike their objective causes and the _nexus_ among those
-causes, while yet they are so related as to guide us correctly in
-our transactions {242} with those objective causes, and, _in that
-sense_, constitute cognitions of them; though they no more constitute
-cognitions in the absolute sense, than do the guiding symbols in the
-account-book constitute cognitions of the things to which they refer.
-So repeatedly is this view implied throughout the _Principles of
-Psychology_, that I am surprised to find a laxity of expression raising
-the suspicion that I entertain any other.
-
-To follow Mr. Sidgwick through sundry criticisms of like kind,
-which may be similarly met, would take more space than I can here
-afford. I must restrict myself now to the alleged “fundamental
-incoherence” of which he thinks these inconsistencies are signs. I
-refer to that reconciliation of Realism and Idealism considered by
-him as an impossible compromise. A difficulty is habitually felt in
-accepting a coalition after long conflict. Whoever has espoused one
-of two antagonist views, and, in defending it, has gained a certain
-comprehension of the opposite view, becomes accustomed to regard these
-as the only alternatives, and is puzzled by an hypothesis which is at
-once both and neither. Yet, since it turns out in nearly all cases
-that, of conflicting doctrines, each contains an element of truth, and
-that controversy ends by combination of their respective half-truths,
-there is _a priori_ probability on the side of an hypothesis which
-qualifies Realism by Idealism.
-
-Mr. Sidgwick expresses his astonishment, or rather bespeaks that of his
-readers, because, while I accept Idealistic criticisms, I nevertheless
-defend the fundamental intuition of Common Sense; and, as he puts
-it, “fires his [my] argument full in the face of Kant, Mill, and
-‘metaphysicians’ generally.”
-
- “He tells us that ‘metaphysicians’ illegitimately assume that
- ‘beliefs reached through complex intellectual processes,’ are more
- valid than ‘beliefs reached through simple intellectual processes;’
- that the common language they use refuses to express their hypotheses,
- and thus their reasoning inevitably implies the common notions which
- they repudiate; that the belief of Realism has the advantage of
- ‘priority,’ ‘simplicity,’ ‘distinctness.’ {243} But surely this prior,
- simple, distinctly affirmed belief is that of what Mr. Spencer terms
- ‘crude Realism’, the belief that the non-ego is _per se_ extended,
- solid, even coloured (if not resonant and odorous). This is what
- common language implies; and the argument by which Mr. Spencer proves
- the relativity of feelings and relations, still more the subtle and
- complicated analysis by which he resolves our notion of extension into
- an aggregate of feelings and transitions of feeling, lead us away from
- our original simple belief—that (_e.g._) the green grass we see exists
- out of consciousness as we see it—just as much as the reasonings of
- Idealism, Scepticism, or Kantism.”
-
-On the face of it the anomaly seems great; but I should have thought
-that after reading the chapter on “Transfigured Realism,” a critic of
-Mr. Sidgwick’s acuteness would have seen the solution of it. He has
-overlooked an essential distinction. All which my argument implies is
-that the direct intuition of Realism must be held of superior authority
-to the arguments of Anti-Realism, _where their deliverances cannot
-be reconciled_. The one point on which their deliverances cannot be
-reconciled, is the existence of an objective reality. But while,
-against this intuition of Realism, I hold the arguments of Anti-Realism
-to be powerless, because they cannot be carried on without postulating
-that which they end by denying; yet, having admitted objective
-existence as a necessary postulate, it is possible to make valid
-criticisms upon all those judgments which Crude Realism joins with
-this primordial judgment: it is possible to show that a transfigured
-interpretation of properties and relations, is more tenable than the
-original interpretation.
-
-To elucidate the matter, let us take the most familiar case in which
-the indirect judgments of Reason correct the direct judgments of Common
-Sense. The direct judgment of Common Sense is that the Sun moves round
-the Earth. In course of time, Reason, finding some facts at variance
-with this, begins to doubt; and, eventually, hits upon an hypothesis
-which explains the anomalies, but which denies this apparently-certain
-_dictum_ of Common Sense. What is the reconciliation? It consists in
-showing {244} to Common Sense that the new interpretation equally
-well corresponds with direct intuition, while it avoids all the
-difficulties. Common Sense is reminded that the apparent motion of
-an object may be due either to its actual motion or to the motion of
-the observer; and that there are terrestrial experiences in which the
-observer thinks an object he looks at is moving, when the motion is in
-himself. Extending the conception thus given, Reason shows that if the
-Earth revolves on its axis, there will result that apparent motion of
-the Sun which Common Sense interpreted into an actual motion of the
-Sun; and the common-sense observer thereupon becomes able to think
-of sunrise and sunset as due to his position as spectator on a vast
-revolving globe. Now if the astronomer, setting out by recognizing
-these celestial appearances, and proceeding to evolve the various
-anomalies following from the common-sense interpretation of them, had
-drawn the conclusion that there externally exist no Sun and no motion
-at all, he would have done what Idealists do; and his arguments would
-have been equally powerless against the intuition of Common Sense. But
-he does nothing of the kind. He accepts the intuition of Common Sense
-respecting the reality of the Sun and of the motion; but replaces the
-old interpretation of the motion by a new interpretation reconcilable
-with all the facts.
-
-Everyone must see that here, acceptance of the inexpugnable element
-in the common-sense judgment, by no means involves acceptance of the
-accompanying judgments; and I contend that the like discrimination must
-be made in the case we are considering. It does not follow that while,
-against the consciousness which Crude Realism has of an objective
-reality, the arguments of Anti-Realism are futile, they are therefore
-futile against the conceptions which Crude Realism forms of the
-objective reality. If Anti-Realism can show that, granting an objective
-reality, the interpretation of Crude Realism contains insuperable {245}
-difficulties, the process is quite legitimate. And, its primordial
-intuition remaining unshaken, Realism may, on reconsideration, be
-enabled to frame a new conception which harmonizes all the facts.
-
-To show that there is not here the “mazy inconsistency” alleged, let
-us take the case of sound as interpreted by Crude Realism, and as
-re-interpreted by Transfigured Realism. Crude Realism assumes the
-sound present in consciousness to exist as such beyond consciousness.
-Anti-Realism proves the inadmissibility of this assumption in sundry
-ways (all of which, however, set out by talking of sounding bodies
-beyond consciousness, just as Realism talks of them); and then
-Anti-Realism concludes that we know of no existence save the sound as a
-mode of consciousness: which conclusion, and all kindred conclusions,
-I contend are vicious—first, because all the words used connote an
-objective activity; second, because the arguments are impossible
-without postulating at the outset an objective activity; and third,
-because no one of the intuitions out of which the arguments are built,
-is of equal validity with the single intuition of Realism that an
-objective activity exists. But now the Transfigured Realism which
-Mr. Sidgwick thinks “has all the serious incongruity of an intense
-metaphysical dream,” neither affirms the untenable conception of Crude
-Realism, nor, like Anti-Realism, draws unthinkable conclusions by
-suicidal arguments; but, accepting that which is essential in Crude
-Realism, and admitting the difficulties which Anti-Realism insists
-upon, reconciles matters by a re-interpretation analogous to that
-which an astronomer makes of the solar motion. Continuing all along
-to recognize an objective activity which Crude Realism calls sound,
-it shows that the answering sensation is produced by a succession of
-separate impacts which, if made slowly, may be separately identified,
-and which will, if progressively increased in rapidity, produce tones
-higher and higher in pitch. It {246} shows by other experiments that
-sounding bodies are in states of vibration, and that the vibrations
-may be made visible. And it concludes that the objective activity
-is not what it subjectively seems, but is proximately interpretable
-as a succession of aërial waves. Thus Crude Realism is shown that
-while there unquestionably exists an objective activity corresponding
-to the sensation known as sound, yet the facts are not explicable
-on the original supposition that this is like the sensation; while
-they are explicable by conceiving it as a rhythmical mechanical
-action. Eventually this re-interpretation, joined with kindred
-reinterpretations of other sensations, comes to be itself further
-transfigured by analysis of its terms, and re-expression of them in
-terms of molecular motion; but, however abstract the interpretation
-ultimately reached, the objective activity continues to be postulated:
-the primordial judgment of Crude Realism remains unchanged, though it
-has to change the rest of its judgments.
-
-In another part of his argument, however, Mr. Sidgwick implies that
-I have no right to use those conceptions of objective existence by
-which this compromise is effected. Quoting sundry passages to show
-that while I hold the criticisms of the Idealist to be impossible
-without “tacitly or avowedly postulating an unknown something beyond
-consciousness,” I yet admit that “our states of consciousness are the
-only things we can know;” he goes on to argue that I am radically
-inconsistent, because, in interpreting the phenomena of consciousness,
-I continually postulate, not an unknown something, but a something
-of which I speak in ordinary terms, as though its ascribed physical
-characters really exist as such, instead of being, as I admit they are,
-synthetic states of my consciousness. His objection, if I understand
-it, is that for the purposes of Objective Psychology I apparently
-profess to know Matter and Motion in the ordinary realistic way; while,
-as a result of subjective analysis, I reach the conclusion that {247}
-it is impossible to have that knowledge of objective existence which
-Realism supposes we have. Doubtless there seems here to be what he
-calls “a fundamental incoherence.” But I think it exists, not between
-my two expositions, but between the two consciousnesses of subjective
-and objective existence, which we cannot suppress and yet cannot put
-into definite forms. The alleged incoherence I take to be but another
-name for the inscrutability of the relation between subjective feeling
-and its objective correlate which is not feeling—an inscrutability
-which meets us at the bottom of all our analyses. An exposition of this
-inscrutability I have elsewhere summed up thus:―
-
- “See, then, our predicament. We can think of Matter only in terms
- of Mind. We can think of Mind only in terms of Matter. When we have
- pushed our explorations of the first to the uttermost limit, we are
- referred to the second for a final answer; and when we have got the
- final answer of the second, we are referred back to the first for an
- interpretation of it. We find the value of _x_ in terms of _y_; then
- we find the value of _y_ in terms of _x_; and so on we may continue
- for ever without coming nearer to a solution.”—_Prin. of Psy._ § 272.
-
-Carrying a little further this simile, will, I think, show where lies
-the insuperable difficulty felt by Mr. Sidgwick. Taking _x_ and _y_
-as the subjective and objective activities, unknown in their natures
-and known only as phenomenally manifested; and recognizing the fact
-that every state of consciousness implies, immediately or remotely,
-the action of object on subject or subject on object, or both; we
-may say that every state of consciousness will be symbolized by some
-modification of xy—the phenomenally-known product of the two unknown
-factors. In other words, _xy′_, _x′y_, _x′y′_, _x″y′_, _x′y″_, &c.,
-&c., will represent all perceptions and thoughts. Suppose, now,
-that these are thoughts about the object; composing some hypothesis
-respecting its characters as analyzed by physicists. Clearly, all
-such thoughts, be they about shapes, resistances, momenta, molecules,
-molecular motions, or what not, will contain forms of the subjective
-activity _x_. Now let the thoughts {248} be concerning mental
-processes. It must similarly happen that some mode of the unknown
-objective activity _y_, will be in every case a component. Now suppose
-that the problem is the genesis of mental phenomena; and that, in
-the course of the inquiry, bodily organization and the functions of
-the nervous system are brought into the explanation. It will happen,
-as before, that these, considered as objective, have to be described
-and thought about in modes of _xy_. And when by the actions of such
-a nervous system, conceived objectively in modes of _xy_, and acted
-upon by physical forces which are conceived in other modes of _xy_, we
-endeavour to explain the genesis of sensations, perceptions, and ideas,
-which we can think of only in other modes of _xy,_ we find that all our
-factors, and therefore all our interpretations, contain the two unknown
-terms, and that no interpretation is imaginable that will not contain
-the two unknown terms.
-
-What is the defence for this apparently-circular process? Simply that
-it is a process of establishing _congruity_ among our symbols. It is
-finding a mode of so symbolizing the unknown activities, subjective
-and objective, and so operating with our symbols, that all our acts
-may be rightly guided—guided, that is, in such ways that we can
-anticipate, when, where, and in what quantity some one of our symbols,
-or some combination of our symbols, will be found. Mr. Sidgwick’s
-difficulty arises, I think, from having insufficiently borne in mind
-the statements made at the outset, in “The Data of Philosophy,” that
-such conceptions as “are vital, or cannot be separated from the rest
-without mental dissolution, must be assumed as true _provisionally_;”
-that “there is no mode of establishing the validity of any belief
-except that of showing its entire _congruity_ with all other beliefs;”
-and that “Philosophy, compelled to make those fundamental assumptions
-without which thought is impossible, has to justify them by showing
-their _congruity_ with all other dicta of consciousness.” In {249}
-pursuance of this distinctly-avowed mode of procedure, I assume
-provisionally, an objective activity and a subjective activity, and
-certain general forms and modes (Space, Time, Matter, Motion, Force),
-which the subjective activity, operated on by the objective activity,
-ascribes to it, and which I suppose to correspond in some way to
-unknown forms and modes of the objective activity. These provisional
-assumptions, having been carried out to all their consequences, and
-these consequences proved to be congruous with one another and with
-the original assumptions, these original assumptions are justified.
-And if, finally, I assert, as I have repeatedly asserted, that the
-terms in which I express my assumptions and carry on my operations
-are but symbolic, and that all I have done is to show that by certain
-ways of symbolizing, perfect harmony results—invariable agreement
-between the symbols in which I frame my expectations, and the symbols
-which occur in experience—I cannot be blamed for incoherence. On the
-contrary, it seems to me that my method is the most coherent that
-can be devised. Lastly, should it be said that this regarding of
-everything constituting experience and thought as symbolic, has a very
-shadowy aspect; I reply that these which I speak of as symbols, are
-real relatively to our consciousness; and are symbolic only in their
-relation to the Ultimate Reality.
-
-That these explanations will make clear the coherence of views
-which before seemed “fundamentally incoherent,” I feel by no means
-certain; since, as I did not perceive the difficulties presented by
-the exposition as at first made, I may similarly fail to perceive
-the difficulties in this explanation. Originally, I had intended to
-complete the _Principles of Psychology_ by a division showing how
-the results reached in the preceding divisions, physiological and
-psychological, analytic and synthetic, subjective and objective,
-harmonize with one another, and are but different aspects of the same
-aggregate of phenomena. But the work was already {250} bulky; and
-I concluded that this division might be dispensed with, because the
-congruities to be pointed out were sufficiently obvious. So little was
-I conscious of the alleged “inability to harmonize different lines of
-thought.” Mr. Sidgwick’s perplexities, however, show me that such an
-exposition of concords is needful.
-
- * * * * *
-
-I have reserved to the last, one of the first objections made to the
-metaphysico-theological doctrine set forth in _First Principles_, and
-implied in the several volumes that have succeeded it. It was urged by
-an able metaphysician, the Rev. James Martineau, in an essay entitled
-“Science, Nescience, and Faith;” and, effective against my argument as
-it stands, shows the need for some development of my argument. That
-Mr. Martineau’s criticism may be understood, I must quote the passages
-it concerns. Continuing the reasoning employed against Hamilton and
-Mansel, to show that our consciousness of that which transcends
-knowledge is _positive_, and not, as they allege, _negative_, I have
-said:―
-
- “Still more manifest will this truth become when it is observed that
- our conception of the Relative itself disappears, if our conception
- of the Absolute is a pure negation. It is admitted, or rather it is
- contended, by the writers I have quoted above, that contradictories
- can be known only in relation to each other—that Equality, for
- instance, is unthinkable apart from its correlative Inequality; and
- that thus the Relative can itself be conceived only by opposition
- to the Non-relative. It is also admitted, or rather contended, that
- the consciousness of a relation implies a consciousness of both
- the related members. If we are required to conceive the relation
- between the Relative and Non-relative without being conscious of
- both, ‘we are in fact’ (to quote the words of Mr. Mansel differently
- applied) ‘required to compare that of which we are conscious with
- that of which we are not conscious; the comparison itself being an
- act of consciousness, and only possible through the consciousness of
- both its objects.’ What, then, becomes of the assertion that, ‘the
- Absolute is conceived merely by a negation of conceivability,’ or
- as ‘the mere absence of the conditions under which consciousness is
- possible?’ If the Non-relative or Absolute, is present in thought only
- as a mere negation, then the relation between it and the Relative
- becomes unthinkable, because one of the terms of the relation is
- absent from consciousness. {251} And if this relation is unthinkable,
- then is the Relative itself unthinkable, for want of its antithesis:
- whence results the disappearance of all thought whatever.”—_First
- Principles_, § 26.
-
-On this argument Mr. Martineau comments as follows; first re-stating it
-in other words:―
-
- “Take away its antithetic term, and the relative, thrown into
- isolation, is set up as absolute, and disappears from thought. It
- is indispensable therefore to uphold the Absolute in existence,
- as condition of the relative sphere which constitutes our whole
- intellectual domain. Be it so: but when saved on this plea,—to
- preserve the balance and interdependence of two _co_-relatives,—the
- ‘Absolute’ is absolute no more; it is reduced to a term of relation:
- it loses therefore its exile from thought: its disqualification is
- cancelled: and the alleged nescience is discharged.
-
- “So, the same law of thought which warrants the existence, dissolves
- the inscrutableness, of the Absolute.”—_Essays, Philosophical and_
- _Theological_ pp. 186–7.
-
-I admit this to be a telling rejoinder; and one which can be met only
-when the meanings of the words, as I have used them, are carefully
-discriminated, and the implications of the doctrine fully traced out.
-We will begin by clearing the ground of minor misconceptions.
-
-First, let it be observed that though I have used the word Absolute
-as the equivalent of Non-relative, because it is used in the passages
-quoted from the writers I am contending against; yet I have myself
-chosen for the purposes of my argument, the name Non-relative, and I
-do not necessarily commit myself to any propositions respecting the
-Absolute, considered as that which includes both Subject and Object.
-The Non-relative as spoken of by me, is to be understood rather as
-the totality of Being _minus_ that which constitutes the individual
-consciousness, present to us under forms of Relation. Did I use the
-word in some Hegelian sense, as comprehensive of that which thinks and
-that which is thought about, and did I propose to treat of the order of
-things, not as phenomenally manifested but as noumenally proceeding,
-the objection would be fatal. But the aim being simply to formulate
-the order of things as present under relative forms, the antithetical
-Non-relative here named as {252} implied by the conception of the
-Relative, is that which, in any act of thought, is outside of and
-beyond it, rather than that which is inclusive of it. Further, it
-should be observed that this Non-relative, spoken of as a necessary
-complement to the Relative, is not spoken of as a conception but as a
-_consciousness_; and I have in sundry passages distinguished between
-those modes of consciousness which, having limits, and constituting
-thought proper, are subject to the laws of thought, and the mode of
-consciousness which persists when the removal of limits is carried to
-the uttermost, and when distinct thought consequently ceases.
-
-This opens the way to the reply here to be made to Mr. Martineau’s
-criticism—namely, that while by the necessities of thought the Relative
-implies a Non-relative; and while, to think of this antithesis
-completely, requires that the Non-relative shall be made a conception
-proper; yet, for the vague thought which is alone in this case
-possible, it suffices that the Non-relative shall be present as a
-consciousness which though undefined is positive. Let us observe what
-necessarily happens when thought is employed on this ultimate question.
-
-In a preceding part of the argument criticized, I have, in various
-ways, aimed to show that, alike when we analyze the product of
-thought and when we analyze the process of thought, we are brought
-to the conclusion that invariably “a thought involves _relation_,
-_difference_, _likeness_;” and that even from the very nature of Life
-itself, we may evolve the conclusion that “thinking being relationing,
-no thought can ever express more than relations.” What, now, must
-happen if thought, having this law, occupies itself with the final
-mystery? Always implying terms in relation, thought implies that
-both terms shall be more or less defined; and as fast as one of them
-becomes indefinite, the relation also becomes indefinite, and thought
-becomes indistinct. Take the {253} case of magnitudes. I think of an
-inch; I think of a foot; and having tolerably-definite ideas of the
-two, I have a tolerably-definite idea of the relation between them.
-I substitute for the foot a mile; and being able to represent a mile
-much less definitely, I cannot so definitely think of the relation
-between an inch and a mile—cannot distinguish it in thought from the
-relation between an inch and two miles, as clearly as I can distinguish
-in thought the relation between an inch and one foot from the relation
-between an inch and two feet. And now if I endeavour to think of the
-relation between an inch and the 240,000 miles from here to the Moon,
-or the relation between an inch and the 93,000,000 miles from here to
-the Sun, I find that while these distances, practically inconceivable,
-have become little more than numbers to which I frame no answering
-ideas, so, too, has the relation between an inch and either of them
-become practically inconceivable. Evidently then this partial failure
-in the process of forming thought-relations, which happens even with
-finite magnitudes when one of them is immense, passes into complete
-failure when one of them cannot be brought within any limits. The
-relation itself becomes unrepresentable at the same time that one of
-its terms becomes unrepresentable. Nevertheless, in this case it is to
-be observed that the almost-blank form of relation preserves a certain
-qualitative character. It is still distinguishable as belonging to the
-consciousness of extensions, not to the consciousnesses of forces or
-durations; and in so far remains a vaguely-identifiable relation. But
-now suppose we ask what happens when one term of the relation has not
-simply magnitude having no known limits, and duration of which neither
-beginning nor end is cognizable, but is also an existence not to be
-defined? In other words, what must happen if one term of the relation
-is not only quantitatively but also qualitatively unrepresentable?
-Clearly in this case the {254} relation does not simply cease to
-be thinkable except as a relation of a certain class, but it lapses
-completely. When one of the terms becomes wholly unknowable, the
-law of thought can no longer be conformed to; both because one term
-cannot be present, and because relation itself cannot be framed. That
-is to say, the law of thought that contradictories can be known only
-in relation to each other, no longer holds when thought attempts to
-transcend the Relative; and yet, when it attempts to transcend the
-Relative, it must make the attempt in conformity with its law—must
-in some dim mode of consciousness posit a Non-relative, and, in some
-similarly dim mode of consciousness, a relation between it and the
-Relative. In brief then, to Mr. Martineau’s objection I reply, that
-the insoluble difficulties he indicates arise here, as elsewhere, when
-thought is applied to that which transcends the sphere of thought;
-and that just as when we try to pass beyond phenomenal manifestations
-to the Ultimate Reality manifested, we have to symbolize it out of
-such materials as the phenomenal manifestations give us; so we have
-simultaneously to symbolize the connexion between this Ultimate Reality
-and its manifestations, as somehow allied to the connexions among
-the phenomenal manifestations themselves. The truth Mr. Martineau’s
-criticism adumbrates, is that the law of thought fails where the
-elements of thought fail; and this is a conclusion quite conformable
-to the general view I defend. Still holding the validity of my
-argument against Hamilton and Mansel, that in pursuance of their own
-principle the Relative is not at all thinkable _as such_, unless in
-contradistinction to some existence posited, however vaguely, as
-the other term of a relation, conceived however indefinitely; it
-is consistent on my part to hold that in this effort which thought
-inevitably makes to pass beyond its sphere, not only does the product
-of thought become a dim symbol of a product, but the process of thought
-becomes a dim {255} symbol of a process; and hence any predicament
-inferable from the law of thought cannot be asserted.
-
-I may fitly close this reply by a counter-criticism. To the direct
-defence of a proposition, may be added the indirect defence which
-results from showing the untenability of an alternative proposition.
-This criticism on the doctrine of an Unknowable Existence manifested
-to us in phenomena, Mr. Martineau makes in the interests of the
-doctrine held by him, that this existence is, to a considerable
-degree, knowable. We are quite at one in holding that there is an
-indestructible consciousness of Power behind Appearance; but whereas
-I contend that this Power cannot be brought within the forms of
-thought, Mr. Martineau contends that there can be consistently ascribed
-certain attributes of personality—not, indeed, human characteristics
-so concrete as were ascribed in past times; but still, human
-characteristics of the more abstract and higher class. His general
-doctrine is this:—Regarding Matter as independently existing; regarding
-as also independently existing, those primary qualities of Body “which
-are inseparable from the very idea of Body, and may be evolved _a
-priori_ from the consideration of it as solid extension or extended
-solidity;” and saying that to this class “belong Triple Dimension,
-Divisibility, Incompressibility;” he goes on to assert that as these―
-
- “cannot absent themselves from Body, they have a reality coeval with
- it, and belong eternally to the material datum objective to God: and
- his mode of activity with regard to them must be similar to that which
- alone we can think of his directing upon the relations of Space, viz.
- not Volitional, to cause them, but Intellectual, to think them out.
- The Secondary Qualities, on the other hand, having no logical tie to
- the Primary, but being appended to them as contingent facts, cannot
- be referred to any deductive thought, but remain over as products of
- pure Inventive Reason and Determining Will. This sphere of cognition,
- _a posteriori_ to us,—where we cannot move a step alone but have
- submissively to wait upon experience, is precisely the realm of Divine
- originality: and we are most sequacious where He is most free. While
- on this Secondary field His Mind and ours are thus contrasted, they
- meet in resemblance again upon the Primary: for the evolutions of
- deductive Reason there is but one track possible to all intelligences;
- no {256} _merum arbitrium_ can interchange the false and true, or make
- more than one geometry, one scheme of pure Physics, for all worlds:
- and the Omnipotent Architect Himself, in realizing the Kosmical
- conception, in shaping the orbits out of immensity and determining
- seasons out of eternity, could but follow the laws of curvature,
- measure, and proportion.”—_Essays, Philosophical and Theological_, pp.
- 163–4.
-
-Before the major criticism which I propose to make on this hypothesis,
-let me make a minor one. Not only of space-relations, but also of
-primary physical properties, Mr. Martineau asserts the necessity: not
-a necessity to our minds simply, but an ontological necessity. What
-is true for human thought, is, in respect of these, true absolutely:
-“the laws of curvature, measure, and proportion,” as we know them, are
-unchangeable even by Divine power; as are also the Divisibility and
-Incompressibility of Matter. But if, in these cases, Mr. Martineau
-holds that a necessity in thought implies an answering necessity in
-things, why does he refrain from saying the like in other cases?
-Why, if he tacitly asserts it in respect of space-relations and the
-statical attributes of Body, does he not also assert it in respect of
-the dynamical attributes of Body? The laws conformed to by that mode
-of force now distinguished as “energy,” are as much necessary to our
-thought as are the laws of space-relations. The axioms of Mechanics
-lie on the same plane with the axioms of pure Mathematics. Now if
-Mr. Martineau admits this—if he admits, as he must, the corollary
-that there can be no such manifestation of energy as that displayed
-in the motion of a planet, save at the expense of equivalent energy
-which pre-existed—if he draws the further necessary corollary that
-the direction of a motion cannot be changed by any action, without an
-equal reaction in an opposite direction on something acting—if he bears
-in mind that this holds not only of all visible motions, celestial
-and terrestrial, but that those activities of Body which affect us as
-secondary properties, are also known only through other forms of {257}
-energy, which are equivalents of mechanical energy and conform to
-these same laws—and if, lastly, he infers that none of these derivative
-energies can have given to them their characters and directions,
-save by pre-existing forces, statical and dynamical, conditioned in
-special ways; what becomes of that “realm of Divine originality” which
-Mr. Martineau describes as remaining within the realm of necessity?
-Consistently carried out, his argument implies a universally-inevitable
-order, in which volition can have no such place as that he alleges.
-
-Not pushing Mr. Martineau’s reasoning to this conclusion, so entirely
-at variance with the one he draws, but accepting his statement just
-as it stands, let us consider the solution it offers us. We are left
-by it without any explanation of Space and Time; we are not helped
-in conceiving the origin of Matter; and there is afforded us no
-idea how Matter came to have its primary attributes. All these are
-tacitly assumed to exist uncreated. Creative activity is represented
-as under the restrictions imposed by mathematical necessities, and
-as having for _datum_ (mark the word) a substance which, in respect
-of certain characters, defies modification. But surely this is not
-an interpretation of the mystery of things. The mystery is simply
-relegated to a remoter region, respecting which no inquiry is to be
-made. But the inquiry _must_ be made. After every such solution there
-arises afresh the question—what is the origin and nature of that which
-imposes these limits on creative power? what is the primary God which
-dominates over this secondary God? For, clearly, if the “Omnipotent
-Architect himself” (to use Mr. Martineau’s somewhat inconsistent name)
-is powerless to change the “material datum objective” to him, and
-powerless to change the conditions under which it exists, and under
-which he works, there is obviously implied a power to which he is
-subject. So that in Mr. Martineau’s doctrine also, there is an Ultimate
-{258} Unknowable; and it differs from the doctrine he opposes, only by
-intercalating a partially Knowable between this and the wholly Knowable.
-
-Finding, as explained above, that this interpretation is not consistent
-with itself; and finding, as just shown, that it leaves the essential
-mystery unsolved; I do not see that it has an advantage over the
-doctrine of the Unknowable in its unqualified shape. There cannot,
-I think, be more than temporary rest in a proximate solution which
-takes for its basis the ultimately insoluble. Just as thought cannot
-be prevented from passing beyond Appearance, and trying to conceive
-the Cause behind; so, following out the interpretation Mr. Martineau
-offers, thought cannot be prevented from asking what Cause it is
-which restricts the Cause he assigns. And if we must admit that the
-question under this eventual form cannot be answered, may we not as
-well confess that the question under its immediate form cannot be
-answered? Is it not better candidly to acknowledge the incompetence of
-our intelligence, rather than to persist in calling that an explanation
-which does but disguise the inexplicable? Whatever answer each may
-give to this question, he cannot rightly blame those who, finding in
-themselves an indestructible consciousness of an ultimate Cause, whence
-proceed alike what we call the Material Universe and what we call Mind,
-refrain from affirming anything respecting it; because they find it as
-inscrutable in nature as it is inconceivable in extent and duration.
-
-
-POSTSCRIPT.—With the concluding paragraph of the foregoing article, I
-had hoped to end, for a long time, all controversial writing; and, if
-the article had been published entire in the November number of the
-_Fortnightly_, as originally intended, the need for any addition would
-not have been pressing. But while it was in the printer’s {259} hands,
-two criticisms, more elaborate than those dealt with above, made their
-appearance; and now that the postponed publication of this latter half
-of the article affords the opportunity, I cannot, without risking
-misinterpretations, leave these criticisms unnoticed.
-
-Especially do I feel called upon by courtesy to make some response
-to one who, in the _Quarterly Review_ for October, 1873, has dealt
-with me in a spirit which, though largely antagonistic, is not wholly
-unsympathetic; and who manifestly aims to estimate justly the views he
-opposes. In the space at my disposal, I cannot of course follow him
-through all the objections he has urged. I must content myself with
-brief comments on the two propositions he undertakes to establish. His
-enunciation of these runs thus:―
-
- “We would especially direct attention to two points, to both of which
- we are confident objections may be made; and although Mr. Spencer has
- himself doubtless considered such objections (and they may well have
- struck many of his readers also), we nevertheless do not observe that
- he has anywhere noticed or provided for them.
-
- “The two points we so select are:―
-
- “(1) _That his system involves the denial of all truth._
-
- “(2) _That it is radically and necessarily opposed to all sound
- principles of morals._”
-
-On this passage, ending in these two startling assertions, let me
-first remark that I am wholly without this consciousness the reviewer
-ascribes to me. Remembering that I have expended some little labour in
-developing what I conceive to be a system of truths, I am surprised
-by the supposition that “the denial of all truth” is an implication
-which I am “doubtless” aware may be alleged against this system.
-Remembering, too, that by its programme this system is shown to close
-with two volumes on _The Principles of Morality_, the statement that it
-is “necessarily opposed to all sound principles of morals,” naturally
-astonishes me; and still more the statement that I am doubtless
-conscious it may be so regarded. Saying thus much by way of repudiating
-that latent scepticism {260} attributed to me by the reviewer, I
-proceed to consider what he says in proof of these propositions.
-
-On those seeming incongruities of Transfigured Realism commented on
-by him, I need say no more than I have already said in reply to Mr.
-Sidgwick; by whom also they have been alleged. I will limit myself
-to the corollary he draws from the doctrine of the Relativity of
-Knowledge, as held by me. Rightly pointing out that I hold this in
-common with “Messrs. Mill, Lewes, Bain, and Huxley;” but not adding, as
-he should have done, that I hold it in common with Hamilton, Mansel,
-and the long list of predecessors through whom Hamilton traced it;
-the reviewer proceeds to infer from this doctrine of relativity that
-no absolute truth of any kind can be asserted—not even the absolute
-truth of the doctrine of relativity itself. And then he leaves it to be
-supposed by his readers, that this inference tells especially against
-the system he is criticizing. If, however, the reviewer’s inference is
-valid, this “denial of all truth” must be charged against the doctrines
-of thinkers called orthodox, as well as against the doctrines of those
-many philosophers, from Aristotle down to Kant, who have said the same
-thing. But now I go further, and reply that against that form of the
-doctrine of relativity held by me, this allegation cannot be made with
-the same effect as it can against preceding forms of the doctrine. For
-I diverge from other relativists in asserting that the existence of a
-non-relative is not only a positive deliverance of consciousness, but a
-deliverance transcending in certainty all others whatever; and is one
-without which the doctrine of relativity cannot be framed in thought. I
-have urged that “unless a real Non-relative or Absolute be postulated,
-the Relative itself becomes absolute; and so brings the argument to a
-contradiction;”[28] and elsewhere I have described this consciousness
-of a Non-relative manifested to us through the Relative as {261}
-“deeper than demonstration—deeper even than definite cognition—deep
-as the very nature of mind;”[29] which seems to me to be saying as
-emphatically as possible that, while all other truths may be held as
-relative, this truth must be held as absolute. Yet, strangely enough,
-though contending thus against the pure relativists, and holding
-with the reviewer, that “every asserter of such a [purely-relative]
-philosophy must be in the position of a man who saws across the branch
-of a tree on which he actually sits, at a point between himself
-and the trunk,”[30] I am singled out by him as though this were my
-own predicament! So far, then, from admitting that the view I hold
-“involves the denial of all truth,” I assert that, having at the outset
-posited the co-existence of subject and object as a deliverance of
-consciousness which precedes all reasoning;[31] having subsequently
-shown, analytically, that this postulate is in every way verified,[32]
-and that in its absence the proof of relativity is impossible; my view
-is distinguished by an exactly-opposite trait.
-
-The justification of his second proposition the reviewer commences by
-saying that—“In the first place the process of Evolution, as understood
-by Mr. Spencer, compels him to be at one with Mr. Darwin in his denial
-of the existence of any fundamental and essential distinction between
-Duty and Pleasure.” Following this by a statement respecting the
-genesis of moral sentiments as understood by me (which is extremely
-unlike the one I have given in the _Principles of Psychology_, § 215,
-§§ 503–512, and §§ 524–532), the reviewer goes on to say that “We yield
-with much reluctance to the necessity of affirming that Mr. Spencer
-gives no evidence of ever having acquired a knowledge of the meaning of
-the term ‘morality,’ according to the true sense of the word.”
-
-Just noting that, as shown by the context, the assertion {262} thus
-made is made against all those who hold the Doctrine of Evolution in
-its unqualified form, I reply that in so far as it concerns me, it
-is one the reviewer would scarcely have made had he more carefully
-examined the evidence: not limiting himself to those works of mine
-named at the head of his article. And I cannot but think that had the
-spirit of fairness which he evidently strives to maintain, been fully
-awake when these passages were written, he would have seen that, before
-making so serious an allegation, wider inquiry was needful. If he had
-simply said that, given the doctrine of mental evolution as held by me,
-he failed to see how moral principles are to be established, I should
-not have objected; provided he had also said that I believe they can be
-established, and had pointed out what I hold to be their bases. As it
-is, however, he has so presented his own inference from my premises,
-as to make it seem an inference which I also must draw from my
-premises. Quite a different and much more secure foundation for moral
-principles is alleged by me, than that afforded by moral sentiments and
-conceptions; which he refers to as though they formed the sole basis of
-the ethical conclusions I hold. While the reviewer contends that “Mr.
-Spencer’s moral system is even yet more profoundly defective, as it
-denies any objective distinction between right and wrong in any being,
-whether men are or are not responsible for their actions;” I contend,
-contrariwise, that it is distinguished from other moral systems by
-asserting the objectivity of the distinction, and by endeavouring to
-show that the subjective distinction is derived from the objective
-distinction. In my first work, _Social Statics_, published twenty-three
-years ago, the essential thesis is that, apart from their warrant as
-alleged Divine injunctions, and apart from their authority as moral
-intuitions, the principles of justice are primarily deducible from the
-laws of life as carried on under social conditions. I argued throughout
-that these principles so derived have {263} a supreme authority, to
-which considerations of immediate expediency must yield; and I was for
-this reason classed by Mr. Mill as an anti-utilitarian. More recently,
-in a letter drawn from me by this misapprehension of Mr. Mill, and
-afterwards published by Professor Bain in his _Mental and Moral
-Science_, I have re-stated this position. Already, in an explanatory
-article entitled _Morals and Moral Sentiments_, published in the
-_Fortnightly Review_ for April, 1871, I have quoted passages from that
-letter; and here, considering the gravity of the assertions made by the
-_Quarterly_ reviewer, I hope to be excused for re-quoting them:―
-
- “Morality, properly so called—the science of right conduct—has for
- its object to determine _how_ and _why_ certain modes of conduct are
- detrimental, and certain other modes beneficial. These good and bad
- results cannot be accidental, but must be necessary consequences of
- the constitution of things; and I conceive it to be the business of
- Moral Science to deduce from the laws of life and the conditions
- of existence, what kinds of action necessarily tend to produce
- happiness, and what kinds to produce unhappiness. Having done this,
- its deductions are to be recognized as laws of conduct; and are to
- be conformed to irrespective of a direct estimation of happiness or
- misery.”
-
- * * * * *
-
- “If it is true that pure rectitude prescribes a system of things
- far too good for men as they are, it is not less true that mere
- expediency does not of itself tend to establish a system of things
- any better than that which exists. While absolute morality owes to
- expediency the checks which prevent it from rushing into Utopian
- absurdities, expediency is indebted to absolute morality for all
- stimulus to improvement. Granted that we are chiefly interested in
- ascertaining what is _relatively right_, it still follows that we must
- first consider what is _absolutely right_; since the one conception
- presupposes the other.”
-
-And the comment I then made on these passages I may make now, that
-“I do not see how there could well be a more emphatic assertion that
-there exists a primary basis of morals independent of, and in a sense
-antecedent to, that which is furnished by experiences of utility; and
-consequently independent of, and in a sense antecedent to, those moral
-sentiments which I conceive to be generated by such experiences.” I
-will only add that, had my beliefs been directly opposite to those I
-have enunciated, {264} the reviewer might, I think, have found good
-reasons for his assertion. If, instead of demurring to the doctrine
-“that greatest happiness should be the _immediate_ aim of man,”[33] I
-had endorsed that doctrine—if, instead of explaining and justifying “a
-belief in the special sacredness of these highest principles, and a
-sense of the supreme authority of the altruistic sentiments answering
-to them,”[34] I had denied the sacredness and the supreme authority—if,
-instead of saying of the wise man that “the highest truth he sees he
-will fearlessly utter; knowing that, let what may come of it, he is
-thus playing his right part in the world,”[35] I had said that the wise
-man will _not_ do this; the reviewer might with truth have described me
-as not understanding “the term ‘morality’ according to the true sense
-of the word.” And he might then have inferred that the Doctrine of
-Evolution as I hold it, implies denial of the “distinction between Duty
-and Pleasure.” But as it is, I think the evidence will not generally be
-held to warrant his assertion.
-
-I quite agree with the reviewer that the prevalence of a philosophy
-“is no mere question of speculative interest, but is one of the
-highest practical importance.” I join him, too, in the belief that
-“calamitous social and political changes” may be the outcome of a
-mistaken philosophy. Moreover, writing as he does under the conviction
-that there can be no standard of right and wrong save one derived from
-a Revelation interpreted by an Infallible Authority, I can conceive
-the alarm with which he regards so radically opposed a system. Though
-I could have wished that the sense of justice he generally displays
-had prevented him from ignoring the evidence I have above given, I can
-understand how, from his point of view, the Doctrine of Evolution,
-as I understand it, “seems absolutely fatal {265} to every germ of
-morality,” and “entirely negatives every form of religion.” But I am
-unable to understand that modified Doctrine of Evolution which the
-reviewer hints at as an alternative. For, little as the reader would
-anticipate it after these expressions of profound dissent, the reviewer
-displays such an amount of agreement as to suggest that the system he
-is criticizing might be converted, “rapidly and without violence, into
-an ‘allotropic state,’ in which its conspicuous characters would be
-startlingly diverse from those that it exhibits at present.” May I,
-using a different figure, suggest a different transformation, having a
-subjective instead of an objective character? As in a stereoscope, the
-two views representing diverse aspects, often yield at first a jumble
-of conflicting impressions, but, after a time, suddenly combine into a
-single whole which stands out quite clearly; so, may it not be that the
-seemingly-inconsistent Idealism and Realism dwelt on by the reviewer,
-as well as the other seemingly-fundamental incongruities he is struck
-by, will, under more persistent contemplation, unite as complementary
-sides of the same thing?
-
- * * * * *
-
-My excuse for devoting some space to a criticism of so entirely
-different a kind as that contained in the _British Quarterly Review_
-for October, 1873, must be that, under the circumstances, I cannot let
-it pass unnoticed without seeming to admit its validity.
-
-Saying that my books should be dealt with by specialists, and tacitly
-announcing himself as an expert in Physics, the reviewer takes me to
-task both for errors in the statement of physical principles and for
-erroneous reasoning in physics. That he discovers no mistakes I do not
-say. It would be marvellous if in such a multitude of propositions,
-averaging a dozen per page, I had made all criticism-proof. Some
-are inadvertencies which I should have been obliged to the reviewer
-for pointing out as such, but which he prefers to {266} instance
-as proving my ignorance. In other cases, taking advantage of an
-imperfection of statement, he proceeds to instruct me about matters
-which either the context, or passages in the same volume, show to be
-quite familiar to me. Here is a sample of his criticisms belonging to
-this class:―
-
- “Nor should we counsel a man to venture upon physical speculations
- who converts the proposition ‘_heat is insensible motion_’ into
- ‘_insensible motion is heat_,’ and hence concludes that when a force
- is applied to a mass so large that no motion is seen to result from
- it, or when, as in the case of sound, motion gets so dispersed that it
- becomes insensible, it turns to heat.”
-
-Respecting the first of the two statements contained in this sentence,
-I will observe that the reader, if not misled by the quotation-marks
-into the supposition that I have made, in so many words, the assertion
-that “insensible motion is heat,” will at any rate infer that this
-assertion is distinctly involved in the passage named. And he will
-infer that the reviewer would never have charged me with such an absurd
-belief, if there was before him evidence proving that I have no such
-belief. What will the reader say, then, when he learns, not simply that
-there is no such statement, and not simply that on the page referred
-to, which I have ascertained to be the one intended, there is no such
-implication visible, even to an expert (and I have put the question to
-one); but when he further learns that in other passages, the fact that
-heat is one only of the modes of insensible motion is distinctly stated
-(see _First Prin_. §§ 66, 68, 171); and when he learns that elsewhere I
-have specified the several forms of insensible motion? If the reviewer,
-who looks so diligently for flaws as to search an essay in a volume he
-is not reviewing to find one term of an incongruity, had sought with
-equal diligence to learn what I thought about insensible motion, he
-would have found in the _Classification of the Sciences_, Table II.,
-that insensible motion is described by me as having the forms of Heat,
-Light, Electricity, Magnetism. Even had there been in {267} the place
-he names, an unquestionable implication of the belief which he ascribes
-to me, fairness might have led him to regard it as an oversight when
-he found it at variance with statements I have elsewhere made. What
-then is to be thought of him when, in the place named, no such belief
-is manifest; either to an ordinary reader or to a specially-instructed
-reader?
-
-No less significant is the state of mind betrayed in the second clause
-of the reviewer’s sentence. By representing me as saying that when
-the motion constituting sound “gets so dispersed that it becomes
-insensible, it turns to heat,” does he intend to represent me as
-thinking that when sound-undulations become too weak to be audible,
-they become heat-undulations? If so, I reply that the passage he refers
-to has no such meaning. Does he then allege that some part of the force
-diffused in sound-waves is expended in generating electricity, by
-the friction of heterogeneous substances (which, however, eventually
-lapses from this special form of molecular motion in that general
-form constituting heat); and that I ought to have thus qualified my
-statement? If so, he would have had me commit a piece of scientific
-pedantry hindering the argument. If he does not mean either of these
-things, what does he mean? Does he contest the truth of the hypothesis
-which enabled Laplace to correct Newton’s estimate of the velocity
-of sound—the hypothesis that heat is evolved by the compression each
-sound-wave produces in the air? Does he deny that the heat so generated
-is at the expense of so much wave-motion lost? Does he question the
-inference that some of the motion embodied in each wave is from instant
-to instant dissipated, partly in this way and partly in the heat
-evolved by fluid friction? Can he show any reason for doubting that
-when the sound-waves have become too feeble to affect our senses, their
-motion still continues to undergo this transformation and diminution
-until it is all lost? If not, why does he implicitly deny that {268}
-the molar motion constituting sound, eventually disappears in
-producing the molecular motion constituting heat?[36]
-
-I will dwell no longer on the exclusively-personal questions raised
-by the reviewer’s statements; but, leaving the reader to judge of the
-rest of my “stupendous mistakes” by the one I have dealt with, I will
-turn to a question worthy to occupy some space, as having an impersonal
-interest—the question, namely, respecting the nature of the warrant we
-have for asserting ultimate physical truths. The contempt which, as a
-physicist, the reviewer expresses for the metaphysical exploration of
-physical ideas, I will pass over with the remark that every physical
-question, probed to the bottom, opens into a metaphysical one; and that
-I should have thought the controversy now going on among chemists,
-respecting the legitimacy of the atomic hypothesis, might have
-shown him as much. On his erroneous statement that I use the phrase
-“Persistence of Force” as an equivalent for the now-generally-accepted
-phrase “Conservation of Energy,” I will observe only that, had he not
-been in so great a hurry to find inconsistencies, he would have seen
-why, for the purposes of my argument, {269} I intentionally use the
-word Force: Force being the generic word, including both that species
-known as Energy, and that species by which Matter occupies space and
-maintains its integrity—a species which, whatever may be its relation
-to Energy, and however clearly recognized as a necessary _datum_ by
-the theory of Energy, is not otherwise considered in that theory. I
-will confine myself to the proposition, disputed at great length by the
-reviewer, that our cognition of the Persistence of Force is _a priori_.
-He relies much on the authority of Professor Tait, whom he twice quotes
-to the effect that―
-
- “Natural philosophy is an experimental, and not an intuitive science.
- No _à priori_ reasoning can conduct us demonstratively to a single
- physical truth.”
-
-Were I to take a hypercritical attitude, I might dwell on the fact that
-Professor Tait leaves the extent of his proposition somewhat doubtful,
-by speaking of “Natural philosophy” as _one_ science. Were I to follow
-further the reviewer’s example, I might point out that “Natural
-philosophy,” in that Newtonian acceptation adopted by Professor
-Tait, includes Astronomy; and, going on to ask what astronomical
-“experiments” those are which conduct us to astronomical truths, I
-might then “counsel” the reviewer not to depend on the authority of one
-who (to use the reviewer’s polite language) “blunders” by confounding
-experiment and observation. I will not, however, thus infer from
-Professor Tait’s imperfection of statement that he is unaware of the
-difference between the two; and shall rate his authority as of no less
-value than I should, had he been more accurate in his expression.
-Respecting that authority I shall simply remark that, if the question
-had to be settled by the authority of any physicist, the authority of
-Mayer, who is diametrically opposed to Prof. Tait on this point, and
-who has been specially honoured, both by the Royal Society and by the
-French Institute, might well counter-weigh his, if not out-weigh it.
-I am not aware, {270} however, that the question is one in Physics.
-It seems to me a question respecting the nature of proof. And, without
-doubting Professor Tait’s competence in Logic and Psychology, I should
-decline to abide by his judgment on such a question, even were there no
-opposite judgment given by a physicist, certainly of not less eminence.
-
-Authority aside, however, let us discuss the matter on its merits.
-In the _Treatise on Natural Philosophy_, by Profs. Thomson and Tait,
-§ 243 (1st ed.), I read that “as we shall show in our chapter on
-‘Experience,’ physical axioms are axiomatic to those only who have
-sufficient knowledge of the action of physical causes to enable them
-to see at once their necessary truth.” In this I agree entirely.
-It is in Physics, as it is in Mathematics, that before necessary
-truths can be grasped, there must be gained by individual experience,
-such familiarity with the elements of the thoughts to be framed,
-that propositions about those elements may be mentally represented
-with distinctness. Tell a child that things which are equal to
-the same thing are equal to one another, and the child, lacking a
-sufficiently-abstract notion of equality, and lacking, too, the
-needful practice in comparing relations, will fail to grasp the axiom.
-Similarly, a rustic, never having thought much about forces and their
-results, cannot form a definite conception answering to the axiom that
-action and reaction are equal and opposite. In the last case as in
-the first, ideas of the terms and their relations require to be made,
-by practice in thinking, so vivid that the involved truths may be
-mentally seen. But when the individual experiences have been multiplied
-enough to produce distinctness in the representations of the elements
-dealt with; then, in the one case as in the other, those mental forms
-generated by ancestral experiences, cannot be occupied by the elements
-of one of these ultimate truths without perception of its necessity.
-If Professor Tait does not admit this, what {271} does he mean by
-speaking of “physical _axioms_,” and by saying that the cultured are
-enabled “to see _at once_ their _necessary_ truth?”
-
-Again, if there are no physical truths which must be classed as _a
-priori_, I ask why Professor Tait joins Sir W. Thomson in accepting
-as bases for Physics, Newton’s Laws of Motion? Though Newton gives
-illustrations of prolonged motion in bodies that are little resisted,
-he gives no _proof_ that a body in motion will continue moving, if
-uninterfered with, in the same direction at the same velocity; nor,
-on turning to the enunciation of this law quoted in the above-named
-work, do I find that Professor Tait does more than exemplify it by
-facts which can themselves be asserted only by taking the law for
-granted. Does Professor Tait deny that the first law of motion is a
-physical truth? If so, what does he call it? Does he admit it to be
-a physical truth, and, denying that it is _a priori_, assert that it
-is established _a posteriori_—that is, by conscious induction from
-observation and experiment? If so, what is the inductive reasoning
-which can establish it? Let us glance at the several conceivable
-arguments which we must suppose him to rely on.
