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| author | Roger Frank <rfrank@pglaf.org> | 2025-10-14 20:10:18 -0700 |
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diff --git a/38427-tei/38427-tei.tei b/38427-tei/38427-tei.tei new file mode 100644 index 0000000..c9577d5 --- /dev/null +++ b/38427-tei/38427-tei.tei @@ -0,0 +1,22683 @@ +<?xml version="1.0" encoding="utf-8" ?> + +<!DOCTYPE TEI.2 SYSTEM "http://www.gutenberg.org/tei/marcello/0.4/dtd/pgtei.dtd" [ + +<!ENTITY u5 "http://www.tei-c.org/Lite/"> + +]> + +<TEI.2 lang="en"> +<teiHeader> + <fileDesc> + <titleStmt> + <title>The World As Will And Idea (Vol. 1 of 3)</title> + <author><name reg="Schopenhauer, Arthur">Arthur Schopenhauer</name></author> + <respStmt><resp>Translated by</resp> <name>R. B. Haldane</name> <resp>and</resp> + <name>J. Kemp</name></respStmt> + </titleStmt> + <editionStmt> + <edition n="7">Edition 7</edition> + </editionStmt> + <publicationStmt> + <publisher>Project Gutenberg</publisher> + <date>December 27, 2011</date> + <idno type="etext-no">38427</idno> + <availability> + <p>This eBook is for the use of anyone anywhere at no cost and + with almost no restrictions whatsoever. You may copy it, give it + away or re-use it under the terms of the Project Gutenberg + License online at www.gutenberg.org/license</p> + </availability> + </publicationStmt> + <sourceDesc> + <bibl> + Created electronically. + </bibl> + </sourceDesc> + </fileDesc> + <encodingDesc> + </encodingDesc> + <profileDesc> + <langUsage> + <language id="en"></language> + <language id="de"></language> + <language id="la"></language> + <language id="it"></language> + <language id="fr"></language> + <language id="sa"></language> + <language id="el"></language> + </langUsage> + </profileDesc> + <revisionDesc> + <change> + <date value="2011-12-27">>December 27, 2011</date> + <respStmt> + <name> + Produced by Albert László, David King, and the Online + Distributed Proofreading Team at <http://www.pgdp.net/>. + (This file was produced from images generously + made available by The Internet Archive.) + </name> + </respStmt> + <item>Project Gutenberg TEI edition 1</item> + </change> + </revisionDesc> +</teiHeader> + +<pgExtensions> + <pgStyleSheet> + .boxed { x-class: boxed } + .shaded { x-class: shaded } + .rules { x-class: rules; rules: all } + .indent { margin-left: 2 } + .bold { font-weight: bold } + .italic { font-style: italic } + .smallcaps { font-variant: small-caps } + </pgStyleSheet> + + <pgCharMap formats="txt.iso-8859-1"> + <char id="U0x2014"> + <charName>mdash</charName> + <desc>EM DASH</desc> + <mapping>--</mapping> + </char> + <char id="U0x2003"> + <charName>emsp</charName> + <desc>EM SPACE</desc> + <mapping> </mapping> + </char> + <char id="U0x2026"> + <charName>hellip</charName> + <desc>HORIZONTAL ELLIPSIS</desc> + <mapping>...</mapping> + </char> + </pgCharMap> +</pgExtensions> + +<text lang="en"> + <front> + <div> + <divGen type="pgheader" /> + </div> + <div> + <divGen type="encodingDesc" /> + </div> + + <div rend="page-break-before: always"> + <p rend="font-size: xx-large; text-align: center">The World As Will And Idea</p> + <p rend="font-size: large; text-align: center">By</p> + <p rend="font-size: x-large; text-align: center">Arthur Schopenhauer</p> + <p rend="font-size: large; text-align: center">Translated From The German By</p> + <p rend="font-size: x-large; text-align: center">R. B. Haldane, M.A.</p> + <p rend="font-size: large; text-align: center">And</p> + <p rend="font-size: x-large; text-align: center">J. Kemp, M.A.</p> + <p rend="font-size: x-large; text-align: center">Vol. I.</p> + <p rend="font-size: large; text-align: center">Containing Four Books.</p> + <p rend="text-align: center"><q>Ob nicht Natur zuletzt sich doch ergünde?</q>—<hi rend='smallcaps'>Goethe</hi></p> + <p rend="font-size: large; text-align: center">Seventh Edition</p> + <p rend="text-align: center">London</p> + <p rend="text-align: center">Kegan Paul, Trench, Trübner & Co.</p> + <p rend="text-align: center">1909</p> + </div> + <div rend="page-break-before: always"> + <head>Contents</head> + <divGen type="toc" /> + </div> + + </front> +<body> + +<pb n='v'/><anchor id='Pgv'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Translators' Preface.</head> + +<p> +The style of <q>Die Welt als Wille und Vorstellung</q> is +sometimes loose and involved, as is so often the case in +German philosophical treatises. The translation of the +book has consequently been a matter of no little difficulty. +It was found that extensive alteration of the +long and occasionally involved sentences, however likely +to prove conducive to a satisfactory English style, tended +not only to obliterate the form of the original but even +to imperil the meaning. Where a choice has had to be +made, the alternative of a somewhat slavish adherence to +Schopenhauer's <foreign lang='la' rend='italic'>ipsissima verba</foreign> has accordingly been preferred +to that of inaccuracy. The result is a piece of +work which leaves much to be desired, but which has +yet consistently sought to reproduce faithfully the spirit +as well as the letter of the original. +</p> + +<p> +As regards the rendering of the technical terms about +which there has been so much controversy, the equivalents +used have only been adopted after careful consideration +of their meaning in the theory of knowledge. For +example, <q>Vorstellung</q> has been rendered by <q>idea,</q> in +preference to <q>representation,</q> which is neither accurate, +intelligible, nor elegant. <q>Idee,</q> is translated by the +<pb n='vi'/><anchor id='Pgvi'/> +same word, but spelled with a capital,—<q>Idea.</q> Again, +<q>Anschauung</q> has been rendered according to the context, +either by <q>perception</q> simply, or by <q>intuition or +perception.</q> +</p> + +<p> +Notwithstanding statements to the contrary in the text, +the book is probably quite intelligible in itself, apart from +the treatise <q>On the Fourfold Root of the Principle of +Sufficient Reason.</q> It has, however, been considered +desirable to add an abstract of the latter work in an +appendix to the third volume of this translation. +</p> + +<p> +R. B. H. +</p> + +<p> +J. K. +</p> + +</div> + +<pb n='vii'/><anchor id='Pgvii'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Preface To The First Edition.</head> + +<p> +I propose to point out here how this book must be read +in order to be thoroughly understood. By means of it +I only intend to impart a single thought. Yet, notwithstanding +all my endeavours, I could find no shorter way +of imparting it than this whole book. I hold this thought +to be that which has very long been sought for under +the name of philosophy, and the discovery of which is +therefore regarded by those who are familiar with history +as quite as impossible as the discovery of the philosopher's +stone, although it was already said by Pliny: <foreign lang='la' rend='italic'>Quam +multa fieri non posse, priusquam sint facta, judicantur?</foreign> +(Hist. nat. 7, 1.) +</p> + +<p> +According as we consider the different aspects of this +one thought which I am about to impart, it exhibits +itself as that which we call metaphysics, that which we +call ethics, and that which we call æsthetics; and certainly +it must be all this if it is what I have already +acknowledged I take it to be. +</p> + +<p> +A <emph>system of thought</emph> must always have an architectonic +connection or coherence, that is, a connection in which +one part always supports the other, though the latter +does not support the former, in which ultimately the +foundation supports all the rest without being supported +by it, and the apex is supported without supporting. +On the other hand, a <emph>single thought</emph>, however comprehensive +<pb n='viii'/><anchor id='Pgviii'/> +it may be, must preserve the most perfect unity. +If it admits of being broken up into parts to facilitate +its communication, the connection of these parts must +yet be organic, <hi rend='italic'>i.e.</hi>, it must be a connection in which +every part supports the whole just as much as it is +supported by it, a connection in which there is no first +and no last, in which the whole thought gains distinctness +through every part, and even the smallest part +cannot be completely understood unless the whole has +already been grasped. A book, however, must always +have a first and a last line, and in this respect will +always remain very unlike an organism, however like +one its content may be: thus form and matter are here +in contradiction. +</p> + +<p> +It is self-evident that under these circumstances no +other advice can be given as to how one may enter into +the thought explained in this work than <emph>to read the book +twice</emph>, and the first time with great patience, a patience +which is only to be derived from the belief, voluntarily +accorded, that the beginning presupposes the end almost +as much as the end presupposes the beginning, and that +all the earlier parts presuppose the later almost as much +as the later presuppose the earlier. I say <q>almost;</q> +for this is by no means absolutely the case, and I have +honestly and conscientiously done all that was possible +to give priority to that which stands least in need of +explanation from what follows, as indeed generally to +everything that can help to make the thought as easy +to comprehend and as distinct as possible. This might +indeed to a certain extent be achieved if it were not that +the reader, as is very natural, thinks, as he reads, not +merely of what is actually said, but also of its possible +consequences, and thus besides the many contradictions +<pb n='ix'/><anchor id='Pgix'/> +actually given of the opinions of the time, and presumably +of the reader, there may be added as many more +which are anticipated and imaginary. That, then, which +is really only misunderstanding, must take the form of +active disapproval, and it is all the more difficult to +recognise that it is misunderstanding, because although +the laboriously-attained clearness of the explanation and +distinctness of the expression never leaves the immediate +sense of what is said doubtful, it cannot at the same +time express its relations to all that remains to be said. +Therefore, as we have said, the first perusal demands +patience, founded on confidence that on a second perusal +much, or all, will appear in an entirely different light. +Further, the earnest endeavour to be more completely +and even more easily comprehended in the case of a +very difficult subject, must justify occasional repetition. +Indeed the structure of the whole, which is organic, not +a mere chain, makes it necessary sometimes to touch on +the same point twice. Moreover this construction, and +the very close connection of all the parts, has not left +open to me the division into chapters and paragraphs +which I should otherwise have regarded as very important, +but has obliged me to rest satisfied with four +principal divisions, as it were four aspects of one thought. +In each of these four books it is especially important to +guard against losing sight, in the details which must +necessarily be discussed, of the principal thought to +which they belong, and the progress of the whole exposition. +I have thus expressed the first, and like those +which follow, unavoidable demand upon the reader, who +holds the philosopher in small favour just because he +himself is a philosopher. +</p> + +<p> +The second demand is this, that the introduction be +<pb n='x'/><anchor id='Pgx'/> +read before the book itself, although it is not contained +in the book, but appeared five years earlier under the +title, <q><hi rend='italic'>Ueber die vierfache Wurzel des Satzes vom zureichenden +Grunde: eine philosophische Abhandlung</hi></q> (On the +fourfold root of the principle of sufficient reason: a philosophical +essay). Without an acquaintance with this +introduction and propadeutic it is absolutely impossible +to understand the present work properly, and the content +of that essay will always be presupposed in this work +just as if it were given with it. Besides, even if it had +not preceded this book by several years, it would not +properly have been placed before it as an introduction, +but would have been incorporated in the first book. As +it is, the first book does not contain what was said in +the earlier essay, and it therefore exhibits a certain +incompleteness on account of these deficiencies, which +must always be supplied by reference to it. However, +my disinclination was so great either to quote myself or +laboriously to state again in other words what I had +already said once in an adequate manner, that I preferred +this course, notwithstanding the fact that I might now +be able to give the content of that essay a somewhat +better expression, chiefly by freeing it from several +conceptions which resulted from the excessive influence +which the Kantian philosophy had over me at the time, +such as—categories, outer and inner sense, and the like. +But even there these conceptions only occur because +as yet I had never really entered deeply into them, therefore +only by the way and quite out of connection with +the principal matter. The correction of such passages in +that essay will consequently take place of its own accord +in the mind of the reader through his acquaintance with +the present work. But only if we have fully recognised +<pb n='xi'/><anchor id='Pgxi'/> +by means of that essay what the principle of sufficient +reason is and signifies, what its validity extends to, and +what it does not extend to, and that that principle is not +before all things, and the whole world merely in consequence +of it, and in conformity to it, a corollary, as it +were, of it; but rather that it is merely the form in +which the object, of whatever kind it may be, which is +always conditioned by the subject, is invariably known +so far as the subject is a knowing individual: only then +will it be possible to enter into the method of philosophy +which is here attempted for the first time, and which is +completely different from all previous methods. +</p> + +<p> +But the same disinclination to repeat myself word for +word, or to say the same thing a second time in other +and worse words, after I have deprived myself of the +better, has occasioned another defect in the first book of +this work. For I have omitted all that is said in the +first chapter of my essay <q>On Sight and Colour,</q> which +would otherwise have found its place here, word for +word. Therefore the knowledge of this short, earlier +work is also presupposed. +</p> + +<p> +Finally, the third demand I have to make on the +reader might indeed be tacitly assumed, for it is nothing +but an acquaintance with the most important phenomenon +that has appeared in philosophy for two thousand years, +and that lies so near us: I mean the principal writings +of Kant. It seems to me, in fact, as indeed has already +been said by others, that the effect these writings produce +in the mind to which they truly speak is very like that +of the operation for cataract on a blind man: and if we +wish to pursue the simile further, the aim of my own +work may be described by saying that I have sought to +put into the hands of those upon whom that operation +<pb n='xii'/><anchor id='Pgxii'/> +has been successfully performed a pair of spectacles +suitable to eyes that have recovered their sight—spectacles +of whose use that operation is the absolutely necessary +condition. Starting then, as I do to a large extent, from +what has been accomplished by the great Kant, I have +yet been enabled, just on account of my earnest study of +his writings, to discover important errors in them. These +I have been obliged to separate from the rest and prove +to be false, in order that I might be able to presuppose +and apply what is true and excellent in his doctrine, +pure and freed from error. But not to interrupt and +complicate my own exposition by a constant polemic +against Kant, I have relegated this to a special appendix. +It follows then, from what has been said, that my work +presupposes a knowledge of this appendix just as much +as it presupposes a knowledge of the philosophy of Kant; +and in this respect it would therefore be advisable to +read the appendix first, all the more as its content is +specially related to the first book of the present work. +On the other hand, it could not be avoided, from the +nature of the case, that here and there the appendix also +should refer to the text of the work; and the only +result of this is, that the appendix, as well as the +principal part of the work, must be read twice. +</p> + +<p> +The philosophy of Kant, then, is the only philosophy +with which a thorough acquaintance is directly presupposed +in what we have to say here. But if, besides this, +the reader has lingered in the school of the divine Plato, +he will be so much the better prepared to hear me, and +susceptible to what I say. And if, indeed, in addition to +this he is a partaker of the benefit conferred by the +Vedas, the access to which, opened to us through the +Upanishads, is in my eyes the greatest advantage which +<pb n='xiii'/><anchor id='Pgxiii'/> +this still young century enjoys over previous ones, because +I believe that the influence of the Sanscrit literature +will penetrate not less deeply than did the revival +of Greek literature in the fifteenth century: if, I say, +the reader has also already received and assimilated the +sacred, primitive Indian wisdom, then is he best of all +prepared to hear what I have to say to him. My work +will not speak to him, as to many others, in a strange +and even hostile tongue; for, if it does not sound too vain, +I might express the opinion that each one of the individual +and disconnected aphorisms which make up the +Upanishads may be deduced as a consequence from the +thought I am going to impart, though the converse, that +my thought is to be found in the Upanishads, is by no +means the case. +</p> + +<p> +But most readers have already grown angry with impatience, +and burst into reproaches with difficulty kept +back so long. How can I venture to present a book to +the public under conditions and demands the first two +of which are presumptuous and altogether immodest, +and this at a time when there is such a general wealth +of special ideas, that in Germany alone they are made +common property through the press, in three thousand +valuable, original, and absolutely indispensable works +every year, besides innumerable periodicals, and even +daily papers; at a time when especially there is not +the least deficiency of entirely original and profound +philosophers, but in Germany alone there are more of +them alive at the same time, than several centuries +could formerly boast of in succession to each other? +How is one ever to come to the end, asks the indignant +reader, if one must set to work upon a book in such a +fashion? +</p> + +<pb n='xiv'/><anchor id='Pgxiv'/> + +<p> +As I have absolutely nothing to advance against these +reproaches, I only hope for some small thanks from such +readers for having warned them in time, so that they may +not lose an hour over a book which it would be useless +to read without complying with the demands that have +been made, and which should therefore be left alone, +particularly as apart from this we might wager a great +deal that it can say nothing to them, but rather that it +will always be only <foreign lang='la' rend='italic'>pancorum hominum</foreign>, and must therefore +quietly and modestly wait for the few whose unusual +mode of thought may find it enjoyable. For apart from +the difficulties and the effort which it requires from the +reader, what cultured man of this age, whose knowledge +has almost reached the august point at which the paradoxical +and the false are all one to it, could bear to meet thoughts +almost on every page that directly contradict that which +he has yet himself established once for all as true and +undeniable? And then, how disagreeably disappointed +will many a one be if he finds no mention here of what +he believes it is precisely here he ought to look for, because +his method of speculation agrees with that of a +great living philosopher,<note place='foot'>F. H. Jacobi.</note> who has certainly written +pathetic books, and who only has the trifling weakness +that he takes all he learned and approved before his +fifteenth year for inborn ideas of the human mind. Who +could stand all this? Therefore my advice is simply to +lay down the book. +</p> + +<p> +But I fear I shall not escape even thus. The reader +who has got as far as the preface and been stopped by +it, has bought the book for cash, and asks how he is +to be indemnified. My last refuge is now to remind +him that he knows how to make use of a book in several +<pb n='xv'/><anchor id='Pgxv'/> +ways, without exactly reading it. It may fill a gap in his +library as well as many another, where, neatly bound, it +will certainly look well. Or he can lay it on the toilet-table +or the tea-table of some learned lady friend. Or, +finally, what certainly is best of all, and I specially advise +it, he can review it. +</p> + +<milestone unit='tb' rend='rule: 50%'/> + +<p> +And now that I have allowed myself the jest to +which in this two-sided life hardly any page can be too +serious to grant a place, I part with the book with deep +seriousness, in the sure hope that sooner or later it will +reach those to whom alone it can be addressed; and for +the rest, patiently resigned that the same fate should, in +full measure, befall it, that in all ages has, to some +extent, befallen all knowledge, and especially the +weightiest knowledge of the truth, to which only a brief +triumph is allotted between the two long periods in +which it is condemned as paradoxical or disparaged as +trivial. The former fate is also wont to befall its author. +But life is short, and truth works far and lives long: let +us speak the truth. +</p> + +<p> +<hi rend='italic'>Written at Dresden in August 1818.</hi> +</p> + +</div> + +<pb n='xvii'/><anchor id='Pgxvii'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Preface To The Second Edition.</head> + +<p> +Not to my contemporaries, not to my compatriots—to +mankind I commit my now completed work in the confidence +that it will not be without value for them, even +if this should be late recognised, as is commonly the lot +of what is good. For it cannot have been for the passing +generation, engrossed with the delusion of the moment, +that my mind, almost against my will, has uninterruptedly +stuck to its work through the course of a long life. And +while the lapse of time has not been able to make me +doubt the worth of my work, neither has the lack of +sympathy; for I constantly saw the false and the bad, +and finally the absurd and senseless,<note place='foot'>The Hegelian Philosophy.</note> stand in universal +admiration and honour, and I bethought myself that if +it were not the case those who are capable of recognising +the genuine and right are so rare that we may look +for them in vain for some twenty years, then those who +are capable of producing it could not be so few that +their works afterwards form an exception to the perishableness +of earthly things; and thus would be lost the +reviving prospect of posterity which every one who sets +before himself a high aim requires to strengthen him. +</p> + +<p> +Whoever seriously takes up and pursues an object that +does not lead to material advantages, must not count on +<pb n='xviii'/><anchor id='Pgxviii'/> +the sympathy of his contemporaries. For the most part +he will see, however, that in the meantime the superficial +aspect of that object becomes current in the world, and +enjoys its day; and this is as it should be. The object +itself must be pursued for its own sake, otherwise it +cannot be attained; for any design or intention is always +dangerous to insight. Accordingly, as the whole history +of literature proves, everything of real value required a +long time to gain acceptance, especially if it belonged to +the class of instructive, not entertaining, works; and +meanwhile the false flourished. For to combine the +object with its superficial appearance is difficult, when it +is not impossible. Indeed that is just the curse of this +world of want and need, that everything must serve and +slave for these; and therefore it is not so constituted +that any noble and sublime effort, like the endeavour +after light and truth, can prosper unhindered and exist +for its own sake. But even if such an endeavour has +once succeeded in asserting itself, and the conception of +it has thus been introduced, material interests and personal +aims will immediately take possession of it, in +order to make it their tool or their mask. Accordingly, +when Kant brought philosophy again into repute, it had +soon to become the tool of political aims from above, and +personal aims from below; although, strictly speaking, +not philosophy itself, but its ghost, that passes for it. +This should not really astonish us; for the incredibly +large majority of men are by nature quite incapable of +any but material aims, indeed they can conceive no +others. Thus the pursuit of truth alone is far too lofty +and eccentric an endeavour for us to expect all or many, +or indeed even a few, faithfully to take part in. If +yet we see, as for example at present in Germany, a +<pb n='xix'/><anchor id='Pgxix'/> +remarkable activity, a general moving, writing, and talking +with reference to philosophical subjects, we may +confidently assume that, in spite of solemn looks and +assurances, only real, not ideal aims, are the actual +<foreign lang='la' rend='italic'>primum mobile</foreign>, the concealed motive of such a movement; +that it is personal, official, ecclesiastical, political, +in short, material ends that are really kept in view, and +consequently that mere party ends set the pens of so many +pretended philosophers in such rapid motion. Thus some +design or intention, not the desire of insight, is the guiding +star of these disturbers of the peace, and truth is certainly +the last thing that is thought of in the matter. It finds +no partisans; rather, it may pursue its way as silently +and unheeded through such a philosophical riot as +through the winter night of the darkest century bound +in the rigid faith of the church, when it was communicated +only to a few alchemists as esoteric learning, or entrusted +it may be only to the parchment. Indeed I might say +that no time can be more unfavourable to philosophy +than that in which it is shamefully misused, on the one +hand to further political objects, on the other as a means +of livelihood. Or is it believed that somehow, with such +effort and such a turmoil, the truth, at which it by no +means aims, will also be brought to light? Truth is no +prostitute, that throws herself away upon those who do +not desire her; she is rather so coy a beauty that he who +sacrifices everything to her cannot even then be sure of +her favour. +</p> + +<p> +If Governments make philosophy a means of furthering +political ends, learned men see in philosophical professorships +a trade that nourishes the outer man just like +any other; therefore they crowd after them in the assurance +of their good intentions, that is, the purpose of subserving +<pb n='xx'/><anchor id='Pgxx'/> +these ends. And they keep their word: not +truth, not clearness, not Plato, not Aristotle, but the ends +they were appointed to serve are their guiding star, and +become at once the criterion of what is true, valuable, +and to be respected, and of the opposites of these. Whatever, +therefore, does not answer these ends, even if it were +the most important and extraordinary things in their +department, is either condemned, or, when this seems +hazardous, suppressed by being unanimously ignored. +Look only at their zeal against pantheism; will any simpleton +believe that it proceeds from conviction? And, in +general, how is it possible that philosophy, degraded to +the position of a means of making one's bread, can fail +to degenerate into sophistry? Just because this is infallibly +the case, and the rule, <q>I sing the song of him +whose bread I eat,</q> has always held good, the making of +money by philosophy was regarded by the ancients as +the characteristic of the sophists. But we have still to +add this, that since throughout this world nothing is to +be expected, can be demanded, or is to be had for gold +but mediocrity, we must be contented with it here also. +Consequently we see in all the German universities the +cherished mediocrity striving to produce the philosophy +which as yet is not there to produce, at its own expense +and indeed in accordance with a predetermined standard +and aim, a spectacle at which it would be almost cruel +to mock. +</p> + +<p> +While thus philosophy has long been obliged to serve +entirely as a means to public ends on the one side and +private ends on the other, I have pursued the course of +my thought, undisturbed by them, for more than thirty +years, and simply because I was obliged to do so and +could not help myself, from an instinctive impulse, which +<pb n='xxi'/><anchor id='Pgxxi'/> +was, however, supported by the confidence that anything +true one may have thought, and anything obscure one +may have thrown light upon, will appeal to any thinking +mind, no matter when it comprehends it, and will +rejoice and comfort it. To such an one we speak as +those who are like us have spoken to us, and have so +become our comfort in the wilderness of this life. Meanwhile +the object is pursued on its own account and for its +own sake. Now it happens curiously enough with philosophical +meditations, that precisely that which one has +thought out and investigated for oneself, is afterwards of +benefit to others; not that, however, which was originally +intended for others. The former is confessedly nearest +in character to perfect honesty; for a man does not seek +to deceive himself, nor does he offer himself empty husks; +so that all sophistication and all mere talk is omitted, +and consequently every sentence that is written at once +repays the trouble of reading it. Thus my writings bear +the stamp of honesty and openness so distinctly on the +face of them, that by this alone they are a glaring contrast +to those of three celebrated sophists of the post-Kantian +period. I am always to be found at the standpoint +of <emph>reflection</emph>, <hi rend='italic'>i.e.</hi>, rational deliberation and honest +statement, never at that of <emph>inspiration</emph>, called intellectual +intuition, or absolute thought; though, if it received its +proper name, it would be called empty bombast and charlatanism. +Working then in this spirit, and always seeing +the false and bad in universal acceptance, yea, bombast<note place='foot'>Fichte and Schelling.</note> +and charlatanism<note place='foot'>Hegel.</note> in the highest honour, I have +long renounced the approbation of my contemporaries. It +is impossible that an age which for twenty years has +applauded a Hegel, that intellectual Caliban, as the +<pb n='xxii'/><anchor id='Pgxxii'/> +greatest of the philosophers, so loudly that it echoes +through the whole of Europe, could make him who has +looked on at that desirous of its approbation. It has no +more crowns of honour to bestow; its applause is prostituted, +and its censure has no significance. That I mean +what I say is attested by the fact that if I had in any +way sought the approbation of my contemporaries, I +would have had to strike out a score of passages which +entirely contradict all their opinions, and indeed must in +part be offensive to them. But I would count it a crime +to sacrifice a single syllable to that approbation. My +guiding star has, in all seriousness, been truth. Following +it, I could first aspire only to my own approbation, entirely +averted from an age deeply degraded as regards all higher +intellectual efforts, and a national literature demoralised +even to the exceptions, a literature in which the art of +combining lofty words with paltry significance has reached +its height. I can certainly never escape from the errors +and weaknesses which, in my case as in every one else's, +necessarily belong to my nature; but I will not increase +them by unworthy accommodations. +</p> + +<p> +As regards this second edition, first of all I am glad +to say that after five and twenty years I find nothing to +retract; so that my fundamental convictions have only +been confirmed, as far as concerns myself at least. The +alterations in the first volume therefore, which contains +the whole text of the first edition, nowhere touch what +is essential. Sometimes they concern things of merely +secondary importance, and more often consist of very +short explanatory additions inserted here and there. +Only the criticism of the Kantian philosophy has received +important corrections and large additions, for these +could not be put into a supplementary book, such as +<pb n='xxiii'/><anchor id='Pgxxiii'/> +those which are given in the second volume, and which +correspond to each of the four books that contain the +exposition of my own doctrine. In the case of the latter, +I have chosen this form of enlarging and improving them, +because the five and twenty years that have passed since +they were composed have produced so marked a change +in my method of exposition and in my style, that it would +not have done to combine the content of the second volume +with that of the first, as both must have suffered by the +fusion. I therefore give both works separately, and in +the earlier exposition, even in many places where I would +now express myself quite differently, I have changed +nothing, because I desired to guard against spoiling the +work of my earlier years through the carping criticism of +age. What in this regard might need correction will +correct itself in the mind of the reader with the help of +the second volume. Both volumes have, in the full sense +of the word, a supplementary relation to each other, so far +as this rests on the fact that one age of human life is, +intellectually, the supplement of another. It will therefore +be found, not only that each volume contains what +the other lacks, but that the merits of the one consist +peculiarly in that which is wanting in the other. Thus, +if the first half of my work surpasses the second in what +can only be supplied by the fire of youth and the energy +of first conceptions, the second will surpass the first by +the ripeness and complete elaboration of the thought +which can only belong to the fruit of the labour of a long +life. For when I had the strength originally to grasp +the fundamental thought of my system, to follow it at +once into its four branches, to return from them to the +unity of their origin, and then to explain the whole distinctly, +I could not yet be in a position to work out all +<pb n='xxiv'/><anchor id='Pgxxiv'/> +the branches of the system with the fulness, thoroughness, +and elaborateness which is only reached by the +meditation of many years—meditation which is required +to test and illustrate the system by innumerable facts, to +support it by the most different kinds of proof, to throw +light on it from all sides, and then to place the different +points of view boldly in contrast, to separate thoroughly +the multifarious materials, and present them in a well-arranged +whole. Therefore, although it would, no doubt, +have been more agreeable to the reader to have my whole +work in one piece, instead of consisting, as it now does, +of two halves, which must be combined in using them, he +must reflect that this would have demanded that I should +accomplish at one period of life what it is only possible +to accomplish in two, for I would have had to possess +the qualities at one period of life that nature has divided +between two quite different ones. Hence the necessity +of presenting my work in two halves supplementary to +each other may be compared to the necessity in consequence +of which a chromatic object-glass, which cannot +be made out of one piece, is produced by joining together +a convex lens of flint glass and a concave lens of crown +glass, the combined effect of which is what was sought. +Yet, on the other hand, the reader will find some compensation +for the inconvenience of using two volumes at +once, in the variety and the relief which is afforded by +the handling of the same subject, by the same mind, in +the same spirit, but in very different years. However, it +is very advisable that those who are not yet acquainted +with my philosophy should first of all read the first +volume without using the supplementary books, and +should make use of these only on a second perusal; +otherwise it would be too difficult for them to grasp the +<pb n='xxv'/><anchor id='Pgxxv'/> +system in its connection. For it is only thus explained +in the first volume, while the second is devoted to a more +detailed investigation and a complete development of the +individual doctrines. Even those who should not make +up their minds to a second reading of the first volume had +better not read the second volume till after the first, and +then for itself, in the ordinary sequence of its chapters, +which, at any rate, stand in some kind of connection, +though a somewhat looser one, the gaps of which they +will fully supply by the recollection of the first volume, +if they have thoroughly comprehended it. Besides, they +will find everywhere the reference to the corresponding +passages of the first volume, the paragraphs of which I +have numbered in the second edition for this purpose, +though in the first edition they were only divided by +lines. +</p> + +<p> +I have already explained in the preface to the first +edition, that my philosophy is founded on that of Kant, +and therefore presupposes a thorough knowledge of it. +I repeat this here. For Kant's teaching produces in the +mind of every one who has comprehended it a fundamental +change which is so great that it may be regarded +as an intellectual new-birth. It alone is able really to +remove the inborn realism which proceeds from the +original character of the intellect, which neither Berkeley +nor Malebranche succeed in doing, for they remain too +much in the universal, while Kant goes into the particular, +and indeed in a way that is quite unexampled +both before and after him, and which has quite a peculiar, +and, we might say, immediate effect upon the mind in +consequence of which it undergoes a complete undeception, +and forthwith looks at all things in another light. +Only in this way can any one become susceptible to the +<pb n='xxvi'/><anchor id='Pgxxvi'/> +more positive expositions which I have to give. On the +other hand, he who has not mastered the Kantian philosophy, +whatever else he may have studied, is, as it were, +in a state of innocence; that is to say, he remains in the +grasp of that natural and childish realism in which we +are all born, and which fits us for everything possible, +with the single exception of philosophy. Such a man +then stands to the man who knows the Kantian philosophy +as a minor to a man of full age. That this truth +should nowadays sound paradoxical, which would not +have been the case in the first thirty years after the +appearance of the Critique of Reason, is due to the fact +that a generation has grown up that does not know Kant +properly, because it has never heard more of him than a +hasty, impatient lecture, or an account at second-hand; +and this again is due to the fact that in consequence of +bad guidance, this generation has wasted its time with +the philosophemes of vulgar, uncalled men, or even +of bombastic sophists, which are unwarrantably commended +to it. Hence the confusion of fundamental +conceptions, and in general the unspeakable crudeness +and awkwardness that appears from under the covering +of affectation and pretentiousness in the philosophical +attempts of the generation thus brought up. But whoever +thinks he can learn Kant's philosophy from the exposition +of others makes a terrible mistake. Nay, rather +I must earnestly warn against such accounts, especially +the more recent ones; and indeed in the years just past +I have met with expositions of the Kantian philosophy +in the writings of the Hegelians which actually reach the +incredible. How should the minds that in the freshness +of youth have been strained and ruined by the nonsense +of Hegelism, be still capable of following Kant's profound +<pb n='xxvii'/><anchor id='Pgxxvii'/> +investigations? They are early accustomed to take the +hollowest jingle of words for philosophical thoughts, the +most miserable sophisms for acuteness, and silly conceits +for dialectic, and their minds are disorganised through +the admission of mad combinations of words to which +the mind torments and exhausts itself in vain to attach +some thought. No Critique of Reason can avail them, no +philosophy, they need a <foreign lang='la' rend='italic'>medicina mentis</foreign>, first as a sort of +purgative, <foreign lang='fr' rend='italic'>un petit cours de senscommunologie</foreign>, and then one +must further see whether, in their case, there can even +be any talk of philosophy. The Kantian doctrine then +will be sought for in vain anywhere else but in Kant's +own works; but these are throughout instructive, even +where he errs, even where he fails. In consequence of +his originality, it holds good of him in the highest degree, +as indeed of all true philosophers, that one can only +come to know them from their own works, not from the +accounts of others. For the thoughts of any extraordinary +intellect cannot stand being filtered through the +vulgar mind. Born behind the broad, high, finely-arched +brow, from under which shine beaming eyes, they lose +all power and life, and appear no longer like themselves, +when removed to the narrow lodging and low roofing of +the confined, contracted, thick-walled skull from which +dull glances steal directed to personal ends. Indeed we +may say that minds of this kind act like an uneven glass, +in which everything is twisted and distorted, loses the +regularity of its beauty, and becomes a caricature. Only +from their authors themselves can we receive philosophical +thoughts; therefore whoever feels himself drawn +to philosophy must himself seek out its immortal teachers +in the still sanctuary of their works. The principal +chapters of any one of these true philosophers will afford +<pb n='xxviii'/><anchor id='Pgxxviii'/> +a thousand times more insight into their doctrines than +the heavy and distorted accounts of them that everyday +men produce, who are still for the most part deeply entangled +in the fashionable philosophy of the time, or in +the sentiments of their own minds. But it is astonishing +how decidedly the public seizes by preference on +these expositions at second-hand. It seems really as if +elective affinities were at work here, by virtue of which +the common nature is drawn to its like, and therefore will +rather hear what a great man has said from one of its +own kind. Perhaps this rests on the same principle as +that of mutual instruction, according to which children +learn best from children. +</p> + +<milestone unit='tb' rend='rule: 50%'/> + +<p> +One word more for the professors of philosophy. I +have always been compelled to admire not merely the +sagacity, the true and fine tact with which, immediately +on its appearance, they recognised my philosophy as +something altogether different from and indeed dangerous +to their own attempts, or, in popular language, something +that would not suit their turn; but also the sure and +astute policy by virtue of which they at once discovered +the proper procedure with regard to it, the complete harmony +with which they applied it, and the persistency +with which they have remained faithful to it. This procedure, +which further commended itself by the great ease +of carrying it out, consists, as is well known, in altogether +ignoring and thus in secreting—according to Goethe's +malicious phrase, which just means the appropriating of +what is of weight and significance. The efficiency of +this quiet means is increased by the Corybantic shouts +with which those who are at one reciprocally greet the +birth of their own spiritual children—shouts which compel +<pb n='xxix'/><anchor id='Pgxxix'/> +the public to look and note the air of importance +with which they congratulate themselves on the event. +Who can mistake the object of such proceedings? Is +there then nothing to oppose to the maxim, <foreign rend='italic'>primum +vivere, deinde philosophari</foreign>? These gentlemen desire to +live, and indeed to live by philosophy. To philosophy +they are assigned with their wives and children, and in +spite of Petrarch's <foreign rend='italic'>povera e nuda vai filosofia</foreign>, they have +staked everything upon it. Now my philosophy is by +no means so constituted that any one can live by it. It +lacks the first indispensable requisite of a well-paid professional +philosophy, a speculative theology, which—in +spite of the troublesome Kant with his Critique of Reason—should +and must, it is supposed, be the chief theme +of all philosophy, even if it thus takes on itself the task +of talking straight on of that of which it can know absolutely +nothing. Indeed my philosophy does not permit +to the professors the fiction they have so cunningly +devised, and which has become so indispensable to them, +of a reason that knows, perceives, or apprehends immediately +and absolutely. This is a doctrine which it is only +necessary to impose upon the reader at starting, in order +to pass in the most comfortable manner in the world, as +it were in a chariot and four, into that region beyond +the possibility of all experience, which Kant has wholly +and for ever shut out from our knowledge, and in which +are found immediately revealed and most beautifully +arranged the fundamental dogmas of modern, Judaising, +optimistic Christianity. Now what in the world has my +subtle philosophy, deficient as it is in these essential +requisites, with no intentional aim, and unable to afford +a means of subsistence, whose pole star is truth alone +<pb n='xxx'/><anchor id='Pgxxx'/> +the naked, unrewarded, unbefriended, often persecuted +truth, and which steers straight for it without looking to +the right hand or the left,—what, I say, has this to do +with that <foreign rend='italic'>alma mater</foreign>, the good, well-to-do university +philosophy which, burdened with a hundred aims and a +thousand motives, comes on its course cautiously tacking, +while it keeps before its eyes at all times the fear of the +Lord, the will of the ministry, the laws of the established +church, the wishes of the publisher, the attendance of the +students, the goodwill of colleagues, the course of current +politics, the momentary tendency of the public, and Heaven +knows what besides? Or what has my quiet, earnest search +for truth in common with the noisy scholastic disputations +of the chair and the benches, the inmost motives of +which are always personal aims. The two kinds of +philosophy are, indeed, radically different. Thus it is +that with me there is no compromise and no fellowship, +that no one reaps any benefit from my works but the +man who seeks the truth alone, and therefore none of the +philosophical parties of the day; for they all follow their +own aims, while I have only insight into truth to offer, +which suits none of these aims, because it is not modelled +after any of them. If my philosophy is to become +susceptible of professorial exposition, the times must +entirely change. What a pretty thing it would be if a +philosophy by which nobody could live were to gain for +itself light and air, not to speak of the general ear! +This must be guarded against, and all must oppose it as +one man. But it is not just such an easy game to controvert +and refute; and, moreover, these are mistaken +means to employ, because they just direct the attention +of the public to the matter, and its taste for the lucubrations +<pb n='xxxi'/><anchor id='Pgxxxi'/> +of the professors of philosophy might be destroyed +by the perusal of my writings. For whoever has tasted +of earnest will not relish jest, especially when it is tiresome. +Therefore the silent system, so unanimously +adopted, is the only right one, and I can only advise +them to stick to it and go on with it as long as it will +answer, that is, until to ignore is taken to imply ignorance; +then there will just be time to turn back. Meanwhile +it remains open to every one to pluck out a small +feather here and there for his own use, for the superfluity +of thoughts at home should not be very oppressive. Thus +the ignoring and silent system may hold out a good +while, at least the span of time I may have yet to live, +whereby much is already won. And if, in the meantime, +here and there an indiscreet voice has let itself be +heard, it is soon drowned by the loud talking of the professors, +who, with important airs, know how to entertain +the public with very different things. I advise, however, +that the unanimity of procedure should be somewhat +more strictly observed, and especially that the +young men should be looked after, for they are sometimes +so fearfully indiscreet. For even so I cannot guarantee +that the commended procedure will last for ever, and +cannot answer for the final issue. It is a nice question +as to the steering of the public, which, on the whole, is +good and tractable. Although we nearly at all times see +the Gorgiases and the Hippiases uppermost, although the +absurd, as a rule, predominates, and it seems impossible +that the voice of the individual can ever penetrate +through the chorus of the befooling and the befooled, +there yet remains to the genuine works of every age a +quite peculiar, silent, slow, and powerful influence; and, +<pb n='xxxii'/><anchor id='Pgxxxii'/> +as if by a miracle, we see them rise at last out of the +turmoil like a balloon that floats up out of the thick +atmosphere of this globe into purer regions, where, having +once arrived, it remains at rest, and no one can draw +it down again. +</p> + +<p> +<hi rend='italic'>Written at Frankfort-on-the-Maine +in February 1844.</hi> +</p> + +</div> + +<pb n='001'/><anchor id='Pg001'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>First Book. The World As Idea.</head> + +<div> +<index index='toc'/> +<index index='pdf'/> +<head>First Aspect. The Idea Subordinated To The Principle Of Sufficient +Reason: The Object Of Experience And Science.</head> + +<quote rend='display'> +<lg> +<l>Sors de l'enfance, ami réveille toi!</l> +</lg> + +<lg> +<l>—<hi rend='italic'>Jean Jacques Rousseau.</hi></l> +</lg> +</quote> + +<pb n='003'/><anchor id='Pg003'/> + +<p> +§ 1. <q>The world is my idea:</q>—this is a truth +which holds good for everything that lives and knows, +though man alone can bring it into reflective and abstract +consciousness. If he really does this, he has attained to +philosophical wisdom. It then becomes clear and certain +to him that what he knows is not a sun and an earth, +but only an eye that sees a sun, a hand that feels an +earth; that the world which surrounds him is there only +as idea, <hi rend='italic'>i.e.</hi>, only in relation to something else, the consciousness, +which is himself. If any truth can be asserted +<foreign lang='la' rend='italic'>a priori</foreign>, it is this: for it is the expression of the most +general form of all possible and thinkable experience: +a form which is more general than time, or space, or +causality, for they all presuppose it; and each of these, +which we have seen to be just so many modes of the +principle of sufficient reason, is valid only for a particular +class of ideas; whereas the antithesis of object and +subject is the common form of all these classes, is that +form under which alone any idea of whatever kind it +may be, abstract or intuitive, pure or empirical, is possible +and thinkable. No truth therefore is more certain, more +independent of all others, and less in need of proof than +this, that all that exists for knowledge, and therefore +this whole world, is only object in relation to subject, +perception of a perceiver, in a word, idea. This is +obviously true of the past and the future, as well as of +the present, of what is farthest off, as of what is near; +for it is true of time and space themselves, in which +alone these distinctions arise. All that in any way +<pb n='004'/><anchor id='Pg004'/> +belongs or can belong to the world is inevitably thus +conditioned through the subject, and exists only for the +subject. The world is idea. +</p> + +<p> +This truth is by no means new. It was implicitly +involved in the sceptical reflections from which Descartes +started. Berkeley, however, was the first who distinctly +enunciated it, and by this he has rendered a permanent +service to philosophy, even though the rest of his teaching +should not endure. Kant's primary mistake was the +neglect of this principle, as is shown in the appendix. +How early again this truth was recognised by the wise +men of India, appearing indeed as the fundamental tenet +of the Vedânta philosophy ascribed to Vyasa, is pointed +out by Sir William Jones in the last of his essays: <q>On +the philosophy of the Asiatics</q> (Asiatic Researches, vol. +iv. p. 164), where he says, <q>The fundamental tenet of +the Vedanta school consisted not in denying the existence +of matter, that is, of solidity, impenetrability, and +extended figure (to deny which would be lunacy), but in +correcting the popular notion of it, and in contending +that it has no essence independent of mental perception; +that existence and perceptibility are convertible terms.</q> +These words adequately express the compatibility of +empirical reality and transcendental ideality. +</p> + +<p> +In this first book, then, we consider the world only +from this side, only so far as it is idea. The inward +reluctance with which any one accepts the world as +merely his idea, warns him that this view of it, however +true it may be, is nevertheless one-sided, adopted in +consequence of some arbitrary abstraction. And yet it +is a conception from which he can never free himself. +The defectiveness of this view will be corrected in the +next book by means of a truth which is not so immediately +certain as that from which we start here; a +truth at which we can arrive only by deeper research +and more severe abstraction, by the separation of what +is different and the union of what is identical. This +<pb n='005'/><anchor id='Pg005'/> +truth, which must be very serious and impressive if not +awful to every one, is that a man can also say and must +say, <q>the world is my will.</q> +</p> + +<p> +In this book, however, we must consider separately +that aspect of the world from which we start, its aspect +as knowable, and therefore, in the meantime, we must, +without reserve, regard all presented objects, even our +own bodies (as we shall presently show more fully), +merely as ideas, and call them merely ideas. By so +doing we always abstract from will (as we hope to make +clear to every one further on), which by itself constitutes +the other aspect of the world. For as the world is in +one aspect entirely <emph>idea</emph>, so in another it is entirely <emph>will</emph>. +A reality which is neither of these two, but an object in +itself (into which the thing in itself has unfortunately +dwindled in the hands of Kant), is the phantom of a +dream, and its acceptance is an <foreign lang='la' rend='italic'>ignis fatuus</foreign> in philosophy. +</p> + +<p> +§ 2. That which knows all things and is known by +none is the subject. Thus it is the supporter of the +world, that condition of all phenomena, of all objects +which is always pre-supposed throughout experience; for +all that exists, exists only for the subject. Every one +finds himself to be subject, yet only in so far as he +knows, not in so far as he is an object of knowledge. +But his body is object, and therefore from this point of +view we call it idea. For the body is an object among +objects, and is conditioned by the laws of objects, although +it is an immediate object. Like all objects of perception, +it lies within the universal forms of knowledge, time and +space, which are the conditions of multiplicity. The +subject, on the contrary, which is always the knower, +never the known, does not come under these forms, but +is presupposed by them; it has therefore neither multiplicity +nor its opposite unity. We never know it, but it +is always the knower wherever there is knowledge. +</p> + +<p> +So then the world as idea, the only aspect in which +<pb n='006'/><anchor id='Pg006'/> +we consider it at present, has two fundamental, necessary, +and inseparable halves. The one half is the object, the +forms of which are space and time, and through these +multiplicity. The other half is the subject, which is not +in space and time, for it is present, entire and undivided, +in every percipient being. So that any one percipient +being, with the object, constitutes the whole world as +idea just as fully as the existing millions could do; but +if this one were to disappear, then the whole world as +idea would cease to be. These halves are therefore inseparable +even for thought, for each of the two has +meaning and existence only through and for the other, +each appears with the other and vanishes with it. They +limit each other immediately; where the object begins +the subject ends. The universality of this limitation is +shown by the fact that the essential and hence universal +forms of all objects, space, time, and causality, may, +without knowledge of the object, be discovered and fully +known from a consideration of the subject, <hi rend='italic'>i.e.</hi>, in Kantian +language, they lie <foreign lang='la' rend='italic'>a priori</foreign> in our consciousness. +That he discovered this is one of Kant's principal merits, +and it is a great one. I however go beyond this, and +maintain that the principle of sufficient reason is the +general expression for all these forms of the object of +which we are <foreign lang='la' rend='italic'>a priori</foreign> conscious; and that therefore all +that we know purely <foreign lang='la' rend='italic'>a priori</foreign>, is merely the content of +that principle and what follows from it; in it all our +certain <foreign lang='la' rend='italic'>a priori</foreign> knowledge is expressed. In my essay on +the principle of sufficient reason I have shown in detail +how every possible object comes under it; that is, stands +in a necessary relation to other objects, on the one side +as determined, on the other side as determining: this is +of such wide application, that the whole existence of all +objects, so far as they are objects, ideas and nothing +more, may be entirely traced to this their necessary +relation to each other, rests only in it, is in fact merely +relative; but of this more presently. I have further +<pb n='007'/><anchor id='Pg007'/> +shown, that the necessary relation which the principle +of sufficient reason expresses generally, appears in other +forms corresponding to the classes into which objects are +divided, according to their possibility; and again that by +these forms the proper division of the classes is tested. +I take it for granted that what I said in this earlier +essay is known and present to the reader, for if it had +not been already said it would necessarily find its place +here. +</p> + +<p> +§ 3. The chief distinction among our ideas is that +between ideas of perception and abstract ideas. The +latter form just one class of ideas, namely concepts, and +these are the possession of man alone of all creatures +upon earth. The capacity for these, which distinguishes +him from all the lower animals, has always been called +reason.<note place='foot'>Kant is the only writer who +has confused this idea of reason, +and in this connection I refer the +reader to the Appendix, and also to +my <q>Grundprobleme der Ethik</q>: +Grundl. dd. Moral. § 6, pp. 148-154, +first and second editions.</note> We shall consider these abstract ideas by +themselves later, but, in the first place, we shall speak +exclusively of the <emph>ideas of perception</emph>. These comprehend +the whole visible world, or the sum total of experience, +with the conditions of its possibility. We have already +observed that it is a highly important discovery of Kant's, +that these very conditions, these forms of the visible world, +<hi rend='italic'>i.e.</hi>, the absolutely universal element in its perception, +the common property of all its phenomena, space and time, +even when taken by themselves and apart from their content, +can, not only be thought in the abstract, but also +be directly perceived; and that this perception or intuition +is not some kind of phantasm arising from constant recurrence +in experience, but is so entirely independent of +experience that we must rather regard the latter as dependent +on it, inasmuch as the qualities of space and +time, as they are known in <foreign lang='la' rend='italic'>a priori</foreign> perception or intuition, +are valid for all possible experience, as rules to +which it must invariably conform. Accordingly, in my +<pb n='008'/><anchor id='Pg008'/> +essay on the principle of sufficient reason, I have treated +space and time, because they are perceived as pure and +empty of content, as a special and independent class of +ideas. This quality of the universal forms of intuition, +which was discovered by Kant, that they may be perceived +in themselves and apart from experience, and that +they may be known as exhibiting those laws on which is +founded the infallible science of mathematics, is certainly +very important. Not less worthy of remark, however, is +this other quality of time and space, that the principle of +sufficient reason, which conditions experience as the law +of causation and of motive, and thought as the law of the +basis of judgment, appears here in quite a special form, +to which I have given the name of the ground of being. +In time, this is the succession of its moments, and in +space the position of its parts, which reciprocally determine +each other <foreign lang='la' rend='italic'>ad infinitum</foreign>. +</p> + +<p> +Any one who has fully understood from the introductory +essay the complete identity of the content of the +principle of sufficient reason in all its different forms, +must also be convinced of the importance of the knowledge +of the simplest of these forms, as affording him +insight into his own inmost nature. This simplest form +of the principle we have found to be time. In it each +instant is, only in so far as it has effaced the preceding +one, its generator, to be itself in turn as quickly effaced. +The past and the future (considered apart from the consequences +of their content) are empty as a dream, and the +present is only the indivisible and unenduring boundary +between them. And in all the other forms of the principle +of sufficient reason, we shall find the same emptiness, +and shall see that not time only but also space, and +the whole content of both of them, <hi rend='italic'>i.e.</hi>, all that proceeds +from causes and motives, has a merely relative existence, +is only through and for another like to itself, <hi rend='italic'>i.e.</hi>, not +more enduring. The substance of this doctrine is old: +it appears in Heraclitus when he laments the eternal +<pb n='009'/><anchor id='Pg009'/> +flux of things; in Plato when he degrades the object to +that which is ever becoming, but never being; in Spinoza +as the doctrine of the mere accidents of the one substance +which is and endures. Kant opposes what is +thus known as the mere phenomenon to the thing in itself. +Lastly, the ancient wisdom of the Indian philosophers +declares, <q>It is Mâyâ, the veil of deception, which +blinds the eyes of mortals, and makes them behold a +world of which they cannot say either that it is or that it +is not: for it is like a dream; it is like the sunshine +on the sand which the traveller takes from afar for +water, or the stray piece of rope he mistakes for a snake.</q> +(These similes are repeated in innumerable passages of +the Vedas and the Puranas.) But what all these mean, +and that of which they all speak, is nothing more than +what we have just considered—the world as idea subject +to the principle of sufficient reason. +</p> + +<p> +§ 4. Whoever has recognised the form of the principle +of sufficient reason, which appears in pure time as such, +and on which all counting and arithmetical calculation +rests, has completely mastered the nature of time. Time +is nothing more than that form of the principle of sufficient +reason, and has no further significance. Succession +is the form of the principle of sufficient reason in time, +and succession is the whole nature of time. Further, +whoever has recognised the principle of sufficient reason +as it appears in the presentation of pure space, has +exhausted the whole nature of space, which is absolutely +nothing more than that possibility of the reciprocal determination +of its parts by each other, which is called position. +The detailed treatment of this, and the formulation +in abstract conceptions of the results which flow from +it, so that they may be more conveniently used, is the +subject of the science of geometry. Thus also, whoever +has recognised the law of causation, the aspect of the +principle of sufficient reason which appears in what fills +these forms (space and time) as objects of perception, +<pb n='010'/><anchor id='Pg010'/> +that is to say matter, has completely mastered the nature +of matter as such, for matter is nothing more than causation, +as any one will see at once if he reflects. Its true +being is its action, nor can we possibly conceive it as +having any other meaning. Only as active does it fill +space and time; its action upon the immediate object +(which is itself matter) determines that perception in +which alone it exists. The consequence of the action of +any material object upon any other, is known only in so +far as the latter acts upon the immediate object in a +different way from that in which it acted before; it +consists only of this. Cause and effect thus constitute +the whole nature of matter; its true being is its action. +(A fuller treatment of this will be found in the essay on +the Principle of Sufficient Reason, § 21, p. 77.) The +nature of all material things is therefore very appropriately +called in German <foreign lang='de' rend='italic'>Wirklichkeit</foreign>,<note place='foot'>Mira in quibusdam rebus verborum +proprietas est, et consuetudo +sermonis antiqui quædam efficacissimis +notis signat. <hi rend='italic'>Seneca</hi>, epist. 81.</note> a word which is +far more expressive than <foreign lang='de' rend='italic'>Realität</foreign>. Again, that which is +acted upon is always matter, and thus the whole being +and essence of matter consists in the orderly change, +which one part of it brings about in another part. The +existence of matter is therefore entirely relative, according +to a relation which is valid only within its limits, as +in the case of time and space. +</p> + +<p> +But time and space, each for itself, can be mentally +presented apart from matter, whereas matter cannot be +so presented apart from time and space. The form +which is inseparable from it presupposes space, and the +action in which its very existence consists, always imports +some change, in other words a determination in +time. But space and time are not only, each for itself, +presupposed by matter, but a union of the two constitutes +its essence, for this, as we have seen, consists in action, +<hi rend='italic'>i.e.</hi>, in causation. All the innumerable conceivable +phenomena and conditions of things, might be coexistent +<pb n='011'/><anchor id='Pg011'/> +in boundless space, without limiting each other, or might +be successive in endless time without interfering with +each other: thus a necessary relation of these phenomena +to each other, and a law which should regulate them +according to such a relation, is by no means needful, +would not, indeed, be applicable: it therefore follows +that in the case of all co-existence in space and change +in time, so long as each of these forms preserves for +itself its condition and its course without any connection +with the other, there can be no causation, and since +causation constitutes the essential nature of matter, there +can be no matter. But the law of causation receives its +meaning and necessity only from this, that the essence +of change does not consist simply in the mere variation +of things, but rather in the fact that at the <emph>same part of +space</emph> there is now <emph>one thing</emph> and then <emph>another</emph>, and at <emph>one</emph> +and the same point of time there is <emph>here</emph> one thing and +there <emph>another</emph>: only this reciprocal limitation of space +and time by each other gives meaning, and at the same +time necessity, to a law, according to which change must +take place. What is determined by the law of causality +is therefore not merely a succession of things in time, +but this succession with reference to a definite space, +and not merely existence of things in a particular place, +but in this place at a different point of time. Change, +<hi rend='italic'>i.e.</hi>, variation which takes place according to the law of +causality, implies always a determined part of space and +a determined part of time together and in union. Thus +causality unites space with time. But we found that +the whole essence of matter consisted in action, <hi rend='italic'>i.e.</hi>, in +causation, consequently space and time must also be +united in matter, that is to say, matter must take to +itself at once the distinguishing qualities both of space +and time, however much these may be opposed to each +other, and must unite in itself what is impossible for +each of these independently, that is, the fleeting course +of time, with the rigid unchangeable perduration of +<pb n='012'/><anchor id='Pg012'/> +space: infinite divisibility it receives from both. It is +for this reason that we find that co-existence, which +could neither be in time alone, for time has no contiguity, +nor in space alone, for space has no before, after, or now, +is first established through matter. But the co-existence +of many things constitutes, in fact, the essence of reality, +for through it permanence first becomes possible; for +permanence is only knowable in the change of something +which is present along with what is permanent, +while on the other hand it is only because something +permanent is present along with what changes, that the +latter gains the special character of change, <hi rend='italic'>i.e.</hi>, the mutation +of quality and form in the permanence of substance, +that is to say, in matter.<note place='foot'>It is shown in the Appendix +that matter and substance are one.</note> If the world were in space +alone, it would be rigid and immovable, without succession, +without change, without action; but we know that +with action, the idea of matter first appears. Again, if +the world were in time alone, all would be fleeting, without +persistence, without contiguity, hence without co-existence, +and consequently without permanence; so +that in this case also there would be no matter. Only +through the union of space and time do we reach matter, +and matter is the possibility of co-existence, and, through +that, of permanence; through permanence again matter +is the possibility of the persistence of substance in the +change of its states.<note place='foot'>This shows the ground of the +Kantian explanation of matter, that +it is <q>that which is movable in +space,</q> for motion consists simply +in the union of space and time.</note> As matter consists in the union +of space and time, it bears throughout the stamp of both. +It manifests its origin in space, partly through the form +which is inseparable from it, but especially through its +persistence (substance), the <foreign lang='la' rend='italic'>a priori</foreign> certainty of which +is therefore wholly deducible from that of space<note place='foot'>Not, as Kant holds, from the +knowledge of time, as will be explained +in the Appendix.</note> (for +variation belongs to time alone, but in it alone and for +itself nothing is persistent). Matter shows that it springs +<pb n='013'/><anchor id='Pg013'/> +from time by quality (accidents), without which it never +exists, and which is plainly always causality, action upon +other matter, and therefore change (a time concept). The +law of this action, however, always depends upon space +and time together, and only thus obtains meaning. The +regulative function of causality is confined entirely to +the determination of what must occupy <hi rend='italic'>this time and this +space</hi>. The fact that we know <foreign lang='la' rend='italic'>a priori</foreign> the unalterable +characteristics of matter, depends upon this derivation of +its essential nature from the forms of our knowledge of +which we are conscious <foreign lang='la' rend='italic'>a priori</foreign>. These unalterable +characteristics are space-occupation, <hi rend='italic'>i.e.</hi>, impenetrability, +<hi rend='italic'>i.e.</hi>, causal action, consequently, extension, infinite divisibility, +persistence, <hi rend='italic'>i.e.