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diff --git a/42732-0.txt b/42732-0.txt new file mode 100644 index 0000000..699a305 --- /dev/null +++ b/42732-0.txt @@ -0,0 +1,13463 @@ +*** START OF THE PROJECT GUTENBERG EBOOK 42732 *** + +Transcriber's Note: + + Inconsistent hyphenation and spelling in the original document have + been preserved. Obvious typographical errors have been corrected. + + Italic text is denoted by _underscores_. + + In the caption to the illustration facing page 370, KOLENGSOO + should possibly be KULANGSU. + + + + +THE ENGLISHMAN IN CHINA + + + + +CHAP. XXIII.: Tsze-kung asked, saying, "Is there one word which may +serve as a rule of practice for all one's life?" The Master said, "Is +not RECIPROCITY such a word? What you do not want done to yourself, do +not do to others." + + + + + [Illustration: Mr Alcock, at the age of 34. + from a drawing by L. A. de Fabeck, 1843. + Walker & Cockerell ph. sc.] + + + + + THE ENGLISHMAN IN CHINA + DURING THE VICTORIAN ERA + + AS ILLUSTRATED IN + THE CAREER OF + SIR RUTHERFORD ALCOCK, K.C.B., D.C.L. + MANY YEARS CONSUL AND MINISTER IN + CHINA AND JAPAN + + BY + ALEXANDER MICHIE + + AUTHOR OF + 'THE SIBERIAN OVERLAND ROUTE,' 'MISSIONARIES + IN CHINA,' ETC. + + VOL. I. + + WILLIAM BLACKWOOD AND SONS + EDINBURGH AND LONDON + MDCCCC + + _All Rights reserved_ + + + + +PREFACE. + + +Reminiscences of the Far East called up by the death of Sir Rutherford +Alcock in November 1897 prompted the writer to send a contribution on +the subject to 'Blackwood's Magazine.' Being appreciated by the +family, the article suggested to them some more substantial memorial +of the deceased statesman, a scheme with which the writer fell in the +more readily that it seemed to harmonise with the task which friends +had been already urging upon him--that of writing some account of +occurrences in the Far East during his own residence there. For there +was no other name round which these events could be so consistently +grouped during the thirty years when British policy was a power in +that part of the world. As Consul and Minister Alcock was so +interwoven with the history of the period that neither the life of the +man nor the times in which he lived could be treated apart. And the +personal element renders his connection with Far Eastern affairs +particularly instructive, for, combining the highest executive +qualities with a philosophic grasp of the problems with which he had +to deal, he at the same time possessed the faculty of exposition, +whereby the vital relation between the theoretical and the practical +sides of Far Eastern politics was made plain. The student may thus +draw his lessons equally from the actions and the reflections of this +great official. + +The life history of Sir Rutherford Alcock is that of the progressive +development of a sterling character making in all circumstances the +most of itself, self-reliant, self-supporting, without friends or +fortune, without interest or advantage of any kind whatsoever. From +first to last the record is clear, without sediment or anything +requiring to be veiled or extenuated. Every achievement, great or +small, is stamped with the hall-mark of duty, of unfaltering devotion +to the service of the nation and to the interests of humanity. + +A copious and facile writer, he has left singularly little in the way +of personal history. The only journal he seems ever to have kept was +consigned by him to oblivion, a few early dates and remarks having +alone been rescued. When in recent years he was approached by friends +on the subject of auto-biography, he was wont to reply, "My life is in +my work; by that I am content to be remembered." We must needs +therefore take him at his word and judge by the fruit what was the +nature of the tree. + +In the following work the reader may trace in more or less continuous +outline the stages by which the present relation between China and +foreign nations has been reached. In the earlier portion the course of +events indicated is comparatively simple, being confined to +Anglo-Chinese developing into Anglo-Franco-Chinese relations. In the +latter portion, corresponding roughly with the second volume, the +stream becomes subdivided into many collateral branches, as all the +Western nations and Japan, with their separate interests, came to +claim their share, each in its own way, of the intercourse with China. +It is hoped that the data submitted to the reader will enable him to +draw such conclusions as to past transactions as may furnish a basis +for estimating future probabilities. + +The scope of the work being restricted to the points of contact +between China and the rest of the world, nothing recondite is +attempted, still less is any enigma solved. It is the belief of the +author that the so-called Chinese mystery has been a source of +needless mystification; that the relation between China and the outer +world was intrinsically simple; and that to have worked from the basis +of their resemblances to the rest of humanity would have been a +shorter way to an amicable understanding with the Chinese than the +crude attempt to accommodate Western procedure to the uncomprehended +differences which divided them. It needed no mastery of their +sociology to keep the Chinese strictly to their written engagements +and to deter them from outrage. But discussion was the invitation to +laxity; and laxity, condoned and pampered, then defiant and +triumphant, lies at the root of the disasters which have befallen the +Chinese Empire itself, and now threaten to recoil also upon the +foreign nations which are responsible for them. This responsibility +was never more tersely summed up than by Mr Burlingame in his capacity +of Chinese Envoy. After sounding the Foreign Office that astute +diplomatist was able to inform the Tsungli-Yamên in 1869 that "the +British Government was so friendly and pacific that they would endure +anything." The dictum, though true, was fatal, and the operation of it +during thirty subsequent years explains most that has happened during +that period, at least in the relations between China and Great +Britain. + +A word as to the orthography may be useful to the reader. The +impossibility of transliterating Chinese sounds into any alphabetical +language causes great confusion in the spelling of names. A uniform +system would indeed be most desirable, but common practice has already +fixed so many of them that it seems better, in a book intended for +general reading, not to depart too much from the conventional usage, +or attempt to follow any scientific system, which must, after all, be +based upon mispronunciation of the Chinese sounds. + +As regards personal names, it may be convenient to call attention to +the distinction between Chinese and Manchu forms. In the case of the +former the custom is to write the _nomen_, or family name, separately, +and the _pre-nomen_ (which by Chinese practice becomes the +_post-nomen_) by itself, and, when it consists of two characters, +separated by a hyphen--_e.g._, Li (_nomen_) Hung-chang (_post-nomen_). +In the case of Manchus, who are known not by a family name, but by +what may be termed, for want of a better expression, their +_pre-nomen_, it is customary to write the name in one word, without +hyphens--for example, Kiying, Ilipu. As the Chinese name usually +consists of three characters or syllables, and the Manchu usually of +two, the form of name affords a _prima facie_ indication of the +extraction of the personage referred to. Polysyllabic names, as +San-ko-lin-sin, are generally Mongol. + +The sovereign is not referred to by name, the terms Kwanghsu, +Tungchih, and so forth, being the Chinese characters chosen to +designate, or, as we might say, idealise the reign, in the same way as +impersonal titles are selected for houses of business. + +I desire to express my deep obligation to Sir Rutherford Alcock's +stepdaughter Amy, Lady Pelly, without whose efficient aid the book +could not have been compiled. It is a subject of regret to all +concerned that Lady Alcock herself did not live to see the completion +of a task in the inception of which she took a keen and loving +interest. + +To the other friends who have in different ways helped in the +production of the book, and particularly to Mr William Keswick, M.P., +for the loan of his valuable Chinnery and Crealock drawings, my best +thanks are due. + + A. M. + LONDON, _November 2nd, 1900_. + + + _Postscript._--The legend on the front cover is a + paraphrase of Chapter xxiii., Book xv., of the Analects of + Confucius, Dr Legge's translation of which has been adopted + by me as the motto of these volumes. + + + + +CONTENTS OF THE FIRST VOLUME. + + + CHAP. PAGE + + I. THE ARMY SURGEON-- + I. YOUTH 1 + II. THE PENINSULA, 1832-1837 8 + III. ENGLAND, 1838-1844 23 + + II. SENT TO CHINA 29 + FOREIGN RELATIONS WITH CHINA 31 + + III. ANTECEDENTS OF THE WAR-- + I. THE OPIUM TRADE 42 + II. THE SEQUEL TO THE SURRENDER OF OPIUM 55 + + IV. THE FIRST CHINA WAR, 1839-1842 60 + + V. THE TREATY OF 1842 78 + + VI. THE FRUITS OF THE WAR AND PROSPECTS OF PEACE 86 + + VII. THE NEW INTERCOURSE: CANTON, 1842-1847 93 + + VIII. THE NEW TREATY PORTS--FOOCHOW, AMOY, NINGPO 112 + + IX. SHANGHAI 124 + I. THE TSINGPU AFFAIR 129 + II. REBELLION 135 + III. THE CHINESE MARITIME CUSTOMS 143 + IV. CREATION OF THE FOREIGN CUSTOMS 149 + V. MR ALCOCK'S DEPARTURE FROM SHANGHAI 156 + + X. CONSUL ALCOCK'S VIEWS ON GENERAL POLICY 161 + + XI. TRADE UNDER THE TREATY OF NANKING 167 + I. TEA 178 + II. SILK 187 + III. OPIUM 191 + IV. CHINESE EXPORTS 200 + V. BRITISH EXPORTS 203 + VI. NATIVE TRADE 207 + + XII. SHIPPING 211 + + XIII. THE TRADERS-- + I. FOREIGN 248 + II. CHINESE 263 + + XIV. HONGKONG 271 + + XV. MACAO 287 + + XVI. PIRACY 299 + + XVII. THE ARROW WAR 308 + I. THE EARL OF ELGIN AND HIS MISSION 320 + II. LORD ELGIN'S SECOND MISSION 349 + + XVIII. INTERCOURSE UNDER THE TREATIES OF 1858 AND 1860-- + I. THE DIPLOMATIC OVERTURE 361 + II. NEW PORTS AND OPENING OF YANGTZE 369 + III. ADMIRAL HOPE'S POLICY TOWARDS INSURGENTS 375 + IV. THE LAY-OSBORN FLOTILLA 387 + V. THE END OF THE REBELLION 392 + VI. EVACUATION OF CANTON 396 + VII. DEATH OF THE EMPEROR 397 + VIII. INFLUENCE OF THESE EVENTS ON PROGRESS OF + DIPLOMACY 398 + + + APPENDIX. + + I. NOTE ON OUR PRESENT POSITION AND THE STATE OF OUR + RELATIONS WITH CHINA, BY CONSUL ALCOCK, JANUARY + 19, 1849 411 + + II. CONFIDENTIAL DESPATCH BY CONSUL ALCOCK TO SIR GEORGE + BONHAM, JANUARY 13, 1852 428 + + III. CONFIDENTIAL DESPATCH TO SIR GEORGE BONHAM, DATED JUNE + 17, 1852. (EXTRACT) 432 + + IV. ACCOUNT OF THE SALT TRADE ANNEXED TO MR PARKES' SUMMARY + OF THE NATIVE MARITIME TRADE OF FOOCHOW, + 1846. (EXTRACTS) 439 + + + + +ILLUSTRATIONS TO THE FIRST VOLUME. + + + PAGE + + MR RUTHERFORD ALCOCK AT THE AGE OF THIRTY-FOUR. _Frontispiece_ + From a drawing by L. A. de Fabeck. + + MACAO 48 + + H.M. SHIPS IMOGEN AND ANDROMACHE PASSING BOCCA TIGRIS + BATTERIES 70 + + THE LAKES, NINGPO 114 + + THE FIRST CONSULAR RESIDENCE AT FOOCHOW 116 + + BRIDGE OVER RIVER MIN 120 + + THE SECOND CONSULAR RESIDENCE AT FOOCHOW, 1848 122 + + BAMBOO BRIDGE AT FOOCHOW 124 + + COUNTRY WATERWAY NEAR SHANGHAI 126 + + ENTRANCE TO SZE-KING, NEAR SHANGHAI 136 + + RUSTIC SCENE NEAR SHANGHAI 156 + + VILLAGE ON THE CANALS 200 + + DENT'S VERANDAH, MACAO 294 + + GEORGE CHINNERY 298 + From an oil-painting by himself. + + SIR FREDERICK BRUCE 348 + + MR LOCH DEPARTS FROM PEKING FOR ENGLAND WITH CHINESE + TREATY 354 + + MONSEIGNEUR MOUILLI 356 + + FIRST BRITISH CONSULATE AT KOLENGSOO, 1844 370 + + +MAPS. + + MAP OF CANTON WATERS 62 + + YANGTZE AND GRAND CANAL 75 + + MOUTH OF YANGTZE AND CHUSAN ARCHIPELAGO 132 + + ROADS AND WATERWAYS BETWEEN PEKING AND TIENTSIN 331 + + + + +THE ENGLISHMAN IN CHINA. + + + + +CHAPTER I. + +THE ARMY SURGEON. + + +I. YOUTH. + + Birth at Ealing -- Motherless childhood -- Feeble health -- + Irregular schooling -- Medical education -- Student days in + Paris -- Wax-modelling -- Admission to College of Surgeons + -- House Surgeon at Westminster Hospital. + +Born in the same year as Mr Gladstone, May 1809, John Rutherford +Alcock[1] predeceased that statesman by only six months. His +birthplace was Ealing, and he died in Westminster, after a residence +there in retirement of twenty-seven years. Being a delicate infant, he +was baptised in Ealing church when one day old. His childhood was +deprived of its sunshine by the loss of his mother, and it does not +appear that his father, a medical man of some note, and an artist to +boot, was equal to filling the void in the young life. Consequently +boyhood had for him none of the halo of a golden age, but was, on the +contrary, a grey and cheerless memory, furnishing tests of hardihood +rather than those glowing aspirations which generally kindle young +ambitions. + +His early life was passed with relatives in the north of England, and +he went to school at Hexham, where he had for companions Sir John +Swinburne and Mr Dawson Lambton. + +Of his school-days there is little to remark. Indeed his early +education seems to have been most irregular, having been subject to +long and frequent interruptions on account of ill-health, which +necessitated sea-voyages and other changes of air. Nevertheless the +diligence which was part of his nature compensated for these drawbacks +of his youth, and set its seal on his whole after-career. + +On returning to his father's house at the age of fifteen, the boy began +his medical education, being, according to the fashion of the day, +apprenticed to his father, and at the same time entered as a student +at the Westminster Hospital and the Royal Westminster Ophthalmic +Hospital under that distinguished surgeon, G. J. Guthrie. His passion +for art had already asserted itself, and he was enabled to indulge it +by constant visits to Chantrey's studio, where, "amid the musical +sounds of the chisel on the marble, with snatches of airs from the +workmen, where all breathed a calm and happy repose, he passed +delightful hours." His half-holidays were spent at Chantrey's in +modelling. + +In the following year he visited Paris, and seems ever after to have +looked back on the gay city as a kind of paradise, for there the world +first really opened to the young man of sixteen. Then began that life +of work and enjoyment, so blended as to be inseparable, which +continued without intermission for more than seventy years. In the +stimulating atmosphere of Paris, and its free and independent life, +the boy's faculties rapidly developed. He seemed, indeed, to expand +suddenly into full manhood. Destined for the medical profession, he +worked hard at anatomy, chemistry, and natural history, while taking +also a keen interest in artistic and literary subjects; mastered +French and Italian; and, in short, turned his twelve or eighteen +months' sojourn to highly practical account. + +From a small pocket-book containing notes of the journey to France, +and part of his work in Paris, we give some extracts illustrative of +the boy's character and powers of observation. + +It was on the 17th of August 1825 that the party embarked at the +Custom-House Stairs for Calais, the voyage occupying fourteen hours. +On landing the lad "amused himself by observing the effects in the sky +and the sea, and by picking up shells, bones of birds and animals, +which having remained in the sea until perfectly clean, looked +beautiful and white as ivory." Simple things interested him, and after +dinner at the Hôtel Meurice in Paris he "listened with much pleasure +to a man playing airs on what he called an American flute"--which he +goes on to describe: "The tones were mellow in the extreme, and the +airs he played I think were much superior in sweetness to any I have +ever heard from an instrument so clear," and so on. Obviously a +subjective impression; it is his own emancipation that beautifies the +simplest things and inspires the simplest sounds. Like the +convalescent in Gray-- + + "The meanest floweret of the vale, + The simplest note that swells the gale, + The common sun, the air, the skies, + To him are opening Paradise." + +On his first Sunday in Paris he was "much struck with the beauty of +the paintings and a great number of pieces sculptured in +_bas-relief_." Then he walked in the gardens of the Tuileries, "which +in extent, in statues and in fountains, in the appearance of it taking +it altogether, far exceeded anything my imagination had conceived +concerning it." + +At Versailles he was "highly delighted with many of the paintings. The +gardens are extremely extensive and the fountains very numerous; ... +but it is all extremely artificial, and therefore soon fatigues the +eye." In these slight observations are perceptible the artistic +instinct and sense of fitness, faculties which served him so admirably +in his future work, and might have won him distinction in other fields +than those in which his lot was ultimately cast. + +He was in Paris for a serious purpose, the study of medicine and +surgery, and seriously he followed it. At the same time he mixed +freely in the artistic and literary society of the French capital, and +left none of his talents uncultivated. A characteristic incident in +his educational career was his mastering the art of modelling in wax +and in plaster. Following up his experiments in Chantrey's studio, he +took regular lessons in Paris, and attained such proficiency that, +young as he was, he was able to maintain himself while in that city by +the sale of his anatomical models. For one of these he mentions +receiving fifty guineas, and a few years after "for two arms and two +legs the size of life" he notes receiving 140 guineas. These also won +for him distinctions at home, for in the year 1825 he was awarded the +"Gold Isis Medal" of the Society of Arts, and in the following year +the "large gold medal" of that society, for original models in +coloured wax. And it may be mentioned as characteristic that although +in later years an active member of that society, Sir H. T. Wood, the +secretary, who knew him well, was unaware of Sir Rutherford Alcock's +having so early in life received the society's medals. "The fact is an +interesting one," he says, "and I am glad to have had my attention +drawn to it." Some of these works were preserved in the Museum of the +College of Surgeons, while others, prepared in special wax, were +bought by Government for the use of the Indian medical schools. + +From the small pocket-book to which we have already referred, and +which contains concise notes of his course of instruction in modelling +under a M. Dupont, we extract the note of his first lesson. It shows +thoroughness of mind, keenness of observation, and the instinct for +accuracy which enabled him so soon to attain to excellence in the art, +and led to success in all the other pursuits of his life:-- + + _Sept. 1._--To-day my first lesson in modelling began. I + saw M. Dupont work upon a mask of a little boy's face in + wax. He opened the eyes, but did not in my opinion make + them quite correct. The only thing I observed in particular + was his using oil very freely with his tool. I afterwards + saw three moulds of a thigh near the hip after amputation, + cast in wax. One was soaked in water, another was rubbed + with soft-soap, and a third was well oiled. The one that + was oiled produced the most perfect cast, but I should have + thought both water, soap, and oil were used much too + freely. They were all cast in wax of a deep red colour, and + one of them was placed in the stump of one of the thighs of + the model on which M. Dupont was engaged. It was not quite + large enough for the thigh in some places, and too large in + others. This he altered without scruple, so that when the + stump was finished, though it looked extremely natural, it + was by no means accurate. + +Before quitting the life in Paris the following sample of its popular +amusements as they presented themselves to the young student may be +interesting to readers, and it is unfortunately the last entry in the +pocket-book, and almost the last assistance we shall get from journals +during the seventy years of crowded life which followed:-- + + I went yesterday [Sunday, September 10, 1826] to the Swiss + Mountain, very extensive gardens on the Boulevards, where + the most respectable part of the pleasure-seeking Parisians + assemble on Sunday: you pay ten sous admittance. Here there + is a large establishment for dinners where you may dine as + at the restaurateurs, in a public room, or there are a long + suite of apartments for parties of four, six, or twelve + each, looking out into the gardens, and immediately before + the windows was the space enclosed by trees, which form a + canopy over it, and which is allotted to dancing. On one + side is the orchestra; and when I heard it there was a very + excellent band of musicians in it. It was rather + unfavourable weather, as there were in the course of the + day several very heavy showers, yet there seemed to be a + very great number of elegantly dressed females and + respectable-looking men; and some even highly-dressed, + which is a wonder, I think, for the gentlemen in Paris seem + to dress as much inferior to us as the French ladies dress + better than the English. Indeed it is quite delightful to + see the great taste with which they dress and the elegance + of contour in all their figures. I don't know how it + happens, but I never recollect seeing a French woman that + was at all above the lowest class of society that was a + slovenly or slattern figure, and very few that were not + really elegant, though their faces are, generally speaking, + plain. + + After having dined I went to see the Swiss Mountain, which + had made a noise whilst I was at dinner that very much + resembled distant thunder. I had no idea what it was; my + surprise may therefore be conceived when, on coming + suddenly in sight of it, I saw a man, apparently sitting on + a chair, whirl past me with a velocity more resembling the + speed of lightning than anything I had before seen,--so + much so, that though from the top to the bottom where they + drop might be about 200 feet, I had merely time to + perceive that there was a man seated on some sort of + vehicle like a chair. + + The mountain consisted of boards raised at an angle of + about from 60° to 70° with the ground, and gradually + becoming level. The distance from where they set off to + where they stop I have before stated, I think, to be about + 200 feet. + + This platform is sufficiently broad to allow three of the + vehicles to go down and one to return up at the same + time--that is to say, there are four iron grooves + accurately fitted to the small wheels on which the vehicles + move. There are horses as well as chairs for both ladies + and gentlemen. I saw several gentlemen on horseback and one + lady. The horses appear to me to be real horses' hides, + perhaps covering a wooden horse. They are accoutred with + saddle, stirrups, and bridle. One person who came down on + one of these horses rose and fell in his stirrups as though + riding a real horse; it created much laughter, and the + people surrounding immediately called out "Un Anglais! un + Anglais!" I believe he was an Englishman. It had a + ridiculous effect to observe the anxiety depicted on the + countenances of the heroes, and compare them, with the + knowledge of their perfect safety, with the laughing groups + that surrounded them. Sometimes a veteran hero would mount + one of the horses and come down with triumph in his + countenance; the effect then became still more ridiculous, + for he seemed like a great baby mounted on a hobby-horse + proportionately large. But so it is through life, I think; + one sees people capable of being elated as much by actions + little in themselves, but enlarged for the instant by + circumstances, as, for instance, in this case--the rapidity + of motion, the gay crowd, and the distant music--as they + would have been by an action really great in itself but + unembroidered by outward show. + + Hearing the music and wishing to see the dancing I had + heard so much of, I approached the dancers. We read that + the French enjoy dancing with great zest; certes, to see + them dance a quadrille, one would not say so: 'tis true it + is a dance in which custom has forbidden much exertion, + still the entire listlessness they show induced me to think + it was a task rather than a pleasure. But when a lively + waltz struck up and the waltzing began, I.... + +Here the notes break off. + +Of the student's life of four years from 1828 to 1832 there is little +which can or need be said. For two years and a half out of the four he +was house surgeon at the Westminster Hospital and the Ophthalmic +Hospital, having received, at the age of twenty-one, the diploma from +the Royal College to practise surgery. During this period he continued +modelling, and took pupils in that art. Writing for periodicals also +occupied some of his leisure time. + +No sooner was his student career ended than an opening presented +itself which determined the future course of his life, but in a way +very different from what could possibly have been anticipated. + + +II. THE PENINSULA, 1832-1837. + + Dynastic quarrel in Portugal -- Foreign legion -- Mr Alcock + enters the service, 1832 -- Character of the force and its + leaders -- Colonel Shaw -- Incidents of the campaign -- + Important medical services of Mr Alcock -- Joins the + Spanish Foreign Legion, 1836 -- Termination of the + campaign. + +There were troubles in Portugal. The usurper Dom Miguel was on the +throne. It was proposed to seat the rightful sovereign, Donna Maria, +there--her father, Dom Pedro, ex-Emperor of Brazil, who assumed the +title of Duke of Braganza, heading the movement. + +Sympathy was excited in France and England, in both of which countries +irregular forces were levied to co-operate with the constitutional +party in Portugal led by his imperial majesty. It was a kind of +service which tempted alike young bloods and old soldiers who had been +languishing in peace and idleness since 1815, and a small army of +"Liberators" was got together in England, with a corresponding naval +force. + +It has been mentioned that young Alcock had studied under the eminent +army surgeon Guthrie. Feelings of regard had sprung up between the two +which extended far beyond the professional sphere. Not only had the +boy been a favourite pupil whose aptitude reflected credit on his +teacher, but it is quite evident that a personal affection which +lasted their respective lifetimes was rekindled during the years they +subsequently spent together in Westminster. When, therefore, Mr +Guthrie was applied to by Mr O'Meara, who had been in attendance on +Napoleon at St Helena, to recommend a surgeon for the British-Portuguese +force, Guthrie sent at once for Alcock and discussed with him his +professional prospects. The upshot was that as, considering his +youth,--he was then only twenty-two,--it was useless for him to think +of beginning practice in London, a few years might be most +advantageously passed in military service abroad. The young man was +only too eager to close with the offer then made to him, which not +only afforded the prospect of active professional work, but seemed to +open the way for adventures such as the soul of a young man loveth. +Within twenty-four hours of accepting the offer Alcock was on the way +to Portsmouth and the Azores. For some time after his arrival there he +did duty on board ship. His ambition being cramped by this restricted +service, however, he was anxious to be transferred to the military +force. He accordingly applied to Colonel Hodges, who commanded the +marine battalion, to be taken on his staff. The colonel looked at him +with some hesitation owing to his extremely youthful appearance, but +on hearing that he had been specially recommended by Guthrie, said, +"Oh, that is a different matter; come along." + +Of the Peninsular expeditions of 1832-37 the interest for the present +generation lies less in their origin, aims, and results, than in their +conduct and incidents. They were episodes which have left no marks on +the general course of history visible to the ordinary observer, and +are memorable chiefly for their dramatic effects, the play of +character, the exhibitions of personal courage, capacity, and +devotion; of jealousy, intrigue, and incapacity; of love and hate; and +of the lights and shadows that flit across the theatre of human life. +Interferences in other people's quarrels naturally bring to the +surface all the incongruities. The auxiliaries are sure to be thought +arrogant whether they are really so or not, and the _protégés_ are no +less certain to be deemed ungrateful. Each party is apt to +underestimate the exploits of the other and to exaggerate his own. +They take widely different views of the conditions under which their +respective services are rendered; they misconstrue each other's +motives, assessing them at their lowest apparent value. Each side +looks for certain sentimental acknowledgments from the other, while +daily frictions and inevitable misunderstandings continually embitter +the disappointment felt at their absence. And there are not two +parties, but many. There are wheels within wheels; sections playing on +each other tricks which savour of treachery on the one side, while on +the other side there may be sulks which are constructive mutiny. The +question of pay is naturally a constant source of bitterness, for +countries that need foreign assistance are impecunious and dilatory. +Few of them would be entitled to the certificate which Dugald Dalgetty +gave to his excellent paymasters, the Dutch. Yet in spite of +drawbacks, there is a kind of method in the whole business, a movement +towards a goal, though at a maximum of cost, with the greatest waste +and the most poignant regrets over mismanagement. + +But what in these irregular campaigns is so remarkable as to be almost +repugnant to common reason is the devotion of the mercenary soldier. +This inspiriting sentiment, which springs up spontaneously like a +wild-flower in desert places, seems to put patriotism in the shade as +a motive for sacrifice. The hired soldier, though an alien, is often +indeed more faithful than the son of the soil, perhaps for the reason +that his allegiance is of a simpler nature, more categorical and +explicit. The direct personal character of such alien allegiance and +its transferability are exemplified in the lives of soldiers of +fortune in general: never better, perhaps, than in the wild and +dangerous career of Alexander Gardner, colonel of artillery in the +service of Maharaja Ranjit Singh, whose Memoirs have been recently +edited by Major Hugh Pearse. Is it the fighting instinct, hereditary +heroism, or military discipline that makes the soldier? Is it the +cause that inspires him, or is it only devotion to his immediate +leader? Explain it how we may, the British Legion both in Portugal and +in Spain maintained the character of their race for pluck and tenacity +as well as if they had been fighting for their own king and country. +And this is rendered still more remarkable when the promiscuous +manner of their muster is considered. Clandestine engagements in the +slums of Soho, under the guise of labour or emigrant contracts, in +evasion of the Foreign Enlistment Acts; surreptitious journeys, as +"hop-pickers," to Gravesend; secret embarkations under cover of night; +and the disciplining of a mob composed of the dregs of the streets, +afford subject of some graphic and humorous descriptions on the part +of the officers concerned in raising the squad and licking them into +shape. It must have required a very sanguine faith in the radical +qualities of the stock for any officer of repute to consent to "march +through Coventry" with such a herd of scalliwags. + +The officer who seems to have had a principal share in collecting +these raw levies, and distinguished himself in both campaigns in the +Peninsula, in which he bore a leading part, has left us some racy +descriptions of the force and its experiences in the field. Sir +Charles Shaw was himself a typical soldier by nature and by practice. +Circumstances alone would determine whether it should be as a soldier +of fortune, a patriot defending hearths and homes, or as an Ishmaelite +adventurer, that his sword would be unsheathed. The sporting and +adventurous instinct scents danger afar, like the war-horse in the +book of Job which laughs at the spears. The manner in which he came to +embrace the profession of arms was itself so characteristic as to +deserve mention. + +As a youth he was passionately devoted to sport, and when that +momentous question the choice of a profession came up for +consideration, sport decided it in favour of law, for the somewhat +original reason that the young gentleman had observed that lawyers +seemed to enjoy the longest holidays! He had begun his studies, and +was on his way to St Andrews to enter on a new course when an incident +occurred which diverted the current of his thoughts. He met a batch of +French prisoners of war being removed from one garrison to another, +whose misery affected him so much that he was instantly seized with +the idea of becoming a soldier. The particular form in which the +inspiration took him was that he put himself in the position of one of +these prisoners and imagined himself the hero of his own and his +comrades' deliverance. + +His studies at St Andrews, perturbed by the new passion, made +indifferent progress. The historic golf-links afforded some relief, +acting as a kind of neutral soothing medium between antagonistic +aspirations. But the final solution of his troubles came from a famous +piece of water which is there, called the Witches' Pond. The virtue of +this water was great in the barbaric age when the curse of witchcraft +lay heavy on the land. The suspected person was thrown into the water. +If she floated, her guilt was proven and she was incontinently burned; +if she sank, it proved the high specific gravity of flesh and bone. +Happy thought! The young man would subject his life's destiny to this +convenient ordeal. He would jump into the pond, and either sink as a +lawyer or emerge as a soldier! + +After this original form of baptism, initiation into the mysteries +soon followed, and the young soldier saw much active service during +the Napoleonic wars in the Peninsula and in the Low Countries. He +missed Waterloo through being on other duty, and in the piping times +of peace which followed that decisive battle an idyllic life at +Richmond seemed to bound the horizon of his unsatisfied ambition for +some fifteen years. From a totally unexpected quarter the call to arms +reached him in his retreat, and suddenly roused all his sleeping +energies. The offer of a commission in the service of the young Queen +of Portugal met with an eager response, and Shaw entered heart and +soul into the service of Donna Maria. + +As well as being an active soldier, Major Shaw was a lively +correspondent, and it is from his letters to his family that we get +the most brilliant flash-lights on the incidents of his military +career generally, and more particularly on that exciting portion of it +which most concerns the subject of these volumes. These letters were +edited and published by himself at the close of the operations in +Spain. + +Colonel Hodges, who commanded the foreign brigade in Portugal, and +seems to have left the queen's service in a huff, also published a +narrative of the campaign, of which, however, the historical value is +not enhanced by its apologetic and explanatory motive. + +From the contemporary notes of these two officers we get generous and +emphatic testimony to the manner in which Mr Alcock acquitted himself +under the ordeal of severe military service. Indeed his comrades and +commanding officers, first in Portugal and afterwards in Spain, seem +to have vied with each other in spontaneous eulogy of the conduct of +the young surgeon, none of them more flattering than General De Lacy +Evans, who commanded in Spain. It is the record of a hero and a +philanthropist, of high military ardour subordinated to still higher +duty both to the cause he was serving and to the comrades whose lives +were under his care. The valour of a non-combatant makes no less a +demand on the virile stamina than the valour of the soldier,--oftentimes +indeed more, since he lacks the stimulus of active conflict and +confronts danger passive and unarmed. A few extracts from these really +remarkable testimonials may still be read with pleasure after the +lapse of sixty years. + +Shaw writes to his family:-- + + A peasant led the way (they wear no shoes and their feet + are like hands). I took off my shoes, and after getting + down about fifty yards, I looked up and saw a favourite + soldier of mine close above me, and an intimate friend of + Ramus, the assistant-surgeon Alcock (a nice young fellow), + following. I ordered the soldier to halt; but his answer + of, "I'll follow your honour to death, captain," made me + silent. I tried military authority with young Alcock, as I + saw he was much excited; but no, his professional services + were, he thought, required, and follow he would. Every + moment expecting he would roll down, I clasped my toes and + fingers close to the precipice, that he might fall without + sweeping me with him: such is selfish nature! Two or three + times I determined to return, but the soldier's speech + forced me on. We reached the bottom in about half an hour, + and, believe me, I returned thanks. + + I proceeded along the rocky beach, and there found poor + Ramus lying on a rock, in a sleeping position, with all his + clothes torn, and a dreadful gash in his head; his body all + broken; but with an expression of countenance indicating he + had suffered no pain. I was astonished to see him without + his shoes; but in ascending a sharp rock I found them, with + the marks where his heels had caught as he tumbled + backwards head foremost. Finding that our descent had been + useless, I told those who had come down that I would not + allow them to risk their lives in ascending, and sent off + a peasant to get a boat; but he failed both in this and in + getting ropes to pull us up. Self again stepped in, and as + senior I led the way--one great reason being that no one + could tumble back on me! I reached the top--hands torn and + feet bruised; and to my joy young Alcock made his + appearance, but so faint that I was obliged to supply him + liberally with my brandy. + + The duty which now had to be performed by the medical men + was of the most arduous character. The surgeon of the + British battalion, Souper, carried away by the military + spirit instilled into him by being an actor in the "Three + Days of July," resigned his commission as surgeon, and on + this day commenced and finished his military career, being + killed at Hodges' side while carrying orders to the French + battalion. His place was filled up by Mr Rutherford Alcock, + who had the same love for "fire," but for a different + object--that of being close at hand to give prompt + assistance to any one who was wounded. Although young, + Alcock was old in knowledge and experience: he was highly + respected by all who knew him, and beloved by those who + entered into action, as they felt assured that he thought + not of his own safety when his services could be of benefit + to them. In the most exposed situations I saw him this day, + dressing officers and men with the same coolness as if he + were in a London hospital; and I cannot refrain from + expressing envy at the gratified feeling he must ever + possess when he thinks of the number of human beings he has + saved by his knowledge, experience, bravery, and activity, + both at Oporto, Vittoria, and St Sebastian. But his trials + after the fight of the 29th of September were great. + + Owing to the fights of Pennafiel, Ponte Fereira, and the + different affairs on the Lugar das Antas, the wards + allotted to the British in the general hospitals were full; + therefore, one may form some idea of the misery of the + British when scattered among the different hospitals, + speaking a language which was not understood. Measures were + taken by Hodges and Alcock to gather the wounded foreigners + together, but the Minister of War threw every impediment in + the way of this; almost making one suspect, that now that + the soldier had done his work and was useless, the sooner + he died the better. + + Truth compels me to state a fact I should wish to avoid, + but it is right that those who are to be soldiers should + know the value that is sometimes put upon their services. + The words were made use of by Dom Pedro, but from what I + have seen of him, I think others must have at the moment + prompted him. The medical man was mentioning that it would + be necessary to amputate the legs and arms of some of the + British. "No, no," said Dom Pedro, "you British are fond of + amputations, because your men are to have pensions, and + that is expensive." + + No application from myself as commanding the battalion; + from Alcock, as senior medical officer; nor from Hodges, as + the representative of the foreigners, had any effect on + Augustinho José Freire: thus the poor fellows, crowded + together, without beds, without nurses, without clothes, + and even without medicines, died in numbers. + +The references to Alcock's services are so frequent in these letters, +so unconventional and spontaneous, as to prove the deep and lasting +impression the young surgeon had made on his companions in arms. "I am +glad for all your sakes to tell you that my wounds have healed in an +extraordinary manner.... I consider myself greatly indebted to Alcock +both for his skill and attention." And at the close of the Portuguese +campaign: "I wonder if Alcock knows that he has got the decoration of +the Tower and Sword? No man in the service deserves it more, both for +bravery and kindness to the wounded." "The scarcity of medicines was +dreadful; but with the active and willing assistance of Alcock, and +the Portuguese medical gentlemen, it is quite wonderful what has been +accomplished." + +The bad condition of the hospitals at Oporto is the burden of many +references in both Shaw's letters and Hodges' more formal narrative; +and as the only records of the campaign from Alcock's own pen happen +to be in official documents connected with the medical service, we +give _in extenso_ one of his despatches, showing in an inexperienced +boy of twenty-three a maturity of judgment and a broad grasp of duty, +with, what is perhaps more important, a mastery of work, that would +not discredit a veteran. + + OPORTO, _Sept. 20, 1832_. + + SIR,--The danger to which the patients were found to be + exposed by the fire of the enemy caused their removal to a + place of greater safety, where they might at least have + nothing to fear from the enemy's shells. This change in the + arrangements, however, has been in other respects extremely + disadvantageous to the sick and wounded men. They are now + crowded from the higher parts of the building into the + corridors and ground-floors--a situation well known to be + unfavourable to the recovery of sick men, from the air + being so much less pure. Our own men, including the English + sailors, have been placed in one ward, which, though of + tolerably large dimensions, is very far from affording the + necessary space and quantum of air required for forty-eight + or fifty patients, which for some time has been the + average--an average which we may rather expect to see + increased than diminished during the approaching wet + season. Moreover, from peculiar localities, it is quite + impossible efficiently to ventilate the room, or to ensure + a free circulation of air, which is as essential as any + other means employed for the recovery of health. + + It is under these circumstances that I feel not only + authorised, but bound in duty, to draw your attention to + the subject; assured that in any measures proposed for the + benefit or wellbeing of the men under your command it is + only necessary to show they are really required to meet + your cordial support. Many difficulties, and many + disadvantageous arrangements, have always attended the + treatment of the patients in the present establishment; but + these last compulsory changes, when added to the former + state, place my patients in too dangerous a position to + allow me to be silent or inactive. Situated as we are, I + cannot promise the speedy recovery of any of the gunshot + wounds, nor indeed of the sick generally, and their + liability to any of the epidemics unfortunately so common + in crowded hospitals renders me exceedingly anxious to + have some steps taken to place them in a more favourable + position. + + The means I have to submit for your consideration and + approval are, I believe and hope, extremely feasible. I + desire to have some large dwelling-house appropriated for + the reception of all English and French sick and wounded, + by which means the General Hospital would be relieved of + nearly a hundred patients, and of those, moreover, who, + from the difference of language, are a fruitful and + constant source of trouble and inconvenience--nay, more, of + irregularity as prejudicial to the patients as it is + discreditable to a military establishment of such + importance. Many houses well adapted for this purpose might + easily be mentioned, already at the disposal of the + Government by the flight of the owners. One I could point + out at this moment which, from a superficial inspection, I + believe might be advantageously appropriated--a corner + house in the Praça de St Ildefonso, adjoining the church. + + The advantages which would accrue from this arrangement + cannot for a moment be counterbalanced by the trouble or + difficulty of first organising the separate establishment. + The patients could then be classed and placed in different + rooms, and not, as now, promiscuously crowded + together--surgical and medical, fevers and amputations; by + which arrangement their liability to any epidemic would be + exceedingly diminished, while the patients would be more + immediately under the eye and control of the medical + attendants. Both surgeon and patient would thus be placed + under more favourable circumstances, and the general + service much facilitated by the removal of foreign troops + from an establishment entirely Portuguese. + + In glancing at the advantages, I should omit one of very + great importance if I did not submit to you the facility it + would afford for the good treatment of wounded and sick + officers. Instead of being attended at their own quarters, + often just within the first line, to their own great risk + and the inconvenience of the surgeon, they would be removed + to a place of safety, and where, moreover, from being + entirely under medical command, their rank would procure + them none of those injurious indulgences in the way of + diet, &c., which even the wisest of us are apt to risk the + enjoyment of when in our power. They might easily enjoy + every necessary comfort, while they would be carefully + guarded from all imprudent excess. + + The chief difficulties I foresee, and which I have no doubt + will immediately present themselves to your mind, appear to + me very far from insurmountable. I require the assistance + of no Portuguese officer whatever, except a commissary or + purveyor, on whom I can _fully depend_, for the due and + regular supply of fuel, meat, wine, fowls, and such other + articles as are required for the good treatment of the + patients, and which are daily supplied to the General + Hospital. This is of the greatest importance, as any + irregularity in this branch of the service would not only + cripple my efforts, but be of serious injury to all under + my care. In addition to this I should require one + Portuguese domestic to every fifteen cases, for the purpose + of cooking, washing the linen, keeping the wards clean, and + such other menial duties as are independent of those + appertaining to the orderlies. The expense of a separate + establishment ought to be, and would be, of the most + trifling kind. The same beds, trussels, and utensils, now + exclusively appropriated to us, would be equally + serviceable in any other hospital. Two or three boilers, + and a few cooking utensils, with a slipper bath, are really + the chief and most expensive things required. I may safely + leave it to you, sir, to decide if this can cause any + grievous outlay. + + Should it be any convenience, or be deemed by you, sir, + advantageous to the service, to the English and French + might be added the wounded Portuguese soldiers of your + brigade. I have little more to add, but should you require + further detail, I beg to refer to a letter addressed to + Major Shaw on this subject. I am fully conscious and aware + of the labour I am entailing on myself, and that which is + still more irksome, the heavy responsibility, but I have a + duty to perform. I neither court the labour nor desire the + responsibility; but if they come as a consequence of my + efforts to do that duty I can look steadfastly on them, and + I trust I have energy and perseverance enough to do all + that depends upon me in spite of them. My most ardent wish + is to prove myself worthy of the confidence you have + honoured me with, and the trust conferred upon me.--I have + the honour to be, sir, your obedient humble servant, + + RUTHERFORD ALCOCK. + + To Colonel HODGES, + commanding Foreign Brigade, &c., &c. + +As the campaign in defence of the Queen of Portugal closed, that in +defence of the Queen Christina of Spain opened, and their rough +experiences in the former did not deter either Colonel Shaw or Surgeon +Alcock from accepting service in the Spanish Legion organised and +commanded by De Lacy Evans. "On my arrival in London," writes Shaw in +1836, "you may suppose how delighted I was to find my friend Alcock at +the head of the medical department, as his experiences in difficulties +made him decidedly the most proper man." As it is no part of our plan +to trace the operations, we give one characteristic letter from +Colonel Shaw. It is dated San Sebastian, 2 o'clock, May 6, 1836:-- + + MY DEAR MOTHER.--The steamer is detained, so I write to you + once more. I and my brigade are so fatigued and cut up that + we have been allowed to return here for the night. We had a + terrible morning's work of it, the brigade having lost, in + killed and wounded, about 400 men and 27 officers; others + not so much. How I escaped I know not; kind Providence was + my protector. My watch is smashed, the ball having cut + through cloak, coat, trousers, drawers, and shirt, and only + bruised me. A spent ball hit me on the chest, and my gaiter + was cut across by another. We had dreadful lines to force: + very steep, vomiting fire; and the clay up to our ankles + made us so slow that they picked as they chose. The enemy + not only behaved well behind their lines, but charged out, + and twice or thrice put us for a moment in confusion. + Alcock is slightly wounded. + +And as an agreeable pendant to the severe strictures on the state of +the Portuguese hospitals, the following may fitly close our extracts +from these racy records of arduous military adventure:-- + + BAYONNE, _September, 1836_. + + When you land, introduce yourself to my friend Alcock, and + beg him to take you through the hospitals. You will, or I + am greatly mistaken, be agreeably surprised by the + prevailing cleanliness and regularity, as also the care and + attendance bestowed on the sick and wounded. Alcock has had + a most difficult card to play. He knows well that there are + many disabled poor fellows who, if they were in the British + service, would be sent to England, certain of receiving + their pensions; but he is also aware that a poor fellow + sent to England from the service of Queen Christina, + instead of receiving his pension, is generally left to + starve. It is therefore from a praiseworthy charity that he + keeps many in hospital, under his own eye, in order that + they may in this manner get as much as will keep body and + soul together. + +Mr Alcock retired from military service in 1837 with the rank of +Deputy-Inspector of Hospitals, having received the Order of the Tower +and Sword together with the war medal of the three years' service in +Portugal, and the Cross of the Order of Charles III. and Commander's +Cross of Isabella the Catholic, with medals for the two principal +actions against the Carlists. + +The six years of Peninsular experiences he declared to have been "the +most stirring and attractive of his life," and in some portions of +that period he had "more complete personal gratification and material +happiness than could be safely anticipated in the future." He was now +to have six years of quite a different experience, which led up to the +turning-point in his life. + + +III. ENGLAND, 1838-1844. + + Returns to England, 1838 -- Alcock resumes professional + work -- Prize essays and publications -- Sir James Paget's + testimonial -- A Commissioner for adjusting Peninsular + claims -- Appointed Inspector of Anatomy, 1842 -- + Imperfections of the Anatomy Act -- Marriage to Miss Bacon, + 1841 -- His enforced abandonment of a surgical career. + +On his return to England in 1838 Alcock at once resumed the work of +his profession. In that year he published in a small 8vo volume 'Notes +on the Medical History and Statistics of the British Legion of Spain'; +and in 1839, and again in 1841, he carried off the Jacksonian prizes +of the Royal College of Surgeons awarded for the best essays on +subjects selected by the Council. The first of these was "On +Concussion or Commotion of the Brain"; the second, "On Injuries of the +Thorax and Operations on its Parietes"; and naturally the value of the +papers lay in the extent to which the author was able to draw on his +own observation and experience of gunshot wounds during his seven +years of Peninsular service. + +Of these contributions to medical literature Sir James Paget remarks +that "they may make one regret that he was ever induced to give up the +study of surgery. For they show an immense power of accurately +observing and recording facts, and of testing his own and others' +opinions by the help of all the knowledge of the facts possessed by +others at that time.... I doubt whether in the first half of this +century better essays on gunshot wounds of the head and of the thorax +had been written." + +And the small volume dealing with hospital experiences in Spain has +drawn from the same eminent authority the comment that "it tells in a +most graphic and clear manner the difficulties which, sixty years ago, +beset the practice of surgery and the care of troops during war. These +difficulties may have been greater at that time in Spain than in any +other country in Western Europe, and may be thought now impossible, +but they may be read with great interest, and one cannot doubt that +Sir Rutherford Alcock's true account of them helped to remedy them, +... contributed to the improvement of the medical department of the +army in this country." + +Mr Alcock joined the Royal Medical and Chirurgical Society in 1839, +and was appointed Lecturer in Surgery at Sydenham College, where he +delivered a series of lectures on complicated injuries, amputations, +&c. + +His professional labours were soon diversified by an employment which +could scarcely have been consistent with a large practice, though in +the beginning of his surgical career it might not seem to involve much +sacrifice except of time. But it was arduous, onerous, and absolutely +gratuitous. Great trouble had arisen between the Spanish Government +and the Foreign Legion in regard to pay. No settlement could be +obtained, and eventually a commission was appointed to examine and +adjudicate the numerous claims, to which commission Mr Alcock was +appointed by express and unanimous request of the general and the +field officers of the corps. His qualifications for such an office +were quite exceptional, for to first-rate business capacity, which had +been shown in the campaign, he added a knowledge of the language and +the country which was not common, and a character which commanded +universal confidence. His work on this commission extended over two +years, and was brought to a satisfactory termination in 1839. + +No sooner were the labours of the Spanish commission concluded than Mr +Alcock was, in 1840, appointed by the Foreign Office to a similar duty +in an Anglo-Portuguese commission constituted by the two Governments +to adjust the claims of British subjects who had served in the +Miguelite war of 1832-35. The work of that commission also was +satisfactorily accomplished in 1844, and, as in the Spanish +commission, Mr Alcock's labours were given without remuneration, in +order, as he said, that his judgment might be unbiassed.[2] + +During the course of the Spanish commission Mr Alcock was, in 1842, +appointed, on the strong recommendation of Sir Benjamin Brodie, to a +post under the Home Office, that of Inspector of Anatomy. It would be +distasteful and of no utility to rake up the circumstances which set +on foot an agitation culminating in the passing of an Act of +Parliament in 1832 known as "The Anatomy Act." Like many other Acts of +legislature in this country, it was a compromise by which difficulties +were sought to be evaded by cunningly devised phrases whereby the +thing that was meant was so disguised as to appear to be something +else. "The Act failed in two most important points; it failed in +honesty, and was wanting in the extent of the powers conferred." In +short, after ten years' trial the Act was becoming unworkable, and a +reform in its administration was imperatively demanded. It was at +that critical moment that Mr Alcock was nominated as one of the two +inspectors under the Act, and he entered on his duties with his +well-proved practical energy. Before the end of the first year a long +and interesting report was sent in by the inspectors, and we may judge +by the sample of the Hospital Report in Oporto how thoroughly they +exposed the difficulties and how practically they proposed to overcome +them. A second report followed in 1843. But Government is a lumbering +machine, always waiting for some stronger compulsion than a mere +demonstration of what ought to be; and we are not surprised, +therefore, to find fifteen years later, and fourteen after his +connection with the Home Department had ceased, Mr Alcock still +writing the most lucid and matter-of-fact memoranda on the conditions +under which competent inspectors might be induced "to work a very +imperfect Act of Parliament." + +It was during the period under review that the most interesting +episode in a young man's life occurred. On the 17th of May 1841, when +he had just completed his thirty-second year, he was married to Miss +Bacon, daughter of the sculptor of that name. The ceremony took place +at St Margaret's, Westminster, Dean Milman, then a Canon of +Westminster, officiating. His domestic bliss was unruffled, the couple +being profoundly congenial. + +But now "a change came o'er the spirit of his dream." The career which +opened before the young surgeon was full of promise. So far as the +personal factor was concerned, no man could have started with a +better equipment. There were efficiency, thoroughness, enthusiasm, +courage, and common-sense; there were, as we have seen in the student +days, manual dexterity and exactness and artistic power of no +contemptible order; there was, in short, every attribute of an +accomplished surgeon, who must in the course of nature rise to +eminence. A chair of military surgery was ready for him at King's +College, and an assistant-surgeonship at Westminster Hospital. All +that, however, had to be sacrificed and a new departure taken, in +consequence of an illness which left its mark in the form of paralysis +of hands and arms, and thus put an end to "all dreams of surgical +practice." + +This malady was a legacy from the Peninsula. Like Cæsar, "he had a +fever when he was in Spain," a rheumatic fever of a particularly +severe type contracted at the siege of San Sebastian. This entailed +indescribable pain and misery during many months, and, in spite of +partial recoveries, seems to have left its after-effects seven years +later in what he calls the "mysterious" affection in his hands. It was +indeed considered remarkable that he should have survived an attack of +so formidable a character. He never recovered the use of his thumbs, +which marred the legibility of his writing to the end of his life. + +His professional career being thus rudely closed, it might well have +appeared to a man of thirty-five that his life was shipwrecked ere the +voyage was well begun. It would have been in accord with the +short-sighted judgment which men usually form of their own fortunes. +But + + "There's a divinity that shapes our ends, + Rough-hew them how we will;"-- + +and Alcock learned, what many before and since have learned, that +prosperity and adversity oft visit men in disguise, and are liable to +be mistaken the one for the other. Providence employs for its +favourites an alchemy whereby the very ashes of their misery may be +transmuted into pure gold; and what looks like disaster is but the +rending of the veil which concealed a world of richer promise than +that which they abandon with regret. + + [Illustration] + +FOOTNOTES: + +[1] He dropped the "John" so early in life that he was never known by +it. + +[2] The only valuable consideration he received for these labours was +bestowed some years later, when his entry into the service of the +Foreign Office was ante-dated to 1840, so as to include the period of +the Peninsular commissions. + + + + +CHAPTER II. + +SENT TO CHINA. + + Importance of appointment -- New position created by Treaty + of Nanking -- Exceptional responsibility of the new consuls + -- The evolution and scope of foreign intercourse -- + Pioneer traders -- Mutual experiences of Chinese and + foreigners -- Results -- English inheritors of the record + -- An intolerable state of things -- Drastic remedy -- + Where it failed -- Chasm between Eastern and Western ideas + -- Commerce alone supplied a safe medium of intercourse -- + Its healing qualities -- But social and political + concomitants created friction -- Arbitrary interferences of + Chinese Government -- Their traditional mode of treating + barbarians -- Denial of human rights -- Absence of law in + their intercourse -- Spasmodic resistance to Chinese + tyranny aggravated the evils -- East India Company + submitted for the sake of gain -- Close of the Company's + charter -- Followed by endeavour of British Government to + establish official intercourse -- Determined resistance of + Chinese -- Lord Napier, first British envoy, not received + -- Loaded with insults -- Contradictory instructions given + by British Government -- To conciliate Chinese as in days + of Company, and at same time to open diplomatic relations + -- Lord Napier's appeal to experience -- His death at Macao + -- Captain Ellis, a third envoy, reverts to the policy of + submission -- Has no success. + + +When thus thrown upon his beam-ends in 1844, an appointment was +conferred on Mr Alcock which was not only honourable to him but +creditable to the Government which selected him. He was among the five +chosen to fill the office of consul in China under the treaty of +Nanking, which had been concluded in 1842. And if any event in human +life be deserving of such distinction, the opening thus provided for +the talents of Mr Alcock is on many grounds entitled to rank as +providential. To the end of his days he himself recognised that his +previous training had not been thrown away, but "had been +unconsciously preparing him for the great work of his life." The +Minister responsible for the appointment may be excused if, while +selecting a man of proved capacity for a post of unknown requirements, +he did not realise the full value of the service he was rendering to +his country. Governments are not always so perspicacious in gauging +the merits of the uncovenanted, and other nominations made under +circumstances not dissimilar have shown how easily the efficiency of +the candidate may be subordinated to considerations extraneous to the +public weal. + +The China consulates were a new creation, a venture into the unknown, +a voyage without landmarks or chart, where success depended on the +personal qualities of the pioneer navigators--their judgment, +resourcefulness, and faculty of initiative. Great issues hung upon the +opening of the new world of the Far East, the success of which was +largely in the hands of the agents who were employed, for they were +practically beyond the reach of instructions. There was no telegraph, +and the so-called Overland Route to India was just beginning to be +exploited for the conveyance of mails and passengers. Nor was it +possible for even the wisest Government to frame general instructions +providing for eventualities out of the range of common experience. The +conditions of service were therefore such as to constitute an ordeal +under which a bureaucratic official would shrivel into uselessness or +worse, while to a strong man they were a powerful stimulant, the very +breath of life. + +It was therefore a matter of serious consequence who should be +intrusted with the actual inauguration of the new relations with +China; and in the course of the present narrative it will probably +appear that it was a happy accident by which the country lost one +distinguished surgeon among many and gained in exchange a political +representative whose services must be considered unique. + + +FOREIGN RELATIONS WITH CHINA. + +To understand fully the state of our relations with China created by +the treaty of Nanking, the whole history not only of our own +commercial intercourse, but of that of the nations who were our +forerunners in the Far East, would have to be kept in mind. For much +as we tried and hoped then, and ever since, to confine the +international question to a few bald propositions respecting trade, +personal protection, and so forth, it is impossible to eliminate the +historical, the human, and the general political elements from the +problem. For both good and evil we are the necessary outcome of our +own antecedents, as are the Chinese of theirs, and if we had acquired +a stock of experience of the Chinese, no less had they of us; indeed, +if we fairly consider the matter, theirs was the more comprehensive. +For to the Chinese we represented not ourselves alone, nor the East +India Company, nor a generation or two of timid traders, but +Christendom as a whole--our Spanish, Portuguese, and Dutch +precursors, the Romish propaganda, and all the abortive missions to +Peking. + +For three centuries and more what may be called the foreign education +of the Chinese had been proceeding: their habits were being formed in +so far as their dealings with strangers were concerned, and their +judgment was being trained by the authentic data with which they had +been plentifully supplied. European intercourse, in short, had been +one long lesson to the Chinese in the art of managing men from the +West. Without meaning it, we had been teaching them how to treat us, +just as we train animals to perform tricks; and the worst we can say +of the Chinese is that they have bettered the instruction, to their +loss perhaps as well as ours. + +In the chronicles of that long history there are many deeds worthy of +remembrance, as well as many of another hue, neither being confined to +one side. There were good and bad among the early adventurers, as +there are at all times in every other section of mankind. Of two +brothers, for example, connected with the very early times, the first +comer ingratiated himself with the Chinese, and left such a good +impression behind him that the second was received with open arms: +very soon, however, he abused the liberality of the natives, +committing outrages upon them, which led ultimately to his forcible +expulsion from the country and to restrictions on the outlets for +trade. Taking it as a whole, the record of the pioneers in China is +rather a despicable one, in which violence, cupidity, and cowardice +formed large ingredients. + +The English, as latest comers, being served heirs to the turpitudes +of all Europe, paid the penalty for the misdeeds and shortcomings of +their predecessors and their neighbours, as well as for their own. The +penalty was the intolerable degradation they had been made to endure, +with ever-increasing aggravation, at the only port where they were +permitted to trade--Canton. + +As there are forms of impurity which can only be cleansed by fire, so +there was no possible remedy for the miseries of Anglo-Chinese +intercourse short of open war. The hostilities begun in 1839, and +brought to a conclusion by the treaty of Nanking in 1842, were +naturally held as a drastic liquidation of long-standing grievances +and the harbinger of a new era of peace and mutual respect. Why even +the decisive and one-sided war should have proved an inadequate +solvent of the perennial strife may partly appear as our story +proceeds. + +The chasm between the Chinese and the Western world, as then +represented by Great Britain, was in fact much too deep to be bridged +over by any convention. Intercommunion between bodies so alien was as +the welding of heterogeneous metals, contact without fusion. From one +point of view, indeed, circumstances were highly favourable to a +sympathetic attachment, for there is no safer medium of intercourse +between nations than the commerce which blesses him that buys and him +that sells. It was the pursuit of commerce alone that drew men from +afar to the Asiatic coasts, and the reciprocal desire on the part of +the natives which opened for the strangers, be it ever so little, the +gates of the Chinese empire. The purely commercial relation left +little to be desired on the side of mutual goodwill. The impression +of it left on the mind of old residents in Canton is thus recorded by +Mr W. C. Hunter, an American merchant, who lived there from 1824: +"From the facility of all dealings with the Chinese who were assigned +to transact business with us, together with their proverbial honesty, +combined with a sense of perfect security to person and property, +scarcely a resident of any lengthened time--in short, any 'Old +Canton'--but finally left them with regret." + +Mr Hunter goes further and testifies to the "vigilant care over the +personal safety of strangers who came to live in the midst of a +population whose customs and prejudices were so opposed to everything +foreign." + +Why, then, was it that on the ground-level of common material +interest, and under the sunshine of the protection spontaneously +accorded by authority, the parties failed in two hundred years to +evolve between them a _modus vivendi_? The solution of this riddle can +only be found in a patient survey of events both before and after the +war. + +It would carry us far beyond our limits even to summarise the history +of foreign intercourse with China. Nor is such a task necessary, since +our concern lies mainly with those later developments which culminated +in the war of 1839-42, a glance at which seems essential to any fair +appreciation of the sequel. + +That there was no material cause of difference between the Chinese +Government and people on the one hand and the foreign traders and +their representatives on the other was made manifest by the +persistence and continuous growth of their mutual commerce. And their +common appreciation of the advantages of the trade is shown by the +readiness of each in turn to resort to the threat of stopping +business as a means of pressure on the other side. It is not therefore +the substance, but the accidents and conditions, of the intercourse +that generated the friction which led through outrage to reprisals; +and the two conditions most fruitful in conflict were the necessary +absence of law and the inevitable incomprehension of each others +status. + +Left to themselves, the traders on either side, though without law, +would have been a law to themselves, both parties having been +habituated to a discipline of custom more potent within its sphere +than any code, commercial or penal. But as no problem in life can ever +be isolated, so in this case the twofold interference of the State and +the populace constantly obstructed the genial flow of commercial +intercourse. + +The interference of the Chinese bore no resemblance to the +restrictions imposed on trade by Western Governments, for these, even +when most oppressive, are usually specific and calculable. There is a +tariff of duties, there are harbour and police regulations, and there +are the laws of the land. The peculiarity of the Chinese official +supervision of foreign trade was that it was incalculable and +arbitrary, governed by cupidities and jealousies, and subject to +individual caprice. Having barbarians to deal with, the Chinese +authorities followed the maxims of their ancient kings and "ruled them +by misrule, which is the true and the only way of ruling them." And +finding the barbarians submissive, they grew accustomed to practise on +them such indignities as a wanton schoolboy might inflict on a captive +animal, unrestrained by any consideration save the risk of +retaliation. The Chinese had no conscience to be shocked by the +persecution of foreigners, for in relation to them justice and +injustice were meaningless terms. Such arrogance was not so much the +result of any formulated belief as of a traditional feeling lying at +the bottom of their moral conceptions; and just as the Chinese people +to-day speak of foreigners, without consciousness of offence, as +"devils," so did the best educated officials in the days before the +war sincerely regard strangers as an inferior, if not a degraded, +race. As late as 1870 a British representative writing to the Chinese +Prime Minister complained that "the educated class, both by speech and +writing, lets the people see that it regards the foreigner as a +barbarian, a devil, or a brute." And there has been no change since +except what is enforced by prudence. To the absence of law in their +intercourse was therefore superadded a special negation of human +rights, naturally accompanied by an overbearing demeanour on the side +of the natives. The strangers were in effect outlawed. The attempts +made from time to time to assert their independence resembled the +spasmodic kicking of the ox against the goad which led rather to +aggravation than amelioration of the pain. The prevailing tone was +that of submission, inviting more and more aggression, until the cup +overflowed and war ensued. + +If we ask how it could happen that Britons of any class came to submit +to such ignominy, the only answer forthcoming is that they did it for +the sake of gain. And if, further, we try to press home the +responsibility to any particular quarter, there is very little doubt +that the principal blame must be laid at the door of the East India +Company, which ruled and monopolised the English trade with China +until the expiration of their charter in 1834. The Board of Directors +in Leadenhall Street demanded remittances, and cared nothing for the +indignities which their distant agents might be forced to undergo in +order to supply these demands. "The interests at stake were too +valuable to be put at issue upon considerations of a personal nature, +... and the Court leave the vindication of the national honour to the +Crown." Such was their unchanging attitude. The agents on their side, +balancing the pros and cons, concluded that at any cost they must +retain the favour of the omnipotent Board. By this course of procedure +the prestige which would have protected British subjects from outrage +was bartered away; the Chinese were induced by the subservience of the +Company's officers to practise constantly increasing insolence, and +small blame to them. The demeanour of the Company's representatives +was that of men carrying out instructions against their better +judgment. Occasionally, indeed, their judgment got the better of their +instructions, and they would attempt to make a stand for their rights. +A case occurred in 1831 when new restrictions on the export of silver +were imposed by the Chinese authorities. Mr H. H. Lindsay, head of the +Company's committee, resented the proceeding, and threatened to stop +the trade. In the event, however, the committee gave way, and in token +of surrender delivered the keys of their factory to a Chinese +mandarin. + +The process which had been consecrated by time naturally did not stop +when the principal cause of it was removed. It continued uninterrupted +after the monopoly of the Company had ceased. Indeed the case became +much aggravated when the British agents, beginning with Lord Napier, +became representatives of the Crown instead of the Company. And so +little was the position understood by the authorities in Great Britain +that, yielding to considerations of convenience, they appointed some +of the very men whom the Chinese had been long accustomed to treat +with contumely to be the representatives of the King. But the Chinese +had a true presentiment of the nature of the changes which this new +departure threatened. They had learned from Captain Weddell, Commodore +Anson, and others what were the pretensions of the commander of a +Kings ship; and then justly inferred that a King's representative +would stand on a wholly different footing from a Company's +superintendent. They resolved, therefore, to nip in the bud every +effort to open international relations, employing to that end all the +weapons which were familiar to them. The viceroy of Canton not only +declined communication with the British envoy, but imprisoned him and +intercepted his letters, so that a naval force was required to release +him from captivity. Yet it was not malevolence but policy that guided +the hand of the Chinese authorities--the settled policy of keeping +foreigners at arm's-length at all costs. + +The rule of conduct enjoined by the British Government on the first +representatives of the Crown in China was emphatically conciliation, +as in the time of the East India Company and its superintendents. They +were to "cautiously abstain from all unnecessary use of menacing +language, or from making any appeal for protection to our military or +naval force (except in extreme cases), or to do anything to irritate +the feelings or revolt the opinions or prejudices of the Chinese +people." That article of the "Sign-manual Instructions to the +Superintendents of Trade in China" was faithfully carried out; while +the one ordering the envoy to "take up your residence at the port of +Canton" could not be obeyed because the Chinese provincial authorities +placed their veto on it. The conciliatory demeanour of the British +representative was met by the refusal, accompanied by the grossest +insults, of the Chinese to receive or acknowledge him. And not by +insults only, such as perverting the phonetic rendering of his name by +the substitution of characters bearing odious meanings, and by various +indignities offered to his person, but by interference with his +domestic servants, and even cutting off his food-supply, did they +coerce him into abandoning his post at Canton. Their conduct evoked +the opinion from Lord Napier, in reporting the incidents to his +Government, that "the viceroy of Canton was guilty of an outrage on +the British Crown calling for redress," which drew from the Duke of +Wellington (February 2, 1835) the chilling comment that "it is not by +force and violence that his Majesty intends to establish a commercial +intercourse between his subjects and China, but by the other +conciliatory measures so strongly inculcated in all the instructions +which you have received." Lord Napier's despatches prove that he +understood the situation perfectly. "What advantage or what point did +we ever gain," he wrote, "by negotiating or humbling ourselves before +these people, or rather before their Government? The records show +nothing but subsequent humiliation and disgrace. What advantage or +what point, again, have we ever lost that was just and reasonable, by +acting with promptitude and vigour? The records again assure us that +such measures have been attended with complete success." And he +recommended his Government "to consult immediately on the best plan to +be adopted for commanding a commercial treaty, or a treaty which shall +secure the just rights and embrace the interests, public and private, +of all Europeans,--not of British alone, but of all civilised people +coming to trade according to the principles of international law." + +Driven to death by Chinese official barbarities, and by the +discouragement of his own Government, Lord Napier was succeeded first +by one then by another of the East India Company's old staff, who +could only maintain themselves by sinking their character as British +national envoys and submitting to the indignities which the Chinese +more than ever delighted in imposing on them, increasing in virulence +in proportion as the resistance to them grew weaker. + +The line of policy inculcated upon Lord Napier was, in fact, +scrupulously followed after his death, notably by Captain Charles +Elliot, the third in succession, who received the King's commission in +1836. That officer indeed went far beyond his instructions in his +efforts to conciliate the Chinese; for though repeatedly ordered by +Lord Palmerston to communicate with the authorities direct, and not +through the Hong merchants;[3] and not to head his communications with +the word "petition"; and notwithstanding his own reiterated opinion in +the same sense, Captain Elliot entirely yielded to the Chinese +pretensions. He communicated through the Hong merchants, and +explicitly received the "commands" of the authorities with +"reverence." As was natural, the more he conceded the more was exacted +from him, until conciliation reached the point of exhaustion and there +was nothing left to give up. Matters had nearly reached this stage +when the British envoy could thus address the Governor of Canton +(through the Hong merchants) in 1837: "The undersigned respectfully +assures his Excellency that it is at once his duty and his anxious +desire to conform in all things to the imperial pleasure." The result +of this extreme humility was that Captain Elliot was forced to strike +his flag at Canton and withdraw to the Portuguese settlement of Macao, +on the ground that he was unable to maintain intercourse with the +authorities on the conditions prescribed for him by her Majesty's +Government. + + [Illustration] + +FOOTNOTE: + +[3] These were a syndicate appointed by the Chinese Government to +conduct the foreign trade and be responsible to the Government for the +proceedings of the foreign merchants. + + + + +CHAPTER III. + +ANTECEDENTS OF THE WAR. + + +I. THE OPIUM TRADE. + + Its increase caused alarm to Chinese Government by throwing + the balance of trade against China -- English manufacturers + deplored the same fact -- Drain of silver -- Government + opposition to the importation of opium -- Official + participation in the trade -- The reign of sham -- + Illustrated by Mr Hunter -- Captain Elliot volunteers to + prevent smuggling -- Rebuffed by Canton authorities -- The + principal patrons of the opium trade -- Imperial Government + and the opium traffic -- Proposals to legalise it -- The + Empress -- Commissioner Lin appointed to suppress trade -- + His uncompromising proceedings at Canton -- Imprisonment of + the foreign merchants, and of the British envoy -- + Surrender of opium by Captain Elliot. + +Commerce itself had also for some time been a source of disquietude, +and it is an interesting circumstance that it was the same feature of +it which caused anxiety to both sides. The balance of trade was +against China, which in the year 1838 had to provide bullion to the +amount of upwards of £2,000,000 sterling to pay for the excess of +imports over exports. English manufacturers deplored the fact that the +purchasing power of China was restricted by the paucity of her +commodities suitable for foreign markets, while the Chinese +authorities saw with genuine alarm a yearly drain of what they deemed +the life-blood of their national wealth; for not only was silver and +gold bullion exported in what to them were large amounts, but the +vessels which brought raw cotton and opium from India were frequently +ballasted for the return voyage with the copper coinage of the +country. Crude, arbitrary, and quite ineffectual devices were resorted +to by the Chinese for the arrest or mitigation of the leakage of the +precious metal. Opium, being the commodity which the people most +imperatively demanded, was always paid for in hard cash, while +ordinary merchandise might be bartered against Chinese produce. It is +not therefore difficult to understand how, without prejudice to moral +or political considerations, the article opium should have become so +conspicuous a factor in the agony which preceded the war. + +In characterising the relations then subsisting between the Chinese +and foreigners as lawless, it is not meant that China is a country +governed without law, although it is true that even in the purely +domestic administration of the State legality is systematically +travestied. But in connection with foreign relations, and almost as a +necessity of the case, every trace of legality was obliterated in +practice, and the merchants were constantly entangled in a labyrinth +of illusions and pitfalls. No regulation was, or was ever intended to +be, carried out as promulgated; it was generally something quite +different that was aimed at, and it is literally true that the law was +more honoured in the breach than in the observance. + +Many Chinese eagles swooped on the carcass of foreign trade; various +authorities competed for the spoil; and the constantly changing orders +were often merely stratagems by which one set of officials sought to +steal an advantage over another. The rules of the game were perfectly +understood, and the loftiest professions of public duty were the +invariable concomitant of the most corrupt practice. + +The two principal trade authorities in Canton were the viceroy of the +two provinces, and the _hoppo_, who held an independent commission +from Peking as superintendent of the customs. Smuggling was of course +systematic. Though there were severe dormant laws against it whereby +unwary individuals might on occasion be entrapped, yet the practice +was openly carried on in every department of traffic, its chief +patrons being the viceroy and the _hoppo_. The importation of opium +was officially prohibited, but no branch of trade was so effectually +protected. The depot ships lay in what was regarded as the outer +waters of China--that is, the archipelago in the estuary of the Canton +river. But the drug was brought to land in the viceroy's own boats and +to his profit. The traffic was conducted under a fluctuating +arrangement between the native merchants and the authorities, the +latter taking frequent occasion to pick quarrels with the former in +order to have a pretext for extortion. The fees levied upon the +opium-dealers were divided among the officials, but they could never +trust each other to deal fairly in the distribution of the takings. By +way of check on sharp practice a Chinese war-vessel was in the habit +of visiting the receiving ships, taking from them an account of their +deliveries, and at the same time making a small levy for the +commanders personal behoof, for which a formal receipt was granted. + +A new _hoppo_ came to Canton in 1837, and, as had been the custom +with his predecessors, he inaugurated his commission by issuing +drastic edicts, in concert with the viceroy, against the sale of +opium, even going through the form of arresting some of the dealers. +This demonstration, like all that had gone before, was merely intended +to cover a heavier exaction than had yet been levied. The dealers and +boatmen refused the terms, and by way of protest the latter burned +their boats. Whereupon the two high officers built boats of their own, +which, with the Government ones already employed in the business, +brought the whole of the opium to Canton. In this manner was the trade +resumed after a temporary stoppage caused by the strike of the dealers +and boat-owners against the extortions of the viceroy and _hoppo_. Nor +was there ever any secret in Peking respecting these proceedings. +Indeed the occasion of any high official travelling to the capital was +always marked by a great enhancement of the market price of opium, of +which the official or his retinue invariably carried a large quantity +for sale there. This circumstance was published in the trade circulars +printed in Canton, without the least concealment of the name of the +mandarin under whose protection the drug was transported. The _hoppo_ +was, and still is, an imperial _protégé_, and it was, and is still, +perfectly understood that he divides the proceeds of his Canton +harvest with his patrons. It is for that purpose that he receives the +appointment. And this was a trade proscribed under extreme penalties +by imperial edict! It is needless to trace the network of elusion in +which the administrative ingenuity of Chinese officialdom was +exercised, and the specimen given above may be taken as typical of +the system. "Nevertheless, during the year 1838 very serious and +determined measures began to be adopted by the Chinese authorities, +directed generally against the trade in opium; and imperial edicts +threatened death as the punishment for both the dealers in and smokers +of the drug." + +It is hardly possible outside of China to realise the systematic +make-believe under which public affairs are carried on. + + Life and business in Canton, says Mr Hunter,[4] was a + conundrum as insoluble as the Sphinx; everything worked + smoothly by acting in direct opposition to what we were + told to do. Certainly we were told to "listen and obey," to + "tremble and not by obstinacy and irregularity to court the + wrath of the imperial will"! We were reminded from time to + time that we were "sojourning in the land on sufferance." + We were threatened and re-threatened with the "direst + penalties if we sold _foreign mud_ to the people; truly + forbearance could no longer be exercised." Yet we continued + to sell the drug as usual. Our receiving ships at Lintin + must no longer loiter at that anchorage, but "forthwith + either come into port or return to their respective + countries." The heart of the ruler of all within the _Four + Seas_ was indeed full of compassion and had been indulgent + to the barbarians. But now no more delay could be granted, + "cruisers would be sent to open their irresistible + broadsides" upon the foreign ships. Yet in spite of these + terrors the ships never budged. We were "forbidden to + wander about except three times a-month, and that not + without a linguist," but we walked whenever we pleased, and + the linguist is the last person we ever saw. + +And so on through a long catalogue of prohibitions to the disregard of +which the officials themselves were always parties. + +We get an exact description also of the mode in which the opium trade +was carried on from the pen of Mr Hunter, himself an actor as well as +an eyewitness. It furnishes a perfect illustration of the reign of +sham which prevails generally in China:-- + + We anchored on the inside of the island of Namoa close by + two English brigs, the Omega and Governor Findlay. Inshore + of us were riding at anchor two men-of-war junks, with much + bunting displayed; one bore the flag of a _foo-tseang_ or + commodore. Knowing the "formalities" to be gone through + with the mandarins, we expected a visit from one, and until + it was made no Chinese boat would come alongside, nor would + a junk, not even a bumboat. We had no sooner furled sails + and made everything shipshape, when his "Excellency" + approached in his gig--a sort of scow as broad as she was + long.... He was received at the gangway by Captain Forster. + His manner and bearing were easy and dignified. When + cheroots and a glass of wine had been offered, the + "commodore" inquired the cause of our anchoring at Namoa. + The _shroff_ gave him to understand that the vessel, being + on her way from Singapore to Canton, had been compelled, + through contrary winds and currents, to run for Namoa to + replenish her wood and water. Having listened attentively, + the great man said that "any supplies might be obtained, + but when they were on board, not a moment must be lost in + sailing for Whampoa, as the Great Emperor did not permit + vessels from afar to visit any other port." He then gravely + pulled from his boot a long red document and handed it to + his secretary, that we might be informed of its purport. It + was as follows:-- + + +_An Imperial Edict._ + + As the port of Canton is the only one at which outside + barbarians are allowed to trade, on no account can they be + permitted to wander about to other places in the "Middle + Kingdom." The "Son of Heaven," however, whose compassion is + as boundless as the ocean, cannot deny to those who are in + distress from want of food, through adverse seas and + currents, the necessary means of continuing their voyage. + When supplied they must no longer loiter, but depart at + once. Respect this. + + TAO-KUANG, _17th year, 6th moon, 4th sun_. + + This "imperial edict" having been replaced in its envelope + and slipped inside of his boot (for service on the chance + of another foreign vessel "in distress"), his Excellency + arose from his seat, which was a signal for all his + attendants to return to the boat, except his secretary. The + two were then invited to the cabin to refresh, which being + done, we proceeded to business. The mandarin opened by the + direct questions, "How many chests have you on board? Are + they all for Namoa? Do you go farther up the coast?" + Intimating at the same time that _there_ the officers were + uncommonly strict, and were obliged to carry out the will + of the "Emperor of the Universe," &c. But our answers were + equally as clear and prompt, that the vessel was not going + north of Namoa, that her cargo consisted of about 200 + chests. Then came the question of _cumsha_, and that was + settled on the good old Chinese principle of "all same + custom." Everything being thus comfortably arranged, wine + drunk, and cheroots smoked, his Excellency said "Kaou-tsze" + (I announce my departure).... Chinese buyers came on board + freely the moment they saw the "official" visit had been + made. A day or two after, several merchant junks stood out + from the mainland for the anchorage. As they approached we + distinguished a private signal at their mastheads, a copy + of which had been furnished to us before leaving + Capshuymun. We hoisted ours, the junks anchored close to + us, and in a surprisingly short time received from the Rose + in their own boats the opium, which had been sold at + Canton, and there paid for, deliverable at this anchorage. + It was a good illustration of the entire confidence + existing between the foreign seller in his factory at + Canton and the Chinese buyers, and of a transaction for a + breach of any of the conditions of which there existed no + legal redress on one side or the other. + + [Illustration: MACAO.] + +From his asylum in Macao Captain Elliot thought he saw an opportunity +for making a fresh attempt to ingratiate himself with the Chinese +authorities. Disregarding the fact that the only return for his +previous efforts at conciliation had been accumulated insult and +odious accusations against himself personally, Captain Elliot resolved +on trying once more. So, when the opium agitation broke out in +1838-39, he volunteered his assistance in suppressing smuggling in the +river. The viceroy, being the head and front of the abuse, spurned the +offer, saying, what was perfectly true, that he could stop the traffic +himself by a stroke of the pen. + +Ignoring the rebuff, Captain Elliot did nevertheless issue an order +that "all British-owned schooners, or other vessels habitually or +occasionally engaged in the illicit opium traffic, _within_ the Bocca +Tigris, should remove before the expiration of three days, and not +again return within the Bocca Tigris, being so engaged." And they were +at the same time distinctly warned, that if "any British subjects were +feloniously to cause the death of a Chinaman in consequence of +persisting in the trade within the Bocca Tigris, he would be liable to +capital punishment; that no owners of such vessels so engaged would +receive any assistance or interposition from the British Government in +case the Chinese Government should seize any of them; and that all +British subjects employed in these vessels would be held responsible +for any consequences which might arise from forcible resistance +offered to the Chinese Government, in the same manner as if such +resistance were offered to their own or any other Government, in their +own or in any foreign country." This gratuitous assumption of the +functions of the Chinese executive plunged Captain Elliot into still +greater difficulties, and prepared the way for the tragic events which +were to follow a year later. In vulgar parlance he "gave himself away" +to the Chinese, for in professing to be able to stop opium traffic +within the river he tacitly accepted the responsibility of stopping +it also in the estuary, where the British depot ships lay at anchor. +It was, in fact, the driving home of this responsibility by the +Chinese which was the apparent occasion of the war. For it is certain +that during his three years of office as representative of the Crown +of England Captain Elliot had given no provocation to the Chinese, nor +had he in any way withstood their aggression. + +But a sudden change now came over the scene. The opium question had +been for some time debated in the imperial counsels with considerable +earnestness, the issue turning on the alternatives of suppressing or +legalising the traffic. It seems likely that in those deliberations +the reigning emperor, Tao-kuang, played a very secondary part; indeed +as an active factor in the government of the country he appears to +have been of little more account than his successors have been. He is +described as an amiable but weak man, sensible of the difficulties of +his country, but misinformed with regard to them by the favourites +around him. The most interesting personality about the Imperial Court +at that time appears to have been the empress, who had raised herself +to that exalted position by her talents as well as by her +fascinations. Though her career was a very short one, she exercised a +potent influence on affairs throughout the whole empire. She was +credited with a rare power of judging men and of selecting them for +offices of trust. She was a reformer of abuses and a true patriot; but +what was most remarkable, considering the order of ideas which +surrounded her, she held liberal views as to the extension of foreign +intercourse, and was at the head of the party which was in favour of +legalising the opium traffic. A memorial addressed to her urging this +measure was submitted by the emperor to the governor of Canton, Tang, +who with his colleagues reported on it favourably. The success of the +empress's policy enraged her enemies and stirred them to the most +strenuous efforts to compass her fall. The emperor, it is said, +remained neutral in this strife. The opposition party prevailed, +gaining over the emperor to their side while he was smarting from the +grief caused by the death of his own son from opium, an event which +enlisted his personal feelings against the drug. + +So far, however, had the question been carried, that the legalisation +of the opium trade was fully anticipated by Captain Elliot up to the +very hour that the storm burst. + +The final decision of the Government was to put an end to the trade, +for which purpose they sent an imperial commissioner to Canton, armed +with full authority to carry out the emperor's edicts. He arrived at +his post, March 10, 1839. Commissioner Lin, the best known character, +with the exception of Captain Elliot himself, in connection with the +war, was a man of uncommon energy and resolution, and was therefore in +some respects well chosen for the extraordinary task which was imposed +upon him. He was a native of Fukien province, an official of high +standing, having been Governor-General of the Central Provinces, the +Hu Kwang. He was now appointed Governor-General of the Two Kwang and +Imperial Commissioner for dealing with the opium question. As a +Chinese administrator he had been popular, and was no doubt possessed +of many high qualities.