-
-A body set in motion soon ceases to move if it encounters much
-friction, or much resistance from the bodies struck. If less of its
-energy is expended in moving, or otherwise affecting, other bodies, or
-in overcoming friction, its motion continues longer. And it continues
-longest when, as over smooth ice, it meets with the smallest amount
-of obstruction. May we then, proceeding by the method of concomitant
-variations, infer that were it wholly unobstructed its motion would
-continue undiminished? If so, we assume that the diminution of its
-motion observed in experience, is proportionate to the amount of
-energy abstracted from it in producing other motion, either molar or
-molecular. We assume that no variation has taken place in its rate,
-save that caused by deductions in moving other matter; for if {272}
-its motion be supposed to have otherwise varied, the conclusion that
-the differences in the distances travelled result from differences
-in the obstructions met with, is vitiated. Thus the truth to be
-established is already taken for granted in the premises. Nor is the
-question begged in this way only. In every case where it is remarked
-that a body stops the sooner, the more it is obstructed by other bodies
-or media, the law of inertia is assumed to hold in the obstructing
-bodies or media. The very conception of greater or less retardation
-so caused, implies the belief that there can be no retardations
-without proportionate retarding causes; which is itself the assumption
-otherwise expressed in the first law of motion.
-
-Again, let us suppose that instead of inexact observations made on the
-movements occurring in daily experience, we make exact experiments on
-movements specially arranged to yield measured results; what is the
-postulate underlying every experiment? Uniform velocity is defined as
-motion through equal spaces in equal times. How do we measure equal
-times? By an instrument which can be inferred to mark equal times
-only if the oscillations of the pendulum are isochronous; which they
-can be proved to be only if the first and second laws of motion are
-granted. That is to say, the proposed experimental proof of the first
-law, assumes not only the truth of the first law, but of that which
-Professor Tait agrees with Newton in regarding as a second law. Is it
-said that the ultimate time-measure referred to is the motion of the
-Earth round its axis, through equal angles in equal times? Then the
-obvious rejoinder is that the assertion of this, similarly involves an
-assertion of the truth to be proved; since the undiminished rotatory
-movement of the Earth is itself a corollary from the first law of
-motion. Is it alleged that this axial movement of the Earth through
-equal angles in equal times, is ascertainable by reference to the
-stars? I answer that a developed system of Astronomy, leading through
-complex {273} reasonings to the conclusion that the Earth rotates, is,
-in that case, supposed to be needful before there can be established
-a law of motion which this system of Astronomy itself postulates. For
-even should it be said that the Newtonian theory of the Solar System is
-not necessarily pre-supposed, but only the Copernican; still, the proof
-of this assumes that a body at rest (a star being taken as such) will
-continue at rest; which is a part of the first law of motion, regarded
-by Newton as not more self-evident than the remaining part.
-
-Not a little remarkable, indeed, is the oversight made by Professor
-Tait, in asserting that “no _a priori_ reasoning can conduct us
-demonstratively to a single physical truth,” when he has before him
-the fact that the system of physical truths constituting Newton’s
-_Principia_, which he has joined Sir William Thomson in editing, is
-established by _a priori_ reasoning. That there can be no change
-without a cause, or, in the words of Mayer, that “a force cannot become
-nothing, and just as little can a force be produced from nothing,” is
-that ultimate dictum of consciousness on which all physical science
-rests. It is involved alike in the assertion that a body at rest will
-continue at rest, in the assertion that a body in motion must continue
-to move at the same velocity in the same line if no force acts on it,
-and in the assertion that any divergent motion given to it must be
-proportionate to the deflecting force; and it is also involved in the
-axiom that action and reaction are equal and opposite.
-
-The reviewer’s doctrine, in support of which he cites against me the
-authority of Professor Tait, illustrates in Physics that same error
-of the inductive philosophy which, in Metaphysics, I have pointed out
-elsewhere (_Principles of Psychology_, Part VII.). It is a doctrine
-implying that we can go on for ever asking the proof of the proof,
-without finally coming to any deepest cognition which is unproved
-and unprovable. That this is an untenable doctrine, I need {274}
-not say more to show. Nor, indeed, would saying more to show it be
-likely to have any effect, in so far at least as the reviewer is
-concerned; seeing that he thinks I am “ignorant of the very nature of
-the principles” of which I am speaking, and seeing that my notions of
-scientific reasoning “remind” him “of the Ptolemists,” who argued that
-the heavenly bodies must move in circles because the circle is the most
-perfect figure.[37]
-
-Not to try the reader’s patience further, I will end by pointing out
-that, even were the reviewer’s criticisms all valid, they would leave
-unshaken the theory he contends against. Though one of his sentences
-(p. 480) raises the expectation that he is about to assault, and
-greatly to damage, the bases of the system contained in the second part
-of _First Principles_, yet all those propositions which constitute the
-bases, he leaves, not only uninjured, but even untouched,—contenting
-himself with trying to show (with what success we have seen) that the
-fundamental one is an _a posteriori_ truth and not an _a priori_ truth.
-Against the general Doctrine of Evolution, considered as an induction
-from all classes of concrete phenomena, he utters not a word; nor does
-he utter a word to disprove any one of those laws of the redistribution
-of matter and motion, by {275} which the process of Evolution is
-deductively interpreted. Respecting the law of the Instability of
-the Homogeneous, he says no more than to quarrel with one of the
-illustrations. He makes no criticism on the law of the Multiplication
-of Effects. The law of Segregation he does not even mention. Nor does
-he mention the law of Equilibration. Further, he urges nothing against
-the statement that these general laws are severally deducible from the
-ultimate law of the Persistence of Force. Lastly, he does not deny the
-Persistence of Force; but only differs respecting the nature of our
-warrant for asserting it. Beyond pointing out, here a cracked brick and
-there a quoin set askew, he merely makes a futile attempt to show that
-the foundation is not natural rock, but concrete.
-
-From his objections I may, indeed, derive much satisfaction. That a
-competent critic, obviously anxious to do all the mischief he can, and
-not over-scrupulous about the means he uses, has done so little, may be
-taken as evidence that the fabric of conclusions attacked will not be
-readily overthrown.
-
- * * * * *
-
-In the _British Quarterly Review_ for January, 1874, the writer of the
-article I have dealt with above, makes a rejoinder. It is of the kind
-which might have been anticipated. There are men to whom the discovery
-that they have done injustice is painful. After proof of having wrongly
-ascribed to another such a nonsensical belief as that insensible
-motion is heat because heat is insensible motion, some would express
-regret. Not so my reviewer. Having by forced interpretations debited
-me with an absurdity, he makes no apology; but, with an air implying
-that he had all along done this, he attacks the allegation I had
-really made—an allegation which is at least so far from an absurdity,
-that he describes it only as not justified by “the present state
-of science.” And here, having incidentally referred to this point,
-I may as well, before {276} proceeding, deal with his substituted
-charge at the same time that I further exemplify his method. Probably
-most of those who see the _British Quarterly_, will be favourably
-impressed by the confidence of his assertion; but those who compare
-my statement with his travesty of it, and who compare both with some
-authoritative exposition, will be otherwise impressed. To his statement
-that I conclude “that friction must ultimately transform _all_ [the
-italics are his] the energy of a sound into heat,” I reply that it is
-glaringly untrue: I have named friction as a second cause only. And
-when he pooh-poohs the effect of compression because it is “merely
-momentary,” is he aware of the meaning of his words? Will he deny that,
-from first to last, during the interval of condensation, heat is being
-generated? Will he deny to the air the power of radiating such heat? He
-will not venture to do so. Take then the interval of condensation as
-one-thousandth of a second. I ask him to inform those whom he professes
-to instruct, what is the probable number of heat-waves which have
-escaped in this interval. Must they not be numbered by thousands of
-millions? In fact, by his “merely momentary,” he actually assumes that
-what is momentary in relation to our time-measures, is momentary in
-relation to the escape of ethereal undulations!
-
-Let me now proceed more systematically, and examine his rejoinder point
-by point. It sets out thus:―
-
- “In the notice of Mr. Spencer’s works that appeared in the last number
- of this _Review_, we had occasion to point out that he held mistaken
- notions of the most fundamental generalizations of dynamics; that he
- had shown an ignorance of the nature of proof in his treatment of the
- Newtonian Law; that he had used phrases such as the Persistence of
- Force in various and inconsistent significations; and more especially
- that he had put forth proofs logically faulty in his endeavour to
- demonstrate certain physical propositions by _à priori_ methods, and
- to show that such proofs must exist. To this article Mr. Spencer has
- replied in the December number of the _Fortnightly Review_. His reply
- leaves every one of the above positions unassailed.”
-
-In my “Replies to Criticisms,” which, as it was, trespassed unduly on
-the pages of the _Fortnightly Review_, I singled {277} out from those
-of his allegations which touched me personally, one that might be
-briefly dealt with as an example; and I stated that, passing over other
-personal questions, as not interesting to the general reader, I should
-devote the small space available to an impersonal one. Notwithstanding
-this, the reviewer, in the foregoing paragraph, enumerates his chief
-positions; asserts that I have not assailed any of them (which is
-untrue); and then leads his readers to the belief that I have not
-assailed them because they are unassailable.
-
-Leaving this misbelief to be dealt with presently, I continue my
-comments on his rejoinder. After referring to the passage I have quoted
-from Prof. Tait’s statement about physical axioms, and after indicating
-the nature of my criticism, the reviewer says:―
-
- “Had Mr. Spencer, however, read the sentence that follows it, we
- doubt whether we should have heard aught of this quotation. It is
- ‘Without further remark we shall give Newton’s Three Laws; it being
- remembered that as the properties of matter might have been such as
- to render a totally different set of laws axiomatic, _these laws must
- be considered as resting on convictions drawn from observation and
- experiment and not on intuitive perception_.’ This not only shows that
- the term ‘axiomatic’ is used in the previous sentence in a sense that
- does not exclude an inductive origin, but it leaves us indebted to
- Mr. Spencer for the discovery of the clearest and most authoritative
- expression of disapproval of his views respecting the nature of the
- Laws of Motion.”
-
-Let us analyze this “authoritative expression.” It contains several
-startling implications, the disclosure of which the reader will find
-not uninteresting. Consider, first, what is implied by framing the
-thought that “the properties of matter might have been such as to
-render a totally different set of laws axiomatic.” I will not stop to
-make the inquiry whether matter having properties fundamentally unlike
-its present ones, can be conceived; though such an inquiry, leading
-to the conclusion that no conception of the kind is possible, would
-show that the proposition is merely a verbal one. It will suffice if
-I examine the nature of this proposition that “the properties of
-matter _might have been_” {278} other than they are. Does it express
-an experimentally-ascertained truth? If so, I invite Prof. Tait to
-describe the experiments. Is it an intuition? If so, then along with
-doubt of an intuitive belief concerning things _as they are_, there
-goes confidence in an intuitive belief concerning things _as they are
-not_. Is it an hypothesis? If so, the implication is that a cognition
-of which the negation is inconceivable (for an axiom is such) may be
-discredited by inference from that which is not a cognition at all,
-but simply a supposition. Does the reviewer admit that no conclusion
-can have a validity greater than is possessed by its premises? or
-will he say that the trustworthiness of cognitions increases in
-proportion as they are the more inferential? Be his answer what it
-may, I shall take it as unquestionable that nothing concluded can
-have a warrant higher than that from which it is concluded, though
-it may have a lower. Now the elements of the proposition before us
-are these:—_As_ “the properties of matter might have been such as
-to render a totally different set of laws axiomatic” [_therefore_]
-“these laws [now in force] must be considered as resting . . . not on
-intuitive perception:” that is, the intuitions in which these laws
-are recognized, must not be held authoritative. Here the cognition
-posited as premiss, is that the properties of matter might have been
-other than they are; and the conclusion is that our intuitions relative
-to existing properties are uncertain. Hence, if this conclusion is
-valid, it is valid because the cognition or intuition respecting
-what might have been, is more trustworthy than the cognition or
-intuition respecting what is! Scepticism respecting the deliverances
-of consciousness about things as they are, is based upon faith in a
-deliverance of consciousness about things as they are not!
-
-I go on to remark that this “authoritative expression of disapproval”
-by which I am supposed to be silenced, even were its allegation as
-valid as it is fallacious, would leave {279} wholly untouched the real
-issue. I pointed out how Prof. Tait’s denial that any physical truths
-could be reached _a priori_, was contradicted by his own statement
-respecting physical axioms. The question thus raised the reviewer
-evades, and substitutes another with which I have just dealt. Now I
-bring forward again the evaded question.
-
-In the passage I quoted, Prof. Tait, besides speaking of physical
-“_axioms_,” says of them that due familiarity with physical phenomena
-gives the power of seeing “_at once_” “their _necessary_ truth.” These
-last words, which express his conception of an axiom, express also the
-usual conception. An axiom is defined as a “self-evident truth,” or a
-truth that is seen _at once_; and the definition otherwise worded is—a
-“truth so evident _at first sight_, that no process of reasoning or
-demonstration can make it plainer.” Now I contend that Prof. Tait, by
-thus committing himself to a definition of physical axioms identical
-with that which is given of mathematical axioms, tacitly admits that
-they have the same _a priori_ character; and I further contend that no
-such nature as that which he describes physical axioms to have, can be
-acquired by experiment or observation during the life of an individual.
-Axioms, if defined as truths of which the _necessity_ is at once seen,
-are thereby defined as truths of which the negation is inconceivable;
-and the familiar contrast between them and the truths established by
-individual experiences, is that these last never become such that their
-negations are inconceivable, however multitudinous the experiences may
-be. Thousands of times has the sportsman heard the report that follows
-the flash from his gun, but still he can imagine the flash as occurring
-silently; and countless daily experiments on the burning of coal, leave
-him able to conceive coal as remaining in the fire without ignition.
-So that the “convictions drawn from observation and experiment” during
-a single life, can never acquire that character which Prof. Tait
-admits physical axioms to have: in other words, physical axioms cannot
-be {280} derived from personal observation and experiment. Thus,
-otherwise applying the reviewer’s words, I “doubt whether we should
-have heard aught of this quotation” to which he calls my attention,
-had he studied the matter more closely; and he “leaves us indebted to”
-him “for the discovery of” a passage which serves to make clearer the
-untenability of the doctrine he so dogmatically affirms.
-
-I turn now to what the reviewer says concerning the special arguments
-I used to show that the first law of motion cannot be proved
-experimentally. After a bare enunciation of my positions, he says:―
-
- “On the utterly erroneous character of these statements we do not
- care to dwell, we wish simply to call our reader’s attention to the
- conclusion arrived at. Is that a disproof of the possibility of an
- inductive proof? We thought that every tolerably educated man was
- aware that the proof of a scientific law _consisted in_ showing that
- _by_ assuming its truth, we could explain the observed phenomena.”
-
-Probably the reviewer expects his readers to conclude that he could
-easily dispose of the statements referred to if he tried. Among
-scientific men, however, this cavalier passing over of my arguments
-will perhaps be ascribed to another cause. I will give him my reason
-for saying this. Those arguments, read in proof by one of the most
-eminent physicists, and by a specially-honoured mathematician,
-had their entire concurrence; and I have since had from another
-mathematician, standing among the very first, such qualified agreement
-as is implied in saying that the first law of motion cannot be
-proved by terrestrial observations (which is in large measure what
-I undertook to show in the paragraphs which the reviewer passes
-over so contemptuously). But his last sentence, telling us what he
-thought “every tolerably educated man was aware” of, is the one which
-chiefly demands attention. In it he uses the word _law_—a word which,
-conveniently wide in meaning, suits his purpose remarkably well. But
-we are here speaking of physical _axioms_. The question is whether
-the justification of a physical {281} axiom consists in showing that
-by assuming its truth, we can explain the observed phenomena. If it
-does, then all distinction between hypothesis and axiom disappears.
-Mathematical axioms, for which there is no other definition than
-that which Prof. Tait gives of physical axioms, must stand on the
-same footing. Henceforth we must hold that our warrant for asserting
-that “things which are equal to the same thing are equal to one
-another,” consists in the observed truth of the geometrical and other
-propositions deducible from it and the associated axioms—the _observed_
-truth, mind; for the fabric of deductions yields none of the required
-warrant until these deductions have been tested by measurement. When we
-have described squares on the three sides of a right-angled triangle,
-cut them out in paper, and, by weighing them, have found that the one
-on the hypothenuse balances the other two; then we have got a fact
-which, joined with other facts similarly ascertained, justifies us in
-asserting that things which are equal to the same thing are equal to
-one another! Even as it stands, this implication will not, I think, be
-readily accepted; but we shall find that its unacceptability becomes
-still more conspicuous when the analysis is pursued to the end.
-
-Continuing his argument to show that the laws of motion have no _a
-priori_ warrant, the reviewer says:―
-
- “Mr. Spencer asserts that Newton gave no proof of the Laws of Motion.
- The whole of the _Principia_ was the proof, and the fact that, taken
- as a system, these laws account for the lunar and planetary motions,
- is the warrant on which they chiefly rest to this day.”
-
-I have first to point out that here, as before, the reviewer escapes
-by raising a new issue. I did not ask what he thinks about the
-_Principia_, and the proof of the laws of motion by it; nor did I ask
-whether others at this day, hold the assertion of these laws to be
-justified mainly by the evidence the Solar System affords. I asked what
-Newton thought. The reviewer had represented the belief that the second
-law of motion is knowable _a priori_, as too {282} absurd even for
-me openly to enunciate. I pointed out that since Newton enunciates it
-openly under the title of an axiom, and offers no proof whatever of it,
-he did explicitly what I am blamed for doing implicitly. And thereupon
-I invited the reviewer to say what he thought of Newton. Instead of
-answering, he gives me his opinion to the effect that the laws of
-motion are proved true by the truth of the _Principia_ deduced from
-them. Of this hereafter. My present purpose is to show that Newton did
-not say this, and gave every indication of thinking the contrary. He
-does not call the laws of motion “hypotheses;” he calls them “axioms.”
-He does not say that he assumes them to be true _provisionally_; and
-that the warrant for accepting them as actually true, will be found in
-the astronomically-proved truth of the deductions. He lays them down
-just as mathematical axioms are laid down—posits them as truths to be
-accepted _a priori_, from which follow consequences that must therefore
-be accepted. And though the reviewer thinks this an untenable position,
-I am quite content to range myself with Newton in thinking it a tenable
-one—if, indeed, I may say so without undervaluing the reviewer’s
-judgment. But now, having shown that the reviewer evaded the issue I
-raised, which it was inconvenient for him to meet, I pass to the issue
-he substitutes for it. I will first deal with it after the methods of
-ordinary logic, before dealing with it after the methods of what may be
-called transcendental logic.
-
-To establish the truth of a proposition postulated, by showing that
-the deductions from it are true, requires that the truth of the
-deductions shall be shown in some way that does not directly or
-indirectly assume the truth of the proposition postulated. If, setting
-out with the axioms of Euclid, we deduce the truths that “the angle
-in a semi-circle is a right angle,” and that “the opposite angles of
-any quadrilateral figure described in a circle, are together equal
-to two right angles,” and so forth; and if, because {283} these
-propositions are true, we say that the axioms are true, we are guilty
-of a _petitio principii_. I do not mean simply that if these various
-propositions are taken as true on the strength of the demonstrations
-given, the reasoning is circular, because the demonstrations assume the
-axioms; but I mean more—I mean that any supposed _experimental_ proof
-of these propositions by measurement, itself assumes the axioms to be
-justified. For even when the supposed experimental proof consists in
-showing that some two lines demonstrated by reason to be equal, are
-equal when tested in perception, the axiom that things which are equal
-to the same thing are equal to one another, is taken for granted. The
-equality of the two lines can be ascertained only by carrying from
-the one to the other, some measure (either a moveable marked line
-or the space between the points of compasses), and by assuming that
-the two lines are equal to one another, because they are severally
-equal to this measure. The ultimate truths of mathematics, then,
-cannot be established by any experimental proof that the deductions
-from them are true; since the supposed experimental proof takes them
-for granted. The same thing holds of ultimate physical truths. For
-the alleged _a posteriori_ proof of these truths, has a vice exactly
-analogous to the vice I have just indicated. Every evidence yielded
-by astronomy that the axioms called “the laws of motion” are true,
-resolves itself into a fulfilled prevision that some celestial body or
-bodies, will be seen in a specified place, or in specified places, in
-the heavens, at some assigned time. Now the day, hour, and minute of
-this verifying observation, can be fixed only on the assumption that
-the Earth’s motion in its orbit and its motion round its axis, continue
-undiminished. Mark, then, the parallelism. One who chose to deny that
-things which are equal to the same thing are equal to one another,
-could never have it proved to him by showing the truth of deduced
-propositions; since the testing process would in {284} every case
-assume that which he denied. Similarly, one who refused to admit that
-motion, uninterfered with, continues in the same straight line at the
-same velocity, could not have it proved to him by the fulfilment of an
-astronomical prediction; because he would say that both the spectator’s
-position in space, and the position of the event in time, were those
-alleged, only if the Earth’s motions of translation and rotation
-were undiminished, which was the very thing he called in question.
-Evidently such a sceptic might object that the seeming fulfilment of
-the prediction, say a transit of Venus, may be effected by various
-combinations of the changing positions of Venus, of the Earth, and of
-the spectator on the Earth. The appearances may occur as anticipated,
-though Venus is at some other place than the calculated one; provided
-the Earth also is at some other place, and the spectator’s position on
-the Earth is different. And if the first law of motion is not assumed,
-it must be admitted that the Earth and the spectator _may_ occupy these
-other places at the predicted time: supposing that in the absence of
-the first law, this predicted time can be ascertained, which it cannot.
-Thus the testing process inevitably begs the question.
-
-That the perfect congruity of all astronomical observations with all
-deductions from “the laws of motion,” gives coherence to this group
-of intuitions and perceptions, and so furnishes a warrant for the
-entire aggregate of them which it would not have were any of them at
-variance, is unquestionable. But it does not therefore follow that
-astronomical observations can furnish a test for _each individual
-assumption_, out of the many which are simultaneously made. I will not
-dwell on the fact that the process of verification assumes the validity
-of the assumptions on which acts of reasoning proceed; for the reply
-may be that these are shown to be valid apart from astronomy. Nor will
-I insist that the assumptions underlying mathematical inferences,
-geometrical and {285} numerical, are involved; since it may be said
-that these are justifiable separately by our terrestrial experiences.
-But, passing over all else that is taken for granted, it suffices to
-point out that, in making every astronomical prediction, the three
-laws of motion and the law of gravitation are _all_ assumed; that if
-the first law of motion is to be held proved by the fulfilment of
-the prediction, it can be so only by taking for granted that the two
-other laws of motion and the law of gravitation are true; and that
-non-fulfilment of the prediction would not disprove the first law of
-motion, since the error might be in one or other of the three remaining
-assumptions. Similarly with the second law: the astronomical proof of
-it depends on the truth of the accompanying assumptions. So that the
-warrants for the assumptions A, B, C, and D, are respectively such
-that A, B, and C being taken as trustworthy, prove the validity of D;
-D being thus proved valid, joins C, and B, in giving a character to
-A; and so throughout. The result is that everything comes out right
-if they happen to be all true; but if one of them is false, it may
-destroy the characters of the other three, though these are in reality
-exact. Clearly, then, astronomical prediction and observation can never
-test any one of the premises by itself. They can only justify the
-entire aggregate of premises, mathematical and physical, joined with
-the entire aggregate of reasoning processes leading from premises to
-conclusions.
-
-I now recall the reviewer’s “thought,” uttered in his habitual manner,
-“that every tolerably educated man was aware that the proof of a
-scientific law _consisted in_ showing that _by_ assuming its truth,
-we could explain the observed phenomena.” Having from the point of
-view of ordinary logic dealt with this theory of proof as applied by
-the reviewer, I proceed to deal with it from the point of view of
-transcendental logic, as I have myself applied it. And here I have to
-charge the reviewer with either being ignorant of, or else deliberately
-ignoring, a cardinal {286} doctrine of the System of Philosophy he
-professes to review—a doctrine set forth not in those four volumes of
-it which he seems never to have looked into; but in the one volume of
-it he has partially dealt with. For this principle which, in respect
-to scientific belief, he enunciates for my instruction, is one which,
-in _First Principles_, I have enunciated in respect to all beliefs
-whatever. In the chapter on the “Data of Philosophy,” where I have
-inquired into the legitimacy of our modes of procedure, and where I
-have pointed out that there are certain ultimate conceptions without
-which the intellect can no more stir “than the body can stir without
-help of its limbs,” I have inquired how their validity or invalidity is
-to be shown; and I have gone on to reply that―
-
- “Those of them which are vital, or cannot be severed from the rest
- without mental dissolution, must be assumed as true _provisionally_
- . . . . leaving the assumption of their unquestionableness to be
- justified by the results.
-
- “§ 40. How is it to be justified by the results? As any other
- assumption is justified—by ascertaining that all the conclusions
- deducible from it, correspond with the facts as directly observed—by
- showing the agreement between the experiences it leads us to
- anticipate, and the actual experiences. There is no mode of
- establishing the validity of any belief, except that of showing its
- entire congruity with all other beliefs.”
-
-Proceeding avowedly and rigorously on this principle, I have next
-inquired what is the fundamental _process_ of thought by which this
-congruity is to be determined, and what is the fundamental _product_ of
-thought yielded by this process. This fundamental product I have shown
-to be the coexistence of subject and object; and then, describing this
-as a postulate to be justified by “its subsequently-proved congruity
-with every result of experience, direct and indirect,” I have gone on
-to say that “the two divisions of self and not-self, are re-divisible
-into certain most general forms, the reality of which Science, as
-well as Common Sense, from moment to moment assumes.” Nor is this
-all. Having thus assumed, _only provisionally_, this deepest of all
-intuitions, far transcending an axiom in self-evidence, I {287} have,
-after drawing deductions occupying four volumes, deliberately gone
-back to the assumption (_Prin. of Psy.,_ § 386). After quoting the
-passage in which the principle was laid down, and after reminding the
-reader that the deductions drawn had been found congruous with one
-another; I have pointed out that it still remained to ascertain whether
-this primordial assumption was congruous with all the deductions;
-and have thereupon proceeded, throughout eighteen chapters, to show
-the congruity. And yet having before him the volumes in which this
-principle is set forth with a distinctness, and acted upon with a
-deliberation, which I believe are nowhere paralleled, the reviewer
-enunciates for my benefit this principle of which he “thought that
-every tolerably educated man was aware”! He enunciates it as applying
-to limited groups of beliefs, to which it does not apply; and shuts his
-eyes to the fact that I have avowedly and systematically acted upon it
-in respect to the entire aggregate of our beliefs (axioms included) for
-which it furnishes the ultimate justification!
-
-Here I must add another elucidatory statement, which would have been
-needless had the reviewer read that which he criticizes. His argument
-proceeds throughout on the assumption that I understand _a priori_
-truths after the ancient manner, as truths independent of experience;
-and he shows this more tacitly, where he “trusts” that he is “attacking
-one of the last attempts to deduce the laws of nature from our inner
-consciousness.” Manifestly, a leading thesis of one of the works
-he professes to review, is entirely unknown to him—the thesis that
-forms of thought, and consequently the intuitions which those forms
-of thought involve, result entirely from the effects of experiences,
-organized and inherited. With the _Principles of Psychology_ before
-him, not only does he seem unaware that it contains this doctrine, but
-though this doctrine, set forth in its first edition published nearly
-twenty years ago, has gained {288} considerable currency, he seems
-never to have heard of it. The implication of this doctrine is, not
-that the “laws of nature” are deducible from “our inner consciousness,”
-but that our consciousness has a pre-established correspondence
-with such of those laws (simple, perpetually presented, and never
-negatived) as have, in the course of practically-infinite ancestral
-experiences, registered themselves in our nervous structure. Had he
-taken the trouble to acquaint himself with this doctrine, he would
-have learned that the intuitions of axiomatic truths are regarded by
-me as latent in the inherited brain, just as bodily reflex actions are
-latent in the inherited nervous centres of a lower order; that such
-latent intuitions are made potentially more distinct by the greater
-definiteness of structure due to individual action and culture; and
-that thus, axiomatic truths, having a warrant entirely _a posteriori_
-for the race, have for the individual a warrant which, substantially
-_a priori_, is made complete _a posteriori_. And he would then have
-learned that as, during evolution, Thought has been moulded into
-increasing correspondence with Things; and as such correspondence,
-tolerably complete in respect of the simple, ever-present, and
-invariable relations, as those of space, has made considerable advance
-in respect of the primary dynamical relations; the assertion that
-the resulting intuitions are authoritative, is the assertion that
-the simplest uniformities of nature, as experienced throughout an
-immeasurable past, are better known than they are as experienced during
-an individual life. All which conceptions, however, being, as it seems,
-unheard of by the reviewer, he regards my trust in these primordial
-intuitions as like that of the Ptolemists in their fancies about
-perfection!
-
- * * * * *
-
-Thus far my chief antagonists, passive if not active, have been Prof.
-Tait and, by implication, Sir William Thomson, {289} his coadjutor
-in the work quoted against me—men of standing, and the last of them
-of world-wide reputation as a mathematician and physicist. Partly
-because the opinions of such men demand attention, I have dealt with
-the questions raised at some length; and partly, also, because the
-origin and consequent warrant of physical axioms are questions of
-general and permanent interest. The reviewer, who by citing against me
-these authorities has gained for some of his criticisms consideration
-they would otherwise not deserve, I must, in respect of his other
-criticisms, deal with very briefly. Because, for reasons sufficiently
-indicated, I did not assail sundry of his statements, he has reiterated
-them as unassailable. I will here add no more than is needful to show
-how groundless is his assumption.
-
-What the reviewer says on the metaphysical aspects of the propositions
-we distinguish as physical, need not detain us long. His account of my
-exposition of “Ultimate Scientific Ideas,” he closes by saying of me
-that “he is not content with less than showing that all our fundamental
-conceptions are inconceivable.” Whether the reviewer knows what he
-means by an inconceivable conception, I cannot tell. It will suffice to
-say that I have attempted no such remarkable feat as that described. My
-attempt has been to show that objective activities, together with their
-objective forms, are inconceivable by us—that such symbolic conceptions
-of them as we frame, and are obliged to use, are proved, by the
-alternative contradictions which a final analysis of them discloses, to
-have no likeness to the realities. But the proposition that objective
-existence cannot be rendered in terms of subjective existence, the
-reviewer thinks adequately expressed by saying that “our fundamental
-conceptions” (subjective products) “are inconceivable” (cannot be
-framed by subjective processes)! Giving this as a sample from which
-may be judged his fitness for discussing these ultimate questions, I
-pass over his physico-metaphysical criticisms, and proceed at once to
-{290} those which his special discipline may be assumed to render more
-worthy of attention.
-
-Quoting a passage relative to the law that “all central forces vary
-inversely as the squares of the distances,” he derides the assertion
-that “this law is not simply an empirical one, but one deducible
-mathematically from the relations of space—one of which the negation
-is inconceivable.” Now whether this statement can or cannot be fully
-justified, it has at any rate none of that absurdity alleged by the
-reviewer. When he puts the question—“Whence does he [do I] get this?”
-he invites the suspicion that his mind is not characterized by much
-excursiveness. It seems never to have occurred to him that, if rays
-like those of light radiate in straight lines from a centre, the number
-of them falling on any given area of a sphere described from that
-centre, will diminish as the square of the distance increases, because
-the surfaces of spheres vary as the squares of their radii. For, if
-this has occurred to him, why does he ask whence I get the inference?
-The inference is so simple a one as naturally to be recognized by those
-whose thoughts go a little beyond their lessons in geometry.[38] If the
-reviewer means to ask, whence I get the implied assumption that central
-forces act only in straight lines, I reply that this assumption has a
-warrant akin to that of Newton’s first axiom, that a moving body will
-continue moving in a straight line unless interfered with. For that the
-force exerted by one centre on another should act in a curved line,
-implies the conception of some second force, complicating the direct
-effect of the first. And, even could a central force be truly conceived
-as acting in lines not straight, the _average_ {291} distribution of
-its effects upon the inner surface of the surrounding sphere, would
-still follow the same law. Thus, whether or not the law be accepted on
-_a priori_ grounds, the assumed absurdity of representing it to have _a
-priori_ grounds, is not very obvious. Respecting this statement of mine
-the reviewer goes on to say―
-
- “This is a wisdom far higher than that possessed by the discoverer
- of the great law of attraction, who was led to consider it from no
- cogitations on the relations of space, but from observations of the
- movements of the planets; and who was so far from rising to that
- clearness of view of the truth of his great discovery, which is
- expressed by the phrase, ‘its negation is inconceivable,’ that he
- actually abandoned it for a time, because (through an error in his
- estimate of the earth’s diameter) it did not seem fully to account for
- the motion of the moon.”
-
-To the first clause in this sentence, I have simply to give a direct
-denial; and to assert that neither Newton’s “observations of the
-movements of the planets” nor other such observations continued by all
-astronomers for all time, would yield “the great law of attraction.”
-Contrariwise, I contend that when the reviewer says, by implication,
-that Newton had no antecedent hypothesis respecting the cause of the
-planetary motions, he (the reviewer) is not only going beyond his
-possible knowledge, but he is asserting that which even a rudimentary
-acquaintance with the process of discovery, might have shown him was
-impossible. Without framing, beforehand, the supposition that there
-was at work an attractive force varying inversely as the square of the
-distance, no such comparison of observations as that which led to the
-establishment of the theory of gravitation could have been made. On the
-second clause of the sentence, in which the reviewer volunteers for my
-benefit the information that Newton “actually abandoned” his hypothesis
-for a while because it did not bring out right results, I have first
-to tell him that, in an early number of the very periodical containing
-his article,[39] I cited this fact {292} (using these same words)
-at a time when he was at school, or before he went there.[40] I have
-next to assert that this fact is irrelevant; and that Newton, while
-probably seeing it to be a necessary implication of geometrical laws
-that central forces vary inversely as the squares of the distances,
-did not see it to be a necessary implication of any laws, geometrical
-or dynamical, that there exists a force by which the celestial bodies
-affect one another; and therefore doubtless saw that there was no _a
-priori_ warrant for the doctrine of gravitation. The reviewer, however,
-aiming to substitute for my “confused notions” his own clear ones,
-wishes me to identify the proposition—Central forces vary inversely
-as the squares of the distances—with the proposition—There exists a
-cosmical attractive force which varies inversely as the squares of
-the distances. But I decline to identify them; and I suspect that a
-considerable distinction between them was recognized by Newton. Lastly,
-apart from all this, I have to point out that even had Newton thought
-the existence of an attractive force throughout space was an _a priori_
-truth, as well as the law of variation of such a force if it existed;
-he would still, naturally enough, pause before asserting gravitation
-and its law, when he found his deductions did not correspond with the
-facts. To suppose otherwise, is to ascribe to him a rashness which no
-disciplined man of science could be guilty of.
-
-See, then, the critical capacity variously exhibited in the space
-of a single sentence. The reviewer, quite erroneously, thinks that
-observations unguided by hypotheses suffice for physical discoveries.
-He seems unaware that, on _a priori_ grounds, the law of the inverse
-square had been suspected as the law of some cosmical force, before
-Newton. He asserts, without warrant, that no such _a priori_ conception
-preceded, in Newton’s mind, his observations and {293} calculations.
-He confounds the law of variation of a force, with the existence of a
-force varying according to that law. And he concludes that Newton could
-have had no _a priori_ conception of the law of variation, because he
-did not assert the existence of a force varying according to this law
-in defiance of the evidence as then presented to him!
-
-Now that I have analyzed, with these results, the first of his
-criticisms, the reader will neither expect me to waste time in
-similarly dealing with the rest _seriatim_, nor will he wish to have
-his own time occupied in following the analysis. To the evidence thus
-furnished of the reviewer’s fitness for the task he undertakes, it will
-suffice if I add an illustration or two of the _animus_ which leads
-him to make grave imputations on trivial grounds, and to ignore the
-evidence which contradicts his interpretations.
-
-Because I have spoken of a balanced system, like that formed by the sun
-and planets, as having the “peculiarity, that though the constituents
-of the system have relative movements, the system, as a whole, has no
-movement,” he unhesitatingly assumes me to be unaware that in a system
-of bodies whose movements are not balanced, it is equally true that the
-centre of gravity remains constant. Ignorance of a general principle in
-dynamics is alleged against me solely because of this colloquial use
-of the word “peculiarity,” where I should have used a word (and there
-is no word perfectly fit) free from the implication of exclusiveness.
-If the reviewer were to assert that arrogance is a “peculiarity” of
-critics; and if I were thereupon to charge him with entire ignorance of
-mankind, many of whom besides critics are arrogant, he would rightly
-say that my conclusion was a very large one to draw from so small a
-premise.
-
-To this example of strained inference I will join an example of what
-seems like deliberate misconstruction. From one of my essays (not among
-the works he professes to deal with) the reviewer, to strengthen his
-attack, brings {294} a strange mistake; which, even without inquiry,
-any fair-minded reader would see must be an oversight. A statement true
-of a single body acted on by a tractive force, I have inadvertently
-pluralized: being so possessed by another aspect of the question, as to
-overlook the obvious fact that with a plurality of bodies the statement
-became untrue. Not only, however, does the reviewer ignore various
-evidences furnished by the works before him, that I could not really
-think what I had there said, but he ignores a direct contradiction
-contained in the paragraph succeeding that from which he quotes. So
-that the case stands thus:—On two adjacent pages I have made two
-opposite statements, both of which I cannot be supposed to believe. One
-of them is right; and this the reviewer assumes I do not believe. One
-of them is glaringly wrong; and this the reviewer assumes I do believe.
-Why he made this choice no one who reads his criticism will fail to see.
-
-Even had his judgments more authority than is given to them by his
-mathematical honours, this brief characterization would, I think,
-suffice. Perhaps already, in rebutting the assumption that I did not
-answer his allegations because they were unanswerable, I have ascribed
-to them an unmerited importance. For the rest, suggesting that their
-value may be measured by the value of that above dealt with as a
-sample, I leave them to be answered by the works they are directed
-against.
-
-Here I end. The foregoing pages, while serving, I think, the more
-important purpose of making clearer the relations of physical axioms
-to physical knowledge, incidentally justify the assertion that the
-reviewer’s charges of fallacious reasoning and ignorance of the
-nature of proof, recoil on himself. When, in his confident way, he
-undertakes to teach me the nature of our warrant for scientific
-beliefs, ignoring absolutely the inquiry contained in _Principles of
-Psychology_, concerning the relative values of direct intuitions and
-reasoned conclusions, he lays himself open to {295} a sarcasm which
-is sufficiently obvious. And when a certain ultimate principle of
-justification for our beliefs, set forth and acted upon in the _System
-of Synthetic Philosophy_ more distinctly than in any other work, is
-enunciated by him for my instruction, as one which he “thought that
-every tolerably educated man was aware” of, his course is one for
-which I find no fit epithet in the vocabulary I permit myself to
-use. That in some cases he has shown eagerness to found charges on
-misinterpretations little less than deliberate, has been sufficiently
-shown; as also that, in other cases, his own failure to discriminate
-is made the ground for ascribing to me beliefs that are manifestly
-untenable. Save in the single case of a statement respecting collisions
-of bodies, made by me without the needful qualification, I am not
-aware of any errors he detects, except errors of oversight or those
-arising from imperfect expression and inadequate exposition. When he
-unhesitatingly puts the worst constructions on these, it cannot be
-because his own exactness is such that no other constructions occur
-to him; for he displays an unusual capacity for inadvertencies, and
-must have had many experiences showing him how much he might be
-wronged by illiberal interpretations of them. One who in twenty-three
-professed extracts makes fifteen mistakes—words omitted, or added,
-or substituted—should not need reminding how largely mere oversight
-may raise suspicion of something worse. One who shows his notions of
-accurate statement by asserting that as I substitute “persistence”
-for “conservation,” I therefore identify Persistence of _Force_
-with Conservation of _Energy_, and debits me with the resulting
-incongruities—one who, in pursuance of this error, confounds a
-special principle with the general principle it is said to imply, and
-thereupon describes a wider principle as being included in a narrower
-(p. 481)—one who speaks of our “inner consciousness” (p. 488), so
-asserting, by implication, that we have an outer consciousness—one
-who {296} talks of an inconceivable conception; ought surely to be
-aware how readily lax expressions may be turned into proofs of absurd
-opinions. And one who, in the space of a few pages, falls into so many
-solecisms, ought to be vividly conscious that a whole volume thus
-written would furnish multitudinous statements from which a critic,
-moved by a spirit like his own, might evolve abundant absurdities;
-supplying ample occasion for blazoning the tops of pages with insulting
-words.
-
- * * * * *
-
-[_A letter, drawn from_ Prof. Tait _by the foregoing criticisms, and
-published by him in_ Nature, _initiated a controversy carried on in
-that periodical between March 26th and June 18th, 1874. Partly in
-justification of my position, and partly as tending to make clearer the
-nature and origin of physical axioms, I append certain portions of the
-correspondence, with some additional explanations and comments. For the
-purpose of elucidation I prefix the theses I have maintained._] {297}
-
-
-THESES.
-
-1. _If A produces B, then 2 A will produce 2 B._
-
- This is the blank form of causal relation quantitatively considered,
- when the causes and effects are simple—that is, are unimpeded by other
- causes and uncomplicated by other effects; and whenever two or more
- causes co-operate, there is no possibility of determining the relation
- between the compound cause and the compound effect except by assuming
- that between each co-operating cause and its separate effect there
- exists this same quantitative relation.
-
-2. _This truth holds whatever the natures of the simple causes and
-simple effects; and is an_ a priori _assumption made in conducting every
-experiment and in reasoning from it._
-
- Every process of weighing, every chemical analysis, every physical
- investigation, proceeds on this truth without assigning warrant for
- it; and in allowing for the effect of any minor cause that interferes
- with the major cause, this same truth is assumed.
-
-3. _When A is an impressed force and B the produced motion, then the
-general truth that if A produces B, 2 A will produce 2 B, becomes the
-more special truth called the Second Law of Motion._
-
- Newton’s amplified statement of this Law is:—“If any force generates
- a motion, a double force will generate double the motion, a triple
- force triple the motion, whether that force be impressed altogether
- and at once, or gradually and successively.” And his further clause,
- asserting that this law holds whether the directions of the forces
- are or are not the same, asserts a proportionality between each
- force and its produced motion, such as we have seen to be invariably
- assumed between each cause and its separate effect, when there are
- co-operating causes.
-
-4. _This Law may be affirmed, without specification of the modes in
-which the impressed force and the resulting motion are to be estimated._
-
- Newton’s statement is abstract. Taking for granted right modes of
- measurement, it asserts that the alteration of motion (rightly
- measured) is proportional to the impressed force (rightly measured).
-
-5. _No_ a posteriori _proof of the general ultimate physical truth (or
-of this more special truth it includes) is possible; because every
-supposed process of verification assumes it._
-
-These, cleared from entanglements, are the theses held by me, and
-defended in the following pages. {298}
-
-
-APPENDIX A.
-
-(_From_ Nature, _April 16, 1874._)
-
-Absence from town has delayed what further remarks I have to make
-respecting the disputed origin of physical axioms.
-
-The particular physical axiom in connection with which the general
-question was raised, was the Second Law of Motion. It stands in the
-_Principia_ as follows:―
-
- “_The alteration of motion is ever proportional to the motive force
- impressed; and is made in the direction of the right line in which
- that force is impressed._
-
- “If any force generates a motion, a double force will generate double
- the motion, a triple force triple the motion, whether that force be
- impressed altogether and at once, or gradually and successively. And
- this motion (being always directed the same way with the generating
- force), if the body moved before, is added to or subducted from
- the former motion, according as they directly conspire with or are
- directly contrary to each other; or obliquely joined, when they
- are oblique, so as to produce a new motion compounded from the
- determination of both.”
-
-As this, like each of the other Laws of Motion, is called an axiom;[41]
-as the paragraph appended to it is simply an amplification, or
-re-statement in a more concrete form; as there are no facts named
-as bases of induction, nor any justifying experiment; and as Newton
-proceeds forthwith to draw deductions; it was a legitimate inference
-that he regarded this truth as _a priori_. My statement to this effect
-was based on the contents of the _Principia_ itself; and I think I
-was warranted in assuming that the nature of the Laws of Motion, as
-conceived by Newton, was to be thence inferred.
-
-The passages quoted by the _British Quarterly_ Reviewer from Newton’s
-correspondence, which were unknown to me, show that this was not
-Newton’s conception of them. Thus far, then, my opponent has the best
-of the {299} argument. Several qualifying considerations have to be
-set down, however.
-
-(1) Clearly, the statements contained in the _Principia_ do not convey
-Newton’s conception; otherwise there would have been no need for his
-explanations. The passages quoted prove that he wished to exclude these
-cardinal truths from the class of hypotheses, which he said he did not
-make; and to do this he had to define them.
-
-(2) By calling them “axioms,” and by yet describing them as principles
-“_deduced_ from phenomena,” he makes it manifest that he gives the word
-“axiom” a sense widely unlike the sense in which it is usually accepted.
-
-(3) Further, the quotations fail to warrant the statement that the
-Laws of Motion are proved true by the truth of the _Principia_. For
-if the fulfilment of astronomical predictions made in pursuance of
-the _Principia_, is held to be the evidence “on which they chiefly
-rest to this day,” then, until thus justified, they are unquestionably
-hypotheses. Yet Newton says they are not hypotheses.
-
-Newton’s view may be found without seeking for it in his letters: it
-is contained in the _Principia_ itself. The scholium to Corollary VI.
-begins thus:―
-
- “Hitherto I have laid down such principles as have been received by
- mathematicians, and are _confirmed_ by abundance of experiments. By
- the two first Laws and the two first Corollaries, Galileo discovered
- that the descent of bodies observed the duplicate ratio of the time,
- and that the motion of projectiles was in the curve of a parabola;
- experience _agreeing_ with both,” &c.
-
-Now as this passage precedes the deductions constituting the
-_Principia_, it shows conclusively, in the first place, that Newton did
-not think “the whole of the _Principia_ was the proof” of the Laws of
-Motion, though the Reviewer asserts that it is. Further, by the words I
-have italicised, Newton implicitly describes Galileo as having asserted
-these Laws of Motion, if not as gratuitous hypotheses (which he says
-they are not), then as _a priori_ intuitions. For a proposition which
-is _confirmed_ by {300} experiment, and which is said to _agree_ with
-experience, must have been entertained before the alleged verifications
-could be reached. And as before he made his experiments on falling
-bodies and projectiles, Galileo had no facts serving as an inductive
-basis for the Second Law of Motion, the law could not have been arrived
-at by induction.
-
-Let me end what I have to say on this vexed question by adding
-a further reason to those I have already given, for saying that
-physical axioms cannot be established experimentally. The belief in
-their experimental establishment rests on the tacit assumption that
-experiments can be made, and conclusions drawn from them, without any
-truths being postulated. It is forgotten that there is a foundation
-of pre-conceptions without which the perceptions and inferences of
-the physicist cannot stand—_pre-conceptions which are the products
-of simpler experiences than those yielded by consciously-made
-experiments_. Passing over the many which do not immediately concern
-us, I will name only that which does,—the exact quantitative relation
-[of proportionality] between cause and effect. It is taken by the
-chemist as a truth needing no proof, that if two volumes of hydrogen
-unite with one volume of oxygen to form a certain quantity of water,
-four volumes of hydrogen uniting with two volumes of oxygen will
-form double the quantity of water. If a cubic foot of ice at 32°
-is liquefied by a specified quantity of heat, it is taken to be
-unquestionable that three times the quantity of heat will liquefy three
-cubic feet. And similarly with mechanical forces, the unhesitating
-assumption is that if one unit of force acting in a given direction
-produces a certain result, two units will produce twice the result.
-Every process of measurement in a physical experiment takes this for
-granted; as we see in one of the simplest of them—the process of
-weighing. If a measured quantity of metal, gravitating towards the
-Earth, counterbalances a quantity of some other substance, the truth
-postulated in every act {301} of weighing is, that any multiple of
-such weight will counterbalance an equi-multiple of such substance.
-That is to say, each unit of force is assumed to work its equivalent
-of effect in the direction in which it acts. Now this is nothing else
-than the assumption which the Second Law of Motion expresses in respect
-to effects of another kind. “If any force generates a motion, a double
-force will generate a double motion,” &c., &c.; and when carried on
-to the composition of motions, the law is, similarly, the assertion
-that any other force, acting in any other direction, will similarly
-produce in that direction a proportionate motion. So that the law
-simply asserts the exact equivalence [or proportionality] of causes
-and effects of this particular class, while all physical experiments
-_assume_ this exact equivalence [or proportionality] among causes and
-effects of all classes. Hence, the proposal to prove the Laws of Motion
-experimentally, is the proposal to make a wider assumption for the
-purpose of justifying one of the narrower assumptions included in it.
-
-Reduced to its briefest form, the argument is this:—If definite
-quantitative relations [of proportionality] between causes and effects
-be assumed _a priori_, then, the Second Law of Motion is an immediate
-corollary. If there are not definite quantitative relations [of
-proportionality] between causes and effects, all the conclusions drawn
-from physical experiments are invalid. And further, in the absence of
-this _a priori_ assumption of equivalence, the quantified conclusion
-from any experiment may be denied, and any other quantification of the
-conclusion asserted.[42]
-
- HERBERT SPENCER.
-
- * * * * *
-
-Entire misconstruction of the view expressed above, {302} having been
-shown by a new assailant, who announced himself as also “A Senior
-Wrangler,” Mr. James Collier [my secretary at that time] wrote on my
-behalf an explanatory letter, published in _Nature_ for May 21, 1874,
-from which the following passages are extracts:―
-
-“The cue may be taken from an experience described in Mr. Spencer’s
-_Principles of Psychology_ (§ 468, note), where it is shown that
-when with one hand we pull the other, we have in the feeling of
-tension produced in the limb pulled, a measure of the reaction that
-is equivalent to the action of the other limb. Both terms of the
-relation of cause and effect are in this case present to consciousness
-as muscular tensions, which are our symbols of forces in general.