</hi>, indestructibility, and lastly mobility: +weight, on the other hand, notwithstanding its +universality, must be attributed to <foreign lang='la' rend='italic'>a posteriori</foreign> knowledge, +although Kant, in his <q>Metaphysical Introduction to +Natural Philosophy,</q> p. 71 (p. 372 of Rosenkranz's +edition), treats it as knowable <foreign lang='la' rend='italic'>a priori</foreign>. +</p> + +<p> +But as the object in general is only for the subject, as +its idea, so every special class of ideas is only for an +equally special quality in the subject, which is called a +faculty of perception. This subjective correlative of +time and space in themselves as empty forms, has been +named by Kant pure sensibility; and we may retain this +expression, as Kant was the first to treat of the subject, +though it is not exact, for sensibility presupposes matter. +The subjective correlative of matter or of causation, for +these two are the same, is understanding, which is nothing +more than this. To know causality is its one +function, its only power; and it is a great one, embracing +much, of manifold application, yet of unmistakable identity +in all its manifestations. Conversely all causation, +that is to say, all matter, or the whole of reality, is only +for the understanding, through the understanding, and in +the understanding. The first, simplest, and ever-present +example of understanding is the perception of the actual +<pb n='014'/><anchor id='Pg014'/> +world. This is throughout knowledge of the cause from +the effect, and therefore all perception is intellectual. +The understanding could never arrive at this perception, +however, if some effect did not become known immediately, +and thus serve as a starting-point. But this is the +affection of the animal body. So far, then, the animal +body is the <emph>immediate object</emph> of the subject; the perception +of all other objects becomes possible through it. +The changes which every animal body experiences, are +immediately known, that is, felt; and as these effects are +at once referred to their causes, the perception of the +latter as <emph>objects</emph> arises. This relation is no conclusion in +abstract conceptions; it does not arise from reflection, +nor is it arbitrary, but immediate, necessary, and certain. +It is the method of knowing of the pure understanding, +without which there could be no perception; there would +only remain a dull plant-like consciousness of the +changes of the immediate object, which would succeed +each other in an utterly unmeaning way, except in so +far as they might have a meaning for the will either as +pain or pleasure. But as with the rising of the sun the +visible world appears, so at one stroke, the understanding, +by means of its one simple function, changes the +dull, meaningless sensation into perception. What the +eye, the ear, or the hand feels, is not perception; it is +merely its data. By the understanding passing from the +effect to the cause, the world first appears as perception +extended in space, varying in respect of form, persistent +through all time in respect of matter; for the understanding +unites space and time in the idea of matter, that is, +causal action. As the world as idea exists only through +the understanding, so also it exists only for the understanding. +In the first chapter of my essay on <q>Light +and Colour,</q> I have already explained how the understanding +constructs perceptions out of the data supplied +by the senses; how by comparison of the impressions +which the various senses receive from the object, a child +<pb n='015'/><anchor id='Pg015'/> +arrives at perceptions; how this alone affords the solution +of so many phenomena of the senses; the single +vision of two eyes, the double vision in the case of a +squint, or when we try to look at once at objects +which lie at unequal distances behind each other; and +all illusion which is produced by a sudden alteration in +the organs of sense. But I have treated this important +subject much more fully and thoroughly in the second +edition of the essay on <q>The Principle of Sufficient +Reason,</q> § 21. All that is said there would find its +proper place here, and would therefore have to be said +again; but as I have almost as much disinclination to +quote myself as to quote others, and as I am unable to +explain the subject better than it is explained there, I +refer the reader to it, instead of quoting it, and take for +granted that it is known. +</p> + +<p> +The process by which children, and persons born +blind who have been operated upon, learn to see, the +single vision of the double sensation of two eyes, the +double vision and double touch which occur when the +organs of sense have been displaced from their usual +position, the upright appearance of objects while the +picture on the retina is upside down, the attributing of +colour to the outward objects, whereas it is merely an +inner function, a division through polarisation, of the +activity of the eye, and lastly the stereoscope,—all +these are sure and incontrovertible evidence that perception +is not merely of the senses, but intellectual—that +is, <emph>pure knowledge through the understanding of the +cause from the effect</emph>, and that, consequently, it presupposes +the law of causality, in a knowledge of which +all perception—that is to say all experience, by virtue +of its primary and only possibility, depends. The contrary +doctrine that the law of causality results from +experience, which was the scepticism of Hume, is first +refuted by this. For the independence of the knowledge +of causality of all experience,—that is, its <foreign lang='la' rend='italic'>a priori</foreign> +<pb n='016'/><anchor id='Pg016'/> +character—can only be deduced from the dependence of +all experience upon it; and this deduction can only be +accomplished by proving, in the manner here indicated, +and explained in the passages referred to above, that +the knowledge of causality is included in perception in +general, to which all experience belongs, and therefore +in respect of experience is completely <foreign lang='la' rend='italic'>a priori</foreign>, does not +presuppose it, but is presupposed by it as a condition. +This, however, cannot be deduced in the manner attempted +by Kant, which I have criticised in the essay +on <q>The Principle of Sufficient Reason,</q> § 23. +</p> + +<p> +§ 5. It is needful to guard against the grave error of +supposing that because perception arises through the +knowledge of causality, the relation of subject and object +is that of cause and effect. For this relation subsists +only between the immediate object and objects known +indirectly, thus always between objects alone. It is this +false supposition that has given rise to the foolish controversy +about the reality of the outer world; a controversy +in which dogmatism and scepticism oppose each +other, and the former appears, now as realism, now as +idealism. Realism treats the object as cause, and the +subject as its effect. The idealism of Fichte reduces the +object to the effect of the subject. Since however, and +this cannot be too much emphasised, there is absolutely +no relation according to the principle of sufficient reason +between subject and object, neither of these views could +be proved, and therefore scepticism attacked them both +with success. Now, just as the law of causality precedes +perception and experience as their condition, and +therefore cannot (as Hume thought) be derived from +them, so object and subject precede all knowledge, and +hence the principle of sufficient reason in general, as its +first condition; for this principle is merely the form of +all objects, the whole nature and possibility of their +existence as phenomena: but the object always presupposes +the subject; and therefore between these two +<pb n='017'/><anchor id='Pg017'/> +there can be no relation of reason and consequent. My +essay on the principle of sufficient reason accomplishes +just this: it explains the content of that principle as the +essential form of every object—that is to say, as the +universal nature of all objective existence, as something +which pertains to the object as such; but the object as +such always presupposes the subject as its necessary +correlative; and therefore the subject remains always +outside the province in which the principle of sufficient +reason is valid. The controversy as to the reality of the +outer world rests upon this false extension of the validity +of the principle of sufficient reason to the subject also, +and starting with this mistake it can never understand +itself. On the one side realistic dogmatism, looking +upon the idea as the effect of the object, desires to +separate these two, idea and object, which are really one, +and to assume a cause quite different from the idea, an +object in itself, independent of the subject, a thing which +is quite inconceivable; for even as object it presupposes +subject, and so remains its idea. Opposed to this doctrine +is scepticism, which makes the same false presupposition +that in the idea we have only the effect, +never the cause, therefore never real being; that we +always know merely the action of the object. But this +object, it supposes, may perhaps have no resemblance +whatever to its effect, may indeed have been quite +erroneously received as the cause, for the law of causality +is first to be gathered from experience, and the reality of +experience is then made to rest upon it. Thus both of +these views are open to the correction, firstly, that object +and idea are the same; secondly, that the true being of +the object of perception is its action, that the reality of +the thing consists in this, and the demand for an existence +of the object outside the idea of the subject, and +also for an essence of the actual thing different from its +action, has absolutely no meaning, and is a contradiction: +and that the knowledge of the nature of the effect of any +<pb n='018'/><anchor id='Pg018'/> +perceived object, exhausts such an object itself, so far as +it is object, <hi rend='italic'>i.e.</hi>, idea, for beyond this there is nothing +more to be known. So far then, the perceived world in +space and time, which makes itself known as causation +alone, is entirely real, and is throughout simply what it +appears to be, and it appears wholly and without reserve +as idea, bound together according to the law of causality. +This is its empirical reality. On the other hand, all +causality is in the understanding alone, and for the +understanding. The whole actual, that is, active world +is determined as such through the understanding, and +apart from it is nothing. This, however, is not the only +reason for altogether denying such a reality of the outer +world as is taught by the dogmatist, who explains its +reality as its independence of the subject. We also +deny it, because no object apart from a subject can be +conceived without contradiction. The whole world of +objects is and remains idea, and therefore wholly and for +ever determined by the subject; that is to say, it has +transcendental ideality. But it is not therefore illusion +or mere appearance; it presents itself as that which it is, +idea, and indeed as a series of ideas of which the common +bond is the principle of sufficient reason. It is according +to its inmost meaning quite comprehensible to the +healthy understanding, and speaks a language quite +intelligible to it. To dispute about its reality can only +occur to a mind perverted by over-subtilty, and such +discussion always arises from a false application of the +principle of sufficient reason, which binds all ideas +together of whatever kind they may be, but by no means +connects them with the subject, nor yet with a something +which is neither subject nor object, but only the ground +of the object; an absurdity, for only objects can be and +always are the ground of objects. If we examine more +closely the source of this question as to the reality of the +outer world, we find that besides the false application +of the principle of sufficient reason generally to what lies +<pb n='019'/><anchor id='Pg019'/> +beyond its province, a special confusion of its forms is +also involved; for that form which it has only in reference +to concepts or abstract ideas, is applied to perceived +ideas, real objects; and a ground of knowing is demanded +of objects, whereas they can have nothing but a +ground of being. Among the abstract ideas, the concepts +united in the judgment, the principle of sufficient reason +appears in such a way that each of these has its worth, +its validity, and its whole existence, here called <emph>truth</emph>, +simply and solely through the relation of the judgment +to something outside of it, its ground of knowledge, to +which there must consequently always be a return. +Among real objects, ideas of perception, on the other +hand, the principle of sufficient reason appears not as the +principle of the ground of <emph>knowing</emph>, but of <emph>being</emph>, as the +law of causality: every real object has paid its debt to +it, inasmuch as it has come to be, <hi rend='italic'>i.e.</hi>, has appeared as +the effect of a cause. The demand for a ground of knowing +has therefore here no application and no meaning, +but belongs to quite another class of things. Thus the +world of perception raises in the observer no question or +doubt so long as he remains in contact with it: there is +here neither error nor truth, for these are confined to +the province of the abstract—the province of reflection. +But here the world lies open for sense and understanding; +presents itself with naive truth as that which it really +is—ideas of perception which develop themselves according +to the law of causality. +</p> + +<p> +So far as we have considered the question of the +reality of the outer world, it arises from a confusion +which amounts even to a misunderstanding of reason +itself, and therefore thus far, the question could be +answered only by explaining its meaning. After examination +of the whole nature of the principle of sufficient +reason, of the relation of subject and object, and the +special conditions of sense perception, the question itself +disappeared because it had no longer any meaning. There +<pb n='020'/><anchor id='Pg020'/> +is, however, one other possible origin of this question, +quite different from the purely speculative one which we +have considered, a specially empirical origin, though the +question is always raised from a speculative point of view, +and in this form it has a much more comprehensible meaning +than it had in the first. We have dreams; may not +our whole life be a dream? or more exactly: is there a +sure criterion of the distinction between dreams and reality? +between phantasms and real objects? The assertion that +what is dreamt is less vivid and distinct than what we actually +perceive is not to the point, because no one has ever +been able to make a fair comparison of the two; for we +can only compare the recollection of a dream with the +present reality. Kant answers the question thus: <q>The +connection of ideas among themselves, according to the +law of causality, constitutes the difference between real +life and dreams.</q> But in dreams, as well as in real life, +everything is connected individually at any rate, in +accordance with the principle of sufficient reason in all +its forms, and this connection is broken only between +life and dreams, or between one dream and another. +Kant's answer therefore could only run thus:—the <emph>long</emph> +dream (life) has throughout complete connection according +to the principle of sufficient reason; it has not this +connection, however, with <emph>short</emph> dreams, although each of +these has in itself the same connection: the bridge is +therefore broken between the former and the latter, and +on this account we distinguish them. +</p> + +<p> +But to institute an inquiry according to this criterion, +as to whether something was dreamt or seen, would +always be difficult and often impossible. For we are by +no means in a position to trace link by link the causal +connection between any experienced event and the present +moment, but we do not on that account explain it as +dreamt. Therefore in real life we do not commonly +employ that method of distinguishing between dreams +and reality. The only sure criterion by which to distinguish +<pb n='021'/><anchor id='Pg021'/> +them is in fact the entirely empirical one of +awaking, through which at any rate the causal connection +between dreamed events and those of waking life, is +distinctly and sensibly broken off. This is strongly +supported by the remark of Hobbes in the second chapter +of Leviathan, that we easily mistake dreams for reality +if we have unintentionally fallen asleep without taking +off our clothes, and much more so when it also happens +that some undertaking or design fills all our thoughts, +and occupies our dreams as well as our waking moments. +We then observe the awaking just as little as the falling +asleep, dream and reality run together and become confounded. +In such a case there is nothing for it but the +application of Kant's criterion; but if, as often happens, +we fail to establish by means of this criterion, either the +existence of causal connection with the present, or the +absence of such connection, then it must for ever remain +uncertain whether an event was dreamt or really happened. +Here, in fact, the intimate relationship between +life and dreams is brought out very clearly, and we need +not be ashamed to confess it, as it has been recognised +and spoken of by many great men. The Vedas and +Puranas have no better simile than a dream for the +whole knowledge of the actual world, which they call +the web of Mâyâ, and they use none more frequently. +Plato often says that men live only in a dream; the +philosopher alone strives to awake himself. Pindar +says (ii. η. 135): σκιας οναρ ανθρωπος (umbræ somnium +homo), and Sophocles:— +</p> + +<quote rend='display'> +<lg> +<l>Ὀνω γυν ἡμας ουδεν οντας αλλο, πλην</l> +<l>Σιδωλ᾽ ὁσοιπερ ζωμεν, ὴ κουφην σκιαν.—Ajax, 125.</l> +</lg> +</quote> + +<p> +(Nos enim, quicunque vivimus, nihil aliud esse comperio +quam simulacra et levem umbram.) Beside which most +worthily stands Shakespeare:— +</p> + +<quote rend='display'> +<lg> +<l rend='margin-left: 6'><q rend='pre'>We are such stuff</q></l> +<l>As dreams are made on, and our little life</l> +<l><q rend='post'>Is rounded with a sleep.</q>—<hi rend='italic'>Tempest</hi>, Act iv. Sc. 1.</l> +</lg> +</quote> + +<pb n='022'/><anchor id='Pg022'/> + +<p> +Lastly, Calderon was so deeply impressed with this view +of life that he sought to embody it in a kind of metaphysical +drama—<q>Life a Dream.</q> +</p> + +<p> +After these numerous quotations from the poets, perhaps +I also may be allowed to express myself by a +metaphor. Life and dreams are leaves of the same book. +The systematic reading of this book is real life, but when +the reading hours (that is, the day) are over, we often +continue idly to turn over the leaves, and read a page +here and there without method or connection: often one +we have read before, sometimes one that is new to us, +but always in the same book. Such an isolated page is +indeed out of connection with the systematic study of +the book, but it does not seem so very different when +we remember that the whole continuous perusal begins +and ends just as abruptly, and may therefore be regarded +as merely a larger single page. +</p> + +<p> +Thus although individual dreams are distinguished from +real life by the fact that they do not fit into that continuity +which runs through the whole of experience, and +the act of awaking brings this into consciousness, yet that +very continuity of experience belongs to real life as its +form, and the dream on its part can point to a similar +continuity in itself. If, therefore, we consider the question +from a point of view external to both, there is no +distinct difference in their nature, and we are forced to +concede to the poets that life is a long dream. +</p> + +<p> +Let us turn back now from this quite independent +empirical origin of the question of the reality of the outer +world, to its speculative origin. We found that this consisted, +first, in the false application of the principle of +sufficient reason to the relation of subject and object; +and secondly, in the confusion of its forms, inasmuch +as the principle of sufficient reason of knowing was +extended to a province in which the principle of sufficient +reason of being is valid. But the question could +hardly have occupied philosophers so constantly if it +<pb n='023'/><anchor id='Pg023'/> +were entirely devoid of all real content, and if some true +thought and meaning did not lie at its heart as its real +source. Accordingly, we must assume that when the +element of truth that lies at the bottom of the question +first came into reflection and sought its expression, it became +involved in these confused and meaningless forms +and problems. This at least is my opinion, and I think +that the true expression of that inmost meaning of the +question, which it failed to find, is this:—What is this +world of perception besides being my idea? Is that of +which I am conscious only as idea, exactly like my own +body, of which I am doubly conscious, in one aspect as +<emph>idea</emph>, in another aspect as <emph>will</emph>? The fuller explanation +of this question and its answer in the affirmative, will +form the content of the second book, and its consequences +will occupy the remaining portion of this work. +</p> + +<p> +§ 6. For the present, however, in this first book we +consider everything merely as idea, as object for the subject. +And our own body, which is the starting-point for +each of us in our perception of the world, we consider, +like all other real objects, from the side of its knowableness, +and in this regard it is simply an idea. Now the +consciousness of every one is in general opposed to the +explanation of objects as mere ideas, and more especially +to the explanation of our bodies as such; for the thing in +itself is known to each of us immediately in so far as it +appears as our own body; but in so far as it objectifies +itself in the other objects of perception, it is known only +indirectly. But this abstraction, this one-sided treatment, +this forcible separation of what is essentially and +necessarily united, is only adopted to meet the demands +of our argument; and therefore the disinclination to it +must, in the meantime, be suppressed and silenced by the +expectation that the subsequent treatment will correct +the one-sidedness of the present one, and complete our +knowledge of the nature of the world. +</p> + +<p> +At present therefore the body is for us immediate +<pb n='024'/><anchor id='Pg024'/> +object; that is to say, that idea which forms the +starting-point of the subject's knowledge; because the +body, with its immediately known changes, precedes the +application of the law of causality, and thus supplies it +with its first data. The whole nature of matter consists, +as we have seen, in its causal action. But cause and +effect exist only for the understanding, which is nothing but +their subjective correlative. The understanding, however, +could never come into operation if there were not something +else from which it starts. This is simple sensation—the +immediate consciousness of the changes of the +body, by virtue of which it is immediate object. Thus +the possibility of knowing the world of perception depends +upon two conditions; the first, <emph>objectively expressed</emph>, +is the power of material things to act upon each other, to +produce changes in each other, without which common +quality of all bodies no perception would be possible, +even by means of the sensibility of the animal body. +And if we wish to express this condition <emph>subjectively</emph> we +say: The understanding first makes perception possible; +for the law of causality, the possibility of effect and +cause, springs only from the understanding, and is valid +only for it, and therefore the world of perception exists +only through and for it. The second condition is the +sensibility of animal bodies, or the quality of being immediate +objects of the subject which certain bodies possess. +The mere modification which the organs of sense +sustain from without through their specific affections, +may here be called ideas, so far as these affections produce +neither pain nor pleasure, that is, have no immediate +significance for the will, and are yet perceived, exist +therefore only for <emph>knowledge</emph>. Thus far, then, I say that +the body is immediately <emph>known</emph>, is <emph>immediate object</emph>. But +the conception of object is not to be taken here in its +fullest sense, for through this immediate knowledge of +the body, which precedes the operation of the understanding, +and is mere sensation, our own body does not exist +<pb n='025'/><anchor id='Pg025'/> +specifically as <emph>object</emph>, but first the material things which +affect it: for all knowledge of an object proper, of an idea +perceived in space, exists only through and for the understanding; +therefore not before, but only subsequently to +its operation. Therefore the body as object proper, that +is, as an idea perceived in space, is first known indirectly, +like all other objects, through the application of the +law of causality to the action of one of its parts upon +another, as, for example, when the eye sees the body or +the hand touches it. Consequently the form of our +body does not become known to us through mere feeling, +but only through knowledge, only in idea; that is to +say, only in the brain does our own body first come to +appear as extended, articulate, organic. A man born +blind receives this idea only little by little from the data +afforded by touch. A blind man without hands could +never come to know his own form; or at the most could +infer and construct it little by little from the effects of +other bodies upon him. If, then, we call the body an +immediate object, we are to be understood with these +reservations. +</p> + +<p> +In other respects, then, according to what has been +said, all animal bodies are immediate objects; that is, +starting-points for the subject which always knows +and therefore is never known in its perception of the +world. Thus the distinctive characteristic of animal +life is knowledge, with movement following on motives, +which are determined by knowledge, just as movement +following on stimuli is the distinctive characteristic of +plant-life. Unorganised matter, however, has no movement +except such as is produced by causes properly so +called, using the term in its narrowest sense. All this I +have thoroughly discussed in my essay on the principle +of sufficient reason, § 20, in the <q>Ethics,</q> first essay, iii., +and in my work on Sight and Colour, § 1, to which I +therefore refer. +</p> + +<p> +It follows from what has been said, that all animals, +<pb n='026'/><anchor id='Pg026'/> +even the least developed, have understanding; for they +all know objects, and this knowledge determines their +movements as motive. Understanding is the same in all +animals and in all men; it has everywhere the same +simple form; knowledge of causality, transition from +effect to cause, and from cause to effect, nothing more; +but the degree of its acuteness, and the extension of the +sphere of its knowledge varies enormously, with innumerable +gradations from the lowest form, which is +only conscious of the causal connection between the immediate +object and objects affecting it—that is to say, +perceives a cause as an object in space by passing to +it from the affection which the body feels, to the higher +grades of knowledge of the causal connection among +objects known indirectly, which extends to the understanding +of the most complicated system of cause and +effect in nature. For even this high degree of knowledge +is still the work of the understanding, not of the reason. +The abstract concepts of the reason can only serve to +take up the objective connections which are immediately +known by the understanding, to make them permanent +for thought, and to relate them to each other; but +reason never gives us immediate knowledge. Every +force and law of nature, every example of such forces +and laws, must first be immediately known by the understanding, +must be apprehended through perception before +it can pass into abstract consciousness for reason. Hooke's +discovery of the law of gravitation, and the reference of +so many important phenomena to this one law, was the +work of immediate apprehension by the understanding; +and such also was the proof of Newton's calculations, and +Lavoisier's discovery of acids and their important function +in nature, and also Goethe's discovery of the origin of +physical colours. All these discoveries are nothing more +than a correct immediate passage from the effect to the +cause, which is at once followed by the recognition of the +ideality of the force of nature which expresses itself in all +<pb n='027'/><anchor id='Pg027'/> +causes of the same kind; and this complete insight is +just an example of that single function of the understanding, +by which an animal perceives as an object in space +the cause which affects its body, and differs from such a +perception only in degree. Every one of these great +discoveries is therefore, just like perception, an operation +of the understanding, an immediate intuition, and as such +the work of an instant, an <foreign lang='fr' rend='italic'>apperçu</foreign>, a flash of insight. +They are not the result of a process of abstract reasoning, +which only serves to make the immediate knowledge of +the understanding permanent for thought by bringing it +under abstract concepts, <hi rend='italic'>i.e.</hi>, it makes knowledge distinct, +it puts us in a position to impart it and explain it to +others. The keenness of the understanding in apprehending +the causal relations of objects which are known +indirectly, does not find its only application in the sphere +of natural science (though all the discoveries in that +sphere are due to it), but it also appears in practical life. +It is then called good sense or prudence, as in its other +application it is better called acuteness, penetration, +sagacity. More exactly, good sense or prudence signifies +exclusively understanding at the command of the will. +But the limits of these conceptions must not be too +sharply defined, for it is always that one function of the +understanding by means of which all animals perceive +objects in space, which, in its keenest form, appears now +in the phenomena of nature, correctly inferring the unknown +causes from the given effects, and providing the +material from which the reason frames general rules as +laws of nature; now inventing complicated and ingenious +machines by adapting known causes to desired effects; +now in the sphere of motives, seeing through and frustrating +intrigues and machinations, or fitly disposing the +motives and the men who are susceptible to them, setting +them in motion, as machines are moved by levers and +wheels, and directing them at will to the accomplishment +of its ends. Deficiency of understanding is called +<pb n='028'/><anchor id='Pg028'/> +<emph>stupidity</emph>. It is just <emph>dulness in applying the law of +causality</emph>, incapacity for the immediate apprehension of +the concatenations of causes and effects, motives and +actions. A stupid person has no insight into the connection +of natural phenomena, either when they follow +their own course, or when they are intentionally combined, +<hi rend='italic'>i.e.</hi>, are applied to machinery. Such a man readily +believes in magic and miracles. A stupid man does not +observe that persons, who apparently act independently +of each other, are really in collusion; he is therefore +easily mystified, and outwitted; he does not discern the +hidden motives of proffered advice or expressions of +opinion, &c. But it is always just one thing that he +lacks—keenness, rapidity, ease in applying the law of +causality, <hi rend='italic'>i.e.</hi>, power of understanding. The greatest, +and, in this reference, the most instructive example of +stupidity I ever met with, was the case of a totally +imbecile boy of about eleven years of age, in an asylum. +He had reason, because he spoke and comprehended, but +in respect of understanding he was inferior to many of +the lower animals. Whenever I visited him he noticed +an eye-glass which I wore round my neck, and in which +the window of the room and the tops of the trees beyond +were reflected: on every occasion he was greatly surprised +and delighted with this, and was never tired of looking +at it with astonishment, because he did not understand +the immediate causation of reflection. +</p> + +<p> +While the difference in degree of the acuteness of the +understanding, is very great between man and man, it is +even greater between one species of animal and another. +In all species of animals, even those which are nearest +to plants, there is at least as much understanding as +suffices for the inference from the effect on the immediate +object, to the indirectly known object as its cause, <hi rend='italic'>i.e.</hi>, +sufficient for perception, for the apprehension of an object. +For it is this that constitutes them animals, as it gives +them the power of movement following on motives, and +<pb n='029'/><anchor id='Pg029'/> +thereby the power of seeking for food, or at least of seizing +it; whereas plants have only movement following on +stimuli, whose direct influence they must await, or else +decay, for they cannot seek after them nor appropriate +them. We marvel at the great sagacity of the most +developed species of animals, such as the dog, the +elephant, the monkey or the fox, whose cleverness has +been so admirably sketched by Buffon. From these +most sagacious animals, we can pretty accurately determine +how far understanding can go without reason, <hi rend='italic'>i.e.</hi>, +abstract knowledge embodied in concepts. We could not +find this out from ourselves, for in us understanding and +reason always reciprocally support each other. We find +that the manifestation of understanding in animals is +sometimes above our expectation, and sometimes below +it. On the one hand, we are surprised at the sagacity of +the elephant, who, after crossing many bridges during his +journey in Europe, once refused to go upon one, because +he thought it was not strong enough to bear his weight, +though he saw the rest of the party, consisting of men +and horses, go upon it as usual. On the other hand, we +wonder that the intelligent Orang-outangs, who warm +themselves at a fire they have found, do not keep it +alight by throwing wood on it; a proof that this requires +a deliberation which is not possible without abstract concepts. +It is clear that the knowledge of cause and effect, +as the universal form of understanding, belongs to all +animals <foreign lang='la' rend='italic'>a priori</foreign>, because to them as to us it is the prior +condition of all perception of the outer world. If any +one desires additional proof of this, let him observe, for +example, how a young dog is afraid to jump down from +a table, however much he may wish to do so, because he +foresees the effect of the weight of his body, though he +has not been taught this by experience. In judging of +the understanding of animals, we must guard against +ascribing to it the manifestations of instinct, a faculty +which is quite distinct both from understanding and +<pb n='030'/><anchor id='Pg030'/> +reason, but the action of which is often very analogous +to the combined action of the two. We cannot, however, +discuss this here; it will find its proper place in +the second book, when we consider the harmony or so-called +teleology of nature: and the 27th chapter of the +supplementary volume is expressly devoted to it. +</p> + +<p> +Deficiency of <emph>understanding</emph> we call <emph>stupidity</emph>: deficiency +in the application of <emph>reason</emph> to practice we shall recognise +later as <emph>foolishness</emph>: deficiency of judgment as <emph>silliness</emph>, +and lastly, partial or entire deficiency of <emph>memory</emph> +as <emph>madness</emph>. But each of these will be considered in +its own place. That which is correctly known by <emph>reason</emph> +is <emph>truth</emph>, that is, an abstract judgment on sufficient +grounds (Essay on the Principle of Sufficient Reason, +§ 29 and following paragraphs); that which is correctly +known by <emph>understanding</emph> is <emph>reality</emph>, that is correct inference +from effect on the immediate object to its cause. +<emph>Error</emph> is opposed to <emph>truth</emph>, as deception of the <emph>reason</emph>: +<emph>illusion</emph> is opposed to <emph>reality</emph>, as deception of the <emph>understanding</emph>. +The full discussion of all this will be found +in the first chapter of my essay on Light and Colour. +Illusion takes place when the same effect may be attributed +to two causes, of which one occurs very frequently, +the other very seldom; the understanding having no +data to decide which of these two causes operates in any +particular case,—for their effects are exactly alike,—always +assumes the presence of the commoner cause, and as the +activity of the understanding is not reflective and discursive, +but direct and immediate, this false cause appears +before us as a perceived object, whereas it is merely +illusion. I have explained in the essay referred to, how +in this way double sight and double feeling take place if +the organs of sense are brought into an unusual position; +and have thus given an incontrovertible proof that perception +exists only through and for the understanding. +As additional examples of such illusions or deceptions of +the understanding, we may mention the broken appearance +<pb n='031'/><anchor id='Pg031'/> +of a stick dipped in water; the reflections in spherical +mirrors, which, when the surface is convex appear somewhat +behind it, and when the surface is concave appear +a long way in front of it. To this class also belongs the +apparently greater extension of the moon at the horizon +than at the zenith. This appearance is not optical, for +as the micrometre proves, the eye receives the image of +the moon at the zenith, at an even greater angle of vision +than at the horizon. The mistake is due to the understanding, +which assumes that the cause of the feebler light +of the moon and of all stars at the horizon is that they +are further off, thus treating them as earthly objects, +according to the laws of atmospheric perspective, and +therefore it takes the moon to be much larger at the +horizon than at the zenith, and also regards the vault of +heaven as more extended or flattened out at the horizon. +The same false application of the laws of atmospheric +perspective leads us to suppose that very high mountains, +whose summits alone are visible in pure transparent air, +are much nearer than they really are, and therefore not +so high as they are; for example, Mont Blanc seen from +Salenche. All such illusions are immediately present to +us as perceptions, and cannot be dispelled by any arguments +of the reason. Reason can only prevent error, +that is, a judgment on insufficient grounds, by opposing +to it a truth; as for example, the abstract knowledge +that the cause of the weaker light of the moon and the +stars at the horizon is not greater distance, but the denser +atmosphere; but in all the cases we have referred to, the +illusion remains in spite of every abstract explanation. +For the understanding is in itself, even in the case of +man, irrational, and is completely and sharply distinguished +from the reason, which is a faculty of knowledge +that belongs to man alone. The reason can only +<emph>know</emph>; perception remains free from its influence and +belongs to the understanding alone. +</p> + +<p> +§ 7. With reference to our exposition up to this point, +<pb n='032'/><anchor id='Pg032'/> +it must be observed that we did not start either from +the object or the subject, but from the idea, which contains +and presupposes them both; for the antithesis of +object and subject is its primary, universal and essential +form. We have therefore first considered this form as +such; then (though in this respect reference has for the +most part been made to the introductory essay) the subordinate +forms of time, space and causality. The latter +belong exclusively to the <emph>object</emph>, and yet, as they are +essential to the object <emph>as such</emph>, and as the object again +is essential to the subject <emph>as such</emph>, they may be discovered +from the subject, <hi rend='italic'>i.e.</hi>, they may be known <foreign lang='la' rend='italic'>a priori</foreign>, +and so far they are to be regarded as the common limits +of both. But all these forms may be referred to one +general expression, the principle of sufficient reason, as +we have explained in the introductory essay. +</p> + +<p> +This procedure distinguishes our philosophical method +from that of all former systems. For they all start either +from the object or from the subject, and therefore seek to +explain the one from the other, and this according to +the principle of sufficient reason. We, on the contrary, +deny the validity of this principle with reference to the +relation of subject and object, and confine it to the object. +It may be thought that the philosophy of identity, which +has appeared and become generally known in our own +day, does not come under either of the alternatives we +have named, for it does not start either from the subject +or from the object, but from the absolute, known through +<q>intellectual intuition,</q> which is neither object nor subject, +but the identity of the two. I will not venture to speak +of this revered identity, and this absolute, for I find myself +entirely devoid of all <q>intellectual intuition.</q> But +as I take my stand merely on those manifestoes of the +<q>intellectual intuiter</q> which are open to all, even to profane +persons like myself, I must yet observe that this +philosophy is not to be excepted from the alternative +errors mentioned above. For it does not escape these +<pb n='033'/><anchor id='Pg033'/> +two opposite errors in spite of its identity of subject and +object, which is not thinkable, but only <q>intellectually +intuitable,</q> or to be experienced by a losing of oneself in +it. On the contrary, it combines them both in itself; +for it is divided into two parts, firstly, transcendental +idealism, which is just Fichte's doctrine of the <emph>ego</emph>, and +therefore teaches that the object is produced by the subject, +or evolved out of it in accordance with the principle +of sufficient reason; secondly, the philosophy of nature, +which teaches that the subject is produced little by little +from the object, by means of a method called construction, +about which I understand very little, yet enough to +know that it is a process according to various forms of +the principle of sufficient reason. The deep wisdom itself +which that construction contains, I renounce; for as I +entirely lack <q>intellectual intuition,</q> all those expositions +which presuppose it must for me remain as a book sealed +with seven seals. This is so truly the case that, strange +to say, I have always been unable to find anything at all +in this doctrine of profound wisdom but atrocious and +wearisome bombast. +</p> + +<p> +The systems starting from the object had always the +whole world of perception and its constitution as +their problem; yet the object which they take as their +starting-point is not always this whole world of perception, +nor its fundamental element, matter. On the +contrary, a division of these systems may be made, based +on the four classes of possible objects set forth in the +introductory essay. Thus Thales and the Ionic school, +Democritus, Epicurus, Giordano Bruno, and the French +materialists, may be said to have started from the first +class of objects, the real world: Spinoza (on account of +his conception of substance, which is purely abstract, and +exists only in his definition) and, earlier, the Eleatics, from +the second class, the abstract conception: the Pythagoreans +and Chinese philosophy in Y-King, from the +third class, time, and consequently number: and, lastly, +<pb n='034'/><anchor id='Pg034'/> +the schoolmen, who teach a creation out of nothing by +the act of will of an extra-mundane personal being, +started from the fourth class of objects, the act of will +directed by knowledge. +</p> + +<p> +Of all systems of philosophy which start from the +object, the most consistent, and that which may be carried +furthest, is simple materialism. It regards matter, and +with it time and space, as existing absolutely, and ignores +the relation to the subject in which alone all this really +exists. It then lays hold of the law of causality as a +guiding principle or clue, regarding it as a self-existent +order (or arrangement) of things, <foreign lang='la' rend='italic'>veritas aeterna</foreign>, and so +fails to take account of the understanding, in which and +for which alone causality is. It seeks the primary and +most simple state of matter, and then tries to develop all +the others from it; ascending from mere mechanism, to +chemism, to polarity, to the vegetable and to the animal +kingdom. And if we suppose this to have been done, +the last link in the chain would be animal sensibility—that +is knowledge—which would consequently now +appear as a mere modification or state of matter produced +by causality. Now if we had followed materialism thus +far with clear ideas, when we reached its highest point +we would suddenly be seized with a fit of the inextinguishable +laughter of the Olympians. As if waking +from a dream, we would all at once become aware that +its final result—knowledge, which it reached so laboriously, +was presupposed as the indispensable condition of +its very starting-point, mere matter; and when we +imagined that we thought matter, we really thought only +the subject that perceives matter; the eye that sees it, +the hand that feels it, the understanding that knows it. +Thus the tremendous <foreign lang='la' rend='italic'>petitio principii</foreign> reveals itself unexpectedly; +for suddenly the last link is seen to be the +starting-point, the chain a circle, and the materialist is +like Baron Münchausen who, when swimming in water +on horseback, drew the horse into the air with his legs, +<pb n='035'/><anchor id='Pg035'/> +and himself also by his cue. The fundamental absurdity +of materialism is that it starts from the <emph>objective</emph>, and +takes as the ultimate ground of explanation something +<emph>objective</emph>, whether it be matter in the abstract, simply as +it is <emph>thought</emph>, or after it has taken form, is empirically +given—that is to say, is <emph>substance</emph>, the chemical element +with its primary relations. Some such thing it takes, +as existing absolutely and in itself, in order that it may +evolve organic nature and finally the knowing subject +from it, and explain them adequately by means of it; +whereas in truth all that is objective is already determined +as such in manifold ways by the knowing subject +through its forms of knowing, and presupposes them; and +consequently it entirely disappears if we think the subject +away. Thus materialism is the attempt to explain what +is immediately given us by what is given us indirectly. +All that is objective, extended, active—that is to say, all +that is material—is regarded by materialism as affording +so solid a basis for its explanation, that a reduction of +everything to this can leave nothing to be desired +(especially if in ultimate analysis this reduction should +resolve itself into action and reaction). But we have +shown that all this is given indirectly and in the highest +degree determined, and is therefore merely a relatively +present object, for it has passed through the machinery +and manufactory of the brain, and has thus come under +the forms of space, time and causality, by means of which +it is first presented to us as extended in space and ever +active in time. From such an indirectly given object, +materialism seeks to explain what is immediately given, +the idea (in which alone the object that materialism +starts with exists), and finally even the will from which all +those fundamental forces, that manifest themselves, under +the guidance of causes, and therefore according to law, +are in truth to be explained. To the assertion that +thought is a modification of matter we may always, +with equal right, oppose the contrary assertion that all +<pb n='036'/><anchor id='Pg036'/> +matter is merely the modification of the knowing subject, +as its idea. Yet the aim and ideal of all natural science +is at bottom a consistent materialism. The recognition +here of the obvious impossibility of such a system +establishes another truth which will appear in the course +of our exposition, the truth that all science properly so +called, by which I understand systematic knowledge +under the guidance of the principle of sufficient reason, +can never reach its final goal, nor give a complete and +adequate explanation: for it is not concerned with the +inmost nature of the world, it cannot get beyond the idea; +indeed, it really teaches nothing more than the relation +of one idea to another. +</p> + +<p> +Every science must start from two principal data. +One of these is always the principle of sufficient reason +in some form or another, as organon; the other is its +special object as problem. Thus, for example, geometry +has space as problem, and the ground of existence in +space as organon. Arithmetic has time as problem, and +the ground of existence in time as organon. Logic has +the combination of concepts as such as problem, and the +ground of knowledge as organon. History has the past +acts of men treated as a whole as problem, and the law +of human motives as organon. Natural science has +matter as problem, and the law of causality as organon. +Its end and aim is therefore, by the guidance of causality, +to refer all possible states of matter to other states, and +ultimately to one single state; and again to deduce these +states from each other, and ultimately from one single +state. Thus two states of matter stand over against each +other in natural science as extremes: that state in which +matter is furthest from being the immediate object of the +subject, and that state in which it is most completely +such an immediate object, <hi rend='italic'>i.e.</hi>, the most dead and crude +matter, the primary element, as the one extreme, and the +human organism as the other. Natural science as +chemistry seeks for the first, as physiology for the second. +<pb n='037'/><anchor id='Pg037'/> +But as yet neither extreme has been reached, and it is +only in the intermediate ground that something has been +won. The prospect is indeed somewhat hopeless. The +chemists, under the presupposition that the qualitative +division of matter is not, like quantitative division, an +endless process, are always trying to decrease the number +of the elements, of which there are still about +sixty; and if they were to succeed in reducing them to +two, they would still try to find the common root of +these. For, on the one hand, the law of homogeneity +leads to the assumption of a primary chemical state of +matter, which alone belongs to matter as such, and precedes +all others which are not essentially matter as such, +but merely contingent forms and qualities. On the other +hand, we cannot understand how this one state could +ever experience a chemical change, if there did not exist +a second state to affect it. Thus the same difficulty +appears in chemistry which Epicurus met with in +mechanics. For he had to show how the first atom departed +from the original direction of its motion. Indeed +this contradiction, which develops entirely of itself and +can neither be escaped nor solved, might quite properly +be set up as a chemical <emph>antinomy</emph>. Thus an antinomy +appears in the one extreme of natural science, and a +corresponding one will appear in the other. There is just +as little hope of reaching this opposite extreme of natural +science, for we see ever more clearly that what is chemical +can never be referred to what is mechanical, nor what +is organic to what is chemical or electrical. Those who +in our own day are entering anew on this old, misleading +path, will soon slink back silent and ashamed, as all their +predecessors have done before them. We shall consider +this more fully in the second book. Natural science encounters +the difficulties which we have cursorily mentioned, +in its own province. Regarded as philosophy, it +would further be materialism; but this, as we have seen, +even at its birth, has death in its heart, because it ignores +<pb n='038'/><anchor id='Pg038'/> +the subject and the forms of knowledge, which are +presupposed, just as much in the case of the crudest +matter, from which it desires to start, as in that of the +organism, at which it desires to arrive. For, <q>no object +without a subject,</q> is the principle which renders all +materialism for ever impossible. Suns and planets +without an eye that sees them, and an understanding +that knows them, may indeed be spoken of in words, but +for the idea, these words are absolutely meaningless. On +the other hand, the law of causality and the treatment +and investigation of nature which is based upon it, lead us +necessarily to the conclusion that, in time, each more highly +organised state of matter has succeeded a cruder state: so +that the lower animals existed before men, fishes before +land animals, plants before fishes, and the unorganised +before all that is organised; that, consequently, the original +mass had to pass through a long series of changes +before the first eye could be opened. And yet, the existence +of this whole world remains ever dependent upon +the first eye that opened, even if it were that of an insect. +For such an eye is a necessary condition of the +possibility of knowledge, and the whole world exists only +in and for knowledge, and without it is not even thinkable. +The world is entirely idea, and as such demands +the knowing subject as the supporter of its existence. +This long course of time itself, filled with innumerable +changes, through which matter rose from form to form +till at last the first percipient creature appeared,—this +whole time itself is only thinkable in the identity of a +consciousness whose succession of ideas, whose form of +knowing it is, and apart from which, it loses all meaning +and is nothing at all. Thus we see, on the one hand, the +existence of the whole world necessarily dependent upon +the first conscious being, however undeveloped it may be; +on the other hand, this conscious being just as necessarily +entirely dependent upon a long chain of causes and +effects which have preceded it, and in which it itself +<pb n='039'/><anchor id='Pg039'/> +appears as a small link. These two contradictory points +of view, to each of which we are led with the same necessity, +we might again call an <emph>antinomy</emph> in our faculty of +knowledge, and set it up as the counterpart of that which +we found in the first extreme of natural science. The +fourfold antinomy of Kant will be shown, in the criticism +of his philosophy appended to this volume, to be a +groundless delusion. But the necessary contradiction +which at last presents itself to us here, finds its solution +in the fact that, to use Kant's phraseology, time, space, +and causality do not belong to the thing-in-itself, but +only to its phenomena, of which they are the form; which +in my language means this: The objective world, the +world as idea, is not the only side of the world, but merely +its outward side; and it has an entirely different side—the +side of its inmost nature—its kernel—the thing-in-itself. +This we shall consider in the second book, +calling it after the most immediate of its objective manifestations—will. +But the world as idea, with which +alone we are here concerned, only appears with the opening +of the first eye. Without this medium of knowledge +it cannot be, and therefore it was not before it. But +without that eye, that is to say, outside of knowledge, +there was also no before, no time. Thus time has no beginning, +but all beginning is in time. Since, however, it is +the most universal form of the knowable, in which all +phenomena are united together through causality, time, +with its infinity of past and future, is present in the beginning +of knowledge. The phenomenon which fills the +first present must at once be known as causally bound +up with and dependent upon a sequence of phenomena +which stretches infinitely into the past, and this past itself +is just as truly conditioned by this first present, as +conversely the present is by the past. Accordingly the +past out of which the first present arises, is, like it, dependent +upon the knowing subject, without which it is +nothing. It necessarily happens, however, that this first +<pb n='040'/><anchor id='Pg040'/> +present does not manifest itself as the first, that is, as +having no past for its parent, but as being the beginning +of time. It manifests itself rather as the consequence of +the past, according to the principle of existence in time. +In the same way, the phenomena which fill this first present +appear as the effects of earlier phenomena which filled +the past, in accordance with the law of causality. Those +who like mythological interpretations may take the birth +of Kronos (χρονος), the youngest of the Titans, as a symbol +of the moment here referred to at which time appears, +though, indeed it has no beginning; for with him, since +he ate his father, the crude productions of heaven and +earth cease, and the races of gods and men appear upon +the scene. +</p> + +<p> +This explanation at which we have arrived by following +the most consistent of the philosophical systems +which start from the object, materialism, has brought out +clearly the inseparable and reciprocal dependence of subject +and object, and at the same time the inevitable +antithesis between them. And this knowledge leads us +to seek for the inner nature of the world, the thing-in-itself, +not in either of the two elements of the idea, but +in something quite distinct from it, and which is not +encumbered with such a fundamental and insoluble +antithesis. +</p> + +<p> +Opposed to the system we have explained, which starts +from the object in order to derive the subject from it, is +the system which starts from the subject and tries to +derive the object from it. The first of these has been of +frequent and common occurrence throughout the history +of philosophy, but of the second we find only one example, +and that a very recent one; the <q>philosophy of +appearance</q> of J. G. Fichte. In this respect, therefore, +it must be considered; little real worth or inner meaning +as the doctrine itself had. It was indeed for the most +part merely a delusion, but it was delivered with an air +of the deepest earnestness, with sustained loftiness of +<pb n='041'/><anchor id='Pg041'/> +tone and zealous ardour, and was defended with eloquent +polemic against weak opponents, so that it was able to +present a brilliant exterior and seemed to be something. +But the genuine earnestness which keeps truth always +steadfastly before it as its goal, and is unaffected by any +external influences, was entirely wanting to Fichte, as it +is to all philosophers who, like him, concern themselves +with questions of the day. In his case, indeed, it could +not have been otherwise. A man becomes a philosopher +by reason of a certain perplexity, from which he seeks +to free himself. This is Plato's θαυμαξειν, which he +calls a μαλα φιλοσοφικον παθος. But what distinguishes +the false philosopher from the true is this: the perplexity +of the latter arises from the contemplation of the world +itself, while that of the former results from some book, +some system of philosophy which is before him. Now +Fichte belongs to the class of the false philosophers. +He was made a philosopher by Kant's doctrine of the +thing-in-itself, and if it had not been for this he would +probably have pursued entirely different ends, with far +better results, for he certainly possessed remarkable +rhetorical talent. If he had only penetrated somewhat +deeply into the meaning of the book that made him a +philosopher, <q>The Critique of Pure Reason,</q> he would +have understood that its principal teaching about mind +is this. The principle of sufficient reason is not, as all +scholastic philosophy maintains, a <foreign lang='la' rend='italic'>veritas aeterna</foreign>—that is +to say, it does not possess an unconditioned validity before, +outside of, and above the world. It is relative and conditioned, +and valid only in the sphere of phenomena, and +thus it may appear as the necessary nexus of space and +time, or as the law of causality, or as the law of the +ground of knowledge. The inner nature of the world, +the thing-in-itself can never be found by the guidance of +this principle, for all that it leads to will be found to be +dependent and relative and merely phenomenal, not the +thing-in-itself. Further, it does not concern the subject, +<pb n='042'/><anchor id='Pg042'/> +but is only the form of objects, which are therefore not +things-in-themselves. The subject must exist along with +the object, and the object along with the subject, so that +it is impossible that subject and object can stand to each +other in a relation of reason and consequent. But Fichte +did not take up the smallest fragment of all this. All +that interested him about the matter was that the system +started from the subject. Now Kant had chosen this +procedure in order to show the fallacy of the prevalent +systems, which started from the object, and through +which the object had come, to be regarded as a thing-in-itself. +Fichte, however, took this departure from the +subject for the really important matter, and like all imitators, +he imagined that in going further than Kant he was +surpassing him. Thus he repeated the fallacy with +regard to the subject, which all the previous dogmatism +had perpetrated with regard to the object, and which +had been the occasion of Kant's <q>Critique</q>. Fichte +then made no material change, and the fundamental +fallacy, the assumption of a relation of reason and consequent +between object and subject, remained after him +as it was before him. The principle of sufficient reason +possessed as before an unconditioned validity, and the +only difference was that the thing-in-itself was now +placed in the subject instead of, as formerly, in the +object. The entire relativity of both subject and object, +which proves that the thing-in-itself, or the inner nature +of the world, is not to be sought in them at all, but +outside of them, and outside everything else that exists +merely relatively, still remained unknown. Just as if +Kant had never existed, the principle of sufficient reason +is to Fichte precisely what it was to all the schoolmen, a +<foreign lang='la' rend='italic'>veritas aeterna</foreign>. As an eternal fate reigned over the gods +of old, so these <foreign lang='la' rend='italic'>aeternæ veritates</foreign>, these metaphysical, +mathematical and metalogical truths, and in the case of +some, the validity of the moral law also, reigned over the +God of the schoolmen. These <foreign lang='la' rend='italic'>veritates</foreign> alone were independent +<pb n='043'/><anchor id='Pg043'/> +of everything, and through their necessity both +God and the world existed. According to the principle +of sufficient reason, as such a <foreign lang='la' rend='italic'>veritas aeterna</foreign>, the <emph>ego</emph> is +for Fichte the ground of the world, or of the <emph>non-ego</emph>, the +object, which is just its consequent, its creation. He +has therefore taken good care to avoid examining further +or limiting the principle of sufficient reason. If, however, +it is thought I should specify the form of the +principle of sufficient reason under the guidance of which +Fichte derives the <emph>non-ego</emph> from the <emph>ego</emph>, as a spider spins its +web out of itself, I find that it is the principle of sufficient +reason of existence in space: for it is only as referred to +this that some kind of meaning and sense can be attached +to the laboured deductions of the way in which the <emph>ego</emph> +produces and fabricates the <emph>non-ego</emph> from itself, which form +the content of the most senseless, and consequently the +most wearisome book that was ever written. This +philosophy of Fichte, otherwise not worth mentioning, is +interesting to us only as the tardy expression of the converse +of the old materialism. For materialism was the +most consistent system starting from the object, as this +is the most consistent system starting from the subject. +Materialism overlooked the fact that, with the simplest +object, it assumed the subject also; and Fichte overlooked +the fact that with the subject (whatever he may +call it) he assumed the object also, for no subject is +thinkable without an object. Besides this he forgot +that all <foreign lang='la' rend='italic'>a priori</foreign> deduction, indeed all demonstration in +general, must rest upon some necessity, and that all +necessity is based on the principle of sufficient reason, +because to be necessary, and to follow from given grounds +are convertible conceptions.<note place='foot'>On this see <q>The Fourfold Root of the Principle of Sufficient Reason,</q> +§ 49.</note> But the principle of sufficient +reason is just the universal form of the object +as such. Thus it is in the object, but is not valid before +<pb n='044'/><anchor id='Pg044'/> +and outside of it; it first produces the object and makes +it appear in conformity with its regulative principle. +We see then that the system which starts from the subject +contains the same fallacy as the system, explained +above, which starts from the object; it begins by assuming +what it proposes to deduce, the necessary correlative +of its starting-point. +</p> + +<p> +The method of our own system is <foreign lang='la' rend='italic'>toto genere</foreign> distinct +from these two opposite misconceptions, for we start +neither from the object nor from the subject, but from +the <emph>idea</emph>, as the first fact of consciousness. Its first +essential, fundamental form is the antithesis of subject +and object. The form of the object again is the principle +of sufficient reason in its various forms. Each of +these reigns so absolutely in its own class of ideas that, +as we have seen, when the special form of the principle +of sufficient reason which governs any class of ideas is +known, the nature of the whole class is known also: for +the whole class, as idea, is no more than this form of the +principle of sufficient reason itself; so that time itself is +nothing but the principle of existence in it, <hi rend='italic'>i.e.</hi>, succession; +space is nothing but the principle of existence in it, <hi rend='italic'>i.e.</hi>, +position; matter is nothing but causality; the concept +(as will appear immediately) is nothing but relation to a +ground of knowledge. This thorough and consistent +relativity of the world as idea, both according to its +universal form (subject and object), and according to the +form which is subordinate to this (the principle of sufficient +reason) warns us, as we said before, to seek the +inner nature of the world in an aspect of it which is +<emph>quite different and quite distinct from the idea</emph>; and in +the next book we shall find this in a fact which is just +as immediate to every living being as the idea. +</p> + +<p> +But we must first consider that class of ideas which +belongs to man alone. The matter of these is the concept, +and the subjective correlative is reason, just as the +subjective correlative of the ideas we have already considered +<pb n='045'/><anchor id='Pg045'/> +was understanding and sensibility, which are also +to be attributed to all the lower animals.<note place='foot'>The first four chapters of the first of the supplementary books belong +to these seven paragraphs.</note> +</p> + +<p> +§ 8. As from the direct light of the sun to the borrowed +light of the moon, we pass from the immediate idea of +perception, which stands by itself and is its own warrant, +to reflection, to the abstract, discursive concepts of the +reason, which obtain their whole content from knowledge +of perception, and in relation to it. As long as +we continue simply to perceive, all is clear, firm, and +certain. There are neither questions nor doubts nor +errors; we desire to go no further, can go no further; +we find rest in perceiving, and satisfaction in the present. +Perception suffices for itself, and therefore what springs +purely from it, and remains true to it, for example, a +genuine work of art, can never be false, nor can it be +discredited through the lapse of time, for it does not +present an opinion but the thing itself. But with +abstract knowledge, with reason, doubt and error appear +in the theoretical, care and sorrow in the practical. In +the idea of perception, illusion may at moments take the +place of the real; but in the sphere of abstract thought, +error may reign for a thousand years, impose its yoke +upon whole nations, extend to the noblest impulses of +humanity, and, by the help of its slaves and its dupes, +may chain and fetter those whom it cannot deceive. It +is the enemy against which the wisest men of all times +have waged unequal war, and only what they have won +from it has become the possession of mankind. Therefore +it is well to draw attention to it at once, as we +already tread the ground to which its province belongs. +It has often been said that we ought to follow truth even +although no utility can be seen in it, because it may have +indirect utility which may appear when it is least expected; +and I would add to this, that we ought to be +just as anxious to discover and to root out all error even +<pb n='046'/><anchor id='Pg046'/> +when no harm is anticipated from it, because its mischief +may be very indirect, and may suddenly appear when +we do not expect it, for all error has poison at its heart. +If it is mind, if it is knowledge, that makes man the lord +of creation, there can be no such thing as harmless error, +still less venerable and holy error. And for the consolation +of those who in any way and at any time may have +devoted strength and life to the noble and hard battle +against error, I cannot refrain from adding that, so long +as truth is absent, error will have free play, as owls and +bats in the night; but sooner would we expect to see +the owls and the bats drive back the sun in the eastern +heavens, than that any truth which has once been known +and distinctly and fully expressed, can ever again be so +utterly vanquished and overcome that the old error shall +once more reign undisturbed over its wide kingdom. This +is the power of truth; its conquest is slow and laborious, +but if once the victory be gained it can never be wrested +back again. +</p> + +<p> +Besides the ideas we have as yet considered, which, +according to their construction, could be referred to time, +space, and matter, if we consider them with reference to +the object, or to pure sensibility and understanding (<hi rend='italic'>i.e.</hi>, +knowledge of causality), if we consider them with +reference to the subject, another faculty of knowledge +has appeared in man alone of all earthly creatures, an +entirely new consciousness, which, with very appropriate +and significant exactness, is called <emph>reflection</emph>. For it is in +fact derived from the knowledge of perception, and is a +reflected appearance of it. But it has assumed a nature +fundamentally different. The forms of perception do not +affect it, and even the principle of sufficient reason which +reigns over all objects has an entirely different aspect with +regard to it. It is just this new, more highly endowed, +consciousness, this abstract reflex of all that belongs to +perception in that conception of the reason which has +nothing to do with perception, that gives to man that +<pb n='047'/><anchor id='Pg047'/> +thoughtfulness which distinguishes his consciousness so +entirely from that of the lower animals, and through +which his whole behaviour upon earth is so different from +that of his irrational fellow-creatures. He far surpasses +them in power and also in suffering. They live in the +present alone, he lives also in the future and the past. +They satisfy the needs of the moment, he provides by the +most ingenious preparations for the future, yea for days +that he shall never see. They are entirely dependent on the +impression of the moment, on the effect of the perceptible +motive; he is determined by abstract conceptions independent +of the present. Therefore he follows predetermined +plans, he acts from maxims, without reference to +his surroundings or the accidental impression of the +moment. Thus, for example, he can make with composure +deliberate preparations for his own death, he can +dissemble past finding out, and can carry his secret with +him to the grave; lastly, he has an actual choice between +several motives; for only in the abstract can such +motives, present together in consciousness, afford the +knowledge with regard to themselves, that the one excludes +the other, and can thus measure themselves +against each other with reference to their power over the +will. The motive that overcomes, in that it decides the +question at issue, is the deliberate determinant of the +will, and is a sure indication of its character. The brute, +on the other hand, is determined by the present impression; +only the fear of present compulsion can +constrain its desires, until at last this fear has become +custom, and as such continues to determine it; this is +called training. The brute feels and perceives; man, in +addition to this, <emph>thinks</emph> and <emph>knows</emph>: both <emph>will</emph>. The brute +expresses its feelings and dispositions by gestures and +sounds; man communicates his thought to others, or, if +he wishes, he conceals it, by means of speech. Speech +is the first production, and also the necessary organ of +his reason. Therefore in Greek and Italian, speech and +<pb n='048'/><anchor id='Pg048'/> +reason are expressed by the same word; ὁ λογος, <foreign lang='it' rend='italic'>il +discorso</foreign>. <foreign lang='de' rend='italic'>Vernunft</foreign> is derived from <foreign lang='de' rend='italic'>vernehmen</foreign>, which +is not a synonym for the verb to hear, but signifies +the consciousness of the meaning of thoughts communicated +in words. It is by the help of language alone +that reason accomplishes its most important achievements,—the +united action of several individuals, the +planned co-operation of many thousands, civilisation, the +state; also science, the storing up of experience, the +uniting of common properties in one concept, the communication +of truth, the spread of error, thoughts and +poems, dogmas and superstitions. The brute first knows +death when it dies, but man draws consciously nearer to +it every hour that he lives; and this makes life at times +a questionable good even to him who has not recognised +this character of constant annihilation in the whole of +life. Principally on this account man has philosophies +and religions, though it is uncertain whether the qualities +we admire most in his conduct, voluntary rectitude and +nobility of feeling, were ever the fruit of either of them. +As results which certainly belong only to them, and as +productions of reason in this sphere, we may refer to +the marvellous and monstrous opinions of philosophers of +various schools, and the extraordinary and sometimes +cruel customs of the priests of different religions. +</p> + +<p> +It is the universal opinion of all times and of all +nations that these manifold and far-reaching achievements +spring from a common principle, from that peculiar +intellectual power which belongs distinctively to man +and which has been called reason, ὁ λογος, το λογιστικον, +το λογιμον, <foreign rend='italic'>ratio</foreign>. Besides this, no one finds any difficulty +in recognising the manifestations of this faculty, +and in saying what is rational and what is irrational, +where reason appears as distinguished from the other +faculties and qualities of man, or lastly, in pointing out +what, on account of the want of reason, we must never +expect even from the most sensible brute. The philosophers +<pb n='049'/><anchor id='Pg049'/> +of all ages may be said to be on the whole at one +about this general knowledge of reason, and they have +also given prominence to several very important manifestations +of it; such as, the control of the emotions +and passions, the capacity for drawing conclusions and +formulating general principles, even such as are true +prior to all experience, and so forth. Still all their explanations +of the peculiar nature of reason are wavering, +not clearly defined, discursive, without unity and concentration; +now laying stress on one manifestation, now +on another, and therefore often at variance with each +other. Besides this, many start from the opposition +between reason and revelation, a distinction which is +unknown to philosophy, and which only increases confusion. +It is very remarkable that up till now no +philosopher has referred these manifold expressions of +reason to one simple function which would be recognised +in them all, from which they would all be explained, and +which would therefore constitute the real inner nature +of reason. It is true that the excellent Locke in the +<q>Essay on the Human Understanding</q> (Book II., ch. xi., +§§ 10 and 11), very rightly refers to general concepts as +the characteristic which distinguishes man from the +brutes, and Leibnitz quotes this with full approval in the +<q>Nouveaux Essais sur l'Entendement Humaine</q> (Book +II., ch. xi., §§ 10 and 11.) But when Locke (in Book IV., +ch. xvii., §§ 2 and 3) comes to the special explanation of +reason he entirely loses sight of this simple, primary +characteristic, and he also falls into a wavering, undetermined, +incomplete account of mangled and derivative +manifestations of it. Leibnitz also, in the corresponding +part of his work, behaves in a similar manner, only with +more confusion and indistinctness. In the Appendix, I +have fully considered how Kant confused and falsified +the conception of the nature of reason. But whoever +will take the trouble to go through in this reference the +mass of philosophical writing which has appeared since +<pb n='050'/><anchor id='Pg050'/> +Kant, will find out, that just as the faults of princes +must be expiated by whole nations, the errors of great +minds extend their influence over whole generations, and +even over centuries; they grow and propagate themselves, +and finally degenerate into monstrosities. All this +arises from the fact that, as Berkeley says, <q>Few men +think; yet all will have opinions.</q> +</p> + +<p> +The understanding has only one function—immediate +knowledge of the relation of cause and effect. Yet the +perception of the real world, and all common sense, +sagacity, and inventiveness, however multifarious their +applications may be, are quite clearly seen to be nothing +more than manifestations of that one function. So +also the reason has one function; and from it all the +manifestations of reason we have mentioned, which distinguish +the life of man from that of the brutes, may +easily be explained. The application or the non-application +of this function is all that is meant by what +men have everywhere and always called rational and +irrational.<note place='foot'>Compare with this paragraph §§ +26 and 27 of the third edition of the +essay on the principle of sufficient +reason.