[5] It is possible that had he taken time to +study the foreign question with which he had to deal, and had he not +been betrayed by his too easy initial successes, he might have been +the means of placing the foreign relations of his country on a footing +of mutual accommodation. A reasonable man would have perceived the +utter impossibility of preventing the Chinese people from purchasing a +commodity for which they had an overmastering desire. He showed great +ignorance of human nature in proposing to break his countrymen of +opium-smoking within a year, after which time offenders were to be +beheaded.[6] This was but a sample of his violence and of his +incapacity to see two sides of a question. It must be remembered, +however, that he had undertaken to carry out the emperor's +instructions, and it is difficult to pronounce what amount of latitude +he might have allowed himself in the interpretation of them. + +His proceedings were of an uncompromising character most unusual with +Chinese. Possessing full authority, he exercised it to the utmost, +terrorising all the local officials into absolute subservience. The +governor of Canton, himself deeply implicated in the opium traffic, a +fact well known to the Imperial Commissioner, was constrained to save +himself by affecting the utmost zeal in executing the commissioner's +behests. Having thus disposed of all the opposition with which Chinese +high officials have usually to reckon from their subordinates, Lin +gave the rein to his headstrong temper, and instead of effecting +reform, plunged his country into a war which shattered the imperial +prestige. + +Within three weeks of Lin's arrival in Canton the drastic measures +against foreigners, and particularly against the opium trade, +culminated in his imprisoning the whole of the merchants within their +factories at Canton, menacing them with further outrages on their +person. At this crisis Captain Elliot, having left his residence at +Macao, made his way under difficulties to Canton, that he might share +the captivity of his countrymen and act as their head and mouthpiece. +Having thus got the superintendent of trade into his power, +Commissioner Lin preferred most extravagant demands upon him, +including the delivery to the Chinese of all opium owned by British +merchants, which amounted to 20,000 chests valued at upwards of +£2,000,000. The imprisoned merchants had no choice but to yield to the +demand made upon them by the representative of the British Crown; and +as the recent agitations had interfered greatly with the course of +trade, their assent to the terms was no doubt soothed by the +reflection that they were making a clearance sale of their goods to a +solvent purchaser, her Majesty's Government. They issued their +delivery orders for the opium on the 27th March 1839. It is to the +credit of Commissioner Lin that in a memorial to the throne he +commended the loyalty of certain of the British merchants.[7] + +This grand concession to the demand of Commissioner Lin was but the +climax of all the antecedent steps of British submission. There was no +haggling, but a prompt and unconditional surrender in the following +terms:-- + + +_Elliot to the Imperial Commissioner._ + + CANTON, _March 27, 1839_. + + Elliot, &c., &c., has now the honour to receive for the + first time your Excellency's commands, bearing date the + 26th day of March, issued by the pleasure of the Great + Emperor, to deliver over into the hands of honourable + officers to be appointed by your Excellency all the opium + in the hands of British subjects. + + Elliot must faithfully and completely fulfil these + commands, and he has now respectfully to request that your + Excellency will be pleased to indicate the point to which + the ships of his nation, having opium on board, are to + proceed, so that the whole may be delivered up. + + The faithful account of the same shall be transmitted as + soon as it is ascertained. + +Captain Elliot did not even give himself time to verify the figures, +and in his haste committed himself to the delivery of more opium than +was actually in being. The consequence was that he could not deliver +until fresh importations arrived, when he was obliged to enter the +market as an opium merchant and purchase sufficient to enable him to +fulfil his engagement. + + +II. THE SEQUEL TO THE SURRENDER OF OPIUM. + + Captain Elliot complains of his lengthened imprisonment -- + The continued cruelties of Commissioner Lin -- Subservience + of the Portuguese -- English merchants driven from their + homes in Macao to seek refuge on shipboard -- Pursued by + the vengeance of the Commissioner -- Chinese claim absolute + jurisdiction over person and property -- Demand for an + English seaman for execution. + +The interesting question in all this is how the Chinese authorities +were impressed with the magnanimous sacrifice of over £2,000,000 +sterling worth of private property as a ransom for the liberties of +British subjects. They were certainly not impressed favourably, for +Captain Elliot, together with the whole community, was detained for +many weeks after the delivery of the opium close prisoners in Canton, +and cut off from all outside communication. A week after the surrender +Captain Elliot wrote to Lord Palmerston, "The blockade is increasing +in closeness.... This is the first time in our intercourse with this +empire that its Government has taken the unprovoked initiative in +aggressive measures against British life, property, and liberty, and +against the dignity of the British Crown." On the same day the +Imperial Commissioner threatened to cut off the water-supply from the +beleaguered merchants. A week later Captain Elliot wrote, "The +blockade is not relaxed, ... the reverse is the case;" and he was +constrained, though with evident reluctance, to characterise "the late +measures as public robbery and wanton violence." Commissioner Lin's +"continuance of the state of restraint, insult, and dark intimidation, +subsequently to the surrender, has classed the case amongst the most +shameless violences which one nation has yet dared to perpetrate +against another." And there is a forlorn pathos in his confession, a +fortnight later, of the futility of "remonstrances from a man in my +present situation to a high Chinese officer determined to be false and +perfidious." + +Nor did the Chinese appetite for cruelty cease to grow by what it fed +upon even after the crisis of the Canton imprisonment was over. The +British community, when forced to seek safety on board of their ships, +were pursued from anchorage to anchorage by the implacable vengeance +of the Imperial Commissioner. The natives were by proclamation ordered +to "intercept and wholly cut off all supplies" from the English, some +of whom "had gone to reside on board the foreign ships at Hongkong, +and it was to be apprehended that in their extremity some may land at +the outer villages and hamlets along the coast to purchase +provisions," in which case the "people were to drive them back, fire +upon or make prisoners of them." "Even when they land to take water +from the springs, stop their progress and let them not have it in +their power to drink." Another proclamation stated that "poison had +been put into this water; let none of our people take it to drink." +During the summer of 1839 many murderous outrages were perpetrated by +the Commissioner's orders on English small craft wherever they were +found isolated or defenceless. + +It is not necessary to pursue these barbarities in detail. Sufficient +has been advanced to illustrate the spirit in which the Chinese +Government, in a time of peace and without a vestige of provocation, +drove the retreating and absolutely submissive English to desperation. +And their characteristic manner of recompensing servility was +illustrated with cynical humour in a long memorandum drawn up during +the progress of the war by Commissioner Lin, the author of the savage +proceedings just referred to. "Since," he says, "the English are so +eager for the recommencement of their traffic, let us couple the grant +with another stipulation, that they present us with the head of +Elliot, the leader in every mischief, the disturber of the peace, and +the source of all this trouble"--the last statement containing more +truth than probably the writer himself fully realised. + +Under such conditions it was obviously impossible to place the persons +and property of British subjects at the mercy of Chinese officials. +Yet this is what the authorities at Canton insisted upon,--"full +submission to Chinese penal legislation, involving capital punishment +by Chinese forms of trial." This was no new claim. The Chinese were +simply following the precedents. English, French, and Americans had +each in turn given up their men to be strangled on the demand of the +Chinese authorities, and though the right had not been exercised for +nearly twenty years, Lin evidently thought the occasion favourable for +reviving it. He furnished a clear explanation of what a Chinese trial +would be by demanding of the British representative the unconditional +surrender for execution of the alleged murderer of a Chinese. To +Captain Elliot's almost penitential protestations, that he had been +unable to discover the assumed murderer among the numerous liberty men +of ships of more than one nationality who had been in the scuffle, the +Chinese authorities paid no regard whatever. The Queen's +representative was publicly denounced in scurrilous language by +Commissioner Lin for concealing and failing to deliver up an offender, +and for criminal violation of the laws of China as "shown by our +reiterated proclamations and clear commands." This truculent +proclamation being followed by an ultimatum giving ten days for the +surrender of the unknown murderer under threat of the extermination of +the British community, the latter had to escape in a body from Canton +to seek refuge in Macao, whence they were expelled by the authorities +of that settlement at the behest of the Chinese commissioner. This act +of loyalty on the part of the Portuguese was duly acknowledged by the +Imperial Commissioners reply, through his subordinate officials, in +the following terms:-- + + We have received from his Excellency the Imperial + Commissioner a reply to our representation that the English + foreigners had, one and all, left Macao, and that the + Portuguese Governor and Procurador had ably and strenuously + aided in their expulsion, and faithfully repressed + disorder. The reply is to this effect:-- + + That the Portuguese Governor and Procurador having thus + ably obeyed the commands for their expulsion, evinces the + respectful sense of duty of those officers, and merits + commendation. I, the High Commissioner, in company with the + Governor, will personally repair to Macao to soothe and + encourage. And you are required to pay instant obedience + hereto, by making this intention known to them. + +Captain Elliot, in a despatch to the Portuguese governor, +characterised his act as a participation "in measures of unprecedented +inhospitality and enmity against British subjects."[8] + +Into the merits of the opium question itself, or of that unique +transaction, the surrender of £2,000,000 sterling worth of the +commodity by a British agent on the mere demand of a Chinese official, +it would be impossible to enter within the limits of space assigned to +us. But it is obvious that such a demand, made within two years of the +time when the viceroy of Canton was building a flotilla to carry the +merchants' drug from the receiving ships to his provincial capital, +was something so extravagant that compliance with it must be followed +either by open war or by complete submission and the abandonment of +China as a trading field. It is of course conceivable that had the +ordinary Chinese canon been applied to the case, and the proclamations +of Commissioner Lin been interpreted, like those that had gone before, +as the inaugural bombast of a newcomer, the demands might have been +evaded with impunity. The Portuguese, in fact, did evade them by the +simple expedient of sending their opium to sea for a time and bringing +it back again. There is some ground for the surmise that the High +Commissioner himself reckoned on evasion, and was even embarrassed by +his unexpected success in having such an enormous amount of property +frankly thrown on his hands. Our collision with China may thus be said +to have been brought about by a breach in the continuity of precedents +on both sides,--we reckoning up to a certain point on the continuance +of sham, and the Chinese on the continuance of submission. Both were +misled, and there was no way of reconciliation but by the arbitrament +of force. + +FOOTNOTES: + +[4] Bits of Old China. Kegan Paul. + +[5] When he visited Macao later in the year 1839--after the +events--there were public demonstrations in his honour, whether +prompted by public respect for his despotic power or approval of the +use he had just made of it, or merely a recognition of his previously +established reputation, may very well remain an open question. + +[6] Possibly, however, this was but a specimen of the hyperbolic +diction which is habitual with the Chinese. An official will threaten +his servant with instant decapitation for a trifling offence, meaning +nothing whatever thereby. + +[7] As in its commutation for the surrender of slave property, so now +the British Government inflicted serious injustice on the owners of +the opium. Captain Elliot's drafts on the Treasury were dishonoured, +he having had no authority to draw, and the merchants had to wait four +years for a most inadequate payment. + +[8] "By the treaty of 1703," wrote Sir Anders Ljunstedt, the last +chief of the Swedish Company's factory, "Portugal placed herself, as +it were, under the protection of Great Britain. This Power never +failed to render her ally the assistance she stood in need of either +in Europe or her ultramarine dominions." The English had defended +Macao against the French in 1803. + + + + +CHAPTER IV. + +THE FIRST CHINA WAR, 1839-1842. + + Captain Elliot despatches his only ship to India with a + report of the situation -- The helplessness of the British + community and persecutions by the Chinese during three + months -- Arrival of two ships -- The Chinese attack them + and are defeated -- Expedition from India and England + arrives -- Canton river blockaded -- Attempts to appeal to + Central Government rebuffed -- Squadron sent to the Peiho + -- Kishen appointed to treat -- Expedition returns south -- + Negotiations opened near Canton -- Bogue forts destroyed by + British ships -- Illusory negotiations -- River blockaded, + but commerce partially resumed -- Extensive war + preparations by Chinese -- Captain Elliot's confidence in + the Chinese -- Hostilities carried on -- Canton commanded + and ransomed -- Triumph of the populace -- Operations + extended to northern coasts -- Agreement between Captain + Elliot and Kishen repudiated by both sovereigns -- Arrival + of Vice-Admiral Sir William Parker -- War vigorously + prosecuted -- Towns and forts taken -- Nanking threatened + -- Commissioners Ilipu and Kiying appointed to treat -- + Treaty concluded at Nanking, August 29, 1842 -- The + character of Ilipu. + + +Captain Elliot, after the severities to which he and his countrymen +had been subjected, despatched a vessel to Calcutta with a report on +the situation to the Governor-General of India, making a corresponding +report at the same time to London. The departure of this, the only +vessel at the disposal of the British agent, left him and the +mercantile community in a helpless predicament during three critical +months, and it was natural that the Chinese should take advantage of +so favourable an opportunity to fill the cup of their cruelties fuller +than ever. The only form of reprisal which was left to the +unfortunate Captain Elliot was his intimation to the merchants that he +had moved both the British and Indian Governments to forbid the +admission of tea and other Chinese produce into their territories--an +announcement which is said to have irritated Commissioner Lin +excessively. On September 11, 1839, however, her Majesty's ship Volage +appeared on the scene. Her commander, Captain Smith, considered that +the least he could do in defence of his countrymen was to blockade the +Canton river by way of retaliation for "the stoppage of the supplies +of food by order of the Chinese Government, and for the Chinese people +having been ordered to fire upon and seize her Majesty's subjects +wherever they went; and that certain of them had been actually cut +off." + +This slight evidence of vitality on the part of the English produced +an immediate effect on the Chinese: their violent proclamations +against Elliot were withdrawn; provisions were no longer prohibited; +and certain negotiations were inaugurated for the resumption of trade +_outside_ the Barrier; whereupon Captain Smith promptly raised the +blockade. + +Before long, however, the Chinese resumed their offensive attitude, +endeavoured to compel British trading ships to enter within the Bogue, +and renewed their demands for the murderer of a Chinaman, failing +which the foreign ships were ordered to depart within three days on +pain of immediate destruction. They accordingly withdrew to the +anchorage of Tongku, which became the rendezvous of all the ships of +war. Difficulties continued to increase on both sides, without +prospect of any solution, until the 29th of October, when another +British man-of-war, the Hyacinth, arrived and joined the Volage. These +vessels proceeded to Chuenpee, with Captain Elliot on board, for the +purpose of eliciting from the Commissioner some explicit declaration +of his intentions. They were at once attacked by the Chinese admiral +with a fleet of twenty-nine war-junks, which they beat off; and thus +occurred the first hostile encounter between the armed forces of the +two nations. + + [Illustration: MAP OF CANTON WATERS.] + +Of the operations which followed, extending over nearly three years, +full accounts were given at the time, none better than the 'Narrative +of the Voyages and Services of the Nemesis from 1840-43,' by W. D. +Bernard, with which may be profitably compared Dr Eitel's concise +history,[9] published forty years later, with all the documents before +him. + +The British Government came to the conclusion that the limits of +forbearance had been overstepped. The action of the Chinese +authorities during 1839 forced on it the choice of two alternatives, +to abandon British subjects and their interests or to exact reasonable +treatment for them from the Chinese. The latter was selected, and it +was resolved to demand a commercial treaty under which foreign trade +might be carried on with security to person and property. In support +of this decision military and naval forces, equipped in England and in +India, assembled on the coast of China during the spring of 1840. +Among the novelties of this equipment were a number of small +light-draught iron steamers, the most famous of which was the Nemesis, +built for the Honourable Company by Mr Laird of Birkenhead, drawing +only six feet laden. This exceedingly mobile little craft, under her +energetic commander, W. H. Hall, performed almost incredible services +as the maid-of-all-work of the expedition. The blockade of the Canton +river, which had been established and withdrawn several times, was +finally declared on the 28th of June 1840, as a first step in the +regular war programme, by Commodore Sir Gordon Bremer. A few days +later the command of the fleet was assumed by Rear-Admiral the Hon. +George Elliot, who was also appointed joint-plenipotentiary with +Captain Charles Elliot. + +Before commencing a general war upon the Emperor of China every +resource was exhausted for opening communications with the Imperial +Government through other channels than that of Canton. The frigate +Blonde was despatched for this purpose to the harbour of Amoy, where +the local officials not only refused to receive a letter from the +English admiral, but ordered an attack upon the boat conveying it on +shore. The frigate retaliated for this insult by opening fire upon the +Chinese batteries and war-junks, after which she returned to Hongkong +to report proceedings to the admiral. About this time, early in July +1840, the island of Chusan was taken and occupied. The attempt to +deliver a letter from Lord Palmerston addressed to the Cabinet at +Peking, by way of Ningpo, having been frustrated by the authorities at +that port, a blockade was established of Hangchow Bay and the mouth of +the Yangtze. It had been Captain Elliot's favourite device, as it came +to be that of all his successors, to apply pressure to the Court of +Peking by means of a blockade of this the main artery of the Chinese +empire, and it was by following up this scheme that the war thus +commenced in 1840 was actually brought to a successful issue in 1842. + +The attempts to gain access to the Court through the southern seaports +having failed, the venue was shifted to the neighbourhood of the +capital itself. A heavy squadron of ships accordingly anchored off the +mouth of the Peiho--a demonstration which was sufficiently menacing to +the capital to induce the Court to appoint an official to parley with +Captain Elliot, and also to receive the undelivered letter from Lord +Palmerston. Kishen, a Manchu of high rank, was chosen for this service +by the emperor. The first, perhaps the sole, object of Kishen's +diplomacy was to relieve the apprehensions of the Court by procuring +the prompt withdrawal of the foreign forces. This end was achieved in +one short conference with Captain Elliot, when Tientsin was pronounced +to be too near the emperor's palace for negotiations, and it was +decided that the scene should be shifted back to Canton, a new +commissioner being appointed to supersede Lin, the impracticable. The +squadron thereupon, about the end of September, withdrew to Chusan. It +was generally believed that an armistice had been arranged pending +negotiations, but it was soon discovered that the only truce made +applied exclusively to the island of Chusan, where it had been +declared. The two English plenipotentiaries repaired to Macao in +November. + +All this while extensive preparations for hostilities were vigorously +prosecuted in the neighbourhood of Canton. Attempts to communicate +under flag of truce were repelled by force, and it was remarked that +the Chinese were sufficiently well versed in the significance of the +white flag to make free use of it for their own protection, while +disregarding its employment by the other side. The Imperial +Commissioner, Kishen, reached Canton at the end of November, his +arrival coinciding in point of time with the invaliding of Admiral +Elliot, the co-plenipotentiary, thus leaving the British negotiations +once more in the sole hands of Captain Elliot until such time as Sir +Gordon Bremer was appointed as his associate. + +Of the two diplomatists who had now to confront each other it would +be difficult to say whether the English or Chinese was the more +anxious to avert hostilities. To avoid precipitating a conflict +negotiations were not pressed home by either party, nor were any steps +taken to give effect to the conference which had been held between +them at Tientsin. + +The hostile demonstrations of the Chinese, and the extraordinary +exertions they were putting forth to place themselves in a position to +bar the entrance to the river, compelled the British naval +commander-in-chief to assume the offensive by attacking the outer +defences at its mouth. The forts and guns were destroyed as well as +the Chinese fleet of war-junks, native Indian troops and Royal Marines +forming an important part of the attacking force. There remained +extensive fortifications within the embouchure, and every preparation +was made on both sides for resuming the contest on the following +morning; but just as the British guns were about to open fire a small +sampan, with an old woman and a man on board, was sent off by the +Chinese admiral proposing a cessation of hostilities. This unpromising +overture did actually eventuate in an armistice, holding out the +prospect of a treaty of peace, but with the details as usual carefully +kept in the background. During the period of truce granted by Captain +Elliot the Chinese continued as active as ever in strengthening and +extending their defences. This necessitated continued precautions on +the British side, for it is to be noted throughout all the proceedings +that the naval and military commanders never shared the illusions of +Captain Elliot as regards the conciliatory intentions of the Chinese. +They formed their opinions upon what they saw with their eyes, and +not by what any Chinese official professed with his lips. + +On January 20, thirteen days after the attack on Chuenpee forts, +Captain Elliot announced from Macao that "preliminary arrangements had +been concluded. Hongkong was to be ceded, and an indemnity of +$6,000,000 to be paid by the Chinese; direct official intercourse on +terms of equality, and trade to be resumed, within ten days." This +good effect, he added, was "due to the scrupulous good faith of every +eminent person with whom negotiations are still pending." The British +plenipotentiary did not lose an hour in carrying out his part of the +incomplete compact, which was the substantial one of rendering back to +the Chinese their captured forts. The ceremony of the rendition of the +Chuenpee forts was performed on the 21st, when the British flag was +formally struck and the Chinese hoisted in its place under a salute +from the flagship. On the other side the occupation of Hongkong by the +British forces proceeded just as if the arrangements between the +plenipotentiaries had been definitive. + +Serious conferences then ensued between the British and Chinese +plenipotentiaries within the river, at a point known as the Second +Bar. The blockade was nevertheless maintained, so that a French +corvette which arrived to watch the course of events was unable to +enter the river. Captain Elliot, however, invited her commander to +accompany him and "assist" at his interview with Kishen. In the +meanwhile the conciliatory attitude of the Chinese commissioner was +severely denounced from the throne, and while these conferences were +proceeding, messengers of war were on their way from Peking charged +with nothing less than the extermination of the barbarians. Kishen was +degraded, and instead of peaceable negotiations, a proclamation was +placarded on the walls of Canton offering $50,000 each for the heads +of the British plenipotentiary and the commodore. + +After the expiration of this one-sided truce open hostilities were +re-entered upon. The Bogue forts had to be once more captured, and the +British flag re-hoisted. That accomplished, the blockade of the river +was raised. This somewhat remarkable step was no doubt due to the +overmastering anxiety shown throughout by Captain Elliot for the +immediate resumption of trade, he having learnt in the Company's +school to place the current season's business above every other +consideration. It appears certain that the quite disproportionate +value attached by him to this one object obscured his perspective, if +indeed it did not vitiate his whole policy. Trading vessels were +permitted to proceed up-river, but under the peculiar reservation that +the stakes, chains, and barriers placed by the Chinese to obstruct +navigation should first be removed. The fleet, nevertheless, had still +to fight its way up to Canton, Captain Elliot meanwhile never ceasing +to make overtures of peace to the Chinese. There were truces and +suspensions of hostilities, all of the same nature, binding only on +one side, and such a medley of peace and war as seemed rather to +belong to the middle ages than to the nineteenth century. Trade was +pushed on all the more briskly for the general fear that the duration +of peace was likely to be brief; and as both parties were alike +interested in getting the season's produce shipped, the Chinese +authorities were not ill-pleased to see commerce thus carried on while +they employed the interval in hurrying forward their grand +preparations for the crushing of the invading force. Hostilities were +suspended by an agreement on March 20, 1841, and Captain Elliot, after +residing some time in the foreign factory, where he had opportunities +of sounding the disposition of the new commissioners, declared himself +perfectly satisfied with their "assurances of good faith," which he +repeated in the same public manner a fortnight later--that is, a month +after the suspension of hostilities. On leaving the Canton factory +Captain Elliot, strong in the faith he professed, urged on the senior +naval officer the propriety of moving his ships away from the city in +order to show our peaceful disposition, the guard of marines which had +been stationed for the protection of the factories to be at the same +time withdrawn. + +The mercantile community by no means participated in the confidence of +the plenipotentiary, nor, as we have said, did the naval commanders. +Indeed so little satisfied were they with the turn of affairs, that +Sir Gordon Bremer left in a Company's steamer for Calcutta to lay the +situation before the Governor-General of India.[10] This occurred in +the middle of April. In the beginning of May troops were seen pouring +into the forts near the city. An immense number of fire-rafts in +preparation to burn the fleet could not be concealed, while placards +of a most menacing character were posted about the city walls. Captain +Elliot, whether he was shaken in his belief in the pacific assurances +of the Chinese authorities or not, returned to the scene, on board the +Nemesis, on the 10th of May, and it is said that, in order to show the +Chinese that he still believed in their good faith, he was accompanied +on this one occasion by his wife, probably the first European woman +who had set foot in Canton. + +Several weeks more elapsed before the British plenipotentiary allowed +himself to be finally disillusioned. Then he issued a proclamation to +the merchants warning them to be prepared to leave the factories at a +moment's notice, while the inevitable Nemesis was moved close up for +the protection of the foreign community generally. The Chinese had +employed the greatest ingenuity in masking their warlike preparations, +and even at the last, when they saw that concealment was no longer +possible, they attempted to allay the apprehensions of the foreigners +by issuing an edict in order "to calm the feelings of the merchants +and to tranquillise commercial business,"--their object being, as it +was confidently alleged, to take the whole community by surprise and +completely annihilate them. + + [Illustration: H.M. SHIPS IMOGEN AND ANDROMACHE PASSING BOCCA TIGRIS + BATTERIES.] + +Although thus attempting to lull the foreigners, the Chinese authorities +had previously warned the natives, through the elders, to remove their +families and effects from the neighbourhood of the river. On the very +day after the soothing proclamation, May 21, the signal for the +renewal of the war was given by the launching of a number of ingeniously +contrived fire-rafts, which were dropped down by the tide upon the +English vessels with the design of burning them at their anchors. This +scheme failed in its object, partly from miscalculation,--only ten or +twelve out of about a hundred being ignited,--and partly from the +intrepidity of the British officers and seamen in grappling with those +they could reach in their boats, and towing them out of their intended +course. Indeed the destructive effects of these elaborate engines were +turned on the Chinese themselves, some of the rafts taking the ground +close to the city and setting fire to the suburbs. This fiasco was +followed on the one side by an attack on the forts and the destruction +of a very large fleet of war-junks, and on the other by the demolition +and pillage of the foreign factories, not however without some curious +discrimination. + +The attack on Canton was now undertaken in earnest. On the 26th May +the heights in rear of the city had been captured and were held in +force, so that the whole Chinese position was completely commanded. +Everything was ready for the assault, which would have been a +bloodless affair, an elevation just within the wall affording a +military vantage-ground from which the whole city could have been +dominated without the least risk by a very small force. At this +critical moment Captain Elliot appeared to stay the hand of Sir Hugh +Gough and Commodore Senhouse, the commanders of the military and naval +forces respectively. Captain Elliot had, in fact, granted a truce in +order to discuss, not the terms of peace with China, but merely the +conditions on which the British forces should retire from Canton. The +principal of these were that the city should be evacuated by all the +Chinese and Manchu troops, estimated at 45,000, over whom the +authorities proved that they had perfect control; and that the +authorities should pay the ransom of $6,000,000, in consideration of +which all the river forts were to be restored to the Chinese, under +the proviso that the forts below Whampoa were not to be rearmed until +the final conclusion of peace. From first to last 1200 pieces of +cannon had been captured or destroyed in these river forts, which +would in any case have taken some time to replace. + +The incident which closed this transaction having an important bearing +upon future events, it merits particular attention. Two days after the +agreement was concluded the armed Braves of the city and locality +began to assemble in great numbers on the heights threatening the +British position, and they even advanced to the attack. Fighting +ensued, which lasted two days, during which the Chinese force was +constantly augmenting, and, though more than once dispersed by the +British, it was only to reassemble in greater numbers and renew the +attack. Thus the ransoming of the city seemed to be but the beginning +of strife. At length the British commander insisted upon the prefect +of Canton going out to the Braves and causing them to disperse, after +which the British force re-embarked. The incident left on the minds of +the Cantonese the conviction that they were invincible, for they took +to themselves the whole credit of expelling the barbarians.[11] This +belief was destined to bear much bitter fruit in after-days. + +The emperor repudiated all these pacific arrangements, and ordered +that as soon as the English ships had withdrawn new and stronger forts +were to be erected and armed. After the anomalous episode of Canton +the war was transferred to the northern coasts. Hongkong, with its +capacious and well-sheltered harbour and facilities for ingress and +egress, was found to be an admirable naval and military base, and the +island soon became a scene of intense activity afloat and ashore. The +Chinese were attracted to it in great numbers. Tradesmen, mechanics, +builders, carpenters, servants, boatmen, market-people, and common +labourers flocked into the island, where one and all found profitable +employment both under the British Government and in connection with +the commercial establishment which had already been set up there. It +is estimated that during the year 1841 not less than 15,000 natives +from the mainland had taken up their quarters in the new possession of +Great Britain, and were naturally of material assistance in the +fitting out of the great expedition which was about to invade the +eastern seaboard. One drawback, unfortunately, soon showed itself in +the sickness and mortality of the troops, who were attacked by a fever +attributed, rightly or wrongly, to the breaking up of the soil, which +was composed of decomposed granite. Possibly, however, the hardships +of campaigning in the unhealthy delta of the Canton river predisposed +the men, when the excitement was over, to attacks of the diseases +associated with the name of Hongkong. This disastrous epidemic left to +the colony an evil reputation, which survived many years of hygienic +improvement. + +The agreement concluded between Captain Elliot and Kishen, repudiated +by the emperor, was no less emphatically disapproved of by the +Government of Great Britain. Captain Elliot was recalled, and quitted +China on August 24, Sir Henry Pottinger, the new plenipotentiary, +having arrived, in company with Vice-Admiral Sir William Parker, on +the 10th, to the great joy of every one. The war was thereupon pursued +systematically and with vigour. + +The twelve months over which these operations extended will not seem +long if we consider that the coast of China, with its marvellous +archipelago, was then scarcely known to navigators; that the ships +were propelled by sails; that they had to operate nearly 1000 miles +from their base--and that a place of which they held precarious +possession; and that the greatest caution was required in moving a +squadron of fifty vessels, besides transports and store-ships. Indeed +the real matter for surprise--and it reflects the highest credit on +the officers concerned--is that in an expedition of such magnitude, +including the advance of 200 miles up the Yangtze, a river till then +quite unknown, so few casualties occurred. It should also be +remembered that in this war against China precautions of quite unusual +stringency were observed for the protection of private property and +the avoidance of injury to the population. + +The Chinese Government was allowed ample time for reflection between +each step in the hostile advance, yet neither the capture of the coast +forts and cities nor the incursions which were made from convenient +points into the interior sufficed to bring the Court of Peking to sue +for terms. Amoy, Chinhae, Chapu, Ningpo, Wusung, and Shanghai were +taken in succession, and Chusan was reoccupied. The Chinese defence of +these various places was far from contemptible, excepting only as +regarded the antiquity of its methods and the inefficiency of its +weapons. The fortifications at the various ports were very extensive, +and were mounted with an immense number of guns. The troops in most +cases stood bravely the attack by superior weapons and skill, in +several cases waiting for the bayonet charge before abandoning their +earthworks. It was not until the fleet had made its way up the +Yangtze, secured the Grand Canal which connects the rich rice-growing +provinces with the northern capital, and had taken its station in +front of Nanking, the southern capital, that the strategic centre of +the empire was reached. + + [Illustration: YANGTZE AND GRAND CANAL.] + +At Nanking, therefore, commissioners were appointed to treat with Sir +Henry Pottinger, and as they had nothing to do but acquiesce in his +demands with the best grace, while at the same time saving the face of +the Imperial Government as much as the circumstances of such a +surrender would allow, the long-desired treaty of commerce was at last +concluded on August 29, 1842. + +The two Imperial Commissioners intrusted with the negotiations were +men of the highest distinction and rank, Ilipu and Kiying. Of the +latter it was said that he was the first high officer who since the +commencement of the war had dared to tell the naked truth to his +imperial master. Their joint memorial to the throne, on which the +imperial instructions for signing the treaty were based, was +remarkable for its clearness, simplicity, and outspokenness, +contrasting in these respects strongly with the customary tone of +flattery, evasion, and bombast. Of Kiying we shall hear further in the +sequel. + +Ilipu was already an old man and infirm. His name is never mentioned +by contemporary writers without respect amounting almost to +veneration. Governor-general in Nanking, he had been appointed +Imperial Commissioner and ordered to Ningpo to get the dependent +island Chusan cleared of foreigners. He had thus been brought into +communication with the foreign commanders in connection with the +occupation of Ningpo and the capture of Chapu, out of which a +correspondence ensued alike honourable to both sides. A number of +Chinese prisoners, after having their wounds attended to and their +wants provided for, with a small present of money, were restored to +liberty by the British commander. This unexpected action seemed to +impress Ilipu, who in return sent down to Chapu a number of English +prisoners, who had been for some time incarcerated at Hangchow, +treating them handsomely, according to his lights. The despatch of the +prisoners was accompanied by a respectful letter to Sir Hugh Gough and +Sir William Parker, probably the first communication deserving to be +so styled that ever passed between a high Chinese officer and a +foreigner. These circumstances augured well for the success of future +intercourse. Ilipu was sent to Canton as High Commissioner to arrange +details as to the carrying out of the treaty. He died there, and was +succeeded by Kiying, who brought the ratification of the treaty to +Hongkong in June 1843. + + [Illustration] + +FOOTNOTES: + +[9] Europe in Asia. Luzac & Co. + +[10] Commodore Senhouse, who succeeded temporarily to the command, was +so mortified by the course of diplomacy that his death at Hongkong in +the month of June 1841 was believed to have been hastened thereby. His +dying request was that his body should be taken to Macao, for burial, +as he feared that further conciliatory measures might result in +Hongkong being given back to the Chinese. + +[11] In a proclamation issued in 1844 it was said, "Remember how our +people were persuaded not to fall upon and massacre your soldiers." + + + + +CHAPTER V. + +THE TREATY OF 1842. + + A one-sided bargain -- Not deemed by Chinese obligatory -- + Condemned by powerful parties -- The Chinese conscience + against it -- Fulfilment therefore could not be voluntary + -- The Chinese and Manchus compared -- Repugnance to treaty + common to them both -- Much determination needed to obtain + fulfilment. + + +Out of such antecedents in peace and war it was a moral impossibility +that normal international relations between Chinese and foreigners +should follow the conclusion of peace. + +The treaty signed at Nanking by Sir Henry Pottinger in 1842, simple +and explicit in its grammatical construction, and fulfilling as far as +words could do so all the conditions of a charter of fair trade, was +tainted with the vices of a one-sided bargain. Indeed the Chinese did +not regard it in the light of a bargain at all, but as a yoke +temporarily imposed on them which it was their business to shake off. +Sir John Davis has told us that "at Peking almost every Chinese of +rank and influence was opposed to the fulfilment of the stipulations +of the treaty. The negotiators of it shared in the odium of the +cowardly generals who had deceived their sovereign by false +representations of their powers of defence." The obligations of the +treaty, in fact, sat so lightly on their consciences, that only so far +as they were held rigorously to its provisions would they observe +them. + +The open-mouthed denunciation of the treaty in high quarters was but +the textual confirmation of what was obvious in the nature of the +case, that the Chinese Government regarded the treaty of Nanking as a +_ruse de guerre_, a mere expedient for purchasing present relief, "a +temporary arrangement in order to recover from our losses." + +The official animus and the political conscience were thus entirely on +the side of what we call bad faith, a state of things which has come +down unabated to our own time, though prudence on the one side and +pressure on the other have generally toned down the outward +manifestation of it. + +Fulfilment of the treaty under these circumstances could only be hoped +for by the actual employment of the coercive agency which had secured +its signature, or by the conviction, firmly rooted in the minds of the +Chinese, that such agency was always ready to be invoked. But as +perpetual coercion on the part of Great Britain was not to be thought +of, the establishment and maintenance of satisfactory working +relations demanded on the part of the British agents responsible for +the execution of the treaty a rare combination of personal qualities. +They had, in fact, to assume a power which they did not possess, to +trade upon the prestige which their country had gained by the success +of its arms, trusting that their pretensions might be tacitly +acquiesced in. Had this attitude been consistently maintained, in +small as well as in great things, from the very outset, there is no +telling whether the observance of the treaty might not have become a +matter of Chinese routine, and in time acquired the sacred authority +of custom. But the contrary was the case, and it was not the +observance but the non-observance of the treaty that was allowed to +acquire the sanction of custom. + +The conduct of the war offered conclusive evidence that though certain +individuals, from either better knowledge or higher principle than +their contemporaries, were inclined to meet their enemies fairly, yet +the conscience of the State, as authoritatively represented in the +emperor's edicts, rejected as absurd the notion of keeping any kind of +faith with the barbarians. Hence the barren result of all appeals to +the binding authority of the compact, unless when backed by force; +hence also the efficacy of every application of force in the dealings +of foreign nations with China whether before or after the treaty of +1842. This consideration is indeed of the essence of our Chinese +relations, though habitually ignored in the conduct of our +intercourse. + +As regards the attitude of the Chinese Government towards foreigners +in connection with the war and the peace, an interesting and +suggestive distinction has been drawn by Sir John Davis between the +two elements in the Government, the Chinese and the Manchu,--a +distinction which has been independently made by other observers. It +is therefore a point well worthy of being kept in view both in the +conduct of official intercourse and in speculations as to the future +of the Chinese empire. Sir John Davis, who, first as a Company's agent +in China, then for a short time as British envoy before the war, and +eventually chief superintendent of trade for some years after that +event, had much experience in dealing with officials of the two races, +is emphatic on the point that moderation and humanity were always +found on the side of the Manchus, while implacable ferocity allied +with treachery distinguished the Chinese officials. The war, he says, +was solely the work of the latter, the peace, of the former. "New +Tajin was a thorough Chinese, and, like the rest of his tribe, +vociferous for war while it was absent, but unable to sustain its +presence; while the Tartars were generally advocates for peace, though +they did their duty in an emergency." The antithetic character of the +two races shown collectively and individually has been a matter of +general remark by foreigners acquainted with both. "Ilipu," says +Davis, "a Manchu by birth, possessed the un-Chinese quality of +straightforwardness and honesty of purpose.... As an early adviser of +the sovereign, he had endeavoured to dissuade him from risking a +foreign quarrel in making the English a party to the question of +restricting the consumption of opium among his own subjects." + +The Manchu Kishen, who replaced Commissioner Lin on the failure of the +latter, was also a man of good faith. He did his best first to avoid +and then to terminate the war, and in the middle of it concluded a +convention with Captain Elliot by which Hongkong was ceded and six +millions of dollars were to be paid as ransom for Canton. Yet having +been admonished by the emperor "to arouse the patriotism of the nation +and send the heads of the rebellious barbarians to Peking in baskets, +for to treat them reasonably is out of the question," he had to excuse +himself by resort to a false pretence of treachery. The convention he +represented as a ruse, because "his reinforcements were yet far off"; +but he declared that, "bearing the barbarians many a grudge," he only +abided his time "for exterminating them whenever it can be done." In +the impeachment of that capable statesman one of the charges was, "You +gave to the barbarians Hongkong as a dwelling-place, contrary to our +law of indivisibility," to which he was fain to answer, "I pretended +to do so, from the mere force of circumstances, to put them off for a +time, but had no such serious intention; ... a mere feint to avert the +further outrages of the barbarians." + +He took up similar ground in apologising for the conduct of Admiral +Kwan, a brave and respectable officer, who had asked and obtained an +armistice in the Canton river: "He has agreed to a truce with the +barbarians merely to gain time and be in a state to resist them." + +The courtesy of the Manchus was no less conspicuous. Lord Jocelyn, as +quoted by Mr Hunter, remarked, after a meeting with Kishen: "He rose +at our entrance and received the mission with great courtesy and +civility. Indeed the manners of these high mandarins would have done +honour to any courtier in the most polished Court of Europe." A French +envoy was similarly impressed in an interview with Kiying: "I have +visited many European Courts," he said, "and have met and known many +of the most distinguished men belonging to them, but for polished +manners, dignity, and ease I have never seen these Chinese surpassed." + +While the noblest of the officials were thus driven to assume a +perfidy which was not really in their heart in order to accommodate +themselves to the prevailing temper, the baser minds were clamouring +open-mouthed for meeting honour with dishonour. For it is instructive +to recall that the most truculent officials--Commissioner Lin, for +example--based their slippery strategy on the known good faith of the +barbarians, "which made their engagements sacred," as the Roman +generals took advantage of the Sabbatical prejudices of the Jews. The +Chinese could afford to play fast and loose with their end of the +rope, knowing the other end to be secured to a pillar of good faith. +The commissioners who signed the treaty in their report to the throne +also testified that "the English had acted with uniform sincerity." + +The confiding spirit of the English tempted the common run of Chinese +officials to practise systematic deception. Thus a disreputable +Tartar, who was governor of Canton, reported that he had "resolved to +get rid of them by a sum of money, as by far the cheapest way.... But +once having got rid of them, and blocked up all the passages leading +to Canton, we may again cut off their commerce, and place them in the +worst possible position," thus anticipating almost to the letter what +took place at the Taku forts in the second war between 1858-59. A +pamphlet, attributed to Commissioner Lin, whose wanton atrocities had +provoked the war, after testifying to the habitual good faith of the +barbarian, urged the Government "never to conclude a peace: an +armistice, a temporary arrangement for the present, in order to +recover from our losses, is all we desire." + +The Manchu and Chinese races are the complement of each other in the +economy of the State. The Manchus, with their military heredity, were +best fitted for the imperial _rôle_, while the Chinese are by +tradition rather men of business than administrators. From which it +may be inferred that the material progress of the country will rest +more with the Chinese with all their faults than with the Manchus with +their governing instincts. The Peking Court, indeed, has been long +under the numerically preponderant influence of the Chinese, and +except in matters of dynastic interest they are Chinese rather than +Manchu ethics which govern the acts of State. The counsels of such men +as Lin and the Chinese party generally prevailed, as we have seen, +over those of the distinguished Manchus, some of them belonging to the +imperial family, who had to do with the foreign imbroglio, and it was +in full accord with Chinese sentiment that the Emperor Tao-kuang was +brought to declare that such a nation as the English should not be +allowed to exist on the earth. + +Much of the hostility to the treaty may no doubt be fairly referable +to the military humiliation of a Government to whom war was rebellion +and rebellion parricide. Nor is the exasperation of the Chinese +against their conquerors to be measured by those chivalrous standards +which have been evolved from the traditions of nations accustomed, +even in war, to meet as equals. They were playing the game under a +different set of rules. But when every such allowance has been made, +the moral principle governing Chinese official conduct cannot be +designated by any word in Western vocabularies but perfidy. +Belligerency as understood by Western nations did not enter into their +conception, and their war tactics of kidnapping, poisoning the water, +torturing and massacring prisoners, and so forth, differed little from +their procedure in time of peace, being in either case based on the +implicit negation of human rights in connection with foreigners. + +It may thus be seen what difficulties had to be encountered, even +under the treaty, in guiding the intercourse between Chinese and +foreigners into safe and peaceable channels; how much depended on the +tact and capacity of the newly appointed consuls, and how little +assistance they could hope for from the department which commissioned +them. For no matter how perspicacious the Home Government might from +time to time be, they were as much in the hands of their +representatives after as they had been before the war. The distance +was too great and the communication too slow for the most vigilant +ministry to do more than issue general instructions. "The man on the +spot" would act as his judgment or his feelings or his power prompted +as emergencies might arise, and we have seen how even the clear +intentions of Lord Palmerston were thwarted by the idiosyncrasies of +some of his agents in China. + + [Illustration] + + + + +CHAPTER VI. + +THE FRUITS OF THE WAR AND PROSPECTS OF PEACE. + + Pretensions of British and Chinese irreconcilable -- + International equality inconceivable by Chinese -- British + aims as set forth by merchants -- The inadequacy of their + demands -- Clearer insight of their Government -- + Unsteadiness of British policy -- Consistency of Chinese + policy -- Treaty to be observed so far as needful to + obviate another war -- Canton irreconcilable -- Ransoming + the city in 1841 the cause of much subsequent trouble + there. + + +The pretensions of the contending parties being absolutely +irreconcilable, no spontaneous accommodation was possible between +them. The Chinese could never acknowledge, or even comprehend, +equality among nations, the single relationship of victor and victim +being the beginning and the end of their international ethics. If, +therefore, they ever set before their minds the issue to be decided by +a war, it must have assumed the brutal but simple oriental form, Whose +foot is to be on the other's neck? The question, then, to be submitted +to the ordeal of battle between Great Britain and China was, Which +should be the uppermost; which should henceforth dictate to the other? +In justice to the Chinese, it must be admitted that they realised more +clearly than their adversary what the quarrel really signified. What +disconcerted them and led to chronic misunderstanding in the sequel +was the after-discovery that the victor was slack in claiming the +fruits of his victory. Whether they really expected success to attend +their arms may be an open question, for their ingrained habit of +boasting of their prowess may have deceived even themselves. With this +caveat the temper in which the Chinese entered on hostilities may be +gathered from a proclamation of the High Commissioner and the viceroy +of Canton in September 1839:-- + + Let it be asked [they say], though the foreign soldiers be + numerous, can they amount to one tenth-thousandth part of + ours? Though it be allowed that the foreign guns are + powerful and effective, can their ammunition be employed + for any long period and not be expended? If they venture to + enter the port, there will be but a moment's blaze and they + will be turned to cinders. If they dare to go on shore, it + is permitted to all the people to seize and kill them. How + can these foreigners then remain unawed? + +From the British point of view the object of the China expedition was +set forth with conspicuous moderation by the merchants of London and +of the great industrial centres. And here it seems not unfitting to +remark upon the lively and intelligent interest which the commercial +community of that period was wont to take in the affairs of China. The +trade of Great Britain and of British India with that country had not +reached the annual value of £12,000,000 sterling including treasure, +yet we find in the years 1839 and 1840 a series of ably drawn +memorials to Government bearing the signatures of all the important +houses in the kingdom, showing the most intimate acquaintance with +everything that was passing in China, even though they failed to +apprehend the full signification thereof. The signatories of these +papers pointed out without circumlocution the measures necessary to +be taken in order to place the commercial interests of her Majesty's +subjects on a satisfactory footing. It would appear, therefore, that +it was from the independent merchants and manufacturers of Great +Britain and British India that the true inspiration came to Lord +Palmerston, who was then Foreign Minister; and not the inspiration +only, but the courage which was needed to throw over the pusillanimous +traditions of the Honourable East India Company, and to apply the +maxims of common-sense to our relations with the Chinese authorities. + +Among the memorials addressed to, and by request of, the Foreign +Secretary, that from the East India and China Association, +representing the merchants of London interested in the Far East, gives +perhaps the clearest exposition of the whole case from the commercial +point of view. After a succinct historical _résumé_ of our successes +and failures in China, each traced to its cause, the memorialists +state their opinion that "submission will now only aggravate the evil, +and that an attempt should be made, supported by a powerful force, to +obtain such concessions from China as would place the trade upon a +secure and permanent footing." And they conclude with an outline of +the commercial treaty which they think would conduce to that result. + + _First._ Admission not only to Canton, but to certain ports + to the northward--say Amoy, Fuh-cho-foo, Ningpo, and the + Yang-che-keang and Kwan-chou--situated between 29° and 32° + north latitude, near the silk, nankin, and tea districts, + and it is on this coast that the chief demand for British + woollens, longells, and camlets exists. + + _Second._ Commercial relations to be maintained at these + places, or at Canton, generally with the Chinese natives; + but if the trade be limited to certain _hongs_, which we + must strongly deprecate, then the Government to be + guarantees of the solvency of such parties so chosen by it. + + _Third._ That British subjects in China carrying on a + legitimate trade shall not be treated by the Government or + its officials as inferiors, but be left free in their + social and domestic relations to adopt European customs, to + possess warehouses, and to have their wives and families + with them, and to be under the protection of the Chinese + laws from insult and oppression. + + _Fourth._ That a tariff of duties, inwards and outwards, be + fixed and agreed upon by the British and Chinese + Governments, and no alteration be made but by mutual + consent. + + _Fifth._ That the Queen's representative, as superintendent + of the trade, be allowed direct communication with the + Emperor and his Ministers, as well as with the local + authorities; and that he be permitted to reside at Peking, + or at a given port, for the protection of British subjects + and the regulation of the trade. + + _Sixth._ That in the event of any infraction of the Chinese + laws, the punishment for the same shall be confined to the + offender; and British subjects shall not be considered + responsible for the acts of each other, but each man for + his own--the innocent not being confounded with the guilty. + + _Seventh._ That supposing the Chinese to refuse opening + their ports generally, the cession by purchase, or + otherwise, of an island be obtained, upon which a British + factory could be established. + + Upon terms such as these the British trade with China + could, we think, be carried on with credit and advantage to + this country; and if force must be used to obtain them, we + cannot believe that the people of Great Britain and the + European community in general would offer any objection to + its exercise; at least we humbly suggest that the adoption + of this course is worth the trial, for if it be not + followed, the only alternative seems to be the abandonment + of this important and growing commerce to smugglers and to + piracy.--We have, &c., + + G. G. DE H. LARPENT. + JOHN ABEL SMITH. + W. CRAWFORD. + +These stipulations, and the hypothetical form in which they were +advanced, show how imperfect, after all, was the grasp which the +mercantile community had as yet taken of the situation. While fully +recognising the necessity of force and urging its employment, they yet +seem to have clung to the hope that in some way or another the +expected treaty was to be the result of amicable negotiation. They did +not clearly realise that as without force nothing could be obtained, +so with force everything could be. + +And from what an abyss the status of British subjects had come to be +regarded when it could be deemed a boon that they be placed under the +protection of Chinese law--instead of being kept for ever outside the +pale of law and of common human suffrages! Fortunately the Government, +profiting by past experience and better versed in political science, +held a more consistent course than that marked out for it by the +merchants, and went far beyond them in the concessions demanded of the +Chinese Government. Instead of trusting to Chinese law, protection for +the persons and property of British subjects was provided for under +the laws of Great Britain, a stipulation in the treaty which has been +the palladium of the liberties of all nationalities in China for sixty +years. The ambiguity which characterised the public appreciation of +the China question, even when expressed through the most authoritative +channel, deserves to be noted here on account of the influence it was +destined to exercise on the future conduct of affairs; for though the +British Government was perspicacious in the conduct of the war and in +arranging terms of peace, yet, lacking the sustained support of a +well-instructed public opinion, its Chinese policy was subject to +many backslidings. During protracted intervals of inadvertence the +pernicious influences which it was the purpose of the war to suppress +were allowed to regain lost ground, with the result that during the +whole sixty years our Chinese intercourse has been marred by the +chronic recrudescence of the old hostile temper which inspired the +outrages before the war. + +On the part of the Chinese Court there was undoubtedly a desire for +such substantial fulfilment of the treaty as might obviate the risk of +a renewal of the war. The final instruction of the Emperor Tao-kuang +while the negotiations were proceeding was, "Be careful to make such +arrangements as shall cut off for ever all cause of war, and do not +leave anything incomplete or liable to doubt." And so long, at least, +as the material guarantee of Chusan was retained by Great +Britain--that is, until 1846--no open violation was to be apprehended. +The Chinese war party, however--as distinguished from the more +reasonable Manchus--were furious in their denunciations of the treaty; +and it was the opinion of Sir John Davis that the situation was only +saved by the financial exhaustion of the country: "the ordinary taxes +could not be collected." There would in any circumstances have been a +strong presumption of covert evasion being resorted to, a presumption +which was reduced to a certainty by the indulgence extended to that +ancient focus of mischief, Canton. By one of those aberrations of +judgment which it is scarcely unfair to call characteristic, Captain +Elliot desired to save Canton, of all places in the Chinese empire, +from the pressure of war, and in 1841, in the midst of hostilities on +the coast, he accepted ransom for the city, a transaction so +inexplicable that her Majesty's Treasury, at a loss what to do with +the money, after much explanatory correspondence declared itself +unable to appropriate the fund in the manner intended by her Majesty's +representative. The arrogance of the Cantonese had been so +immeasurably puffed up by this misguided clemency that the peace left +the populace of the city and district absolutely convinced of their +invincibility. As the eradication of this dangerous delusion was among +the primary purposes of the war, so the pandering to the pride of +Canton proved, as was inevitable, the malignant root of all subsequent +bitterness.[12] + +FOOTNOTE: + +[12] It is impossible to review, however summarily, the events of that +period without free reference to the officer who was during the time +charged with the care of British interests in China. But no pretence +is made in these pages to pass a verdict on the public record of +Captain Elliot. His acts involved too many solecisms in finance, for +one thing, to have escaped the attention of Parliament; but, like +others who come before that tribunal, he was neither attacked on his +merits nor defended on his merits. None could question the sincerity +of the encomiums passed by the Duke of Wellington and Lord Melbourne +on his "courage, coolness, and self-devotion"; to which might well be +added a quite exceptional fearlessness of responsibility. But the +first representatives of the British Crown in China were doomed to +failure by the nature of their commission. The terms of their +instructions were more than contradictory--they were mutually +destructive. To conciliate the Chinese while opening official +relations with them was to mix the ingredients of an explosive. A +dilemma was, in fact, presented unwittingly by the British Government +to their agents. Lord Napier impaled himself on one horn--that of +claiming a diplomatic status; Captain Elliot on the other--that of +gaining over the Government by conciliation; and no earthly skill +could have saved either of them. + + + + +CHAPTER VII. + +THE NEW INTERCOURSE: CANTON, 1842-1847. + + The fundamental difficulty of giving effect to the treaty + -- Necessity for thoroughness -- Character of Kiying, + Imperial Commissioner -- His amicable relations with + British Superintendent of Trade -- Turbulence of Canton -- + Outrages on British merchants -- Condoned by Chinese + Government, if not encouraged both by imperial and + provincial authorities -- Sir John Davis's testimony -- His + passive treatment -- False policy of allowing Chinese + Government to screen itself behind the mob -- Postponement + of entry into city -- Climax in affair -- Evacuation of + Chusan -- Increase of insults at Canton -- Sir John Davis + palliates and then asks for redress -- Sudden reaction in + his policy consequent on Lord Palmerston's becoming Foreign + Secretary -- His clear despatches -- Sir John Davis makes a + raid on the river defences -- Has the city at his mercy -- + But makes an unsatisfactory agreement -- Withdraws + protection in spite of remonstrance of merchants -- + Massacre of six Englishmen in 1847 -- Redress -- Whole + question of British protection brought up -- Canton consul + objects to ship of war at factories -- Palmerston orders + one to be there -- Agreement to defer entry into city till + 1849 -- People intoxicated with their success -- The + potency of the people -- Its limitations -- Interesting + correspondence -- Final agreement dictated by people and + signed by Sir John Davis and Kiying. + + +To carry out a treaty which was odious to Chinese officials in +general, most of all to the bureaucracy and populace of the main +centre of intercourse, Canton, required an effort analogous to that of +maintaining a body of water at an artificial level--success in either +case depending on completeness. It is easier to keep the reservoir +intact than to compromise with leakages, as in certain conditions of +the human will total abstinence is less irksome than moderation. To +carry out the treaty, the whole treaty, and nothing but the treaty, +would seem, therefore, to have been the obvious course for British +agents to follow, a course suited equally to strong and to weak +characters. This was, no doubt, understood by some, though not by all, +of the British staff,--fifty years ago, as in our own day; but in the +distribution of the _personnel_ it fell out that the fundamental +condition of success was least realised just where it was most +imperatively needed--to wit, at that intermittent volcano, Canton. For +even the close proximity of the chief superintendent--only 120 miles +distant--at Hongkong was insufficient to keep the cistern of our +Canton relations water-tight. Sir John Davis, on the whole a competent +official, shared to some extent in the common human imperfection of +knowing what was right without always doing, or being able to do, it. +He is indeed himself the most candid witness to the breakdown of the +patchwork policy which he permitted to grow up in Canton, perhaps +because he could not do otherwise. + +The first British plenipotentiaries under treaty were exceptionally +fortunate in their Chinese colleague, the High Commissioner, Kiying. +He being a near kinsman of the emperor, and, with Ilipu, the principal +instrument in promoting the conclusion of peace, his appointment must +have been considered the best recognition the Court could accord of +the validity of the treaty. "Kiying," says Sir J. Davis, "was by far +the most remarkable person with whom Europeans have ever come in +contact in that part of the world; the most elevated in rank as well +as the most estimable in character." Intercourse with Kiying, +therefore, was pleasant, and conducive to self-respect. + +Both officials were unfortunate in having to reckon with an +intractable peace-disturbing element in their mutual relations. This +is the name which, for want of a more exact designation, must be given +to the people of Canton, "who, through every event since 1839, +remained incorrigible in the real hatred and affected contempt for +foreigners." + +It has always been, and still is, the practice of the Chinese +authorities to make use of the populace in their aggressions on +strangers. There is at all times in China, as in most countries, an +inexhaustible fund of anti-foreign sentiment ready to be drawn upon by +agitators, whether within the Government circle or not, and subject +also to spontaneous explosion. By working on these latent passions, +and inflaming the popular mind by the dissemination of odious +calumnies, Government could at any moment foment an anti-foreign raid. +It was a political engine in the use of which Chinese officialdom had +become thoroughly expert. It was tempting by its cheapness, and it +had, moreover, the special fascination for them that in the event of +being called to account for outrage they could disavow the excesses of +the "poor ignorant people." Such a force, however, is not without its +drawbacks to those who employ it. Like a fire, which is easy to kindle +but hard to control, the popular excitement was apt to extend beyond +the limits assigned by its instigators, and many an engineer has thus +been hoist by his own petard. "Otho had not sufficient authority to +prevent crime, though he could command it," says Tacitus; and the +observation fits the case of successive generations of Chinese rulers +as if it had been written for each one of them separately. + +The rowdy population of Canton enjoyed special immunity from official +control. Not only had they been habitually pampered for two hundred +years, and diligently taught to tyrannise over and despise foreigners, +but during the war they were allowed to organise themselves +independently of the authorities, and to claim the honour of driving +the invaders off on the occasion when the city was admitted to ransom. +On the mendacious reports of these transactions reaching him, the +emperor not only bestowed rewards on the leaders but encouraged the +populace to further hostile measures against the foreigners. The +liberal distribution of arms during the war proved afterwards a +powerful incentive to crimes of violence, of which outrages on +foreigners were but one development. + +The self-organised, self-trained bands of Canton were by no means +disposed to submit tamely to the new order of things, in the +settlement of which they had had no voice. They had bettered their +official instruction in the storing up and practising of hatred and +contempt for foreigners, and they did not choose suddenly to recant +merely because their Government had been coerced into making a treaty +in a distant province. Consequently, within three short months of its +signature notices were placarded inciting the people to violence; very +soon an organised attack on the British factories was made, and the +buildings were burned down. + +So far from attempting to repress such outrages, the governor of +Canton, "while the ruins were still smoking," reported to the throne +that the people "in their natural indignation had committed some +excesses against the grasping barbarians," and a very gracious answer +was vouchsafed to an offer of the people of certain outlying villages +to join the armed bands of the city. The Imperial Government as well +as the provincial government was thus identified with the popular +hostility to foreigners, and opposition to the fulfilment of the +treaty. "The excesses of the Canton mob," writes Sir John Davis, "were +perpetually and annually resumed, up to the public decapitation of the +four murderers of the Englishmen in 1847, with the subsequent +punishment of eleven more." + +But this is surely remarkable testimony from the Minister of Great +Britain who was charged with the protection of his nationals[13] from +wrong? With British garrisons in occupation of Kulangsu and Chusan, a +military and naval force in Hongkong, and a Chinese commissioner +professedly willing to afford protection and redress to foreigners, +the acquiescence of the British authorities in these recurrent +outrages seems to stand in need of explanation. The native +authorities, it was clear, would not, even if they dared, coerce the +Canton populace. Kiying himself, though meaning to be just, and ready +to enforce redress against individual culprits, recoiled before the +mob. So it would appear did the British representative, who, though +vigilant in requiring compliance with the treaty in minor respects, +seemed to be paralysed whenever the Cantonese were in question. He +had been too long accustomed to their practices not to be aware of the +cumulative quality of these outrages, and he was too practical a +philosopher not to know the wisdom of arresting the virulent stream at +its fountain-head. Yet "the miserable policy of the Chinese Government +... had permitted the populace of Canton ... to reach the +culminating-point of organised misrule in 1846," British merchants +being the sufferers. Why was nothing done to protect them at least +from the consequences of this misrule? + +The intricacies of the relation between the criminal rabble of Canton +and the authorities there it would be hopeless to unravel, just as it +would be vain to make such an attempt with regard to analogous cases +which are to this day of constant recurrence. But no special +penetration is needed to discover the falsity of a policy of allowing +an organised government to plead its inability to control its own +populace. Once admit such a plea and the security of the stranger is +gone, for he has relinquished his hold on the Government without being +compensated by any alternative security. Such was the state of things +which had been allowed to grow up in Canton, producing the only fruit +possible--outrage, ever increasing in violence and ending in massacre. + +The postponement of the right of entry into the city conferred by +treaty was a test case which gave the Chinese the clue to the weakness +of British policy. The consequences would have been less pernicious +had the right been frankly surrendered from the first, for to have it +merely deferred from time to time on the avowed ground of the populace +not being ready to acquiesce in it was to flatter the mob beyond +measure while feeding their passion for violence. It was in this +manner that the British Government had "given itself away" to the +lawless rowdies of Canton. + +The "climax" referred to by Sir John Davis occurred at an interesting +juncture of time, for it was in 1846 that the last British soldier +quitted Chinese soil, and Sir John Davis testifies that the +restoration of Chusan had produced a change for the worse in the tone +of the Chinese authorities. Kiying himself forgot his urbanity and +acted "with a degree of _brusquerie_, not to say insolence, never +before exhibited by him." + +A riotous attack on the foreign factories broke out in July 1846, in +which the merchants were compelled in a body to defend themselves +against an immense number of assailants. For this outbreak Sir John +Davis blamed one of the English merchants, and got him irregularly +fined by the consul. A murderous assault was committed on two British +seamen in the city of Canton in October following. In the ordinary +routine he reported the occurrence to the Foreign Office in a despatch +of seven lines. "Two English merchant seamen," he said, "having +strayed into the town, had been violently ill-used by the populace"; +adding that he "considered it to be the duty of the consul to prevent +seamen wandering through Canton." He at the same time instructed the +consul to find some means of punishing the master of the ship for +allowing his men liberty, and proposed placing greater power in the +hands of the consul for the restraint of British subjects generally. +Above this level the plenipotentiary seemed unable to rise. + +In March 1847 an English party of six, including Colonel Chesney, +commanding the Royal Artillery in Hongkong, narrowly escaped murder at +the hands of a riotous mob during an excursion up the Canton river. +They strayed much farther than the two sailors had done, and if they +did not fare worse it was due to the almost miraculous interposition +of a Chinese officer with his followers, he himself being roughly +handled by the mob. It would not do to apply to Colonel Chesney's case +the homoeopathic treatment which was thought appropriate to the +others, and Sir John Davis made a formal demand on the Chinese +authorities for the punishment of the aggressors. The cup of Chinese +iniquity was deemed full, and the avenger was at last let loose. + +Whence, it is pertinent to ask, came this sudden access of vigour in +the British representative? + +The juncture of time above referred to was interesting from another +point of view, for coincidently with the evacuation of Chusan and the +renewed arrogance of the Chinese, a political event took place in the +western hemisphere which had an important bearing on the whole +attitude of Great Britain. There was a change of Government, +Palmerston succeeding Aberdeen at the Foreign Office. The influence of +Lord Palmerston on Chinese affairs during his long public career was +so remarkable, that the ebb and flow of British prestige may be traced +as closely by his periods of office as the course of the oceanic tide +by the phases of the moon. Let any patriotic Englishman ransack the +records of the sixty odd years of that statesman's full activity, and +he will find no despatch or speech on the subject of China, even down +to our own day, that will afford him such genuine satisfaction as +those emanating from Lord Palmerston. They are so much the embodiment +of common-sense that they might sometimes be considered commonplace; +practical, true, clear as a bugle-note. He had been barely six months +in office when one of his terse despatches to Sir John Davis turned +that cautious official for the time being into a hero. The +astonishment of Sir John may be imagined when, in reply to his placid +report of the outrage on the two seamen, he received a curt +communication from the Foreign Office in which his attention was +directed to the punishment, not of the victims, but of the +perpetrators, of the outrage. + + I have [wrote Lord Palmerston, January 12, 1847] to + instruct you to demand the punishment of the parties guilty + of this outrage; and you will, moreover, inform the Chinese + authorities in plain and distinct terms that the British + Government will not tolerate that a Chinese mob shall with + impunity maltreat British subjects in China whenever they + get them into their power; and that if the Chinese + authorities will not by the exercise of their own power + punish and prevent such outrages, the British Government + will be obliged to take the matter into their own hands. + +Sir John Davis was the more ready to respond to this stirring appeal +that it reached him just as he had entered on a correspondence with +the Chinese respecting the attack on Colonel Chesney's party. The turn +of the tide was marked with unusual distinctness in a single sentence +of the plenipotentiary's despatch dated March 27, 1847. "The records +of the Foreign Office," wrote Sir John, "will convince your lordship +that during the last three years I have been rigidly tied down by my +instructions to the most forbearing policy.... The time has, in my +opinion, certainly arrived when decision becomes necessary and +further forbearance impolitic." The inspiration of these instructions +may be inferred from a speech of Lord Stanley's in 1845, in which he +said, speaking of China, "I believe, so far as our later experience +has gone, that there is no nation which more highly values public +faith in others; and up to the present moment I am bound to say there +never was a government or a nation which more strictly and +conscientiously adhered to the literal fulfilment of the engagements +into which it had entered." This from a Minister of the Crown, after +three years of continuous outrages in Canton and of refusal to fulfil +a specific article in the treaty, reflects either on the +superintendent of trade in China as having withheld information from +the Government, or on the Government itself in arriving at conclusions +diametrically opposed to the tenor of their agent's despatches. If it +be any justification of the Government theory to say so, the +sentiments expressed by Lord Stanley were echoed by the newspapers of +the day. "The Chinese," said one of them, "have acted with exemplary +good faith, nor is there the least probability of their failing in +future to do so." + +Under the new afflatus, and backed handsomely by the naval and +military commanders, Sir John Davis proceeded to prick the bubble of +mob lawlessness and to reduce the Anglo-Chinese relations to working +order. This he did by a sudden raid on the Canton river defences, +without apparently any diplomatic preliminaries. By a brilliant feat +of arms General D'Aguilar with a detachment from the Hongkong +garrison, conveyed by three small steamers of the China squadron, +swept the defences of the Canton river, blew up the magazines, spiked +827 pieces of heavy cannon, and placed the city of Canton "entirely at +our mercy, ... all without the loss of one British life." Under the +intoxication of such a triumph the plenipotentiary might be pardoned +the illusion that the Canton troubles were now at an end. "The Chinese +yielded in five minutes what had been delayed as many months." And yet +it proved to be a fool's paradise after all in which he found shelter, +for the old fatality of half-measures that has marred so many British +victories overshadowed Sir John Davis's first essay in diplomacy. The +agreement in seven articles concluded with Kiying on April 6, 1847, +contained such blemishes as the British negotiator could perceive +clearly enough when the work of other officials was in question. +Having laid down broadly that the good faith of the Chinese Government +bore a direct relation to the hostages they had given, yet the +plenipotentiary, when he came to business on his own account, +abandoned the securities which were actually in his hands, and, either +from misgivings of some sort, or under the impulse of a sudden +reconversion, he threw himself unreservedly on the good faith of the +Chinese without any guarantee whatever. + +With regard to the protection to be afforded to the merchants and the +prevention of attacks upon them, Lord Palmerston wrote in December +1846: "Wherever British subjects are placed in danger, in a situation +which is accessible to a British ship of war, thither a British ship +of war ought to be, and will be ordered, not only to go but to remain +as long as its presence may be required. I see no reason for +cancelling the instructions given to you for the constant presence of +a ship of war within reach of the factories at Canton." This promise +of Lord Palmerston's was the sheet-anchor of the merchants' security. +The question of having a ship of war close to the factories divided +the mercantile from the local official view, and as the Home +Government had so clearly adopted the former, the merchants took +courage to stand up for what they deemed their rights. Learning that +Sir John Davis, in the plenitude of his military success, had resolved +to withdraw all her Majesty's forces from Canton, they ventured to +make a strong remonstrance against such a step. Sir John, however, +while consenting to the retention of a portion of the force, never +allowed himself to be convinced of the need of any such measure. +Writing to his Government in August 1847, he declared that "the Canton +factories were never less in need of the presence of such a vessel +than at present,"--an opinion frequently reiterated until November 20, +when "for the first time since the peace it may be confidently +predicated that a steamer will not be required." This was within +sixteen days of the most cruel and revolting massacre of six young +Englishmen at Hwang-chu-ke, within three miles of the city. The +absence of a ship of war at that moment was deeply deplored, because +several of the victims were kept alive long enough to have been +rescued had there been any British force at hand. + +This massacre naturally produced a profound impression on the Canton +community, who felt that their warnings and petitions had been cruelly +disregarded. The resident British merchants, in a memorial to Lord +Palmerston, quoted his lordship's own instruction as to the +stationing of a British ship of war at Canton, and said "it was with +the utmost surprise and regret they beheld that officer [Sir J. Davis] +shutting his eyes to the danger that menaced us, ... and withholding +the protection he had been directed to afford." "The heavy calamity +which has befallen us," they add, "is the result of this infatuation." + +So much for the protection of life and property resulting from the +armed expedition of 1847. The value of the new agreement, purely local +in its bearing, which was the result of the successful invasion, was +esteemed but lightly by the merchants. In their memorial, written in +the month of August, they said: "If it is not deemed expedient to +carry out a general measure in the manner contemplated by the 4th +article of the new agreement, it would be much better that the +merchants be again left to themselves"; while respecting the military +raid and its consequences, they represented that "the just alarm +occasioned by the expedition four months ago, and the excitement kept +up by these fruitless negotiations, have done incalculable injury to +the trade without bettering the position of foreigners in the least." + +Such diverse views of policy held by the principal parties concerned +are typical of the relations which have subsisted between the +protectors and the protected throughout a great part of the period +which has elapsed since the British Government established relations +with China in 1834. + +These occurrences at Canton and the decided action taken by the +British Government brought up in a definite form the whole question of +the safety of British interests in China, and the means by which it +was to be secured. The conversion of Sir John Davis, though much, was +not everything. The aim of Lord Palmerston's policy was still liable +to be deflected by the perturbing influence of a minor planet in the +system. The consul in Canton gave him almost as much trouble in his +day as the famous Tiverton butcher did afterwards in his; and the +patience with which his lordship endeavoured to enlighten his agent on +the most elementary principles of human action was admirable. It had +been the practice of the consul "to report to your Excellency another +wanton and unprovoked attack on the part of the populace upon a party +of Englishmen," and at the same time to deprecate any measures of +defence, whether by organising volunteers among the residents or +having a British ship of war stationed where she could be seen. + +The consul's object in all this was to avoid exciting suspicion in the +minds of the Chinese populace. Sir John Davis, who had all along +agreed with the consul, had now to tell his subordinate that "Viscount +Palmerston was of opinion that we shall lose all advantages which we +have gained by the war if we take the low tone which has been adopted +at Canton." + + We must stop [continued his lordship] on the very threshold + any attempt on their part to treat us otherwise than as + their equals.... The Chinese must learn and be convinced + that if they attack our people and our factories they will + be shot.... So far from objecting (as the Consul had done) + to the armed association, I think it a wise security + against the necessity of using force.... Depend upon it + that the best way of keeping any men quiet is to let them + see that you are able and determined to repel force by + force, and the Chinese are not in the least different in + this respect from the rest of mankind. + +In the light of the history of the subsequent fifty years, one is +tempted to say that Lord Palmerston's dictum puts the eternal China +question in a nutshell. + +But when we reflect on the consequences of a man "of great experience" +needing such lectures and yet left for years undisturbed at a centre +of turbulence like Canton, can we greatly wonder at the periodical +harvest of atrocities which followed? + +The one important article in the April agreement was that suspending +for a definite period of two years the operation of the article of the +treaty of Nanking conferring the right of entering the city of Canton +and the other ports of trade. Sir John Davis demanded either +permission to "return your Excellency's visit in the city, or that a +time be specifically named after which there shall be general free +ingress for British subjects." To which Kiying replied, "The intention +of entering the city to return my visit is excellent. The feelings of +the people, however, are not yet reconciled to it." And Kiying easily +had his way. Sir John thereupon explicitly sanctioned a definite delay +of two years in the exercise of this treaty right, representing the +privilege in his report to Lord Palmerston as of little importance. + +Such, however, was not the view either of the Chinese or the British +community of Canton. The throwing open of the city was by the latter +considered the essential object of the recent expedition, and in their +memorial to Lord Palmerston the merchants stated that the Braves +having declared their determination to oppose the English at all +costs, the withdrawal of our troops _re infectâ_ "intoxicated all +ranks of the people with an imaginary triumph." Exclusion from the +city thus remained as a trophy in the hands of the reactionaries, to +become in 1856 the crux of a new dispute and a new war. + +It was no imaginary, but a very real, triumph for "the people"; and +even looking back on the transaction with the advantage of fifty +years' experience, it is difficult to avoid the conclusion that it was +an inversion of judgment to have a city entirely at your mercy and +then yield to the city instead of making the city yield to you. The +least that could have been expected was, that while the troops were on +the spot they should have vindicated the treaty of Nanking once for +all by opening the city gates and thus eliminating the most pregnant +source of future strife. + +On one point Sir John Davis was in agreement with the +memorialists--namely, in "tracing back the conduct of the Canton +populace to the operations of 1841, on which occasion they were spared +by our forces at the rear of the city." But the merchants were +pointing out to Lord Palmerston that Sir John Davis was himself +implicitly following that very precedent. + +The China career of Sir John Davis was destined to a tragic finale, +for in the midst of a series of decidedly optimistic despatches he was +startled by the news of the Hwang-chu-ke murders. Expiation was as +prompt as could have been reasonably expected, the High Commissioner +not daring to afford provocation for a further punitive expedition +which might not have ended quite so easily as that of the previous +April. + +The Canton imbroglio