-While no motion is produced they are felt to be equal, so far as the
-sensations can serve to measure equality; and when excess of tension is
-felt in the one arm, motion is experienced in the other. Here, as in
-the examples about to be given, the relation between cause and effect,
-though numerically indefinite, is definite in the respect that every
-additional increment of cause produces an additional increment of
-effect; and it is out of this and similar experiences that the idea of
-the relation of proportionality grows and becomes organic.
-
-“A child, when biting his food, discovers that the harder he bites the
-deeper is the indentation; in other words, that the more force applied,
-the greater the effect. If he tears an object with his teeth, he finds
-that the more he pulls the more the thing yields. Let him press against
-something soft, as his own person, or his clothes, or a lump of clay,
-and he sees that the part or object pressed yields little or much,
-according to the amount of the muscular strain. He can bend a stick
-the more completely the more force he applies. Any elastic object, as
-a piece of india-rubber or a catapult, can be stretched the farther
-the harder he pulls. If he tries to push a small body, there is little
-resistance and it is easy to move; but he finds that a {303} big body
-presents greater resistance and is harder to move. The experience
-is precisely similar if he attempts to lift a big body and a little
-one; or if he raises a limb, with or without any object attached to
-it. He throws a stone: if it is light, little exertion propels it a
-considerable distance; if very heavy, great exertion only a short
-distance. So, also, if he jumps, a slight effort raises him to a short
-height, a greater effort to a greater height. By blowing with his mouth
-he sees that he can move small objects, or the surface of his morning’s
-milk, gently or violently according as the blast is weak or strong. And
-it is the same with sounds: with a slight strain on the vocal organs he
-produces a murmur; with great strain he can raise a shout.
-
-“The experiences these propositions record all implicate the same
-consciousness—the notion of proportionality between force applied and
-result produced; and it is out of this latent consciousness that the
-axiom of the perfect quantitative equivalence of the relations between
-cause and effect is evolved. To show how rigorous, how irreversible,
-this consciousness becomes, take a boy and suggest to him the following
-statements:—Can he not break a string he has, by pulling? tell him
-to double it, and then he will break it. He cannot bend or break a
-particular stick: let him make less effort and he will succeed. He is
-unable to raise a heavy weight: tell him he errs by using too much
-force. He can’t push over a small chest: he will find it easier to
-upset a larger one. By blowing hard he cannot move a given object: if
-he blows lightly, he will move it. By great exertion he cannot make
-himself audible at a distance: but he will make himself heard with
-less exertion at a greater distance. Tell him to do all or any of
-these, and of course he fails. The propositions are unthinkable, and
-their unthinkableness shows that the consciousness which yields them
-is irreversible. These, then, are preconceptions, properly so called,
-which have {304} grown unconsciously out of the earliest experiences,
-beginning with those of the sucking infant, which are perpetually
-confirmed by fresh experiences, and which have at last become organized
-in the mental structure.
-
- * * * * *
-
-“Mr. Spencer’s argument appears to be briefly this:—1. There are
-numberless experiences unconsciously acquired and unconsciously
-accumulated during the early life of the individual (in harmony
-with the acquisitions of all ancestral individuals) which yield the
-preconception, long anteceding anything like conscious physical
-experiments, that physical causes and effects vary together
-quantitatively. This is gained from all orders of physical experiences,
-and forms a universal preconception respecting them, which the
-physicist or other man of Science brings with him to his experiments.
-
-“2. Mr. Spencer showed in three cases—chemical, physical, and
-mechanical—that this preconception, so brought, was tacitly involved
-in the conception which the experimenter drew from the results of his
-experiments.
-
-“3. Having indicated this universal preconception, and illustrated
-its presence in these special conceptions, Mr. Spencer goes on to say
-that it is involved also in the special conception of the relation
-between force and motion, as formulated in the ‘Second Law of Motion.’
-He asserts that this is simply one case out of the numberless cases
-in which all these consciously-reasoned conclusions rest upon the
-unconsciously-formed conclusions that precede reasoning. Mr. Spencer
-alleges that as it has become impossible for a boy to think that
-by a smaller effort he can jump higher, and for a shopman to think
-that smaller weights will outbalance greater quantities, and for the
-physicist to think that he will get increased effects from diminished
-causes, so it is impossible to think that ‘alteration of motion’ is not
-‘proportional to the motive force impressed.’ And he maintains that
-this is, in fact, a {305} latent implication of unconsciously-organized
-experiences, just as much as those which the experimenter necessarily
-postulates.”
-
- * * * * *
-
-To meet further misinterpretations, a second letter was written by Mr.
-Collier and published in _Nature_ for June 4, 1874. The following are
-passages from it:―
-
-“Having but limited space, and assuming that the requisite
-qualifications would be made by unbiased readers, I passed over all
-those details of the child’s experiences which would have been required
-in a full exposition. Of course I was aware that in the bending of a
-stick the visible effect does not increase in the same ratio as the
-force applied; and hardly needed the ‘Senior Wrangler’ to tell me
-that the resistance to a body moving through a fluid increases in a
-higher ratio than the velocity. It was taken for granted that he, and
-those who think with him, would see that out of all these experiences,
-in some of which the causes and effects are simple, and in others
-of which they are complex, there grows the consciousness that the
-proportionality is the more distinct the simpler the antecedents and
-consequents. This is part of the preconception which the physicist
-brings with him and acts upon. Perhaps it is within the ‘Senior
-Wrangler’s’ knowledge of physical exploration, that when the physicist
-finds a result not bearing that ratio to its assigned cause which the
-two were ascertained in other cases to have, he immediately assumes the
-presence of some perturbing cause or causes, which modify the ratio.
-There is, in fact, no physical determination made by any experimenter
-which does not assume, as an _a priori_ necessity, that there cannot
-be a deviation from proportion without the presence of such additional
-cause.
-
-“Returning to the general issue, perhaps the ‘Senior Wrangler’ will
-pay some respect to the judgment of one {306} who was a Senior
-Wrangler too, and a great deal more—who was distinguished not only
-as a mathematician but as an astronomer, a physicist, and also as an
-inquirer into the methods of science: I mean Sir John Herschel. In his
-_Discourse on the Study of Natural Philosophy_, he says:―
-
- “‘When we would lay down general rules for guiding and facilitating
- our search, among a great mass of assembled facts, for their common
- cause, we must have regard to the characters of that relation which we
- intend by cause and effect.’
-
-“Of these ‘characters’ he sets down the third and fourth in the
-following terms:―
-
- “‘Increase or diminution of the effect, with the increased or
- diminished intensity of the cause, in cases which admit of increase
- and diminution.’
-
- “‘Proportionality of the effect to its cause in all cases of _direct
- unimpeded_ action.’
-
-“Observe that, in Sir J. Herschel’s view, these are ‘characters’ of
-the relation of cause and effect to be accepted as ‘general rules for
-_guiding_ and facilitating our search’ among physical phenomena—truths
-that must be taken for granted _before_ the search, not truths derived
-_from_ the search. Clearly, the ‘proportionality of the effect to its
-cause in all cases of direct and unimpeded action’ is here taken as
-_a priori_. Sir J. Herschel would, therefore, have asserted, with Mr.
-Spencer, that the Second Law of Motion is _a priori_; since this is one
-of the cases of the ‘proportionality of the effect to its cause.’
-
-“And now let the ‘Senior Wrangler’ do what Sir J. Herschel has not done
-or thought of doing—_prove_ the proportionality of cause and effect.
-Neither he, nor any other of Mr. Spencer’s opponents, has made the
-smallest attempt to deal with this main issue. Mr. Spencer alleges
-that this cognition of proportionality is _a priori_: not in the old
-sense, but in the sense that it grows out of experiences that precede
-reasoning. His opponents, following Prof. Tait in the assertion that
-Physics is a purely experimental science, containing, therefore, no _a
-priori_ truths, affirm that this {307} cognition is _a posteriori_—a
-product of conscious induction. Let us hear what are the experiments.
-It is required to establish the truth that there is proportionality
-between causes and effects, _by a process which nowhere assumes_ that
-if one unit of force produces a certain unit of effect, two units of
-such force will produce two units of such effect. Until the ‘Senior
-Wrangler’ has done this he has left Mr. Spencer’s position untouched.”
-
-
-APPENDIX B.
-
-[After publication of the letters from which the foregoing are
-reproduced, there appeared in _Nature_ certain rejoinders containing
-misrepresentations even more extreme than those preceding them.
-There resulted a direct correspondence with two of the writers—Mr.
-Robert B. Hayward, of Harrow, and Mr. J. F. Moulton, my original
-assailant, the author of the article in the _British Quarterly Review_.
-This correspondence, in which I demanded from these gentlemen the
-justifications for their statements, formed part of this Appendix in
-its pamphlet form, as distributed among those who are competent to
-judge of the questions at issue. It is needless to give permanence
-to the replies and rejoinders. The character of Mr. Moulton’s
-allegations, quite congruous with those I have exposed in the “Replies
-to Criticisms,” may be inferred from one of the sentences closing my
-reply—“Wonderful to relate, my inductive proof that proportionality [of
-cause and effect] is taken for granted, he cites as my inductive proof
-of proportionality itself!” The result of the interchange of letters
-with Mr. Hayward, was to make it clear that “the thing I assert is not
-really disputed; and the thing disputed, I have nowhere asserted.”
-While, however, the controversial part of the correspondence may fitly
-disappear, {308} I retain an expository part embodied in the following
-letter to Mr. Hayward.]
-
-
- 38, Queen’s Gardens, Bayswater,
- June 21st, 1874.
-
-SIR,—Herewith I send you a copy of your letter with my interposed
-comments. I think those comments will make it clear to you that I
-have not committed myself to three different definitions of our
-consciousness of the Second Law of Motion.
-
-As others may still feel a difficulty such as you seem to have felt,
-in understanding that which familiarity has made me regard as simple,
-I will endeavour, by a synthetic exposition, to make clear the way in
-which these later and more complex products of organized experiences
-stand related to earlier and simpler products. To make this exposition
-easier to follow, I will take first our Space-consciousness and the
-derived conceptions.
-
-On the hypothesis of Evolution, the Space-consciousness results from
-organized motor, tactual, and visual experiences. In the _Principles
-of Psychology_, §§ 326–346, I have described in detail what I conceive
-to have been its genesis. Such Space-consciousness so generated,
-is one possessed in greater or less degree by all creatures of any
-intelligence; becoming wider, and more definite, according to the
-degree of mental evolution which converse with the environment has
-produced. How deeply registered the external relations have become in
-the internal structure, is shown by the facts that the decapitated
-frog pushes away with one or both legs the scalpel applied to the hind
-part of its body, and that the chick, as soon as it has recovered from
-the exhaustion of escaping from the egg, performs correctly-guided
-actions (accompanied by consciousness of distance and direction) in
-picking up grains. Ascending at once to such organized and inherited
-Space-consciousness as exists in the child, and which from moment
-to moment {309} it is making more complete by its own experiences
-(aiding the development of its nervous system into the finished
-type of the adult, by the same exercises which similarly aid the
-development of its muscular system), we have to observe that, along
-with increasingly-definite ideas of distance and direction, it gains
-unawares certain more special ideas of geometrical relations. Take
-one group of these. Every time it spreads open its fingers it sees
-increase of the angles between them, going along with increase of the
-distances between the finger-tips. In opening wide apart its own legs,
-and in seeing others walk, it has continually before it the relation
-between increase or decrease of base in a triangle having equal sides,
-and increase or decrease of the angle included by those sides. [The
-relation impressed on it being simply that of _concomitant variation_:
-I do not speak of any more definite relation, which, indeed, is
-unthinkable by the young.] It does not observe these facts in such way
-as to be conscious that it has observed them; but they are so impressed
-upon it as to establish a rigid association between certain mental
-states. Various of its activities disclose space-relations of this
-class more definitely. The drawing of a bow exhibits them in another
-way and with somewhat greater precision; and when, instead of the ends
-of a bow, capable of approaching one another, the points of attachment
-are fixed and the string elastic, the connexion between increasing
-length in the sides of an isosceles triangle and increasing acuteness
-of the included angle, is still more forced upon the attention; though
-it still does not rise into a conscious cognition. This is what I
-mean by an “unconsciously-formed preconception.” When, in course of
-time, the child, growing into the boy, draws diagrams on paper, and,
-among other things, draws isosceles triangles, the truth that, the
-base being the same, the angle at the apex becomes more acute as the
-sides lengthen, is still more definitely displayed to him; and when
-his attention is drawn to this relation he finds that he {310} cannot
-think of it as being otherwise. If he imagines the lengths of the sides
-to change, he cannot exclude the consciousness of the correlative
-change in the angle; and presently, when his mental power is
-sufficiently developed, he perceives that if he continues to lengthen
-the sides in imagination, the lines approach parallelism as the angle
-approaches zero: yielding a conception of the relations of parallel
-lines. Here the consciousness has risen into the stage of definite
-conception. But, manifestly, the definite conception so reached is
-but a finishing of the preconceptions previously reached, and would
-have been impossible in their absence; and these unconsciously-formed
-preconceptions would similarly have been impossible in the absence of
-the still earlier consciousnesses of distance, direction, relative
-position, embodied in the consciousness of Space. The whole evolution
-is one; the arrival at the distinct conception is the growing up to an
-ultimate definiteness and complexity; and it can no more be reached
-without passing through the earlier stages of indefinite consciousness,
-than the adult bodily structure can be reached without passing through
-the structures of the embryo, the infant, and the child.[43]
-
-Through a parallel evolution arises, first the vague {311}
-consciousness of forces as exerted by self and surrounding things;
-presently, some discrimination in respect of their amounts as related
-to their effects; later, an association formed unawares between
-greatness of quantity in the two, and between smallness of quantity in
-the two; later still, a tacit assumption of proportionality, though
-without a distinct consciousness that the assumption has been made;
-and, finally, a rising of this assumption into definite recognition,
-as a truth necessarily holding where the forces are simple. Throughout
-its life every creature has, _within the actions of its moving parts_,
-forces and motions conforming to the Laws of Motion. {312} If it has
-a nervous system, the differences among the muscular tensions and the
-movements initiated, register themselves in a vague way in that nervous
-system. As the nervous system develops, along with more developed
-limbs, there are at once more numerous different experiences . . .
-of momentum generated, of connected actions and reactions (as when
-an animal tears the food which it holds with its paws); and, at the
-same time, there are, in its more developed nervous system, increased
-powers of appreciating and registering these differences. All the
-resulting connexions in consciousness, though unknowingly formed and
-unknowingly entertained, are ever present as guides to action: witness
-the proportion between the effort an animal makes and the distance
-it means to spring; or witness the delicate adjustments of muscular
-strains to changes of motion, made by a swallow catching flies or a
-hawk swooping on its quarry. Manifestly, then, these experiences,
-organized during the earlier stages of mental evolution, form a body of
-consciousnesses, not formulated into cognitions, nor present even as
-preconceptions, but nevertheless present as a mass of associations _in
-which the truths of relation between force and motion are potentially
-present_. On ascending to human beings of the uncultured sort, we reach
-a stage at which some nascent generalization of these experiences
-occur. The savage has not expressed to himself the truth that if he
-wants to propel his spear further he must use more force; nor does
-the rustic put into a distinct thought the truth that to raise double
-the weight he must put forth twice the effort; but in each there is
-a tacit assumption to this effect, as becomes manifest on calling it
-in question. So that, in respect of these and other simple mechanical
-actions, there exist unconsciously-formed preconceptions. And just as
-the geometrical truths presented in a rude way by the relations among
-surrounding objects, are not overtly recognized until there is some
-familiarity with straight lines, and diagrams made of them; {313}
-so, until linear measures, long used, have led to the equal-armed
-lever, or scales, and thus to the notion of equal units of force, this
-mechanical preconception cannot rise into definiteness. Nor after it
-has risen into definiteness does it for a long time reach the form of
-a consciously-held cognition; for neither the village huxter nor the
-more cultivated druggist in the town, recognizes the general abstract
-truth that, when uninterfered with, equi-multiples of causes and their
-effects are necessarily connected. But now observe that this truth,
-acted upon with more or less distinct consciousness of it by the man
-of science, and perfected by him through analysis and abstraction,
-is thus perfected only as the last step in its evolution. This
-definite cognition is but the finished form of a consciousness long in
-preparation—a consciousness the body of which is present in the brute,
-takes some shape in the primitive man, reaches greater definiteness in
-the semi-civilized, becomes afterwards an assumption distinct though
-not formulated, and takes its final development only as it rises into
-a consciously-accepted axiom. Just as there is a continuous evolution
-of the nervous system, so is there a continuous evolution of the
-consciousness accompanying its action. Just as the one grows in volume,
-complexity, and definiteness, so does the other. And just as necessary
-as the earlier stages are to the later in the one case, are they in
-the other. To suppose that the finished conceptions of science can
-exist without the unfinished common knowledge which precedes them,
-or this without still earlier mental acquisitions, is the same thing
-as to suppose that we can have the correct judgments of the adult
-without passing through the crude judgments of the youth, the narrow,
-incoherent ones of the child, and the vague, feeble ones of the infant.
-So far is it from being true that the view of physical axioms held by
-me, is one which bases cognitions on some other source than experience,
-it asserts experience to be the only possible source of these, as of
-other cognitions; but it asserts, further, that {314} not simply is
-the consciously-acquired experience of present actions needful, but
-that _for the very possibility of gaining this_ we are indebted to the
-accumulated experiences of all past actions. Not I, but my antagonists,
-are really chargeable with accepting the ancient _a priori_ view;
-since, without any explanation of them or justification of them, they
-posit as unquestionable the assumptions underlying every experiment
-and the conclusion drawn from it. The belief in physical causation,
-assumed from moment to moment as necessary in every experiment and
-in all reasoning from it, is a belief which, if not justified by the
-hypothesis above set forth, is tacitly asserted as an _a priori_
-belief. Contrariwise, my own position is one which affiliates all such
-beliefs upon experiences acquired during the whole past; which alleges
-those experiences as the only warrant for them; which asserts that
-during the converse between the mind and its environment, necessary
-connexions in Thought, such as those concerning Space, have resulted
-from infinite experiences of corresponding necessary connexions in
-Things; and that, similarly, out of perpetual converse with the Forces
-manifested to us in Space, there has been a progressive establishment
-of internal relations answering to external relations, in such wise
-that there finally emerge as physical axioms, certain necessities of
-Thought which answer to necessities in Things.
-
-I need scarcely say that I have taken the trouble of making my comments
-on your letter, and of writing this further exposition, with a view to
-their ulterior use.
-
- I am, &c.,
- HERBERT SPENCER.
-
-
-APPENDIX C.
-
-SUMMARY OF RESULTS.
-
-Those who deny a general doctrine enunciated by Mayer as the basis
-of his reasonings, habitually assumed by Faraday {315} as a guiding
-principle in drawing his conclusions, distinctly held by Helmholtz,
-and tacitly implied by Sir John Herschel—those, I say, who deny this
-general doctrine and even deride it, should be prepared with clear
-and strong reasons for doing this. Having been attacked, not in the
-most temperate manner, for enunciating this doctrine and its necessary
-implications in a specific form, I have demanded such reasons. Observe
-the responses to the demand.
-
- 1. The _British Quarterly_ Reviewer
- quoted for my instruction the _dictum_ of
- Professor Tait, that “Natural Philosophy
- is an experimental, and not an intuitive
- science. No _à priori_ reasoning can
- conduct us demonstratively to a single
- physical truth.” Thereupon I inquired
- what Professor Tait meant “by speaking of
- ‘physical _axioms_,’ and by saying that
- the cultured are enabled ‘to see _at once_
- their _necessary_ truth?’” . . . No reply.
-
- 2. Instead of an answer to the question,
- how this intuition of necessity can be
- alleged by Professor Tait consistently with
- his other doctrine, the Reviewer quotes,
- as though it disposed of my question,
- Professor Tait’s statement that “as the
- properties of matter might have been
- such as to render a totally different
- set of laws axiomatic, _these laws_ [of
- motion] _must be considered as resting_
- _on convictions drawn from observation_
- _and experiment, and not on intuitive_
- _perception._” Whereupon I inquired how
- Professor Tait knows that “the properties
- of matter _might have been_” other {316}
- than they are. I asked how it happened
- that his intuition concerning things
- _as they are not_, is so certain that,
- by inference from it, he discredits our
- intuitions concerning things _as they_
- _are_ . . . No reply: Professor
- Tait told, _à propos_
- of my question, a
- story of which no one
- could discover the
- application; but,
- otherwise, declined to
- answer. Nor was any
- answer given by his
- disciple.
-
- 3. Further, I asked how it happened
- that Professor Tait accepted as bases
- for Physics, Newton’s Laws of Motion;
- which were illustrated but not _proved_
- by Newton, and of which no _proofs_
- are supplied by Professor Tait, in the
- _Treatise on Natural Philosophy_. I went on
- to examine what conceivable _a posteriori_
- warrant there can be if there is no warrant
- _a priori_; and I pointed out that neither
- from terrestrial nor from celestial
- phenomena can the First Law of Motion be
- deduced without a _petitio principii_ . . . No reply: the Reviewer
- characterized my
- reasoning as “utterly
- erroneous” (therein
- differing entirely from
- two {317} eminent
- authorities who read it
- in proof); but beyond
- so characterizing it he
- said nothing.
-
- 4. To my assertion that Newton gave no
- proof of the Laws of Motion, the Reviewer
- rejoined that “the whole of the _Principia_
- was the proof.” On which my comment was
- that Newton called them “axioms,” and that
- axioms are not commonly supposed to be
- proved by deductions from them . . . The Reviewer quotes
- from one of Newton’s
- letters a passage
- showing that though
- he called the Laws
- of Motion “axioms,”
- he regarded them as
- principles “made
- general by induction;”
- and that therefore he
- could not have regarded
- them as _a priori_.
-
- 5. In rejoinder, I pointed out that
- whatever conception Newton may have had
- of these “axioms,” he explicitly and
- distinctly excluded them from the class
- of “hypotheses.” Hence I inferred that
- he did not regard the whole of the {318}
- _Principia_ as the proof, which the
- Reviewer says it is; since an assumption
- made at the outset, to be afterwards
- justified by the results of assuming it, is
- an “hypothesis” . . . No reply.
-
- 6. Authority aside, I examined on its
- merits the assertion that the Laws of
- Motion are, or can be, proved true by
- the ascertained truth of astronomical
- predictions; and showed that the process of
- verification itself assumed those Laws. No reply.
-
- 7. To make still clearer the fact that
- ultimate physical truths are, and must
- be, accepted as _a priori_, I pointed out
- that in every experiment the physicist
- tacitly assumes a relation between cause
- and effect, such that, if one unit of cause
- produces its unit of effect, two units of
- the cause will produce two units of the
- effect; and I argued that this general
- assumption included the special assumption
- asserted in the Second Law of Motion. . . . No reply: that is to
- say, no endeavour to
- show the untruth of
- this statement, but a
- quibble based on my
- omission of the word
- “proportionality” in
- places where it was
- implied, though not
- stated.
-
- 8. Attention was drawn to a passage {319}
- from Sir John Herschel’s _Discourse on the_
- _Study of Natural Philosophy_, in which the
- “proportionality of the effect to its cause
- in all cases of _direct unimpeded_ action”
- is included by him among “the characters
- of that relation which we intend by cause
- and effect;” and in which this assumption
- of proportionality is set down as one
- _preceding_ physical exploration, and not
- as one to be established by it . . . No reply.
-
- 9. Lastly, a challenge to prove this
- proportionality. “It is required to
- establish the truth that there is
- proportionality between causes and effects,
- _by a process which nowhere assumes_
- that if one unit of force produces a
- certain unit of effect, two units of such
- force will produce two units of such
- effect.” . . . No reply.
-
-Thus on all these essential points my three mathematical opponents
-allow judgment to go against them by default. The attention of readers
-has been drawn off from the main issues by the discussion of side
-issues. Fundamental questions have been evaded, and new questions of
-subordinate kinds raised.
-
-What is the implication? One who is able to reach and to carry the
-central position of his antagonist, does not spend his strength on
-small outposts. If he declines to assault the stronghold, it must be
-because he sees it to be impregnable.
-
- * * * * *
-
-The trouble I have thus taken to meet criticisms and dissipate
-misapprehensions, I have taken because the attack {320} made on
-the special doctrine defended, is part of an attack on the ultimate
-doctrine underlying the deductive part of _First Principles_—the
-doctrine that the quantity of existence is unchangeable. I agree with
-Sir W. Hamilton that our consciousness of the necessity of causation,
-results from the impossibility of conceiving the totality of Being to
-increase or decrease. The proportionality of cause and effect is an
-implication: denial of it involves the assertion that some quantity
-of cause has disappeared without effect, or some quantity of effect
-has arisen without cause. I have asserted the _a priori_ character
-of the Second Law of Motion, _under the abstract form in which it is
-expressed_, simply because this, too, is an implication, somewhat more
-remote, of the same ultimate truth. And my sole reason for insisting
-on the validity of these intuitions, is that, on the hypothesis of
-Evolution, absolute uniformities in things have produced absolute
-uniformities in thoughts; and that necessary thoughts represent
-infinitely-larger accumulations of experiences than are formed by the
-observations, experiments, and reasonings of any single life.
-
-
-ENDNOTES TO _REPLIES TO CRITICISMS_.
-
-[24] _Principles of Psychology_, Second Edition, § 425, note.
-
-[25] _Le Sentiment Religieux_, par A. Grotz. Paris, J. Cherbuliez, 1870.
-
-[26] Instead of describing me as misunderstanding Kant on this point,
-Dr. Hodgson should have described Kant as having, in successive
-sentences, so changed the meanings of the words he uses, as to make
-either interpretation possible. At the outset of his _Critique of
-Pure Reason_, he says:—“The effect of an object upon the faculty of
-representation, so far as we are affected by the said object, is
-sensation. That sort of intuition which relates to an object by means
-of sensation, is called an empirical intuition. The undetermined
-object of an empirical intuition, is called _phænomenon_. That which
-in the phænomenon corresponds to the sensation, I term its _matter_;”
-[here, remembering the definition just given of phenomenon, objective
-existence is manifestly referred to] “but that which effects that the
-content of the phænomenon can be arranged under certain relations, I
-call its _form_” [so that _form_, as here applied, refers to objective
-existence]. “But that in which our sensations are merely arranged, and
-by which they are susceptible of assuming a certain form, cannot be
-itself sensation.” [In which sentence the word _form_ obviously refers
-to subjective existence.] At the outset, the ‘phenomenon’ and the
-‘sensation’ are distinguished as objective and subjective respectively;
-and then, in the closing sentences, the _form_ is spoken of in
-connexion first with the one and then with the other, as though they
-were the same.
-
-[27] See _Fraser’s Magazine_ for May, 1873.
-
-[28] _First Principles_, § 26.
-
-[29] _Ibid._ § 76 (1st ed.)
-
-[30] Compare _Principles of Psychology_, §§ 88, 95, 391, 401, 406.
-
-[31] _First Principles_, §§ 39–45.
-
-[32] _Principles of Psychology_, part vii.
-
-[33] _Social Statics_, chap. iii.
-
-[34] _Principles of Psychology_, § 531.
-
-[35] _First Principles_, § 34.
-
-[36] Only after the foregoing paragraphs were written, did the remark
-of a distinguished friend show me how certain words were misconstrued
-by the reviewer in a way that had never occurred to me as possible. In
-the passage referred to, I have said that sound-waves “finally die away
-in generating thermal undulations that radiate into space;” meaning,
-of course, that the force embodied in the sound-waves is finally
-_exhausted_ in generating thermal undulations. In common speech, the
-dying-away of a prolonged sound, as that of a church-bell, includes
-its gradual diminution as well as its final cessation. But rather
-than suppose I gave to the words this ordinary meaning, the reviewer
-supposes me to believe, not simply that the _longitudinal_ waves of
-air can pass, _without discontinuity_, into the _transverse_ waves
-of ether, but he also debits me with the belief that the one order
-of waves, having lengths measurable in feet, and rates expressed in
-hundreds per second, can, _by mere enfeeblement_, pass into the other
-order of waves, having lengths of some fifty thousand to the inch, and
-rates expressed in many billions per second! Why he preferred so to
-interpret my words, and that, too, in the face of contrary implications
-elsewhere (instance § 100), will, however, be manifest to every one who
-reads his criticisms.
-
-[37] Other examples of these amenities of controversy, in which I
-decline to imitate my reviewer, have already been given. What occasions
-he supplies me for imitation, were I minded to take advantage of
-them, an instance will show. Pointing out an implication of certain
-reasonings of mine, he suggests that it is too absurd even for me to
-avow explicitly; saying:—“We scarcely think that even Mr. Spencer
-will venture to claim as a datum of consciousness the Second Law of
-Motion, with its attendant complexities of component velocities, &c.”
-Now any one who turns to Newton’s _Principia,_ will find that to the
-enunciation of the Second Law of Motion, nothing whatever is appended
-but an amplified re-statement—there is not even an illustration, much
-less a proof. And from this law, this axiom, this immediate intuition
-or “datum of consciousness,” Newton proceeds forthwith to draw those
-corollaries respecting the composition of forces which underlie all
-dynamics. What, then, must be thought of Newton, who explicitly assumes
-that which the reviewer thinks it absurd to assume implicitly?
-
-[38] That I am certainly not singular in this view, is shown to me,
-even while I write, by the just-issued work of Prof. Jevons on the
-_Principles of Science: a Treatise on Logic and Scientific Method_. In
-vol. ii., p. 141, Prof. Jevons remarks respecting the law of variation
-of the attractive force, that it “is doubtless connected at this point
-with the primary properties of space itself, and is so far conformable
-to our necessary ideas.”
-
-[39] See Essay on “The Genesis of Science,” in the _British Quarterly
-Review_ for July, 1854, p. 127.
-
-[40] I do not say this at random. The reviewer, who has sought rather
-to make known than to conceal his identity, took his degree in 1868.
-
-[41] It is true that in Newton’s time, “axiom” had not the same
-rigorously defined meaning as now; but it suffices for my argument
-that, _standing unproved_ as a basis for physical deductions, it bears
-just the same relation to them that a mathematical axiom does to
-mathematical deductions.
-
-[42] The above letter, written after absence at Easter had involved a
-week’s delay, and written somewhat hurriedly to prevent the delay of
-a second week, was less carefully revised than it should have been.
-The words in square brackets, obviously implied by the reasoning, and
-specifically implied by the illustrations, were not in the letter as
-originally published.
-
-[43] Here, in explaining the genesis of special space-intuitions, I
-have singled out a group of experiences which, in _Nature_, May 28, Mr.
-Hayward had chosen as illustrating the absurdity of supposing that the
-scientific conception of proportionality could be reached as alleged.
-He said:―
-
- “It is hardly a parody of Mr. Collier’s remarks to say:—‘A child
- discovers that the greater the angle between his legs the greater the
- distance between his feet, an experience which implicates the notion
- of proportionality between the angle of a triangle and its opposite
- side;’ a preconception, as it appears to me, with just as good a basis
- as that whose formation Mr. Collier illustrates, but one which, as I
- need hardly add, is soon corrected by a conscious study of geometry or
- by actual measurement.”
-
-I am indebted to Mr. Hayward for giving this instance. It conveniently
-serves two purposes. It serves to exemplify the connexion between the
-crude preconceptions unconsciously formed by earlier experiences, and
-the conceptions consciously evolved out of them by the help of later
-experiences, when the requisite powers of analysis and abstraction
-have been reached. And at the same time it serves to show the failure
-of my opponents to understand how, in the genesis of intelligence,
-the scientific conception of exact proportionality develops from the
-crude, vague, and inaccurate preconception. For while the notion of
-proportionality acquired by the child in Mr. Hayward’s example, is
-not true, it is an approximation towards one which _is_ true, and
-one which is reached when its more developed intelligence is brought
-critically to bear on the facts. Eventually it is discovered that the
-angle is not proportional to the subtending side, but to the subtending
-arc; and this is discovered _in the process of disentangling a simple
-relation from other relations which complicate and disguise it_.
-Between the angle and the arc there is exact proportionality, for
-the reason that only one set of directly-connected space-relations
-are concerned: the distance of the subtending arc from the subtended
-angle, remains constant—there is no change in the relation between the
-increasing angle and the increasing arc; and therefore the two vary
-together in direct proportion. But it is otherwise with the subtending
-side. The parts of this stand in different relations of distance from
-the subtended angle; and as the line is lengthened, each added part
-differs from the preceding parts in its distance from the angle. That
-is to say, one set of simple directly-connected geometrical relations,
-is here involved with another set; and the relation between the side
-and the angle is such that the law of relative increase involves the
-co-operation of two sets of factors. Now the distinguishing the true
-proportionality (between the angle and the arc) from the relation
-which simulates proportionality (between the angle and the side) is
-just that process of final development of exact conceptions, which
-I assert to be the finishing step of all the preceding development;
-and to be impossible in its absence. And the truth to which my
-assailants shut their eyes, is that, just as among these conceptions of
-space-relations, the conception of exact proportionality can be reached
-only by evolution from the crude notion of proportionality, formed
-before reasoning begins; so, among the force-relations, the conception
-of proportionality finally reached, when simple causes and their
-effects are disentangled by analytical intelligence, can be reached
-only by evolution of the crude notion of proportionality, established
-as a preconception by early experiences which reinforce ancestral
-experiences.
-
-
-
-
-{321}
-
-PROF. GREEN’S EXPLANATIONS.
-
-
-[_From the_ Contemporary Review _for Feb. 1881. It would not have
-occurred to me to reproduce this essay, had it not been that there has
-lately been a reproduction of the essay to which it replies. But as
-Mr. Nettleship, in his editorial capacity, has given a permanent shape
-to Professor Green’s unscrupulous criticism, I am obliged to give a
-permanent shape to the pages which show its unscrupulousness._]
-
-Dreary at best, metaphysical controversy becomes especially dreary
-when it runs into rejoinders and re-rejoinders; and hence I feel some
-hesitation in inflicting, even upon those readers of the _Contemporary_
-who are interested in metaphysical questions, anything further
-concerning Prof. Green’s criticism, Mr. Hodgson’s reply to it, and
-Prof. Green’s explanations. Still, it appears to me that I can now
-hardly let the matter pass without saying something in justification
-of the views attacked by Prof. Green; or, rather, in disproof of the
-allegations he makes against them.
-
-I did not, when Prof. Green’s two articles appeared, think it needful
-to notice them: my wish to avoid hindrance to my work, being supported
-partly by the thought that very few would read a discussion so
-difficult to follow, and partly by the thought that, of the few who
-did read it, most would be those whose knowledge of _The Principles
-of Psychology_ enabled them to see how unlike the argument {322} I
-have used is the representation of it given by Prof. Green, and how
-inapplicable his animadversions therefore are. This last belief was, I
-find, quite erroneous; and I ought to have known better than to form
-it. Experience might have shown me that readers habitually assume a
-critic’s version of an author’s statement to be the true version, and
-that they rarely take the trouble to see whether the meaning ascribed
-to a detached passage is the meaning which it bears when taken with
-the context. Moreover, I should have remembered that in the absence of
-disproofs it is habitually assumed that criticisms are valid; and that
-inability rather than pre-occupation prevents the author from replying.
-I ought not, therefore, to have been surprised to learn, as I did
-from the first paragraph of Mr. Hodgson’s article, that Prof. Green’s
-criticisms had met with considerable acceptance.
-
-I am much indebted to Mr. Hodgson for undertaking the defence of my
-views; and after reading Prof. Green’s rejoinder, it seems to me that
-Mr. Hodgson’s chief allegations remain outstanding. I cannot here, of
-course, follow the controversy point by point. I propose to deal simply
-with the main issues.
-
- * * * * *
-
-At the close of his answer, Prof. Green refers to “two other
-misapprehensions of a more general nature, which he [Mr. Hodgson]
-alleges against me at the outset of his article.” Not admitting these,
-Prof. Green postpones replies for the present; though by what replies
-he can show his apprehensions to be true ones, I do not see. Further
-misapprehensions of a general nature, which stand as preliminaries to
-his criticisms, may here be instanced, as serving, I think, to show
-that those criticisms are misdirected.
-
-From _The Principles of Psychology_ Prof. Green quotes the following
-sentences:―
-
- “The relation between these, as antithetically opposed divisions of
- the {323} entire assemblage of manifestations of the Unknowable, was
- our datum. The fabric of conclusions built upon it must be unstable
- if this datum can be proved either untrue or doubtful. Should the
- idealist be right, the doctrine of evolution is a dream.”
-
-And on these sentences he comments thus:―
-
- “To those who have humbly accepted the doctrine of evolution as a
- valuable formulation of our knowledge of animal life, but at the same
- time think of themselves as ‘idealists,’ this statement may at first
- cause some uneasiness. On examination, however, they will find in the
- first place that when Mr. Spencer in such a connection speaks of the
- doctrine of evolution, he is thinking chiefly of its application to
- the explanation of knowledge—an application at least not necessarily
- admitted in the acceptance of it as a theory of animal life.”[44]
-
-From which it appears that Prof. Green’s conception of Evolution is
-that popular conception in which it is identified with that set forth
-in _The Origin of Species_. That my conception of Evolution, referred
-to in the passage he quotes, is a widely different one, would have been
-perceived by him had he referred to the exposition of it contained in
-_First Principles_. My meaning in the passage he quotes is, that since
-Evolution, as I conceive it, is, under certain conditions, the result
-of that universal redistribution of matter and motion which is, and
-ever has been, going on; and since, during those phases of it which are
-distinguishable as astronomic and geologic, the implication is that no
-life, still less consciousness (under any such form as is known to us),
-existed; there is necessarily implied by the theory of Evolution, a
-mode of Being independent of, and antecedent to, the mode of Being we
-now call consciousness. And I implied that, consequently, this theory
-must be a dream, if either ideas are the only existences, or if, as
-Prof. Green appears to think, the object exists only by correlation
-with the subject. How necessary is this more general view as a basis
-for my psychological view, and how erroneous is a criticism which
-ignores it, will be seen on observing that by ignoring it, I am made
-to appear profoundly inconsistent where {324} otherwise there is no
-inconsistency. Prof. Green says that my doctrine―
-
- “ascribes to the object, which in truth is nothing without the
- subject, an independent reality, and then supposes it gradually to
- produce certain qualities in the subject, of which the existence is in
- truth necessary to the possibility of those qualities in the object
- which are supposed to produce them.”[45]
-
-On which my comment is that, ascribing, as I do, “an independent
-reality” to the object, and denying that the object is “nothing without
-the subject,” my doctrine, though wholly inconsistent with that of
-Professor Green, is wholly consistent with itself. Had he rightly
-conceived the doctrine of Transfigured Realism (_Prin. of Psy._ §
-473), Prof. Green would have seen that while I hold that the qualities
-of object and subject, as present to consciousness, being resultants
-of the co-operation of object and subject, exist only through their
-co-operation, and, in common with all resultants, must be unlike their
-factors; yet that there pre-exist those factors, and that without them
-no resultants can exist.
-
-Equally fundamental is another preliminary misconception which Prof.
-Green exhibits. He says―
-
- “We should be sorry to believe that Mr. Spencer and Mr. Lewes regard
- the relation between consciousness and the world as corresponding to
- that between two bodies, of which one is inside the other; but apart
- from some such crude imagination it does not appear, &c.”
-
-Now since I deliberately accept, and have expounded at great
-length, this view which Professor Green does not ascribe to me,
-because he would be “sorry to believe” I entertain such a “crude
-imagination”—since this view is everywhere posited by the doctrine
-of Psychological Evolution as I have set it forth; I am astonished
-at finding it supposed that I hold some other view. Considering that
-Parts II. III. and IV. of the _Principles of Psychology_ are occupied
-with tracing out mental Evolution as a result of converse between
-organism and environment; and {325} considering that throughout Part
-V. the interpretations, analytical instead of synthetical, pre-suppose
-from moment to moment a surrounding world and an included organism;
-I cannot imagine a stranger assumption than that I do not believe
-the relationship between consciousness and the world to be that of
-inclusion of the one by the other. I am aware that Prof. Green does
-not regard me as a coherent thinker; but I scarcely expected he would
-ascribe to me an incoherence so extreme that in Part VI. I abandon the
-fundamental assumption on which all the preceding parts stand, and
-adopt some other. And I should the less have expected so extreme an
-incoherence to be ascribed to me, considering that throughout Part VI.
-this same belief is tacitly implied as part of that realistic belief
-which it is the aim of its argument to explain and justify. Here,
-however, the fact of chief significance is, that as Professor Green
-would be “sorry to believe” I hold the view named, and refrains from
-ascribing to me so “crude an imagination,” it is to be concluded that
-his arguments are directed against some other view which he supposes
-me to hold. If so, one of two conclusions is inevitable. Either his
-criticisms are valid against this other view which he tacitly ascribes
-to me, or they are not. If he admits them to be invalid on the
-assumption that I hold this other view, the matter ends. If he holds
-them to be valid on the assumption that I hold this other view, then
-they must be invalid against the absolutely-different view which I
-actually hold; and again the matter ends.
-
-Even were I to leave off here, I might, I think, say that the
-inapplicability of Prof. Green’s arguments is sufficiently shown;
-but it may be desirable to point out that beyond these general
-misapprehensions, by which they are vitiated, there are special
-misapprehensions. Much to my surprise, considering the careful
-preliminary explanation I have given, he has failed to understand
-the mental attitude assumed by me when describing the synthesis
-of experiences {326} against which he more especially urges his
-objections. In chapters entitled “Partial Differentiation of Subject
-and Object,” “Completed Differentiation of Subject and Object,” and
-“Developed Conception of the Object,” I have endeavoured, as these
-titles imply, to trace up the gradual establishment of this fundamental
-antithesis in a developing intelligence. It appeared to me, and still
-appears, that for coherent thinking there must be excluded at the
-outset, not only whatever implies acquired knowledge of objective
-existence, but also whatever implies acquired knowledge of subjective
-existence. At the close of the chapter preceding those just named, as
-well as in _First Principles_, where this process of differentiation
-was more briefly indicated, I recognized, and emphatically enlarged
-upon, the difficulty of carrying out such an inquiry: pointing out that
-in any attempts we make to observe the way in which subject and object
-become distinguished, we inevitably use those faculties and conceptions
-which have grown up while the differentiation of the two has been going
-on. In trying to discern the initial stages of the process, we carry
-with us all the products which belong to the final stage, and cannot
-free ourselves from them. In _First Principles_ (§ 43) I have pointed
-out that the words _impressions_ and _ideas_, the term _sensation_, the
-phrase _state of consciousness,_ severally involve large systems of
-beliefs; and that if we allow ourselves to recognize their connotations
-we inevitably reason circularly. And in the closing sentence of the
-chapter preceding those above named, I have said―
-
- “Though in every illustration taken we shall have tacitly to posit an
- external existence, and in every reference to states of consciousness
- we shall have to posit an internal existence which has these states;
- yet, as before, we must ignore these implications.”
-
-I should have thought that, with all these cautions before him, Prof.
-Green would not have fallen into the error of supposing that in the
-argument thereupon commenced, the phrase “states of consciousness” is
-used with all its ordinary implications. I should have thought that,
-as in {327} a note appended to the outset of the argument I have
-referred to the parallel argument in _First Principles_, where I have
-used the phrase “manifestations of existence” instead of “states of
-consciousness,” as the least objectionable; and as the argument in the
-_Psychology_ is definitely described in this note as a re-statement in
-a different form of the argument in _First Principles_; he would have
-seen that in the phrase “states of consciousness,” as used throughout
-this chapter, was to be included no more meaning than was included in
-the phrase “manifestations of existence.”[46] I should have thought
-he would have seen that the purpose of the chapter was passively to
-watch, with no greater intelligence than is implied in watching, how
-the manifestations or states, vivid and faint, comport themselves:
-excluding all thought of their meanings—all interpretations of them.
-Nevertheless, Prof. Green charges me with having, at the outset of the
-examination, invalidated my argument by implying, in the terms I use,
-certain products of developed consciousness.[47] He contends that my
-division of the “states of consciousness,” or, as I elsewhere term
-them, “manifestations of existence,” into vivid and faint, is vitiated
-from the first by including along with the vivid ones those faint ones
-needful to constitute them perceptions, in the ordinary sense of the
-word. Because, describing all I passively watch, I speak of a distant
-{328} head-land, of waves, of boats, &c, he actually supposes me to be
-speaking of those developed cognitions under which these are classed as
-such and such objects. What would he have me do? It is impossible to
-give any such account of the process as I have attempted, without using
-names for things and actions. The various manifestations, vivid and
-faint, which in the case described impose themselves on my receptivity,
-must be indicated in some way; and the words indicating them inevitably
-carry with them their respective connotations. What more can I do than
-warn the reader that all these connotations must be ignored, and that
-attention must be paid exclusively to the manifestations themselves,
-and the modes in which they comport themselves. At the stage described
-in this “partial differentiation,” while I suppose myself as yet
-unconscious of my own individuality and of a world as separate from it,
-the obvious implication is, that what I name “states of consciousness,”
-because this is the current term for them, are to have no
-interpretations whatever put upon them; but that their characters and
-modes of behaviour are to be observed, as they might be while yet there
-had been none of that organization of experiences which makes things
-known in the ordinary sense. It is true that, thus misinterpreting me
-in December, Prof. Green, writing again in March, puts into the mouth
-of an imagined advocate the true statement of my view;[48] though he
-(Prof. Green) then proceeds to deny that I can mean what this imagined
-advocate rightly says I mean: taking occasion to allege that I use the
-phrase “states of consciousness” “to give a philosophical character” to
-what would else seem “written too much after the fashion of a newspaper
-correspondent.”[49] Even, however, had he admitted that intended
-meaning which he sees, but denies, the rectification would have been
-somewhat unsatisfactory, coming three months after various {329}
-absurdities, based on his misinterpretation, had been ascribed to me.
-
-But the most serious allegation made by Mr. Hodgson against Prof.
-Green, and which I here repeat, is that he habitually says I regard
-the object as constituted by “the aggregate of vivid states of
-consciousness,” in face of the conspicuous fact that I identify the
-object with the _nexus_ of this aggregate. In his defence Prof. Green
-says―
-
- “If I had made any attempt to show that Mr. Spencer believes
- the object to be no more than an aggregate of vivid states of
- consciousness, Mr. Hodgson’s complaint, that I ignore certain passages
- in which a contrary persuasion is stated, would have been to the
- purpose.”
-
-Let us look at the facts. Treating of the relation between my view and
-the idealistic and sceptical views, he imagines addresses made to me by
-Berkeley and Hume. “‘You agree with me,’ Berkeley might say, ‘that when
-we speak of the external world we are speaking of certain lively ideas
-connected in a certain manner;’”[50] and this identification of the
-world with ideas, I am tacitly represented as accepting. Again, Hume is
-supposed to say to me—“You agree with me that what we call the world
-is a series of impressions;”[51] and here, as before, I am supposed
-silently to acquiesce in this as a true statement of my view. Similarly
-throughout his argument, Prof. Green continually states or implies that
-the object is, in my belief, constituted by the vivid aggregate of
-states of consciousness. At the outset of his second article,[52] he
-says of me:—“He there” [in the _Principles of Psychology_] “identifies
-the object with a certain aggregate of vivid states of consciousness,
-which he makes out to be independent of another aggregate, consisting
-of faint states, and identified with the subject.” And admitting that
-he thus describes my view, he nevertheless alleges that he does not
-misrepresent me, because, as he says,[53] “there is scarcely a page of
-my article in {330} which Mr. Spencer’s conviction of the externality
-and independence of the object, in the various forms in which it is
-stated by him, is not referred to.” But what if it is referred to
-in the process of showing that the externality and independence of
-the object is utterly inconsistent with the conception of it as an
-aggregate of vivid states of consciousness? What if I am continually
-made to seem thus absolutely inconsistent, by omitting the fact that
-not the aggregate of vivid states itself is conceived by me as the
-object, but the _nexus_ binding it together?
-
-A single brief example will typify Prof. Green’s general method of
-procedure. On page 40 of his first article he says—“And in the sequel
-the ‘separation of themselves’ on the part of states of consciousness
-‘into two great aggregates, vivid and faint,’ is spoken of as a
-‘differentiation between the antithetical existences we call object and
-subject.’ If words mean anything, then, Mr. Spencer plainly makes the
-‘object’ an aggregate of conscious states.” But in the entire passage
-from which these words of mine are quoted, which he gives at the bottom
-of the page, a careful reader will observe a word (_omitted_ from Prof.
-Green’s quotation in the text), which quite changes the meaning. I have
-described the result, not as “a differentiation,” but as “a _partial_
-differentiation.” Now, to use Prof. Green’s expression, “if words mean
-anything,” a partial differentiation cannot have the same sense as a
-complete differentiation. If the ‘’object’ has been already constituted
-by this partial differentiation, what does the ‘object’ become when the
-differentiation is completed? Clearly, “if words mean anything,” then,
-had Prof. Green not omitted the word “partial,” it would have been
-manifest that the aggregate of vivid states was _not_ alleged to be the
-object. The mode of treatment which we here see in little, exemplifies
-Prof. Green’s mode of treatment at large. Throughout his two articles
-he criticizes detached portions, and ascribes to them meanings {331}
-quite different from those which they have when joined with the rest.
-
-With the simplicity of “a raw undergraduate” (to some of whose views
-Prof. Green compares some of mine) I had assumed that an argument
-running through three chapters would not be supposed to have its
-conclusion expressed in the first; but now, after the professorial
-lesson I have received, my simplicity will be decreased, and I shall
-be aware that a critic may deal with that which is avowedly partial,
-as though it were entire, and may treat as though it were already
-developed, a conception which the titles of the chapters before him
-show is yet but incipient.