</note> +</p> + +<p> +§ 9. Concepts form a distinct class of ideas, existing +only in the mind of man, and entirely different from the +ideas of perception which we have considered up till +now. We can therefore never attain to a sensuous and, +properly speaking, evident knowledge of their nature, +but only to a knowledge which is abstract and discursive. +It would, therefore, be absurd to demand that they should +be verified in experience, if by experience is meant the +real external world, which consists of ideas of perception, +or that they should be brought before the eyes or the +imagination like objects of perception. They can only +be thought, not perceived, and only the effects which +men accomplish through them are properly objects of experience. +Such effects are language, preconceived and +planned action and science, and all that results from these. +<pb n='051'/><anchor id='Pg051'/> +Speech, as an object of outer experience, is obviously nothing +more than a very complete telegraph, which communicates +arbitrary signs with the greatest rapidity +and the finest distinctions of difference. But what do +these signs mean? How are they interpreted? When +some one speaks, do we at once translate his words into +pictures of the fancy, which instantaneously flash upon +us, arrange and link themselves together, and assume +form and colour according to the words that are poured +forth, and their grammatical inflections? What a +tumult there would be in our brains while we listened +to a speech, or to the reading of a book? But what +actually happens is not this at all. The meaning of +a speech is, as a rule, immediately grasped, accurately +and distinctly taken in, without the imagination being +brought into play. It is reason which speaks to reason, +keeping within its own province. It communicates and +receives abstract conceptions, ideas that cannot be presented +in perceptions, which are framed once for all, and +are relatively few in number, but which yet encompass, +contain, and represent all the innumerable objects of the +actual world. This itself is sufficient to prove that the +lower animals can never learn to speak or comprehend, +although they have the organs of speech and ideas of +perception in common with us. But because words +represent this perfectly distinct class of ideas, whose +subjective correlative is reason, they are without sense +and meaning for the brutes. Thus language, like every +other manifestation which we ascribe to reason, and like +everything which distinguishes man from the brutes, is to +be explained from this as its one simple source—conceptions, +abstract ideas which cannot be presented in perception, +but are general, and have no individual existence +in space and time. Only in single cases do we pass +from the conception to the perception, do we construct +images as <emph>representatives of concepts</emph> in perception, to +which, however, they are never adequate. These cases +<pb n='052'/><anchor id='Pg052'/> +are fully discussed in the essay on the principle of +sufficient reason, § 28, and therefore I shall not repeat +my explanation here. It may be compared, however, +with what is said by Hume in the twelfth of his <q>Philosophical +Essays,</q> p. 244, and by Herder in the <q>Metacritik,</q> +pt. i. p. 274 (an otherwise worthless book). The +Platonic idea, the possibility of which depends upon the +union of imagination and reason, is the principal subject +of the third book of this work. +</p> + +<p> +Although concepts are fundamentally different from +ideas of perception, they stand in a necessary relation +to them, without which they would be nothing. This +relation therefore constitutes the whole nature and existence +of concepts. Reflection is the necessary copy or +repetition of the originally presented world of perception, +but it is a special kind of copy in an entirely different +material. Thus concepts may quite properly be called +ideas of ideas. The principle of sufficient reason has +here also a special form. Now we have seen that the +form under which the principle of sufficient reason +appears in a class of ideas always constitutes and exhausts +the whole nature of the class, so far as it consists +of ideas, so that time is throughout succession, and +nothing more; space is throughout position, and nothing +more; matter is throughout causation, and nothing more. +In the same way the whole nature of concepts, or the +class of abstract ideas, consists simply in the relation +which the principle of sufficient reason expresses in them; +and as this is the relation to the ground of knowledge, +the whole nature of the abstract idea is simply and solely +its relation to another idea, which is its ground of knowledge. +This, indeed, may, in the first instance, be a +concept, an abstract idea, and this again may have only +a similar abstract ground of knowledge; but the chain +of grounds of knowledge does not extend <foreign lang='la' rend='italic'>ad infinitum</foreign>; +it must end at last in a concept which has its ground in +knowledge of perception; for the whole world of reflection +<pb n='053'/><anchor id='Pg053'/> +rests on the world of perception as its ground of +knowledge. Hence the class of abstract ideas is in this +respect distinguished from other classes; in the latter +the principle of sufficient reason always demands merely +a relation to another idea of the <emph>same</emph> class, but in the +case of abstract ideas, it at last demands a relation to an +idea of <emph>another</emph> class. +</p> + +<p> +Those concepts which, as has just been pointed out, +are not immediately related to the world of perception, +but only through the medium of one, or it may be several +other concepts, have been called by preference <foreign lang='la' rend='italic'>abstracta</foreign>, +and those which have their ground immediately in the +world of perception have been called <foreign lang='la' rend='italic'>concreta</foreign>. But this +last name is only loosely applicable to the concepts +denoted by it, for they are always merely <foreign lang='la' rend='italic'>abstracta</foreign>, and +not ideas of perception. These names, which have +originated in a very dim consciousness of the distinctions +they imply, may yet, with this explanation, be retained. +As examples of the first kind of concepts, <hi rend='italic'>i.e.</hi>, <foreign lang='la' rend='italic'>abstracta</foreign> +in the fullest sense, we may take <q>relation,</q> <q>virtue,</q> +<q>investigation,</q> <q>beginning,</q> and so on. As examples of +the second kind, loosely called <foreign lang='la' rend='italic'>concreta</foreign>, we may take +such concepts as <q>man,</q> <q>stone,</q> <q>horse,</q> &c. If it were +not a somewhat too pictorial and therefore absurd simile, +we might very appropriately call the latter the ground +floor, and the former the upper stories of the building of +reflection.<note place='foot'>Cf. Ch. 5 and 6 of the Supplement.</note> +</p> + +<p> +It is not, as is commonly supposed, an essential characteristic +of a concept that it should contain much under +it, that is to say, that many ideas of perception, or it +may be other abstract ideas, should stand to it in the +relation of its ground of knowledge, <hi rend='italic'>i.e.</hi>, be thought +through it. This is merely a derived and secondary +characteristic, and, as a matter of fact, does not always +exist, though it must always exist potentially. This +characteristic arises from the fact that a concept is an +<pb n='054'/><anchor id='Pg054'/> +idea of an idea, <hi rend='italic'>i.e.</hi>, its whole nature consists in its relation +to another idea; but as it is not this idea itself, +which is generally an idea of perception and therefore +belongs to quite a different class, the latter may have +temporal, spacial, and other determinations, and in general +many relations which are not thought along with it in +the concept. Thus we see that several ideas which are +different in unessential particulars may be thought by +means of one concept, <hi rend='italic'>i.e.</hi>, may be brought under it. +Yet this power of embracing several things is not an +essential but merely an accidental characteristic of the +concept. There may be concepts through which only one +real object is thought, but which are nevertheless abstract +and general, by no means capable of presentation individually +and as perceptions. Such, for example, is the +conception which any one may have of a particular town +which he only knows from geography; although only +this one town is thought under it, it might yet be applied +to several towns differing in certain respects. We see +then that a concept is not general because of being +abstracted from several objects; but conversely, because +generality, that is to say, non-determination of the particular, +belongs to the concept as an abstract idea of the +reason, different things can be thought by means of the +same one. +</p> + +<p> +It follows from what has been said that every concept, +just because it is abstract and incapable of +presentation in perception, and is therefore not a completely +determined idea, has what is called extension or +sphere, even in the case in which only one real object +exists that corresponds to it. Now we always find that +the sphere of one concept has something in common with +the sphere of other concepts. That is to say, part of +what is thought under one concept is the same as what +is thought under other concepts; and conversely, part of +what is thought under these concepts is the same as +what is thought under the first; although, if they are +<pb n='055'/><anchor id='Pg055'/> +really different concepts, each of them, or at least one of +them, contains something which the other does not contain; +this is the relation in which every subject stands +to its predicate. The recognition of this relation is called +judgment. The representation of these spheres by means +of figures in space, is an exceedingly happy idea. It +first occurred to Gottfried Plouquet, who used squares for +the purpose. Lambert, although later than him, used +only lines, which he placed under each other. Euler +carried out the idea completely with circles. Upon +what this complete analogy between the relations of +concepts, and those of figures in space, ultimately rests, I +am unable to say. It is, however, a very fortunate +circumstance for logic that all the relations of concepts, +according to their possibility, <hi rend='italic'>i.e.</hi>, <foreign lang='la' rend='italic'>a priori</foreign>, may be made +plain in perception by the use of such figures, in the +following way:— +</p> + +<p> +(1.) The spheres of two concepts coincide: for example +the concept of necessity and the concept of +following from given grounds, in the same way the +concepts of <foreign rend='italic'>Ruminantia</foreign> and <foreign rend='italic'>Bisulca</foreign> (ruminating and +cloven-hoofed animals), also those of vertebrate and red-blooded +animals (although there might be some doubt +about this on account of the annelida): they are convertible +concepts. Such concepts are represented by a +single circle which stands for either of them. +</p> + +<p> +(2.) The sphere of one concept includes that of the +other. +</p> + +<p rend='text-align: center'> + <figure url='images/illus_091.png' rend='width: 50%'> + <figDesc>Illustration: Category "horse" within category "animal".</figDesc> + </figure> +</p> + +<pb n='056'/><anchor id='Pg056'/> + +<p> +(3.) A sphere includes two or more spheres which +exclude each other and fill it. +</p> + +<p rend='text-align: center'> + <figure url='images/illus_092_a.png' rend='width: 50%'> + <figDesc>Illustration: Circle divided into thirds "right", "acute", and "obtuse".</figDesc> + </figure> +</p> + +<p> +(4.) Two spheres include each a part of the other. +</p> + +<p rend='text-align: center'> + <figure url='images/illus_092_b.png' rend='width: 50%'> + <figDesc>Illustration: Two overlapping circles, one "flower" and one "red".</figDesc> + </figure> +</p> + +<p> +(5.) Two spheres lie in a third, but do not fill it. +</p> + +<p rend='text-align: center'> + <figure url='images/illus_092_c.png' rend='width: 50%'> + <figDesc>Illustration: A large circle, "matter", within which are two other circles, "water" and "earth".</figDesc> + </figure> +</p> + +<p> +This last case applies to all concepts whose spheres +have nothing immediately in common, for there is always +a third sphere, often a much wider one, which includes +both. +</p> + +<p> +To these cases all combinations of concepts may be +referred, and from them the entire doctrine of the judgment, +its conversion, contraposition, equipollence, disjunction +(this according to the third figure) may be deduced. +<pb n='057'/><anchor id='Pg057'/> +From these also may be derived the properties of the +judgment, upon which Kant based his pretended categories +of the understanding, with the exception however +of the hypothetical form, which is not a combination of +concepts, but of judgments. A full account is given in +the Appendix of <q>Modality,</q> and indeed of every property +of judgments on which the categories are founded. +</p> + +<p> +With regard to the possible combinations of concepts +which we have given, it has only further to be remarked +that they may also be combined with each other in many +ways. For example, the fourth figure with the second. +Only if one sphere, which partly or wholly contains +another, is itself contained in a third sphere, do these +together exemplify the syllogism in the first figure, <hi rend='italic'>i.e.</hi>, +that combination of judgments, by means of which it is +known that a concept which is partly or wholly contained +in another concept, is also contained in a third +concept, which again contains the first: and also, conversely, +the negation; the pictorial representation of +which can, of course, only be two connected spheres +which do not lie within a third sphere. If many spheres +are brought together in this way we get a long train of +syllogisms. This schematism of concepts, which has +already been fairly well explained in more than one textbook, +may be used as the foundation of the doctrine of +the judgment, and indeed of the whole syllogistic theory, +and in this way the treatment of both becomes very +easy and simple. Because, through it, all syllogistic rules +may be seen in their origin, and may be deduced and +explained. It is not necessary, however, to load the +memory with these rules, as logic is never of practical +use, but has only a theoretical interest for philosophy. +For although it may be said that logic is related to +rational thinking as thorough-bass is to music, or less +exactly, as ethics is to virtue, or æsthetics to art; we +must yet remember that no one ever became an artist by +the study of æsthetics; that a noble character was never +<pb n='058'/><anchor id='Pg058'/> +formed by the study of ethics; that long before Rameau, +men composed correctly and beautifully, and that we do +not need to know thorough-bass in order to detect discords: +and just as little do we need to know logic in +order to avoid being misled by fallacies. Yet it must be +conceded that thorough-bass is of the greatest use in +the practice of musical composition, although it may +not be necessary for the understanding of it; and indeed +æsthetics and even ethics, though in a much less degree, +and for the most part negatively, may be of some use +in practice, so that we cannot deny them all practical +worth, but of logic even this much cannot be conceded. +It is nothing more than the knowledge in the abstract of +what every one knows in the concrete. Therefore we +call in the aid of logical rules, just as little to enable us +to construct a correct argument as to prevent us from +consenting to a false one, and the most learned logician +lays aside the rules of logic altogether in his actual +thought. This may be explained in the following way. +Every science is a system of general and therefore abstract +truths, laws, and rules with reference to a special +class of objects. The individual case coming under these +laws is determined in accordance with this general knowledge, +which is valid once for all; because such application +of the general principle is far easier than the +exhaustive investigation of the particular case; for the +general abstract knowledge which has once been obtained +is always more within our reach than the empirical investigation +of the particular case. With logic, however, it +is just the other way. It is the general knowledge of +the mode of procedure of the reason expressed in the +form of rules. It is reached by the introspection of +reason, and by abstraction from all content. But this +mode of procedure is necessary and essential to reason, +so that it will never depart from it if left to itself. It +is, therefore, easier and surer to let it proceed itself +according to its nature in each particular case, than to +<pb n='059'/><anchor id='Pg059'/> +present to it the knowledge abstracted from this procedure +in the form of a foreign and externally given +law. It is easier, because, while in the case of all other +sciences, the general rule is more within our reach than +the investigation of the particular case taken by itself; +with the use of reason, on the contrary, its necessary procedure +in a given case is always more within our reach +than the general rule abstracted from it; for that +which thinks in us is reason itself. It is surer, because a +mistake may more easily occur in such abstract knowledge, +or in its application, than that a process of +reason should take place which would run contrary to +its essence and nature. Hence arises the remarkable +fact, that while in other sciences the particular case is +always proved by the rule, in logic, on the contrary, the +rule must always be proved from the particular case; +and even the most practised logician, if he remark that in +some particular case he concludes otherwise than the rule +prescribes, will always expect to find a mistake in the rule +rather than in his own conclusion. To desire to make +practical use of logic means, therefore, to desire to derive +with unspeakable trouble, from general rules, that which +is immediately known with the greatest certainty in the +particular case. It is just as if a man were to consult +mechanics as to the motion of his body, and physiology as +to his digestion; and whoever has learnt logic for practical +purposes is like him who would teach a beaver to +make its own dam. Logic is, therefore, without practical +utility; but it must nevertheless be retained, because it +has philosophical interest as the special knowledge of the +organisation and action of reason. It is rightly regarded +as a definite, self-subsisting, self-contained, complete, and +thoroughly safe discipline; to be treated scientifically +for itself alone and independently of everything else, and +therefore to be studied at the universities. But it has +its real value, in relation to philosophy as a whole, in the +inquiry into the nature of knowledge, and indeed of +<pb n='060'/><anchor id='Pg060'/> +rational and abstract knowledge. Therefore the exposition +of logic should not have so much the form of a practical +science, should not contain merely naked arbitrary +rules for the correct formation of the judgment, the syllogism, +&c., but should rather be directed to the knowledge +of the nature of reason and the concept, and to the detailed +investigation of the principle of sufficient reason +of knowing. For logic is only a paraphrase of this principle, +and, more exactly, only of that exemplification of +it in which the ground that gives truth to the judgment +is neither empirical nor metaphysical, but logical or metalogical. +Besides the principle of sufficient reason of +knowing, it is necessary to take account of the three remaining +fundamental laws of thought, or judgments of +metalogical truth, so nearly related to it; and out of these +the whole science of reason grows. The nature of +thought proper, that is to say, of the judgment and the +syllogism, must be exhibited in the combination of the +spheres of concepts, according to the analogy of the +special schema, in the way shown above; and from all +this the rules of the judgment and the syllogism are to +be deduced by construction. The only practical use we +can make of logic is in a debate, when we can convict our +antagonist of his intentional fallacies, rather than of his +actual mistakes, by giving them their technical names. +By thus throwing into the background the practical aim +of logic, and bringing out its connection with the whole +scheme of philosophy as one of its chapters, we do not +think that we shall make the study of it less prevalent +than it is just now. For at the present day every one +who does not wish to remain uncultured, and to be +numbered with the ignorant and incompetent multitude, +must study speculative philosophy. For the nineteenth +century is a philosophical age, though by this we do not +mean either that it has philosophy, or that philosophy +governs it, but rather that it is ripe for philosophy, and, +therefore, stands in need of it. This is a sign of a high +<pb n='061'/><anchor id='Pg061'/> +degree of civilisation, and indeed, is a definite stage in +the culture of the ages.<note place='foot'>Cf. Ch. 9 and 10 of the Supplement.</note> +</p> + +<p> +Though logic is of so little practical use, it cannot be +denied that it was invented for practical purposes. It +appears to me to have originated in the following way:—As +the love of debating developed among the Eleatics, +the Megarics, and the Sophists, and by degrees became +almost a passion, the confusion in which nearly every +debate ended must have made them feel the necessity +of a method of procedure as a guide; and for this a +scientific dialectic had to be sought. The first thing +which would have to be observed would be that both +the disputing parties should always be agreed on some +one proposition, to which the disputed points might be +referred. The beginning of the methodical procedure +consisted in this, that the propositions admitted on both +sides were formally stated to be so, and placed at the +head of the inquiry. But these propositions were at +first concerned only with the material of the inquiry. +It was soon observed that in the process of going back +to the truth admitted on both sides, and of deducing +their assertions from it, each party followed certain forms +and laws about which, without any express agreement, +there was no difference of opinion. And from this it +became evident that these must constitute the peculiar +and natural procedure of reason itself, the form of +investigation. Although this was not exposed to any +doubt or difference of opinion, some pedantically +systematic philosopher hit upon the idea that it would +look well, and be the completion of the method of +dialectic, if this formal part of all discussion, this regular +procedure of reason itself, were to be expressed in abstract +propositions, just like the substantial propositions admitted +on both sides, and placed at the beginning of every +investigation, as the fixed canon of debate to which +reference and appeal must always be made. In this +<pb n='062'/><anchor id='Pg062'/> +way what had formerly been followed only by tacit +agreement, and instinctively, would be consciously recognised +and formally expressed. By degrees, more or +less perfect expressions were found for the fundamental +principles of logic, such as the principles of contradiction, +sufficient reason, excluded middle, the <foreign lang='la' rend='italic'>dictum de omni et +nullo</foreign>, as well as the special rules of the syllogism, as for +example, <foreign lang='la' rend='italic'>ex meris particularibus aut negativis nihil sequitur, +a rationato ad rationem non valet consequentia</foreign>, and +so on. That all this was only brought about slowly, and +with great pains, and up till the time of Aristotle remained +very incomplete, is evident from the awkward +and tedious way in which logical truths are brought out +in many of the Platonic dialogues, and still more from +what Sextus Empiricus tells us of the controversies of +the Megarics, about the easiest and simplest logical rules, +and the laborious way in which they were brought into +a definite form (Sext. Emp. adv. Math. l. 8, p. 112). +But Aristotle collected, arranged, and corrected all that +had been discovered before his time, and brought it to +an incomparably greater state of perfection. If we thus +observe how the course of Greek culture had prepared +the way for, and led up to the work of Aristotle, we +shall be little inclined to believe the assertion of the +Persian author, quoted by Sir William Jones with much +approval, that Kallisthenes found a complete system of +logic among the Indians, and sent it to his uncle Aristotle +(Asiatic Researches, vol. iv. p. 163). It is easy to +understand that in the dreary middle ages the Aristotelian +logic would be very acceptable to the controversial +spirit of the schoolmen, which, in the absence of all real +knowledge, spent its energy upon mere formulas and +words, and that it would be eagerly adopted even in its +mutilated Arabian form, and presently established as the +centre of all knowledge. Though its authority has since +declined, yet up to our own time logic has retained the +credit of a self-contained, practical, and highly important +<pb n='063'/><anchor id='Pg063'/> +science. Indeed, in our own day, the Kantian philosophy, +the foundation-stone of which is taken from logic, +has excited a new interest in it; which, in this respect, +at any rate, that is, as the means of the knowledge of +the nature of reason, it deserves. +</p> + +<p> +Correct and accurate conclusions may be arrived at +if we carefully observe the relation of the spheres of +concepts, and only conclude that one sphere is contained +in a third sphere, when we have clearly seen that this +first sphere is contained in a second, which in its turn is +contained in the third. On the other hand, the art of +sophistry lies in casting only a superficial glance at the +relations of the spheres of the concepts, and then manipulating +these relations to suit our purposes, generally +in the following way:—When the sphere of an observed +concept lies partly within that of another concept, and +partly within a third altogether different sphere, we treat +it as if it lay entirely within the one or the other, as +may suit our purpose. For example, in speaking of +passion, we may subsume it under the concept of the +greatest force, the mightiest agency in the world, or +under the concept of the irrational, and this again under +the concept of impotency or weakness. We may then +repeat the process, and start anew with each concept to +which the argument leads us. A concept has almost +always several others, which partially come under it, +and each of these contains part of the sphere of the first, +but also includes in its own sphere something more, +which is not in the first. But we draw attention only +to that one of these latter concepts, under which we +wish to subsume the first, and let the others remain unobserved, +or keep them concealed. On the possession of +this skill depends the whole art of sophistry and all finer +fallacies; for logical fallacies such as <foreign lang='la' rend='italic'>mentiens</foreign>, <foreign lang='la' rend='italic'>velatus</foreign>, +<foreign lang='la' rend='italic'>cornatus</foreign>, &c., are clearly too clumsy for actual use. I +am not aware that hitherto any one has traced the +nature of all sophistry and persuasion back to this last +<pb n='064'/><anchor id='Pg064'/> +possible ground of its existence, and referred it to the +peculiar character of concepts, <hi rend='italic'>i.e.</hi>, to the procedure of +reason itself. Therefore, as my exposition has led me to +it, though it is very easily understood, I will illustrate it +in the following table by means of a schema. This table +is intended to show how the spheres of concepts overlap +each other at many points, and so leave room for a passage +from each concept to whichever one we please of several +other concepts. I hope, however, that no one will be led +by this table to attach more importance to this little +explanation, which I have merely given in passing, than +ought to belong to it, from the nature of the subject. I +have chosen as an illustration the concept of travelling. +Its sphere partially includes four others, to any of which +the sophist may pass at will; these again partly include +other spheres, several of them two or more at once, and +through these the sophist takes whichever way he chooses, +always as if it were the only way, till at last he reaches, +in good or evil, whatever end he may have in view. In +passing from one sphere to another, it is only necessary +always to follow the direction from the centre (the given +chief concept) to the circumference, and never to reverse +this process. Such a piece of sophistry may be either +an unbroken speech, or it may assume the strict syllogistic +form, according to what is the weak side of the +hearer. Most scientific arguments, and especially philosophical +demonstrations, are at bottom not much more +than this, for how else would it be possible, that so +much, in different ages, has not only been falsely apprehended +(for error itself has a different source), but +demonstrated and proved, and has yet afterwards been +found to be fundamentally wrong, for example, the +Leibnitz-Wolfian Philosophy, Ptolemaic Astronomy, +Stahl's Chemistry, Newton's Theory of Colours, &c. &c.<note place='foot'>Cf. Ch. 11 of Supplement.</note> +</p> + +<p> +§ 10. Through all this, the question presses ever more +upon us, how <emph>certainty</emph> is to be attained, how <emph>judgments +<pb n='065'/><anchor id='Pg065'/> +are to be established</emph>, what constitutes <emph>rational knowledge</emph>, +(<foreign lang='de' rend='italic'>wissen</foreign>), and <emph>science</emph>, which we rank with language and +deliberate action as the third great benefit conferred by +reason. +</p> + +<p> +Reason is feminine in nature; it can only give after +it has received. Of itself it has nothing but the empty +forms of its operation. There is no absolutely pure +rational knowledge except the four principles to which +I have attributed metalogical truth; the principles of +identity, contradiction, excluded middle, and sufficient +reason of knowledge. For even the rest of logic is not +absolutely pure rational knowledge. It presupposes the +relations and the combinations of the spheres of concepts. +But concepts in general only exist after experience of +ideas of perception, and as their whole nature consists +in their relation to these, it is clear that they presuppose +them. No special content, however, is presupposed, but +merely the existence of a content generally, and so logic +as a whole may fairly pass for pure rational science. +In all other sciences reason has received its content from +ideas of perception; in mathematics from the relations +of space and time, presented in intuition or perception +prior to all experience; in pure natural science, that is, +in what we know of the course of nature prior to any +experience, the content of the science proceeds from the +pure understanding, <hi rend='italic'>i.e.</hi>, from the <foreign lang='la' rend='italic'>a priori</foreign> knowledge of +the law of causality and its connection with those pure +intuitions or perceptions of space and time. In all other +sciences everything that is not derived from the sources +we have just referred to belongs to experience. Speaking +generally, <emph>to know rationally</emph> (<foreign lang='de' rend='italic'>wissen</foreign>) means to have in +the power of the mind, and capable of being reproduced +at will, such judgments as have their sufficient ground of +knowledge in something outside themselves, <hi rend='italic'>i.e.</hi>, are true. +Thus only abstract cognition is <emph>rational knowledge</emph> (<foreign lang='de' rend='italic'>wissen</foreign>), +which is therefore the result of reason, so that we cannot +accurately say of the lower animals that they <emph>rationally +<pb n='066'/><anchor id='Pg066'/> +know</emph> (<foreign lang='de' rend='italic'>wissen</foreign>) anything, although they have apprehension +of what is presented in perception, and memory of this, +and consequently imagination, which is further proved +by the circumstance that they dream. We attribute +consciousness to them, and therefore although the word +(<foreign lang='de' rend='italic'>bewusstsein</foreign>) is derived from the verb to know rationally +(<foreign lang='de' rend='italic'>wissen</foreign>), the conception of consciousness corresponds generally +with that of idea of whatever kind it may be. Thus +we attribute life to plants, but not consciousness. <emph>Rational +knowledge</emph> (<foreign lang='de' rend='italic'>wissen</foreign>) is therefore abstract consciousness, +the permanent possession in concepts of the reason, +of what has become known in another way. +</p> + +<p> +§ 11. In this regard the direct opposite of <emph>rational +knowledge</emph> is feeling, and therefore we must insert the +explanation of feeling here. The concept which the +word feeling denotes has merely a negative content, +which is this, that something which is present in consciousness, +<emph>is not a concept</emph>, <emph>is not abstract rational +knowledge</emph>. Except this, whatever it may be, it comes +under the concept of <emph>feeling</emph>. Thus the immeasurably +wide sphere of the concept of feeling includes the most +different kinds of objects, and no one can ever understand +how they come together until he has recognised that +they all agree in this negative respect, that they are not +<emph>abstract concepts</emph>. For the most diverse and even antagonistic +elements lie quietly side by side in this concept; +for example, religious feeling, feeling of sensual pleasure, +moral feeling, bodily feeling, as touch, pain, sense of +colour, of sounds and their harmonies and discords, +feeling of hate, of disgust, of self-satisfaction, of honour, +of disgrace, of right, of wrong, sense of truth, æsthetic +feeling, feeling of power, weakness, health, friendship, +love, &c. &c. There is absolutely nothing in common +among them except the negative quality that they are +not abstract rational knowledge. But this diversity +becomes more striking when the apprehension of space +relations presented <foreign lang='la' rend='italic'>a priori</foreign> in perception, and also the +<pb n='067'/><anchor id='Pg067'/> +knowledge of the pure understanding is brought under +this concept, and when we say of all knowledge and all +truth, of which we are first conscious only intuitively, +and have not yet formulated in abstract concepts, we +<emph>feel</emph> it. I should like, for the sake of illustration, to +give some examples of this taken from recent books, +as they are striking proofs of my theory. I remember +reading in the introduction to a German translation of +Euclid, that we ought to make beginners in geometry +draw the figures before proceeding to demonstrate, for +in this way they would already feel geometrical +truth before the demonstration brought them complete +knowledge. In the same way Schleiermacher speaks in +his <q>Critique of Ethics</q> of logical and mathematical +feeling (p. 339), and also of the feeling of the sameness +or difference of two formulas (p. 342). Again Tennemann +in his <q>History of Philosophy</q> (vol. I., p. 361) +says, <q>One <emph>felt</emph> that the fallacies were not right, but +could not point out the mistakes.</q> Now, so long as we +do not regard this concept <q><emph>feeling</emph></q> from the right point +of view, and do not recognise that one negative characteristic +which alone is essential to it, it must constantly +give occasion for misunderstanding and controversy, on +account of the excessive wideness of its sphere, and its +entirely negative and very limited content which is determined +in a purely one-sided manner. Since then we +have in German the nearly synonymous word <foreign lang='de' rend='italic'>empfindung</foreign> +(sensation), it would be convenient to make use of it for +bodily feeling, as a sub-species. This concept <q>feeling,</q> +which is quite out of proportion to all others, doubtless +originated in the following manner. All concepts, and +concepts alone, are denoted by words; they exist only +for the reason, and proceed from it. With concepts, +therefore, we are already at a one-sided point of view; +but from such a point of view what is near appears +distinct and is set down as positive, what is farther off +becomes mixed up and is soon regarded as merely +<pb n='068'/><anchor id='Pg068'/> +negative. Thus each nation calls all others foreign: to +the Greek all others are barbarians; to the Englishman +all that is not England or English is continent or continental; +to the believer all others are heretics, or +heathens; to the noble all others are <foreign rend='italic'>roturiers</foreign>; to the +student all others are Philistines, and so forth. Now, +reason itself, strange as it may seem, is guilty of the +same one-sidedness, indeed one might say of the same +crude ignorance arising from vanity, for it classes under +the one concept, <q><emph>feeling</emph>,</q> every modification of consciousness +which does not immediately belong to its own +mode of apprehension, that is to say, which is <emph>not an +abstract concept</emph>. It has had to pay the penalty of this +hitherto in misunderstanding and confusion in its own +province, because its own procedure had not become +clear to it through thorough self-knowledge, for a special +faculty of feeling has been set up, and new theories of +it are constructed. +</p> + +<p> +§ 12. <emph>Rational knowledge</emph> (<foreign lang='de' rend='italic'>wissen</foreign>) is then all abstract +knowledge,—that is, the knowledge which is peculiar to +the reason as distinguished from the understanding. Its +contradictory opposite has just been explained to be the +concept <q>feeling.</q> Now, as reason only reproduces, for +knowledge, what has been received in another way, it +does not actually extend our knowledge, but only gives it +another form. It enables us to know in the abstract +and generally, what first became known in sense-perception, +in the concrete. But this is much more important +than it appears at first sight when so expressed. For it +depends entirely upon the fact that knowledge has +become rational or abstract knowledge (<foreign lang='de' rend='italic'>wissen</foreign>), that it +can be safely preserved, that it is communicable and +susceptible of certain and wide-reaching application to +practice. Knowledge in the form of sense-perception is +valid only of the particular case, extends only to what is +nearest, and ends with it, for sensibility and understanding +can only comprehend one object at a time. Every +<pb n='069'/><anchor id='Pg069'/> +enduring, arranged, and planned activity must therefore +proceed from principles,—that is, from abstract knowledge, +and it must be conducted in accordance with +them. Thus, for example, the knowledge of the relation +of cause and effect arrived at by the understanding, is in +itself far completer, deeper and more exhaustive than +anything that can be thought about it in the abstract; +the understanding alone knows in perception directly +and completely the nature of the effect of a lever, of a +pulley, or a cog-wheel, the stability of an arch, and so +forth. But on account of the peculiarity of the knowledge +of perception just referred to, that it only extends +to what is immediately present, the mere understanding +can never enable us to construct machines and buildings. +Here reason must come in; it must substitute abstract +concepts for ideas of perception, and take them as the +guide of action; and if they are right, the anticipated +result will happen. In the same way we have perfect +knowledge in pure perception of the nature and constitution +of the parabola, hyperbola, and spiral; but if we are +to make trustworthy application of this knowledge to the +real, it must first become abstract knowledge, and by this +it certainly loses its character of intuition or perception, +but on the other hand it gains the certainty and preciseness +of abstract knowledge. The differential calculus +does not really extend our knowledge of the curve, it contains +nothing that was not already in the mere pure +perception of the curve; but it alters the kind of knowledge, +it changes the intuitive into an abstract knowledge, +which is so valuable for application. But here we must +refer to another peculiarity of our faculty of knowledge, +which could not be observed until the distinction between +the knowledge of the senses and understanding and +abstract knowledge had been made quite clear. It is +this, that relations of space cannot as such be directly +translated into abstract knowledge, but only temporal +quantities,—that is, numbers, are suitable for this. +<pb n='070'/><anchor id='Pg070'/> +Numbers alone can be expressed in abstract concepts +which accurately correspond to them, not spacial quantities. +The concept <q>thousand</q> is just as different from +the concept <q>ten,</q> as both these temporal quantities are +in perception. We think of a thousand as a distinct +multiple of ten, into which we can resolve it at pleasure +for perception in time,—that is to say, we can count it. +But between the abstract concept of a mile and that of a +foot, apart from any concrete perception of either, and +without the help of number, there is no accurate distinction +corresponding to the quantities themselves. In +both we only think of a spacial quantity in general, and if +they must be completely distinguished we are compelled +either to call in the assistance of intuition or perception +in space, which would be a departure from abstract +knowledge, or we must think the difference in <emph>numbers</emph>. +If then we wish to have abstract knowledge of space-relations +we must first translate them into time-relations,—that +is, into numbers; therefore only arithmetic, and +not geometry, is the universal science of quantity, and +geometry must be translated into arithmetic if it is to +be communicable, accurately precise and applicable in +practice. It is true that a space-relation as such may +also be thought in the abstract; for example, <q>the +sine increases as the angle,</q> but if the quantity of this +relation is to be given, it requires number for its expression. +This necessity, that if we wish to have abstract +knowledge of space-relations (<hi rend='italic'>i.e.</hi>, rational knowledge, +not mere intuition or perception), space with its three +dimensions must be translated into time which has only +one dimension, this necessity it is, which makes mathematics +so difficult. This becomes very clear if we +compare the perception of curves with their analytical +calculation, or the table of logarithms of the trigonometrical +functions with the perception of the changing +relations of the parts of a triangle, which are expressed by +them. What vast mazes of figures, what laborious calculations +<pb n='071'/><anchor id='Pg071'/> +it would require to express in the abstract what +perception here apprehends at a glance completely and +with perfect accuracy, namely, how the co-sine diminishes +as the sine increases, how the co-sine of one angle is the +sine of another, the inverse relation of the increase and +decrease of the two angles, and so forth. How time, we +might say, must complain, that with its one dimension it +should be compelled to express the three dimensions of +space! Yet this is necessary if we wish to possess, for +application, an expression, in abstract concepts, of space-relations. +They could not be translated directly into +abstract concepts, but only through the medium of the +pure temporal quantity, number, which alone is directly +related to abstract knowledge. Yet it is worthy of remark, +that as space adapts itself so well to perception, +and by means of its three dimensions, even its complicated +relations are easily apprehended, while it eludes +the grasp of abstract knowledge; time, on the contrary, +passes easily into abstract knowledge, but gives very little +to perception. Our perceptions of numbers in their +proper element, mere time, without the help of space, +scarcely extends as far as ten, and beyond that we have +only abstract concepts of numbers, no knowledge of them +which can be presented in perception. On the other hand, +we connect with every numeral, and with all algebraical +symbols, accurately defined abstract concepts. +</p> + +<p> +We may further remark here that some minds only +find full satisfaction in what is known through perception. +What they seek is the reason and consequent of +being in space, sensuously expressed; a demonstration +after the manner of Euclid, or an arithmetical solution of +spacial problems, does not please them. Other minds, +on the contrary, seek merely the abstract concepts which +are needful for applying and communicating knowledge. +They have patience and memory for abstract principles, +formulas, demonstrations in long trains of reasoning, and +calculations, in which the symbols represent the most +<pb n='072'/><anchor id='Pg072'/> +complicated abstractions. The latter seek preciseness, +the former sensible perception. The difference is characteristic. +</p> + +<p> +The greatest value of rational or abstract knowledge is +that it can be communicated and permanently retained. +It is principally on this account that it is so inestimably +important for practice. Any one may have a direct +perceptive knowledge through the understanding alone, +of the causal connection, of the changes and motions of +natural bodies, and he may find entire satisfaction in +it; but he cannot communicate this knowledge to others +until it has been made permanent for thought in concepts. +Knowledge of the first kind is even sufficient for practice, +if a man puts his knowledge into practice himself, in an +action which can be accomplished while the perception is +still vivid; but it is not sufficient if the help of others +is required, or even if the action is his own but must +be carried out at different times, and therefore requires +a pre-conceived plan. Thus, for example, a practised +billiard-player may have a perfect knowledge of the laws +of the impact of elastic bodies upon each other, merely +in the understanding, merely for direct perception; and +for him it is quite sufficient; but on the other hand it +is only the man who has studied the science of mechanics, +who has, properly speaking, a rational knowledge +of these laws, that is, a knowledge of them in the +abstract. Such knowledge of the understanding in perception +is sufficient even for the construction of machines, +when the inventor of the machine executes the work +himself; as we often see in the case of talented workmen, +who have no scientific knowledge. But whenever a +number of men, and their united action taking place at +different times, is required for the completion of a mechanical +work, of a machine, or a building, then he who conducts +it must have thought out the plan in the abstract, and +such co-operative activity is only possible through the +assistance of reason. It is, however, remarkable that in +<pb n='073'/><anchor id='Pg073'/> +the first kind of activity, in which we have supposed +that one man alone, in an uninterrupted course of action, +accomplishes something, abstract knowledge, the application +of reason or reflection, may often be a hindrance +to him; for example, in the case of billiard-playing, of +fighting, of tuning an instrument, or in the case of singing. +Here perceptive knowledge must directly guide +action; its passage through reflection makes it uncertain, +for it divides the attention and confuses the man. Thus +savages and untaught men, who are little accustomed +to think, perform certain physical exercises, fight with +beasts, shoot with bows and arrows and the like, with a +certainty and rapidity which the reflecting European +never attains to, just because his deliberation makes him +hesitate and delay. For he tries, for example, to hit the +right position or the right point of time, by finding out +the mean between two false extremes; while the savage +hits it directly without thinking of the false courses open +to him. In the same way it is of no use to me to know +in the abstract the exact angle, in degrees and minutes, +at which I must apply a razor, if I do not know it intuitively, +that is, if I have not got it in my touch. The +knowledge of physiognomy also, is interfered with by the +application of reason. This knowledge must be gained +directly through the understanding. We say that the +expression, the meaning of the features, can only be +<emph>felt</emph>, that is, it cannot be put into abstract concepts. +Every man has his direct intuitive method of physiognomy +and pathognomy, yet one man understands more +clearly than another these <foreign lang='la' rend='italic'>signatura rerum</foreign>. But an +abstract science of physiognomy to be taught and learned +is not possible; for the distinctions of difference are here +so fine that concepts cannot reach them; therefore abstract +knowledge is related to them as a mosaic is to a +painting by a Van der Werft or a Denner. In mosaics, +however fine they may be, the limits of the stones are +always there, and therefore no continuous passage from +<pb n='074'/><anchor id='Pg074'/> +one colour to another is possible, and this is also the +case with regard to concepts, with their rigidity and +sharp delineation; however finely we may divide them +by exact definition, they are still incapable of reaching +the finer modifications of the perceptible, and this is just +what happens in the example we have taken, knowledge +of physiognomy.<note place='foot'>I am therefore of opinion that +a science of physiognomy cannot, +with certainty, go further than to +lay down a few quite general rules. +For example, the intellectual qualities +are to be read in the forehead +and the eyes; the moral qualities, +the expression of will, in the mouth +and lower part of the face. The +forehead and the eyes interpret each +other; either of them seen alone +can only be half understood. Genius +is never without a high, broad, finely-arched +brow; but such a brow often +occurs where there is no genius. A +clever-looking person may the more +certainly be judged to be so the +uglier the face is; and a stupid-looking +person may the more certainly +be judged to be stupid the +more beautiful the face is; for +beauty, as the approximation to the +type of humanity, carries in and for +itself the expression of mental clearness; +the opposite is the case with +ugliness, and so forth.</note> +</p> + +<p> +This quality of concepts by which they resemble the +stones of a mosaic, and on account of which perception +always remains their asymptote, is also the reason why +nothing good is produced in art by their means. If the +singer or the virtuoso attempts to guide his execution +by reflection he remains silent. And this is equally +true of the composer, the painter, and the poet. The +concept always remains unfruitful in art; it can only +direct the technical part of it, its sphere is science. We +shall consider more fully in the third book, why all true +art proceeds from sensuous knowledge, never from the +concept. Indeed, with regard to behaviour also, and +personal agreeableness in society, the concept has only a +negative value in restraining the grosser manifestations +of egotism and brutality; so that a polished manner is +its commendable production. But all that is attractive, +gracious, charming in behaviour, all affectionateness and +friendliness, must not proceed from the concepts, for if it +does, <q>we feel intention, and are put out of tune.</q> All +dissimulation is the work of reflection; but it cannot +be maintained constantly and without interruption: <q><foreign lang='la' rend='italic'>nemo +<pb n='075'/><anchor id='Pg075'/> +potest personam diu ferre fictum</foreign>,</q> says Seneca in his book +<foreign lang='de' rend='italic'>de clementia</foreign>; and so it is generally found out and loses +its effect. Reason is needed in the full stress of life, +where quick conclusions, bold action, rapid and sure +comprehension are required, but it may easily spoil all if +it gains the upper hand, and by perplexing hinders the +intuitive, direct discovery, and grasp of the right by +simple understanding, and thus induces irresolution. +</p> + +<p> +Lastly, virtue and holiness do not proceed from +reflection, but from the inner depths of the will, and its +relation to knowledge. The exposition of this belongs to +another part of our work; this, however, I may remark +here, that the dogmas relating to ethics may be the same +in the reason of whole nations, but the action of every +individual different; and the converse also holds good; +action, we say, is guided by <emph>feelings</emph>,—that is, simply not +by concepts, but as a matter of fact by the ethical +character. Dogmas occupy the idle reason; but action +in the end pursues its own course independently of +them, generally not according to abstract rules, but +according to unspoken maxims, the expression of which +is the whole man himself. Therefore, however different +the religious dogmas of nations may be, yet in the case +of all of them, a good action is accompanied by unspeakable +satisfaction, and a bad action by endless +remorse. No mockery can shake the former; no priest's +absolution can deliver from the latter. Notwithstanding +this, we must allow, that for the pursuit of a virtuous +life, the application of reason is needful; only it is not +its source, but has the subordinate function of preserving +resolutions which have been made, of providing maxims +to withstand the weakness of the moment, and give consistency +to action. It plays the same part ultimately +in art also, where it has just as little to do with the +essential matter, but assists in carrying it out, for genius +is not always at call, and yet the work must be completed +in all its parts and rounded off to a whole.<note place='foot'>Cf. Ch. 7 of the Supplement.</note> +</p> + +<pb n='076'/><anchor id='Pg076'/> + +<p> +§ 13. All these discussions of the advantages and disadvantages +of the application of reason are intended to +show, that although abstract rational knowledge is the +reflex of ideas of perception, and is founded on them, it +is by no means in such entire congruity with them that +it could everywhere take their place: indeed it never +corresponds to them quite accurately. And thus, as we +have seen, many human actions can only be performed +by the help of reason and deliberation, and yet there are +some which are better performed without its assistance. +This very incongruity of sensuous and abstract knowledge, +on account of which the latter always merely +approximates to the former, as mosaic approximates to +painting, is the cause of a very remarkable phenomenon +which, like reason itself, is peculiar to human nature, +and of which the explanations that have ever anew been +attempted, are insufficient: I mean <emph>laughter</emph>. On account +of the source of this phenomenon, we cannot avoid giving +the explanation of it here, though it again interrupts the +course of our work to do so. The cause of laughter in +every case is simply the sudden perception of the incongruity +between a concept and the real objects which +have been thought through it in some relation, and +laughter itself is just the expression of this incongruity. +It often occurs in this way: two or more real objects are +thought through <emph>one</emph> concept, and the identity of the concept +is transferred to the objects; it then becomes +strikingly apparent from the entire difference of the +objects in other respects, that the concept was only +applicable to them from a one-sided point of view. It +occurs just as often, however, that the incongruity between +a single real object and the concept under which, from +one point of view, it has rightly been subsumed, is +suddenly felt. Now the more correct the subsumption +of such objects under a concept may be from one point +of view, and the greater and more glaring their incongruity +with it, from another point of view, the greater is +<pb n='077'/><anchor id='Pg077'/> +the ludicrous effect which is produced by this contrast. +All laughter then is occasioned by a paradox, and +therefore by unexpected subsumption, whether this is +expressed in words or in actions. This, briefly stated, is +the true explanation of the ludicrous. +</p> + +<p> +I shall not pause here to relate anecdotes as examples +to illustrate my theory; for it is so simple and comprehensible +that it does not require them, and everything +ludicrous which the reader may remember is equally +valuable as a proof of it. But the theory is confirmed +and illustrated by distinguishing two species into which +the ludicrous is divided, and which result from the +theory. Either, we have previously known two or more +very different real objects, ideas of sense-perception, and +have intentionally identified them through the unity of a +concept which comprehends them both; this species of +the ludicrous is called <emph>wit</emph>. Or, conversely, the concept +is first present in knowledge, and we pass from it to +reality, and to operation upon it, to action: objects +which in other respects are fundamentally different, but +which are all thought in that one concept, are now +regarded and treated in the same way, till, to the surprise +and astonishment of the person acting, the great +difference of their other aspects appears: this species of the +ludicrous is called <emph>folly</emph>. Therefore everything ludicrous +is either a flash of wit or a foolish action, according as +the procedure has been from the discrepancy of the +objects to the identity of the concept, or the converse; +the former always intentional, the latter always unintentional, +and from without. To seem to reverse the +starting-point, and to conceal wit with the mask of folly, +is the art of the jester and the clown. Being quite aware +of the diversity of the objects, the jester unites them, +with secret wit, under one concept, and then starting +from this concept he receives from the subsequently +discovered diversity of the objects the surprise which +he himself prepared. It follows from this short but +<pb n='078'/><anchor id='Pg078'/> +sufficient theory of the ludicrous, that, if we set aside the +last case, that of the jester, wit must always show itself +in words, folly generally in actions, though also in words, +when it only expresses an intention and does not actually +carry it out, or when it shows itself merely in judgments +and opinions. +</p> + +<p> +<emph>Pedantry</emph> is a form of folly. It arises in this way: a +man lacks confidence in his own understanding, and, +therefore, does not wish to trust to it, to recognise what +is right directly in the particular case. He, therefore, +puts it entirely under the control of the reason, and +seeks to be guided by reason in everything; that is to +say, he tries always to proceed from general concepts, +rules, and maxims, and to confine himself strictly to +them in life, in art, and even in moral conduct. Hence +that clinging to the form, to the manner, to the expression +and word which is characteristic of pedantry, +and which with it takes the place of the real nature of +the matter. The incongruity then between the concept +and reality soon shows itself here, and it becomes +evident that the former never condescends to the particular +case, and that with its generality and rigid +definiteness it can never accurately apply to the fine +distinctions of difference and innumerable modifications +of the actual. Therefore, the pedant, with his general +maxims, almost always misses the mark in life, shows +himself to be foolish, awkward, useless. In art, in +which the concept is unfruitful, he produces lifeless, stiff, +abortive mannerisms. Even with regard to ethics, the +purpose to act rightly or nobly cannot always be carried +out in accordance with abstract maxims; for in many +cases the excessively nice distinctions in the nature of +the circumstances necessitate a choice of the right proceeding +directly from the character; for the application +of mere abstract maxims sometimes gives false results, +because the maxims only half apply; and sometimes +cannot be carried out, because they are foreign to the +<pb n='079'/><anchor id='Pg079'/> +individual character of the actor, and this never allows +itself to be entirely discovered; therefore, inconsistencies +arise. Since then Kant makes it a condition of the +moral worth of an action, that it shall proceed from pure +rational abstract maxims, without any inclination or +momentary emotion, we cannot entirely absolve him +from the reproach of encouraging moral pedantry. +This reproach is the significance of Schiller's epigram, +entitled <q>Scruples of Conscience.</q> When we speak, +especially in connection with politics, of doctrinaires, +theorists, savants, and so forth, we mean pedants, that is, +persons who know the things well in the abstract, but not +in the concrete. Abstraction consists in thinking away +the less general predicates; but it is precisely upon these +that so much depends in practice. +</p> + +<p> +To complete our theory it remains for us to mention a +spurious kind of wit, the play upon words, the <foreign rend='italic'>calembourg</foreign>, +the pun, to which may be added the equivocation, the +<emph>double entendre</emph>, the chief use of which is the expression +of what is obscene. Just as the witticism brings two +very different real objects under one concept, the pun +brings two different concepts, by the assistance of +accident, under one word. The same contrast appears, +only familiar and more superficial, because it does not +spring from the nature of things, but merely from the +accident of nomenclature. In the case of the witticism +the identity is in the concept, the difference in the +reality, but in the case of the pun the difference is in +the concepts and the identity in the reality, for the +terminology is here the reality. It would only be a somewhat +far-fetched comparison if we were to say that the +pun is related to the witticism as the parabola (<foreign rend='italic'>sic</foreign>) of +the upper inverted cone to that of the lower. The misunderstanding +of the word or the <foreign lang='la' rend='italic'>quid pro quo</foreign> is the +unintentional pun, and is related to it exactly as folly is +to wit. Thus the deaf man often affords occasion for +laughter, just as much as the fool, and inferior writers +<pb n='080'/><anchor id='Pg080'/> +of comedy often use the former for the latter to raise a +laugh. +</p> + +<p> +I have treated laughter here only from the psychical +side; with regard to the physical side, I refer to what is +said on the subject in the <q>Parerga,</q> vol. II. ch. vi., § 98.<note place='foot'>Cf. Ch. 8 of Supplement.</note> +</p> + +<p> +§ 14. By means of these various discussions it is +hoped that both the difference and the relation between +the process of knowledge that belongs to the reason, +rational knowledge, the concept on the one hand, and the +direct knowledge in purely sensuous, mathematical intuition +or perception, and apprehension by the understanding +on the other hand, has been clearly brought out. +This remarkable relation of our kinds of knowledge led +us almost inevitably to give, in passing, explanations of +feeling and of laughter, but from all this we now turn back +to the further consideration of science as the third great +benefit which reason confers on man, the other two being +speech and deliberate action. The general discussion of +science which now devolves upon us, will be concerned +partly with its form, partly with the foundation of its +judgments, and lastly with its content. +</p> + +<p> +We have seen that, with the exception of the basis of +pure logic, rational knowledge in general has not its +source in the reason itself; but having been otherwise +obtained as knowledge of perception, it is stored up in +the reason, for through reason it has entirely changed its +character, and has become abstract knowledge. All +rational knowledge, that is, knowledge that has been +raised to consciousness in the abstract, is related to +science strictly so called, as a fragment to the whole. +Every one has gained a rational knowledge of many +different things through experience, through consideration +of the individual objects presented to him, but only +he who sets himself the task of acquiring a complete +knowledge in the abstract of a particular class of objects, +strives after science. This class can only be marked off +<pb n='081'/><anchor id='Pg081'/> +by means of a concept; therefore, at the beginning of +every science there stands a concept, and by means of +it the class of objects concerning which this science +promises a complete knowledge in the abstract, is separated +in thought from the whole world of things. For +example, the concept of space-relations, or of the action +of unorganised bodies upon each other, or of the nature +of plants, or of animals, or of the successive changes of +the surface of the globe, or of the changes of the human +race as a whole, or of the construction of a language, +and so forth. If science sought to obtain the knowledge +of its object, by investigating each individual thing +that is thought through the concept, till by degrees +it had learned the whole, no human memory would be +equal to the task, and no certainty of completeness would +be obtainable. Therefore, it makes use of that property +of concept-spheres explained above, that they include +each other, and it concerns itself mainly with the wider +spheres which lie within the concept of its object in +general. When the relations of these spheres to each +other have been determined, all that is thought in them +is also generally determined, and can now be more and +more accurately determined by the separation of smaller +and smaller concept-spheres. In this way it is possible +for a science to comprehend its object completely. This +path which it follows to knowledge, the path from the +general to the particular, distinguishes it from ordinary +rational knowledge; therefore, systematic form is an +essential and characteristic feature of science. The +combination of the most general concept-spheres of every +science, that is, the knowledge of its first principles, is +the indispensable condition of mastering it; how far we +advance from these to the more special propositions is a +matter of choice, and does not increase the thoroughness +but only the extent of our knowledge of the science. +The number of the first principles to which all the rest +are subordinated, varies greatly in the different sciences, +<pb n='082'/><anchor id='Pg082'/> +so that in some there is more subordination, in others +more co-ordination; and in this respect, the former make +greater claims upon the judgment, the latter upon the +memory. It was known to the schoolmen,<note place='foot'>Suarez, Disput. Metaphysicæ, disp. iii. sect. 3, tit. 3.</note> that, as the +syllogism requires two premises, no science can proceed +from a single first principle which cannot be the subject +of further deduction, but must have several, at least two. +The specially classifying sciences: Zoology, Botany, and +also Physics and Chemistry, inasmuch as they refer all +inorganic action to a few fundamental forces, have most +subordination; history, on the other hand, has really none +at all; for the general in it consists merely in the survey +of the principal periods, from which, however, the particular +events cannot be deduced, and are only subordinated +to them according to time, but according to the concept +are co-ordinate with them. Therefore, history, strictly +speaking, is certainly rational knowledge, but is not +science. In mathematics, according to Euclid's treatment, +the axioms alone are indemonstrable first principles, +and all demonstrations are in gradation strictly subordinated +to them. But this method of treatment is not +essential to mathematics, and in fact each proposition +introduces quite a new space construction, which in itself +is independent of those which precede it, and indeed can +be completely comprehended from itself, quite independently +of them, in the pure intuition or perception of +space, in which the most complicated construction is just +as directly evident as the axiom; but of this more fully +hereafter. Meanwhile every mathematical proposition remains +always a universal truth, which is valid for innumerable +particular cases; and a graduated process from the +simple to the complicated propositions which are to be +deduced from them, is also essential to mathematics; therefore, +in every respect mathematics is a science. The completeness +of a science as such, that is, in respect of form, +consists in there being as much subordination and as little +<pb n='083'/><anchor id='Pg083'/> +co-ordination of the principles as possible. Scientific +talent in general is, therefore, the faculty of subordinating +the concept-spheres according to their different determinations, +so that, as Plato repeatedly counsels, a science shall +not be constituted by a general concept and an indefinite +multiplicity immediately under it, but that knowledge +shall descend by degrees from the general to the particular, +through intermediate concepts and divisions, +according to closer and closer definitions. In Kantian +language this is called satisfying equally the law of +homogeneity and that of specification. It arises from +this peculiar nature of scientific completeness, that the +aim of science is not greater certainty—for certainty +may be possessed in just as high a degree by the most +disconnected particular knowledge—but its aim is rather +the facilitating of rational knowledge by means of its +form, and the possibility of the completeness of rational +knowledge which this form affords. It is therefore a +very prevalent but perverted opinion that the scientific +character of knowledge consists in its greater certainty, +and just as false is the conclusion following from this, +that, strictly speaking, the only sciences are mathematics +and logic, because only in them, on account of their +purely <foreign lang='la' rend='italic'>a priori</foreign> character, is there unassailable certainty +of knowledge. This advantage cannot be denied them, +but it gives them no special claim to be regarded as +sciences; for the special characteristic of science does +not lie in certainty but in the systematic form of knowledge, +based on the gradual descent from the general +to the particular. The process of knowledge from the +general to the particular, which is peculiar to the sciences, +involves the necessity that in the sciences much should +be established by deduction from preceding propositions, +that is to say, by demonstration; and this has given rise +to the old mistake that only what has been demonstrated is +absolutely true, and that every truth requires a demonstration; +whereas, on the contrary, every demonstration +<pb n='084'/><anchor id='Pg084'/> +requires an undemonstrated truth, which ultimately supports +it, or it may be, its own demonstration. Therefore +a directly established truth is as much to be preferred to +a truth established by demonstration as water from the +spring is to water from the aqueduct. Perception, partly +pure <foreign lang='la' rend='italic'>a priori</foreign>, as it forms the basis of mathematics, partly +empirical <foreign lang='la' rend='italic'>a posteriori</foreign>, as it forms the basis of all the other +sciences, is the source of all truth and the foundation of +all science. (Logic alone is to be excepted, which is not +founded upon perception but yet upon <emph>direct</emph> knowledge +by the reason of its own laws.) Not the demonstrated +judgments nor their demonstrations, but judgments which +are created directly out of perception, and founded upon +it rather than on any demonstrations, are to science what +the sun is to the world; for all light proceeds from them, +and lighted by their light the others give light also. To +establish the truth of such primary judgments directly +from perception, to raise such strongholds of science from +the innumerable multitude of real objects, that is the +work of the <emph>faculty of judgment</emph>, which consists in the +power of rightly and accurately carrying over into abstract +consciousness what is known in perception, and judgment +is consequently the mediator between understanding and +reason. Only extraordinary and exceptional strength of +judgment in the individual can actually advance science; +but every one who is possessed of a healthy reason is able +to deduce propositions from propositions, to demonstrate, +to draw conclusions. To lay down and make permanent +for reflection, in suitable concepts, what is known through +perception, so that, on the one hand, what is common to +many real objects is thought through <emph>one</emph> concept, and, +on the other hand, their points of difference are each +thought through one concept, so that the different shall +be known and thought as different in spite of a partial +agreement, and the identical shall be known and thought +as identical in spite of a partial difference, all in accordance +with the end and intention which in each case +<pb n='085'/><anchor id='Pg085'/> +is in view; all this is done by the <emph>faculty of judgment</emph>. +Deficiency in judgment is <emph>silliness</emph>. The silly man fails +to grasp, now the partial or relative difference of concepts +which in one aspect are identical, now the identity +of concepts which are relatively or partially different. To +this explanation of the faculty of judgment, moreover, +Kant's division of it into reflecting and subsuming judgment +may be applied, according as it passes from the +perceived objects to the concepts, or from the latter to +the former; in both cases always mediating between empirical +knowledge of the understanding and the reflective +knowledge of the reason. There can be no truth which +could be brought out by means of syllogisms alone; +and the necessity of establishing truth by means of +syllogisms is merely relative, indeed subjective. Since all +demonstration is syllogistic, in the case of a new truth +we must first seek, not for a demonstration, but for direct +evidence, and only in the absence of such evidence is a +demonstration to be temporarily made use of. No science +is susceptible of demonstration throughout any more than +a building can stand in the air; all its demonstrations +must ultimately rest upon what is perceived, and consequently +cannot be demonstrated, for the whole world +of reflection rests upon and is rooted in the world of +perception. All primal, that is, original, <emph>evidence</emph> is a +<emph>perception</emph>, as the word itself indicates. Therefore it +is either empirical or founded upon the perception <foreign lang='la' rend='italic'>a +priori</foreign> of the conditions of possible experience. In both +cases it affords only immanent, not transcendent knowledge. +Every concept has its worth and its existence +only in its relation, sometimes very indirect, to an idea +of perception; what is true of the concepts is also true +of the judgments constructed out of them, and of all +science. Therefore it must in some way be possible to +know directly without demonstrations or syllogisms every +truth that is arrived at through syllogisms and communicated +by demonstrations. This is most difficult in the +<pb n='086'/><anchor id='Pg086'/> +case of certain complicated mathematical propositions +at which we only arrive by chains of syllogisms; for +example, the calculation of the chords and tangents to +all arcs by deduction from the proposition of Pythagoras. +But even such a truth as this cannot essentially and +solely rest upon abstract principles, and the space-relations +which lie at its foundation also must be capable of +being so presented <foreign lang='la' rend='italic'>a priori</foreign> in pure intuition or perception +that the truth of their abstract expression is directly +established. But of mathematical demonstration we shall +speak more fully shortly. +</p> + +<p> +It is true we often hear men speak in a lofty strain +of sciences which rest entirely upon correct conclusions +drawn from sure premises, and which are consequently +unassailable. But through pure logical reasoning, however +true the premises may be, we shall never receive +more than an articulate expression and exposition of +what lies already complete in the premises; thus we +shall only <emph>explicitly</emph> expound what was already <emph>implicitly</emph> +understood. The esteemed sciences referred to are, +however, specially the mathematical sciences, particularly +astronomy. But the certainty of astronomy arises from +the fact that it has for its basis the intuition or perception +of space, which is given <foreign lang='la' rend='italic'>a priori</foreign>, and is therefore +infallible. All space-relations, however, follow from +each other with a necessity (ground of being) which +affords <foreign lang='la' rend='italic'>a priori</foreign> certainty, and they can therefore be +safely deduced from each other. To these mathematical +properties we have only to add one force of nature, +gravity, which acts precisely in relation to the masses +and the square of the distance; and, lastly, the law of +inertia, which follows from the law of causality and is +therefore true <foreign lang='la' rend='italic'>a priori</foreign>, and with it the empirical datum +of the motion impressed, once for all, upon each of these +masses. This is the whole material of astronomy, which +both by its simplicity and its certainty leads to definite +results, which are highly interesting on account of the +<pb n='087'/><anchor id='Pg087'/> +vastness and importance of the objects. For example, if +I know the mass of a planet and the distance of its +satellite from it, I can tell with certainty the period of +the revolution of the latter according to Kepler's second +law. But the ground of this law is, that with this +distance only this velocity will both chain the satellite to +the planet and prevent it from falling into it. Thus it is +only upon such a geometrical basis, that is, by means of +an intuition or perception <foreign lang='la' rend='italic'>a priori</foreign>, and also under the +application of a law of nature, that much can be arrived +at by means of syllogisms, for here they are merely like +bridges from <emph>one</emph> sensuous apprehension to others; but it +is not so with mere pure syllogistic reasoning in the +exclusively logical method. The source of the first +fundamental truths of astronomy is, however, properly +induction, that is, the comprehension of what is given +in many perceptions in one true and directly founded +judgment. From this, hypotheses are afterwards constructed, +and their confirmation by experience, as induction +approaching to completeness, affords the proof of the +first judgment. For example, the apparent motion of +the planets is known empirically; after many false +hypotheses with regard to the spacial connection of this +motion (planetary course) the right one was at last found, +then the laws which it obeyed (the laws of Kepler), and, +lastly, the cause of these laws (universal gravitation), +and the empirically known agreement of all observed +cases with the whole of the hypotheses, and with their +consequences, that is to say, induction, established them +with complete certainty. The invention of the hypotheses +was the work of the judgment, which rightly +comprehended the given facts and expressed them +accordingly; but induction, that is, a multitude of perceptions, +confirmed their truth. But their truth could +also be known directly, and by a single empirical perception, +if we could pass freely through space and had +telescopic eyes. Therefore, here also syllogisms are not +<pb n='088'/><anchor id='Pg088'/> +the essential and only source of knowledge, but really +only a makeshift. +</p> + +<p> +As a third example taken from a different sphere we +may mention that the so-called metaphysical truths, that +is, such truths as those to which Kant assigns the +position of the metaphysical first principles of natural +science, do not owe their evidence to demonstration. +What is <foreign lang='la' rend='italic'>a priori</foreign> certain we know directly; as the form +of all knowledge, it is known to us with the most complete +necessity. For example, that matter is permanent, that is, +can neither come into being nor pass away, we know directly +as negative truth; for our pure intuition or perception of +space and time gives the possibility of motion; in the +law of causality the understanding affords us the possibility +of change of form and quality, but we lack powers +of the imagination for conceiving the coming into being +or passing away of matter. Therefore that truth has at +all times been evident to all men everywhere, nor has +it ever been seriously doubted; and this could not be the +case if it had no other ground of knowledge than the +abstruse and exceedingly subtle proof of Kant. But +besides this, I have found Kant's proof to be false (as is +explained in the Appendix), and have shown above that +the permanence of matter is to be deduced, not from +the share which time has in the possibility of experience, +but from the share which belongs to space. The true +foundation of all truths which in this sense are called +metaphysical, that is, abstract expressions of the necessary +and universal forms of knowledge, cannot itself lie +in abstract principles; but only in the immediate consciousness +of the forms of the idea communicating itself +in apodictic assertions <foreign lang='la' rend='italic'>a priori</foreign>, and fearing no refutation. +But if we yet desire to give a proof of them, it can only +consist in showing that what is to be proved is contained +in some truth about which there is no doubt, either as a +part of it or as a presupposition. Thus, for example, +I have shown that all empirical perception implies the +<pb n='089'/><anchor id='Pg089'/> +application of the law of causality, the knowledge of +which is hence a condition of all experience, and therefore +cannot be first given and conditioned through experience +as Hume thought. Demonstrations in general +are not so much for those who wish to learn as for those +who wish to dispute. Such persons stubbornly deny +directly established insight; now only the truth can be +consistent in all directions, and therefore we must show +such persons that they admit under <emph>one</emph> form and +indirectly, what they deny under another form and +directly; that is, the logically necessary connection +between what is denied and what is admitted. +</p> + +<p> +It is also a consequence of the scientific form, the +subordination of everything particular under a general, +and so on always to what is more general, that the truth +of many propositions is only logically proved,—that is, +through their dependence upon other propositions, through +syllogisms, which at the same time appear as proofs. +But we must never forget that this whole form of science +is merely a means of rendering knowledge more easy, not +a means to greater certainty. It is easier to discover the +nature of an animal, by means of the species to which +it belongs, and so on through the genus, family, order, +and class, than to examine on every occasion the animal +presented to us: but the truth of all propositions arrived +at syllogistically is always conditioned by and ultimately +dependent upon some truth which rests not upon reasoning +but upon perception. If this perception were always +as much within our reach as a deduction through syllogisms, +then it would be in every respect preferable. For +every deduction from concepts is exposed to great danger +of error, on account of the fact we have considered above, +that so many spheres lie partly within each other, and +that their content is often vague or uncertain. This is +illustrated by a multitude of demonstrations of false +doctrines and sophisms of every kind. Syllogisms are +indeed perfectly certain as regards form, but they are +<pb n='090'/><anchor id='Pg090'/> +very uncertain on account of their matter, the concepts. +For, on the one hand, the spheres of these are not +sufficiently sharply defined, and, on the other hand, they +intersect each other in so many ways that one sphere is +in part contained in many others, and we may pass at +will from it to one or another of these, and from this +sphere again to others, as we have already shown. Or, +in other words, the minor term and also the middle +can always be subordinated to different concepts, from +which we may choose at will the major and the middle, +and the nature of the conclusion depends on this choice. +Consequently immediate evidence is always much to be +preferred to reasoned truth, and the latter is only to be +accepted when the former is too remote, and not when +it is as near or indeed nearer than the latter. Accordingly +we saw above that, as a matter of fact, in the case +of logic, in which the immediate knowledge in each +individual case lies nearer to hand than deduced scientific +knowledge, we always conduct our thought according to +our immediate knowledge of the laws of thought, and +leave logic unused.