of 1847 threw into strong relief the potency of +the Chinese demos and its relation to the Central Government. The +pretensions of the populace and the stress of events drove the +Imperial Government into a corner and forced it to show its hand, +with the result that the occult combination which had been the despair +of British officials for fourteen years was resolved into its +elements, and for a time made amenable to treatment. It was +demonstrated by this experiment that though the Imperial Government +dared not, except in extremity, oppose any popular movement, yet when +necessity required the authorities assumed an easy mastery. Sir John +Davis wrote in one of his latest despatches, "Kiying had clearly +proved his power over the people when he chooses to exercise it." +Coerced themselves, the authorities applied corresponding coercion to +the people, even at the behest of foreigners, "truckling" to whom was +equally disgraceful to both the Chinese parties. The interaction of +the two Powers exemplified in a memorable way the principle of all +Chinese intercourse, that boldness begets timidity and gentleness +arrogance. When the people asserted themselves the authorities yielded +and fell into line with them, and when the authorities asserted +themselves the people succumbed. Such were the lessons of the Canton +operations of 1847, lessons since forgotten and relearned again and +again at ever-increasing cost. + +But the relations between the Government and the people bore also a +quasi-diplomatic character. They dealt with each other as if they were +two Estates of the realm having parallel or concurrent jurisdiction. +The most remarkable phase, however, of the popular pretensions which +was evolved under the unaccustomed pressure of the British Minister +was the attempt of the populace to diplomatise direct with him. So +curious an incident may still be studied with profit. The new +departure of the people was the more startling in that they had been +hitherto known only as a ferocious and lawless mob addicted to +outrage, whose hatred of foreigners gained in bitterness by a long +immunity from reprisals. Now that they had felt the "mailed fist" of a +man of fact, and were almost in the act of delivering up their own +heroes for execution, they sought to parley with the Power they had +despised. + +The elders of the murderous villages, in the midst of his stern +demands, sent a memorial to Sir John Davis full of amity and goodwill. +"Come and let us reason together" was the burden of this novel +address. The elders proposed a convention for the suppression of +outrages, somewhat on the lines of the Kilmainham Treaty, to supersede +the law of the land. "The former treaty drawn up in Kiangnan was not +well understood by the common people"; in other words, it was wanting +in validity, for "the resolutions of Government are in nowise to be +compared to those self-imposed by the people.... Were not this +preferable to the fruitless proclamations and manifestos of +government?" "It has, therefore," they say, "been resolved to invite +the upright and influential gentry and literati of the whole city to +meet together, and, in concert with the wealthy and important +merchants of your honourable nation, establish a compact of peace." + +Though he could not receive such a communication officially, Sir John +Davis forwarded a copy to the Foreign Office, to whom he imparted his +belief that the author was no other than Kiying himself--a surmise +which was soon confirmed. The paper was extensively circulated; its +arguments and phraseology were adopted by Kiying in his official +correspondence with Sir John Davis. "The compact of peace" which +closed their negotiations amounted to no more, indeed, than police +protection for foreigners in their country walks, which, however, was +counterbalanced by a new restriction excluding them from the villages +as they had already been from the city. The interesting point is that, +such as it was, it was the proposal of the people ratified by the two +plenipotentiaries. + + * * * * * + +From this hurried sketch of affairs at Canton during the first five +years of the new intercourse we see that the secular policy of China +had undergone no change as a result of the treaty. The settled +determination of the Government to exclude foreigners from the country +and keep them in strict subjection at the farthest maritime outpost of +the empire had been overcome by violence; but the Chinese never +abandoned the hope of retrieving their position in whole or in part, +nor did they forego any opportunity of avenging their military defeat. +A frontal attack being out of the question, the invader could be +perpetually worried by guerilla tactics, his sentries caught napping, +his chiefs bamboozled: what had been lost through force might thus be +won back by force and fraud judiciously blended, for craft is the +natural resource of the weak. The conditions of the contest have +varied with the international developments of fifty years, but time +has worked no change in the nature of the struggle East _v._ West. + +FOOTNOTE: + +[13] This convenient term, borrowed from the French, saves many +periphrases and sometimes an ambiguity. Neither "fellow-countrymen," +"fellow-subjects," nor "fellow-citizens" fully expresses the +relationship between an official in an extra-territorialised country +and those whom he protects and governs. + + + + +CHAPTER VIII. + +THE NEW TREATY PORTS--FOOCHOW, AMOY, NINGPO. + + Visit of Chinese commissioners to Hongkong -- A + supplementary treaty negotiated -- Chinese thereby obtain + control of junk trade of colony -- Vain efforts to recover + the lost ground -- New ports criticised -- Amoy -- Alcock's + temporary residence there, 1844 -- Interpreter Parkes -- + Foochow -- Bad beginning -- Insolence of mandarin and mob + -- Lost ground recovered during Alcock's consulate -- His + family arrive -- Little trade -- Difficulties of diverting + the Bohea trade from old routes -- Alcock's commercial + reports -- Their grasp of salient points in a fresh range + of subjects. + + +It accorded with the fitness of things that the negotiator of the +treaty should remain to carry out its provisions. Sir Henry Pottinger +was appointed the first Governor of Hongkong, Chief Superintendent of +Trade, and Minister Plenipotentiary for Great Britain; Kiying and two +associates Imperial Commissioners for China. Intercourse between them +was of the most agreeable character. Though the wound to the pride of +China was deep and still fresh, the Imperial Commissioners' acceptance +of the new state of things exceeded what the most stoical philosophy +could call for. They came in person, on invitation, to the alienated +island, there to exchange the ratifications of the Nanking treaty; +entered heartily into the life of the community, showed great interest +in their nascent institutions, and "returned to Canton charmed with +English civilisation." China then was really converted, and Kiying the +patron saint of the young colony! That adroit Manchu, however, had a +purpose to serve by his effusive _bonhomie_: it was nothing less than +to undermine the treaty of Nanking. + +So long as Sir Henry Pottinger was negotiating under the guns of her +Majesty's ships he was master of the situation, but when pitted +against the Chinese in the open field the position was reversed, for +they had definite aims and knew how to gain them. Arrangements were +found necessary for the conduct of trade at the five consular ports; +the relations between the colony of Hongkong and the empire of China, +as regards criminals, debtors, &c., required definition; and, more +important still, the native shipping frequenting its harbour had to be +regulated. The negotiations required for these purposes afforded +Kiying a favourable opportunity for giving effect to the reactionary +policy of the Chinese Government. The supplementary treaty was +negotiated at the Bogue between Sir Henry Pottinger and Kiying in +October 1843. The Chinese version seems to have been signed by the +British agent without his having before him a textual English +translation: by its provisions the Chinese authorities engaged to +protect the junk traffic in colonial waters. Sir Henry Pottinger did +not realise the kind of weapon he had thus placed in the hands of his +friends until its damaging effects were demonstrated by experience. +Then what had been lost by diplomacy was sought to be partially +regained by persuasion. To this end strenuous efforts were made by +successive governors of Hongkong to induce Kiying to forego some of +the powers which had been inadvertently conferred on him, as their +exercise was proving ruinous to the trade of the island. But as this +result was precisely what had been intended by the Chinese, nothing +short of another war would have moved them to yield a single point. + +His hesitation to exercise the right of entry into the city of Canton +conferred by the treaty of Nanking, while allowing the Chinese the +full advantage of the concessions gained by them under the +supplementary treaty, must likewise be held as a blemish on the policy +of Sir Henry Pottinger. The best palliation of these errors of the +first treaty-maker is perhaps to be found in the fact that his +successors, with many years of actual experience to guide them, have +fallen into the same errors of both omission and commission. + +In other respects Sir Henry Pottinger's arrangements for giving effect +to the treaty seem to have been as practical as the untried +circumstances would allow. + + [Illustration: THE LAKES, NINGPO.] + +The opening of the new ports, with the exception of Shanghai, was +unfavourably commented upon by a section of the English press, not +perhaps unwilling to score a point against the "Tory Government, which +was alone answerable for the treaty of Nanking." They denounced the +opening of so many ports on the ground that it would only multiply +points of collision with the Chinese. Three years later the 'Times' +pronounced "Amoy, Foochow, and Ningpo as good for nothing as places of +trade," while Hongkong itself was equally despised as a commercial +colony. Some of the journals resuscitated the idea which had been +freely discussed during the years preceding the war, and advocated the +acquisition in sovereignty of islands as emporia instead of ports on +the mainland, and it is worthy of remark that the same idea was again +revived by Mr Cobden twenty years later. "Get two other small +islands," he said in 1864; "merely establish them as free ports" on +the model of Hongkong. And this with a view to superseding the treaty +ports on the coast, where trade had been established for twenty years. + +Three of the new ports--Shanghai, Ningpo, and Amoy--were opened under +Sir Henry Pottinger's auspices in 1843; Foochow in 1844. These places, +distributed at approximately equal intervals along the coast-line of +1000 miles between Shanghai and Canton, were not chosen at random. +They had all been at one time or another entrepots of foreign commerce +with either Europe, Southern Asia, or Japan. Foochow had been many +years before strongly recommended by one of the East India Company's +tea-tasters as most desirable for the shipment of tea. An expedition +equipped by the Company under Mr Hamilton Lindsay, who, like the other +servants of the Company, was versed in the Chinese language, visited +the northern coast in the chartered ship Amherst in 1832, and gained +the first authentic information concerning the commercial capabilities +of Shanghai. Mr Gutzlaff, who acted as secretary and coadjutor to Mr +Lindsay's mission, made several adventurous voyages, including one in +Chinese disguise, in a native junk, to Tientsin. Though the coast had +not yet been surveyed, and navigation was in consequence somewhat +dangerous, a good deal of fairly accurate information, some of it +already obsolete, was by these means placed at the disposal of those +who made the selection of the treaty ports. Ningpo was noted for its +literary culture, for the respectability and intelligence of its +inhabitants, and their friendly disposition towards foreigners. But +although it was the entrepot of a flourishing coasting trade, the +shallowness of its river, the want of anchorage at its embouchure, and +its vicinity to Shanghai, combined to preclude the growth of foreign +commerce at the port of Ningpo. + + * * * * * + + [Illustration: THE FIRST CONSULAR RESIDENCE AT FOOCHOW.] + +It was to Foochow that Mr Alcock was appointed in 1844, by Mr Davis +(as he then was), who had recently succeeded Sir Henry Pottinger. The +new consul, however, made his actual _début_ at Amoy, where he was +detained for four months, from November 1844 to March 1845, acting for +the titular consul at that port. There he at once displayed that +energy and clear-sightedness which were to become so conspicuous in +his subsequent career. Two important matters had to be arranged within +the period named--the evacuation of the island of Kulangsu by the +British garrison and the future residence of the consul. Trifling as +this last may seem, it was a matter of no small consideration in +China, where, to paraphrase Polonius, the dwelling oft proclaims the +man. It was one of the innumerable devices of the Chinese authorities +for degrading new-comers in the eyes of the populace to force them to +live, as at Canton, within a confined space or in squalid tenements. +Mr Alcock knew by instinct the importance of prestige, while his +Peninsular training had taught him the value of sanitation. +Following these two guiding stars, he overbore the obstruction of the +officials, and not only obtained a commodious site but had a house +built to his own specification during his temporary incumbency of the +office. That, and his general bearing towards the authorities, stamped +on the Amoy consulate the impress of dignity which has never been +wholly effaced. He was most fortunate, it must be allowed, in his +instruments, chiefly in the interpreter whom he found at Amoy, a man, +or rather a boy--for he was only sixteen--entirely after his own +heart. That was Harry Parkes, one of the bravest and best of our +empire-builders. It is indeed to the journals and letters of Sir Harry +Parkes, edited by Mr Stanley Lane-Poole, and to notes supplied for +that biography by Sir Rutherford Alcock himself in 1893, that we are +chiefly indebted for the record of their joint proceedings at Amoy, +Foochow, and to some extent also Shanghai, from 1844 to 1848. The +consul made a favourable first impression on the young interpreter, +who described him in a family letter as "tall but slimly made, +standing about six feet in his boots; ... very gentlemanly in his +manners and address, and exceedingly polite." It was not, however, +till he reached his proper post, Foochow, that the mettle of the new +consul and interpreter was seriously tested. + +Foochow was of superior rank to the other two ports, being, like Canton, +at once a provincial capital and the seat of a governor-general or +viceroy of two provinces--namely, Fukien and Chêkiang--and possessing +a Manchu garrison. The Chinese Government was believed to have been +most reluctant to open Foochow as a trading port at all, which seemed +reason enough for the British negotiators insisting on its being +opened. Its trade was small, which perhaps rendered the port the more +suitable for the experimental purpose of testing the principles which +were to govern the new intercourse. + +As the leading occurrences there have been set forth at some length by +Mr Stanley Lane-Poole in the above-mentioned work, there is the less +reason for us to linger over details. We find that on arrival at the +end of March 1845 Mr Alcock discovered that he had not to maintain, +but to regain, the prestige which had already been lost at Foochow. +Canton was, in fact, repeating itself both as regards the arrogance of +the Chinese and the acquiescence of British officials. Exclusion from +the city and various other indignities had been imposed on the consul, +who, on his part, had followed the course which had proved so fatal at +Canton of currying favour by submission. Living in a shed,[14] where +Mr Davis on a flying visit was ashamed to receive return calls from +the native authorities, keeping up no great state, afraid even to +hoist his consular flag for fear of hurting the feelings of the +Chinese, the consul soon brought upon himself and his nationals the +inevitable consequences of his humility. Mob violence and outrages, +encouraged at first by the authorities in order to cow the foreigners, +had attained dimensions which at last alarmed the authorities +themselves, all within two years of the opening of the port. Mr Alcock +set himself sternly to oppose this downward current, but a year +elapsed before the violence of the people and the studied rudeness of +the officials were finally stamped out. For, curiously enough, as Mr +Lane-Poole has so well pointed out, every outrage in Canton found its +echo at Foochow, showing clearly where lay the "centre of +disturbance," as our meteorologists express it. + +In the end, however, the ascendancy of the British authority was +completely achieved. The consul and the interpreter between them +succeeded in getting proud Tartars put in the common pillory and +lesser ruffians severely flogged, while before they left Foochow in +1846 they had extorted from the authorities substantial pecuniary +compensation for injuries sustained by British subjects. The credit of +these vigorous measures no doubt belonged in the first instance to Sir +John Davis, the chief superintendent, who had been so struck with the +deplorable condition of things on his first official visit to the port +in 1844 that he empowered the new consul to find the remedy. The +effect of this resolute policy on the mandarins was as prompt and +natural as the effect of the submissive policy had been, and it is +instructive to read the testimony of Sir John Davis that, after +redress had been exacted, "the consul was on the best terms with the +local authorities," which is the perpetual lesson taught in all our +dealings with the Chinese. + +Foochow is distinguished among the coast ports of China by the beauty +and even grandeur of its scenery and the comparative salubrity of its +climate. The city itself contains above half a million of people, +covers an extensive area on the left bank of the river Min, and is +connected with the foreign quarter by a stone bridge of forty-five +"arches," which are not arches but spaces between the piers on which +huge granite slabs are laid horizontally, forming the roadway. The +houses and business premises of the merchants, the custom-house and +foreign consulates, are all now situated on Nantai, an island of some +twenty miles in circumference, which divides the main stream of the +Min from its tributary, the Yungfu. In the early days the British +consulate was located within the walled city, in the grounds of a +Buddhist temple, three miles from the landing-place and business +quarter on Nantai, and approached through narrow and exceedingly +foul-smelling streets. + +Mrs Alcock joined her husband as soon as tolerable accommodation could +be prepared for her, and being the first foreign lady who had set foot +in the city, her entry excited no small curiosity among the people. A +year later Mrs and Miss Bacon, Mrs Alcock's mother and sister, were +added to the family party, and though curiosity was still keen, they +were safely escorted through the surging crowd to their peaceful +_enclave_ in the heart of the city. The situation was suggestive of +monastic life. Being on high ground the consulate commanded a superb +mountain view, with the two rivers issuing from their recesses and the +great city lying below forming a picturesque foreground, while in the +middle distance the terraced rice-fields showed in their season the +tenderest of all greens. The circumstances were conducive to the +idyllic life of which we get a glimpse in the biography of Sir Harry +Parkes, who shared it. He speaks in the warmest terms of the kindness +he received from Mr and Mrs Alcock, who tended him through a fever +which, but for the medical skill of the consul--no other professional +aid being available--must have ended fatally. They helped him with +books, enlarged his field of culture, and there is no doubt that daily +intercourse with this genial and accomplished family did much to +supply the want of that liberal education from which the boy had been +untimely cut adrift. The value of such parental influence to a lad who +had left school at thirteen can hardly be over-estimated, and he did +not exaggerate in writing, "I can never repay the Alcocks the lasting +obligations I am under to them." + + [Illustration: BRIDGE OVER RIVER MIN.] + +During the first few years there was practically no foreign trade at +Foochow except in opium, which was conducted from a sea base beyond +port limits, a trade which was invisible alike to Chinese and British +authorities in the sense in which harlequin is invisible to clown and +pantaloon. The spasmodic attempts which were made to open up a market +for British manufactures met with no encouragement, for only one +British merchant maintained a precarious existence, and the question +of abandoning the port was mooted. The prospect of commercial +development at Foochow depended on its vicinity to that classic centre +of the tea cultivation, the famous Bohea range, about 250 miles to the +westward, whose name, however, was used to cover many inferior +products. Ten years more elapsed before this advantageous position was +turned to practical account, owing to the serious obstacles that stood +in the way of changing the established trade route to Canton and the +absence of aggressive energy sufficient to overcome them. Through the +enterprise of an American merchant in alliance with Chinese, Foochow +began to be a shipping port for tea about the year 1853, growing year +by year in importance until it rivalled Canton and Shanghai. But as +its prosperity has always rested on the single article, the fortunes +of the port have necessarily fallen with the general decay of the +Chinese tea trade. + +Apart from the task of putting the official intercourse on a good +working basis, of maintaining order between the few foreigners, +residents, and visitors, and the native population, the consular +duties at a port like Foochow were necessarily of the lightest +description. But it was not in Mr Alcock's nature to make a sinecure +of his office. He was a stranger to the country, about which he had +everything to learn. He was surrounded by problems all of great +interest, and some of them pressing urgently for solution, and he had +to make a success of his port or "know the reason why." Among the +fruits of his labours during the latter part of his term at Foochow +are a series of commercial reports, partly published by Government, +which bear witness to exhaustive research into every circumstance +having any bearing on the genesis of trade, and applying to those +local, and to him absolutely novel, conditions the great root +principles which are of universal validity. Considering how alien to +his previous experience was the whole range of such subjects, his at +once grappling with them and firmly seizing their salient features +showed a mind of no common capacity. For there was nothing perfunctory +about those early treatises; on the contrary, they were at once more +polished and more profound than most things of the same kind which +have appeared during the subsequent half century. The principal +generalisations of recent commentators on the trade of China were in +fact set forth in the three Foochow consular reports of 1845-46, while +many supposed new lights which the discussions of the last few years +have shed on Chinese character and methods had been already displayed, +and in a more perfect form, in the buried records of the +superintendency of trade in China. + + [Illustration: THE SECOND CONSULAR RESIDENCE AT FOOCHOW, 1848.] + + [Illustration] + +FOOTNOTE: + +[14] "Mr Lay, who has been officiating as consul for some weeks, has +been located in a miserable house built on piles on a mud flat, apart +from the city, and above the bridge, where the tide, as it ebbs and +flows, daily sweeps up to his door; and all efforts to obtain even +decent accommodation in the city, where he is entitled to demand it, +or in any but this pestilent locality, have been in vain."--'Times' +Correspondent, Hongkong, October 22, 1844. + + + + +CHAPTER IX. + +SHANGHAI. + + Shanghai -- Importance of its situation -- Consul Balfour + -- Germ of municipal institutions -- The foreign + settlements -- Confidence and civility of the natives -- + Alcock appointed consul, 1846 -- Excursions into the + country -- Their limitations -- Responsibilities of + consuls. + + +Of the four new ports, Shanghai, by far the most important, had been +fortunate in the selection of its first consul. This was Captain +George Balfour of the Madras Artillery, who, like a wise +master-builder, laid the foundations of what is now one of the +greatest emporia in the world. Captain Balfour had managed the +beginnings of the settlement so judiciously that the merchants enjoyed +the fullest facilities for prosecuting their business, while the +consul maintained good relations with the native authorities and no +hostile feeling existed between the foreign and native communities. +The circumstances of the place were favourable to all this: the +foreign residents were not, as at Canton, confined to a narrow space; +they had abundance of elbow-room and perfect freedom of movement in +the surrounding district, which was well provided with footpaths and +an excellent system of waterways. The people of that part of the +country are of a peaceable and rather timid disposition. Altogether, a +healthy condition of things had grown up, there seemed to be no +grievance felt on either side, while the material prosperity of the +natives rapidly increased as a result of a great and expanding foreign +trade, to which they had never been accustomed. The regulation of +business accommodation and residence was very simple and worked +automatically. A certain area, ample for every purpose that could be +foreseen, was set apart by the Chinese Government for the residence of +foreigners, the location having been indicated by Sir Henry Pottinger +on his way from Nanking after the signing of the treaty. The rights of +the native proprietors were in no way interfered with, the merchants +and others who desired to settle were at liberty to deal with the +natives for the purchase of building lots, and as the prices paid were +so much above the normal value of the land there was no essential +difficulty in effecting purchases. But there being so many interested +parties, several years elapsed before the whole area had passed into +the possession of foreign occupants. The land remained the property of +the Crown, held under perpetual lease, subject only to a small +ground-rent, which was collected through the consulates, as at this +day. Roads were gradually marked out and jetties for boats were built +on the river frontage, and what is now a municipal council served by a +large secretarial staff and an imposing body of police, and handling a +budget amounting to £130,000, came into existence under the modest +title of a "Committee for Roads and Jetties." In the beginning there +seems to have been an idea of forming separate reservations of land +for the subjects of the three treaty Powers--Great Britain, France, +and the United States; but the exigencies of business soon effaced +the theoretical distinction as between England and America, whose +separate ideal settlements were merged for all practical purposes into +one cosmopolitan colony, in which the Powers coming later on the scene +enjoyed the same rights as the original pioneers. + + [Illustration: BAMBOO BRIDGE AT FOOCHOW.] + +To ground thus wisely prepared Mr Alcock succeeded in the autumn of +1846. His four months at Amoy and eighteen at Foochow were only +preparatory for the real work which lay before him in the consulate at +Shanghai, whither he carried in his train the interpreter Parkes, with +whom he had grown accustomed to work so efficiently. Shanghai by this +time was already realising the position assigned to it by nature as a +great commercial port, and the resident community, 120 Europeans all +told, was already forming itself into that novel kind of republic +which is so flourishing to-day, while its commercial interests were +such as to give its members weight in the administration of their own +affairs as well as in matters of public policy. + + [Illustration: COUNTRY WATERWAY NEAR SHANGHAI.] + +The level country round Shanghai was, as we have said, very favourable +for excursions by land and water, affording tourists and sportsmen +congenial recreation. The district was in those days remarkably well +stocked with game. Pheasants of the "ring-necked" variety, now so +predominant in English preserves, abounded close up to the city wall, +and were sometimes found in the gardens of the foreign residents. +Snipe, quail, and wildfowl were plentiful in their season, the last +named in great variety. All classes of the foreign community took +advantage of the freedom of locomotion which they enjoyed. Newly +arrived missionaries, no less than newly arrived sportsmen, were +encouraged by the ease and safety with which they could prosecute +their vocation in the towns and villages accessible from Shanghai. +Within the radius authorised by treaty the foreigners soon became +familiar objects in a district which is reckoned to support a +population as dense as that of Belgium. Not only did friendly +relations exist, but a wonderful degree of confidence was established +between the natives and foreign tourists. It was not the custom in +those days for foreigners to carry money, the only coinage available +being of a clumsy and non-portable character. They paid their way by +"chits" or orders upon their comprador, and it was not uncommon for +them in those early days to pay for supplies during their excursions +into the interior by a few hieroglyphics pencilled on a scrap of +paper, which the confiding peasant accepted in perfect good faith, and +with so little apprehension that sometimes a considerable interval +would elapse before presentation of these primitive cheques--until, +perhaps, the holder had occasion to make a journey to Shanghai. + +But although the foreigner in his proper costume moved freely within +the prescribed area, it was considered hazardous to venture beyond +these limits. It was also, of course, a nominal contravention of the +treaty, for the consequences of which the traveller must take the +whole risk. Those, therefore--and they were exceedingly few--who could +not repress the desire to penetrate into the interior adopted as a +disguise the costume of the natives. It was thus that Fortune made his +explorations into the tea districts of China. The notion that either +difficulty or danger attended these distant excursions gradually +disappeared, and about the year 1855 sportsmen and travellers began +to explore the forbidden country without any disguise at all, to the +great amusement of the populace, and to the profit of the priests of +the temples where they found accommodation. + +The consular authorities occupied a peculiar and highly responsible +position in China. Their nationals being exempt from native +jurisdiction, and subject only to the laws of their own country, +promulgated, interpreted, and, when occasion arose, executed, by the +consul, that functionary was morally answerable to the people and the +Government of China for the good behaviour of his countrymen. On the +other hand, it was his primary duty to defend them against all +aggression of the Chinese. Between these two opposite duties the +consul needed all the discretion, courage, and good judgment that he +could command; and it was but natural that individual temperament or +the pressure of local circumstances should cause diversity in the mode +in which the consuls interpreted their instructions and balanced the +different claims of their public duty. As has been said before, +Captain Balfour had shown himself most judicious in all his +arrangements for the protection and advancement of his countrymen in +Shanghai. Foreseeing, notwithstanding the peaceable disposition of the +natives, that risks might attend unfettered intercourse with the +interior, he had thought it prudent to restrict the rambles of British +subjects to the limits of a twenty-four hours' journey from +Shanghai,--a limit which coincided with curious exactness with the +"thirty-mile radius" of defence against the rebels which was laid down +by Admiral Hope eighteen years later. + + +I. THE TSINGPU AFFAIR. + + Attack on three missionaries -- Redress extorted by Consul + Alcock -- Its lasting effect. + +Affairs in Shanghai had followed a placid and uneventful course until +an incident occurred which brought into sudden activity the latent +forces of disorder. Within little more than a year after the arrival +of Mr Alcock at his new post an outrage was perpetrated on the persons +of three English missionaries, which led to the first and the last +important struggle between the British and Chinese authorities in +Shanghai. The assailants of Messrs Medhurst, Lockhart, and Muirhead, +the three missionaries concerned, were not the peaceably disposed +natives of the place, but the discharged crews of the Government +grain-junks, who had been cast adrift by the officials and left to +shift for themselves after the manner of disbanded soldiers. The +attack took place at a small walled town called Tsingpu, within the +authorised radius, and the three Englishmen came very near losing +their lives. Mr Alcock lost not a moment in demanding full redress +from the Chinese authorities, who instinctively sheltered themselves +under the old evasive pleas which had proved so effective at Canton. +It happened that the highest local official, the Taotai, had had +experience of the southern port, and, entirely unaware that he was +confronted in Shanghai with a man of very different calibre from any +he had encountered before, he brought out all the rusty weapons of the +Canton armoury, in sure and certain hope of reducing the consul's +demands to nullity. Evasion being exhausted, intimidation was tried, +and the consul and his interpreter were threatened with the vengeance +of an outraged people, quite in the Canton manner. But intimidation +was the very worst tactics to try on two Englishmen of the stamp of +Alcock and Parkes, and when that card had been played the Chinese game +was up. + +The situation was one of those critical ones that test moral stamina, +that discriminate crucially between a man and a copying-machine. It +was also one which illuminated, as by an electric flash, the pivotal +point of all our relations with China then as now, for the principle +never grows old. It is therefore important to set forth the part +played by the responsible officer, the support he obtained, the risks +he ran, and the effective results of his action. An absolutely +unprovoked murderous outrage had been perpetrated on three Englishmen; +the Chinese authorities refused redress with insolence and evasion; +acquiescence in the denial of justice would have been as fatal to +future good relations at Shanghai as it had been in the previous +decade in Canton. What was the official charged with the protection of +his countrymen to do? He had no instructions except to conciliate the +Chinese; there was no telegraph to England; communication even with +the chief superintendent of trade at Hongkong, 850 miles off, was +dependent on chance sailing vessels. Delay was equivalent to +surrender. Now or never was the peremptory alternative presented to +the consul, who, taking his official life in his hands, had to decide +and act on his own personal responsibility. Had time allowed of an +exchange of views with the plenipotentiary in Hongkong, we know for +certain that nothing would have been done, for the first announcement +of Mr Alcock's strong measures filled Mr Bonham (who had just +succeeded Sir John Davis) with genuine alarm. + + Considering the instructions [he wrote] with which you have + been furnished from the Foreign Office, dated December 18, + 1846, and the limited power and duties of a consul, I + cannot but express my regret that you should have taken the + steps you have seen fit to do without previous reference to + her Majesty's plenipotentiary, as undoubtedly, under the + peremptory orders recently received from her Majesty's + Government, I should not have considered myself warranted + in sanctioning, &c., &c. + +Fortunately for the consul and for the peaceful development of British +trade, one of Palmerston's specific instructions had been obeyed in +Shanghai. There was a British ship of war in port, the 10-gun brig +Childers, and, what was of still more importance, a real British _man_ +on board of her, Commander Pitman, who shared to the full the Consul's +responsibility for what was done. + +The measures adopted by Consul Alcock--when negotiation was +exhausted--were to announce to the Chinese authorities that, until +satisfaction had been obtained, no duties should be paid on cargo +imported or exported in British ships: furthermore, that the great +junk fleet of 1400 sail, laden and ready for sea with the tribute rice +for Peking, should not be allowed to leave the port. The Childers, +moored in the stream below the junk anchorage, was in a position to +make this a most effective blockade. The rage of the Taotai rose to +fever heat, and it was then he threatened, and no doubt attempted to +inflame the populace and the whole vagabond class. The Taotai ordered +some of the rice-laden junks to proceed; but though there were fifty +war-junks to guard them, the masters dared not attempt to pass the +ideal barrier thrown across the river by the resolute Captain Pitman. + + [Illustration: MOUTH OF YANGTZE AND CHUSAN ARCHIPELAGO.] + +The outrage took place on the 8th of March. On the 13th the consul +presented an ultimatum to the Taotai giving him forty-eight hours to +produce the criminals. This being disregarded, the measures above +referred to were enforced, with the full approval, it may be +mentioned, of the consuls of the two other treaty Powers. At the same +time Vice-Consul Robertson, with Parkes for interpreter, was +despatched to Nanking on board her Majesty's ship Espiègle to lay the +whole case before the viceroy of Kiangnan. The matter was there +promptly attended to, full redress was ordered, and the culprits +punished exactly three weeks after the assault. The embargo on the +rice-junks was removed, and affairs resumed their normal course.[15] +The effect of this lesson has never been effaced, harmony having +prevailed between British and Chinese officials and people in Shanghai +and the province from that day to this. + +The circumstances were of course very unusual which placed such ready +means of bloodless coercion in the hands of the British consul. The +fortuitous coincidence of the time of the outrage with the period of +departure of the grain fleet placed a weapon in the consul's hands +which of itself would have eventually brought the Chinese to terms, +should the matter in the mean time not have been taken out of the +hands of the consul and dealt with from Hongkong by the +plenipotentiary, whose views have been given above. So soon as the +detention of the grain fleet became known to the Government of Peking, +orders of a very drastic nature would undoubtedly have been despatched +to the viceroy of the province, and both he and his subordinate would +have been made answerable for their incompetence in imperilling the +supply of rice for the Government. But the pressure was doubly +intensified by the appearance of a foreign ship of war under the walls +of Nanking. Six years had not elapsed since a similar demonstration +had brought the Government to its knees, and to have allowed such an +invasion a second time would have drawn down the imperial wrath on the +luckless provincial authorities. For Nanking differs from the other +provincial capitals, such as Canton and Foochow, inasmuch as it is +near the strategic centre of the empire, commanding the main artery of +communication with the interior of the country, at the point of +intersection of the Yangtze river by the famous Imperial Canal which +connects the capital with the richest region in the Yangtze valley. A +blockade of the sea-going grain fleet with a simultaneous blockade of +these inland waters, so easily effected, would have throttled China. +The viceroy, who sent a report on the transaction to the throne by +special express, explained away his own hasty action by saying "that +the appearance of the barbarian chiefs at the provincial city may have +caused anxiety in the sacred breast." + +The verdict of the Home Government on the episode was substantially +the same as that on Sir John Davis's brilliant expedition on the +Canton river the year before: "Gratified with your success, but don't +do it again;" in other words, "Do it at your peril, leaving us to +applaud or repudiate according to the event." Perhaps it would be more +just to say that there were then, as always, conflicting views in the +British Cabinet, the apparent vacillations of the Government depending +a good deal on which of its members happened, for the moment, to have +the parole,--whether the Foreign Secretary, the Colonial Secretary, or +other Minister indited the despatch. + +Commenting some years later on the general question of our relations +with China, Mr Alcock wrote as follows: "A salutary dread of the +immediate consequences of violence offered to British subjects, +certainty of its creating greater trouble and danger to the native +authorities personally than even the most vigorous efforts to protect +the foreigners and seize their assailants will entail, seems to be the +best and only protection in this country for Englishmen." Palmerston +himself could not have laid down the law and common-sense of the case +with greater precision. + + +II. REBELLION. + + Taiping rebellion -- Rebel occupation of Shanghai -- + Encroachment of investing force on foreign settlement -- + Driven off by Anglo-American forces -- The French quarrel + with insurgents -- Consequent enlargement of French + concession -- The assumption of self-government by the + Anglo-American community -- Exemplary conduct of Chinese + authorities after their defeat -- French belligerency -- + Difficult question of neutrality -- Treatment of native + refugees. + +Affairs went smoothly and prosperously in Shanghai for another five +years, when the greatest calamity that has visited China in modern +times cast its shadow on the province and on the city. The appalling +ravages of the Taiping rebellion, which, originating in the southern +province of Kwangsi, followed the great trade-routes to the +Yangtze-kiang and down the course of that stream, leaving absolute +desolation in its wake, reached the southern capital, Nanking, on +March 8, 1853. The city was paralysed, and surrendered on the 19th, +apparently without a struggle; the whole Tartar garrison, numbering +20,000, were put ruthlessly to the sword, not a soul being spared. The +whole country, officials and people alike, was thrown into a state of +abject fear. The ease with which such Government forces as there were +succumbed to the onslaught of the rebel hordes may very well have +prompted the rowdy element, which exists more or less everywhere, to +make raids on their own account. Such a band, belonging as was +supposed to certain secret societies, but without any connection with +the main body of the Taipings, who were at the time applying fire and +sword to the populous towns on the Yangtze, surprised and captured the +walled city of Shanghai. "The news," says an eyewitness, "came like +thunder from a clear sky;" there was no thought of the city being in +danger either from within or without. The people were panic-stricken +at first, but fear with them seemed near akin to criminality, and the +scene enacted was what was repeated thousands of times and over a wide +area--one of general pillage and destruction. "Several hundred of the +usually innocent and simple country-folk--who must have scented their +prey as the eagle does the carcass, for as yet it was early +morning--fell upon the custom-house, whence they carried off chairs, +tables, windows, doors, everything that was portable, leaving the +floor littered with books and papers, which were being kicked about +and trodden on in a most unceremonious way." + + [Illustration: ENTRANCE TO SZE-KING, NEAR SHANGHAI.] + +For a period of eighteen months, beginning in September 1853 and +ending in February 1855, these rebels held possession of the city. +It took a little time before the authorities were able to gather any +force to expel them. But they did commence a species of siege which +ultimately succeeded in its object. There would be no interest in +tracing its progress. What we have to note is the effect which the +interregnum produced on the relations between the foreign officials +and community and the Chinese. + +The first was of a very remarkable character, being nothing less than +an armed collision between such foreign forces as could be mustered +and the imperialist troops who were investing the city. The Chinese +soldiers were in camp at a short distance outside of the foreign +settlement, which was exempt from the operations of the war. But the +discipline of Chinese troops is never very efficient, and unruly +stragglers from the camps kept the foreigners in the settlement in +constant hot water. It became, in fact, dangerous for them to take +their recreation in the open ground at the back of the settlement, +which was used as a racecourse. Immunity from reprisals produced its +invariable result, and the aggressions of the soldiery became more +persistent and better organised. The foreigners were at last driven to +retaliate in their own defence. After a formidable inroad of the +Chinese troops, the three treaty consuls met hastily and decided on +sending a demand to the Chinese general for the withdrawal of all his +soldiers from the vicinity of the settlement, failing which, his +position would be attacked at four o'clock the same afternoon by all +the available foreign forces. These were, marines and bluejackets from +her Britannic Majesty's ships Encounter and Grecian, marines and +sailors from the United States ship Plymouth, some sailors from the +merchant ships in port, and about 200 of the residents as infantry +volunteers. The English force was commanded by Captain O'Callaghan, +who was accompanied by Consul Alcock; the Americans were led by +Captain Kelley, who was accompanied by Consul Murphy; while the +volunteers were commanded by Vice-Consul Wade, subsequently her +Majesty's Minister to China. The attack on the Chinese position was +completely successful; indeed there was apparently very little +resistance, a circumstance which was attributed by Mr Wetmore, who was +in the action from beginning to end, to the uncovenanted co-operation +of the rebels within the city. It was, nevertheless, according to him, +writing nearly forty years after, "a hazardous, if not a reckless, +undertaking." + +Her Majesty's Government, in a despatch from the Foreign Office dated +June 16, "entirely approved of Mr Alcock's proceedings, and they +considered that he displayed great courage and judgment in +circumstances of no ordinary difficulty"; while the British community +unanimously conveyed their warmest thanks to Consul Alcock, +Vice-Consul Wade, and the naval officers concerned, for "saving their +lives and property from the most imminent jeopardy." And they add that +"any symptoms of hesitation and timid policy would inevitably have led +to serious consequences and far greater loss of life." + +It is to be remarked that the French took no part in this common +defence of the settlement, in explanation of which it must be noted +that they had never fallen kindly into the cosmopolitan system, but +as years went on kept themselves more and more apart, expanding what +was a mere consular residence until it covered two populous suburbs +embracing half of the circuit of the walled city, and what began as a +settlement came to be spoken of as a "concession." + +In this situation it was not difficult for them to pick a quarrel on +their own account with the rebels, which led to an ineffectual +bombardment of the city by French ships of war moored close under the +walls. Guns were then landed in the suburb, which was thereafter +embraced within the limits of the French concession, the houses being +demolished to give play to the artillery. A cannonade lasting many +days resulted in a practical breach in the city wall, which was +followed up by a combined assault by the French and the imperialist +troops, with whom they had allied themselves. The attack was repulsed +with severe loss to the assailants. + +Among the results of these operations and of the lapse of organised +government during eighteen months the most direct was perhaps the +establishment of the French on the ground where their batteries had +been placed. For reasons military or otherwise, a _tabula rasa_ was +made of an immense populous suburb, the ground then admitting of easy +occupation and the laying out of streets and roads. The area thus +occupied by the French is separated from the cosmopolitan settlement +of Shanghai by a tidal creek. + +Results less showy, but more important in the interests of humanity +and international commerce, were very soon apparent in the +cosmopolitan settlement. The first of these was the assumption by the +foreign community of the function of self-government and +self-protection, and the foundation of that important municipality, +which has established as fine a record of public service as any such +body has ever done. The inroads of vagabondage and crime would, +without the protective measures extemporised for the occasion, have +swamped the foreign quarter and reduced it to the desolate condition +of the native city. And this necessity of relying on their own +strength has no doubt given to the community of Shanghai that tone of +self-confidence which has characterised successive generations of +them. + +The effect of the collision on the relations between the foreign and +Chinese authorities can hardly be understood without some explanatory +words. In countries where the soldier, sudden and quick in quarrel, +seeks the bubble reputation in the cannon's mouth, there is a +psychological figment called military honour, which may be symbolised +in various ways, as, for example, by a rag at the end of a stick for +which brave men will cheerfully die. The warlike traditions which have +evolved European codes of honour have no existence in China. +_Revanche_, therefore, did not enter into the heads of the defeated +Chinese commanders, who contented themselves with posting placards +about their camps stating that "the barbarians were about to be +annihilated, but that they had ransomed themselves for 300,000 taels, +and that an additional 300,000 would be required." Their conduct, +however, was quite exemplary during the remainder of the siege, their +chief solicitude being to avoid encroaching on the foreign quarter. +Whatever be the explanation, the fact is that the Chinese were on +better terms with the foreign officials after than they had been +before the battle of "Muddy Flat," fought on the 4th of April 1854. +Within ten days they were amicably settling in concert the ground for +a new camp, which would not hamper the military operations of the +besiegers nor yet compromise the sanctity of the foreign settlement. + +Thus there was no obstacle whatever in the way of concerting with the +nearest representatives of the Government of China all those measures +which were demanded by the position of neutrality assumed by the +British Government between the insurgents and imperialist forces, and +also for the regulation and control of the Chinese refugees, who +poured into the foreign settlement to escape the rapine of savage war. +The neutrality of the British representative was difficult to +maintain: by force of circumstances it took a benevolent form towards +the beleaguered rebels, who were dependent for their continued +existence upon supplies received from and through the foreign +settlement. The situation was complicated by the action of the French, +who, having quarrelled with the insurgents, entered on the stage as a +third belligerent. Thereupon the French authorities made a grievance +of "the scandal of supplies being furnished to the declared enemies of +the French in the sight and under the protection of our English +guard," France being at the time allied with Great Britain in +prosecuting the war in the Crimea. Consul Alcock, whose sense of +propriety had already been considerably shocked by the facilities +which the position of the cosmopolitan settlement afforded for +conveying supplies into the city, treated the appeal of his French +colleague with respect, and made it the text of a representation to +the senior naval officer, urging him, if possible, to devise means in +conjunction with the measures which were already being adopted in the +settlement for enforcing British neutrality, so that "we may be able +to give an honest answer to all three belligerents--imperialists, +insurgents, and French." This policy was at the same time proclaimed +by a unanimous resolution of the largest meeting of residents ever, up +to that time, assembled in Shanghai. + +The question of the influx of refugees seems not to have met with such +a prompt solution, but that was due rather to the British +plenipotentiary's caution than to the obstruction of the Chinese. In a +despatch to Sir John Bowring, dated June 5, 1854, the consul thus +describes the evil in question:-- + + As regards the strange and altogether unsatisfactory + position in which we are placed by the pouring in of a + large Chinese population, who have squatted down within our + limits contrary to the standing edicts of their own + authorities, and run up whole streets of wooden and brick + tenements, giving cover to every species of vice and filth, + I have only to remark that a walk through the settlement + [the governor was expected on a visit] will, I am + convinced, satisfy your Excellency that the evil is already + too great and increasing at too rapid a rate to be + overlooked. The health of foreign residents, the security + of their property, and the very tenability of the place as + a foreign location, alike render it imperative that a + jurisdiction of some kind should be promptly and + energetically asserted. + +The important negotiations which, within three months, issued in the +birth of the Foreign Maritime Customs, must be regarded as by far the +most important outcome of the rebel episode of 1854-55. + + +III. THE CHINESE MARITIME CUSTOMS. + + Extent and audacity of smuggling -- Alcock's determination + to suppress it -- His report on the position -- Corruption + of the Chinese customs service -- Efforts of the British + Government to co-operate in collecting dues -- Nullified by + treaties with other Powers -- Consequent injury to all + foreign trade -- Unexpected solution of the difficulty + during the interregnum -- Impetus given to trade by the + Taiping rebellion -- Alcock with French and American + consuls takes over the customs and collects all dues in + trust for the Chinese Government -- Promissory notes + employed -- Conditions which made it impossible to enforce + payment -- Notes ultimately cancelled. + +Certain crying evils in foreign intercourse having arrested the +attention of Consul Alcock from the day of his arrival in China, he +bent himself strenuously to the task of overcoming or mitigating them. +They formed the subject-matter of many anxious reports to his +superiors, for Mr Alcock always took both a serious and a +comprehensive view of his duties. For many years there seemed little +hope of a successful issue to these labours; but at last a rift in the +clouds opened up the prospect of coping with at least one of them, and +that was smuggling. So universal was this practice that it seemed a +necessary and natural feature of all commercial dealings in China. As +its roots lay deep in the Chinese character and civilisation, no +stigma attached to the venality of the officials charged with the +collection of the maritime revenues. Although the practice was in +extent universal, it was by no means wholesale in degree, and where +the facilities for evading duties were so tempting, merchants must +often have been astonished at their own moderation. + +Among the legends of the coast, it is true, there were certain _tours +de force_ in the way of smuggling which made good topics for +walnuts-and-wine conversation among a community which was rather +lacking in subjects of general interest,--as of an apocryphal ship +clearing from China in ballast or with coal which would mysteriously +land in England a full cargo of tea, which had been taken on board +without being passed through the custom-house. Conversely, a shipload +of manufactured goods taken on board in England would melt on the +passage to China like a cargo of ice, so far as the records in the +Chinese custom-house would show. One special feat was kept alive, +post-prandially, for many years as the acme of audacious smuggling. +British goods were entered at the custom-house "for re-exportation," +and no duty paid. The merchant packed the empty cases with silk, which +was thus shipped under the original English marks, and was described +as calicoes, on which a "drawback" was claimed of import duties which +had never been paid at all. Such racy anecdotes belonged to the order +of Rabelaisian humour which inspired the boast of a certain Lancashire +manufacturer at the time when, owing to the scarcity and high price of +cotton, the "filling" of shirtings with plaster of Paris and other +substances to make up the required weight of the piece was raised to +almost the dignity of a fine art. Complaints being made by the +consumer that the cloth so compounded would not wash, this genial +Lancastrian declared that for his part he would never rest satisfied +until he could turn out his calicoes without any cotton in them at +all. + +Shanghai, of course, was the great centre of the smuggling trade. What +smuggling was done at Canton, being the only other important entrepot, +was on a system which was regulated by the customs authorities +themselves, and the testimony of Mr Alexander Matheson before the +House of Commons Committee was to the effect that their tariff was so +light that it was not worth the merchant's while to smuggle. Such, +however, was not the view taken by Mr Consul Alcock, who regarded the +smuggling system as a very serious evil, against which he waged a +relentless war. He not only compelled, as far as lay in his power, the +British merchants to comply with the letter of the treaty in their +dealings with the customs, but he further considered himself bound to +enforce on the Chinese officials themselves the proper discharge of +their duty. In these efforts to abolish irregular practices, which all +deplored, many of the British merchants were only too willing to +co-operate with the consul's efforts, and the Foreign Office was +repeatedly moved to take some action in the reform of these abuses. +The difficulties and anomalies of the situation were fully set forth +by Mr Alcock in many reports made to his superior, the chief +superintendent of trade, as the following extract, written in 1851, +will exemplify:-- + + How the commercial and custom-house system of the West and + the very opposite principles and practice of the East might + be combined so that both should work together with the + least possible friction and prejudice, was a difficult + problem, no doubt, for those who had the framing of + existing treaties. How even the trading operations of + foreign merchants, based upon good faith and honesty, could + be in any way associated with the corrupt and inept + administration of the Chinese custom-house, so that the + revenue of the latter alone should be liable to suffer and + not the foreign trade, though apparently a simpler task, + seems to have presented to the negotiators insuperable + difficulties. For one or other of these problems, + nevertheless, it was essential they should find some + adequate solution, or whatever treaties might be signed + their real mission was unfulfilled, and the basis of all + future trading relations left unstable and unsatisfactory. + + We cannot suppose this important fact was overlooked by the + British Government, which, on the contrary, appears to have + sought earnestly to meet the difficulty by undertaking in + good faith to co-operate with the Chinese authorities in + collecting the duties on British trade. Neither is it clear + that failure would have attended such a course had not a + disturbing element been speedily introduced from without + for which adequate provision does not seem to have been + made. We allude to the ratification of treaties with other + Governments which should repudiate all obligation on this + point to contribute to the protection of the Chinese + revenue. It might have been supposed that the Chinese + Government, having obtained so great and unquestionable an + advantage from the Power they had most to fear, would + scarcely have been so foolish as to throw it away upon the + first occasion, yet such proved to be the fact, and some + credit was taken by the United States commissioner for the + omission of all co-operative clauses. Two treaties in + consequence came into operation, founded upon different + principles--the one subversive of the other in a very + essential point. So much was this the case that no fair + trial could be given to the provisions of the British + treaty respecting the payment of duties, and any attempt to + act upon the system contemplated in it became altogether + unpracticable so soon as the alteration of our navigation + laws opened our ports to foreign shipping. + + We found that to secure the essential objects of these + treaties as they now stand there is one thing plainly + wanting and yet essential, an honest and efficient + custom-house, and who does not see that this is + unattainable in China? Too much or too little has been + done, therefore. We should either have refused to concede a + right to levy maritime duties, or obtained as the condition + some better guarantee for its impartial exercise. It should + have been remembered that although a foreign Power might + give this right to the Emperor of China, it could not so + easily give him honest and faithful servants, without which + custom-house duties cannot be fairly levied. The very + attempt to profit by such a right partially, and with + manifestly imperfect means, could not fail to prove + injurious to the trade it was the great object of the + treaties to develop and protect. It is superfluous now to + say that against this evil no sufficient provision was + made, and the result has been perpetual and irreconcilable + antagonism. From the first day the American treaty came + into operation the contracting parties, Chinese and + foreign, have been placed in a false position in regard to + each other and to the permanent interests of both. The + emperor had obtained a right he could not unaided duly + exercise, and the foreign merchant was laid under a legal + obligation which under such circumstances tended to make + his trading privileges nugatory. The former was daily + exposed to the loss of the whole or a part of a revenue to + which he was by treaty legally entitled, as the price of + commercial privileges to the foreigner; and the latter, in + so far as he recognised his obligation to pay to such + revenue, was debarred from trading with advantage or + profit. + + Loss to the custom-house is palpably only one of the + mischiefs resulting, and injury to foreign trade is the + direct consequence in a far more important degree. There + may be some disposed to question this, but when no man can + calculate on entering into an operation within 15 or 20 per + cent of the prime cost of his merchandise before it shall + leave his hands, and his next-door neighbour may gain + advantage over him to this amount, while the ordinary + margin of profit seldom exceeds that range, it is difficult + to arrive at any other conclusion. And when we consider + that the natural tendency of partial smuggling is to raise + the price in the buying and to lower it in the selling + market, its disastrous influence on the general prosperity + of the trade must be too plain to admit of contradiction. + However it may temporarily enrich a few, it must eventually + impoverish many. + + The British plenipotentiary may have thought that + smuggling, so far as the interests of trade were concerned, + would affect only the Chinese revenue: the American + commissioner clearly must have concluded so, and on this + supposition acted. But experience has abundantly proved + such a conclusion erroneous, and based upon a partial view + of the whole case. + +The solution of all these difficulties, and the end of the apparently +hopeless struggle to set things right, came about in a way that must +have been totally unexpected by all parties. It was through the +capture of Shanghai by the rebel band in 1853. + +The day the city fell the functions of the custom-house ceased, but +trade continued without interruption; indeed the export trade was +naturally stimulated by the eagerness of the natives to convert their +produce into money, and by the desire of the foreign merchants to get +their purchases safely on board ship. But there was no one in a +position to collect the dues. Mr Alcock, never timid when he had a +case for action which satisfied his own mind, proposed to his French +and American colleagues, who also never seemed to hesitate to follow +his lead, a method of bridging over the interregnum of the Chinese +authority and at the same time establishing for the first time the +precedent of collecting full duties. The plan was that the consuls +should themselves perform the functions which the Chinese officials +had never performed--take a rigid account of the goods landed and +shipped, and receive the amount of the duty on them, to be held in +trust for the Chinese Government when it should once more be +resuscitated in Shanghai. Not in coin, however, but in promissory +notes payable on conditions which were complicated by the necessity of +maintaining equality of treatment between the various nationalities +concerned. The contingencies were, in fact, such that it would never +have been possible to enforce payment of the notes, and in the end +they were all cancelled and returned to the merchants, so that during +the ten months between September 1853 and July 1854 there were no +duties collected at all at the port of Shanghai. + + +IV. CREATION OF THE FOREIGN CUSTOMS. + + The provisional system -- British and American ships pay + full dues -- Other nations enter and clear free -- + Americans follow the same course -- Alcock's strict views + of neutrality -- Danger of infringing it by establishment + of Government officials within the foreign colony -- + Breakdown of the provisional system -- Alcock calls upon + the Imperial Government -- Custom-house re-established by + the Taotai Wu -- Reappearance of all abuses -- Alcock's + remonstrances -- Antecedents of Wu -- He makes private + arrangements and admits vessels free of dues -- Alcock + allows British ships to do likewise -- Shanghai thus + becomes a free port -- Alcock's efforts to meet the + difficulty -- First idea of the foreign customs -- + Conditions of success -- Conference with the Taotai -- + Delegates appointed -- New custom-house inaugurated July + 12, 1854 -- Mr H. N. Lay appointed Inspector-General -- + Conditions and essential features which caused immediate + and permanent success of the foreign customs. + +The "provisional system," as it was called, worked smoothly for four +months, but not equally, for while British and American ships paid +full duties (in conditional promissory notes), those of other +nationalities, having mercantile consuls, were entered and cleared +exempt from all duty. One Prussian, one Hamburg, two Siamese, one +Austrian, three Danish, and two Spanish--in all ten vessels--were so +cleared between September and January, which was, of course, a serious +injustice to the competing merchants on whose ventures full duties +were levied. In vain might the British consul argue that the cargoes +of these defaulting ships bore no larger a proportion to the whole +trade than in normal conditions the smugglers would bear to the honest +traders. The American consul, sympathising with the latter, notified +on January 20, 1854, his secession from the provisional compact, to +which decision he gave immediate effect by allowing two vessels, the +Oneida and Science, to depart without payment or security of any +kind. It was impossible after this for the British authorities to +continue to lay a burden on their nationals from which competitors +were thus freeing themselves, the more especially as on broader +considerations their collecting duties at all for the Chinese had +been, three years previously, pronounced inexpedient by the British +Government. However commendable, therefore, on political and moral +grounds, and however convenient as a stop-gap, the provisional system +was doomed. The next move was by some means or other to procure the +re-establishment of a legal Chinese custom-house. + +This would have been done at an earlier period but for the strict +views held by Mr Alcock on the question of neutrality between the +belligerents. The soil of the foreign settlement had been declared +sacred and neutral. To permit any Chinese authority to use it even for +fiscal purposes seemed a violation of its neutrality. Besides, native +officials exercising their functions there would have had either to +protect themselves by military force, however small, or to be +protected by the foreigners, in either case compromising the +neutrality of the settlement. When the Chinese officials proposed as +an alternative to discharge customs functions afloat in the river, the +same objections presented themselves. The foreigners must in that case +also have defended the revenue collectors from attack by the rebels. +The customs authority therefore remained dormant. + +But on the breakdown of the provisional system whereby the three +treaty consuls acted as trustees for the Chinese Government, there was +no alternative left between making Shanghai absolutely a free port and +setting up some sort of native custom-house. As the lesser evil--to +say no more--Mr Alcock chose the latter, and within three weeks of the +lapse of the provisional system he had "called upon the imperial +authorities to re-establish a custom-house in some convenient +locality," offering at the same time to afford them the necessary +facilities for working it. The custom-house was, in fact, +re-established by the Taotai Wu on February 9, when the provisional +system of collecting duties, a system never favoured by the British +Government, was finally and officially terminated. + +The reinstatement of the custom-house under the superintendency of the +Taotai Wu was the signal for the prompt reappearance of all the worst +irregularities in an exaggerated form. + +The admonitions that official received from Mr Alcock on his treaty +rights and on the necessity for strictness and impartial accuracy were +completely thrown away. The Taotai had been formerly a merchant in +Canton, under the name Samqua; and whether it was the passion for a +"deal" inspired by early training, or the corruption of good manners +by subsequent association with official life, or, as is most likely, a +double dose of both, without the checks appropriate to either, he, the +superintendent of customs, fell at once to making private bargains +with individual merchants. By arrangement with him a Bremen ship, the +Aristides, was allowed to enter and clear without complying with a +single customs or port regulation or the payment of any dues, save +what may have been paid to Wu himself by way of douceur. Two American +ships and one British were dealt with in similar fashion. These facts +being brought to the notice of Mr Alcock, he called the Taotai to +account, and on receiving only subterfuges instead of explanation, he +thenceforth allowed openly to British ships the same privileges that +the Chinese authorities had voluntarily, though secretly, conferred on +those who chose to make corrupt bargains with them. That is to say, +Shanghai became now--from April 1854--absolutely a free port. + +At last, then, there was a real _tabula rasa_ inviting a fresh +experiment; and Mr Alcock immediately applied his mind to devising +some new expedient to meet the difficulty. The Chinese superintendent, +however willing to compound to his own advantage for the customs dues, +was as little pleased with its complete abolition as the foreign +authorities themselves, and he had made sundry alternative proposals, +based on his experience at Canton, for the effective collection of +duties. It seemed, however, that in the hands of such a facile +official, or any one likely to succeed him, his remedies against +smuggling were worse than the disease, and the necessity of a new +departure began seriously to occupy the minds of the treaty consuls. +The outcome was a novel scheme, which was mooted in a despatch to Sir +John Bowring, dated May 1, 1854, in which Consul Alcock, while +recognising that "the attempt will not be unaccompanied by serious +difficulties," declared that he "did not relinquish all hope of +success _if the collection of duties can in any way be brought under +the effective control of the three treaty Powers as to the executive +of the custom-house administration_." + +"On any other basis," he added, "I believe every effort to benefit the +Chinese revenue and at the same time protect the honest merchant must +in the nature of things prove nugatory." The idea took further shape +in a memorandum of suggestions drawn up by Mr Alcock on 15th June, +when he stated that "the sole issue out of the difficulties by which +the whole subject is beset under existing treaties is to be sought in +the combination of a _foreign element of probity and vigilance with +Chinese authority_." + +He adds as the first condition of success the "free concurrence of the +Chinese authorities" in any scheme which may be concocted, and then +proposes "the association with the Chinese executive of a responsible +and trustworthy foreign _inspector of customs_ as the delegate of the +three treaty Powers, to be appointed by the consuls and Taotai +conjointly at a liberal salary." This is put down at $6000 per annum, +the whole foreign staff to cost $12,000, and various details of +administration follow. + +It argues well for the absence of international jealousy in those days +that Mr Alcock proposed that a French gentleman of the name of Smith, +in the French consular service, should be the inspector whom he and +the American consul agreed to recommend to the Taotai. In a despatch +to M. Edan on the 27th of June 1854 he solicited his official sanction +to the appointment. + +The next step was a conference where the three treaty consuls--Alcock, +Murphy, and Edan--received the Taotai, who discussed with them and +then adopted substantially, though with some modifications, the +"suggestions" above quoted. + +Instead of one delegate from the three consuls, it was decided that +each was to appoint one, the three delegates then forming a "board of +inspectors with a single and united action." As many questions of +national and international jurisdiction were likely to arise out of +the executive functions of the inspectors, provision was made for +dealing with them, and as far as human ingenuity could foresee without +any experience to guide, every contingency, down to the minutiæ of +internal administration, was considered in the instructions given to +the inspectors. The announcement of the newly-constituted Customs +Board was formally made by the consuls on July 6, and the new +custom-house was inaugurated on the 12th, the three inspectors being +Mr T. F. Wade, British; Mr Lewis Carr, American; and M. Smith, French. + +The new custom-house was an immediate success: it fulfilled every +purpose for which it was created, yielding its full revenue to the +Chinese Government, and putting an end to the temptations of traders +to seek illicit advantages over each other. It says much for the +soundness of the principles on which it was established that not only +has the custom-house of 1854 survived the shock of rebellion and war, +of extended treaties, of the multiplication of trading-ports from five +to thirty and of treaty Powers from three to thirteen, but its roots +have struck deep and its branches have spread wide over every portion +of the empire, and that in spite of the opposition of powerful +provincial officials, whose revenues it curtailed by diverting them +into the imperial channel. The triumvirate Board under which the +institution was launched was little more than nominal, the direction +of the customs being a one-man power from the outset, one only of the +three inspectors possessing either the knowledge, capacity, or zeal +needed to infuse life into the new department. + +The first English inspector, who was only lent for a time to start the +new enterprise, was replaced in a few months by Mr H. N. Lay, +interpreter to the consulate, who definitively retired from the +British in order to enter the Chinese service, while Mr Wade returned +to his vice-consular duties. The functions of the Board of Inspectors +were soon consolidated in the office of Inspector-General, which was +conferred upon Mr Lay, and held by him until 1863, when he was obliged +to resign the service of the Chinese Government in consequence of +their failure to ratify his engagements in connection with the Osborn +flotilla. + +It only remains to mention in this place that coincident with the +establishment of the maritime customs in Shanghai came the +instructions from her Majesty's Government to cancel the promissory +notes, amounting to a million of dollars, which had been given by the +British merchants for duties during the interregnum, the conditions +attached rendering them legally invalid. + +Although the organisation of the foreign customs was an expedient to +meet an emergency never likely to recur, the transaction, +nevertheless, forms a brief epitome of the ideal foreign relations +with China, and it is useful therefore to note what were its essential +features and the conditions of its creation. + +_First._ The Chinese Government were reduced to helplessness and were +amenable to advice. + +_Second._ Corruption and laxity were inherent in their nature and +ineradicable except by external force. + +_Third._ The external force, to be savingly applied, must not be +subversive of Chinese authority, but must supply the element in +administration in which the natives are absolutely wanting, and which +is so tersely summarised by Mr Alcock as "vigilance and probity." + +_Fourth._ This combination of Chinese authority with foreign +vigilance and probity, which has rendered the Chinese customs service +a kind of miracle of reform, was capable of renovating the whole +Chinese administration. Why it has not been extended into the other +departments of state is only another form of lament over lost +opportunities. + +_Fifth._ That the system was established on the broadest cosmopolitan +basis. + + +V. MR ALCOCK'S DEPARTURE FROM SHANGHAI. + + Promoted to Canton -- Impression he had made upon the + European colony of Shanghai -- Their confidence in his + integrity and ability -- His domestic life -- First + literary work -- Condition of affairs at Canton -- + Difficulties and obstructions -- Alcock leaves for home + before the outbreak of 1856. + +With these distinguished services Mr Alcock's career in Shanghai was +brought to a close. He was promoted to the senior consulate at Canton, +but he remained long enough in his northern post to see the city of +Shanghai once more in possession of the constituted authorities and +the restoration of peace in the vicinity of the port. Being +practically starved out, the insurgents set fire to the city and made +the best escape they could during the night, which happened to be the +last night of the Chinese year, 17th February 1855. Some may have +escaped, but the greater part fell into the hands of their enemies, +and for weeks afterwards many a ghastly trophy in the neighbourhood +attested the ruthless treatment which the fugitives received, +recalling the realistic picture in a certain epitaph of Villon. + + [Illustration: RUSTIC SCENE NEAR SHANGHAI.] + +On his departure from Shanghai in April of that year Mr Alcock +received a flattering testimonial from the British residents, who were +cordially joined by both French and Americans. This compliment had the +special value of being practically unanimous, while yet by no means +undiscriminating. As a curious characteristic of the social relations +of the community at that time, it may be mentioned that the document +was presented in two parts, substantially the same, but differently +worded. The explanation of the dual presentation is to be found in the +etiquette which was commonly observed between the Montagues and the +Capulets of the period, it being considered a point of honour that +neither should follow the signature of the other; hence the two +leading members of the community had each to head a separate list. + +It was impossible for an officer of such strict views and such an +uncompromising character to live for eight years in the midst of an +independent population whom he had to treat as his subjects without +provoking occasional resentment, and creating friction in carrying out +the details of his administration. Moreover, his public acts were of +too decisive a quality to commend themselves to universal approval. +Yet, frankly recognising all this, the memorialists state, "In +whatever degree as individuals we may have approved or dissented from +any of your acts of public policy, we are all ready to do justice to +the singleness of purpose and sense of public duty under which you +have uniformly acted. We believe that you have throughout held in view +your conscientious convictions of what was right and just, and that no +undue external influence has at any time operated to divert you from +them." In fact, the Shanghai community--_quorum pars fui_--were proud +of their consul, and looked up to him as soldiers do to a commander in +whom they have absolute confidence. They felt themselves ennobled by +contact with a character _sans peur et sans reproche_. Above all, he +represented before the Chinese authorities the dignity of his country +in a manner which has rarely been equalled, and gratitude for that +patriotic service would of itself have covered a multitude of sins. +The feeling of respect so generated reconciled the residents to that +which in another man might have been held to savour of coldness, for +in social life he was reserved, if not somewhat haughty in his +bearing,--partly no doubt from temperament, but chiefly from +absorption in the duties and responsibilities of his office, in +researches into all the matters which concerned his work, and in the +study of subjects which were congenial to his mind. It may also be +said, without reflection on either party, that those robust +recreations which engrossed the leisure of younger men--and the +community was very young--were not of a kind with which the consul had +much personal sympathy. His own distractions were more of a literary +and reflective order. He did not unbend to gain popularity. + +His domestic life left him nothing to desire in the way of society. To +his wife he was most devoted, and to her he addressed, in half +soliloquy, a series of thoughts on religious subjects which reveal +more than anything the deep earnestness of his nature. When this +loving helpmeet was snatched from his side in March 1853, the calm +exterior was little disturbed; but having to face that immense gap in +his life, he was thrown more than ever on his mental resources. His +isolation was the more keenly felt when he was relieved from the +heavy demand which the affairs of Shanghai had made on his energies, +and it was in the comparative leisure of Canton that he composed his +first serious political contribution to periodical literature, an +outlet for his thoughts which proved such an attraction to him to the +end of his life. His first essay was an article in the 'Bombay +Quarterly Review' on "The Chinese Empire and its Destinies," published +in October 1855. It was soon followed by a second, entitled "The +Chinese Empire and its Foreign Relations," a paper which fills no less +than seventy-eight pages of the 'Review.' The two together form an +able disquisition on the state of China which has not become obsolete +by lapse of time. + +It was during the same period also that he composed that series of +short essays which were published anonymously under the title of +'Life's Problems.' Instead of attempting any appreciation of that +little volume, we prefer to quote the impression it made on one reader +many years afterwards. In a letter of Dora Greenwell, published in her +Memoirs, she says: "I have met with a friend, a book that seems to +take my whole rational nature along with it. I have seen no such book +now or at any former time; and it is a book I have often longed for, +yet never hoped for--a book contemplating _life_ as it is in a +Christian spirit, yet from the natural standpoint." + +The consulate in Canton during the year that Mr Alcock occupied the +post presented nothing of sensational interest. There was a +superficial lull there, the lull before the storm which burst in +October 1856, after Mr Alcock had left for home on his first +well-earned furlough. The chronic obstruction to business and the old +difficulties in communicating with the Chinese authorities formed the +burden of his reports to his chief, Sir John Bowring. The question of +direct intercourse and of access to the city, which had been put off +from time to time, was still unsettled. The definitive postponement of +the treaty right of entry till 1849 had not rendered the solution of +it one whit easier. On the contrary, the concession had only served to +confirm the Chinese officials and people in their determination to +resist the claim for ever. On the accession of Lord Palmerston to the +Premiership in 1855 the dormant claim was revived, and Sir John +Bowring was instructed by the Government to obtain unrestricted +intercourse with the native authorities and the full exercise of the +right of admission to all the cities which were opened to trade, +Canton included. To repeated applications of this tenor the Viceroy +Yeh replied by the traditional evasions, thus laying the train for the +explosion which soon followed. + +Mr Alcock being personally severed from the chain of events which led +to the outbreak of hostilities in the autumn of 1856, it will be +convenient here to suspend the narrative and glance at some of those +general questions which form the subject-matter of our relations with +China. + +FOOTNOTE: + +[15] See this whole transaction described in his characteristic manner +by De Quincey in his brochure on China, originally published in Titan, +1857. + + + + +CHAPTER X. + +CONSUL ALCOCK'S VIEWS ON GENERAL POLICY. + + Essays on international relations -- Foresight -- Its + connection with succeeding events -- The Canton city + question resuscitated. + + +Among serious students of the international problems arising out of +the forced intercourse of the Western nations with China, Sir +Rutherford Alcock occupies the first rank. In the long roll of +consular and diplomatic agents employed by the British Government +since 1833 he stands alone in the effort to evolve a reasonable +working scheme out of the chaos of blunders and misunderstandings +which marked the opening of China to foreign trade. Mr Taylor Meadows, +another consular officer, though equally far-sighted, was perhaps too +philosophical for the exigencies of current business. Consul Alcock's +political philosophy, on the other hand, grew entirely out of the +facts with which he had to deal from day to day, and was therefore +essentially practical. + +It might seem that fifty-year-old disquisitions on what we now call +the "China question" must have too much of the musty odour of ancient +history about them to afford profitable reading to a generation which +has only been aroused by the thunder of events to take an +interest--and that as yet perfunctory--in the affairs of the Far East. +But as Mr Alcock had the faculty of getting to the heart of things, of +seizing the principles which do not change, his early studies have +lost neither validity nor value through the lapse of years. On these +well-digested observations, accordingly, modern inquirers may +confidently rely as on a corner-stone of Anglo-Chinese politics well +and truly laid. And the lapse of time, so far from detracting from the +utility of these opinions, enhances their value. For by extending the +base of observation over a long period, errors due to personal +equation, change of circumstance, and other temporary causes, are +eliminated from the survey, and the seeker after truth is thus +furnished with a trustworthy criterion by which he may verify his +conclusions. The forecast of 1849, realised in the developments of +1900, affords strong proof that the earlier generalisations were not +the result of ingenious speculation. + +It seems reasonable, therefore, here to introduce some of the +reflections of Consul Alcock while he was as yet comparatively new to +China. These occur in various forms, as in confidential despatches, in +private memoranda, and notes for literary articles apparently never +extended. One of these notes, dated January 19, 1849, summing up the +results of six years' working of the treaty of Nanking, may well serve +as a landmark in the record of foreign intercourse with China. + +Some extracts from this and other papers are printed for the +convenience of the reader in an Appendix to the present volume.[16] +Though bearing directly on the policy of the time when they were +written, they are no less applicable to present circumstances. They +show that nothing had changed then, as nothing has changed since, in +the attitude of the Chinese to foreign nations. "The same arrogant and +hostile spirit exists, and their policy is still to degrade foreigners +in the eyes of the people.... Without the power [on our part] of +commanding attention to any just demands, there is every reason to +believe the Chinese rulers would still be the most impracticable of +Orientals.... We cannot hope that any effort of ours or of the emperor +would suffice to change at once the character and habits of the people +or even the population of a city." + +While advocating a resolute policy in maintaining all British rights +granted by treaty, the far-sighted consul uttered a timely caution +against pushing demands for concessions too far. In this he was in +accord with the policy, often enunciated by the British Government, of +not imperilling what we already possessed by striving after more. Mr +Alcock indicates clearly the danger which threatened British interests +from the prospective influx of Western Powers pressing through the +doors which Great Britain might be constrained to open:-- + + Powers who, having no such great interests to jeopardise, + are without this beneficial and most needful check, and may + therefore be induced to repeat at a semi-barbarian Court + the intrigues and counter-projects for the destruction of + our influence and the injury of our trade in the East which + are at work in our own times in every capital in Europe, as + formerly in India and the Eastern Archipelago. + +Nor could a much more accurate description of the state of affairs now +existing be given than the picture of the future drawn by Consul +Alcock:-- + + Russia, France, Spain, Portugal, Holland, and America, with + their several jealousies and united rivalry with England, + their missionary enterprises or commercial and political + schemes clashing in their aim and development, are all + capable of creating such turmoil, strife, and disturbance + throughout the empire, if free access to the Court and the + provinces were insisted upon by Great Britain, as could + only end in the ejection of Europeans from China as + formerly from Japan, or an intestine war in which European + force would probably be involved on opposite sides, and to + their mutual destruction as States with commercial + interests in the country. These, again, might lead to + attempts at territorial possession, suggested in the first + instance, as in India, in self-defence, and afterwards + continued from necessity. With Russia spreading her + gigantic arms to the north and east, Great Britain on the + south and west, Spain, Holland, and Portugal with their + colonies in the Chinese and Indian seas, a struggle for + superiority on the soil of China for exclusive advantages + or predominant influence might be centred in Peking and + embroil the whole of Europe in hostile relations. + +An interesting feature in the prognostications of both Mr Alcock and +Mr Meadows in those early days was the ignoring of the Power which is +now assuming such an active part in the rearrangement of the Far East. +Germany was not even thought of as a world Power, but her entry on the +stage has only added confirmation to the soundness of all these +predictions. + +The more immediate significance, however, of the elaborate exposition +of the Anglo-Chinese situation which we are now considering, lay in +its connection with the chain of events which followed within a few +years, and its coincidence with the progress in the views of the +British Government, which might almost be traced back to the date of +the paper. The year 1849 was one of the critical epochs in foreign +intercourse with China, for it was then that the last promissory note +as to the opening of Canton became due, and was dishonoured. The years +of grace successively granted to the Chinese authorities to enable +them to prepare for the execution of the treaty stipulation had been +used by them, or at any rate by the populace, to render its execution +permanently impossible. Mr Bonham, who proceeded up the river to apply +for the fulfilment of the agreement of 1847, which promised admission +to the city within two years, was received, not with the suave evasion +of Kiying but with the coarse rebuff of Governor-General Seu, who amid +popular enthusiasm caused a memorial arch to be erected to commemorate +the third repulse of the barbarians. The turning-point of affairs had +been now reached; the scales fell from the eyes of the British +Government. Reluctantly they were driven to the conclusion that they +had for seven years been trifled with, that their agents, one after +another, had been duped; that while they deluded themselves by +imagining that by their concessions they were pouring oil on water, +they were, in fact, throwing that inflammable substance on fire. Such +systematic blunders could not be made with impunity. It began, in +short, to be perceived that the ground so weakly surrendered at Canton +could not be recovered without, in the prophetic words of Lord +Palmerston, "coming to blows" once more with the Chinese. + +The attention of the British Government being thus seriously directed +to China, they entered into correspondence with their plenipotentiary, +the governor of Hongkong, as to the best means of arresting the +decline of British prestige and of placing the interests of trade and +residence on a satisfactory footing. The plenipotentiary had no +resource but one for obtaining either information or advice on such +large questions, and that was always Consul Alcock at Shanghai, a +thousand miles from the seat of trouble, who had not then even seen +Canton. Mr Alcock was alert to respond to the invitation of his chief, +copiously, fearlessly, and with masterly lucidity as well as +comprehensiveness. In a despatch to Sir George Bonham dated January +13, 1852, the development of the new policy may be traced.[17] And the +whole situation is fully laid bare in a further despatch of June 17, +1852.