-
-Here I leave the matter, and if anything more is said, shall let it
-pass. Controversy must be cut short, or work must be left undone. I can
-but suggest that metaphysical readers will do well to make their own
-interpretations of my views, rather than to accept without inquiry all
-the interpretations offered them.
-
-
-POSTSCRIPT.—From a note appended by Mr. Nettleship to his republished
-versions of Prof. Green’s articles, it appears that, after the
-foregoing pages were published by me, Prof. Green wrote to the editor
-of the _Contemporary Review_, saying:―
-
- “While I cannot honestly retract anything in the substance of what I
- then wrote, there are expressions in the article which I very much
- regret, so far as they might be taken to imply want of personal
- respect for Mr. Spencer. For reasons sufficiently given in my reply to
- Mr. Hodgson, I cannot plead guilty to the charge of misrepresentation
- which Mr. Spencer repeats; but on reading my first article again in
- cold blood I found that I had allowed controversial heat to betray
- me into the use of language which was unbecoming—especially on the
- part of an unknown writer (not even then a ‘professor’) assailing a
- veteran philosopher. I make this acknowledgment merely for my own
- satisfaction, not under the impression that it can at all concern Mr.
- Spencer” (vol. i., p. 541).
-
-Possibly some of Prof. Green’s adherents will ask how, after he
-has stated that he cannot honestly retract, and that {332} he is
-not guilty of misrepresentation, I can describe his criticism as
-unscrupulous. My reply is that a critic who persists in saying that
-which, on the face of it, is dishonest, and then avers that he cannot
-honestly do otherwise, does not thereby prove his honesty, but
-contrariwise. One who deliberately omits from his quotation the word
-“partial,” and then treats, as though it were complete, that which
-is avowedly incomplete—one who, in dealing with an argument which
-runs through three chapters, recognizes only the first of them—one
-who persists in thinking it proper to do this after the consequent
-distortions of statement have been pointed out to him; is one who,
-if not knowingly dishonest, is lacking in due perception of right
-and wrong in controversy. The only other possible supposition which
-occurs to me, is that such a proceeding is a natural sequence of the
-philosophy to which he adheres. Of course, if Being and non-Being are
-the same, then representation and misrepresentation are the same.
-
-I may add that there is a curious kinship between the ideas implied by
-the letter above quoted and its implied sentiments. Prof. Green says
-that his apology for unbecoming language he makes merely for his “own
-satisfaction.” He does not calm his qualms of conscience by indicating
-his regret to those who read this unbecoming language; nor does he
-express his regret to me, against whom it was vented; but he expresses
-his regret to the editor of the _Contemporary Review_! So that a public
-insult to A is supposed to be cancelled by a private apology to B!
-Here is more Hegelian thinking; or rather, here is Hegelian feeling
-congruous with Hegelian thinking.
-
-
-ENDNOTES TO _PROF. GREEN’S EXPLANATIONS_.
-
-[44] _Contemporary Review_, December, 1877, p. 35.
-
-[45] _Contemporary Review_, December, 1877, p. 37
-
-[46] If I am asked why here I used the phrase “states of consciousness”
-rather than “manifestations of existence,” though I had previously
-preferred the last to the first, I give as my reason the desire
-to maintain continuity of language with the preceding chapter,
-“The Dynamics of Consciousness.” In that chapter an examination
-of consciousness had been made with the view of ascertaining what
-principle of cohesion determines our beliefs, as preliminary to
-observing how this principle operates in establishing the beliefs
-in subject and object. But on proceeding to do this, the phrase
-“state of consciousness” was supposed, like the phrase “manifestation
-of existence,” not to be used as anything more than a name by
-which to distinguish this or that form of being, as an undeveloped
-receptivity would become aware of it, while yet self and not-self were
-undistinguished.
-
-[47] _Contemporary Review_, December, 1877, pp. 49, 50.
-
-[48] _Contemporary Review_, March, 1878, p. 753.
-
-[49] _Ibid._, March, 1878, p. 755.
-
-[50] _Contemporary Review_, December, 1877, p. 44.
-
-[51] _Ibid._, December, 1877, p. 44.
-
-[52] _Ibid._, March, 1878, p. 745.
-
-[53] _Ibid._, January, 1881, p. 115.
-
-
-
-
-{333}
-
-THE PHILOSOPHY OF STYLE.
-
-
-[_First published in_ The Westminster Review _for October 1852._]
-
-Commenting on the seeming incongruity between his father’s
-argumentative powers and his ignorance of formal logic, Tristram
-Shandy says:—“It was a matter of just wonder with my worthy tutor,
-and two or three fellows of that learned society, that a man who knew
-not so much as the names of his tools, should be able to work after
-that fashion with them.” Sterne’s implied conclusion that a knowledge
-of the principles of reasoning neither makes, nor is essential to,
-a good reasoner, is doubtless true. Thus, too, is it with grammar.
-As Dr. Latham, condemning the usual school-drill in Lindley Murray,
-rightly remarks:—“Gross vulgarity is a fault to be prevented; but the
-proper prevention is to be got from habit—not rules.” Similarly, good
-composition is far less dependent on acquaintance with its laws, than
-on practice and natural aptitude. A clear head, a quick imagination,
-and a sensitive ear, will go far towards making all rhetorical precepts
-needless. And where there exists any mental flaw—where there is a
-deficient verbal memory, or an inadequate sense of logical dependence,
-or but little perception of order, or a lack of constructive ingenuity;
-no amount of instruction will insure good writing. Nevertheless, _some_
-result may be expected from a familiarity {334} with the principles of
-style. The endeavour to conform to laws may tell, though slowly. And
-if in no other way, yet, as facilitating revision, a knowledge of the
-thing to be achieved—a clear idea of what constitutes a beauty, and
-what a blemish—cannot fail to be of service.
-
- * * * * *
-
-No general theory of expression seems yet to have been enunciated. The
-maxims contained in works on composition and rhetoric, are presented
-in an unorganized form. Standing as isolated dogmas—as empirical
-generalizations, they are neither so clearly apprehended, nor so much
-respected, as they would be were they deduced from some simple first
-principle. We are told that “brevity is the soul of wit.” We hear
-styles condemned as verbose or involved. Blair says that every needless
-part of a sentence “interrupts the description and clogs the image;”
-and again, that “long sentences fatigue the reader’s attention.” It is
-remarked by Lord Kaimes that, “to give the utmost force to a period,
-it ought, if possible, to be closed with the word that makes the
-greatest figure.” Avoidance of parentheses, and the use of Saxon words
-in preference to those of Latin origin, are often insisted upon. But,
-however influential the precepts thus dogmatically expressed, they
-would be much more influential if reduced to something like scientific
-ordination. In this as in other cases, conviction is strengthened when
-we understand the _why_. And we may be sure that recognition of the
-general principle from which the rules of composition result, will not
-only bring them home to us with greater force, but will disclose other
-rules of like origin.
-
-On seeking for some clue to the law underlying these current maxims,
-we may see implied in many of them, the importance of economizing the
-reader’s or hearer’s attention. To so present ideas that they may be
-apprehended with the least possible mental effort, is the desideratum
-towards which most of the rules above quoted point. When we {335}
-condemn writing that is wordy, or confused, or intricate—when we
-praise this style as easy, and blame that as fatiguing, we consciously
-or unconsciously assume this desideratum as our standard of judgment.
-Regarding language as an apparatus of symbols for conveying thought,
-we may say that, as in a mechanical apparatus, the more simple and the
-better arranged its parts, the greater will be the effect produced.
-In either case, whatever force is absorbed by the machine is deducted
-from the result. A reader or listener has at each moment but a limited
-amount of mental power available. To recognize and interpret the
-symbols presented to him, requires part of this power; to arrange and
-combine the images suggested by them requires a further part; and only
-that part which remains can be used for framing the thought expressed.
-Hence, the more time and attention it takes to receive and understand
-each sentence, the less time and attention can be given to the
-contained idea; and the less vividly will that idea be conceived. How
-truly language must be regarded as a hindrance to thought, though the
-necessary instrument of it, we shall clearly perceive on remembering
-the comparative force with which simple ideas are communicated by
-signs. To say, “Leave the room,” is less expressive than to point
-to the door. Placing a finger on the lips is more forcible than
-whispering, “Do not speak.” A beck of the hand is better than, “Come
-here.” No phrase can convey the idea of surprise so vividly as opening
-the eyes and raising the eyebrows. A shrug of the shoulders would
-lose much by translation into words. Again, it may be remarked that
-when oral language is employed, the strongest effects are produced by
-interjections, which condense entire sentences into syllables. And
-in other cases, where custom allows us to express thoughts by single
-words, as in _Beware_, _Heigho_, _Fudge_, much force would be lost by
-expanding them into specific propositions. Hence, carrying out the
-metaphor that {336} language is the vehicle of thought, we may say
-that in all cases the friction and inertia of the vehicle deduct from
-its efficiency; and that in composition, the chief thing to be done,
-is, to reduce the friction and inertia to the smallest amounts. Let
-us then inquire whether economy of the recipient’s attention is not
-the secret of effect, alike in the right choice and collocation of
-words, in the best arrangement of clauses in a sentence, in the proper
-order of its principal and subordinate propositions, in the judicious
-use of simile, metaphor, and other figures of speech, and even in the
-rhythmical sequence of syllables.
-
-The greater forcibleness of Saxon English, or rather non-Latin English,
-first claims our attention. The several special reasons assignable
-for this may all be reduced to the general reason—economy. The most
-important of them is early association. A child’s vocabulary is
-almost wholly Saxon. He says, _I have_, not _I possess_—_I wish_,
-not _I desire_; he does not _reflect_, he _thinks_; he does not beg
-for _amusement_, but for _play_; he calls things _nice_ or _nasty_,
-not _pleasant_ or _disagreeable_. The synonyms learned in after
-years, never become so closely, so organically, connected with the
-ideas signified, as do these original words used in childhood; the
-association remains less strong. But in what does a strong association
-between a word and an idea differ from a weak one? Essentially in the
-greater ease and rapidity of the suggestive action. Both of two words,
-if they be strictly synonymous, eventually call up the same image.
-The expression—It is _acid_, must in the end give rise to the same
-thought as—It is _sour_; but because the term _acid_ was learnt later
-in life, and has not been so often followed by the ideal sensation
-symbolized, it does not so readily arouse that ideal sensation as the
-term _sour_. If we remember how slowly the meanings follow unfamiliar
-words in another language, and how increasing familiarity with them
-brings greater rapidity and ease of comprehension; and if we consider
-that the {337} like effect must have resulted from using the words of
-our mother tongue from childhood upwards; we shall clearly see that the
-earliest learnt and oftenest used words, will, other things equal, call
-up images with less loss of time and energy than their later learnt
-equivalents.
-
-The further superiority possessed by Saxon English in its comparative
-brevity, obviously comes under the same generalization. If it be an
-advantage to express an idea in the smallest number of words, then
-it must be an advantage to express it in the smallest number of
-syllables. If circuitous phrases and needless expletives distract
-the attention and diminish the strength of the impression produced,
-then so, too, must surplus articulations. A certain effort, though
-commonly an inappreciable one, is required to recognize every vowel
-and consonant. If, as all know, it is tiresome to listen to an
-indistinct speaker, or to read an ill-written manuscript; and if, as
-we cannot doubt, the fatigue is a cumulative result of the attention
-needed to catch successive syllables; it follows that attention is
-in such cases absorbed by each syllable. And this being so when the
-syllables are difficult of recognition, it will be so too, though
-in a less degree, when the recognition of them is easy. Hence, the
-shortness of Saxon words becomes a reason for their greater force. One
-qualification, however, must not be overlooked. A word which embodies
-the most important part of the idea to be conveyed, especially when
-emotion is to be produced, may often with advantage be a polysyllabic
-word. Thus it seems more forcible to say—“It is _magnificent_,”
-than—“It is _grand_.” The word _vast_ is not so powerful a one as
-_stupendous_. Calling a thing _nasty_ is not so effective as calling
-it _disgusting_. There seem to be several causes for this exceptional
-superiority of certain long words. We may ascribe it partly to the
-fact that a voluminous, mouth-filling epithet is, by its very size,
-suggestive of largeness or strength, as is shown by the pomposity of
-sesquipedalian verbiage; and when great power or {338} intensity has
-to be suggested, this association of ideas aids the effect. A further
-cause may be that a word of several syllables admits of more emphatic
-articulation; and as emphatic articulation is a sign of emotion,
-the unusual impressiveness of the thing named is implied by it. Yet
-another cause is that a long word (of which the latter syllables
-are generally inferred as soon as the first are spoken) allows the
-hearer’s consciousness more time to dwell on the quality predicated;
-and where, as in the above cases, it is to this predicated quality that
-the entire attention is called, an advantage results from keeping it
-before the mind for an appreciable interval. To make our generalization
-quite correct we must therefore say, that while in certain sentences
-expressing feeling, the word which more especially implies that
-feeling may often with advantage be a many-syllabled one; in the
-immense majority of cases, each word, serving but as a step to the
-idea embodied by the whole sentence, should, if possible, be a single
-syllable.
-
-Once more, that frequent cause of strength in Saxon and other primitive
-words—their onomatopœia, may be similarly resolved into the more
-general cause. Both those directly imitative, as _splash_,_bang_,
-_whiz_, _roar_, &c., and those analogically imitative, as _rough_,
-_smooth_, _keen_, _blunt_, _thin_, _hard_, _crag_, &c., have a greater
-or less likeness to the things symbolized; and by making on the ears
-impressions allied to the ideas to be called up, they save part of the
-effort needed to call up such ideas, and leave more attention for the
-ideas themselves.
-
-Economy of the recipient’s mental energy may be assigned, too, as a
-manifest cause for the superiority of specific over generic words.
-That concrete terms produce more vivid impressions than abstract
-ones, and should, when possible, be used instead, is a current maxim
-of composition. As Dr. Campbell says, “The more general the terms
-are, the picture is the fainter; the more special {339} they are, the
-brighter.” When aiming at effect we should avoid such a sentence as:
-
-―― When the manners, customs, and amusements of a nation are cruel and
-barbarous, the regulations of their penal code will be severe.
-
-And in place of it we should write:
-
-―― When men delight in battles, bull-fights, and combats of gladiators,
-will they punish by hanging, burning, and the rack.
-
-This superiority of specific expressions is clearly due to a saving
-of the effort required to translate words into thoughts. As we do not
-think in generals but in particulars—as, whenever any class of things
-is named, we represent it to ourselves by calling to mind individual
-members of the class; it follows that when a general word is used, the
-hearer or reader has to choose from his stock of images, one or more,
-by which he may figure to himself the whole group. In doing this,
-some delay must arise—some force be expended; and if, by employing
-a specific term, an appropriate image can be at once suggested, an
-economy is achieved, and a more vivid impression produced.
-
-Turning now from the choice of words to their sequence, we find the
-same principle hold good. We have _a priori_ reasons for believing that
-there is some one order of words by which every proposition may be more
-effectively expressed than by any other; and that this order is the
-one which presents the elements of the proposition in the succession
-in which they may be most readily put together. As in a narrative, the
-events should be stated in such sequence that the mind may not have to
-go backwards and forwards in order to rightly connect them; as in a
-group of sentences, the arrangement should be such that each of them
-may be understood as it comes, without waiting for subsequent ones; so
-in every sentence, the sequence of words should be that which suggests
-the constituents of the thought in the order most convenient for
-building it {340} up. Duly to enforce this truth, and to prepare the
-way for applications of it, we must analyze the mental act by which the
-meaning of a series of words is apprehended.
-
-We cannot more simply do this than by considering the proper
-collocation of substantive and adjective. Is it better to place the
-adjective before the substantive, or the substantive before the
-adjective? Ought we to say with the French—_un cheval noir_; or to say
-as we do—a black horse? Probably, most persons of culture will say
-that one order is as good as the other. Alive to the bias produced by
-habit, they will ascribe to that the preference they feel for our own
-form of expression. They will expect those educated in the use of the
-opposite form to have an equal preference for that. And thus they will
-conclude that neither of these instinctive judgments is of any worth.
-There is, however, a psychological ground for deciding in favour of the
-English custom. If “a horse black” be the arrangement, then immediately
-on the utterance of the word “horse,” there arises, or tends to arise,
-in the mind, an idea answering to that word; and as there has been
-nothing to indicate what _kind_ of horse, any image of a horse suggests
-itself. Very likely, however, the image will be that of a brown horse:
-brown horses being the most familiar. The result is that when the word
-“black” is added, a check is given to the process of thought. Either
-the picture of a brown horse already present to the imagination has to
-be suppressed, and the picture of a black one summoned in its place;
-or else, if the picture of a brown horse be yet unformed, the tendency
-to form it has to be stopped. Whichever is the case, some hindrance
-results. But if, on the other hand, “a black horse” be the expression
-used, no mistake can be made. The word “black,” indicating an abstract
-quality, arouses no definite idea. It simply prepares the mind for
-conceiving some object of that colour; and the attention is kept
-suspended until that object is known. If, then, by {341} precedence of
-the adjective, the idea is always conveyed rightly, whereas precedence
-of the substantive is apt to produce a misconception; it follows that
-the one gives the mind less trouble than the other, and is therefore
-more forcible.
-
-Possibly it will be objected that the adjective and substantive come
-so close together, that practically they may be considered as uttered
-at the same moment; and that on hearing the phrase, “a horse black,”
-there is not time to imagine a wrongly coloured horse before the word
-“black” follows to prevent it. It must be owned that it is not easy
-to decide by introspection whether this is so or not. But there are
-facts collaterally implying that it is not. Our ability to anticipate
-the words yet unspoken is one of them. If the ideas of the hearer
-lingered behind the expressions of the speaker, as the objection
-assumes, he could hardly foresee the end of a sentence by the time it
-was half delivered; yet this constantly happens. Were the supposition
-true, the mind, instead of anticipating, would fall more and more
-in arrear. If the meanings of words are not realized as fast as the
-words are uttered, then the loss of time over each word must entail an
-accumulation of delays and leave a hearer entirely behind. But whether
-the force of these replies be or be not admitted, it will scarcely be
-denied that the right formation of a picture must be facilitated by
-presenting its elements in the order in which they are wanted; even
-though the mind should do nothing until it has received them all.
-
-What is here said respecting the succession of the adjective and
-substantive is applicable, by change of terms, to the adverb and verb.
-And without further explanation, it will be manifest, that in the use
-of prepositions and other particles, most languages spontaneously
-conform with more or less completeness to this law.
-
-On similarly analyzing sentence considered as vehicles for entire
-propositions, we find not only that the same principle holds good,
-but that the advantage of respecting {342} it becomes marked. In the
-arrangement of predicate and subject, for example, we are at once shown
-that as the predicate determines the aspect under which the subject is
-to be conceived, it should be placed first; and the striking effect
-produced by so placing it becomes comprehensible. Take the often-quoted
-contrast between—“Great is Diana of the Ephesians,” and—“Diana of
-the Ephesians is great.” When the first arrangement is used, the
-utterance of the word “great,” arousing vague associations of an
-imposing nature prepares the imagination to clothe with high attributes
-whatever follows; and when the words, “Diana of the Ephesians” are
-heard, appropriate imagery already nascent in thought, is used in the
-formation of the picture: the mind being thus led directly, and without
-error, to the intended impression. But when the reverse order is
-followed, the idea, “Diana of the Ephesians,” is formed with no special
-reference to greatness; and when the words, “is great,” are added,
-it has to be formed afresh; whence arises a loss of mental energy,
-and a corresponding diminution of effect. The following verse from
-Coleridge’s “Ancient Mariner,” though incomplete as a sentence, well
-illustrates the same truth.
-
- “_Alone, alone, all, all alone,_
- _Alone on a wide wide sea!_
- _And never a saint took pity on_
- _My soul in agony.”_
-
-Of course the principle equally applies when the predicate is a
-verb or a participle. And as effect is gained by placing first all
-words indicating the quality, conduct, or condition of the subject,
-it follows that the copula also should have precedence. It is true,
-that the general habit of our language resists this arrangement of
-predicate, copula, and subject; but we may readily find instances of
-the additional force gained by conforming to it. Thus in the line from
-“Julius Cæsar”―
-
- “Then _burst_ his mighty heart,”
-
-priority is given to a word embodying both predicate and {343} copula.
-In a passage contained in Sir W. Scott’s “Marmion,” the like order is
-systematically employed with great effect:
-
- “The Border slogan rent the sky!
- _A Home! a Gordon! was_ the cry;
- _Loud were_ the clanging blows;
- _Advanced,—forced back,—now low, now high,_
- The pennon sunk and rose;
- As _bends_ the bark’s mast in the gale
- When _rent are_ rigging, shrouds, and sail,
- It waver’d ’mid the foes.”
-
-Pursuing the principle further, it is obvious that for producing the
-greatest effect, not only should the main divisions of a sentence
-observe this sequence, but the sub-divisions of these should have
-their parts similarly arranged. In nearly all cases, the predicate
-is accompanied by some limit or qualification called its complement.
-Commonly, also, the circumstances of the subject, which form its
-complement, have to be specified. And as these qualifications and
-circumstances must determine the mode in which the acts and things
-they belong to are conceived, precedence should be given to them. Lord
-Kaimes notices the fact that this order is preferable; though without
-giving the reason. He says:—“When a circumstance is placed at the
-beginning of the period, or near the beginning, the transition from
-it to the principal subject is agreeable: is like ascending or going
-upward.” A sentence arranged in illustration of this will be desirable.
-Here is one:
-
-―― Whatever it may be in theory, it is clear that in practice the
-French idea of liberty is—the right of every man to be master of the
-rest.
-
-In this case, were the first two clauses, up to the word “practice”
-inclusive, which qualify the subject, to be placed at the end instead
-of the beginning, much of the force would be lost; as thus:
-
-―― The French idea of liberty is—the right of every man to be master of
-the rest; in practice at least, if not in theory.
-
-Similarly with respect to the conditions under which any {344} fact is
-predicated. Observe in the following example the effect of putting them
-last:
-
-―― How immense would be the stimulus to progress, were the honour now
-given to wealth and title given exclusively to high achievements and
-intrinsic worth!
-
-And then observe the superior effect of putting them first:
-
-―― Were the honour now given to wealth and title given exclusively
-to high achievements and intrinsic worth, how immense would be the
-stimulus to progress!
-
-The effect of giving priority to the complement of the predicate, as
-well as the predicate itself, is finely displayed in the opening of
-“Hyperion:”
-
- “_Deep in the shady sadness of a vale_
- _Far sunken from the healthy breath of morn,_
- _Far from the fiery noon, and eve’s one star,_
- _Sat_ grey-haired Saturn, quiet as a stone.”
-
-Here we see, not only that the predicate “sat” precedes the subject
-“Saturn,” and that the three lines in italics, constituting the
-complement of the predicate, come before it; but that in the structure
-of this complement also, the same order is followed: each line being
-so composed that the qualifying words are placed before the words
-suggesting concrete images.
-
-The right succession of the principal and subordinate propositions
-in a sentence depends on the same law. Regard for economy of the
-recipient’s attention, which, as we find, determines the best order
-for the subject, copula, predicate, and their complements, dictates
-that the subordinate proposition shall precede the principal one, when
-the sentence includes two. Containing, as the subordinate proposition
-does, some qualifying or explanatory idea, its priority prevents
-misconception of the principal one; and therefore saves the mental
-effort needed to correct such misconception. This will be seen in the
-annexed example.
-
-―― The secrecy once maintained in respect to the parliamentary debates,
-is still thought needful in diplomacy; and diplomacy being secret,
-England may any day be {345} unawares betrayed by its ministers into
-a war costing a hundred thousand lives, and hundreds of millions of
-treasure: yet the English pique themselves on being a self-governed
-people.
-
-The two subordinate propositions, ending with the semicolon and colon
-respectively, almost wholly determine the meaning of the principal
-proposition with which the sentence concludes; and the effect would be
-lost were they placed last instead of first.
-
-From this general principle of right arrangement may also be inferred
-the proper order of those minor divisions into which the major
-divisions of sentences may be decomposed. In every sentence of any
-complexity the complement to the subject contains several clauses,
-and that to the predicate several others; and these may be arranged
-in greater or less conformity to the law of easy apprehension. Of
-course with these, as with the larger members, the succession should be
-from the less specific to the more specific—from the abstract to the
-concrete.
-
-Now however we must notice a further condition to be fulfilled in the
-proper construction of a sentence; but still a condition dictated by
-the same general principle with the other: the condition, namely,
-that the words or the expressions which refer to the most nearly
-connected thoughts shall be brought the closest together. Evidently
-the single words, the minor clauses, and the leading divisions of
-every proposition, severally qualify each other. The longer the time
-that elapses between the mention of any qualifying member and the
-member qualified, the longer must the mind be exerted in carrying
-forward the qualifying member ready for use. And the more numerous the
-qualifications to be simultaneously remembered and rightly applied,
-the greater will be the mental power expended, and the smaller the
-effect produced. Hence, other things equal, force will be gained by
-so arranging the members of a sentence that these suspensions shall
-at any moment be the fewest in {346} number; and shall also be of
-the shortest duration. The following is an instance of defective
-combination.
-
-―― A modern newspaper-statement, though probably true, would be laughed
-at, if quoted in a book as testimony; but the letter of a court gossip
-is thought good historical evidence, if written some centuries ago.
-
-A re-arrangement of this, in accordance with the principle indicated
-above, will be found to increase the effect. Thus:
-
-―― Though probably true, a modern newspaper-statement quoted in a book
-as testimony, would be laughed at; but the letter of a court gossip, if
-written some centuries ago, is thought good historical evidence.
-
-By making this change, some of the suspensions are avoided and
-others shortened; while there is less liability to produce premature
-conceptions. The passage quoted below from “Paradise Lost” affords a
-fine instance of a sentence well arranged; alike in the priority of the
-subordinate members, in the avoidance of long and numerous suspensions,
-and in the correspondence between the sequence of the clauses and the
-sequence of the phenomena described, which, by the way, is a further
-prerequisite to easy apprehension, and therefore to effect.
-
- “As when a prowling wolf,
- Whom hunger drives to seek new haunt for prey,
- Watching where shepherds pen their flocks at eve,
- In hurdled cotes amid the field secure,
- Leaps o’er the fence with ease into the fold:
- Or as a thief, bent to unhoard the cash
- Of some rich burgher, whose substantial doors,
- Cross-barr’d and bolted fast, fear no assault,
- In at the window climbs, or o’er the tiles:
- So clomb the first grand Thief into God’s fold;
- So since into his Church lewd hirelings climb.”
-
-The habitual use of sentences in which all or most of the descriptive
-and limiting elements precede those described and limited, gives rise
-to what is called the inverted style: a title which is, however, by no
-means confined to this {347} structure, but is often used where the
-order of the words is simply unusual. A more appropriate title would be
-the _direct style_, as contrasted with the other, or _indirect style_:
-the peculiarity of the one being, that it conveys each thought step by
-step with little liability to error; and of the other, that it conveys
-each thought by a series of approximations, which successively correct
-the erroneous preconceptions that have been raised.
-
-The superiority of the direct over the indirect form of sentence,
-implied by the several conclusions above drawn, must not, however, be
-affirmed without reservation. Though, up to a certain point, it is well
-for the qualifying clauses of a proposition to precede those qualified;
-yet, as carrying forward each qualifying clause costs some mental
-effort, it follows that when the number of them and the time they are
-carried become great, we reach a limit beyond which more is lost than
-is gained. Other things equal, the arrangement should be such that no
-concrete image shall be suggested until the materials out of which it
-is to be framed have been presented. And yet, as lately pointed out,
-other things equal, the fewer the materials to be held at once, and the
-shorter the distance they have to be borne, the better. Hence in some
-cases it becomes a question whether most mental effort will be entailed
-by the many and long suspensions, or by the correction of successive
-misconceptions.
-
-This question may sometimes be decided by considering the capacity
-of the persons addressed. A greater grasp of mind is required for
-the ready apprehension of thoughts expressed in the direct manner,
-where the sentences are anywise intricate. To recollect a number of
-preliminaries stated in elucidation of a coming idea, and to apply
-them all to the formation of it when suggested, demands a good memory
-and considerable power of concentration. To one possessing these, the
-direct method will mostly seem the best; while to one deficient in
-them it will seem the worst. {348} Just as it may cost a strong man
-less effort to carry a hundred-weight from place to place at once,
-than by a stone at a time; so, to an active mind it may be easier to
-bear along all the qualifications of an idea and at once rightly form
-it when named, than to first imperfectly conceive such idea, and then
-carry back to it, one by one, the details and limitations afterwards
-mentioned. While conversely, as for a boy the only possible mode of
-transferring a hundred-weight, is that of taking it in portions;
-so, for a weak mind, the only possible mode of forming a compound
-conception may be that of building it up by carrying separately its
-several parts.
-
-That the indirect method—the method of conveying the meaning by
-a series of approximations—is best fitted for the uncultivated,
-may indeed be inferred from their habitual use of it. The form
-of expression adopted by the savage, as in—“Water, give me,” is
-the simplest type of this arrangement. In pleonasms, which are
-comparatively prevalent among the uneducated, the same essential
-structure is seen; as, for instance in—“The men, they were there.”
-Again, the old possessive case—“The king, his crown,” conforms to
-the like order of thought. Moreover, the fact that the indirect mode
-is called the natural one, implies that it is the one spontaneously
-employed by the common people; that is—the one easiest for
-undisciplined minds.
-
-There are many cases, however, in which neither the direct nor the
-indirect mode is the best; but in which an intermediate mode is
-preferable to both. When the number of circumstances and qualifications
-to be included in the sentence is great, the judicious course is
-neither to enumerate them all before introducing the idea to which they
-belong, nor to put this idea first and let it be remodelled to agree
-with the particulars afterwards mentioned; but to do a little of each.
-It is desirable to avoid so extremely indirect an arrangement as the
-following:―
-
-―― “We came to our journey’s end, at last, with no {349} small
-difficulty, after much fatigue, through deep roads, and bad weather.”
-
-Yet to transform this into an entirely direct sentence would be
-unadvisable; as witness:―
-
-―― At last, with no small difficulty, after much fatigue, through deep
-roads, and bad weather, we came to our journey’s end.
-
-Dr. Whately, from whom we quote the first of these two arrangements,
-proposes this construction:―
-
-―― “At last, after much fatigue, through deep roads and bad weather, we
-came, with no small difficulty, to our journey’s end.”
-
-Here by introducing the words “we came” a little earlier in the
-sentence, the labour of carrying forward so many particulars is
-diminished, and the subsequent qualification “with no small difficulty”
-entails an addition to the thought that is easily made. But a
-further improvement may be effected by putting the words “we came”
-still earlier; especially if at the same time the qualifications be
-rearranged in conformity with the principle already explained, that
-the more abstract elements of the thought should come before the more
-concrete. Observe the result of making these two changes:
-
-―― At last, with no small difficulty, and after much fatigue, we came,
-through deep roads and bad weather, to our journey’s end.
-
-This reads with comparative smoothness; that is—with less hindrance
-from suspensions and reconstructions of thought.
-
-It should be further remarked, that even when addressing vigorous
-intellects, the direct mode is unfit for communicating ideas of a
-complex or abstract character. So long as the mind has not much to
-do, it may be well able to grasp all the preparatory clauses of a
-sentence, and to use them effectively; but if some subtlety in the
-argument absorb the attention it may happen that the mind, doubly {350}
-strained, will break down, and allow the elements of the thought to
-lapse into confusion.
-
- * * * * *
-
-Let us pass now to figures of speech. In them we may equally discern
-the same general law of effect. Implied in rules given for the
-choice and right use of them, we shall find the same fundamental
-requirement—economy of attention. It is indeed chiefly because they so
-well subserve this requirement, that figures of speech are employed.
-
-Let us begin with the figure called Synecdoche. The advantage sometimes
-gained by putting a part for the whole, is due to the more convenient,
-or more vivid, presentation of the idea. If, instead of writing “a
-fleet of ten ships,” we write “a fleet of ten _sail_,” the picture
-of a group of vessels at sea is more readily suggested; and is so
-because the sails constitute the most conspicuous parts of vessels so
-circumstanced. To say, “All _hands_ to the pumps,” is better than to
-say, “All _men_ to the pumps;” as it calls up a picture of the men in
-the special attitude intended, and so saves effort. Bringing “_grey
-hairs_ with sorrow to the grave,” is another expression, the effect of
-which has the same cause.
-
-The effectiveness of Metonymy may be similarly accounted for. “The low
-morality of _the bar_,” is a phrase both more brief and significant
-than the literal one it stands for. A belief in the ultimate supremacy
-of intelligence over brute force, is conveyed in a more concrete form,
-and therefore more representable form, if we substitute _the pen_ and
-_the sword_ for the two abstract terms. To say, “Beware of drinking!”
-is less effective than to say, “Beware of _the bottle_!” and is so,
-clearly because it calls up a less specific image.
-
-The Simile is in many cases used chiefly with a view to ornament; but
-whenever it increases the _force_ of a passage, it does so by being an
-economy. Here is an instance.
-
-―― The illusion that great men and great events came {351} oftener
-in early times than they come now, is due partly to historical
-perspective. As in a range of equidistant columns, the furthest off
-seem the closest; so, the conspicuous objects of the past seem more
-thickly clustered the more remote they are.
-
-To express literally the thought thus conveyed, would take many
-sentences; and the first elements of the picture would become faint
-while the imagination was busy in adding the others. But by the help of
-a comparison much of the effort otherwise required is saved.
-
-Concerning the position of the Simile,[54] it needs only to
-remark, that what has been said about the order of the adjective
-and substantive, predicate and subject, principal and subordinate
-propositions, &c., is applicable here. As whatever qualifies should
-precede whatever is qualified, force will generally be gained by
-placing the simile before the object or act to which it is applied.
-That this arrangement is the best, may be seen in the following passage
-from the “Lady of the Lake:”―
-
- “As wreath of snow, on mountain breast,
- Slides from the rock that gave it rest,
- Poor Ellen glided from her stay,
- And at the monarch’s feet she lay.”
-
-Inverting these couplets will be found to diminish the effect
-considerably. There are cases, however, even where the simile is a
-simple one, in which it may with advantage be placed last; as in these
-lines from Alexander Smith’s “Life Drama:”―
-
- “I see the future stretch
- All dark and barren as a rainy sea.”
-
-The reason for this seems to be, that so abstract an idea as that
-attaching to the word “future,” does not present {352} itself to the
-mind in any definite form; and hence the subsequent arrival at the
-simile entails no reconstruction of the thought.
-
-Such however are not the only cases in which this order is the more
-forcible. As putting the simile first is advantageous only when it is
-carried forward in the mind to assist in forming an image of the object
-or act; it must happen that if, from length or complexity, it cannot be
-so carried forward, the advantage is not gained. The annexed sonnet, by
-Coleridge, is defective from this cause.
-
- “As when a child, on some long winter’s night,
- Affrighted, clinging to its grandam’s knees,
- With eager wond’ring and perturb’d delight
- Listens strange tales of fearful dark decrees,
- Mutter’d to wretch by necromantic spell;
- Or of those hags who at the witching time
- Of murky midnight, ride the air sublime,
- And mingle foul embrace with fiends of hell;
- Cold horror drinks its blood! Anon the tear
- More gentle starts, to hear the beldame tell
- Of pretty babes, that lov’d each other dear,
- Murder’d by cruel uncle’s mandate fell:
- Ev’n such the shiv’ring joys thy tones impart,
- Ev’n so, thou, Siddons, meltest my sad heart.”
-
-Here, from the lapse of time and accumulation of circumstances,
-the first member of the comparison is forgotten before the second
-is reached; and requires re-reading. Had the main idea been first
-mentioned, less effort would have been required to retain it, and to
-modify the conception of it into harmony with the illustrative ideas,
-than to remember the illustrative ideas, and refer back to them for
-help in forming the final image.
-
-The superiority of the Metaphor to the Simile is ascribed by Dr.
-Whately to the fact that “all men are more gratified at catching the
-resemblance for themselves, than in having it pointed out to them.” But
-after what has been said, the great economy it achieves will seem the
-more probable cause. Lear’s exclamation―
-
- “Ingratitude! thou marble-hearted fiend,” {353}
-
-would lose part of its effect were it changed into―
-
- “Ingratitude! thou fiend with heart like marble;”
-
-and the loss would result partly from the position of the simile and
-partly from the extra number of words required. When the comparison is
-an involved one, the greater force of the metaphor, due to its relative
-brevity, becomes much more conspicuous. If, drawing an analogy between
-mental and physical phenomena, we say,
-
-―― As, in passing through a crystal, beams of white light are
-decomposed into the colours of the rainbow; so, in traversing the
-soul of the poet, the colourless rays of truth are transformed into
-brightly-tinted poetry;―― it is clear that in receiving the two sets
-of words expressing the two halves of the comparison, and in carrying
-the meaning of the one to help in interpreting the other, considerable
-attention is absorbed. Most of this is saved by putting the comparison
-in a metaphorical form, thus:―
-
-―― The white light of truth, in traversing the many-sided transparent
-soul of the poet, is refracted into iris-hued poetry. How much is
-conveyed in a few words by using Metaphor, and how vivid the effect
-consequently produced, is everywhere shown. From “A Life Drama” may be
-quoted the phrase,
-
- “I spear’d him with a jest,”
-
-as a fine instance among the many which that poem contains. A passage
-in the “Prometheus Unbound,” of Shelley, displays the power of the
-metaphor to great advantage.
-
- “Methought among the lawns together
- We wandered, underneath the young gray dawn,
- And multitudes of dense white fleecy clouds
- Were wandering in thick flocks along the mountains
- _Shepherded_ by the slow unwilling wind.”
-
-This last expression is remarkable for the distinctness with which it
-calls up the features of the scene; bringing the mind by a bound to the
-desired conception.
-
-But a limit is put to the advantageous use of Metaphor, {354} by the
-condition that it must be simple enough to be understood from a hint.
-Evidently, if there be any obscurity in the meaning or application of
-it, no economy of attention will be achieved; but rather the reverse.
-Hence, when the comparison is complex, it is better to put it in the
-form of a Simile. There is, however, a species of figure, sometimes
-classed under Allegory, but which might well be called Compound
-Metaphor, that enables us to retain the brevity of the metaphorical
-form even where the analogy is intricate. This is done by indicating
-the application of the figure at the outset, and then leaving the
-reader or hearer to continue the parallel. Emerson has employed it with
-great effect in the first of his _Lectures on the Times_.
-
- “The main interest which any aspects of the Times can have for us, is
- the great spirit which gazes through them, the light which they can
- shed on the wonderful questions, What are we? and Whither do we tend?
- We do not wish to be deceived. Here we drift, like white sail across
- the wild ocean, now bright on the wave, now darkling in the trough of
- the sea; but from what port did we sail? Who knows? Or to what port
- are we bound? Who knows? There is no one to tell us but such poor
- weather-tossed mariners as ourselves, whom we speak as we pass, or who
- have hoisted some signal, or floated to us some letter in a bottle
- from afar. But what know they more than we? They also found themselves
- on this wondrous sea. No; from the older sailors nothing. Over all
- their speaking-trumpets the gray sea and the loud winds answer—Not in
- us; not in Time.”
-
-The division of Simile from Metaphor is by no means definite. Between
-the one extreme in which the two elements of the comparison are
-detailed at full length and the analogy pointed out, and the other
-extreme in which the comparison is implied instead of stated, come
-intermediate forms, in which the comparison is partly stated and partly
-implied. For instance:―
-
-―― Astonished at the performances of the English plough, the Hindoos
-paint it, set it up, and worship it; thus turning a tool into an idol.
-Linguists do the same with language.—Here there is an evident advantage
-in leaving the reader or hearer to complete the figure. And generally
-these {355} intermediate forms are good in proportion as they do this;
-provided the mode of completion be obvious.
-
-Passing over much that may be said of like purport on Hyperbole,
-Personification, Apostrophe, &c., let us close our remarks on
-construction by a typical example of effective expression. The general
-principle which has been enunciated is that, other things equal, the
-force of a verbal form or arrangement is great, in proportion as the
-mental effort demanded from the recipient is small. The corollaries
-from this general principle have been severally illustrated. But
-though conformity now to this and now to that requirement has been
-exemplified, no case of entire conformity has yet been quoted. It is
-indeed difficult to find one; for the English idiom does not commonly
-permit the order which theory dictates. A few, however, occur in
-Ossian. Here is one:―
-
- “Like autumn’s dark storms pouring from two echoing hills, towards
- each other approached the heroes. Like two deep streams from high
- rocks meeting, mixing, roaring on the plain: loud, rough, and dark in
- battle meet Lochlin and Inisfail. * * * As the noise of the troubled
- ocean when roll the waves on high; as the last peal of the thunder of
- heaven; such is the din of war.”
-
-Except in the position of the verb in the first two similes, the
-theoretically best arrangement is fully carried out in each of these
-sentences. The simile comes before the qualified image, the adjectives
-before the substantives, the predicate and copula before the subject,
-and their respective complements before them. That the passage is
-bombastic proves nothing; or rather, proves our case. For what is
-bombast but a force of expression too great for the magnitude of the
-ideas embodied? All that may rightly be inferred is, that only in rare
-cases should _all_ the conditions to effective expression be fulfilled.
-
- * * * * *
-
-A more complex application of the theory may now be {356} made. Not
-only in the structures of sentences, and the uses of figures of speech,
-may we trace economy of the recipient’s mental energy as the cause of
-force; but we may trace this same cause in the successful choice and
-arrangement of the minor images out of which some large thought is to
-be built. To select from a scene or event described, those elements
-which carry many others with them; and so, by saying a few things but
-suggesting many, to abridge the description; is the secret of producing
-a vivid impression. An extract from Tennyson’s “Mariana” will well
-illustrate this.
-
- “All day within the dreamy house,
- The doors upon their hinges creaked,
- The blue fly sung in the pane; the mouse
- Behind the mouldering wainscot shriek’d,
- Or from the crevice peer’d about.”
-
-The several circumstances here specified bring with them many
-appropriate associations. When alone the creaking of a distant door
-is much more obtrusive than when talking to friends. Our attention
-is rarely drawn by the buzzing of a fly in the window, save when
-everything is still. While the inmates are moving about the house,
-mice usually keep silence; and it is only when extreme quietness
-reigns that they peep from their retreats. Hence each of the facts
-mentioned, presupposing various others, calls up these with more or
-less distinctness; and revives the feeling of dull solitude with
-which they are connected in our experience. Were all of them detailed
-instead of suggested, the mental energies would be so frittered away
-in attending that little impression of dreariness would be produced.
-Similarly in other cases. In the choice of component ideas, as in the
-choice of expressions, the aim must be to convey the greatest quantity
-of thoughts with the smallest quantity of words.
-
-The same principle may sometimes be advantageously carried yet further,
-by indirectly suggesting some entirely {357} distinct thought in
-addition to the one expressed. Thus if we say,
-
-―― The head of a good classic is as full of ancient myths, as that of
-a servant-girl of ghost stories; it is manifest that besides the fact
-asserted, there is an implied opinion respecting the small value of
-much that passes as classical learning; and as this implied opinion
-is recognized much sooner than it can be put into words, there is
-gain in omitting it. In other cases, again, great effect is produced
-by an overt omission; provided the nature of the idea left out is
-obvious. A good instance occurs in _Heroes and Hero-worship_. After
-describing the way in which Burns was sacrificed to the idle curiosity
-of lion-hunters—people who sought to amuse themselves, and who got
-their amusement while “the Hero’s life went for it!” Carlyle suggests a
-parallel thus:―
-
-“Richter says, in the Island of Sumatra there is a kind of
-‘Light-chafers,’ large Fire-flies, which people stick upon spits, and
-illuminate the ways with at night. Persons of condition can thus travel
-with a pleasant radiance, which they much admire. Great honour to the
-Fire-flies! But—!—”
-
- * * * * *
-
-Before inquiring whether the law of effect thus far traced, explains
-the impressiveness of poetry as compared with prose, it will be needful
-to notice some causes of force in expression which had not yet been
-mentioned. These are not, properly speaking, additional causes; but
-rather secondary ones, originating from those already specified.
-One is that mental excitement spontaneously prompts those forms of
-speech which have been pointed out as the most effective. “Out with
-him!” “Away with him!” are the cries of angry citizens at a disturbed
-meeting. A voyager, describing a terrible storm he had witnessed, would
-rise to some such climax as—“Crack went the ropes, and down came the
-mast.” Astonishment {358} may be heard expressed in the phrase—“Never
-was there such a sight!” All of which sentences are constructed after
-the direct type. Again, there is the fact that excited persons are
-given to figures of speech. The vituperation of the vulgar abounds with
-them. “Beast,” “brute,” “gallows rogue,” “cut-throat villain,” these,
-and like metaphors or metaphorical epithets, call to mind a street
-quarrel. Further, it may be noticed that extreme brevity is a trait
-of passionate language. The sentences are generally incomplete; and
-frequently important words are left to be gathered from the context.
-Great admiration does not vent itself in a precise proposition, as—“It
-is beautiful;” but in the simple exclamation,—“Beautiful!” He who, when
-reading a lawyer’s letter, should say, “Vile rascal!” would be thought
-angry; while, “He is a vile rascal,” would imply comparative coolness.
-Thus alike in the order of the words, in the frequent use of figures,
-and in extreme conciseness, the natural utterances of excitement
-conform to the theoretical conditions to forcible expression.
-
-Hence such forms of speech acquire a secondary strength from
-association. Having, in daily intercourse, heard them in connection
-with vivid mental impressions; and having been accustomed to meet with
-them in writing of unusual power; they come to have in themselves
-a species of force. The emotions that have from time to time been
-produced by the strong thoughts wrapped up in these forms, are
-partially aroused by the forms themselves. These create a preparatory
-sympathy; and when the striking ideas looked for are reached, they are
-the more vividly pictured.
-
-The continuous use of words and forms that are alike forcible in
-themselves and forcible from their associations, produces the
-impressive species of composition which we call poetry. The poet
-habitually adopts those symbols of thought, and those methods of
-using them, which instinct {359} and analysis agree in choosing as
-most effective. On turning back to the various specimens which have
-been quoted, it will be seen that the direct or inverted form of
-sentence predominates in them; and that to a degree inadmissible in
-prose. Not only in the frequency, but in what is termed the violence
-of the inversions, may this distinction be remarked. The abundant
-use of figures, again, exhibits the same truth. Metaphors, similes,
-hyperboles, and personifications, are the poet’s colours, which he has
-liberty to employ almost without limit. We characterize as “poetical”
-the prose which uses these appliances of language with frequency;
-and condemn it as “over florid” or “affected” long before they occur
-with the profusion allowed in verse. Once more, in brevity—the other
-requisite of forcible expression which theory points out and emotion
-spontaneously fulfils—poetical phraseology differs from ordinary
-phraseology. Imperfect periods are frequent; elisions are perpetual;
-and many minor words which would be deemed essential in prose, are
-dispensed with.
-
-Thus poetry is especially impressive partly because it conforms to
-all the laws of effective speech, and partly because in so doing
-it imitates the natural utterances of excitement. While the matter
-embodied is idealized emotion, the vehicle is the idealized language
-of emotion. As the musical composer catches the cadences in which our
-feelings of joy and sympathy, grief and despair, vent themselves,
-and out of these germs evolves melodies suggesting higher phases of
-these feelings; so, the poet develops from the typical expressions in
-which men utter passion and sentiment, those choice forms of verbal
-combination in which concentrated passion and sentiment may be fitly
-presented.
-
-There is one peculiarity of poetry conducing much to its effect—the
-peculiarity which is indeed usually thought its characteristic
-one—still remaining to be considered: we {360} mean its rhythmical
-structure. This, improbable though it seems, will be found to come
-under the same generalization with the others. Like each of them, it
-is an idealization of the natural language of emotion, which is not
-uncommonly more or less metrical if the emotion be not too violent; and
-like each of them it economizes the reader’s or hearer’s attention. In
-the peculiar tone and manner we adopt in uttering versified language,
-may be discerned its relationship to the feelings; and the pleasure
-which its measured movement gives, is ascribable to the comparative
-ease with which words metrically arranged can be recognized. This last
-position will not be at once admitted; but explanation will justify it.
-If, as we have seen, there is an expenditure of mental energy in so
-listening to verbal articulations as to identify the words, or in that
-silent repetition of them which goes on in reading, then, any mode of
-so combining words as to present a regular recurrence of certain traits
-which can be anticipated, will diminish that strain on the attention
-entailed by the total irregularity of prose. Just as the body, when
-receiving a series of varying concussions, must keep its muscles ready
-to meet the most violent of them, as not knowing when such may come;
-so, the mind when receiving unarranged articulations, must keep its
-perceptive faculties active enough to recognize the least easily caught
-sounds. And as, if the concussions recur in a definite order, the body
-may husband its forces by adjusting the resistance needful for each
-concussion; so, if the syllables be rhythmically arranged, the mind may
-economize its energies by anticipating the attention required for each
-syllable. Far-fetched though this idea will be thought, introspection
-countenances it. That we _do_ take advantage of metrical language to
-adjust our perceptive faculties to the expected articulations, is clear
-from the fact that we are balked by halting versification. Much as at
-the bottom of a flight of stairs, a step more or less than we counted
-upon gives us a {361} shock; so, too, does a misplaced accent or a
-supernumerary syllable. In the one case, we _know_ that there is an
-erroneous pre-adjustment; and we can scarcely doubt that there is one
-in the other. But if we habitually pre-adjust our perceptions to the
-measured movement of verse, the physical analogy above given renders
-it probable that by so doing we economize attention; and hence that
-metrical language is more effective than prose, because it enables us
-to do this.
-
-Were there space, it might be worth while to inquire whether the
-pleasure we take in rhyme, and also that which we take in euphony, are
-not partly ascribable to the same general cause.
-
- * * * * *
-
-A few paragraphs only, can be devoted to a second division of our
-subject. To pursue in detail the laws of effect, as applying to the
-larger features of composition, would carry us beyond our limits. But
-we may briefly indicate a further aspect of the general principle
-hitherto traced, and hint a few of its wider applications.
-
-Thus far, we have considered only those causes of force in language
-which depend on economy of the mental _energies_. We have now to
-glance at those which depend on economy of the mental _sensibilities_.