<note place='foot'>Cf. Ch. 12 of Supplement.</note> +</p> + +<p> +§ 15. If now with our conviction that perception is the +primary source of all evidence, and that only direct or +indirect connection with it is absolute truth; and further, +that the shortest way to this is always the surest, as +every interposition of concepts means exposure to many +deceptions; if, I say, we now turn with this conviction +to mathematics, as it was established as a science by +Euclid, and has remained as a whole to our own day, we +cannot help regarding the method it adopts, as strange +and indeed perverted. We ask that every logical proof +shall be traced back to an origin in perception; but +mathematics, on the contrary, is at great pains deliberately +to throw away the evidence of perception which is +peculiar to it, and always at hand, that it may substitute +for it a logical demonstration. This must seem to us +<pb n='091'/><anchor id='Pg091'/> +like the action of a man who cuts off his legs in order to +go on crutches, or like that of the prince in the <q><hi rend='italic'>Triumph +der Empfindsamkeit</hi></q> who flees from the beautiful reality +of nature, to delight in a stage scene that imitates it. I +must here refer to what I have said in the sixth chapter +of the essay on the principle of sufficient reason, and +take for granted that it is fresh and present in the +memory of the reader; so that I may link my observations +on to it without explaining again the difference +between the mere ground of knowledge of a mathematical +truth, which can be given logically, and the ground of +being, which is the immediate connection of the parts of +space and time, known only in perception. It is only +insight into the ground of being that secures satisfaction +and thorough knowledge. The mere ground of knowledge +must always remain superficial; it can afford us +indeed rational knowledge <emph>that</emph> a thing is as it is, but it +cannot tell <emph>why</emph> it is so. Euclid chose the latter way to +the obvious detriment of the science. For just at the +beginning, for example, when he ought to show once for +all how in a triangle the angles and sides reciprocally +determine each other, and stand to each other in +the relation of reason and consequent, in accordance +with the form which the principle of sufficient reason +has in pure space, and which there, as in every other +sphere, always affords the necessity that a thing is as it +is, because something quite different from it, is as it is; +instead of in this way giving a thorough insight into the +nature of the triangle, he sets up certain disconnected +arbitrarily chosen propositions concerning the triangle, +and gives a logical ground of knowledge of them, through +a laborious logical demonstration, based upon the +principle of contradiction. Instead of an exhaustive +knowledge of these space-relations we therefore receive +merely certain results of them, imparted to us at +pleasure, and in fact we are very much in the position +of a man to whom the different effects of an ingenious +<pb n='092'/><anchor id='Pg092'/> +machine are shown, but from whom its inner connection +and construction are withheld. We are compelled by +the principle of contradiction to admit that what Euclid +demonstrates is true, but we do not comprehend <emph>why</emph> it +is so. We have therefore almost the same uncomfortable +feeling that we experience after a juggling trick, and, in +fact, most of Euclid's demonstrations are remarkably like +such feats. The truth almost always enters by the back +door, for it manifests itself <foreign lang='la' rend='italic'>per accidens</foreign> through some +contingent circumstance. Often a <foreign lang='la' rend='italic'>reductio ad absurdum</foreign> +shuts all the doors one after another, until only one is +left through which we are therefore compelled to enter. +Often, as in the proposition of Pythagoras, lines are +drawn, we don't know why, and it afterwards appears +that they were traps which close unexpectedly and take +prisoner the assent of the astonished learner, who must +now admit what remains wholly inconceivable in its inner +connection, so much so, that he may study the whole of +Euclid through and through without gaining a real insight +into the laws of space-relations, but instead of them he +only learns by heart certain results which follow from +them. This specially empirical and unscientific knowledge +is like that of the doctor who knows both the +disease and the cure for it, but does not know the connection +between them. But all this is the necessary +consequence if we capriciously reject the special kind of +proof and evidence of one species of knowledge, and +forcibly introduce in its stead a kind which is quite +foreign to its nature. However, in other respects the +manner in which this has been accomplished by Euclid +deserves all the praise which has been bestowed on him +through so many centuries, and which has been carried +so far that his method of treating mathematics has been +set up as the pattern of all scientific exposition. Men +tried indeed to model all the sciences after it, but later +they gave up the attempt without quite knowing why. +Yet in our eyes this method of Euclid in mathematics +<pb n='093'/><anchor id='Pg093'/> +can appear only as a very brilliant piece of perversity. +But when a great error in life or in science has been +intentionally and methodically carried out with universal +applause, it is always possible to discover its source in +the philosophy which prevailed at the time. The Eleatics +first brought out the difference, and indeed often the +conflict, that exists between what is perceived, φαινομενον,<note place='foot'>The reader must not think here +of Kant's misuse of these Greek +terms, which is condemned in the +Appendix.</note> +and what is thought, νουμενον, and used it in many ways +in their philosophical epigrams, and also in sophisms. +They were followed later by the Megarics, the Dialecticians, +the Sophists, the New-Academy, and the Sceptics; +these drew attention to the illusion, that is to say, to the +deception of the senses, or rather of the understanding +which transforms the data of the senses into perception, +and which often causes us to see things to which the +reason unhesitatingly denies reality; for example, a stick +broken in water, and such like. It came to be known +that sense-perception was not to be trusted unconditionally, +and it was therefore hastily concluded that only +rational, logical thought could establish truth; although +Plato (in the Parmenides), the Megarics, Pyrrho, and +the New-Academy, showed by examples (in the manner +which was afterwards adopted by Sextus Empiricus) how +syllogisms and concepts were also sometimes misleading, +and indeed produced paralogisms and sophisms which +arise much more easily and are far harder to explain +than the illusion of sense-perception. However, this +rationalism, which arose in opposition to empiricism, kept +the upper hand, and Euclid constructed the science of +mathematics in accordance with it. He was compelled +by necessity to found the axioms upon evidence of perception +(φαινομενον), but all the rest he based upon +reasoning (νουμενον). His method reigned supreme +through all the succeeding centuries, and it could not +but do so as long as pure intuition or perception, <foreign lang='la' rend='italic'>a priori</foreign>, +<pb n='094'/><anchor id='Pg094'/> +was not distinguished from empirical perception. Certain +passages from the works of Proclus, the commentator of +Euclid, which Kepler translated into Latin in his book, +<q>De Harmonia Mundi,</q> seem to show that he fully +recognised this distinction. But Proclus did not attach +enough importance to the matter; he merely mentioned +it by the way, so that he remained unnoticed and accomplished +nothing. Therefore, not till two thousand years +later will the doctrine of Kant, which is destined to make +such great changes in all the knowledge, thought, and +action of European nations, produce this change in +mathematics also. For it is only after we have learned +from this great man that the intuitions or perceptions of +space and time are quite different from empirical perceptions, +entirely independent of any impression of the +senses, conditioning it, not conditioned by it, <hi rend='italic'>i.e.</hi>, are <foreign lang='la' rend='italic'>a +priori</foreign>, and therefore are not exposed to the illusions of +sense; only after we have learned this, I say, can we +comprehend that Euclid's logical method of treating +mathematics is a useless precaution, a crutch for sound +legs, that it is like a wanderer who during the night +mistakes a bright, firm road for water, and carefully +avoiding it, toils over the broken ground beside it, content +to keep from point to point along the edge of the +supposed water. Only now can we affirm with certainty +that what presents itself to us as necessary in the perception +of a figure, does not come from the figure on the +paper, which is perhaps very defectively drawn, nor from +the abstract concept under which we think it, but immediately +from the form of all knowledge of which we are +conscious <foreign lang='la' rend='italic'>a priori</foreign>. This is always the principle of +sufficient reason; here as the form of perception, <hi rend='italic'>i.e.</hi>, +space, it is the principle of the ground of being, the +evidence and validity of which is, however, just as great +and as immediate as that of the principle of the ground +of knowing, <hi rend='italic'>i.e.</hi>, logical certainty. Thus we need not and +ought not to leave the peculiar province of mathematics +<pb n='095'/><anchor id='Pg095'/> +in order to put our trust only in logical proof, and seek +to authenticate mathematics in a sphere which is quite +foreign to it, that of concepts. If we confine ourselves to +the ground peculiar to mathematics, we gain the great +advantage that in it the rational knowledge <emph>that</emph> something +is, is one with the knowledge <emph>why</emph> it is so, whereas the +method of Euclid entirely separates these two, and lets +us know only the first, not the second. Aristotle says +admirably in the Analyt., post. i. 27: <q>Ακριβεστερα δ᾽ +επιστημη επιστημης και προτερα, ἡτε του ὁτι και του +διοτι ἡ αυτη, αλλα μη χωρις του ὁτι, της του διοτι</q> +(<foreign lang='la' rend='italic'>Subtilior autem et praestantior ea est scientia, quâ</foreign> <hi rend='smallcaps'>quod</hi> +<foreign lang='la' rend='italic'>aliquid sit, et</foreign> <hi rend='smallcaps'>cur</hi> <foreign lang='la' rend='italic'>sit una simulque intelligimus non +separatim</foreign> <hi rend='smallcaps'>quod</hi>, <foreign lang='la' rend='italic'>et</foreign> <hi rend='smallcaps'>cur</hi> <foreign lang='la' rend='italic'>sit</foreign>). In physics we are only +satisfied when the knowledge that a thing is as it is +is combined with the knowledge why it is so. To +know that the mercury in the Torricellian tube stands +thirty inches high is not really rational knowledge if +we do not know that it is sustained at this height by the +counterbalancing weight of the atmosphere. Shall we +then be satisfied in mathematics with the <foreign lang='la' rend='italic'>qualitas occulta</foreign> +of the circle that the segments of any two intersecting +chords always contain equal rectangles? That it is so +Euclid certainly demonstrates in the 35th Prop. of the +Third Book; <emph>why</emph> it is so remains doubtful. In the same +way the proposition of Pythagoras teaches us a <foreign rend='italic'>qualitas +occulta</foreign> of the right-angled triangle; the stilted and indeed +fallacious demonstration of Euclid forsakes us at the <emph>why</emph>, +and a simple figure, which we already know, and which +is present to us, gives at a glance far more insight into +the matter, and firm inner conviction of that necessity, and +of the dependence of that quality upon the right angle:— +</p> + +<p rend='text-align: center'> + <figure url='images/illus_131.png' rend='width: 50%'> + <figDesc>Illustration</figDesc> + </figure> +</p> + +<pb n='096'/><anchor id='Pg096'/> + +<p> +In the case of unequal catheti also, and indeed generally +in the case of every possible geometrical truth, it is quite +possible to obtain such a conviction based on perception, +because these truths were always discovered by such an +empirically known necessity, and their demonstration was +only thought out afterwards in addition. Thus we only +require an analysis of the process of thought in the first +discovery of a geometrical truth in order to know its +necessity empirically. It is the analytical method in +general that I wish for the exposition of mathematics, +instead of the synthetical method which Euclid made +use of. Yet this would have very great, though not +insuperable, difficulties in the case of complicated mathematical +truths. Here and there in Germany men are +beginning to alter the exposition of mathematics, and to +proceed more in this analytical way. The greatest effort +in this direction has been made by Herr Kosack, teacher +of mathematics and physics in the Gymnasium at Nordhausen, +who added a thorough attempt to teach geometry +according to my principles to the programme of the school +examination on the 6th of April 1852. +</p> + +<p> +In order to improve the method of mathematics, it is +especially necessary to overcome the prejudice that +demonstrated truth has any superiority over what is +known through perception, or that logical truth founded +upon the principle of contradiction has any superiority +over metaphysical truth, which is immediately evident, and +to which belongs the pure intuition or perception of space. +</p> + +<p> +That which is most certain, and yet always inexplicable, +is what is involved in the principle of sufficient reason, +for this principle, in its different aspects, expresses the +universal form of all our ideas and knowledge. All +explanation consists of reduction to it, exemplification in +the particular case of the connection of ideas expressed +generally through it. It is thus the principle of all +explanation, and therefore it is neither susceptible of an +explanation itself, nor does it stand in need of it; for +<pb n='097'/><anchor id='Pg097'/> +every explanation presupposes it, and only obtains meaning +through it. Now, none of its forms are superior to +the rest; it is equally certain and incapable of demonstration +as the principle of the ground of being, or of +change, or of action, or of knowing. The relation of reason +and consequent is a necessity in all its forms, and indeed +it is, in general, the source of the concept of necessity, +for necessity has no other meaning. If the reason is given +there is no other necessity than that of the consequent, +and there is no reason that does not involve the necessity +of the consequent. Just as surely then as the consequent +expressed in the conclusion follows from the +ground of knowledge given in the premises, does the +ground of being in space determine its consequent in +space: if I know through perception the relation of +these two, this certainty is just as great as any logical +certainty. But every geometrical proposition is just as +good an expression of such a relation as one of the +twelve axioms; it is a metaphysical truth, and as such, +just as certain as the principle of contradiction itself, +which is a metalogical truth, and the common foundation +of all logical demonstration. Whoever denies the +necessity, exhibited for intuition or perception, of the +space-relations expressed in any proposition, may just as +well deny the axioms, or that the conclusion follows from +the premises, or, indeed, he may as well deny the +principle of contradiction itself, for all these relations +are equally undemonstrable, immediately evident and +known <foreign lang='la' rend='italic'>a priori</foreign>. For any one to wish to derive the +necessity of space-relations, known in intuition or perception, +from the principle of contradiction by means of +a logical demonstration is just the same as for the feudal +superior of an estate to wish to hold it as the vassal of +another. Yet this is what Euclid has done. His +axioms only, he is compelled to leave resting upon +immediate evidence; all the geometrical truths which +follow are demonstrated logically, that is to say, from +<pb n='098'/><anchor id='Pg098'/> +the agreement of the assumptions made in the proposition +with the axioms which are presupposed, or with +some earlier proposition; or from the contradiction between +the opposite of the proposition and the assumptions made +in it, or the axioms, or earlier propositions, or even itself. +But the axioms themselves have no more immediate +evidence than any other geometrical problem, but only +more simplicity on account of their smaller content. +</p> + +<p> +When a criminal is examined, a <foreign rend='italic'>procès-verbal</foreign> is made +of his statement in order that we may judge of its truth +from its consistency. But this is only a makeshift, and +we are not satisfied with it if it is possible to investigate +the truth of each of his answers for itself; especially +as he might lie consistently from the beginning. But +Euclid investigated space according to this first method. +He set about it, indeed, under the correct assumption +that nature must everywhere be consistent, and that +therefore it must also be so in space, its fundamental +form. Since then the parts of space stand to each other +in a relation of reason and consequent, no single property +of space can be different from what it is without being +in contradiction with all the others. But this is a very +troublesome, unsatisfactory, and roundabout way to +follow. It prefers indirect knowledge to direct, which is +just as certain, and it separates the knowledge that a +thing is from the knowledge why it is, to the great disadvantage +of the science; and lastly, it entirely withholds +from the beginner insight into the laws of space, and +indeed renders him unaccustomed to the special investigation +of the ground and inner connection of things, +inclining him to be satisfied with a mere historical +knowledge that a thing is as it is. The exercise of +acuteness which this method is unceasingly extolled as +affording consists merely in this, that the pupil practises +drawing conclusions, <hi rend='italic'>i.e.</hi>, he practises applying the principle +of contradiction, but specially he exerts his memory +to retain all those data whose agreement is to be tested. +<pb n='099'/><anchor id='Pg099'/> +Moreover, it is worth noticing that this method of +proof was applied only to geometry and not to arithmetic. +In arithmetic the truth is really allowed to come home +to us through perception alone, which in it consists +simply in counting. As the perception of numbers is +in <emph>time alone</emph>, and therefore cannot be represented by a +sensuous schema like the geometrical figure, the suspicion +that perception is merely empirical, and possibly illusive, +disappeared in arithmetic, and the introduction of the +logical method of proof into geometry was entirely due +to this suspicion. As time has only one dimension, +counting is the only arithmetical operation, to which all +others may be reduced; and yet counting is just intuition +or perception <foreign lang='la' rend='italic'>a priori</foreign>, to which there is no hesitation +in appealing here, and through which alone everything else, +every sum and every equation, is ultimately proved. We +prove, for example, not that (7 + 9 × 8 - 2)/3 = 42; but we refer to +the pure perception in time, counting thus makes each +individual problem an axiom. Instead of the demonstrations +that fill geometry, the whole content of arithmetic +and algebra is thus simply a method of abbreviating +counting. We mentioned above that our immediate +perception of numbers in time extends only to about +ten. Beyond this an abstract concept of the numbers, +fixed by a word, must take the place of the perception; +which does not therefore actually occur any longer, but +is only indicated in a thoroughly definite manner. Yet +even so, by the important assistance of the system of +figures which enables us to represent all larger numbers +by the same small ones, intuitive or perceptive evidence +of every sum is made possible, even where we make +such use of abstraction that not only the numbers, but +indefinite quantities and whole operations are thought +only in the abstract and indicated as so thought, as [sqrt](r^b) +so that we do not perform them, but merely symbolise +them. +</p> + +<p> +We might establish truth in geometry also, through +<pb n='100'/><anchor id='Pg100'/> +pure <foreign lang='la' rend='italic'>a priori</foreign> perception, with the same right and +certainty as in arithmetic. It is in fact always this +necessity, known through perception in accordance with +the principle of sufficient reason of being, which gives to +geometry its principal evidence, and upon which in the +consciousness of every one, the certainty of its propositions +rests. The stilted logical demonstration is always foreign +to the matter, and is generally soon forgotten, without +weakening our conviction. It might indeed be dispensed +with altogether without diminishing the evidence of +geometry, for this is always quite independent of such +demonstration, which never proves anything we are not +convinced of already, through another kind of knowledge. +So far then it is like a cowardly soldier, who adds a +wound to an enemy slain by another, and then boasts +that he slew him himself.<note place='foot'>Spinoza, who always boasts that +he proceeds <foreign rend='italic'>more geometrico</foreign>, has +actually done so more than he himself +was aware. For what he knew +with certainty and decision from the +immediate, perceptive apprehension +of the nature of the world, he seeks +to demonstrate logically without +reference to this knowledge. He +only arrives at the intended and predetermined +result by starting from +arbitrary concepts framed by himself +(<foreign lang='la' rend='italic'>substantia causa sui</foreign>, &c.), and +in the demonstrations he allows +himself all the freedom of choice for +which the nature of the wide concept-spheres +afford such convenient +opportunity. That his doctrine is +true and excellent is therefore in +his case, as in that of geometry, +quite independent of the demonstrations +of it. Cf. ch. 13 of supplementary +volume.</note> +</p> + +<p> +After all this we hope there will be no doubt that +the evidence of mathematics, which has become the +pattern and symbol of all evidence, rests essentially not +upon demonstration, but upon immediate perception, +which is thus here, as everywhere else, the ultimate +ground and source of truth. Yet the perception which +lies at the basis of mathematics has a great advantage +over all other perception, and therefore over empirical +perception. It is <foreign lang='la' rend='italic'>a priori</foreign>, and therefore independent of +experience, which is always given only in successive +parts; therefore everything is equally near to it, and we +can start either from the reason or from the consequent, +as we please. Now this makes it absolutely reliable, +<pb n='101'/><anchor id='Pg101'/> +for in it the consequent is known from the reason, +and this is the only kind of knowledge that has +necessity; for example, the equality of the sides is +known as established by the equality of the angles. All +empirical perception, on the other hand, and the greater +part of experience, proceeds conversely from the consequent +to the reason, and this kind of knowledge is not +infallible, for necessity only attaches to the consequent +on account of the reason being given, and no necessity +attaches to the knowledge of the reason from the consequent, +for the same consequent may follow from different +reasons. The latter kind of knowledge is simply induction, +<hi rend='italic'>i.e.</hi>, from many consequents which point to one +reason, the reason is accepted as certain; but as the +cases can never be all before us, the truth here is not +unconditionally certain. But all knowledge through +sense-perception, and the great bulk of experience, has +only this kind of truth. The affection of one of the +senses induces the understanding to infer a cause of the +effect, but, as a conclusion from the consequent to the +reason is never certain, illusion, which is deception of +the senses, is possible, and indeed often occurs, as was +pointed out above. Only when several of the senses, or +it may be all the five, receive impressions which point to +the same cause, the possibility of illusion is reduced to a +minimum; but yet it still exists, for there are cases, for +example, the case of counterfeit money, in which all the +senses are deceived. All empirical knowledge, and consequently +the whole of natural science, is in the same +position, except only the pure, or as Kant calls it, metaphysical +part of it. Here also the causes are known +from the effects, consequently all natural philosophy +rests upon hypotheses, which are often false, and must +then gradually give place to more correct ones. Only +in the case of purposely arranged experiments, knowledge +proceeds from the cause to the effect, that is, it follows +the method that affords certainty; but these experiments +<pb n='102'/><anchor id='Pg102'/> +themselves are undertaken in consequence of hypotheses. +Therefore, no branch of natural science, such as physics, +or astronomy, or physiology could be discovered all at +once, as was the case with mathematics and logic, but +required and requires the collected and compared experiences +of many centuries. In the first place, repeated +confirmation in experience brings the induction, upon +which the hypothesis rests, so near completeness that in +practice it takes the place of certainty, and is regarded +as diminishing the value of the hypothesis, its source, +just as little as the incommensurability of straight and +curved lines diminishes the value of the application of +geometry, or that perfect exactness of the logarithm, +which is not attainable, diminishes the value of arithmetic. +For as the logarithm, or the squaring of the +circle, approaches infinitely near to correctness through +infinite fractions, so, through manifold experience, the +induction, <hi rend='italic'>i.e.</hi>, the knowledge of the cause from the +effects, approaches, not infinitely indeed, but yet so near +mathematical evidence, <hi rend='italic'>i.e.</hi>, knowledge of the effects from +the cause, that the possibility of mistake is small enough +to be neglected, but yet the possibility exists; for example, +a conclusion from an indefinite number of cases +to all cases, <hi rend='italic'>i.e.</hi>, to the unknown ground on which all +depend, is an induction. What conclusion of this kind +seems more certain than that all men have the heart on +the left side? Yet there are extremely rare and quite +isolated exceptions of men who have the heart upon the +right side. Sense-perception and empirical science have, +therefore, the same kind of evidence. The advantage +which mathematics, pure natural science, and logic have +over them, as <foreign lang='la' rend='italic'>a priori</foreign> knowledge, rests merely upon this, +that the formal element in knowledge upon which all +that is <foreign lang='la' rend='italic'>a priori</foreign> is based, is given as a whole and at once, +and therefore in it we can always proceed from the cause +to the effect, while in the former kind of knowledge we +are generally obliged to proceed from the effect to the +<pb n='103'/><anchor id='Pg103'/> +cause. In other respects, the law of causality, or the +principle of sufficient reason of change, which guides +empirical knowledge, is in itself just as certain as the +other forms of the principle of sufficient reason which +are followed by the <foreign lang='la' rend='italic'>a priori</foreign> sciences referred to above. +Logical demonstrations from concepts or syllogisms have +the advantage of proceeding from the reason to the consequent, +just as much as knowledge through perception <foreign lang='la' rend='italic'>a +priori</foreign>, and therefore in themselves, <hi rend='italic'>i.e.</hi>, according to their +form, they are infallible. This has greatly assisted to +bring demonstration in general into such esteem. But +this infallibility is merely relative; the demonstration +merely subsumes under the first principles of the science, +and it is these which contain the whole material truth of +science, and they must not themselves be demonstrated, +but must be founded on perception. In the few <foreign lang='la' rend='italic'>a priori</foreign> +sciences we have named above, this perception is pure, +but everywhere else it is empirical, and is only raised +to universality through induction. If, then, in the empirical +sciences also, the particular is proved from the +general, yet the general, on the other hand, has received +its truth from the particular; it is only a store of collected +material, not a self-constituted foundation. +</p> + +<p> +So much for the foundation of truth. Of the source +and possibility of error many explanations have been +tried since Plato's metaphorical solution of the dove-cot +where the wrong pigeons are caught, &c. (Theætetus, p. +167, <hi rend='italic'>et seq.</hi>) Kant's vague, indefinite explanation of the +source of error by means of the diagram of diagonal +motion, will be found in the <q>Critique of Pure Reason,</q> +p. 294 of the first edition, and p. 350 of the fifth. As +truth is the relation of a judgment to its ground of knowledge, +it is always a problem how the person judging can +believe that he has such a ground of knowledge and yet +not have it; that is to say, how error, the deception of +reason, is possible. I find this possibility quite analogous +to that of illusion, or the deception of the understanding, +<pb n='104'/><anchor id='Pg104'/> +which has been explained above. My opinion is (and +this is what gives this explanation its proper place here) +that <emph>every error is an inference from the consequent to the +reason</emph>, which indeed is valid when we know that the +consequent has that reason and can have no other; but +otherwise is not valid. The person who falls into error, +either attributes to a consequent a reason which it cannot +have, in which case he shows actual deficiency of +understanding, <hi rend='italic'>i.e.</hi>, deficiency in the capacity for immediate +knowledge of the connection between the cause and +the effect, or, as more frequently happens, he attributes +to the effect a cause which is possible, but he adds to the +major proposition of the syllogism, in which he infers +the cause from the effect, that this effect <emph>always</emph> results +only from this cause. Now he could only be assured +of this by a complete induction, which, however, he +assumes without having made it. This <q>always</q> is therefore +too wide a concept, and instead of it he ought to +have used <q>sometimes</q> or <q>generally.</q> The conclusion +would then be problematical, and therefore not erroneous. +That the man who errs should proceed in this way is +due either to haste, or to insufficient knowledge of what +is possible, on account of which he does not know the +necessity of the induction that ought to be made. Error +then is quite analogous to illusion. Both are inferences +from the effect to the cause; the illusion brought about +always in accordance with the law of causality, and by +the understanding alone, thus directly, in perception +itself; the error in accordance with all the forms of the +principle of sufficient reason, and by the reason, thus in +thought itself; yet most commonly in accordance with +the law of causality, as will appear from the three +following examples, which may be taken as types or +representatives of the three kinds of error. (1.) The +illusion of the senses (deception of the understanding) +induces error (deception of the reason); for example, if +one mistakes a painting for an alto-relief, and actually +<pb n='105'/><anchor id='Pg105'/> +takes it for such; the error results from a conclusion +from the following major premise: <q>If dark grey passes +regularly through all shades to white; the cause is <emph>always</emph> +the light, which strikes differently upon projections and +depressions, <foreign lang='la' rend='italic'>ergo</foreign>—.</q> (2.) <q>If there is no money in my +safe, the cause is <emph>always</emph> that my servant has got a key +for it: <foreign lang='la' rend='italic'>ergo</foreign>—.</q> (3.) <q>If a ray of sunlight, broken +through a prism, <hi rend='italic'>i.e.</hi>, bent up or down, appears as a +coloured band instead of round and white as before, the +cause must always be that light consists of homogeneous +rays, differently coloured and refrangible to different +degrees, which, when forced asunder on account of the +difference of their refrangibility, give an elongated and +variously-coloured spectrum: <foreign lang='la' rend='italic'>ergo—bibamus!</foreign></q>—It must +be possible to trace every error to such a conclusion, +drawn from a major premise which is often only falsely +generalised, hypothetical, and founded on the assumption +that some particular cause is that of a certain effect. +Only certain mistakes in counting are to be excepted, +and they are not really errors, but merely mistakes. +The operation prescribed by the concepts of the numbers +has not been carried out in pure intuition or perception, +in counting, but some other operation instead of it. +</p> + +<p> +As regards the <emph>content</emph> of the sciences generally, it is, +in fact, always the relation of the phenomena of the +world to each other, according to the principle of sufficient +reason, under the guidance of the <emph>why</emph>, which has validity +and meaning only through this principle. <emph>Explanation</emph> is +the establishment of this relation. Therefore explanation +can never go further than to show two ideas standing to +each other in the relation peculiar to that form of the +principle of sufficient reason which reigns in the class to +which they belong. If this is done we cannot further be +asked the question, <emph>why</emph>: for the relation proved is that +one which absolutely cannot be imagined as other than it +is, <hi rend='italic'>i.e.</hi>, it is the form of all knowledge. Therefore we do +not ask why 2 + 2 = 4; or why the equality of the +<pb n='106'/><anchor id='Pg106'/> +angles of a triangle determines the equality of the sides; +or why its effect follows any given cause; or why the +truth of the conclusion is evident from the truth of the +premises. Every explanation which does not ultimately +lead to a relation of which no <q>why</q> can further be +demanded, stops at an accepted <foreign lang='la' rend='italic'>qualitas occulta</foreign>; but this +is the character of every original force of nature. Every +explanation in natural science must ultimately end with +such a <foreign lang='la' rend='italic'>qualitas occulta</foreign>, and thus with complete obscurity. +It must leave the inner nature of a stone just as much +unexplained as that of a human being; it can give as +little account of the weight, the cohesion, the chemical +qualities, &c., of the former, as of the knowing and acting +of the latter. Thus, for example, weight is a <foreign lang='la' rend='italic'>qualitas +occulta</foreign>, for it can be thought away, and does not proceed +as a necessity from the form of knowledge; which, on the +contrary, is not the case with the law of inertia, for it +follows from the law of causality, and is therefore +sufficiently explained if it is referred to that law. There +are two things which are altogether inexplicable,—that +is to say, do not ultimately lead to the relation which the +principle of sufficient reason expresses. These are, first, +the principle of sufficient reason itself in all its four +forms, because it is the principle of all explanation, which +has meaning only in relation to it; secondly, that to +which this principle does not extend, but which is the +original source of all phenomena; the thing-in-itself, the +knowledge of which is not subject to the principle of +sufficient reason. We must be content for the present +not to understand this thing-in-itself, for it can only be +made intelligible by means of the following book, in +which we shall resume this consideration of the possible +achievements of the sciences. But at the point at which +natural science, and indeed every science, leaves things, +because not only its explanation of them, but even the +principle of this explanation, the principle of sufficient +reason, does not extend beyond this point; there philosophy +<pb n='107'/><anchor id='Pg107'/> +takes them up and treats them after its own method, +which is quite distinct from the method of science. In +my essay on the principle of sufficient reason, § 51, I +have shown how in the different sciences the chief guiding +clue is one or other form of that principle; and, in fact, +perhaps the most appropriate classification of the sciences +might be based upon this circumstance. Every explanation +arrived at by the help of this clue is, as we have +said, merely relative; it explains things in relation to +each other, but something which indeed is presupposed is +always left unexplained. In mathematics, for example, +this is space and time; in mechanics, physics, and +chemistry it is matter, qualities, original forces and laws +of nature; in botany and zoology it is the difference of +species, and life itself; in history it is the human race +with all its properties of thought and will: in all it is +that form of the principle of sufficient reason which is +respectively applicable. It is peculiar to <emph>philosophy</emph> that +it presupposes nothing as known, but treats everything as +equally external and a problem; not merely the relations +of phenomena, but also the phenomena themselves, and +even the principle of sufficient reason to which the other +sciences are content to refer everything. In philosophy +nothing would be gained by such a reference, as one +member of the series is just as external to it as another; +and, moreover, that kind of connection is just as much a +problem for philosophy as what is joined together by it, +and the latter again is just as much a problem after its +combination has been explained as before it. For, as we +have said, just what the sciences presuppose and lay down +as the basis and the limits of their explanation, is precisely +and peculiarly the problem of philosophy, which +may therefore be said to begin where science ends. It +cannot be founded upon demonstrations, for they lead +from known principles to unknown, but everything is +equally unknown and external to philosophy. There can +be no principle in consequence of which the world with +<pb n='108'/><anchor id='Pg108'/> +all its phenomena first came into existence, and therefore +it is not possible to construct, as Spinoza wished, +a philosophy which demonstrates <foreign lang='la' rend='italic'>ex firmis principiis</foreign>. +Philosophy is the most general rational knowledge, the +first principles of which cannot therefore be derived from +another principle still more general. The principle of contradiction +establishes merely the agreement of concepts, +but does not itself produce concepts. The principle of +sufficient reason explains the connections of phenomena, +but not the phenomena themselves; therefore philosophy +cannot proceed upon these principles to seek a <foreign lang='la' rend='italic'>causa +efficiens</foreign> or a <foreign lang='la' rend='italic'>causa finalis</foreign> of the whole world. My philosophy, +at least, does not by any means seek to know +<emph>whence</emph> or <emph>wherefore</emph> the world exists, but merely <emph>what</emph> the +world is. But the <emph>why</emph> is here subordinated to the +<emph>what</emph>, for it already belongs to the world, as it arises and +has meaning and validity only through the form of its +phenomena, the principle of sufficient reason. We might +indeed say that every one knows what the world is without +help, for he is himself that subject of knowledge of +which the world is the idea; and so far this would be +true. But that knowledge is empirical, is in the concrete; +the task of philosophy is to reproduce this in +the abstract to raise to permanent rational knowledge +the successive changing perceptions, and in general, all +that is contained under the wide concept of feeling and +merely negatively defined as not abstract, distinct, rational +knowledge. It must therefore consist of a statement in +the abstract, of the nature of the whole world, of the +whole, and of all the parts. In order then that it may +not lose itself in the endless multitude of particular judgments, +it must make use of abstraction and think everything +individual in the universal, and its differences also +in the universal. It must therefore partly separate and +partly unite, in order to present to rational knowledge +the whole manifold of the world generally, according to +its nature, comprehended in a few abstract concepts. +<pb n='109'/><anchor id='Pg109'/> +Through these concepts, in which it fixes the nature of +the world, the whole individual must be known as well +as the universal, the knowledge of both therefore must +be bound together to the minutest point. Therefore the +capacity for philosophy consists just in that in which +Plato placed it, the knowledge of the one in the many, +and the many in the one. Philosophy will therefore be +a sum-total of general judgments, whose ground of knowledge +is immediately the world itself in its entirety, without +excepting anything; thus all that is to be found in +human consciousness; it will be <emph>a complete recapitulation, +as it were, a reflection, of the world in abstract concepts</emph>, +which is only possible by the union of the essentially +identical in <emph>one</emph> concept and the relegation of the different +to another. This task was already prescribed to philosophy +by Bacon of Verulam when he said: <foreign lang='la' rend='italic'>ea demum vera est +philosophia, quae mundi ipsius voces fidelissime reddit, et +veluti dictante mundo conscripta est, et nihil aliud est, +quam ejusdem</foreign> <hi rend='smallcaps'>simulacrum et reflectio</hi>, <foreign lang='la' rend='italic'>neque addit quidquam +de proprio, sed tantum iterat et resonat</foreign> (De Augm. +Scient., L. 2, c. 13). But we take this in a wider sense +than Bacon could then conceive. +</p> + +<p> +The agreement which all the sides and parts of the +world have with each other, just because they belong to +a whole, must also be found in this abstract copy of it. +Therefore the judgments in this sum-total could to a +certain extent be deduced from each other, and indeed +always reciprocally so deduced. Yet to make the first +judgment possible, they must all be present, and thus +implied as prior to it in the knowledge of the world in +the concrete, especially as all direct proof is more certain +than indirect proof; their harmony with each other by +virtue of which they come together into the unity of <emph>one</emph> +thought, and which arises from the harmony and unity of +the world of perception itself, which is their common +ground of knowledge, is not therefore to be made use +of to establish them, as that which is prior to them, +<pb n='110'/><anchor id='Pg110'/> +but is only added as a confirmation of their truth. +This problem itself can only become quite clear in being +solved.<note place='foot'>Cf. Ch. 17 of Supplement.</note> +</p> + +<p> +§ 16. After this full consideration of reason as a special +faculty of knowledge belonging to man alone, and the +results and phenomena peculiar to human nature brought +about by it, it still remains for me to speak of reason, so +far as it is the guide of human action, and in this respect +may be called <emph>practical</emph>. But what there is to say upon +this point has found its place elsewhere in the appendix +to this work, where I controvert the existence of the so-called +practical reason of Kant, which he (certainly very +conveniently) explained as the immediate source of virtue, +and as the seat of an absolute (<hi rend='italic'>i.e.</hi>, fallen from heaven) +imperative. The detailed and thorough refutation of this +Kantian principle of morality I have given later in the +<q>Fundamental Problems of Ethics.</q> There remains, +therefore, but little for me to say here about the actual +influence of reason, in the true sense of the word, upon +action. At the commencement of our treatment of +reason we remarked, in general terms, how much the +action and behaviour of men differs from that of brutes, +and that this difference is to be regarded as entirely due +to the presence of abstract concepts in consciousness. +The influence of these upon our whole existence is so +penetrating and significant that, on account of them, we +are related to the lower animals very much as those +animals that see are related to those that have no eyes +(certain larvae, worms, and zoophytes). Animals without +eyes know only by touch what is immediately present +to them in space, what comes into contact with them; +those which see, on the contrary, know a wide circle of +near and distant objects. In the same way the absence +of reason confines the lower animals to the ideas of perception, +<hi rend='italic'>i.e.</hi>, the real objects which are immediately present +to them in time; we, on the contrary, on account +<pb n='111'/><anchor id='Pg111'/> +of knowledge in the abstract, comprehend not only the +narrow actual present, but also the whole past and +future, and the wide sphere of the possible; we view +life freely on all its sides, and go far beyond the +present and the actual. Thus what the eye is in space +and for sensuous knowledge, reason is, to a certain +extent, in time and for inner knowledge. But as the +visibility of objects has its worth and meaning only in +the fact that it informs us of their tangibility, so the +whole worth of abstract knowledge always consists in its +relation to what is perceived. Therefore men naturally +attach far more worth to immediate and perceived knowledge +than to abstract concepts, to that which is merely +thought; they place empirical knowledge before logical. +But this is not the opinion of men who live more in +words than in deeds, who have seen more on paper and +in books than in actual life, and who in their greatest +degeneracy become pedants and lovers of the mere letter. +Thus only is it conceivable that Leibnitz and Wolf and +all their successors could go so far astray as to explain +knowledge of perception, after the example of Duns +Scotus, as merely confused abstract knowledge! To the +honour of Spinoza, I must mention that his truer sense +led him, on the contrary, to explain all general concepts +as having arisen from the confusion of that which was +known in perception (Eth. II., prop. 40, Schol. 1). +It is also a result of perverted opinion that in mathematics +the evidence proper to it was rejected, and +logical evidence alone accepted; that everything in +general which was not abstract knowledge was comprehended +under the wide name of feeling, and consequently +was little valued; and lastly that the Kantian ethics +regarded the good will which immediately asserts itself +upon knowledge of the circumstances, and guides to +right and good action as mere feeling and emotion, and +consequently as worthless and without merit, and would +<pb n='112'/><anchor id='Pg112'/> +only recognise actions which proceed from abstract +maxims as having moral worth. +</p> + +<p> +The many-sided view of life as a whole which man, +as distinguished from the lower animals, possesses through +reason, may be compared to a geometrical, colourless, +abstract, reduced plan of his actual life. He, therefore, +stands to the lower animals as the navigator who, by +means of chart, compass, and quadrant, knows accurately +his course and his position at any time upon the sea, +stands to the uneducated sailors who see only the waves +and the heavens. Thus it is worth noticing, and indeed +wonderful, how, besides his life in the concrete, man +always lives another life in the abstract. In the former +he is given as a prey to all the storms of actual life, and +to the influence of the present; he must struggle, suffer, +and die like the brute. But his life in the abstract, as +it lies before his rational consciousness, is the still +reflection of the former, and of the world in which he +lives; it is just that reduced chart or plan to which we +have referred. Here in the sphere of quiet deliberation, +what completely possessed him and moved him intensely +before, appears to him cold, colourless, and for the +moment external to him; he is merely the spectator, the +observer. In respect of this withdrawal into reflection +he may be compared to an actor who has played his part +in one scene, and who takes his place among the audience +till it is time for him to go upon the stage again, and +quietly looks on at whatever may happen, even though +it be the preparation for his own death (in the piece), +but afterwards he again goes on the stage and acts and +suffers as he must. From this double life proceeds that +quietness peculiar to human beings, so very different +from the thoughtlessness of the brutes, and with which, +in accordance with previous reflection, or a formed determination, +or a recognised necessity, a man suffers or +accomplishes in cold blood, what is of the utmost and +often terrible importance to him; suicide, execution, the +<pb n='113'/><anchor id='Pg113'/> +duel, enterprises of every kind fraught with danger to life, +and, in general, things against which his whole animal +nature rebels. Under such circumstances we see to what +an extent reason has mastered the animal nature, and we +say to the strong: σιδηρειον νυ τοι ἡτορ! (<foreign lang='la' rend='italic'>ferreum certe +tibi cor</foreign>), Il. 24, 521. Here we can say truly that reason +manifests itself practically, and thus wherever action is +guided by reason, where the motives are abstract concepts, +wherever we are not determined by particular ideas of +perception, nor by the impression of the moment which +guides the brutes, there <emph>practical reason</emph> shows itself. But +I have fully explained in the Appendix, and illustrated by +examples, that this is entirely different from and unrelated +to the ethical worth of actions; that rational action +and virtuous action are two entirely different things; that +reason may just as well find itself in connection with +great evil as with great good, and by its assistance may +give great power to the one as well as to the other; that +it is equally ready and valuable for the methodical and +consistent carrying out of the noble and of the bad intention, +of the wise as of the foolish maxim; which all +results from the constitution of its nature, which is +feminine, receptive, retentive, and not spontaneous; all +this I have shown in detail in the Appendix, and illustrated +by examples. What is said there would have been +placed here, but on account of my polemic against Kant's +pretended practical reason I have been obliged to relegate +it to the Appendix, to which I therefore refer. +</p> + +<p> +The ideal explained in the <emph>Stoical philosophy</emph> is the +most complete development of <emph>practical reason</emph> in the true +and genuine sense of the word; it is the highest summit to +which man can attain by the mere use of his reason, and +in it his difference from the brutes shows itself most distinctly. +For the ethics of Stoicism are originally and +essentially, not a doctrine of virtue, but merely a guide +to a rational life, the end and aim of which is happiness +through peace of mind. Virtuous conduct appears in it +<pb n='114'/><anchor id='Pg114'/> +as it were merely by accident, as the means, not as the +end. Therefore the ethical theory of Stoicism is in its +whole nature and point of view fundamentally different +from the ethical systems which lay stress directly upon +virtue, such as the doctrines of the Vedas, of Plato, of +Christianity, and of Kant. The aim of Stoical ethics is +happiness: τελος το ευδαι μονειν (<foreign lang='la' rend='italic'>virtutes omnes finem +habere beatitudinem</foreign>) it is called in the account of the Stoa +by Stobæus (Ecl., L. ii. c. 7, p. 114, and also p. 138). +Yet the ethics of Stoicism teach that happiness can only +be attained with certainty through inward peace and +quietness of spirit (αταραξια), and that this again can +only be reached through virtue; this is the whole meaning +of the saying that virtue is the highest good. But if +indeed by degrees the end is lost sight of in the means, +and virtue is inculcated in a way which discloses an +interest entirely different from that of one's own happiness, +for it contradicts this too distinctly; this is just one +of those inconsistencies by means of which, in every +system, the immediately known, or, as it is called, felt +truth leads us back to the right way in defiance of +syllogistic reasoning; as, for example, we see clearly in the +ethical teaching of Spinoza, which deduces a pure doctrine +of virtue from the egoistical <foreign lang='la' rend='italic'>suum utile quærere</foreign> by means +of palpable sophisms. According to this, as I conceive the +spirit of the Stoical ethics, their source lies in the question +whether the great prerogative of man, reason, which, by +means of planned action and its results, relieves life and +its burdens so much, might not also be capable of freeing +him at once, directly, <hi rend='italic'>i.e.</hi>, through mere knowledge, completely, +or nearly so, of the sorrows and miseries of every +kind of which his life is full. They held that it was not in +keeping with the prerogative of reason that the nature +given with it, which by means of it comprehends and +contemplates an infinity of things and circumstances, +should yet, through the present, and the accidents that +can be contained in the few years of a life that is short, +<pb n='115'/><anchor id='Pg115'/> +fleeting, and uncertain, be exposed to such intense pain, +to such great anxiety and suffering, as arise from the +tempestuous strain of the desires and the antipathies; +and they believed that the due application of reason +must raise men above them, and can make them invulnerable. +Therefore Antisthenes says: Δει κτασθαι νουν, +η βροχον (<foreign lang='la' rend='italic'>aut mentem parandam, aut laqueum.</foreign> Plut. de +stoic. repugn., c. 14), <hi rend='italic'>i.e.</hi>, life is so full of troubles and +vexations, that one must either rise above it by means of +corrected thoughts, or leave it. It was seen that want +and suffering did not directly and of necessity spring +from not having, but from desiring to have and not +having; that therefore this desire to have is the necessary +condition under which alone it becomes a privation +not to have and begets pain. Ου πενια λυπην εργαζεται, +αλλα επιθυμια (<foreign lang='la' rend='italic'>non paupertas dolorem efficit, sed cupiditas</foreign>), +Epict., fragm. 25. Men learned also from experience that +it is only the hope of what is claimed that begets and +nourishes the wish; therefore neither the many unavoidable +evils which are common to all, nor unattainable +blessings, disquiet or trouble us, but only the trifling +more or less of those things which we can avoid or attain; +indeed, not only what is absolutely unavoidable or unattainable, +but also what is merely relatively so, leaves +us quite undisturbed; therefore the ills that have once +become joined to our individuality, or the good things +that must of necessity always be denied us, are treated +with indifference, in accordance with the peculiarity of +human nature that every wish soon dies and can no more +beget pain if it is not nourished by hope. It followed +from all this that happiness always depends upon the +proportion between our claims and what we receive. It +is all one whether the quantities thus related be great or +small, and the proportion can be established just as well +by diminishing the amount of the first as by increasing +the amount of the second; and in the same way it also +follows that all suffering proceeds from the want of proportion +<pb n='116'/><anchor id='Pg116'/> +between what we demand and expect and what +we get. Now this want of proportion obviously lies +only in knowledge, and it could be entirely abolished +through fuller insight.<note place='foot'>Omnes perturbationes judicio +censent fieri et opinione. Cic. +Tusc., 4, 6. Ταρασσει τους ανθρωπους +ου τα πραγματα, αλλα τα περι των +πραγματων δογματα (Perturbant +homines non res ipsæ, sed de rebus +opiniones). Epictet., c. v.</note> Therefore Chrysippus says: δει +ζῃν κατ᾽ εμπειριαν των φυσει συμβαινοντων (Stob. Ecl., L. +ii. c. 7, p. 134), that is, one ought to live with a due +knowledge of the transitory nature of the things of the +world. For as often as a man loses self-command, or is +struck down by a misfortune, or grows angry, or becomes +faint-hearted, he shows that he finds things different from +what he expected, consequently that he was caught in +error, and did not know the world and life, did not know +that the will of the individual is crossed at every step by +the chance of inanimate nature and the antagonism of +aims and the wickedness of other individuals: he has +therefore either not made use of his reason in order to +arrive at a general knowledge of this characteristic of +life, or he lacks judgment, in that he does not recognise +in the particular what he knows in general, and is +therefore surprised by it and loses his self-command.<note place='foot'>Τουτο γαρ εστι το αιτιον τοις +ανθρωποις παντων των κακων, το τας +προληψεις τας κοινας μη δυνασθαι +εφαρμοξειν ταις επι μερους (Hæc +est causa mortalibus omnium malorum, +non posse communes notiones +aptare singularibus). Epict. dissert., +ii., 26.</note> +Thus also every keen pleasure is an error and an illusion, +for no attained wish can give lasting satisfaction; and, +moreover, every possession and every happiness is but +lent by chance for an uncertain time, and may therefore +be demanded back the next hour. All pain rests on the +passing away of such an illusion; thus both arise from +defective knowledge; the wise man therefore holds himself +equally aloof from joy and sorrow, and no event +disturbs his αταραξια. +</p> + +<p> +In accordance with this spirit and aim of the Stoa, +Epictetus began and ended with the doctrine as the kernel +<pb n='117'/><anchor id='Pg117'/> +of his philosophy, that we should consider well and distinguish +what depends upon us and what does not, and +therefore entirely avoid counting upon the latter, whereby +we shall certainly remain free from all pain, sorrow, and +anxiety. But that which alone is dependent upon us is +the will; and here a transition gradually takes place to +a doctrine of virtue, for it is observed that as the outer +world, which is independent of us, determines good and +bad fortune, so inner contentment with ourselves, or the +absence of it, proceeds from the will. But it was then +asked whether we ought to apply the words <foreign lang='la' rend='italic'>bonum</foreign> and +<foreign lang='la' rend='italic'>malum</foreign> to the two former or to the two latter? This was +indeed arbitrary and a matter of choice, and did not +make any real difference, but yet the Stoics disputed +everlastingly with the Peripatetics and Epicureans about +it, and amused themselves with the inadmissible comparison +of two entirely incommensurable quantities, and +the antithetical, paradoxical judgments which proceeded +from them, and which they flung at each other. The +<hi rend='italic'>Paradoxa</hi> of Cicero afford us an interesting collection of +these from the Stoical side. +</p> + +<p> +Zeno, the founder, seems originally to have followed a +somewhat different path. The starting-point with him +was that for the attainment of the highest good, <hi rend='italic'>i.e.</hi>, +blessedness and spiritual peace, one must live in harmony +with oneself (ὁμολογουμενους ξῃν; δ᾽ εστι καθ᾽ ἑνα +λογον και συμφωνον ξῃν.—<foreign lang='la' rend='italic'>Consonanter vivere: hoc est +secundum unam rationem et concordem sibi vivere.</foreign> Stob. +Ecl. eth. L. ii., c. 7, p. 132. Also: Αρετην διαθεσιν ειναι +ψυχης συμφωνον ἑαυτῃ περι ὁλον τον βιον. <foreign lang='la' rend='italic'>Virtutem +esse animi affectiomem secum per totam vitam consentientem</foreign>, +<hi rend='italic'>ibid.</hi>, p. 104.) Now this was only possible for a man if +he determined himself entirely rationally, according to +concepts, not according to changing impressions and +moods; since, however, only the maxims of our conduct, +not the consequences nor the outward circumstances, are +in our power, in order to be always consistent we must set +<pb n='118'/><anchor id='Pg118'/> +before us as our aim only the maxims and not the consequences +and circumstances, and thus again a doctrine +of virtue is introduced. +</p> + +<p> +But the ethical principle of Zeno—to live in harmony +with oneself—appeared even to his immediate successors +to be too formal and empty. They therefore gave it +material content by the addition—<q>to live in harmony +with nature</q> (ὁμολογουμενως τῃ φυσει ζῃν), which, as +Stobæus mentions in another place, was first added by +Kleanthes, and extended the matter very much on account +of the wide sphere of the concept and the vagueness of +the expression. For Kleanthes meant the whole of +nature in general, while Chrysippus meant human nature +in particular (Diog. Laert., 7, 89). It followed that +what alone was adapted to the latter was virtue, just as +the satisfaction of animal desires was adapted to animal +natures; and thus ethics had again to be forcibly united +to a doctrine of virtue, and in some way or other established +through physics. For the Stoics always aimed at +unity of principle, as for them God and the world were +not dissevered. +</p> + +<p> +The ethical system of Stoicism, regarded as a whole, is +in fact a very valuable and estimable attempt to use the +great prerogative of man, reason, for an important and +salutary end; to raise him above the suffering and pain +to which all life is exposed, by means of a maxim— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign lang='la' rend='italic'>Qua ratione queas traducere leniter œvum:</foreign></q></l> +<l><foreign lang='la' rend='italic'>Ne te semper inops agitet vexetque cupido,</foreign></l> +<l><q rend='post'><foreign lang='la' rend='italic'>Ne pavor et rerum mediocriter utilium spes,</foreign></q></l> +</lg> +</quote> + +<p> +and thus to make him partake, in the highest degree, of +the dignity which belongs to him as a rational being, +as distinguished from the brutes; a dignity of which, +in this sense at any rate, we can speak, though not +in any other. It is a consequence of my view of the +ethical system of Stoicism that it must be explained +at the part of my work at which I consider what +<pb n='119'/><anchor id='Pg119'/> +reason is and what it can do. But although it may to +a certain extent be possible to attain that end through +the application of reason, and through a purely rational +system of ethics, and although experience shows that the +happiest men are those purely rational characters commonly +called practical philosophers,—and rightly so, because +just as the true, that is, the theoretical philosopher +carries life into the concept, they carry the concept into +life,—yet it is far from the case that perfection can be +attained in this way, and that the reason, rightly used, +can really free us from the burden and sorrow of life, and +lead us to happiness. Rather, there lies an absolute contradiction +in wishing to live without suffering, and this +contradiction is also implied in the commonly used expression, +<q>blessed life.</q> This will become perfectly clear +to whoever comprehends the whole of the following exposition. +In this purely rational system of ethics the contradiction +reveals itself thus, the Stoic is obliged in his +doctrine of the way to the blessed life (for that is what his +ethical system always remains) to insert a recommendation +of suicide (as among the magnificent ornaments and +apparel of Eastern despots there is always a costly vial +of poison) for the case in which the sufferings of the body, +which cannot be philosophised away by any principles or +syllogistic reasonings, are paramount and incurable; thus +its one aim, blessedness, is rendered vain, and nothing +remains as a mode of escape from suffering except death; +in such a case then death must be voluntarily accepted, +just as we would take any other medicine. Here then a +marked antagonism is brought out between the ethical +system of Stoicism and all those systems referred to above +which make virtue in itself directly, and accompanied by +the most grievous sorrows, their aim, and will not allow +a man to end his life in order to escape from suffering. +Not one of them, however, was able to give the true +reason for the rejection of suicide, but they laboriously +collected illusory explanations from all sides: the true +<pb n='120'/><anchor id='Pg120'/> +reason will appear in the Fourth Book in the course of the +development of our system. But the antagonism referred +to reveals and establishes the essential difference in fundamental +principle between Stoicism, which is just a special +form of endæmonism, and those doctrines we have mentioned, +although both are often at one in their results, +and are apparently related. And the inner contradiction +referred to above, with which the ethical system of +Stoicism is affected even in its fundamental thought, +shows itself further in the circumstance that its ideal, +the Stoic philosopher, as the system itself represents him, +could never obtain life or inner poetic truth, but remains +a wooden, stiff lay-figure of which nothing can be made. +He cannot himself make use of his wisdom, and his +perfect peace, contentment, and blessedness directly contradict +the nature of man, and preclude us from forming +any concrete idea of him. When compared with him, how +entirely different appear the overcomers of the world, and +voluntary hermits that Indian philosophy presents to us, +and has actually produced; or indeed, the holy man of +Christianity, that excellent form full of deep life, of the +greatest poetic truth, and the highest significance, which +stands before us in perfect virtue, holiness, and sublimity, +yet in a state of supreme suffering.<note place='foot'>Cf. Ch. 16 of Supplement.</note> +</p> + +</div> + +</div> + +<pb n='121'/><anchor id='Pg121'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Second Book. The World As Will.</head> + +<div> +<index index='toc'/> +<index index='pdf'/> +<head>First Aspect. The Objectification Of The Will.</head> + +<quote rend='display'> +<lg> +<l>Nos habitat, non tartara, sed nec sidera coeli:</l> +<l>Spiritus, in nobis qui viget, illa facit.</l> +</lg> +</quote> + +<pb n='123'/><anchor id='Pg123'/> + +<p> +§ 17. In the first book we considered the idea +merely as such, that is, only according to its general +form. It is true that as far as the abstract idea, the +concept, is concerned, we obtained a knowledge of it in +respect of its content also, because it has content and +meaning only in relation to the idea of perception, without +which it would be worthless and empty. Accordingly, +directing our attention exclusively to the idea of perception, +we shall now endeavour to arrive at a knowledge +of its content, its more exact definition, and the forms +which it presents to us. And it will specially interest +us to find an explanation of its peculiar significance, +that significance which is otherwise merely felt, but on +account of which it is that these pictures do not pass by +us entirely strange and meaningless, as they must otherwise +do, but speak to us directly, are understood, and +obtain an interest which concerns our whole nature. +</p> + +<p> +We direct our attention to mathematics, natural +science, and philosophy, for each of these holds out the +hope that it will afford us a part of the explanation we +desire. Now, taking philosophy first, we find that it is +like a monster with many heads, each of which speaks a +different language. They are not, indeed, all at variance +on the point we are here considering, the significance of +the idea of perception. For, with the exception of the +Sceptics and the Idealists, the others, for the most part, speak +very much in the same way of an <emph>object</emph> which constitutes +the <emph>basis</emph> of the idea, and which is indeed different in its +whole being and nature from the idea, but yet is in all +<pb n='124'/><anchor id='Pg124'/> +points as like it as one egg is to another. But this does +not help us, for we are quite unable to distinguish such +an object from the idea; we find that they are one and +the same; for every object always and for ever presupposes +a subject, and therefore remains idea, so that we +recognised objectivity as belonging to the most universal +form of the idea, which is the division into subject and +object. Further, the principle of sufficient reason, which +is referred to in support of this doctrine, is for us merely +the form of the idea, the orderly combination of one idea +with another, but not the combination of the whole finite +or infinite series of ideas with something which is not +idea at all, and which cannot therefore be presented in +perception. Of the Sceptics and Idealists we spoke +above, in examining the controversy about the reality of +the outer world. +</p> + +<p> +If we turn to mathematics to look for the fuller +knowledge we desire of the idea of perception, which we +have, as yet, only understood generally, merely in its +form, we find that mathematics only treats of these +ideas so far as they fill time and space, that is, so +far as they are quantities. It will tell us with the +greatest accuracy the how-many and the how-much; +but as this is always merely relative, that is to say, +merely a comparison of one idea with others, and a comparison +only in the one respect of quantity, this also is +not the information we are principally in search of. +</p> + +<p> +Lastly, if we turn to the wide province of natural +science, which is divided into many fields, we may, in the +first place, make a general division of it into two parts. +It is either the description of forms, which I call <emph>Morphology</emph>, +or the explanation of changes, which I call +<emph>Etiology</emph>. The first treats of the permanent forms, the +second of the changing matter, according to the laws of +its transition from one form to another. The first is +the whole extent of what is generally called natural +history. It teaches us, especially in the sciences of +<pb n='125'/><anchor id='Pg125'/> +botany and zoology, the various permanent, organised, +and therefore definitely determined forms in the constant +change of individuals; and these forms constitute a great +part of the content of the idea of perception. In natural +history they are classified, separated, united, arranged +according to natural and artificial systems, and brought +under concepts which make a general view and knowledge +of the whole of them possible. Further, an +infinitely fine analogy both in the whole and in the +parts of these forms, and running through them all +(<foreign lang='fr' rend='italic'>unité de plan</foreign>), is established, and thus they may be compared +to innumerable variations on a theme which is not +given. The passage of matter into these forms, that is to +say, the origin of individuals, is not a special part of +natural science, for every individual springs from its like +by generation, which is everywhere equally mysterious, +and has as yet evaded definite knowledge. The little that +is known on the subject finds its place in physiology, +which belongs to that part of natural science I have called +etiology. Mineralogy also, especially where it becomes +geology, inclines towards etiology, though it principally +belongs to morphology. Etiology proper comprehends all +those branches of natural science in which the chief concern +is the knowledge of cause and effect. The sciences +teach how, according to an invariable rule, one condition +of matter is necessarily followed by a certain other condition; +how one change necessarily conditions and brings +about a certain other change; this sort of teaching is called +<emph>explanation</emph>. The principal sciences in this department +are mechanics, physics, chemistry, and physiology. +</p> + +<p> +If, however, we surrender ourselves to its teaching, we +soon become convinced that etiology cannot afford us the +information we chiefly desire, any more than morphology. +The latter presents to us innumerable and infinitely +varied forms, which are yet related by an unmistakable +family likeness. These are for us ideas, and when only +treated in this way, they remain always strange to us, +<pb n='126'/><anchor id='Pg126'/> +and stand before us like hieroglyphics which we do not +understand. Etiology, on the other hand, teaches us that, +according to the law of cause and effect, this particular +condition of matter brings about that other particular +condition, and thus it has explained it and performed its +part. However, it really does nothing more than indicate +the orderly arrangement according to which the +states of matter appear in space and time, and teach in +all cases what phenomenon must necessarily appear at a +particular time in a particular place. It thus determines +the position of phenomena in time and space, according +to a law whose special content is derived from experience, +but whose universal form and necessity is yet known to +us independently of experience. But it affords us absolutely +no information about the inner nature of any one +of these phenomena: this is called a <emph>force of nature</emph>, and +it lies outside the province of causal explanation, which +calls the constant uniformity with which manifestations +of such a force appear whenever their known conditions +are present, a <emph>law of nature</emph>. But this law of nature, +these conditions, and this appearance in a particular +place at a particular time, are all that it knows or ever +can know. The force itself which manifests itself, the +inner nature of the phenomena which appear in accordance +with these laws, remains always a secret to it, +something entirely strange and unknown in the case of +the simplest as well as of the most complex phenomena. +For although as yet etiology has most completely +achieved its aim in mechanics, and least completely in +physiology, still the force on account of which a stone +falls to the ground or one body repels another is, in its +inner nature, not less strange and mysterious than that +which produces the movements and the growth of an +animal. The science of mechanics presupposes matter, +weight, impenetrability, the possibility of communicating +motion by impact, inertia and so forth as ultimate facts, +calls them forces of nature, and their necessary and +<pb n='127'/><anchor id='Pg127'/> +orderly appearance under certain conditions a law of +nature. Only after this does its explanation begin, and +it consists in indicating truly and with mathematical +exactness, how, where and when each force manifests +itself, and in referring every phenomenon which presents +itself to the operation of one of these forces. Physics, +chemistry, and physiology proceed in the same way in +their province, only they presuppose more and accomplish +less. Consequently the most complete etiological +explanation of the whole of nature can never be more +than an enumeration of forces which cannot be explained, +and a reliable statement of the rule according to which +phenomena appear in time and space, succeed, and make +way for each other. But the inner nature of the forces +which thus appear remains unexplained by such an explanation, +which must confine itself to phenomena and +their arrangement, because the law which it follows does +not extend further. In this respect it may be compared +to a section of a piece of marble which shows many veins +beside each other, but does not allow us to trace the +course of the veins from the interior of the marble to its +surface. Or, if I may use an absurd but more striking +comparison, the philosophical investigator must always +have the same feeling towards the complete etiology of +the whole of nature, as a man who, without knowing how, +has been brought into a company quite unknown to him, +each member of which in turn presents another to him +as his friend and cousin, and therefore as quite well +known, and yet the man himself, while at each introduction +he expresses himself gratified, has always the +question on his lips: <q>But how the deuce do I stand to +the whole company?