[18] + +This confidential official correspondence,[19] carried on for a number +of years, constitutes a natural introduction to the chapter of history +which was about to open. In the transactions which led to a second +rupture with China Consul Alcock had personally no part, for he was on +leave in England, but there also his voice was heard in the discussion +of the causes and objects of the war. + +In a series of letters to the press, during 1857-58, commenting on the +progress of events, Mr Alcock endeavoured to keep the British public +informed of what was transpiring in China, the reasons for it, and the +probable consequences. These letters were republished in pamphlet +form, of course anonymously. + +FOOTNOTES: + +[16] See Appendix I. + +[17] See Appendix II. + +[18] See Appendix III. + +[19] See Appendices I., II., and III. + + + + +CHAPTER XI. + +TRADE UNDER THE TREATY OF NANKING. + + Trade the sole motive in all British and American dealings + with China -- Simplicity of this trade -- Chief staple + imports and exports -- Data for any review of Chinese trade + -- Mutual alarm caused by excess of imports -- Peculiar + conditions of British trade -- Entailing a loss of over 30 + per cent, yet steadily maintained -- System of barter -- + Consequent impossibility of clear accounts -- And ignorance + of position at any given moment -- Trade also hampered by + traditions of the East India Company -- Such as that of + keeping large stores on hand -- Gradual improvement on + these methods -- Advantages of landed investment in China + -- Perceived and acted on by the Jesuits -- And later by + foreign merchants -- The American trade -- Similarity of + currency -- Excess of Chinese exports met by shipments of + specie -- And later by credits on London banks. + + +Whatever may be said of that of other nations, the intercourse of +Great Britain and the United States with China, from the earliest +period to the latest, whether in peace or war, has had no other object +than trade between the nations, and therefore all the steps in that +intercourse must be judged in their relation to the promotion of +international commerce. War and diplomacy, geographical exploration +and reforms, even literary researches and mutual instruction, being +all ancillary to the main purpose, it seems fitting to consider as +briefly as may be what manner of thing it was which set, and still +keeps, all these auxiliary forces in motion. + +From its first introduction till now one feature has characterised the +Chinese foreign trade, and that is its simplicity. Both on the export +and the import side a few staple commodities have made up its whole +volume, and in this respect the statistics of to-day differ but little +from those of fifty years ago. The leading Chinese imports at the +conclusion of the first war were: From India, opium and raw cotton, to +which has been added, since the development of steam factories, cotton +yarn. From England, plain bleached and unbleached cotton goods, cotton +yarn, some descriptions of woollens, iron and lead, account for nearly +the whole value. The trade from the United States and the continent of +Europe in those days did not greatly affect the general aggregate. The +exports of Chinese produce were at the period in question almost +confined to the one article--tea. Subsequently silk grew into +importance, and soon exceeded in value the great speciality of China. +Rhubarb was a commodity on which, next to tea, the Chinese affected to +lay much stress, on the ground that foreigners were dependent upon it +for the preservation of their health, and that stopping the supply +might offer an easy means of coercing them. But the article never +assumed any important commercial value. Sugar, camphor, and matting +were also among the exports, the last named being much in demand in +the United States. It is only of recent years, however, that anything +like assorted cargoes of produce have been sent away from the Chinese +ports. The trade has passed through many vicissitudes, has had its +periodical ebb and flow, but has on the whole been prosaically +progressive. And this has been especially the case with the imports +of British and other Western produce. + +It would be instructive to review the circumstances of the Chinese +trade at successive stages of its progress, and to note the grievances +of merchants and manufacturers at different epochs and the obstacles +to commercial development as they were felt from time to time. It +would be more interesting to do this were it possible to discriminate +between permanent causes and temporary accidents. But it is not always +what is of the most lasting importance that makes the strongest +impression upon those who are actively engaged in the struggle for +life. The trader does not greatly differ from the world at large in +his love of a whipping-boy--that is to say, in the common tendency to +attribute mischances to objective rather than to subjective causes. +Prosperity, like good health, is, to those who enjoy it, its own +sufficient explanation, the normal reward of the merit each one takes +to himself as a matter of course. Adversity, on the other hand, is +assigned to demonic origin, its victims being martyrs to the powers of +nature or the hostile combinations of men. For these reasons it would +be as difficult to gather from their own accounts what were the real +helps and what the real hindrances to the traders' progress, as to +draw general conclusions on the state of agriculture from +conversations with working farmers. The commercial circular is a +familiar product of the modern era of open trade. It undertakes to +record the actual state of markets and to give the reasons why they +are not otherwise. If one were to circumnavigate the globe and compare +the ordinary run of these reports issuing from the great emporia, one +feature would be found common to them all--it is the bogy. Everything +would be for the best--but for certain adverse influences. It may be +the vagaries of some Finance Minister or Tariff Commission, the +restraint of princes, war, pestilence, or famine--inundations here and +droughts there; but a something there must always be to explain away +the moral accountability of the individual traders, manufacturers, or +planters. China and Japan have seldom been without such fatalistic +obstacles to commerce. For many years the rebellion was the _bête +noire_ of merchants, then the mandarins, and smaller rebellions; the +scarcity of specie at one period, at another the superabundance of +cheap silver. In Burma the King of Ava stood for long as the root of +all commercial evil. In Japan the Daimios and the currency served +their turn. India is never without calamities sufficient to account +for perhaps more than ever happens there. All such drawbacks, however, +though real enough as far as they go, are never exhaustive, and seldom +even reach to the core of the problem. They are as atmospheric +phenomena, to be observed, taken advantage of, or provided against, +and are extremely interesting to the individuals immediately affected +by them. But as regards the general course of trade, such incidents +are but as storms on the surface of the deep oceanic currents: it is +the onward sweep of the great volume of traffic that alone possesses +public interest. Of the circumstances which influence the course and +direction of that beneficent current a collation of the utterances of +traders would yield but a refracted account. So that in order to +appreciate the progress of commerce we have to fall back on the +unadorned columns of statistical tables, which themselves leave +something to be desired on the score of completeness.[20] + +With regard to certain periods of the China trade we have rather full +data, as, for instance, in the decade following the war, when the +working of the trade exercised the minds both of British merchants and +of their Government in a degree which has scarcely been equalled +since. The same may be predicated of the Chinese Government also, and, +as has been observed in a previous chapter, it was an interesting +coincidence that during that critical period it was the self-same +grievance that pressed on both sides--namely, the insufficiency of the +Chinese exported produce to pay for the goods imported. The effect of +this on the Chinese Government was to excite unfeigned alarm at the +steady drain of silver required to pay for the excess of their +imports. On the British side the grievance came home to the +manufacturers in the form of the incapacity of the Chinese to take off +an adequate quantity of the products of English looms. The remedy +proposed from the two sides was thoroughly characteristic of their +respective traditions. On the Chinese side it was negative, +obstructive, prohibitory, and absolutely vain. On the British side the +proposal was positive, expansive, and in accord with the spirit of +modern commerce. The Chinese remedy was to forbid the export of silver +and the import of opium, which, being the article in most urgent +demand, was usually paid for in bullion or in coined dollars. The +English remedy was to stimulate the export of Chinese produce. But +here a paradox stands in the way of a clear perception of the +position. The British trade was being carried on at a loss, which some +of the merchants estimated at 33 per cent on the round venture. That +is to say, manufactured goods were sold in China at a loss of 15 to 20 +per cent, and the proceeds, being invested in Chinese produce, +realised a further loss on sale in England of 17 or 20 per cent. + +To account for this unremunerative trade being carried on voluntarily +year after year, it is necessary to remember the great distance of the +two markets in the days before the introduction of steam and the +shortening of the voyage by the piercing of the Suez Canal. We have to +allow also for the gambling or speculative element which animates all +commerce, and the "hope-on-hope-ever" spirit without which no distant +adventure would ever be undertaken. The rationale of the phenomenon +was reduced to a very simple expression by Mr Gregson, who, when asked +by the Committee of the House of Commons if he could explain "the +singular proceeding of continuing the trade for a series of years with +perpetual losses on it," replied: "The manufacturers reason that as +the losses have been considerable the exports will fall off, and +therefore they may export again. They are generally deceived, because +their neighbours taking the same view, the exports are kept up and the +loss continues." + +The case thus bluntly stated by Mr Gregson was not such a temporary +phase as might naturally have been concluded. The same remarkable +features continued for many years afterwards more or less +characteristic of the China trade, so that had another commission been +appointed to consider the subject they would have been surprised to +find the old riddle still awaiting solution, Why so regular and simple +a trade should be carried on apparently without profit? The data of +supply and demand being well ascertained, prices remunerative to the +merchant might have been expected to arrange themselves automatically. +Further explanations seem, in fact, required to supplement Mr +Gregson's, and some of these must appear somewhat whimsical and +farfetched to the general reader. The peculiar method in vogue of +stating accounts was not perhaps without its influence in obscuring +the merchants' perceptions of the merits of their current operations. +The trade being virtually conducted by barter, the sale of a +particular parcel of goods did not necessarily close the venture. A +nominal price was agreed upon between buyer and seller for the +convenience of account-keeping, but this almost always had reference +to the return investment in tea or other produce. So that British +goods were regarded as a means of laying down funds in China for the +purchase of tea, while tea was regarded as a return remittance for the +proceeds of manufactured goods, and as a means of laying down funds in +England for further investments in the same commodity for shipment to +China. The trade thus revolving in an eternal circle, having neither +beginning nor end, it was impossible to pronounce definitely at what +particular point of the revolution the profit or loss occurred. A bad +out-turn of goods exported would, it was hoped, be compensated for by +the favourable result of the produce imported, and _vice versâ_, _ad +infinitum_. Thus no transaction stood on its own merits or received +the unbiassed attention of the merchants. Their accounts did not show +the actual amount of loss or gain on a particular invoice, the +formula simply recording the price at which the venture, as an +operation in exchange, "laid down the dollar." The par value of that +coin being taken at 4s. 4d., the out-turn of a sterling invoice which +yielded the dollar at any price below that was of course a gain, or +anything above it a loss. But the gain or loss so registered was +merely provisional. The dollar as such was never realised: it was but +a fiction of the accountant, which acquired its substantial value only +when reinvested in Chinese produce. The final criterion, therefore, +was how much the dollar invoices of Chinese produce would yield back +in sterling money when sold in London, and how that yield compared +with the "laid-down" cost of the dollar in China. But even that +finality was only provisional so long as the circuit of reinvestment +was uninterrupted. + +Merchants were not called upon to face their losses as they were made, +nor could they realise their profits as they were earned. Long before +one year's account could be closed, the venture of one or two +subsequent years had been launched beyond recall, and the figures of +the newest balance-sheet related to transactions which, having already +become ancient history, were but a dry study compared with the new +enterprises bearing the promise of the future and absorbing the whole +interest of the merchant. Business was thus carried on very much in +the dark, the eyes of the trader being constantly directed forward, +while past experience was not allowed its legitimate influence in +forming the judgment. A blind reliance on the equalising effect of +averages was perhaps the safest principle on which such a commerce +could be carried on. The merchants themselves were wont to say that +after drawing the clearest inferences from experience, and making the +most careful estimates of probabilities, the wisest man was he who +could act contrary to the obvious deductions therefrom. Business thus +became a kind of concrete fatalism. + +The China trade was, moreover, much hampered by certain traditions of +the East India Company which long clung to its skirts. One of these +relics of conservatism, transmitted from the days of the maritime +wars, was the principle of storing up merchandise at both termini. It +was an understood thing that the Company should never keep less than +two years' supply of tea in the London warehouses, and long after the +Company ceased to trade stocks of that commodity often amounted to +nearly twelve months' consumption. Similarly, manufactured goods were +accumulated, whether of set purpose or from the mere force of habit, +in the China depots. The merchant seemed to have inherited the +principle of holding merchandise for some ideal price, locking up his +own or his constituents' capital, incurring cumulative charges on +commodities which were all the while deteriorating in value, and +eventually perhaps selling under some financial or other pressure. A +certain satisfaction seems to have been derived from the contemplation +of a full "go-down," as if the merchandise there stored had been +realised wealth instead of a block to such realisation. + +That primitive state of affairs is now a thing of the past, since the +progress of the world during the last thirty years has revolutionised +not the foreign trade of China, but the peculiar system on which it +was carried on. The distribution of capital and the services of +Exchange banks exploded many conservative doctrines. The first +merchants who, perceiving the necessity of reforming the habits of the +trade, boldly resolved to "sell and repent" on the arrival of their +merchandise, were pitied by their more antiquated neighbours, and +thought to be likely to stand much in need of repentance. But in their +case wisdom has been justified of her children. + +This bald sketch of the trade customs inherited from the East India +Company, though typical, is by no means exhaustive. There were, both +before and after the treaty of Nanking, many byways and specialities +and exceptions by which the vicious circle was broken with happy +results to the individuals. Indeed at all points there have been +collateral avenues to fortune, contributory enterprises more +profitable than those which were purely commercial. The various ways +of taxing commerce, as by insurance, freightage, storage, lighterage, +packing, financing, &c., have afforded, on the whole, safe and good +returns on capital. In countries where family improvidence is +prevalent, and where capital is scarce and dear, as is the case +generally in the Far East, both the opportunity and the inducement to +invest in real estate are afforded to those who are in a position to +take advantage of them,--for the same conditions which bring property +into the market provide the tenants for the new proprietors. By +following with that singleness of purpose which distinguishes all +their proceedings the line of financial policy so obviously suggested +by this state of things, the Jesuits, Lazarists, and other religious +orders have gradually accumulated in every locality where they have +settled a very large amount of house property in and around populous +centres. By this means they have laid whole communities of natives, +and even foreigners, under permanent tribute to the Church, and have +thereby rendered their missions independent of subventions from +Christian countries. Many of the foreign merchants, following this +worldly-wise example, have in like manner rendered themselves +independent of mercantile business. + +The American trade was for the most part exempt from the drawbacks as +well as the advantages of the circuit system. The similarity of +currency helped to simplify American commerce with China, and though +from an early period the United States exported manufactures to that +country, these went but a little way in payment for the products which +they imported from China. Hence large shipments of specie had to be +made to purchase their cargoes. No statistics exist, but Mr Hunter +incidentally mentions one ship carrying amongst other cargo $350,000, +and three other vessels carrying between them $1,100,000, which may be +taken as typical of the course of trade prior to the abolition of the +East India Company's monopoly. This mode of paying for produce was +succeeded in after-years by credits on London banks, drafts under +which supplied the most convenient medium of remittance to shippers of +opium and other produce from India. The circuit was trilateral, and to +a considerable extent remains so. + + +I. TEA. + + Causes of bad state of trade -- Failure of hopes built on + "free" trade -- Efforts for improvement -- Select Committee + of 1847 -- Excessive duties in England -- Irregularities in + valuation -- Annual consumption at this time -- Revenue + from the duties -- Beginnings of the India tea trade -- Mr + Robert Fortune -- Lord William Bentinck, Governor-General, + introduces tea culture, 1834 -- Assam Company founded 1839 + -- Fortune's missions to China -- Tea-plant indigenous in + India -- Progress of scientific culture -- Vicissitudes of + the trade -- Ultimate success of the India and Ceylon trade + -- An example of Western as against Eastern methods -- + Tea-planting introduced in Ceylon -- Rapid increase there + -- Why China has been supplanted in the market -- Ingenuity + and enterprise of the Indian planters -- A victory of race + and progress -- Obstructive measures of the Chinese + Government. + +There was an apparent inconsistency in the outcry for larger +quantities of Chinese produce to balance the trade, while the small +quantity that did come forward could only be sold at a loss. The +explanation may partly be found in the "boom" which naturally ensued +on the emancipation of the China trade from the oppressive monopoly of +the East India Company, and in the disappointment which, no less +naturally, succeeded the boom. To some extent also the onerous imposts +laid upon the principal article of export--tea--by the British +Exchequer might be held responsible for the anomaly; for the English +duties were a mechanical dead-weight on the trade, impeding the free +play of the other economic factors. There was a practically unlimited +supply of tea in China, and a growing demand for it in England, and +yet some £2,000,000 in specie was annually sent away from China as the +balance of trade. How to commute that amount of silver into tea for +the benefit of both countries might be said to be the problem before +the merchants and their Governments. + +The only means which appeared to them feasible to effect this object +was to lower the British import duty. Among many interesting +particulars concerning the actual state of the Chinese trade at that +time, we get from the report of the Select Committee of the House of +Commons on "Commercial Relations with China," of 1847, an insight into +the difficulties, such as in our day can scarcely be imagined, which +stood in the way of any reduction of the tea duties. + +On the opening of what was called free trade with China--"free," that +is to say, of the East India Company's monopoly--the duty was 96 per +cent _ad valorem_ on all teas sold at or under 2s. a pound, or 100 per +cent on all above that price. These _ad valorem_ duties worked +iniquitously for both the Government and the merchants, the Customs +levying the higher rate when the lower was appropriate, and the +merchants redressing the injustice in their own fashion when occasion +served. An attempt was made to remedy this regrettable situation by +the reduction of tea to three classifications, and the conversion of +the _ad valorem_ duties into specific duties ranging from 1s. 6d. to +3s. per pound on these classifications. The arrangement was still +found unworkable, and the most glaring irregularities were common. The +same parcel of tea, absolutely uniform in quality, divided between +London and Liverpool, would be assessed in one port on the lower, and +in the other on the higher, scale of duties, and the Customs would +grant no redress, though the overcharge might be ruinous to the +trader. + +This impossible state of things was remedied in 1836, when the duties +were converted to one uniform rate of 2s. per pound on all teas. +Subsequently 5 per cent was added to this, so that the duty in 1847 +was 2s. 2¼d. The object to which the Government inquiry was primarily +directed was to gauge the effect on the consumption of tea of the +raising or lowering of the duties, on which depended the ultimate +retail price. The admission of competition in the Chinese trade in +1834 had the immediate effect of reducing the "laid-down" cost of tea, +which promptly reacted upon the consumption of the article in England. +But as the import duty remained unaltered, while the prime cost of the +tea was much lowered, the Exchequer derived the whole benefit from the +increased consumption. + +The annual consumption at that time in Great Britain was 1 lb. 10 oz. +per head, or 46,000,000 lb. in total, and it was shown that in every +instance where the duty was lower the consumption was proportionately +greater. In the Isle of Man, where the duty was 1s. per pound, the +consumption quickly rose, when the restriction on the quantity allowed +to be imported there was removed, to 2 lb. 10 oz. per head. In the +Channel Islands it was 4 lb. 4 oz. per head. "In Newfoundland, +Australia, and other colonies the consumption is very much larger per +head than it is in this country." The Australian colonies have +maintained to the present day their pre-eminence as tea-drinkers, +their consumption averaging no less than 10 lb. per head. Consumption +in Russia and the United States is estimated at a little over 1 lb. +per head of the population. + +The colonists have always been the most intelligent consumers of the +article. Forty years ago they substituted good black teas for the +pungent green which had supplied the wants of the mining camps and +primitive sheep stations, and within the last few years they have +shown their appreciation of the flavoury Ceylon leaf by taking every +year a larger quantity in relative displacement of the rougher +qualities which come from India. The "geographical distribution" of +the taste for tea presents some rather curious facts. In the United +Kingdom, for example, dealers find that Irish consumers demand the +best quality of tea. The United States remained faithful to their +green tea long after that description was discarded in Australia; and +even when black tea came to be in part substituted, it was not the +Ceylon or Chinese Congou, but the astringent Oolong kinds, such as are +so largely supplied from Japan, which met the taste of American +consumers. + +The cost price of tea had been so much reduced by the abolition of the +East India Company's monopoly that the fixed rate of duty, instead of +being equivalent, as it had been when originally fixed, to 100 per +cent on the value, was estimated to average 165 per cent on Congou +tea, which was much beyond what the Legislature intended when the +tariff was decided; for while they reckoned on getting a revenue of +£3,600,000, the increase in the quantity had been so considerable that +the yield of the duty had risen to £5,000,000. The arguments and the +evidence in favour of reducing the duties were unanswerable from every +point of view. Yet the utmost which the advocates in 1847 seem to have +hoped for was that it might be reduced to 1s. per pound, which they +considered would entail a temporary loss to the revenue. But we see in +our day that the Government draws nearly £4,000,000 from the article +on a tariff rate of 4d. per pound, while the consumption per head of +population has risen to 6 lb., or a total of 235,000,000 lb. per +annum. + +While the mercantile community were thus straining after means of +developing the tea trade from China there were causes at work, of +which they seemed to have no suspicion, which have completely +revolutionised that trade, reducing China to a quite secondary +position as an exporter. Among the witnesses examined before the +Committee of 1847 there was one who may almost be said to have held +the fate of the Chinese tea trade in his hands, though probably he +himself was unaware of it. This was Mr Robert Fortune, curator of the +Physic Gardens at Chelsea, who had travelled in some of the tea +districts of China as agent of the Horticultural Society of London, +being also commissioned by the East India Company to investigate the +processes of the growth and manufacture of tea in China, and to bring +to India seeds and plants as well as skilled workmen to manipulate the +leaves. The idea of cultivating tea in India had long been entertained +by the Company. The plant itself had been found indigenous in Upper +Assam twenty years before Fortune's day, but no practical notice was +taken of the discovery until 1834, when the Government of India +resolved to attempt the culture of the leaf. The scheme received its +first embodiment in a Minute of Lord William Bentinck, the first +Governor-General of India,[21] in 1834. The plan he laid down was to +"select an intelligent agent, who should go to Penang and Singapore +and in conjunction with authorities and the most intelligent of +Chinese agents should concert measures for obtaining the genuine +plant, and actual cultivators." The state of affairs in China at the +time did not favour the prosecution of such an enterprise. The native +resources of India, however, began at once to be utilised. The Assam +Company, the pioneer of tea-culture, was established in 1839, and +continues its operations to our own day. After the treaty of peace and +the successful establishment of trade at the new ports in China, Lord +William Bentinck's ideas were realised in the two missions of Fortune, +who succeeded in conveying to India nearly 20,000 plants from both the +black and green tea countries of Central China. Although, judging from +subsequent experience, India might by her unaided efforts have +developed this great industry, yet it can hardly be doubted that the +enterprise of the practical Scottish gardener applied the effective +stimulus which raised tea-growing to the rank of a serious national +interest. Hybridisation between the imported Chinese plants and those +of indigenous growth proceeded actively, no less than one hundred +varieties being thus produced. Planters now consider that the native +plant would have served all their purposes without any intermixture, +but probably nothing short of practical experience would have +persuaded them of this. + +The vicissitudes of tea-growing in India have been so sharp that they +would form of themselves an interesting episode of industrial history. +Mania and panic alternated during the experimental stages of the +enterprise, with the inevitable result of wholesale transfers of +property, so that of the early pioneers comparatively few were +destined to enjoy the ultimate reward of their sacrifices. +Difficulties of many kinds dogged the steps of the planters, among +these being the unsatisfactory land tenure and the supply of labour. +The mortality among the imported coolies was for many years so heavy +that the Government was eventually obliged to interfere with severe +regulations, which were imposed in 1863. These and other difficulties +being successfully grappled with, the prosperity of the industry +flowed as smoothly as the Niagara river below the Falls, until the +supply of tea from India and Ceylon had completely swamped that from +the original home of the trade. + +The supplanting of Chinese by Indian tea in the markets of the +world--for even Russia is now an importer of the latter--is an +interesting example of the encroachment of Western enterprise on the +ancient province of Eastern habits. These are of course only general +terms, for from all such comparisons Japan must be either excluded or +classed rather among the foremost of the progressive nations than +among her nearest geographical neighbours. When tea-cultivation was +once shown to be "payable" in British Indian territory the energy of +the Western people was quickly brought to bear on the industry, and +through several cycles of success and failure, and over the dead +bodies, so to speak, of many pioneers, the production available for +and distributed in the English market has steadily grown from nothing +up to 154,000,000 lb. per annum. + +The cultivation of tea was introduced at a much later period into +Ceylon, where it most opportunely took the place of coffee, which had +been ruined by disease, and already the deliveries of tea from that +island press hard on that from India itself, having reached 90,000,000 +lb., or more than half of the Indian supply. The rate of progress in +Ceylon has been most remarkable. In 1883 the most experienced +residents in the island considered themselves sanguine in predicting +that the export of tea would eventually reach the total of 20,000,000 +lb.--it being at that time under 1,000,000 lb. While the products of +India and Ceylon have thus been advancing by leaps and bounds, the +import from China has dwindled down to 29,000,000 lb.,--about +one-tenth part of a trade of which forty years ago she held an easy +monopoly. + +How has such a gigantic displacement been brought about? Primarily, no +doubt, from the vigorous following up of the discovery that tea could +be profitably grown in India. But beyond that it is a victory of race +over race, of progress over stagnation, of the spirit of innovation +and experiment over that of conservative contentment. The Indian +planters have made a personal study of all the conditions of +tea-culture, have selected their plants, invented machinery to do all +that the Chinese have done for centuries by manipulation, have put +ample capital into the enterprise, and used the utmost skill in +adapting their product to the taste of their customers. Moreover, they +have by dint of advertising all over the world, attending exhibitions, +and many other devices, forced their commodity into markets which +would never have come to them. There was, on the other hand, no one +interested in the success of Chinese tea-growers, whose plantations +are in the interior of the country, subdivided into garden-plots, with +no cohesion among their owners for aggressive purposes. For though +the Chinese can and do combine, it is usually in a negative sense, to +obstruct and not to promote action, whereas the tea-growers of India +have shown examples of intelligent co-operation of the aggressive and +productive kind, not wasting power in seeking to impede rivals, but +devoting their whole energies to the prosecution of their own +business. And they have their reward. + +The short-sightedness of the Government has no doubt contributed to +the decline of the Chinese tea trade, through the excessive duties of +one kind and another which they have continued to levy on the article +from the place of growth to the port of shipment. It is fair to +remember, however, that their exactions bear most heavily on the low +grades, which, notwithstanding, continue to be shipped in quite as +large quantities as is desirable in the interest of consumers; while +the superior qualities, which are quite able to bear the taxes, have +almost ceased to be imported into Great Britain, the whole supply +finding its way to Russia. That country has long been celebrated, and +justly so, for the excellence of its tea, for which fantastical +reasons are wont to be given. The true reason is very simple. Russian +merchants purchase the fine Chinese teas for which no market can now +be found in England, the public taste having run so exclusively on the +product of India and Ceylon that a cup of good Chinese tea has become +a luxury reserved for those who have facilities for obtaining the +article outside the ordinary channels of trade. + + +II. SILK. + + Balance of trade adjusted by Shanghai silk trade -- China + the original silk country -- Silk chiefly exported from + Canton -- Advantages of the new port of Shanghai -- Disease + attacks the silkworm in Europe -- Shanghai supplies the + deficit -- Efforts in Italy and France to obtain healthy + seed from China and Japan -- Disease overcome by M. Pasteur + -- Renewed prosperity of the European producers shared by + the Chinese. + +Within six years of the time when the merchants of England were +earnestly seeking a remedy for the crying evil of the balance of trade +against China, the whole difficulty had disappeared through the +operation of natural causes. The great factor in bringing about the +change was the rapid growth of the trade of Shanghai, and more +particularly the large exportation of raw silk from that port. "The +noble article," as the Italians fondly call it, already in 1853 +represented a larger value than the tea exported; the turn of the tide +had come; the balance of trade had shifted; and in a very few years +silver flowed into the country more copiously than it had ever flowed +out. + +Of all the materials of commerce silk is perhaps the most classical. A +fibre so lustrous, so pure, and so durable, has been the desire of all +nations ancient and modern, and the peculiar interest excited by its +humble origin enveloped the subject in myths and legends during the +earlier intercourse between Europe and Asia. China was known to the +ancients as the cradle of sericulture, deriving, in fact, from its +most famous product the name Serica, by which it was known to the +Greeks and Romans. There is not a silk-producing country in the world +which is not directly or indirectly indebted to China for the seed of +the insect, if not also for the introduction of the white +mulberry-tree, upon the leaves of which the caterpillar is fed. Though +rivals have sprung up in many countries both in Europe and in Asia, +China has not lost its reputation, or even its pre-eminence, as a +producer of the article. + +The vicissitudes of the silk trade and cultivation would afford more +varied interest than the comparatively simple annals of the +displacement of tea. Though the subject falls outside the scope of the +present work, the changes that have taken place in Chinese commerce +cannot be intelligently followed without some reference to the +animated competition which has been going on for more than forty years +among the great silk-producing countries. The first in rank among +these was Italy, France following at a considerable distance. The +wants of Europe had been mainly supplied during centuries by the +product of these countries, India and the Levant and some others +contributing also their share. Japan had been growing silk for her own +use during all the time that intercourse with the rest of the world +was prohibited by severe laws, and she came later into the field as an +exporter. + +The quantity obtained from China previous to the opening of the five +ports was all derived from the southern provinces, and was exported +from Canton. In nothing was the pre-eminence of the new port of +Shanghai over its older rival destined to be more marked than in the +development of the silk trade. Its position within an easy canal +journey of the richest silk-growing districts in the whole empire gave +to the northern port advantages which were promptly turned to account +in co-operation between the foreign and the native merchants, +resulting before many years in the growth of a healthy and most +satisfactory trade. The supply of the article having up to that time +been regulated by the home demand, the entry of an outside customer +had a very stimulating effect upon the Chinese growers. Some years +elapsed before the product of the newly opened districts could be +fully tested and appreciated by the manufacturers in Europe. This time +was well employed by the Chinese cultivators and traders in maturing +their arrangements for bringing larger supplies to the foreign market, +suited to the requirements of the new purchasers, as far as they were +understood. The supply and demand had progressed evenly, admitting of +good profits to both sides, until a stage was reached when the trade +and cultivation were both ready to respond to a new stimulus, and just +then the new stimulus was applied. + +Disease began to attack the silkworms in Europe; the production of +Italian and other silk became precarious, and inadequate to the +demands of the manufacturing trade. Into the vacuum thus created +supplies from China were ready to pour in, and highly remunerative +prices awaited them. The export from Shanghai for the year 1856 was +very large, and the result encouraged growers and native and foreign +merchants to put forth still greater efforts in the following year, +when the shipments from that port reached 90,000 bales, worth probably +£10,000,000 sterling. These shipments, thrown on the market during the +money panic of 1857, resulted disastrously, but the impetus given to +the trade continued to be felt during many subsequent years. + +The Italians in the meanwhile, driven to their wits' end to save so +valuable an industry, tried first to obtain healthy seed from China +and Japan. The first experiments being unsuccessful, the eggs having +hatched during the voyage, steamers were specially chartered and +carefully fitted up with conveniences for preserving the precious +commodity. Experiment was also made of sending the seed by the caravan +route through Siberia to save the risk of premature incubation. In +fact, Jason's quest of the Golden Fleece was scarcely characterised by +more varied adventures than that of the Italians--the French also +joining to a certain extent--after a healthy breed of silkworm. After +many years of anxious and almost desperate efforts, some success was +obtained in introducing Chinese and Japanese seed into Europe; but the +produce of the exotic seed also in time became liable to attacks of +the parasite, and it was not till science came to the aid of the +cultivators that the true remedy was finally applied, and an important +item in the national wealth of Southern Europe was saved. It was M. +Pasteur who eventually furnished the means of detecting in the egg the +germ of the destructive parasite; so that by sorting out the infected +eggs and destroying them the race was purified. Thus the way was +opened for the restoration of European culture to more than its +pristine prosperity; for the many valuable lessons which the +cultivators learnt in the school of their adversity have stood them in +good stead now that fortune has again smiled upon them. + +Notwithstanding the revival of European silk-culture, the silks of +China and Japan and other Eastern countries still hold their own in +the Western markets, and continue to form an important constituent of +the export trade of the Far East.[22] The European markets to which +they are consigned are no longer indeed English, but French, German, +American, and others, the last forty years having witnessed a +revolution in the silk industries of Great Britain, and a virtual +transference of the old industries of Spitalfields, Norwich, +Macclesfield, and other districts to her manufacturing rivals. + + +III. OPIUM. + + The largest and most interesting Chinese import -- + Peculiarities of the trade -- Nominally contraband -- But + openly dealt in -- Ships anchored in the Canton river -- Or + near the trading-ports -- Wusung -- Opium cargoes + discharged into old hulks before entering Shanghai port -- + Importance of the opium traffic as a factor in foreign + intercourse -- The opium clippers -- The opium market + liable to much variation -- Piracy -- The clippers were + armed -- Occasionally attacked -- Anomalous position -- + Alcock's aversion to the opium traffic -- His reasons -- + Experience at Shanghai modifies his opinion -- The trade + being bound up with our Indian and Chinese commerce -- No + attempt to stop it could do other than aggravate the + mischief -- Still wishes to see the trade modified or + abolished -- Despatch to Sir J. Bowring -- His desire to + devise some scheme -- His last proposal of 1870 -- + Ambiguous attitude of the British Government -- Inheritors + of the East India Company's traditions -- These forbad the + carrying of opium in their ships -- Question of legalising + the traffic -- 1885 Chinese Government trebles the import + duty and asks the help of the Hongkong Government for its + collection. + +The most interesting constituent of trade in China has always been +opium, especially since the product of British India was so much +improved and stimulated by the Government as practically to supersede +in the China market the demand for the production of other countries. +The value of the opium imported exceeded that of all other articles, +the figures being returned at $23,000,000 and $20,000,000 respectively +for the year 1845. As the exports of Chinese produce were at that time +estimated at $37,000,000, it is evident that opium played a most +important part in the adjustment of the balance of trade; and as it +came from India and the returns from it had to go thither, opium and +raw cotton, which also came from India, formed the pivot of exchange. +As the opium was paid for in silver and not by the barter of produce, +it was natural to charge it with the loss of the silver which was +annually shipped away from China, and which was assumed to reach the +amount of £2,000,000 sterling, though that seems to be an +exaggeration. + +The trade in this commodity differs from all ordinary commerce in the +conditions under which it has been carried on, and in the sentiments +which have grown up concerning it. Until the treaty made by Lord Elgin +in 1858 the importation of opium had been for many years nominally +contraband, while yet the trade in it was as open as that in any other +commodity and was as little interfered with by the Government. Laxity +and connivance being the characteristics of Chinese officialdom, there +would be nothing extraordinary even in the official patronage of a +traffic which was forbidden by the State, so that it would not be safe +to infer from the outward show what the real mind of the responsible +Government was on that or any other subject. The necessity of saving +appearances, an object always so dear to the Chinese heart, +necessitated a special machinery for conducting the trade in opium. +Before the war, as has been already said, the ships carrying the drug +anchored at certain rendezvous in the estuary of the Canton river, +where they delivered their goods on the order of the merchants who +were located in Canton or Macao. The vessels also made excursions up +the coast, where they had direct dealings with the Chinese, the master +acting as agent for the owners. And when the northern ports were +opened, after the treaty of Nanking, the opium depot ships were +stationed at convenient points on the coast in the vicinity of the +trading-ports. The most important of these stations was at Wusung, on +the Hwangpu river, nine miles by road from Shanghai. There were +sometimes a dozen, and never less than half-a-dozen, hulks moored +there, dismantled, housed-in, and unfit for sea. The supply was kept +up in the earlier days by fast schooners and latterly by steamers, +which in the period before the treaty of 1858 discharged their opium +into these hulks without surveillance of any kind, and then proceeded +up the river to Shanghai with the rest of their cargo, which, though +often consisting of but a few odd packages, was taken charge of by the +custom-house with the utmost punctilio, while the valuable cargo of +opium was ignored as if it did not exist. + +The opium trade was a ruling factor in the general scheme of foreign +intercourse and residence in China. The postal communication, for +example, on the coast and between India and China was practically +dependent on it; for, being a precious commodity, it could afford to +pay very high charges for freight, and the opium clippers could be run +regardless of expense, as will be more fully described in the Chapter +on "Shipping." + +The high value of the article influenced the conduct of the trade in a +variety of ways, one in particular being that the vessels carrying it +had to go heavily armed. The coast of China before the war and after +swarmed with pirates, to whom so portable an article as opium offered +an irresistible temptation. The clippers on the coast were usually +small schooners from 100 to 200 tons burthen, and though with their +superior sailing powers they could always take care of themselves in a +breeze, they would have been helpless in a calm unless prepared to +stand to their guns. It was sometimes alleged by those opposed to the +traffic that these vessels were little better than pirates themselves, +inasmuch as they were forcing a trade prohibited by the laws of the +empire, and were armed to resist the authorities. The opium-carriers +were not unfrequently attacked by pirates, sometimes captured and +destroyed by them; but there never seems to have been any interference +or complaint on the part of the Government, even when prompted thereto +by British consuls. Nevertheless it was an anomalous state of things, +though one far from unusual in the first third of the century, that +European vessels should ply their trade armed like privateers. + +The attitude of Consul Alcock towards the opium trade was, from the +earliest days of his consulship in Foochow until his final departure +from China in 1870, one of consistent aversion, so decided, indeed, +that in some of the arguments adduced in his Foochow reports against +the trade the conclusion somewhat outran the premisses, as he in after +years acknowledged by marginal notes on those earlier despatches:-- + + A trade prohibited and denounced alike as illegal and + injurious by the Chinese authority constitutes a very + anomalous position both for British subjects and British + authorities, giving to the latter an appearance of + collusion or connivance at the infraction of the laws of + China, which must be held to reflect upon their integrity + and good faith by the Chinese. + + No small portion of the odium attaching to the illicit + traffic in China falls upon the consular authorities under + whose jurisdiction the sales take place, and upon the whole + nation whose subjects are engaged in the trade; and the + foundations of the largest smuggling trade in the world are + largely extended, carrying with them a habit of violating + the laws of another country. + + The opium is of necessity inimical and opposed to the + enlargement of our manufacturing trade. + + That which has been said of war may with still greater + force apply to the illicit traffic in opium, "It is the + loss of the many that is the gain of the few." + + Whichever way we turn, evil of some kind connected with + this monstrous trade and monopoly of large houses meets our + eye. + +In order to do justice to the agents in the traffic, he adds in the +same report on the trade for 1845-- + + While the cultivation and sale of opium are sanctioned and + encouraged for the purposes of revenue in India, and those + who purchase the drug deriving wealth and importance from + the disposal of it in China are free from blame, it is vain + to attempt to throw exclusive opprobrium upon the last + agents in the transaction. + +These were the impressions of a fresh and presumably unprejudiced mind +taking its first survey of the state of our commercial intercourse +with China. They were reflections necessarily of a somewhat abstract +character, formed on a very limited acquaintance with the actualities +of a trade which did not yet exist in Foochow. A few years' experience +at the great commercial mart of Shanghai widened the views of the +consul materially, and showed him that there was more in this opium +question than meets the eye of the mere philosopher. A confidential +report on the subject made in 1852 treats the matter from a more +statesman-like as well as a more businesslike point of view. In that +paper he does more than deplore the evil, and while seeking earnestly +for a remedy, fully recognises the practical difficulties and the +danger of curing that which is bad by something which is worse. + + The opium trade [he observes in a despatch to Sir John + Bowring] is not simply a question of commerce but first and + chiefly one of revenue--or, in other words, of finance, of + national government and taxation--in which a ninth of the + whole income of Great Britain and a seventh of that of + British India is engaged. + + The trade of Great Britain with India in the year 1850 + showed by the official returns an export of manufactures to + the value of £8,000,000, leaving a large balance of trade + against that country. A portion of the revenue of India has + also to be annually remitted to England in addition, for + payment of the dividends on Indian stock and a portion of + the Government expenses. These remittances are now + profitably made _viâ_ China, by means of the opium sold + there; and failing this, serious charges would have to be + incurred which must curtail both the trade and the + resources of the Indian Exchequer. + + In China, again, scarcely a million and a half of + manufactured goods can find a market; yet we buy of tea and + silk for shipment to Great Britain not less than five + millions, and the difference is paid by opium. + + A trade of £10,000,000 in British manufactures is therefore + at stake, and a revenue of £9,000,000--six to the British + and three to the Indian Treasury. + + Which of these is the more important in a national point of + view,--the commerce, or the revenue derived from it? Both + are, however, so essential to our interests, imperial and + commercial, that any risk to either has long been regarded + with distrust and alarm, and tends to give a character of + timidity to our policy and measures for the maintenance of + our relations with China--the more disastrous in its + results, that to the oriental mind it is a sure indication + of weakness, and to the weak the Chinese are both + inexorable and faithless. + + That the opium trade, illegal as it is, forms an _essential + element_, interference with which would derange the whole + circle of operations, must be too apparent to require + further demonstration. + + Reference to the practical details of the colossal trade in + which it plays so prominent a part shows that it is + inextricably mixed up with every trading operation between + the three countries, and that to recognise the one and + ignore the other is about as difficult in any practical + sense as to accept the acquaintance of one of the Siamese + twins and deny all knowledge of his brother. + + _No attempt of the British Government to stop or materially + diminish the consumption could possibly avail_, or be + otherwise than productive of aggravated mischief to India, + to China, and to the whole world, by giving a motive for + its forced production where it is now unknown, and throwing + the trade into hands less scrupulous, and relieved of all + those checks which under the British flag prevent the trade + from taking the worst characters of smuggling, and being + confounded with other acts of a lawless and piratical + nature affecting life and property, to the destruction of + all friendly or commercial relations between the two races. + It is also sufficient to bear in mind that it is a traffic, + as has been shown, which _vitalises_ the whole of our + commerce in the East; that without such means of laying + down funds _the whole trade_ would languish, and its + present proportions, colossal as they are, soon shrink into + other and insignificant dimensions; that the two branches + of trade are otherwise so _inextricably interwoven_, that + no means could be devised (were they less essential to each + other) of separating them. And finally, although Great + Britain has much to _lose_, China in such a quixotic + enterprise has little or nothing to _gain_. + +Notwithstanding all these weighty considerations, Mr Alcock never +swerved in his desire to see "the opium trade, with all its train of +contradictions, anomalies, and falsifying conditions," modified, if +not done away with. In a careful despatch to Sir John Bowring dated +May 6, 1854, reviewing our whole position in China, he thus expresses +himself:-- + + Any modification for the better in our relations must, I + believe, begin here. We must either find means of inducing + the Chinese Government to diminish the evil by legalising + the trade, or enter the field of discussion ... with a + stone wall before us.... The legalisation would go far to + diminish the obstacle such an outrider to our treaty + creates; but far better would it be, and more profitable in + the end in view of what China might become commercially to + Europe, America, and to Great Britain specially, if the + Indian Government abandoned their three million sterling + revenue from the cultivation of opium, and our merchants + submitted to the temporary prejudice or inconvenience of + importing silver for the balance of trade. + +Nearly twenty years afterwards we find Mr Alcock still engaged on the +problem how to diminish the trade in opium without dislocating both +the trade and finance of India, his last act on retiring from China in +1870 having been to propose a fiscal scheme of rearrangement by which +the opium trade might undergo a process of slow and painless +extinction.[23] + +The attitude of the British Government towards the opium trade has +always been ambiguous. Succeeding to the inheritance of the East India +Company as the great growers of opium, they had to carry on its +traditions. These had led the Company in its trading days into some +striking inconsistencies, for though they cultivated the poppy +expressly for the China market, employing all the intelligence at +their command to adapt their product to the special tastes of the +Chinese, they yet refused to carry a single chest of it in their own +ships which traded to China. By this policy they thought they could +exonerate themselves in face of the Chinese authorities from +participation in a trade which was under the ban of that Government. +The importation of the drug was thus thrown upon private adventurers, +and whenever the subject was agitated in Canton and Macao, none were +so warm in their denunciations of the trade as the servants of the +East India Company. This was notably the case with Captain Elliot, +who, after leaving the Company's service and becoming representative +of the Crown, never wearied in his strictures on the opium traffic. + +The question of legalising the traffic had frequently before been +considered by the Chinese Government,[24] and it was fully expected +that this was the policy which would prevail in Peking in 1837. The +pendulum swung to the opposite side, namely, that of prohibition, and +legalisation was not adopted until 1858. But once adopted, the idea +made such progress that in 1885 the Chinese Government made a +successful appeal to the British Government to be allowed to treble +the import duty authorised in 1858, and that the Colonial Government +of Hongkong should render them special assistance in collecting it. + + +IV. CHINESE EXPORTS. + + Efforts of the consuls to stimulate trade -- Alcock's work + at Foochow -- His despatches -- Exhibition of 1851 -- + Exhibits of Chinese produce sent by Alcock. + + [Illustration: VILLAGE ON THE CANALS.] + +The continuous efforts made by the consuls in the first decade after +the treaty to stimulate the action of foreign merchants in laying hold +of all the opportunities offered to them for extending their +connections with the Chinese trade ought not to be passed over without +notice. It was the burden of Consul Alcock's labours while in Foochow +to gather information from every source, to digest it as well as he +was able, and to lay it before his countrymen; and if he, in his +despatches to the plenipotentiary, sometimes reflected on what seemed +to him the apathy and want of enterprise of the merchants, that must +be set down to a laudable zeal to make his office fruitful of benefit +to his country. The same spirit animated his proceedings in Shanghai. +The demand made for exhibits for the Great Exhibition of 1851 found Mr +Alcock and his lieutenant Parkes eager to supply samples of Chinese +products of every kind likely to be of commercial interest. On +applying to the mercantile community of Shanghai for their +co-operation in collecting materials, he found them not over-sanguine +as to the results of such an effort, and in his despatch of December +1850 to the plenipotentiary he remarks that "the British and foreign +residents in Shanghai appeared to feel that the impossibility of +gaining access to the great seats of manufacture or the producing +districts for raw material placed them in too disadvantageous a +position to do justice either to themselves or the resources of the +empire, which could only be very inadequately represented, and in a +way more calculated to mislead than instruct." "The conclusion," he +goes on to say, "at which the mercantile community has arrived has +gone far to paralyse all exertion on my part." Nevertheless, with the +restricted means at his disposal, he set to work to collect specimens +of Chinese produce and industry and to transmit them to the Board of +Trade for the use of the Commissioners. Of objects of art he sent a +great variety in bronze, inlaid wood, porcelain, soapstone, and +enamels, and the fancy articles which have since acquired such great +reputation in the world that dealers in European and American capitals +send out commissions every year to make extensive purchases. Colours +used by the Chinese for dyeing purposes in twenty shades of blue, silk +brocades, and many valuable products of the Chinese looms, were well +represented, and the commoner utensils, such as scissors, needles, and +razors, some of which were within the last few years specially +recommended in consular reports to the notice of English +manufacturers, as if the suggestion were made for the first time. Of +raw material, samples were sent of hemp, indigo, and many other +natural products; and when it is considered how eager the British +mercantile community appeared to be to increase their importation of +Chinese produce--be it tea, silk, or any other commodity--in order to +balance the export trade, it is interesting to observe that in those +early days a number of articles of export were described and +classified, with an account of the districts of their origin, which +have only taken their place in the list of exports from China within +the last twenty years or so. These were sheep's wool of six different +descriptions, and camels' hair, which are now so extensively dealt in +at the northern ports of China. Perhaps these articles were not seen +in bulk by foreigners until after the opening of the new ports in +1861, and it is worthy of remark that even after this discovery, and +sundry experimental shipments, many years elapsed before the special +products of Northern China became recognised articles of foreign +trade. These now include straw plait, sheep's wool, goats' wools, +goats' skins, dogs' skins, camels' hair, horses' tails, pigs' +bristles, and a number of other articles of export which might +perfectly well have been brought to the foreign market of Shanghai +even before the opening of the northern ports. What was wanted was the +knowledge that such products were procurable and the organisation of a +market for their disposal in China, in Europe, and the United States. +To stimulate inquiry into these matters was an object of the consular +reports of the early days, and the fact that the seed then sown seemed +to have been buried in sterile soil for thirty years affords a +reasonable prospect that from the more advantageous basis on which +commercial men now stand still larger developments of international +commerce may be reserved to future adventurers. + + +V. BRITISH EXPORTS. + + Slow increase -- Turn of the scale by the Shanghai silk + trade -- Consequent inflow of silver to China -- Alcock's + comment on the Report of Select Committee -- His grasp of + the true state of affairs. + +This department of trade presents little else but a record of very +slow improvement, with some rather violent fluctuations due to obvious +and temporary causes. In the first year after the treaty of Nanking +the value of shipments to China from the United Kingdom was +£1,500,000; in 1852, £2,500,000; in 1861, £4,500,000, decreasing in +1862 to £2,300,000, and rising in 1863 to £3,000,000; after which +period it steadily increased to £7,000,000, at which it has +practically remained, with the exception of two or three years between +1885 and 1891, when it rose to £9,000,000. + +The theory of the merchants who gave evidence before the Committee of +1847, that an increase in the exports from China was all that was +needed to enable the Chinese to purchase larger quantities of +manufactured goods, has by no means been borne out by the subsequent +course of trade. For although the Chinese exports have been greatly +extended since then, that of silk alone having more than sufficed to +pay for the whole of the imports from abroad, there has been no +corresponding increase in the volume of these importations. What +happened was merely this, that the drain of silver from China, which +was deplored on all sides up till about 1853, was converted into a +steady annual inflow of silver to China.[25] Consul Alcock, having +been requested by her Majesty's chief superintendent of trade to make +his comments on the Report of the Select Committee, dealt +comprehensively with the whole question of the trade between Europe, +India, and China, and evinced a wider grasp of the true state of the +case than the London merchants had done. In a despatch dated March 23, +1848, the following passages occur:-- + + Nearly the whole of the evidence furnished by the witnesses + on our trade is calculated to mislead those imperfectly + acquainted with the details. The existence of this relation + [the importation of opium and raw cotton from India] is + kept out of sight, and conclusions are suggested which + could only be maintained if the Indian imports into China + did not form a part of our commerce, and did not come in + direct competition with the import of staple manufactures. + + To counteract as far as may be in my power the erroneous + tendency of the partial evidence which the Blue-Book + contains on this part of the subject, I have ventured for + the information of her Majesty's Government to bring + forward such facts and inferences as seem to me to place in + the strongest light the fallacy of the argument mainly + insisted upon before the Committee--viz., that we have only + our own consumption of tea to look to as indicating the + extent to which we can exchange our manufactures--that this + is the only limit of our imports into China. But imports of + what? Not certainly of cotton and woollen goods, for we + already export of tea and silk from China to the value of + some four millions sterling, and cannot find a profitable + market for manufactured goods to the amount of two + millions; and a somewhat similar proportion, or + disproportion rather, may be traced during the monopoly of + the East India Company, during the free-trade period prior + to the commencement of hostilities, and since the treaty. + Say that from a reduction of the tea duties or any other + cause we _double_ our _exports_ from China as we have + already done since 1833, from what data are we to infer + that in this same proportion the export into China of + British manufactures will increase; or in other words, that + for every additional million of tea there will be an + equivalent value expended upon our cotton fabrics? + + The anticipated result is contradicted by all past + experience in China, and a moment's reflection must show + that the essential elements have been overlooked. 1st, That + there is a balance of trade against the Chinese of some + $10,000,000, which must adjust itself before any increase + of our exclusively British imports into China can be safely + or reasonably expected, for which an additional export of + 20,000,000 lb. of tea and 10,000 bales of silk is required. + 2ndly, That if such increase of our exports hence restored + the balance of trade to-morrow, the proportion in which an + increased import of our goods would take place must depend + upon the result of a competition of cotton goods against + opium and raw cotton--all three objects in demand among the + Chinese; and the proportion of each that may be taken under + the assumed improvement depends upon the relative degree of + preference exhibited by our customers for the different + articles. The two latter have proved formidable rivals to + our manufactures, nor is there any reason to anticipate + beneficial change in that respect. + + The argument, therefore, that the only limit to our imports + into China is the consumption of tea and silk in Great + Britain, if meant to be applied, as it appears to be in the + evidence, exclusively to British imports--that is, to + cotton and woollens--is fallacious, and can only be + sustained by dropping the most important features of the + import trade, by treating opium and raw cotton as though + they had neither existence nor influence upon our British + staple trade. + + The influence of this mode of reasoning is calculated to be + the more mischievous that it comes from gentlemen of + practical mercantile information, and purports to suggest a + remedy for an evil which is, in truth, of our own creating, + and must recur as often and as certainly as the same causes + are in operation. The trade in China during the last three + years has been a losing, and in many instances a ruinous, + trade, not because the English do not drink more tea, or + the Chinese do not find it convenient to wear more cotton + of our manufacture, but simply because in such market the + supply has not been carefully regulated by an accurate + estimate of the probable demand. Our merchants at home have + unfortunately been led by such reasoning as I have quoted + to assume that in proportion as we purchase more tea the + Chinese would lay out more money in cotton goods, and that + the one might be taken as a true estimate of the other. + Hence came shipments after the treaty so disproportioned to + the actual wants or state of demand in the Chinese market + that an immediate glut, with the consequent and necessary + depreciation in price, followed. Nor did the evil end here: + a return was of necessity to be made for this enormous + over-supply of goods, hence more tea was shipped than the + legitimate demand of the English markets would have + suggested or justified, and at the other end of the chain + the same depreciation and ruinous loss was experienced.... + + I have submitted in this and the preceding Reports my + strong conviction that other conditions than a mere + increase in our exports hence are essential. Of these I + have endeavoured to show the principal and most important + are access to the first markets, the removal of or + efficient control over all fiscal pretexts for restricting + the free circulation of our goods in the interior and the + transit of Chinese produce thence to the ports, and, + finally, the abolition of all humiliating travelling limits + in the interior, which more than anything else tends to + give the Chinese rulers a power of keeping up a hostile and + arrogant spirit against foreigners, and of fettering our + commerce by exactions and delays of the most injurious + character. + +The conditions of the trade were, in fact, simpler than the merchants +had imagined. The Chinese entered into no nice estimates of the +balance of imports and exports, but purchased the goods which were +offered to them so far as they were adapted to their requirements--and +there is no other rule for the guidance of foreign manufacturers in +catering for the great Chinese market. + + +VI. NATIVE TRADE. + + Inter-provincial trade -- Advantages of the employment of + foreign shipping -- China exports surplus of tea and silk + -- Coasting-trade -- Salt. + +The great reservoir of all foreign commerce in China is the +old-established local inter-provincial trade of the country itself, +which lies for the most part outside of the sphere of foreign interest +excepting so far as it has come within the last forty years to supply +the cargoes for an ever-increasing fleet of coasting sailing-ships and +steamers. This great development of Chinese commerce carried on in +foreign bottoms was thus foreshadowed by Mr Alcock as early as 1848:-- + + The disadvantages under which the native trade is now + carried on have become so burdensome as manifestly to + curtail it, greatly to the loss and injury of the Chinese + population, enhancing the price of all the common articles + of consumption: any measures calculated, therefore, to + exempt their commerce from the danger, delay, and loss + attending the transport of valuable produce by junks must + ultimately prove a great boon of permanent value, though at + first it may seem the reverse. + + In a political point of view the transfer of the more + valuable portion of their junk trade to foreign bottoms is + highly desirable, as tending more than any measures of + Government to improve our position by impressing the + Chinese people and rulers with a sense of dependence upon + the nations of the West for great and material advantages, + and thus rebuking effectually the pride and arrogance which + lie at the root of all their hostility to foreigners. + + In a commercial sense the direct advantage would consist in + the profitable employment of foreign shipping to a greater + extent: it would also assist the development of the + resources of the five ports--more especially those which + hitherto have done little foreign trade. I have entered + into some details to show how the carrying trade may work + such results, particularly in reference to sugar, which + promises to pave the way at this port to large shipments in + this and other articles for the Chinese. + + A more effective blow will be given to piracy on the coast + by a partial transfer of the more valuable freights to + foreign vessels than by any measures of repression which + either Government can carry out, for piracy will, in fact, + cease to be profitable.... + + A further extension of the trade between our Australian + settlements and China, and our colonies in the Straits with + both, may follow as a natural result of any successful + efforts in this direction,--the addition of a large bulky + article of regular consumption like sugar alone sufficing + to remove a great difficulty in the way of a Straits + trade.... + + If this can be counted upon, I think it may safely be + predicated that at no distant period a large and profitable + employment for foreign shipping will be found here totally + exclusive of the trade with Europe. + +It has been said with regard to tea that the quantity sold for export +is but the overflow of what is produced for native consumption, and to +silk the same observation would apply. Essentially a consuming +country, it is the surplus of these two articles that China has been +able to afford which has constituted the staple of export trade from +first to last. It is an interesting question whether there may not be +surpluses of some other Chinese products to be similarly drawn upon. +If the foreign trade has been distinguished by its simplicity, being +confined to a very few standard commodities, such cannot be predicated +of the native trade, which is of a most miscellaneous character. It is +impossible to give any statistical account of the coast and inland +traffic of China. Any estimate of it would be scarcely more +satisfactory than those which are so loosely made of the population. +In the early days, when the ports opened by the treaty of 1842 were +still new ports, great pains were taken by the consuls to collect all +the information they could respecting purely Chinese commerce, which +they not unnaturally regarded as the source whence the material of an +expanded foreign trade might in future be drawn. Especially was this +the case at Foochow under the consulship of Mr Alcock and the +assistantship of his energetic interpreter, Parkes. We find, for +instance, among the returns compiled by that industrious officer of +three months' trading in 1846, the quantities and valuations of over +fifty articles of import and as many of export given in great detail: +imports in 592 junks of 55,000 tons, and of exports in 238 junks of +22,000 tons. Of the sea-going junks he gives an interesting summary, +distinguishing the ports with which they traded and their tonnage, +with short abstracts of the cargoes carried. These amounted for the +year to 1678 arrivals from twenty different places, and 1310 +departures for twenty-four places; and this at a port of which the +consul wrote in 1847, "No prospect of a British or other foreign trade +at this port is apparent in the very remotest degree." Every traveller +in every part of China is astonished at the quantity and variety of +the merchandise which is constantly on the move. It is this that +inspires confidence in the boundless potentialities of Chinese +commerce, which seems only waiting for the link of connection between +the resources of the empire and the enterprise of the Western world. + +Besides the sea-borne trade of which it was possible to make these +approximate estimates, there is always in China an immense inland +trade; and at the time when piracy was rampant on the coast, and +before the aid of foreign ships and steamers was obtained, all the +goods whose value enabled them to pay the cost of carriage were +conveyed by the inland routes, often indeed from one seaport to +another, as, for instance, between Canton and Foochow, Ningpo, +Shanghai, &c.; and it is still by the interior channels that much of +the trade is done between Shanghai and the provinces to the north of +it, which would appear, geographically speaking, to be more accessible +from their own seaports. + +The relation of the Government to the inter-provincial trade is, in +general terms, that of a capricious tax-gatherer, laying such burdens +on merchandise as it is found able and willing to bear. The arbitrary +impositions of the officials are, however, tempered by the genius of +evasion on the part of the Chinese merchant, and by mutual concession +a _modus vivendi_ is easily maintained between them. + +The item of trade in which Government comes into most direct relation +with the trader is the article salt, which is produced all along the +sea-coast, and is likewise obtained from wells in the western +provinces. Like many other Governments, the Chinese have long treated +salt as a Government monopoly. As the manner in which this is carried +out illustrates in several points the ideas that lie at the root of +Chinese administration, some notes on the subject made by Parkes at +Foochow in 1846, and printed in an appendix to this volume, may still +be of interest.[26] + +FOOTNOTES: + +[20] The annual value of the whole foreign trade with China, imports +and exports, is now about £70,000,000. + +[21] His predecessors had been governors of Fort William in Bengal. + +[22] Eastern countries send to Europe half of the whole consumption of +the West--China yielding 35 per cent to 40 per cent of the entire +supply, Japan 12 per cent. + +[23] It is worth notice that this consistent opponent of the opium +trade during fifty active years should have come under the ban of the +Anti-Opium Society in England when the discussion of this important +question degenerated into a mere polemic. + +[24] Import duty had been regularly levied on opium for a hundred +years, the prohibition of importation having been decreed after 1796 +(Eitel). + +[25] During the last two decades important factors--such as foreign +loans, armaments, and the like--have so influenced the movements of +gold and silver that they bear no such simple relation to the "balance +of trade" properly so called as was formerly the case. + +[26] See Appendix IV. + + + + +CHAPTER XII. + +SHIPPING. + + The East Indiaman -- Opium clippers -- Coasting craft -- + Trading explorations -- Yangtze -- Japan -- Ocean trade -- + American shipping -- Gold in California -- Repeal of + British Navigation Laws -- Gold in Australia -- Ocean + rivalry -- Tonnage for China -- Regular traders -- Silk -- + British and American competition -- The China clipper -- + Steam -- The Suez Canal -- Native shipping -- Lorchas. + + +Next in importance to the merchandise carried was the shipping which +carried it. That stately argosy, the East Indiaman, was already +invested with the halo of the past. Her leisurely voyages, once in two +years, regulated by the monsoons, landing the "new" tea in London +nearly a year old, and her comfortable habits generally, were matters +of legend at the time of which we write. But a parting glance at the +old is the best way of appreciating the new. The East Indiaman was the +very apotheosis of monopoly. The command was reserved as a short road +to fortune for the _protégés_ of the omnipotent Directors in +Leadenhall Street, and as with Chinese governors, the tenure of the +post was in practice limited to a very few years, for the Directors +were many and their cognates prolific. So many, indeed, were their +privileges, perquisites, and "indulgences" that a captain was expected +to have realised an ample independence in four or five voyages; the +officers and petty officers having similar opportunities, +proportionate to their rank. They were allowed tonnage space, the +captain's share being 56 tons, which they could either fill with their +own merchandise or let out to third parties. The value of this, +including the intermediate "port-to-port" voyage in India, may be +judged from the figures given by one captain, who from actual data +estimated the freight for the round voyage at £43 per ton. The +captains enjoyed also the passage-money, valued by the same authority +at £1500 per voyage. There were other "indulgences," scarcely +intelligible in our days, which yet yielded fabulous results. These +figures are taken from a statement submitted to the Honourable Company +by Captain Innes, who claimed, on behalf of himself and comrades, +compensation for the loss they sustained through the cessation of the +monopoly. The captain showed that he made, on the average of his three +last voyages, £6100 per voyage--of which £180 was pay!--without +counting "profits on investments," for the loss of which he rather +handsomely waived compensation. £8000 to £10,000 per voyage was +reckoned a not extravagant estimate of a captain's emoluments. The +Company employed chartered ships to supplement its own, and the +command of one of them was in practice put up to the highest bidder, +the usual premium being about £3000 for the privilege of the command, +which was of course severely restricted to qualified and selected men. + +That such incredible privileges should be abused, to the detriment of +the too indulgent Company, was only natural. The captains, in fact, +carried on a systematic smuggling trade with Continental ports as +well as with ports in the United Kingdom where they had no business to +be at all, though they found pretexts, _à la Chinoise_, such as stress +of weather or want of water, if ever called to account. The Channel +Islands, the Scilly Islands, and the Isle of Wight supplied the +greatest facilities for the illicit traffic, and their populations +were much alarmed when measures were threatened to suppress it. The +inspecting commander reported officially from St Mary's, in 1828, +"that these islands were never known with so little smuggling as this +year, and the greatest part of the inhabitants are reduced to great +distress in consequence, for hitherto it used to be their principal +employment."[27] The ships were also met by accomplices on the high +seas which relieved them of smuggled goods. What is so difficult to +understand about such proceedings is that the Court of Directors, +though not conniving, seemed helpless to check these irregularities. +Their fulminations, resolutions, elaborate advertisements, and +measures prescribed for getting evidence against offenders, bore a +curious resemblance to those futile efforts which are from time to +time put forth by the Chinese Government, which is equally impotent to +suppress illicit practices in its administration. One cause of this +impotence was also very Chinese in character. The smugglers had +friends in office, who supplied them with the most confidential +information. + +The East India Company, nevertheless, in one important respect +received value for its money--in the competence of its officers. The +greatest pains were taken to secure the efficiency of the service, for +the ships were more than mere carriers or passenger-boats. They were +maintained on a war-footing, and were manned by thoroughly disciplined +crews. Many gallant actions at sea, even against regular men-of-war, +stand to the credit of the Indiamen. + +But what conceivable freight-money or profits on merchandise could +support a trade carried on under such luxurious conditions! It was +magnificent, indeed, but it was not business, and no surprise need be +felt that the East India Company, while furnishing its employees with +the means of fortune, made very little for its shareholders by either +its shipowning or mercantile operations. The Company was a standing +example of that not uncommon phenomenon, the progressionist become +obstructionist, blocking the door which it opened. For many years it +had played the part of dog-in-the-manger, keeping individual traders +out while itself deriving little if any benefit from its monopoly. +Whenever independent merchants succeeded--under great difficulties, of +course--in gaining a footing, they invariably proved the superiority +of their business methods; and it is to them, and not to the Company, +that the development of trade in the Far East is due. English +shipowners had constantly agitated for a share in the traffic round +the Cape, and there were many Indian-owned ships engaged in the China +trade, the Company's ostentatious abstention from carrying the opium +which it grew affording this favourable opening for private +adventurers. + +It is somewhat surprising that the seafaring nations of the world, who +were free from the restrictions which so cramped the British +shipowners, should have suffered to endure so long a monopoly so +baseless as that of the East India Company. The fact seems to prove +the general depression of maritime energy in the early part of the +century. But succeeding to such a patriarchal _régime_, it is little +wonder that the common merchantmen, reduced to reasonable economical +conditions, should have reaped a bountiful harvest. The Company's +terms left a very handsome margin for shrinkage in the freight tariff, +while still leaving a remunerative return to the shipowner. The +expiration of the Company's charter, therefore, gave an immense +stimulus to the common carriers of the ocean; though, starting from +such an elevated plateau of profits, the inducements to improvements +in the build and management of ships were not very urgent. + +The size of the ships and their capacity for cargo underwent slow +development in the first half of the century. The East Indiamen +averaged about 1000 tons, some ships being as large as 1300, while +those chartered by the Company seem to have run about 500 tons. All +were bad carriers, their cargo capacity not exceeding their registered +tonnage. In the ordinary merchant service which succeeded large ships +were deemed unsuited to the China trade, 300 tons being considered a +handy size, until the expansion of trade and necessity for speed +combined with economical working forced on shipowners a larger type of +vessel. + +Of quite another class were the opium clippers, which also in a +certain sense represented monopoly in its long struggle with open +trade--the monopoly of capital, vested interests, and enterprise. The +clippers, first sailing craft and then steamers, were able by means of +the advantages they possessed to prolong the contest into the +'Sixties; indeed the echo of it had scarcely died away when the Suez +Canal and the telegraph cable revolutionised the whole Eastern trade +at a single stroke. The precious cargoes they carried, and scarcely +less valuable intelligence, supplied the means of maintaining the +opium-carriers in the highest efficiency. Every voyage was a race, the +rivalry being none the less animated for the smallness of the +competing field. Indeed, when reduced to a duel, the struggle became +the keenest. It was only towards the close of the period that the +opium-clipper system attained its highest organisation. The great +China houses of Jardine, Matheson, & Co., and Dent & Co., then ran +powerful steamers--the former firm chiefly between Calcutta and +Hongkong--their time of departure from the Indian port being regulated +so as to enable them to intercept the English mail-steamers on their +arrival in Singapore, where they received on board their owners' +despatches, with which they proceeded at once to Hongkong before the +mail-steamer had taken in her coal. They had speed enough to give the +P. and O. steamer two days on the run of 1400 miles; and making the +land in daylight, they would slip into one of the snug bays at the +back of the island at dusk and send their private mail-bag to the +merchant-prince to digest with his port, and either lie hidden under +the cliffs or put to sea again for a day or two with perhaps a number +of impatient passengers on board. + +The rival house of Dent & Co. devoted their energies more especially +to the China coast. Their fast steamers would start from Hongkong an +hour after the arrival of the Indian and English mail, landing owners' +despatches at the mouth of the Yangtze, whence they were run across +country to Shanghai. To gain exclusive possession of a market or of a +budget of news for ever so brief a period was the spur continuously +applied to owners, officers, and men. How the public regarded these +operations may be inferred from a note in Admiral Keppel's diary of +1843: "Anonymous opium-clipper arrived from Bombay with only owners' +despatches. Beast." + +All this of course presupposed a common ownership of ship and cargo, +or great liberties, if not risks, taken with the property of other +people. In the years before the war this common management of ship and +cargo was a simple necessity, for opium had to be stored afloat and +kept ready for sailing orders. The 20,000 chests surrendered in 1839 +might have been all sent away to Manila or elsewhere had that course +of procedure been determined on. Captain John Thacker, examined before +the Parliamentary Committee of 1840, being asked what he would have +done in case the Chinese had ordered away the opium, answered, "I +would have sent mine away to the Malay Islands, to exchange it for +betel-nut and pepper.... I had a ship at Canton that I could not get +freighted with tea, and I intended to send her away with the opium." A +kind of solidarity between ship and cargo was thus an essential of the +trade at that time, and what originated in necessity was continued as +a habit for many years after its economical justification had ceased. + +The ambition of owning or controlling ships became a feature of the +China trade, the smaller houses emulating the greater. It seemed as if +the repute of a merchant lacked something of completeness until he had +got one or more ships under his orders, and the first use the +possession was put to was usually the attempt to enforce against all +comers a quasi-monopoly either in merchandise or in news. To be able +to despatch a vessel on some special mission, like Captain Thacker, +had a fascination for the more enterprising of the merchants, which +may perhaps be referred back to the circumstance that they were men +still in the prime of life. + +The passion was kept alive by the inducements offered by a series of +events which crowded on each other between the years 1858 and 1861. +Before that time the spread of rebellion, the prevalence of piracy, +and the general state of unrest and distrust which prevailed among the +Chinese commercial classes, threw them on the protection of foreign +flags, and the demand for handy coasting craft was generously +responded to by all maritime nations, but chiefly by the shipowners of +Northern Europe. Such a mosquito fleet was perhaps never before seen +as that which flew the flags of the Hanse Towns and of Scandinavia on +the China coast between 1850 and 1860; and many a frugal family on the +Elbe, the Weser, and the Baltic lived and throve out of the earnings +of these admirably managed and well-equipped vessels. The vessels were +mostly run on time-charters, which were exceedingly remunerative; for +the standard of hire was adopted from a period of English +extravagance, while the ships were run on a scale of economy--and +efficiency--scarcely then dreamed of in England. A schooner of 150 +tons register earning $1500 per month, which was a not uncommon rate, +must have paid for herself in a year, for the dollar was then worth +5s. Yet the Chinese also made so much money by subletting their +chartered tonnage that foreigners were tempted into the same business, +without the same knowledge or assurance of loyal co-operation at the +various ports traded with. + +The habit of handling ships in this way, whether profitably or not, +had the effect of facilitating the despatch of reconnoitring +expeditions when openings occurred, and they did occur on a +considerable scale within the period above mentioned. The year 1858 +was an epoch in itself. It was the year of the treaty of Tientsin, +which threw open three additional trading-ports on the coast, three +within the Gulf of Pechili, and three on the Yangtze. Of the three +northern ports, excepting Tientsin, very little was known to the +mercantile community, and the selection of Têng-chow and Newchwang by +the British plenipotentiary shows what a change has in the interval +come over the relative intelligence of the Government and the +merchants; for in those days, it would appear, the Government was as +far in advance of the merchants in information about China as the +merchants of a later period have been in advance of the Government. +These unknown, almost unheard-of, ports excited much interest during +the year that elapsed between the signing of the treaty and its +ratification. Information about them from Chinese sources was +therefore diligently sought after. + +Within a couple of miles of the foreign settlement of Shanghai--and it +was the same thing in the Ningpo river--compact tiers of large +sea-going junks lay moored head and stern, side to side, forming a +continuous platform, so that one could walk across their decks out +into the middle of the river. Their masts, without yards or rigging, +loomed like a dense thicket on the horizon. Of their numbers some idea +may be formed when we remember that 1400 of them were found loaded at +one time in 1848 with tribute rice. Of this enormous fleet of ships +and their trade the foreign mercantile community of Shanghai was +content to remain in virtual ignorance. They traded to the north, and +were vaguely spoken of as "Shantung junks"--Shantung then standing for +everything that was unknown north of the thirty-second parallel. The +map of China conveyed about as much to the mercantile communities on +the coast in those days as it did to the British public generally +before the discussions of 1898. These junks carried large quantities +of foreign manufactured goods and opium to the unknown regions at the +back of the north wind, of which some of the doors were now being +opened. How was one to take advantage of the opening, and be first in +the field? Time must be taken by the forelock, and a certain amount of +commercial exploration entered into in order to obtain data on which +to base ulterior operations. Accordingly in the spring of 1859, a few +months before the period fixed for the exchange of ratifications of +the treaty, several mercantile firms equipped, with the utmost +secrecy, trading expeditions to the Gulf of Pechili. Their first +object was to discover what seaport would serve as the entrepot of +Têngchow, since that city, though near enough to salt water to have +been bombarded for a frolic by the Japanese navy in 1894, possessed +no anchorage. The several sets of argonauts, among whom was the writer +of this book, seeking for such an anchorage, found themselves, in the +month of April, all together in the harbour of Yentai, which they +misnamed Chefoo, a name that has become stereotyped. Obviously, then, +that would be the new port, especially as the bay and the town showed +all the signs of a considerable existing traffic. It was full forty +miles from Têngchow, but there was no nearer anchorage. The foreign +visitors began at once to cultivate relations with the native +merchants, tentatively, like Nicodemus, making their real business by +night, while the magnificent daylight was employed in various local +explorations. These were full of fresh interest, the Shantung coast +being the antithesis of the Yangtze delta; for there were found +donkeys instead of boats, stony roads instead of canals, bare and +barren mountains instead of soft green paddy- or cotton-fields, stone +buildings, and a blue air that sparkled like champagne. + +Our own particular movable base of operations was one smart English +schooner, loaded with mixed merchandise, and commanded by a sea-dog +who left a trail of vernacular in his wake. Soon, however, we were +able to transfer our flag to a commodious houseboat, of a hybrid type +suited to the sheltered and shallow waters of the Lower Yangtze, but +not, strictly speaking, seaworthy. Next, a Hamburg barque came and +acted as store-ship, releasing the English schooner for more active +service. The master of that craft was also a character, full of +intelligence, but rough, and the trail of tobacco juice was over all, +with strange pungent odours in the cuddy. + +Having thus inserted the thin end of the wedge, pegged out mentally +the site of the future settlement, and trifles of that sort, the +pioneers of commerce waited for the official announcement of the port +being opened. Meantime there was the unknown Newchwang to be +discovered, at the extreme north-east corner of the Gulf of Liaotung, +and for this purpose the boat aforesaid presented a very tempting +facility. The trip was accomplished, not without anxiety and detention +on the way by stress of weather, and the British flag was shown in the +Liao river, to the best of our knowledge, for the first time in May +1859. Many other ports and harbours in the gulf were visited during +the summer and autumn. Weihai-wei became very familiar, not as a place +of trade, which it never was, but as a convenient anchorage better +sheltered than Chefoo. How blind were the pioneers to the destinies of +these gulf ports and the gulf itself! How little did they dream of the +scenes that peaceful harbour was to witness, the fortifications which +were to follow, the Chinese navy making its last desperate stand there +like rats caught in a trap; and finally, the British flag flying over +the heights! + +The treaty of course was not ratified, though the news of the repulse +of the British plenipotentiary at Taku only reached the pioneers in +the form of tenebrous Chinese rumours with an ominous thread of +consistency running through their various contradictions. The most +conclusive evidence, however, of the turn affairs had taken was the +interference of the officials with the native merchants and people at +Chefoo, whom they forbade intercourse with the foreigners, and made +responsible for the presence of the foreign ships. The ships, +therefore, had to