-Questionable though this division may be as a psychological one, it
-will serve roughly to indicate the remaining field of investigation.
-It will suggest that besides considering the extent to which any
-faculty or group of faculties is tasked in receiving a form of words
-and constructing its contained idea, we have to consider the state
-in which this faculty or group of faculties is left; and how the
-reception of subsequent sentences and images will be influenced by
-that state. Without going fully into so wide a topic as the action
-of faculties and its reactive effects, it will suffice to recall
-the fact that every faculty is exhausted by exercise. {362} This
-generalization, which our bodily experiences force upon us, and which
-in daily speech is recognized as true of the mind as a whole, is true
-of each mental power, from the simplest of the senses to the most
-complex of the sentiments. If we hold a flower to the nose for long,
-we become insensible to its scent. We say of a brilliant flash of
-lightning that it blinds us; which means that our eyes have for a time
-lost their ability to appreciate light. After eating honey, we are
-apt to think our tea is without sugar. The phrase “a deafening roar,”
-implies that men find a very loud sound temporarily incapacitates them
-for hearing faint sounds. To a hand which has for some time carried
-a heavy body, small bodies afterwards lifted seem to have lost their
-weight. Now, the truth thus exemplified, may be traced throughout.
-Alike of the reflective faculties, the imagination, the perceptions
-of the beautiful, the ludicrous, the sublime, it may be shown that
-action exhausts; and that in proportion as the action is violent the
-subsequent prostration is great.
-
-Equally throughout the whole nature, may be traced the law that
-exercised faculties are ever tending to resume their original states.
-Not only after continued rest, do they regain their full powers—not
-only are brief cessations in the demands on them followed by partial
-re-invigoration; but even while they are in action, the resulting
-exhaustion is ever being neutralized. The processes of waste and
-repair go on together. Hence with faculties habitually exercised—as
-the senses of all persons, or the muscles of any one who is strong—it
-happens that, during moderate activity, the repair is so nearly equal
-to the waste, that the diminution of power is scarcely appreciable.
-It is only when effort has been long continued, or has been violent,
-that repair becomes so far in arrear of waste as to cause a perceptible
-enfeeblement. In all cases, however, when, by the action of a faculty,
-waste has been incurred, _some_ lapse {363} of time must take place
-before full efficiency can be reacquired; and this time must be long in
-proportion as the waste has been great.
-
-Keeping in mind these general truths, we shall be in a condition
-to understand certain causes of effect in composition now to be
-considered. Every perception received, and every conception framed,
-entailing some amount of waste in the nervous system, and the
-efficiency of the faculties employed being for a time, though often
-but momentarily, diminished; the resulting partial inability affects
-the acts of perception and conception that immediately succeed. Hence
-the vividness with which images are pictured must, in many cases,
-depend on the order of their presentation; even when one order is as
-convenient to the understanding as the other. Sundry facts illustrate
-this truth, and are explained by it: instance climax and anti-climax.
-The marked effect obtained by placing last the most striking of any
-series of ideas, and the weakness—often the ludicrous weakness—produced
-by reversing this arrangement, depends on the general law indicated.
-As immediately after looking at the sun we cannot perceive the light
-of a fire, while by looking at the fire first and the sun afterwards
-we can perceive both; so, after receiving a brilliant, or weighty, or
-terrible thought, we cannot properly appreciate a less brilliant, less
-weighty, or less terrible one, though by reversing the order, we can
-appreciate each. In Antithesis, again, the like truth is exemplified.
-The opposition of two thoughts which are the reverse of each other in
-some prominent trait, insures an impressive effect; and does this by
-giving a momentary relaxation to the faculties addressed. If, after a
-series of ordinary images exciting in a moderate degree to the emotion
-of reverence, or approbation, or beauty, the mind has presented to
-it an insignificant, or unworthy, or ugly image; the structure which
-yields the emotion of reverence, or approbation, or beauty, having for
-the time nothing to do, tends to resume {364} its full power; and
-will immediately afterwards appreciate anything vast, admirable, or
-beautiful better than it would otherwise do. Conversely, where the idea
-of absurdity due to extreme insignificance is to be produced, it may be
-intensified by placing it after something impressive; especially if the
-form of phrase implies that something still more impressive is coming.
-A good illustration of the effect gained by thus presenting a petty
-idea to a consciousness which has not yet recovered from the shock of
-an exciting one, occurs in a sketch by Balzac. His hero writes to a
-mistress who has cooled towards him, the following letter:―
-
- “Madame,—Votre conduite m’étonne autant qu’elle m’afflige. Non
- contente de me déchirer le cœur par vos dédains, vous avez
- l’indélicatesse de me retenir une brosse à dents, que mes moyens
- ne me permettent pas de remplacer, mes propriétés étant grevées
- d’hypothèques au delà de leur valeur.
-
- “Adieu, trop belle et trop ingrate amie! Puissions-nous nous revoir
- dans un monde meilleur!
- “CHARLES-EDOUARD.”
-
-Thus the phenomena of Climax, Antithesis, and Anticlimax, alike result
-from this general principle. Improbable as these momentary variations
-in susceptibility may seem, we cannot doubt their occurrence when we
-contemplate the analogous variations in the susceptibility of the
-senses. Every one knows that a patch of black on a white ground looks
-blacker, and a patch of white on a black ground looks whiter, than
-elsewhere. As the blackness and the whiteness are really the same,
-the only assignable cause, is a difference in their actions upon us,
-dependent on the different states of our faculties. The effect is due
-to a visual antithesis.
-
-But this extension of the general principle of economy—this further
-condition to effective composition, that the sensitiveness of the
-faculties must be husbanded—includes much more than has been yet
-hinted. Not only does it follow that certain arrangements and certain
-juxtapositions of connected ideas are best; but also that some modes
-of dividing and presenting a subject will be more striking {365} than
-others, irrespective of logical cohesion. We are shown why we must
-progress from the less interesting to the more interesting; alike in
-the composition as a whole, and in each successive portion. At the
-same time, the indicated requirement negatives long continuity of
-the same kind of thought, or repeated production of like effects.
-It warns us against the error committed by Pope in his poems and by
-Bacon in his essays—the error of constantly employing forcible forms
-of expression. As the easiest posture by and by becomes fatiguing,
-and is with pleasure exchanged for one less easy; so, the most
-perfectly-constructed sentences unceasingly used must cause weariness,
-and relief will be given by using those of inferior kinds. Further,
-we may infer not only that we ought to avoid generally combining our
-words in one manner, however good, or working out our figures and
-illustrations in one way, however telling; but that we ought to avoid
-anything like uniform adherence to the wider conditions of effect. We
-should not make every division of our subject progress in interest; we
-should not always rise to a climax. As we saw that in single sentences
-it is but rarely allowable to fulfil all the conditions to strength;
-so, in the larger sections of a composition we must not often conform
-entirely to the principles indicated. We must subordinate the component
-effects to the total effect.
-
-The species of composition which the law we have traced out indicates
-as the perfect one, is the one which genius tends naturally to produce.
-As we found that the kinds of sentence which are theoretically best,
-are those commonly employed by superior minds, and by inferior minds
-when temporarily exalted; so, we shall find that the ideal form for a
-poem, essay, or fiction, is that which the ideal writer would evolve
-spontaneously. One in whom the powers of expression fully responded
-to the state of feeling, would unconsciously use that variety in the
-mode {366} of presenting his thoughts, which Art demands. Constant
-employment of one species of phraseology implies an undeveloped
-linguistic faculty. To have a specific style is to be poor in speech.
-If we remember that in the far past, men had only nouns and verbs to
-convey their ideas with, and that from then to now the progress has
-been towards more numerous implements of thought, and towards greater
-complexity and variety in their combinations; we may infer that, in the
-use of sentences, we are at present much what the primitive man was
-in the use of words; and that a continuance of the process which has
-hitherto gone on, must produce increasing heterogeneity in our modes
-of expression. As now, in a fine nature, the play of the features, the
-tones of the voice and its cadences, vary in harmony with every thought
-uttered; so, in one possessed of fully-developed powers of language,
-the mould in which each combination of words is cast will vary with,
-and be appropriate to, the mental state. That a perfectly-endowed man
-must unconsciously write in all styles, we may infer from considering
-how styles originate. Why is Johnson pompous, Goldsmith simple? Why is
-one author abrupt, another involved, another concise? Evidently in each
-case the habitual mode of utterance depends on the habitual balance of
-the nature. The dominant feelings have by use trained the intellect to
-represent them. But while long habit has made it do this efficiently,
-it remains, from lack of practice, unable to do the like for the less
-active feelings; and when these are excited, the usual verbal forms
-undergo but slight modifications. But let the ability of the intellect
-to represent the mental state be complete, and this fixity of style
-will disappear. The perfect writer will be now rhythmical and now
-irregular; here his language will be plain and there ornate; sometimes
-his sentences will be balanced and at other times unsymmetrical; for
-a while there will be considerable sameness, and then again great
-variety. His mode of {367} expression naturally responding to his
-thought and emotion, there will flow from his pen a composition
-changing as the aspects of his subject change. He will thus without
-effort conform to what we have seen to be the laws of effect. And
-while his work presents to the reader that variety needful to prevent
-continuous exertion of the same faculties, it will also answer to the
-description of all highly-organized products both of man and nature. It
-will be, not a series of like parts simply placed in juxtaposition, but
-one whole made up of unlike parts that are mutually dependent.
-
-
-POSTSCRIPT.—The conclusion that because of their comparative brevity
-and because of those stronger associations formed by more frequent
-use, words of Old-English origin are preferable to words derived from
-Latin or Greek, should be taken with two qualifications, which it seems
-needful to add here.
-
-In some cases the word furnished by our original tongue, and the
-corresponding word directly or indirectly derived from Latin, though
-nominally equivalents, are not actually such; and the word of Latin
-origin, by certain extra connotations it has acquired, may be the more
-expressive. For instance, we have no word of native origin which can
-be advantageously substituted for the word “grand.” No such words as
-“big” or “great,” which connote little more than superiority in size
-or quantity, can be used instead: they do not imply that qualitative
-superiority which is associated with the idea of grandeur. As adopted
-into our own language, the word “grand” has been differentiated from
-“great” by habitual use in those cases where the greatness has an
-æsthetic superiority. In this case, then, a word of Latin origin
-is better than its nearest equivalent of native origin, because by
-use it has acquired an additional meaning. And here, too, we may
-conveniently {368} note the fact that the greater brevity of a word
-does not invariably conduce to greater force. Where the word, instead
-of being one conveying a subordinate component of the idea the sentence
-expresses, is one conveying the central element of the idea, on
-which the attention may with advantage rest a moment, a longer word
-is sometimes better than a shorter word. Thus it may be held that
-the sentence—“It is grand” is not so effective as the sentence—“It
-is magnificent.” Besides the fact that here greater length of the
-word favours a longer dwelling on the essential part of the thought,
-there is the fact that its greater length, aided by its division
-into syllables, gives opportunity for a cadence appropriate to the
-feeling produced by the thing characterized. By an ascent of the voice
-on the syllable “nif,” and an utterance of this syllable, not only
-in a higher note, but with greater emphasis than the preceding or
-succeeding syllables, there is implied that emotion which contemplation
-of the object produces; and the emotion thus implied is, by sympathy,
-communicated. One may say that in the case of these two words, if the
-imposingness is alone to be considered, the word “magnificent” may with
-advantage be employed; but if the sentence expresses a proposition
-in which, not the imposingness itself, but something _about_ the
-imposingness, is to be expressed, then the word “grand” is preferable.
-
-The second qualification above referred to, concerns the superiority
-of words derived from Latin or Greek, in cases where more or less
-abstract ideas have to be expressed. In such cases it is undesirable
-to use words having concrete associations; for such words, by the very
-vividness with which they call up thoughts of particular objects or
-particular actions, impede the formation of conceptions which refer,
-not to particular objects and actions, but to general truths concerning
-objects or actions of kinds that are more or less various. Thus, such
-an expression as “the colligation of facts” is better for philosophical
-purposes than such {369} an expression as “the tying together of
-facts.” This last expression cannot be used without suggesting the
-thought of a bundle of material things bound up by a string or cord—a
-thought which, in so far as the materiality of its components is
-concerned, conflicts with the conception to be suggested. Though it is
-true that when its derivation is remembered, “colligation” raises the
-same thought, yet, as the thought is not so promptly or irresistibly
-raised, it stands less in the way of the abstract conception with which
-attention should be exclusively occupied.
-
-
-ENDNOTE TO _THE PHILOSOPHY OF STYLE_.
-
-[54] Properly the term “simile” is applicable only to the entire
-figure, including the two things compared and the comparison drawn
-between them. But as there exists no name for the illustrative member
-of the figure, there seems no alternative but to employ “simile” to
-express this also. The context will in each case show in which sense
-the word is used.
-
-
-
-
-{370}
-
-USE AND BEAUTY.
-
-
-[_First published in_ The Leader _for January 3, 1852._]
-
-In one of his essays, Emerson remarks, that what Nature at one time
-provides for use, she afterwards turns to ornament; and he cites in
-illustration the structure of a sea-shell, in which the parts that have
-for a while formed the mouth are at the next season of growth left
-behind, and become decorative nodes and spines.
-
-Ignoring the implied teleology, which does not here concern us, it has
-often occurred to me that this same remark might be extended to the
-progress of Humanity. Here, too, the appliances of one era serve as
-embellishments to the next. Equally in institutions, creeds, customs,
-and superstitions, we may trace this evolution of beauty out of what
-was once purely utilitarian.
-
-The contrast between the feeling with which we regard portions of the
-Earth’s surface still left in their original state, and the feeling
-with which the savage regarded them, is an instance that comes first
-in order of time. If any one walking over Hampstead Heath, will note
-how strongly its picturesqueness is brought out by contrast with
-the surrounding cultivated fields and the masses of houses lying
-in the distance; and will further reflect that, had this irregular
-gorse-covered surface extended on all sides to the horizon, it {371}
-would have looked dreary and prosaic rather than pleasing; he will
-see that to the primitive man a country so clothed presented no beauty
-at all. To him it was merely a haunt of wild animals, and a ground
-out of which roots might be dug. What have become for us places of
-relaxation and enjoyment—places for afternoon strolls and for gathering
-flowers—were his places for labour and food, probably arousing in his
-mind none but utilitarian associations.
-
-Ruined castles afford obvious instances of this metamorphosis of the
-useful into the beautiful. To feudal barons and their retainers,
-security was the chief, if not the only end, sought in choosing the
-sites and styles of their strongholds. Probably they aimed as little at
-the picturesque as do the builders of cheap brick houses in our modern
-towns. Yet what were erected for shelter and safety, and what in those
-early days fulfilled an important function in the social economy, have
-now assumed a purely ornamental character. They serve as scenes for
-picnics; pictures of them decorate our drawing-rooms; and each supplies
-its surrounding districts with legends for Christmas Eve.
-
-On following out the train of thought suggested by this last
-illustration, we may see that not only do the material exuviæ of past
-social states become the ornaments of our landscapes; but that past
-habits, manners, and arrangements, serve as ornamental elements in
-our literature. The tyrannies which, to the serfs who bore them, were
-harsh and dreary facts; the feuds which, to those who took part in
-them, were very practical life-and-death affairs; the mailed, moated,
-sentinelled security which was irksome to the nobles who needed it; the
-imprisonments, and tortures, and escapes, which were stern and quite
-prosaic realities to all concerned in them; have become to us material
-for romantic tales—material which, when woven into Ivanhoes and
-Marmions, serves for amusement in leisure hours, and becomes poetical
-by contrast with our daily lives.
-
-Thus, also, is it with extinct creeds. Stonehenge, which {372} in the
-hands of the Druids had a governmental influence over men, is in our
-day a place for antiquarian excursions; and its attendant priests are
-worked up into an opera. Greek sculptures, preserved for their beauty
-in our galleries of art, and copied for the decoration of pleasure
-grounds and entrance halls, once lived in men’s minds as gods demanding
-obedience; as did also the grotesque idols that now amuse the visitors
-to our museums.
-
-Equally marked is this change of function in the case of minor
-superstitions. The fairy lore, which in past times was matter of
-grave belief, and held sway over people’s conduct, have since been
-transformed into ornament for _A Midsummer Night’s Dream_, _The
-Tempest_, _The Fairy Queen,_ and endless small tales and poems; and
-still affords subjects for children’s story-books, themes for ballets,
-and plots for Planché’s burlesques. Gnomes, and genii, and afrits,
-losing their terrors, give piquancy to the woodcuts in our illustrated
-edition of the _Arabian Nights_. While ghost-stories, and tales
-of magic and witchcraft, after serving to amuse boys and girls in
-their leisure hours, become matter for jocose allusions that enliven
-tea-table conversation.
-
-Even our serious literature and our speeches are relieved by ornaments
-drawn from such sources. A Greek myth is often used as a parallel by
-which to vary the monotony of some grave argument. The lecturer breaks
-the dead level of his practical discourse by illustrations drawn from
-bygone customs, events, or beliefs. And metaphors, similarly derived,
-give brilliancy to political orations, and to _Times_ leading articles.
-
-Indeed, on careful inquiry, I think it will be found that we turn to
-purposes of beauty most byegone phenomena which are at all conspicuous.
-The busts of great men in our libraries, and their tombs in our
-churches; the once useful but now purely ornamental heraldic symbols;
-the monks, nuns, and convents, which give interest to a certain class
-of novels; the bronze mediæval soldiers used for {373} embellishing
-drawing-rooms; the gilt Apollos which recline on time-pieces; the
-narratives that serve as plots for our great dramas; and the events
-that afford subjects for historical pictures;—these and such like
-illustrations of the metamorphosis of the useful into the beautiful,
-are so numerous as to suggest that, did we search diligently enough,
-we should find that in some place, or under some circumstance, nearly
-every notable product of the past has assumed a decorative character.
-
-And here the mention of historical pictures reminds me that an
-inference may be drawn from all this, bearing directly on the practice
-of art. It has of late years been a frequent criticism upon our
-historical painters, that they err in choosing their subjects from
-the past; and that, would they found a genuine and vital school, they
-must render on canvas the life and deeds and aims of our own time. If,
-however, there be any significance in the foregoing facts, it seems
-doubtful whether this criticism is a just one. For if it be the course
-of things that what has performed some active function in society
-during one era, becomes available for ornament in a subsequent one; it
-almost follows that, conversely, whatever is performing some active
-function now, or has very recently performed one, does not possess the
-ornamental character; and is, consequently, inapplicable to any purpose
-of which beauty is the aim, or of which it is a needful ingredient.
-
-Still more reasonable will this conclusion appear, when we consider
-the nature of this process by which the useful is changed into the
-ornamental. An essential pre-requisite to all beauty is _contrast_.
-To obtain artistic effect, light must be put in juxtaposition with
-shade, bright colours with dull colours, a fretted surface with a plain
-one. _Forte_ passages in music must have _piano_ passages to relieve
-them; concerted pieces need interspersing with solos; and rich chords
-must not be continuously repeated. In the drama we demand contrast
-of characters, of scenes, of sentiment, of {374} style. In prose
-composition an eloquent passage should have a comparatively plain
-setting; and in poems great effect is obtained by occasional change
-of versification. This general principle will, I think, explain the
-transformation of the bygone useful into the present beautiful. It
-is by virtue of their contrast with our present modes of life, that
-past modes of life look interesting and romantic. Just as a picnic,
-which is a temporary return to an aboriginal condition, derives, from
-its unfamiliarity, a certain poetry which it would not have were it
-habitual; so, everything ancient gains, from its relative novelty to
-us, an element of interest. Gradually as, by the growth of society, we
-leave behind the customs, manners, arrangements, and all the products,
-material and mental, of a bygone age—gradually as we recede from these
-so far that there arises a conspicuous difference between them and
-those we are familiar with; so gradually do they begin to assume to us
-a poetical aspect, and become applicable for ornament. And hence it
-follows that things and events which are close to us, and which are
-accompanied by associations of ideas not markedly contrasted with our
-ordinary associations, are _relatively_ inappropriate for purposes
-of art. I say relatively because an incident of modern life or even
-of daily life may acquire adequate fitness for art purposes by an
-unusualness of some other kind than that due to unlikeness between past
-and present.
-
-
-
-
-{375}
-
-THE SOURCES OF ARCHITECTURAL TYPES.
-
-
-[_First published in_ The Leader _for October 23, 1852._]
-
-When lately looking through the gallery of the Old Water-Colour
-Society, I was struck with the incongruity produced by putting regular
-architecture into irregular scenery. In one case, where the artist had
-introduced a symmetrical Grecian edifice into a mountainous and wild
-landscape, the discordant effect was particularly marked. “How very
-unpicturesque,” said a lady to her friend, as they passed; showing that
-I was not alone in my opinion. Her phrase, however, set me speculating.
-Why unpicturesque? Picturesque means, like a picture—like what men
-choose for pictures. Why then should this be not fit for a picture?
-
-Thinking the matter over, it seemed to me that the artist had sinned
-against that harmony of sentiment which is essential to a good picture.
-When the other constituents of a landscape have irregular forms, any
-artificial structure introduced should have an irregular form, that
-it may seem _part_ of the landscape. The same general character must
-pervade it and the surrounding objects; otherwise it, and the scene
-amid which it stands, become not _one_ thing but _two_ things; and
-we say that it looks out of place. Or, speaking psychologically,
-the associated ideas called {376} up by a building with its wings,
-windows, columns, and all its parts symmetrically disposed, differ
-widely from the ideas associated with an unsymmetrical landscape; and
-the one set of ideas tends to banish the other.
-
-Pursuing the train of thought, sundry illustrative facts came to mind.
-I remembered that a castle, which is usually more irregular in outline
-than any other kind of building, pleases us most when seated amid
-crags and precipices; while a castle on a plain seems incongruous.
-The partly-regular and partly-irregular forms of our old farm-houses,
-and our gabled gothic manors and abbeys, appear quite in harmony
-with an undulating, wooded country. In towns we prefer symmetrical
-architecture; and in towns it produces in us no feeling of incongruity,
-because all surrounding things—men, horses, vehicles—are symmetrical
-also.
-
-And here I was reminded of a notion that has frequently recurred to me;
-namely, that there is some relationship between the several kinds of
-architecture and the several classes of natural objects. Buildings in
-the Greek and Roman styles seem, in virtue of their symmetry, to take
-their type from animal life. In the partially-irregular Gothic, ideas
-derived from the vegetable world appear to predominate. And wholly
-irregular buildings, such as castles, may be considered as having
-inorganic forms for their basis.
-
-Whimsical as this speculation looks at first sight, it is countenanced
-by numerous facts. The connexion between symmetrical architecture and
-animal forms, may be inferred from the _kind_ of symmetry we expect,
-and are satisfied with, in regular buildings. In a Greek temple we
-require that the front shall be symmetrical in itself, and that the two
-flanks shall be alike; but we do not look for uniformity between the
-flanks and the front, nor between the front and the back. The identity
-of this symmetry with that found in animals is obvious. Again, why is
-it that a {377} building making any pretensions to symmetry displeases
-us if not quite symmetrical? Probably the reply will be—Because we
-see that the designer’s idea is not fully carried out; and that
-hence our love of completeness is offended. But then there come the
-further questions—How do we know that the architect’s conception was
-symmetrical? Whence comes this notion of symmetry which we have, and
-which we attribute to him? Unless we fall back upon the old doctrine
-of innate ideas, we must admit that the idea of bi-lateral symmetry is
-derived from without; and to admit this is to admit that it is derived
-from the higher animals.
-
-That there is some relationship between Gothic architecture and vegetal
-forms is generally admitted. The often-remarked similarity between a
-groined nave and an avenue of trees with interlacing branches, shows
-that the fact has forced itself on observation. It is not only in
-this, however, that the kinship is seen. It is seen still better in
-the essential characteristic of Gothic; namely, what is termed its
-_aspiring_ tendency. That predominance of vertical lines which so
-strongly distinguishes Gothic from other styles, is the most marked
-peculiarity of trees, when compared with animals or rocks. A tall
-Gothic tower, with its elongated apertures and clusters of thin
-projections running from bottom to top, suggests a vague idea of growth.
-
-Of the alleged connexion between inorganic forms and the wholly
-irregular and the castellated styles of building, we have, I think,
-some proof in the fact that when an edifice is irregular, the _more_
-irregular it is the more it pleases us. I see no way of accounting for
-this fact, save by supposing that the greater the irregularity the more
-strongly are we reminded of the inorganic forms typified, and the more
-vividly are aroused the agreeable ideas of rugged and romantic scenery
-associated with those forms.
-
-Further evidence of these relationships of styles of {378}
-architecture to classes of natural objects, is supplied by the
-kinds of decoration they respectively present. The public buildings
-of Greece, while characterized in their outlines by the bi-lateral
-symmetry seen in the higher animals, have their pediments and
-entablatures covered with sculptured men and beasts. Egyptian temples
-and Assyrian palaces, similarly symmetrical in their general plan, are
-similarly ornamented on their walls and at their doors. In Gothic,
-again, with its grove-like ranges of clustered columns, we find rich
-foliated ornaments abundantly employed. And accompanying the totally
-irregular, inorganic outlines of old castles, we see neither vegetal
-nor animal decorations. The bare, rock-like walls are surmounted by
-battlements, consisting of almost plain blocks, which remind us of the
-projections on the edge of a rugged cliff.
-
-But perhaps the most significant fact is the harmony observable between
-each type of architecture and the scenes in which it is indigenous.
-For what is the explanation of this harmony, unless it be that
-the predominant character of surrounding things has, in some way,
-determined the mode of building adopted?
-
-That the harmony exists is clear. Equally in the cases of Egypt,
-Assyria, Greece, and Rome, town life preceded the construction of the
-symmetrical buildings that have come down to us. And town life is one
-in which, as already observed, the majority of familiar objects are
-symmetrical. We habitually feel the naturalness of this association.
-Amid the fields, a formal house, with a central door flanked by equal
-numbers of windows to right and left, strikes us as unrural—looks as
-though transplanted from a street; and we cannot look at one of those
-stuccoed villas, with mock-windows arranged to balance the real ones,
-without being reminded of the suburban residence of a retired tradesman.
-
-In styles indigenous in the country, we not only find {379} the
-general irregularity characteristic of surrounding things, but we may
-trace some kinship between each kind of irregularity and the local
-circumstances. We see the broken rocky masses amid which castles are
-often placed, mirrored in their stern, inorganic forms. In abbeys, and
-such-like buildings, which are commonly found in sheltered districts,
-we find no such violent dislocations of masses and outlines; and the
-nakedness appropriate to the fortress is replaced by decorations
-reflecting the neighbouring woods. Between a Swiss cottage and a Swiss
-view there is an evident relationship. The angular roof, so bold and
-so disproportionately large when compared to other roofs, reminds one
-of the adjacent mountain peaks; and the broad overhanging eaves have
-a sweep and inclination like those of the lower branches of a pine
-tree. Consider, too, the apparent kinship between the flat roofs that
-prevail in Eastern cities, interspersed with occasional minarets, and
-the plains that commonly surround them, dotted here and there by palm
-trees. Contemplate a picture of one of these places, and you are struck
-by the predominance of horizontal lines, and their harmony with the
-wide stretch of the landscape.
-
-That the congruity here pointed out should hold in every case must
-not be expected. The Pyramids, for example, do not seem to come
-under this generalization. Their repeated horizontal lines do indeed
-conform to the flatness of the neighbouring desert; but their general
-contour seems to have no adjacent analogue. Considering, however,
-that migrating races, carrying their architectural systems with them,
-would naturally produce buildings having no relationship to their new
-localities; and that it is not always possible to distinguish styles
-which are indigenous, from those which are naturalized; numerous
-anomalies must be looked for.
-
-The general idea above illustrated will perhaps be somewhat
-misinterpreted. Possibly some will take the {380} proposition to
-be that men _intentionally_ gave to their buildings the leading
-characteristics of neighbouring objects. But this is not what is
-meant. I do not suppose that they did so in times past, any more
-than they do so now. The hypothesis is, that in their choice of
-forms men are unconsciously influenced by the forms encircling them.
-That flat-roofed, symmetrical architecture should have originated
-in the East, among pastoral tribes surrounded by their herds and by
-wide plains, seems to imply that the builders were swayed by the
-horizontality and symmetry to which they were habituated. And the
-harmony which we have found to exist in other cases between indigenous
-styles and their localities, implies the general action of like
-influences. Indeed, on considering the matter psychologically, I do
-not see how it could well be otherwise. For as all conceptions must be
-made up of images, and parts of images, received through the senses;
-and as imagination will most readily run in the direction of habitual
-perceptions; it follows that the characteristic which predominates in
-habitual perceptions must impress itself on designs.
-
-
-
-
-{381}
-
-GRACEFULNESS.
-
-
-[_First published in_ The Leader _for December 25, 1852._]
-
-We do not ascribe gracefulness to cart-horses, tortoises, and
-hippopotami, in all of which the powers of movement are relatively
-inferior; but we ascribe it to greyhounds, antelopes, race-horses, all
-of which have highly efficient locomotive organs. What, then, is this
-distinctive peculiarity of structure and action which we call Grace?
-
-One night while watching a dancer, and inwardly condemning her _tours
-de force_ as barbarisms which would be hissed, were not people such
-cowards as always to applaud what they think it the fashion to applaud,
-I remarked that the truly graceful motions occasionally introduced,
-were those performed with comparatively little effort. After calling to
-mind sundry confirmatory facts, I presently concluded that grace, as
-applied to motion, describes motion that is effected with economy of
-force; grace, as applied to animal forms, describes forms capable of
-this economy; grace, as applied to postures, describes postures which
-may be maintained with this economy; and grace, as applied to inanimate
-objects, describes such as exhibit certain analogies to these attitudes
-and forms.
-
-That this generalization, if not the whole truth, contains at least a
-large part of it, will, I think, become obvious, on {382} considering
-how habitually we couple the words _easy_ and _graceful_; and still
-more, on calling to mind some of the facts on which this association
-is based. The attitude of a soldier, drawing himself bolt upright when
-his serjeant shouts “attention,” is more remote from gracefulness than
-when he relaxes at the words “stand at ease.” The _gauche_ visitor
-sitting stiffly on the edge of his chair, and his self-possessed host,
-whose limbs and body dispose themselves as convenience dictates, are
-contrasts as much in effort as in elegance. When standing, we commonly
-economise power by throwing the weight chiefly on one leg, which we
-straighten to make it serve as a column, while we relax the other; and
-to the same end, we allow the head to lean somewhat on one side. Both
-these attitudes are imitated in sculpture as elements of grace.
-
-Turning from attitudes to movements, current remarks will be found to
-imply the same relationship. No one praises as graceful, a walk that
-is irregular or jerking, and so displays waste of power; no one sees
-any beauty in the waddle of a fat man, or the trembling steps of an
-invalid, in both of which effort is visible. But the style of walking
-we admire is moderate in velocity, perfectly rhythmical, unaccompanied
-by violent swinging of the arms, and giving us the impression that
-there is no conscious exertion, while there is no force thrown away.
-In dancing, again, the prevailing difficulty—the proper disposal of
-the arms—well illustrates the same truth. Those who fail in overcoming
-this difficulty give the spectator the impression that their arms are
-a trouble to them; they are held stiffly in some meaningless attitude,
-at an obvious expense of power; they are checked from swinging in the
-directions in which they would naturally swing; or they are so moved
-that, instead of helping to maintain the equilibrium, they endanger it.
-A good dancer, on the contrary, makes us feel that, so far from the
-arms being in the way, they are of great use. Each {383} motion of
-them, while it seems naturally to result from a previous motion of the
-body, is turned to some advantage. We perceive that it has facilitated
-instead of hindered the general action; or, in other words—that an
-economy of effort has been achieved. Any one wishing to distinctly
-realize this fact, may readily do so by studying the action of the
-arms in walking. Let him place his arms close to his sides, and there
-keep them, while walking with some rapidity. He will unavoidably fall
-into a backward and forward motion of the shoulders, of a wriggling,
-ungraceful character. After persevering in this for a space, until he
-finds that the action is not only ungraceful but fatiguing, let him
-allow his arms to swing as usual. The wriggling of the shoulders will
-cease; the body will move equably forward; and comparative ease will
-be felt. On analyzing this fact, he may perceive that the backward
-motion of each arm is simultaneous with the forward motion of the
-corresponding leg. If he will attend to his muscular sensations, he
-will find that this backward swing of the arm is a counterbalance to
-the forward swing of the leg; and that it is easier to produce this
-counterbalance by moving the arm than by contorting the body, as he
-otherwise must do.[55]
-
-The action of the arms in walking being thus understood, it will be
-manifest that the graceful employment of them in dancing is simply a
-complication of the same thing; and that a good dancer is one having so
-acute a muscular perception as at once to feel in what direction the
-arms {384} should be moved to counterbalance any motion of the body or
-legs.
-
-This connexion between gracefulness and economy of force, will be
-most clearly recognized by those who skate. They will remember that
-all early attempts, and especially the first timid experiments
-in figure-skating, are alike awkward and fatiguing; and that the
-acquirement of skill is also the acquirement of ease. The requisite
-confidence, and a due command of the feet having been obtained, those
-twistings of the trunk and gyrations of the arms, previously used to
-maintain the balance, are found needless. The body is allowed to follow
-without control the impulse given to it; the arms to swing where they
-will; and it is clearly felt that the graceful way of performing any
-evolution is the way that costs least effort. Spectators can scarcely
-fail to see the same fact, if they look for it.
-
-The reference to skating suggests that graceful motion might be defined
-as motion in curved lines. Certainly, straight and zig-zag movements
-are excluded from the conception. The sudden stoppages which angular
-movements imply, are its antithesis; for a leading trait of grace is
-continuity, flowingness. It will be found, however, that this is merely
-another aspect of the same truth; and that motion in curved lines is
-economical motion. Given certain successive positions to be assumed by
-a limb, then if it be moved in a straight line to the first of these
-positions, suddenly arrested, and then moved in another direction
-straight to the second position, and so on, it is clear that at each
-arrest, the momentum previously given to the limb must be destroyed at
-a certain cost of force, {385} and a new momentum given to it at a
-further cost of force; whereas, if, instead of arresting the limb at
-its first position, its motion be allowed to continue, and a lateral
-force be impressed to make it diverge towards the second position, a
-curvilinear motion is the necessary result; and by making use of the
-original momentum, force is economized.
-
-If the truth of these conclusions respecting graceful movements be
-admitted, it cannot, I think, be doubted, that graceful form is that
-kind of form which implies relatively small effort required for
-self-support, and relatively small effort required for movement. Were
-it otherwise, there would arise the incongruity that graceful form
-would either not be associated at all with graceful movement, or that
-the one would habitually occur in the absence of the other; both which
-alternatives being at variance with our experience, we must conclude
-that there exists the relationship indicated. Any one hesitating to
-admit this, will, I think, do so no longer on remembering that the
-animals which we consider graceful, are those so slight in build as
-not to be burdened by their own weight, and those noted for fleetness
-and agility; while those we class as ungraceful, are those which are
-alike cumbrous and have the faculty of locomotion but little developed.
-In the case of the greyhound, especially, we see that the particular
-modification of the canine type in which economy of weight is the most
-conspicuous, and in which the facility of muscular motion has been
-brought to the greatest perfection, is the one which we call most
-graceful.
-
-How trees and inanimate objects should come to have this epithet
-applied to them, seems less obvious. But remembrance of the fact
-that we commonly, and perhaps unavoidably, regard all objects under
-a certain anthropomorphic aspect, will help us to understand it. The
-stiff branch of an oak tree standing out at right angles to the trunk,
-gives us a vague notion of great force expended to {386} keep it in
-that position; and we call it ungraceful, under the same feeling that
-we call the holding out an arm at right angles to the body ungraceful.
-Conversely, the lax drooping boughs of a weeping-willow are vaguely
-associated with limbs in attitudes requiring little effort to maintain
-them; and the term graceful, by which we describe these, we apply by
-metaphor to the boughs of the willow.
-
-I may as well here venture the hypothesis, that the idea of Grace as
-displayed by other beings, has its subjective basis in Sympathy. The
-same faculty which makes us shudder on seeing another in danger—which
-sometimes causes motions of our own limbs on seeing another struggle
-or fall, gives us a vague participation in all the muscular sensations
-which those around us are experiencing. When their motions are violent
-or awkward, we feel in a slight degree the disagreeable sensations
-which we should have were they our own. When they are easy, we
-sympathize with the pleasant sensations they imply in those exhibiting
-them.
-
-
-ENDNOTE TO _GRACEFULNESS_.
-
-[55] A parallel fact, further elucidating this, is supplied by a
-locomotive engine. On looking at the driving wheel, there will be
-found, besides the boss to which the connecting rod is attached, a
-corresponding mass of metal on the opposite side of the wheel, and
-equidistant from the centre; or, if the engine be one having inside
-cylinders, then, on looking between the spokes of the driving-wheel,
-it will be seen that against each crank is a block of iron, similar
-to it in size, but projecting from the axle in the reverse direction.
-Evidently, being placed on opposite sides of the centre of motion, each
-crank and its counterbalance move in opposite directions relatively to
-the axle; and by so doing, neutralize each other’s perturbing effects,
-and permit a smooth rotation. This relationship which exists between
-the motions of the counterbalance and the crank, is analogous to that
-which exists between the motions of the arms and legs in walking; and
-in the early days of railway-locomotion, before these counterbalance
-weights were used, locomotive driving-wheels were subject to violent
-oscillations, analogous to those jerkings of the shoulders which arise
-when we walk fast without moving our arms.
-
-
-
-
-{387}
-
-PERSONAL BEAUTY.
-
-
-[_First published in_ The Leader _for April 15, and May 13, 1854._]
-
-
-It is a common opinion that beauty of character and beauty of aspect
-are unrelated. I have never been able to reconcile myself to this
-opinion. Indeed, even those who hold it do so in an incomplete sense;
-for notwithstanding their theory they continue to manifest surprise
-when they find a mean deed committed by one of noble countenance—a fact
-implying that underneath their professed induction lies a still living
-conviction at variance with it.
-
-Whence this conviction? How is it that a belief in the connexion
-between worth and beauty primarily exists in all? It cannot be innate.
-Must it not, then, be from early experiences? And must it not be that
-in those who continue to believe in this connexion, spite of their
-reasonings, the early and wide experiences outweigh the later and
-exceptional ones?
-
-Those who do not admit the relationship between mental and facial
-beauty, usually remark that the true connexion is between character
-and expression. While they doubt, or rather deny, that the _permanent_
-forms of the features are {388} in any way indices of the forms of
-the mind, they assert that the _transitory_ forms of the features are
-such indices. These positions seem scarcely consistent. For may we
-not say that the transitory forms, by perpetual repetition, register
-themselves on the face, and _produce_ permanent forms? Does not an
-habitual frown by-and-by leave ineffaceable marks on the brow? Is not
-a chronic scornfulness presently followed by a modified set in the
-angles of the mouth? Does not that compression of the lips significant
-of great determination, often stereotype itself; and so give a changed
-form to the lower part of the face? And if there be any truth in the
-doctrine of hereditary transmission, must there not be a tendency to
-the re-appearance of these modifications as new types of feature in the
-offspring? In brief, may we not say that _expression is feature in the
-making_; and that if expression means something, the form of feature
-produced by it means something?
-
-Possibly it will be urged, in reply, that changes of expression affect
-only the muscles and skin of the face; that the permanent marks they
-produce can extend but to these; that, nevertheless, the beauty of
-a face is mainly dependent upon the form of its bony framework;
-that hence, in this chief respect, there cannot take place such
-modifications as those described; and that, therefore, the relationship
-of aspect to character, while it may hold in the details, does not hold
-in the generals.
-
-The rejoinder is, that the framework of the face _is_ modified by
-modifications in the tissues which cover it. It is an established
-doctrine in physiology, that throughout the skeleton the greater
-or less development of bones is dependent on the greater or less
-development of the attached muscles; that is, on the exercise of them.
-Hence, permanent changes in the muscular adjustments of the face will
-be followed by permanent changes in its osseous structure.
-
-Not to dwell in general statements, however, let me cite cases in which
-the connexion between organic ugliness and {389} mental inferiority,
-and the converse connexion between organic beauty and comparative
-perfection of mind, are distinctly traceable.
-
-It will be admitted that the projecting jaw, characteristic of the
-lower human races, is a facial defect—is a trait which no sculptor
-would give to an ideal bust. At the same time, it is a fact that
-prominence of jaw is associated in the mammalia generally with
-comparative lack of intelligence. This relationship, it is true, does
-not hold uniformly. It is not a direct but an indirect one; and is thus
-liable to be disturbed. Nevertheless, it holds among the higher tribes;
-and on inquiry we shall see why it holds. In conformity with the law
-that organs develop in proportion as they are exercised, the jaws are
-relatively large where the demands made on them are great; and diminish
-in size as their functions become less numerous and less onerous. Now,
-in the lower mammals the jaws are the sole organs of manipulation—are
-used not only for mastication, but for seizing, carrying, gnawing, and,
-indeed, for everything save locomotion, which is the solitary office
-performed by the limbs. Advancing upwards, we find that the fore-limbs
-begin to aid the jaws, and gradually to relieve them of part of their
-duties. Some creatures use them for burrowing; some, as the felines,
-for striking; many, to keep steady the prey they are tearing; and
-when we arrive at the monkeys, whose fore-limbs possess such power
-of prehension that objects can not only be seized, but carried and
-pulled to pieces by them, we see that the jaws have fewer functions.
-Accompanying this series of changes, we see a double change in the form
-of the head. The increased complexity of the limbs, the greater variety
-of actions they perform, and the more numerous perceptions they give,
-imply a greater development of the brain and of its bony envelope. At
-the same time, the size of the jaws has diminished in correspondence
-with the diminution of their functions. And by this simultaneous
-protrusion of the upper part of the cranium {390} and recession of its
-lower part, what is called the _facial angle_ has increased.
-
-Well, these co-ordinate changes in functions and forms have continued
-during the civilization of the human race. On contrasting the European
-and the Papuan, we see that what the one cuts in two with knife and
-fork, the other tears with his jaws; what the one softens by cooking,
-the other eats in its hard, raw state; the bones which the one
-utilises by stewing, the other gnaws; and for sundry of the mechanical
-manipulations which the one has tools for, the other uses his teeth.
-From the Bushman state upwards, there has been a gradual increase
-in the complexity of our appliances. We not only use our hands to
-save our jaws, but we make implements to save our hands; and in our
-engine-factories may be found implements for the making of implements.
-This progression in the arts of life has had intellectual progression
-for its necessary correlative. Each new complication requires a new
-increment of intelligence for its production; and the daily use of
-it develops the intelligence still further. Thus that simultaneous
-protrusion of the brain and recession of the jaws, which among lower
-animals has accompanied increase of skill and sagacity, has continued
-during the advance of Humanity from barbarism to civilization; and has
-been, throughout, the result of a discipline involving increase of
-mental power. And so it becomes manifest that there exists an organic
-relationship between that protuberance of the jaws which we consider
-ugly, and a certain inferiority of nature.
-
-Again, that lateral jutting-out of the cheek-bones, which similarly
-characterizes the lower races of men, and which is similarly thought
-by us a detraction from beauty, is similarly related to lower habits
-and lower intelligence. The chief agents in closing the jaws are the
-temporal muscles; and these are consequently the chief active agents
-in biting and mastication. In proportion as the jaws have much work,
-and correspondingly large size, must the temporal muscles {391} be
-massive. But the temporal muscles pass between the skull and the
-zygomatic arches, or lateral parts of the cheek-bones. Consequently,
-where the temporal muscles are massive, the spaces between the
-zygomatic arches and the skull must be great; and the lateral
-projection of the zygomatic arches great also, as we see it in the
-uncivilized and partially civilized races. Like large jaws, therefore,
-of which it is an accompaniment, excessive size of the cheek-bones is
-both an ugliness and an index of imperfection.
-
-Certain other defects of feature, between which and mental defects it
-is not thus easy to trace the connexion, may yet be fairly presumed
-to have such connexion in virtue of their constant co-existence with
-the foregoing ones: alike in the uncivilized races and in the young
-of the civilized races. Peculiarities of face which we find regularly
-associated with those just shown to be significant of intellectual
-inferiority, and which like them disappear as barbarism grows into
-civilization, may reasonably be concluded to have like them a
-psychological meaning. Thus is it with depression of the bridge of the
-nose; which is a characteristic both of barbarians and of our babes,
-possessed by them in common with the higher quadrumana. Thus, also,
-is it with that forward opening of the nostrils, which renders them
-conspicuous in a front view of the face—a trait alike of infants,
-savages, and apes. And the same may be said of wide-spread alæ to
-the nose, of great width between the eyes, of long mouth, of large
-mouth,—indeed of all those leading peculiarities of feature which are
-by general consent called ugly.
-
-And then mark how, conversely, the type of face usually admitted to
-be the most beautiful, is one that possesses opposite peculiarities.
-In the ideal Greek head, the forehead projects so much, and the jaws
-recede so much, as to render the facial angle larger than we ever find
-it in fact. The cheek-bones are so small as scarcely to be traceable.
-The bridge of the nose is so high as to be almost or quite in {392}
-a line with the forehead. The alæ of the nose join the face with but
-little obliquity. In the front view the nostrils are almost invisible.
-The mouth is small, and the upper lip short and deeply concave. The
-outer angles of the eyes, instead of keeping the horizontal line, as
-is usual, or being directed upwards, as in the Mongolian type, are
-directed slightly downwards. And the form of the brow indicates an
-unusually large frontal sinus—a characteristic entirely absent in
-children, in the lowest of the human races, and in the allied genera of
-the _primates_.
-
-If, then, recession of the forehead, protuberance of the jaws, and
-largeness of the cheek-bones, three leading elements of ugliness,
-are demonstrably indicative of mental inferiority—if such other
-facial defects as great width between the eyes, flatness of the nose,
-spreading of its alæ, frontward opening of the nostrils, length of
-the mouth, and largeness of the lips, are habitually associated with
-these, and disappear along with them as intelligence increases, both
-in the race and in the individual; is it not a fair inference that
-all such faulty traits of feature signify deficiencies of mind? If,
-further, our ideal of human beauty is characterized not simply by the
-absence of these traits, but by the presence of opposite ones—if this
-ideal, as found in sculptures of the Greek gods, has been used to
-represent superhuman power and intelligence—and if the race so using
-it were themselves distinguished by a mental superiority, which, if
-we consider their disadvantages, produced results unparalleled; have
-we not yet stronger reasons for concluding that the chief components
-of beauty and ugliness are severally connected with perfection and
-imperfection of mental nature? And when, lastly, we remember that
-the variations of feature constituting expression are confessedly
-significant of character—when we remember that these tend by repetition
-to organize themselves, to affect not only the skin and muscles
-but the bones of the face, and to be transmitted to offspring—when
-we thus find that there is a {393} psychological meaning alike in
-each passing adjustment of the features, in the marks that habitual
-adjustments leave, in the marks inherited from ancestors, and in
-those main outlines of the facial bones and integuments indicating
-the type or race; are we not almost forced to the conclusion that all
-forms of feature are related to forms of mind, and that we consider
-them admirable or otherwise according as the traits of nature they
-imply are admirable or otherwise? In the extremes the relationship is
-demonstrable. That transitory aspects of face accompany transitory
-mental states, and that we consider these aspects ugly or beautiful
-according as the mental states they accompany are ugly or beautiful,
-no one doubts. That those permanent and most marked aspects of face
-dependent on the bony framework, accompany those permanent and
-most marked mental states which express themselves in barbarism
-and civilization; and that we consider as beautiful those which
-accompany mental superiority, and as ugly those which accompany mental
-inferiority, is equally certain. And if this connexion unquestionably
-holds in the extremes—if, as judged by average facts, and by our
-half-instinctive convictions, it also holds more or less visibly in
-intermediate cases, it becomes an almost irresistible induction, that
-the aspects which please us are the outward correlatives of inward
-perfections, while the aspects which displease us are the outward
-correlatives of inward imperfections.
-
-I am quite aware that when tested in detail this induction seems not
-to be borne out. I know that there are often grand natures behind
-plain faces; and that fine countenances frequently hide small souls.
-But these anomalies do not destroy the general truth of the law, any
-more than the perturbations of planets destroy the general ellipticity
-of their orbits. Some of them, indeed, may be readily accounted for.
-There are many faces spoiled by the misproportion of features that are
-in themselves good; others, by defects of skin, which, though they
-indicate defects of {394} visceral constitution, have no relationship
-to the higher parts of the nature. Moreover the facts that have been
-assigned afford reason for thinking that the leading elements of facial
-beauty are not directly associated with _moral_ characteristics, but
-with _intellectual_ ones—are the results of long-continued civilized
-habits, long cessation of domestic barbarism, long culture of the
-manipulative powers; and so may co-exist with emotional traits not at
-all admirable. It is true that the highest intellectual manifestations
-imply a good balance of the higher feelings; but it is also true that
-great quickness, great sagacity in ordinary affairs, great practical
-skill, can be possessed without these, and very frequently are so. The
-prevalent beauty of the Italians, co-existing though it does with a
-low moral state, becomes, on this hypothesis, reconcileable with the
-general induction; as do also many of the anomalies we see around us.
-
-There is, however, a more satisfactory explanation to be offered than
-any of these—an explanation which I think renders it possible to admit
-the seeming contradictions which the detailed facts present, and yet
-to hold by the theory. But as more space will be required for showing
-this than can here be spared, I must defer going further until next
-week. In the meantime, my own conviction may be expressed in a formula
-in which I have often before uttered it:—The saying that beauty is but
-skin-deep, is but a skin-deep saying.
-
-
-II.
-
-All the civilized races, and probably also the uncivilized ones, are
-of mixed origin; and, as a consequence, have physical and mental
-constitutions in which are mingled several aboriginal constitutions
-more or less differing from each other. This heterogeneity of
-constitution seems to me the chief cause of the incongruities between
-aspect and nature which we daily meet with. Given a pure race, subject
-to constant conditions of climate, food, and habits {395} of life,
-and there is reason to believe that between external appearance and
-internal structure there will be a constant connexion. Unite this race
-with another equally pure, but adapted to different conditions and
-having a correspondingly different physique, face, and mind, and there
-will occur in the descendants, not a homogeneous mean between the two
-constitutions, but a seemingly irregular combination of characteristics
-of the one with characteristics of the other—one feature traceable to
-this race, a second to that, and a third uniting the attributes of
-both; while in disposition and intellect there will be found a like
-medley of the two originals.