</q> +</p> + +<p> +Thus we see that, with regard to those phenomena +which we know only as our ideas, etiology can never +give us the desired information that shall carry us beyond +this point. For, after all its explanations, they still +remain quite strange to us, as mere ideas whose significance +<pb n='128'/><anchor id='Pg128'/> +we do not understand. The causal connection +merely gives us the rule and the relative order of their +appearance in space and time, but affords us no further +knowledge of that which so appears. Moreover, the law +of causality itself has only validity for ideas, for objects +of a definite class, and it has meaning only in so far as it +presupposes them. Thus, like these objects themselves, +it always exists only in relation to a subject, that is, conditionally; +and so it is known just as well if we +start from the subject, <hi rend='italic'>i.e.</hi>, <foreign lang='la' rend='italic'>a priori</foreign>, as if we start from +the object, <hi rend='italic'>i.e.</hi>, <foreign lang='la' rend='italic'>a posteriori</foreign>. Kant indeed has taught us +this. +</p> + +<p> +But what now impels us to inquiry is just that we are +not satisfied with knowing that we have ideas, that they +are such and such, and that they are connected according +to certain laws, the general expression of which is the +principle of sufficient reason. We wish to know the +significance of these ideas; we ask whether this world is +merely idea; in which case it would pass by us like an +empty dream or a baseless vision, not worth our notice; +or whether it is also something else, something more than +idea, and if so, what. Thus much is certain, that this +something we seek for must be completely and in its +whole nature different from the idea; that the forms and +laws of the idea must therefore be completely foreign to +it; further, that we cannot arrive at it from the idea +under the guidance of the laws which merely combine +objects, ideas, among themselves, and which are the forms +of the principle of sufficient reason. +</p> + +<p> +Thus we see already that we can never arrive at the +real nature of things from without. However much we +investigate, we can never reach anything but images and +names. We are like a man who goes round a castle +seeking in vain for an entrance, and sometimes sketching +the façades. And yet this is the method that has been +followed by all philosophers before me. +</p> + +<p> +§ 18. In fact, the meaning for which we seek of that +<pb n='129'/><anchor id='Pg129'/> +world which is present to us only as our idea, or the +transition from the world as mere idea of the knowing +subject to whatever it may be besides this, would never be +found if the investigator himself were nothing more than +the pure knowing subject (a winged cherub without a +body). But he is himself rooted in that world; he finds +himself in it as an <emph>individual</emph>, that is to say, his knowledge, +which is the necessary supporter of the whole +world as idea, is yet always given through the medium of +a body, whose affections are, as we have shown, the starting-point +for the understanding in the perception of that +world. His body is, for the pure knowing subject, an +idea like every other idea, an object among objects. Its +movements and actions are so far known to him in precisely +the same way as the changes of all other perceived +objects, and would be just as strange and incomprehensible +to him if their meaning were not explained for +him in an entirely different way. Otherwise he would +see his actions follow upon given motives with the constancy +of a law of nature, just as the changes of other +objects follow upon causes, stimuli, or motives. But he +would not understand the influence of the motives any +more than the connection between every other effect +which he sees and its cause. He would then call the +inner nature of these manifestations and actions of his +body which he did not understand a force, a quality, or +a character, as he pleased, but he would have no further +insight into it. But all this is not the case; indeed the +answer to the riddle is given to the subject of knowledge +who appears as an individual, and the answer is +<emph>will</emph>. This and this alone gives him the key to his own +existence, reveals to him the significance, shows him the +inner mechanism of his being, of his action, of his movements. +The body is given in two entirely different ways +to the subject of knowledge, who becomes an individual +only through his identity with it. It is given as an idea +in intelligent perception, as an object among objects and +<pb n='130'/><anchor id='Pg130'/> +subject to the laws of objects. And it is also given in +quite a different way as that which is immediately known +to every one, and is signified by the word <emph>will</emph>. Every +true act of his will is also at once and without +exception a movement of his body. The act of will and +the movement of the body are not two different things +objectively known, which the bond of causality unites; +they do not stand in the relation of cause and effect; +they are one and the same, but they are given in +entirely different ways,—immediately, and again in +perception for the understanding. The action of the +body is nothing but the act of the will objectified, <hi rend='italic'>i.e.</hi>, +passed into perception. It will appear later that this is +true of every movement of the body, not merely those +which follow upon motives, but also involuntary movements +which follow upon mere stimuli, and, indeed, that +the whole body is nothing but objectified will, <hi rend='italic'>i.e.</hi>, will +become idea. All this will be proved and made quite +clear in the course of this work. In one respect, therefore, +I shall call the body the <emph>objectivity of will</emph>; as in +the previous book, and in the essay on the principle of +sufficient reason, in accordance with the one-sided point +of view intentionally adopted there (that of the idea), I +called it <emph>the immediate object</emph>. Thus in a certain sense +we may also say that will is the knowledge <foreign lang='la' rend='italic'>a priori</foreign> of +the body, and the body is the knowledge <foreign lang='la' rend='italic'>a posteriori</foreign> of +the will. Resolutions of the will which relate to the +future are merely deliberations of the reason about what +we shall will at a particular time, not real acts of will. +Only the carrying out of the resolve stamps it as will, for +till then it is never more than an intention that may be +changed, and that exists only in the reason <foreign lang='la' rend='italic'>in abstracto</foreign>. +It is only in reflection that to will and to act are different; +in reality they are one. Every true, genuine, immediate +act of will is also, at once and immediately, a visible act +of the body. And, corresponding to this, every impression +upon the body is also, on the other hand, at once +<pb n='131'/><anchor id='Pg131'/> +and immediately an impression upon the will. As such +it is called pain when it is opposed to the will; gratification +or pleasure when it is in accordance with it. The +degrees of both are widely different. It is quite wrong, +however, to call pain and pleasure ideas, for they are by +no means ideas, but immediate affections of the will in +its manifestation, the body; compulsory, instantaneous +willing or not-willing of the impression which the body +sustains. There are only a few impressions of the body +which do not touch the will, and it is through these alone +that the body is an immediate object of knowledge, for, +as perceived by the understanding, it is already an indirect +object like all others. These impressions are, therefore, +to be treated directly as mere ideas, and excepted +from what has been said. The impressions we refer to +are the affections of the purely objective senses of sight, +hearing, and touch, though only so far as these organs are +affected in the way which is specially peculiar to their +specific nature. This affection of them is so excessively +weak an excitement of the heightened and specifically +modified sensibility of these parts that it does not affect +the will, but only furnishes the understanding with the +data out of which the perception arises, undisturbed by +any excitement of the will. But every stronger or different +kind of affection of these organs of sense is painful, +that is to say, against the will, and thus they also belong +to its objectivity. Weakness of the nerves shows itself +in this, that the impressions which have only such a +degree of strength as would usually be sufficient to make +them data for the understanding reach the higher degree +at which they influence the will, that is to say, give pain +or pleasure, though more often pain, which is, however, +to some extent deadened and inarticulate, so that not only +particular tones and strong light are painful to us, but +there ensues a generally unhealthy and hypochondriacal +disposition which is not distinctly understood. The +identity of the body and the will shows itself further, +<pb n='132'/><anchor id='Pg132'/> +among other ways, in the circumstance that every vehement +and excessive movement of the will, <hi rend='italic'>i.e.</hi>, every +emotion, agitates the body and its inner constitution +directly, and disturbs the course of its vital functions. +This is shown in detail in <q>Will in Nature,</q> p. 27 of the +second edition and p. 28 of the third. +</p> + +<p> +Lastly, the knowledge which I have of my will, though +it is immediate, cannot be separated from that which I +have of my body. I know my will, not as a whole, not +as a unity, not completely, according to its nature, but I +know it only in its particular acts, and therefore in time, +which is the form of the phenomenal aspect of my body, +as of every object. Therefore the body is a condition of +the knowledge of my will. Thus, I cannot really imagine +this will apart from my body. In the essay on the +principle of sufficient reason, the will, or rather the subject +of willing, is treated as a special class of ideas or +objects. But even there we saw this object become one +with the subject; that is, we saw it cease to be an +object. We there called this union the miracle κατ᾽ +εξοχην, and the whole of the present work is to a certain +extent an explanation of this. So far as I know my +will specially as object, I know it as body. But then I +am again at the first class of ideas laid down in that +essay, <hi rend='italic'>i.e.</hi>, real objects. As we proceed we shall see +always more clearly that these ideas of the first class +obtain their explanation and solution from those of the +fourth class given in the essay, which could no longer be +properly opposed to the subject as object, and that, therefore, +we must learn to understand the inner nature of the +law of causality which is valid in the first class, and of +all that happens in accordance with it from the law of +motivation which governs the fourth class. +</p> + +<p> +The identity of the will and the body, of which we +have now given a cursory explanation, can only be proved in +the manner we have adopted here. We have proved +this identity for the first time, and shall do so more and +<pb n='133'/><anchor id='Pg133'/> +more fully in the course of this work. By <q>proved</q> +we mean raised from the immediate consciousness, from +knowledge in the concrete to abstract knowledge of the +reason, or carried over into abstract knowledge. On the +other hand, from its very nature it can never be demonstrated, +that is, deduced as indirect knowledge from some +other more direct knowledge, just because it is itself the +most direct knowledge; and if we do not apprehend it and +stick to it as such, we shall expect in vain to receive it +again in some indirect way as derivative knowledge. It +is knowledge of quite a special kind, whose truth cannot +therefore properly be brought under any of the four +rubrics under which I have classified all truth in the +essay on the principle of sufficient reason, § 29, the +logical, the empirical, the metaphysical, and the metalogical, +for it is not, like all these, the relation of an +abstract idea to another idea, or to the necessary form +of perceptive or of abstract ideation, but it is the relation +of a judgment to the connection which an idea of perception, +the body, has to that which is not an idea at +all, but something <foreign lang='la' rend='italic'>toto genere</foreign> different, will. I should +like therefore to distinguish this from all other truth, +and call it κατ᾽ εξοχην <emph>philosophical truth</emph>. We can +turn the expression of this truth in different ways and +say: My body and my will are one;—or, What as an idea +of perception I call my body, I call my will, so far as I am +conscious of it in an entirely different way which cannot +be compared to any other;—or, My body is the <emph>objectivity</emph> +of my will;—or, My body considered apart from the fact +that it is my idea is still my will, and so forth.<note place='foot'>Cf. Ch. xviii. of the Supplement.</note> +</p> + +<p> +§ 19. In the first book we were reluctantly driven to +explain the human body as merely idea of the subject +which knows it, like all the other objects of this world +of perception. But it has now become clear that what +enables us consciously to distinguish our own body from +all other objects which in other respects are precisely the +<pb n='134'/><anchor id='Pg134'/> +same, is that our body appears in consciousness in quite +another way <foreign lang='la' rend='italic'>toto genere</foreign> different from idea, and this we +denote by the word <emph>will</emph>; and that it is just this double +knowledge which we have of our own body that affords +us information about it, about its action and movement +following on motives, and also about what it experiences +by means of external impressions; in a word, about what +it is, not as idea, but as more than idea; that is to say, +what it is <emph>in itself</emph>. None of this information have we +got directly with regard to the nature, action, and experience +of other real objects. +</p> + +<p> +It is just because of this special relation to one body +that the knowing subject is an individual. For regarded +apart from this relation, his body is for him only an idea +like all other ideas. But the relation through which the +knowing subject is an <emph>individual</emph>, is just on that account +a relation which subsists only between him and one particular +idea of all those which he has. Therefore he is +conscious of this <emph>one</emph> idea, not merely as an idea, but in +quite a different way as a will. If, however, he abstracts +from that special relation, from that twofold and completely +heterogeneous knowledge of what is one and the +same, then that <emph>one</emph>, the body, is an idea like all other +ideas. Therefore, in order to understand the matter, the +individual who knows must either assume that what +distinguishes that one idea from others is merely the +fact that his knowledge stands in this double relation to it +alone; that insight in two ways at the same time is open +to him only in the case of this one object of perception, +and that this is to be explained not by the difference of this +object from all others, but only by the difference between +the relation of his knowledge to this one object, and its relation +to all other objects. Or else he must assume that +this object is essentially different from all others; that it +alone of all objects is at once both will and idea, while +the rest are only ideas, <hi rend='italic'>i.e.</hi>, only phantoms. Thus he +must assume that his body is the only real individual in +<pb n='135'/><anchor id='Pg135'/> +the world, <hi rend='italic'>i.e.</hi>, the only phenomenon of will and the only +immediate object of the subject. That other objects, +considered merely as <emph>ideas</emph>, are like his body, that is, like +it, fill space (which itself can only be present as idea), +and also, like it, are causally active in space, is indeed +demonstrably certain from the law of causality which is +<foreign lang='la' rend='italic'>a priori</foreign> valid for ideas, and which admits of no effect +without a cause; but apart from the fact that we can +only reason from an effect to a cause generally, and not +to a similar cause, we are still in the sphere of mere +ideas, in which alone the law of causality is valid, and +beyond which it can never take us. But whether the +objects known to the individual only as ideas are yet, +like his own body, manifestations of a will, is, as was +said in the First Book, the proper meaning of the question +as to the reality of the external world. To deny this is +<emph>theoretical egoism</emph>, which on that account regards all +phenomena that are outside its own will as phantoms, just +as in a practical reference exactly the same thing is done +by practical egoism. For in it a man regards and treats +himself alone as a person, and all other persons as mere +phantoms. Theoretical egoism can never be demonstrably +refuted, yet in philosophy it has never been used +otherwise than as a sceptical sophism, <hi rend='italic'>i.e.</hi>, a pretence. +As a serious conviction, on the other hand, it could only +be found in a madhouse, and as such it stands in need +of a cure rather than a refutation. We do not therefore +combat it any further in this regard, but treat it as +merely the last stronghold of scepticism, which is always +polemical. Thus our knowledge, which is always bound +to individuality and is limited by this circumstance, +brings with it the necessity that each of us can only <emph>be +one</emph>, while, on the other hand, each of us can <emph>know all</emph>; +and it is this limitation that creates the need for philosophy. +We therefore who, for this very reason, are striving +to extend the limits of our knowledge through philosophy, +will treat this sceptical argument of theoretical egoism +<pb n='136'/><anchor id='Pg136'/> +which meets us, as an army would treat a small frontier +fortress. The fortress cannot indeed be taken, but the +garrison can never sally forth from it, and therefore we +pass it by without danger, and are not afraid to have it +in our rear. +</p> + +<p> +The double knowledge which each of us has of the +nature and activity of his own body, and which is given +in two completely different ways, has now been clearly +brought out. We shall accordingly make further use of +it as a key to the nature of every phenomenon in nature, +and shall judge of all objects which are not our own +bodies, and are consequently not given to our consciousness +in a double way but only as ideas, according to the +analogy of our own bodies, and shall therefore assume +that as in one aspect they are idea, just like our bodies, +and in this respect are analogous to them, so in another +aspect, what remains of objects when we set aside their +existence as idea of the subject, must in its inner nature +be the same as that in us which we call <emph>will</emph>. For what +other kind of existence or reality should we attribute to +the rest of the material world? Whence should we take +the elements out of which we construct such a world? +Besides will and idea nothing is known to us or thinkable. +If we wish to attribute the greatest known reality to the +material world which exists immediately only in our +idea, we give it the reality which our own body has for +each of us; for that is the most real thing for every one. +But if we now analyse the reality of this body and its +actions, beyond the fact that it is idea, we find nothing +in it except the will; with this its reality is exhausted. +Therefore we can nowhere find another kind of reality +which we can attribute to the material world. Thus if +we hold that the material world is something more than +merely our idea, we must say that besides being idea, that +is, in itself and according to its inmost nature, it is that +which we find immediately in ourselves as <emph>will</emph>. I say +according to its inmost nature; but we must first come +<pb n='137'/><anchor id='Pg137'/> +to know more accurately this real nature of the will, in +order that we may be able to distinguish from it what +does not belong to itself, but to its manifestation, which +has many grades. Such, for example, is the circumstance +of its being accompanied by knowledge, and the +determination by motives which is conditioned by this +knowledge. As we shall see farther on, this does not +belong to the real nature of will, but merely to its distinct +manifestation as an animal or a human being. If, +therefore, I say,—the force which attracts a stone to the +earth is according to its nature, in itself, and apart from +all idea, will, I shall not be supposed to express in this +proposition the insane opinion that the stone moves itself +in accordance with a known motive, merely because this +is the way in which will appears in man.<note place='foot'>We can thus by no means agree +with Bacon if he (De Augm. Scient., +L. iv. in fine.) thinks that all mechanical +and physical movement of +bodies has always been preceded +by perception in these bodies; though +a glimmering of truth lies at the +bottom of this false proposition. +This is also the case with Kepler's +opinion, expressed in his essay <hi rend='italic'>De +Planeta Martis</hi>, that the planets +must have knowledge in order to +keep their elliptical courses so correctly, +and to regulate the velocity +of their motion so that the triangle +of the plane of their course always +remains proportional to the time in +which they pass through its base.</note> We shall +now proceed more clearly and in detail to prove, establish, +and develop to its full extent what as yet has only +been provisionally and generally explained.<note place='foot'>Cf. Ch. xix. of the Supplement.</note> +</p> + +<p> +§ 20. As we have said, the will proclaims itself primarily +in the voluntary movements of our own body, as the +inmost nature of this body, as that which it is besides +being object of perception, idea. For these voluntary +movements are nothing else than the visible aspect of the +individual acts of will, with which they are directly coincident +and identical, and only distinguished through the +form of knowledge into which they have passed, and in +which alone they can be known, the form of idea. +</p> + +<p> +But these acts of will have always a ground or reason +outside themselves in motives. Yet these motives never +determine more than what I will at <emph>this</emph> time, in <emph>this</emph> +<pb n='138'/><anchor id='Pg138'/> +place, and under <emph>these</emph> circumstances, not <emph>that</emph> I will in +general, or <emph>what</emph> I will in general, that is, the maxims +which characterise my volition generally. Therefore the +inner nature of my volition cannot be explained from these +motives; but they merely determine its manifestation at +a given point of time: they are merely the occasion of +my will showing itself; but the will itself lies outside +the province of the law of motivation, which determines +nothing but its appearance at each point of time. It is +only under the presupposition of my empirical character +that the motive is a sufficient ground of explanation of +my action. But if I abstract from my character, and +then ask, why, in general, I will this and not that, no +answer is possible, because it is only the manifestation of +the will that is subject to the principle of sufficient +reason, and not the will itself, which in this respect is to +be called <emph>groundless</emph>. At this point I presuppose Kant's +doctrine of the empirical and intelligible character, and +also my own treatment of the subject in <q>The Fundamental +Problems of Ethics,</q> pp. 48, 58, and 178, <hi rend='italic'>et seq.</hi>, +of first edition (p. 174, <hi rend='italic'>et seq.</hi>, of second edition). I +shall also have to speak more fully on the question in +the Fourth Book. For the present, I have only to draw +attention to this, that the fact of one manifestation being +established through another, as here the deed through the +motive, does not at all conflict with the fact that its real +nature is will, which itself has no <emph>ground</emph>; for as the +principle of sufficient reason in all its aspects is only the +form of knowledge, its validity extends only to the idea, +to the phenomena, to the visibility of the will, but not to +the will itself, which becomes visible. +</p> + +<p> +If now every action of my body is the manifestation of +an act of will in which my will itself in general, and as +a whole, thus my character, expresses itself under given +motives, manifestation of the will must be the inevitable +condition and presupposition of every action. For the +fact of its manifestation cannot depend upon something +<pb n='139'/><anchor id='Pg139'/> +which does not exist directly and only through it, which +consequently is for it merely accidental, and through +which its manifestation itself would be merely accidental. +Now that condition is just the whole body itself. Thus +the body itself must be manifestation of the will, and it +must be related to my will as a whole, that is, to my +intelligible character, whose phenomenal appearance in +time is my empirical character, as the particular action +of the body is related to the particular act of the +will. The whole body, then, must be simply my will +become visible, must be my will itself, so far as this is +object of perception, an idea of the first class. It has +already been advanced in confirmation of this that every +impression upon my body also affects my will at once +and immediately, and in this respect is called pain or +pleasure, or, in its lower degrees, agreeable or disagreeable +sensation; and also, conversely, that every violent +movement of the will, every emotion or passion, convulses +the body and disturbs the course of its functions. Indeed +we can also give an etiological account, though a very +incomplete one, of the origin of my body, and a somewhat +better account of its development and conservation, +and this is the substance of physiology. But physiology +merely explains its theme in precisely the same way as +motives explain action. Thus the physiological explanation +of the functions of the body detracts just as little +from the philosophical truth that the whole existence of +this body and the sum total of its functions are merely +the objectification of that will which appears in its +outward actions in accordance with a motive, as the +establishment of the individual action through the motive +and the necessary sequence of the action from the motive +conflicts with the fact that action in general, and according +to its nature, is only the manifestation of a will which +itself has no ground. If, however, physiology tries to +refer even these outward actions, the immediate voluntary +movements, to causes in the organism,—for example, if it +<pb n='140'/><anchor id='Pg140'/> +explains the movement of the muscles as resulting from +the presence of fluids (<q>like the contraction of a cord +when it is wet,</q> says Reil in his <q>Archiv für Physiologie,</q> +vol. vi. p. 153), even supposing it really could +give a thorough explanation of this kind, yet this would +never invalidate the immediately certain truth that every +voluntary motion (<foreign lang='la' rend='italic'>functiones animales</foreign>) is the manifestation +of an act of will. Now, just as little can the +physiological explanation of vegetative life (<foreign lang='la' rend='italic'>functiones +naturales vitales</foreign>), however far it may advance, ever +invalidate the truth that the whole animal life which +thus develops itself is the manifestation of will. In +general, then, as we have shown above, no etiological +explanation can ever give us more than the necessarily +determined position in time and space of a particular +manifestation, its necessary appearance there, according to +a fixed law; but the inner nature of everything that +appears in this way remains wholly inexplicable, and is +presupposed by every etiological explanation, and merely +indicated by the names, force, or law of nature, or, if we +are speaking of action, character or will. Thus, although +every particular action, under the presupposition of the +definite character, necessarily follows from the given +motive, and although growth, the process of nourishment, +and all the changes of the animal body take place +according to necessarily acting causes (stimuli), yet the +whole series of actions, and consequently every individual +act, and also its condition, the whole body itself which +accomplishes it, and therefore also the process through +which and in which it exists, are nothing but the manifestation +of the will, the becoming visible, <emph>the objectification +of the will</emph>. Upon this rests the perfect suitableness +of the human and animal body to the human and animal +will in general, resembling, though far surpassing, the +correspondence between an instrument made for a purpose +and the will of the maker, and on this account +appearing as design, <hi rend='italic'>i.e.</hi>, the teleological explanation of +<pb n='141'/><anchor id='Pg141'/> +the body. The parts of the body must, therefore, completely +correspond to the principal desires through which +the will manifests itself; they must be the visible expression +of these desires. Teeth, throat, and bowels are +objectified hunger; the organs of generation are objectified +sexual desire; the grasping hand, the hurrying feet, +correspond to the more indirect desires of the will which +they express. As the human form generally corresponds +to the human will generally, so the individual bodily +structure corresponds to the individually modified will, +the character of the individual, and therefore it is throughout +and in all its parts characteristic and full of expression. +It is very remarkable that Parmenides already +gave expression to this in the following verses, quoted by +Aristotle (Metaph. iii. 5):— +</p> + +<quote rend='display'> +<lg> +<l>Ὁς γαρ ἑκαστος εχει κρασιν μελεων πολυκαμπτων</l> +<l>Τως νοος ανθρωποισι παρεστηκεν; το γαρ αυτο</l> +<l>Εστιν, ὁπερ φρονεει, μελεων φυσις ανθρωποισι</l> +<l>Και πασιν και παντι; το γαρ πλεον εστι νοημα.</l> +</lg> +</quote> + +<p> +(Ut enim cuique complexio membrorum flexibilium se +habet, ita mens hominibus adest: idem namque est, quod +sapit, membrorum natura hominibus, et omnibus et omni: +quod enim plus est, intelligentia est.)<note place='foot'>Cf. Ch. xx. of the Supplement, +and also in my work, <q><hi rend='italic'>Ueber den +Willen in der Natur</hi>,</q> the chapters on +Physiology and Comparative Anatomy, +where the subject I have only +touched upon here is fully discussed.</note> +</p> + +<p> +§ 21. Whoever has now gained from all these expositions +a knowledge <foreign lang='la' rend='italic'>in abstracto</foreign>, and therefore clear and certain, +of what every one knows directly <foreign lang='la' rend='italic'>in concreto</foreign>, <hi rend='italic'>i.e.</hi>, as feeling, +a knowledge that his will is the real inner nature of his +phenomenal being, which manifests itself to him as idea, +both in his actions and in their permanent substratum, +his body, and that his will is that which is most immediate +in his consciousness, though it has not as such +completely passed into the form of idea in which object +and subject stand over against each other, but makes +<pb n='142'/><anchor id='Pg142'/> +itself known to him in a direct manner, in which he does +not quite clearly distinguish subject and object, yet is +not known as a whole to the individual himself, but only +in its particular acts,—whoever, I say, has with me +gained this conviction will find that of itself it affords +him the key to the knowledge of the inmost being of the +whole of nature; for he now transfers it to all those +phenomena which are not given to him, like his own +phenomenal existence, both in direct and indirect +knowledge, but only in the latter, thus merely one-sidedly +as <emph>idea</emph> alone. He will recognise this will of +which we are speaking not only in those phenomenal +existences which exactly resemble his own, in men +and animals as their inmost nature, but the course of +reflection will lead him to recognise the force which +germinates and vegetates in the plant, and indeed the +force through which the crystal is formed, that by which +the magnet turns to the north pole, the force whose +shock he experiences from the contact of two different +kinds of metals, the force which appears in the elective +affinities of matter as repulsion and attraction, decomposition +and combination, and, lastly, even gravitation, +which acts so powerfully throughout matter, draws the +stone to the earth and the earth to the sun,—all these, I +say, he will recognise as different only in their phenomenal +existence, but in their inner nature as identical, +as that which is directly known to him so intimately +and so much better than anything else, and +which in its most distinct manifestation is called <emph>will</emph>. +It is this application of reflection alone that prevents us +from remaining any longer at the phenomenon, and leads us +to the <emph>thing in itself</emph>. Phenomenal existence is idea and +nothing more. All idea, of whatever kind it may be, all +<emph>object</emph>, is <emph>phenomenal</emph> existence, but the <emph>will</emph> alone is a +<emph>thing in itself</emph>. As such, it is throughout not idea, but +<foreign lang='la' rend='italic'>toto genere</foreign> different from it; it is that of which all idea, +all object, is the phenomenal appearance, the visibility, +<pb n='143'/><anchor id='Pg143'/> +the objectification. It is the inmost nature, the kernel, +of every particular thing, and also of the whole. It +appears in every blind force of nature and also in the +preconsidered action of man; and the great difference +between these two is merely in the degree of the manifestation, +not in the nature of what manifests itself. +</p> + +<p> +§ 22. Now, if we are to think as an object this thing-in-itself +(we wish to retain the Kantian expression as a +standing formula), which, as such, is never object, because +all object is its mere manifestation, and therefore cannot +be it itself, we must borrow for it the name and concept +of an object, of something in some way objectively given, +consequently of one of its own manifestations. But in +order to serve as a clue for the understanding, this can be +no other than the most complete of all its manifestations, +<hi rend='italic'>i.e.</hi>, the most distinct, the most developed, and directly +enlightened by knowledge. Now this is the human will. +It is, however, well to observe that here, at any rate, we +only make use of a <foreign lang='la' rend='italic'>denominatio a potiori</foreign>, through which, +therefore, the concept of will receives a greater extension +than it has hitherto had. Knowledge of the identical +in different phenomena, and of difference in similar +phenomena, is, as Plato so often remarks, a <foreign lang='la' rend='italic'>sine qua non</foreign> +of philosophy. But hitherto it was not recognised that +every kind of active and operating force in nature is +essentially identical with will, and therefore the multifarious +kinds of phenomena were not seen to be merely +different species of the same genus, but were treated as +heterogeneous. Consequently there could be no word to +denote the concept of this genus. I therefore name the +genus after its most important species, the direct knowledge +of which lies nearer to us and guides us to the indirect +knowledge of all other species. But whoever is +incapable of carrying out the required extension of the +concept will remain involved in a permanent misunderstanding. +For by the word <emph>will</emph> he understands only +that species of it which has hitherto been exclusively +<pb n='144'/><anchor id='Pg144'/> +denoted by it, the will which is guided by knowledge, +and whose manifestation follows only upon motives, and +indeed merely abstract motives, and thus takes place under +the guidance of the reason. This, we have said, is only +the most prominent example of the manifestation of will. +We must now distinctly separate in thought the inmost +essence of this manifestation which is known to us +directly, and then transfer it to all the weaker, less distinct +manifestations of the same nature, and thus we +shall accomplish the desired extension of the concept of +will. From another point of view I should be equally +misunderstood by any one who should think that it is +all the same in the end whether we denote this inner +nature of all phenomena by the word <emph>will</emph> or by any +other. This would be the case if the thing-in-itself were +something whose existence we merely <emph>inferred</emph>, and thus +knew indirectly and only in the abstract. Then, indeed, +we might call it what we pleased; the name would stand +merely as the symbol of an unknown quantity. But the +word <emph>will</emph>, which, like a magic spell, discloses to us the +inmost being of everything in nature, is by no means an +unknown quantity, something arrived at only by inference, +but is fully and immediately comprehended, and is +so familiar to us that we know and understand what will +is far better than anything else whatever. The concept +of will has hitherto commonly been subordinated to that +of force, but I reverse the matter entirely, and desire that +every force in nature should be thought as will. It must +not be supposed that this is mere verbal quibbling or of +no consequence; rather, it is of the greatest significance +and importance. For at the foundation of the concept +of force, as of all other concepts, there ultimately lies +the knowledge in sense-perception of the objective world, +that is to say, the phenomenon, the idea; and the concept +is constructed out of this. It is an abstraction from +the province in which cause and effect reign, <hi rend='italic'>i.e.</hi>, from +ideas of perception, and means just the causal nature of +<pb n='145'/><anchor id='Pg145'/> +causes at the point at which this causal nature is no +further etiologically explicable, but is the necessary presupposition +of all etiological explanation. The concept +will, on the other hand, is of all possible concepts the +only one which has its source <emph>not</emph> in the phenomenal, <emph>not</emph> in +the mere idea of perception, but comes from within, and +proceeds from the most immediate consciousness of each +of us, in which each of us knows his own individuality, +according to its nature, immediately, apart from all form, +even that of subject and object, and which at the same +time is this individuality, for here the subject and the +object of knowledge are one. If, therefore, we refer +the concept of <emph>force</emph> to that of <emph>will</emph>, we have in fact +referred the less known to what is infinitely better +known; indeed, to the one thing that is really immediately +and fully known to us, and have very greatly extended +our knowledge. If, on the contrary, we subsume the +concept of will under that of force, as has hitherto +always been done, we renounce the only immediate +knowledge which we have of the inner nature of the +world, for we allow it to disappear in a concept which is +abstracted from the phenomenal, and with which we can +therefore never go beyond the phenomenal. +</p> + +<p> +§ 23. The <emph>will</emph> as a thing in itself is quite different from +its phenomenal appearance, and entirely free from all the +forms of the phenomenal, into which it first passes when +it manifests itself, and which therefore only concern its +<emph>objectivity</emph>, and are foreign to the will itself. Even the +most universal form of all idea, that of being object for a +subject, does not concern it; still less the forms which +are subordinate to this and which collectively have their +common expression in the principle of sufficient reason, +to which we know that time and space belong, and consequently +multiplicity also, which exists and is possible +only through these. In this last regard I shall call time +and space the <foreign lang='la' rend='italic'>principium individuationis</foreign>, borrowing an +expression from the old schoolmen, and I beg to draw +<pb n='146'/><anchor id='Pg146'/> +attention to this, once for all. For it is only through +the medium of time and space that what is one and the +same, both according to its nature and to its concept, yet +appears as different, as a multiplicity of co-existent and +successive phenomena. Thus time and space are the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, the subject of so many subtleties +and disputes among the schoolmen, which may be +found collected in Suarez (Disp. 5, Sect. 3). According +to what has been said, the will as a thing-in-itself lies +outside the province of the principle of sufficient reason +in all its forms, and is consequently completely groundless, +although all its manifestations are entirely subordinated +to the principle of sufficient reason. Further, it is +free from all <emph>multiplicity</emph>, although its manifestations in +time and space are innumerable. It is itself one, though +not in the sense in which an object is one, for the unity +of an object can only be known in opposition to a possible +multiplicity; nor yet in the sense in which a concept is +one, for the unity of a concept originates only in abstraction +from a multiplicity; but it is one as that which lies +outside time and space, the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +<hi rend='italic'>i.e.</hi>, the possibility of multiplicity. Only when all this +has become quite clear to us through the subsequent +examination of the phenomena and different manifestations +of the will, shall we fully understand the meaning +of the Kantian doctrine that time, space and causality do +not belong to the thing-in-itself, but are only forms of +knowing. +</p> + +<p> +The uncaused nature of will has been actually recognised, +where it manifests itself most distinctly, as the +will of man, and this has been called free, independent. +But on account of the uncaused nature of the will itself, +the necessity to which its manifestation is everywhere +subjected has been overlooked, and actions are treated as +free, which they are not. For every individual action +follows with strict necessity from the effect of the motive +upon the character. All necessity is, as we have already +<pb n='147'/><anchor id='Pg147'/> +said, the relation of the consequent to the reason, and +nothing more. The principle of sufficient reason is the +universal form of all phenomena, and man in his action +must be subordinated to it like every other phenomenon. +But because in self-consciousness the will is known +directly and in itself, in this consciousness lies also the +consciousness of freedom. The fact is, however, overlooked +that the individual, the person, is not will as a +thing-in-itself, but is a <emph>phenomenon</emph> of will, is already +determined as such, and has come under the form of the +phenomenal, the principle of sufficient reason. Hence +arises the strange fact that every one believes himself <foreign lang='la' rend='italic'>a +priori</foreign> to be perfectly free, even in his individual actions, +and thinks that at every moment he can commence +another manner of life, which just means that he can +become another person. But <foreign lang='la' rend='italic'>a posteriori</foreign>, through experience, +he finds to his astonishment that he is not free, +but subjected to necessity; that in spite of all his +resolutions and reflections he does not change his conduct, +and that from the beginning of his life to the end of it, +he must carry out the very character which he himself +condemns, and as it were play the part he has undertaken +to the end. I cannot pursue this subject further +at present, for it belongs, as ethical, to another part of +this work. In the meantime, I only wish to point out +here that the <emph>phenomenon</emph> of the will which in itself is +uncaused, is yet as such subordinated to the law of +necessity, that is, the principle of sufficient reason, so +that in the necessity with which the phenomena of +nature follow each other, we may find nothing to hinder +us from recognising in them the manifestations of will. +</p> + +<p> +Only those changes which have no other ground than +a motive, <hi rend='italic'>i.e.</hi>, an idea, have hitherto been regarded +as manifestations of will. Therefore in nature a will +has only been attributed to man, or at the most to +animals; for knowledge, the idea, is of course, as I have +said elsewhere, the true and exclusive characteristic of +<pb n='148'/><anchor id='Pg148'/> +animal life. But that the will is also active where no +knowledge guides it, we see at once in the instinct and +the mechanical skill of animals.<note place='foot'>This is specially treated in the 27th Ch. of the Supplement.</note> That they have ideas +and knowledge is here not to the point, for the end +towards which they strive as definitely as if it were a +known motive, is yet entirely unknown to them. Therefore +in such cases their action takes place without +motive, is not guided by the idea, and shows us first and +most distinctly how the will may be active entirely +without knowledge. The bird of a year old has no idea +of the eggs for which it builds a nest; the young spider +has no idea of the prey for which it spins a web; nor +has the ant-lion any idea of the ants for which he digs a +trench for the first time. The larva of the stag-beetle +makes the hole in the wood, in which it is to await its +metamorphosis, twice as big if it is going to be a male +beetle as if it is going to be a female, so that if it is a +male there may be room for the horns, of which, however, +it has no idea. In such actions of these creatures the +will is clearly operative as in their other actions, but it +is in blind activity, which is indeed accompanied by +knowledge but not guided by it. If now we have once +gained insight into the fact, that idea as motive is not a +necessary and essential condition of the activity of the +will, we shall more easily recognise the activity of will +where it is less apparent. For example, we shall see +that the house of the snail is no more made by a will +which is foreign to the snail itself, than the house which +we build is produced through another will than our own; +but we shall recognise in both houses the work of a will +which objectifies itself in both the phenomena—a will +which works in us according to motives, but in the snail +still blindly as formative impulse directed outwards. In +us also the same will is in many ways only blindly +active: in all the functions of our body which are not +guided by knowledge, in all its vital and vegetative processes, +<pb n='149'/><anchor id='Pg149'/> +digestion, circulation, secretion, growth, reproduction. +Not only the actions of the body, but the +whole body itself is, as we have shown above, phenomenon +of the will, objectified will, concrete will. All that +goes on in it must therefore proceed through will, +although here this will is not guided by knowledge, but +acts blindly according to causes, which in this case are +called <emph>stimuli</emph>. +</p> + +<p> +I call a <emph>cause</emph>, in the narrowest sense of the word, +that state of matter, which, while it introduces another +state with necessity, yet suffers just as great a change +itself as that which it causes; which is expressed in the +rule, <q>action and reaction are equal.</q> Further, in the +case of what is properly speaking a cause, the effect +increases directly in proportion to the cause, and therefore +also the reaction. So that, if once the mode of +operation be known, the degree of the effect may be +measured and calculated from the degree of the intensity +of the cause; and conversely the degree of the intensity +of the cause may be calculated from the degree of the +effect. Such causes, properly so called, operate in all +the phenomena of mechanics, chemistry, and so forth; +in short, in all the changes of unorganised bodies. On +the other hand, I call a <emph>stimulus</emph>, such a cause as sustains +no reaction proportional to its effect, and the intensity +of which does not vary directly in proportion to the +intensity of its effect, so that the effect cannot be +measured by it. On the contrary, a small increase of +the stimulus may cause a very great increase of the +effect, or conversely, it may eliminate the previous effect +altogether, and so forth. All effects upon organised +bodies as such are of this kind. All properly organic +and vegetative changes of the animal body must therefore +be referred to stimuli, not to mere causes. But the +stimulus, like every cause and motive generally, never +determines more than the point of time and space at +<pb n='150'/><anchor id='Pg150'/> +which the manifestation of every force is to take place, +and does not determine the inner nature of the force +itself which is manifested. This inner nature we know, +from our previous investigation, is will, to which therefore +we ascribe both the unconscious and the conscious +changes of the body. The stimulus holds the mean, +forms the transition between the motive, which is +causality accompanied throughout by knowledge, and the +cause in the narrowest sense. In particular cases it is +sometimes nearer a motive, sometimes nearer a cause, but +yet it can always be distinguished from both. Thus, for +example, the rising of the sap in a plant follows upon +stimuli, and cannot be explained from mere causes, +according to the laws of hydraulics or capillary attraction; +yet it is certainly assisted by these, and altogether +approaches very near to a purely causal change. On the +other hand, the movements of the <foreign lang='la' rend='italic'>Hedysarum gyrans</foreign> and +the <foreign lang='la' rend='italic'>Mimosa pudica</foreign>, although still following upon mere +stimuli, are yet very like movements which follow upon +motives, and seem almost to wish to make the transition. +The contraction of the pupils of the eyes as the light is +increased is due to stimuli, but it passes into movement +which is due to motive; for it takes place, because too +strong lights would affect the retina painfully, and to +avoid this we contract the pupils. The occasion of an +erection is a motive, because it is an idea, yet it operates +with the necessity of a stimulus, <hi rend='italic'>i.e.</hi>, it cannot be resisted, +but we must put the idea away in order to make +it cease to affect us. This is also the case with disgusting +things, which excite the desire to vomit. Thus +we have treated the instinct of animals as an actual +link, of quite a distinct kind, between movement following +upon stimuli, and action following upon a known +motive. Now we might be asked to regard breathing as +another link of this kind. It has been disputed whether +it belongs to the voluntary or the involuntary movements, +that is to say, whether it follows upon motive or stimulus, +<pb n='151'/><anchor id='Pg151'/> +and perhaps it may be explained as something which +is between the two. Marshall Hall (<q>On the Diseases +of the Nervous System,</q> § 293 sq.) explains it as a mixed +function, for it is partly under the influence of the cerebral +(voluntary), and partly under that of the spinal (non-voluntary) +nerves. However, we are finally obliged to number +it with the expressions of will which result from motives. +For other motives, <hi rend='italic'>i.e.</hi>, mere ideas, can determine the will +to check it or accelerate it, and, as is the case with every +other voluntary action, it seems to us that we could give +up breathing altogether and voluntarily suffocate. And +in fact we could do so if any other motive influenced the +will sufficiently strongly to overcome the pressing desire +for air. According to some accounts Diogenes actually +put an end to his life in this way (Diog. Laert. VI. 76). +Certain negroes also are said to have done this (F. B. +Osiander <q>On Suicide</q> [1813] pp. 170-180). If this +be true, it affords us a good example of the influence +of abstract motives, <hi rend='italic'>i.e.</hi>, of the victory of distinctively +rational over merely animal will. For, that breathing +is at least partially conditioned by cerebral activity +is shown by the fact that the primary cause of death +from prussic acid is that it paralyses the brain, and so, +indirectly, restricts the breathing; but if the breathing +be artificially maintained till the stupefaction of the +brain has passed away, death will not ensue. We may +also observe in passing that breathing affords us the most +obvious example of the fact that motives act with just as +much necessity as stimuli, or as causes in the narrowest +sense of the word, and their operation can only be +neutralised by antagonistic motives, as action is neutralised +by re-action. For, in the case of breathing, the illusion +that we can stop when we like is much weaker than +in the case of other movements which follow upon +motives; because in breathing the motive is very powerful, +very near to us, and its satisfaction is very easy, for +the muscles which accomplish it are never tired, nothing, +<pb n='152'/><anchor id='Pg152'/> +as a rule, obstructs it, and the whole process is supported +by the most inveterate habit of the individual. And yet +all motives act with the same necessity. The knowledge +that necessity is common to movements following upon +motives, and those following upon stimuli, makes it easier +for us to understand that that also which takes place in +our bodily organism in accordance with stimuli and in +obedience to law, is yet, according to its inner nature—will, +which in all its manifestations, though never in +itself, is subordinated to the principle of sufficient reason, +that is, to necessity.<note place='foot'>This subject is fully worked out in +my prize essay on the freedom of the +will, in which therefore (pp. 29-44 of +the <q>Grundprobleme der Ethik</q>) the +relation of <emph>cause</emph>, <emph>stimulus</emph>, and <emph>motive</emph> +has also been fully explained.</note> Accordingly, we shall not rest +contented with recognising that animals, both in their +actions and also in their whole existence, bodily structure +and organisation, are manifestations of will; but we +shall extend to plants also this immediate knowledge +of the essential nature of things which is given to us +alone. Now all the movements of plants follow upon +stimuli; for the absence of knowledge, and the movement +following upon motives which is conditioned by +knowledge, constitutes the only essential difference between +animals and plants. Therefore, what appears for +the idea as plant life, as mere vegetation, as blindly impelling +force, we shall claim, according to its inner nature, +for will, and recognise it as just that which constitutes +the basis of our own phenomenal being, as it expresses +itself in our actions, and also in the whole existence +of our body itself. +</p> + +<p> +It only remains for us to take the final step, the extension +of our way of looking at things to all those forces +which act in nature in accordance with universal, unchangeable +laws, in conformity with which the movements +of all those bodies take place, which are wholly without +organs, and have therefore no susceptibility for stimuli, +and have no knowledge, which is the necessary condition +<pb n='153'/><anchor id='Pg153'/> +of motives. Thus we must also apply the key to the +understanding of the inner nature of things, which the +immediate knowledge of our own existence alone can +give us, to those phenomena of the unorganised world +which are most remote from us. And if we consider +them attentively, if we observe the strong and unceasing +impulse with which the waters hurry to the ocean, the +persistency with which the magnet turns ever to the +north pole, the readiness with which iron flies to the +magnet, the eagerness with which the electric poles seek +to be re-united, and which, just like human desire, is +increased by obstacles; if we see the crystal quickly and +suddenly take form with such wonderful regularity of +construction, which is clearly only a perfectly definite +and accurately determined impulse in different directions, +seized and retained by crystallisation; if we observe the +choice with which bodies repel and attract each other, +combine and separate, when they are set free in a fluid +state, and emancipated from the bonds of rigidness; +lastly, if we feel directly how a burden which hampers +our body by its gravitation towards the earth, unceasingly +presses and strains upon it in pursuit of its one +tendency; if we observe all this, I say, it will require no +great effort of the imagination to recognise, even at so +great a distance, our own nature. That which in us pursues +its ends by the light of knowledge; but here, in +the weakest of its manifestations, only strives blindly +and dumbly in a one-sided and unchangeable manner, +must yet in both cases come under the name of will, as +it is everywhere one and the same—just as the first dim +light of dawn must share the name of sunlight with the +rays of the full mid-day. For the name <emph>will</emph> denotes +that which is the inner nature of everything in the world, +and the one kernel of every phenomenon. +</p> + +<p> +Yet the remoteness, and indeed the appearance of +absolute difference between the phenomena of unorganised +nature and the will which we know as the +<pb n='154'/><anchor id='Pg154'/> +inner reality of our own being, arises chiefly from the +contrast between the completely determined conformity +to law of the one species of phenomena, and the apparently +unfettered freedom of the other. For in man, +individuality makes itself powerfully felt. Every one +has a character of his own; and therefore the same +motive has not the same influence over all, and a +thousand circumstances which exist in the wide sphere +of the knowledge of the individual, but are unknown to +others, modify its effect. Therefore action cannot be predetermined +from the motive alone, for the other factor is +wanting, the accurate acquaintance with the individual +character, and with the knowledge which accompanies it. +On the other hand, the phenomena of the forces of +nature illustrate the opposite extreme. They act according +to universal laws, without variation, without individuality +in accordance with openly manifest circumstances, +subject to the most exact predetermination; and the same +force of nature appears in its million phenomena in +precisely the same way. In order to explain this point +and prove the identity of the <emph>one</emph> indivisible will in +all its different phenomena, in the weakest as in the +strongest, we must first of all consider the relation of +the will as thing-in-itself to its phenomena, that is, the +relation of the world as will to the world as idea; for +this will open to us the best way to a more thorough +investigation of the whole subject we are considering in +this second book.<note place='foot'>Cf. Ch. xxiii. of the Supplement, +and also the Ch. on the physiology +of plants in my work <q>Ueber den +Willen in der Natur,</q> and the Ch. +on physical astronomy, which is of +great importance with regard to the +kernel of my metaphysic.</note> +</p> + +<p> +§ 24. We have learnt from the great Kant that time, +space, and causality, with their entire constitution, and +the possibility of all their forms, are present in our +consciousness quite independently of the objects which +appear in them, and which constitute their content; or, +in other words, they can be arrived at just as well if we +<pb n='155'/><anchor id='Pg155'/> +start from the subject as if we start from the object. Therefore, +with equal accuracy, we may call them either forms of +intuition or perception of the subject, or qualities of the +object <emph>as object</emph> (with Kant, phenomenon), <hi rend='italic'>i.e.</hi>, <emph>idea</emph>. We +may also regard these forms as the irreducible boundary +between object and subject. All objects must therefore +exist in them, yet the subject, independently of the +phenomenal object, possesses and surveys them completely. +But if the objects appearing in these forms +are not to be empty phantoms, but are to have a meaning, +they must refer to something, must be the expression +of something which is not, like themselves, object, idea, a +merely relative existence for a subject, but which exists +without such dependence upon something which stands +over against it as a condition of its being, and independent +of the forms of such a thing, <hi rend='italic'>i.e.</hi>, <emph>is not idea</emph>, but +a <emph>thing-in-itself</emph>. Consequently it may at least be asked: +Are these ideas, these objects, something more than or +apart from the fact that they are ideas, objects of the +subject? And what would they be in this sense? What +is that other side of them which is <foreign lang='la' rend='italic'>toto genere</foreign> different +from idea? What is the thing-in-itself? <emph>The will</emph>, we +have answered, but for the present I set that answer +aside. +</p> + +<p> +Whatever the thing-in-itself may be, Kant is right in +his conclusion that time, space, and causality (which we +afterwards found to be forms of the principle of sufficient +reason, the general expression of the forms of the phenomenon) +are not its properties, but come to it only after, +and so far as, it has become idea. That is, they belong +only to its phenomenal existence, not to itself. For since +the subject fully understands and constructs them out of +itself, independently of all object, they must be dependent +upon <emph>existence as idea</emph> as such, not upon that which becomes +idea. They must be the form of the idea as such; but +not qualities of that which has assumed this form. They +must be already given with the mere antithesis of subject +<pb n='156'/><anchor id='Pg156'/> +and object (not as concepts but as facts), and consequently +they must be only the more exact determination of the +form of knowledge in general, whose most universal determination +is that antithesis itself. Now, that in the +phenomenon, in the object, which is in its turn conditioned +by time, space and causality, inasmuch as it +can only become idea by means of them, namely <emph>multiplicity</emph>, +through co-existence and succession, <emph>change</emph> and +<emph>permanence</emph> through the law of causality, <emph>matter</emph> which +can only become idea under the presupposition of causality, +and lastly, all that becomes idea only by means +of these,—all this, I say, as a whole, does not in reality belong +to that which appears, to that which has passed into +the form of idea, but belongs merely to this form itself. +And conversely, that in the phenomenon which is not +conditioned through time, space and causality, and which +cannot be referred to them, nor explained in accordance +with them, is precisely that in which the thing manifested, +the thing-in-itself, directly reveals itself. It follows +from this that the most complete capacity for being known, +that is to say, the greatest clearness, distinctness, and susceptibility +of exhaustive explanation, will necessarily belong +to that which pertains to knowledge <emph>as such</emph>, and thus to +the <emph>form</emph> of knowledge; but not to that which in itself is +not idea, not object, but which has become knowledge +only through entering these forms; in other words, has +become idea, object. Thus only that which depends entirely +upon being an object of knowledge, upon existing +as idea in general and <emph>as such</emph> (not upon that which +<emph>becomes</emph> known, and has only <emph>become</emph> idea), which +therefore belongs without distinction to everything that +is known, and which, on that account, is found just as +well if we start from the subject as if we start from the +object,—this alone can afford us without reserve a sufficient, +exhaustive knowledge, a knowledge which is clear +to the very foundation. But this consists of nothing but +those forms of all phenomena of which we are conscious +<pb n='157'/><anchor id='Pg157'/> +<foreign lang='la' rend='italic'>a priori</foreign>, and which may be generally expressed as the +principle of sufficient reason. Now, the forms of this principle +which occur in knowledge of perception (with which +alone we are here concerned) are time, space, and causality. +The whole of pure mathematics and pure natural science +<foreign lang='la' rend='italic'>a priori</foreign> is based entirely upon these. Therefore it is +only in these sciences that knowledge finds no obscurity, +does not rest upon what is incomprehensible (groundless, +<hi rend='italic'>i.e.</hi>, will), upon what cannot be further deduced. It is on +this account that Kant wanted, as we have said, to apply +the name science specially and even exclusively to these +branches of knowledge together with logic. But, on +the other hand, these branches of knowledge show us +nothing more than mere connections, relations of one +idea to another, form devoid of all content. All content +which they receive, every phenomenon which fills these +forms, contains something which is no longer completely +knowable in its whole nature, something which can no +longer be entirely explained through something else, +something then which is groundless, through which +consequently the knowledge loses its evidence and +ceases to be completely lucid. This that withholds +itself from investigation, however, is the thing-in-itself, +is that which is essentially not idea, not object of knowledge, +but has only become knowable by entering that +form. The form is originally foreign to it, and the thing-in-itself +can never become entirely one with it, can never +be referred to mere form, and, since this form is the +principle of sufficient reason, can never be completely +explained. If therefore all mathematics affords us an +exhaustive knowledge of that which in the phenomena +is quantity, position, number, in a word, spatial and +temporal relations; if all etiology gives us a complete +account of the regular conditions under which phenomena, +with all their determinations, appear in time and +space, but, with it all, teaches us nothing more than why +in each case this particular phenomenon must appear +<pb n='158'/><anchor id='Pg158'/> +just at this time here, and at this place now; it is clear +that with their assistance we can never penetrate to the +inner nature of things. There always remains something +which no explanation can venture to attack, but which +it always presupposes; the forces of nature, the definite +mode of operation of things, the quality and character of +every phenomenon, that which is without ground, that +which does not depend upon the form of the phenomenal, +the principle of sufficient reason, but is something to which +this form in itself is foreign, something which has yet +entered this form, and now appears according to its law, +a law, however, which only determines the appearance, +not that which appears, only the how, not the what, +only the form, not the content. Mechanics, physics, and +chemistry teach the rules and laws according to which +the forces of impenetrability, gravitation, rigidity, fluidity, +cohesion, elasticity, heat, light, affinity, magnetism, electricity, +&c., operate; that is to say, the law, the rule +which these forces observe whenever they enter time and +space. But do what we will, the forces themselves +remain <foreign lang='la' rend='italic'>qualitates occultæ</foreign>. For it is just the thing-in-itself, +which, because it is manifested, exhibits these +phenomena, which are entirely different from itself. In +its manifestation, indeed, it is completely subordinated +to the principle of sufficient reason as the form of the +idea, but it can never itself be referred to this form, and +therefore cannot be fully explained etiologically, can +never be completely fathomed. It is certainly perfectly +comprehensible so far as it has assumed that form, that +is, so far as it is phenomenon, but its inner nature is not +in the least explained by the fact that it can thus be +comprehended. Therefore the more necessity any +knowledge carries with it, the more there is in it of that +which cannot be otherwise thought or presented in perception—as, +for example, space-relations—the clearer +and more sufficing then it is, the less pure objective +content it has, or the less reality, properly so called, is +<pb n='159'/><anchor id='Pg159'/> +given in it. And conversely, the more there is in it +which must be conceived as mere chance, and the more +it impresses us as given merely empirically, the more +proper objectivity and true reality is there in such +knowledge, and at the same time, the more that is inexplicable, +that is, that cannot be deduced from anything +else. +</p> + +<p> +It is true that at all times an etiology, unmindful of +its real aim, has striven to reduce all organised life to +chemism or electricity; all chemism, that is to say +quality, again to mechanism (action determined by the +shape of the atom), this again sometimes to the object +of phoronomy, <hi rend='italic'>i.e.</hi>, the combination of time and space, +which makes motion possible, sometimes to the object of +mere geometry, <hi rend='italic'>i.e.</hi>, position in space (much in the same +way as we rightly deduce the diminution of an effect +from the square of the distance, and the theory of the lever +in a purely geometrical manner): geometry may finally +be reduced to arithmetic, which, on account of its one +dimension, is of all the forms of the principle of sufficient +reason, the most intelligible, comprehensible, and completely +susceptible of investigation. As instances of the +method generally indicated here, we may refer to the +atoms of Democritus, the vortex of Descartes, the +mechanical physics of Lesage, which towards the end of +last century tried to explain both chemical affinities and +gravitation mechanically by impact and pressure, as may +be seen in detail in <q><hi rend='italic'>Lucrèce Neutonien</hi>;</q> Reil's form +and combination as the cause of animal life, also tends +in this direction. Finally, the crude materialism which +even now in the middle of the nineteenth century has +been served up again under the ignorant delusion that it +is original, belongs distinctly to this class. It stupidly +denies vital force, and first of all tries to explain the +phenomena of life from physical and chemical forces, and +those again from the mechanical effects of the matter, +position, form, and motion of imagined atoms, and thus +<pb n='160'/><anchor id='Pg160'/> +seeks to reduce all the forces of nature to action and reaction +as its thing-in-itself. According to this teaching, +light is the mechanical vibration or undulation of an imaginary +ether, postulated for this end. This ether, if it reaches +the eye, beats rapidly upon the retina, and gives us the +knowledge of colour. Thus, for example, four hundred +and eighty-three billion beats in a second give red, and +seven hundred and twenty-seven billion beats in a second +give violet. Upon this theory, persons who are colour-blind +must be those who are unable to count the beats, +must they not? Such crass, mechanical, clumsy, and +certainly knotty theories, which remind one of Democritus, +are quite worthy of those who, fifty years after the appearance +of Goethe's doctrine of colour, still believe in Newton's +homogeneous light, and are not ashamed to say so. +They will find that what is overlooked in the child +(Democritus) will not be forgiven to the man. They +might indeed, some day, come to an ignominious end; +but then every one would slink away and pretend that +he never had anything to do with them. We shall soon +have to speak again of this false reduction of the forces +of nature to each other; so much for the present. Supposing +this theory were possible, all would certainly +be explained and established and finally reduced to an +arithmetical problem, which would then be the holiest +thing in the temple of wisdom, to which the principle of +sufficient reason would at last have happily conducted +us. But all content of the phenomenon would have disappeared, +and the mere form would remain. The <q>what +appears</q> would be referred to the <q>how it appears,</q> and +this <q>how</q> would be what is <foreign lang='la' rend='italic'>a priori</foreign> knowable, therefore +entirely dependent on the subject, therefore only for +the subject, therefore, lastly, mere phantom, idea and +form of idea, through and through: no thing-in-itself +could be demanded. Supposing, then, that this were +possible, the whole world would be derived from the +subject, and in fact, that would be accomplished which +<pb n='161'/><anchor id='Pg161'/> +Fichte wanted to <emph>seem</emph> to accomplish by his empty +bombast. But it is not possible: phantasies, sophisms, +castles in the air, have been constructed in this way, but +science never. The many and multifarious phenomena +in nature have been successfully referred to particular +original forces, and as often as this has been done, a real +advance has been made. Several forces and qualities, +which were at first regarded as different, have been +derived from each other, and thus their number has been +curtailed. (For example, magnetism from electricity.) +Etiology will have reached its goal when it has recognised +and exhibited as such all the original forces of +nature, and established their mode of operation, <hi rend='italic'>i.e.