move out of sight, and it was in this predicament +that the harbour of Weihai-wei offered such a welcome refuge. + +To put an end to the intolerable suspense in Chefoo the Hamburger was +got under weigh and sailed to the westward. On approaching the mouth +of the Peiho the situation at once revealed itself: not one English +ship visible, but the Russian despatch-boat America, and one United +States ship, with which news was exchanged, and from which the details +of the Taku disaster were ascertained. This news, of course, knocked +all the commercial adventures which had been set on foot in the gulf +into "pie." Nothing remained but to wind them up with as little +sacrifice as possible,--a process which was not completed till towards +Christmas. + +The three ports to be opened on the Yangtze stood on quite a different +footing. They had not been named, and their opening was somewhat +contingent on the position of the hostile forces then occupying the +river-banks. The navigation, moreover, was absolutely unknown above +Nanking, and it was left to Captain Sherard Osborn to explore the +channel and to Lord Elgin to make a political reconnaissance at the +same time in H.M.S. Furious, of which cruise Laurence Oliphant has +left us such a delightful description. It was not, however, till 1861 +that the great river was formally opened by Admiral Sir James Hope. +Trade then at once burst upon the desolate scene like the blossoms of +spring. On the admiral's voyage up to Hankow, on the 600 miles of +stream scarcely a rag of sail was to be seen. Within three months the +surface of the river was alive with Chinese craft of all sorts and +sizes. The interior of China had for years been dammed up like a +reservoir by the Taipings, so that when once tapped the stream of +commerce gushed out, much beyond the capacity of any existing +transport. The demand for steamers was therefore sudden, and +everything that was able to burn coal was enlisted in the service. The +freight on light goods from Hankow to Shanghai commenced at 20 taels, +or £6, per ton for a voyage of three days. The pioneer inland steamer +was the Fire Dart, which had been built to the order of an American +house for service in the Canton river. She was soon followed by others +built expressly for the Yangtze, and before long regular trade was +carried on. Again the tradition asserted itself of every mercantile +house owning its own river steamer, some more than one. Steamers +proved a mine of wealth for a certain time. Merchants were thereby +enticed into a technical business for which they had neither training +nor aptitude, and the natural consequences were not very long delayed. + +While on the subject of river steamers, it is interesting to recall +that in the beginning English merchants sent their orders for the +Yangtze to the United States. The vessels were light, roomy, and +luxurious, admirably adapted to their work. In the course of a few +years, however, the tables were turned, and the Americans themselves +came to the Clyde builders with their specifications, and had their +river steamers built of iron. Many economies and great improvements +have been made in the construction and management of these vessels +since 1861, but we need not pursue the matter into further detail +here. + +The opening of the Yangtze made a revolution in the tea trade, for the +product of Central China, which formerly was carried on men's backs +over the Meiling Pass to Canton, could now be brought by water cheaply +and quickly to Hankow, which in the very year of its opening became a +subsidiary shipping port--subsidiary, that is, to Shanghai, where the +ocean voyage began. Before long, however, this great central mart +became an entrepot for ocean traffic. To the steamer Scotland, owned +by Messrs W. S. Lindsay & Co. and commanded by Captain A. D. Dundas, +R.N., belongs the honour of being the first ocean steamer to ascend +the river to Hankow, and thereby opening the interior of China to +direct trade with foreign countries. And within two years a sailing +vessel was towed up the river and loaded a cargo of the new season's +tea for London. + +But the most interesting item in the budget of that _annus mirabilis_ +1858 was the opening of Japan to foreign intercourse. To +contemporaries it was the discovery of a new world of activity, +intelligence, beauty--an elaborate civilisation built on strange +foundations. Could the veil of the future have been withdrawn for the +men of that day, how their imaginations would have been staggered +before the unrolling of an epic transcending in human interest all the +creations of fiction! But before all things there was trade to be done +with awakening Japan, nobody knew what or how; while the seductive +novelties of the life, the art, the scenery, and the laws contested +the supremacy of the claims of mundane commerce. Here was an ideal +opening for the commercial pioneer. What kind of merchandise would the +Japanese buy, and what had they to sell, were naturally the first +objects of inquiry. For this purpose ships with trial cargoes had to +be sent hither and thither to explore, and there was work here for the +kind of handy craft that had had such a run on the China coast. By +their means was the foreign trade of the Japanese ports opened to the +world. The clipper ship Mirage, laden with Manchester goods in which +the late Sir John Pender was interested, lay several days in Shanghai +waiting orders to proceed on an experimental trip to Japan as early as +1858, but the owners wisely concluded that the venture would be +premature. + +So far we have dealt only with what may be considered as the outriders +of the host, and the subject would be very incomplete without giving +some account of the main body, the common carriers of the +international trade, filling by far the most important place in the +economical system of the countries of their origin. While endeavouring +to confine our attention as much as possible within the limits of the +field embraced by the China, developing later into the Far Eastern, +trade, the progress of the merchant shipping employed therein cannot +be fully understood except from a standpoint more cosmopolitan. For +the history of the Eastern shipping is intimately bound up with events +which were taking place in other and widely-separated quarters of the +globe in the middle of this century. Within the space of three to four +years events happened of a world-moving character, forming the basis +of the commercial revolution that has set its mark on the second half +of the century. The catholicity of commerce and its unfailing +inventiveness in supplying human wants were wonderfully illustrated at +this time. Events so different in their nature as the potato blight +in one hemisphere, the production of gold in another, and the +abrogation of the Navigation Laws in England, combined within these +few years to revolutionise the world's shipping trade. + +In the year 1847 the world was first startled by the definitive +announcement of gold discoveries in California, and four years later a +similar phenomenon appeared in Australia. Coincidently with these +events the first Universal Exhibition of the industries of all nations +was held in Hyde Park, and whatever we may think of the relative +influence of that and of the gold discoveries, there can be but one +opinion as to the splendid advertisement which the Exposition lent to +the golden promise of the Antipodes and the East Pacific. Thenceforth +the whole world, industrial, commercial, and financial, beat with one +pulse, a fact which has received constantly accumulating illustrations +until the present day. It was as if the sectional divisions of the +globe had been united in one great pool, forced to maintain a common +level, subject only to disturbances of the nature of rising and +falling waves. The new supplies of gold, by making money plentiful, +inflated the price of all commodities and stimulated production in +every department of agriculture and manufacture; but the time-worn yet +ever-new passion for wealth, disseminated afresh throughout the +civilised world, probably acted more powerfully on the material +progress of mankind than the actual possession of the new riches. The +rapid peopling of desert places created a demand for the necessaries +of life--food, clothing, housing, tools, and appliances of every +description. In a word, the tide of humanity, rushing to America for +food and to the goldfields for the means of buying it, made such calls +on the carrying powers of the world as could not be satisfied without +a stupendous effort. + +Of all nations the most responsive to the stimulus was beyond doubt +the United States: it was there that shipbuilding had been making the +most gigantic advances. The total tonnage afloat under the American +flag bade fair at one time to rival that of Great Britain. The +attention of the American shipping interest had been particularly +directed towards China, where excellent employment rewarded the +enterprise, not only in the ocean voyage out and home, but also in the +coasting trade, which included the portable and very paying item of +opium. English merchants and shipowners did not, of course, resign +their share in the China trade without a struggle; but they were +fighting on the defensive, and under the disadvantages incidental to +that condition of warfare. Every improvement they introduced in the +efficiency of their ships in order to cope with the advances of their +rivals was promptly followed by a counter-move which gave the +wide-awake Americans again the lead. About 1845 an important step +forward was taken in the despatch of a new type of vessel from the +United States to China which surpassed in speed the newest and best +English ships. The British reply to this was the building of clippers, +initiated in 1846 by Messrs Hall of Aberdeen. The first of these, a +small vessel, having proved successful in competing for the coasting +trade of China, larger ships of the clipper type were constructed, and +so the seesaw went on. + +Then emigration to the United States, chiefly from Ireland, made +demands on the available tonnage which was indifferently met by +vessels unfit for the work, and the American builders were not slow to +see the advantage of placing a superior class of vessel on this +important Atlantic service. + +Following close on this salutary competition--East and West--came one +of the epoch-making events just alluded to, the gold-mining in +California, which more decisively than ever threw the advantage in the +shipping contest on the side of the United States. The ocean was the +true route to California for emigrants and material; but the voyage +was long, and impatience of intervening space being the ruling temper +of gold-seekers, the shortening of the time of transit became a crying +want for the living cargoes, and scarcely less for the perishable +provisions which the new ships were designed to carry. Speed, comfort, +and capacity had therefore to be combined in a way which had never +before been attempted. The result was the historical American clipper +of the middle of the century, beautiful to look on with her cloud of +white cotton canvas, covering every ocean highway. These were vessels +of large capacity, carrying one-half more dead-weight than their +registered tonnage;[28] built and rigged like yachts, and attaining a +speed never before reached on the high seas. The pioneer of this fine +fleet made the voyage from New York to San Francisco, a "coasting +voyage" from which foreign flags were excluded, and returned direct in +ballast, the owners realising a handsome profit on the outward passage +alone. The Americans not only had the Californian trade practically +in their own hands, but were prompt to turn the advantage which that +gave them to profitable account in the competition for the trade of +China. The ships, when empty, sailed across the Pacific, loading, at +Canton or Shanghai, tea and other produce for London or New York, the +three-cornered voyage occupying little more time than the direct route +to China and back to which English ships were then confined. As the +American clippers earned on the round about a third more freight than +English ships could obtain on their out-and-home voyage, competition +bore very hard on the latter. Larger and finer ships were constantly +being added to the American fleet until they almost monopolised the +trade not only between New York and San Francisco, but also between +China and Great Britain. British shipping was, in fact, reduced to the +greatest depression, the falling off in the supply of new tonnage +being almost commensurate with the increase of that of the United +States. A phenomenal advance was recorded also in the entries of +foreign ships into British ports to the displacement of British-owned +tonnage. + +It was at this most critical juncture that the heroic remedy of repeal +of the Navigation Laws in 1850 consigned British shipowners to +absolute despair; for if they could not hold their own while protected +by these laws, how were they to survive the removal of the last +barrier from the competition of the whole world? But the darkest hour +was, as often happens, that before the dawn. The withdrawal of +protective legislation proved the turning-point in the fortunes of the +British shipowner. In part it was an efficient cause, inasmuch as it +threw the shipowner entirely on his own resources for his existence. +He had to look to improvements in the efficiency and economy of his +ships, for which it must be admitted there was considerable room. +There were many conservative prejudices to be got rid of--that one, +for example, which held it dangerous to have less than one foot in +breadth to four in length, the adherence to which rendered British +ships oval tubs compared with the American, which had for many years +been proving the superiority of five and even six to one. The English +axiom, which had so long resisted plain reason, had at last to yield +to necessity. And so with many other antiquated conditions, including +the quality and qualifications of masters, officers, and seamen. + +The exertions made in Great Britain to improve merchant shipping were +at once stimulated and immeasurably assisted by the gold discoveries +in Australia, an island in the South Pacific more absolutely dependent +on sea communication than San Francisco on the American continent had +been. It was, moreover, in British territory, where no exclusive +privileges could be enjoyed, and where competition was entirely +unfettered. Of course the clipper fleet of the United States was +prepared to do for Australia what it had done so well for California; +but the prospect of the carrying trade between Great Britain and her +colonies falling into alien hands aroused the spirit of the English to +make a supreme effort to at least hold their own, if not to recover +lost ground. + +The seven seas soon became alive with rival clipper ships of great +size and power, and the newspapers chronicled the runs they made to +Australia and California in days, as they now record the hours +consumed on steamer voyages across the Atlantic. Ancient barriers +seemed to be submerged, and fusion of the ocean traffic of the world +into one great whole opened the way to a new dispensation in the +history of merchant shipping. Tonnage was tonnage all the world over, +and became subject to the comprehensive control in which the gold and +silver produced in distant countries was held by the great financial +centres. But the ocean telegraph was not yet, and for twenty years +more many gaps were left in the system of ocean communications, whence +resulted seasons of plethora alternating with scarcity in particular +lines of traffic. + +There was probably no trade in which the overflow of the new output of +tonnage was more quickly felt than in that of China. It became a +common custom for vessels of moderate size which had carried goods and +emigrants to Australia and California, whence no return cargoes were +at that period to be had, to proceed to India or China in +ballast--"seeking." This was a source of tonnage supply which the +merchants resident in those countries had no means of reckoning upon, +though such a far-reaching calculation might not be beyond the powers +of a clear head posted at one of the foci of the commercial world. An +example may be quoted illustrative of the local tonnage famine which +occasionally prevailed during that transition period. An English ship +arrived in ballast at Hongkong from Sydney in 1854. The owner's local +agent, or "consignee," recommended the captain to proceed at once +north to Shanghai, where, according to latest advices, he would be +sure to obtain a lading at a high rate of freight. The cautious +skipper demurred to taking such a risk, and refused to move unless the +agent would guarantee him £6, 10s. per ton for a full cargo for +London. This was agreed. The ship reached the loading port at a moment +when there was no tonnage available and much produce waiting shipment, +and she was immediately filled up at about £7 or £8 per ton. It fell +to the lot of this particular vessel, by the way, to carry a mail from +Hongkong to Shanghai, the P. and O. Company's service being then only +monthly, and no other steamer being on the line. It was just after the +outbreak of the war with Russia. About a couple of days after the +departure of the Akbar--for that was her name--when it was considered +quite safe to do so, a resident American merchant, unable to contain +himself, boasted of having sent by this English vessel the despatches +of the Russian admiral under sealed cover to a sure hand in Shanghai. +The recipient of this confidence, like a good patriot, reported the +circumstance promptly to the governor of the colony, and he to the +senior naval officer, who with no less promptitude ordered a steam +sloop, the Rattler, to proceed in chase of the ship. The pursuit was +successful; the Russian despatches were taken out and brought back to +Hongkong, where they were submitted to the polyglot governor, Sir John +Bowring. + +Another incident of the same period will show how it was possible for +a bold operator to exploit the tonnage of the world on a considerable +scale without the aid of the telegraph, or even of rapid communication +by letter. One such operator in London, reckoning up the prospective +supply and demand of tonnage throughout the world, foresaw this very +scarcity in China of which we have just given an illustration. He +thereupon proceeded to charter ships under various flags and engaged +in distant voyages to proceed in ballast to the China ports, there to +load cargoes for Europe. The wisdom of the operation was far from +clear to the charterer's agents in China when they heard of ships +coming to them from the four quarters of the world at a time when +freights were low, with but little prospect of improvement, so far as +they could see; but their outlook was circumscribed. Though as the +ships began to arrive the difficulty of providing profitable +freightage seemed to presage the ruin of the venture, yet subsequent +arrivals justified the prevision of its author by earning for him +highly remunerative freights. The tide had really risen as it had been +foreseen; but it soon receded, and before the last charter had been +fulfilled the time-factor, which is fatal to so many well-laid +schemes, interposed, and probably caused the early profits to be +swallowed up in the final losses. + +The bulk of the China traffic, however, was carried not by these +erratic outsiders but by the regular traders, which loaded in London, +Liverpool, or New York with manufactured goods, coal, and metals, and +returned from China with tea, silk, and other produce. It must have +been a profitable business, for the average freight homeward in the +'Forties and 'Fifties seems to have been about £5 per ton; and if we +allow even one-third of that for the outward voyage, it would give the +shipowner somewhere about £7 for the round voyage, which was +accomplished with ease within the twelve months. It must be +remembered, however, that the expenses of running were proportionately +high on the small vessels which were then in the trade. In the course +of time, when speed and facilities of despatch at home and abroad had +been further improved, the clippers from London took in Australia in +the outward voyage by way of filling up the time until the tea crop +was brought to market. + +When the great increase in the export of silk took place a special +rate was paid on it to favourite ships on account of its high value. +But though this precious article could afford, when necessary, extreme +rates of freight, its total bulk was too small--about one-tenth of +that of tea--to affect seriously the general carrying trade of China. +A certain quantity was regularly shipped by the "overland route"--that +is, by P. and O. Company's steamers to Suez, and thence by rail to +Alexandria, to be there reshipped for its ultimate destination, +Marseilles or Southampton. But the capacity of the steamers was so +small that only a _pro rata_ allotment of space was made to +applicants, and the freight charged for it was at the rate of £25 per +ton. Under exceptional conditions one sailing ship in the year 1856 +carried a silk cargo of 6000 bales, valued at £750,000 sterling, which +was said to be the largest amount ever ventured, up to that time, in +any merchant vessel. It was so unexpectedly large that the shippers +were unable fully to cover their risk by insurance. A singular +fatality attended the outset of this voyage, showing the fallibility +of human judgment even under the most favourable circumstances. The +commander of this ship had been perhaps the most successful in the +China trade, and it was the extraordinary confidence that was placed +in his judgment that induced the merchants to intrust to his care +merchandise of such enormous value. Though much impressed with the +sense of personal responsibility for its safety, he was yet tempted by +a fine starlit night to break ground from the anchorage at Shanghai +and drop down the river to Wusung, where he touched on the well-known +bar, and was passed by the outward-bound mail-steamer the following +morning. The ship was of course reported "on shore," and so the +letters ordering insurance which the mail-steamer carried were +rendered useless. The master, though the ship had lain but a few hours +on soft mud, dared not proceed to sea with such a valuable cargo +without examining the ship's bottom. To do this he had to be towed +back to Shanghai, fourteen miles by river, discharge, strip off the +copper, replace it, reload the cargo, and recommence the voyage. It +proved much the longest she had ever made, and there was great anxiety +among the merchants, especially among those of them who were only +partially insured. But as fate would have it, while the ship was on +the high seas her cargo was growing in value, the silk famine in +Europe having in the mean time clearly declared itself; so that what +with the delay of a month or two at the start and several weeks more +on the passage, a time was gained for sufficient profit to accrue on +the silk to lay the foundation of several respectable fortunes, and +the commander, to whose error of judgment the result was due, was +received in London with acclamation and with substantial gratuities +from some of the fortunate owners of his cargo. The lucky craft was +the Challenger, Captain Killick, which had distinguished herself in +racing against the American clipper Nightingale in 1852 and 1863, and +was the first sailing-vessel to load tea at Hankow in 1863,--a +historic ship. + +During the time of the deepest gloom in shipping circles, consequent +on the repeal of the Navigation Laws, at a meeting where the ruin of +the industry was proclaimed in chorus by the shipowners present, one +man had the courage to rise up and stem the current of depression. +"The British shipowners have at last sat down to play a fair and open +game with the Americans, and, by Jove! we will trump them," were the +words of Mr Richard Green, the eminent shipbuilder of Blackwall, as +quoted by Mr W. S. Lindsay in his 'History of Merchant Shipping.' Mr +Lindsay adds that Mr Green was as good as his word, for shortly after +he built, to the order of Mr Hamilton Lindsay, a China merchant, the +ship Challenger, of 600 or 700 tons, expressly to match the American +Challenge, more than double her size, and thought to be the fastest +ship then afloat. Though the two never met, the performances of the +English, whether for speed or for dry carrying, quite eclipsed the +American ship. It was with another competitor that the pioneer +Blackwall clipper tried conclusions, and the circumstance suggests a +somewhat whimsical association of the evolution of the China clipper +with the Great Exhibition. A ship of exquisite model and finish had +been built in America for the purpose of conveying visitors to that +great gathering. She was put into the China trade, for which by her +size she was well suited. Whether by prearrangement or not, she met +the Challenger in 1852 in Shanghai, where they were both laden with +tea simultaneously. Immense excitement was aroused, which took the +usual form of heavy wagers between the respective partisans on the +issue of the race to London. It was a close thing, as sportsmen say, +the British ship coming in two days ahead of her rival. Dissatisfied, +as the owner of a yacht or of a racehorse is apt to be with his +defeat, certain changes were made by the owners of the Nightingale in +her equipment for the next year's voyage. The race was again run from +the same port, on the same conditions--and with the same result, only +still more in favour of the English ship. + +A general excitement about such a trivial matter as the relative speed +of two ships was only to be accounted for by the awakening +consciousness of the significance of the English shipping revival +which was then beginning. The interest extended much beyond the circle +of those directly concerned. The deck of a mail steamer, to take an +instance, became suddenly animated as the signals of a sailing-vessel +were read out. Speaking a ship at sea was no such unusual occurrence, +but when the name of Challenger was passed round, passengers and crew +rushed to the side, gazing intently on the shapely black hull and +white sails reflecting the morning sun. She was in the Straits of +Malacca, on her way back to China to run her second heat. A young man +among the passengers betraying ignorance of the cause of the commotion +felt as small as if unable to name the last Derby winner. The world at +that time seemed to have grown young. Imagination was directed to a +dawn gilded with promise which the sequel has surely not belied! + +Thus the China Sea became a principal battle-ground whereon the +struggle for ascendancy between the ships of Great Britain and the +United States was most strenuously fought out. It was, as Mr Green +said, a fair and open contest, alike creditable to both sides, and an +unmixed benefit to the world at large. The energy of the English +shipping interest was thoroughly aroused, and the shipowners and +shipbuilders of Scotland came speedily to the front. In a few years +after the issue was joined between the United States and Great +Britain, the shipbuilders of the latter country found a potent +auxiliary in iron, which began to be used for sailing-ships.[29] The +vessel that led the way in this innovation, combining great speed with +the other conditions of success, was the Lord of the Isles, Captain +Maxton, of Greenock, which distinguished herself by beating two of the +fastest American clippers of twice her size in the run from Foochow to +London in 1856. The gradual introduction of steam on long voyages, +which followed the free use of iron, was also to the advantage of the +British competitors; and thus from a combination of favouring +circumstances and dogged efforts to turn them to account, the +ascendancy of British shipping was finally established. + + * * * * * + +In sketching the performances of these vessels we have somewhat +anticipated the advent of that famous fleet of tea clippers which +commanded the traffic of the Far East for something like fifteen +years. For the beginnings of that struggle we have to go back to the +year 1851, when the Leith clipper Ganges raced two Americans, the +Flying Cloud and Bald Eagle, from China to London, finishing up with +an interesting tack-and-tack contest up Channel from Weymouth, the +English ship passing Dungeness six hours ahead. At that period the +odds in mere numbers were so overwhelming against the English vessels +that such occasional victories as the above were calculated to inspire +the builders with courage to persevere. The Aberdeen clippers, +Stornoway, Chrysolite, and Cairngorm, worthily followed the +London-built Challenger in disputing the prize of speed with the best +of their American contemporaries; and after the race of 1856, won, as +has been mentioned, by the iron ship Lord of the Isles of Greenock, +the American flag was practically eliminated from the annual contest. +Competition, however, by no means slackened on that account, but +rather increased in intensity. Past achievements opened the eyes of +those interested to the possibilities of indefinite improvement in the +build, rig, and equipment of ships, so that the idea took root and +became a passion. Each year brought forth something new, giving birth +in the following year to something still newer, until a type of ship +was evolved which seemed to be the acme of design and execution. +British clippers raced against each other for the blue ribbon of the +ocean with as great zest as they had ever done when other flags were +in the field. + +The competition for speed received a great stimulus from the opening +of Foochow as a regular tea-shipping port in 1856. The port had been +hindered by official restrictions from enjoying its natural advantages +at an earlier period, and it was mainly due to the enterprise of the +leading American house that these obstacles were at last removed and +the produce of the Bohea hills diverted to its proper outlet. The +event marked an epoch in the tea trade; for Foochow being so much +closer to the plantations than the other two ports, it became possible +to put on board there the first growth of the season with a prospect +of landing the new teas in London a couple of months earlier than the +trade had been accustomed to. It may be mentioned as one of the +curiosities of conservatism that this very circumstance was used to +the commercial prejudice of shipments from the new port. It was +revolutionising the established routine of the trade, would interfere +with the summer holidays, and it was gravely argued that October was +the very earliest time when the London buyers could be induced to +attend to the tea-market. But the fragrance of the new tea was +irresistible in dispersing such cobwebs. So far from its coming too +early to market, the best shipbuilders in the world were soon engaged +in constructing ships that would accelerate the arrival of the new tea +by as much as a couple of days. And so hungry was the trade that +special arrangements were made to facilitate the brokers obtaining +samples to sell by before the vessel passed Gravesend, and he would be +an obscure grocer who was not able to display in his shop window a +tea-chest bearing the name of the clipper on the day following her +arrival in the dock. The annual tea-race from Foochow thus became one +of the events of the year. Premiums were paid to the winner, and +sliding scales of freight were in course of time introduced, graduated +by the number of days on passage. + +No better proof could be adduced of the high excellence of the ships +as well as of the good seamanship of their commanders than the +exceeding closeness of the running on that long ocean voyage of twelve +thousand miles. Several times it happened that vessels starting +together would see nothing of each other during the hundred days' +passage until the fog lifting in the Downs would reveal them close +together, from which point the winning of the race depended on the +pilot or the tug. Of the great race of 1866 Mr W. S. Lindsay, from +whose valuable work on Merchant Shipping we have drawn freely for +these details, says: "This race excited extraordinary interest among +all persons engaged in maritime affairs. Five ships started--the +Ariel, Taeping, Serica, Fiery Cross, and Taitsing. The three first +left Foochow on the same day, but lost sight of each other for the +whole voyage until they reached the English Channel, where they again +met, arriving in the Thames within a few hours of each other." Very +fast passages continued to be made after that time. The Ariel and +Spindrift raced in 1868, and the Titania made a quick run in 1871; but +Mr Lindsay awards the palm to the Sir Lancelot and Thermopylæ as "the +two fastest sailing-ships that ever traversed the ocean." The former +vessel, 886 tons register, made the run from Foochow to London in +ninety days in 1868, and an interesting fact is recorded by the owners +of that fine ship bearing on the propelling power of sails. Many +experienced navigators had during the clipper-racing entertained +misgivings as to the value of the excessive amount of sail and the +heavy rig which were deemed necessary to the equipment of a clipper. +The ships, they said, "buried themselves under the press of canvas." +Writing seven years after the performance just mentioned, the owner +of the Sir Lancelot said: "After the mania for China clipper-sailing I +had 8 feet cut off from all the lower masts, and reduced the masts +aloft and the yards in proportion. Yet with that (and no doubt a +proportionately reduced crew) she maintained her speed undiminished." +This was not an uncommon experience.[30] + +It is not to be supposed that the produce of China or the imports into +the country were all carried by clipper ships. Theirs was a special +service reserved for the most valuable produce and for the first few +weeks of the season. After that fitful fever the trade of the year +settled down to what may be called daily-bread conditions, when ships +with moderate speed, large capacity, and frugally sailed, made steady +and substantial profits for their owners. It is a commonly accepted +maxim that the race--for profits, at all events--is not always to the +swift. It was a saying of Mr Green, whose firm owned a large fleet of +ships in the Australian and Indian trade, that in his balance-sheet +for the year he found that his slow ships had paid for his fast ones. +Nor did this economic rule lose its validity when steam came to +supersede sail. + +The clippers proper had not had a clear run of fifteen years when +steamers began to trespass on their preserves. The possibility of a +successful steam voyage round the Cape began to be proved in 1864, +and was demonstrated in 1866, when Mr Alfred Holt of Liverpool first +established his "blue-funnel" line, beginning with the Ajax, Achilles, +and Agamemnon. But though sailing clippers were displaced, the +sporting element in the China trade was not extinguished. The opening +of the Yangtze revived the interest in early arrivals of tea by +bringing the "black leafs" of Hunan and Hupeh to the sea nearly as +soon as the "red leafs," whose outlet was Foochow. The produce of the +central provinces up till 1861 was conveyed by a slow and expensive +route, a considerable portion of it on the backs of porters, to +Canton. Hankow when opened became at once the entrepot for these teas, +and sea-going ships began to load their cargoes in the very heart of +the Chinese empire. For some years there had been two sets of +races--one from Foochow and one from Hankow--which took the wind out +of each other's sails, and the sport became somewhat stale. + +It was the opening of the Suez Canal in 1869, and the consequent +improvements in the construction of steamships, that gave its full +value to the Yangtze as a trade route. For then ocean steamers loaded +at Hankow with all the advantages of the short route and convenient +coaling-stations, and the old excitement of the Foochow racing was +revived under a still higher pressure. Every year witnessed some new +design for combining the maximum cargo and coal stowage with the +maximum speed, so that new tea, which but a few years before was +landed in November, now came to market early in July. The last great +race occurred in 1883 between the Glenogle and Stirling Castle. By +that time Indian tea was rapidly gaining the ascendant in the great +consuming marts, displacing the Chinese article, which could no longer +afford the prestige of being carried by steamers built and run +regardless of expense. Thenceforth all Far Eastern produce found an +everyday level; merchandise was carried to and fro by regular lines, +with measured intervals of sailing, all the year round, freights were +fixed by common agreement, and the trade assumed a character of an +omnibus traffic on a large scale. + +The Suez Canal produced an immense lateral extension of trade with +China by bringing the Black Sea, Mediterranean, and North Sea ports +into direct communication with the ports of the Far East. The Russian +volunteer fleet, composed of very large and swift steamers, each +capable of conveying 2000 troops, carried tea direct from Hankow to +Odessa. Trade with Marseilles and Genoa was developed by British and +German enterprise as well as by the Messageries Maritimes of France. +Antwerp, Bremen, and Hamburg became the terminal ports for important +lines of steamers. The mercantile navy of Japan had not risen into +general notice during the earlier time with which we are principally +concerned, and it would deserve a treatise by itself. + + * * * * * + +By a process of natural selection native shipping in China and Japan +has been extensively superseded by foreign, and an immense dislocation +of capital has in consequence taken place. The effect of this has been +severely felt on the China coast, especially in such large shipping +ports as Taku, Shanghai, and Ningpo, where there were in former days +large and prosperous shipowning communities. The disturbance has +probably been much less marked in Japan, owing to the greater agility +of the people in adapting themselves to inevitable changes. Certain it +is that in both countries there is still a large junk fleet employed +in the coasting trade, being protected against foreign as well as +steam competition by their light draught and their privilege of +trading at ports not opened to foreign trade. + +The temptation to evade the prohibition of foreign flags led in former +days to sundry bizarre effects on the coast of China. The natives, +finding it to their advantage to employ foreign vessels, exercised +their ingenuity in making them look like Chinese craft. This would at +first sight appear no easy matter, seeing that the Chinese junks +carried no yards and their hulls were of a construction as different +from that of a modern ship as was possible for two things to be which +were intended for the same purpose. The junks possessed certain +qualities conducive to buoyancy and safety, such as water-tight +bulkheads, which at once strengthened the hull and minimised the +danger of sinking. But their sailing properties, except with the wind +"free," were beneath contempt. Their weatherly and seaworthy qualities +commended vessels of foreign construction to the Chinese traders, +while the talisman of the flag was deemed by them a protection against +pirates, and perhaps also, on occasion, against official inquisition. +Probably what on the whole the native owner or charterer would have +preferred was that his ship should pass for foreign at sea and for +native in port. To this end in some cases resort was had to +hermaphrodite rigging, and very generally to two projecting boards, +one on each side of the figurehead, bearing the staring Chinese eye, +such as the junks south of the Yangtze carry. The open eye on the +ship's bow was to enable the Chinese port officials to close theirs to +the unauthorised presence of strangers, and thus everything was +arranged in the manner so dear to the Chinese character. + +In the south of China the advantage of the flag was sought without the +foreign appearance of the vessel. The foreign flag was hoisted on +native-built small craft, a large fleet of which hailed from Macao +under Portuguese colours, and were from time to time guilty of great +irregularities on the coast. The Chinese of Hongkong, British subjects +born and bred, registered their vessels and received colonial sailing +letters, renewable at frequent intervals, as a check on bad behaviour. +With these papers short trips were made along the south coast, and a +local trade was carried on in the estuary of the Canton river. These +vessels of about 100 or 200 tons burthen were called "lorchas," of +which we shall hear more in subsequent chapters. + + [Illustration] + +FOOTNOTES: + +[27] For interesting details of the smuggling organisation which +lasted up to the middle of the present century, see 'Smuggling Days +and Smuggling Ways,' by the Hon. Henry N. Shore, R.N. + +[28] The modern ship carries 70 to 75 per cent of dead-weight over her +registered tonnage, and of weight and measurement combined about +double. + +[29] The American and British clippers were originally built of wood +sheathed with metal. After that came trial of iron ships coated with +tallow, but finally at the climax of the sailing clippers' notable +races they were all of composite construction--_i.e._, iron frames +planked with wood and sheathed with yellow metal. This type of vessel +(now out of date) was the essential feature of the fastest sailing +China clippers. Thereupon followed the iron and steel steamship as the +permanent carrier, and the white-winged argosies were no more! + +[30] Mr James MacCunn of Greenock says that all these racing clippers, +which were practically the same size, carried double crews, numbering +about thirty-three all told, equal to that of a 2500-tons merchantman +of to-day. The Sir Lancelot, besides the shingle ballast below the +tea, carried 100 tons fitted kentledge in the limbers stowed between +skin and ceiling, whereby great "stiffness" was ensured--a factor of +much value in beating down the China Sea against the monsoon, and at +other times in "carrying on" under a heavy press of canvas. + + + + +CHAPTER XIII. + +THE TRADERS. + + +I. FOREIGN. + + Their relations to their official representatives -- And to + the trading interests of their own countries -- Their unity + -- High character -- Liberality -- Breadth of view. + +In the preceding portions of this narrative it has been shown how much +the character of the principal officials on both sides influenced the +progress of events. There was, however, yet another factor which +contributed in a lesser degree and in a different manner to the +general result which ought not to be entirely omitted from +consideration, and that was the personal qualities and traditional +characteristics of the two trading communities, foreign and Chinese. +It was they who created the subject-matter of all foreign relations, +and stood in the breach in all the struggles between foreign and +native officials. It was their persons and their fortunes which were +ever at stake; it was they who first felt the shock of disturbance, +and were the first to reap the fruits of peace. + +The relation of the foreign mercantile community to their official +representatives was not always free from friction, because the same +high authority which enjoined on the officials the protection of the +persons and the promotion of the interests of the lay community +empowered them also to rule over these their _protégés_, and to apply +to them an arbitrary discipline in accordance with what they conceived +to be the exigencies of the time. Duty in such circumstances must +often have assumed a divided aspect, and rules of action must +frequently have been put to a severe strain; nor is it surprising +that, owing to these peculiar relationships, the resident communities +should not have been able on all occasions to see eye to eye with the +agents of their Governments. + +In their national and representative character the China merchants +were wont at different crises to have moral burdens laid on them which +did not properly fit their shoulders. They were little affected by the +shallow moralism of the pulpit, which, taken literally, would have +counselled general liquidation and the distribution of the proceeds +among the poor, leaving the common creditor out of account; but +official sermons also were on certain occasions preached to, or at, +the merchants, implying some obligation on their part to sacrifice +individual advantage to the greater good of the greater number. Were +there no other answer to such altruistic monitions, it would be +sufficient to plead that under such theories of duty commerce could +not exist, and its political accessories would become superfluous. No +road to commercial prosperity has been discovered which could dispense +with the prime motive for the exertion which makes for progress--to +wit, individual ambition, cupidity, or by whatever term we choose to +designate the driving power of the complex machine of civilised life. +Mammon is, after all, a divinity whose worship is as universal as +that of Eros, and is scarcely less essential to the preservation of +the race. Nor is it by collective, but by strictly individual, +offerings that these deities are propitiated, and the high purposes of +humanity subserved. It is no reproach, therefore, to the China +merchants that they should have seized every opportunity for gain, +totally irrespective of the general policy of their country. It was +not for them to construe portents, but to improve the shining hour. +And if it should at any time happen that the action of private +persons, impelled by the passion for gain, embarrassed a diplomatist +in his efforts to bring about some grand international combination, +the fault was clearly his who omitted to take account of the ruling +factor in all economic problems. The trade was not made for Government +policy, but the policy for the trade, whose life-blood was absolute +liberty of action and a free course for individual initiative. The +success of British trade as a whole could only be the aggregate of the +separate successes not otherwise attainable than by each member of the +mercantile fraternity performing his own part with singleness of +purpose. Nothing certainly could ever justify any trader in foregoing +a chance of gain for the sake of an ideal benefit to the community, +even if it were likely to be realised. A distinction must be drawn +between the tradesman and the statesman. Though their functions may +sometimes overlap, their respective duties to the State are of a +different though complementary character. + +To the charge which from time to time has been levelled at the China +merchants, that they were too narrow and too selfish, it may be +plausibly replied that, on the contrary, they were if anything too +broad; for their individual interests were not so bound up with +general progress as are the interests of colonists in a new country, +where co-operation is essential. Progress meant, to the China +merchants, the admitting of the flood of competition, which they were +in no condition to meet. The general interests of the country required +the opening of new markets; in a lesser degree the interests of the +manufacturing section required the same thing; but the interests of +the merchants, albeit they appeared to represent their country and its +industries, were in fact opposed to expansion. Yet so strong in them +was the race instinct for progress that their private advantage has +oftentimes actually given way to it, so that we have seen throughout +the developments of foreign intercourse with China the resident +merchants placing themselves in the van in helping to let loose the +avalanche which overwhelmed them and brought fresh adventurers to +occupy the ground. + +Nor has the relation of the merchants, even to the operations in which +they were engaged, been always clearly understood. Although they +personified their national trade in the eyes of the world, the +merchants were never anything more than the vehicles for its +distribution, having no interest in its general extension, though a +powerful interest in the increase of their individual share. The +productions which provided the livelihood of many thousands of people +in China, and perhaps of a still larger number in Great Britain and +other manufacturing countries, did not concern them. A percentage by +way of toll on merchandise passing through their warehouses was the +limit of their ambition. A clear distinction should therefore be +drawn between the merchant and the producer or manufacturer; on which +point some observations of Wingrove Cooke[31] are worth quoting:-- + +"The calculations of the merchants do not extend beyond their own +business. Why should they? Fortunately for himself, the merchant's +optics are those of the lynx rather than those of the eagle. An +extremely far-sighted commercial man must always run risks of +bankruptcy, for the most absolutely certain sequences are often the +most uncertain in point of time." The same writer, however, comments +on the ignorance and narrowness of both British traders and +manufacturers, and their failure to avail themselves of the +opportunities offered to them of exploiting the trading resources of +the Chinese. "There is no spirit of inquiry abroad," he says, "no +energy at work, no notion of distracting the eye for a moment from +watching those eternal shirtings, no thought whether you cannot make +better shift with some other class of goods. Manchester made a great +blind effort when the ports were opened, and that effort failed. Since +then she has fallen into an apathy, and trusts to the chapter of +accidents." As for the merchants on whom manufacturers relied to push +the sale of their wares, "they come out here," he says, "to make +fortunes in from five to seven years, not to force English calicoes up +into remote places. Their work is to buy Chinese produce, but," he +goes on, "if the English manufacturer wants extraordinary exertion, +carefully collected information, and persevering up-country +enterprise--and this is what he does want--he must do it himself. The +British export trade will not maintain mercantile houses, but it would +pay for travelling agents acting in immediate connection with the home +manufacturers, who should keep their principals at home well informed, +and who should work their operations through the established houses +here. The evil is that British goods are not brought under the eyes of +the Chinaman of the interior cities." + +The inaccuracies of some of these comments need not obscure the shrewd +and prophetic character of the general advice tendered to the British +manufacturers. After an interval of forty years they have begun to act +upon it, and though their progress has as yet been slow, they are +taking to heart another portion of Mr Cooke's advice, that "all +dealing with the interior of China is impossible unless your agents +speak the language of the people." + +A certain divergence between the official and non-official view of +affairs had begun to show itself in the period before the war. Before +the close of the East India Company's monopoly the independent +merchants perceived that their interests, as well as those of the +Company itself, were prejudiced by the truckling tactics of its +agents, and though few in number, the mercantile community began to +give utterance to their grievances and to show they had a mind of +their own on public commercial policy. As the whole position of +foreigners in China rested on premisses which were essentially false, +disappointment, irritation, and alarm were chronic. Every one +concerned, official and unofficial, was aggrieved thereby, while no +one was disposed to accept blame for the grievance. A tendency to +recrimination was the natural consequence. When their representatives +failed to protect them against the aggressions of the Chinese the +merchants complained, while the officials in their turn were not +indisposed to retort by alleging provocative or injudicious conduct on +the part of the merchants themselves as contributory to the +ever-recurrent difficulties. Through the retrospective vista of two +generations it is easy now to see where both parties were at +fault--the merchants in making too little account of the difficulties +under which their representatives were labouring, and the officials in +failing to perceive that the causes of their disagreements with the +Chinese lay altogether deeper than the casual imprudence of any +private individual, even if that could be established. The despatches +of the earlier "superintendents," notably those of Sir George +Robinson, betray a certain jealousy of the political influence +supposed to be wielded by the mercantile community of Canton working +through their associations in England, and the superintendents seemed +therefore concerned to cast discredit on mercantile opinion. It would +have been strange enough, had it been true, that an isolated community +of a hundred individuals should be torn by faction, yet it is a fact +that on their assumed disagreements an argument was based for +invalidating the representations which they occasionally made to the +Home Government. Their views were disparaged, their motives impugned, +and their short-sighted selfishness deplored. The note struck in 1835 +has been maintained with variations down almost to our own day,--a +circumstance which has to be borne in mind by those who aim at a fair +appreciation of British relations with China during the last sixty +years. + +Far, however, from being a disunited flock, the mercantile body in +China generally have on the whole been singularly unanimous in their +views of the political transactions with which their interests were +bound up; while as to the old community of Canton, no epithet could be +less appropriate than one which would imply discord. Concord was the +enforced effect of their circumstances. Imprisoned within a narrow +space, surrounded by a hostile people, exposed to a constant common +peril, the foreign residents in Canton were bound to each other by the +mere instinct of self-preservation. They became, in fact, what Nelson +called his captains, a "band of brothers." The exclusion of females up +till 1842, and the deterrent conditions of married life there even +under the treaty, made it essentially a bachelor community, living +almost like one family, or as comrades in a campaign. Of the +disinterested hospitality and good-fellowship which continue to this +day, even in the maturity of their domestic development, to +characterise the foreign communities in China, the germ is doubtless +to be discovered in that primitive society which oscillated between +Canton and Macao during the thirty years which ended in 1856, in which +year their factories were for the last time destroyed, and the old +life finally broken up. + +But there is something more to be credited to these early residents +than the mutual loyalty prescribed for them by the peculiar conditions +of their life. They exemplified in a special degree the true temper +and feelings of gentlemen,--a moral product with which local +conditions had also, no doubt, something to do. They lived in glass +houses, with open doors; they could by no means get away from one +another, or evade a mutual observation which was constant and +searching. Whatever standards, therefore, were recognised by the +community, the individual members were constrained to live up to them +in a society where words and deeds lay open to the collective +criticism. And the standard was really a high one. Truth, honour, +courage, generosity, nobility, were qualities common to the whole +body; and those who were not so endowed by birthright could not help +assuming the virtue they did not possess, and, through practice, +making it eventually their own. Black sheep there were, no doubt, but +being never whitewashed, they did not infect the flock, as happens in +more advanced communities. + +These intimate conditions favouring the formation of character were +powerfully reinforced by the one feature of European life in China +which was external to the residents, their contact with the +surrounding mass of Chinese. The effect of intercourse with so-called +inferior races is a question of much complexity, and large +generalisations on such subjects are unsafe, each case being best +considered on its proper merits. In their intercourse with the +Chinese, certain points stood out like pillars of adamant to fix the +principles by which the foreign residents were obliged to regulate +their bearing towards the natives. In the first place, the strangers +formed units hemmed in and pressed upon by thousands; therefore they +must magnify themselves by maintaining an invincible prestige, they +must in the eyes of that alien world always be heroes, and they must +present a united front. Extending the same principles from the +material to the moral sphere, the foreigners must maintain the +reputation of their caste for probity, liberality, and trustworthiness. +Their word must be as good as their bond; they must on no account +demean themselves before the heathen, nor tolerate any temptation from +a Chinese source to take unfair advantage of their own kind, the +Caucasian or Christian, or by whatever term we may indicate the white +man. Whatever their private differences, no white man must permit +himself to acquiesce in the disparagement of his own people in the +view of the people of the country. They must be, one and all, above +suspicion. Such were some of the considerations which were effective +in maintaining the character of Europeans in China. Although +association with a race so alien as the Chinese, with such different +moral standards, must have had the usual deteriorating effects of such +contact, yet the positive gain in the formation of character from the +practice of such maxims of conduct as those above indicated probably +left a balance of advantage with the China merchants. + +The case would be imperfectly stated were mention not made of the +process of natural selection which constituted the merchants a body of +picked men. China was a remote country. It offered neither the +facility of access nor the scope for adventure which in more recent +times have attracted such streams of emigration to distant parts of +the world. The mercantile body was a close corporation, automatically +protected by barriers very difficult to surmount. The voyage itself +occupied six months. Letters were rarely answered within a year. Hence +all the machinery of business had to be arranged with a large +prescience. Even after the opening of the overland route to Suez +communication with China was maintained by sailing-ships up till 1845, +when the Lady Mary Wood, the first steamer of the P. and O. Company, +reached Hongkong, with no accommodation for more than a few +passengers, and carrying no more cargo than a good-sized lighter. And +later still, when steamers carried the mails fortnightly to China, the +expense of the trip was so great that only a chosen few could afford +it. It took £150 to £170 to land a single man in Hongkong, and in +those days when extensive outfits were thought necessary, probably as +much more had to be laid out in that way. The merchants who +established themselves in China after the opening of the trade were +either themselves men of large means, or they were the confidential +representatives of English and American houses of great position. +There were no local banks, operations extended over one or two years, +an immense outlay of capital was required, and credit had to be +maintained at an exceedingly high level, not only as between the +merchants in China and their correspondents in London, Liverpool, New +York, and Boston, but between both and the financial centre of the +world. Through such a winnowing-machine only good grain could pass. It +was a natural result that the English and American merchants both in +China and India should have been superior as a class to the average of +other commercial communities. And what was true of partners and heads +of houses was no less so of their "assistants." There were no +"clerks," as the term is commonly used in England, except Portuguese +hailing from the neighbouring settlement of Macao. The young men sent +from England were selected with as much care as it was possible to +bestow, for they were precious. Not only were they costly, but it +might take a year to make good casualties. Besides, in countries +situated as China was then, where contingencies of health were never +out of mind, it was not worth while to send out one who was a clerk +and nothing more. There must be potential capacity as well, since it +could never be foreseen how soon emergencies might arise which would +require him to assume the most responsible duties. Hence every new +hand engaged must enjoy the fullest confidence both of his immediate +employers and of the home firm to which they were affiliated. + +As might be expected under such circumstances, family connections +played a large part in the selection, and the tendency of the whole +system was to minimise the gulf which in advanced societies separates +the master from the man. In education and culture they were equals, as +a consequence of which the reins of discipline might be held lightly, +all service being willingly and intelligently rendered. The system of +devolution was so fully developed that the assistant was practically +master in his own department, for the success of which he was as +zealous as the head. The "mess" _régime_ under which in most houses +the whole staff, employers and employees, sat at one table, tended +strongly in the direction of a common social level. + +What still further contributed much to raise the position of +assistants was the tradition which the merchants both in India and +China inherited from the East India Company of what may be called +pampering their employees. They were permitted to carry on trade on +their own account, in the same commodities and with the same buyers +and sellers, in which they possessed advantages over their employers +in having all the firm's information at command with the privilege of +using its machinery free of cost. The abuses to which such a system +was liable are too obvious to be dwelt upon; but to be himself a +merchant, sometimes more successful than his principal, though without +his responsibilities, certainly did not detract from the social status +of the assistant. + +Sixty years ago the China community was composed of men in the prime +of life. The average age was probably not over thirty--a man of forty +was a grey-beard. In this respect an evolutionary change has come over +the scene, and the average age of the adult residents must have risen +by at least ten years. But the China community in all its stages of +development has maintained the colonial characteristic of buoyancy and +hopefulness. Reverses of fortune never appalled its members. Having +been early accustomed to the alternations of fat years and lean, a +disastrous season was to them but the presage of a bountiful one to +follow; while a succession of bad years made the reaction only the +more certain. This wellspring of hope has often helped the China +merchants to carry the freshness of spring even into the snows of +winter. The nature of their pursuits, moreover, fostered a +comprehensive spirit. Trained in the school of wholesale dealing, and +habituated to work on large curves, the China merchants have all +through felt the blood of the merchant princes in their veins, and it +has even been alleged to their disadvantage that, like the scions of +decayed families the world over, the pomp and circumstance were +maintained after the material basis had in the natural course of +affairs vanished. Nay, more, that the grandiose ideas appropriate to +the heirs of a protected system have disqualified them for the contest +in small things which the latter days have brought upon them. + +Of that restricted, protected, quasi-aristocratic, half-socialistic +society some of the traditions and spirit remain; but the structure +itself could not possibly withstand the aggression of modern progress, +and it has been swept away. New elements have entered into the +composition of the mercantile and general society of the Far East, its +basis has been widened and its relations with the great world +multiplied. In innumerable ways there has been improvement, not the +least being the development of family life and the more enduring +attachment to the soil which is the result of prolonged residence. +Living, if less luxurious, is vastly more comfortable, more refined, +and more civilised, and men and women without serious sacrifices make +their home in a country which in the earlier days was but a scene of +temporary exile. Charities abound which were not before needed; the +channels of humanity have broadened, though it cannot be said at the +cost of depth, for whatever else may have changed, the generosity of +the foreign communities remains as princely as in the good old days. + +Yet is it permissible to regret some of the robuster virtues of the +generation that is past. The European solidarity _vis-à-vis_ the +Chinese world, which continued practically unbroken into the eighth +decade of the century, a tower of moral strength to foreigners and an +object of respect to the Chinese, has now been thrown down. Not only +in private adventures have foreigners in their heat of competition let +themselves down to the level of Chinese tactics, but great financial +syndicates have immersed themselves in intrigues which either did not +tempt the men of the previous generation or tempted them in vain; and +even the Great Powers themselves have descended into the inglorious +arena, where decency is discarded like the superfluous garments of the +gladiator, and where falsity, ultra-Chinese in quality, masquerades in +Christian garb. The moral ascendancy of Christendom has been in a +hundred ways shamelessly prostituted, leaving little visible +distinction between the West and the East but superior energy and +military force. + +Take them for all in all, the China merchants have been in their day +and generation no unworthy representatives of their country's +interests and policy, its manhood and character. Their patriotism has +not been toned down but expanded and rationalised by cosmopolitan +associations, and by contact with a type of national life differing +diametrically from their own. Breadth and moderation have resulted +from these conditions, and a habit of tempering the exigencies of the +day by the larger consideration of international problems has been +characteristic of the mercantile bodies in China from first to last. +And though statesmanship lies outside the range of busy men of +commerce, it must be said in justice to the merchants of China that +they have been consistently loyal to an ideal policy, higher in its +aims and more practical in its operation than that which any line of +Western statesmen, save those of Russia, has been able to follow. It +had been better if the continuous prognostications of such a compact +body of opinion had been more heeded. + + +II. CHINESE. + + Business aptitude -- High standard of commercial ethics -- + Circumstances hindering great accumulations. + +As it requires two to make a bargain, it would be an imperfect account +of the China trade which omitted such an important element as the +efficiency of the native trader. To him is due the fact that the +foreign commerce of his country, when uninterfered with by the +officials of his Government, has been made so easy for the various +parties concerned in it. Of all the accomplishments the Chinese nation +has acquired during the long millenniums of its history, there is none +in which it has attained to such perfect mastery as in the science of +buying and selling. The Chinese possess the Jews' passion for +exchange. All classes, from the peasant to the prince, think in money, +and the instinct of appraisement supplies to them the place of a ready +reckoner, continuously converting objects and opportunities into cash. +Thus surveying mankind and all its achievements with the eye of an +auctioneer, invisible note-book in hand, external impressions +translate themselves automatically into the language of the +market-place, so that it comes as natural to the Chinaman as to the +modern American, or to any other commercial people, to reduce all +forms of appreciation to the common measure of the dollar. A people +imbued with such habits of mind are traders by intuition. If they have +much to learn from foreigners, they have also much to teach them; and +the fact that at no spot within the vast empire of China would one +fail to find ready-made and eager men of business is a happy augury +for the extended intercourse which may be developed in the future, +while at the same time it affords the clearest indication of the true +avenue to sympathetic relations with the Chinese. In every detail of +handling and moving commodities, from the moment they leave the hands +of the producer in his garden-patch to the time when they reach the +ultimate consumer perhaps a thousand miles away, the Chinese trader is +an expert. Times and seasons have been elaborately mapped out, the +clue laid unerringly through labyrinthine currencies, weights, and +measures which to the stranger seem a hopeless tangle, and elaborate +trade customs evolved appropriate to the requirements of a +myriad-sided commerce, until the simplest operation has been invested +with a kind of ritual observance, the effect of the whole being to +cause the complex wheels to run both swiftly and smoothly. + +To crown all, there is to be noted, as the highest condition of +successful trade, the evolution of commercial probity, which, though +no monopoly of the Chinese merchants, is one of their distinguishing +characteristics. It is that element which, in the generations before +the treaties, enabled so large a commerce to be carried on with +foreigners without anxiety, without friction, and almost without +precaution. It has also led to the happiest personal relations between +foreigners and the native trader. + + When the business of the season was over [says Mr + Hunter][32] contracts were made with the Hong merchants for + the next season. They consisted of teas of certain + qualities and kinds, sometimes at fixed prices, sometimes + at the prices which should be current at the time of the + arrival of the teas. No other record of these contracts was + ever made than by each party booking them, no written + agreements were drawn up, nothing was sealed or attested. A + wilful breach of contract never took place, and as regards + quality and quantity the Hong merchants fulfilled their + part with scrupulous honesty and care. + +The Chinese merchant, moreover, has been always noted for what he +himself graphically calls his large-heartedness, which is exemplified +by liberality in all his dealings, tenacity as to all that is material +with comparative disregard of trifles, never letting a transaction +fall through on account of punctilio, yielding to the prejudices of +others wherever it can be done without substantial disadvantage, a +"sweet reasonableness," if the phrase may be borrowed for such a +purpose, which obviates disputation, and the manliness which does not +repine at the consequences of an unfortunate contract. Judicial +procedure being an abomination to respectable Chinese, their security +in commercial dealings is based as much upon reason, good faith, and +non-repudiation as that of the Western nations is upon verbal finesse +in the construction of covenants. + +Two systems so diametrically opposed can hardly admit of real +amalgamation without sacrifice of the saving principle of both. And +if, in the period immediately succeeding the retirement of the East +India Company, perfect harmony prevailed between the Chinese and the +foreign merchant, the result was apparently attained by the foreigners +practically falling in with the principles and the commercial ethics +of the Chinese, to which nothing has yet been found superior. The +Chinese aptitude for business, indeed, exerted a peculiar influence +over their foreign colleagues. The efficiency and alacrity of the +native merchants and their staff were such that the foreigners fell +into the way of leaving to them the principal share in managing the +details of the business. When the venerable, but unnatural, Co-hong +system of Old Canton was superseded by the compradoric, the connection +between the foreign firm and their native staff became so intimate +that it was scarcely possible to distinguish between the two, and +misunderstandings have not unfrequently arisen through third parties +mistaking the principal for the agent and the agent for the principal. + +Such a relationship could not but foster in some cases a certain +lordly abstraction on the part of the foreign merchant, to which +climatic conditions powerfully contributed. The factotum, in short, +became a minister of luxury, everywhere a demoralising influence, and +thus there was a constant tendency for the Chinese to gain the upper +hand,--to be the master in effect though the servant in name. The +comprador was always consulted, and if the employer ventured to omit +this formality the resulting transaction would almost certainly come +to grief through inexplicable causes. Seldom, however, was his advice +rejected, while many of the largest operations were of his initiation. +Unlimited confidence was the rule on both sides, which often took the +concrete form of considerable indebtedness, now on the one side now on +the other, and was regularly shown in the despatch of large amounts of +specie into the far interior of the country for the purchase of tea +and silk in the districts of their growth. For many years the old +practice was followed of contracting for produce as soon as +marketable, and sometimes even before. During three or four months, in +the case of tea, large funds belonging to foreign merchants were in +the hands of native agents far beyond the reach of the owners, who +could exercise no sort of supervision over the proceedings of their +agents. The funds were in every case safely returned in the form of +produce purchased, which was entered to the foreign merchant at a +price arbitrarily fixed by the comprador to cover all expenses. Under +such a _régime_ it would have needed no great perspicacity, one would +imagine, to foretell in which pocket the profits of trading would +eventually lodge. As a matter of fact, the comprador generally grew +rich at the expense of his employer. All the while the sincerest +friendship existed between them, often descending to the second or +third generation.[33] + +It would be natural to suppose that in such an extensive commercial +field as the empire of China, exploited by such competent traders, +large accumulations of wealth would be the result. Yet after making +due allowance for inducements to concealment, the wealth even of the +richest families probably falls far short of that which is not +uncommon in Western countries. Several reasons might be adduced for +the limitation, chiefly the family system, which necessitates constant +redistribution, and which subjects every successful man to the +attentions of a swarm of parasites, who, besides devouring his +substance with riotous living, have the further opportunity of ruining +his enterprises by their malfeasance. Yet although individual wealth +may, from these and other causes, be confined within very moderate +limits, the control of capital for legitimate business is ample. Owing +to the co-operative system under which the financiers of the country +support and guarantee each other, credit stands very high, enabling +the widely ramified commerce of the empire to be carried on upon a +very small nucleus of cash capital. The banking organisation of China +is wonderfully complete, bills of exchange being currently negotiable +between the most distant points of the empire, the circulation of +merchandise maintaining the equilibrium with comparatively little +assistance from the precious metals. + +The true characteristics of a people probably stand out in a clearer +light when they are segregated from the conventionalities of their +home and forced to accommodate themselves to unaccustomed conditions. +Following the Chinese to the various commercial colonies which they +have done so much to develop, it will be found that they have carried +with them into their voluntary exile the best elements of their +commercial success in their mother country. The great emporium of +Maimaichên, on the Siberian frontier near Kiachta, is an old +commercial settlement mostly composed of natives of the province of +Shansi, occupying positions of the highest respect both financially +and socially. The streets of the town are regular, wide, and +moderately clean. The houses are solid, tidy, and tasteful, with +pretty little courtyards, ornamental door-screens, and so forth, the +style of the whole being described as superior to what is seen in the +large cities within China proper. The very conditions of exile seem +favourable to a higher scale of living, free alike from the incubus of +thriftless relations and from the malign espionage of Government +officials. + +In the Philippine Islands and in Java the Chinese emigrants from the +southern provinces have been the life and soul of the trade and +industry of these places. So also in the British dominions, as at +Singapore and Penang, which are practically Chinese Colonies under the +British flag. Hongkong and the Burmese ports are of course no +exceptions. + +The description given by Mr Thomson[34] of the Chinese in Penang would +apply equally to every part of the world in which the Chinese have +been permitted to settle:-- + + Should you, my reader, ever settle in Penang, you will be + there introduced to a Chinese contractor who will sign a + document to do anything. His costume will tell you that he + is a man of inexpensive yet cleanly habits. He will build + you a house after any design you choose, and within so many + days, subject to a fine should he exceed the stipulated + time. He will furnish you with a minute specification, in + which everything, to the last nail, will be included. He + has a brother who will contract to make every article of + furniture you require, either from drawings or from models. + He has another brother who will fit you and your good lady + with all sorts of clothing, and yet a third relative who + will find servants, and contract to supply you with all the + native and European delicacies in the market upon condition + that his monthly bills are regularly honoured. + + It is, indeed, to Chinamen that the foreign resident is + indebted for almost all his comforts, and for the profusion + of luxuries which surround his wonderfully European-looking + home on this distant island. + +The Chinese are everywhere found enterprising and trustworthy men of +business. Europeans, worried by the exhaustless refinements of the +Marwarree or Bengali, find business with the Chinese in the Straits +Settlements a positive luxury. Nor have the persecutions of the race +in the United States and in self-governing British colonies wholly +extinguished the spark of honour which the Chinese carry with them +into distant lands. An old "'Forty-niner," since deceased, related to +the writer some striking experiences of his own during a long +commercial career in San Francisco. A Chinese with whom he had +dealings disappeared from the scene, leaving a debt to Mr Forbes of +several thousand dollars. The account became an eyesore in the books, +and the amount was formally "written off" and forgotten. Some years +after, Mr Forbes was surprised by a visit from a weather-beaten +Chinese, who revealed himself as the delinquent Ah Sin and asked for +his account. Demurring to the trouble of exhuming old ledgers, Mr +Forbes asked Ah Sin incredulously if he was going to pay. "Why, +certainly," said the debtor. The account was thereupon rendered to him +with interest, and after a careful examination and making some +corrections, Ah Sin undid his belt and tabled the money to the last +cent, thereupon vanishing into space whence he had come. + +FOOTNOTES: + +[31] China in 1857-58. Routledge. + +[32] The Fankwae at Canton. + +[33] Apart from their liberality in the conduct of business, the +generosity of the Chinese mercantile class, their gratitude for past +favours, are so remarkable as to be incomprehensible to the Western +mind. An account of them would read like a "fairy tale." + +[34] The Straits of Malacca, &c. By J. Thomson. + + + + +CHAPTER XIV. + +HONGKONG. + + Two British landmarks -- Chinese customs and Hongkong -- + Choice of the island -- Vitality of colony -- Asylum for + malefactors -- Chinese official hostility -- Commanding + commercial position -- Crown Colony government -- + Management of Chinese population -- Their improvement -- + English education -- Material progress -- Industrial + institutions -- Accession of territory. + + +The past sixty years of war and peace in China have left two landmarks +as concrete embodiments of British policy--the Chinese maritime +customs and the colony of Hongkong. These are documents which testify +in indelible characters both to the motives and to the methods of +British expansion throughout the world. For good and for evil their +record cannot be explained away. Both institutions are typically +English, inasmuch as they are not the fulfilment of a dream or the +working out of preconcerted schemes, but growths spontaneously +generated out of the local conditions, much like that of the British +empire itself, and with scarcely more conscious foresight on the part +of those who helped to rear the edifice. + +The relation of the British empire to the world, which defies +definition, is only revealed in scattered object-lessons. India throws +some light upon it--the colonies much more; and though in some +respects unique in its character, Hongkong in its degree stands +before the world as a realisation of the British ideal, with its +faults and blunders as well as with its excellences and successes. + +The want of a British station on the China coast had long been felt, +and during the ten years which preceded the cession innumerable +proposals were thrown out, some of which distinctly indicated Hongkong +itself as supplying the desideratum. But as to the status of the new +port the various suggestions made neutralised each other, until the +course of events removed the question out of the region of discussion +and placed it in the lap of destiny. + +The earliest English visitors to the island described it as inhabited +by a few weather-beaten fishermen, who were seen spreading their nets +and drying their catch on the rocks. Cultivation was restricted to +small patches of rice, sweet-potatoes, and buckwheat. The abundance of +fern gave it in places an appearance of verdure, but it was on the +whole a treeless, rugged, barren block of granite. The gentlemen of +Lord Amherst's suite in 1816, who have left this record, made another +significant observation. The precipitous island, twelve miles long, +with its deep-water inlets, formed one side of a land-locked harbour, +which they called Hongkong Sound, capable of sheltering any number of +ships of the largest size. Into this commodious haven the English +fugitives, driven first from Canton and then from Macao, by the +drastic decree of the Chinese authorities in 1839, found a refuge for +their ships, and afterwards a footing on shore for themselves. Stern +necessity and not their wills sent them thither. The same necessity +ordained that the little band, once lodged there, should take root, +and growth followed as the natural result of the inherent vitality of +the organism. As Dr Eitel well points out, this small social body did +not originate in Hongkong: it had had a long preparatory history in +Macao, and in the Canton factories, and may be considered, therefore, +in the light of a healthy swarm from the older hives. + +During the first few years of the occupation the selection of the +station was the subject of a good deal of cheap criticism in the +press. A commercial disappointment and a political failure, it was +suggested by some that the place should be abandoned. It was +contrasted unfavourably with the island of Chusan, which had been +receded to China under the same treaty which had ceded Hongkong to +Great Britain; and even as late as 1858 Lord Elgin exclaimed, "How +anybody in their senses could have preferred Hongkong to Chusan seems +incredible." + +But, in point of fact, there had been little or no conscious choice in +the matter. The position may be said to have chosen itself, since no +alternative was left to the first British settlers. As for Chusan, it +had been occupied and abandoned several times. The East India Company +had an establishment there in the beginning of the eighteenth century, +and if that station was finally given up either on its merits or in +favour of Hongkong, it was certainly not without experience of the +value of the more northerly position. Whatever hypothetical +advantages, commercial or otherwise, might have accrued from the +retention of Chusan, the actual position attained by Hongkong as an +emporium of trade, a centre of industry, and one of the great shipping +ports in the world, furnishes an unanswerable defence both of the +choice of the site and the political structure which has been erected +on it. Canton being at once the centre of foreign trade and the focus +of Chinese hostility, vicinity to that city was an indispensable +condition of the location of the British entrepot, and the place of +arms from which commerce could be defended. And it would be hard even +now to point to any spot on the Chinese coast which fulfilled the +conditions so well as Hongkong. + +The course of its development did not run smooth. It was not to be +expected. The experiment of planting a British station in contact with +the most energetic as well as the most turbulent section of the +population of China was not likely to be carried out without mistakes, +and many have been committed. Indeed, from the day of its birth down +to the present time domestic dissensions and recriminations respecting +the management of its affairs have never ceased. + +This was inevitable in a political microcosm having neither diversity +of interest nor atmospheric space to soften the perspective. The +entire interests of the colony were comprised within the focal +distance of myopic vision. Molehills thus became mountains, and the +mote in each brother's eye assumed the dimensions of animalcula seen +through a microscope. The bitter feuds between the heads of the +several departments of the lilliputian Government which prevailed +during the first twenty years must have been fatal to any young colony +if its progress had depended on the wisdom of its rulers. Happily a +higher law governs all these things. + +Freedom carried with it the necessary consequences, and for many years +the new colony was a tempting Alsatia for Chinese malefactors, an +asylum for pirates, who put on and off that character with wonderful +facility, and could hatch their plots there fearless of surveillance. +When the Taiping rebellion was at its height, piracy became so mixed +with insurrection that the two were not distinguishable, and it +required both firmness and vigilance on the part of the authorities to +prevent the harbour of Hongkong becoming the scene of naval +engagements between the belligerents. During the hostilities of +1857-58 a species of dacoity was practised with impunity by Chinese, +who were tempted by rewards for the heads of Englishmen offered by the +authorities of Canton. + +It cannot, therefore, be denied that the immigrants from the mainland +in the first and even the second decade of its existence were leavened +with an undesirable element, causing anxiety to the responsible +rulers. + +The Chinese authorities, as was natural, waged relentless war on the +colony from its birth. Though compelled formally to admit that the +island and its dependencies were a British possession, they still +maintained a secret authority over the Chinese who settled there, and +even attempted to levy taxes. As they could not lay hands on its +trade, except the valuable portion of it which was carried on by +native craft, they left no stone unturned to destroy that. By skilful +diplomacy, for which they are entitled to the highest credit, they +obtained control over the merchant junks trading to Hongkong, and +imposed restrictions on them calculated to render their traffic +impossible. By the same treaty they obtained the appointment of a +British officer as Chinese revenue agent in Hongkong--a concession, +however, disallowed by the good sense of the British Government. But +the Chinese were very tenacious of the idea of making Hongkong a +customs station, never relaxing their efforts for forty years, until +the convention of 1886 at last rewarded their perseverance by a +partial fulfilment of their hopes. + +For reasons which, if not very lofty, are yet very human, the +diplomatic and consular agents of Great Britain have never looked +sympathetically on the colony--indeed have often sided with the +Chinese in their attempts to curtail its rights. + +Nor has the Home Government itself always treated the small colony +with parental consideration. Before it was out of swaddling-clothes +the Treasury ogre began to open his mouth and, like the East India +Company, demand remittances. A military establishment was maintained +on the island, not for the benefit of the residents, but for the +security of a strategical position in the imperial system. The +colonists were mulcted in a substantial share of the cost, which the +governor was instructed to wring out of them. The defences themselves, +however, were neglected, and allowed to grow obsolete and useless, +and, if we mistake not, it was the civil community, and not the +Government, that insisted on their being modernised. The compromise +eventually arrived at was, that the colonists provided the guns and +the imperial Government the forts. An interesting parallel to this was +the case of Gibraltar, which possessed no dock until the civil +community by sheer persistence, extending over many years, at length +overcame the reluctance of the British Government to provide so +essential an adjunct to its naval establishment. The colony had +suffered much from the war with China, but the Home Government refused +it any participation in the indemnity extorted from the Chinese. + +But these and other drawbacks were counterbalanced, and eventually +remedied, by the advantages offered by a free port and a safe harbour. +Standing in the fair way of all Eastern commerce, which pays willing +tribute to the colony, Hongkong attracted trade from all quarters in a +steadily increasing volume, and became the pivot for the whole ocean +traffic of the Far East.