-
-The fact that the forms and qualities of any offspring are not a mean
-between the forms and qualities of its parents, but a mixture of
-them, is illustrated in every family. The features and peculiarities
-of a child are separately referred by observers to father and mother
-respectively—nose and mouth to this side; colour of the hair and eyes
-to that—this moral peculiarity to the first; this intellectual one to
-the second—and so with contour and idiosyncrasies of body. Manifestly
-if each organ or faculty in a child was an average of the two
-developments of such organ or faculty in the parents, it would follow
-that all brothers and sisters should be alike; or should, at any rate,
-differ no more than their parents differed from year to year. So far
-however, from finding this to be the case, we find not only that great
-irregularities are produced by mixture of traits, but that there is no
-constancy in the mode of mixture, or the extent of variation produced
-by it.
-
-This imperfect union of parental constitutions in the constitutions of
-offspring, is still more clearly illustrated by the re-appearance of
-peculiarities traceable to bygone generations. Forms, dispositions,
-and diseases, possessed by distant progenitors, habitually come out
-from time to time in descendants. Some single feature, or some solitary
-tendency, will again and again show itself, after being apparently
-lost. It is notoriously thus with gout, scrofula, {396} and insanity.
-On some of the monumental brasses in our old churches are engraved
-heads having traits still persistent in the same families. Wherever,
-as in portrait galleries, a register of ancestral faces has been kept,
-the same fact is more or less apparent. The pertinacity with which
-particular characteristics re-produce themselves is well exemplified
-in America, where traces of negro blood can be detected in the finger
-nails, when no longer visible in the complexion. Among breeders of
-animals it is well known that, after several generations in which no
-visible modifications were traceable, the effects of a cross will
-suddenly make their appearance. In all which facts we see the general
-truth that an organism produced from two organisms constitutionally
-different, is not a homogeneous mean; but is made up of components,
-taken in variable ways and proportions from the originals.
-
-In a recent number of the _Quarterly Journal of the Agricultural
-Society_ were published some facts respecting the mixture of French
-and English races of sheep, bearing collaterally on this point. Sundry
-attempts had been made to improve the poor French breeds by our fine
-English ones. For a long time these attempts failed. The hybrids bore
-no trace of their English male ancestry; but were as dwarfed and
-poverty-stricken as their French dams. Eventually the cause of failure
-was found to lie in the relative heterogeneity and homogeneity of the
-two constitutions. The superior English sheep were of mixed race; the
-French sheep, though inferior, were of pure race; and the compound,
-imperfectly co-ordinated constitution of the one could not maintain
-itself against the simple and completely balanced constitution of the
-other. This, at first an hypothesis, was presently demonstrated. French
-sheep of mixed constitution having been obtained by uniting two of the
-pure French breeds, it was found that these hybrid French sheep, when
-united with the English ones, produced a cross in which the English
-characteristics were duly {397} displayed. Now, this inability of a
-mixed constitution to stand its ground against an unmixed one, quite
-accords with the above induction. An unmixed constitution is one in
-which all the organs are exactly fitted to each other—are perfectly
-balanced: the system as a whole, is in stable equilibrium. A mixed
-constitution, on the contrary, being made up of organs belonging to
-two separate sets, cannot have them in exact fitness—cannot have them
-perfectly balanced; and a system in comparatively unstable equilibrium
-results. But in proportion to the stability of the equilibrium will be
-the power to resist disturbing forces. Hence, when two constitutions,
-in stable and unstable equilibrium respectively, become disturbing
-forces to each other, the unstable one will be overthrown, and the
-stable one will assert itself unchanged.
-
-The imperfect co-ordination of parts in a mixed constitution, and this
-consequent instability of its equilibrium, are intimately connected
-with the vexed question of genera, species, and varieties; and, with a
-view partly to the intrinsic interest of this question, and partly to
-the further elucidation of the topic in hand, I must again digress.
-
-The current physiological test of distinct species is the production
-of a non-prolific hybrid. The ability of the offspring to reproduce
-itself is held to indicate that its parents are of the same species,
-however widely they may differ in appearance; and its inability
-to do this is taken as proof that, nearly allied as its parents
-may seem, they are distinct in kind. Of late, however, facts have
-been accumulating that tend more and more to throw doubt on this
-generalization. Cattle-breeders have established it as a general
-fact, that the offspring of two different breeds of sheep or oxen
-dwindle away in a few generations if allied with themselves; and
-that a good result can be obtained only by mixing them with one or
-other of the original breeds—a fact implying that what is true of
-so-called species, is, under a modified form, true of varieties also.
-{398} The same phenomena are observable in the mixtures of different
-races of men. They, too, it is alleged, cannot maintain themselves as
-separate varieties; but die out unless there is intermarriage with
-the originals. In brief, it seems that the hybrids produced from two
-distinct races of organisms may die out in the first, second, third,
-fourth, fifth, &c., generation, according as the constitutional
-difference of the races is greater or less. Now, the experience of
-the French sheep-breeders, above-quoted, suggests a rationale of
-these various results. For if it be true that an organism produced
-by two unlike organisms is not a mean between them, but a mixture of
-parts of the one with parts of the other—if it be true that these
-parts belonging to two different sets are of necessity imperfectly
-co-ordinated; then it becomes manifest that in proportion as the
-difference between the parent organisms is greater or less, the
-defects of co-ordination in the offspring will be greater or less.
-Whence it follows that, according to the degree of organic incongruity
-between the parents, we may have every gradation in the offspring,
-from a combination of parts so incongruous that it will not work at
-all, up to a combination complete enough to subsist permanently as a
-race. And this is just what we find in fact. Between organisms widely
-differing in character, no intermediate organism is possible. When
-the difference is less, a non-prolific hybrid is produced—an organism
-so ill co-ordinated as to be capable only of incomplete life. When
-the difference is still less, there results an organism capable of
-reproducing itself; but not of bequeathing to its offspring complete
-constitutions. And as the degrees of difference are further diminished,
-the incompleteness of constitution is longer and longer in making its
-appearance; until we come to those varieties of the same species which
-differ so slightly that their offspring are as permanent as themselves.
-Even in these, however, the organic equilibrium seems less perfect;
-as is illustrated {399} in the case I have quoted. And in connexion
-with this inference, it would be interesting to inquire whether pure
-constitutions are not superior to mixed ones, in their power of
-maintaining the balance of vital functions under disturbing conditions.
-Is it not a fact, that the pure breeds are _hardier_ than the mixed
-ones? Are not the mixed ones, though superior in size, less capable of
-resisting unfavourable influences—extremes of temperature, bad food,
-&c.? And is not the like true of mankind?
-
-Returning to the topic in hand, it is manifest that these facts
-and reasonings serve further to enforce the general truth, that
-the offspring of two organisms not identical in constitution is a
-heterogeneous mixture of the two, and not a homogeneous mean between
-them.
-
-If, then, bearing in mind this truth, we remember the composite
-character of the civilized races—the mingling in ourselves, for
-example, of Celt, Saxon, Norman, Dane, with sprinklings of other
-tribes; if we consider the complications of constitution that have
-arisen from the unions of these, not in any uniform manner, but with
-utter irregularity; and if we recollect that the incongruities thus
-produced pervade the whole nature, mental and bodily—nervous tissue
-and other tissues; we shall see that there must exist in all of us an
-imperfect correspondence between parts of the organism that are really
-related; and that as one manifestation of this, there must be more or
-less of discrepancy between the features and those parts of the nervous
-system with which they have a physiological connexion.
-
-If this be so, then the difficulties which stand in the way of the
-belief that beauty of character is related to beauty of face are
-considerably diminished. It becomes possible to admit that plainness
-may co-exist with nobility of nature, and fine features with baseness;
-and yet to hold that mental and facial perfection are fundamentally
-connected, and will, when the present causes of incongruity have worked
-themselves out, be ever found united.
-
-
-
-
-{400}
-
-THE ORIGIN AND FUNCTION OF MUSIC.
-
-
-[_First published in_ Fraser’s Magazine _for October 1857._]
-
-When Carlo, standing, chained to his kennel, sees his master in the
-distance, a slight motion of the tail indicates his but faint hope that
-he is about to be let out. A much more decided wagging of the tail,
-passing by-and-by into lateral undulations of the body, follows his
-master’s nearer approach. When hands are laid on his collar, and he
-knows that he is really to have an outing, his jumping and wriggling
-are such that it is by no means easy to loose his fastenings. And when
-he finds himself actually free, his joy expends itself in bounds, in
-pirouettes, and in scourings hither and thither at the top of his
-speed. Puss, too, by erecting her tail, and by every time raising her
-back to meet the caressing hand of her mistress, similarly expresses
-her gratification by certain muscular actions; as likewise do the
-parrot by awkward dancings on his perch, and the canary by hopping and
-fluttering about his cage with unwonted rapidity. Under emotions of an
-opposite kind, animals equally display muscular excitement. The enraged
-lion lashes his sides with his tail, knits his brows, protrudes his
-claws. The cat sets up her back; the dog retracts his upper lip; the
-horse throws back his ears. And in the struggles of creatures in pain,
-we see that a like relation {401} holds between excitement of the
-muscles and excitement of the nerves of sensation.
-
-In ourselves, distinguished from lower creatures by feelings alike more
-powerful and more varied, parallel facts are at once more conspicuous
-and more numerous. Let us look at them in groups. We shall find that
-pleasurable sensations and painful sensations, pleasurable emotions
-and painful emotions, all tend to produce active demonstrations in
-proportion to their intensity.
-
-In children, and even in adults who are not restrained by regard for
-appearances, a highly agreeable taste is followed by a smacking of the
-lips. An infant will laugh and bound in its nurse’s arms at the sight
-of a brilliant colour or the hearing of a new sound. People are apt to
-beat time with head or feet to music which particularly pleases them.
-In a sensitive person an agreeable perfume will produce a smile; and
-smiles will be seen on the faces of a crowd gazing at some splendid
-burst of fireworks. Even the pleasant sensation of warmth felt on
-getting to the fireside out of a winter’s storm, will similarly express
-itself in the face.
-
-Painful sensations, being mostly far more intense than pleasurable
-ones, cause muscular actions of much more decided kinds. A sudden
-twinge produces a convulsive start of the whole body. A pain less
-violent, but continuous, is accompanied by a knitting of the brows, a
-setting of the teeth or biting of the lip, and a contraction of the
-features generally. Under a persistent pain of a severer kind, other
-muscular actions are added: the body is swayed to and fro; the hands
-clench anything they can lay hold of; and should the agony rise still
-higher, the sufferer rolls about on the floor almost convulsed.
-
-Though more varied, the natural language of the pleasurable emotions
-comes within the same generalization. A smile, which is the commonest
-expression of gratified feeling, is a contraction of certain facial
-muscles; and when the smile broadens into a laugh, we see a more
-violent and {402} more general muscular excitement produced by an
-intenser gratification. Rubbing together of the hands, and that other
-motion which Hood describes as the washing of “hands with invisible
-soap in imperceptible water,” have like implications. Children
-may often be seen to “jump for joy,” Even in adults of excitable
-temperament, an action approaching to it is sometimes witnessed. And
-dancing has all the world through been regarded as natural to an
-elevated state of minds. Many of the special emotions show themselves
-in special muscular actions. The gratification resulting from success,
-raises the head and gives firmness to the gait. A hearty grasp of the
-hand is currently taken as indicative of friendship. Under a gush of
-affection the mother clasps her child to her breast, feeling as though
-she could squeeze it to death. And so in sundry other cases. Even in
-that brightening of the eye with which good news is received we may
-trace the same truth; for this sparkling appearance is due to an extra
-contraction of the muscle which raises the eyelid, and so allows more
-light to fall upon, and be reflected from, the wet surface of the
-eyeball.
-
-The bodily indications of painful emotion are equally numerous, and
-still more vehement. Discontent is shown by raised eyebrows and
-wrinkled forehead; disgust by a curl of the lip, offence by a pout.
-The impatient man beats a tattoo with his fingers on the table, swings
-his pendant leg with increasing rapidity, gives needless pokings to
-the fire, and presently paces with hasty strides about the room. In
-great grief there is wringing of the hands, and even tearing of the
-hair. An angry child stamps, or rolls on its back and kicks its heels
-in the air; and in manhood, anger, first showing itself in frowns, in
-distended nostrils, in compressed lips, goes on to produce grinding of
-the teeth, clenching of the fingers, blows of the fist on the table,
-and perhaps ends in a violent attack on the offending person, or in
-throwing about and breaking the furniture. From {403} that pursing of
-the mouth indicative of slight displeasure, up to the frantic struggles
-of the maniac, we find that mental irritation tends to vent itself in
-bodily activity.
-
-All feelings, then—sensations or emotions, pleasurable or painful—have
-this common characteristic, that they are muscular stimuli. Not
-forgetting the few apparently exceptional cases in which emotions
-exceeding a certain intensity produce prostration, we may set it down
-as a general law, that alike in man and animals, there is a direct
-connexion between feeling and movement; the last growing more vehement
-as the first grows more intense. Were it allowable here to treat the
-matter scientifically, we might trace this general law down to the
-principle known among physiologists as that of _reflex action_.[56]
-Without doing this, however, the above numerous instances justify the
-generalization that every kind of mental excitement ends in excitement
-of the muscles; and that the two preserve a more or less constant ratio
-to each other.
-
- * * * * *
-
-“But what has all this to do with _The Origin and Function of Music_?”
-asks the reader. Very much, as we shall presently see. All music is
-originally vocal. All vocal sounds are produced by the agency of
-certain muscles. These muscles, in common with those of the body at
-large, are excited to contraction by pleasurable and painful feelings.
-And therefore it is that feelings demonstrate themselves in sounds as
-well as in movements. Therefore it is that Carlo barks as well as leaps
-when he is let out—that puss purrs as well as erects her tail—that the
-canary chirps as well as flutters. Therefore it is that the angry lion
-roars while he lashes his sides, and the dog growls while he retracts
-his lip. Therefore it is that the maimed animal not only struggles, but
-howls. And it is from this cause that in human beings bodily suffering
-expresses itself not only in {404} contortions, but in shrieks and
-groans—that in anger, and fear, and grief, the gesticulations are
-accompanied by shouts and screams—that delightful sensations are
-followed by exclamations—and that we hear screams of joy and shouts of
-exultation.
-
-We have here, then, a principle underlying all vocal phenomena;
-including those of vocal music, and by consequence those of music in
-general. The muscles that move the chest, larynx, and vocal chords,
-contracting like other muscles in proportion to the intensity of the
-feelings; every different contraction of these muscles involving,
-as it does, a different adjustment of the vocal organs; every
-different adjustment of the vocal organs causing a change in the sound
-emitted;—it follows that variations of voice are the physiological
-results of variations of feeling. It follows that each inflection or
-modulation is the natural outcome of some passing emotion or sensation;
-and it follows that the explanation of all kinds of vocal expression,
-must be sought in this general relation between mental and muscular
-excitements. Let us, then, see whether we cannot thus account for the
-chief peculiarities in the utterance of the feelings: grouping these
-peculiarities under the heads of _loudness_, _quality or timbre_,
-_pitch_, _intervals_, and _rate of variation_.
-
- * * * * *
-
-Between the lungs and the organs of voice, there is much the same
-relation as between the bellows of an organ and its pipes. And as the
-loudness of the sound given out by an organ-pipe increases with the
-strength of the blast from the bellows; so, other things equal, the
-loudness of a vocal sound increases with the strength of the blast
-from the lungs. But the expulsion of air from the lungs is effected by
-certain muscles of the chest and abdomen. The force with which these
-muscles contract, is proportionate to the intensity of the feeling
-experienced. Hence, _a priori_, loud sounds will be the habitual
-results of strong feelings. That they are so we have daily proof. The
-pain which {405} if moderate, can be borne silently, causes outcries
-if it becomes extreme. While a slight vexation makes a child whimper,
-a fit of passion calls forth a howl that disturbs the neighbourhood.
-When the voices in an adjacent room become unusually audible, we infer
-anger, or surprise, or joy. Loudness of applause is significant of
-great approbation; and with uproarious mirth we associate the idea of
-high enjoyment. Commencing with the silence of apathy, we find that
-the utterances grow louder as the sensations or emotions, whether
-pleasurable or painful, grow stronger.
-
-That different _qualities_ of voice accompany different mental states,
-and that under states of excitement the tones are more sonorous than
-usual, is another general fact admitting of a parallel explanation.
-The sounds of common conversation have but little resonance; those
-of strong feeling have much more. Under rising ill temper the voice
-acquires a metallic ring. In accordance with her constant mood, the
-ordinary speech of a virago has a piercing quality quite opposite to
-that softness indicative of placidity. A ringing laugh marks joyous
-temperament. Grief, unburdening itself, uses tones approaching in
-_timbre_ to those of chanting; and in his most pathetic passages
-an eloquent speaker similarly falls into tones more vibratory than
-those common to him. Now any one may readily convince himself that
-resonant vocal sounds can be produced only by a certain muscular effort
-additional to that ordinarily needed. If after uttering a word in his
-speaking voice, the reader, without changing the pitch or the loudness,
-will _sing_ this word, he will perceive that before he can sing it,
-he has to alter the adjustment of the vocal organs; to do which a
-certain force must be used; and by putting his fingers on that external
-prominence marking the top of the larynx, he will have further evidence
-that to produce a sonorous tone the organs must be drawn out of their
-usual position. Thus, then, the fact that the tones of excited feeling
-are more vibratory than those of common {406} conversation, is another
-instance of the connexion between mental excitement and muscular
-excitement. The speaking voice, the recitative voice, and the singing
-voice, severally exemplify one general principle.
-
-That the _pitch_ of the voice varies according to the action of the
-vocal muscles, scarcely needs saying. All know that the middle notes,
-in which they converse, are made without appreciable effort; and all
-know that to make either very high notes or very low notes requires
-considerable effort. In either ascending or descending from the pitch
-of ordinary speech, we are conscious of increasing muscular strain,
-which, at each extreme of the register, becomes painful. Hence it
-follows from our general principle, that while indifference or calmness
-will use the medium tones, the tones used during excitement will be
-either above or below them; and will rise higher and higher, or fall
-lower and lower, as the feelings grow stronger. This physiological
-deduction we also find to be in harmony with familiar facts. The
-habitual sufferer utters his complaints in a voice raised considerably
-above the natural key; and agonizing pain vents itself in either
-shrieks or groans—in very high or very low notes. Beginning at his
-talking pitch, the cry of the disappointed urchin grows more shrill as
-it grows louder. The “Oh!” of astonishment or delight, begins several
-notes below the middle voice, and descends still lower. Anger expresses
-itself in high tones, or else in “curses not loud but _deep_.” Deep
-tones, too, are always used in uttering strong reproaches. Such an
-exclamation as “Beware!” if made dramatically—that is, if made with a
-show of feeling—must be many notes lower than ordinary. Further, we
-have groans of disapprobation, groans of horror, groans of remorse. And
-extreme joy and fear are alike accompanied by shrill outcries.
-
-Nearly allied to the subject of pitch, is that of _intervals_; and
-the explanation of them carries our argument a step {407} further.
-While calm speech is comparatively monotonous, emotion makes use of
-fifths, octaves, and even wider intervals. Listen to any one narrating
-or repeating something in which he has no interest, and his voice will
-not wander more than two or three notes above or below his medium
-note, and that by small steps; but when he comes to some exciting
-event he will be heard not only to use the higher and lower notes of
-his register, but to go from one to the other by larger leaps. Being
-unable in print to imitate these traits of feeling, we feel some
-difficulty in fully conveying them to the reader. But we may suggest
-a few remembrances which will perhaps call to mind a sufficiency of
-others. If two men living in the same place, and frequently seeing
-one another, meet, say at a public assembly, any phrase with which
-one accosts the other—as “Hallo, are you here?”—will have an ordinary
-intonation. But if one of them, after a long absence, has unexpectedly
-returned, the expression of surprise with which his friend greets
-him—“Hallo! how came you here?”—will be uttered in much more strongly
-contrasted tones. The two syllables of the word “Hallo” will be, the
-one much higher and the other much lower than before; and the rest of
-the sentence will similarly ascend and descend by longer steps. Again,
-if, supposing her maid to be in an adjoining room, the mistress of the
-house calls “Mary,” the two syllables of the name will be spoken in an
-ascending interval of a third. If Mary does not reply, the call will
-be repeated probably in a descending fifth; implying the slightest
-shade of annoyance at Mary’s inattention. Should Mary still make no
-answer, the increasing annoyance will show itself by the use of a
-descending octave on the next repetition of the call. And supposing the
-silence to continue, the lady, if not of a very even temper, will show
-her irritation at Mary’s seemingly intentional negligence by finally
-calling her in tones still more widely contrasted—the first syllable
-{408} being higher and the last lower than before. Now, these and
-analogous facts, which the reader will readily accumulate, clearly
-conform to the law laid down. For to make large intervals requires
-more muscular action than to make small ones. But not only is the
-_extent_ of vocal intervals thus explicable as due to the relation
-between nervous and muscular excitement, but also, in some degree,
-their _direction_, as ascending or descending. The middle notes being
-those which demand no appreciable effort of muscular adjustment;
-and the effort becoming greater as we either ascend or descend; it
-follows that a departure from the middle notes in either direction
-will mark increasing emotion; while a return towards the middle notes
-will mark decreasing emotion. Hence it happens that an enthusiastic
-person, uttering such a sentence as—“It was the most splendid sight I
-ever saw!” will ascend to the first syllable of the word “splendid,”
-and thence will descend: the word “splendid” marking the climax of
-the feeling produced by the recollection. Hence, again, it happens
-that, under some extreme vexation produced by another’s stupidity,
-an irascible man, exclaiming—“What a confounded fool the fellow is!”
-will begin somewhat below his middle voice, and descending to the word
-“fool,” which he will utter in one of his deepest notes, will then
-ascend. And it may be remarked, that the word “fool” will not only
-be deeper and louder than the rest, but will also have more emphasis
-of articulation—another mode in which muscular excitement is shown.
-There is some danger, however, in giving instances like this; seeing
-that as the mode of rendering will vary according to the intensity of
-the feeling which the reader feigns to himself, the right cadence may
-not be hit upon. With single words there is less difficulty. Thus the
-“Indeed!” with which a surprising fact is received, mostly begins on
-the middle note of the voice, and rises with the second syllable; or,
-if disapprobation as well as astonishment is felt, the {409} first
-syllable will be below the middle note, and the second lower still.
-Conversely, the word “Alas!” which marks not the rise of a paroxysm
-of grief, but its decline, is uttered in a cadence descending towards
-the middle note; or, if the first syllable is in the lower part of
-the register, the second ascends towards the middle note. In the
-“Heigh-ho!” expressive of mental or muscular prostration, we may see
-the same truth; and if the cadence appropriate to it be inverted, the
-absurdity of the effect clearly shows how the meaning of intervals is
-dependent on the principle we have been illustrating.
-
-The remaining characteristic of emotional speech which we have to
-notice, is that of _variability of pitch_. It is scarcely possible here
-to convey adequate ideas of this more complex manifestation. We must
-be content with simply indicating some occasions on which it may be
-observed. On a meeting of friends, for instance—as when there arrives
-a party of much-wished-for visitors—the voices of all will be heard to
-undergo changes of pitch not only greater but much more numerous than
-usual. If a speaker at a public meeting is interrupted by some squabble
-among those he is addressing, his comparatively level tones will be
-in marked contrast with the rapidly changing ones of the disputants.
-And among children, whose feelings are less under control than those
-of adults, this peculiarity is still more decided. During a scene of
-complaint and recrimination between two excitable little girls, the
-voices may be heard to run up and down the gamut several times in
-each sentence. In such cases we once more recognize the same law: for
-muscular excitement is shown not only in strength of contraction, but
-also in the rapidity with which different muscular adjustments succeed
-one another.
-
-Thus we find all the leading vocal phenomena to have a physiological
-basis. They are so many manifestations of the general law that feeling
-is a stimulus to muscular {410} action—a law conformed to throughout
-the whole economy, not of man only, but of every sensitive creature—a
-law, therefore, which lies deep in the nature of animal organization.
-The expressiveness of these various modifications of voice is therefore
-innate. Each of us, from babyhood upwards, has been spontaneously
-making them, when under the various sensations and emotions by which
-they are produced. Having been conscious of each feeling at the same
-time that we heard ourselves make the consequent sound, we have
-acquired an established association of ideas between such sound and
-the feeling which caused it. When the like sound is made by another,
-we ascribe the like feeling to him; and by a further consequence we
-not only ascribe to him that feeling, but have a certain degree of it
-aroused in ourselves: for to become conscious of the feeling which
-another is experiencing, is to have that feeling awakened in our own
-consciousness, which is the same thing as experiencing the feeling.
-Thus these various modifications of voice become not only a language
-through which we understand the emotions of others, but also the means
-of exciting our sympathy with such emotions.
-
- * * * * *
-
-Have we not here, then, adequate data for a theory of music? These
-vocal peculiarities which indicate excited feeling, _are those which
-especially distinguish song from ordinary speech_. Every one of the
-alterations of voice which we have found to be a physiological result
-of pain or pleasure, _is carried to an extreme in vocal music_. For
-instance, we saw that, in virtue of the general relation between mental
-and muscular excitement, one characteristic of passionate utterance is
-_loudness_. Well, its comparative loudness is one of the distinctive
-marks of song as contrasted with the speech of daily life. Though
-there are _piano_ passages in contrast with the _forte_ passages, yet
-the average loudness of the singing voice is much greater than {411}
-that of the speaking voice; and further, the _forte_ passages of an
-air are those intended to represent the climax of its emotion. We
-next saw that the tones in which emotion expresses itself, are, in
-conformity with this same law, of a more sonorous _timbre_ than those
-of calm conversation. Here, too, song displays a still higher degree
-of the peculiarity; for the singing tone is the most resonant we can
-make. Again, it was shown that, from a like cause, mental excitement
-vents itself in the higher and lower notes of the register; using the
-middle notes but seldom. And it scarcely needs saying that vocal music
-is still more distinguished by its comparative neglect of the notes in
-which we talk, and its habitual use of those above or below them; and,
-moreover, that its most passionate effects are commonly produced at
-the two extremities of its scale, but especially at the upper one. A
-yet further trait of strong feeling, similarly accounted for, was the
-habitual employment of larger intervals than are employed in common
-converse. This trait, also, every ballad and _aria_ systematically
-elaborates: add to which, that the direction of these intervals, which,
-as diverging from or converging towards the medium tones, we found to
-be physiologically expressive of increasing or decreasing emotion,
-may be observed to have in music like meanings. Once more, it was
-pointed out that not only extreme but also rapid variations of pitch,
-are characteristic of mental excitement; and once more we see in the
-quick changes of every melody, that song carries the characteristic as
-far, if not farther. Thus, in respect alike of _loudness_, _timbre_,
-_pitch_, _intervals_, and _rate of variation_, song employs and
-exaggerates the natural language of the emotions;—it arises from a
-systematic combination of those vocal peculiarities which are the
-physiological effects of acute pleasure and pain.
-
-Besides these chief characteristics of song as distinguished from
-common speech, there are sundry minor ones {412} similarly explicable
-as due to the relation between mental and muscular excitement; and
-before proceeding further, these should be briefly noticed. Thus,
-certain passions, and perhaps all passions when pushed to an extreme,
-produce (probably through their influence over the action of the heart)
-an effect the reverse of that which has been described: they cause a
-physical prostration, one symptom of which is a general relaxation
-of the muscles, and a consequent trembling. We have the trembling of
-anger, of fear, of hope, of joy; and the vocal muscles being implicated
-with the rest, the voice too becomes tremulous. Now, in singing,
-this tremulousness of voice is effectively used by some vocalists in
-pathetic passages; sometimes, indeed, because of its effectiveness,
-too much used by them—as by Tamberlik, for instance. Again, there
-is a mode of musical execution known as the _staccato_, appropriate
-to energetic passages—to passages expressive of exhilaration, of
-resolution, of confidence. The action of the vocal muscles which
-produces this staccato style, is analogous to the muscular action which
-produces the sharp, decisive, energetic movements of body indicating
-these states of mind; and therefore it is that the staccato style
-has the meaning we ascribe to it. Conversely, slurred intervals are
-expressive of gentler and less active feelings; and are so because they
-imply the smaller muscular vivacity due to a lower mental energy. The
-difference of effect resulting from difference of _time_ in music, is
-also attributable to this same law. Already it has been pointed out
-that the more frequent changes of pitch which ordinarily result from
-passion, are imitated and developed in song; and here we have to add,
-that the various rates of such changes, appropriate to the different
-styles of music, are further traits having the same derivation. The
-slowest movements, _largo_ and _adagio_, are used where such depressing
-emotions as grief, or such unexciting emotions as reverence, are to be
-portrayed; while the more rapid movements, _andante_, {413} _allegro_,
-_presto_, represent successively increasing degrees of mental vivacity;
-and do this because they imply that muscular activity which flows
-from this mental vivacity. Even the _rhythm_, which forms a remaining
-distinction between song and speech, may not improbably have a kindred
-cause. Why the actions excited by strong feeling should tend to become
-rhythmical, is not obvious; but that they do so there are divers
-evidences. There is the swaying of the body to and fro under pain or
-grief, of the leg under impatience or agitation. Dancing, too, is a
-rhythmical action natural to elevated emotion. That under excitement
-speech acquires a certain rhythm, we may occasionally perceive in the
-highest efforts of an orator. In poetry, which is a form of speech used
-for the better expression of emotional ideas, we have this rhythmical
-tendency developed. And when we bear in mind that dancing, poetry, and
-music are connate—are originally constituent parts of the same thing,
-it becomes clear that the measured movement common to them all implies
-a rhythmical action of the whole system, the vocal apparatus included;
-and that so the rhythm of music is a more subtle and complex result of
-this relation between mental and muscular excitement.
-
-But it is time to end this analysis, which possibly we have already
-carried too far. It is not to be supposed that the more special
-peculiarities of musical expression are to be definitely explained.
-Though probably they may all in some way conform to the principle that
-has been worked out, it is impracticable to trace that principle in its
-more ramified applications. Nor is it needful to our argument that it
-should be so traced. The foregoing facts sufficiently prove that what
-we regard as the distinctive traits of song, are simply the traits
-of emotional speech intensified and systematized. In respect of its
-general characteristics, we think it has been made clear that vocal
-music, and by {414} consequence all music, is an idealization of the
-natural language of passion.
-
- * * * * *
-
-As far as it goes, the scanty evidence furnished by history confirms
-this conclusion. Note first the fact (not properly an historical one,
-but fitly grouped with such) that the dance-chants of savage tribes
-are very monotonous; and in virtue of their monotony are more nearly
-allied to ordinary speech than are the songs of civilized races.
-Joining with this the fact that there are still extant among boatmen
-and others in the East, ancient chants of a like monotonous character,
-we may infer that vocal music originally diverged from emotional speech
-in a gradual, unobtrusive manner; and this is the inference to which
-our argument points. From the characters of the intervals the same
-conclusion may be drawn.
-
- “The songs of savages in the lowest scale of civilization are
- generally confined to the compass of few notes, seldom extending
- beyond the interval of the _fifth_. Sometimes, however, a sudden
- transition into the octave occurs, especially in sudden exclamations,
- or where a word naturally dictates an emphatic raising of the
- voice. The _fifth_ especially plays a prominent part in primitive
- vocal music. . . . But it must not be supposed that each interval
- is distinctly intoned: on the contrary, in the transition from one
- interval to another, all the intermediate intervals are slightly
- touched in a way somewhat similar to a violinist drawing his finger
- rapidly over the string from one note to another to connect them;
- and as the intervals themselves are seldom clearly defined, it will
- easily be understood how nearly impossible it is to write down such
- songs in our notation so as to convey a correct idea of their natural
- effect.”[57]
-
-Further evidence to the same effect is supplied by Greek history.
-The early poems of the Greeks—which, be it remembered, were sacred
-legends embodied in that rhythmical, metaphorical language which strong
-feeling excites—were not recited, but chanted: the tones and cadences
-{415} were made musical by the same influences which made the speech
-poetical. By those who have investigated the matter, this chanting
-is believed to have been not what we call singing, but nearly allied
-to our recitative—nearly allied but simpler. Several facts conspire
-to show this. The earliest stringed instruments had sometimes four,
-sometimes five strings: Egyptian frescoes delineate some of the simpler
-harps as thus constituted, and there are kindred representations of
-the lyres and allied instruments of the Assyrians, Hebrews, Greeks and
-Romans. That the earliest Greek lyre had but four strings, and that the
-recitative of the poet was uttered in unison with its sounds, Neumann
-finds definite proof in a verse ascribed to Terpander, celebrating his
-introduction of the seven-stringed lyre:―
-
- “The four-tonèd hymns now rejecting,
- And yearning for songs new and sweet,
- With seven strings softly vibrating,
- The lyre anon shall we greet.”
-
-Hence it follows that the primitive recitative was simpler than our
-modern recitative, and, as such, much less remote from common speech
-than our own singing is. For recitative, or musical recitation, is in
-all respects intermediate between speech and song. Its average effects
-are not so _loud_ as those of song. Its tones are less sonorous in
-_timbre_ than those of song. Commonly it diverges to a smaller extent
-from the middle notes—uses notes neither so high nor so low in _pitch_.
-The _intervals_ habitual to it are neither so wide nor so varied. Its
-_rate of variation_ is not so rapid. And at the same time that its
-primary _rhythm_ is less decided, it has none of that secondary rhythm
-produced by recurrence of the same or parallel musical phrases, which
-is one of the marked characteristics of song. Thus, then, we may not
-only infer, from the evidence furnished by existing barbarous tribes,
-that the vocal music of pre-historic times was emotional speech very
-slightly exalted; but we see that the earliest vocal music of which we
-have {416} any account, differed much less from emotional speech than
-does the vocal music of our days.
-
-That recitative—beyond which, by the way, the Chinese and Hindoos
-seem never to have advanced—grew naturally out of the modulations and
-cadences of strong feeling, we have indeed current evidence. There are
-even now to be met with occasions on which strong feeling vents itself
-in this form. Whoever has been present when a meeting of Quakers was
-addressed by one of their number (whose practice it is to speak only
-under the influence of religious emotion), must have been struck by
-the quite unusual tones, like those of a subdued chant, in which the
-address was made. On passing a chapel in Wales during service, the
-raised and sing-song voice of the preacher draws the attention. It is
-clear, too, that the intoning used in churches is representative of
-this mental state; and has been adopted on account of the congruity
-between it and the contrition, supplication, or reverence, verbally
-expressed.
-
-And if, as we have good reason to believe, recitative arose by degrees
-out of emotional speech, it becomes manifest that by a continuance
-of the same process song has arisen out of recitative. Just as, from
-the orations and legends of savages, expressed in the metaphorical,
-allegorical style natural to them, there sprung epic poetry, out of
-which lyric poetry was afterwards developed; so, from the exalted
-tones and cadences in which such orations and legends were delivered,
-came the chant or recitative music, from which lyrical music has since
-grown up. And there has not only thus been a simultaneous and parallel
-genesis, but there has been reached a parallelism of results. For
-lyrical poetry differs from epic poetry, just as lyrical music differs
-from recitative: each still further intensifies the natural language
-of the emotions. Lyrical poetry is more metaphorical, more hyperbolic,
-more elliptical, and adds the rhythm of lines to the rhythm of feet;
-just as lyrical music is louder, more sonorous, more extreme in its
-{417} intervals, and adds the rhythm of phrases to the rhythm of
-bars. And the known fact that out of epic poetry the stronger passions
-developed lyrical poetry as their appropriate vehicle, strengthens the
-inference that they similarly developed lyrical music out of recitative.
-
-Nor indeed are we without evidences of the transition. It needs but
-to listen to an opera to hear the leading gradations. Between the
-comparatively level recitative of ordinary dialogue, the more varied
-recitative with wider intervals and higher tones used in exciting
-scenes, the still more musical recitative which preludes an air, and
-the air itself, the successive steps are but small; and the fact that
-among airs themselves gradations of like nature may be traced, further
-confirms the conclusion that the highest form of vocal music was
-arrived at by degrees.
-
-We have some clue to the influences which have induced this
-development; and may roughly conceive the process of it. As the
-tones, intervals, and cadences of strong emotion were the elements
-out of which song was elaborated; so, we may expect to find that
-still stronger emotion produced the elaboration; and we have evidence
-implying this. Musical composers are men of acute sensibilities. The
-Life of Mozart depicts him as one of intensely active affections
-and highly impressionable temperament. Various anecdotes represent
-Beethoven as very susceptible and very passionate. Mendelssohn is
-described by those who knew him as having been full of fine feeling.
-And the almost incredible sensitiveness of Chopin has been illustrated
-in the memoirs of George Sand. An unusually emotional nature being thus
-the general characteristic of musical composers, we have in it just
-the agency required for the development of recitative and song. Any
-cause of excitement will generate just those exaggerations which we
-have found to distinguish the lower vocal music from emotional speech,
-and the higher vocal music from the lower. Thus it becomes credible
-that the four-toned recitative of the {418} early Greek poets (like
-all poets, nearly allied to composers in the comparative intensity of
-their feelings), was really nothing more than the slightly exaggerated
-emotional speech natural to them, which grew by frequent use into
-an organized form. And we may infer that the accumulated agency of
-subsequent poet-musicians, inheriting and adding to the products of
-those who went before them, sufficed, in the course of many centuries,
-to develope this simple four-toned recitative into a vocal music having
-great complexity and range.
-
-Not only may we so understand how more sonorous tones, greater extremes
-of pitch, and wider intervals, were gradually introduced; but also how
-there arose a greater variety and complexity of musical expression.
-For this same passionate, enthusiastic temperament, which leads the
-musical composer to express the feelings possessed by others as well as
-himself, in more marked cadences than they would use, also leads him to
-give musical utterance to feelings which they either do not experience,
-or experience in but slight degrees. And thus we may in some measure
-understand how it happens that music not only so strongly excites
-our more familiar feelings, but also produces feelings we never had
-before—arouses dormant sentiments of which we do not know the meaning;
-or, as Richter says—tells us of things we have not seen and shall not
-see.
-
- * * * * *
-
-Indirect evidences of several kinds remain to be briefly pointed
-out. One of them is the difficulty, not to say impossibility, of
-otherwise accounting for the expressiveness of music. Whence comes
-it that special combinations of notes should have special effects
-upon our emotions?—that one should give us a feeling of exhilaration,
-another of melancholy, another of affection, another of reverence?
-Is it that these special combinations have intrinsic meanings apart
-from the human constitution?—that a certain number of aërial waves
-per second, followed by a certain other {419} number, in the nature
-of things signify grief, while in the reverse order they signify
-joy; and similarly with all other intervals, phrases, and cadences?
-Few will be so irrational as to think this. Is it, then, that the
-meanings of these special combinations are conventional only?—that
-we learn their implications, as we do those of words, by observing
-how others understand them? This is an hypothesis not only devoid of
-evidence, but directly opposed to the experience of every one; and
-it is excluded by the fact that children, unconventionalised though
-they are, show great susceptibility to music. How, then, are musical
-effects to be explained? If the theory above set forth be accepted,
-the difficulty disappears. If music, taking for its raw material the
-various modifications of voice which are the physiological results of
-excited feeling, intensifies, combines, and complicates them—if it
-exaggerates the loudness, the resonance, the pitch, the intervals,
-and the variability, which, in virtue of an organic law, are the
-characteristics of passionate speech—if, by carrying out these further,
-more consistently, more unitedly, and more sustainedly,it produces
-an idealized language of emotion; then its power over us becomes
-comprehensible. But in the absence of this theory the expressiveness of
-music appears inexplicable.
-
-Again, the preference we feel for certain qualities of sound presents
-a like difficulty, admitting only of a like solution. It is generally
-agreed that the tones of the human voice are more pleasing than any
-others. If music takes its rise from the modulations of the human voice
-under emotion, it is a natural consequence that the tones of that voice
-appeal to our feelings more than any others, and are considered more
-beautiful than any others. But deny that music has this origin, and the
-only alternative is the untenable one that the vibrations proceeding
-from a vocalist’s throat are, objectively considered, of a higher order
-than those from a horn or a violin.
-
-Once more, the question—How is the expressiveness of {420} music to be
-otherwise accounted for? may be supplemented by the question—How is the
-genesis of music to be otherwise accounted for? That music is a product
-of civilization, is manifest; for though some of the lowest savages
-have their dance-chants, these are of a kind scarcely to be dignified
-by the title musical: at most, they supply but the vaguest rudiment
-of music, properly so called. And if music has been by slow steps
-developed in the course of civilization, it must have been developed
-out of something. If, then, its origin is not that above alleged, what
-is its origin?
-
-Thus we find that the negative evidence confirms the positive, and
-that, taken together, they furnish strong proof. We have seen that
-there is a physiological relation, common to man and all animals,
-between feeling and muscular action; that as vocal sounds are produced
-by muscular action, there is a consequent physiological relation
-between feeling and vocal sounds; that all the modifications of voice
-expressive of feeling are the direct results of this physiological
-relation; that music, adopting all these modifications, intensifies
-them more and more as it ascends to its higher and higher forms;
-that, from the ancient epic poet chanting his verses, down to the
-modern musical composer, men of unusually strong feelings prone to
-express them in extreme forms, have been naturally the agents of these
-successive intensifications; and that so there has little by little
-arisen a wide divergence between this idealized language of emotion
-and its natural language: to which direct evidence we have just added
-the indirect—that on no other tenable hypothesis can either the
-expressiveness of music or the genesis of music be explained.
-
- * * * * *
-
-And now, what is the _function_ of music? Has music any effect beyond
-the immediate pleasure it produces? Analogy suggests that it has. The
-enjoyments of a good dinner do not end with themselves, but minister to
-bodily well-being. Though people do not marry with a view to maintain
-the race, yet the passions which impel them to marry secure its {421}
-maintenance. Parental affection is a feeling which, while it conduces
-to parental happiness, ensures the nurture of offspring. Men love to
-accumulate property, often without thought of the benefits it produces;
-but in pursuing the pleasure of acquisition they indirectly open the
-way to other pleasures. The wish for public approval impels all of
-us to do many things which we should otherwise not do,—to undertake
-great labours, face great dangers, and habitually rule ourselves in
-ways that smooth social intercourse; so that, in gratifying our love
-of approbation we subserve divers ulterior purposes. And, generally,
-our nature is such that in fulfilling each desire, we in some way
-facilitate fulfilment of the rest. But the love of music seems to exist
-for its own sake. The delights of melody and harmony do not obviously
-minister to the welfare either of the individual or of society. May we
-not suspect, however, that this exception is apparent only? Is it not
-a rational inquiry—What are the indirect benefits which accrue from
-music, in addition to the direct pleasure it gives?
-
-But that it would take us too far out of our track, we should prelude
-this inquiry by illustrating at some length a certain general law
-of progress;—the law that alike in occupations, sciences, arts, the
-divisions which had a common root, but by gradual divergence have
-become distinct, and are now being separately developed, are not truly
-independent, but severally act and react on one another to their mutual
-advancement. Merely hinting thus much, however, by way of showing that
-there are many analogies to justify us, we go on to express the opinion
-that there exists a relationship of this kind between music and speech.
-
-All speech is compounded of two elements, the words and the tones in
-which they are uttered—the signs of ideas and the signs of feelings.
-While certain articulations express the thought, certain modulations
-express the more or less of pain or pleasure which the thought gives.
-Using the word _cadence_ in an unusually extended sense, as {422}
-comprehending all variations of voice, we may say that _cadence is the
-commentary of the emotions upon the propositions of the intellect_.
-This duality of spoken language, though not formally recognized, is
-recognized in practice by every one; and every one knows that very
-often more weight attaches to the tones than to the words. Daily
-experience supplies cases in which the same sentence of disapproval
-will be understood as meaning little or meaning much, according to the
-vocal inflections which accompany it; and daily experience supplies
-still more striking cases in which words and tones are in direct
-contradiction—the first expressing consent, while the last express
-reluctance; and the last being believed rather than the first.
-
-These two distinct but interwoven elements of speech have been
-undergoing a simultaneous development. We know that in the course of
-civilization words have been multiplied, new parts of speech have been
-introduced, sentences have grown more varied and complex; and we may
-fairly infer that during the same time new modifications of voice have
-come into use, fresh intervals have been adopted, and cadences have
-become more elaborate. For while, on the one hand, it is absurd to
-suppose that, along with the undeveloped verbal forms of barbarism,
-there existed developed vocal inflections; it is, on the other hand,
-necessary to suppose that, along with the higher and more numerous
-verbal forms needed to convey the multiplied and complicated ideas of
-civilized life, there have grown up those more involved changes of
-voice which express the feelings proper to such ideas. If intellectual
-language is a growth, so also, without doubt, is emotional language a
-growth.
-
-Now, the hypothesis which we have hinted above, is that, beyond the
-direct pleasure which it gives, music has the indirect effect of
-developing this language of the emotions. Having its root, as we
-have endeavoured to show, in those tones, intervals, and cadences of
-speech which express {423} feeling—arising by the combination and
-intensifying of these, and coming finally to have an embodiment of its
-own; music has all along been reacting upon speech, and increasing
-its power of rendering emotion. The use in recitative and song of
-inflections more expressive than ordinary ones, must from the beginning
-have tended to develope the ordinary ones. The complex musical phrases
-by which composers have conveyed complex emotions, may rationally
-be supposed to influence us in making those involved cadences of
-conversation by which we convey our subtler thoughts and feelings. If
-the cultivation of music has any effect on the mind, what more natural
-effect is there than this of developing our perception of the meanings
-of qualities, and modulations of voice; and giving us a correspondingly
-increased power of using them? Just as chemistry, arising out of
-the processes of metallurgy and the industrial arts, and gradually
-growing into an independent study, has now become an aid to all kinds
-of production—just as physiology, originating from medicine and once
-subordinate to it, but latterly pursued for its own sake, is in our day
-coming to be the science on which the progress of medicine depends;—so,
-music, having its root in emotional language, and gradually evolved
-from it, has ever been reacting upon and further advancing it.
-
-It will scarcely be expected that much direct evidence in support of
-this conclusion can be given. The facts are of a kind which it is
-difficult to measure, and of which we have no records. Some suggestive
-traits, however, are to be noted. May we not say, for instance, that
-the Italians, among whom modern music was earliest cultivated, and who
-have more especially excelled in melody (the division of music with
-which our argument is chiefly concerned)—may we not say that these
-Italians speak in more varied and expressive inflections and cadences
-than any other people? On the other hand, may we not say that, confined
-almost exclusively as they have hitherto been to their national {424}
-airs, and therefore accustomed to but a limited range of musical
-expression, the Scotch are unusually monotonous in the intervals and
-modulations of their speech? And again, do we not find among different
-classes of the same nation, differences that have like implications?
-The gentleman and the clown stand in decided contrast with respect to
-variety of intonation. Listen to the conversation of a servant-girl,
-and then to that of a refined lady, and the more delicate and complex
-changes of voice used by the latter will be conspicuous. Now, without
-going so far as to say that out of all the differences of culture to
-which the upper and lower classes are subjected, difference of musical
-culture is that to which alone this difference of speech is ascribable;
-yet we may fairly say that there seems a much more obvious connexion of
-cause and effect between these than between any others. Thus, while the
-inductive evidence to which we can appeal is but scanty and vague, yet
-what there is favours our position.
-
- * * * * *
-
-Probably most will think that the function here assigned to music is
-one of very little moment. But reflection may lead them to a contrary
-conviction. In its bearings upon human happiness, this emotional
-language which musical culture develops and refines, is only second in
-importance to the language of the intellect; perhaps not even second
-to it. For these modifications of voice produced by feelings, are the
-means of exciting like feelings in others. Joined with gestures and
-expressions of face, they give life to the otherwise dead words in
-which the intellect utters its ideas; and so enable the hearer not only
-to _understand_ the state of mind they accompany, but to _partake_ of
-that state. In short, they are the chief media of _sympathy_. And if we
-consider how much both our general welfare and our immediate pleasures
-depend on sympathy, we shall recognize the importance of whatever makes
-this sympathy greater. If we bear in mind that by their fellow-feeling
-men are led {425} to behave justly and kindly to one another—that
-the difference between the cruelty of the barbarous and the humanity
-of the civilized, results from the increase of fellow-feeling; if we
-bear in mind that this faculty which makes us sharers in the joys and
-sorrows of others, is the basis of all the higher affections; if we
-bear in mind how much our direct gratifications are intensified by
-sympathy,—how, at the theatre, the concert, the picture gallery, we
-lose half our enjoyment if we have no one to enjoy with us;—we shall
-see that the agencies which communicate it can scarcely be overrated
-in value. The tendency of civilization is to repress the antagonistic
-elements of our characters and to develope the social ones—to curb
-our purely selfish desires and exercise our unselfish ones—to replace
-private gratifications by gratifications resulting from, or involving,
-the pleasures of others. And while, by this adaptation to the social
-state, the sympathetic side of our nature is being unfolded, there
-is simultaneously growing up a language of sympathetic intercourse—a
-language through which we communicate to others the happiness we feel,
-and are made sharers in their happiness. This double process, of which
-the effects are already appreciable, must go on to an extent of which
-we can as yet have no adequate conception. The habitual concealment of
-our feelings diminishing, as it must, in proportion as our feelings
-become such as do not demand concealment, the exhibition of them will
-become more vivid than we now dare allow it to be; and this implies
-a more expressive emotional language. At the same time, feelings
-of higher and more complex kinds, as yet experienced only by the
-cultivated few, will become general; and there will be a corresponding
-development of the emotional language into more involved forms. Just as
-there has silently grown up a language of ideas, which, rude as it at
-first was, now enables us to convey with precision the most subtle and
-complicated thoughts; so, there is still silently growing up a language
-of feelings, which, notwithstanding its present {426} imperfection, we
-may expect will ultimately enable men vividly and completely to impress
-on each other the emotions which they experience from moment to moment.