</hi>, the +law according to which, under the guidance of causality, +their phenomena appear in time and space, and determine +their position with regard to each other. But certain original +forces will always remain over; there will always remain +as an insoluble residuum a content of phenomena which +cannot be referred to their form, and thus cannot be explained +from something else in accordance with the principle +of sufficient reason. For in everything in nature there is +something of which no ground can ever be assigned, of +which no explanation is possible, and no ulterior cause +is to be sought. This is the specific nature of its action, +<hi rend='italic'>i.e.</hi>, the nature of its existence, its being. Of each particular +effect of the thing a cause may be certainly +indicated, from which it follows that it must act just +at this time and in this place; but no cause can +ever be found from which it follows that a thing acts in +general, and precisely in the way it does. If it has no +other qualities, if it is merely a mote in a sunbeam, it yet +exhibits this unfathomable something, at least as weight +and impenetrability. But this, I say, is to the mote what +his will is to a man; and, like the human will, it is, according +to its inner nature, not subject to explanation; +nay, more—it is in itself identical with this will. It is +true that a motive may be given for every manifestation +<pb n='162'/><anchor id='Pg162'/> +of will, for every act of will at a particular time and in +a particular place, upon which it must necessarily follow, +under the presupposition of the character of the man. +But no reason can ever be given that the man has this +character; that he wills at all; that, of several motives, +just this one and no other, or indeed that any motive at +all, moves his will. That which in the case of man is +the unfathomable character which is presupposed in every +explanation of his actions from motives is, in the case of +every unorganised body, its definitive quality—the mode of +its action, the manifestations of which are occasioned by +impressions from without, while it itself, on the contrary, +is determined by nothing outside itself, and thus is also +inexplicable. Its particular manifestations, through which +alone it becomes visible, are subordinated to the principle +of sufficient reason; it itself is groundless. This was in +substance rightly understood by the schoolmen, who called +it <foreign lang='la' rend='italic'>forma substantialis</foreign>. (Cf. Suarez, Disput. Metaph., disp. +xv. sect. 1.) +</p> + +<p> +It is a greater and a commoner error that the phenomena +which we best understand are those which are of +most frequent occurrence, and which are most universal +and simple; for, on the contrary, these are just the phenomena +that we are most accustomed to see about us, +and to be ignorant of. It is just as inexplicable to us +that a stone should fall to the earth as that an animal +should move itself. It has been supposed, as we have +remarked above, that, starting from the most universal +forces of nature (gravitation, cohesion, impenetrability), it +was possible to explain from them the rarer forces, which +only operate under a combination of circumstances (for +example, chemical quality, electricity, magnetism), and, +lastly, from these to understand the organism and the life +of animals, and even the nature of human knowing and +willing. Men resigned themselves without a word to +starting from mere <foreign lang='la' rend='italic'>qualitates occultæ</foreign>, the elucidation of +which was entirely given up, for they intended to build +<pb n='163'/><anchor id='Pg163'/> +upon them, not to investigate them. Such an intention +cannot, as we have already said, be carried out. But +apart from this, such structures would always stand in +the air. What is the use of explanations which ultimately +refer us to something which is quite as unknown as the +problem with which we started? Do we in the end +understand more of the inner nature of these universal +natural forces than of the inner nature of an animal? +Is not the one as much a sealed book to us as the other? +Unfathomable because it is without ground, because it is +the content, that which the phenomenon is, and which +can never be referred to the form, to the how, to the +principle of sufficient reason. But we, who have in view +not etiology but philosophy, that is, not relative but unconditioned +knowledge of the real nature of the world, +take the opposite course, and start from that which is +immediately and most completely known to us, and fully +and entirely trusted by us—that which lies nearest to us, +in order to understand that which is known to us only +at a distance, one-sidedly and indirectly. From the most +powerful, most significant, and most distinct phenomenon +we seek to arrive at an understanding of those that are +less complete and weaker. With the exception of my +own body, all things are known to me only on <emph>one</emph> side, +that of the idea. Their inner nature remains hidden +from me and a profound secret, even if I know all the +causes from which their changes follow. Only by comparison +with that which goes on in me if my body performs +an action when I am influenced by a motive—only +by comparison, I say, with what is the inner nature of +my own changes determined by external reasons, can I +obtain insight into the way in which these lifeless bodies +change under the influence of causes, and so understand +what is their inner nature. For the knowledge of the +causes of the manifestation of this inner nature affords +me merely the rule of its appearance in time and space, +and nothing more. I can make this comparison because +<pb n='164'/><anchor id='Pg164'/> +my body is the only object of which I know not merely +the <emph>one</emph> side, that of the idea, but also the other side +which is called will. Thus, instead of believing that I +would better understand my own organisation, and then +my own knowing and willing, and my movements following +upon motives, if I could only refer them to movements +due to electrical, chemical, and mechanical causes, I must, +seeing that I seek philosophy and not etiology, learn to +understand from my own movements following upon +motives the inner nature of the simplest and commonest +movements of an unorganised body which I see following +upon causes. I must recognise the inscrutable forces +which manifest themselves in all natural bodies as identical +in kind with that which in me is the will, and as +differing from it only in degree. That is to say, the fourth +class of ideas given in the Essay on the Principle of Sufficient +Reason must be the key to the knowledge of the +inner nature of the first class, and by means of the law +of motivation I must come to understand the inner meaning +of the law of causation. +</p> + +<p> +Spinoza (Epist. 62) says that if a stone which has +been projected through the air had consciousness, it would +believe that it was moving of its own will. I add to this +only that the stone would be right. The impulse given +it is for the stone what the motive is for me, and what +in the case of the stone appears as cohesion, gravitation, +rigidity, is in its inner nature the same as that which I +recognise in myself as will, and what the stone also, if +knowledge were given to it, would recognise as will. In +the passage referred to, Spinoza had in view the necessity +with which the stone flies, and he rightly desires to +transfer this necessity to that of the particular act of will +of a person. I, on the other hand, consider the inner +being, which alone imparts meaning and validity to all +real necessity (<hi rend='italic'>i.e.</hi>, effect following upon a cause) as its +presupposition. In the case of men this is called character; +in the case of a stone it is called quality, but it is +<pb n='165'/><anchor id='Pg165'/> +the same in both. When it is immediately known it +is called will. In the stone it has the weakest, and in +man the strongest degree of visibility, of objectivity. St. +Augustine recognises, with a true instinct, this identity +of the tendencies of all things with our own willing, and +I cannot refrain from quoting his naïve account of the +matter:—<q><foreign lang='la' rend='italic'>Si pecora essemus, carnalem vitam et quod secundum +sensum ejusdem est amaremus, idque esset sufficiens +bonum nostrum, et secundum hoc si esset nobis bene, nihil +aliud quæreremus. Item, si arbores essemus, nihil quidem +sentientes motu amare possemus: verumtamen id quasi appetere +videremur, quo feracius essemus, uberiusque fructuosæ. +Si essemus lapides, aut fluctus, aut ventus, aut flamma, vel +quid ejusmodi, sine ullo quidem sensu atque vita, non tamen +nobis deesset quasi quidam nostrorum locorum atque ordinis +appetitus. Nam velut amores corporum momenta sunt ponderum, +sive deorsum gravitate, sive sursum levitate nitantur: +ita enim corpus pondere, sicut animus amore fertur quocunque +fertur</foreign></q> (De Civ. Dei, xi. 28). +</p> + +<p> +It ought further to be mentioned that Euler saw that +the inner nature of gravitation must ultimately be referred +to an <q>inclination and desire</q> (thus will) peculiar to +material bodies (in the 68th letter to the Princess). Indeed, +it is just this that makes him averse to the conception +of gravitation as it existed for Newton, and he is inclined +to try a modification of it in accordance with the +earlier Cartesian theory, and so to derive gravitation from +the impact of an ether upon the bodies, as being <q>more +rational and more suitable for persons who like clear and +intelligible principles.</q> He wishes to banish attraction +from physics as a <foreign lang='la' rend='italic'>qualitas occulta</foreign>. This is only in keeping +with the dead view of nature which prevailed at +Euler's time as the correlative of the immaterial soul. +It is only worth noticing because of its bearing upon the +fundamental truth established by me, which even at that +time this fine intellect saw glimmering in the distance. +He hastened to turn in time, and then, in his anxiety at +<pb n='166'/><anchor id='Pg166'/> +seeing all the prevalent fundamental views endangered, he +sought safety in the old and already exploded absurdities. +</p> + +<p> +We know that <emph>multiplicity</emph> in general is necessarily +conditioned by space and time, and is only thinkable in +them. In this respect they are called the <foreign lang='la' rend='italic'>principium +individuationis</foreign>. But we have found that space and +time are forms of the principle of sufficient reason. In +this principle all our knowledge <foreign lang='la' rend='italic'>a priori</foreign> is expressed, +but, as we showed above, this <foreign lang='la' rend='italic'>a priori</foreign> knowledge, as such, +only applies to the knowableness of things, not to the +things themselves, <hi rend='italic'>i.e.</hi>, it is only our form of knowledge, +it is not a property of the thing-in-itself. The thing-in-itself +is, as such, free from all forms of knowledge, even +the most universal, that of being an object for the subject. +In other words, the thing-in-itself is something +altogether different from the idea. If, now, this thing-in-itself +is <emph>the will</emph>, as I believe I have fully and convincingly +proved it to be, then, regarded as such and +apart from its manifestation, it lies outside time and +space, and therefore knows no multiplicity, and is consequently +<emph>one</emph>. Yet, as I have said, it is not one in the +sense in which an individual or a concept is one, but as +something to which the condition of the possibility of +multiplicity, the <foreign lang='la' rend='italic'>principium individuationis</foreign>, is foreign. +The multiplicity of things in space and time, which +collectively constitute the objectification of will, does not +affect the will itself, which remains indivisible notwithstanding +it. It is not the case that, in some way or +other, a smaller part of will is in the stone and a larger +part in the man, for the relation of part and whole +belongs exclusively to space, and has no longer any +meaning when we go beyond this form of intuition or +perception. The more and the less have application +only to the phenomenon of will, that is, its visibility, its +objectification. Of this there is a higher grade in the plant +than in the stone; in the animal a higher grade than in +the plant: indeed, the passage of will into visibility, its +<pb n='167'/><anchor id='Pg167'/> +objectification, has grades as innumerable as exist between +the dimmest twilight and the brightest sunshine, +the loudest sound and the faintest echo. We shall +return later to the consideration of these grades of visibility +which belong to the objectification of the will, to +the reflection of its nature. But as the grades of its +objectification do not directly concern the will itself, +still less is it concerned by the multiplicity of the +phenomena of these different grades, <hi rend='italic'>i.e.</hi>, the multitude +of individuals of each form, or the particular manifestations +of each force. For this multiplicity is directly +conditioned by time and space, into which the will itself +never enters. The will reveals itself as completely and +as much in <emph>one</emph> oak as in millions. Their number and +multiplication in space and time has no meaning with +regard to it, but only with regard to the multiplicity of +individuals who know in space and time, and who are +themselves multiplied and dispersed in these. The multiplicity +of these individuals itself belongs not to the will, +but only to its manifestation. We may therefore say +that if, <foreign rend='italic'>per impossibile</foreign>, a single real existence, even the +most insignificant, were to be entirely annihilated, the +whole world would necessarily perish with it. The +great mystic Angelus Silesius feels this when he says— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>I know God cannot live an instant without me,</q></l> +<l><q rend='post'>He must give up the ghost if I should cease to be.</q></l> +</lg> +</quote> + +<p> +Men have tried in various ways to bring the immeasurable +greatness of the material universe nearer to the comprehension +of us all, and then they have seized the opportunity +to make edifying remarks. They have referred +perhaps to the relative smallness of the earth, and indeed +of man; or, on the contrary, they have pointed out the +greatness of the mind of this man who is so insignificant—the +mind that can solve, comprehend, and even measure +the greatness of the universe, and so forth. Now, all +this is very well, but to me, when I consider the vastness +<pb n='168'/><anchor id='Pg168'/> +of the world, the most important point is this, that +the thing-in-itself, whose manifestation is the world—whatever +else it may be—cannot have its true self spread +out and dispersed after this fashion in boundless space, +but that this endless extension belongs only to its manifestation. +The thing-in-itself, on the contrary, is present +entire and undivided in every object of nature and in every +living being. Therefore we lose nothing by standing still +beside any single individual thing, and true wisdom is +not to be gained by measuring out the boundless world, +or, what would be more to the purpose, by actually +traversing endless space. It is rather to be attained by +the thorough investigation of any individual thing, for +thus we seek to arrive at a full knowledge and understanding +of its true and peculiar nature. +</p> + +<p> +The subject which will therefore be fully considered +in the next book, and which has, doubtless, already presented +itself to the mind of every student of Plato, is, +that these different grades of the objectification of will +which are manifested in innumerable individuals, and +exist as their unattained types or as the eternal forms of +things, not entering themselves into time and space, +which are the medium of individual things, but remaining +fixed, subject to no change, always being, never +becoming, while the particular things arise and pass +away, always become and never are,—that these <emph>grades +of the objectification of will</emph> are, I say, simply <emph>Plato's +Ideas</emph>. I make this passing reference to the matter here +in order that I may be able in future to use the word +<emph>Idea</emph> in this sense. In my writings, therefore, the word +is always to be understood in its true and original meaning +given to it by Plato, and has absolutely no reference +to those abstract productions of dogmatising scholastic +reason, which Kant has inaptly and illegitimately used +this word to denote, though Plato had already appropriated +and used it most fitly. By Idea, then, I understand +every definite and fixed grade of the objectification +<pb n='169'/><anchor id='Pg169'/> +of will, so far as it is thing-in-itself, and therefore has +no multiplicity. These grades are related to individual +things as their eternal forms or prototypes. The shortest +and most concise statement of this famous Platonic +doctrine is given us by Diogenes Laertes (iii. 12): <q>ὁ +Πλατων φησι, εν τῃ φυσει τας ιδεας ἑσταναι, καθαπερ +παραδειγματα, τα δ᾽ αλλα ταυταις εοικεναι, τουτων ὁμοιωματα +καθεστωτα</q>—(<q><foreign lang='la' rend='italic'>Plato ideas in natura velut exemplaria +dixit subsistere; cetera his esse similia, ad istarum +similitudinem consistentia</foreign></q>). Of Kant's misuse of the +word I take no further notice; what it is needful to say +about it will be found in the Appendix. +</p> + +<p> +§ 26. The lowest grades of the objectification of will are +to be found in those most universal forces of nature which +partly appear in all matter without exception, as gravity +and impenetrability, and partly have shared the given matter +among them, so that certain of them reign in one species +of matter and others in another species, constituting its +specific difference, as rigidity, fluidity, elasticity, electricity, +magnetism, chemical properties and qualities of every kind. +They are in themselves immediate manifestations of will, +just as much as human action; and as such they are +groundless, like human character. Only their particular +manifestations are subordinated to the principle of +sufficient reason, like the particular actions of men. They +themselves, on the other hand, can never be called either +effect or cause, but are the prior and presupposed conditions +of all causes and effects through which their real +nature unfolds and reveals itself. It is therefore senseless +to demand a cause of gravity or electricity, for they +are original forces. Their expressions, indeed, take place +in accordance with the law of cause and effect, so that +every one of their particular manifestations has a cause, +which is itself again just a similar particular manifestation +which determines that this force must express itself +here, must appear in space and time; but the force itself +is by no means the effect of a cause, nor the cause of an +<pb n='170'/><anchor id='Pg170'/> +effect. It is therefore a mistake to say <q>gravity is the +cause of a stone falling;</q> for the cause in this case is +rather the nearness of the earth, because it attracts the +stone. Take the earth away and the stone will not fall, +although gravity remains. The force itself lies quite +outside the chain of causes and effects, which presupposes +time, because it only has meaning in relation to it; but +the force lies outside time. The individual change always +has for its cause another change just as individual as +itself, and not the force of which it is the expression. +For that which always gives its efficiency to a cause, +however many times it may appear, is a force of nature. +As such, it is groundless, <hi rend='italic'>i.e.</hi>, it lies outside the chain of +causes and outside the province of the principle of sufficient +reason in general, and is philosophically known as +the immediate objectivity of will, which is the <q>in-itself</q> +of the whole of nature; but in etiology, which in this +reference is physics, it is set down as an original force, +<hi rend='italic'>i.e.</hi>, a <foreign lang='la' rend='italic'>qualitas occulta</foreign>. +</p> + +<p> +In the higher grades of the objectivity of will we see +individuality occupy a prominent position, especially in +the case of man, where it appears as the great difference +of individual characters, <hi rend='italic'>i.e.</hi>, as complete personality, outwardly +expressed in strongly marked individual physiognomy, +which influences the whole bodily form. None +of the brutes have this individuality in anything like so +high a degree, though the higher species of them have a +trace of it; but the character of the species completely +predominates over it, and therefore they have little +individual physiognomy. The farther down we go, the +more completely is every trace of the individual character +lost in the common character of the species, and the +physiognomy of the species alone remains. We know +the physiological character of the species, and from that +we know exactly what is to be expected from the individual; +while, on the contrary, in the human species +every individual has to be studied and fathomed for +<pb n='171'/><anchor id='Pg171'/> +himself, which, if we wish to forecast his action with +some degree of certainty, is, on account of the possibility +of concealment that first appears with reason, a matter +of the greatest difficulty. It is probably connected with +this difference of the human species from all others, that +the folds and convolutions of the brain, which are entirely +wanting in birds, and very weakly marked in +rodents, are even in the case of the higher animals far more +symmetrical on both sides, and more constantly the same +in each individual, than in the case of human beings.<note place='foot'>Wenzel, De Structura Cerebri +Hominis et Brutorum, 1812, ch. iii.; +Cuvier, Leçons d'Anat., comp. leçon +9, arts. 4 and 5; Vic. d'Azyr, Hist. +de l'Acad. de Sc. de Paris, 1783, pp. +470 and 483.</note> +It is further to be regarded as a phenomenon of this +peculiar individual character which distinguishes men +from all the lower animals, that in the case of the brutes +the sexual instinct seeks its satisfaction without observable +choice of objects, while in the case of man this choice is, +in a purely instinctive manner and independent of all +reflection, carried so far that it rises into a powerful +passion. While then every man is to be regarded as a +specially determined and characterised phenomenon of +will, and indeed to a certain extent as a special Idea, +in the case of the brutes this individual character as a +whole is wanting, because only the species has a special +significance. And the farther we go from man, the +fainter becomes the trace of this individual character, so +that plants have no individual qualities left, except such +as may be fully explained from the favourable or unfavourable +external influences of soil, climate, and other +accidents. Finally, in the inorganic kingdom of nature +all individuality disappears. The crystal alone is to be +regarded as to a certain extent individual. It is a unity +of the tendency in definite directions, fixed by crystallisation, +which makes the trace of this tendency permanent. +It is at the same time a cumulative repetition of its +primitive form, bound into unity by an idea, just as the +<pb n='172'/><anchor id='Pg172'/> +tree is an aggregate of the single germinating fibre which +shows itself in every rib of the leaves, in every leaf, in +every branch; which repeats itself, and to some extent +makes each of these appear as a separate growth, +nourishing itself from the greater as a parasite, so that +the tree, resembling the crystal, is a systematic aggregate +of small plants, although only the whole is the complete +expression of an individual Idea, <hi rend='italic'>i.e.</hi>, of this particular +grade of the objectification of will. But the individuals +of the same species of crystal can have no other difference +than such as is produced by external accidents; indeed +we can make at pleasure large or small crystals of every +species. The individual, however, as such, that is, with +traces of an individual character, does not exist further +in unorganised nature. All its phenomena are expressions +of general forces of nature, <hi rend='italic'>i.e.</hi>, of those grades +of the objectification of will which do not objectify +themselves (as is the case in organised nature), by means +of the difference of the individualities which collectively +express the whole of the Idea, but show themselves only +in the species, and as a whole, without any variation in +each particular example of it. Time, space, multiplicity, +and existence conditioned by causes, do not belong to +the will or to the Idea (the grade of the objectification of +will), but only to their particular phenomena. Therefore +such a force of nature as, for example, gravity +or electricity, must show itself as such in precisely +the same way in all its million phenomena, and only +external circumstances can modify these. This unity +of its being in all its phenomena, this unchangeable +constancy of the appearance of these, whenever, under +the guidance of causality, the necessary conditions are +present, is called a <emph>law of nature</emph>. If such a law is +once learned from experience, then the phenomenon of +that force of nature, the character of which is expressed and +laid down in it, may be accurately forecast and counted +upon. But it is just this conformity to law of the +<pb n='173'/><anchor id='Pg173'/> +phenomena of the lower grades of the objectification of +will which gives them such a different aspect from the +phenomena of the same will in the higher, <hi rend='italic'>i.e.</hi>, the more +distinct, grades of its objectification, in animals, and in +men and their actions, where the stronger or weaker +influence of the individual character and the susceptibility +to motives which often remain hidden from the +spectator, because they lie in knowledge, has had the +result that the identity of the inner nature of the two +kinds of phenomena has hitherto been entirely overlooked. +</p> + +<p> +If we start from the knowledge of the particular, and +not from that of the Idea, there is something astonishing, +and sometimes even terrible, in the absolute uniformity +of the laws of nature. It might astonish us +that nature never once forgets her laws; that if, for +example, it has once been according to a law of nature +that where certain materials are brought together under +given conditions, a chemical combination will take place, +or gas will be evolved, or they will go on fire; if these +conditions are fulfilled, whether by our interposition or +entirely by chance (and in this case the accuracy is the +more astonishing because unexpected), to-day just as +well as a thousand years ago, the determined phenomenon +will take place at once and without delay. We +are most vividly impressed with the marvellousness of +this fact in the case of rare phenomena, which only +occur under very complex circumstances, but which we +are previously informed will take place if these conditions +are fulfilled. For example, when we are told +that if certain metals, when arranged alternately in +fluid with which an acid has been mixed, are brought +into contact, silver leaf brought between the extremities +of this combination will suddenly be consumed in a +green flame; or that under certain conditions the hard +diamond turns into carbonic acid. It is the ghostly +omnipresence of natural forces that astonishes us in such +<pb n='174'/><anchor id='Pg174'/> +cases, and we remark here what in the case of phenomena +which happen daily no longer strikes us, how +the connection between cause and effect is really as +mysterious as that which is imagined between a magic +formula and a spirit that must appear when invoked +by it. On the other hand, if we have attained to the +philosophical knowledge that a force of nature is a +definite grade of the objectification of will, that is to +say, a definite grade of that which we recognise as our +own inmost nature, and that this will, in itself, and +distinguished from its phenomena and their forms, lies +outside time and space, and that, therefore, the multiplicity, +which is conditioned by time and space, does not +belong to it, nor directly to the grade of its objectification, +<hi rend='italic'>i.e.</hi>, the Idea, but only to the phenomena of the +Idea; and if we remember that the law of causality has +significance only in relation to time and space, inasmuch +as it determines the position of the multitude of phenomena +of the different Ideas in which the will reveals +itself, governing the order in which they must appear; +if, I say, in this knowledge the inner meaning of the +great doctrine of Kant has been fully grasped, the +doctrine that time, space, and causality do not belong to +the thing-in-itself, but merely to the phenomenon, that +they are only the forms of our knowledge, not qualities +of things in themselves; then we shall understand that +this astonishment at the conformity to law and accurate +operation of a force of nature, this astonishment at the +complete sameness of all its million phenomena and the +infallibility of their occurrence, is really like that of a +child or a savage who looks for the first time through a +glass with many facets at a flower, and marvels at the +complete similarity of the innumerable flowers which +he sees, and counts the leaves of each of them separately. +</p> + +<p> +Thus every universal, original force of nature is nothing +but a low grade of the objectification of will, and we call +<pb n='175'/><anchor id='Pg175'/> +every such grade an eternal <emph>Idea</emph> in Plato's sense. But +a <emph>law of nature</emph> is the relation of the Idea to the form of +its manifestation. This form is time, space, and causality, +which are necessarily and inseparably connected and related +to each other. Through time and space the Idea +multiplies itself in innumerable phenomena, but the +order according to which it enters these forms of multiplicity +is definitely determined by the law of causality; this +law is as it were the norm of the limit of these phenomena +of different Ideas, in accordance with which time, space, +and matter are assigned to them. This norm is therefore +necessarily related to the identity of the aggregate of +existing matter, which is the common substratum of all +those different phenomena. If all these were not directed +to that common matter in the possession of which they +must be divided, there would be no need for such a law +to decide their claims. They might all at once and together +fill a boundless space throughout an endless time. +Therefore, because all these phenomena of the eternal +Ideas are directed to one and the same matter, must +there be a rule for their appearance and disappearance; +for if there were not, they would not make way for each +other. Thus the law of causality is essentially bound up +with that of the permanence of substance; they reciprocally +derive significance from each other. Time and +space, again, are related to them in the same way. For +time is merely the possibility of conflicting states of the +same matter, and space is merely the possibility of the +permanence of the same matter under all sorts of conflicting +states. Accordingly, in the preceding book we +explained matter as the union of space and time, and +this union shows itself as change of the accidents in +the permanence of the substance, of which causality or +becoming is the universal possibility. And accordingly, +we said that matter is through and through causality. +We explained the understanding as the subjective correlative +of causality, and said matter (and thus the whole +<pb n='176'/><anchor id='Pg176'/> +world as idea) exists only for the understanding; the +understanding is its condition, its supporter as its necessary +correlative. I repeat all this in passing, merely to +call to mind what was demonstrated in the First Book, +for it is necessary for the complete understanding of +these two books that their inner agreement should be +observed, since what is inseparably united in the actual +world as its two sides, will and idea, has, in order that +we might understand each of them more clearly in isolation, +been dissevered in these two books. +</p> + +<p> +It may not perhaps be superfluous to elucidate further +by an example how the law of causality has meaning +only in relation to time and space, and the matter which +consists in the union of the two. For it determines the +limits in accordance with which the phenomena of the +forces of nature divide themselves in the possession of +matter, while the original forces of nature, as the immediate +objectification of will, which, as a thing in itself, is +not subordinated to the principle of sufficient reason, lie +outside these forms, within which alone all etiological +explanation has validity and meaning, and just on that +account can never lead us to the inner reality of nature. +For this purpose let us think of some kind of machine +constructed according to the laws of mechanics. Iron +weights begin the motion by their gravity; copper wheels +resist by their rigidity, affect and raise each other and +the lever by their impenetrability, and so on. Here +gravity, rigidity, and impenetrability are original unexplained +forces; mechanics only gives us the condition +under which, and the manner in which, they manifest +themselves, appear, and govern a definite matter, time, +and place. If, now, a strong magnet is made to attract +the iron of the weight, and overcome its gravity, the +movement of the machine stops, and the matter becomes +forthwith the scene of quite a different force of nature—magnetism, +of which etiology again gives no further +explanation than the condition under which it appears. +<pb n='177'/><anchor id='Pg177'/> +Or let us suppose that the copper discs of such a machine +are laid upon zinc plates, and an acid solution introduced +between them. At once the same matter of the machine +has become subject to another original force, galvanism, +which now governs it according to its own laws, and +reveals itself in it through its phenomena; and etiology +can again tell us nothing about this force except the +conditions under which, and the laws in accordance with +which, it manifests itself. Let us now raise the temperature +and add pure acid; the whole machine burns; +that is to say, once more an entirely different force of +nature, chemical energy, asserts at this time and in this +place irresistible claims to this particular matter, and +reveals itself in it as Idea, as a definite grade of the +objectification of will. The calcined metal thus produced +now unites with an acid, and a salt is obtained which +forms itself into crystals. These are the phenomena +of another Idea, which in itself is again quite inexplicable, +while the appearance of its phenomena is +dependent upon certain conditions which etiology can +give us. The crystals dissolve, mix with other materials, +and vegetation springs up from them—a new phenomenon +of will: and so the same permanent matter may +be followed <foreign lang='la' rend='italic'>ad infinitum</foreign>, to observe how now this and +now that natural force obtains a right to it and temporarily +takes possession of it, in order to appear and reveal its +own nature. The condition of this right, the point of +time and space at which it becomes valid, is given by +causality, but the explanation founded upon this law only +extends thus far. The force itself is a manifestation of +will, and as such is not subject to the forms of the principle +of sufficient reason, that is, it is groundless. It lies +outside all time, is omnipresent, and seems as it were to +wait constantly till the circumstances occur under which +it can appear and take possession of a definite matter, +supplanting the forces which have reigned in it till then. +All time exists only for the phenomena of such a force, +<pb n='178'/><anchor id='Pg178'/> +and is without significance for the force itself. Through +thousands of years chemical forces slumber in matter till +the contact with the reagents sets them free; then they +appear; but time exists only for the phenomena, not for +the forces themselves. For thousands of years galvanism +slumbered in copper and zinc, and they lay quietly beside +silver, which must be consumed in flame as soon as all +three are brought together under the required conditions. +Even in the organic kingdom we see a dry seed preserve +the slumbering force through three thousand years, and +when at last the favourable circumstances occur, grow up +as a plant.<note place='foot'>On the 16th of September 1840, +at a lecture upon Egyptian Archæology +delivered by Mr. Pettigrew at +the Literary and Scientific Institute +of London, he showed some corns of +wheat which Sir G. Wilkinson had +found in a grave at Thebes, in which +they must have lain for three thousand +years. They were found in an +hermetically sealed vase. Mr. Pettigrew +had sowed twelve grains, and +obtained a plant which grew five feet +high, and the seeds of which were +now quite ripe.—<hi rend='italic'>Times</hi>, 21st September +1840. In the same way in 1830 +Mr. Haulton produced in the Medical +Botanical Society of London a bulbous +root which was found in the +hand of an Egyptian mummy, in +which it was probably put in observance +of some religious rite, and which +must have been at least two thousand +years old. He had planted it in a +flower-pot, in which it grew up and +flourished. This is quoted from the +Medical Journal of 1830 in the Journal +of the Royal Institute of Great +Britain, October 1830, p. 196.—<q>In +the garden of Mr. Grimstone of the +Herbarium, Highgate, London, is a +pea in full fruit, which has sprung +from a pea that Mr. Pettigrew and +the officials of the British Museum +took out of a vase which had been +found in an Egyptian sarcophagus, +where it must have lain 2844 years.</q>—<hi rend='italic'>Times</hi>, +16th August 1844. Indeed, +the living toads found in limestone +lead to the conclusion that even animal +life is capable of such a suspension +for thousands of years, if this +is begun in the dormant period +and maintained by special circumstances.</note> +</p> + +<p> +If by this exposition the difference between a force of +nature and all its phenomena has been made quite distinct; +if we have seen clearly that the former is the will +itself at this particular grade of its objectification, but +that multiplicity comes to phenomena only through time +and space, and that the law of causality is nothing but +the determination of the position of these phenomena in +time and space; then we shall recognise the complete +truth and the deep meaning of Malebranche's doctrine of +occasional causes (<foreign lang='la' rend='italic'>causes occasionelles</foreign>). It is well worth +<pb n='179'/><anchor id='Pg179'/> +while comparing this doctrine of his, as he explains it in +the <q><hi rend='italic'>Recherches de la Vérite</hi>,</q> both in the 3rd Chapter of +the second part of the 6th Book, and in the <foreign lang='fr' rend='italic'>éclaircissements</foreign> +appended to this chapter, with this exposition of +mine, and observing the complete agreement of the two +doctrines in the case of such different systems of thought. +Indeed I cannot help admiring how Malebranche, though +thoroughly involved in the positive dogmas which his age +inevitably forced upon him, yet, in such bonds and under +such a burden, hit the truth so happily, so correctly, and +even knew how to combine it with these dogmas, at all +events verbally. +</p> + +<p> +For the power of truth is incredibly great and of unspeakable +endurance. We find constant traces of it in +all, even the most eccentric and absurd dogmas, of different +times and different lands,—often indeed in strange +company, curiously mixed up with other things, but still +recognisable. It is like a plant that germinates under a +heap of great stones, but still struggles up to the light, +working itself through with many deviations and windings, +disfigured, worn out, stunted in its growth,—but yet, to +the light. +</p> + +<p> +In any case Malebranche is right: every natural cause +is only an occasional cause. It only gives opportunity +or occasion for the manifestation of the one indivisible +will which is the <q>in-itself</q> of all things, and whose +graduated objectification is the whole visible world. Only +the appearance, the becoming visible, in this place, at +this time, is brought about by the cause and is so far +dependent on it, but not the whole of the phenomenon, +nor its inner nature. This is the will itself, to which +the principle of sufficient reason has not application, and +which is therefore groundless. Nothing in the world has +a sufficient cause of its existence generally, but only a +cause of existence just here and just now. That a +stone exhibits now gravity, now rigidity, now electricity, +now chemical qualities, depends upon causes, +<pb n='180'/><anchor id='Pg180'/> +upon impressions upon it from without, and is to be +explained from these. But these qualities themselves, +and thus the whole inner nature of the stone which consists +in them, and therefore manifests itself in all the +ways referred to; thus, in general, that the stone is such +as it is, that it exists generally—all this, I say, has no +ground, but is the visible appearance of the groundless +will. Every cause is thus an occasional cause. We have +found it to be so in nature, which is without knowledge, +and it is also precisely the same when motives and not +causes or stimuli determine the point at which the phenomena +are to appear, that is to say, in the actions of +animals and human beings. For in both cases it is one +and the same will which appears; very different in the +grades of its manifestation, multiplied in the phenomena +of these grades, and, in respect of these, subordinated to +the principle of sufficient reason, but in itself free from +all this. Motives do not determine the character of man, +but only the phenomena of his character, that is, his +actions; the outward fashion of his life, not its inner +meaning and content. These proceed from the character +which is the immediate manifestation of the will, and is +therefore groundless. That one man is bad and another +good, does not depend upon motives or outward influences, +such as teaching and preaching, and is in this +sense quite inexplicable. But whether a bad man shows +his badness in petty acts of injustice, cowardly tricks, +and low knavery which he practises in the narrow sphere +of his circumstances, or whether as a conqueror he oppresses +nations, throws a world into lamentation, and +sheds the blood of millions; this is the outward form +of his manifestation, that which is unessential to it, and +depends upon the circumstances in which fate has placed +him, upon his surroundings, upon external influences, +upon motives; but his decision upon these motives can +never be explained from them; it proceeds from the will, +of which this man is a manifestation. Of this we shall +<pb n='181'/><anchor id='Pg181'/> +speak in the Fourth Book. The manner in which the +character discloses its qualities is quite analogous to the +way in which those of every material body in unconscious +nature are disclosed. Water remains water with its +intrinsic qualities, whether as a still lake it reflects its +banks, or leaps in foam from the cliffs, or, artificially confined, +spouts in a long jet into the air. All that depends +upon external causes; the one form is as natural to it as +the other, but it will always show the same form in the +same circumstances; it is equally ready for any, but in +every case true to its character, and at all times revealing +this alone. So will every human character under +all circumstances reveal itself, but the phenomena which +proceed from it will always be in accordance with the +circumstances. +</p> + +<p> +§ 27. If, from the foregoing consideration of the +forces of nature and their phenomena, we have come to +see clearly how far an explanation from causes can go, +and where it must stop if it is not to degenerate into the +vain attempt to reduce the content of all phenomena to +their mere form, in which case there would ultimately +remain nothing but form, we shall be able to settle in +general terms what is to be demanded of etiology as a +whole. It must seek out the causes of all phenomena +in nature, <hi rend='italic'>i.e.</hi>, the circumstances under which they invariably +appear. Then it must refer the multitude of +phenomena which have various forms in various circumstances +to what is active in every phenomenon, and is +presupposed in the cause,—original forces of nature. It +must correctly distinguish between a difference of the +phenomenon which arises from a difference of the force, +and one which results merely from a difference of the +circumstances under which the force expresses itself; +and with equal care it must guard against taking the +expressions of one and the same force under different +circumstances for the manifestations of different forces, +and conversely against taking for manifestations of one +<pb n='182'/><anchor id='Pg182'/> +and the same force what originally belongs to different +forces. Now this is the direct work of the faculty of +judgment, and that is why so few men are capable of +increasing our insight in physics, while all are able to +enlarge experience. Indolence and ignorance make us +disposed to appeal too soon to original forces. This is +exemplified with an exaggeration that savours of irony +in the entities and quidities of the schoolmen. Nothing +is further from my desire than to favour their resuscitation. +We have just as little right to appeal to the +objectification of will, instead of giving a physical explanation, +as we have to appeal to the creative power of +God. For physics demands causes, and the will is never +a cause. Its whole relation to the phenomenon is not in +accordance with the principle of sufficient reason. But +that which in itself is the will exists in another aspect +as idea; that is to say, is phenomenon. As such, it +obeys the laws which constitute the form of the phenomenon. +Every movement, for example, although it is +always a manifestation of will, must yet have a cause +from which it is to be explained in relation to a particular +time and space; that is, not in general in its +inner nature, but as a <emph>particular</emph> phenomenon. In the +case of the stone, this is a mechanical cause; in that of +the movement of a man, it is a motive; but in no case +can it be wanting. On the other hand, the universal +common nature of all phenomena of one particular kind, +that which must be presupposed if the explanation from +causes is to have any sense and meaning, is the general +force of nature, which, in physics, must remain a <foreign lang='la' rend='italic'>qualitas +occulta</foreign>, because with it the etiological explanation ends +and the metaphysical begins. But the chain of causes +and effects is never broken by an original force to which +it has been necessary to appeal. It does not run back +to such a force as if it were its first link, but the nearest +link, as well as the remotest, presupposes the original +force, and could otherwise explain nothing. A series of +<pb n='183'/><anchor id='Pg183'/> +causes and effects may be the manifestation of the most +different kinds of forces, whose successive visible appearances +are conducted through it, as I have illustrated above +by the example of a metal machine. But the difference +of these original forces, which cannot be referred to each +other, by no means breaks the unity of that chain of causes, +and the connection between all its links. The etiology +and the philosophy of nature never do violence to +each other, but go hand in hand, regarding the same +object from different points of view. Etiology gives an +account of the causes which necessarily produce the particular +phenomenon to be explained. It exhibits, as the +foundation of all its explanations, the universal forces +which are active in all these causes and effects. It +accurately defines, enumerates, and distinguishes these +forces, and then indicates all the different effects in which +each force appears, regulated by the difference of the +circumstances, always in accordance with its own peculiar +character, which it discloses in obedience to an invariable +rule, called <emph>a law of nature</emph>. When all this has been +thoroughly accomplished by physics in every particular, +it will be complete, and its work will be done. There +will then remain no unknown force in unorganised nature, +nor any effect, which has not been proved to be the manifestation +of one of these forces under definite circumstances, +in accordance with a law of nature. Yet a law +of nature remains merely the observed rule according to +which nature invariably proceeds whenever certain definite +circumstances occur. Therefore a law of nature may be +defined as a fact expressed generally—<foreign lang='fr' rend='italic'>un fait généralisé</foreign>—and +thus a complete enumeration of all the laws of nature +would only be a complete register of facts. The consideration +of nature as a whole is thus completed in +<emph>morphology</emph>, which enumerates, compares, and arranges all +the enduring forms of organised nature. Of the causes +of the appearance of the individual creature it has little +to say, for in all cases this is procreation (the theory of +<pb n='184'/><anchor id='Pg184'/> +which is a separate matter), and in rare cases the <foreign lang='la' rend='italic'>generatio +æquivoca</foreign>. But to this last belongs, strictly speaking, the +manner in which all the lower grades of the objectification +of will, that is to say, physical and chemical phenomena, +appear as individual, and it is precisely the task +of etiology to point out the conditions of this appearance. +Philosophy, on the other hand, concerns itself only with +the universal, in nature as everywhere else. The original +forces themselves are here its object, and it recognises in +them the different grades of the objectivity of will, which +is the inner nature, the <q>in-itself</q> of this world; and +when it regards the world apart from will, it explains it +as merely the idea of the subject. But if etiology, instead +of preparing the way for philosophy, and supplying +its doctrines with practical application by means of +instances, supposes that its aim is rather to deny the +existence of all original forces, except perhaps <emph>one</emph>, the +most general, for example, impenetrability, which it +imagines it thoroughly understands, and consequently +seeks forcibly to refer all the others to it—it forsakes its +own province and can only give us error instead of +truth. The content of nature is supplanted by its form, +everything is ascribed to the circumstances which work +from without, and nothing to the inner nature of the +thing. Now if it were possible to succeed by this method, +a problem in arithmetic would ultimately, as we have +already remarked, solve the riddle of the universe. But +this is the method adopted by those, referred to above, +who think that all physiological effects ought to be reduced +to form and combination, this, perhaps, to electricity, and +this again to chemism, and chemism to mechanism. The +mistake of Descartes, for example, and of all the Atomists, +was of this last description. They referred the movements +of the globe to the impact of a fluid, and the +qualities of matter to the connection and form of the +atoms, and hence they laboured to explain all the phenomena +of nature as merely manifestations of impenetrability +<pb n='185'/><anchor id='Pg185'/> +and cohesion. Although this has been given up, +precisely the same error is committed in our own day by +the electrical, chemical, and mechanical physiologists, who +obstinately attempt to explain the whole of life and all the +functions of the organism from <q>form and combination.</q> +In Meckel's <q>Archiv für Physiologie</q> (1820, vol. v. p. +185) we still find it stated that the aim of physiological +explanation is the reduction of organic life to the universal +forces with which physics deals. Lamarck also, in his +<q><hi rend='italic'>Philosophie Zoologique</hi>,</q> explains life as merely the +effect of warmth and electricity: <foreign lang='fr' rend='italic'>le calorique et la matière +électrique suffisent parfaitement pour composer ensemble cette +cause essentielle de la vie</foreign> (p. 16). According to this, warmth +and electricity would be the <q>thing-in-itself,</q> and the +world of animals and plants its phenomenal appearance. +The absurdity of this opinion becomes glaringly apparent +at the 306th and following pages of that work. It is +well known that all these opinions, that have been so +often refuted, have reappeared quite recently with renewed +confidence. If we carefully examine the foundation +of these views, we shall find that they ultimately +involve the presupposition that the organism is merely +an aggregate of phenomena of physical, chemical, and mechanical +forces, which have come together here by chance, +and produced the organism as a freak of nature without +further significance. The organism of an animal or of a +human being would therefore be, if considered philosophically, +not the exhibition of a special Idea, that is, not itself +immediate objectivity of the will at a definite higher +grade, but in it would appear only those Ideas which +objectify the will in electricity, in chemism, and in +mechanism. Thus the organism would be as fortuitously +constructed by the concurrence of these forces as the +forms of men and beasts in clouds and stalactites, and +would therefore in itself be no more interesting than they +are. However, we shall see immediately how far the +application of physical and chemical modes of explanation +<pb n='186'/><anchor id='Pg186'/> +to the organism may yet, within certain limits, be +allowable and useful; for I shall explain that the vital +force certainly avails itself of and uses the forces of +unorganised nature; yet these forces no more constitute +the vital force than a hammer and anvil make a blacksmith. +Therefore even the most simple example of plant +life can never be explained from these forces by any +theory of capillary attraction and endosmose, much less +animal life. The following observations will prepare the +way for this somewhat difficult discussion. +</p> + +<p> +It follows from all that has been said that it is +certainly an error on the part of natural science to seek +to refer the higher grades of the objectification of will to +the lower; for the failure to recognise, or the denial of, +original and self-existing forces of nature is just as wrong +as the groundless assumption of special forces when what +occurs is merely a peculiar kind of manifestation of what +is already known. Thus Kant rightly says that it would +be absurd to hope for a blade of grass from a Newton, +that is, from one who reduced the blade of grass to the +manifestations of physical and chemical forces, of which it +was the chance product, and therefore a mere freak of +nature, in which no special Idea appeared, <hi rend='italic'>i.e.</hi>, the will +did not directly reveal itself in it in a higher and +specific grade, but just as in the phenomena of unorganised +nature and by chance in this form. The schoolmen, +who certainly would not have allowed such a +doctrine, would rightly have said that it was a complete +denial of the <foreign lang='la' rend='italic'>forma substantialis</foreign>, and a degradation of it +to the <foreign lang='la' rend='italic'>forma accidentalis</foreign>. For the <foreign lang='la' rend='italic'>forma substantialis</foreign> of +Aristotle denotes exactly what I call the grade of the +objectification of will in a thing. On the other hand, +it is not to be overlooked that in all Ideas, that is, in all +forces of unorganised, and all forms of organised nature, +it is <emph>one and the same</emph> will that reveals itself, that is to +say, which enters the form of the idea and passes into <emph>objectivity</emph>. +Its unity must therefore be also recognisable +<pb n='187'/><anchor id='Pg187'/> +through an inner relationship between all its phenomena. +Now this reveals itself in the higher grades of the objectification +of will, where the whole phenomenon is more +distinct, thus in the vegetable and animal kingdoms, +through the universally prevailing analogy of all forms, +the fundamental type which recurs in all phenomena. +This has, therefore, become the guiding principle of the +admirable zoological system which was originated +by the French in this century, and it is most completely +established in comparative anatomy as <foreign lang='fr' rend='italic'>l'unité +de plan</foreign>, <foreign lang='fr' rend='italic'>l'uniformité de l'élément anatomique</foreign>. To discover +this fundamental type has been the chief concern, +or at any rate the praiseworthy endeavour, of +the natural philosophers of the school of Schelling, who +have in this respect considerable merit, although in +many cases their hunt after analogies in nature degenerated +into mere conceits. They have, however, rightly +shown that that general relationship and family likeness +exists also in the Ideas of unorganised nature; for +example, between electricity and magnetism, the identity +of which was afterwards established; between chemical +attraction and gravitation, and so forth. They +specially called attention to the fact that <emph>polarity</emph>, that +is, the sundering of a force into two qualitatively different +and opposed activities striving after reunion, +which also shows itself for the most part in space as a +dispersion in opposite directions, is a fundamental type +of almost all the phenomena of nature, from the magnet +and the crystal to man himself. Yet this knowledge +has been current in China from the earliest times, in the +doctrine of opposition of Yin and Yang. Indeed, since +all things in the world are the objectification of one and +the same will, and therefore in their inner nature identical, +it must not only be the case that there is that +unmistakable analogy between them, and that in every +phenomenon the trace, intimation, and plan of the +higher phenomenon that lies next to it in point of +<pb n='188'/><anchor id='Pg188'/> +development shows itself, but also because all these +forms belong to the world as <emph>idea</emph>, it is indeed conceivable +that even in the most universal forms of the idea, +in that peculiar framework of the phenomenal world +space and time, it may be possible to discern and establish +the fundamental type, intimation, and plan of what +fills the forms. It seems to have been a dim notion of +this that was the origin of the Cabala and all the mathematical +philosophy of the Pythagoreans, and also of the +Chinese in Y-king. In the school of Schelling also, to +which we have already referred, we find, among their +efforts to bring to light the similarity among the phenomena +of nature, several attempts (though rather unfortunate +ones) to deduce laws of nature from the laws +of pure space and time. However, one can never tell to +what extent a man of genius will realise both endeavours. +</p> + +<p> +Now, although the difference between phenomenon +and thing-in-itself is never lost sight of, and therefore +the identity of the will which objectifies itself in all +Ideas can never (because it has different grades of its +objectification) be distorted to mean identity of the +particular Ideas themselves in which it appears, so that, +for example, chemical or electrical attraction can never be +reduced to the attraction of gravitation, although this +inner analogy is known, and the former may be regarded +as, so to speak, higher powers of the latter, just as +little does the similarity of the construction of all +animals warrant us in mixing and identifying the +species and explaining the more developed as mere +variations of the less developed; and although, finally, +the physiological functions are never to be reduced to +chemical or physical processes, yet, in justification of this +procedure, within certain limits, we may accept the following +observations as highly probable. +</p> + +<p> +If several of the phenomena of will in the lower +grades of its objectification—that is, in unorganised nature—come +into conflict because each of them, under the +<pb n='189'/><anchor id='Pg189'/> +guidance of causality, seeks to possess a given portion of +matter, there arises from the conflict the phenomenon of +a higher Idea which prevails over all the less developed +phenomena previously there, yet in such a way that it +allows the essence of these to continue to exist in a +subordinate manner, in that it takes up into itself from +them something which is analogous to them. This +process is only intelligible from the identity of the will +which manifests itself in all the Ideas, and which is +always striving after higher objectification. We thus +see, for example, in the hardening of the bones, an +unmistakable analogy to crystallisation, as the force +which originally had possession of the chalk, although +ossification is never to be reduced to crystallisation. +The analogy shows itself in a weaker degree in the flesh +becoming firm. The combination of humours in the +animal body and secretion are also analogous to chemical +combination and separation. Indeed, the laws of +chemistry are still strongly operative in this case, but +subordinated, very much modified, and mastered by a +higher Idea; therefore mere chemical forces outside the +organism will never afford us such humours; but +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Encheiresin naturæ nennt es die Chemie,</q></l> +<l><q rend='post'>Spottet ihrer selbst und weiss nicht wie.</q></l> +</lg> +</quote> + +<p> +The more developed Idea resulting from this victory over +several lower Ideas or objectifications of will, gains an +entirely new character by taking up into itself from every +Idea over which it has prevailed a strengthened analogy. +The will objectifies itself in a new, more distinct way. +It originally appears in <foreign lang='la' rend='italic'>generatio æquivoca</foreign>; afterwards in +assimilation to the given germ, organic moisture, plant, +animal, man. Thus from the strife of lower phenomena +the higher arise, swallowing them all up, but yet realising +in the higher grade the tendency of all the lower. +Here, then, already the law applies—<foreign lang='la' rend='italic'>Serpens nisi serpentem +comederit non fit draco.</foreign> +</p> + +<pb n='190'/><anchor id='Pg190'/> + +<p> +I wish it had been possible for me to dispel by clearness +of explanation the obscurity which clings to the +subject of these thoughts; but I see very well that the +reader's own consideration of the matter must materially +aid me if I am not to remain uncomprehended or misunderstood. +According to the view I have expressed, +the traces of chemical and physical modes of operation +will indeed be found in the organism, but it can never +be explained from them; because it is by no means a +phenomenon even accidentally brought about through the +united actions of such forces, but a higher Idea which +has overcome these lower ideas by <emph>subduing assimilation</emph>; +for the <emph>one</emph> will which objectifies itself in all Ideas always +seeks the highest possible objectification, and has therefore +in this case given up the lower grades of its +manifestation after a conflict, in order to appear in a +higher grade, and one so much the more powerful. No +victory without conflict: since the higher Idea or objectification +of will can only appear through the conquest +of the lower, it endures the opposition of these lower +Ideas, which, although brought into subjection, still constantly +strive to obtain an independent and complete +expression of their being. The magnet that has attracted +a piece of iron carries on a perpetual conflict with gravitation, +which, as the lower objectification of will, has a +prior right to the matter of the iron; and in this constant +battle the magnet indeed grows stronger, for the opposition +excites it, as it were, to greater effort. In the same +way every manifestation of the will, including that which +expresses itself in the human organism, wages a constant +war against the many physical and chemical forces +which, as lower Ideas, have a prior right to that matter. +Thus the arm falls which for a while, overcoming gravity, +we have held stretched out; thus the pleasing sensation +of health, which proclaims the victory of the Idea +of the self-conscious organism over the physical and +chemical laws, which originally governed the humours of +<pb n='191'/><anchor id='Pg191'/> +the body, is so often interrupted, and is indeed always +accompanied by greater or less discomfort, which arises +from the resistance of these forces, and on account of +which the vegetative part of our life is constantly attended +by slight pain. Thus also digestion weakens all the animal +functions, because it requires the whole vital force to +overcome the chemical forces of nature by assimilation. +Hence also in general the burden of physical life, the +necessity of sleep, and, finally, of death; for at last these +subdued forces of nature, assisted by circumstances, win +back from the organism, wearied even by the constant +victory, the matter it took from them, and attain to an +unimpeded expression of their being. We may therefore +say that every organism expresses the Idea of which it is +the image, only after we have subtracted the part of its +force which is expended in subduing the lower Ideas that +strive with it for matter. This seems to have been +running in the mind of Jacob Böhm when he says somewhere +that all the bodies of men and animals, and even +all plants, are really half dead. According as the subjection +in the organism of these forces of nature, which +express the lower grades of the objectification of will, is +more or less successful, the more or the less completely +does it attain to the expression of its Idea; that is to +say, the nearer it is to the <emph>ideal</emph> or the further from it—the +<emph>ideal</emph> of beauty in its species. +</p> + +<p> +Thus everywhere in nature we see strife, conflict, and +alternation of victory, and in it we shall come to recognise +more distinctly that variance with itself which is essential +to the will. Every grade of the objectification of will +fights for the matter, the space, and the time of the others. +The permanent matter must constantly change its form; +for under the guidance of causality, mechanical, physical, +chemical, and organic phenomena, eagerly striving to appear, +wrest the matter from each other, for each desires +to reveal its own Idea. This strife may be followed through +the whole of nature; indeed nature exists only through it: +<pb n='192'/><anchor id='Pg192'/> +ει γαρ μη ην το νεικος εν τοις πραγμασιν, ἑν αν ην ἁπαντα, +ὡς φησιν Εμπεδοκλης; (nam si non inesset in rebus contentio, +unum omnia essent, ut ait Empedocles. Aris. +Metaph., B. 5). Yet this strife itself is only the revelation +of that variance with itself which is essential to the +will. This universal conflict becomes most distinctly +visible in the animal kingdom. For animals have the +whole of the vegetable kingdom for their food, and even +within the animal kingdom every beast is the prey and +the food of another; that is, the matter in which its Idea +expresses itself must yield itself to the expression of +another Idea, for each animal can only maintain its existence +by the constant destruction of some other. Thus +the will to live everywhere preys upon itself, and in different +forms is its own nourishment, till finally the human +race, because it subdues all the others, regards nature as +a manufactory for its use. Yet even the human race, as +we shall see in the Fourth Book, reveals in itself with +most terrible distinctness this conflict, this variance with +itself of the will, and we find <foreign lang='la' rend='italic'>homo homini lupus</foreign>. Meanwhile +we can recognise this strife, this subjugation, just +as well in the lower grades of the objectification of will. +Many insects (especially ichneumon-flies) lay their eggs +on the skin, and even in the body of the larvæ of other +insects, whose slow destruction is the first work of the +newly hatched brood. The young hydra, which grows +like a bud out of the old one, and afterwards separates +itself from it, fights while it is still joined to the old one +for the prey that offers itself, so that the one snatches +it out of the mouth of the other (Trembley, Polypod., ii. +p. 110, and iii. p. 165). But the bulldog-ant of Australia +affords us the most extraordinary example of this +kind; for if it is cut in two, a battle begins between the +head and the tail. The head seizes the tail with its teeth, +and the tail defends itself bravely by stinging the head: +the battle may last for half an hour, until they die or are +dragged away by other ants. This contest takes place +<pb n='193'/><anchor id='Pg193'/> +every time the experiment is tried. (From a letter by +Howitt in the W. Journal, reprinted in Galignani's Messenger, +17th November 1855.) On the banks of the +Missouri one sometimes sees a mighty oak the stem and +branches of which are so encircled, fettered, and interlaced +by a gigantic wild vine, that it withers as if choked. The +same thing shows itself in the lowest grades; for example, +when water and carbon are changed into vegetable sap, or +vegetables or bread into blood by organic assimilation; +and so also in every case in which animal secretion takes +place, along with the restriction of chemical forces to a +subordinate mode of activity. This also occurs in unorganised +nature, when, for example, crystals in process of +formation meet, cross, and mutually disturb each other to +such an extent that they are unable to assume the pure +crystalline form, so that almost every cluster of crystals +is an image of such a conflict of will at this low grade of +its objectification; or again, when a magnet forces its +magnetism upon iron, in order to express its Idea in it; +or when galvanism overcomes chemical affinity, decomposes +the closest combinations, and so entirely suspends +the laws of chemistry that the acid of a decomposed salt +at the negative pole must pass to the positive pole without +combining with the alkalies through which it goes +on its way, or turning red the litmus paper that touches +it. On a large scale it shows itself in the relation between +the central body and the planet, for although the planet +is in absolute dependence, yet it always resists, just like +the chemical forces in the organism; hence arises the +constant tension between centripetal and centrifugal force, +which keeps the globe in motion, and is itself an example +of that universal essential conflict of the manifestation of +will which we are considering. For as every body must +be regarded as the manifestation of a will, and as will +necessarily expresses itself as a struggle, the original condition +of every world that is formed into a globe cannot +be rest, but motion, a striving forward in boundless space +<pb n='194'/><anchor id='Pg194'/> +without rest and without end. Neither the law of inertia +nor that of causality is opposed to this: for as, according +to the former, matter as such is alike indifferent +to rest and motion, its original condition may just as +well be the one as the other, therefore if we first find +it in motion, we have just as little right to assume +that this was preceded by a condition of rest, and to +inquire into the cause of the origin of the motion, as, +conversely, if we found it at rest, we would have to +assume a previous motion and inquire into the cause of +its suspension. It is, therefore, not needful to seek for a +first impulse for centrifugal force, for, according to the +hypothesis of Kant and Laplace, it is, in the case of the +planets, the residue of the original rotation of the central +body, from which the planets have separated themselves +as it contracted. But to this central body itself motion +is essential; it always continues its rotation, and at the +same time rushes forward in endless space, or perhaps circulates +round a greater central body invisible to us. This +view entirely agrees with the conjecture of astronomers that +there is a central sun, and also with the observed advance +of our whole solar system, and perhaps of the whole +stellar system to which our sun belongs. From this we +are finally led to assume a general advance of fixed stars, +together with the central sun, and this certainly loses all +meaning in boundless space (for motion in absolute space +cannot be distinguished from rest), and becomes, as is +already the case from its striving and aimless flight, an +expression of that nothingness, that failure of all aim, +which, at the close of this book, we shall be obliged to +recognise in the striving of will in all its phenomena. +Thus boundless space and endless time must be the most +universal and essential forms of the collective phenomena +of will, which exist for the expression of its whole being. +Lastly, we can recognise that conflict which we are considering +of all phenomena of will against each other in +simple matter regarded as such; for the real characteristic +<pb n='195'/><anchor id='Pg195'/> +of matter is correctly expressed by Kant as repulsive +and attractive force; so that even crude matter has its +existence only in the strife of conflicting forces. If we +abstract from all chemical differences in matter, or go so +far back in the chain of causes and effects that as yet +there is no chemical difference, there remains mere +matter,—the world rounded to a globe, whose life, <hi rend='italic'>i.e.</hi>, +objectification of will, is now constituted by the conflict +between attractive and repulsive forces, the former as +gravitation pressing from all sides towards the centre, +the latter as impenetrability always opposing the former +either as rigidity or elasticity; and this constant pressure +and resistance may be regarded as the objectivity of will +in its very lowest grade, and even there it expresses its +character. +</p> + +<p> +We should see the will express itself here in the +lowest grade as blind striving, an obscure, inarticulate +impulse, far from susceptible of being directly known. +It is the simplest and the weakest mode of its objectification. +But it appears as this blind and unconscious +striving in the whole of unorganised nature, in all those +original forces of which it is the work of physics and +chemistry to discover and to study the laws, and each of +which manifests itself to us in millions of phenomena +which are exactly similar and regular, and show no +trace of individual character, but are mere multiplicity +through space and time, <hi rend='italic'>i.e.</hi>, through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +as a picture is multiplied through the facets of +a glass. +</p> + +<p> +From grade to grade objectifying itself more distinctly, +yet still completely without consciousness as an obscure +striving force, the will acts in the vegetable kingdom +also, in which the bond of its phenomena consists no +longer properly of causes, but of stimuli; and, finally, +also in the vegetative part of the animal phenomenon, in +the production and maturing of the animal, and in sustaining +its inner economy, in which the manifestation of +<pb n='196'/><anchor id='Pg196'/> +will is still always necessarily determined by stimuli. +The ever-ascending grades of the objectification of will +bring us at last to the point at which the individual that +expresses the Idea could no longer receive food for its +assimilation through mere movement following upon +stimuli. For such a stimulus must be waited for, but +the food has now come to be of a more special and definite +kind, and with the ever-increasing multiplicity of the +individual phenomena, the crowd and confusion has become +so great that they interfere with each other, and +the chance of the individual that is moved merely by +stimuli and must wait for its food would be too unfavourable. +From the point, therefore, at which the +animal has delivered itself from the egg or the womb in +which it vegetated without consciousness, its food must +be sought out and selected. For this purpose movement +following upon motives, and therefore consciousness, becomes +necessary, and consequently it appears as an agent, +μηχανη, called in at this stage of the objectification of will +for the conservation of the individual and the propagation +of the species. It appears represented by the brain or a +large ganglion, just as every other effort or determination +of the will which objectifies itself is represented by an +organ, that is to say, manifests itself for the idea as an +organ.<note place='foot'>Cf. Chap. xxii. of the Supplement, +and also my work <q>Ueber den Willen +in der Natur,</q> p. 54 <hi rend='italic'>et seq.</hi>, and +pp. 70-79 of the first edition, or p. +46 <hi rend='italic'>et seq.</hi>, and pp. 63-72 of the +second, or p. 48 <hi rend='italic'>et seq.</hi>, and pp. +69-77 of the third edition.