[35] The tide of prosperity could not be +stayed--it invaded every section of the community. The character of +the Chinese population was continuously raised. The best of them +accumulated wealth: the poorest found remunerative employment for +their labour. Crime, with which the colony had been tainted, +diminished as much through the expulsive power of material prosperity +as from the judicious measures of the executive Government, for the +credit must not be denied to successive administrators for the +improvement in the condition of the colony. Among those none was more +deserving of praise than Sir Richard MacDonnell (1865-72), who on +catching sight, as he entered the harbour, of an enormous building, +which he was told was the jail, remarked, "I will not fill that, but +stop the crime;" and he was nearly as good as his word,--a terror to +evil-doers. + +A Crown colony is the form of government which challenges the most +pungent criticism. The elected members of its legislature, being a +minority, can only in the last resort acquiesce in the decisions of +the official majority who constitute the executive Government. Such a +minority, however, is by no means wanting in influence, for it is, +after all, publicity which is the safeguard of popular liberty. The +freedom of speech enjoyed by an Opposition which has no fear of the +responsibility of office before its eyes widens the scope of its +criticisms, and imparts a refreshing vigour to the invective of those +of its members who possess the courage of their convictions. It +reaches the popular ear, and the apprehension of an adverse public +opinion so stimulated can never fail to have its effect on the acts of +the Administration. Under such a _régime_ it seems natural that, other +things being equal, each governor in turn should be esteemed the worst +who has borne rule in the colony, and in any case his merits are never +likely to be fairly gauged by any local contemporary estimate. King +Stork, though fair and far-seeing, may be more obnoxious to criticism +than King Log, who makes things pleasant during his official term. + +Hongkong being established as a free port, the functions of Government +were practically limited to internal administration, and the question +of greatest importance was the control of the Chinese population which +poured in. This was a new problem. Chinese communities had, indeed, +settled under foreign rule before, as in the Straits Settlements, in +Java, and in Manila, but at such distances from their home as rendered +the settlers amenable to any local regulations which might be imposed +on them. Distance even acted as a strainer, keeping back the dregs. +But Hongkong was nearer to China than the Isle of Wight is to +Hampshire. Evil-doers could come and go at will. It could be overrun +in the night and evacuated in the morning. Spies were as +uncontrollable as house-flies, and whenever it suited the Chinese +Government to be hostile, they proved their power to establish such a +reign of terror in the colony that it was dangerous to stray beyond +the beat of the armed policeman. Clearly it was of primary importance +to come to terms with the native community, to reduce them to +discipline, to encourage the good and discourage the bad among the +Chinese settlers. As their numbers increased the public health +demanded a yet stricter supervision of their habits. Sanitary science +had scarcely dawned when the colony was founded, and its teachings had +to be applied, as they came to light, to conditions of life which had +been allowed to grow up in independence of its requirements. To +tolerate native customs, domestic habits, and manner of living, while +providing for the general wellbeing of a community in a climate which +at its best is debilitating, taxed the resources of the British +executive, and of course gave rise to perpetual recrimination. But the +thing has been accomplished. Successive conflagrations have +co-operated with the march of sanitary reform and the advance in their +worldly circumstances in so improving the dwellings of the population, +that their housing now compares not unfavourably with that of the +native cities of India. The Southern Chinese are naturally cleanly, +and appreciative of good order when it is judiciously introduced +among them, even from a foreign source. + +A more complex question was that of bringing an alien population such +as the Chinese within the moral pale of English law, for law is vain +unless it appeals to the public conscience. The imposition of foreign +statutes on a race nursed on oral tradition and restrained from +misdoing by bonds invisible to their masters was not an undertaking +for which success could be safely foretold. The effect of a similar +proceeding on the subtle natives of India has been described as +"substituting for a recognised morality a mere game of skill, at which +the natives can give us long odds and beat us." "The mercantile and +money-lending classes in India," says Mr S. S. Thorburn, "delight in +the intricacy and surprises of a good case in court." With the Chinese +it has been otherwise. The population of Hongkong have so far +assimilated the foreign law that, whether or not it satisfies their +innate sense of right, it at least governs their external conduct, and +crime has been reduced very low: as for litigation, it is +comparatively rare; it is disreputable, and has no place in the +Chinese commercial economy. + +The best proofs of their acceptance of colonial rule is the constantly +increasing numbers of the Chinese residents; the concentration of +their trading capital there; their investments in real estate and in +local industries; their identification with the general interests of +the colony, and their adopting it as a home instead of a place of +temporary exile. The means employed to conciliate the Chinese must be +deemed on the whole to have been successful. There was first police +supervision, then official protection under a succession of qualified +officers, then representation in the Colonial Legislature and on the +commission of the peace. The colonial executive has wisely left to the +Chinese a large measure of a kind of self-government which is far more +effective than anything that could find its expression in votes of the +Legislature. The administration of purely Chinese affairs by native +committees, with a firm ruling hand over their proceedings, seems to +fulfil every purpose of government. The aim has been throughout to +ascertain and to gratify, when practicable, the reasonable wants of +the Chinese, who have responded to these advances by an exhibition of +public spirit which no society could excel. It is doubtful whether in +the wide dominion of the Queen there are 250,000 souls more +appreciative of orderly government than the denizens of the whilom +nest of pirates and cut-throats--Hongkong. + +As an educational centre Hongkong fulfils a function whose value is +difficult to estimate. From the foundation of the colony the subject +engaged the attention of the executive Government, as well as of +different sections of the civil community. The missionary bodies were +naturally very early in the field, and there was for a good many years +frank co-operation between them and the mercantile community in +promoting schools both for natives and Europeans. In time, however, +either their aims were found to diverge or else their estimate of +achievement differed, and many of the missionary teaching +establishments were left without support. + +After an interval of languor, however, new life was infused into the +educational schemes of the colony. The emulation of religious sects +and the common desire to bring the lambs of the flock into their +respective folds inspired the efforts of the propagandists, their zeal +reacting on the colonial Government itself with the most gratifying +results, so far at least as the extension of the field of their common +efforts was concerned. + +The Chinese had imported their own school systems, while taking full +advantage of the educational facilities provided by the Government and +the Christian bodies. Being an intellectual race, they are well able +to assimilate the best that Christendom has to offer them. But the +colonial system contents itself with a sound practical commercial +education, which has equipped vast numbers of Chinese for the work of +clerks, interpreters, and so forth, and has thus been the means of +spreading the knowledge of the English language over the coast of +China, and of providing a medium of communication between the native +and European mind. + +The material progress of Hongkong speaks volumes for the energy of its +community. The precipitous character of the island left scarcely a +foothold for business or residential settlement. The strip which +formed the strand front of the city of Victoria afforded room for but +one street, forcing extensions up the rugged face of the hill which +soon was laid out in zig-zag terraces: foundations for the houses are +scarped out of the rock, giving them the appearance of citadels. The +locality being subject to torrential rains, streets and roads had to +be made with a finished solidity which is perhaps unmatched. Bridges, +culverts, and gutters all being constructed of hewn granite and fitted +with impervious cement, the storm-waters are carried off as clean as +from a ship's deck. These municipal works were not achieved without +great expense and skilfully directed labour, of which an unlimited +supply can always be depended on. And the credit of their achievement +must be equally divided between the Government and the civil +community. + +The island is badly situated as regards its water-supply, which has +necessitated the excavation of immense reservoirs on the side farthest +from the town, the aqueduct being tunnelled for over a mile through a +solid granite mass. These and other engineering works have rendered +Hongkong the envy of the older colonies in the Far East. No less so +the palatial architecture in which the one natural product of the +island has been turned to the most effective account. The quarrying of +granite blocks, in which the Chinese are as great adepts as they are +in dressing the stones for building, has been so extensive as visibly +to alter the profile of the island. + +A great deficiency of the island as a commercial site being the +absence of level ground, the enterprise of the colonists has been +incessantly directed towards supplying the want. Successive +reclamations on the sea-front, costing of course large sums of money, +have so enlarged the building area that the great thoroughfare called +Queen's Road now runs along the back instead of the front of a new +city, the finest buildings of all being the most recent, standing upon +the newly reclaimed land. It is characteristic of such improvements, +that, while in course of execution, they should be deemed senseless +extravagance, due to the ambition of some speculator or the caprice of +some idealist, thus perpetually illustrating the truth of the Scottish +saying, "Fules and bairns should never see a thing half done." +Hongkong has been no exception to so universal a rule. + +The industrial enterprise of the colony has fully kept pace with its +progress in other respects. The Chinese quarter resembles nothing so +much as a colony of busy ants, where every kind of handicraft is plied +with such diligence, day in and day out, as the Chinese alone seem +capable of. The more imposing works conducted by foreigners occupy a +prominent place in the whole economy of the Far East. Engineering and +shipbuilding have always been carried on in the colony. Graving-docks +capable of accommodating modern battleships, and of executing any +repairs or renewals required by them as efficiently as could be done +in any part of the world, constitute Hongkong a rendezvous for the +navies of all nations. Manufactures of various kinds flourish on the +island. Besides cotton-mills, some of the largest sugar-refineries in +the world, fitted with the most modern improvements, work up the raw +material from Southern China, Formosa, the Philippines, and other +sugar-growing countries in the Eastern Archipelago, thus furnishing a +substantial item of export to the Australian colonies and other parts +of the world. The colony has thereby created for itself a commerce of +its own, while its strategical situation has enabled it to retain the +character of a pivot on which all Far Eastern commerce turns. + +This pivotal position alone, and not the local resources of the place, +enabled the colony to found one of the most successful financial +organisations of the modern world. The Hongkong and Shanghai Bank has +had a history not dissimilar from that of the colony as a whole, one +of success followed by periods of alternate depression and elation. +Now in the trough of the wave and now on its crest, the bank has +worked its way by inherent vitality through all vicissitudes of good +or bad fortune, until it has gone near to monopolising the exchange +business of the Far East, and has become the recognised medium between +the money-market of London and the financial needs of the Imperial +Chinese administration. + +It should not be overlooked as a condition of its success that the +great Hongkong Bank, like all other successful joint-stock +enterprises, whether in Hongkong or in China, has from its origin +borne a broad international character. Though legally domiciled in a +British possession, representative men of all nationalities sit on its +board and take their turn in the chairmanship as it comes round. The +international character, indeed, may be cited as one of the elements +of the success of the colony itself. No disability of any kind +attaches to alien settlers, not even exclusion from the jury panel. +They are free to acquire property, to carry on business, to indulge +their whims, and to avail themselves of all the resources of the +colony, and enjoy the full protection of person and property which +natural-born British subjects possess. They come and go at their +pleasure, no questions asked, no luggage examined, no permits required +for any purpose whatever coming within the scope of ordinary life. Nor +are they even asked whether they appreciate these advantages or not; +in fact they are as free to criticise the institutions under which +they live as if they had borne their part in creating them, which, in +fact, they have done, and this it is which marks the vitality of the +British system, whether in the mother country or in its distant +dependencies. + +The exceedingly cramped conditions of life on the island having proved +such an obstacle to its development, the acquisition of a portion of +the mainland forming one side of the harbour was at an early period +spoken of as a desideratum for the colony. The idea took no practical +shape, however, until the occupation of Canton by the Allied forces +under the administration of Consul Parkes; and it is one of the most +noteworthy achievements of that indefatigable man that, during the +time when Great Britain was in fact at war with the Government of +China, he should have succeeded, on his own initiative, in obtaining +from the governor of the city a lease of a portion of land at Kowloon, +which was subsequently confirmed by the convention of Peking in 1860. +The improvement of artillery and other means of attack on sea-forts +left the island very vulnerable, and the measures taken by the various +European Powers to establish naval stations on the Chinese coast, +together with the efforts which the country itself was making to +become a modern military Power, rendered it a matter of absolute +necessity, for the preservation of the island, that a sufficient area +of the adjacent territory should be included within its defences. +Following the example set by Germany and Russia, the British +Government concluded an arrangement with the Government of China by +which the needed extension was secured to Great Britain under a +ninety-nine years lease. A convention embodying this agreement was +signed at Peking in June 1898. + +FOOTNOTE: + +[35] The tonnage entered and cleared for the year 1898 amounted to +17,265,780, of which one-half was under the British flag. + + + + +CHAPTER XV. + +MACAO. + + Contrast with Hongkong -- An interesting survival -- + Trading facilities -- Relations with Chinese Government -- + Creditable to both parties -- Successful resistance to the + Dutch -- Portuguese expulsion from Japan -- English trading + competitors enjoy hospitality of Macao -- Trade with Canton + -- Hongkong becomes a rival -- Macao eclipsed -- Gambling, + Coolie trade, Piracy -- Population -- Cradle of many + improvements -- Distinguished names. + + +The three hours' transit from Hongkong to Macao carries one into +another world. The incessant scream of steam-launches which plough the +harbour in all directions night and day gives place to the drowsy +chime of church bells, and instead of the throng of busy men, one +meets a solitary black mantilla walking demurely in the middle of a +crooked and silent street. Perhaps nowhere is the modern world with +its clamour thrown into such immediate contrast with that which +belongs to the past. + +The settlement of Macao is a monument of Chinese toleration and of +Portuguese tenacity. The Portuguese learnt at an early stage of their +intercourse the use of the master-key to good relations with the +Chinese authorities. It was to minister freely to their cupidity, +which the Portuguese could well afford to do out of the profits of +their trading. To "maintain ourselves in this place we must spend +much with the Chinese heathen," as they themselves said in 1593 in a +letter to Philip I. Macao is, besides, an interesting relic of that +heroic age when a new heaven and a new earth became the dream of +European adventurers. The spot was excellently well suited for the +purposes, commercial and propagandist, which it was destined to serve; +for in spite of the crimes and cruelties of the sixteenth century +argonauts, the religious element was strongly represented in all their +enterprises.[36] Situated outside the river proper, though within its +wide estuary, and open to the sea, the settlement yet communicates by +an inner passage or branch of the Pearl river with the city of Canton. +It possesses two sheltered harbours adequate to the nautical +requirements of the Middle Ages. + +The small peninsula of Macao combined business conveniences with +salubrity of climate in a degree absolutely unrivalled in the torrid +zone. Its picturesque scenery was always found refreshing to the eye +wearied by long contemplation of brick walls, malarious swamps, or the +monotonous glare of the melancholy ocean. From the Chinese point of +view, also, it was an ideal location for strangers, since they could +be thus kept out of sight, isolated like a ship in quarantine, and put +under effective restraint. The situation lent itself to the +traditional Chinese tactics of controlling barbarians by stopping +their food-supply, a form of discipline of which the efficacy had been +proved at an early period in the history of the colony. The Chinese +adopted all the measures they could think of to confine traders to +Macao, where certain indulgences were held out to them, subject to +good behaviour. + +The Portuguese adventurers of the early sixteenth century, to whom the +modern world owes so much, did well in pitching on this "gem of the +orient earth and open sea" as a link in their chain of trading +stations, which extended from the coasts of Africa to the Japanese +islands. To trade as such the Chinese Government never seem to have +had any objection, nor, would it appear, to foreigners as such. So +long as there was nought to fear from their presence, the ancient +maxim of cherishing men from afar could be followed without reserve, +for the Chinese are by nature not an unkindly people. Tradition, +indeed, claims for the settlement of foreigners in the Cantonese +archipelago a purely hospitable origin, a storm-beaten vessel having +in the year 1517 received permission from the local authorities to +repair damages and dry her cargo there. The Portuguese frequented +several harbours before they settled at Macao, their principal station +being the island of Sanchuan, where Xavier was buried. About the +middle of the sixteenth century, the city of Canton being besieged by +a large piratical force whose base of operations was Macao, the high +provincial authorities in their extremity sought the aid of the +Portuguese, who came promptly to the rescue of the city, defeated the +pirates, and captured their stronghold. Moved by mixed feelings of +gratitude and policy, the Canton authorities thereupon sanctioned the +Portuguese occupation of Macao, not ill-pleased to set up at that +strategic point so effective a counterpoise to the native pirates. + +It said as much for the tact of the Portuguese as for the forbearance +of the Chinese authorities that such an isolated position as that of +Macao should have been held without force, and only on the prestige of +past achievements, on terms of mutual amity, for nearly four hundred +years. The Portuguese squatters paid to the Chinese Government a +ground-rent of about £150 per annum, in consideration of which they +enjoyed practical independence. "The merchants, fully aware that their +settlement at Macao was due neither to any conquest, nor as a return +for services by co-operating in destruction of pirates, bore in mind +two principles--to be on good terms with the provincial authorities, +and to improve as much as possible their exclusive trade with China." +The forms of administrative authority were indeed maintained by the +Chinese, their permission being required to reside and to build houses +and so forth--regulations which were more vexatious, perhaps, in +theory than in fact. The exercise of Chinese jurisdiction over the +person was asserted with moderation as regards the Portuguese, though +full authority was maintained over the native population. The +Portuguese, however, became dissatisfied with the relationship which +had worked smoothly for three hundred years, and when the +treaty-making era arrived they sought means to improve their status. +By persistent efforts they gradually freed themselves from the +overlordship of China, this object being finally attained by good +diplomacy in 1887, when the Imperial Government ceded to Portugal +sovereign rights over Macao in consideration of assistance rendered by +the colony in the collection of the Chinese opium revenue. + +Macao did not escape the fortunes of the long war of commercial +supremacy which was waged between Holland and Portugal, but the colony +successfully resisted two attempts to reduce it in 1622 and 1627. Its +resources at that period enabled the diminutive settlement even to +play some part in the game of empire in China itself, for we are told +that a force of 400 men from India, under the command of two +Portuguese officers, proceeded by land to Peking to support the last +Ming emperor in his struggle with the invading Manchus. These +auxiliaries returned whence they came without seeing active service. + +Although the Dutch failed to take military possession of Macao, they +took other trading colonies, and succeeded eventually in wresting from +the Portuguese their Asiatic commerce. They supplanted them entirely +in Japan, whose "gold and spoils" had greatly enriched the colony. +Being expelled, not without reason, in 1662, the Portuguese fugitives +from Japan retired to Macao. + +Other competitors also began to appear and to assert their right to +participate in the trade of the Far East, and Macao became the +hostelry for merchants of all nations, who carried on business with +the great Chinese emporium, Canton. Chief among these guests were the +Dutch and English East India Companies, both of which maintained +establishments at Macao for some two hundred years. + +The English Company had made use of the Macao anchorage first under a +treaty with the viceroy of Goa, and subsequently under Cromwell's +treaty with the Portuguese Government in 1654, which permitted English +ships to enter all the ports in the Portuguese Indies. Before the +close of the seventeenth century ships were despatched direct from +England to Macao. The English adventurers were not satisfied with the +privilege of anchoring so far from the great emporium, but direct +trade with Canton had yet to be fought for. The energetic Captain +Weddell, commanding the ship London, in 1655 met the obstructive +tactics of the Cantonese authorities by bombarding the Bogue forts and +forcing his way up the river, after which he was received in friendly +audience by the viceroy, and was granted full participation in the +Canton trade, much to the chagrin, it is said, of the jealous Macao +merchants. + +The loss of its own direct commerce was thus compensated for by the +tribute which the Portuguese colony was able to levy upon the general +trade of China, by whomsoever carried on. Massive houses, with immense +verandahs running all round them, and spacious and cool interior +recesses, attest to this day the ancient glory of Macao. Though now +neglected, and perhaps converted to baser uses, they afford a glimpse +of the easy life led by the Company's agents and the merchants in the +days before the treaty. During the business season, which was in the +cool months, the whole mercantile community repaired to the factories +at Canton while the ships lay at the deep-water anchorage of Whampoa, +and between these two points the work of the year was done--arduous +enough, no doubt, while it lasted. In spite of some contemporary +testimony to the contrary, one can hardly conceive the quasi-imprisonment +within the Canton factories as a kind of life to be enjoyed, but only +as one to be endured for an object. At any rate, when the last cargo +of tea had been shipped off the scene was like the break-up of a +school. The merchants and their whole establishment betook themselves +to their sumptuous river barges, and glided down the stream to Macao, +where the luxury of a long holiday awaited them. Once at least in +every year the foreigners were in full accord with the Chinese +authorities, who sternly forbade loitering, and kept up the form of +peremptorily sending the merchants away as soon as their business had +been done. Nevertheless, those who desired to remain found no +difficulty. + +The Portuguese colony, whether or not under compulsion, played an +ungracious part in the troubles which preceded the outbreak of war +between Great Britain and China. To evict from their houses a company +of helpless people and drive them to sea, even at the bidding of an +oriental tyrant, was a proceeding little in keeping with the +traditions of Lusitanian chivalry. But Englishmen may very well +forgive the Portuguese this act of inhumanity, since it compelled the +fugitives to seek a home of their own in the Canton waters, destined +to eclipse the fading glories of "la cidade do nome de Deos da Macao." + +The treaty of 1842, which enabled British merchants to set up house +for themselves, deprived Macao of a large portion of its revenue; but +even under this eclipse the era of its prosperity did not then come +quite to an end. + +The occupation of Hongkong supplied to British traders all the wants +which Macao had previously furnished, accompanied by a security which +the Portuguese Administration was unable to confer. Its harbour was +incomparably superior, fulfilling all the requirements of a modern +seaport. These advantages were irresistible; nevertheless, the +merchants vacated with evident reluctance the roomy mansions in which +the pleasantest part of their lives had been spent. Several of them +retained possession of their Macao homes, using them for purposes of +recreation. "Dent's comfortable quarters at Macao" afforded an +agreeable retreat for Admiral Keppel, and no doubt many others of the +nautical brotherhood before and after his time; for the sea-breezes of +Macao were almost as great a relief to the denizens of Queen's Road as +to the community which, after the treaty, was permanently quartered in +the Canton factories. To this day Macao, well served by fast and +commodious steamers, remains a favoured resort for week-end tourist +parties, picnics, honeymoons, and the like. + + [Illustration: DENT'S VERANDAH, MACAO.] + +The population of Macao is estimated at 75,000 Chinese and under 4000 +Portuguese, of whom the percentage of pure blood is not large. The +so-called Portuguese of the Chinese coast differ from those of Goa as +the Chinese differ from the Indian natives. They supply a want in the +general economy: in China, as clerks, for whose work they have, like +the indispensable babu, a natural aptitude; in India, as domestic and +personal servants. With the increase of typewriting and the practice +of dictation in mercantile establishments the clerical services of +the Macaese are likely to assume less importance. They are good +Catholics, smoke cigarettes, and are harmless. + +Though for many years Macao suffered depression from the loss of its +foreign trade, its natural advantages in course of time attracted to +it new branches of industry, which to some extent revived its drooping +prosperity. Foreign and native merchants found it convenient to +conduct a certain portion of their trade in tea and silk and other +articles in the quiet old city, where burdens were light and labour +abundant. Traffic of a less desirable character found also its natural +domicile in the colony. It became the headquarters of the lucrative +coolie trade, which there for many years found an asylum where it +feared no law, human or divine. To the credit of the Portuguese +Government, however, this traffic was abolished in 1874. Opium and +gambling licences now provide the chief contributions to a colonial +revenue, the surplus of which over expenditure furnishes a respectable +annual tribute to the needy mother country. + +There is yet another species of enterprise historically associated +with the colony which cannot be altogether omitted, though it should +be mentioned with the extenuating circumstances. Piracy, as we have +seen, was rampant on the coasts of Asia, as it was also in Europe, +before Vasco da Gama doubled the Cape; and it was not to be expected +in an age when successful buccaneers in the Atlantic were earning +distinction by harassing the common enemy Spain, that an isolated +colony in remote Asia, detached from Europe a century and a half +earlier, should have anticipated the ethical refinements of the +awakening conscience of Christendom. Slavery itself was tolerated +among the most enlightened races until the middle of the present +century, and if the Macaese did feel a sneaking toleration for +mitigated forms of it, as well as for other species of criminality +which flourished all round them, it must be admitted the temptation +lay very near to their hand. They had been brought up for centuries in +close familiarity with the practices of the sea-rover. Though it +cannot be said that piracy ever took rank as a domestic institution in +patriarchal Macao, yet the openings for young men were much restricted +by family custom, and instances have been reported of improvident sons +laying unfilial hands on their fathers' junks on the coast with a view +to rectifying the balance of the family finance. Whether or not such +modes of redress were ever actually carried into effect, the fact that +legends of this character should have woven themselves into the tissue +of local gossip within comparatively recent times, and in connection +with well-known names, indicates a state of feeling which should be +allowed for in considering the relation of Macao to Chinese piracy. + +The influence of Macao on the history of foreign relations with China +extended much beyond the sphere of mere commercial interests. For +three hundred years it was for foreigners the gate of the Chinese +empire, and all influences, good and bad, which came from without were +infiltrated through that narrow opening, which also served as the +medium through which China was revealed to the Western world. It was +in Macao that the first lighthouse was erected, a symbol of the +illuminating mission of foreigners in China. It was there also that +the first printing-press was set up, employing movable type instead of +the stereotype wooden blocks used by the Chinese. From that press was +issued Morrison's famous Dictionary, and for a long series of years +the Chinese Repository, a perfect storehouse of authentic information +concerning the Chinese empire, conducted chiefly by English and +American missionaries. The first foreign hospital in China was opened +at Macao, and there vaccination was first practised. It was from Macao +that the father of China missions, Matteo Ricci, started on his +adventurous journey through the interior of the country in the +sixteenth century, ultimately reaching the capital, where he +established an influence over the Imperial Court scarcely less than +miraculous, thus laying the foundation-stone of the Catholic +propaganda in China. The little Portuguese settlement has therefore +played no mean part in the changes which have taken place in the great +empire of China. + +Of the personages associated with its history, the most brilliant, or +at least the best known, was St Francis Xavier, the apostle of the +Indies,--a man of so magnetic a character that he was credited with +the miraculous gift of tongues, while as a matter of fact he seems not +to have been even an ordinarily good linguist, speaking to the natives +of the Far East only through an interpreter. Xavier died and was +buried in the neighbouring island of Sanchuan, whence his remains were +transferred first to Macao itself and afterwards to Goa. The names of +Xavier and Ricci cast a halo over the first century of the existence +of Macao. Another of the earlier residents of world-wide fame was the +poet Camöens, who in a grotto formed of granite blocks tumbled +together by nature, almost washed by the sea, sat and wrote the +Portuguese epic 'The Lusiad,' celebrating the adventures of the great +navigator Vasco da Gama. Of names belonging to the present century, or +the English period, two only need be mentioned here. One was Robert +Morrison, the father of English sinology, who was sent to China by the +London Missionary Society in 1807. This remarkable man had mastered +the initial difficulties of the Chinese language before leaving +England. This he accomplished by the aid of a young Cantonese, and by +diligent study of MSS. in the British Museum, and of a MS. +Latin-Chinese dictionary lent to him by the Royal Society. His teacher +accompanied him on the long voyage to China, during which Morrison +laboured "from morning to midnight." In Canton a Pekingese teacher, a +Catholic convert, was obtained, and the study of Chinese was carried +on assiduously. The most enduring monument of these labours was the +Chinese-English dictionary, which was printed by the East India +Company at a cost of £15,000. This standard work has been the fountain +from which all students of Chinese have drawn since his time. + +Art has had but one representative, an Irish gentleman named George +Chinnery, who resided in Macao from 1825 till his death in 1852. Of Mr +Chinnery's drawings and paintings there are many scattered +collections, on some of which we have been able to draw for the +illustrations in these volumes. + + [Illustration: GEORGE CHINNERY. + (_From an oil-painting by himself._)] + +FOOTNOTE: + +[36] Nomenclature alone sufficiently attests this fact--whether of the +ships that carried them or of the lands they christened, as Natal, +Trinidad, &c. The gigantic cross carved in the granite face of Table +Mountain (it is said) by Vasco da Gama proclaimed to the wide ocean +the sanctity of his mission. English adventurers were strongly imbued +with the same pious spirit. Down to our own day marine policies open +with the words, "In the name of God, Amen"; while the bill of lading, +which within the past generation has become packed with clauses like a +composite Act of Parliament--all tending to absolve the owner from +responsibility as carrier--formerly began with the words, "Shipped by +the grace of God," and ended with the prayer that "God would send the +good ship to her desired port in safety." + + + + +CHAPTER XVI. + +PIRACY. + + Association with Hongkong and Macao -- Activity of British + navy in suppressing piracy -- Its historic importance -- + Government relations with pirates -- The convoy system -- + Gross abuse -- Hongkong legislation -- Progress of steam + navigation -- Fatal to piracy. + + +A factor which has done so much to shape commercial intercourse with +China as piracy cannot be properly ignored in a survey like the +present. The settlements of Hongkong and Macao were forced into +contact with this time-honoured institution, for these places are +situated as near to the piratical centre as they are to that of the +typhoon zone. From the time of the first war down to quite recent +years the British squadron on the China station was almost engrossed +in the two duties of surveying the coast and rivers, and of repressing +piracy,--services which were not interrupted even during the progress +of a war with the Imperial Government. Both proceedings were +anomalous, being a usurpation of the sovereign functions of the +Chinese Government. That Government, however, never evinced more than +a languid interest in operations against its piratical subjects. +Piracy, as such, seems indeed to have enjoyed that fatalistic +toleration which the Chinese Government and people are wont to extend +to every species of abuse, on the principle that what cannot be cured +must be endured. Nor is China the only country where banditti have +established with their future victims a conventional relation like +that of certain predatory animals which are said to live on easy terms +with the creatures destined to become their prey. Successful leaders, +whether of brigands or of sea-rovers, have from time to time attained +high political status in the empire. Wingrove Cooke says:-- + + Whenever anything occurs of historic importance we always + find that some bandit has had a hand in it. The land was + always full of them. When the Tartars possessed themselves + of China, one of these bandit chiefs had just possessed + himself of Peking, and the last of the Ming race had just + hanged himself. It was a pirate who drove the Dutch out of + Formosa; the son of a "celebrated pirate" who helped the + Cantonese to defend their city against the Tartars; and it + was a pirate who the other day destroyed the Portuguese + piratical fleet at Ningpo. In all ages and at all times + China has been coasted by pirates and traversed by bands of + robbers. + +In the 'Peking Gazette,' which he quotes, the Imperial Government +itself thus describes the rule of the robbers:-- + + They carry off persons in order to extort ransoms for them; + they falsely assume the characters of police officers; they + build fast boats professedly to guard the grain-fields, and + into these they put from ten to twenty men, who cruise + along the rivers, violently plundering the boats of + travellers, or forcibly carrying off the wives and + daughters of the _tanka_ boat people. The inhabitants of + the villages and hamlets fear these robbers as they would + tigers, and do not offer them any resistance. The + husbandman must pay these robbers a charge, else as soon as + his crop is ripe it is plundered, and the whole field laid + bare. In the precincts of the metropolis they set fire to + places during the night, that, under pretence of saving and + defending, they may plunder and carry off. + +When it suits the Government to enlist rebels or robbers in its +service it condones their misdeeds, and confers on them rank and +honour. The chief of the Black Flags, who kept up a guerilla war +against the French in Tongking, was a recent case in point, as was +also, if report speaks truly, the late gallant Admiral Ting, who +perished in the Chinese forlorn-hope at Weihai-wei in 1895. The +relationship between the authorities and the freebooters is often of +so equivocal a character, that foreign naval officers in their crusade +against pirates may have failed at times to make the proper +discrimination. Vessels seized as pirates occasionally escaped the +fate which should have awaited them by proving themselves revenue +protectors. But if the Government ever suffered from cases of mistaken +identity, the balance was handsomely redressed; for piracy and +smuggling being ingeniously blended, the forces of the British colony +might in their turn be induced, by information supplied by the Chinese +authorities, to act as revenue cruisers, under the belief that they +were being led against pirates. The hard fights resulting in the +destruction of piratical fleets bearing all the evidences of +criminality were, however, too frequent to permit any doubt as to the +general character of the craft so treated. + +But the anti-piratical agency was not confined to the commissioned +officers of her Majesty's navy. Foreigners of all nations were drawn +into the coasting traffic, in various capacities, as an antidote to +piracy, with benefit, no doubt, to legitimate trade, yet not without +some serious drawbacks. Dr Eitel tells us that during the first decade +after the war the waters of Hongkong swarmed with pirates, that the +whole coast-line was under the control of a blackmailing confederacy, +and that the peaceful trading junk was obliged to be heavily armed, so +that externally there was nothing to distinguish a trader from a +pirate. During this period European seamen took service with the +native pirates who made Hongkong their headquarters, whence they drew +their supplies, and where they kept themselves informed as to the +movements of valuable merchandise and of war-vessels. Foreigners were +enlisted also in the service of the honest trader; Chinese merchants +began to charter small European sailing-vessels for coasting voyages, +whereby they gained the protection of a European flag, the prestige of +a European crew, and the better sea-going qualities of a European +vessel. Steamers also began to be employed to convoy the native junks. + +The extension of the convoy system brought in its train the most +terrible abuses, the class of foreigners so employed being as ready to +sell their services to the pirates as to the merchants, and to turn +from protector to oppressor of the honest trader with as much facility +as Chinese fishermen and pirates interchange their respective parts. +Many tragedies were enacted along the coast and rivers of China--many +more, no doubt, than ever became known to the foreign public. Mr +Medhurst, consul at Shanghai, said that the foreigners employed by the +Chinese to protect their property on the water were guilty of +atrocities of all kinds in the inner waters, which the Chinese +authorities and people were unable to prevent. And Mr Adkins, consul +at Chinkiang on the Yangtze, reported in the same year, 1862, a +series of brutal murders committed by foreigners on the river, with +which the native authorities declined to interfere. The criminals, not +being amenable to any jurisdiction but their own, were thus left free +to commit their outrages, unless some representative of their own +country happened to be on the spot. The Taiping rebellion attracted +desperate characters from all quarters, to whom it was a matter of +indifference under what flag they served--pillage being their sole +inducement. The only conspicuous case of trial of a foreigner for +piracy was that of a young American, Eli Boggs, who was condemned in +the Supreme Court of Hongkong in 1857, and sentenced to transportation +for life. From such experiences it is to be apprehended that should +any part of the Chinese empire become disorganised, lawless foreigners +will be a more terrible scourge to the inhabitants than even the +native pirates and bandits. + +Of the abuses developed by the convoy system, and of the character of +the foreigners concerned therein, a graphic yet matter-of-fact account +is given by Wingrove Cooke. As the state of rampant lawlessness which +prevailed at the time on the China coast, and the traditional attitude +of the Government towards freebooters, are so perfectly illustrated in +his concise narrative of the destruction of a Portuguese convoy, no +apology is needed for quoting a passage or two from Mr Cooke's letter +dated Ningpo, August 24, 1857:-- + + The fishing-boats which ply off the mouth of the river Yung + pay convoy duties to the extent of 50,000 dollars a-year; + and the wood-junks that ply between Ningpo and Foochow, and + the other native craft, raise the annual payment for + protection to 200,000 dollars (£70,000) annually. These + figures are startling, but I have taken pains to ascertain + their correctness. + + The vessels employed in this convoy service were Portuguese + lorchas. These vessels were well armed and equipped. There + were no mandarin junks and no Portuguese ships of war to + cope with them or control them, and they became masters of + this part of the coast. It is in the nature of things that + these privateers should abuse their power. They are accused + of the most frightful atrocities. It is alleged that they + made descents upon villages, carried off the women, + murdered the men, and burnt the habitations. They became + infinitely greater scourges than the pirates they were paid + to repel. It is alleged, also, that complaints to the + Portuguese consul were vain; that Portuguese sailors taken + red-handed and handed over to this consul were suffered to + escape from the consular prison. Rightly or wrongly, the + Chinese thought that the consul was in complicity with the + ruffians who were acting both as convoy and as pirates.... + The leader of the pirate fleet was--I am going back now to + a time three years ago--a Cantonese named A'Pak. The + authorities at Ningpo, in their weakness, determined to + make terms with him rather than submit to the tyranny of + the Portuguese. + + A'Pak was made a mandarin of the third class; and his + fleet--not altogether taken into Government pay, for that + the Chinese could not afford--was nominally made over to + A'Pak's brother.... After a few of these very sanguinary + provocations, A'Pak--not, it is believed, without the + concurrence of the Taotai of Ningpo--determined to destroy + this Portuguese convoy fleet. + + For this purpose A'Pak's brother collected his snake-boats + and convoy junks from along the whole coast, and assembled + about twenty of them, and perhaps 500 men. The Portuguese + were not long in hearing of these preparations, but they + seem to have been struck with panic. Some of their vessels + went south, some were taken at the mouth of the river. + Seven lorchas took refuge up the river, opposite the + Portuguese consulate. The sailors on board these lorchas + landed some of their big guns, and put the consulate in a + state of defence, and perhaps hoped that the neighbourhood + of the European houses and the character of the consulate + would prevent an attack. Not so. On the day I have above + mentioned the Canton fleet came up the river. The + Portuguese consul immediately fled. The lorchas fired one + broadside at them as they approached, and then the crews + deserted their vessels and made for the shore. About 200 + Cantonese, accompanied by a few Europeans, followed these + 140 Portuguese and Manila-men ashore. A fight took place in + the streets. It was of very short duration, for the + Portuguese behaved in the most dastardly manner. The + Manila-men showed some spirit, but the Portuguese could not + even persuade themselves to fight for their lives behind + the walls of their consulate. The fortified house was taken + and sacked by these Chinamen, the Portuguese were pursued + among the tombs, where they sought refuge, and forty of + them were shot down, or hunted and butchered with + spears.... + + Merciless as this massacre was, and little as is the choice + between the two sets of combatants, it must be owned that + the Cantonese acted with purpose and discipline. Three + trading Portuguese lorchas which lay in the river with + their flags flying were not molested; and no European, not + a Portuguese, was even insulted by the infuriated butchers. + The stories current of Souero and his Portuguese followers + rivalled the worst of the tales of the buccaneers, and + public opinion in Ningpo and the foreign settlement was + strongly in favour of the Cantonese. + +But if Hongkong was the centre of piratical organisation, it was also +the centre of effort to put it down. The exploits of her Majesty's +ships, destroying many thousands of heavily-armed piratical junks, +were loyally supplemented by the legislation and the police of the +Colonial Government, which were continuously directed towards the +extermination of piracy. These measures, however, did not appear to +make any material impression on the pest. As part of his general +policy of suppressing crime, the most drastic steps were taken by Sir +Richard MacDonnell against pirates. He struck at the root of the evil +within the colony itself by penalising the receivers of stolen goods, +and by a stricter surveillance over all Chinese vessels frequenting +the harbour. He also endeavoured to secure the co-operation of the +Chinese Government, without which no permanent success could be hoped +for. This was not, indeed, the first time that Chinese co-operation +had been invoked. In one of the hardest fought actions against a +piratical stronghold--that of Sheipu Bay, near Ningpo, in 1856--her +Majesty's brig Bittern was towed into action through the bottle-neck +of the bay by a Chinese-owned steamer. But the assistance rendered to +the Government of Hongkong by the steam-cruisers of the Chinese +customs service was of too ambiguous a character to be of real use, +smugglers rather than pirates being the object of the Chinese +pursuit--smugglers of whom the high Chinese officials had good reason +to be jealous. + +The result of the police activity and of regulations for the coast +traffic was a great diminution in the number of piracy cases brought +before colonial magistrates. This, however, by itself was not +conclusive as to the actual decrease of the crime, for it may only +have indicated a change of strategy forced on the pirates by the +vigorous action of the Colonial Government. Foreign vessels were by no +means exempt from the attentions of the piratical fleets, though they +seldom fell a prey to open assault at sea. A different form of tactics +was resorted to where foreigners were the object of attack: it was to +embark as passengers a number of the gang with arms secreted, who rose +at a signal and massacred the ship's officers. Even after steam +vessels had virtually superseded sailers on the coast this device was +too often successful through want of care on the part of the master. +These attacks were carried out with great skill and daring, sometimes +on the short passage of forty miles between Hongkong and Macao, and in +several instances almost within the harbour limits of Hongkong itself. + +While awarding full credit to the indefatigable exertions of the +British squadron in China--the only one that ever troubled itself in +such matters--and to the unremitting efforts of the colony of +Hongkong, the reduction, if not the extinction, of armed piracy on the +coast of China must be attributed largely to the commercial +development, in which the extension of the use of steam has played the +principal part. Organised by foreigners, and employed by Chinese, +lines of powerful steamers have gradually monopolised the valuable +traffic, thus rendering the calling of the buccaneer obsolete and +profitless. Foreign traders, however, do well not to forget the debt +they owe to the institution which they have superseded. But for the +pirates, and the scarcely less piratical exactions of officials, the +Chinese would not have sought the assistance and the protection of +foreign men, foreign ships, or foreign steamers. Piracy has thus not +only worked towards its own cure, but has helped to inaugurate an era +of prosperous trade, based on the consolidation of the interests of +Chinese and foreigners, such as may foreshadow further developments in +which the same elements of success may continue in fruitful +combination. + + + + +CHAPTER XVII. + +THE ARROW WAR, 1856-1860. + + Lorchas -- Outrage on the Arrow -- Question of access to + city -- Tone of British Foreign Office -- Firm tone of + British Government -- Destruction of Canton factories and + flight of foreign residents -- Operations in river. + + +From the earliest days of the British occupation it had been the aim +of the Canton authorities to destroy the "junk" trade of Hongkong by +obstructive regulations, for which the supplementary treaty of 1843 +afforded them a certain warrant. But as the Chinese began to settle in +large numbers on the island the claims of free commerce asserted +themselves, and gradually made headway against the restrictive schemes +of the mandarins. The Government fostered the legitimate commercial +ambition of the Chinese colonists by passing ordinances whereby they +were enabled to register vessels of their own, sail them under the +British flag, and trade to such ports as were open to British +shipping. Certificates of registry were granted only to men of +substance and respectability who were lessees of Crown land in the +colony. The class of vessel for which colonial registers were granted +was of native build and rig, more or less modified, of good sea-going +qualities, known by the local name of lorcha. Naturally the Canton +authorities looked askance at any measure aimed at the liberation of +trade, and so truculent an imperial commissioner as Yeh was not likely +to miss an opportunity of wreaking vengeance on the "native-born" who +dared to exercise privileges derived from residence in the hateful +colony. + +One of these registered vessels was the Arrow, commanded by an +Englishman and manned by Chinese. This vessel was in the course of her +traffic boarded at Canton at midday on October 8, 1856, by order of +the Chinese authorities, with marked official ostentation, her crew +forcibly carried off on a charge, according to a Chinese version, "of +being in collusion with barbarians," and her ensign hauled down. How +this outrage on the British flag was perpetrated, how resisted, and +what came of it, have been so often set forth that there is no need to +dwell upon the details here. The traditional insolence of the Chinese +was reasserted in all its virulence, as in the days of Commissioner +Lin, and once more the British agents were confronted with the dilemma +of aggravating past griefs by submission or of putting their foot down +and ending them. A single-minded and courageous man was in charge of +British interests in Canton, and, left with a free hand, there could +be no doubting the line Mr Parkes would take. The decision, however, +lay with Sir John Bowring, governor of Hongkong, her Majesty's +plenipotentiary and superintendent of trade, and with the naval +commander-in-chief, Sir Michael Seymour. + +We have seen that the likelihood of sooner or later having to clear +accounts with the authorities of Canton had not been absent from the +mind of her Majesty's Government for some years previously, though by +no initial act of their own would they have brought the question to a +crisis. If the governor entertained doubts whether the Arrow insult +furnished adequate provocation, his decision was materially helped by +the deadlock in relations which followed. A simple _amende_ for the +indignity offered to the flag was asked for, such as the Chinese were +adepts in devising without "losing face"; but all discussion was +refused; the viceroy would not admit any foreign official to a +personal conference. The small Arrow question thus became merged in +the larger one of access to the city, and to the provincial +authorities, which had on various pretexts been denied to the British +representatives in contravention of the treaty of 1842. + +It happened that the question had lately assumed a somewhat definite +place in the agenda of the British plenipotentiary. Lord Clarendon had +in 1854 instructed Sir John Bowring to take any opportunity of +bringing the "city question" to a solution, and Sir John addressed a +long despatch to Commissioner Yeh on the subject in April of that +year. It had no effect, and was followed up a few months later by an +effort in another direction. The turbulent character of the Cantonese +people and the impracticable arrogance of the imperial officers who +successively held office there had often prompted an appeal to Cæsar, +and more than one attempt had been made in times gone by to submit the +Canton grievances to the judgment of the Imperial Court. These +attempts were inspired by a total misconception of the relations +between the provinces and the capital. In the year 1854, however, it +was decided to renew the effort to open direct communications with the +Imperial Government. And circumstances seemed to promise a more +favourable issue to the mission than had attended preceding ones. The +time had come when a revision of the tariff and commercial articles of +the treaties might be claimed, and besides the standing grievance at +Canton there were sundry matters in connection with the fulfilment of +the treaties which together constituted a justifying pretext for an +unarmed expedition to the Peiho. The chances of a favourable reception +were thought to be strengthened by the combination of the Treaty +Powers. Sir John Bowring and the American Minister, Mr McLane, +accordingly went together, with a competent staff of interpreters, to +Tientsin, where they were soon followed by the French secretary of +Legation. + +High officials were appointed to treat with them, because it was +feared that if some courtesy were not shown them the barbarians would +return south and join the rebels, who were then threatening the +southern provinces. But the net result of the mission was that it was +allowed to depart in peace. Lord Elgin, commenting on the proceedings, +sums up the instructions to the Chinese officials, gathered from the +secret reports afterwards discovered, as, "Get rid of the barbarians," +which would be an equally exhaustive rendering of all the instructions +ever given to Chinese plenipotentiaries. On the occasion of this visit +to the Peiho the foreign plenipotentiaries resorted, as had been done +on sundry previous occasions, to the oriental custom of approaching a +great man gift in hand. In the depleted condition of the imperial +treasury they calculated that the recovery of the duties unpaid +during the recent interregnum at Shanghai would be a tempting bait to +the Peking Government. The offer, however, could not, it would appear, +be intelligibly conveyed to the minds of the northern functionaries: +unacquainted with commercial affairs, and misconstruing the proposal +as a plea for the forgiveness of arrears, they at once conceded the +sop to Cerberus, pleased to have such a convenient way of closing the +mouths of the barbarians. + +In December following a favourable opportunity seemed to present +itself for renewing the attack on the exclusiveness of Canton. The +Taiping rebels had blockaded the river, and in a "pitched battle" +defeated the imperialist fleet and were actually threatening the city. +In this emergency Yeh implored the aid of the English forces. Sir John +Bowring thereupon proceeded to Canton with a naval force of five ships +to protect the foreign factories, the presence of the squadron having +at the same time the desired deterrent effect on the rebels, who +withdrew their forces. Now at last the governor felt confident that +the barrier to intercourse was removed, and he applied to the viceroy +for an interview; but Yeh remained obdurate, refused audience as +before, and with all the old contumely. Precisely the same thing had +happened in the north in 1853, when the governor of Kiangsu applied +through Consul Alcock to the superintendent of trade, Sir George +Bonham, for the assistance of one of her Majesty's ships in defending +Nanking against the expected attack of the Taipings. Divers +communications of like tenor had, during several months, led up to +this definite application. The appeal was most urgent, and yet in the +title given to her Majesty's plenipotentiary the two important +characters had been omitted, indicating that his power emanated from +the ruler of an "independent sovereign state." "Such an omission," +remarked Mr Alcock, "is characteristic of the race we have to deal +with, for even in a time of danger to the national existence they +cannot suppress their arrogance and contempt for barbarians." Arrogant +and contemptuous of course they were, and yet it may perhaps be +questioned whether such terms fully explain the mutilation of the +plenipotentiary's official titles. Although they had been compelled by +mechanical force to accord titles implying equality to foreign +officials, yet in the innermost conviction of the Chinese an +independent sovereign State was at that time almost unthinkable, and +could only be expressed by a solecism. If, therefore, we ask how an +imperial commissioner could demean himself by soliciting protection +from the barbarians to whom he was denying the scantiest courtesy, we +have to consider the point of view from which China had from time +immemorial and without challenge regarded all the outer States. For it +is the point of view that is paradoxical. To Yeh, considering +barbarians merely as refractory subjects, there was no inconsistence +in commanding their aid, while denying their requests. The position is +analogous to that of Ultramontanes, who claim tolerance for themselves +in heretical communities by a divine right which excludes the idea of +reciprocity. This key to the history of foreign intercourse with China +is too often forgotten. + +Nothing daunted, Sir John returned to the charge in June 1855, on the +occasion of the appointment of the new consul, Mr Alcock, whom he +asked permission to introduce to the Imperial Commissioner. His letter +was not even acknowledged for a month, and then in the usual +contemptuous terms. + +So far, indeed, from Yeh's being mollified by the assistance +indirectly accorded to him in defending the city from rebel attack, or +by the succession of respectful appeals made to him by Sir John +Bowring, a new campaign of aggression was inaugurated against the +lives and liberties of the foreign residents in Canton. This followed +the traditional course. Inflammatory placards denouncing foreigners, +and holding them up to the odium of the populace, were extensively +posted about the city and suburbs in the summer of 1856. These, as +usual, were followed by personal attacks on isolated Englishmen found +defenceless, and, following the precedents of ten years before, the +outbreaks of anti-foreign feeling in Canton found their echo also in +Foochow, where an American gentleman met his death in a riot which was +got up there in July. So serious was the situation becoming that Mr +Consul Parkes, who had succeeded Mr Alcock in June, solemnly warned +the Imperial Commissioner that such acts, if not promptly +discountenanced by the authorities (who of course were well known to +be the instigators), must inevitably lead to deplorable consequences. +The Chinese reply to this remonstrance was the outrage on the lorcha +Arrow. To isolate that incident, therefore, would be wholly to miss +the significance of it: it would be to mistake the match for the mine. + +Those who were on the spot and familiar with antecedent events could +have no doubt whatever that, in condoning the present insults, the +British authorities would have invited greater and always greater, as +in the days of Lin. The tone of recent despatches from the Foreign +Office fortified the governor in taking a strong resolution; the +clearness of Consul Parkes' view made also a deep impression on him; +and yet another factor should not be altogether overlooked which +contributed its share in bringing the two responsible officials to a +definite decision. It was not an unknown phenomenon in public life +that two functionaries whose co-operation was essential should +mistrust each other. This was distinctly the case with Sir John +Bowring and Sir Michael Seymour. They needed some connecting medium to +make them mutually intelligible, and it was found in the influence of +local public opinion. The mercantile community, which for twenty +years, or as long as they had had utterance, had never wavered in the +conviction that in strength alone lay their safety, were to a man for +vigorous measures at Canton. And it happened that, scarcely perceived +either by themselves or by the other parties concerned, they possessed +a special channel for bringing the force of their views to bear on the +two responsible men. Sir John Bowring had himself deplored "the +enormous influence wielded by the great and opulent commercial houses" +when adverse to his projects. He was now to experience that influence +in another sense, without perhaps recognising it, for when the wind is +fair it makes slight impression on those whose sails it fills. + +Among the business houses in China two stood pre-eminent. One had a +son of the plenipotentiary for partner; both were noted for their +princely hospitality, especially to officers of the navy. "Those +princely merchants, Dent & Co., as well as Matheson," writes Admiral +Keppel in his Diary, "kept open house. They lived in palaces." One of +the two buildings occupied by the former firm, "Kiying House," which +some twenty years later became the Hongkong Hotel, was as good as a +naval club for all ranks, while admirals and post-captains found snug +anchorage within the adjoining domain of the seniors of the firm. The +two great houses did not always pull together, but on this occasion +their separate action, converging on a single point, was more +effectual than any half-hearted combination could have been. Night +after night was the question of Canton discussed with slow +deliberation and accumulating emphasis in the executive and the +administrative, the naval and the political, camps respectively. +Conviction was imbibed with the claret and cheroots, and it was not +altogether without reason that what followed has sometimes been called +the "Merchants' War." + +The die was cast. The great Canton bubble, the bugbear of a succession +of British Governments and representatives, was at last to be pricked, +though with a delay which, however regrettable at the time, perhaps +conduced to greater thoroughness in the long-run. Those of our readers +who desire to trace the various operations against Canton during the +twelve months which followed cannot do better than consult Mr Stanley +Lane-Poole's 'Life of Sir Harry Parkes,' the volume of 'Times' +correspondence by that sage observer and vivacious narrator, Mr +Wingrove Cooke, and the delightful sailors book recently published by +Vice-Admiral Sir W. R. Kennedy. The campaign unfolded itself in a +drama of surprises. The force at the admiral's disposal being too +small to follow up the initial movement against the city, which gave +no sign of yielding by first intention, Sir Michael Seymour had to +content himself with intimating to the Viceroy Yeh that, +notwithstanding his Excellency's interdict, he had, with a guard of +bluejackets, visited the Viceregal Yamên; and with keeping hostilities +alive by a blockade of the river while awaiting reinforcements. + +The Arrow incident occurred in October. In December the foreign +factories were burned by the Chinese, and the Viceroy Yeh issued +proclamations offering rewards for English heads. The mercantile +community retired to Hongkong, a few to the quieter retreat of Macao. +The vengeance of Commissioner Yeh pursued them exactly as that of +Commissioner Lin had done in 1839. Assassinations were not infrequent +on the outskirts of the city of Victoria; and in January 1857 the +principal baker in the colony was induced to put a sack of arsenic +into his morning supply of bread, which only failed of its effect +through the excess of the dose acting as an emetic. + +The early portion of the year 1857 was enlivened by active operations +in hunting out Chinese war-junks in the various creeks and branches of +the river, commenced by Commodore Elliot and continued on a brilliant +scale by Commodore H. Keppel, who arrived opportunely in the frigate +Raleigh, of which he speaks with so much pride and affection in his +Memoirs. That fine vessel, however, was lost on a rock approaching +Macao, sinking in shallow water in the act of saluting the French +flag, a war vessel of that nationality having been descried in the +anchorage. The commodore and his officers and crew, thus detached, +were soon accommodated with small craft good for river service, and in +a very short time they made a memorable cutting-out expedition as far +as the city of Fatshan, destroying formidable and well-posted fleets +of war-junks in what the commodore described as "one of the prettiest +boat actions recorded in naval history." Sir W. Kennedy served as a +midshipman in those expeditions, and his descriptions supply a +much-needed supplement to that of the Admiral of the Fleet, correcting +it in some particulars and filling in the gaps in a wonderfully +realistic manner. No adequate estimate can be formed of the importance +of the year's operations in the Canton river without reading Admiral +Kennedy's brilliant but simple story. + +The Canton imbroglio made the kind of impression that such occurrences +are apt to do in England. The merits of the case being usually +ignored, the bare incidents furnish convenient weapons with which to +assail the Government that happens to be in office. Under such +conditions statements can be made and arguments applied with all the +freedom of a debating club. The Arrow trouble occasioned a temporary +fusion of the most incongruous elements in English politics. When Lord +Derby, Lord Lyndhurst, Bishop Wilberforce, Mr Cobden, Mr Bright, Mr +Gladstone, and Mr Disraeli were found banded together as one man, it +was neither common knowledge nor any sincere interest in the question +at issue, but "unanimosity" towards the Premier, that inspired them. +The Opposition orators took their brief from the published despatches +of Commissioner Yeh, which they assumed as the starting-point of the +China question, and found no difficulty whatever in discovering all +the nobility and good faith on the Chinese side, the perfidy and +brutality on the side of the British representative. Though successful +in carrying a vote of censure on the Government, the attitude of the +Coalition did not impress the public, and Lord Palmerston's appeal to +the electorate was responded to by his being returned to power by a +large majority. + +How very little the question itself affected public men in England may +be inferred from the notices of it in the Memoirs, since published, of +leading statesmen of the period. The fate of China, or of British +commerce there, was not in their minds at all, their horizon being +bounded by the immediate fate of the Ministry, to them the be-all and +end-all of national policy. What deplorable consequences all over the +world have arisen from the insouciance of British statesmen as regards +all matters outside the arena of their party conflicts! + +Sir John Bowring was made the scapegoat of the war. A philosophical +Radical, he had been president of the Peace Society, and his quondam +friends could not forgive a doctrinaire who yielded to the stern logic +of facts. As consul at Canton he had had better opportunities of +studying the question of intercourse with the Chinese than any holder +of his office either before or since his time. No one had worked more +persistently for the exercise of the right of entry into Canton. +Superseded in the office of plenipotentiary by the appointment of the +Earl of Elgin as High Commissioner for Great Britain, Sir John Bowring +remained Governor of Hongkong, and it fell to him to "do the honours" +to his successor, from whom he received scant consideration. Indeed +Lord Elgin made no secret of his aversion to the colony and all its +concerns, and marked his feeling towards the governor by determining +that he should never see the city of Canton--that Promised Land so +soon to be opened to the world through Sir John's instrumentality. + + +I. THE EARL OF ELGIN AND HIS MISSION. + + Capture of Canton -- The Treaty of Tientsin -- Comments on + the treaty -- Sequel to the treaty -- Omission to visit + Peking -- Comments thereon -- How to deal with Chinese -- + Commissioners to Shanghai to negotiate the tariff -- Two + pressing questions to be settled -- Delay of Commissioners' + arrival -- Resentment of Lord Elgin and change of tactics + re Canton -- Canton question same as Chinese question -- + Chinese demand for abandonment of Resident Minister -- Lord + Elgin's assent -- Comments thereon -- Treaty with Japan -- + The Taku disaster. + +The transports bringing the troops from England were meanwhile +hurrying at top speed--not in those days a very high one--round the +Cape of Good Hope, and the navy was being reinforced by several +powerful ships, including the mosquito squadron of gunboats which were +destined to play so useful a part, first in the operations of war, and +subsequently in patrolling the coast and rivers for the protection of +peaceful traders. Lord Elgin's arrival in Hongkong, coinciding in time +with that of the frigates Shannon, commanded by Sir William Peel, and +Pearl, Captain Sotheby, put heart into the long-suffering British +community at the port. But sinister news from India had reached Lord +Elgin on his voyage to China, in consequence of which, and on the +urgent request of the Governor-General, he took on himself to +intercept the troopships wherever they could be met with, and turn +their course to Calcutta. Before he had been many days in Hongkong, +foreseeing an indefinite period of inaction in China, and being +obliged in any case to wait the arrival of his French colleague, +without whom no French co-operation could be had, Lord Elgin +determined to proceed himself to Calcutta, taking with him the two +frigates Shannon and Pearl. This welcome reinforcement not only +arrived opportunely in India, but, as is well known, did heroic +service in throwing back the tide of mutiny. + +Fortune seemed in all this to be favouring the Chinese, nothing more +hurtful threatening them than a passive blockade of the Canton river +and its branches. But a fresh expedition was promptly despatched from +England to take the place of that which had been diverted to India. A +body of 1500 marines arrived in the autumn, and on them, supplemented +by the Hongkong garrison, devolved the duty of bringing China to +terms, the navy, of course, being the essential arm in all these +operations. + +Lord Elgin returned to China in ample time to meet the French +plenipotentiary, Baron Gros. His lordship's policy had from the first +been an interesting theme for speculation, not less so as the time for +putting it in force drew near. It had been surmised that his object +would be to leave Canton alone, and set out on another wild-goose +chase to the north. That so futile a scheme should not be carried out +without at least a protest, the mercantile community met Lord Elgin on +his arrival in June with an address couched in the following terms:-- + + We venture upon no opinion at present respecting the + readjustment of our relations with the empire at large, + though always prepared to hold our advice and experience at + your lordship's command; but upon that branch of the + question which we distinguish as the "Canton difficulty" we + would take this, the earliest opportunity, of recording our + opinion--an opinion founded upon long, reluctant, and, we + may add, traditional experience--that any compromise of it, + or any sort of settlement which shall stop short of the + complete humiliation of the Cantonese,--which shall fail to + teach them a wholesome respect for the obligations of their + own Government in its relations with independent Powers, + and a more hospitable reception of the foreigner who + resorts to their shores for the peaceable purposes of + trade,--will only result in further suffering to themselves + and further disastrous interruptions to us. + + Many of us have already been heavy sufferers by the present + difficulty. It must be apparent to your lordship that our + best interests lie upon the side of peace, and upon the + earliest solid peace that can be obtained. But, + notwithstanding this, we would most earnestly deprecate any + settlement of the question which should not have eliminated + from it the very last element of future disorder. + +The meaning of these weighty words, as interpreted by Wingrove Cooke, +was, "You must take Canton, my lord, and negotiate at Peking with +Canton in your possession." And he adds, "Such is the opinion of every +one here, from the highest to the lowest." We learn from his private +letters that it was by no means the opinion of the new plenipotentiary. +"The course I am about to follow," he writes, "does not square with +the views of the merchants." Yet his reply to their address was so +diplomatic that he was able to say "it gave them for the moment +wonderful satisfaction." The editor of Lord Elgin's letters suppresses +the rest of the sentence. The new plenipotentiary hoped even "to +conclude a treaty in Shanghai, and hasten home afterwards,"--a hope +which could only coexist with an entire disregard of our whole +previous experience in China; almost, one might argue, with an entire +ignorance of the record.[37] + +On his return from India, however, and on the assembling of the Allied +forces, he found that the course prescribed by history and +common-sense was, after all, the only practical one to follow, and +that was to commence hostilities at Canton. Yet Lord Elgin seems to +have submitted to the inexorable demands of circumstances with no very +good grace. Indeed his attitude towards the Canton overture and his +mission generally was decidedly anomalous. The two leading ideas +running through the published portion of his correspondence were, "It +revolts me, but I do it"; and, "Get the wretched business over and +hurry home." Lord Elgin's mental constitution, as such, is of no +interest to us except as it affected his acts and left its impress on +the national interests in China. From that point of view, however, it +is public property, and as much an ingredient in the history as any +other quality of the makers of it. First, we find him at variance with +the Government which commissioned him, in that he speaks with shame of +his mission: "That wretched question of the Arrow is a scandal to us." +Why? Her Majesty's Government had deliberated maturely on the Arrow +question, had referred it to their law officers, had concluded it was +a good case, and had written unreservedly in that sense to their +representative in China. Was it, then, greater knowledge, or superior +judgment, that inspired Lord Elgin to an opposite opinion? And in +either case would it not have been better to have had the point +cleared up before undertaking the mission? + +But, in point of fact, the Arrow question was not the question with +which Lord Elgin had to deal, as it had long before been merged, as we +have said, into the much larger one of our official relations with +China. + +The truth seems to be that Lord Elgin came to China filled with the +conviction that in all our disputes the Chinese had been the oppressed +and we the oppressors. Of our intercourse with them he had nothing +more complimentary or more definite to say than that it was +"scandalous." For his own countrymen he had never a good word, for the +Chinese nothing but good--until they came into collision with himself, +when they at once became "fools and tricksters." Having assembled a +hostile force in front of Canton, he writes, December 22, 1857, "I +never felt so ashamed of myself in my life.... When I look at that +town I feel that I am earning for myself a place in the Litany +immediately after 'plague, pestilence, and famine.'" Becoming +gradually reconciled to events, however, he writes, "If we can take +the city without much massacre I shall think the job a good one, +because no doubt the relations of the Cantonese with the foreign +population were very unsatisfactory." But why "massacre," much or +little? It was but a phantasy of his own he was thus deprecating. The +curious point is, however, that Lord Elgin imagined that everybody was +bent on this massacre except himself, and when all was over, and +"there never was a Chinese town which suffered so little by the +occupation of a hostile force," he appropriates the whole credit for +this satisfactory issue! "If," he writes, "Yeh had surrendered on the +mild demand made upon him, I should have brought on my head the +imprecations both of the navy and the army, and of the civilians, the +time being given by the missionaries and the women." An insinuation so +purely hypothetical and so sweeping would not be seriously considered +in any relation of life whatsoever; but no one who knows either the +navy or the army would hesitate to affirm that the humanity of every +officer and man in these services was as much beyond reproach as Lord +Elgin's own, albeit it might assume a different form of expression. +When the city, "doomed to destruction from the folly of its own rulers +and the vanity and levity of ours," had been occupied, and the bugbear +of massacre had vanished, the object of Lord Elgin's sympathies became +shifted: "I could not help feeling melancholy when I thought that we +were so ruthlessly destroying"--not the place or the people, but--"the +prestige of a place which has been for so many centuries intact and +undefiled by the stranger." Had he written this after witnessing some +of the horrors of the city described by Wingrove Cooke, possibly these +regrets for its defilement might have been less poignant. But though +reverence for the mere antiquity of China is a most salutary lesson to +inculcate in these our days, it is pathetic to see the particular man +whose mission was to humble her historical prestige tortured by +compunctions for what he is doing. One is tempted to wish the "job" +had been intrusted to more commonplace hands. + +Some of those English officials by whose vanity and levity the "city +was doomed to destruction" were also writing their private letters, +and this was the purport. "I confidently hope," wrote Mr Parkes, +before Lord Elgin's first arrival in China, "that a satisfactory +adjustment of all difficulties may be attained with a slight effusion +of blood. Canton, it is true, must fall. I see no hope of any +arrangement being arrived at without this primary step being effected, +but I trust that with the fall of that city hostilities may end, and +that the emperor may then consent to receive a representative at +Peking." However, as soon as he gets to actual business with the +Chinese, Lord Elgin finds that he also has to be stern even as others. +As early as January 10, 1858, a week after the occupation of the city, +"I addressed the governor in a pretty arrogant tone. I did so out of +kindness, as I now know what fools they are, and what calamities they +bring upon themselves, or rather on the wretched people, by their +pride and trickery." But what the novice was only beginning to find +out the veterans had learned years before.[38] + +His attitude to his countrymen generally is scarcely less censorious +than towards the officials who had borne, and were yet to bear, the +burden and heat of the day in China. From Calcutta he wrote:-- + + It is a terrible business being among inferior races. I + have seldom from man or woman since I came to the East + heard a sentence which was reconcilable with the hypothesis + that Christianity had ever come into the world. + Detestation, contempt, ferocity, vengeance, whether + Chinamen or Indians be the object. + +From China:-- + + The whole world just now is raving mad with a passion for + killing and slaying, and it is difficult for a person in + his sober senses, like myself, to keep his own among them. + +Again:-- + + I have seen more to disgust me with my fellow-countrymen + than I saw during the whole course of my previous life.... + I have an instinct in me which loves righteousness and + hates iniquity, and all this keeps me in a perpetual + boil.... The tone of the two or three men connected with + mercantile houses in China whom I find on board is all for + blood and massacre on a great scale. + +The perennial fallacy that underlies the "one-righteous-man" theory +from the days of Elijah the Tishbite downwards, and the ineptitude of +all indiscriminate invective, would be sufficient answer to such +sweeping maledictions. Below these ebullitions of the surface, +however, there lay a grave misgiving in Lord Elgin's mind concerning +his mission as a whole, in which many thoughtful people must have +shared: "Whose work are we engaged in when we burst thus with hideous +violence and brutal energy into these darkest and most mysterious +recesses of the traditions of the past?" This was written at Tientsin +after the passage of the forts, and it is well worth recalling, now +that the vultures of Europe are wheeling round the moribund empire. + +Canton city was occupied by the Allies on January 2, 1858. +Commissioner Yeh was captured, carried on board the paddle-sloop +Inflexible, and conveyed to Calcutta, where he eventually died. His +absence made it easier to deal with the other authorities. He is +perhaps the only Chinese official who has ever been made personally +responsible for attacks on foreigners. + +A provisional government was established under three commissioners +nominated by the Allied commanders-in-chief, though in fact the labour +and responsibility rested solely on one of the three, Mr Parkes. +Having induced the native governor, Pikwei, to resume his functions +and administer the affairs of the city, under supervision, order was +partially established, and the chiefs, diplomatic and military, +withdrew--much too abruptly, it was generally thought--to prepare an +expedition to the north. + +But the commissioners were left with inadequate forces to maintain +order, fettered as they were by instructions which rendered them +immobile. The British admiral, after nearly a year and a half's +experience in the river, might have known something of the Canton +problem, while the Allied plenipotentiaries apparently understood +nothing of it. This was shown by what contemporary opinion designated +Lord Elgin's "first symptom of weakness." When the figurehead Pikwei +was brought from his prison to be invested with authority under the +Allied commanders he coolly claimed precedence of the English admiral +and general, and Lord Elgin, contrary to his own pre-arrangement of +seats, &c., conceded the claim, thereby striking the keynote of the +relations which were to exist between the Allied commissioners and the +Chinese officials. Lord Elgin had occasion to remember this when, in +1860, Prince Kung tried to lead him into a similar trap, whereby he +himself would have been relegated to a second place. The result of +these arrangements was very much what might have been expected. +Finding the foreign garrison passive, the turbulent elements in the +city and the surrounding villages soon began to fan the embers of +their former fires. They refused to consider themselves conquered, and +set about reorganising their forces as they had done on previous +occasions, and, beginning with secret schemes of assassination, they +became emboldened by impunity, and by-and-by mustered courage to +attack and annoy the garrison of the city, which was as helpless to +repel insults as the mounted sentries at the Horse Guards. The army of +occupation was besieged, the prestige of the capture of the city was +in a few months wholly dissipated, and the officials and gentry +affected to believe that the barbarians were only in the river, their +presence in the city being ostentatiously ignored in public +correspondence. During the whole of the year 1858 the cry went up +continuously from the commissioners and military commanders, but it +remained practically unheeded by the chiefs in the far north, except +in so far that they drew still shorter the tether of the beleaguered +force, in order that they might avoid all possible collision with +their Chinese assailants. Lord Elgin at first deemed the turbulence at +Canton a good reason for effecting a speedy settlement with the +Imperial Government; but, as we shall see presently, that settlement +when made had no influence at all upon either the Government +officials or the gentry and populace of that city. The solution of the +Canton problem was found in an entirely different direction. + +It may be mentioned here that besides the administration of the city, +several important matters of business were arranged during the +commissionership of Mr Parkes. There was the question of the site at +Shameen for the future residence of foreigners; and the regulation of +coolie emigration, which had been carried on in an unsatisfactory +manner; and last, not least, the first lease of Kowloon, on the +mainland facing Hongkong, and forming one side of the harbour. This +important concession, as already said, was negotiated on the sole +initiative of Mr Parkes, the military authorities being talked into it +afterwards. It was the first response to the demand of Wingrove Cooke, +Why we had not taken possession of the peninsula of Kowloon, for "if +any other Powers should do so--and what is to prevent them--the +harbour of Hongkong is lost to us." Several important exploratory +expeditions were also undertaken in 1859, in which Parkes was +everywhere warmly received by officials and people, one of these +excursions being far up the West river, the opening of which, however, +to foreign trade remained in abeyance for forty years thereafter. + + [Illustration: ROADS AND WATERWAYS BETWEEN PEKING AND TIENTSIN.] + +The next object of the plenipotentiaries, of course, was to negotiate +at Peking, or wherever properly accredited negotiators could be met +with, Canton being held in pledge. Progress was slow, because the +fleet was so largely composed of sailing-vessels, which must wait for +the fair monsoon; and the plenipotentiaries did not assemble within +the river Peiho--the forts at its mouth having been silenced and the +guns captured--until June. There followed Lord Elgin to Tientsin the +French, American, and Russian Ministers, all bent on making treaties +and on observing each other. The resources of Chinese resistance +having been provisionally exhausted, imperial commissioners came to +arrest the further progress of the foreigners by negotiations, or, to +speak with strict accuracy, to concede the minimum that was necessary +to induce them to depart. Such, we may be sure, was the beginning and +the end of their instructions then, as it was afterwards. The work of +negotiation, so far as the form went, seems to have fallen to Mr H. N. +Lay, whose place was very soon to know him no more; but, in the words +of Lord Elgin, "anybody could have made the treaty." + +The contents of the treaty, signed June 26, 1858, fulfilled the +instructions of Lord Clarendon, and the commercial articles which +constituted its main body corresponded substantially with the +desiderata of the merchants as set forth in their memorials in +response to the invitation of Lord Elgin, the treaty going in advance +of their demands on certain points and falling short of them on +others. Opium was not mentioned, but was afterwards placed on the +tariff; and a toleration clause for the Christian religion was +inserted, without much apparent consideration for the consequences +involved in it. A special memorandum from Consul Alcock, called for by +the Foreign Office, had dwelt mainly on the precautions which should +accompany the exercise of such new privileges as promiscuous residence +in the interior; but, excepting in the case of merchants, where little +or no risk was involved, the warnings of Mr Alcock were unheeded alike +in the text of the treaty and in the subsidiary regulations. + +"The most important matter gained by the treaty," however, in the +opinion of Lord Elgin, was "the resident Minister at Peking," "without +which," wrote Mr Parkes, "the treaty was not worth a straw." And +substituting "lost" for "gained," such was also the opinion of the +Chinese negotiators. It was, indeed, the universal opinion. Diplomatic +representation at Peking might be fairly considered to have been the +primary object of the war of 1857-58, as commercial extension and +access to Canton had been that of 1839-42. And when "the miserable war +was finished" and "his liberty regained" Lord Elgin cleared out his +force, bag and baggage, as if he had been escaping from something, +leaving not a trace behind. + +As this move constituted a veritable crisis in Anglo-Chinese +relations, it seems advisable for a moment to consider its bearings. +Judging after the event, it is of course easy to perceive the fatal +error of Lord Elgin in hurrying away from the Peiho. A fair criticism +of his policy will confine itself strictly to the circumstances as +known at the time. His experience had so closely resembled that of his +predecessors, that he was aware that the Chinese were "yielding +nothing to reason and everything to fear." He had seen with his own +eyes the Queen's ratifications of previous treaties exhumed from a +collection of miscellaneous papers in Canton, they being, as +Commissioner Yeh remarked, not worth sending to Peking; he knew that +the treaty of Nanking had been observed by the Chinese only as far as +force or fear compelled them, and that its crucial stipulation had +been for many years evaded, and then with unmasked arrogance +repudiated; he knew that the very war in which he had been engaged, +and his whole mission to China, were caused and provoked by the +refusal of the provincial authorities to admit his predecessors or +himself within the walls of Canton. In his own ultimatum to +Commissioner Yeh, Lord Elgin had asked no more than the execution of +the treaty of Nanking, which included access to the city of Canton, +and compensation for damage to British property. Yet the Chinese +Government, dreading war as they did, had notwithstanding incurred its +hazards rather than open the gates of a distant provincial city. How, +then, were they likely to regard the, to them, infinitely greater +outrage of resident foreign Ministers in the sacred capital itself? +This demand was practically the only one against which the Chinese +commissioners made a stand. When everything had been written down +ready for signature they drew back, saying it was as much as their +heads were worth to subscribe such a condition. The answer was a +peremptory threat to march on Peking, whereupon the commissioners +signed the paper without another word. The crisis did not last +twenty-four hours. No one could believe that a miracle of conversion +had been wrought in that time, or that the enforced signature of the +Imperial Commissioners had changed a fundamental principle of Chinese +policy. What, under these circumstances, was the "present value" of +the treaty? Was it so much as conceivable that it would be voluntarily +carried out? Was it not evident rather that it was signed under +_duresse_ solely with the immediate view of getting the barbarians out +of doors and leaving the key within? What said the imperial decree +published in the 'Peking Gazette'? "The barbarians[39] had come +headlong with their ships to Tientsin. Moved by the commands of +Kweiliang and his colleagues, they have now weighed anchor and stood +out to sea." If our former treaty needed a material guarantee for its +execution, how much more this one? The test of good faith was in Lord +Elgin's own hands; he should clearly have applied it, and presented +himself at Peking for audience of the emperor. Perhaps it would have +been refused, in which case he would have at least known where he +stood. A campaign against Peking would have been easy with the handy +force he possessed, or at the worst he could have occupied Tientsin +and the Taku forts until all questions were settled. + +This was the view generally held at the time both by officials and the +lay community in China, before any untoward consequences had revealed +themselves. It was strongly expressed by Parkes, who deplored "the +ominous omission that Lord Elgin had gone away to Japan without +entering Peking or having an audience with the emperor." We have not +the advantage of knowing what Wingrove Cooke would have said of it, +but we may infer the prevailing opinion by what another newspaper +correspondent wrote from Shanghai on the receipt of the first news of +the signing of the treaty:-- + + SHANGHAI, _July 13, 1858_.[40] + + The "Chinese War," properly so called, has now reached its + termination, and the fleet in the Gulf of Pechili is + dispersing. Lord Elgin arrived here yesterday with the new + treaty, which his brother, the Hon. F. Bruce, carries home + by the present mail. The document will not be published + until it is ratified by the Queen, but in the mean time the + chief points of it may be tolerably well guessed at. The + diplomatists are confident that the new treaty will "give + satisfaction." That is saying a good deal, but how could it + be otherwise than satisfactory? The emperor was so + terror-struck by our audacious advance on Tientsin, that he + was ready to concede everything we wanted rather than see + us approach any nearer to his capital. There could have + been but little discussion--the ambassadors had simply to + make their terms. The new treaty, then, provides for + indemnification for losses at Canton, a contribution + towards the expenses of the war (for which Canton is held + as a guarantee), the opening of more ports for trade, + freedom of access to the interior, toleration for + Christians, and a resident Minister at Peking. The only + omission seems to be that Lord Elgin did not himself go to + Peking; for unless the right of residence at the capital + receives a practical recognition from the Chinese + Government at once, it will certainly lead to vexatious + discussion whenever we wish to exercise it. The right of + entry into Canton, conceded by the treaty of Nanking, but + not insisted on through the timidity of our + representatives, ought to have taught us a useful lesson. + While the emperor is in a state of alarm anything may be + done with him, but when the pressure is removed and the + fleet dispersed, Pharaoh's heart will certainly be + hardened, and then Chinese ingenuity will be employed in + evading as many of the provisions of the treaty as they + dare. Let us hope, however, that when the weather cools a + little and the thing can be done comfortably, Lord Elgin + may still pay a friendly visit to his new allies at their + headquarters [which he more than once threatened to do]. + +Such was contemporary opinion unbiassed as yet by visible effects. +When the tragedy took place a year later, of course people spoke out +more clearly. Parkes then wrote:-- + + The Chinese Government never intended, nor do they intend, + if they can avoid it, to carry out the Elgin treaty. It was + granted by them against their will, and we omitted all + precautions necessary to ensure its being carried out--I + mean, in quitting Tientsin as we did in July 1858, instead + of remaining there until the treaty had been actually + carried into effect. You will recollect in what a hurry the + admiral and Lord Elgin, one and all, were to leave and run + off to recreate in Japan and elsewhere. By that step they + just undid all they had previously done. + +Writing eighteen months after the event, and six months after the Taku +repulse, Laurence Oliphant fully confirmed the views of Parkes. "The +political importance," he observed, "of such an achievement"--_i.e._, +a march to Peking--"it is impossible to overestimate. The much-vexed +question of the reception of a British Minister at the capital would +have been set at rest for ever." He then goes on to give a number of +exculpatory reasons for the omission, which would have been more +convincing had they been stated by Lord Elgin himself in despatches +written at the time. + +Nor was Lord Elgin's own explanation to the House of Lords any more +satisfying. "In point of fact," he said, "I was never charged with the +ratification of the treaty. The treaty was never placed in my +possession. I never had the option of going to Peking." If his +lordship had had a better case he would never have elected to rest his +vindication on a piece of verbal finesse. Yet this speech gave their +Lordships for the moment "wonderful satisfaction."