-
-Thus if, as we have endeavoured to show, it is the function of music to
-facilitate the development of this emotional language, we may regard
-music as an aid to the achievement of that higher happiness which it
-indistinctly shadows forth. Those vague feelings of unexperienced
-felicity which music arouses—those indefinite impressions of an unknown
-ideal life which it calls up, may be considered as a prophecy, the
-fulfilment of which music itself aids. The strange capacity which we
-have for being affected by melody and harmony, may be taken to imply
-both that it is within the possibilities of our nature to realize those
-intenser delights they dimly suggest, and that they are in some way
-concerned in the realization of them. If so the power and the meaning
-of music become comprehensible; but otherwise they are a mystery.
-
-We will only add that, if the probability of these corollaries be
-admitted, then music must take rank as the highest of the fine arts—as
-the one which, more than any other, ministers to human welfare. And
-thus, even leaving out of view the immediate gratifications it is
-hourly giving, we cannot too much applaud that musical culture which is
-becoming one of the characteristics of our age.
-
-
-POSTSCRIPT.
-
-An opponent, or partial opponent, of high authority, whose views were
-published some fourteen years after the above essay, must here be
-answered: I mean Mr. Darwin. Diligent and careful as an observer beyond
-naturalists in general, and still more beyond those who are untrained
-in research, his judgment on a question which must be {427} decided by
-induction is one to be received with great respect. I think, however,
-examination will show that in this instance Mr. Darwin’s observations
-are inadequate, and his reasonings upon them inconclusive. Swayed
-by his doctrine of sexual selection, he has leaned towards the view
-that music had its origin in the expression of amatory feeling, and
-has been led to over-estimate such evidence as he thinks favours that
-view, while ignoring the difficulties in its way, and the large amount
-of evidence supporting another view. Before considering the special
-reasons for dissenting from his hypothesis, let us look at the most
-general reasons.
-
-The interpretation of music which Mr. Darwin gives, agrees with my own
-in supposing music to be developed from vocal noises; but differs in
-supposing a particular class of vocal noises to have originated it—the
-amatory class. I have aimed to show that music has its germs in the
-sounds which the voice emits under excitement, and eventually gains
-this or that character according to the kind of excitement; whereas
-Mr. Darwin argues that music arises from those sounds which the male
-makes during the excitements of courtship, that they are consciously
-made to charm the female, and that from the resulting combinations of
-sounds arise not love-music only but music in general. That certain
-tones of voice and cadences having some likeness of nature are
-spontaneously used to express grief, others to express joy, others to
-express affection, and others to express triumph or martial ardour, is
-undeniable. According to the view I have set forth, the whole body of
-these vocal manifestations of emotion form the root of music. According
-to Mr. Darwin’s view, the sounds which are prompted by the amatory
-feeling only, having originated musical utterance, there are derived
-from these all the other varieties of musical utterance which aim to
-express other kinds of feeling. This roundabout derivation has, I
-think, less probability than the direct derivation. {428}
-
-This antithesis and its implications will perhaps be more clearly
-understood on looking at the facts under their nervo-muscular aspect.
-Mr. Darwin recognizes the truth of the doctrine with which the
-foregoing essay sets out, that feeling discharges itself in action:
-saying of the air-breathing vertebrata that―
-
- “When the primeval members of this class were strongly excited and
- their muscles violently contracted, purposeless sounds would almost
- certainly have been produced; and these, if they proved in any way
- serviceable, might readily have been modified or intensified by the
- preservation of properly adapted variations.” (_The Descent of Man_,
- vol. ii., p. 331.)
-
-But though this passage recognizes the general relation between
-feelings and those muscular contractions which cause sounds, it does so
-inadequately; since it ignores, on the one hand, those loudest sounds
-which accompany intense sensations—the shrieks and groans of bodily
-agony; while, on the other hand, it ignores those multitudinous sounds
-not produced “under the excitement of love, rage, and jealousy,” but
-which accompany ordinary amounts of feelings, various in their kinds.
-And it is because he does not bear in mind how large a proportion of
-vocal noises are caused by other excitements, that Mr. Darwin thinks “a
-strong case can be made out, that the vocal organs were primarily used
-and perfected in relation to the propagation of the species” (p. 330).
-
-Certainly the animals around us yield but few facts countenancing his
-view. The cooing of pigeons may, indeed, be named in its support; and
-it may be contended that caterwauling furnishes evidence; though I
-doubt whether the sounds are made by the male to charm the female. But
-the howling of dogs has no relation to sexual excitements; nor has
-their barking, which is used to express emotion of almost any kind.
-Pigs grunt sometimes through pleasurable expectation, sometimes during
-the gratifications of eating, sometimes from a general content while
-seeking about for food. The bleatings of sheep, again, occur under the
-promptings of various feelings, usually of no great {429} intensity:
-social and maternal rather than sexual. The like holds with the lowing
-of cattle. Nor is it otherwise with poultry. The quacking of ducks
-indicates general satisfaction, and the screams occasionally vented by
-a flock of geese seem rather to express a wave of social excitement
-than anything else. Save after laying an egg, when the sounds have
-the character of triumph, the cluckings of a hen show content; and on
-various occasions cock-crowing apparently implies good spirits only.
-In all cases an overflow of nervous energy has to find vent; and while
-in some cases it leads to wagging of the tail, in others it leads to
-contraction of the vocal muscles. That this relation holds, not of one
-kind of feeling, but of many kinds, is a truth which seems to me at
-variance with the view “that the vocal organs were primarily used and
-perfected in relation to the propagation of the species.”
-
-The hypothesis that music had its origin in the amatory sounds made
-by the male to charm the female, has the support of the popular idea
-that the singing of birds constitutes a kind of courtship—an idea
-adopted by Mr. Darwin when he says that “the male pours forth his
-full volume of song, in rivalry with other males, for the sake of
-captivating the female.” Usually, Mr. Darwin does not accept without
-criticism and verification, the beliefs he finds current; but in this
-case he seems to have done so. Even cursory observation suffices to
-dissipate this belief, initiated, I suppose, by poets. In preparation
-for dealing with the matter I have made memoranda concerning various
-songbirds, dating back to 1883. On the 7th of February of that year I
-heard a lark singing several times; and, still more remarkably, during
-the mild winter of 1884 I saw one soar, and heard it sing, on the
-10th January. Yet the lark does not pair till March. Having heard the
-redbreast near the close of August, 1888, I noted the continuance of
-its song all through the autumn and winter, up to Christmas {430} eve,
-Christmas day, the 29th of December, and again on the 18th January,
-1889. How common is the singing of the thrush during mild weather in
-winter, everyone must have observed. The presence of thrushes behind my
-house has led to the making of notes on this point. The male sang in
-November, 1889; I noted the song again on Christmas eve, again on the
-13th January, 1890, and from time to time all through the rest of that
-month. I heard little of his song in February, which is the pairing
-season; and none at all, save a few notes early in the morning, during
-the period of rearing the young. But now that, in the middle of May,
-the young, reared in a nest in my garden, have sometime since flown,
-he has recommenced singing vociferously at intervals throughout the
-day; and doubtless, in conformity with what I have observed elsewhere,
-will go on singing till July. How marked is the direct relation between
-singing and the conditions which cause high spirits, is perhaps best
-shown by a fact I noted on the 4th December, 1888, when, the day being
-not only mild but bright, the copses on Holmwood Common, Dorking,
-were vocal just as on a spring day, with a chorus of birds of various
-kinds—robins, thrushes, chaffinches, linnets, and sundry others of
-which I did not know the names. Ornithological works furnish verifying
-statements. Wood states that the hedge-sparrow continues “to sing
-throughout a large portion of the year, and only ceasing during the
-time of the ordinary moult.” The song of the blackcap, he says, “is
-hardly suspended throughout the year;” and of caged birds which sing
-continuously, save when moulting, he names the grosbeak, the linnet,
-the goldfinch, and the siskin.
-
-I think these facts show that the popular idea adopted by Mr. Darwin
-is untenable. What then is the true interpretation? Simply that like
-the whistling and humming of tunes by boys and men, the singing of
-birds results from overflow of energy—an overflow which in both cases
-{431} ceases under depressing conditions. The relation between
-courtship and singing, so far as it can be shown to hold, is not a
-relation of cause and effect, but a relation of concomitance: the two
-are simultaneous results of the same cause. Throughout the animal
-kingdom at large, the commencement of reproduction is associated with
-an excess of those absorbed materials needful for self-maintenance;
-and with a consequent ability to devote a part to the maintenance of
-the species. This constitutional state is one with which there goes a
-tendency to superfluous expenditure in various forms of action—unusual
-vivacity of every kind, including vocal vivacity. While we thus see
-why pairing and singing come to be associated, we also see why there
-is singing at other times when the feeding and weather are favourable;
-and why, in some cases, as in those of the thrush and the robin, there
-is more singing after the breeding season than before or during the
-breeding season. We are shown, too, why these birds, and especially the
-thrush, so often sing in the winter: the supply of worms on lawns and
-in gardens being habitually utilized by both, and thrushes having the
-further advantage that they are strong enough to break the shells of
-the hybernating snails: this last ability being connected with the fact
-that thrushes and blackbirds are the first among the singing birds to
-build. It remains only to add that the alleged singing of males against
-one another with the view of charming the females is open to parallel
-criticisms. How far this competition happens during the pairing season
-I have not observed, but it certainly happens out of the pairing
-season. I have several times heard blackbirds singing alternately in
-June. But the most conspicuous instance is supplied by the redbreasts.
-These habitually sing against one another during the autumn months:
-reply and rejoinder being commonly continued for five minutes at a time.
-
-Even did the evidence support the popular view, adopted {432} by Mr.
-Darwin, that the singing of birds is a kind of courtship—even were
-there good proof, instead of much disproof, that a bird’s song is a
-developed form of the sexual sounds made by the male to charm the
-female; the conclusion would, I think, do little towards justifying
-the belief that human music has had a kindred origin. For, in the
-first place, the bird-type in general, developed as it is out of
-the reptilian type, is very remotely related to that type of the
-_Vertebrata_ which ascends to Man as its highest exemplar; and, in the
-second place, song-birds belong, with but few exceptions, to the single
-order of _Insessores_—one order only, of the many orders constituting
-the class. So that, if the _Vertebrata_ at large be represented by a
-tree, of which Man is the topmost twig, then it is at a considerable
-distance down the trunk that there diverges the branch from which
-the bird-type is derived; and the group of singing-birds forms but a
-terminal sub-division of this branch—lies far out of the ascending
-line which ends in Man. To give appreciable support to Mr. Darwin’s
-view, we ought to find vocal manifestations of the amatory feeling
-becoming more pronounced as we ascend along that particular line of
-inferior _Vertebrata_ out of which Man has arisen. Just as we find
-other traits which pre-figure human traits (instance arms and hands
-adapted for grasping) becoming more marked as we approach Man; so
-should we find, becoming more marked, this sexual use of the voice,
-which is supposed to end in human song. But we do not find this. The
-South-American monkeys (“the Howlers,” as they are sometimes called),
-which, in chorus, make the woods resound for hours together with their
-“dreadful concert,” appear, according to Rengger, to be prompted by
-no other desire than that of making a noise. Mr. Darwin admits, too,
-that this is generally the case with the gibbons: the only exception
-he is inclined to make being in the case of _Hylobates agilis_, which,
-on the testimony of Mr. Waterhouse, he says ascends and descends the
-scale by {433} half-tones.[58] This comparatively musical set of
-sounds, he thinks, may be used to charm the female; though there is no
-evidence forthcoming that this is the case. When we remember that in
-the forms nearest to the human—the chimpanzees and the gorilla—there is
-nothing which approaches even thus far towards musical utterance, we
-see that the hypothesis has next to none of that support which ought to
-be forthcoming. Indeed in his _Descent of Man_, vol. ii., p. 332, Mr.
-Darwin himself says:—“It is a surprising fact that we have not as yet
-any good evidence that these organs are used by male mammals to charm
-the females:” an admission which amounts to something like a surrender.
-
-Even more marked is the absence of proof when we come to the human
-race itself—or rather, not absence of proof but presence of disproof.
-Here, from the _Descriptive Sociology_, where the authorities will be
-found under the respective heads, I quote a number of testimonies of
-travellers concerning primitive music: commencing with those referring
-to the lowest races.
-
-“The songs of the natives [of Australia] . . . are chiefly made on
-the spur of the moment, and refer to something that has struck the
-attention at the time.” “The Watchandies seeing me much interested
-in the genus Eucalyptus soon composed a song on this subject.” The
-Fuegians are fond of music and generally sing in their boats, doubtless
-keeping time, as many primitive peoples do. “The principal subject
-of the songs of the Araucanians is the exploits of their heroes:”
-when at work their “song was simple, referring mostly to their
-labour,” and was the same “for every {434} occasion, whether the
-burden of the song be joy or sorrow.” The Greenlanders sing of “their
-exploits in the chase” and “chant the deeds of their ancestors.” “The
-Indians of the Upper Mississippi vocalize an incident, as—‘They have
-brought us a fat dog,’:” then the chorus goes on for a minute. Of
-other North-American Indians we read—“the air which the women sang
-was pleasing . . . the men first gave out the words, which formed
-a consummate glorification of themselves.” Among the Carriers (of
-North America) there are professed composers, who “turn their talent
-to good account on the occasion of a feast, when new airs are in
-great request.” Of the New Zealanders we read:—“The singing of such
-compositions [laments] resembles cathedral chanting.” “Passing events
-are described by extemporaneous songs, which are preserved when good.”
-“When men worked together appropriate airs were sung.” When presenting
-a meal to travellers, women would chant—“What shall be our food? shell
-fish and fern-root, that is the root of the earth.” Among the Sandwich
-Islanders “most of the traditions of remarkable events in their history
-are preserved in songs.” When taught reading they could not “recite a
-lesson without chanting or singing it.” Cook found the Tahitians had
-itinerant musicians who gave narrative chants quite unpremeditated. “A
-Samoan can hardly put his paddle in the water without striking up some
-chant.” A chief of the Kyans, “Tamawan, jumped up and while standing
-burst out into an extempore song, in which Sir James Brooke and myself,
-and last not least the wonderful steamer, was mentioned with warm
-eulogies.” In East Africa “the fisherman will accompany his paddle,
-the porter his trudge, and the housewife her task of rubbing down
-grain, with song.” In singing, the East African “contents himself with
-improvising a few words without sense or rhyme and repeats them till
-they nauseate,” Among the Dahomans any incident “from the arrival of
-a stranger to an {435} earthquake” is turned into a song. When rowing,
-the Coast-negroes sing “either a description of some love intrigue or
-the praise of some woman celebrated for her beauty.” In Loango “the
-women as they till the field make it echo with their rustic songs.”
-Park says of the Bambarran—“they lightened their labours by songs,
-one of which was composed extempore; for I was myself the subject of
-it.” “In some parts of Africa nothing is done except to the sound of
-music.” “They are very expert in adapting the subjects of these songs
-to current events.” The Malays “amuse all their leisure hours . . .
-with the repetition of songs, which are for the most part proverbs
-illustrated. . . . Some that they rehearse in a kind of recitative
-at their _bimbangs_ or feasts are historical love-tales.” A Sumatran
-maiden will sometimes begin a tender song and be answered by one of the
-young men. The ballads of the Kamtschadales are “inspired apparently by
-grief, love, or domestic feeling;” and their music conveys “a sensation
-of sorrow and vague, unavailing regret.” Of their love-songs it is said
-“the women generally compose them.” A Kirghiz “singer sits on one knee
-and sings in an unnatural tone of voice, his lay being usually of an
-amorous character.” Of the Yakuts we are told “their style of singing
-is monotonous . . . their songs described the beauty of the landscape
-in terms which appeared to me exaggerated.”
-
-In these statements, which, omitting repetitions, are all which the
-_Descriptive Sociology_ contains relevant to the issue, several
-striking facts are manifest. Among the lowest races the only musical
-utterances named are those which refer to the incidents of the
-moment, and seem prompted by feelings which those incidents produce.
-The derivation of song or chant from emotional speech in general,
-thus suggested, is similarly suggested by the habits of many higher
-races; for they, too, show us that the musically-expressed feelings
-relevant to the immediate occasion, or to past occasions, are feelings
-of various kinds: now of simple good {436} spirits and now of joy
-or triumph—now of surprise, praise, admiration, and now of sorrow,
-melancholy, regret. Only among certain of the more advanced races, as
-the semi-civilized Malays and peoples of Northern Asia, do we read of
-love-songs; and then, strange to say, these are mentioned as mostly
-coming, not from men, but from women. Out of all the testimonies there
-is not one which tells of a love-song spontaneously commenced by a man
-to charm a woman. Entirely absent among the rudest types and many of
-the more developed types, amatory musical utterance, where first found,
-is found under a form opposite to that which Mr. Darwin’s hypothesis
-implies; and we have to seek among civilized peoples before we meet, in
-serenades and the like, music of the kind which, according to his view,
-should be the earliest.[59]
-
-Even were his view countenanced by the facts, there would remain
-unexplained the process by which sexually-excited sounds have been
-evolved into music. In the foregoing essay I have indicated the various
-qualities, relations, and combinations of tones, spontaneously prompted
-by emotions of all kinds, which exhibit, in undeveloped forms, the
-traits of recitative and melody. To have reduced his hypothesis to a
-shape admitting of comparison, Mr. Darwin should have shown that the
-sounds excited by sexual emotions possess these same traits; and, to
-have proved that his hypothesis is the more tenable, should have shown
-that they possess these same traits in a greater degree. But he has not
-attempted to do this. He has simply suggested that instead of having
-its roots in the vocal sounds caused by feelings of all kinds, music
-has its roots in the vocal {437} sounds caused by the amatory feeling
-only: giving no reason why the effects of the feelings at large should
-be ignored, and the effects of one particular feeling alone recognized.
-
- * * * * *
-
-Nineteen years after my essay on “The Origin and Function of Music” was
-published, Mr. Edmund Gurney criticized it in an article which made its
-appearance in the _Fortnightly Review_ for July 1876. Absorption in
-more important work prevented me from replying. Though, some ten years
-ago, I thought of defending my views against those of Mr. Darwin and
-Mr. Gurney, the occurrence of Mr. Darwin’s death obliged me to postpone
-for a time any discussion of his views; and then, the more recent
-unfortunate death of Mr. Gurney caused a further postponement. I must
-now, however, say that which seems needful, though there is no longer
-any possibility of a rejoinder from him.
-
-Some parts of Mr. Gurney’s criticism I have already answered by
-implication; for he adopts the hypothesis that music originated in
-the vocal utterances prompted by sexual feeling. To the reasons above
-given for rejecting this hypothesis, I will add here, what I might have
-added above, that it is at variance with one of the fundamental laws of
-evolution. All development proceeds from the general to the special.
-First there appear those traits which a thing has in common with many
-other things; then those traits which it has in common with a smaller
-class of things; and so on until there eventually arise those traits
-which distinguish it from everything else. The genesis which I have
-described conforms to this fundamental law. It posits the antecedent
-fact that feeling in general produces muscular contraction in general;
-and the less general fact that feeling in general produces, among other
-muscular contractions, those which move the respiratory and vocal
-apparatus. With these it joins the still less general fact that sounds
-indicative of feelings vary in sundry {438} respects according to the
-intensity of the feelings; and then enumerates the still less general
-facts which show us the kinship between the vocal manifestations of
-feeling and the characters of vocal music: the implication being that
-there has gone on a progressive specialization. But the view which
-Mr. Gurney adopts from Mr. Darwin is that from the special actions
-producing the special sounds accompanying sexual excitement, were
-evolved those various actions producing the various sounds which
-accompany all other feelings. Vocal expression of a particular emotion
-came first, and from this proceeded vocal expressions of emotions in
-general: the order of evolution was reversed.
-
-To deficient knowledge of the laws of evolution are due sundry of Mr.
-Gurney’s objections. He makes a cardinal error in assuming that a more
-evolved thing is distinguished from less evolved things in respect
-of _all_ the various traits of evolution; whereas, very generally, a
-higher degree of evolution in some or most respects, is accompanied
-by an equal or lower degree of evolution in other respects. On the
-average, increase of locomotive power goes along with advance of
-evolution; and yet numerous mammals are more fleet than man. The stage
-of development is largely indicated by degree of intelligence; and
-yet the more intelligent parrot is inferior in vision, in speed, and
-in destructive appliances, to the less-intelligent hawk. The contrast
-between birds and mammals well illustrates the general truth. A
-bird’s skeleton diverges more widely from the skeleton of the lower
-vertebrates in respect of heterogeneity than does the skeleton of a
-mammal; and the bird has a more developed respiratory system, as well
-as a higher temperature of blood, and a superior power of locomotion.
-Nevertheless, many mammals in respect of bulk, in respect of various
-appliances (especially for prehension), and in respect of intelligence,
-are more evolved than birds. Thus it is obviously a mistake to assume
-that whatever is more {439} highly evolved in general character is
-more highly evolved in every trait.
-
-Of Mr. Gurney’s several objections which are based on this mistake here
-is an example. He says—“Loudness though a frequent is by no means a
-universal or essential element, either of song or of emotional speech”
-(p. 107). Under one of its aspects this criticism is self-destructive;
-for if, though both relatively loud in most cases, song and emotional
-speech are both characterized by the occasional use of subdued tones,
-then this is a further point of kinship between them—a kinship which
-Mr. Gurney seeks to disprove. Under its other aspect this criticism
-implies the above-described misconception. If in a song, or rather
-in some part or parts of a song, the trait of loudness is absent,
-while the other traits of developed emotional utterance are present,
-it simply illustrates the truth that the traits of a highly-evolved
-product are frequently not all present together.
-
-A like answer is at hand to the next objection he makes. It runs thus:―
-
- “In the recitative which he [Mr. Spencer] himself considers naturally
- and historically a step between speech and song, the rapid variation
- of pitch is impossible, and such recitative is distinguished from the
- tones even of common speech precisely by being more monotonous” (p.
- 108).
-
-But Mr. Gurney overlooks the fact that while, in recitative, some
-traits of developed emotional utterance are not present, two of its
-traits are present. One is that greater resonance of tone, caused by
-greater contraction of the vocal chords, which distinguishes it from
-ordinary speech. The other is the relative elevation of pitch, or
-divergence from the medium tones of voice: a trait similarly implying
-greater strain of certain vocal muscles, resulting from stronger
-feeling.
-
-Another difficulty raised by Mr. Gurney he would probably not have set
-down had he been aware that one character of musical utterance which
-he thinks {440} distinctive, is a character of all phenomena into
-which motion enters as a factor. He says:—“Now no one can suppose that
-the sense of rhythm can be derived from emotional speech” (p. 110).
-Had he referred to the chapter on “The Rhythm of Motion” in _First
-Principles_, he would have seen that, in common with inorganic actions,
-all organic actions are completely or partially rhythmical—from
-appetite and sleep to inspirations and heart-beats; from the winking
-of the eyes to the contractions of the intestines; from the motions
-of the legs to discharges through the nerves. Having contemplated
-such facts he would have seen that the rhythmical tendency which is
-perfectly displayed in musical utterance, is imperfectly displayed in
-emotional speech. Just as under emotion we see swayings of the body and
-wringings of the hands, so do we see contractions of the vocal organs
-which are now stronger and now weaker. Surely it is manifest that the
-utterances of passion, far from being monotonous, are characterized by
-rapidly-recurring ascents and descents of tone and by rapidly-recurring
-emphases: there is rhythm, though it is an irregular rhythm.
-
-Want of knowledge of the principles of evolution has, in another place,
-led Mr. Gurney to represent as an objection what is in reality a
-verification. He says:―
-
- “Music is distinguished from emotional speech in that it proceeds not
- only by fixed degrees in time, but by fixed degrees in the scale. This
- is a constant quality through all the immense quantity of embryo and
- developed scale-systems that have been used; whereas the transitions
- of pitch which mark emotional affections of voice are, as Helmholtz
- has pointed out, of a gliding character” (p. 113).
-
-Had Mr. Gurney known that evolution in all cases is from the indefinite
-to the definite, he would have seen that as a matter of course the
-gradations of emotional speech must be indefinite in comparison with
-the gradations of developed music. Progress from the one to the
-other is in part _constituted_ by increasing definiteness in the
-time-intervals and increasing definiteness in the tone-intervals.
-Were it {441} otherwise, the hypothesis I have set forth would lack
-one of its evidences. To his allegation that not only the “developed
-scale-systems” but also the “embryo” scale-systems are definite, it
-may obviously be replied that the mere existence of any scale-system
-capable of being written down, implies that the earlier stage of
-the progress has already been passed through. To have risen to a
-scale-system is to have become definite; and until a scale-system has
-been reached vocal phrases cannot have been recorded. Moreover had Mr.
-Gurney remembered that there are many people with musical perceptions
-so imperfect that when making their merely recognizable, and sometimes
-hardly recognizable, attempts to whistle or hum melodies, they show
-how vague are their appreciations of musical intervals, he would have
-seen reason for doubting his assumption that definite scales were
-reached all at once. The fact that in what we call bad ears there
-are all degrees of imperfection, joined with the fact that where the
-imperfection is not great practice may remedy it, suffice of themselves
-to show that definite perceptions of musical intervals were reached by
-degrees.
-
-Some of Mr. Gurney’s objections are strangely insubstantial. Here is an
-example:―
-
- “The fact is that song, which moreover in our time is but a limited
- branch of music, is perpetually making conscious efforts; for
- instance, the most peaceful melody may be a considerable strain to a
- soprano voice, if sung in a very high register: while speech continues
- to obey in a natural way the physiological laws of emotion” (p. 117).
-
-That in exaggerating and emphasizing the traits of emotional speech,
-the singer should be led to make “conscious efforts” is surely natural
-enough. What would Mr. Gurney have said of dancing? He would scarcely
-have denied that saltatory movements often result spontaneously from
-excited feeling; and he could hardly have doubted that primitive
-dancing arose as a systematized form of such movements. Would he
-have considered the belief that stage-dancing is evolved from these
-spontaneous movements {442} to be negatived by the fact that a
-stage-dancer’s bounds and gyrations are made with “conscious efforts”?
-
-In his elaborate work on _The Power of Sound_, Mr. Gurney, repeating in
-other forms the objections I have above dealt with, adds to them some
-others. One of these, which appears at first sight to have much weight,
-I must not pass by. He thus expresses it.
-
- “Any one may convince himself that not only are the intervals used
- in emotional speech very large, twelve diatonic notes being quite an
- ordinary skip, but that he uses extremes of both high and low pitch
- with his speaking voice, which, if he tries to dwell on them and make
- them resonant, will be found to lie beyond the compass of his singing
- voice” (p. 479).
-
-Now the part of my hypothesis which Mr. Gurney here combats is that,
-as in emotional speech so in song, feeling, by causing muscular
-contractions, causes divergencies from the middle tones of the voice,
-which become wider as it increases; and that this fact supports the
-belief that song is developed from emotional speech. To this Mr.
-Gurney thinks it a conclusive answer that higher notes are used by the
-speaking voice than by the singing voice. But if, as his words imply,
-there is a physical impediment to the production of notes in the one
-voice as high as those in the other, then my argument is justified if,
-in either voice, extremes of feeling are shown by extremes of pitch.
-If, for example, the celebrated _ut de poitrine_ with which Tamberlik
-brought down the house in one of the scenes of William Tell, was
-recognized as expressing the greatest intensity of martial patriotism,
-my position is warranted, even though in his speaking voice he could
-have produced a still higher note.
-
-Of answers to Mr. Gurney’s objections the two most effective are
-suggested by the passage in which he sums up his conclusions. Here are
-his words.
-
- “It is enough to recall how every consideration tended to the same
- result; that the oak grew from the acorn; that the musical faculty
- and pleasure, which have to do with music and nothing else, are the
- representatives and {443} linear descendants of a faculty and pleasure
- which were musical and nothing else; and that, however rudely and
- tentatively applied to speech, Music was a _separate order_” (p. 492).
-
-Thus, then, it is implied that the true germs of music stand towards
-developed music as the acorn to the oak. Now suppose we ask—How many
-traits of the oak are to be found in the acorn? Next to none. And then
-suppose we ask—How many traits of music are to be found in the tones of
-emotional speech? Very many. Yet while Mr. Gurney thinks that music had
-its origin in something which might have been as unlike it as the acorn
-is unlike the oak, he rejects the theory that it had its origin in
-something as much like it as the cadences of emotional speech; and he
-does this because there are sundry differences between the characters
-of speech-cadences and the characters of music. In the one case he
-tacitly assumes a great unlikeness between germ and product; while
-in the other case he objects because germ and product are not in all
-respects similar!
-
-I may end by pointing out how extremely improbable, _a priori_, is Mr.
-Gurney’s conception. He admits, as perforce he must, that emotional
-speech has various traits in common with recitative and song—relatively
-greater resonance, relatively greater loudness, more marked divergences
-from medium tones, the use of the extremes of pitch in signifying the
-extremes of feeling, and so on. But, denying that the one is derived
-from the others, he implies that these kindred groups of traits have
-had independent origins. Two sets of peculiarities in the use of the
-voice which show various kinships, have nothing to do with one another!
-I think it merely requires to put the proposition in this shape to see
-how incredible it is.
-
- * * * * *
-
-Sundry objections to the views contained in the essay on “The Origin
-and Function of Music,” have arisen from misconception of its scope.
-An endeavour to explain the _origin_ of music, has been dealt with
-as though it were a theory of music in its entirety. An hypothesis
-{444} concerning the rudiments has been rejected because it did not
-account for everything contained in the developed product. To preclude
-this misapprehension for the future, and to show how much more is
-comprehended in a theory of music than I professed to deal with, let me
-enumerate the several components of musical effect. They may properly
-be divided into _sensational_, _perceptional_, and _emotional_.
-
-That the sensational pleasure is distinguishable from the other
-pleasures which music yields, will not be questioned. A sweet sound
-is agreeable in itself, when heard out of relation to other sounds.
-Tones of various _timbres_, too, are severally appreciated as having
-their special beauties. Of further elements in the sensational pleasure
-have to be named those which result from certain congruities between
-notes and immediately succeeding notes. This pleasure, like the primary
-pleasure which fine quality yields, appears to have a purely physical
-basis. We know that the agreeableness of simultaneous tones depends
-partly on the relative frequency of recurring correspondences of the
-vibrations producing them, and partly on the relative infrequency
-of beats, and we may suspect that there is a kindred cause for the
-agreeableness of successive tones; since the auditory apparatus which
-has been at one instant vibrating in a particular manner, will take
-up certain succeeding vibrations more readily than others. Evidently
-it is a question of the _degree_ of congruity; for the most congruous
-vibrations, those of the octaves, yield less pleasure when heard in
-succession than those of which the congruity is not so great. To
-obtain the greatest pleasure in this and other things, there requires
-both likeness and difference. Recognition of this fact introduces us
-to the next element of sensational pleasure—that due to contrast;
-including contrast of pitch, of loudness, and of _timbre_. In this
-case, as in other cases, the disagreeableness caused by frequent
-repetition of the same sensation (here literally called “monotony”)
-results from the exhaustion which any single {445} nervous agent
-undergoes from perpetual stimulation; and contrast gives pleasure
-because it implies action of an agent which has had rest. It follows
-that much of the sensational pleasure to be obtained from music depends
-on such adjustments of sounds as bring into play, without conflict,
-many nervous elements: exercising all and not overexerting any. We
-must not overlook a concomitant effect. With the agreeable sensation
-is joined a faint emotion of an agreeable kind. Beyond the simple
-definite pleasure yielded by a sweet tone, there is a vague, diffused
-pleasure. As indicated in the _Principles of Psychology_ (§ 537),
-each nervous excitation produces reverberation throughout the nervous
-system at large; and probably this indefinite emotional pleasure is
-a consequence. Doubtless some shape is given to it by association.
-But after observing how much there is in common between the diffused
-feeling aroused by smelling at a deliciously scented flower and that
-aroused by listening to a sweet tone, it will, I think, be perceived
-that the more general cause predominates.
-
-The division between the sensational effects and the perceptional
-effects is of course indefinite. As above implied, part of the
-sensational pleasure depends on the relation between each tone and the
-succeeding tone; and hence this pleasure gradually merges into that
-which arises from perceiving the structural connexions between the
-phrases and between the larger parts of musical compositions. Much
-of the gratification given by a melody consists in the consciousness
-of the relations between each group of sounds heard and the groups
-of sounds held in memory as having just passed, as well as those
-represented as about to come. In many cases the passage listened
-to would not be regarded as having any beauty were it not for its
-remembered connexions with passages in the immediate past and the
-immediate future. If, for example, from the first movement of
-Beethoven’s Funeral-March sonata the first five notes are detached,
-they appear to be meaningless; {446} but if, the movement being known,
-they are joined with imaginations of the anticipated phrases, they
-immediately acquire meaning and beauty. Indefinable as are the causes
-of this perceptional pleasure in many cases, some causes of it are
-definable. Symmetry is one. A chief element in melodic effect results
-from repetitions of phrases which are either identical, or differ
-only in pitch, or differ only in minor variations: there being in the
-first case the pleasure derived from perception of complete likeness,
-and in the other cases the greater pleasure derived from perception
-of likeness with difference—a perception which is more involved, and
-therefore exercises a greater number of nervous agents. Next comes, as
-a source of gratification, the consciousness of pronounced unlikeness
-or contrast; such as that between passages above the middle tones and
-passages below, or as that between ascending phrases and descending
-phrases. And then we rise to larger contrasts; as when, the first theme
-in a melody having been elaborated, there is introduced another having
-a certain kinship though in many respects different, after which there
-is a return to the first theme: a structure which yields more extensive
-and more complex perceptions of both differences and likenesses. But
-while perceptional pleasures include much that is of the highest, they
-also include much that is of the lowest. A certain kind of interest, if
-not of beauty, is producible by the likenesses and contrasts of musical
-phrases which are intrinsically meaningless or even ugly. A familiar
-experience exemplifies this. If a piece of paper is folded and on one
-side of the crease there is drawn an irregular line in ink, which,
-by closing the paper, is blotted on the opposite side of the crease,
-there results a figure which, in virtue of its symmetry, has some
-beauty; no matter how entirely without beauty the two lines themselves
-may be. Similarly, some interest results from the parallelism of
-musical phrases, notwithstanding utter lack of interest in the
-phrases themselves. The kind of interest {447} resulting from such
-parallelisms, and from many contrasts, irrespective of any intrinsic
-worth in their components, is that which is most appreciated by the
-musically-uncultured, and gives popularity to miserable drawing-room
-ballads and vulgar music-hall songs.
-
-The remaining element of musical effect consists in the idealized
-rendering of emotion. This, as I have sought to show, is the primitive
-element, and will ever continue to be the vital element; for if “melody
-is the soul of music,” then expression is the soul of melody—the
-soul without which it is mechanical and meaningless, whatever may
-be the merit of its form. This primitive element may with tolerable
-clearness be distinguished from the other elements, and may coexist
-with them in various degrees: in some cases being the predominant
-element. Anyone who, in analytical mood, listens to such a song as
-_Robert, toi que j’aime_, cannot, I think, fail to perceive that its
-effectiveness depends on the way in which it exalts and intensifies
-the traits of passionate utterance. No doubt as music develops, the
-emotional element (which affects structure chiefly through the forms
-of phrases) is increasingly complicated with, and obscured by, the
-perceptional element; which both modifies these phrases and unites them
-into symmetrical and contrasted combinations. But though the groups
-of notes which emotion prompts admit of elaboration into structures
-that have additional charms due to artfully-arranged contrasts and
-repetitions, the essential element is liable to be thus submerged in
-the non-essential. Only in melodies of high types, such as the _Addio_
-of Mozart and _Adelaide_ of Beethoven, do we see the two requirements
-simultaneously fulfilled. Musical genius is shown in achieving the
-decorative beauty without losing the beauty of emotional meaning.
-
-It goes without saying that there must be otherwise accounted for
-that relatively modern element in musical effect which has now almost
-outgrown in importance the {448} other elements—I mean harmony. This
-cannot be affiliated on the natural language of emotion; since, in
-such language, limited to successive tones, there cannot originate
-the effects wrought by simultaneous tones. Dependent as harmony is on
-relations among rates of aerial pulses, its primary basis is purely
-mechanical; and its secondary basis lies in the compound vibrations
-which certain combinations of mechanical rhythms cause in the
-auditory apparatus. The resulting pleasure must, therefore, be due
-to nervous excitations of kinds which, by their congruity, exalt one
-another; and thus generate a larger volume of agreeable sensation. A
-further pleasure of sensational origin which harmony yields is due to
-contrapuntal effects. Skilful counterpoint has the general character
-that it does not repeat in immediate succession similar combinations of
-tones and similar directions of change; and by thus avoiding temporary
-over-tax of the nervous structures brought into action, keeps them in
-better condition for subsequent action. Absence of regard for this
-requirement characterizes the music of Gluck, of whom Handel said—“He
-knows no more counterpoint than my cook;” and it is this disregard
-which produces its cloying character. Respecting the effects of harmony
-I will add only that the vague emotional accompaniment to the sensation
-produced by a single sweet tone, is paralleled by the stronger
-emotional accompaniment to the more voluminous and complex sensation
-produced by a fine chord. Clearly this vague emotion forms a large
-component in the pleasure which harmony gives.
-
-While thus recognizing, and indeed emphasizing, the fact that of many
-traits of developed music my hypothesis respecting the origin of music
-yields no explanation, let me point out that this hypothesis gains a
-further general support from its conformity to the law of evolution.
-Progressive integration is seen in the immense contrast between the
-small combinations of tones constituting a cadence of grief, or anger,
-or triumph, and the vast combinations of {449} tones, simultaneous
-and successive, constituting an oratorio. Great advance in coherence
-becomes manifest when, from the lax unions among the sounds in which
-feeling spontaneously expresses itself, or even from those few musical
-phrases which constitute a simple air, we pass to those elaborate
-compositions in which portions small and large are tied together into
-extended organic wholes. On comparing the unpremeditated inflexions
-of the voice in emotional speech, vague in tones and times, with
-those premeditated ones which the musician arranges for stage or
-concert room, in which the divisions of time are exactly measured, the
-successive intervals precise, and the harmonies adjusted to a nicety,
-we observe in the last a far higher definiteness. And immense progress
-in heterogeneity is seen on putting side by side the monotonous chants
-of savages with the musical compositions familiar to us; each of which
-is relatively heterogeneous within itself, and the assemblage of which
-forms an immeasurably heterogeneous aggregate.
-
- * * * * *
-
-Strong support for the theory enunciated in this essay, and defended
-in the foregoing paragraphs, is furnished by the testimonies of two
-travellers in Hungary, given in works published in 1878 and 1888
-respectively. Here is an extract from the first of the two.
-
- “Music is an instinct with these Hungarian gipsies. They play by
- ear, and with a marvellous precision, not surpassed by musicians
- who have been subject to the most careful training. . . . The airs
- they play are most frequently compositions of their own, and are in
- character quite peculiar. . . I heard on this occasion one of the
- gipsy airs which made an indelible impression on my mind; it seemed
- to me the thrilling utterance of a people’s history. There was the
- low wail of sorrow, of troubled passionate grief, stirring the heart
- to restlessness, then the sense of turmoil and defeat; but upon this
- breaks suddenly a wild burst of exultation, of rapturous joy—a triumph
- achieved, which hurries you along with it in resistless sympathy.
- The excitable Hungarians can literally become intoxicated with this
- music—and no wonder. You cannot reason upon it, or explain it, but its
- strains compel you to sensations of despair and joy, of exultation
- and excitement, as though under the influence of some potent
- charm.”—_Round about the Carpathians_, by Andrew F. Crosse, pp. 11,
- 12. {450}
-
-
-Still more graphic and startling is the description given by a more
-recent traveller, E. Gerard.
-
- “Devoid of printed notes, the Tzigane is not forced to divide his
- attention between a sheet of paper and his instrument, and there is
- consequently nothing to detract from the utter abandonment with which
- he absorbs himself in his playing. He seems to be sunk in an inner
- world of his own; the instrument sobs and moans in his hands, and is
- pressed tight against his heart as though it had grown and taken root
- there. This is the true moment of inspiration, to which he rarely
- gives way, and then only in the privacy of an intimate circle, never
- before a numerous and unsympathetic audience. Himself spell-bound by
- the power of the tones he evokes, his head gradually sinking lower
- and lower over the instrument, the body bent forward in an attitude
- of rapt attention, and his ear seeming to hearken to far-off ghostly
- strains audible to himself alone, the untaught Tzigane achieves a
- perfection of expression unattainable by mere professional training.
-
- This power of identification with his music is the real secret of
- the Tzigane’s influence over his audience. Inspired and carried away
- by his own strains, he must perforce carry his hearers with him as
- well; and the Hungarian listener throws himself heart and soul into
- this species of musical intoxication, which to him is the greatest
- delight on earth. There is a proverb which says, ‘The Hungarian only
- requires a gipsy fiddler and a glass of water in order to make him
- quite drunk;’ and, indeed, intoxication is the only word fittingly to
- describe the state of exaltation into which I have seen a Hungarian
- audience thrown by a gipsy band.
-
- Sometimes, under the combined influence of music and wine, the
- Tziganes become like creatures possessed; the wild cries and stamps of
- an equally excited audience only stimulate them to greater exertions.
- The whole atmosphere seems tossed by billows of passionate harmony;
- we seem to catch sight of the electric sparks of inspiration flying
- through the air. It is then that the Tzigane player gives forth
- everything that is secretly lurking within him—fierce anger, childish
- wailings, presumptuous exaltation, brooding melancholy, and passionate
- despair; and at such moments, as a Hungarian writer has said, one
- could readily believe in his power of drawing down the angels from
- heaven into hell!
-
- Listen how another Hungarian has here described the effect of their
- music:—‘How it rushes through the veins like electric fire! How it
- penetrates straight to the soul! In soft plaintive minor tones the
- _adagio_ opens with a slow rhythmical movement: it is a sighing
- and longing of unsatisfied aspirations; a craving for undiscovered
- happiness; the lover’s yearning for the object of his affection; the
- expression of mourning for lost joys, for happy days gone for ever;
- then abruptly changing to a major key, the tones get faster and more
- agitated; and from the whirlpool of harmony the melody gradually
- detaches itself, alternately drowned in the foam of overbreaking
- waves, to reappear floating on the surface with undulating
- motion—collecting as it were fresh power for a renewed burst of fury.
- But {451} quickly as the storm came it is gone again, and the music
- relapses into the melancholy yearnings of heretofore.’” _The Land
- beyond the Forest_, vol. II, pp. 122–4. Lond. 1888.
-
-After the evidence thus furnished, argument is almost superfluous. The
-origin of music as the developed language of emotion seems to be no
-longer an inference but simply a description of the fact.
-
-
-ENDNOTES TO _THE ORIGIN AND FUNCTION OF MUSIC_.
-
-[56] Those who seek information on this point may find it in an
-interesting tract by Mr. Alexander Bain, on _Animal Instinct and
-Intelligence_.
-
-[57] _The Music of the Most Ancient Nations, &c._, by Carl Engel. This
-quotation is not contained in my essay as originally published, nor
-in the version of it first reproduced in 1858. Herr Engel’s work was
-issued in 1864, seven years after the date of the essay.
-
-[58] It is far more probable that the ascents and descents made by
-this gibbon consisted of indefinitely-slurred tones. To suppose that
-each was a series of definite semi-tones strains belief to breaking
-point; considering that among human beings the great majority, even of
-those who have good ears, are unable to go up or down the chromatic
-scale without being taught to do so. The achievement is one requiring
-considerable practice; and that such an achievement should be
-spontaneous on the part of a monkey is incredible.
-
-[59] After the above paragraphs had been sent to the printers I
-received from an American anthropologist, the Rev. Owen Dorsey, some
-essays containing kindred evidence. Of over three dozen songs and
-chants of the Omaha, Ponka, and other Indians, in some cases given
-with music and in other cases without, there are but five which have
-any reference to amatory feeling; and while in these the expression of
-amatory feeling comes from women, nothing more than derision of them
-comes from men.
-
-
-
-
-{452}
-
-THE PHYSIOLOGY OF LAUGHTER.
-
-
-[_First published in_ Macmillan’s Magazine _for March 1860._]
-
-Why do we smile when a child puts on a man’s hat? or what induces us
-to laugh on reading that the corpulent Gibbon was unable to rise from
-his knees after making a tender declaration? The usual reply to such
-questions is, that laughter results from a perception of incongruity.
-Even were there not, on this reply, the obvious criticism that laughter
-often occurs from extreme pleasure or from mere vivacity, there would
-still remain the real problem—How comes a sense of the incongruous
-to be followed by these peculiar bodily actions? Some have alleged
-that laughter is due to the pleasure of a relative self-elevation,
-which we feel on seeing the humiliation of others. But this theory,
-whatever portion of truth it may contain, is, in the first place, open
-to the fatal objection that there are various humiliations to others
-which produce in us anything but laughter; and, in the second place,
-it does not apply to the many instances in which no one’s dignity is
-implicated: as when we laugh at a good pun. Moreover, like the other,
-it is merely a generalization of certain conditions to laughter;
-and not an explanation of the odd movements which occur under these
-conditions. Why, when greatly delighted, or impressed with certain
-unexpected contrasts {453} of ideas, should there be a contraction
-of particular facial muscles and particular muscles of the chest and
-abdomen? Such answer to this question as may be possible, can be
-rendered only by physiology.
-
- * * * * *
-
-Every child has made the attempt to hold the foot still while it
-is tickled, and has failed; and there is scarcely any one who has
-not vainly tried to avoid winking when a hand has been suddenly
-passed before the eyes. These examples of muscular movements which
-occur independently of the will, or in spite of it, illustrate
-what physiologists call reflex-action; as likewise do sneezing and
-coughing. To this class of cases, in which involuntary motions are
-accompanied by sensations, has to be added another class of cases, in
-which involuntary motions are unaccompanied by sensations:—instance
-the pulsations of the heart; the contractions of the stomach during
-digestion. Further, the majority of seemingly-voluntary acts in such
-creatures as insects, worms, molluscs, are considered by physiologists
-to be as purely automatic as is the dilatation or closure of the iris
-under variations in the quantity of light; and similarly exemplify the
-law, that an impression on the end of an afferent nerve is conveyed
-to some ganglionic centre, and is thence usually reflected along an
-efferent nerve to one or more muscles which it causes to contract.
-
-In a modified form this principle holds with voluntary acts. Nervous
-excitation always _tends_ to beget muscular motion; and when it rises
-to a certain intensity always does beget it. Not only in reflex
-actions, whether with or without sensation, do we see that special
-nerves, when raised to states of tension, discharge themselves on
-special muscles with which they are indirectly connected; but those
-external actions through which we read the feelings of others, show us
-that, under any considerable tension, the nervous system in general
-discharges itself on the muscular system in general: either with or
-without the {454} guidance of the will. The shivering produced by
-cold implies irregular muscular contractions, which, though at first
-only partly involuntary, become, when the cold is extreme, almost
-wholly involuntary. When you have severely burnt your finger it is very
-difficult to preserve a dignified composure: contortion of face, or
-movement of limb, is pretty sure to follow. If a man receives good news
-with neither facial change nor bodily motion, it is inferred that he
-is not much pleased, or that he has extraordinary self-control: either
-inference implying that joy almost universally produces contraction
-of the muscles, and so, alters the expression, or attitude, or both.
-And when we hear of the feats of strength which men have performed
-when their lives were at stake—when we read how, in the energy of
-despair, even paralyzed patients have regained for a time the use of
-their limbs; we see still more clearly the relation between nervous
-and muscular excitements. It becomes manifest both that emotions and
-sensations tend to generate bodily movements, and that the movements
-are violent in proportion as the emotions or sensations are intense.[60]
-
-This, however, is not the sole direction in which nervous excitement
-expends itself. Viscera as well as muscles may receive the discharge.
-That the heart and blood-vessels (which, indeed, being all contractile,
-may in a restricted sense be classed with the muscular system) are
-quickly affected by pleasures and pains, we have daily proved to
-us. Every sensation of any acuteness accelerates the pulse; and how
-sensitive the heart is to emotions, is testified by the familiar
-expressions which use heart and feeling as convertible terms. Similarly
-with the digestive organs. Without detailing the various ways in which
-these may be influenced by our mental states, it suffices to mention
-the marked benefits derived by dyspeptics, as well as other invalids,
-from cheerful society, welcome news, {455} change of scene, to show
-how pleasurable feeling stimulates the viscera in general into greater
-activity.
-
-There is still another direction in which any excited portion of the
-nervous system may discharge itself; and a direction in which it
-usually does discharge itself when the excitement is not strong. It
-may pass on the stimulus to some other portion of the nervous system.
-This is what occurs in quiet thinking and feeling. The successive
-states which constitute consciousness, result from this. Sensations
-excite ideas and emotions; these in their turns arouse other ideas
-and emotions; and so on continuously. That is to say, the tension
-existing in particular nerve-centres, or groups of nerve-centres, when
-they yield us certain sensations, ideas, or emotions, generates an
-equivalent tension in some other nervous structures, with which there
-is a connexion: the flow of energy passing on, the one idea or feeling
-dies in producing the next.
-
-Thus, then, while we are totally unable to comprehend how the
-excitement of certain nerve-centres should generate feeling—while, in
-the production of consciousness by physical agents acting on physical
-structures, we come to a mystery never to be solved; it is yet quite
-possible for us to know by observation what are the successive forms
-which this mystery may take. We see that there are three channels along
-which nerve-centres in a state of tension may discharge themselves; or
-rather, I should say, three classes of channels. They may pass on the
-excitement to other nerve-centres that have no direct connexions with
-the bodily members, and may so cause other feelings and ideas; or they
-may pass on the excitement to one or more motor nerves, and so cause
-muscular contractions; or they may pass on the excitement to nerves
-which supply the viscera, and may so stimulate one or more of these.