</note> But with this means of assistance, this μηχανη, +the <emph>world as idea</emph> comes into existence at a stroke, with +all its forms, object and subject, time, space, multiplicity, +and causality. The world now shows its second side. +Till now <emph>mere will</emph>, it becomes also <emph>idea</emph>, object of the +knowing subject. The will, which up to this point +followed its tendency in the dark with unerring certainty, +has at this grade kindled for itself a light as a means +which became necessary for getting rid of the disadvantage +which arose from the throng and the complicated +<pb n='197'/><anchor id='Pg197'/> +nature of its manifestations, and which would have +accrued precisely to the most perfect of them. The +hitherto infallible certainty and regularity with which +it worked in unorganised and merely vegetative nature, +rested upon the fact that it alone was active in its +original nature, as blind impulse, will, without assistance, +and also without interruption, from a second and entirely +different world, the world as idea, which is indeed only the +image of its own inner being, but is yet of quite another +nature, and now encroaches on the connected whole of its +phenomena. Hence its infallible certainty comes to an +end. Animals are already exposed to illusion, to deception. +They have, however, merely ideas of perception, no conceptions, +no reflection, and they are therefore bound to +the present; they cannot have regard for the future. It +seems as if this knowledge without reason was not in all +cases sufficient for its end, and at times required, as it were, +some assistance. For the very remarkable phenomenon +presents itself, that the blind working of the will and the +activity enlightened by knowledge encroach in a most +astonishing manner upon each other's spheres in two kinds +of phenomena. In the one case we find in the very midst +of those actions of animals which are guided by perceptive +knowledge and its motives one kind of action +which is accomplished apart from these, and thus through +the necessity of the blindly acting will. I refer to those +mechanical instincts which are guided by no motive or +knowledge, and which yet have the appearance of performing +their work from abstract rational motives. The +other case, which is opposed to this, is that in which, on +the contrary, the light of knowledge penetrates into the +workshop of the blindly active will, and illuminates the +vegetative functions of the human organism. I mean +clairvoyance. Finally, when the will has attained to the +highest grade of its objectification, that knowledge of the +understanding given to brutes to which the senses supply +the data, out of which there arises mere perception confined +<pb n='198'/><anchor id='Pg198'/> +to what is immediately present, does not suffice. +That complicated, many-sided, imaginative being, man, +with his many needs, and exposed as he is to innumerable +dangers, must, in order to exist, be lighted by a double +knowledge; a higher power, as it were, of perceptive +knowledge must be given him, and also reason, as the +faculty of framing abstract conceptions. With this there +has appeared reflection, surveying the future and the past, +and, as a consequence, deliberation, care, the power of +premeditated action independent of the present, and +finally, the full and distinct consciousness of one's own +deliberate volition as such. Now if with mere knowledge +of perception there arose the possibility of illusion +and deception, by which the previous infallibility of the +blind striving of will was done away with, so that mechanical +and other instincts, as expressions of unconscious +will, had to lend their help in the midst of those that +were conscious, with the entrance of reason that certainty +and infallibility of the expressions of will (which +at the other extreme in unorganised nature appeared as +strict conformity to law) is almost entirely lost; instinct +disappears altogether; deliberation, which is supposed to +take the place of everything else, begets (as was shown +in the First Book) irresolution and uncertainty; then +error becomes possible, and in many cases obstructs the +adequate objectification of the will in action. For although +in the character the will has already taken its definite +and unchangeable bent or direction, in accordance with +which volition, when occasioned by the presence of a motive, +invariably takes place, yet error can falsify its expressions, +for it introduces illusive motives that take the place of +the real ones which they resemble;<note place='foot'>The Scholastics therefore said +very truly: <foreign lang='la' rend='italic'>Causa finalis movet non +secundum suum esse reale, sed secundum +esse cognitum.</foreign> Cf. Suarez, Disp. +Metaph. disp. xxiii., sec. 7 and 8.</note> as, for example, +when superstition forces on a man imaginary motives +which impel him to a course of action directly opposed +<pb n='199'/><anchor id='Pg199'/> +to the way in which the will would otherwise express +itself in the given circumstances. Agamemnon slays his +daughter; a miser dispenses alms, out of pure egotism, in +the hope that he will some day receive an hundred-fold; +and so on. +</p> + +<p> +Thus knowledge generally, rational as well as merely +sensuous, proceeds originally from the will itself, belongs +to the inner being of the higher grades of its objectification +as a mere μηχανη, a means of supporting the individual +and the species, just like any organ of the body. +Originally destined for the service of the will for the +accomplishment of its aims, it remains almost throughout +entirely subjected to its service: it is so in all brutes and +in almost all men. Yet we shall see in the Third Book +how in certain individual men knowledge can deliver +itself from this bondage, throw off its yoke, and, free from +all the aims of will, exist purely for itself, simply as a +clear mirror of the world, which is the source of art. +Finally, in the Fourth Book, we shall see how, if this +kind of knowledge reacts on the will, it can bring about +self-surrender, <hi rend='italic'>i.e.</hi>, resignation, which is the final goal, and +indeed the inmost nature of all virtue and holiness, and +is deliverance from the world. +</p> + +<p> +§ 28. We have considered the great multiplicity and +diversity of the phenomena in which the will objectifies +itself, and we have seen their endless and implacable +strife with each other. Yet, according to the whole discussion +up to this point, the will itself, as thing-in-itself, +is by no means included in that multiplicity and change. +The diversity of the (Platonic) Ideas, <hi rend='italic'>i.e.</hi>, grades of +objectification, the multitude of individuals in which +each of these expresses itself, the struggle of forms for +matter,—all this does not concern it, but is only the +manner of its objectification, and only through this has +an indirect relation to it, by virtue of which it belongs +to the expression of the nature of will for the idea. As +the magic-lantern shows many different pictures, which +<pb n='200'/><anchor id='Pg200'/> +are all made visible by one and the same light, so in +all the multifarious phenomena which fill the world together +or throng after each other as events, only <emph>one will</emph> +manifests itself, of which everything is the visibility, the +objectivity, and which remains unmoved in the midst of +this change; it alone is thing-in-itself; all objects are +manifestations, or, to speak the language of Kant, phenomena. +Although in man, as (Platonic) Idea, the will +finds its clearest and fullest objectification, yet man +alone could not express its being. In order to manifest +the full significance of the will, the Idea of man would +need to appear, not alone and sundered from everything +else, but accompanied by the whole series of grades, +down through all the forms of animals, through the +vegetable kingdom to unorganised nature. All these +supplement each other in the complete objectification of +will; they are as much presupposed by the Idea of man +as the blossoms of a tree presuppose leaves, branches, +stem, and root; they form a pyramid, of which man is +the apex. If fond of similes, one might also say that +their manifestations accompany that of man as necessarily +as the full daylight is accompanied by all the +gradations of twilight, through which, little by little, it +loses itself in darkness; or one might call them the echo +of man, and say: Animal and plant are the descending +fifth and third of man, the inorganic kingdom is the lower +octave. The full truth of this last comparison will only +become clear to us when, in the following book, we +attempt to fathom the deep significance of music, and see +how a connected, progressive melody, made up of high, +quick notes, may be regarded as in some sense expressing +the life and efforts of man connected by reflection, +while the unconnected complemental notes and the slow +bass, which make up the harmony necessary to perfect +the music, represent the rest of the animal kingdom and +the whole of nature that is without knowledge. But of +this in its own place, where it will not sound so paradoxical. +<pb n='201'/><anchor id='Pg201'/> +We find, however, that the <emph>inner necessity</emph> of +the gradation of its manifestations, which is inseparable +from the adequate objectification of the will, is expressed +by an <emph>outer necessity</emph> in the whole of these manifestations +themselves, by reason of which man has need of the +beasts for his support, the beasts in their grades have +need of each other as well as of plants, which in their +turn require the ground, water, chemical elements and +their combinations, the planet, the sun, rotation and +motion round the sun, the curve of the ellipse, &c., &c. +At bottom this results from the fact that the will must +live on itself, for there exists nothing beside it, and it is +a hungry will. Hence arise eager pursuit, anxiety, and +suffering. +</p> + +<p> +It is only the knowledge of the unity of will as +thing-in-itself, in the endless diversity and multiplicity +of the phenomena, that can afford us the true explanation +of that wonderful, unmistakable analogy of all the +productions of nature, that family likeness on account of +which we may regard them as variations on the same +ungiven theme. So in like measure, through the distinct +and thoroughly comprehended knowledge of that harmony, +that essential connection of all the parts of the +world, that necessity of their gradation which we have +just been considering, we shall obtain a true and sufficient +insight into the inner nature and meaning of the +undeniable <emph>teleology</emph> of all organised productions of nature, +which, indeed, we presupposed <foreign lang='la' rend='italic'>a priori</foreign>, when considering +and investigating them. +</p> + +<p> +This <emph>teleology</emph> is of a twofold description; sometimes +an <emph>inner teleology</emph>, that is, an agreement of all the parts +of a particular organism, so ordered that the sustenance +of the individual and the species results from it, and +therefore presents itself as the end of that disposition or +arrangement. Sometimes, however, there is an <emph>outward +teleology</emph>, a relation of unorganised to organised nature in +general, or of particular parts of organised nature to each +<pb n='202'/><anchor id='Pg202'/> +other, which makes the maintenance of the whole of +organised nature, or of the particular animal species, +possible, and therefore presents itself to our judgment as +the means to this end. +</p> + +<p> +<emph>Inner teleology</emph> is connected with the scheme of our +work in the following way. If, in accordance with what +has been said, all variations of form in nature, and all +multiplicity of individuals, belong not to the will itself, +but merely to its objectivity and the form of this objectivity, +it necessarily follows that the will is indivisible +and is present as a whole in every manifestation, although +the grades of its objectification, the (Platonic) Ideas, are +very different from each other. We may, for the sake of +simplicity, regard these different Ideas as in themselves +individual and simple acts of the will, in which it expresses +its nature more or less. Individuals, however, are +again manifestations of the Ideas, thus of these acts, in +time, space, and multiplicity. Now, in the lowest grades +of objectivity, such an act (or an Idea) retains its unity +in the manifestation; while, in order to appear in higher +grades, it requires a whole series of conditions and developments +in time, which only collectively express its +nature completely. Thus, for example the Idea that +reveals itself in any general force of nature has always +one single expression, although it presents itself differently +according to the external relations that are present: +otherwise its identity could not be proved, for this is +done by abstracting the diversity that arises merely from +external relations. In the same way the crystal has only +<emph>one</emph> manifestation of life, crystallisation, which afterwards +has its fully adequate and exhaustive expression in the +rigid form, the corpse of that momentary life. The plant, +however, does not express the Idea, whose phenomenon +it is, at once and through a single manifestation, but in a +succession of developments of its organs in time. The +animal not only develops its organism in the same manner, +in a succession of forms which are often very different +<pb n='203'/><anchor id='Pg203'/> +(metamorphosis), but this form itself, although it is already +objectivity of will at this grade, does not attain to +a full expression of its Idea. This expression must be +completed through the actions of the animal, in which +its empirical character, common to the whole species, +manifests itself, and only then does it become the full +revelation of the Idea, a revelation which presupposes +the particular organism as its first condition. In the case +of man, the empirical character is peculiar to every individual +(indeed, as we shall see in the Fourth Book, even to +the extent of supplanting entirely the character of the +species, through the self-surrender of the whole will). +That which is known as the empirical character, through +the necessary development in time, and the division into +particular actions that is conditioned by it, is, when we +abstract from this temporal form of the manifestation the +<emph>intelligible character</emph>, according to the expression of Kant, +who shows his undying merit especially in establishing +this distinction and explaining the relation between +freedom and necessity, <hi rend='italic'>i.e.</hi>, between the will as thing-in-itself +and its manifestations in time.<note place='foot'>Cf. <q>Critique of Pure Reason. +Solution of the Cosmological Ideas +of the Totality of the Deduction of +the Events in the Universe,</q> pp. +560-586 of the fifth, and p. 532 and +following of first edition; and <q>Critique +of Practical Reason,</q> fourth +edition, pp. 169-179; Rosenkranz' +edition, p. 224 and following. Cf. +my Essay on the Principle of Sufficient +Reason, § 43.</note> Thus the +intelligible character coincides with the Idea, or, more +accurately, with the original act of will which reveals +itself in it. So far then, not only the empirical +character of every man, but also that of every species +of animal and plant, and even of every original force +of unorganised nature, is to be regarded as the manifestation +of an intelligible character, that is, of a timeless, +indivisible act of will. I should like here to draw +attention in passing to the naïveté with which every +plant expresses and lays open its whole character in its +mere form, reveals its whole being and will. This is +<pb n='204'/><anchor id='Pg204'/> +why the physiognomy of plants is so interesting; while +in order to know an animal in its Idea, it is necessary +to observe the course of its action. As for man, he +must be fully investigated and tested, for reason makes +him capable of a high degree of dissimulation. The +beast is as much more naïve than the man as the plant +is more naïve than the beast. In the beast we see the +will to live more naked, as it were, than in the man, in +whom it is clothed with so much knowledge, and is, +moreover, so veiled through the capacity for dissimulation, +that it is almost only by chance, and here and +there, that its true nature becomes apparent. In the +plant it shows itself quite naked, but also much weaker, +as mere blind striving for existence without end or +aim. For the plant reveals its whole being at the first +glance, and with complete innocence, which does not +suffer from the fact that it carries its organs of generation +exposed to view on its upper surface, though in all +animals they have been assigned to the most hidden +part. This innocence of the plant results from its complete +want of knowledge. Guilt does not lie in willing, +but in willing with knowledge. Every plant speaks to +us first of all of its home, of the climate, and the nature +of the ground in which it has grown. Therefore, even +those who have had little practice easily tell whether +an exotic plant belongs to the tropical or the temperate +zone, and whether it grows in water, in marshes, on +mountain, or on moorland. Besides this, however, every +plant expresses the special will of its species, and says +something that cannot be uttered in any other tongue. +But we must now apply what has been said to the +teleological consideration of the organism, so far as it +concerns its inner design. If in unorganised nature +the Idea, which is everywhere to be regarded as a single +act of will, reveals itself also in a single manifestation +which is always the same, and thus one may say that +here the empirical character directly partakes of the +<pb n='205'/><anchor id='Pg205'/> +unity of the intelligible, coincides, as it were, with it, so +that no inner design can show itself here; if, on the +contrary, all organisms express their Ideas through a +series of successive developments, conditioned by a +multiplicity of co-existing parts, and thus only the +sum of the manifestations of the empirical character +collectively constitute the expression of the intelligible +character; this necessary co-existence of the +parts and succession of the stages of development +does not destroy the unity of the appearing Idea, the +act of will which expresses itself; nay, rather this +unity finds its expression in the necessary relation +and connection of the parts and stages of development +with each other, in accordance with the law of causality. +Since it is the will which is one, indivisible, and therefore +entirely in harmony with itself, that reveals itself +in the whole Idea as in act, its manifestation, although +broken up into a number of different parts and conditions, +must yet show this unity again in the thorough +agreement of all of these. This is effected by a necessary +relation and dependence of all the parts upon each other, +by means of which the unity of the Idea is re-established +in the manifestation. In accordance with this, we now +recognise these different parts and functions of the +organism as related to each other reciprocally as means +and end, but the organism itself as the final end of all. +Consequently, neither the breaking up of the Idea, which +in itself is simple, into the multiplicity of the parts and +conditions of the organism, on the one hand, nor, on the +other hand, the re-establishment of its unity through the +necessary connection of the parts and functions which +arises from the fact that they are the cause and effect, the +means and end, of each other, is peculiar and essential +to the appearing will as such, to the thing-in-itself, but +only to its manifestation in space, time, and causality +(mere modes of the principle of sufficient reason, the +form of the phenomenon). They belong to the world as +<pb n='206'/><anchor id='Pg206'/> +idea, not to the world as will; they belong to the way +in which the will becomes object, <hi rend='italic'>i.e.</hi>, idea at this grade +of its objectivity. Every one who has grasped the meaning +of this discussion—a discussion which is perhaps +somewhat difficult—will now fully understand the doctrine +of Kant, which follows from it, that both the design of +organised and the conformity to law of unorganised +nature are only introduced by our understanding, and +therefore both belong only to the phenomenon, not to the +thing-in-itself. The surprise, which was referred to +above, at the infallible constancy of the conformity to +law of unorganised nature, is essentially the same as the +surprise that is excited by design in organised nature; +for in both cases what we wonder at is only the sight of +the original unity of the Idea, which, for the phenomenon, +has assumed the form of multiplicity and diversity.<note place='foot'>Cf. <q>Ueber den Willen in der Natur,</q> at the end of the section on +Comparative Anatomy.</note> +</p> + +<p> +As regards the second kind of teleology, according to +the division made above, the <emph>outer</emph> design, which shows +itself, not in the inner economy of the organisms, but in +the support and assistance they receive from without, +both from unorganised nature and from each other; its +general explanation is to be found in the exposition we +have just given. For the whole world, with all its phenomena, +is the objectivity of the one indivisible will, the +Idea, which is related to all other Ideas as harmony is +related to the single voice. Therefore that unity of the +will must show itself also in the agreement of all its +manifestations. But we can very much increase the +clearness of this insight if we go somewhat more closely +into the manifestations of that outer teleology and agreement +of the different parts of nature with each other, an +inquiry which will also throw some light on the foregoing +exposition. We shall best attain this end by considering +the following analogy. +</p> + +<p> +The character of each individual man, so far as it is +<pb n='207'/><anchor id='Pg207'/> +thoroughly individual, and not entirely included in that +of the species, may be regarded as a special Idea, corresponding +to a special act of the objectification of will. +This act itself would then be his intelligible character, +and his empirical character would be the manifestation of +it. The empirical character is entirely determined through +the intelligible, which is without ground, <hi rend='italic'>i.e.</hi>, as thing-in-itself +is not subordinated to the principle of sufficient +reason (the form of the phenomenon). The empirical character +must in the course of life afford us the express image +of the intelligible, and can only become what the nature of +the latter demands. But this property extends only to the +essential, not to the unessential in the course of life to +which it applies. To this unessential belong the detailed +events and actions which are the material in which +the empirical character shows itself. These are determined +by outward circumstances, which present the +motives upon which the character reacts according to its +nature; and as they may be very different, the outward +form of the manifestation of the empirical character, that +is, the definite actual or historical form of the course of +life, will have to accommodate itself to their influence. +Now this form may be very different, although what is +essential to the manifestation, its content, remains the +same. Thus, for example it is immaterial whether a man +plays for nuts or for crowns; but whether a man cheats +or plays fairly, that is the real matter; the latter is determined +by the intelligible character, the former by +outward circumstances. As the same theme may be +expressed in a hundred different variations, so the same +character may be expressed in a hundred very different lives. +But various as the outward influence may be, the empirical +character which expresses itself in the course of life +must yet, whatever form it takes, accurately objectify +the intelligible character, for the latter adapts its objectification +to the given material of actual circumstances. +We have now to assume something analogous to the +<pb n='208'/><anchor id='Pg208'/> +influence of outward circumstances upon the life that is +determined in essential matters by the character, if we +desire to understand how the will, in the original act of +its objectification, determines the various Ideas in which +it objectifies itself, that is, the different forms of natural +existence of every kind, among which it distributes its +objectification, and which must therefore necessarily have +a relation to each other in the manifestation. We must +assume that between all these manifestations of the <emph>one</emph> +will there existed a universal and reciprocal adaptation +and accommodation of themselves to each other, by which, +however, as we shall soon see more clearly, all time-determination +is to be excluded, for the Idea lies outside +time. In accordance with this, every manifestation must +have adapted itself to the surroundings into which it entered, +and these again must have adapted themselves to it, +although it occupied a much later position in time; and we +see this <foreign lang='la' rend='italic'>consensus naturæ</foreign> everywhere. Every plant is therefore +adapted to its soil and climate, every animal to its +element and the prey that will be its food, and is also in +some way protected, to a certain extent, against its natural +enemy: the eye is adapted to the light and its refrangibility, +the lungs and the blood to the air, the air-bladder +of fish to water, the eye of the seal to the change of the +medium in which it must see, the water-pouch in the +stomach of the camel to the drought of the African +deserts, the sail of the nautilus to the wind that is to +drive its little bark, and so on down to the most special +and astonishing outward adaptations.<note place='foot'>Cf. <q>Ueber den Willen in der Natur,</q> the section on Comparative +Anatomy.</note> We must abstract +however here from all temporal relations, for these can +only concern the manifestation of the Idea, not the Idea +itself. Accordingly this kind of explanation must also +be used retrospectively, and we must not merely admit +that every species accommodated itself to the given environment, +but also that this environment itself, which +preceded it in time, had just as much regard for the being +<pb n='209'/><anchor id='Pg209'/> +that would some time come into it. For it is one and +the same will that objectifies itself in the whole world; +it knows no time, for this form of the principle of sufficient +reason does not belong to it, nor to its original +objectivity, the Ideas, but only to the way in which +these are known by the individuals who themselves are +transitory, <hi rend='italic'>i.e.</hi>, to the manifestation of the Ideas. Thus, +time has no significance for our present examination of +the manner in which the objectification of the will distributes +itself among the Ideas, and the Ideas whose +<emph>manifestations</emph> entered into the course of time earlier, +according to the law of causality, to which as phenomena +they are subject, have no advantage over those whose +manifestation entered later; nay rather, these last are the +completest objectifications of the will, to which the earlier +manifestations must adapt themselves just as much as +they must adapt themselves to the earlier. Thus the +course of the planets, the tendency to the ellipse, the +rotation of the earth, the division of land and sea, the +atmosphere, light, warmth, and all such phenomena, +which are in nature what bass is in harmony, adapted +themselves in anticipation of the coming species of +living creatures of which they were to become the +supporter and sustainer. In the same way the ground +adapted itself to the nutrition of plants, plants adapted +themselves to the nutrition of animals, animals to that +of other animals, and conversely they all adapted themselves +to the nutrition of the ground. All the parts of +nature correspond to each other, for it is <emph>one</emph> will that +appears in them all, but the course of time is quite +foreign to its original and only <emph>adequate objectification</emph> +(this expression will be explained in the following book), +the Ideas. Even now, when the species have only to +sustain themselves, no longer to come into existence, we +see here and there some such forethought of nature extending +to the future, and abstracting as it were from +the process of time, a self-adaptation of what is to what +<pb n='210'/><anchor id='Pg210'/> +is yet to come. The bird builds the nest for the young +which it does not yet know; the beaver constructs a +dam the object of which is unknown to it; ants, marmots, +and bees lay in provision for the winter they have +never experienced; the spider and the ant-lion make +snares, as if with deliberate cunning, for future unknown +prey; insects deposit their eggs where the coming brood +finds future nourishment. In the spring-time the female +flower of the diœcian valisneria unwinds the spirals of its +stalk, by which till now it was held at the bottom of the +water, and thus rises to the surface. Just then the male +flower, which grows on a short stalk from the bottom, +breaks away, and so, at the sacrifice of its life, reaches +the surface, where it swims about in search of the female. +The latter is fructified, and then draws itself down again +to the bottom by contracting its spirals, and there the +fruit grows.<note place='foot'>Chatin, Sur la Valisneria Spiralis, in the Comptes Rendus de l'Acad. +de Sc., No. 13, 1855.</note> I must again refer here to the larva of the +male stag-beetle, which makes the hole in the wood for +its metamorphosis as big again as the female does, in +order to have room for its future horns. The instinct of +animals in general gives us the best illustration of what +remains of teleology in nature. For as instinct is an +action, like that which is guided by the conception of an +end, and yet is entirely without this; so all construction +of nature resembles that which is guided by the conception +of an end, and yet is entirely without it. For in +the outer as in the inner teleology of nature, what we +are obliged to think as means and end is, in every case, +<emph>the manifestation of the unity of the one will so thoroughly +agreeing with itself</emph>, which has assumed multiplicity in +space and time for our manner of knowing. +</p> + +<p> +The reciprocal adaptation and self-accommodation of +phenomena that springs from this unity cannot, however, +annul the inner contradiction which appears in the +universal conflict of nature described above, and which +<pb n='211'/><anchor id='Pg211'/> +is essential to the will. That harmony goes only so far +as to render possible the duration of the world and the +different kinds of existences in it, which without it +would long since have perished. Therefore it only extends +to the continuance of the species, and the general +conditions of life, but not to that of the individual. If, +then, by reason of that harmony and accommodation, the +<emph>species</emph> in organised nature and the <emph>universal forces</emph> in +unorganised nature continue to exist beside each other, +and indeed support each other reciprocally, on the other +hand, the inner contradiction of the will which objectifies +itself in all these ideas shows itself in the ceaseless internecine +war of the <emph>individuals</emph> of these species, and in the +constant struggle of the <emph>manifestations</emph> of these natural forces +with each other, as we pointed out above. The scene and +the object of this conflict is matter, which they try to wrest +from each other, and also space and time, the combination +of which through the form of causality is, in fact, matter, +as was explained in the First Book.<note place='foot'>Cf. Chaps. xxvi. and xxvii. of the Supplement.</note> +</p> + +<p> +§ 29. I here conclude the second principal division of +my exposition, in the hope that, so far as is possible in +the case of an entirely new thought, which cannot be +quite free from traces of the individuality in which it +originated, I have succeeded in conveying to the reader +the complete certainty that this world in which we live +and have our being is in its whole nature through and +through <emph>will</emph>, and at the same time through and through +<emph>idea</emph>: that this idea, as such, already presupposes a form, +object and subject, is therefore relative; and if we ask +what remains if we take away this form, and all those +forms which are subordinate to it, and which express the +principle of sufficient reason, the answer must be that as +something <foreign lang='la' rend='italic'>toto genere</foreign> different from idea, this can be +nothing but <emph>will</emph>, which is thus properly the <emph>thing-in-itself</emph>. +Every one finds that he himself is this will, in +which the real nature of the world consists, and he also +<pb n='212'/><anchor id='Pg212'/> +finds that he is the knowing subject, whose idea the +whole world is, the world which exists only in relation +to his consciousness, as its necessary supporter. Every +one is thus himself in a double aspect the whole world, +the microcosm; finds both sides whole and complete +in himself. And what he thus recognises as his own +real being also exhausts the being of the whole world—the +macrocosm; thus the world, like man, is through +and through <emph>will</emph>, and through and through <emph>idea</emph>, and +nothing more than this. So we see the philosophy of +Thales, which concerned the macrocosm, unite at this +point with that of Socrates, which dealt with the microcosm, +for the object of both is found to be the same. But +all the knowledge that has been communicated in the +two first books will gain greater completeness, and consequently +greater certainty, from the two following books, +in which I hope that several questions that have more +or less distinctly arisen in the course of our work will +also be sufficiently answered. +</p> + +<p> +In the meantime <emph>one</emph> such question may be more particularly +considered, for it can only properly arise so long as +one has not fully penetrated the meaning of the foregoing +exposition, and may so far serve as an illustration of it. +It is this: Every will is a will towards something, has +an object, an end of its willing; what then is the final +end, or towards what is that will striving that is exhibited +to us as the being-in-itself of the world? This +question rests, like so many others, upon the confusion +of the thing-in-itself with the manifestation. The principle +of sufficient reason, of which the law of motivation +is also a form, extends only to the latter, not to the +former. It is only of phenomena, of individual things, +that a ground can be given, never of the will itself, nor +of the Idea in which it adequately objectifies itself. So +then of every particular movement or change of any +kind in nature, a cause is to be sought, that is, a condition +that of necessity produced it, but never of the +<pb n='213'/><anchor id='Pg213'/> +natural force itself which is revealed in this and innumerable +similar phenomena; and it is therefore simple +misunderstanding, arising from want of consideration, to +ask for a cause of gravity, electricity, and so on. Only +if one had somehow shown that gravity and electricity were +not original special forces of nature, but only the manifestations +of a more general force already known, would +it be allowable to ask for the cause which made this force +produce the phenomena of gravity or of electricity here. +All this has been explained at length above. In the +same way every particular act of will of a knowing +individual (which is itself only a manifestation of will as +the thing-in-itself) has necessarily a motive without which +that act would never have occurred; but just as material +causes contain merely the determination that at this time, +in this place, and in this matter, a manifestation of this or +that natural force must take place, so the motive determines +only the act of will of a knowing being, at this +time, in this place, and under these circumstances, as a +particular act, but by no means determines that that +being wills in general or wills in this manner; this is +the expression of his intelligible character, which, as will +itself, the thing-in-itself, is without ground, for it lies +outside the province of the principle of sufficient reason. +Therefore every man has permanent aims and motives by +which he guides his conduct, and he can always give an +account of his particular actions; but if he were asked +why he wills at all, or why in general he wills to exist, +he would have no answer, and the question would indeed +seem to him meaningless; and this would be just the expression +of his consciousness that he himself is nothing +but will, whose willing stands by itself and requires more +particular determination by motives only in its individual +acts at each point of time. +</p> + +<p> +In fact, freedom from all aim, from all limits, belongs +to the nature of the will, which is an endless striving. +This was already touched on above in the reference to +<pb n='214'/><anchor id='Pg214'/> +centrifugal force. It also discloses itself in its simplest +form in the lowest grade of the objectification of will, in +gravitation, which we see constantly exerting itself, +though a final goal is obviously impossible for it. For +if, according to its will, all existing matter were collected +in one mass, yet within this mass gravity, ever striving +towards the centre, would still wage war with impenetrability +as rigidity or elasticity. The tendency of +matter can therefore only be confined, never completed +or appeased. But this is precisely the case with all +tendencies of all phenomena of will. Every attained +end is also the beginning of a new course, and so on <foreign lang='la' rend='italic'>ad +infinitum</foreign>. The plant raises its manifestation from the +seed through the stem and the leaf to the blossom and the +fruit, which again is the beginning of a new seed, a new +individual, that runs through the old course, and so on +through endless time. Such also is the life of the +animal; procreation is its highest point, and after attaining +to it, the life of the first individual quickly or +slowly sinks, while a new life ensures to nature the +endurance of the species and repeats the same phenomena. +Indeed, the constant renewal of the matter of +every organism is also to be regarded as merely the +manifestation of this continual pressure and change, and +physiologists are now ceasing to hold that it is the necessary +reparation of the matter wasted in motion, for the +possible wearing out of the machine can by no means +be equivalent to the support it is constantly receiving +through nourishment. Eternal becoming, endless flux, +characterises the revelation of the inner nature of will. +Finally, the same thing shows itself in human endeavours +and desires, which always delude us by presenting their +satisfaction as the final end of will. As soon as we +attain to them they no longer appear the same, and +therefore they soon grow stale, are forgotten, and though +not openly disowned, are yet always thrown aside as +vanished illusions. We are fortunate enough if there +<pb n='215'/><anchor id='Pg215'/> +still remains something to wish for and to strive after, +that the game may be kept up of constant transition +from desire to satisfaction, and from satisfaction to a +new desire, the rapid course of which is called happiness, +and the slow course sorrow, and does not sink into that +stagnation that shows itself in fearful ennui that paralyses +life, vain yearning without a definite object, deadening +languor. According to all this, when the will is enlightened +by knowledge, it always knows what it wills +now and here, never what it wills in general; every +particular act of will has its end, the whole will has +none; just as every particular phenomenon of nature is +determined by a sufficient cause so far as concerns its +appearance in this place at this time, but the force which +manifests itself in it has no general cause, for it belongs +to the thing-in-itself, to the groundless will. The single +example of self-knowledge of the will as a whole is the +idea as a whole, the whole world of perception. It is +the objectification, the revelation, the mirror of the will. +What the will expresses in it will be the subject of our +further consideration.<note place='foot'>Cf. Chap. xxviii. of the Supplement.</note> +</p> + +</div> + +</div> + +<pb n='217'/><anchor id='Pg217'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Third Book. The World As Idea.</head> + +<div> +<index index='toc'/> +<index index='pdf'/> +<head>Second Aspect. The Idea Independent Of The Principle Of Sufficient +Reason: The Platonic Idea: The Object Of Art.</head> + +<quote rend='display'> +<p> +Τί τὸ ὄν μὲν ἀεί, γένεσιν δὲ οὐκ ἔχον; καὶ τί τό γιγνόμενον μὲν καὶ +ἀπολλύμενον, ὄντως δε οὐδέποτε ὄν.——ΠΛΑΤΩΝ. +</p> +</quote> + +<pb n='219'/><anchor id='Pg219'/> + +<p> +§ 30. In the First Book the world was explained as +mere <emph>idea</emph>, object for a subject. In the Second Book we +considered it from its other side, and found that in this +aspect it is <emph>will</emph>, which proved to be simply that which +this world is besides being idea. In accordance with +this knowledge we called the world as idea, both as a +whole and in its parts, the <emph>objectification of will</emph>, which +therefore means the will become object, <hi rend='italic'>i.e.</hi>, idea. +Further, we remember that this objectification of will +was found to have many definite grades, in which, with +gradually increasing distinctness and completeness, the +nature of will appears in the idea, that is to say, presents +itself as object. In these grades we already recognised +the Platonic Ideas, for the grades are just the determined +species, or the original unchanging forms and qualities of +all natural bodies, both organised and unorganised, and +also the general forces which reveal themselves according +to natural laws. These Ideas, then, as a whole express +themselves in innumerable individuals and particulars, +and are related to these as archetypes to their copies. +The multiplicity of such individuals is only conceivable +through time and space, their appearing and passing +away through causality, and in all these forms we recognise +merely the different modes of the principle of +sufficient reason, which is the ultimate principle of all +that is finite, of all individual existence, and the universal +form of the idea as it appears in the knowledge of +the individual as such. The Platonic Idea, on the other +<pb n='220'/><anchor id='Pg220'/> +hand, does not come under this principle, and has therefore +neither multiplicity nor change. While the individuals +in which it expresses itself are innumerable, and +unceasingly come into being and pass away, it remains +unchanged as one and the same, and the principle of +sufficient reason has for it no meaning. As, however, +this is the form under which all knowledge of the subject +comes, so far as the subject knows as an <emph>individual</emph>, the +Ideas lie quite outside the sphere of its knowledge. If, +therefore, the Ideas are to become objects of knowledge, +this can only happen by transcending the individuality +of the knowing subject. The more exact and detailed +explanation of this is what will now occupy our attention. +</p> + +<p> +§ 31. First, however, the following very essential +remark. I hope that in the preceding book I have +succeeded in producing the conviction that what is called +in the Kantian philosophy the <emph>thing-in-itself</emph>, and appears +there as so significant, and yet so obscure and paradoxical +a doctrine, and especially on account of the manner +in which Kant introduced it as an inference from the +caused to the cause, was considered a stumbling-stone, +and, in fact, the weak side of his philosophy,—that this, I +say, if it is reached by the entirely different way by +which we have arrived at it, is nothing but the <emph>will</emph> +when the sphere of that conception is extended and +defined in the way I have shown. I hope, further, that +after what has been said there will be no hesitation in +recognising the definite grades of the objectification of +the will, which is the inner reality of the world, to be +what Plato called the <emph>eternal Ideas</emph> or unchangeable forms +(ειδῆ); a doctrine which is regarded as the principal, but +at the same time the most obscure and paradoxical +dogma of his system, and has been the subject of reflection +and controversy of ridicule and of reverence to so +many and such differently endowed minds in the course +of many centuries. +</p> + +<pb n='221'/><anchor id='Pg221'/> + +<p> +If now the will is for us the <emph>thing-in-itself</emph>, and the Idea +is the immediate objectivity of that will at a definite grade, +we find that Kant's thing-in-itself, and Plato's Idea, which +to him is the only οντως ον, these two great obscure paradoxes +of the two greatest philosophers of the West are not +indeed identical, but yet very closely related, and only +distinguished by a single circumstance. The purport of +these two great paradoxes, with all inner harmony and +relationship, is yet so very different on account of the +remarkable diversity of the individuality of their authors, +that they are the best commentary on each other, for +they are like two entirely different roads that conduct us +to the same goal. This is easily made clear. What +Kant says is in substance this:—<q>Time, space, and +causality are not determinations of the thing-in-itself, but +belong only to its phenomenal existence, for they are +nothing but the forms of our knowledge. Since, however, +all multiplicity, and all coming into being and +passing away, are only possible through time, space, and +causality, it follows that they also belong only to the +phenomenon, not to the thing-in-itself. But as our +knowledge is conditioned by these forms, the whole of +experience is only knowledge of the phenomenon, not of +the thing-in-itself; therefore its laws cannot be made +valid for the thing-in-itself. This extends even to +our own <emph>ego</emph>, and we know it only as phenomenon, and +not according to what it may be in itself.</q> This is +the meaning and content of the doctrine of Kant in the +important respect we are considering. What Plato says +is this:—<q>The things of this world which our senses +perceive have no true being; <emph>they always become, they +never are:</emph> they have only a relative being; they all +exist merely in and through their relations to each other; +their whole being may, therefore, quite as well be called +a non-being. They are consequently not objects of a true +knowledge (επιστημη), for such a knowledge can only be +of what exists for itself, and always in the same way; +<pb n='222'/><anchor id='Pg222'/> +they, on the contrary, are only the objects of an opinion +based on sensation (δοξα μετ᾽ αισθησεως αλογου). So +long as we are confined to the perception of these, we are +like men who sit in a dark cave, bound so fast that they +cannot turn their heads, and who see nothing but the +shadows of real things which pass between them and a +fire burning behind them, the light of which casts the +shadows on the wall opposite them; and even of themselves +and of each other they see only the shadows on +the wall. Their wisdom would thus consist in predicting +the order of the shadows learned from experience. The +real archetypes, on the other hand, to which these +shadows correspond, the eternal Ideas, the original forms +of all things, can alone be said to have true being (οντως +ον), because they <emph>always are, but never become nor pass +away</emph>. To them belongs <emph>no multiplicity</emph>; for each of +them is according to its nature only one, for it is the +archetype itself, of which all particular transitory +things of the same kind which are named after it are +copies or shadows. They have also <emph>no coming into being +nor passing away</emph>, for they are truly being, never becoming +nor vanishing, like their fleeting shadows. (It is +necessarily presupposed, however, in these two negative +definitions, that time, space, and causality have no significance +or validity for these Ideas, and that they do not +exist in them.) Of these only can there be true knowledge, +for the object of such knowledge can only be that +which always and in every respect (thus in-itself) is; not +that which is and again is not, according as we look at +it.</q> This is Plato's doctrine. It is clear, and requires +no further proof that the inner meaning of both doctrines +is entirely the same; that both explain the visible world +as a manifestation, which in itself is nothing, and which +only has meaning and a borrowed reality through that +which expresses itself in it (in the one case the thing-in-itself, +in the other the Idea). To this last, which has true +being, all the forms of that phenomenal existence, even +<pb n='223'/><anchor id='Pg223'/> +the most universal and essential, are, according to both +doctrines, entirely foreign. In order to disown these +forms Kant has directly expressed them even in abstract +terms, and distinctly refused time, space, and causality as +mere forms of the phenomenon to the thing-in-itself. +Plato, on the other hand, did not attain to the fullest +expression, and has only distinctly refused these forms to +his Ideas in that he denies of the Ideas what is only +possible through these forms, multiplicity of similar +things, coming into being and passing away. Though +it is perhaps superfluous, I should like to illustrate this +remarkable and important agreement by an example. +There stands before us, let us suppose, an animal in the +full activity of life. Plato would say, <q>This animal has +no true existence, but merely an apparent existence, a +constant becoming, a relative existence which may just +as well be called non-being as being. Only the Idea +which expresses itself in that animal is truly <q>being,</q> or +the animal in-itself (αυτο το θηριον), which is dependent +upon nothing, but is in and for itself (καθ᾽ ἑαυτο, αει ὡς +αυτως); it has not become, it will not end, but always is +in the same way (αει ον, και μηδεποτε ουτε γυγνομενον +ουτε απολλυμενον). If now we recognise its Idea in this +animal, it is all one and of no importance whether we +have this animal now before us or its progenitor of a +thousand years ago, whether it is here or in a distant +land, whether it presents itself in this or that manner, +position, or action; whether, lastly, it is this or any other +individual of the same species; all this is nothing, and +only concerns the phenomenon; the Idea of the animal +alone has true being, and is the object of real knowledge.</q> +So Plato; Kant would say something of this kind, <q>This +animal is a phenomenon in time, space, and causality, +which are collectively the conditions <foreign lang='la' rend='italic'>a priori</foreign> of the possibility +of experience, lying in our faculty of knowledge, +not determinations of the thing-in-itself. Therefore this +animal as we perceive it at this definite point of time, in +<pb n='224'/><anchor id='Pg224'/> +this particular place, as an individual in the connection +of experience (<hi rend='italic'>i.e.</hi>, in the chain of causes and effects), +which has come into being, and will just as necessarily +pass away, is not a thing-in-itself, but a phenomenon +which only exists in relation to our knowledge. To +know it as what it may be in itself, that is to say, independent +of all the determinations which lie in time, space, +and causality, would demand another kind of knowledge +than that which is possible for us through the senses and +the understanding.</q> +</p> + +<p> +In order to bring Kant's mode of expression nearer +the Platonic, we might say: Time, space, and causality are +that arrangement of our intellect by virtue of which the +<emph>one</emph> being of each kind which alone really is, manifests +itself to us as a multiplicity of similar beings, constantly +appearing and disappearing in endless succession. The +apprehension of things by means of and in accordance +with this arrangement is <emph>immanent</emph> knowledge; that, on +the other hand, which is conscious of the true state of +the case, is <emph>transcendental</emph> knowledge. The latter is +obtained <foreign lang='la' rend='italic'>in abstracto</foreign> through the criticism of pure reason, +but in exceptional cases it may also appear intuitively. +This last is an addition of my own, which I am endeavouring +in this Third Book to explain. +</p> + +<p> +If the doctrine of Kant had ever been properly understood +and grasped, and since Kant's time that of Plato, +if men had truly and earnestly reflected on the inner +meaning and content of the teaching of these two great +masters, instead of involving themselves in the technicalities +of the one and writing parodies of the style of +the other, they could not have failed to discern long +ago to what an extent these two great philosophers +agree, and that the true meaning, the aim of both +systems, is the same. Not only would they have +refrained from constantly comparing Plato to Leibnitz, +on whom his spirit certainly did not rest, or indeed to a +<pb n='225'/><anchor id='Pg225'/> +well-known gentleman who is still alive,<note place='foot'>F. H. Jacobi.</note> as if they wanted +to mock the manes of the great thinker of the past; but +they would have advanced much farther in general, or +rather they would not have fallen so disgracefully far +behind as they have in the last forty years. They +would not have let themselves be led by the nose, to-day +by one vain boaster and to-morrow by another, nor would +they have opened the nineteenth century, which promised +so much in Germany, with the philosophical farces that +were performed over the grave of Kant (as the ancients +sometimes did at the funeral obsequies of their dead), +and which deservedly called forth the derision of other +nations, for such things least become the earnest and +strait-laced German. But so small is the chosen public +of true philosophers, that even students who understand +are but scantily brought them by the centuries—Εισι δη +ναρθηκοφοροι μεν πολλοι, βακχοι δε γε παυροι (<foreign lang='la' rend='italic'>Thyrsigeri +quidem multi, Baachi vero pauci</foreign>). Ἡ ατιμια φιλοσοφιᾳ +δια ταυτα προσπεπτωκεν, ὁτι ου κατ αξιαν αυτης ἁπτονται; +ου γαρ νοθους εδει ἁπτεσθαι, αλλα γνησιους (<foreign lang='la' rend='italic'>Eam ob rem +philosophia in infamiam incidit, quad non pro dignitate +ipsam attingunt: neque enim a spuriis, sad a legitimis erat +attrectanda</foreign>).—Plato. +</p> + +<p> +Men followed the words,—such words as <q><foreign lang='la' rend='italic'>a priori</foreign> +ideas,</q> <q>forms of perception and thought existing in consciousness +independently of experience,</q> <q>fundamental +conceptions of the pure understanding,</q> &c., &c.,—and +asked whether Plato's Ideas, which were also original +conceptions, and besides this were supposed to be reminiscences +of a perception before life of the truly real +things, were in some way the same as Kant's forms of +perception and thought, which lie <foreign lang='la' rend='italic'>a priori</foreign> in our consciousness. +On account of some slight resemblance in the expression +of these two entirely different doctrines, the Kantian +doctrine of the forms which limit the knowledge of the +individual to the phenomenon, and the Platonic doctrine +<pb n='226'/><anchor id='Pg226'/> +of Ideas, the knowledge of which these very forms expressly +deny, these so far diametrically opposed doctrines +were carefully compared, and men deliberated and disputed +as to whether they were identical, found at last +that they were not the same, and concluded that Plato's +doctrine of Ideas and Kant's <q>Critique of Reason</q> had +nothing in common. But enough of this.<note place='foot'>See for example, <q>Immanuel +Kant, a Reminiscence, by Fr. Bouterweck,</q> +pg. 49, and Buhle's <q>History +of Philosophy,</q> vol. vi. pp. 802-815 +and 823.</note> +</p> + +<p> +§ 32. It follows from our consideration of the subject, +that, for us, Idea and thing-in-itself are not entirely +one and the same, in spite of the inner agreement between +Kant and Plato, and the identity of the aim they +had before them, or the conception of the world which +roused them and led them to philosophise. The Idea is +for us rather the direct, and therefore adequate, objectivity +of the thing-in-itself, which is, however, itself the +<emph>will</emph>—the will as not yet objectified, not yet become idea. +For the thing-in-itself must, even according to Kant, be +free from all the forms connected with knowing as such; +and it is merely an error on his part (as is shown in the +Appendix) that he did not count among these forms, +before all others, that of being object for a subject, for +it is the first and most universal form of all phenomena, +<hi rend='italic'>i.e.</hi>, of all idea; he should therefore have distinctly +denied objective existence to his thing-in-itself, which +would have saved him from a great inconsistency that +was soon discovered. The Platonic Idea, on the other +hand, is necessarily object, something known, an idea, +and in that respect is different from the thing-in-itself, +but in that respect only. It has merely laid aside the +subordinate forms of the phenomenon, all of which we +include in the principle of sufficient reason, or rather +it has not yet assumed them; but it has retained the +first and most universal form, that of the idea in general, +the form of being object for a subject. It is the forms +<pb n='227'/><anchor id='Pg227'/> +which are subordinate to this (whose general expression +is the principle of sufficient reason) that multiply the +Idea in particular transitory individuals, whose number +is a matter of complete indifference to the Idea. The +principle of sufficient reason is thus again the form into +which the Idea enters when it appears in the knowledge +of the subject as individual. The particular thing that +manifests itself in accordance with the principle of sufficient +reason is thus only an indirect objectification of +the thing-in-itself (which is the will), for between it and +the thing-in-itself stands the Idea as the only direct +objectivity of the will, because it has assumed none of +the special forms of knowledge as such, except that of +the idea in general, <hi rend='italic'>i.e.</hi>, the form of being object for a +subject. Therefore it alone is the most <emph>adequate objectivity</emph> +of the will or thing-in-itself which is possible; indeed it +is the whole thing-in-itself, only under the form of the +idea; and here lies the ground of the great agreement +between Plato and Kant, although, in strict accuracy, +that of which they speak is not the same. But the particular +things are no really adequate objectivity of the +will, for in them it is obscured by those forms whose +general expression is the principle of sufficient reason, +but which are conditions of the knowledge which belongs +to the individual as such. If it is allowable to draw +conclusions from an impossible presupposition, we would, +in fact, no longer know particular things, nor events, nor +change, nor multiplicity, but would comprehend only +Ideas,—only the grades of the objectification of that one +will, of the thing-in-itself, in pure unclouded knowledge. +Consequently our world would be a <foreign lang='la' rend='italic'>nunc stans</foreign>, if it +were not that, as knowing subjects, we are also individuals, +<hi rend='italic'>i.e.</hi>, our perceptions come to us through the medium +of a body, from the affections of which they proceed, and +which is itself only concrete willing, objectivity of the +will, and thus is an object among objects, and as such +comes into the knowing consciousness in the only way in +<pb n='228'/><anchor id='Pg228'/> +which an object can, through the forms of the principle +of sufficient reason, and consequently already presupposes, +and therefore brings in, time, and all other forms which that +principle expresses. Time is only the broken and piecemeal +view which the individual being has of the Ideas, which +are outside time, and consequently <emph>eternal</emph>. Therefore +Plato says time is the moving picture of eternity: αιωνος +εικων κινητη ὁ χρονος.<note place='foot'>Cf. Chap. xxix. of Supplement.</note> +</p> + +<p> +§ 33. Since now, as individuals, we have no other +knowledge than that which is subject to the principle of +sufficient reason, and this form of knowledge excludes +the Ideas, it is certain that if it is possible for us to +raise ourselves from the knowledge of particular things +to that of the Ideas, this can only happen by an alteration +taking place in the subject which is analogous and +corresponds to the great change of the whole nature of +the object, and by virtue of which the subject, so far as +it knows an Idea, is no more individual. +</p> + +<p> +It will be remembered from the preceding book that +knowledge in general belongs to the objectification of +will at its higher grades, and sensibility, nerves, and +brain, just like the other parts of the organised being, +are the expression of the will at this stage of its objectivity, +and therefore the idea which appears through +them is also in the same way bound to the service of +will as a means (μηχανη) for the attainment of its now +complicated (πολυτελεστερα) aims for sustaining a being +of manifold requirements. Thus originally and according +to its nature, knowledge is completely subject to the will, +and, like the immediate object, which, by means of the +application of the law of causality, is its starting-point, +all knowledge which proceeds in accordance with the +principle of sufficient reason remains in a closer or +more distant relation to the will. For the individual +finds his body as an object among objects, to all of which +it is related and connected according to the principle +<pb n='229'/><anchor id='Pg229'/> +of sufficient reason. Thus all investigations of these +relations and connections lead back to his body, and +consequently to his will. Since it is the principle of +sufficient reason which places the objects in this relation +to the body, and, through it, to the will, the one endeavour +of the knowledge which is subject to this principle +will be to find out the relations in which objects are +placed to each other through this principle, and thus to +trace their innumerable connections in space, time, and +causality. For only through these is the object <emph>interesting</emph> +to the individual, <hi rend='italic'>i.e.</hi>, related to the will. Therefore +the knowledge which is subject to the will knows nothing +further of objects than their relations, knows the objects +only so far as they exist at this time, in this place, under +these circumstances, from these causes, and with these +effects—in a word, as particular things; and if all these +relations were to be taken away, the objects would also +have disappeared for it, because it knew nothing more +about them. We must not disguise the fact that what +the sciences consider in things is also in reality nothing +more than this; their relations, the connections of time +and space, the causes of natural changes, the resemblance +of forms, the motives of actions,—thus merely relations. +What distinguishes science from ordinary knowledge is +merely its systematic form, the facilitating of knowledge +by the comprehension of all particulars in the universal, +by means of the subordination of concepts, and the completeness +of knowledge which is thereby attained. All +relation has itself only a relative existence; for example, +all being in time is also non-being; for time is only that +by means of which opposite determinations can belong +to the same thing; therefore every phenomenon which +is in time again is not, for what separates its beginning +from its end is only time, which is essentially a fleeting, +inconstant, and relative thing, here called duration. But +time is the most universal form of all objects of the +<pb n='230'/><anchor id='Pg230'/> +knowledge which is subject to the will, and the prototype +of its other forms. +</p> + +<p> +Knowledge now, as a rule, remains always subordinate +to the service of the will, as indeed it originated for +this service, and grew, so to speak, to the will, as the +head to the body. In the case of the brutes this subjection +of knowledge to the will can never be abolished. In +the case of men it can be abolished only in exceptional +cases, which we shall presently consider more closely. +This distinction between man and brute is outwardly +expressed by the difference of the relation of the head to +the body. In the case of the lower brutes both are +deformed: in all brutes the head is directed towards the +earth, where the objects of its will lie; even in the +higher species the head and the body are still far more +one than in the case of man, whose head seems freely +set upon his body, as if only carried by and not serving +it. This human excellence is exhibited in the highest +degree by the Apollo of Belvedere; the head of the god +of the Muses, with eyes fixed on the far distance, stands +so freely on his shoulders that it seems wholly delivered +from the body, and no more subject to its cares. +</p> + +<p> +§ 34. The transition which we have referred to as +possible, but yet to be regarded as only exceptional, from +the common knowledge of particular things to the knowledge +of the Idea, takes place suddenly; for knowledge +breaks free from the service of the will, by the subject +ceasing to be merely individual, and thus becoming the +pure will-less subject of knowledge, which no longer traces +relations in accordance with the principle of sufficient +reason, but rests in fixed contemplation of the object +presented to it, out of its connection with all others, and +rises into it. +</p> + +<p> +A full explanation is necessary to make this clear, and +the reader must suspend his surprise for a while, till he +has grasped the whole thought expressed in this work, +and then it will vanish of itself. +</p> + +<pb n='231'/><anchor id='Pg231'/> + +<p> +If, raised by the power of the mind, a man relinquishes +the common way of looking at things, gives up tracing, +under the guidance of the forms of the principle of sufficient +reason, their relations to each other, the final goal of which +is always a relation to his own will; if he thus ceases to +consider the where, the when, the why, and the whither +of things, and looks simply and solely at the <emph>what</emph>; if, +further, he does not allow abstract thought, the concepts +of the reason, to take possession of his consciousness, +but, instead of all this, gives the whole power of his mind +to perception, sinks himself entirely in this, and lets his +whole consciousness be filled with the quiet contemplation +of the natural object actually present, whether a +landscape, a tree, a mountain, a building, or whatever it +may be; inasmuch as he <emph>loses</emph> himself in this object (to use +a pregnant German idiom), <hi rend='italic'>i.e.</hi>, forgets even his individuality, +his will, and only continues to exist as the pure +subject, the clear mirror of the object, so that it is as if +the object alone were there, without any one to perceive +it, and he can no longer separate the perceiver from the +perception, but both have become one, because the whole +consciousness is filled and occupied with one single sensuous +picture; if thus the object has to such an extent +passed out of all relation to something outside it, and the +subject out of all relation to the will, then that which is +so known is no longer the particular thing as such; but +it is the <emph>Idea</emph>, the eternal form, the immediate objectivity +of the will at this grade; and, therefore, he who is sunk +in this perception is no longer individual, for in such +perception the individual has lost himself; but he is +<emph>pure</emph>, will-less, painless, timeless <emph>subject of knowledge</emph>. +This, which in itself is so remarkable (which I well know +confirms the saying that originated with Thomas Paine, +<foreign lang='fr' rend='italic'>Du sublime au ridicule il n'y a qu'un pas</foreign>), will by degrees +become clearer and less surprising from what follows. +It was this that was running in Spinoza's mind when he +wrote: <foreign lang='la' rend='italic'>Meus æterna est, quatenus res sub æternitatis specie +<pb n='232'/><anchor id='Pg232'/> +concipit</foreign> (Eth. V. pr. 31, Schol.)<note place='foot'>I also recommend the perusal of +what Spinoza says in his Ethics +(Book II., Prop. 40, Schol. 2, and +Book V., Props. 25-38), concerning +the <foreign lang='la' rend='italic'>cognitio tertii generis, sive intuitiva</foreign>, +in illustration of the kind of +knowledge we are considering, and +very specially Prop. 29, Schol.; prop. +36, Schol., and Prop. 38, Demonst. et +Schol.</note> In such contemplation +the particular thing becomes at once the <emph>Idea</emph> of its +species, and the perceiving individual becomes <emph>pure subject +of knowledge</emph>. The individual, as such, knows only +particular things; the pure subject of knowledge knows +only Ideas. For the individual is the subject of knowledge +in its relation to a definite particular manifestation +of will, and in subjection to this. This particular manifestation +of will is, as such, subordinated to the principle +of sufficient reason in all its forms; therefore, all knowledge +which relates itself to it also follows the principle +of sufficient reason, and no other kind of knowledge is +fitted to be of use to the will but this, which always consists +merely of relations to the object. The knowing +individual as such, and the particular things known by +him, are always in some place, at some time, and are links +in the chain of causes and effects. The pure subject of +knowledge and his correlative, the Idea, have passed out +of all these forms of the principle of sufficient reason: +time, place, the individual that knows, and the individual +that is known, have for them no meaning. When an +individual knower has raised himself in the manner +described to be pure subject of knowledge, and at the same +time has raised the observed object to the Platonic Idea, +the <emph>world as idea</emph> appears complete and pure, and the full +objectification of the will takes place, for the Platonic +Idea alone is its <emph>adequate objectivity</emph>. The Idea includes +object and subject in like manner in itself, for they are +its one form; but in it they are absolutely of equal importance; +for as the object is here, as elsewhere, simply +the idea of the subject, the subject, which passes entirely +into the perceived object has thus become this object +itself, for the whole consciousness is nothing but its perfectly +<pb n='233'/><anchor id='Pg233'/> +distinct picture. Now this consciousness constitutes +the whole <emph>world as idea</emph>, for one imagines the whole +of the Platonic Ideas, or grades of the objectivity of will, +in their series passing through it. The particular things +of all time and space are nothing but Ideas multiplied +through the principle of sufficient reason (the form of the +knowledge of the individual as such), and thus obscured +as regards their pure objectivity. When the Platonic +Idea appears, in it subject and object are no longer to be +distinguished, for the Platonic Idea, the adequate objectivity +of will, the true world as idea, arises only when +the subject and object reciprocally fill and penetrate +each other completely; and in the same way the knowing +and the known individuals, as things in themselves, +are not to be distinguished. For if we look entirely +away from the true <emph>world as idea</emph>, there remains nothing +but the <emph>world as will</emph>. The will is the <q>in-itself</q> of the +Platonic Idea, which fully objectifies it; it is also the +<q>in-itself</q> of the particular thing and of the individual +that knows it, which objectify it incompletely. As will, +outside the idea and all its forms, it is one and the same +in the object contemplated and in the individual, who +soars aloft in this contemplation, and becomes conscious +of himself as pure subject. These two are, therefore, in +themselves not different, for in themselves they are will, +which here knows itself; and multiplicity and difference +exist only as the way in which this knowledge comes to +the will, <hi rend='italic'>i.e.</hi>, only in the phenomenon, on account of its +form, the principle of sufficient reason. +</p> + +<p> +Now the known thing, without me as the subject of +knowledge, is just as little an object, and not mere will, +blind effort, as without the object, without the idea, I +am a knowing subject and not mere blind will. This +will is in itself, <hi rend='italic'>i.e.</hi>, outside the idea, one and the same +with mine: only in the world as idea, whose form is +always at least that of subject and object, we are separated +as the known and the knowing individual. As +<pb n='234'/><anchor id='Pg234'/> +soon as knowledge, the world as idea, is abolished, there +remains nothing but mere will, blind effort. That it +should receive objectivity, become idea, supposes at once +both subject and object; but that this should be pure, +complete, and adequate objectivity of the will, supposes +the object as Platonic Idea, free from the forms of the +principle of sufficient reason, and the subject as the pure +subject of knowledge, free from individuality and subjection +to the will. +</p> + +<p> +Whoever now, has, after the manner referred to, become +so absorbed and lost in the perception of nature +that he only continues to exist as the pure knowing subject, +becomes in this way directly conscious that, as such, +he is the condition, that is, the supporter, of the world +and all objective existence; for this now shows itself as +dependent upon his existence. Thus he draws nature +into himself, so that he sees it to be merely an accident +of his own being. In this sense Byron says— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Are not the mountains, waves, and skies, a part</q></l> +<l rend='margin-left: 2'><q rend='post'>Of me and of my soul, as I of them?</q></l> +</lg> +</quote> + +<p> +But how shall he who feels this, regard himself as absolutely +transitory, in contrast to imperishable nature? +Such a man will rather be filled with the consciousness, +which the Upanishad of the Veda expresses: <foreign lang='la' rend='italic'>Hæ omnes +creaturæ in totum ego sum, et præter me aliud ens non est</foreign> +(Oupnek'hat, i. 122).<note place='foot'>Cf. Chap. xxx. of the Supplement.</note> +</p> + +<p> +§ 35. In order to gain a deeper insight into the nature of +the world, it is absolutely necessary that we should learn +to distinguish the will as thing-in-itself from its adequate +objectivity, and also the different grades in which +this appears more and more distinctly and fully, <hi rend='italic'>i.e.