[41] + +The omission to consummate the treaty was followed a few months later +by an act of commission of which it is difficult to render any clear +account, and which Oliphant in his 'Narrative' makes no attempt to +explain, merely reproducing the official despatches. Before leaving +China Lord Elgin pulled the key-stone from the arch of his own work, +reducing the treaty to that condition which Parkes had described as +"not worth a straw." At the instance of the Chinese commissioners he +moved her Majesty's Government to suspend the operation of "the most +important" article in it, the residence of a British Minister in +Peking. It is needless to follow the arguments, utterly unreal and +having no root either in history or in experience, by which this fatal +course was urged upon the Government, for they were of the same +species as those which had induced her Majesty's Ministers to +tolerate for fourteen years the exclusion of their representatives +from Canton, the right to enter which city had just been recovered by +force. It is most instructive to mark, as the key to many failures, +how, like successive generations of youth, successive British agents +in China have failed to profit by the experience of their +predecessors, and have had in so many cases to buy their own at the +expense of their country; for we see still the same thing indefinitely +repeating itself, like a recurring decimal. Even at this the end of +the nineteenth century we seem as far off as ever from laying hold of +any saving principle, though it stares at us out of the whole panorama +of our intercourse. Lord Elgin's procedure afforded at once the best +example what to do and the clearest warning what to avoid in China, +and it is the most useful for future guidance for the reason that +effect followed cause as closely as report follows flash. It was his +fate, much against his will apparently, to wage war on China in order +to revindicate a right which had lapsed through the weakness and +wrong-headedness of certain British representatives; yet in the +closing act of a perfectly successful war he commits the self-same +error on a more comprehensive scale, entailing on some future +Government and plenipotentiary the necessity of making yet another war +on China to recover what he was giving away. What is the explanation +of this continuous repetition of the same mistake? It would seem that, +knowing nothing of the Chinese, yet imagining they know something, the +representatives of Great Britain and of other Powers, notably the +United States, have been in the habit of evolving from their own +consciousness and keeping by them a subjective Chinaman with whom +they play "dummy," and of course "score horribly," as the most recent +diplomatic slang has it. Their despatches are full of this game--of +reckoning without their host, who, when brought to book, turns out to +be a wholly different personage from the intelligent automaton kept +for Cabinet use. Then, under the shock of this discovery, +denunciations of treachery--black, base, and so forth--relieve the +feelings of the foiled diplomat, while the substance of his previous +triumph has quite eluded him. To this kind of illusion Lord Elgin was +by temperament more predisposed than perhaps any of his predecessors +save Captain Elliot. Though convinced by his first encounter that +Chinese statesmen were "fools and tricksters," the simulacrum soon +asserted supremacy over the actuality of experience, and to the honour +of the very persons so stigmatised he committed the interests of his +country, abandoning all the securities which he held in his hand. + +But what, then, is the secret of dealing with the Chinese which so +many able men, not certainly intending to make failures, have missed? +This interesting question is thus partially answered by Wingrove +Cooke. "The result of all I hear and see," he wrote, "is a settled +conviction that at present we know nothing--absolutely nothing--of the +nature of those elements which are at work inside China. Crotchets, +&c., are rife, but they are all the offspring of vain imaginings, not +sober deductions from facts.... Treat John Chinaman as a man, and +exact from him the duties of a civilised man, and you will have no +more trouble with him." Which is but a paraphrase of Lord +Palmerston's prescription to consider the Chinese as "not greatly +different from the rest of mankind." Such, however, has always been +too simple a formula for the smaller minds. They would complicate it +by trying, with ludicrous effect, to get behind the brain of the +Chinese and play their opponent's hand as well as their own. Probably +it matters less on what particular footing we deal with the Chinese +than the consistency with which we adhere to it. To treat them as +_protégés_, and excuse them as minors or imbeciles while yet allowing +them the full licence and privileges of the adult and the sane, is +manifestly absurd. To treat them as dependent and independent at the +same time can lead to nothing but confusion and violent injustice. To +allow engagements with them to become waste paper is the surest road +to their ruin and our discomfiture. To let our Yea be Yea, and our +Nay, Nay, is as much the Law and the Prophets in China as it is +throughout the world of diplomacy. To this simplicity Lord Elgin had +attained, at least in theory, when he told the merchants of Shanghai +that in dealing with Chinese officials he had "been guided by two +simple rules of action. I have never preferred a demand which I did +not believe to be both moderate and just, and from a demand so +preferred I have never receded." + +What misgiving troubled the repose of Lord Elgin as to the good faith +of the Imperial Government on which he had ventured so much, may be +partly inferred from his avidity in catching at any straw which might +support his faith. Hearing that "his friends the two Imperial +Commissioners" who had signed the treaty were appointed to meet him in +Shanghai to arrange the tariff, Lord Elgin welcomed the news as +"proof that the emperor has made up his mind to accept the treaty." +But as the emperor had already, by imperial decree dated 3rd July, and +communicated in the most formal manner to Lord Elgin, expressly +sanctioned the treaty before the plenipotentiary left Tientsin, +wherefore the anxiety for further proofs of his good intentions? "This +decree was forced out of the emperor," Mr Oliphant tells us, "by Lord +Elgin's pertinacity"--and the threat of bringing up to Tientsin a +regiment of British soldiers then at the mouth of the river! As a +matter of fact, the mission of the two Imperial Commissioners was of +quite another character from that assigned to it by Lord Elgin. The +two men were sent to complete their task of preventing by every means +the advent of the barbarians to Peking, just as Lord Elgin himself +was, two years later, sent back to China to finish his work, which was +to bring the said barbarians into the imperial city. Between two such +missions there could be neither reconciliation nor compromise. + +There is authority for stating that the Imperial Commissioners were +expressly sent by the emperor to Shanghai (1) to annul the whole +treaty of Tientsin, and (2) failing the whole, as much of it as +possible, but especially the article providing for a Minister at +Peking. The ostensible purpose of the mission, from the foreign point +of view, was the settlement of the tariff and trade regulations,--about +which, however, the Chinese cared very little,--and delegates were +appointed for this purpose. The labour was conscientiously performed, +on one side at any rate, and the result was highly creditable to the +delegates. It was by insertion in the tariff of imports that opium +became recognised, chiefly, it would appear, at the instance of the +United States Minister, Mr W. B. Reed, who was on the spot. + +Apart from the tariff two principal questions occupied the minds of +the negotiators of the treaty--the actual situation at Canton on the +part of the English, and the prospective residence in Peking on the +part of the Chinese. Lord Elgin hoped, by an appeal to the treaty of +peace, to put an end to the hostile proceedings of officials and +people which had harassed the occupying force in Canton with impunity +for nine months. But it was the treaty itself against which officials, +gentry, and braves were making war, just as they had done in the case +of the treaty of 1842. There was no ambiguity about the movement. The +Government was carried on not in Canton but in the neighbouring city +of Fatshan, where the Governor-General Huang, who had been appointed +to succeed Yeh, held his court and issued his decrees. Two months +after the occupation of Canton the puppet whom the Allies had +installed there admitted that the object of the assemblage of braves +was to retake the city. Two months after the signature of the treaty +and its acceptance by the emperor the Governor-General Huang was +publicly offering a reward of $30,000 for the head of Parkes, and was +stimulating the people in every way to expel the foreigners from the +city. All this was in perfect accord both with imperial policy and +with Chinese ethics. It had the full sanction of the emperor, just as +similar operations had formerly had of his father. For the grand +purpose of destroying or impairing the treaty there was no distinction +in the Chinese mind between legitimate and illegitimate, honourable or +treacherous, methods. + +Lord Elgin, who had returned from Japan to Shanghai to meet the +Imperial Commissioners in September, disappointed at their +non-arrival, opened communications with them by a threat of returning +to Tientsin and thus saving them the trouble of completing their slow +journey to Shanghai. On their eventual arrival there he opened a +diplomatic campaign against Canton by a demand (October 7) to know +under what authority Huang and the military committees were organising +attacks on the Allies. In reply the Imperial Commissioners naïvely +proposed to promulgate the treaty. This frivolous answer provoked the +rejoinder (October 9) that the treaty had been three months before +publicly sanctioned by imperial decree, that something more than +"documents and professions" were required to satisfy Lord Elgin on a +question of "peace or war," and he demanded the removal of the +Governor-General Huang. The commissioners then said they had denounced +Huang to the throne, and hoped for his removal at no very distant +date. They would also move his Majesty the Emperor to withdraw his +authority from the hostile militia. Canton being thus disposed of, as +he supposed, Lord Elgin proceeded to other business. But the +hostilities at Canton continued without the least abatement for three +months longer, until something more strenuous than diplomatising with +the Imperial Commissioners was resorted to. The British Government had +at last become exasperated, and the Foreign Secretary, Lord +Malmesbury, wrote on October 14 to Lord Elgin, "The most severe +measures against the braves are the only ones which will obtain the +recognition by the Cantonese of the treaty of Tientsin." It was not +long before Lord Elgin himself became converted to the same belief, +for on January 20, 1859, he wrote to General van Straubenzee, after +some successful reprisals he had made on the village braves, that +"advantage should be taken of the cool weather to familiarise the +rural inhabitants of the vicinity of Canton with the presence of our +troops, and to punish severely braves or others who venture to attack +them." By this time also he had realised that the promise on which he +relied in October had been evaded, and he told the Imperial +Commissioners on January 22 that he would "have nothing more to say to +them on Canton matters,--that our soldiers and sailors would take the +braves into their own hands." + +The effect of the new tactics was immediate and satisfactory. When the +Allied troops began to move about they were welcomed in the very +hotbeds of hostility. "At Fatshan," writes General van Straubenzee on +January 28, "we were received most courteously by the authorities and +respectfully by the people." A five-days' excursion to Fa Yuen, the +headquarters of the anti-foreign committee, was likewise a perfect +success; and so everywhere throughout the Canton district. Lord Elgin +was now able to assume a bolder tone with the Imperial Commissioners +and address them in still plainer terms. + +"The moderation of the Allies," he wrote to them in February, "has +been misunderstood by the officials and gentry by whom the braves are +organised.... This habit of insult and outrage shall be put down with +the strong hand.... It shall be punished by the annihilation of all +who persist in it." There was no need for any such extreme remedy, for +as soon as the burglars realised that the watch-dog had been loosed +they ceased from troubling the household, and fell back on peaceful +and respectable ways of life. "With the cessation of official +instigation," Lord Elgin wrote in March, "hostile feeling on the part +of the inhabitants appears to have subsided," thus falling into line +with Consul Alcock, who wrote: "Clear proof was furnished that the +long-nurtured and often-invoked hostility of the Cantonese was +entirely of fictitious growth, due exclusively to the inclinations of +the mandarins as a part of the policy of the Court of Peking." And +then, too, the difficulty of removing the Governor-General Huang +disappeared. He had, in fact, been unsuccessful in expelling the +barbarians, just as Yeh had been, and the imperial decree superseding +him naturally followed. His presence or absence had then become of no +importance to the Allies, as, had he remained, he would have accepted +the accomplished fact of the foreign supremacy with as good a grace as +the gentry and their braves had done, for they never contemplated +endangering their lives by fighting. Outrages on stragglers, +assassination, kidnapping, and bravado filled up the repertory of +their militant resources, and when these were no longer effective they +retired into private life as if nothing had happened. The officials +were no less acquiescent once they realised that they had a master. + +The interest of this Canton episode lies in its relation to the +Chinese question generally. Foreign intercourse with China is marked +by a rhythm so regular that any part of it may be taken as an epitome +of the whole, like a pattern of wall-paper. From Canton we learn that +calculation of national advantage or danger, argument from policy, +even threats which are not believed, are so much "clouds and wind," +not profitable even as mental exercises. What alone is valid is +concrete fact; not treaties, but the execution of them. + + * * * * * + +The Imperial Commissioners had in good time presented their own demand +on Lord Elgin, and in most becoming terms, for between preferring and +meeting a request there is all the difference in the world. The two +Chinese signatories of the treaty frankly avowed that they had signed +without scrutiny under military pressure, and that certain +stipulations were highly inconvenient to the Imperial Government, +particularly the right of keeping a Minister in residence in Peking. +Lord Elgin agreed to move his Government, and the Government consented +to waive the right, conditionally. Lord Elgin laid stress on the +retention of the right as a right, forgetting that in China a right +conditionally waived is a right definitely abandoned. Nor only so, but +so far from consolidating what remains, it constitutes a +vantage-ground for demanding further concessions, and in other fields +of international relations besides that of China. Nothing therefore +could have been wider of the mark than any expectation that "the +decision of her Majesty's Government respecting residence in Peking +would induce the Chinese Government to receive in a becoming manner a +representative of her Majesty when he proceeds to the Peiho to +exchange the ratification." Experience pointed to quite the opposite +effect. + +These critical remarks are by no means intended either to belittle +Lord Elgin's good work, to depreciate his real statesmanship, or to +scoff at his sensibility and high-mindedness. But his errors being +like a flaw in a steel casting, pregnant with destruction, and as the +same kind of flaw continues to vitiate many of our smaller diplomatic +castings, the China question could not really be understood without +giving proper consideration to them. For the rest, as a despatch +writer Lord Elgin was both copious and able--he did not take a double +first at Oxford for nothing. Still, his writings and orations are +scarcely the source whence one would seek for light and leading on the +Chinese problem. They are vitiated by self-vindication. Many of them +are elaborate efforts to make the worse appear the better reason, +while their political philosophy is based too much on speculative +conceptions where ascertained data were available. + +On the last day of July 1858 Lord Elgin with his suite set out on +their memorable voyage to Japan, the narrative of which has been so +skilfully woven by Laurence Oliphant. This episode will claim our +attention later. His lordship came, saw, and conquered--returned to +China in a month crowned with fresh laurels. At Shanghai he saw the +tariff settled, and then performed another pioneer voyage of +prodigious significance. This was up the Yangtze as far as the great +central emporium Hankow. Captain Sherard Osborn was the Palinurus of +that original and venturesome voyage. After that, Lord Elgin bent his +steps towards England; but before leaving China the ghosts of things +done and undone haunted him. "A variety of circumstances lead me to +the conclusion that the Court of Peking is about to play us false," +was the melancholy epitaph he wrote on his mixed policy, on his honest +attempt to make war with rose-water, and his subordination, on +critical occasions, of judgment to sentiment. + +Meantime his brother Frederick, who had carried the Tientsin treaty to +London, was returning with it and the Queen's ratification and his +letter of credence as British Minister to China. The _dénoûment_ of +the plot was now at hand. The real mind of the Chinese Government was +finally declared in the sanguinary reception the new envoy met with at +the entrance of the Peiho in June 1859. Frederick Bruce was generally +considered a man of larger calibre than his elder brother. "In +disposition he was a fine, upright, honourable fellow," writes Sir +Hope Grant, "and in appearance tall and strong made, with a remarkably +good expression of countenance." But it took even him a long time to +fathom the new situation. After his disastrous repulse from the Taku +forts he wrote in August, "I regret much that when the permanent +residence was waived it was not laid down in detail what the reception +of the Minister at Peking was to be." But it was no question of detail +that barred his passage to Peking. It was the settled determination +never to see the face of any foreign Minister; and it seems strange +that it should have taken not only another year but another war +finally to convince the British plenipotentiaries and their Government +that the message of China from first to last, from Peking and Canton, +had been to fling the treaty in their face. + + [Illustration: SIR FREDERICK BRUCE.] + + +II. LORD ELGIN'S SECOND MISSION. + + Invasion of Peking -- Convention of Peking -- Establishment + of the British Legation -- Russian and British, a contrast. + +The Chinese perfidy at Taku had of course to be avenged. A formidable +expedition was equipped by the Allied Powers, Lord Elgin and Baron +Gros being reappointed as plenipotentiaries. The history of the famous +Peking campaign of 1860, with its tragic incidents, has been impressed +on the world by so many writers, military and civil, most of them +actors in the scenes they depict, that the barest outline of events +may suffice in this place. + +In the preliminary agreement between the two Governments, the British +military force was limited to 10,000 effectives; but the number +actually placed in the field exceeded that figure by the consent of +the French, whose forces were between 6000 and 7000. The British +contingent was commanded by General Sir Hope Grant, the French by +General Montauban, afterwards created Count Palikao,--"a fine, +handsome, soldier-like man, apparently under sixty years of age." + +The naval forces were commanded respectively by Vice-Admiral Sir James +Hope, "a tall, noble-looking man, with a prepossessing and most +gentlemanlike appearance,"[42] and by Admiral Page, "a superior man +with a great deal of dry humour, but bad-tempered."[43] + +The friction arising between Allies working together, waiting for each +other, consulting at every step, taking precedence of each other on +alternate days, at first vexatious, was in the end overcome by the +tact of the commanders on both sides. + +The first operation of war was to occupy the harbour of Chusan as an +intermediate base. After that the British force was conveyed in +transports to Talien-wan, where they were disembarked, while the +French were landed at Chefoo, on the opposite shore of the Gulf of +Pechili. At these points preparations were made for the intended +descent on the coast of the province of Chihli, between 200 and 300 +miles to the westward. The British force included 1000 cavalry in +splendid condition, and a battery of Armstrong guns, then for the +first time used in active service. The French had no cavalry, the +attempts to import horses from Japan were not successful, and the +scarcity of draught-animals on their side caused great delay in the +sailing of the expedition from the temporary depots. At length on July +26 a fleet of over 200 sail--a magnificent spectacle--carried the two +armies to within twenty miles of the Peiho, where they anchored, +waiting for favourable weather and a minute reconnaissance. + +The one piece of strategy in the campaign was the choice of a +landing-place. The Taku forts, which had been strong enough to repulse +Sir James Hope with severe loss a year before, had been further +strengthened, for to the Chinese it was a matter of life and death to +bar the entrance to the Peiho. The chain barrier across the mouth of +the river could not be forced under the concentrated fire of the +forts; only the lightest draught vessels could approach within five +miles; and a frontal attack was not to be thought of. But a decided +difference of opinion between the Allied generals had disclosed +itself as to the mode of procedure. The French commander was +determined to land on the coast to the southward of the forts; the +English was still more resolute in selecting as a landing-place the +mouth of the Peitang river, eight miles northward of Taku. So +irreconcilable were their views that it was agreed that each should go +his own way, only starting simultaneously. After more careful study, +however, General Montauban came to think better of his own scheme, and +proposed to Sir Hope Grant to join him in the landing at Peitang. + +So on August 2 the first detachments of 2000 from each army were +disembarked, and the campaign proper commenced. The forts at Peitang +were easily occupied, "a kind old man" pointing out where there were +loaded shells which would explode on foot pressure on a gun-lock laid +so as to fire a train. By means of a raised causeway leading through a +sea of "briny slush," positions were reached whence the Taku forts +could be attacked from the rear. Though bravely defended, the forts on +the left bank were captured, and as they commanded those on the +opposite bank no resistance was offered by the latter. The Peiho was +thus opened for the conveyance of troops and stores to Tientsin, which +was made the base of operations for the advance of the Allied armies +on Peking. + +The military movements were hampered by the presence of the two +plenipotentiaries, who stopped on the way to negotiate with the +unbeaten foe. Delay was not the only untoward consequence of these +proceedings. At one moment a military disaster seemed to have been +narrowly escaped. Taking advantage of the singular credulity of the +Allies, the Chinese, while engaging them in friendly negotiations, had +planned to decoy the army into a convenient camping-ground at +Changchia-wan, towards which the troops were marching, when, "To my +surprise," writes the commander-in-chief, "we found a strong Tartar +picket, who retired on our approach; and a little farther on were seen +great bodies of cavalry and infantry, the latter drawn up behind a +large nullah to our right front, displaying a number of banners." In +the meantime the envoys, Parkes, Loch, and other officers, who had +been negotiating with the higher mandarins at Tungchow, a couple of +miles off, were seized and made prisoners with their escort, all being +subsequently cruelly tortured, and most of them massacred, in +accordance with Chinese practice in war. + +Sir Hope Grant, finding his army of 4000 men in process of being +hemmed in, attacked and routed the Chinese troops on September 18, +resuming his march on the 21st, when the remainder of his force had +joined him. He had not gone far, however, when the way was again +barred, and another action had to be fought at the bridge Pali-chiao, +ten miles from Peking, where General Montauban distinguished himself, +and whence he derived his title. + +Far from owning themselves defeated, the Chinese on the morrow resumed +negotiations as between equals. The Imperial Commissioners who had +mismanaged the affair were replaced by Prince Kung, a brother of the +emperor, who sent letters under a flag of truce, saying he was ready +to come to terms, but "said nothing about our poor prisoners." The +Allied plenipotentiaries declined to treat until the captives should +be returned, whereupon Prince Kung sent another letter saying they +were safe, but would only be sent back on the restitution of the Taku +forts and the evacuation of the river by the Allied fleets. + +Lord Elgin had demanded that he should deliver the Queen's letter in +person to the emperor. Prince Kung refused this demand, which Lord +Elgin incontinently abandoned. Waxing bolder, Prince Kung next +threatened that the entry of the Allied forces into the capital would +be followed by the instant massacre of the prisoners. The +plenipotentiaries retorted by intimating that the surrender of +prisoners was a necessary condition of the suspension of hostilities. +A week having been wasted in this vain seesaw, an ultimatum was sent +into Peking on September 30. This was answered by the Chinese inviting +the Allies to retire to Changchia-wan, the scene of the great defeat +of their army, offering to sign the treaty there. And so the contest +was maintained until the Allied artillery was planted within sixty +yards of the north gate, and the hour was about to strike when the +wall was to be battered down. + +Most valuable information--the topography of the city--had been +supplied by General Ignatieff, who accompanied the Allies. A map which +he lent to Sir Hope Grant showed every street and house of importance +in Peking, laid down by a scientific member of the Russian mission in +the city. The data had been obtained by traversing the streets in a +cart, from which angles were taken, while an indicator fixed to the +wheel marked the distances covered. Without this plan the attack would +have been made from the south side, as proposed by General Montauban, +which would have involved a march through the commercial or Chinese +quarter, and the surmounting first of the Chinese and then of the +Tartar wall. The map made it clear that from every point of view the +north side offered the most eligible point of attack, where nothing +intervened between a great open plain and the wall of the Manchu city. + +Passing over the dramatic incidents of the destruction of the Summer +Palace, an act of calculated vengeance for the murder and maltreatment +of envoys and prisoners, the flight of the emperor on a hunting tour +to Jêho, whence he never returned, the release of the prisoners and +their account of the captivity, the new treaty was signed at the Hall +of Ceremonies on October 22, 1860, by Prince Kung, "a delicate +gentlemanlike man, evidently overcome with fear," and his coadjutor, +Hangki. The treaties of Tientsin were ratified, and some further +indemnities exacted. The special provisions introduced into the French +treaty will be referred to in a subsequent chapter.[44] + +The closing scene was marked by a degree of haste somewhat recalling +Tientsin in 1858. The very slow advance on Peking brought the climax +of the campaign unpleasantly close to the season when communication by +water would be shut off by ice; "the weather became bitterly cold, +some of the hills being covered with snow." And Sir Hope Grant's +never-failing counsellor, Ignatieff, with "his usual extreme +kindness," furnished him with the most important information that the +Peiho would soon become frozen up and it would be unsafe to linger in +Peking. Mr Loch's galloping off with the treaty, as shown in the +illustration, was rather typical of the whole business. The treaty +as such was of little consequence--the fulfilment of its provisions +was everything. + + [Illustration: MR LOCH DEPARTS FROM PEKING FOR ENGLAND WITH CHINESE + TREATY.] + +Some lessons, nevertheless, had been learned in the school of +diplomatic adversity. Peking was not left without a _locum tenens_ of +the Minister, Tientsin was not left without a garrison, and the Taku +forts were occupied by the Allies for a couple of years after the +final conclusion of peace. + +"Ring out the old; ring in the new." There seemed a natural fitness in +the Hon. Frederick Bruce succeeding the Earl of Elgin as Minister +plenipotentiary, and there was a dramatic finish in the farewell +ceremonial when the retiring representative of the Queen vacated the +seat of honour, placing therein his younger brother, whom he +introduced to Prince Kung as the accredited agent of Great Britain. +The new era was inaugurated; a real representative of her Britannic +Majesty was installed in the capital of the Son of Heaven. + +The season was late, and though two palaces had been granted on lease +for the residences of the British and the French Ministers, many +alterations and repairs were needed to render them fit for occupation, +which could not be effected before the closing of the sea +communication by ice. The Ministers therefore resolved to withdraw +from Peking for the winter, placing their respective legations in +charge of a junior consular officer, Mr Thomas Adkins, who volunteered +to hold the post until the return of the plenipotentiaries in the +following spring. + +Mr Adkins was not the only foreign sojourner in the Chinese capital. +There was a French Lazarist priest, Mouilli by name, who, having +successfully concealed himself among his native Christians during the +military advance of the Allies, emerged from his hiding-place on the +triumphant entry of the ambassadors, and showed himself in the streets +in a sedan chair with four bearers. There was the permanent Russian +establishment within the city, with its unbroken record of 173 years. +Originally composed of prisoners taken at the siege of Albazin, it had +become a seminary of the Orthodox Church and a political _vedette_ of +the Russian empire, invaluable to the two masterful diplomatists who +appeared suddenly on the scene in the years 1858 and 1860. The mission +served as a speculum through which Russia could look into the inner +recesses of the Chinese State, while to the Chinese it was a window of +bottle-glass through which the external world was refracted for them. +The Russian Government selects its agents on the principle on which we +select university crews or All-England elevens--namely, the most fit. +So important and far-sighted a scheme as the Peking mission was not +left to chance or the claims of seniority, but was maintained in the +highest efficiency. Its members--six ecclesiastical and four lay--were +changed every ten years. All of them, from the Archimandrite +downwards, were accomplished linguists, speaking Chinese like the +natives, and masters also of the Manchu and Mongol languages. Their +relations with the Chinese officials were unostentatious, yet +brotherly. Few secrets, either of administration, dynastic politics, +or official intrigue, no communications between the Government, +provincial or imperial, and any foreigners, escaped record in the +archives of the Russian mission. The _personnel_ were protected +from outrage or insult by their own tact and their traditional +prestige; and as the Daimios of Japan in their anti-foreign manifestos +declared that every foreigner could be insulted with impunity except +the Russians, so in China the name was a talisman of security. While +the Anglo-French expedition was marching towards Peking the Russian +Secretary, M. Popoff, had occasion to leave that city and pass the +night at a native inn on the road to Tientsin. The place became filled +with the retreating Chinese soldiery, and M. Popoff had the pleasure +of hearing their excited conversation respecting himself. They were +for dragging him out and killing him on the spot, when the landlord +interposed. "That foreigner is a Russian," said he; "it will be +dangerous to lay a hand on him." + + [Illustration: MONSEIGNEUR MOUILLI.] + +M. Popoff's errand was to meet General Ignatieff, who was making his +way to Peking with the Allied forces. It was of the utmost importance +that he should arrive simultaneously with the French and English +plenipotentiaries in order to save China from her doom. China's +extremity was Russia's opportunity for showing the sincerity of her +long unbroken friendship. The foreigners had come to possess +themselves of the empire and destroy the dynasty. Their ruthless +character was soon to be shown in the burning and pillage of the +Summer Palace. The Chinese Court's apprehension of the impending +calamity was proved by the flight of the emperor to a quasi-inaccessible +retreat. In that terrible crisis no sacrifice would have been deemed +by the imperial family too great to "get rid of the barbarians." +Confirming their own worst fears as to the designs of the invaders, +General Ignatieff revealed to them the only way of salvation. Nothing +would arrest the schemes of the Allies but the intervention of a +strong Power friendly to China. He had it in his power to make such +representations to Baron Gros and Lord Elgin as would induce them to +withdraw their troops. This essential service he offered to the Chinese +for a nominal consideration. Only a rectification of frontier by +inclusion of a sterile region inhabited by robbers and infested by +tigers, where no mandarin could make a living, fit only for a penal +settlement, with a rugged sea-coast where no Chinese sail was ever +seen. Prince Kung jumped at the providential offer of deliverance, and +so that great province called Primorsk, with its 600 miles of coast-line, +which gave to Russia the dominion of the East--"Vladivostock"--was +signed away by the panic-stricken rulers of China. A year later this +transaction cropped up in conversation over the teacups, after the +business of the day had been disposed of, between Prince Kung and a +certain foreign diplomatist, who remarked that there was never the +remotest intention on the part of the Allies of keeping a single +soldier in China after the treaty was made. The Prince looked aghast, +then said solemnly, "Do you mean to say we have been deceived?" +"Utterly," replied the other; and then the dejection of the Prince was +such as the foreigner, who lived to enjoy a twenty-years' acquaintance +with him, declared he never saw in his or any other Chinese +countenance. Thus General Ignatieff, without any force, in the vulgar +sense, of his own, was adroit enough and bold enough to wield the +forces of his belligerent neighbours so as to carry off the only +solid fruit of the war, while fulfilling the obligations of friendship +for China and denouncing her spoilers. + +The Russian envoy had not the same incentive to hurry away from Peking +as the other treaty-makers had, for the ice which would imprison them +would afford him the most expeditious road for travel homewards +through Siberia. He was nearly as much relieved as Prince Kung himself +at getting rid of these "barbarians," for then he had the field of +diplomacy all to himself. He made his treaty, and departed during the +winter by the back door, across Mongolia. + +Ignatieff was a man well known in English society, and thoroughly +conversant with England. Like most educated Russians, he was affable +and sympathetic--a "charming fellow." He was courteous and +companionable to the _locum tenens_ of the English Legation, and in +taking leave of Mr Adkins expressed the opinion that he would be all +right in his isolation so long as the emperor did not return to +Peking, but in that event his position would not be an enviable one. +However, "if you fear any trouble, go over to the Russian mission: +they will take care of you." + +The winter of 1860 left the statesmen of China some food for +reflection. The thundering legions had passed like a tornado which +leaves a great calm behind it. The "still small voice" had also +departed, with a province in his _chemadán_, gained without a shot or +even a shout. Two strongly contrasted foreign types had thus been +simultaneously presented to the astonished Chinese. Can it be doubted +which left the deeper impression? + +Preparations were made during the winter for receiving the foreign +Ministers in the spring. A department of Foreign Affairs was created +under the title of "Tsung-li Koh Kwoh She Yu Yamên," or briefly, +"Tsungli-Yamên," the three original members being Prince Kung, +Kweiliang, and Wênsiang. The Yamên was established by imperial decrees +in January; Mr Bruce and M. Bourboulon arrived in March 1861, when +diplomacy proper began, the thread of which will be resumed in a later +section. + + [Illustration] + +FOOTNOTES: + +[37] "Verily," writes Wingrove Cooke, "Sir John Bowring, much abused +as he is both here and at home, has taken a more common-sense view of +these matters than the high diplomatists of England and France." + +[38] Before the conclusion of his second mission Lord Elgin's opinion +of at least one of those whom at the outset he disparaged had +undergone considerable modification. "Parkes," he wrote in 1860, "is +one of the most remarkable men I ever met for energy, courage, and +ability combined. I do not know where I could find his match." + +[39] Lord Elgin protested against the use of this tabooed term, but +took no exception to the statement as to his having obeyed the +commands of the Imperial Commissioners. + +[40] 'The Scotsman,' September 18, 1858. + +[41] It seems to have been a general opinion at the time that Lord +Elgin was deterred from proceeding to Peking by the protestations of +his learned advisers, who declared that his doing so would "shatter +the empire." + +[42] Sir Hope Grant's Journal. + +[43] Ibid. + +[44] Vol. ii. p. 224. + + + + +CHAPTER XVIII. + +INTERCOURSE UNDER THE TREATIES OF 1858 AND 1860. + + +I. THE DIPLOMATIC OVERTURE. + + Spontaneous fulfilment of treaties not to be expected -- + Retreating attitude of foreign Ministers -- Repression of + British tourists -- Hostility of Pekingese -- Conciliation + fails -- Chinese refuse to conclude treaty with Prussia -- + Glimpse of the real truth -- Rooted determination to keep + out foreigners -- Absence of the sovereign -- Female + regents -- Diplomatic forms in abeyance -- Foreign + Ministers' task complicated by assumed guardianship of + China -- Pleasant intercourse with Manchu statesmen. + +When Mr Bruce and M. Bourboulon took up their residence in Peking on +March 22, 1861, diplomacy was as yet a white sheet on which it was +their part to trace the first characters. The treaty--for all the +treaties were substantially one--was their charter; its integral +fulfilment their only safety. For as it had not been a bargain of +give-and-take between equals, but an imposition pure and simple by the +strong upon the weak, there would be no spontaneous fulfilment of its +obligations, rather a steady counter-pressure, as of water forcibly +confined seeking out weak spots in the dam. Moreover, the two parties +to the treaty, foreigners and Chinese, were not acquainted with each +other: aims, incentives, temper and character, and the nature of the +considerations by which they respectively would be influenced, were +all obscure. It was an uncertain situation, calling for vigilance and +caution. There can be no doubt the pregnant importance of the first +steps was realised by the representatives on both sides. The thoughts +of the Chinese on that critical occasion can only be inferred from +their acts. Of what was uppermost in the minds of the foreigners, or +at least of the English Minister, we have some slight indications from +the pen of a member of his staff, who, though not himself in the +diplomatic circle, claims to be the authorised chronicler of the early +days of the mission. This pretension is implicitly indorsed by the +fact that the preface to Dr Rennie's book[45] was written in +Government House, Calcutta, whither he followed Lord Elgin in the +capacity of physician. When the Ministers had only been five days in +Peking Dr Rennie wrote as follows: "Now is commencing perhaps the most +difficult part of a permanent English residency at Peking--namely, the +satisfying the Chinese that we are a tolerably harmless and +well-intentioned people, inclined to live with them on terms of amity +rather than the contrary, and that the desire of our Government is +that its subjects should respect, as much as is consistent with +reason, their national prejudices." + +Such an immaculate sentiment placed in the very forefront of an +ambassadorial programme, ushered in at the cost of two wars which +shook the foundations of the Chinese empire, leaves something to be +desired as a justification for being in Peking at all. But Dr Rennie +indicates no other purpose for which foreign legations were +established there. He does not get beyond the mere "residency." A +viceroy of India proclaiming at each stage of a "progress" that he was +a man of peace, a bride hoping to lead a passably virtuous life, would +scarcely be more naïve than a foreign Minister's pious aspiration to +behave tolerably well to the Chinese. For where was the "difficulty," +one is tempted to ask? It is explained by Dr Rennie. + +Two English officers, it appears, had made an excursion to the Great +Wall without the necessary consular and local authorisation, and had +further shown "the bad taste, at a date so recent to its destruction," +to visit the Summer Palace. A formal complaint of these indiscretions +met Mr Bruce on his arrival, and credit must be given to the Chinese +for their appreciation of the tactical value of what Scotswomen call +"the first word of flytin'." They moved the first pawn, and put the +British Minister at once on the defensive. He responded by an +arbitrary exercise of authority whereby Englishmen were prohibited +from visiting Peking. The restriction possessed little direct +importance, since few persons were then affected by it; but as the +opening act of the new diplomacy, its significance could hardly be +overrated. Though "only a little one," it was a recession from the +right conferred on the subjects of all treaty Powers to travel for +business or pleasure not only to Peking, but throughout the Chinese +empire. It was as the tuning-fork to the orchestra. + +It is not permissible to suppose that the British Minister had not +good reasons for swerving from the principle of exercising rights, +great and small, for which, as he well knew, experience in China had +been one long, unbroken, cogent argument. Dr Rennie furnishes his +readers with the reason. "The Chinese," he observes, "would seem to +be very sensitive"; and "taking all the circumstances into +consideration, ... the fear that casual visits on the part of +strangers ... may prove antagonistic to the establishment of a +harmonious feeling at the opening of a new era in our intercourse with +the Chinese," the Minister resolved to keep Englishmen (and only them) +out of the capital. + +This explanation, like that of the purpose of the Legation itself, +leaves on us a sense of inadequacy. These hyper-sensitive people had +been engaged, only six months before, in torturing and massacring +foreign envoys and prisoners, for which atrocities the destruction and +sack of Yuen-ming-yuen was thought to be not too severe a reprisal. +That the high officials who had committed these cruelties and endured +the penalty should suddenly become so delicate that they could not +bear the thought of a harmless tourist looking upon the ruins of the +palace seems a somewhat fantastical idea. As for the sensitiveness of +the townspeople, Dr Rennie himself had some experience of it three +days after penning the above remarks. "A good deal of shouting and +hooting," he says, was followed by "stones whizzing past me." Then "my +horse was struck by a stone" and bolted. A similar experience befell +another member of the Legation on the same day in another part of the +city. Dr Rennie believed the stones to have been thrown by boys, which +is probable enough. The favourite Chinese official palliation of +outrages on foreigners is to attribute them to youths and poor +ignorant people, which, however, in nowise softens the impact of the +missile. Let us give the Chinese full credit for the virtues they +possess--and they are many--but no one familiar with the streets of +Peking would consider delicacy their predominant characteristic. View +the diplomatic incident how we please, it cannot be denied that the +Chinese drew first blood in the new contest, and at the same time +practically tested the disposition of the invading force. + +Another "straw" from Dr Rennie's journal may be noticed as indicating +the set of the current. _Apropos_ of the first commercial case that +had been sent up from the ports to the Minister, he records the +conclusion that "in almost every dispute which arises between +ourselves and the Chinese we are in the first instance in the wrong; +but, unfortunately [for whom?], the Chinese equally invariably adopt +the wrong method of putting matters right," so that "the original +wrong committed by us is entirely lost sight of." The observation +refers exclusively to mercantile affairs, and it was a rather large +generalisation to make after a month's experimental diplomacy in +Peking. + +The Minister soon found that his efforts to placate the Chinese +Government were not producing the intended effect. It was not the +"casual visitor" that in any special way annoyed them, but the +foreigner in all his moods and tenses, most of all Mr Bruce himself, +his colleagues and their staff, medical and other, and all that they +stood for. General Ignatieff had not, after all, conjured away the +foreign plague, nor were the Chinese statesmen entirely reassured even +as to their immunity from the military danger. In the month of April +Admiral Hope, Brigadier-General Staveley, and Mr Parkes visited +Peking, and were courteously received; but Prince Kung was visibly +relieved, Dr Rennie tells us, when assured that the admiral was not to +remain there. As for the general, his presence in the vicinity was +inevitable so long as a considerable British and French force remained +in garrison in Tientsin and Taku. Like the Ministers themselves, he +was an unpleasant necessity to be endured as well as may be. But being +thus obliged to tolerate the greater evil, it would appear to Western +reasoning that an admiral more or less in an inland town need not have +so greatly upset Chinese equanimity. Prince Kung, however, was not yet +able to look on such matters with Western eyes. Every foreigner kept +at arm's-length, no matter what his rank or condition, was a gain, as +every locust destroyed is a gain to the peasant. + +So when the Prussian envoy, Count Eulenberg, presented himself, the +British Minister vouching for his respectability, for the purpose of +making a treaty on the lines of those already made and ratified, his +efforts were frustrated by every plausible device. The envoy was +relegated to the most distant point at which it was deemed feasible to +stay his progress--namely, Tientsin, where negotiations were +vexatiously protracted during four months. The first and final +sticking-point was the claim to residence in the capital, which the +Chinese absolutely refused to concede. Eventually they agreed to +compound for a deferred entry ten years after signature. This by +haggling was finally reduced to five years, and the treaty was +thereupon concluded in August 1861. The old Canton tactics were thus +revived, as if nothing had happened since 1857. + +As the echo of Mr Bruce, Dr Rennie's comment on the proceeding is +worth noting. "Looks very like merely gaining time, in hopes that, +before that period expires, _all foreign residence in the capital_ +will be at an end." Here we catch a glimpse of the fundamental truth +underlying all Chinese diplomacy from first to last--the purpose, +never relaxed for an instant, of some day expelling foreigners from +the country. No foreigner could hope to unravel the tangle of Chinese +reasoning so as to comprehend in what manner the exclusion of one +State was to assist in the eviction of the representatives of four +Great Powers already established in the capital; but it may be +inferred from the above remark that Mr Bruce was beginning to perceive +that good behaviour towards the Chinese was not the be-all and end-all +of the functions of a British representative in China. There was +another side. We know, in fact, though Dr Rennie does not record it, +that Mr Bruce began to see the necessity of making a stand against the +reactionary pressure of the Chinese; that he was resolved on bending +the Ministers of the Yamên to his will--being satisfied he could do +it--instead of yielding to theirs in the vain hope of gaining their +confidence. + +The grand desideratum had been at last obtained, access to the +capital; but how different the realisation from the anticipation! +There was no sovereign and no Court, only the shell of the nut without +the kernel. And as diplomacy began so it continued, in successive +illusions, partially dispelled, yet clung to with slow-dying hope. + +At first sight, no doubt, the task of the foreign representatives +seemed an easy one: they had but to lay down the law to a defeated +Power, to hammer the softened metal. This course would have been as +simple in fact as it was in principle had they been united, and had it +been possible for them to take a simple view of their mission; but +from the first their duty to their respective countries was +complicated, and in varying degrees, by what they conceived to be +their duty towards China. It was inevitable that the attempt to follow +two lines of policy divided by such cleavage should result in a fall +into the crevasse. China, in fact, was too large a subject for either +the treaty Powers or their agents to grasp. She made huge demands on +the humanity, the indulgence, and the protection of the Powers who had +broken down her wall of seclusion, and she had nothing in kind to +offer them in return--neither gratitude nor co-operation, nor even +good faith. For this China could be blamed only in so far as her own +welfare was hindered by her irresponsiveness, for her statesmen were +not far wrong in attributing to any motive rather than pure +philanthropy the obtrusive solicitude of the Western Powers. +International relations even between kindred peoples are in the nature +of things selfish, or worse; and the more they assume an altruistic +mask the more they lie open to suspicion. In this cynical view of the +attitude of her neighbours China has never wavered. + +Yet it was not all illusion and Dead Sea apples. Something had been +gained by diplomatic access to the capital. The elaborate insolence of +the Chinese mandarin had been exchanged for the urbanity of the +well-bred Manchu. It became possible to converse. Foreigners were +listened to with attention, and answered with an open countenance. The +change was incalculable. It recalled the days of Lord Macartney and +the Emperor Kienlung, of Sir John Davis's pleasant intercourse with +Kiying, and of the agreeable impression left by the Manchu statesmen +who were concerned from 1841 onwards in the conduct of war or the +conclusion of peace. If to the kindly personal relations which +characterised the earlier years of Peking diplomacy no permanent +tangible result could be definitely ascribed, who can tell what evils +were staved off or calamity averted by these friendly amenities? + +In order, however, to appreciate the state of affairs in Peking in +1865, it is necessary to fill the gap in our narrative by an outline +of events following the ratification of the treaty of Tientsin and +Convention of Peking in October 1860. + + +II. NEW PORTS AND OPENING OF THE YANGTZE. + + Seven new coast ports -- Admiral Hope's Yangtze expedition + -- His relations with Taiping rebels -- Hankow, Kiukiang, + and Chinkiang opened to trade -- Panic in Hankow, and + exodus of population for fear of rebels. + +The new ports opened to trade--Tientsin, Newchwang, and Chefoo in the +North; Swatow, and two Formosan ports; Kiungchow in Hainan--added +considerably to the range of foreign commerce, and necessitated a +large extension of the foreign customs and of the consular services. +But the most important feature in the new arrangements was the +effective opening of the river Yangtze. It was interesting, as giving +access to the commercial centre of the empire; and as bringing +foreigners into direct contact, possibly conflict, with the Taiping +rebels. For the banks of the great river were at the time checkered +with the alternate strongholds of rebels and imperialists. Trade must +therefore either be carried on on sufferance from both, or be +efficiently protected from the interference of either belligerent. +Obviously this was a matter to be gone about discreetly. + +The course and capabilities of the great waterway, and the disposition +of the military forces on its banks, had been well reconnoitred by +Lord Elgin himself in 1858; and the ports to be opened, which were +left unnamed in the treaty, were pretty definitely indicated in the +survey then made. There were to be three in all. Chinkiang, which had +been recently recovered from the rebels, situated at the intersection +of the Imperial Canal and the Yangtze-kiang, was definitely fixed. The +two others farther up river remained to be selected. + +The opening of the river was by treaty made contingent on the +restoration of imperial authority on its banks; but as there was +nothing more likely to accelerate that consummation than commercial +traffic on the river, the Chinese Government acquiesced in the British +authorities making the experiment, at their own risk as regarded +possible trouble with the insurgents. The object was to "throw open +the general coasting trade of the river"; and Lord Elgin, on his +departure from China, left the undertaking in the hands of Admiral +Hope, to whom he attached Mr Parkes, withdrawn for the occasion from +his duties as commissioner in Canton. + + [Illustration: FIRST BRITISH CONSULATE AT KOLENGSOO, AMOY, 1844.] + +The admiral started from Shanghai in advance of Mr Parkes, with a +squadron of light-draught steamers, on February 11, 1861. He carried +an exploring expedition composed of Colonel Sarel, Captain Blakiston, +Mr Shereshewsky, and Dr A. Barton, whose proceedings are reported in +Blakiston's 'Five Months on the Upper Yangtze'; several American +missionaries; two Frenchmen, afterwards distinguished, MM. Eugène +Simon and A. Dupuis, the latter proving the means of eventually giving +Tongking to France; a French military attaché; Lieut.-Colonel +Wolseley, D.A.Q.-M.G.; and a delegation from the Shanghai Chamber of +Commerce, with several private persons. Whether the pilots presumed +upon light draught and steam power, or whether the course of the river +had changed so much since the previous surveys were made, the vessels +got stranded, one after another, in the estuary; and as each grounded +a companion was told off to stand by her, so that before they had got +clear of what is known as the Langshan Crossing (the home of the +famous breed of black poultry) the admiral's tender, the Coromandel, +was the only vessel left in a mobile condition. Not to lose time, the +admiral determined to push on in that non-combatant craft to Nanking, +the rebel capital, and test the temper and intentions of the Taipings. + +As the steamer slowly approached the landing-place, in bright sunshine +and a still atmosphere, the batteries on the river front were crowded, +but remained silent. + +"What will you do, sir, if they fire?" the admiral was asked. + +"Oh, I will just drop down out of range, and send and ask them what +they mean by it," he replied, with deep deliberate utterance, not +unlike Beaconsfield's. + +An officer was sent ashore to parley, some rebel officers came on +board, and the prospect of an amicable understanding appeared to be +satisfactory. It was a critical juncture in the history both of the +Taiping movement itself and of foreign relations with it and with +China. Without exaggeration, it may be said that the proximate fate +of the Taipings then lay hidden within the brain of Sir James Hope, +and each occasion of contact between him and them during the next few +months added its definite contribution to the data on which the +momentous decision was ultimately taken. Although he had then no +higher opinion of the Taipings than that they were "an organised band +of robbers," the admiral was resolved to give them fair play; and +since no diplomatic intercourse could be held with insurgents, he +determined to take relations with them under his own supervision +(March 8, 1861). "The principle I shall adopt being that in the +district of country of which they hold possession the Taiping +authorities must be regarded as those of the _de facto_ Government, +... and this principle being likely to lead to the payment of double +duties (to rebels and imperialists) on all trade conducted at places +in their possession, I am desirous of definite instructions on the +subject." + +The first point to be settled with the rebel authorities at Nanking +was the non-molestation of British traffic passing up and down the +river within range of their batteries or otherwise, to secure which +object it had been determined to station a ship of war abreast of the +city. The sanction of the Taiping chiefs was wanted to this +arrangement, which, however, without such sanction, it would have been +all the more necessary to insist upon. The second point affected the +general relations between foreign trade and the rebel movement. The +next aim of the admiral was to arrive at an understanding with the +leaders for the neutralisation of Shanghai and Wusung within an area +of thirty miles round these two places. + +Not being prepared to enter into definite negotiations until the +arrival of Mr Parkes, who had not yet joined the expedition, Sir James +Hope returned to the squadron which he had left aground in the lower +reaches of the river. But thinking the time and the opportunity might +be usefully employed in gathering some acquaintance with the Taipings +at their headquarters, he landed three volunteers at Nanking, whose +presence he ascertained would not be unwelcome to the authorities +there. They were to remain in the city as the guests of the rebels +till the admiral's return. The party consisted of Lieut.-Colonel +Wolseley, Mr P. J. Hughes, vice-consul designate of Kiukiang, and one +of the Shanghai delegates. They were joined on shore by the Rev. +William Muirhead, missionary, who had reached Nanking by land from +Shanghai. The party was thus a thoroughly representative one. On the +return of the admiral a week later, accompanied by Mr Parkes, the +arrangements for a guard-ship were satisfactorily settled after some +puerile obstruction, and the expedition proceeded on its way up the +river to Hankow, where, as also at Kiukiang and Chinkiang, consular +officers were established; and the Yangtze was declared open by +notification in Shanghai on March 18, 1861. + +The expedition was fruitful in information concerning the rebels, all +tending to confirm the purely destructive character of the movement. +Certain incidents of the voyage were also most instructive to the +visitors. While the expedition was still at Hankow the Taipings had +captured a walled city, fifty miles distant, which had been passed by +the squadron on its way up a few days before. The news created a +universal panic throughout the three cities, Wuchang, Hanyang, and +Hankow, and the scene which followed could not be paralleled. It is +thus laconically referred to in the report of the delegates of the +Chamber of Commerce: "The abandonment was most complete, not a house +nor a shop was open, and it became equally impossible to purchase +goods, to check quotations, or pursue inquiries." + +One day the deep Han river was so packed with junks that one might +almost walk from bank to bank over their mat coverings. The next day +everything that could float was crowded with fugitive families with +their household stuff huddled precariously on the decks, and such a +fleet as, for number and picturesqueness, was probably never seen, +covered the broad bosom of the Yangtze, making slow headway under sail +against the current. + +Mr Parkes, eminently a man of fact, thus describes what he was witness +to:-- + + Darkness fell upon crowds of the people lying with their + weeping families, and the _débris_ of their property, under + the walls of Wuchang, anxious only to escape from defences + that should have proved their protection.... The noise and + cries attending their embarkation continued throughout the + night, but daylight brought with it a stillness that was + not less impressive than the previous commotion. By that + time all the fugitives had left the shore, and the river, + as far as the eye could reach, was covered with junks and + boats of every description bearing slowly away up-stream + the bulk of the population of three cities, which a few + days before we had computed at 1,000,000 of souls. + +Of what came of this and many such another melancholy exodus of +humanity, without resources, ready to brave any death rather than fall +into the hands of the destroyers, there is no record; and the scene +at Hankow, magnified a hundred times, would give an inadequate +conception of the havoc of the fifteen years of the Taiping rebellion. + + +III. ADMIRAL HOPE'S POLICY TOWARDS INSURGENTS. + + Devastation only to be expected of them -- Enforces + neutrality and respect for foreign property -- Thirty-mile + radius round Shanghai -- Hesitancy of British Minister and + Foreign Office -- Overcome by firmness of Admiral -- + Capture of Ningpo by rebels -- Arrangements for trade there + -- Bad faith of rebels -- Shanghai to be defended -- Its + dangerous position -- Ravages of rebels -- Offensive + movements against them -- Clearing of the thirty-mile + radius -- Cordial relations between English and French + admirals -- Mr Bruce won over -- The campaign -- Recapture + of Ningpo -- Chinese raise foreign force -- Ward -- + Burgevine -- Chinese statesmen who organised the + suppression of the rebellion -- General Gordon takes + command of the "Ever-Victorious Army." + +None of the spectators was more profoundly impressed than Admiral +Hope, and the spectacle undoubtedly helped to mature his views on the +demerits of the rebellion. On April 6 he wrote to the Admiralty: "A +period of anarchy, indefinite in duration, appears likely to ensue, in +which the commercial towns of the empire will be destroyed, and its +most productive provinces laid waste. For this state of things, so +destructive to foreign trade, I see no remedy except the recognition +by both parties, if practicable, of the neutrality of the consular +ports, which would then become places of security in which the Chinese +merchants and capitalists could take refuge." And towards the +realisation of this scheme the first step was the obligation laid upon +the rebel Government at Nanking that their forces should not approach +within thirty miles of Shanghai or Wusung. This idea, however, was but +slowly assimilated by her Majesty's Minister at Peking and by the +Government at home, and Lord Russell, while approving generally of the +admiral's policy, stipulated that no force be used except in direct +defence of British property. Mr Bruce wrote able despatches from +Peking, in which the pros and cons, the contingencies and risks, of +alternative courses were so well balanced, that the only practical +conclusion that could possibly issue therefrom was that eventually +arrived at,--to leave the decision to the admiral with a promise of +support, whatever course he might adopt. The Foreign Office and the +Peking Legation, in fact, faithfully represented the orthodox view of +affairs, whereby national policy is primarily reduced to a game of +safety for officials, and to the application of theories and general +principles often having little bearing on the actualities of the case. +The admiral's mind was cast in a different mould. To him the +exigencies of the situation were everything, the official balance very +little, the fear of responsibility nothing. The man on the spot, +seeing clearly the right thing to do and resolved to do it, was bound +in the end to gain the Government to his side, for Governments like a +strong arm to lean on. With men like Sir James Hope there was no risk +of complications arising, for complications arise mostly from the +nervous dread of them, never from going straight and clear to the +objective point. It needed a visit of the admiral to Peking, however, +and the best part of a year's correspondence, to convert the British +Government point by point to his views. + +Meantime the Taiping rebels advanced to Ningpo, the defence of which +Mr Bruce had refused to sanction, and they captured the city on +December 9, 1861, after engaging not to do so. The leaders there were +interviewed by the French Admiral Protêt and the English Captain +Corbett with a view to gaining a comprehension of their plans, and "to +prevent the atrocities of which they have hitherto been guilty, and to +endeavour to effect an arrangement by which trade can be conducted +from the town. The French Rear-Admiral Protêt will act in concert with +me," wrote Admiral Hope to Corbett, December 7. + +After the capture of the city the admiral instructed Captain Corbett +that if the rebels wished to levy any duties, he was to see that in +amount they did not exceed those stipulated in the imperial tariff. +Arrangements were also made by the three treaty Powers for the +protection of foreign life and the safety of the foreign quarter. The +position was, however, a very difficult one, as the rebels had no idea +of order or of keeping faith. Indeed the problem of protecting British +subjects while observing Lord Russell's neutrality instructions was +fast becoming impossible, for the conventions made with the Taiping +authorities in Nanking were disregarded by them, and Shanghai itself +was threatened. + +The admiral's conception of what was required for the protection of +British interests was all the while undergoing steady development, and +in January he wrote that Kiukiang and Hankow had become as essential +to our trade as Shanghai. Writing a month later, he pressed his plans +still more definitely upon the Admiralty. "On every occasion," he said +on February 21, 1862, "on which I have reported the state of Shanghai +since my return here, it has been my duty to bring the devastation and +atrocities committed by the rebels in its immediate vicinity very +prominently under their Lordships' notice. These proceedings have been +conducted at a distance much too close to be consistent with the +respect due to the occupation of the town by French and English +forces, or to leave its supplies of provisions and native trade +unaffected." + +The tension was at length relieved by the relaxation of Earl Russell's +restrictions. He had already said that "it might be expedient" to +protect the treaty ports, and that he was "of opinion that we ought to +defend Shanghai and Tientsin as long as our forces [the garrison left +from the Peking campaign] occupied these ports." But now, on March 11, +1862, he took a more practical view of the whole situation, and issued +her Majesty's commands that "Admiral Hope should not only defend +Shanghai and protect the other treaty ports, but also the British flag +and the Yangtze, and generally that British commerce is to have the +aid of her Majesty's ships of war." + +During the winter of 1861-62 matters had become very critical in +Shanghai. The rebel chiefs sent an intimation to the foreign consuls +that it was their intention to capture the town, and they proceeded to +burn the villages and ravage the country on both sides of the river +within gun-shot of the military lines. Special local measures of +defence were adopted by the residents, and fugitives in thousands +flocked into the only asylum where their lives were safe. The pressure +of these events led to yet more definite action on the part of Sir +James Hope, who perceived that the effective defence of Shanghai and +its sources of supply involved aggressive movements against the rebels +in order to drive them out of all the places they occupied within the +thirty-mile radius. In all these proceedings the admiral went hand in +hand with his French colleague, and with the commanders of the French +and British military forces. An agreement signed by the four on +February 13, 1862, settled the immediate question of the defence of +the city of Shanghai. An appeal to the British Minister completed his +conversion to a "forward policy." "I strongly recommend," wrote the +admiral on February 22, "that the French and English commanders should +be required by yourself and M. Bourboulon to free the country from +rebels within a line"--specified; and the reply was as hearty and free +from ambiguity as could be wished: "We can no more suffer Shanghai to +be taken by famine or destroyed by insurrection than we can allow it +to be taken by assault; and it requires but little experience in China +to be assured that the effect of remaining on a strict defensive +within the walls is to convince our assailants that we are unable to +meet them in the field." + +The plan of campaign was settled in an agreement signed by Sir James +Hope, Admiral Protêt, and Brigadier Staveley, April 22, 1862, and was +carried out to the letter during the early summer and the autumn +following. At an early period of the operations Admiral Protêt was +killed: his loss was deeply lamented, most of all by his British +colleague, with whom relations of exceptional intimacy had sprung up. +"The extent to which I enjoyed his confidence and regard will ever +prove a source of unmingled satisfaction to me," wrote Sir James Hope +on the day of the admiral's death, May 17, 1862, himself at the time +confined to his cabin by wounds. + +The rebel forces in Ningpo, who had been on their good behaviour for a +short time, became aggressive and insulting, even going the length of +offering rewards for foreign heads in the good old mandarin fashion. +It is well to remember that even in their unkempt condition, and with +everything to gain from the goodwill of foreigners, the Taiping rebels +lacked nothing of the most arrogant of Chinese assumptions. The +pretensions of the chief far exceeded those of the Emperors of China. +The Taipings required foreigners to be subject to their jurisdiction, +and they habitually applied derogatory terms to foreign countries. +Such things were regarded much as the eccentricities of a lunatic +might be. Nevertheless they were a faithful reflex of what is rooted +in the Chinese mind. + +The position of foreigners and the foreign ships there having thus +been rendered intolerable, the city was recaptured from the rebels by +Commander Roderick Dew in the same month--a brilliant feat of arms. +After the capture he wrote: "In the city itself, once the home of half +a million of people, no trace or vestige of an inhabitant could be +seen.... The canals were filled with dead bodies and stagnant filth." +The recapture of Ningpo was the beginning of an Anglo-Franco-Chinese +campaign against the rebels in Chêkiang which was carried on +simultaneously with that round Shanghai. + +It is needless to follow in detail the operations which culminated two +years later in the final suppression of the Taiping rebellion; but the +relations which grew up between the British and French commanders on +the one side, and the Chinese military forces which were being +organised on the other, were so fruitful in results as to merit their +being held in particular remembrance. Though the history has been many +times written, it may still not be considered supererogatory to trace +some of the points of contact between the native and foreign motives +and plans of action, and the evolution of the defensive idea which was +the product of the combination. + +The Taiping rebellion had devastated the central and southern +provinces many years before the Chinese Government roused itself to a +serious effort to resist it. The movement of repression originated +with the Governor-General of the Hu provinces, whose chief lieutenant +and successor was Tsêng Kwo-fan, Governor-General of Kiangnan at the +time of which we now speak. His brother, Tsêng Kwo-chuan, the Governor +of Chêkiang province, was the military leader, and Li Hung-chang, the +most capable and energetic of them all, was governor of the province +of Kiangsu. The imperialist forces had been gradually closing on +Nanking, and it was thought probable that this hemming-in process +forced the rebels to seek outlets and new feeding-grounds in the +populous districts of Kiangsu and Chêkiang. The rebels had enlisted a +number of foreigners in their ranks, and made great efforts to supply +themselves with foreign arms and ammunition, for which purpose, among +others, communication with the sea was most important for them. Li, +_futai_ (governor), also began to enlist foreigners and raise a +special corps, drilled and armed in foreign fashion, and led by +foreign officers. The foreign agent in this enterprise on the +imperialist side was Frederick Ward, to whom Mr Bruce referred in May +1861 as "a man called Ward, an ex-Californian fillibuster." Within a +year Mr Bruce wrote, "In the Chinese force organised and led by Mr +Ward I see the nucleus of a military organisation which may prove most +valuable in the disturbed state of China." The truth is, "Ward's +force," which became known by its high-flown Chinese title of the +"Ever-Victorious Army," was seized on from its origin by Sir James +Hope, whose encouragement and support were essentially serviceable to +it in its early days. The admiral treated Ward as a comrade, fighting +by his side, and thus giving the new levy a military status. While the +Chinese troops were yet raw he co-operated with them by capturing +positions from the rebels and trusting Ward's men to hold them, on the +assurance of their leader that they were equal to that duty. Ward +himself was an unpretentious, cool, and daring man, reckless of his +own life. During his brief campaign he was riddled with bullets, one +of which entering his mouth destroyed the palate and impaired his +speech, and before long the fatal missile reached its mark. He was +succeeded in the command by his second, Burgevine, who, though a good +soldier, lacked Ward's tact and moderation, and got into trouble with +his paymasters, to whom he used violence and threats. He was deposed +from the command by Governor Li, which brought about a serious crisis, +for the disciplined force of foreigners and Chinese was left without a +head. In this emergency Li applied to the British authorities for the +loan of an officer to command the disciplined force. The +responsibility of the British representatives, naval and military, +became thus extended to finding a suitable Englishman to replace +Burgevine. Their first selection was Captain Holland, R.M., who held +the post for a short time, and was succeeded by Captain C. G. Gordon, +R.E. + +Gordon had arrived in China in 1860 in time to share in the last act +of the Peking campaign; he passed the year 1861 at Tientsin, where he +was highly esteemed as a model man and meritorious officer. In the +winter of 1861 he had conferences with Mr Bruce and Prince Kung on the +question of suppressing the rebellion; but none of their ideas, nor +the policy of the British Government, were then sufficiently advanced +to lead to any practical result. Gordon accompanied his corps to +Shanghai in the spring of 1862, and was engaged in the operations for +clearing the thirty-mile radius under General Staveley, who spoke +warmly of his daring reconnoitring services, for which Gordon had been +already distinguished in the Crimea. In the following winter he was +busy surveying and mapping the country which had been reconquered from +the rebels, and in the spring of 1863 he was offered by his chief the +leadership of Ward's force. Gordon's was no doubt the best selection +that could have been made, having regard only to the abilities which +were then recognised in him; for though General Staveley knew him well +both in Tientsin and Shanghai, it is not claimed for him, or any one +else, that he had prescience of those transcendent qualities and that +magnetic power which the subsequent campaign against the rebels was +the means of bringing to light. When Gordon took command of the +"Ever-Victorious," the force had had two years' training and regular +campaigning, and the men were entitled to rank as veteran troops. +Gordon, however, was to infuse new life into the corps by his dynamic +personality and by the diligent use of the regenerative agency of +"Sergeant What's-his-name." The number of foreigners actually employed +in the force is doubtful, but detailed returns of killed and wounded +in the course of a year's operations gave a hundred names. Gordon's +faculty of control was probably more severely tested by his management +of that motley foreign crew than of the whole indigenous force; but +the best of which it was capable was got out of this fortuitous +concourse of men, and under the inspiration of the commander several +names of distinction emerged from the cosmopolitan group. + +When Gordon took over the command in March 1863 it was six months +since the thirty-mile radius had been entirely cleared of rebels, and +the first duty of the "Ever-Victorious" was to keep that area clear; +its second to carry the war as far as it was able into the regions +beyond. Its efficiency, especially for this latter purpose, depended +on the support and co-operation of the British and French commanders, +whose troops remained in occupation of the treaty port of Shanghai. +For a time there was danger of a lapse in this co-operation. The +dismissed General Burgevine carried his grievances to Peking, and made +such an impression by his plausible address on the American and +British Ministers there, that Mr Bruce espoused his cause and wrote +strong despatches to the British commander, Staveley (April 10, 1863), +urging the reinstatement of Burgevine and the suppression of Gordon, +to whom it was to be explained that the step was no reflection on him, +&c. Again and again the Minister returned to the charge, both to the +commander in Shanghai and to the Foreign Office at home; but the +Governor Li was firm, and adduced such cogent reasons for the +dismissal of Burgevine that Major-General Brown, who had just +succeeded to the British command, joined Li in resolutely protesting +against the removal of Gordon, whom, it may be remarked, the English +general had never yet seen. The men on the spot prevailed against the +man who was theorising from a distance, and on the worst data +conceivable, the culprit's own account of himself. Mr Bruce, who, as +we have seen, was well acquainted with Gordon, must have had reasons +for his policy not given in his official despatches, for these were +inadequate and narrow for a man of his large capacity. + +We have said Major-General Brown had not then seen Gordon. He had +arrived from India in April to relieve General Staveley of the command +of the British troops in China. He was a wiry man and of an active +temperament, and rapidly mastered the situation. Probably to him is +due the credit of the first true perception of what manner of man this +young engineer officer was. General Brown was for a few days after his +arrival a guest in one of the spacious _hongs_ in the Shanghai +settlement, which had a wide verandah, giving access to all the +bedrooms. One morning very early the general, excited by a message +that had just reached him, rushed round in _déshabillé_ calling for +his host with a piece of coarse Chinese paper in his hand. "Do you +know Major Gordon?" he said. "Why, yes, a very nice fellow, and +reported to be a first-rate officer." "But," exclaimed the general, +"he is a genius! Just look what I have received from him from the +front," and he unfolded the whitey-brown paper with some rough +diagrams, and a few not very legible pencil notes indicating his +position and plan of attack on Taitsan (where Captain Holland had been +repulsed) and Kuensan,[46] both cities on the line of communication +with the provincial capital, Soochow. "The man is a genius," +reiterated the general, "and must be supported." A few days later +another of these cryptic missives arrived, when a similar scene was +repeated with redoubled emphasis. "I tell you that man is a military +genius; that's what I call him, a military genius," said the dapper +little soldier in his vivacious reiterative manner. "I'll support him +for all I am worth." And then he developed his own plan of relieving +the "Ever-Victorious" of garrison duty, leaving the whole +force--secure of its base--free to engage in aggressive operations. +This plan of giving effective support to Gordon's force was carried +out to the letter, as subsequently described by the general in his +official despatches reporting the capture of Taitsan and Kuensan: "I +had a field force acting in conjunction, as a support, moving on the +extreme edge of our boundary, ... which was of great assistance to +Major Gordon in his operations." He adds: "Kuensan having fallen, +Major Gordon now proposes to make it his headquarters; ... and as the +_futai_ intends to make Taitsan his headquarters, I shall bring it +within the boundary, thus giving the imperialists every confidence to +hold it, knowing they could receive support from me at any moment." +How vital to the fortunes of the "Ever-Victorious Army" was this +decided action of General Brown's was seen when, three months later, +General Burgevine had gone over, with a certain following of +malcontents, to the Taipings, a movement which suggested to Gordon +serious misgivings as to the loyalty of the foreigners remaining in +his own force. Burgevine, however, had no success in the rebel camp, +and soon, in a secret interview with Gordon, sued for safe-conduct and +amnesty. Improving his acquaintance, however, with the new commander +of the "Ever-Victorious," Burgevine's next proposal was the bold one +of eliminating as between themselves all questions of conflicting +loyalty to the respective belligerents by throwing over both, and by +joining forces on their own account, to capture Soochow, and there +raise an army to march on Peking. It was a partnership which did in +nowise commend itself to Gordon, but the proposal served to show how +shrewd Li Hung-chang had been in his estimate of the deposed leader. + + +IV. THE LAY-OSBORN FLOTILLA. + + Orders sent through Mr Hart to Mr Lay -- Fleet equipped + under Captain Osborn, R.N. -- Ratification of their + agreements refused in Peking -- Government would not place + foreigners in a position of authority -- Misunderstandings + and final sacrifice of Mr Lay -- Ships paid off and sold -- + Crucial question the recapture of Nanking. + +The invincible distrust of foreign auxiliaries which dominates Chinese +policy and prevents the empire from ever having an army or a navy, +received another signal illustration in the same year in the great +fiasco of the Lay-Osborn flotilla. Mr H. N. Lay, Inspector-General of +Chinese Maritime Customs, was in England on leave in 1861, his _locum +tenens_ in Peking being Mr (now Sir) Robert Hart. Conferences with the +Chinese Ministers on the naval weakness of the empire resulted in a +very important decision, in consequence of which Mr Hart was empowered +to send to Mr Lay orders for certain armed vessels to be officered and +manned by Englishmen. Mr Lay executed the rather "large order" +according to his lights, engaging Captain Sherard Osborn to command +the fleet, which was equipped on a war-footing. The foreign enlistment +difficulties of the British Government were overcome, as the +Government was by that time ready to go to any length in assisting the +Government of China. The fleet duly arrived in China, and Mr Lay and +Captain Osborn presented themselves in Peking to obtain ratification +of their agreements from the Imperial Government. This was refused, +the force was disbanded, and the ships sold, at a heavy pecuniary +sacrifice to the Chinese, for they made no demur about payment. + +The rock on which the scheme seemed to split was the contention of Mr +Lay that the fleet was imperial, and that the commodore should take no +orders from viceroys or provincial authorities, but only from the +emperor, and through Mr Lay himself. This was a shock to the very +edifice of Chinese Government, conceived of as feasible only under the +belief that in its helpless condition the Government must accede to +anything. But the scheme was really impossible. So also, however, was +the alternative of provincialising the naval force, as has been shown +by subsequent failures in the attempt to use the services of British +officers in the Chinese navy. Such an instance of reckoning without +your host was never heard of before or since. It was like a practical +joke on a titanic scale. The ships were actually there, manned, +officered, and armed. It was a dangerous knot, which had to be +promptly cut or untied. Following the line of least resistance, Mr Lay +was made the scapegoat, on whose head the Minister "laid both his +hands"--rather heavily--"confessing over him the iniquities of all," +and sending him away into the wilderness. In the general interest the +sacrifice of Mr Lay was perhaps the safest way out of the imbroglio, +for he was a pugnacious little man in whose hands despotic power might +have been attended with inconvenience. Nevertheless, the blame of the +failure belonged to all the parties concerned--to Prince Kung, +Wênsiang, Mr Hart, Mr Bruce, and the British Government. They each +entered into the scheme with different ideas, more or less vague, +except Mr Lay's own, which had perforce to be reduced to the definite +when he came to draw up contracts with British naval officers, and to +meet the strict requirements of British law. The Chinese Ministers of +course could have no conception what a foreign-equipped navy really +meant, nor had they probably fully divulged what was really in their +mind; Mr Lay and Mr Hart were young men with large ideas, but without +experience; Mr Bruce was a man of the world who had seen service, and +was, from his position, the most responsible of them all, and +therefore the most culpable in deceiving himself, and allowing the +British Government to be misled. He approved of the project, or it +could never have been carried out. But what was it precisely that he +approved of? He "saw with pleasure that Captain Osborn was about to +reorganise the preventive service" (October 6, 1862), and as late as +February 8, 1863, he wrote to Prince Kung of the "speedy arrival of +the steam flotilla which your Imperial Highness has so wisely +ordered"--as if it were a pair of official boots! Yet on the arrival +of the flotilla it was found that everybody concerned was at +cross-purposes, and the question naturally suggests itself, what steps +her Majesty's Minister had taken to satisfy himself as to the real +intentions of Prince Kung, whether they had been properly transmitted +by Mr Hart and correctly interpreted by Mr Lay and fully communicated +to her Majesty's Government. It appears that Mr Bruce had, in fact, +undergone a change of mind--induced, no doubt, by cogent +considerations--during Mr Lay's final sojourn in Peking. Having +received a message from the Minister urging a stiff attitude with the +Chinese Government and promising the full support of the Legation, Mr +Lay proceeded to the Yamên and laid down the law strongly, as his +manner was, in the full assurance that he had the British Minister at +his back. But after thus burning his boats he found himself abandoned, +for reasons of State which he was unable to appreciate. Such was the +account of the crisis given at the time by Mr Lay himself to a +confidential friend then residing in Peking. For the Chinese +Government the scheme was necessarily a leap in the dark. For the +British Government it involved a violent reversal of recently declared +policy, and on a most important issue. It was consequently a case +where extreme and minute precautions against possible misunderstandings +would not have been superfluous, yet--so far as has yet been made +public, for there is doubtless a missing link in the record--such seem +to have been wholly absent from the inception of the enterprise. + +The crux of the question, no doubt, was the position of Nanking. The +lever Mr Lay employed to secure acceptance of his conditions was the +prospect of the immediate capture of the Taiping capital, against +which the provincial Government, represented by the Viceroy Tsêng, his +brother, and the governor of Kiangsu, Li, were expending their forces. +The temptation was exceedingly strong to close with Lay and secure the +services--probably much overrated for that particular object--of the +new flotilla, were it even by recourse to some ambiguous phrase which +might leave a loophole of escape from the agreement when its immediate +object had been served. Something like this might have been attempted +but for the uncompromising attitude of Li Hung-chang, for it was he +who smashed the flotilla scheme. It was true, he allowed, that the +assistance of the ships would enable the viceroy's forces to capture +the city at once; but, he added confidently, we shall succeed in time +by our own resources, and it were better to lose the city and the +province, and even the empire itself, than to place such power as Lay +demanded in the hands of any foreigner. Burgevine was fresh in the +_futai's_ mind--was indeed at that very time in the rebel camp near +him. Li's arguments clinched the matter. The flotilla was never +commissioned. The whole chapter of experiences of the campaign in +Kiangsu has left a vivid impression on the mind of Li Hung-chang: it +was the most interesting period of his life, but no incident of it +imparts such vivacity to his reminiscences as that of the Lay-Osborn +fleet. Nothing warms him to dramatic locution like a reference to that +episode. + + +V. THE END OF THE REBELLION. + + Gordon's brilliant campaign -- His quarrel with Li + Hung-chang -- And reconciliation -- Other French and + English officers co-operate in suppression of rebellion -- + Russian aid offered. + +Gordon's campaigning lasted one year: it was marked by great +successes, sundry reverses, more than one crisis, and many +discouragements. The famous quarrel with the _futai_ Li was +illustrative of several points of great utility to be borne in mind in +considering the working relations of Eastern and Western peoples; but +perhaps its chief interest lay in its revelation of the independent +and dominating character of Gordon himself, which was his +distinguishing mark through life. After a confused and scarcely +intelligible bargain with the rebel chiefs at Soochow, by which their +lives were to be spared, they were beheaded by order of Li. Gordon +resented this, and, like another Achilles, withdrew to his tent. For +this he was warmly applauded by General Brown, Mr Bruce, and the +Foreign Office, who all denounced Li as the most odious criminal, with +whom no further communication should be held. When, two months later, +Gordon, without consultation with any of these parties, but not +without friendly advice, changed his mind, resumed his friendship with +the governor and active operations in the field, the same chorus of +approval greeted his action as had previously been pronounced of his +inaction. Mr Bruce wrote on February 10, 1864, to Prince Kung, among +other things, that "Major Gordon is to be relieved from any +communication with Governor Li." Within a week Gordon, of his own +motion, had abandoned that position, leaving to the Minister to +explain the change of attitude in any way he pleased, which he did by +resort to that token coinage of diplomatic fiction which serves the +domestic purposes of the craft, but has no market-value outside its +conventional domain. An able explanatory letter from Mr Hart, the new +Inspector-General of Customs, who investigated the transaction on the +spot, would have afforded to the Minister colourable grounds for +"revision" of the earlier judgment, had he been allowed time to avail +himself of it. But Gordon's action forced his hand, and left him no +choice but to acquiesce first and find his reasons afterwards. The +Foreign Office, however, being at a distance, could not be swung back +again so quickly, and they had, on the impulse of the first advices, +withdrawn their sanction for Major Gordon's serving the Chinese at +all. This order reached him after he had, on his own motion, +definitely resigned the service, so that there was no further clashing +of authorities. Though the force contributed materially to the +suppression of the rebellion, the final act, the capture of Nanking, +was left to the unaided resources of the Viceroy Tsêng. + +Not the least of Gordon's successes was the peaceable dissolution of +the force when it had done its work; for the establishment was, for +its size, enormously costly, and it was a two-edged sword in the hands +of the Chinese. The "Ever-Victorious Army" was happy in the +opportuneness of its death. A prolonged existence might easily have +dispelled the wonderful prestige it had gained in its short career and +limited scope. Perhaps, after all, its place in history owes +everything to the personality of its last leader, whose legacy to +mankind is not so much a catalogue of achievements as a +life--immortal. + +The renown of Gordon and the brilliancy of his exploits have thrown +unduly into the shade the Anglo-Chinese and Franco-Chinese campaign in +the neighbouring province of Chêkiang, which had Ningpo for its sea +base. In their degree these operations were no less essential to the +ultimate overthrow of the rebellion than those in the province of +Kiangsu, and, among many others, the names of Prosper Giquel, who +afterwards managed the arsenal at the Pagoda anchorage, Foochow, and +of the large-hearted bishop, Mgr. Delaplace, afterwards translated to +the metropolitan see, where he died, deserve to be had in remembrance. +Sundry risings in other provinces caused trouble and apprehension; but +we may, for the purposes of this narrative, consider that the year +1864 witnessed the closing scene of the great rebellion. + +It would be impossible, within any reasonable space, to follow even in +outline the course of that stupendous devastation, exceeding in its +wanton waste of human life the horrors of the Thirty Years' War in +Germany: our concern has been only with that side of the movement with +which foreign nations were forced into contact, with its political +bearing, and its influence on the position of the Chinese Government. +It happened that only two of the Powers were directly concerned in +offensive operations against the rebels, but in the task of +suppression they had the moral support of them all. Indeed, but for +the French and English activity it seems probable that Russia was +ready single-handed to undertake the whole business. The Russian +Government from time to time signified its approval of the action +taken by the French and English in assisting the Chinese Government to +put down the rebellion. Russia was included in the thanks of the +Chinese to their foreign allies; she had at least furnished material +in the shape of "10,000 rifles and several cannons." These arrived in +Peking, after a protracted journey, at a time when the Russian +Minister deemed it expedient to explain to his British colleagues that +the arms had reference only to the rebellion. Moreover, Russia had, or +professed to have, serious intentions of sending a large force of her +own to co-operate in its suppression. M. Petchroff, a member of the +Russian Legation, spent a month in Shanghai in the autumn of 1862 in +frequent conferences on this subject with the Chinese authorities, the +report of which he carried in person to Admiral Popoff, who was at the +time in Japan. M. Petchroff called upon the British admiral while in +Shanghai, and informed him of this project. It was not carried out, as +Prince Gortchakoff explained to Lord Napier, because the Russian +Government had not force enough available to render effective +assistance, but they wished to show the Chinese that they were in +hearty sympathy with the Anglo-French policy, and might, for moral +effect, show their flag in co-operation, so far as prudence would +allow. + +The importance of putting an end to the rebellion, and the value of +foreign aid in doing so, were fully realised by the Peking Government. +Of this the abortive, but costly, Osborn flotilla furnished proof +enough; and the honours bestowed on Gordon by imperial decree were an +expression of the unspeakable relief which was felt in the palace at +the dispelling of the hideous nightmare. A final decree summing up the +movement, in a tone of restrained sincerity not usual in these +conventional documents, says: "Words cannot convey any idea of the +misery and desolation he [the Taiping chief] caused; the measure of +his iniquity was full, and the wrath of both gods and men was roused +against him." + + +VI. EVACUATION OF CANTON. + + Good feeling and compliments on both sides -- Mr Parkes's + able administration of the city. + +An event which passed off without the slightest sensation, because +without hitch, was the evacuation of Canton by the Allied troops in +October 1861. Were it only for one clause in the proclamation issued +by the high Chinese authorities on the occasion, this transaction +would form a valuable historical landmark:-- + + During the occupation of Canton by the allied troops of + England and France during a period of four years, their + conduct has never been otherwise than friendly towards the + military and people of the whole city, and the military and + people having also corresponded with courtesy and + friendship, harmony has been maintained from first to last. + Now that the troops are being withdrawn, the consuls of + England and France will continue to reside within the city, + while the merchants and people of all nations will + constantly pass in and out, or reside therein at their + pleasure. It remains the duty of yourselves, the military + and people, to continue to them the same respectful and + courteous relations that have prevailed during the + occupation. + +Compare this with the state of things existing only three years +before! Much of the success of the occupation and its good permanent +results were unquestionably due to the high qualities of Parkes, the +British commissioner, who thus modestly refers to the matter in his +despatch: "The confidence of the people in a strong and inoppressive +Government, added to