-
-For simplicity’s sake I have described these as alternative routes,
-one or other of which any current of nerve-force must take; thereby,
-as it may be thought, implying that {456} such current will be
-exclusively confined to some one of them. But this is by no means the
-case. Rarely, if ever, does it happen that a state of nervous tension,
-present to consciousness as a feeling, expends itself in one direction
-only. Very generally it may be observed to expend itself in two; and
-it is probable that the discharge is never absolutely absent from any
-one of the three. There is, however, variety in the _proportions_ in
-which the discharge is divided among these different channels under
-different circumstances. In a man whose fear impels him to run, the
-mental tension generated is only in part transformed into a muscular
-stimulus: there is a surplus which causes a rapid current of ideas. An
-agreeable state of feeling produced, say by praise, is not wholly used
-up in arousing the succeeding phase of the feeling and the new ideas
-appropriate to it; but a certain portion overflows into the visceral
-nervous system, increasing the action of the heart and facilitating
-digestion. And here we come upon a class of considerations and facts
-which open the way to a solution of our special problem.
-
-For, starting with the truth that at any moment the existing quantity
-of liberated nerve-force which in an inscrutable way produces in us
-the state we call feeling, _must_ expend itself in some direction, it
-follows that, if of the several channels it may take, one is wholly or
-partially closed, more must be taken by the others; or that if two are
-closed, the discharge along the remaining one must be more intense; and
-that, conversely, should anything determine an unusual efflux in one
-direction, there will be a diminished efflux in other directions.
-
-Daily experience illustrates these conclusions. It is commonly remarked
-that the suppression of external signs of feeling, makes feeling more
-intense. The deepest grief is silent grief. Why? Because the nervous
-excitement not discharged in muscular action, discharges itself
-in other nervous excitements—arouses more numerous and more {457}
-remote associations of melancholy ideas, and so increases the mass
-of feelings. People who conceal their anger are habitually found to
-be more revengeful than those who explode in loud speech and vehement
-action. Why? Because, as before, the emotion is reflected back,
-accumulates, and intensifies. Similarly, men who, as proved by their
-powers of representation, have the keenest appreciation of the comic,
-are usually able to do and say the most ludicrous things with perfect
-gravity.
-
-On the other hand, all are familiar with the truth that bodily activity
-deadens emotion. Under great irritation we get relief by walking about
-rapidly. Extreme effort in the bootless attempt to achieve a desired
-end, greatly diminishes the intensity of the desire. Those who are
-forced to exert themselves after misfortunes, do not suffer nearly
-so much as those who remain quiescent. If any one wishes to check
-intellectual excitement, he cannot choose a more efficient method
-than running till he is exhausted. Moreover, these cases, in which
-the production of feeling and thought is hindered by determining the
-nervous energy towards bodily movements, have their counterparts in
-the cases in which bodily movements are hindered by extra absorption
-of nervous energy in sudden thoughts and feelings. If, when walking,
-there flashes on you an idea that creates great surprise, hope, or
-alarm, you stop; or if sitting cross-legged, swinging your pendent
-foot, the movement is at once arrested. From the viscera, too, intense
-mental action abstracts energy. Joy, disappointment, anxiety, or any
-moral perturbation rising to a great height, destroys appetite; or, if
-food has been taken, arrests digestion; and even a purely intellectual
-activity, when extreme, does the like.
-
-Facts, then, bear out these _a priori_ inferences, that the nervous
-excitement at any moment present to consciousness as feeling, must
-expend itself in some way or other; that of the three classes of
-channels open to it, it must {458} take one, two, or more, according
-to circumstances; that the closure or obstruction of one, must increase
-the discharge through the others; and, conversely, that if, to answer
-some demand, the efflux of nervous energy in one direction is unusually
-great, there must be a corresponding decrease of the efflux in other
-directions. Setting out from these premises, let us now see what
-interpretation is to be put on the phenomena of laughter.
-
- * * * * *
-
-That laughter is a form of muscular excitement, and so illustrates
-the general law that feeling passing a certain pitch habitually vents
-itself in bodily action, scarcely needs pointing out. It perhaps needs
-pointing out, however, that strong feeling of almost any kind produces
-this result. It is not a sense of the ludicrous, only, which does it;
-nor are the various forms of joyous emotion the sole additional causes.
-We have, besides, the sardonic laughter and the hysterical laughter
-which result from mental distress; to which must be added certain
-sensations, as tickling, and, according to Mr. Bain, cold, and some
-kinds of acute pain.
-
-Strong feeling, mental or physical, being, then, the general cause of
-laughter, we have to note that the muscular actions constituting it
-are distinguished from most others by this, that they are purposeless.
-In general, bodily motions that are prompted by feelings are directed
-to special ends; as when we try to escape a danger, or struggle to
-secure a gratification. But the movements of chest and limbs which
-we make when laughing have no object. And now remark that these
-quasi-convulsive contractions of the muscles, having no object, but
-being results of an uncontrolled discharge of energy, we may see whence
-arise their special characters—how it happens that certain classes of
-muscles are affected first, and then certain other classes. For an
-overflow of nerve-force undirected by any motive, will manifestly take
-first the {459} most habitual routes; and if these do not suffice,
-will next overflow into the less habitual ones. Well, it is through the
-organs of speech that feeling passes into movement with the greatest
-frequency. The jaws, tongue, and lips are used not only to express
-strong irritation or gratification, but that very moderate flow of
-mental energy which accompanies ordinary conversation, finds its chief
-vent through this channel. Hence it happens that certain muscles round
-the mouth, small and easy to move, are the first to contract under
-pleasurable emotion. The class of muscles which, next after those of
-articulation, are most constantly set in action (or extra action, let
-us say) by feelings of all kinds, are those of respiration. Under
-pleasurable or painful sensations we breathe more rapidly: possibly
-as a consequence of the increased demand for oxygenated blood. The
-sensations that accompany exertion also bring on hard breathing; which
-here more evidently responds to the physiological needs. And emotions,
-too, agreeable and disagreeable, both, at first, excite respiration;
-though the last subsequently depress it. That is to say, of the bodily
-muscles, the respiratory are more constantly implicated than any others
-in those various acts which our feelings impel us to; and, hence,
-when there occurs an undirected discharge of nervous energy into the
-muscular system, it happens that, if the quantity be considerable, it
-convulses not only certain of the articulatory and vocal muscles, but
-also those which expel air from the lungs. Should the feeling to be
-expended be still greater in amount—too great to find vent in these
-classes of muscles—another class comes into play. The upper limbs are
-set in motion. Children frequently clap their hands in glee; by some
-adults the hands are rubbed together; and others, under still greater
-intensity of delight, slap their knees and sway their bodies backwards
-and forwards. Last of all, when the other channels for the escape of
-the surplus nerve-force have been filled to {460} overflowing, a yet
-further and less-used group of muscles is spasmodically affected: the
-head is thrown back and the spine bent inwards—there is a slight degree
-of what medical men call opisthotonos. Thus, then, without contending
-that the phenomena of laughter in all their details are to be so
-accounted for, we see that in their _ensemble_ they conform to these
-general principles:—that feeling excites to muscular action; that when
-the muscular action is unguided by a purpose the muscles first affected
-are those which feeling most habitually stimulates; and that as the
-feeling to be expended increases in quantity it excites an increasing
-number of muscles, in a succession determined by the relative frequency
-with which they respond to the regulated dictates of feeling. To which
-as a qualifying and complicating factor must be added the relative
-sizes of the muscles; since, other things equal, the smaller muscles
-will be moved more readily than the larger.
-
-There still, however, remains the question with which we set out.
-The explanation here given applies only to the laughter produced
-by acute pleasure or pain: it does not apply to the laughter which
-follows certain perceptions of incongruity. It is an insufficient
-explanation that in these cases, laughter is a result of the pleasure
-we take in escaping from the restraint of grave feelings. That this
-is a part-cause is true. Doubtless very often, as Mr. Bain says, “it
-is the coerced form of seriousness and solemnity without the reality
-that gives us that stiff position from which a contact with triviality
-or vulgarity relieves us, to our uproarious delight,” And in so far
-as mirth is caused by the gush of agreeable feeling which follows
-the cessation of unpleasant mental strain, it further illustrates
-the general principle above set forth. But no explanation is thus
-afforded of the mirth which ensues when the short silence between the
-_andante_ and _allegro_ in one of Beethoven’s symphonies, is broken by
-a loud sneeze. In this, and hosts of like cases, the mental tension
-is not coerced but {461} spontaneous—not disagreeable but agreeable;
-and the coming impressions to which attention is directed, promise a
-gratification which few, if any, desire to escape. Hence, when the
-unlucky sneeze occurs, it cannot be that the laughter of the audience
-is due simply to the release from an irksome attitude of mind: some
-other cause must be sought.
-
-This cause we shall arrive at by carrying our analysis a step further.
-We have but to consider the quantity of feeling which exists under such
-circumstances, and then to ask what are the conditions determining the
-direction of its discharge, to reach a solution. Take a case. You are
-sitting in a theatre, absorbed in the progress of an interesting drama.
-Some climax has been reached which has aroused your sympathies—say, a
-reconciliation between the hero and heroine, after long and painful
-misunderstanding. The feelings excited by this scene are not of a kind
-from which you seek relief; but are, on the contrary, a grateful relief
-from the painful feelings with which you have witnessed the previous
-estrangement. Moreover, the sentiments these fictitious personages
-have for the moment inspired you with, are not such as would lead you
-to rejoice in any indignity offered to them; but rather, such as would
-make you resent the indignity. And now, while you are contemplating the
-reconciliation with a pleasurable sympathy, there appears from behind
-the scenes a tame kid, which, having stared round at the audience,
-walks up to the lovers and sniffs at them. You cannot help joining
-in the roar which greets this _contretemps_. Inexplicable as is this
-irresistible burst on the hypothesis of a pleasure in escaping from
-mental restraint; or on the hypothesis of a pleasure from relative
-increase of self-importance, when witnessing the humiliation of
-others; it is readily explicable if we consider what, in such a case,
-must become of the feeling that existed at the moment the incongruity
-arose. A large mass of emotion had been produced; or, to speak in
-physiological language, a large portion of the nervous {462} system
-was in a state of tension. There was also great expectation with
-respect to the further evolution of the scene—a quantity of vague,
-nascent thought and emotion, into which the existing quantity of
-thought and emotion was about to pass. Had there been no interruption,
-the body of new ideas and feelings next excited, would have sufficed to
-absorb the whole of the liberated nervous energy. But now, this large
-amount of nervous energy, instead of being allowed to expend itself
-in producing an equivalent amount of the new thoughts and emotions
-which were nascent, is suddenly checked in its flow. The channels
-along which the discharge was about to take place, are closed. The new
-channel opened—that afforded by the appearance and proceedings of the
-kid—is a small one; the ideas and feelings suggested are not numerous
-and massive enough to carry off the nervous energy to be expended. The
-excess must therefore discharge itself in some other direction; and in
-the way already explained, there results an efflux through the motor
-nerves to various classes of the muscles, producing the half-convulsive
-actions we term laughter.
-
-This explanation is in harmony with the fact that when, among several
-persons who witness the same ludicrous occurrence, there are some
-who do not laugh, it is because there has arisen in them an emotion
-not participated in by the rest, and which is sufficiently massive
-to absorb all the nascent excitement. Among the spectators of an
-awkward tumble, those who preserve their gravity are those in whom
-there is excited a degree of sympathy with the sufferer, sufficiently
-great to serve as an outlet for the feeling which the occurrence had
-turned out of its previous course. Sometimes anger carries off the
-arrested current; and so prevents laughter. An instance of this was
-lately furnished me by a friend who had been witnessing the feats at
-Franconi’s. A tremendous leap had just been made by an acrobat over a
-number of horses. The clown, seemingly envious of this success, made
-ostentatious preparation for doing the like; {463} and then, taking
-the preliminary run with immense energy, stopped short on reaching the
-first horse, and pretended to wipe some dust from its haunches. In most
-of the spectators, merriment was excited; but in my friend, wound up by
-the expectation of the coming leap to a state of great nervous tension,
-the effect of the baulk was to produce indignation. Experience thus
-proves what the theory implies; namely, that the discharge of arrested
-feelings into the muscular system, takes place only in the absence
-of other adequate channels—does not take place if there arise other
-feelings equal in amount to those arrested.
-
-Evidence still more conclusive is at hand. If we contrast the
-incongruities which produce laughter with those which do not, we
-see that in the non-ludicrous ones the unexpected feeling aroused,
-though wholly different in kind, is not less in quantity or intensity.
-Among incongruities which may excite anything but a laugh, Mr. Bain
-instances—“A decrepit man under a heavy burden, five loaves and two
-fishes among a multitude, and all unfitness and gross disproportion;
-an instrument out of tune, a fly in ointment, snow in May, Archimedes
-studying geometry in a siege, and all discordant things; a wolf in
-sheep’s clothing, a breach of bargain, and falsehood in general; the
-multitude taking the law in their own hands, and everything of the
-nature of disorder; a corpse at a feast, parental cruelty, filial
-ingratitude, and whatever is unnatural; the entire catalogue of
-the vanities given by Solomon, are all incongruous, but they cause
-feelings of pain, anger, sadness, loathing, rather than mirth.” Now in
-these cases, where the totally unlike state of consciousness suddenly
-produced, is not inferior in mass to the preceding one, the conditions
-to laughter are not fulfilled. As above shown, laughter naturally
-results only when consciousness is unawares transferred from great
-things to small—only when there is what we may call a _descending_
-incongruity.
-
-And now observe, finally, the fact, alike inferable _a priori_ {464}
-and illustrated in experience, that an _ascending_ incongruity not
-only fails to cause laughter, but works on the muscular system an
-effect of the reverse kind. When after something very insignificant
-there arises without anticipation something very great, the emotion we
-call wonder results; and this emotion is accompanied not by contraction
-of the muscles, but by relaxation of them. In children and country
-people, that falling of the jaw which occurs on witnessing an imposing
-and unexpected change, exemplifies this effect. Persons wonder-struck
-at the production of a striking result by a seemingly-inadequate cause,
-are frequently described as unconsciously dropping the things they held
-in their hands. Such are just the effects to be anticipated. After
-an average state of consciousness, absorbing but a small quantity of
-nervous energy, is aroused without notice, a strong emotion of awe,
-terror, or admiration; joined with the astonishment due to an apparent
-want of adequate causation. This new state of consciousness demands
-far more nervous energy than that which it has suddenly replaced; and
-this increased absorption of nervous energy in mental changes, involves
-a temporary diminution of the outflow in other directions: whence the
-pendent jaw and the relaxing grasp.
-
-One further observation is worth making. Among the several sets of
-channels into which surplus feeling might be discharged, was named
-the nervous system of the viscera. The sudden overflow of an arrested
-mental excitement, which, as we have seen, results from a descending
-incongruity, must doubtless stimulate not only the muscular system, as
-we see it does, but also the internal organs: the heart and stomach
-must come in for a share of the discharge. And thus there seems to be
-a good physiological basis for the popular notion that mirth-creating
-excitement facilitates digestion.
-
- * * * * *
-
-Though, in doing so, I go beyond the boundaries of the {465} immediate
-topic, I may fitly point out that the method of inquiry here followed,
-opens the way to interpretation of various phenomena besides those of
-laughter. To show the importance of pursuing it, I will indicate the
-explanation it furnishes of another familiar class of facts.
-
-All know how generally a large amount of emotion disturbs the action of
-the intellect, and interferes with the power of expression. A speech
-delivered with great facility to tables and chairs, is by no means so
-easily delivered to an audience. Every schoolboy can testify that his
-trepidation, when standing before a master, has often disabled him
-from repeating a lesson which he had duly learnt. In explanation of
-this we commonly say that the attention is distracted—that the proper
-train of ideas is broken by the intrusion of ideas that are irrelevant.
-But the question is, in what manner does unusual emotion produce this
-effect; and we are here supplied with a tolerably obvious answer. The
-repetition of a lesson, or set speech previously thought out, implies
-the flow of a very moderate amount of nervous excitement through a
-comparatively narrow channel. The thing to be done is simply to call
-up in succession certain previously-arranged ideas—a process in which
-no great amount of mental energy is expended. Hence, when there is a
-large quantity of emotion, which must be discharged in some direction
-or other; and when, as usually happens, the restricted series of
-intellectual actions to be gone through, does not suffice to carry
-it off; there result discharges along other channels besides the one
-prescribed: there are aroused various ideas foreign to the train of
-thought to be pursued; and these tend to exclude from consciousness
-those which should occupy it.
-
-And now observe the meaning of those bodily actions spontaneously set
-up under these circumstances. The schoolboy saying his lesson, commonly
-has his fingers actively engaged—perhaps in twisting about a broken
-pen, or perhaps in squeezing the angle of his jacket; and if told to
-keep his {466} hands still, he soon again falls into the same or a
-similar trick. Many anecdotes are current of public speakers having
-incurable automatic actions of this class: barristers who perpetually
-wound and unwound pieces of tape; members of parliament ever putting
-on and taking off their spectacles. So long as such movements are
-unconscious, they facilitate the mental actions. At least this seems
-a fair inference from the fact that confusion frequently results from
-putting a stop to them: witness the case narrated by Sir Walter Scott
-of his school-fellow, who became unable to say his lesson after the
-removal of the waistcoat button which he habitually fingered while in
-class. But why do they facilitate the mental actions? Clearly because
-they draw off a portion of the surplus nervous excitement. If, as above
-explained, the quantity of mental energy generated is greater than can
-find vent along the narrow channel of thought that is open to it; and
-if, in consequence, it is apt to produce confusion by rushing into
-other channels of thought; then, by allowing it an exit through the
-motor nerves into the muscular system, the pressure is diminished, and
-irrelevant ideas are less likely to intrude on consciousness.
-
-This further illustration will, I think, justify the position that
-something may be achieved by pursuing in other cases this kind of
-psychological inquiry. A complete explanation of the phenomena,
-requires us to trace out _all_ the consequences of any given state of
-consciousness; and we cannot do this without studying the effects,
-bodily and mental, as varying in quantity at one another’s expense. We
-should probably learn much if in every case we asked—Where is all the
-nervous energy gone?
-
-
-ENDNOTE TO _THE PHYSIOLOGY OF LAUGHTER_.
-
-[60] For numerous illustrations see essay on “The Origin and Function
-of Music.”
-
-END OF VOL. II.
-
-
-
-
-MR. HERBERT SPENCER’S WORKS.
-
-
-_A SYSTEM OF SYNTHETIC PHILOSOPHY._
-
-
- _8th Thousand._
- (WITH AN APPENDIX DEALING WITH CRITICISMS.)
- In one vol. 8vo, cloth, price 16s.,
- FIRST PRINCIPLES.
-
-CONTENTS.
-
-PART I.—THE UNKNOWABLE.
-
- 1. Religion and Science.
- 2. Ultimate Religious Ideas.
- 3. Ultimate Scientific Ideas.
- 4. The Relativity of All Knowledge.
- 5. The Reconciliation.
-
-PART II.—THE KNOWABLE.
-
- 1. Philosophy Defined
- 2. The Data of Philosophy.
- 3. Space, Time, Matter, Motion, and Force.
- 4. The Indestructibility of Matter.
- 5. The Continuity of Motion.
- 6. The Persistence of Force.
- 7. The Persistence of Relations among Forces.
- 8. The Transformation and Equivalence of Forces.
- 9. The Direction of Motion.
- 10. The Rhythm of Motion.
- 11. Recapitulation, Criticism, and Recommencement.
- 12. Evolution and Dissolution.
- 13. Simple and Compound Evolution.
- 14. The Law of Evolution.
- 15. The Law of Evolution, continued.
- 16. The Law of Evolution, continued.
- 17. The Law of Evolution, concluded.
- 18. The Interpretation of Evolution.
- 19. The Instability of the Homogeneous.
- 20. The Multiplication of Effects.
- 21. Segregation.
- 22. Equilibration.
- 23. Dissolution.
- 24. Summary and Conclusion.
-
-
- _4th Thousand._
- In two vols. 8vo, cloth, price 34s.
- THE PRINCIPLES OF BIOLOGY.
-
-CONTENTS OF VOL. I.
-
-PART I.—THE DATA OF BIOLOGY.
-
- 1. Organic Matter.
- 2. The Actions of Forces on Organic Matter.
- 3. The Re-actions of Organic Matter on Forces.
- 4. Proximate Definition of Life.
- 5. The Correspondence between Life and its Circumstances.
- 6. The Degree of Life varies as the Degree of Correspondence.
- 7. The Scope of Biology.
-
-PART II.—THE INDUCTIONS OF BIOLOGY.
-
- 1. Growth.
- 2. Development.
- 3. Function.
- 4. Waste and Repair.
- 5. Adaptation.
- 6. Individuality.
- 7. Genesis.
- 8. Heredity.
- 9. Variation.
- 10. Genesis, Heredity, and Variation.
- 11. Classification.
- 12. Distribution.
-
-PART III.—THE EVOLUTION OF LIFE.
-
- 1. Preliminary.
- 2. General Aspects of the Special-Creation-Hypothesis.
- 3. General Aspects of the Evolution-Hypothesis.
- 4. The Arguments from Classification.
- 5. The Arguments from Embryology.
- 6. The Arguments from Morphology.
- 7. The Arguments from Distribution.
- 8. How is Organic Evolution caused?
- 9. External Factors.
- 10. Internal Factors.
- 11. Direct Equilibration.
- 12. Indirect Equilibration.
- 13. The Co-operation of the Factors.
- 14. The Convergence of the Evidences.
-
-APPENDIX.
-
- The Spontaneous-Generation Question.
-
-CONTENTS OF VOL. II.
-
-PART IV.—MORPHOLOGICAL DEVELOPMENT.
-
- 1. The Problems of Morphology.
- 2. The Morphological Composition of Plants.
- 3. The Morphological Composition of Plants, continued.
- 4. The Morphological Composition of Animals.
- 5. The Morphological Composition of Animals, continued.
- 6. Morphological Differentiation in Plants.
- 7. The General Shapes of Plants.
- 8. The Shapes of Branches.
- 9. The Shapes of Leaves.
- 10. The Shapes of Flowers.
- 11. The Shapes of Vegetal Cells.
- 12. Changes of Shape otherwise caused.
- 13. Morphological Differentiation in Animals.
- 14. The General Shapes of Animals.
- 15. The Shapes of Vertebrate Skeletons.
- 16. The Shapes of Animal Cells.
- 17. Summary of Morphological Development.
-
-PART V.—PHYSIOLOGICAL DEVELOPMENT.
-
- 1. The Problems of Physiology.
-
- 2. Differentiations between the Outer and Inner Tissues of Plants.
-
- 3. Differentiations among the Outer Tissues of Plants.
-
- 4. Differentiations among the Inner Tissues of Plants.
-
- 5. Physiological Integration in Plants.
-
- 6. Differentiations between the Outer and Inner Tissues of Animals.
-
- 7. Differentiations among the Outer Tissues of Animals.
-
- 8. Differentiations among the Inner Tissues of Animals.
-
- 9. Physiological Integration in Animals.
-
- 10. Summary of Physiological Development.
-
-PART VI.—LAWS OF MULTIPLICATION.
-
- 1. The Factors.
-
- 2. _À Priori_ Principle.
-
- 3. Obverse _à priori_ Principle.
-
- 4. Difficulties of Inductive Verification.
-
- 5. Antagonism between Growth and Asexual Genesis.
-
- 6. Antagonism between Growth and Sexual Genesis.
-
- 7. Antagonism between Development and Genesis, Asexual and Sexual.
-
- 8. Antagonism between Expenditure and Genesis.
-
- 9. Coincidence between high Nutrition and Genesis.
-
- 10. Specialities of these Relations.
-
- 11. Interpretation and Qualification.
-
- 12. Multiplication of the Human Race.
-
- 13. Human Evolution in the Future.
-
-APPENDIX.
-
- A Criticism on Professor Owen’s Theory of the Vertebrate Skeleton.
-
- On Circulation and the Formation of Wood in Plants.
-
-
- _5th Thousand._
- (WITH AN ADDITIONAL PART.)
- In two vols. 8vo, cloth, price 36s.,
- THE PRINCIPLES OF PSYCHOLOGY.
-
-CONTENTS OF VOL. I.
-
-PART I.—THE DATA OF PSYCHOLOGY.
-
- 1. The Nervous System.
- 2. The Structure of the Nervous System.
- 3. The Functions of the Nervous System.
- 4. The Conditions essential to Nervous Action.
- 5. Nervous Stimulation and Nervous Discharge.
- 6. Æstho-Physiology.
-
-PART II.—THE INDUCTIONS OF PSYCHOLOGY.
-
- 1. The Substance of Mind.
- 2. The Composition of Mind.
- 3. The Relativity of Feelings.
- 4. The Relativity of Relations between Feelings.
- 5. The Revivability of Feelings.
- 6. The Revivability of Relations between Feelings.
- 7. The Associability of Feelings.
- 8. The Associability of Relations between Feelings.
- 9. Pleasures and Pains.
-
-PART III.—GENERAL SYNTHESIS.
-
- 1. Life and Mind as Correspondence.
- 2. The Correspondence as Direct and Homogeneous.
- 3. The Correspondence as Direct but Heterogeneous.
- 4. The Correspondence as extending in Space.
- 5. The Correspondence as extending in Time.
- 6. The Correspondence as increasing in Speciality.
- 7. The Correspondence as increasing in Generality.
- 8. The Correspondence as increasing in Complexity.
- 9. The Co-ordination of Correspondences.
- 10. The Integration of Correspondences.
- 11. The Correspondences in their Totality.
-
-PART IV.—SPECIAL SYNTHESIS.
-
- 1. The Nature of Intelligence.
- 2. The Law of Intelligence.
- 3. The Growth of Intelligence.
- 4. Reflex Action.
- 5. Instinct.
- 6. Memory.
- 7. Reason.
- 8. The Feelings.
- 9. The Will.
-
-PART V.—PHYSICAL SYNTHESIS.
-
- 1. A Further Interpretation Needed.
- 2. The Genesis of Nerves.
- 3. The Genesis of Simple Nervous Systems.
- 4. The Genesis of Compound Nervous Systems.
- 5. The Genesis of Doubly-Compound Nervous Systems.
- 6. Functions as Related to these Structures.
- 7. Psychical Laws as thus Interpreted.
- 8. Evidence from Normal Variations.
- 9. Evidence from Abnormal Variations.
- 10. Results.
-
-APPENDIX.
-
- On the Action of Anæsthetics and Narcotics.
-
-CONTENTS OF VOL. II.
-
-PART VI.—SPECIAL ANALYSIS.
-
- 1. Limitation of the Subject.
-
- 2. Compound Quantitative Reasoning.
-
- 3. Compound Quantitative Reasoning, continued.
-
- 4. Imperfect and Simple Quantitative Reasoning.
-
- 5. Quantitative Reasoning in General.
-
- 6. Perfect Qualitative Reasoning.
-
- 7. Imperfect Qualitative Reasoning.
-
- 8. Reasoning in General.
-
- 9. Classification, Naming, and Recognition.
-
- 10. The Perception of Special Objects.
-
- 11. The Perception of Body as presenting Dynamical, Statico-Dynamical,
- and Statical Attributes.
-
- 12. The Perception of Body as presenting Statico-Dynamical and
- Statical Attributes.
-
- 13. The Perception of Body as presenting Statical Attributes.
-
- 14. The Perception of Space.
-
- 15. The Perception of Time.
-
- 16. The Perception of Motion.
-
- 17. The Perception of Resistance.
-
- 18. Perception in General.
-
- 19. The Relations of Similarity and Dissimilarity.
-
- 20. The Relations of Cointension and Non-Cointension.
-
- 21. The Relations of Coextension and Non-Coextension.
-
- 22. The Relations of Coexistence and Non-Coexistence.
-
- 23. The Relations of Connature and Non-Connature.
-
- 24. The Relations of Likeness and Unlikeness.
-
- 25. The Relation of Sequence.
-
- 26. Consciousness in General.
-
- 27. Results.
-
-PART VII.—GENERAL ANALYSIS.
-
- 1. The Final Question.
- 2. The Assumption of Metaphysicians.
- 3. The Words of Metaphysicians.
- 4. The Reasonings of Metaphysicians.
- 5. Negative Justification of Realism.
- 6. Argument from Priority.
- 7. The Argument from Simplicity.
- 8. The Argument from Distinctness.
- 9. A Criterion Wanted.
- 10. Propositions qualitatively distinguished.
- 11. The Universal Postulate.
- 12. The test of Relative Validity.
- 13. Its Corollaries.
- 14. Positive Justification of Realism.
- 15. The Dynamics of Consciousness.
- 16. Partial Differentiation of Subject and Object.
- 17. Completed Differentiation of Subject and Object.
- 18. Developed Conception of the Object.
- 19. Transfigured Realism.
-
-PART VIII.—CONGRUITIES.
-
- 1. Preliminary.
- 2. Co-ordination of Data and Inductions.
- 3. Co-ordination of Syntheses.
- 4. Co-ordination of Special Analyses.
- 5. Co-ordination of General Analyses.
- 6. Final Comparison.
-
-PART IX.—COROLLARIES.
-
- 1. Special Psychology.
- 2. Classification.
- 3. Development of Conceptions.
- 4. Language of the Emotions.
- 5. Sociality and Sympathy.
- 6. Egoistic Sentiments.
- 7. Ego-Altruistic Sentiments.
- 8. Altruistic Sentiments.
- 9. Æsthetic Sentiments.
-
-
- _3rd Edition, revised and enlarged._
- In 8vo., cloth, price 21s., Vol. I. of
- THE PRINCIPLES OF SOCIOLOGY.
-
-CONTENTS.
-
-PART I.—THE DATA OF SOCIOLOGY.
-
- 1. Super-Organic Evolution.
-
- 2. The Factors of Social Phenomena.
-
- 3. Original External Factors.
-
- 4. Original Internal Factors.
-
- 5. The Primitive Man—Physical.
-
- 6. The Primitive Man—Emotional.
-
- 7. The Primitive Man—Intellectual.
-
- 8. Primitive Ideas.
-
- 9. The Ideas of the Animate and the Inanimate.
-
- 10. The Ideas of Sleep and Dreams.
-
- 11. The Ideas of Swoon, Apoplexy, Catelepsy, Ecstacy, and other forms
- of Insensibility.
-
- 12. The Ideas of Death and Resurrection.
-
- 13. The Ideas of Souls, Ghosts, Spirits, Demons.
-
- 14. The Ideas of Another Life.
-
- 15. The Ideas of Another World.
-
- 16. The Ideas of Supernatural Agents.
-
- 17. Supernatural Agents as causing Epilepsy and Convulsive Actions,
- Delirium and Insanity, Disease and Death.
-
- 18. Inspiration, Divination, Exorcism, and Sorcery.
-
- 19. Sacred Places, Temples, and Altars; Sacrifice, Fasting, and
- Propitiation; Praise and Prayer.
-
- 20. Ancestor-Worship in General.
-
- 21. Idol-Worship and Fetich-Worship.
-
- 22. Animal-Worship.
-
- 23. Plant-Worship.
-
- 24. Nature-Worship.
-
- 25. Deities.
-
- 26. The Primitive Theory of Things.
-
- 27. The Scope of Sociology.
-
-PART II.—THE INDUCTIONS OF SOCIOLOGY.
-
- 1. What is a Society?
- 2. A Society is an Organism.
- 3. Social Growth.
- 4. Social Structures.
- 5. Social Functions.
- 6. Systems of Organs.
- 7. The Sustaining System.
- 8. The Distributing System.
- 9. The Regulating System.
- 10. Social Types and Constitutions.
- 11. Social Metamorphoses.
- 12. Qualifications and Summary.
-
-PART III.—THE DOMESTIC RELATIONS.
-
- 1. The Maintenance of Species.
-
- 2. The Diverse Interests of the Species, of the Parents, and of the
- Offspring.
-
- 3. Primitive Relations of the Sexes.
-
- 4. Exogamy and Endogamy.
-
- 5. Promiscuity.
-
- 6. Polyandry.
-
- 7. Polygyny.
-
- 8. Monogamy.
-
- 9. The Family.
-
- 10. The _Status_ of Women.
-
- 11. The _Status_ of Children.
-
- 12. Domestic Retrospect and Prospect.
-
-
- _2nd Thousand._
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- 4. Presents.
- 5. Visits.
- 6. Obeisances.
- 7. Forms of Address.
- 8. Titles.
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- 10. Further Class-Distinctions.
- 11. Fashion.
- 12. Ceremonial Retrospect and Prospect.
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- 2. Political Organization in General.
- 3. Political Integration.
- 4. Political Differentiation.
- 5. Political Forms and Forces.
- 6. Political Heads—Chiefs, Kings, etc.
- 7. Compound Political Heads.
- 8. Consultative Bodies.
- 9. Representative Bodies.
- 10. Ministries.
- 11. Local Governing Agencies.
- 12. Military Systems.
- 13. Judicial Systems.
- 14. Laws.
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- 18. The Industrial Type of Society.
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- 2. Medicine-men and Priests.
- 3. Priestly Duties of Descendants.
- 4. Eldest Male Descendants as Quasi-Priests.
- 5. The Ruler as Priest.
- 6. The Rise of a Priesthood.
- 7. Polytheistic and Monotheistic Priesthoods.
- 8. Ecclesiastical Hierarchies.
- 9. An Ecclesiastical System as a Social Bond.
- 10. The Military Functions of Priests.
- 11. The Civil Functions of Priests.
- 12. Church and State.
- 13. Nonconformity.
- 14. The Moral Influences of Priesthoods.
- 15. Ecclesiastical Retrospect and Prospect.
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- 3. Good and Bad Conduct.
- 4. Ways of Judging Conduct.
- 5. The Physical View.
- 6. The Biological View.
- 7. The Psychological View.
- 8. The Sociological View.
- 9. Criticisms and Explanations.
- 10. The Relativity of Pains and Pleasures.
- 11. Egoism _versus_ Altruism.
- 12. Altruism _versus_ Egoism.
- 13. Trial and Compromise.
- 14. Conciliation.
- 15. Absolute Ethics and Relative Ethics.
- 16. The Scope of Ethics.
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- 2. Is there a Social Science?
- 3. Nature of the Social Science.
- 4. Difficulties of the Social Science.
- 5. Objective Difficulties.
- 6. Subjective Difficulties—Intellectual.
- 7. Subjective Difficulties—Emotional.
- 8. The Educational Bias.
- 9. The Bias of Patriotism.
- 10. The Class-Bias.
- 11. The Political Bias.
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-
- _10th Thousand._
- In wrapper, 1s., in cloth, better paper, 2s. 6d.
- THE MAN _VERSUS_ THE STATE.
-
-CONTENTS.
-
- 1. The New Toryism.
- 2. The Coming Slavery.
- 3. The Sins of Legislators.
- 4. The Great Political Superstition.
- Postscript.
-
-
- _4th Thousand._
- In two vols. 8vo, cloth, price 16s.,
- ESSAYS:
- SCIENTIFIC, POLITICAL, AND SPECULATIVE.
-
-CONTENTS OF VOL. I.
-
- 1. Progress: its Law and Cause.
- 2. Manners and Fashion.
- 3. The Genesis of Science.
- 4. The Physiology of Laughter.
- 5. The Origin and Function of Music.
- 6. The Nebular Hypothesis.
- 7. Bain on the Emotions and the Will.
- 8. Illogical Geology.
- 9. The Development Hypothesis.
- 10. The Social Organism.
- 11. Use and Beauty.
- 12. The Sources of Architectural Types.
- 13. The Use of Anthropomorphism.
-
-CONTENTS OF VOL. II.
-
- 1. The Philosophy of Style.
- 2. Over-Legislation.
- 3. The Morals of Trade.
- 4. Personal Beauty.
- 5. Representative Government.
- 6. Prison Ethics.
- 7. Railway Morals and Railway Policy.
- 8. Gracefulness.
- 9. State-Tamperings with Money and Banks.
- 10. Parliamentary Reform: the Dangers and the Safeguards.
- 11. Mill _versus_ Hamilton—the Test of Truth.
-
-
- _3rd Edition._
- In one vol. 8vo., price 8s.,
- THIRD SERIES OF
- ESSAYS:
-
-CONTENTS.
-
- 1. The Classification of the Sciences (with a Postscript, replying to
- Criticisms).
-
- 2. Reasons for Dissenting from the Philosophy of M. Comte.
-
- 3. Laws in General.
-
- 4. The Origin of Animal-Worship.
-
- 5. Specialized Administration.
-
- 6. “The Collective Wisdom.”
-
- 7. Political Fetichism.
-
- 8. What is Electricity?
-
- 9. The Constitution of the Sun.
-
- 10. Mr. Martineau on Evolution.
-
- 11. Replies to Criticisms.
-
- 12. Transcendental Physiology.
-
- 13. The Comparative Psychology of Man.
-
-
- Price 2s. 6d.,
- THE FACTORS OF ORGANIC EVOLUTION.
-
-
- DESCRIPTIVE SOCIOLOGY; OR GROUPS OF SOCIOLOGICAL FACTS, CLASSIFIED AND
- ARRANGED BY HERBERT SPENCER,
-
-COMPILED AND ABSTRACTED BY
-
-DAVID DUNCAN, M.A., Professor of Logic, &c., in the Presidency College,
-Madras; RICHARD SCHEPPIG, Ph.D.; and JAMES COLLIER.
-
-EXTRACT FROM THE PROVISIONAL PREFACE.
-
-Something to introduce the work of which an instalment is annexed,
-seems needful, in anticipation of the time when completion of a volume
-will give occasion for a Permanent Preface.
-
-In preparation for _The Principles of Sociology_, requiring as bases of
-induction large accumulations of data, fitly arranged for comparison,
-I, some twelve years ago, commenced, by proxy, the collection and
-organization of facts presented by societies of different types,
-past and present; being fortunate enough to secure the services of
-gentlemen competent to carry on the process in the way I wished.
-Though this classified compilation of materials was entered upon
-solely to facilitate my own work; yet, after having brought the mode
-of classification to a satisfactory form, and after having had some
-of the Tables filled up, I decided to have the undertaking executed
-with a view to publication; the facts collected and arranged for easy
-reference and convenient study of their relations, being so presented,
-apart from hypothesis, as to aid all students of Social Science in
-testing such conclusions as they have drawn and in drawing others.
-
-The Work consists of three large Divisions. Each comprises a set
-of Tables exhibiting the facts as abstracted and classified, and a
-mass of quotations and abridged abstracts otherwise classified, on
-which the statements contained in the Tables are based. The condensed
-statements, arranged after a uniform manner, give, in each Table or
-succession of Tables, the phenomena of all orders which each society
-presents—constitute an account of its morphology, its physiology, and
-(if a society having a known history) its development. On the other
-hand, the collected Extracts, serving as authorities for the statements
-in the Tables, are (or, rather will be, when the Work is complete)
-classified primarily according to the kinds of phenomena to which they
-refer, and secondarily according to the societies exhibiting these
-phenomena; so that each kind of phenomenon as it is displayed in all
-societies, may be separately studied with convenience.
-
-In further explanation I may say that the classified compilations and
-digests of materials to be thus brought together under the title of
-_Descriptive Sociology_, are intended to supply the student of Social
-Science with data, standing towards his conclusions in a relation like
-that in which accounts of the structures and functions of different
-types of animals stand to the conclusions of the biologist. Until there
-had been such systematic descriptions of different kinds of organisms,
-as made it possible to compare the connexions, and forms, and actions,
-and modes of origin, of their parts, the Science of Life could make no
-progress. And in like manner, before there can be reached in Sociology,
-generalizations having a certainty making them worthy to be called
-scientific, there must be definite accounts of the institutions and
-actions of societies of various types, and in various stages of
-evolution, so arranged as to furnish the means of readily ascertaining
-what social phenomena are habitually associated.
-
-Respecting the tabulation, devised for the purpose of exhibiting social
-phenomena in a convenient way, I may explain that the primary aim
-has been so to present them that their relations of simultaneity and
-succession may be seen at one view. As used for delineating uncivilized
-societies, concerning which we have no records, the tabular form
-serves only to display the various social traits as they are found to
-co-exist. But as used for delineating societies having known histories,
-the tabular form is so employed as to exhibit not only the connexions
-of phenomena existing at the same time, but also the connexions of
-phenomena that succeed one another. By reading horizontally across a
-Table at any period, there may be gained a knowledge of the traits of
-all orders displayed by the society at that period; while by reading
-down each column, there may be gained a knowledge of the modifications
-which each trait, structural or functional, underwent during successive
-periods.
-
-Of course, the tabular form fulfils these purposes but approximately.
-To preserve complete simultaneity in the statements of facts, as read
-from side to side of the Tables, has proved impracticable; here much
-had to be inserted, and there little; so that complete correspondence
-in time could not be maintained. Moreover, it has not been possible
-to carry out the mode of classification in a theoretically-complete
-manner, by increasing the number of columns as the classes of facts
-multiply in the course of Civilization. To represent truly the progress
-of things, each column should divide and sub-divide in successive ages,
-so as to indicate the successive differentiations of the phenomena.
-But typographical difficulties have negatived this: a great deal has
-had to be left in a form which must be accepted simply as the least
-unsatisfactory.
-
-The three Divisions constituting the entire work, comprehend three
-groups of societies:—(1) _Uncivilized Societies_; (2) _Civilized
-Societies—Extinct or Decayed_; (3) _Civilized Societies—Recent or Still
-Flourishing_. These divisions have at present reached the following
-stages:―
-
-DIVISION I.—_Uncivilized Societies._ Commenced in 1867 by the gentleman
-I first engaged, Mr. DAVID DUNCAN, M.A. (now Professor of Logic,
-&c., in the Presidency College, Madras), and continued by him since
-he left England, this part of the work is complete. It contains four
-parts, including “Types of Lowest Races,” the “Negrito Races,” the
-“Malayo-Polynesian Races,” the “African Races,” the “Asiatic Races,”
-and the “American Races.”
-
-DIVISION II.—_Civilized Societies—Extinct or Decayed._ On this part of
-the work Dr. RICHARD SCHEPPIG has been engaged since January, 1872. The
-first instalment, including the four Ancient American Civilizations,
-was issued in March, 1874. A second instalment, containing “Hebrews and
-Phœnicians,” will shortly be issued.
-
-DIVISION III.—_Civilized Societies—Recent or Still Flourishing._ Of
-this Division the first instalment, prepared by Mr. JAMES COLLIER, of
-St. Andrew’s and Edinburgh Universities, was issued in August, 1873.
-This presents the English Civilization. It covers seven consecutive
-Tables; and the Extracts occupy seventy pages folio. The next part,
-presenting in a still more extensive form the French Civilization, is
-now in the press.
-
-The successive parts belonging to these several Divisions, issued at
-intervals, are composed of different numbers of Tables and different
-numbers of Pages. The Uncivilized Societies occupy four parts, each
-containing a dozen or more Tables, with their accompanying Extracts.
-Of the Division comprising Extinct Civilized Societies, the first part
-contains four, and the second contains two. While of Existing Civilized
-Societies, the records of which are so much more extensive, each
-occupies a single part.
-
- H. S.
- _March, 1880._
-
-
- _In Royal Folio, Price 18s._,
- No. I.
- English.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-JAMES COLLIER.
-
-
- _In Royal Folio, Price 16s._,
- No. II.
- Mexicans, Central Americans, Chibchas,
- and Peruvians.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-RICHARD SCHEPPIG, PH.D.
-
-
- _In Royal Folio, Price 18s._,
- No. III.
- Lowest Races, Negrito Races, and
- Malayo-Polynesian Races.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-PROF. DUNCAN, M.A.
-
-TYPES OF LOWEST RACES.
-
- Fuegians.
- Andamanese.
- Veddahs.
- Australians.
-
-NEGRITO RACES.
-
- Tasmanians.
- New Caledonians, etc.
- New Guinea People.
- Fijians.
-
-MALAYO-POLYNESIAN RACES.
-
- Sandwich Islanders.
- Tahitians.
- Tongans.
- Samoans.
- New Zealanders.
- Dyaks.
- Javans.
- Sumatrans.
- Malagasy.
-
-
- _In Royal Folio, Price 16s._,
- No. IV.
- African Races.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-PROF. DUNCAN, M.A.
-
- Bushmen.
- Hottentots.
- Damaras.
- Bechuanas.
- Kaffirs.
- East Africans.
- Congo People.
- Coast Negroes.
- Inland Negroes.
- Dahomans.
- Ashantis.
- Fulahs.
- Abyssinians.
-
-
- _In Royal Folio, Price 18s._,
- No. V.
- Asiatic Races.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-PROF. DUNCAN, M.A.
-
- Arabs.
- Todas.
- Khonds.
- Gonds.
- Bhils.
- Santals.
- Karens.
- Kukis.
- Nagas.
- Bodo and Dhimals.
- Mishmis.
- Kirghiz.
- Kalmucks.
- Ostyaks.
- Kamtschadales.
-
-
- _In Royal Folio, Price 18s._,
- No. VI.
- American Races.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-PROF. DUNCAN, M.A.
-
- Esquimaux.
- Chinooks.
- Snakes.
- Comanches.
- Iroquois.
- Chippewayans.
- Chippewas.
- Dakotas.
- Mandans.
- Creeks.
- Guiana Tribes.
- Caribs.
- Brazilians.
- Uaupés.
- Abipones.
- Patagonians.
- Araucanians.
-
-
- _In Royal Folio, Price 21s._,
- No. VII.
- Hebrews and Phœnicians.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-RICHARD SCHEPPIG, PH.D.
-
-
- _In Royal Folio, Price 30s._,
- No. VIII.
- French.
-
-COMPILED AND ABSTRACTED
-
-BY
-
-JAMES COLLIER.
-
-
-MR. HERBERT SPENCER’S WORKS.
-
-_A SYSTEM OF SYNTHETIC PHILOSOPHY._
-
- FIRST PRINCIPLES 16_s._
-
- PRINCIPLES OF BIOLOGY. 2 vols. 34_s._
-
- PRINCIPLES OF PSYCHOLOGY. 2 vols. 36_s._
-
- PRINCIPLES OF SOCIOLOGY, Vol. I. 21_s._
-
- DITTO Vol. II. 18_s._
-
-(_This Volume includes the two following Works, which are at present
-published separately._)
-
- CEREMONIAL INSTITUTIONS 7_s._
-
- POLITICAL INSTITUTIONS 12_s._
-
- ECCLESIASTICAL INSTITUTIONS 5_s._
-
- THE DATA OF ETHICS 8_s._
-
-
-_OTHER WORKS._
-
- THE STUDY OF SOCIOLOGY 10_s._ 6_d._
-
- EDUCATION 6_s._
-
- DITTO _Cheap Edition_ 2_s._ 6_d._
-
- ESSAYS. 2 vols. 16_s._
-
- ESSAYS (Third Series) 8_s._
-
- THE MAN _versus_ THE STATE 2_s._ 6_d._
-
- DITTO _Cheap Edition_ 1_s._
-
- REASONS FOR DISSENTING FROM THE
- PHILOSOPHY OF M. COMTE 6_d._
-
- THE FACTORS OF ORGANIC EVOLUTION 2_s._ 6_d._
-
-[For particulars see end of the volume.]
-
-WILLIAMS AND NORGATE,
-
-14, HENRIETTA STREET, COVENT GARDEN, LONDON.
-
-
- ALSO MR. SPENCER’S
- _DESCRIPTIVE SOCIOLOGY_,
-
-COMPILED AND ABSTRACTED BY
-
-PROF. DUNCAN, DR. SCHEPPIG, & MR. COLLIER.
-
-FOLIO, BOARDS.
-
- 1. ENGLISH 18_s._
-
- 2. ANCIENT AMERICAN RACES 16_s._
-
- 3. LOWEST RACES, NEGRITOS, POLYNESIANS 18_s._
-
- 4. AFRICAN RACES 16_s._
-
- 5. ASIATIC RACES 18_s._
-
- 6. AMERICAN RACES 18_s._
-
- 7. HEBREWS AND PHŒNICIANS 21_s._
-
- 8. FRENCH 30_s._
-
-[For particulars see end of the volume.]
-
-WILLIAMS AND NORGATE,
-
-14, HENRIETTA STREET, COVENT GARDEN, LONDON.
-
-Harrison & Sons, Printers, St. Martin’s Lane.
-
-
-
-
-TRANSCRIBER’S NOTE
-
-This is Volume II (1891) of Spencer’s three volume series of Essays.
-Volume I (1891) has been published by Project Gutenberg as ebook 29869.
-Volume III (1904) is (ca 2016 October) in preparation at Project
-Gutenberg Distributed Proofreaders. Volume III contains an index for
-all three volumes. Original page scans are available from archive.org.
-
-Original spelling and grammar are generally retained, with a few
-exceptions noted below. Original italics _look like this_. Footnotes
-were renumbered 1–60, changed to endnotes, and moved to the ends of the
-appropriate essays. Original printed page numbers look like this: {35}.
-
-Page 84. Table I, originally printed on an unnumbered page between
-pages 84 and 85, has been moved to page 85, and recast as a nested list
-so as to function well in ebook format. In particular, large curly
-brackets “{” intended to combine information on more than one line have
-been eliminated. Table II, printed between pages 88 and 89 has been
-treated similarly, and moved to page 88. Table III, printed between
-pages 92 and 93 has been moved to page 92 and treated similarly.
-
-Page 125–130. In the comparison of Compte’s and Spencer’s propositions,
-the two columns of the table were rewrapped into equal widths, to fit
-a 72 character limit per line. This removes the original printed line
-per line correspondence, if any such was implied, but the original
-arrangement of the paragraphs is retained. The table of paragraphs
-on pp. 131–132 was treated in the same way. On page 126, the phrase
-“est essentiellement différent même radicalement opposé”, clearly
-missing something in the original printed book, was changed to “est
-essentiellement différent et même radicalement opposé”.
-
-Page 192. The large white spaces in the clause “Space is
-either        or is        ;” are retained from the printed book.
-
-
-
-
-
-
-
-End of the Project Gutenberg EBook of Essays: Scientific, Political, and
-Speculative; Vol. II of Three, by Herbert Spencer
-
-*** END OF THIS PROJECT GUTENBERG EBOOK ESSAYS: SCIENTIFIC ***
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