their own governable character, materially +facilitated the task of maintaining order in a vast and most intricate +city containing a population of upwards of 1,000,000 inhabitants." The +"Canton question" was thus finally disposed of to the satisfaction of +all parties. + + +VII. DEATH OF THE EMPEROR. + + His flight from the capital -- Succession of his son -- + Regency of the two empresses -- Prince Kung's sanguinary + _coup d'état_. + +Next in importance to the suppression of the Taiping rebellion, the +death of the Emperor Hsienfêng marked the period we are now +considering. That unfortunate monarch, who deserted his capital +against the strongest remonstrances of his advisers, on the approach +of the Allied forces, died at his hiding-place in August 1861, and his +only son was proclaimed in his stead under the style of Tungchih. The +new emperor was a child, and provision had to be made for a regency. +How this regency fell into the hands of two empresses--one the mother +of the young emperor, the other the true widow of the deceased--was +not very well understood by the foreigners then in the capital. Prince +Kung's _coup d'état_, by which the three male members of the regency +were elaborately arraigned and then assassinated, was not organised to +get rid of any imaginary "anti-foreign faction," as was too easily +assumed at the time, but simply and solely to place the empire at the +feet of himself and the emperor's mother. "Parties" in Peking have +always been, and are to this day, a puzzle to foreigners, who, having +seldom at the moment any trustworthy means of informing themselves, +are apt to be carried away by "cries," sometimes got up for the +purpose of misleading them,--for the Chinese are not at all averse +from turning to account the half knowledge on which foreigners are +prone to form their opinions. + + +VIII. INFLUENCE OF THESE EVENTS ON PROGRESS OF DIPLOMACY. + + Inadequacy of foreign diplomacy -- Absence of sovereign -- + Allies committed to protection of China -- Coercion + impossible -- Large outlook of Mr Bruce -- The provincial + _versus_ imperial administration -- Attempt to force + Central Government to coerce provincial -- Contemptuous + attitude of Chinese Ministers -- Sir F. Bruce's despair -- + He clutches at various straws -- General reaction of + Chinese. + +How did these various occurrences influence the progress of diplomatic +relations with the Government? We have seen that diplomacy in Peking +was a venture launched on imported capital, which, meeting with no +indigenous support, was doomed from the first to feed upon itself. +There was no dialect through which the foreign idea could translate +itself to Chinese comprehension, no medium by which Chinese political +conceptions could be made intelligible to the foreigner. When Gordon +could not get his meaning filtered through an interpreter, he called +for a dictionary and put his finger on the word "idiotcy"--and the +most orthodox interpreting could not get much beyond this point in +establishing a common currency for the interchange of national ideas. +The initial difficulty in imposing foreign forms, foreign terms, +foreign procedure--of revolutionising at a stroke a system of +administration petrified by ancient usage--would have existed even if +the statesmen of China had been sincere converts to the innovation. +The contrary was, of course, the case: they were as much opposed to +the new relations as they had been to the military invasion itself. No +help, therefore, was to be expected from the Chinese side in creating +a workable scheme of international intercourse. They desired nothing +of that kind, their ambition soaring no higher than the creation of a +buffer against which external impulsion might expend its force. That +buffer was the Tsungli-Yamên. Foreign diplomacy, therefore, if it were +to subsist at all, must subsist on its own resources, the foundation +of which was force. The force that brought foreigners to Peking must, +either _in esse_ or _in posse_, for an indefinite time keep them there +and render them efficient. Force no doubt would have enabled the +foreign Ministers to bring about even those structural changes in the +Chinese system which were necessary to clear the ground for the +operation of their diplomacy. But if there was one thing more than +another of which Western Governments were determined to convince +themselves, it was that the law of force was finally abrogated in +China; that on a certain day at a certain hour, coincident with the +signing (by force) of a sheet of paper, the spirit of hostility had +departed from the Chinese mind; and that the law of love and reason +was, without preamble, to take the place of that which had brought +about the new relations. Whether believed in or not, this curious +paradox was to be the rule of all future action. + +The game that opens with the "king" off the board, and is afterwards +continued with the "queen" protected, is an obviously impossible one. +The foreign Ministers had to do with a Government of irresponsibility, +and instead of teaching its members from the outset to recognise their +new obligations--training them as children, which as regards foreign +matters they really were--the foreign Ministers began by treating the +Chinese Government rather as an infant too delicate for discipline, +with the familiar results of such treatment. The diplomats betrayed so +much anxiety to lure the sovereign back to his palace, that the +Chinese Ministers soon learned to exploit this feeling for their own +ends. That such and such a concession "would have a good effect at +Jêho" was inducement enough to the foreign representatives to waive +one point after another in the transaction of public business. When +the emperor died, after six months of this _régime_ of indulgence, the +position was changed materially for the worse,--for the diplomats had +now a veritable infant on their hands, with a female regent "behind +the curtain." No prospect thenceforth of even the initial formality of +delivering letters of credence until the child should grow up, by +which time many things might happen. Thus the European scheme of +diplomacy, which was to have been imposed bodily on the Court of +Peking, stumbled heavily on the threshold, and never recovered +itself. But the Chinese recovered. Their fear of the "fierce +barbarians" disappeared as they saw them throw away their weapons, and +the process was resumed by which the fruits of the war and of the +treaties of peace were gradually nibbled away. + +And of course the whole idea of coercing the Imperial Government, even +had it ever been entertained, was openly reduced to nullity when the +foreign Powers interfered for the suppression of the rebellion. The +Allies could not knock down with one hand what they were propping up +with the other, and thus the Imperial Government not only enjoyed +immunity, but knew that they possessed it,--that their late conquerors +were now fully committed to the upholding of the integrity of China +and the maintenance of the dynasty. Any liberties might consequently +be taken: remonstrances from the foreigners would be loud in +proportion to their hollowness, but the barbarians could not attack a +citadel full of their own hostages. + +Although remoteness from the scene of action and imperfect +acquaintance with local requirements were apt to invalidate his +conclusions on points of detail, and to compel him occasionally to +follow where he might have been expected to guide the action of his +subordinate executive, yet whenever Sir Frederick Bruce delivered his +mind on the position of China and her foreign relations as a whole, +his views were large, luminous, and statesmanlike. He foresaw from the +first what the degradation of the Chinese Government must inevitably +lead to. His outlook is revealed in a brief sentence in one of his +earlier despatches: "The weakness of China rather than her strength +is likely to create a fresh Eastern question in these seas." There +need be little doubt that that idea dominated his Chinese diplomacy. +Severity, or even strictness, may well have seemed on the face of the +matter inconsistent with the pious wish to strengthen China, yet we +now know that what she then most needed was to be braced up to the +fulfilment of her obligations as a necessity of her own wellbeing. + +The field of diplomacy in the orthodox sense being closed, and there +being no foreign interests in Peking, the subject-matter for the +Ministers' activity was furnished entirely from the trading-ports. Of +these there were fifteen open in 1861. The kind of questions which +arose may be generally defined as claims arising out of breaches of +treaty by provincial officials, for which redress was sought from the +Central Government. This was a reversal of Chinese methods, which, +even had the Government been well disposed, would not have been easy +to effect; and as the Government was hostile, difficulty became +impossibility. The British Minister after a year's trial began to +realise the magnitude of his Sisyphean task. "In a country like +China," he wrote to the Foreign Office in July 1862, "where the +principles of administration differ entirely from those practised by +us, the conclusion of a treaty is the commencement, not the +termination, of difficulties." + +To a consul he wrote at the same time: "The important result to be +gained by the establishment of direct relations with the Government of +Peking is the avoidance of local acts of violence.... Time will elapse +before the new system will work smoothly and efficiently, ... but you +must not go beyond pacific efforts to remedy the abuses complained +of." A few months later, in a general circular to consuls, he thus +carefully recapitulated the instruction:-- + + The object to be attained is that of forcing the local + officials to observe the treaty ... through the pressure + brought to bear upon them by the Peking Government, and + thus escape from the false position in which we have + hitherto been placed of coercing the local authorities and + people, and thus doing the work of the Imperial Government. + To initiate this new system of relations is a task which + can only be effected gradually and patiently; but the + attempt must be steadily and perseveringly made, in order + that the Chinese Government may be forced to teach its + people, &c. + +And at the same time he summed up the situation to the Foreign Office +in these words: "Our relations with China cannot be put upon a safe +footing until the Imperial Government itself compels its local +officers to observe treaties"--a matter in which the Central +Government itself most needed compulsion! + +But all this about "forcing" the local officials and "forcing" the +Imperial Government, without using any force, recalls the ancient +Chinese maxim of "ruling barbarians by misrule." The world rested +securely enough on the tortoise, but what did the tortoise itself rest +on? With grim satisfaction must the Chinese Ministers have watched the +foreigners entering on a desert campaign where they would exhaust +their strength without reaching the enemy. The warnings and threats +which alone the Minister allowed himself to use to enforce his demands +or his admonitions, as the case might be, were to the Chinese mere +blank cartridge. Prince Kung, replying to one of those minatory +despatches, "imagines that his Excellency uses this outspoken language +for the purpose of stimulating the Chinese Government to activity. His +Highness is sure that it is not his Excellency's desire to act in the +manner indicated." And so on indefinitely. The impression made on the +Chinese Government by the force of foreign diplomacy was likened by an +American Minister twenty years afterwards to "boxing a feather-bed." +The policy above described, inaugurated by Mr Bruce and followed +consistently by the British Government, was pithily termed by Lord +Salisbury, when in Opposition, as an "ideal policy" in pursuit of +which the concrete interests of the country were allowed to lapse. + +It would be tedious to trace in detail the process of disintegration +of treaty rights which followed these interesting overtures. It will +be more to the purpose to cite the British Minister's review of the +results twelve months later in a despatch to Prince Kung. This +despatch and the reply to it were deemed so important at the time that +they were separately called for by the House of Commons, and were +published as independent Blue Books (Nos. 6 and 8, 1864):-- + + Sir Frederick Bruce wished the Prince of Kung to understand + that he had reason to be greatly dissatisfied + + 1. With the general disregard of treaty provisions + manifested at the ports. + + 2. With the tone of the Government generally towards + foreigners. + + It is entirely due to the exertions of the Allied forces + that Shanghai and Ningpo are not now in rebel possession. + Had Shanghai fallen, the imperial authority would have + received a blow from which it could never have recovered.... + + Sir F. Bruce did not look for any extraordinary + demonstration of gratitude for these services, but he had + hoped that the Central Government would at least have + insisted on the faithful observance of the treaty at the + ports. He had hoped also that it would have addressed itself + with some increase of vigour to the organisation of a + competent executive. + + These expectations have not been realised. At several of the + ports the treaty is daily broken in matters great and small; + and the Central Government, if not unwilling, shows itself + unable to enforce a better order of things. The orders sent + by the Foreign Board, when Sir Frederick Bruce complains, + are not carried out, either because the local authorities do + not stand in awe of the Foreign Board or because they do not + believe the Foreign Board issues them in earnest.... + + The Foreign Board has gone through the form of issuing + instructions, but the causes of complaint remain as they + were, either because the local authorities do not fear or + because the Foreign Board does not care. Seeing that none of + the authorities complained of have been punished or removed, + that officials notoriously hostile to foreigners have been + appointed to places in which they have increased opportunity + of indulging in their anti-foreign tendencies, while + officials of friendly disposition have been withdrawn, Sir + Frederick Bruce is induced, however reluctantly, to infer + that if the Imperial Government be not adverse to friendly + intercourse, it is, at all events, indisposed to do what is + necessary to teach the people and local authorities that + China is sincerely desirous of friendly relations with + foreign Powers.... + + It is for the Chinese Government to consider whether it will + listen to these warnings, &c. + +_Prince Kung's Reply, 19th June 1863._ + + With reference to the proposition on which the British + Minister's note insists, that the treaty should rank with + the law, the Prince has to observe that the principle that + the treaty is identical with the laws of the Imperial + Government, and that breach of treaty is the same thing as + violation of the law, is the principle on which the + Government of China proceeds, and its only desire is that + foreign nations should regard the treaty in the same + light.... + + As regards the cases still undetermined in the provinces, + the Prince hopes that the British Minister will refer to + the record and inform him, case by case, of the particulars + of each, and the Yamên will at once write to the Provincial + Governments concerned to hurry them with the cases + enumerated.... + +_Sir Frederick Bruce's Reply, July 2, 1863._ + + Your Imperial Highness states in explicit terms that the + Government of China recognises the treaties as the law of + the empire in its relations with foreigners, and that + breaches of treaty are considered violations of those laws. + But the despatch of your Imperial Highness contains nothing + to show that this principle will be carried out in + practice. I stated instances in which the authorities, in + spite of the remonstrances of her Majesty's consul, had + deliberately set aside the letter of the treaty for no + other object than to curtail the privileges of her + Majesty's subjects. Your Imperial Highness in your reply + does not allude to these cases, nor do you inform me that + any steps have been taken to remedy these grievances or to + prevent a repetition of such conduct. I am simply requested + to send in a list of the grievances complained of; and I am + informed that the local authorities will be urged to settle + them with speed. Such a proposal is entirely + unsatisfactory; for what reason have I to suppose that the + instructions now to be sent by your Imperial Highness will + be attended to, when I see that the orders which I am + assured were given by your Imperial Highness for the + redress of outrages such as ... have been disobeyed? + +In these State Papers the relations present and prospective between +China and the outer world are accurately represented. Putting aside +local and temporary questions, the despatches might be dated 1873, +1883, or 1893, for the position remained substantially the same during +the three decades. + +The attitude of the British Minister we see to be one of hopeless +pleading and vague admonition; of the Chinese Ministers, elastic +resistance. One wonders how far, under the mask of dull decorum, the +Chinese entered into the real humour of the situation: foreigners +chafing impotently, but with their teeth drawn, occupying themselves +largely with the preservation of China and the dynasty; urging +reforms, military, financial, and administrative, while putting up +with the non-fulfilment of the commonest obligations. + +Sir F. Bruce was much too wise a man not to be perfectly conscious of +the negative result of foreign diplomacy in Peking. His private +letters, some of which were published by Mr Lay in 1864, are more +emphatic on the point than his public despatches. He saw it was a case +for desperate remedies, but unfortunately he had no remedy except such +as aggravated the disease. Like a drowning man, Sir Frederick Bruce +clutched at one straw, then another--first at the inspectorate of +customs, then at the collective body of his colleagues--to redress the +balance which lay so heavily against him. We see in the despatch of +June 12, 1863, the inception of what became known as the "co-operative +policy." That was an arrangement by which the cause of one foreigner +was to be made the cause of all, so that the treaty Powers might +present a solid front to the Chinese. Unfortunately such a policy +bears no fruit, since half-a-dozen Powers with separate interests, and +of varying tempers, can only unite in doing nothing. The co-operative +policy, therefore, by tying the hands of all the Powers, rendered the +Chinese more secure than ever from outside interference. + +From Sir Frederick Bruce's despatches it may be gathered that the +reason for the non-success of the Peking diplomacy was, that it was +not founded on fact. It assumed that the Government of China was +centralised instead of decentralised; that the administration of the +empire hinged on the initiative of Peking, from which distant point +the resident Ministers could protect their respective national +interests throughout the empire. This hypothesis, which might have +graced an academic debate, was acted upon as if it was a reality, and +the struggle to make it so has absorbed the resources of diplomacy for +forty years. The real fact, however, was quite otherwise. The +distinctive character of Chinese Government is not autocracy, but +democracy and provincial autonomy. The springs of action work from +below, not from above, and to reverse this order of the ages was to +convert a court of appeal into a court of first instance: to sue for a +tradesman's debt before the Lord Chancellor, requiring the legal +machinery to be first turned upside down. Diplomacy in China has thus +been a disheartening effort to drive in a wedge by its thick end +without adequate leverage. It is possible, indeed, that force might +have accomplished even as much as that, but force was the one thing +the use of which was proscribed. + +The redress of grievances being sought not where it could have been +exacted, at the point affected, but in the capital, the Central +Government was called on to exercise over the provincial officials a +kind of control which had never been exercised before. The provincial +officials, relieved from the local pressure which they respected, +easily evaded the novel and unconstitutional interference of the +capital, and violated the treaties with an impunity unknown in the +days before the admission of the foreign Ministers to Peking. The +treaties, no doubt, had become the "law of the land" so far as a mere +barbarian phrase could make them so, but a full-grown tree of Western +legality could not so easily transplant itself to an alien and +refractory soil. The argument from legality appealed, therefore, to +the ear only. The practical conclusion to which Sir Frederick Bruce +was led is very simply stated in two paragraphs of his letters to +Prince Kung: "My object has been to seek redress through the Imperial +Government, and to do away with the necessity of seeking redress by +forcible demonstrations at the ports. But it is evident that the +reluctance of your Imperial Highness to enter frankly into this policy +renders my efforts ineffectual." "Either the Imperial Government is +unwilling to use its influence to cause the treaties to be fairly +carried out, or it has not the power to cause its orders to be +obeyed." Sir Frederick would have hit still nearer the mark if he had +omitted the "either," "or," and said simply the Imperial Government +was _both_ unwilling and unable. + +Notwithstanding these definite views, the experiment of forcing a +centralisation which would have been a revolution on the +unintelligible Government of China had to be continued through many +weary years that were to follow, during which time the rights +conferred by treaty on foreigners fell more and more into abeyance. + +The progress in that direction made in the two first years is thus +summarised by Mr H. N. Lay, the first Inspector-General of Customs, on +his return to China in 1863:-- + + When I left China the emperor's Government, under the + pressure of necessity, and with the beneficial terror + established by the Allied foray to Peking in 1860 fresh in + their recollection, was in the best of moods, willing to be + guided, grateful for help, and in return for that help + prepared to do what was right by the foreigner. What did I + find on my return? The face of things was entirely changed. + There was the old insolent demeanour, the nonsensical + language of exclusion, the open mockery of all treaties.... + In short, all the ground gained by the treaty of 1858 had + been frittered away, and we were thrust back into the + position we occupied before the war,--one of helpless + remonstrance and impotent menace; ... the labour of years + lost through egregious mismanagement. The Foreign Board + looked upon our European representatives as so many _rois + fainéants_.... Prince Kung was no longer accessible.... He + professed to be engaged with more important matters. + +FOOTNOTES: + +[45] Peking and the Pekingese. + +[46] Kunshan or Quinsan. + + + + +APPENDIX I. + + NOTE ON OUR PRESENT POSITION AND THE STATE OF OUR RELATIONS + WITH CHINA, BY CONSUL ALCOCK, JANUARY 19, 1849. + + +_Section I._ + +The lesson of the past is very legibly written in the history of our +relations,--oppression in the Chinese, increased by submission in the +English. Resistance of the latter followed by concession in the former +may be read in every stage, and the influence of the late war, beyond +the tangible effects embodied in the provisions of the treaties, has +been limited very much to outward forms: there is reason to suspect +that the policy of the Chinese has been masked, not changed. + +The same arrogant and hostile spirit exists, and their policy is still +to degrade foreigners in the eyes of the people, and to offer every +obstacle which may _with safety_ be interposed to any extended +intercourse,--objects which they seek to carry out by various covert +and indirect means. In this sense the letter of the treaty is often +quoted, but any large interpretation can only be secured under a moral +compulsion, as the least objectionable alternative. This may not, +perhaps, be wholly owing to bad faith, for distrust and fear of +foreigners probably influences the result. Hence all the principal +advantages enjoyed under the treaty are only held by a species of +personal tenure of precarious character, and a consul at one of the +ports may lose more in a week than her Majesty's Government may find +it easy to recover with costly and embarrassing efforts in a year. Our +present relations consist in a never-ceasing struggle, under veiled +appearances of amity; and the treaty extorted by force is generally +sought to be eluded by cunning. They have no objection to the foreign +trade as one of the elements of their own prosperity, though they +much underrate its importance; but to make it wholly acceptable [to +them], the former humiliating conditions are wanting. + +The whole effort of the Chinese rulers seems to be limited to +preserving peace as the first object, and, so far as may be compatible +with this, to assimilate our present to our ancient position as the +second. + +From the general bearing of our relations in connection with the past +and the future, the nature and extent of the disadvantages under which +we labour may be easily deduced:-- + + 1. Local insecurity to person and property at Canton. + + 2. Want of access to the first markets and of the means of + pushing and verifying the consumption of our manufactures + in the interior. + + 3. Ill-adjusted rates of duty on several important + articles. + + 4. Want of reciprocity and equality in our political + relations, and a certain inferiority in our position social + and political. + +By the first we are menaced with perpetual danger of fatal collision +and interruption to our commerce, while our general position is at the +same time prejudiced. By the second we are deprived of any large +market for our goods, and pay dearer for native produce. By the third +the Straits, Indian, and the native carrying trade are all impeded in +their growth and dwarfed in their proportions; and by the fourth +insuperable difficulties in remedying abuses or amending our relations +are encountered, our only means of action being upon Canton and its +governor, acting as an imperial commissioner. + +The full and rapid development of our commerce, a new and profitable +field for our manufactures, and a better guarantee for the maintenance +of our friendly relations, are the chief advantages to be sought in +the removal of these disabilities. + +The practicability of maintaining our relations on their present +unsatisfactory footing in the south must be very doubtful, nor is +there much hope that any of the essential advantages above specified +may be gained incidentally in the natural progress of time, and still +less that the grounds of alarm should of themselves disappear. The +causes of all that is bad in our position spring from too deep a +source, and may be traced too far back, to admit of any such hope: a +rooted conviction in the minds of a whole population, derived from +traditional knowledge of the humiliating and derogatory position +voluntarily accepted by foreigners, cannot be effaced by a treaty, or +even a short successful war which passed over the city that was the +offending cause almost harmless. How far it may be possible to convert +popular contempt and dislike into respect and fear, we cannot judge +from experience: hitherto, in the steps taken to that end, either too +much or too little has been attempted. + +There are practical difficulties of a peculiar and altogether local +character [it is obvious] to any immediate amelioration of our +position at Canton which do not exist elsewhere. Setting aside these +considerations, it will be found that all that is most valuable and +important in the advantages to be desired are of a nature to be +granted by the sole exercise of the emperor's will: greater freedom of +access, the modification of half-a-dozen items in the tariff, even the +exchange of envoys between the two Courts, if this were deemed +expedient, are all matters to be decided by a stroke of the vermilion +pencil. No hostile populations interpose a practical negative to +concessions such as these. The grounds upon which we may claim the +revisal of some of the provisions of existing treaties are derived +from the well-established conditions of all permanent relations of a +friendly and commercial character between sovereign States in the +civilised world. + +We may claim of right a modification of the basis of our relations on +the injury resulting to our interests from the bad faith or +impuissance (it matters little which) of the Chinese Government in +giving execution to the treaties in force. We may insist upon +prejudicial limits being abolished, since they have plainly failed in +their ostensible object to secure freedom from molestation or injury +which was the condition of their acceptance. + +If it be the traditional policy of the Tartar dynasty to keep +foreigners at the outer confines of the empire and in a degrading +position, it may with better justice be the policy of Great Britain to +obtain a direct action upon their centre, and freedom from idle and +vexatious restrictions. The right of a nation to interdict intercourse +and commerce, and therefore to determine upon what conditions it shall +exist, is but an imperfect right, and subject to such modifications as +the rights of other nations to the use of innocent objects of utility +dictate; and the refusal of a common right is an abuse of the +sovereign power, and an injury to be resisted. + +China, however disposed its rulers may be to deny the fact, is one of +a community of nations with common rights and obligations, and any +claim to exemption from the recognised terms of national intercourse +is inadmissible in the interest of all other countries. To admit such +a right of exemption would be to allow the arrogated superiority in +power and civilisation, and to pamper the hostile conceit of her +people. + +So long as the sovereign States of Europe will permit so obvious an +inference it cannot be matter of surprise, and scarcely subject of +reproach, to the Chinese, that they should be so ready to assert and +so pertinacious in acting upon it. + +But even if exclusion from the territories, from all trade and +intercourse, were an absolute right in the first instance, the Chinese +have forfeited all claim to its exercise--first, by voluntarily +entering into relations political and commercial in ages past with +other States and people, by exchange of embassies, by opening their +ports and territories and encouraging trade; and secondly, by +aggressive wars and invasion of the territory of Europe by the Tartar +and Mongolian races who have ruled the country. + +China preserves her undoubted right of self-preservation as a +political society and an empire, but this does not involve the +incidental right of interdicting intercourse, because her own history +shows that danger does not necessarily follow unlimited access, since +as late as the seventeenth century such free communication existed +with foreigners; and secondly, because the right of decision must be +shared by the interdicted party. + + +_Section II._ + +It is not enough, however, to determine the abstract principles upon +which a policy may be founded--that which is just may not always be +most expedient, and if both the one and the other, it may not be +practicable. + +The chief difficulties to be encountered in any attempt to place our +relations on an improved basis may be traced to three principal +sources:-- + + The Canton popular traditions and hostility. + The treaties in force. + The contraband trade in opium. + +The characteristic features of our position at Canton and their origin +are too well known to require illustration. To our political relations +before the war, and the humble and in every way derogatory attitude +assumed towards the Chinese, is clearly to be traced their present +insolence, assumed superiority, and hostility on finding it +questioned. + +The principle of narrow boundaries and restricted limits confirmed by +the Treaty of Nanking virtually sanctioned the tradition of the past, +which no mere verbal assertion of equality thus practically +contradicted can modify. The repudiation of this principle and the +establishment of a different footing seem to be essential to our +political equality, which would form the best foundation of an +improved social and commercial position, most especially in the south. +Were our chief political relations with the Chinese Government not +centred at Canton, it is very evident that that port would lose much +of the importance which now attaches to the sayings and doings of its +turbulent mob and impracticable authorities. Were the centre of our +political action anywhere else, the local difficulties, troublesome as +they are, must soon merge into comparative insignificance, and such a +measure as this would seem an easier task to accomplish than to change +the habits and the prejudices of a whole population. + +If we turn from Canton and its unsatisfactory history of oriental +insolence and presumption on the one side, and undue submission to +their exigencies on the other, and consider the exemption from all +such characteristics at Shanghai, the respective influences of the +treaties and of local circumstances may be deduced by a comparison of +the two chief ports. + +The various concurring circumstances terminating in the Tsingpu +outrage, which threatened to approximate the position of the British +at Shanghai to that occupied at Canton, have been detailed in the +correspondence of the period. The position was seriously affected by +the comparative immunity of whole villages participating in the +murders at Canton in the previous year, by the atrocious features of +the crime itself, and by the assumed necessity of the consul's +inaction pending a reference to her Majesty's plenipotentiary, +occupying several weeks. + +Prompt redress was imperiously demanded by the interests at stake and +the sinister aspect of affairs, and to enforce this coercive means +were employed, leaving nothing to be desired. + +The most important of the results obtained was the demonstration of a +power to shift the centre of action from a port where no progress +could be made to a vulnerable point nearer to Peking where immediate +attention could be commanded, and this was supplied by the mission to +Nanking. + +From these two circumstances--the serious deterioration of our +position, and the prompt and efficacious remedy provided--an important +conclusion may be drawn as to our means of effecting any required +change in our relations. + +In an empire vast in area as China, with an overflowing population, it +is no slight advantage to be enabled, without a single battle, to +invest and vigorously blockade the capital; and this it is in our +power to effect by a small squadron at the mouth of the Grand Canal in +the early spring, when Peking is dependent for its supplies for the +year on the arrival of the grain and tribute junks by that channel. A +more effective means of coercion this than the destruction of twenty +cities on the confines of the Chinese territory or on the coast. With +a starving Court and population around him, flight or concession +appears to be the emperor's only alternatives. + +The facility and the certainty with which this object may be attained +are important considerations. The insurmountable obstacles to the +advance of a European army into the interior are rendered nugatory and +altogether unimportant by the knowledge of this highroad to the heart +of the empire. + +The maintenance of our present relations is probably in no slight +degree due to the secret consciousness of their weakness at this +point. + +In any future policy that may be adopted, therefore, these facts and +views are calculated to supersede the necessity for active +hostilities, and must tend to avert from a peaceful and industrious +population all the worst calamities of war, at the same time that they +free her Majesty's Government from the embarrassment of a costly and +protracted war _in prospectu_. + +A simple and ready resource for commanding attention to any just +demands is indeed invaluable in China, and without it there is every +reason to believe the Chinese rulers would still be the most +impracticable of Orientals. With such a power, no insuperable +obstacles exist to the satisfactory solution of difficulties without +either costly effort or interruption to the trade of the five ports; +and it was the long-matured conviction of our powerful action, by +means of a command over the necessary supplies for Peking, that +dictated the course followed in the Tsingpu affair. + +The Chinese view of the opium trade and our agency in it forms perhaps +the chief obstacle to our taking that high ground with the rulers, and +good position with the people, which the extension of our commercial +interests demands. Let us look, then, to this opium traffic and the +influence it actually exercises upon our position in China. + +It is no question here whether opium should be classed in the category +of medicines, stimuli, or fatal poisons; the Chinese have decided that +for themselves, and regard it only as a poison, and the British as the +great producers, carriers, and sellers of the drug, to our own great +profit and their undoubted impoverishment and ruin. Nor does their +conviction end here: they believe to maintain this traffic we made war +and dictated a humiliating peace, and that we are prepared to do so +again, if they ventured on any interference to its prejudice. + +These opinions may be false or true in their foundation, that is not +the question, but, What is the influence they are calculated to +exercise? Hostility and distrust can alone be traced to this source. +No other feelings flow from it, and the consequences will meet us at +every turn of our negotiations, in our daily intercourse, and every +changing phase of our relations. As it overshadows with a sinister +influence the whole field of our political action, so must it be +seriously taken into account and calculated upon as an adverse element +in all we attempt in China. + +Accepted as _un fait accompli_, the best means of neutralising and +counteracting its bad effects are alone to be considered, since the +enormous capital, large revenue, and inseparable connection of our +legitimate trade with opium, as a means of laying down funds in China, +involved in the traffic, precludes all idea of its cessation or +removal. + +The effective protection lent to the chief opium-dealers, in their +capacity of British merchants, resident at the ports under the +provisions of the treaty, and the manifest inability of the Chinese +either to bring the legal proof we should require against these +principals, or of attacking by force their agents in the glaring +infraction of the Chinese laws, at the opium stations, no doubt flings +an air of insincerity over all our protestations of non-intervention, +while there is mockery in the invitation to assail large fleets of +heavily-armed European vessels. Even if the Chinese for a single +moment believed in the honesty of our declarations, they know the +utter futility of any means of attack they possess against such +superior force as the opium fleets present. This is the view taken by +the Chinese, who, though they do not confess their own weakness, do +not disguise or deny it to themselves. + +The obstacles which these opinions create and fling in our path +whenever advantages are sought at the hands of the Chinese in +furtherance of our national interests are to be overcome before any +progress can be made. There are three modes of dealing with them:-- + +1. By arguments to prove the fallacy of their assumption that we were +either the original cause of this traffic, or have now the power to +put an end to it, or finally, that it is an unmixed evil. + +2. By a modification in the demands we should, without this +consideration, be entitled to insist upon. + +3. By a mixture of kindness and decision, of instruction and +intimidation, and, in last resort, by coercion for the attainment of +all just and necessary concessions. + +And as we should naturally begin with the first, and may eventually +find ourselves compelled to resort to the last, so no doubt it will be +expedient many times to combine all the different methods of +overcoming the active or inert resistance we encounter in the Chinese +rulers. + +As to any remedy to be applied to the evils of the opium trade, there +seems to be none open to either Government but its legalisation, which +would strip it of its contraband character, and remove from the +emperor the open reproach to his authority, while it might be made to +yield a large revenue to his treasury. + +If on a question of national policy or morality, this measure, as the +lesser of two evils, is declined, there seems to be no help for the +mischief which must accrue to us from being the chief agents in the +traffic. But it is useless to disguise from ourselves the injurious +influence it will unfailingly exercise upon our political action, when +any rights on our part are weighed, and it is this which may entail +the necessity of our flinging the weight of the sword into the +opposite scale--sheathed it may be, but not the less significant and +compulsory in its effect. + +The opium grief and the Canton hostility thus work together and +dovetail into each other to our manifest prejudice, that port +continuing to enjoy its old privilege of being the great exponent and +centre of both. There we meet in their least veiled form the national +adverseness to foreigners concentrated and localised--the conviction +of injury and loss at our hands from opium, heightened into asperity +and bitterness by the arrogance of their tempers and the consciousness +of their weakness. + +In no other port does it seem likely the same overt expression and +concentration of adverse feelings will ever be experienced. It would +appear the more important, therefore, to modify the virulent form they +assume at Canton, and remove the bad precedent and example incessantly +furnished by the Cantonese. + +The entrance into the city is obviously a question of principle, not +of any _direct_ practical advantage in a _commercial_ sense. The +freedom from annoyance, and security to property, are more truly so, +and of these two the latter, by far the most essential and important +to our interests, seems only to require more storage room for goods, +away from a dense Chinese suburb which renders insurance from risk of +fire impossible, and entails upon our merchants all the additional +danger of fraud in the Chinese warehouse-keepers, who are of necessity +the custodians of our goods. + +We cannot hope that any effort of ours or of the emperor will suffice +to change at once the character and habits of a people, or even of the +population of a city. But the last war has shown that with us it rests +to bring at any time the pretensions of the Chinese rulers down to a +nearer level with their military power; and if they cannot from +inherent weakness do all that may be desirable, neither are they in a +position to refuse any concession, clearly at their option to grant, +and such are these which it would seem most important to Great Britain +to secure: the nature of our demands and the circumstances under which +they shall be preferred are considerations of policy and expediency. +But the real question, and by far the most important, it will be +obvious, is rather what it may be wise to demand, than what it may be +possible to obtain. The danger of collision between the rival +civilisations of the East and West has long been foreseen, +instinctively felt by the Chinese, and more clearly discerned by +Europeans in the result of the late war; and the larger commercial +interests growing up under, and in spite of, the present system of +restrictions, has only tended, by partially extending the points of +contact without placing our relations on a plain basis of reciprocity +and equality, to increase the chances. It can only be hoped that the +gradual introduction of European arts and ideas and their +fructification may in some degree fuse and harmonise the discordant +elements before the course of events which otherwise tend to +precipitate a violent and disastrous collision are beyond our control. +To such a peaceful and beneficial termination of the difficulties +which unavoidably beset our relations with China, the efforts of all +Western Powers should in the common interest be directed. + +These considerations must act as the most powerful checks to any +initiative measures of a large and comprehensive character for the +improvement of our position and the more rapid development of our +commerce. + +In this point of view the two greatest obstacles to any advance are +the large commercial interests and national revenue at stake, and the +danger of being followed by the envoys of other foreign Powers who, +having no such great interests to jeopardise, are without this +beneficial and most needful check, and may therefore be induced to +repeat at a semi-barbarian Court the intrigues and counter-projects +for the destruction of our influence and the injury of our trade in +the East which are at work in our own times in every capital in +Europe, as formerly in India and the Eastern Archipelago. + +Russia, France, Spain, Portugal, Holland, and America, with their +several jealousies and united rivalry with England, their missionary +enterprises or commercial and political schemes clashing in their aim +and development, are all capable of creating such turmoil, strife, and +disturbance throughout the empire, if free access to the Court and the +provinces were insisted upon by Great Britain, as could only end in +the ejection of Europeans from China as formerly from Japan, or an +intestine war in which European power would probably be involved on +opposite sides, and to their mutual destruction as States with +commercial interests in the country. These, again, might lead to +attempts at territorial possession, suggested in the first instance, +as in India, in self-defence, and afterwards continued from +necessity. With Russia spreading her gigantic arms to the north and +east, Great Britain on the south and west, Spain, Holland, and +Portugal with their colonies in the Chinese and Indian seas, a +struggle for superiority on the soil of China for exclusive advantages +or predominant influence might be centred in Peking and embroil the +whole of Europe in hostile relations. The same objection applies to +all efforts to enlarge our intercourse and remove limitations, and has +ever prevailed. It was recognised as an objection to the last war. The +course of events urged on by the opium trade left but little +alternative at the last, or there can be no doubt, with the additional +fear of the uncertain result of a struggle with a vast empire like +China, the resources of which were so imperfectly known, the British +Government would have been deterred from any onward step, as these +motives did in effect prevent any hostile aggression, so long as it +was possible to avoid it, without the sacrifice of our trade. + +The war over, it again prevailed, and we are once more in a position +to accept as final the increased but limited advantages resulting, or +to try for more, and by our policy to avert or provoke disturbing +causes which must lead to change. The moderation which marked, and the +policy which dictated, our treaties carried us back to the old ground +of a nation trading by sufferance, under limitations and restrictions +which kept us at the boundaries of the empire, and with us the rest of +the Western world, the only difference being enlarged facilities and +better guarantees for the pursuit of trade on the coast-line, and +within the restricted limits of the five ports selected. It is now for +the British Government to determine whether we should rest content +with the revenue derived from an import of some 60 million lb. of tea +and the export from India of 40,000 chests of opium, netting together +some 7 millions sterling to the British and Indian Government, +together with the incidental advantage of the raw produce of silk, +promising to render us independent of Europe and the adjoining markets +for the supply of this staple of an important branch of our +manufactures at a cheaper rate, and the market for Indian cotton, the +circumstances which lend to China nearly all its importance; or take +measures, not free from danger and difficulty, of great prospective +magnitude, both in a political and commercial sense, to make China a +great market for our manufactures also. At present the Chinese take +considerably less than 2 millions sterling in annual value out of an +aggregate production of some 70 millions. In this respect they are of +less importance to us as customers than the West India colonies, the +Italian States and islands, or one of the larger European States, so +small a fraction do they absorb. The prospect that would urge us on +should be the hope of seeing China take of our manufactures as large a +share as all Europe, and instead of a couple of millions, create a +demand for more than twenty. The produce of tea and silk we have, the +market for opium and Indian cotton is ours. We want an equally large +and beneficial market for our manufactures--our cotton fabrics, +woollens, linen, and cutlery, for which our powers of production are +all but unlimited. + +Two questions suggest themselves, therefore, on the solution of which +the decision should depend, it being assumed as unquestioned that +something of risk and danger to that which we have must attend all +effective efforts to win that which is as yet wanting. + +To the first four great commercial objects involved in our relations +with China, as above specified, shall we sacrifice the fifth? + +Or shall we peril all for the attainment of the fifth, by the +endeavour to create a market for our manufactures which at present +exists only in its rudiments, and to a small fractional value? + +If the extreme exiguity of the market for manufactures be not held to +justify the voluntary incurrence of great risk or danger to our tea, +silk, opium, and raw cotton trade, which form the great bulk of our +commerce as it exists at the present day, British and Indian, it will +only remain to be determined what are the various secondary means at +our disposal for the improvement of this fifth or manufacturing branch +as the primary object, and their respective chances of success on the +one hand and dangers attending their adoption on the other. For the +dangers, it must be well understood, are of two kinds--those attending +failure, and those which may be consequent upon, and the ulterior +results of, success in the first instance. + +It being borne in mind that whatever we ask and obtain will be claimed +and enjoyed by others, it is necessary to consider to what use they +are liable to be turned by foreign Powers over whom we can exercise no +control, and whose interests or national jealousies may clearly be +adverse to our position in China and the advancement of our commerce. +To these various heads of a subject in every point of view great and +important, and surrounded by doubts and difficulties of the most +embarrassing character, the best information that can be brought by +any one individual is insufficient for a perfectly satisfactory +solution of the questions which must be discussed. All that can be +attempted is to throw some additional light upon the general bearing +of the whole, and to contribute such data and practical inferences, +illustrative of our present position and its future prospects, as may +help to suggest a safe conclusion as circumstances develop new phases +in our relations and call for action. + + +_Section III._ + +Assuming the present basis of our relations to continue, the best +course to be pursued in actual circumstances, more especially for the +maintenance of our advantageous position in the north, is worthy of +consideration. The instructions lately received from her Majesty's +Secretary of State for Foreign Affairs are of a nature to suggest +inquiry under the three heads to which they refer:-- + +1. Recourse to the authorities by British subjects in danger of +popular violence. + +2. Reference in all cases to her Majesty's plenipotentiary for +instructions. + +3. The verification of the punishment awarded to Chinese offenders. + +In reference to the instructions under the first of these heads, it is +to be observed that even with such unusual facilities as some of the +older missionaries possess who speak the dialect, and are often +familiar with the localities they visit, the resource indicated cannot +be counted upon as available. + +In the Tsingpu affair, as soon as they actually became sensible of +danger, it was clearly impossible, nor in one case in a hundred is it +probable, that such a resource will be in their power. + +In these cases the authorities keep out of the way, they and all their +ragged staff of runners and police; and if otherwise, moved by a fear +of worse consequences from the acts of the nearest British authority, +the means they take to rescue a maltreated foreigner are miserably +ineffective and uncertain in their results. Whoever will read the +details of the species of rescue effected in the Tsingpu business will +see that it was by the merest chance the three Englishmen had not +their brains beaten out, either before the arrival of the disguised +runners or while they were waiting an opportunity of stepping in to +render the unfortunate sufferers any service. + +It must be clear, therefore, that access to the authorities in +emergencies of this nature must always be difficult and generally +impracticable for a foreigner. Retreat to a boat or other place of +safety is as little likely to be attainable. + +A salutary dread of the immediate consequences of violence offered to +British subjects, the certainty of its creating greater trouble and +danger to the native authorities personally than even the most +vigorous efforts to protect the foreigner and seize their assailants +will entail, seems to be the best and only protection in this country +for Englishmen. When the Chinese authorities of all ranks, from the +viceroy at Nanking to the lowest police runners, are thoroughly imbued +with this feeling, it will not only rouse them to greater energy but +find its way to the populace by certain steps, and render such +exertion unnecessary, and the nationality of an Englishman will become +his safeguard. Hence the impolicy, not to say impossibility, of +treating instances of personal outrage such as that of Tsingpu as +police cases, and leaving redress to the ordinary administration of +Chinese laws. Where justice exists only nominally, and her image +should be represented not only blind but deaf, deplorable consequences +would result from such a course. There seems to be a democratic spirit +among the Chinese which renders the authorities especially averse to +risk collision with the populace or any popular feeling. The +Chih-hsien is himself exposed to insult and violence if he attempt to +enforce the collection of the taxes in a bad season, and but lately he +was besieged here in his own _yamên_. Not ten days ago the Taotai paid +1600 taels of silver to secure a piece of building-ground at the +urgent demand of the French consul, rather than exert his authority to +compel the owners to take the fair value of $400 offered, and upon the +posts put up to mark the boundaries these parties did not hesitate to +prohibit its appropriation. The principal check upon the people, and +safeguard for the authorities in cases of popular disturbance, seems +to be the conviction under which every Chinese quails, of the +terrible vengeance that may pursue them and their families, the tumult +once over, if they should have been marked or recognised. In +proportion as the magistrate is helpless before numbers, is his power +large of wreaking summary and vengeful punishment upon each of the +individuals that may form the mob, once separated from each other. + +Considerations such as these necessarily influence her Majesty's +consul on the spot, who each day has under his eyes these significant +details, national and administrative. Where danger threatens to +involve the persons or the property of British subjects, his sole +direct resource is to fall back upon the treaty, and to cover with the +ægis of national inviolability individual interests. By any other +course he falls inevitably into the hopeless condition of one waiting +for such redress as the common course of justice in China usually +affords, where everything assuming its form is venal and arbitrary. + +The result of all efforts made to secure the apprehension of thieves +or the recovery of property stolen from foreigners is conclusive as to +the kind of security to be obtained for British subjects where +infractions are dealt with as affairs of police in which justice is to +take its ordinary course. In scarcely one instance has any redress +been obtained since the port was opened. If thieves are overtaken, it +is only that they may disgorge their booty for the benefit of the +police sent after them, and the larger the amount the less chance is +there of either apprehension or restitution. Witness Mr Hubertson's +robbery, where his servant went off with nearly $10,000 in gold and +silver, and he was promptly traced and pursued. + +Then in reference to the standing orders that, in case of difficulty +arising, reference shall invariably be made to her Majesty's +plenipotentiary for instructions. Instances have been very numerous +showing the nullity of any means of action on the local authorities +here through the Imperial Commissioner at Canton, not only in these +matters, but in those treated on higher grounds, and affecting our +political position. Last year (1847) not only a list of cases where no +satisfactory exertion had been made to obtain redress for property +stolen was forwarded, but the consul urged upon Sir John Davis, her +Majesty's plenipotentiary at the time, the urgent necessity for the +removal of the then acting magistrate at Shanghai, who had openly +reviled a consulate servant for taking the service of the barbarians, +and dismissed him without redress. The only answer to be obtained from +his Excellency Kiying was to the effect that the Chih-hsien, as a +territorial officer, was not under his jurisdiction. Fortunately he +was removed very shortly for misconduct in the management of Chinese +affairs,--for however injurious his proceedings to the British, it was +obvious neither redress nor assistance was to be obtained from Canton +and the Imperial Commissioner. + +The paramount necessity of protecting its subjects in distant +countries is of course well understood by her Majesty's Government, +and in an oriental State this can only be effected by letting it be +known and felt that whoever attacks one of the solitary subjects will +be held to have attacked the sovereign and the nation. By this policy +a firman, far more potent than the Grand Seignior's in his own +territory, is given to every Englishman abroad, ensuring his freedom +from injury all over the world. + +The treaty viewed in this light becomes a real and efficient bulwark +against encroachments, and without such safeguard, with Chinese +management, it would at no distant period in all its most important +provisions become null and void. No doubt inconvenience results from +the necessity of treating casualties of collision between subjects of +different countries as infractions of a solemn treaty; but the +oriental, and in some respects very peculiar, character of the +Chinese, and our relations with them, must be borne in mind, and the +lesser of two evils chosen with such discretion and judgment as the +circumstances imperatively demand. + +At a distant and isolated port like Shanghai, where a brig of war is +by no means permanently stationed, the consul is left to his own +resources, separated by an interval of many weeks from the assistance +of her Majesty's plenipotentiary. When difficulties and emergencies +supervene, it is only by prompt demands for redress, and firm +resistance to any virtual negation of the rights and privileges +guaranteed by treaty, that he can hope successfully to defend the very +important interests confided to his charge. + +As regards the practicability and expediency of verifying the +punishments of any Chinese offender by the presence of a British +officer when a sentence is carried into execution, the instruction +received could only have been partially applicable to the Tsingpu +offenders had it been earlier received, for the most serious +punishment was banishment to a penal settlement in Tartary. + +But the whole subject is one of peculiar difficulty, nor can any hope +be entertained of submitting in this place a satisfactory solution. It +has long been felt that of all the provisions of the two treaties, +that which provided for the due administration of the laws on Chinese +offenders was the most nugatory. The chief difficulty consists in a +British officer being present at all during a trial in a Chinese +court, assuming the right were to be granted by treaty. Where the +ordinary mode of questioning is by torture, a process utterly +repugnant to our notions of justice and our sense of what is due to +humanity and truth, are we by our presence to sanction and be made +parties to such proceedings? Or are we to interfere and insist upon +justice being administered not according to their usages, but ours? +The objection to both courses seems equally valid, and yet without the +presence of an efficient officer there is no guarantee whatever for +the due administration of justice. + +As regards the presence of an officer at punishments, unless he is in +a position to identify the criminal, which must often from the +circumstances of the case be impossible, it may be questioned whether +our national character is not in danger of being compromised without +the real object of such risk being attained. Nothing could more +effectually tend to lower us in the opinion of the Chinese than to be +imposed upon by the jugglery of a substituted criminal, or the +punishment of an innocent man at our instigation, or even the illegal +and excessive punishment of a real offender. Yet to all these we are +exposed when we take upon ourselves to watch the course of justice and +verify the execution of the sentences. It may finally be observed that +there are punishments recognised in the Chinese code revolting for +their brutality, which an English officer could scarcely sanction with +his presence without discredit to our national feeling. A lesser +objection exists in the frequency of minor punishments for theft and +petty misdemeanours, so that an interpreter would be required for this +duty alone. + +These are some of the practical difficulties to the effective exercise +of any check upon the proceedings of the Chinese authorities in +criminal informations against Chinese subjects, and to devise a remedy +may require more consideration than has probably yet been given to the +subject. + +From this review of our actual position at the most favourably +situated of the northern ports, and the means by which it has been +preserved from deterioration, and in many essential points materially +improved, a correct inference may be drawn of the injurious +consequences of any retrograde influence from Canton, direct or +indirect. + + + + +APPENDIX II. + +CONFIDENTIAL DESPATCH BY CONSUL ALCOCK TO SIR GEORGE BONHAM, JANUARY +13, 1852. + + +I have the honour to acknowledge the receipt of your Excellency's +confidential despatch of the 17th ultimo, and although the departure +of the Audax within three days of its receipt leaves me but little +time for consideration or inquiry, I have devoted so much time and +thought to the subject during the last five years that I venture to +reply without delay. + +On the general scope of coercive measures adapted to ensure success in +any negotiations with the Chinese Government, and more especially on +the blockade of the Grand Canal as a very cogent means, I have already +in my confidential report of January 19, 1849, and subsequently in +another of February 13, 1850, submitted the opinion I had formed after +long and careful study of our position in China; and further inquiries +and experience of the people we have to deal with have only served to +confirm the views contained in those reports. + +I took the responsibility of sending Mr Vice-Consul Robertson with the +Espiègle to Nanking in the spring of 1848 with the strong conviction +that at that particular season, with the tribute of grain uncollected +and a thousand of these grain-junks actually under an embargo at +Shanghai, any demonstration of force in the neighbourhood of the Grand +Canal _would command immediate attention_, and the result went far to +establish the accuracy of the conclusion. Circumstances since then +have, however, altered both in a favourable and an adverse sense. +Taokuang, with his humiliating experience of the superiority of our +arms and his known and acknowledged desire to avoid any further +collision during his reign, is no longer on the throne; and his young +successor, untaught by the experience of his father, has given very +unequivocal signs of disposition to enter upon a different policy. On +the other hand, a protracted and serious insurrection in the southern +provinces has drained his treasury, weakened his authority, and now +threatens, unless he finds means by force or bribery to put the +insurgents down, at no distant period to affect the stability of his +throne. If the arrogance of youth in the new sovereign should +therefore dispose him on the one side to venture on a crusade against +Western Powers, his perilous position in regard to his own provinces +cannot fail to impress upon him the prudence of at least temporising +until a more convenient season. I am led to think, therefore, from all +I can learn, that the two contrary forces will go far to neutralise +each other, and that Hsienfêng, with all his hostile feeling, will be +at the _present moment_ as accessible to reason, from the peculiarly +embarrassing position in which he is placed, if backed by coercive +means, as was his predecessor at the conclusion of the war. + +From this your Excellency will perceive that I deem the present time, +from the political condition of China, more favourable than any later +period may be for the success of coercive measures. As regards the +season of the year to be selected, both in reference to the navigation +of the Yangtze-kiang and the transmission of the grain tribute, the +blockading should not be commenced later than April. During the summer +the sun melts the snow on the mountains and sends down the freshets, +swelling the river until it overflows its banks with great accession +of violence to the current. When the fleet sailed up in July 1842 many +of the soundings taken were over paddy-fields, and altogether out of +the bed of the river, as the soundings and observations of the +Espiègle clearly demonstrated. The tribute also begins to be sent up +to Peking from some parts as early as April. A fleet of grain-junks +were at the mouth of the canal when the Espiègle made her appearance +at the end of March in 1848. + +How far a blockade at the present time would have the desired +effect--that is, if made effective before the month of May--is a +question upon which I cannot feel any doubt. Much would of course +depend upon the suddenness of the descent, and therefore upon the +previous secrecy observed; much upon the available nature of the force +employed. Besides two or three large-class vessels, I am strongly +persuaded there should be at least two small steamers of light draught +of water, and one or two brigs, which would be quite as effective +against any force the Chinese could bring to bear, and far more +manageable and serviceable, as well as less costly, than larger +vessels. If the result aimed at were not very promptly attained, it +might be necessary to retake Chinkiang-fu as a base of operations, and +to detach two or three small-class vessels to watch the entrances of +water-courses and canals nearer the mouth of the Yangtze-kiang, of +which there are at least four, and through them junks with tribute +might otherwise pass to the north and into the Grand Canal at some +point above the Yangtze-kiang, and between it and the Yellow river. +There is also a very free communication with all the lowland districts +south of the Yangtze-kiang and the north above Nanking by means of the +_Seu ho_, which runs from Soochow west into the Yangtze-kiang at _Wu +Hu_ and _Taiping_. But from this point northward there does not appear +to be any good water communication leading to the Grand Canal without +descending the Yangtze-kiang as far as _Iching_ and _Kwachow_ on the +two mouths of the Grand Canal at its junction with the Yangtze-kiang +below Nanking. These secured would therefore stop the main traffic by +the _Seu ho_ route to the north for the relief of Peking. My own +impression is that if no warning were given, nor time allowed for +previous preparation, our demands would be granted within one month of +the commencement of the blockade. If from any unforeseen cause, +however, the negotiations were protracted, and the Chinese Government +had leisure to recover from its panic and adopt plans for obtaining +tribute and grain by circuitous routes, it would be in that case that +Chinkiang-fu might be required, together with a good watch on the +various tributaries of the Yangtze-kiang below and eastward of Nanking +already referred to; and perhaps on the coast towards the Yellow river +and the Peiho two or three cruisers might be required to intercept +junks _sent by sea_ with tribute. Such in effect is the intention of +the Chinese Government at the present moment, without any reference +to us. The grain to be collected from the eight provinces, divided +into upper and lower, consists of the common grain and of white rice, +the latter for the consumption of the emperor and his Court, which it +is intended shall be sent this season by sea from _Shanghai_,--a +circumstance peculiarly favourable to the success of any blockading +measures, since, as it would be necessary under any contingencies to +cover Shanghai and our large interests there with an effective force, +the same means would enable her Majesty's Government to lay an embargo +on a large and especially important portion of the tribute already +collected in the port. I do not imagine it would be contemplated to +abandon Shanghai, and I am far from thinking it would be either +necessary or expedient--though at Ningpo, Foochow, and perhaps Amoy, +it might be considered well--to withdraw the few foreigners for a +time. At Canton, no doubt, it would be imperative either to give +adequate protection or to abandon the place. On this point I am +scarcely called upon to offer an opinion. It probably does not enter +into any plans contemplated to strike a blow at Canton, or to adopt +any measure necessarily entailing bloodshed and heavy loss: were it +otherwise, no doubt the fall of Canton and the humiliation of the +Cantonese would in itself go far to read a salutary lesson throughout +the empire, and especially at Peking, where there is reason to believe +they look upon Canton and the Cantonese as affording the great barrier +to our progress, from our inability to make any impression either upon +the city or the people. + +I do not, of course, presume to offer these suggestions on the general +measures which might be found needful for the protection of British +interests along the coast, and the distribution and economising of our +forces while a blockade on the Yangtze-kiang was being effected, as +better informed than your Excellency on such points, but merely refer +to them incidentally as necessary parts of any plan for demanding +redress by coercive measures at the mouth of the Grand Canal. + +For the better illustration of the points touched upon in this +despatch in reference to the different points of access to the Grand +Canal, either coastwise or by the Yangtze-kiang below Nanking and the +two mouths of the canal, which will have to be borne in mind, I beg to +enclose a very rough and hasty plan of the main channels, taken +chiefly from the elaborate map of the empire published under the +Jesuits, and which Mr Medhurst, when my last confidential report was +in hand, was good enough at my suggestion to work at on an enlarged +scale, availing himself of all the additional information, by +comparison of maps, itineraries, &c., that was accessible. + +I shall be glad if in this somewhat hasty reply to your Excellency's +despatch I have been able to afford such information as you have +desired; but if not, or upon any other points it should appear that +further inquiries can be prosecuted advantageously and without +creating suspicion, I shall be happy to give my best efforts to carry +out your Excellency's instructions. + + + + +APPENDIX III. + +CONFIDENTIAL DESPATCH TO SIR GEORGE BONHAM, DATED JUNE 17, 1852. +(EXTRACT.) + + +If I might without presumption express an opinion on our general +policy in China, I should add that it seems in danger of being +paralysed by the two antagonistic forces [alluded to in the preamble], +and by necessities difficult to reconcile. The magnitude and extreme +importance of our interests in the East--in commerce and revenue (for, +as I have shown, the China trade is the connecting-link between Great +Britain and India, and necessary to complete the circle of trading +operations)--suggest on the one hand the necessity of avoiding all +measures that may rashly jeopardise such interests, yet nevertheless +make it imperative on the other to adopt firmly and unhesitatingly +whatever steps may be necessary to prevent loss or deterioration. How +these can best be reconciled is the problem to be solved. As late as +the last war, throughout all our previous intercourse the attempt had +been made to arrive at the solution by a system of temporising and +concession, even to that which was unjust and injurious, and this +steadily carried out, with a few rare and brief exceptions. Our policy +since the treaty has manifested a tendency to an opposite course, +encouraged no doubt by the result of the first determined stand made. +It has, nevertheless, been so hesitatingly developed that we appear +to halt between the two. In words we have asserted resistance to +insult or wrongful treatment, but in acts we have not seldom +temporised and submitted. The fruit of this policy we now are +beginning to reap. Principles of action have sometimes been asserted +and then abandoned, instead of being persisted in until the end was +accomplished. In dealing with the Chinese, however, nothing appears to +be so necessary as to keep the ground once assumed. If this be true, +there cannot be too much caution used in first asserting or contending +for a right; but that step once taken, there is no safe halting-place +between it and full success. A course of alternate opposition and +submission cannot do otherwise than end in defeat; and defeat in this +country is never limited to its immediate consequences. It has +appeared, on looking back through the ten years which have now elapsed +since the termination of the war, that the first half of the period +was passed in comparative security under the strong influence its +events were calculated to exercise on the Chinese mind; but, true to +their invariable policy, they have never ceased to seek by every means +in their power to make the British authorities develop under what +instructions they were acting and to penetrate into their true spirit, +in order to ascertain the limits to which our sufferance would extend +and the nature of the powers of resistance or retaliation her +Majesty's Government were ready to authorise. I think it cannot be +matter of doubt to any one resident in China throughout this period, +that during the latter portion the Chinese have felt assured of the +essentially pacific determination of our Government and the policy of +endurance and sufferance in all cases of minor wrongs. And, assured +under such a system (with the known impossibility of any direct action +in Peking), they have, during the last two years more especially, felt +emboldened, systematically, by a series of apparently small +encroachments and aggressions, to undermine our position, and to +restore, as nearly as may be, the state of things existing before the +war, extending the system to all the ports. + +With this conviction I have thought it desirable to bring before her +Majesty's plenipotentiary in detail many illustrations of the +deteriorating influences at work at this port, and now venture to pass +these rapidly in review, that their collective evidence may not be +wanting. And in order that I may be brief, I shall merely note in the +margin the number and dates of various despatches bearing upon similar +matters, without further reference to their contents. By these I think +it will be seen that the general current and tendency of all the +official acts for the last two years upon which I have frequently +commented as they occurred has been distrust, and strongly adverse +alike to our trade and the stability of our position. + +Evidence, I think, will be found in these records to establish the +fact that the present Taotai Wu (or Samqua, as he is more familiarly +known, of Canton trading memory) has been especially selected as the +chief agent to initiate, and the fit instrument for carrying out, a +retrograde policy: his character, means, and the general direction of +his efforts to damage our local position, territorial and social--to +cripple and restrict our trade, and to Cantonise the whole of our +relations both with people and authorities in the north--are all in +keeping with this mission, and incomprehensible on any other +supposition. + +The steps of his progress have been carefully watched, and in the +despatches noted in the margin traced, together with their +effects--neither very apparent on the surface. These may perhaps best +be considered by aid of a somewhat arbitrary division as to subjects +rather than chronologically, for they have generally run on +conterminous and parallel lines. Starting from the Tsingpu affair, in +the spring of 1848, and his baffled efforts to pluck from us the best +fruit of the risks incurred to vindicate an important principle, from +which date he hung about the place--in the background it is true, but +not the less busy as a spy from Nanking, between which place and +Shanghai, occasionally acting Taotai, at others absent, he oscillated +until the fit time appeared to have arrived. After the accession of +the new emperor, Lin was displaced from the Taotai office, and he was +finally installed by "imperial appointment" to put his hand to the +work before him. His steps may be traced in the sinister influences +and obstruction brought to bear upon all our interests. + +The _land tenure and regulations_ under which a foreign colony had +rapidly risen covering more than a hundred acres of land, as an +element of strength and independence to the British more especially, +seems to have excited both the jealousy and the fears of the Chinese +authorities. There seemed no limit to its progress and development; +each year saw more and more land occupied, while houses of a large +and costly description rapidly filled up the vacant spaces. + +Before Wu came _ostensibly_ upon the scene some progress had been made +in the creation of difficulties, and the authorities having in the +spring of 1849 granted a large and absurdly disproportionate tract to +the French, over which the French consul claimed a territorial +jurisdiction, the national susceptibilities of the Americans gave the +opportunity of bringing French and Americans, and the latter and the +English, into collision, and they were not slow to profit by it to set +the land regulations practically aside while officially appearing to +uphold them. + +The desire of the community to carry out an extravagant and not very +practicable scheme for a new park or exercise-course that should +enclose nearly the whole arable ground and villages within our limits +afforded the next opportunity, and the arrogant humour and +superstitions of the Fukein clans supplied the ready instruments for +inflicting a second blow upon the rights and security of the foreigner +at Shanghai connected with the occupation of land. + +These attacks and aggressions have since been perseveringly followed +up--popular commotions, abusive and menacing placards, having all been +used in turns to the damage of our position, and the result has been +discredit, broken regulations, divided and antagonistic pretensions +between the two most numerous classes of foreign residents--the +British and American--and between all foreigners and the Fukein clans, +the most turbulent and aggressive of the native population at the +port,--a result of which, looking to all the present embarrassment and +future danger to our interests it is calculated to produce, I am bound +to say I think Samqua may well be proud. The national vanity of the +French leading them to an absurd and useless acquisition, the love of +exercise of the British leading the equestrians to press an +ill-advised and impracticable scheme for a three-mile racecourse, and +the national susceptibilities of the Americans leading them to dispute +the land tenure which hitherto had been the condition of their own +security,--all have been adroitly turned to the greatest advantage, to +the profit of the Chinese and the serious detriment of the foreigner. + +The progress made in creating obstacles to our _commerce_ has been not +less worthy of remark. For a system of total laxity in the +custom-house administration under Lin a capricious alternation of +vigilance and neglect, under which oppressive acts of partiality and +injustice are frequently perpetrated, has been substituted, to the +great derangement of operations in trade. The carrying trade has been +harassed and impeded, and the Taotai is now actively engaged in +efforts to get the cargo-boats under his exclusive control, and to +organise a _cohong_ of five firms on the model of the ancient +establishments at Canton, while already--I believe at his suggestion +(indeed he scarcely denies it)--information has reached me that a new +transit duty of seven mace per picul has been levied at Chung-An on +the produce proceeding thence from the Black Tea districts to +Shanghai. A duty of over 7 per cent, in violation of one of the most +important of our treaty stipulations, with a monopoly of cargo-boats, +a right to levy new transit duties, and a _cohong_--the three leading +advantages secured by the treaty vanish. It is vain to disguise the +fact, for nothing can be clearer or more certain. On these points I +have been collecting detailed information, and shall shortly be +enabled to write more fully on the subject. I beg your Excellency in +the meantime to rest assured that the main facts have already been +placed beyond doubt. In connection with these, freedom of access to +different points in the interior and with Ningpo by the inland route +as advantages long enjoyed have also attracted attention, and some +more feeble efforts have been made to throw obstacles in the way. + +In the _administration of justice_ perhaps more than in any other +directions adverse influences have been brought to bear with complete +effect. Redress for any injury inflicted on a foreigner, protection +from frauds, or recovery of debts, are all wholly unattainable. The +action of the Chinese tribunals in our behalf is null and void, and +the course taken by the authorities in all cases referred to there +amounts to a total denial of justice. The act of the Taotai in seizing +and flogging Mr ----'s boatmen was only wanting to withdraw from the +foreigners all protection dependent upon the Chinese laws and their +administration under our treaties. + +Under these three heads, therefore, I would sum up the progressive and +evident deterioration in our position here. The tenure of land, the +operations of trade, the administration of justice, have all been +objects of attack, and with serious prejudice. That, however, which is +at present evident as the effect of the steps taken, forms but a +small part of the injury which will in a very short period be too +manifest to be overlooked if no determined steps are taken to reverse +the policy now pursued. The time, I am firmly persuaded, has arrived +for meeting by energetic action these insidious attacks--as the _least +dangerous course_--if our most important interests here are really to +be defended with any effect. + +How this may best be done I feel your Excellency is entitled to demand +from the officer who seeks so earnestly to impress you with a +conviction that action is necessary, and I have no wish to shrink from +the responsibility of suggesting measures by which I conceive some +positive good may be effected, to repair the mischief, and much +impending evil at all events averted. + +In reference to the land, also, it would seem very desirable that some +understanding should be come to with the United States _chargé +d'affaires_ by which any participation in the advantages of the +British location, consistent with the security of all, should be +freely conceded, while anything incompatible _with this condition_ +must be as certainly resisted, in their interest not less than ours. +If Dr Parker prove impracticable I see no resource but a reference +home, when I trust all the real importance of the questions at issue +to the _interests of British trade and the British position at this +port_ will be steadily kept in view; nor should it be forgotten that +in its maintenance all foreign States are deeply interested, whatever +the Americans for the moment may think. Any injury to our position +must recoil with double force upon so weak and small a minority as +they are when left to stand alone. + +As regards the measures now in progress for organising a _cohong_, +levying new transit duties, and creating a monopoly of cargo-boats, +all tending in the most serious degree to fetter our trade, in +indirect violation of the express stipulations of our treaty, I +confess there seems to be but one course consistent with the credit of +our Government or the defence of our interests, and that is resolutely +and firmly to resist them as infractions of treaty. Two modes of doing +this, however, suggest themselves. The one is by active +proceedings--prohibiting the payment of any maritime duties by British +subjects until satisfaction is obtained, and a distinct intimation +that if this does not suffice other _and more determined measures +should follow_. The other involves a system of _negation_ that would +be peculiarly embarrassing to the Chinese local authorities, and +eventually to the Government at Peking. This may be carried out by +simply holding the treaty to be _in abeyance_ by their own acts, and +declining to take any steps with British subjects to enforce the +conditions--whether as regarded customs, access to the interior, the +purchase of land, or the administration of justice--so long as the +measures objected to were persisted in. + +In reference to these two courses, I will not hesitate to say that, if +left to my discretion, I should adopt the first; but the condition of +ultimate success would be the certainty that, if the object was not +attained by such means, her Majesty's Government would feel pledged to +send a squadron to the mouth of the Grand Canal next spring with an +imperative demand for the Taotai's disgrace and the reversal of all +this obnoxious policy, and authority to resort to coercive measures if +not listened to. + +If, however, it should be deemed preferable to incur the risk of doing +nothing--or what, I confess, appears to me even more dangerous, to +make protests, or demonstrations which there is no serious intention +of following up to their legitimate conclusion--the negative policy is +of course the only one to be attempted. The responsibility of the +initiative would then be thrown upon the Chinese themselves. The +tables would be turned, and the Chinese will be left to right +themselves as they best could, while a large revenue will slip through +their hands and manifold complications and embarrassments in their +relations with foreigners arise to their confusion. The task, in fine, +they now assign to us would devolve upon them, and their sole remedy, +if they did not choose to give way, would be to stop the trade; but as +that would be a plain and ostensible _casus belli_, they will not +attempt it. + +If, on the other side, nothing effective be done, I must frankly state +my conviction that our position in the north will rapidly deteriorate, +and our relations be embroiled, if not irreparably injured. I believe +means for the amelioration of both may be safely taken, and have long +been required; but I feel still more strongly convinced that at no +distant period they _must_ be taken, and the longer they are delayed +the greater will be the ultimate cost, and the more imminent the +hazard to our future trade and relations with China. + +If I am correct in these inferences, the conclusion of the whole must +be that the time has arrived when it will be no longer safe to defer +strong and effective measures in defence of our interests, and that +there is a clear necessity for present action to avert at no distant +period a costly war and a shock to this empire it is so ill capable of +sustaining, that it must of necessity be attended with great peril not +only to the present dynasty but to the existing social organisation of +the country. + + + + +APPENDIX IV. + +ACCOUNT OF THE SALT TRADE ANNEXED TO MR PARKES' SUMMARY OF THE NATIVE +MARITIME TRADE OF FOOCHOW, 1846. (EXTRACTS.) + + +They have constituted the sale of salt a monopoly, which they place in +the hands of a set of merchants whom they hold liable for the payment +of a fixed amount of tax. This, in some instances, falls rather heavy +upon them, but proves an easy measure to the authorities, who have +thus but little trouble or expense of collection. All the supplies of +salt are drawn from the sea-shore, and consequently there is an +appointment of salt inspector in every maritime province, who +superintends everything connected with the _gabelle_: he holds a high +rank and receives good emoluments from the Government, 3000 taels per +annum. It also forms one of the duties of the governor-general of the +province to act as chief superintendent of salt excise. + +Most of the supplies from Fukien have to be sent into the interior and +the adjacent province of Kiangsi _viâ_ Foochow. The salt is made all +along the shore to the southward.... + +The salt is made at these places by people belonging to the various +localities, and the manufacture gives employment to numbers of +individuals, who in those sterile districts have few other means of +subsistence. The general method of manufacture is to collect the +saturated loam from the beach in heaps, and thence to draw off the +brine by drainage into large but shallow-built vats, when +crystallisation is effected by exposure to the natural heat of the +sun. The brine being all extracted from the heap, it is removed to the +beach, and the same earth, having been immersed in the salt-tide, can +again be used. In fine weather great quantities can thus be +expeditiously manufactured, but a succession of rain stops the works, +and a scarcity in the supplies is the consequence. The producers are +exempted from all taxes or charges on the part of the Government, on +the consideration that they are in mean labouring circumstances, +though many of the salt-farms are very extensive, and some of their +conductors possessed of better competence than the merchants, on whom +the whole burden of taxation falls. Junks are despatched to these +places by the salt merchants for freights. + +The Government system of exacting a fixed annual amount of _gabelle_ +is very defective, and places the trade, which might prosper under +other management, on an unhealthy basis. When the trade is dull, it +becomes still more depressed by the nature of the liabilities that the +merchants have at all times equally to bear, and which then become +burdensome; and again, on the other hand, in case of a thriving +season, the revenue is in no way advantaged. Their wretched executive, +however, prevents any improvement. They therefore content themselves +with fixing a stated sum, upwards of 300,000 taels per annum; and if +they can secure the requisite number of persons to undertake to +dispose of a certain quantity of salt that will yield excise to this +amount, they are content. Thus each merchant is bound to conduct the +sale of the quantity that he undertakes, or rather is held responsible +for the amount of duty due on such quantity, and having once paid this +up, should he be so disposed, he is at perfect liberty to transport +and sell more salt on his own account, duty free; whilst, on the other +hand, should he, from a glut in the market or other circumstances, not +be able to dispose of the quantity of which he had undertaken the +sale, he has still to pay duty on the whole at a fixed unalterable +rate. + +It is therefore the imminent risk attending salt speculations that +causes people of property to be so averse towards entering them. They +involve a great outlay of capital, with continual liability but +uncertain remuneration. Thus, if a man embarks the whole or greater +part of his means in speculations which do not succeed, he becomes +instantly embarrassed with the Government, and, with no incomings to +relieve him, may perhaps not succeed in recovering his first failure. +Most of the merchants being men who are selected merely on account of +their capital, the management of their business is entirely in the +hands of those they employ, for whose honesty or capacity they are +mainly dependent for success. The charges and expenses connected with +carrying on a salt business are very great. Yet there are several +instances of old merchants employing good managing men, and possessing +plenty of supporting capital, having amassed large fortunes in the +trade, though, on the contrary, cases are much more numerous of +speculators having suffered losses and contracted debts with the +Government. A debt to the State of no less than 1,450,000 taels by the +salt dealers of Foochow has thus gradually collected. + +The nomination of salt merchants is almost invariably compulsory, and +no one can retire from the business without he is totally unable from +want of means to continue in it. In these cases the reflection that +they were obliged to undertake the transactions that led to their ruin +must add increased poignancy to their losses. When once, however, they +have undertaken a transaction, they are much favoured by the +authorities, who give them entertainments and confer honours and +distinctions upon them. There are head merchants appointed, who hold +some control over the proceedings of the others. To be a head merchant +a man must be of known character and not owing anything to the +Government. They are responsible for all the other merchants, who, +however trustworthy, have all to be secured by the head merchants. In +case of any merchant becoming in arrears with the payment of his +duties, the salt inspector orders the head merchants to limit him to a +certain time in which to liquidate all charges. According as the case +needs, the head merchants convene and consult as to whether they +should pray for an extension of the term or require some of the other +merchants in substantial circumstances to lend the necessary amounts, +or perhaps they may proceed to pay it themselves. If also they find +that any of the other merchants are incompetent, from want of means, +to manage their business, they represent the same to the salt +inspector, that they may be allowed to retire. At present there are +four head merchants out of a total of sixty-one.... + +Smuggling is also carried on to some extent. As this, however, affects +the vital interests of the salt merchants, they show great vigilance +in investigating and reporting to the authorities any instances that +may come within their knowledge, and for this purpose fit up and +maintain several small vessels which keep up a constant watch against +contraband proceedings. + +There are a multiplicity of fees and charges which prove very onerous +to the merchants. [Here follows a list of forty-seven separate fees, +dues, and charges, amounting to 15,300 taels, or about £5000 sterling, +on 900,000 lb. weight, or about one-eighth of a penny per lb.] + + +END OF THE FIRST VOLUME. + + +PRINTED BY WILLIAM BLACKWOOD AND SONS. + + + + + +End of the Project Gutenberg EBook of The Englishman in China During the +Victorian Era, Vol. I (of 2), by Alexander Michie + +*** END OF THE PROJECT GUTENBERG EBOOK 42732 *** |