</hi>, the +Ideas themselves, from the merely phenomenal existence +of these Ideas in the forms of the principle of sufficient +reason, the restricted method of knowledge of the individual. +We shall then agree with Plato when he +<pb n='235'/><anchor id='Pg235'/> +attributes actual being only to the Ideas, and allows only +an illusive, dream-like existence to things in space and +time, the real world for the individual. Then we shall +understand how one and the same Idea reveals itself in +so many phenomena, and presents its nature only bit by +bit to the individual, one side after another. Then we +shall also distinguish the Idea itself from the way in +which its manifestation appears in the observation of +the individual, and recognise the former as essential and +the latter as unessential. Let us consider this with the +help of examples taken from the most insignificant things, +and also from the greatest. When the clouds move, the +figures which they form are not essential, but indifferent +to them; but that as elastic vapour they are pressed together, +drifted along, spread out, or torn asunder by the +force of the wind: this is their nature, the essence of the +forces which objectify themselves in them, the Idea; +their actual forms are only for the individual observer. +To the brook that flows over stones, the eddies, the waves, +the foam-flakes which it forms are indifferent and unessential; +but that it follows the attraction of gravity, and +behaves as inelastic, perfectly mobile, formless, transparent +fluid: this is its nature; this, <emph>if known through perception</emph>, +is its Idea; these accidental forms are only for +us so long as we know as individuals. The ice on the +window-pane forms itself into crystals according to the +laws of crystallisation, which reveal the essence of the +force of nature that appears here, exhibit the Idea; but +the trees and flowers which it traces on the pane are +unessential, and are only there for us. What appears in +the clouds, the brook, and the crystal is the weakest echo +of that will which appears more fully in the plant, more +fully still in the beast, and most fully in man. But only +the essential in all these grades of its objectification constitutes +the Idea; on the other hand, its unfolding or +development, because broken up in the forms of the +principle of sufficient reason into a multiplicity of many-sided +<pb n='236'/><anchor id='Pg236'/> +phenomena, is unessential to the Idea, lies merely +in the kind of knowledge that belongs to the individual +and has reality only for this. The same thing necessarily +holds good of the unfolding of that Idea which is the +completest objectivity of will. Therefore, the history of +the human race, the throng of events, the change of +times, the multifarious forms of human life in different +lands and countries, all this is only the accidental form +of the manifestation of the Idea, does not belong to the +Idea itself, in which alone lies the adequate objectivity +of the will, but only to the phenomenon which appears +in the knowledge of the individual, and is just as foreign, +unessential, and indifferent to the Idea itself as the +figures which they assume are to the clouds, the form of +its eddies and foam-flakes to the brook, or its trees and +flowers to the ice. +</p> + +<p> +To him who has thoroughly grasped this, and can distinguish +between the will and the Idea, and between the +Idea and its manifestation, the events of the world will +have significance only so far as they are the letters out +of which we may read the Idea of man, but not in and +for themselves. He will not believe with the vulgar +that time may produce something actually new and +significant; that through it, or in it, something absolutely +real may attain to existence, or indeed that it itself as a +whole has beginning and end, plan and development, and +in some way has for its final aim the highest perfection +(according to their conception) of the last generation of +man, whose life is a brief thirty years. Therefore he +will just as little, with Homer, people a whole Olympus +with gods to guide the events of time, as, with Ossian, he +will take the forms of the clouds for individual beings; +for, as we have said, both have just as much meaning as +regards the Idea which appears in them. In the manifold +forms of human life and in the unceasing change of +events, he will regard the Idea only as the abiding and +essential, in which the will to live has its fullest objectivity, +<pb n='237'/><anchor id='Pg237'/> +and which shows its different sides in the capacities, +the passions, the errors and the excellences of the human +race; in self-interest, hatred, love, fear, boldness, frivolity, +stupidity, slyness, wit, genius, and so forth, all of which +crowding together and combining in thousands of forms +(individuals), continually create the history of the great +and the little world, in which it is all the same whether +they are set in motion by nuts or by crowns. Finally, +he will find that in the world it is the same as in the +dramas of Gozzi, in all of which the same persons +appear, with like intention, and with a like fate; the +motives and incidents are certainly different in each +piece, but the spirit of the incidents is the same; the +actors in one piece know nothing of the incidents of +another, although they performed in it themselves; +therefore, after all experience of former pieces, Pantaloon +has become no more agile or generous, Tartaglia no more +conscientious, Brighella no more courageous, and Columbine +no more modest. +</p> + +<p> +Suppose we were allowed for once a clearer glance +into the kingdom of the possible, and over the whole +chain of causes and effects; if the earth-spirit appeared +and showed us in a picture all the greatest men, enlighteners +of the world, and heroes, that chance destroyed +before they were ripe for their work; then the great +events that would have changed the history of the world +and brought in periods of the highest culture and enlightenment, +but which the blindest chance, the most +insignificant accident, hindered at the outset; lastly, the +splendid powers of great men, that would have enriched +whole ages of the world, but which, either misled by +error or passion, or compelled by necessity, they squandered +uselessly on unworthy or unfruitful objects, or even wasted +in play. If we saw all this, we would shudder and lament +at the thought of the lost treasures of whole periods of +the world. But the earth-spirit would smile and say, +<q>The source from which the individuals and their powers +<pb n='238'/><anchor id='Pg238'/> +proceed is inexhaustible and unending as time and space; +for, like these forms of all phenomena, they also are only +phenomena, visibility of the will. No finite measure +can exhaust that infinite source; therefore an undiminished +eternity is always open for the return of any +event or work that was nipped in the bud. In this world +of phenomena true loss is just as little possible as true +gain. The will alone is; it is the thing in-itself, and the +source of all these phenomena. Its self-knowledge and +its assertion or denial, which is then decided upon, is the +only event in-itself.</q><note place='foot'>This last sentence cannot be understood without some acquaintance +with the next book.</note> +</p> + +<p> +§ 36. History follows the thread of events; it is pragmatic +so far as it deduces them in accordance with the +law of motivation, a law that determines the self-manifesting +will wherever it is enlightened by knowledge. +At the lowest grades of its objectivity, where it still acts +without knowledge, natural science, in the form of etiology, +treats of the laws of the changes of its phenomena, and, +in the form of morphology, of what is permanent in them. +This almost endless task is lightened by the aid of concepts, +which comprehend what is general in order that +we may deduce what is particular from it. Lastly, +mathematics treats of the mere forms, time and space, in +which the Ideas, broken up into multiplicity, appear for +the knowledge of the subject as individual. All these, +of which the common name is science, proceed according +to the principle of sufficient reason in its different forms, +and their theme is always the phenomenon, its laws, connections, +and the relations which result from them. But +what kind of knowledge is concerned with that which is +outside and independent of all relations, that which alone +is really essential to the world, the true content of its +phenomena, that which is subject to no change, and +therefore is known with equal truth for all time, in a +word, the <emph>Ideas</emph>, which are the direct and adequate objectivity +<pb n='239'/><anchor id='Pg239'/> +of the thing in-itself, the will? We answer, <emph>Art</emph>, +the work of genius. It repeats or reproduces the eternal +Ideas grasped through pure contemplation, the essential +and abiding in all the phenomena of the world; and +according to what the material is in which it reproduces, +it is sculpture or painting, poetry or music. Its one +source is the knowledge of Ideas; its one aim the communication +of this knowledge. While science, following +the unresting and inconstant stream of the fourfold forms +of reason and consequent, with each end attained sees +further, and can never reach a final goal nor attain full +satisfaction, any more than by running we can reach the +place where the clouds touch the horizon; art, on the +contrary, is everywhere at its goal. For it plucks the +object of its contemplation out of the stream of the +world's course, and has it isolated before it. And this +particular thing, which in that stream was a small perishing +part, becomes to art the representative of the whole, +an equivalent of the endless multitude in space and +time. It therefore pauses at this particular thing; the +course of time stops; the relations vanish for it; only +the essential, the Idea, is its object. We may, therefore, +accurately define it as the <emph>way of viewing things independent +of the principle of sufficient reason</emph>, in opposition +to the way of viewing them which proceeds in accordance +with that principle, and which is the method of experience +and of science. This last method of considering +things may be compared to a line infinitely extended in +a horizontal direction, and the former to a vertical line +which cuts it at any point. The method of viewing +things which proceeds in accordance with the principle +of sufficient reason is the rational method, and it alone is +valid and of use in practical life and in science. The +method which looks away from the content of this principle +is the method of genius, which is only valid and of +use in art. The first is the method of Aristotle; the +second is, on the whole, that of Plato. The first is like +<pb n='240'/><anchor id='Pg240'/> +the mighty storm, that rushes along without beginning +and without aim, bending, agitating, and carrying away +everything before it; the second is like the silent sunbeam, +that pierces through the storm quite unaffected by +it. The first is like the innumerable showering drops of +the waterfall, which, constantly changing, never rest for +an instant; the second is like the rainbow, quietly resting +on this raging torrent. Only through the pure contemplation +described above, which ends entirely in the object, +can Ideas be comprehended; and the nature of <emph>genius</emph> +consists in pre-eminent capacity for such contemplation. +Now, as this requires that a man should entirely forget +himself and the relations in which he stands, <emph>genius</emph> is +simply the completest <emph>objectivity</emph>, <hi rend='italic'>i.e.</hi>, the objective tendency +of the mind, as opposed to the subjective, which is +directed to one's own self—in other words, to the will. +Thus genius is the faculty of continuing in the state of +pure perception, of losing oneself in perception, and of +enlisting in this service the knowledge which originally +existed only for the service of the will; that is to say, +genius is the power of leaving one's own interests, wishes, +and aims entirely out of sight, thus of entirely renouncing +one's own personality for a time, so as to remain <emph>pure +knowing subject</emph>, clear vision of the world; and this not +merely at moments, but for a sufficient length of time, +and with sufficient consciousness, to enable one to reproduce +by deliberate art what has thus been apprehended, +and <q>to fix in lasting thoughts the wavering images that +float before the mind.</q> It is as if, when genius appears +in an individual, a far larger measure of the power of +knowledge falls to his lot than is necessary for the service +of an individual will; and this superfluity of knowledge, +being free, now becomes subject purified from will, +a clear mirror of the inner nature of the world. This +explains the activity, amounting even to disquietude, of +men of genius, for the present can seldom satisfy them, +because it does not fill their consciousness. This gives +<pb n='241'/><anchor id='Pg241'/> +them that restless aspiration, that unceasing desire for new +things, and for the contemplation of lofty things, and +also that longing that is hardly ever satisfied, for men +of similar nature and of like stature, to whom they might +communicate themselves; whilst the common mortal, +entirely filled and satisfied by the common present, ends +in it, and finding everywhere his like, enjoys that peculiar +satisfaction in daily life that is denied to genius. +</p> + +<p> +Imagination has rightly been recognised as an essential +element of genius; it has sometimes even been regarded +as identical with it; but this is a mistake. As the objects +of genius are the eternal Ideas, the permanent, essential +forms of the world and all its phenomena, and as the +knowledge of the Idea is necessarily knowledge through +perception, is not abstract, the knowledge of the genius +would be limited to the Ideas of the objects actually +present to his person, and dependent upon the chain of +circumstances that brought these objects to him, if his +imagination did not extend his horizon far beyond the +limits of his actual personal existence, and thus enable +him to construct the whole out of the little that comes +into his own actual apperception, and so to let almost all +possible scenes of life pass before him in his own consciousness. +Further, the actual objects are almost always +very imperfect copies of the Ideas expressed in them; +therefore the man of genius requires imagination in order +to see in things, not that which Nature has actually made, +but that which she endeavoured to make, yet could not +because of that conflict of her forms among themselves +which we referred to in the last book. We shall return +to this farther on in treating of sculpture. The imagination +then extends the intellectual horizon of the man of +genius beyond the objects which actually present themselves +to him, both as regards quality and quantity. +Therefore extraordinary strength of imagination accompanies, +and is indeed a necessary condition of genius. +But the converse does not hold, for strength of imagination +<pb n='242'/><anchor id='Pg242'/> +does not indicate genius; on the contrary, men who +have no touch of genius may have much imagination. +For as it is possible to consider a real object in two +opposite ways, purely objectively, the way of genius +grasping its Idea, or in the common way, merely in the +relations in which it stands to other objects and to one's +own will, in accordance with the principle of sufficient +reason, it is also possible to perceive an imaginary object +in both of these ways. Regarded in the first way, it is a +means to the knowledge of the Idea, the communication +of which is the work of art; in the second case, the +imaginary object is used to build castles in the air +congenial to egotism and the individual humour, and +which for the moment delude and gratify; thus only the +relations of the phantasies so linked together are known. +The man who indulges in such an amusement is a +dreamer; he will easily mingle those fancies that delight +his solitude with reality, and so unfit himself for real +life: perhaps he will write them down, and then we +shall have the ordinary novel of every description, which +entertains those who are like him and the public at large, +for the readers imagine themselves in the place of the +hero, and then find the story very agreeable. +</p> + +<p> +The common mortal, that manufacture of Nature which +she produces by the thousand every day, is, as we have +said, not capable, at least not continuously so, of observation +that in every sense is wholly disinterested, as +sensuous contemplation, strictly so called, is. He can +turn his attention to things only so far as they have +some relation to his will, however indirect it may be. +Since in this respect, which never demands anything but +the knowledge of relations, the abstract conception of the +thing is sufficient, and for the most part even better +adapted for use; the ordinary man does not linger long +over the mere perception, does not fix his attention long +on one object, but in all that is presented to him hastily +seeks merely the concept under which it is to be brought, +<pb n='243'/><anchor id='Pg243'/> +as the lazy man seeks a chair, and then it interests him +no further. This is why he is so soon done with everything, +with works of art, objects of natural beauty, and +indeed everywhere with the truly significant contemplation +of all the scenes of life. He does not linger; only +seeks to know his own way in life, together with all that +might at any time become his way. Thus he makes topographical +notes in the widest sense; over the consideration +of life itself as such he wastes no time. The man +of genius, on the other hand, whose excessive power of +knowledge frees it at times from the service of will, +dwells on the consideration of life itself, strives to comprehend +the Idea of each thing, not its relations to other +things; and in doing this he often forgets to consider his +own path in life, and therefore for the most part pursues +it awkwardly enough. While to the ordinary man his +faculty of knowledge is a lamp to lighten his path, to the +man of genius it is the sun which reveals the world. +This great diversity in their way of looking at life soon +becomes visible in the outward appearance both of the +man of genius and of the ordinary mortal. The man in +whom genius lives and works is easily distinguished by +his glance, which is both keen and steady, and bears the +stamp of perception, of contemplation. This is easily seen +from the likenesses of the few men of genius whom Nature +has produced here and there among countless millions. +On the other hand, in the case of an ordinary man, the +true object of his contemplation, what he is prying into, +can be easily seen from his glance, if indeed it is not +quite stupid and vacant, as is generally the case. Therefore +the expression of genius in a face consists in this, +that in it a decided predominance of knowledge over will +is visible, and consequently there also shows itself in it +a knowledge that is entirely devoid of relation to will, +<hi rend='italic'>i.e.</hi>, <emph>pure knowing</emph>. On the contrary, in ordinary countenances +there is a predominant expression of will; and +we see that knowledge only comes into activity under +<pb n='244'/><anchor id='Pg244'/> +the impulse of will, and thus is directed merely by +motives. +</p> + +<p> +Since the knowledge that pertains to genius, or the +knowledge of Ideas, is that knowledge which does not +follow the principle of sufficient reason, so, on the other +hand, the knowledge which does follow that principle is +that which gives us prudence and rationality in life, and +which creates the sciences. Thus men of genius are +affected with the deficiencies entailed in the neglect of +this latter kind of knowledge. Yet what I say in this +regard is subject to the limitation that it only concerns +them in so far as and while they are actually engaged +in that kind of knowledge which is peculiar to genius; +and this is by no means at every moment of their lives, +for the great though spontaneous exertion which is demanded +for the comprehension of Ideas free from will +must necessarily relax, and there are long intervals during +which men of genius are placed in very much the same +position as ordinary mortals, both as regards advantages +and deficiencies. On this account the action of genius +has always been regarded as an inspiration, as indeed the +name indicates, as the action of a superhuman being +distinct from the individual himself, and which takes +possession of him only periodically. The disinclination +of men of genius to direct their attention to the content +of the principle of sufficient reason will first show itself, +with regard to the ground of being, as dislike of mathematics; +for its procedure is based upon the most universal +forms of the phenomenon space and time, which are +themselves merely modes of the principle of sufficient +reason, and is consequently precisely the opposite of that +method of thought which seeks merely the content of +the phenomenon, the Idea which expresses itself in it +apart from all relations. The logical method of mathematics +is also antagonistic to genius, for it does not +satisfy but obstructs true insight, and presents merely a +chain of conclusions in accordance with the principle of +<pb n='245'/><anchor id='Pg245'/> +the ground of knowing. The mental faculty upon which +it makes the greatest claim is memory, for it is necessary +to recollect all the earlier propositions which are referred +to. Experience has also proved that men of great artistic +genius have no faculty for mathematics; no man was +ever very distinguished for both. Alfieri relates that +he was never able to understand the fourth proposition +of Euclid. Goethe was constantly reproached with his +want of mathematical knowledge by the ignorant opponents +of his theory of colours. Here certainly, where it +was not a question of calculation and measurement upon +hypothetical data, but of direct knowledge by the understanding +of causes and effects, this reproach was so +utterly absurd and inappropriate, that by making it they +have exposed their entire want of judgment, just as much +as by the rest of their ridiculous arguments. The fact +that up to the present day, nearly half a century after +the appearance of Goethe's theory of colours, even in +Germany the Newtonian fallacies still have undisturbed +possession of the professorial chair, and men continue to +speak quite seriously of the seven homogeneous rays of +light and their different refrangibility, will some day be +numbered among the great intellectual peculiarities of +men generally, and especially of Germans. From the +same cause as we have referred to above, may be explained +the equally well-known fact that, conversely, +admirable mathematicians have very little susceptibility +for works of fine art. This is very naïvely expressed in +the well-known anecdote of the French mathematician, +who, after having read Racine's <q>Iphigenia,</q> shrugged his +shoulders and asked, <q><foreign lang='fr' rend='italic'>Qu'est ce que cela prouve?</foreign></q> Further, +as quick comprehension of relations in accordance +with the laws of causality and motivation is what specially +constitutes prudence or sagacity, a prudent man, +so far as and while he is so, will not be a genius, and a +man of genius, so far as and while he is so, will not be +a prudent man. Lastly, perceptive knowledge generally, +<pb n='246'/><anchor id='Pg246'/> +in the province of which the Idea always lies, is directly +opposed to rational or abstract knowledge, which is +guided by the principle of the ground of knowing. It is +also well known that we seldom find great genius united +with pre-eminent reasonableness; on the contrary, persons +of genius are often subject to violent emotions and +irrational passions. But the ground of this is not weakness +of reason, but partly unwonted energy of that whole +phenomenon of will—the man of genius—which expresses +itself through the violence of all his acts of will, +and partly preponderance of the knowledge of perception +through the senses and understanding over abstract +knowledge, producing a decided tendency to the perceptible, +the exceedingly lively impressions of which so +far outshine colourless concepts, that they take their +place in the guidance of action, which consequently +becomes irrational. Accordingly the impression of the +present moment is very strong with such persons, and +carries them away into unconsidered action, violent +emotions and passions. Moreover, since, in general, the +knowledge of persons of genius has to some extent freed +itself from the service of will, they will not in conversation +think so much of the person they are addressing as +of the thing they are speaking about, which is vividly +present to them; and therefore they are likely to judge +or narrate things too objectively for their own interests; +they will not pass over in silence what would more +prudently be concealed, and so forth. Finally, they are +given to soliloquising, and in general may exhibit certain +weaknesses which are actually akin to madness. It has +often been remarked that there is a side at which genius +and madness touch, and even pass over into each other, +and indeed poetical inspiration has been called a kind of +madness: <foreign lang='la' rend='italic'>amabilis insania</foreign>, Horace calls it (Od. iii. 4), +and Wieland in the introduction to <q>Oberon</q> speaks of +it as <q>amiable madness.</q> Even Aristotle, as quoted by +Seneca (De Tranq. Animi, 15, 16), is reported to have +<pb n='247'/><anchor id='Pg247'/> +said: <foreign lang='la' rend='italic'>Nullum magnum ingenium sine mixtura dementiæ +fuit</foreign>. Plato expresses it in the figure of the dark cave, +referred to above (De Rep. 7), when he says: <q>Those who, +outside the cave, have seen the true sunlight and the +things that have true being (Ideas), cannot afterwards see +properly down in the cave, because their eyes are not +accustomed to the darkness; they cannot distinguish the +shadows, and are jeered at for their mistakes by those +who have never left the cave and its shadows.</q> In the +<q>Phædrus</q> also (p. 317), he distinctly says that there +can be no true poet without a certain madness; in fact, +(p. 327), that every one appears mad who recognises the +eternal Ideas in fleeting things. Cicero also quotes: +<foreign lang='la' rend='italic'>Negat enim sine furore, Democritus, quemquam poetam +magnum esse posse; quod idem dicit Plato</foreign> (De Divin., i. +37). And, lastly, Pope says— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Great wits to madness sure are near allied,</q></l> +<l><q rend='post'>And thin partitions do their bounds divide.</q></l> +</lg> +</quote> + +<p> +Especially instructive in this respect is Goethe's <q>Torquato +Tasso,</q> in which he shows us not only the suffering, the +martyrdom of genius as such, but also how it constantly +passes into madness. Finally, the fact of the direct connection +of genius and madness is established by the biographies +of great men of genius, such as Rousseau, Byron, and Alfieri, +and by anecdotes from the lives of others. On the other +hand, I must mention that, by a diligent search in lunatic +asylums, I have found individual cases of patients who +were unquestionably endowed with great talents, and +whose genius distinctly appeared through their madness, +which, however, had completely gained the upper hand. +Now this cannot be ascribed to chance, for on the one +hand the number of mad persons is relatively very small, +and on the other hand a person of genius is a phenomenon +which is rare beyond all ordinary estimation, and +only appears in nature as the greatest exception. It will +be sufficient to convince us of this if we compare the +<pb n='248'/><anchor id='Pg248'/> +number of really great men of genius that the whole of +civilised Europe has produced, both in ancient and modern +times, with the two hundred and fifty millions who are +always living in Europe, and who change entirely every +thirty years. In estimating the number of men of outstanding +genius, we must of course only count those who +have produced works which have retained through all time +an enduring value for mankind. I shall not refrain from +mentioning, that I have known some persons of decided, +though not remarkable, mental superiority, who also +showed a slight trace of insanity. It might seem from +this that every advance of intellect beyond the ordinary +measure, as an abnormal development, disposes to madness. +In the meantime, however, I will explain as +briefly as possible my view of the purely intellectual +ground of the relation between genius and madness, for +this will certainly assist the explanation of the real +nature of genius, that is to say, of that mental endowment +which alone can produce genuine works of art. +But this necessitates a brief explanation of madness +itself.<note place='foot'>Cf. Chap. xxxi. of the Supplement.</note> +</p> + +<p> +A clear and complete insight into the nature of madness, +a correct and distinct conception of what constitutes +the difference between the sane and the insane, has, as +far as I know, not as yet been found. Neither reason +nor understanding can be denied to madmen, for they +talk and understand, and often draw very accurate conclusions; +they also, as a rule, perceive what is present +quite correctly, and apprehend the connection between +cause and effect. Visions, like the phantasies of delirium, +are no ordinary symptom of madness: delirium falsifies +perception, madness the thoughts. For the most part, +madmen do not err in the knowledge of what is immediately +<emph>present</emph>; their raving always relates to what is +<emph>absent</emph> and <emph>past</emph>, and only through these to their connection +with what is present. Therefore it seems to me that +<pb n='249'/><anchor id='Pg249'/> +their malady specially concerns the memory; not indeed +that memory fails them entirely, for many of them know +a great deal by heart, and sometimes recognise persons +whom they have not seen for a long time; but rather +that the thread of memory is broken, the continuity of +its connection destroyed, and no uniformly connected +recollection of the past is possible. Particular scenes of +the past are known correctly, just like the particular +present; but there are gaps in their recollection which +they fill up with fictions, and these are either always the +same, in which case they become fixed ideas, and the +madness that results is called monomania or melancholy; +or they are always different, momentary fancies, and then +it is called folly, <foreign lang='la' rend='italic'>fatuitas</foreign>. This is why it is so difficult +to find out their former life from lunatics when they +enter an asylum. The true and the false are always +mixed up in their memory. Although the immediate +present is correctly known, it becomes falsified through +its fictitious connection with an imaginary past; they +therefore regard themselves and others as identical with +persons who exist only in their imaginary past; they do +not recognise some of their acquaintances at all, and thus +while they perceive correctly what is actually present, +they have only false conceptions of its relations to what +is absent. If the madness reaches a high degree, there +is complete absence of memory, so that the madman is +quite incapable of any reference to what is absent or past, +and is only determined by the caprice of the moment in +connection with the fictions which, in his mind, fill the +past. In such a case, we are never for a moment safe +from violence or murder, unless we constantly make the +madman aware of the presence of superior force. The +knowledge of the madman has this in common with that +of the brute, both are confined to the present. What +distinguishes them is that the brute has really no idea of +the past as such, though the past acts upon it through +the medium of custom, so that, for example, the dog +<pb n='250'/><anchor id='Pg250'/> +recognises its former master even after years, that is to say, +it receives the wonted impression at the sight of him; +but of the time that has passed since it saw him it has +no recollection. The madman, on the other hand, always +carries about in his reason an abstract past, but it is a +false past, which exists only for him, and that either constantly, +or only for the moment. The influence of this +false past prevents the use of the true knowledge of +the present which the brute is able to make. The fact +that violent mental suffering or unexpected and terrible +calamities should often produce madness, I explain in +the following manner. All such suffering is as an actual +event confined to the present. It is thus merely transitory, +and is consequently never excessively heavy; it only +becomes unendurably great when it is lasting pain; but +as such it exists only in thought, and therefore lies in +the <emph>memory</emph>. If now such a sorrow, such painful knowledge +or reflection, is so bitter that it becomes altogether +unbearable, and the individual is prostrated under it, +then, terrified Nature seizes upon <emph>madness</emph> as the last +resource of life; the mind so fearfully tortured at once +destroys the thread of its memory, fills up the gaps with +fictions, and thus seeks refuge in madness from the mental +suffering that exceeds its strength, just as we cut off +a mortified limb and replace it with a wooden one. The +distracted Ajax, King Lear, and Ophelia may be taken +as examples; for the creations of true genius, to which +alone we can refer here, as universally known, are equal +in truth to real persons; besides, in this case, frequent +actual experience shows the same thing. A faint analogy +of this kind of transition from pain to madness is to be +found in the way in which all of us often seek, as it were +mechanically, to drive away a painful thought that suddenly +occurs to us by some loud exclamation or quick +movement—to turn ourselves from it, to distract our +minds by force. +</p> + +<p> +We see, from what has been said, that the madman has +<pb n='251'/><anchor id='Pg251'/> +a true knowledge of what is actually present, and also of +certain particulars of the past, but that he mistakes the +connection, the relations, and therefore falls into error +and talks nonsense. Now this is exactly the point at +which he comes into contact with the man of genius; +for he also leaves out of sight the knowledge of the +connection of things, since he neglects that knowledge +of relations which conforms to the principle of sufficient +reason, in order to see in things only their Ideas, and to +seek to comprehend their true nature, which manifests +itself to perception, and in regard to which <emph>one thing</emph> +represents its whole species, in which way, as Goethe +says, one case is valid for a thousand. The particular +object of his contemplation, or the present which is perceived +by him with extraordinary vividness, appear in so +strong a light that the other links of the chain to which +they belong are at once thrown into the shade, and this +gives rise to phenomena which have long been recognised +as resembling those of madness. That which in particular +given things exists only incompletely and weakened by +modifications, is raised by the man of genius, through his +way of contemplating it, to the Idea of the thing, to completeness: +he therefore sees everywhere extremes, and +therefore his own action tends to extremes; he cannot +hit the mean, he lacks soberness, and the result is what +we have said. He knows the Ideas completely but not +the individuals. Therefore it has been said that a poet +may know mankind deeply and thoroughly, and may yet +have a very imperfect knowledge of men. He is easily +deceived, and is a tool in the hands of the crafty. +</p> + +<p> +§ 37. Genius, then, consists, according to our explanation, +in the capacity for knowing, independently of the +principle of sufficient reason, not individual things, which +have their existence only in their relations, but the Ideas +of such things, and of being oneself the correlative of the +Idea, and thus no longer an individual, but the pure subject +of knowledge. Yet this faculty must exist in all +<pb n='252'/><anchor id='Pg252'/> +men in a smaller and different degree; for if not, they +would be just as incapable of enjoying works of art as of +producing them; they would have no susceptibility for +the beautiful or the sublime; indeed, these words could +have no meaning for them. We must therefore assume +that there exists in all men this power of knowing the +Ideas in things, and consequently of transcending their +personality for the moment, unless indeed there are some +men who are capable of no æsthetic pleasure at all. The +man of genius excels ordinary men only by possessing +this kind of knowledge in a far higher degree and more +continuously. Thus, while under its influence he retains +the presence of mind which is necessary to enable him to +repeat in a voluntary and intentional work what he has +learned in this manner; and this repetition is the work +of art. Through this he communicates to others the Idea +he has grasped. This Idea remains unchanged and the +same, so that æsthetic pleasure is one and the same +whether it is called forth by a work of art or directly +by the contemplation of nature and life. The work of +art is only a means of facilitating the knowledge in which +this pleasure consists. That the Idea comes to us more +easily from the work of art than directly from nature and +the real world, arises from the fact that the artist, who +knew only the Idea, no longer the actual, has reproduced +in his work the pure Idea, has abstracted it from the +actual, omitting all disturbing accidents. The artist lets +us see the world through his eyes. That he has these +eyes, that he knows the inner nature of things apart from +all their relations, is the gift of genius, is inborn; but +that he is able to lend us this gift, to let us see with his +eyes, is acquired, and is the technical side of art. Therefore, +after the account which I have given in the preceding +pages of the inner nature of æsthetical knowledge in +its most general outlines, the following more exact philosophical +treatment of the beautiful and the sublime will +explain them both, in nature and in art, without separating +<pb n='253'/><anchor id='Pg253'/> +them further. First of all we shall consider what takes +place in a man when he is affected by the beautiful and +the sublime; whether he derives this emotion directly +from nature, from life, or partakes of it only through the +medium of art, does not make any essential, but merely +an external, difference. +</p> + +<p> +<anchor id='Section_38'/> +§ 38. In the æsthetical mode of contemplation we +have found <emph>two inseparable constituent parts</emph>—the knowledge +of the object, not as individual thing but as +Platonic Idea, that is, as the enduring form of this whole +species of things; and the self-consciousness of the knowing +person, not as individual, but as <emph>pure will-less subject +of knowledge</emph>. The condition under which both these +constituent parts appear always united was found to +be the abandonment of the method of knowing which is +bound to the principle of sufficient reason, and which, on +the other hand, is the only kind of knowledge that is of +value for the service of the will and also for science. +Moreover, we shall see that the pleasure which is produced +by the contemplation of the beautiful arises from +these two constituent parts, sometimes more from the +one, sometimes more from the other, according to what +the object of the æsthetical contemplation may be. +</p> + +<p> +All <emph>willing</emph> arises from want, therefore from deficiency, +and therefore from suffering. The satisfaction of a wish +ends it; yet for one wish that is satisfied there remain +at least ten which are denied. Further, the desire lasts +long, the demands are infinite; the satisfaction is short +and scantily measured out. But even the final satisfaction +is itself only apparent; every satisfied wish at once +makes room for a new one; both are illusions; the one +is known to be so, the other not yet. No attained +object of desire can give lasting satisfaction, but merely +a fleeting gratification; it is like the alms thrown to the +beggar, that keeps him alive to-day that his misery may +be prolonged till the morrow. Therefore, so long as our +consciousness is filled by our will, so long as we are +<pb n='254'/><anchor id='Pg254'/> +given up to the throng of desires with their constant +hopes and fears, so long as we are the subject of willing, +we can never have lasting happiness nor peace. It is +essentially all the same whether we pursue or flee, fear +injury or seek enjoyment; the care for the constant +demands of the will, in whatever form it may be, continually +occupies and sways the consciousness; but +without peace no true well-being is possible. The subject +of willing is thus constantly stretched on the +revolving wheel of Ixion, pours water into the sieve of +the Danaids, is the ever-longing Tantalus. +</p> + +<p> +But when some external cause or inward disposition +lifts us suddenly out of the endless stream of willing, +delivers knowledge from the slavery of the will, the attention +is no longer directed to the motives of willing, +but comprehends things free from their relation to the +will, and thus observes them without personal interest, +without subjectivity, purely objectively, gives itself entirely +up to them so far as they are ideas, but not in so +far as they are motives. Then all at once the peace +which we were always seeking, but which always fled +from us on the former path of the desires, comes to us +of its own accord, and it is well with us. It is the painless +state which Epicurus prized as the highest good and +as the state of the gods; for we are for the moment set +free from the miserable striving of the will; we keep the +Sabbath of the penal servitude of willing; the wheel of +Ixion stands still. +</p> + +<p> +But this is just the state which I described above as +necessary for the knowledge of the Idea, as pure contemplation, +as sinking oneself in perception, losing oneself in +the object, forgetting all individuality, surrendering that +kind of knowledge which follows the principle of sufficient +reason, and comprehends only relations; the state +by means of which at once and inseparably the perceived +particular thing is raised to the Idea of its whole species, +and the knowing individual to the pure subject of will-less +<pb n='255'/><anchor id='Pg255'/> +knowledge, and as such they are both taken out of +the stream of time and all other relations. It is then all +one whether we see the sun set from the prison or from +the palace. +</p> + +<p> +Inward disposition, the predominance of knowing over +willing, can produce this state under any circumstances. +This is shown by those admirable Dutch artists who +directed this purely objective perception to the most +insignificant objects, and established a lasting monument +of their objectivity and spiritual peace in their pictures +of <emph>still life</emph>, which the æsthetic beholder does not look on +without emotion; for they present to him the peaceful, +still, frame of mind of the artist, free from will, which +was needed to contemplate such insignificant things so +objectively, to observe them so attentively, and to repeat +this perception so intelligently; and as the picture enables +the onlooker to participate in this state, his emotion is +often increased by the contrast between it and the unquiet +frame of mind, disturbed by vehement willing, in +which he finds himself. In the same spirit, landscape-painters, +and particularly Ruisdael, have often painted +very insignificant country scenes, which produce the same +effect even more agreeably. +</p> + +<p> +All this is accomplished by the inner power of an +artistic nature alone; but that purely objective disposition +is facilitated and assisted from without by suitable +objects, by the abundance of natural beauty which invites +contemplation, and even presses itself upon us. Whenever +it discloses itself suddenly to our view, it almost +always succeeds in delivering us, though it may be only +for a moment, from subjectivity, from the slavery of the +will, and in raising us to the state of pure knowing. +This is why the man who is tormented by passion, or +want, or care, is so suddenly revived, cheered, and restored +by a single free glance into nature: the storm of passion, +the pressure of desire and fear, and all the miseries of +willing are then at once, and in a marvellous manner, +<pb n='256'/><anchor id='Pg256'/> +calmed and appeased. For at the moment at which, +freed from the will, we give ourselves up to pure will-less +knowing, we pass into a world from which everything +is absent that influenced our will and moved us +so violently through it. This freeing of knowledge lifts +us as wholly and entirely away from all that, as do +sleep and dreams; happiness and unhappiness have disappeared; +we are no longer individual; the individual is +forgotten; we are only pure subject of knowledge; we are +only that <emph>one</emph> eye of the world which looks out from all +knowing creatures, but which can become perfectly free +from the service of will in man alone. Thus all difference +of individuality so entirely disappears, that it is all the +same whether the perceiving eye belongs to a mighty +king or to a wretched beggar; for neither joy nor complaining +can pass that boundary with us. So near us +always lies a sphere in which we escape from all our +misery; but who has the strength to continue long in it? +As soon as any single relation to our will, to our person, +even of these objects of our pure contemplation, comes +again into consciousness, the magic is at an end; we fall +back into the knowledge which is governed by the principle +of sufficient reason; we know no longer the Idea, +but the particular thing, the link of a chain to which we +also belong, and we are again abandoned to all our woe. +Most men remain almost always at this standpoint +because they entirely lack objectivity, <hi rend='italic'>i.e.</hi>, genius. Therefore +they have no pleasure in being alone with nature; +they need company, or at least a book. For their +knowledge remains subject to their will; they seek, therefore, +in objects, only some relation to their will, and whenever +they see anything that has no such relation, there +sounds within them, like a ground bass in music, the +constant inconsolable cry, <q>It is of no use to me;</q> thus +in solitude the most beautiful surroundings have for them +a desolate, dark, strange, and hostile appearance. +</p> + +<p> +Lastly, it is this blessedness of will-less perception +<pb n='257'/><anchor id='Pg257'/> +which casts an enchanting glamour over the past and +distant, and presents them to us in so fair a light by +means of self-deception. For as we think of days long +gone by, days in which we lived in a distant place, it is +only the objects which our fancy recalls, not the subject +of will, which bore about with it then its incurable +sorrows just as it bears them now; but they are forgotten, +because since then they have often given place to others. +Now, objective perception acts with regard to what is +remembered just as it would in what is present, if we +let it have influence over us, if we surrendered ourselves +to it free from will. Hence it arises that, especially +when we are more than ordinarily disturbed by some +want, the remembrance of past and distant scenes +suddenly flits across our minds like a lost paradise. +The fancy recalls only what was objective, not what was +individually subjective, and we imagine that that objective +stood before us then just as pure and undisturbed +by any relation to the will as its image stands in our +fancy now; while in reality the relation of the objects +to our will gave us pain then just as it does now. We +can deliver ourselves from all suffering just as well +through present objects as through distant ones whenever +we raise ourselves to a purely objective contemplation +of them, and so are able to bring about the illusion +that only the objects are present and not we ourselves. +Then, as the pure subject of knowledge, freed from the +miserable self, we become entirely one with these objects, +and, for the moment, our wants are as foreign to us as +they are to them. The world as idea alone remains, and +the world as will has disappeared. +</p> + +<p> +In all these reflections it has been my object to bring +out clearly the nature and the scope of the subjective +element in æsthetic pleasure; the deliverance of knowledge +from the service of the will, the forgetting of self +as an individual, and the raising of the consciousness to +the pure will-less, timeless, subject of knowledge, independent +<pb n='258'/><anchor id='Pg258'/> +of all relations. With this subjective side of +æsthetic contemplation, there must always appear as its +necessary correlative the objective side, the intuitive +comprehension of the Platonic Idea. But before we +turn to the closer consideration of this, and to the +achievements of art in relation to it, it is better that we +should pause for a little at the subjective side of æsthetic +pleasure, in order to complete our treatment of this by +explaining the impression of the <emph>sublime</emph> which depends +altogether upon it, and arises from a modification of +it. After that we shall complete our investigation of +æsthetic pleasure by considering its objective side. +</p> + +<p> +But we must first add the following remarks to what +has been said. Light is the pleasantest and most gladdening +of things; it has become the symbol of all that +is good and salutary. In all religions it symbolises salvation, +while darkness symbolises damnation. Ormuzd +dwells in the purest light, Ahrimines in eternal night. +Dante's Paradise would look very much like Vauxhall +in London, for all the blessed spirits appear as points of +light and arrange themselves in regular figures. The +very absence of light makes us sad; its return cheers us. +Colours excite directly a keen delight, which reaches its +highest degree when they are transparent. All this depends +entirely upon the fact that light is the correlative +and condition of the most perfect kind of knowledge of +perception, the only knowledge which does not in any +way affect the will. For sight, unlike the affections of +the other senses, cannot, in itself, directly and through its +sensuous effect, make the <emph>sensation</emph> of the special organ +agreeable or disagreeable; that is, it has no immediate +connection with the will. Such a quality can only belong +to the perception which arises in the understanding, +and then it lies in the relation of the object to the will. +In the case of hearing this is to some extent otherwise; +sounds can give pain directly, and they may also be +sensuously agreeable, directly and without regard to +<pb n='259'/><anchor id='Pg259'/> +harmony or melody. Touch, as one with the feeling of +the whole body, is still more subordinated to this direct +influence upon the will; and yet there is such a thing as +a sensation of touch which is neither painful nor pleasant. +But smells are always either agreeable or disagreeable, +and tastes still more so. Thus the last two senses are +most closely related to the will, and therefore they are +always the most ignoble, and have been called by Kant +the subjective senses. The pleasure which we experience +from light is in fact only the pleasure which arises +from the objective possibility of the purest and fullest +perceptive knowledge, and as such it may be traced to the +fact that pure knowledge, freed and delivered from all +will, is in the highest degree pleasant, and of itself constitutes +a large part of æsthetic enjoyment. Again, we +must refer to this view of light the incredible beauty +which we associate with the reflection of objects in water. +That lightest, quickest, finest species of the action of +bodies upon each other, that to which we owe by far the +completest and purest of our perceptions, the action of +reflected rays of light, is here brought clearly before our +eyes, distinct and perfect, in cause and in effect, and +indeed in its entirety, hence the æsthetic delight it gives +us, which, in the most important aspect, is entirely based +on the subjective ground of æsthetic pleasure, and is +delight in pure knowing and its method. +</p> + +<p> +§ 39. All these reflections are intended to bring out +the subjective part of æsthetic pleasure; that is to say, +that pleasure so far as it consists simply of delight in perceptive +knowledge as such, in opposition to will. And as +directly connected with this, there naturally follows the +explanation of that disposition or frame of mind which +has been called the sense of the <emph>sublime</emph>. +</p> + +<p> +We have already remarked above that the transition to +the state of pure perception takes place most easily when +the objects bend themselves to it, that is, when by their +manifold and yet definite and distinct form they easily +<pb n='260'/><anchor id='Pg260'/> +become representatives of their Ideas, in which beauty, in +the objective sense, consists. This quality belongs pre-eminently +to natural beauty, which thus affords even to +the most insensible at least a fleeting æsthetic satisfaction: +indeed it is so remarkable how especially the vegetable +world invites æsthetic observation, and, as it were, +presses itself upon it, that one might say, that these +advances are connected with the fact that these organisms, +unlike the bodies of animals, are not themselves immediate +objects of knowledge, and therefore require the assistance +of a foreign intelligent individual in order to rise out of +the world of blind will and enter the world of idea, and +that thus they long, as it were, for this entrance, that +they may attain at least indirectly what is denied them +directly. But I leave this suggestion which I have +hazarded, and which borders perhaps upon extravagance, +entirely undecided, for only a very intimate and devoted +consideration of nature can raise or justify it.<note place='foot'>I am all the more delighted and +astonished, forty years after I so +timidly and hesitatingly advanced +this thought, to discover that it +has already been expressed by St. +Augustine: <foreign lang='la' rend='italic'>Arbusta formas suas +varias, quibus mundi hujus visibilis +structura formosa est, sentiendas +sensibus praebent; ut, pro eo quod</foreign> +<hi rend='smallcaps'>nosse</hi> <foreign lang='la' rend='italic'>non possunt, quasi</foreign> <hi rend='smallcaps'>innotescere</hi> +<foreign lang='la' rend='italic'>velle videantur</foreign>.—<hi rend='italic'>De civ. Dei, +xi.</hi> 27.</note> As long as +that which raises us from the knowledge of mere relations +subject to the will, to æsthetic contemplation, and thereby +exalts us to the position of the subject of knowledge free +from will, is this fittingness of nature, this significance +and distinctness of its forms, on account of which the +Ideas individualised in them readily present themselves +to us; so long is it merely <emph>beauty</emph> that affects us and the +sense of the <emph>beautiful</emph> that is excited. But if these very +objects whose significant forms invite us to pure contemplation, +have a hostile relation to the human will in +general, as it exhibits itself in its objectivity, the +human body, if they are opposed to it, so that it is +menaced by the irresistible predominance of their power, +or sinks into insignificance before their immeasurable +<pb n='261'/><anchor id='Pg261'/> +greatness; if, nevertheless, the beholder does not direct +his attention to this eminently hostile relation to his will, +but, although perceiving and recognising it, turns consciously +away from it, forcibly detaches himself from his +will and its relations, and, giving himself up entirely to +knowledge, quietly contemplates those very objects that +are so terrible to the will, comprehends only their Idea, +which is foreign to all relation, so that he lingers gladly +over its contemplation, and is thereby raised above himself, +his person, his will, and all will:—in that case he +is filled with the sense of the <emph>sublime</emph>, he is in the state +of spiritual exaltation, and therefore the object producing +such a state is called <emph>sublime</emph>. Thus what distinguishes +the sense of the sublime from that of the +beautiful is this: in the case of the beautiful, pure +knowledge has gained the upper hand without a struggle, +for the beauty of the object, <hi rend='italic'>i.e.</hi>, that property which +facilitates the knowledge of its Idea, has removed from +consciousness without resistance, and therefore imperceptibly, +the will and the knowledge of relations which is +subject to it, so that what is left is the pure subject of +knowledge without even a remembrance of will. On the +other hand, in the case of the sublime that state of pure +knowledge is only attained by a conscious and forcible +breaking away from the relations of the same object to +the will, which are recognised as unfavourable, by a free +and conscious transcending of the will and the knowledge +related to it. +</p> + +<p> +This exaltation must not only be consciously won, but +also consciously retained, and it is therefore accompanied +by a constant remembrance of will; yet not of a single +particular volition, such as fear or desire, but of human +volition in general, so far as it is universally expressed +in its objectivity the human body. If a single real act +of will were to come into consciousness, through actual +personal pressure and danger from the object, then the +individual will thus actually influenced would at once +<pb n='262'/><anchor id='Pg262'/> +gain the upper hand, the peace of contemplation would +become impossible, the impression of the sublime would +be lost, because it yields to the anxiety, in which the +effort of the individual to right itself has sunk every +other thought. A few examples will help very much to +elucidate this theory of the æsthetic sublime and remove +all doubt with regard to it; at the same time they will +bring out the different degrees of this sense of the +sublime. It is in the main identical with that of the +beautiful, with pure will-less knowing, and the knowledge, +that necessarily accompanies it of Ideas out of all relation +determined by the principle of sufficient reason, and it +is distinguished from the sense of the beautiful only by +the additional quality that it rises above the known +hostile relation of the object contemplated to the will in +general. Thus there come to be various degrees of the +sublime, and transitions from the beautiful to the +sublime, according as this additional quality is strong, +bold, urgent, near, or weak, distant, and merely indicated. +I think it is more in keeping with the plan of my +treatise, first to give examples of these transitions, and +of the weaker degrees of the impression of the sublime, +although persons whose æsthetical susceptibility in general +is not very great, and whose imagination is not very +lively, will only understand the examples given later of +the higher and more distinct grades of that impression; +and they should therefore confine themselves to these, +and pass over the examples of the very weak degrees of +the sublime that are to be given first. +</p> + +<p> +As man is at once impetuous and blind striving of +will (whose pole or focus lies in the genital organs), and +eternal, free, serene subject of pure knowing (whose pole +is the brain); so, corresponding to this antithesis, the sun +is both the source of <emph>light</emph>, the condition of the most perfect +kind of knowledge, and therefore of the most delightful +of things—and the source of <emph>warmth</emph>, the first condition +of life, <hi rend='italic'>i.e.</hi>, of all phenomena of will in its higher grades. +<pb n='263'/><anchor id='Pg263'/> +Therefore, what warmth is for the will, light is for knowledge. +Light is the largest gem in the crown of beauty, +and has the most marked influence on the knowledge of +every beautiful object. Its presence is an indispensable +condition of beauty; its favourable disposition increases +the beauty of the most beautiful. Architectural beauty +more than any other object is enhanced by favourable +light, though even the most insignificant things become +through its influence most beautiful. If, in the dead of +winter, when all nature is frozen and stiff, we see the +rays of the setting sun reflected by masses of stone, +illuminating without warming, and thus favourable only +to the purest kind of knowledge, not to the will; the +contemplation of the beautiful effect of the light upon +these masses lifts us, as does all beauty, into a state of +pure knowing. But, in this case, a certain transcending +of the interests of the will is needed to enable us to rise +into the state of pure knowing, because there is a faint +recollection of the lack of warmth from these rays, that +is, an absence of the principle of life; there is a slight +challenge to persist in pure knowing, and to refrain from +all willing, and therefore it is an example of a transition +from the sense of the beautiful to that of the +sublime. It is the faintest trace of the sublime in +the beautiful; and beauty itself is indeed present only +in a slight degree. The following is almost as weak an +example. +</p> + +<p> +Let us imagine ourselves transported to a very lonely +place, with unbroken horizon, under a cloudless sky, +trees and plants in the perfectly motionless air, no +animals, no men, no running water, the deepest silence. +Such surroundings are, as it were, a call to seriousness +and contemplation, apart from all will and its cravings; +but this is just what imparts to such a scene of desolate +stillness a touch of the sublime. For, because it affords +no object, either favourable or unfavourable, for the will +which is constantly in need of striving and attaining, +<pb n='264'/><anchor id='Pg264'/> +there only remains the state of pure contemplation, and +whoever is incapable of this, is ignominiously abandoned +to the vacancy of unoccupied will, and the misery of +ennui. So far it is a test of our intellectual worth, of +which, generally speaking, the degree of our power of +enduring solitude, or our love of it, is a good criterion. +The scene we have sketched affords us, then, an example +of the sublime in a low degree, for in it, with the +state of pure knowing in its peace and all-sufficiency, +there is mingled, by way of contrast, the recollection of +the dependence and poverty of the will which stands in +need of constant action. This is the species of the sublime +for which the sight of the boundless prairies of the +interior of North America is celebrated. +</p> + +<p> +But let us suppose such a scene, stripped also of vegetation, +and showing only naked rocks; then from the +entire absence of that organic life which is necessary +for existence, the will at once becomes uneasy, the desert +assumes a terrible aspect, our mood becomes more tragic; +the elevation to the sphere of pure knowing takes place +with a more decided tearing of ourselves away from the +interests of the will; and because we persist in continuing +in the state of pure knowing, the sense of the sublime +distinctly appears. +</p> + +<p> +The following situation may occasion this feeling in a +still higher degree: Nature convulsed by a storm; the +sky darkened by black threatening thunder-clouds; stupendous, +naked, overhanging cliffs, completely shutting +out the view; rushing, foaming torrents; absolute desert; +the wail of the wind sweeping through the clefts of the +rocks. Our dependence, our strife with hostile nature, +our will broken in the conflict, now appears visibly before +our eyes. Yet, so long as the personal pressure does not +gain the upper hand, but we continue in æsthetic contemplation, +the pure subject of knowing gazes unshaken +and unconcerned through that strife of nature, through +that picture of the broken will, and quietly comprehends +<pb n='265'/><anchor id='Pg265'/> +the Ideas even of those objects which are threatening +and terrible to the will. In this contrast lies the sense +of the sublime. +</p> + +<p> +But the impression becomes still stronger, if, when we +have before our eyes, on a large scale, the battle of the +raging elements, in such a scene we are prevented from +hearing the sound of our own voice by the noise of a +falling stream; or, if we are abroad in the storm of +tempestuous seas, where the mountainous waves rise and +fall, dash themselves furiously against steep cliffs, and +toss their spray high into the air; the storm howls, the +sea boils, the lightning flashes from black clouds, and +the peals of thunder drown the voice of storm and sea. +Then, in the undismayed beholder, the two-fold nature of +his consciousness reaches the highest degree of distinctness. +He perceives himself, on the one hand, as an individual, +as the frail phenomenon of will, which the +slightest touch of these forces can utterly destroy, helpless +against powerful nature, dependent, the victim of +chance, a vanishing nothing in the presence of stupendous +might; and, on the other hand, as the eternal, peaceful, +knowing subject, the condition of the object, and, therefore, +the supporter of this whole world; the terrific strife +of nature only his idea; the subject itself free and apart +from all desires and necessities, in the quiet comprehension +of the Ideas. This is the complete impression of +the sublime. Here he obtains a glimpse of a power +beyond all comparison superior to the individual, threatening +it with annihilation. +</p> + +<p> +The impression of the sublime may be produced in +quite another way, by presenting a mere immensity in +space and time; its immeasurable greatness dwindles the +individual to nothing. Adhering to Kant's nomenclature +and his accurate division, we may call the first kind the +dynamical, and the second the mathematical sublime, +although we entirely dissent from his explanation of the +inner nature of the impression, and can allow no share +<pb n='266'/><anchor id='Pg266'/> +in it either to moral reflections, or to hypostases from +scholastic philosophy. +</p> + +<p> +If we lose ourselves in the contemplation of the +infinite greatness of the universe in space and time, +meditate on the thousands of years that are past or to +come, or if the heavens at night actually bring before +our eyes innumerable worlds and so force upon our +consciousness the immensity of the universe, we feel +ourselves dwindle to nothing; as individuals, as living +bodies, as transient phenomena of will, we feel ourselves +pass away and vanish into nothing like drops in the +ocean. But at once there rises against this ghost of our +own nothingness, against such lying impossibility, the +immediate consciousness that all these worlds exist only +as our idea, only as modifications of the eternal subject +of pure knowing, which we find ourselves to be as soon +as we forget our individuality, and which is the necessary +supporter of all worlds and all times the condition +of their possibility. The vastness of the world which +disquieted us before, rests now in us; our dependence +upon it is annulled by its dependence upon us. All +this, however, does not come at once into reflection, +but shows itself merely as the felt consciousness that +in some sense or other (which philosophy alone can +explain) we are one with the world, and therefore not +oppressed, but exalted by its immensity. It is the felt +consciousness of this that the Upanishads of the Vedas +repeatedly express in such a multitude of different ways; +very admirably in the saying already quoted: <foreign lang='la' rend='italic'>Hæ omnes +creaturæ in totum ego sum, et præter me aliud ens non est</foreign> +(Oupnek'hat, vol. i. p. 122.) It is the transcending of +our own individuality, the sense of the sublime. +</p> + +<p> +We receive this impression of the mathematical-sublime, +quite directly, by means of a space which is small indeed +as compared with the world, but which has become +directly perceptible to us, and affects us with its whole +extent in all its three dimensions, so as to make our own +<pb n='267'/><anchor id='Pg267'/> +body seem almost infinitely small. An empty space can +never be thus perceived, and therefore never an open +space, but only space that is directly perceptible in all +its dimensions by means of the limits which enclose it; +thus for example a very high, vast dome, like that of St. +Peter's at Rome, or St. Paul's in London. The sense of +the sublime here arises through the consciousness of the +vanishing nothingness of our own body in the presence +of a vastness which, from another point of view, itself +exists only in our idea, and of which we are as knowing +subject, the supporter. Thus here as everywhere it arises +from the contrast between the insignificance and dependence +of ourselves as individuals, as phenomena of will, +and the consciousness of ourselves as pure subject of +knowing. Even the vault of the starry heaven produces +this if it is contemplated without reflection; but just in +the same way as the vault of stone, and only by its +apparent, not its real extent. Some objects of our perception +excite in us the feeling of the sublime because, +not only on account of their spatial vastness, but also of +their great age, that is, their temporal duration, we feel +ourselves dwarfed to insignificance in their presence, and +yet revel in the pleasure of contemplating them: of this +kind are very high mountains, the Egyptian pyramids, +and colossal ruins of great antiquity. +</p> + +<p> +Our explanation of the sublime applies also to the +ethical, to what is called the sublime character. Such a +character arises from this, that the will is not excited by +objects which are well calculated to excite it, but that +knowledge retains the upper hand in their presence. A +man of sublime character will accordingly consider men +in a purely objective way, and not with reference to the +relations which they might have to his will; he will, for +example, observe their faults, even their hatred and +injustice to himself, without being himself excited to +hatred; he will behold their happiness without envy; he +will recognise their good qualities without desiring any +<pb n='268'/><anchor id='Pg268'/> +closer relations with them; he will perceive the beauty +of women, but he will not desire them. His personal +happiness or unhappiness will not greatly affect him, he +will rather be as Hamlet describes Horatio:— +</p> + +<quote rend='display'> +<lg> +<l rend='margin-left: 8'><q rend='pre'>... for thou hast been,</q></l> +<l>As one, in suffering all, that suffers nothing;</l> +<l>A man that fortune's buffets and rewards</l> +<l><q rend='post'>Hast ta'en with equal thanks,</q> &c. (A. 3. Sc. 2.)</l> +</lg> +</quote> + +<p> +For in the course of his own life and its misfortunes, he +will consider less his individual lot than that of humanity +in general, and will therefore conduct himself in its regard, +rather as knowing than as suffering. +</p> + +<p> +§ 40. Opposites throw light upon each other, and +therefore the remark may be in place here, that the +proper opposite of the sublime is something which would +not at the first glance be recognised, as such: <emph>the charming</emph> +or <emph>attractive</emph>. By this, however, I understand, that +which excites the will by presenting to it directly its +fulfilment, its satisfaction. We saw that the feeling of +the sublime arises from the fact, that something entirely +unfavourable to the will, becomes the object of pure contemplation, +so that such contemplation can only be maintained +by persistently turning away from the will, and +transcending its interests; this constitutes the sublimity +of the character. The charming or attractive, on the contrary, +draws the beholder away from the pure contemplation +which is demanded by all apprehension of the +beautiful, because it necessarily excites this will, by +objects which directly appeal to it, and thus he no longer +remains pure subject of knowing, but becomes the needy +and dependent subject of will. That every beautiful +thing which is bright or cheering should be called charming, +is the result of a too general concept, which arises +from a want of accurate discrimination, and which I +must entirely set aside, and indeed condemn. But in the +sense of the word which has been given and explained, I +<pb n='269'/><anchor id='Pg269'/> +find only two species of the charming or attractive in the +province of art, and both of them are unworthy of it. +The one species, a very low one, is found in Dutch paintings +of still life, when they err by representing articles +of food, which by their deceptive likeness necessarily +excite the appetite for the things they represent, and +this is just an excitement of the will, which puts an end +to all æsthetic contemplation of the object. Painted +fruit is yet admissible, because we may regard it as the +further development of the flower, and as a beautiful +product of nature in form and colour, without being +obliged to think of it as eatable; but unfortunately we +often find, represented with deceptive naturalness, prepared +and served dishes, oysters, herrings, crabs, bread +and butter, beer, wine, and so forth, which is altogether +to be condemned. In historical painting and in sculpture +the charming consists in naked figures, whose +position, drapery, and general treatment are calculated +to excite the passions of the beholder, and thus pure +æsthetical contemplation is at once annihilated, and the +aim of art is defeated. This mistake corresponds exactly +to that which we have just censured in the Dutch paintings. +The ancients are almost always free from this +fault in their representations of beauty and complete +nakedness of form, because the artist himself created +them in a purely objective spirit, filled with ideal beauty, +not in the spirit of subjective, and base sensuality. The +charming is thus everywhere to be avoided in art. +</p> + +<p> +There is also a negative species of the charming or +exciting which is even more reprehensible than the positive +form which has been discussed; this is the disgusting +or the loathsome. It arouses the will of the beholder, +just as what is properly speaking charming, and therefore +disturbs pure æsthetic contemplation. But it is an active +aversion and opposition which is excited by it; it arouses +the will by presenting to it objects which it abhors. +Therefore it has always been recognised that it is +<pb n='270'/><anchor id='Pg270'/> +altogether inadmissible in art, where even what is ugly, +when it is not disgusting, is allowable in its proper place, +as we shall see later. +</p> + +<p> +§ 41. The course of the discussion has made it +necessary to insert at this point the treatment of the +sublime, though we have only half done with the beautiful, +as we have considered its subjective side only. For +it was merely a special modification of this subjective +side that distinguished the beautiful from the sublime. +This difference was found to depend upon whether the +state of pure will-less knowing, which is presupposed +and demanded by all æsthetic contemplation, was reached +without opposition, by the mere disappearance of the will +from consciousness, because the object invited and drew +us towards it; or whether it was only attained through +the free, conscious transcending of the will, to which the +object contemplated had an unfavourable and even hostile +relation, which would destroy contemplation altogether, +if we were to give ourselves up to it. This is the distinction +between the beautiful and the sublime. In the +object they are not essentially different, for in every case +the object of æsthetical contemplation is not the individual +thing, but the Idea in it which is striving to reveal itself; +that is to say, adequate objectivity of will at a particular +grade. Its necessary correlative, independent, like itself +of the principle of sufficient reason, is the pure subject +of knowing; just as the correlative of the particular thing +is the knowing individual, both of which lie within the +province of the principle of sufficient reason. +</p> + +<p> +When we say that a thing is <emph>beautiful</emph>, we thereby +assert that it is an object of our æsthetic contemplation, +and this has a double meaning; on the one hand it +means that the sight of the thing makes us <emph>objective</emph>, that +is to say, that in contemplating it we are no longer conscious +of ourselves as individuals, but as pure will-less +subjects of knowledge; and on the other hand it means +that we recognise in the object, not the particular thing, +<pb n='271'/><anchor id='Pg271'/> +but an Idea; and this can only happen, so far as our +contemplation of it is not subordinated to the principle +of sufficient reason, does not follow the relation of the +object to anything outside it (which is always ultimately +connected with relations to our own will), but rests in +the object itself. For the Idea and the pure subject of +knowledge always appear at once in consciousness as +necessary correlatives, and on their appearance all distinction +of time vanishes, for they are both entirely +foreign to the principle of sufficient reason in all its +forms, and lie outside the relations which are imposed +by it; they may be compared to the rainbow and the +sun, which have no part in the constant movement and +succession of the falling drops. Therefore, if, for example, +I contemplate a tree æsthetically, <hi rend='italic'>i.e.</hi>, with artistic eyes, +and thus recognise, not it, but its Idea, it becomes at once +of no consequence whether it is this tree or its predecessor +which flourished a thousand years ago, and whether the +observer is this individual or any other that lived anywhere +and at any time; the particular thing and the +knowing individual are abolished with the principle of +sufficient reason, and there remains nothing but the Idea +and the pure subject of knowing, which together constitute +the adequate objectivity of will at this grade. And +the Idea dispenses not only with time, but also with +space, for the Idea proper is not this special form which +appears before me but its expression, its pure significance, +its inner being, which discloses itself to me and appeals +to me, and which may be quite the same though the +spatial relations of its form be very different. +</p> + +<p> +Since, on the one hand, every given thing may be +observed in a. purely objective manner and apart from +all relations; and since, on the other hand, the will +manifests itself in everything at some grade of its objectivity, +so that everything is the expression of an Idea; +it follows that everything is also <emph>beautiful</emph>. That even +the most insignificant things admit of pure objective and +<pb n='272'/><anchor id='Pg272'/> +will-less contemplation, and thus prove that they are +beautiful, is shown by what was said above in this reference +about the Dutch pictures of still-life (<ref target='Section_38'>§ 38</ref>). But +one thing is more beautiful than another, because it +makes this pure objective contemplation easier, it lends +itself to it, and, so to speak, even compels it, and then +we call it very beautiful. This is the case sometimes +because, as an individual thing, it expresses in its purity +the Idea of its species by the very distinct, clearly defined, +and significant relation of its parts, and also fully +reveals that Idea through the completeness of all the +possible expressions of its species united in it, so that it +makes the transition from the individual thing to the +Idea, and therefore also the condition of pure contemplation, +very easy for the beholder. Sometimes this possession +of special beauty in an object lies in the fact +that the Idea itself which appeals to us in it is a +high grade of the objectivity of will, and therefore very +significant and expressive. Therefore it is that man is +more beautiful than all other objects, and the revelation +of his nature is the highest aim of art. Human form +and expression are the most important objects of plastic +art, and human action the most important object of +poetry. Yet each thing has its own peculiar beauty, +not only every organism which expresses itself in the +unity of an individual being, but also everything unorganised +and formless, and even every manufactured article. +For all these reveal the Ideas through which the will +objectifies itself at its lowest grades, they give, as it were, +the deepest resounding bass-notes of nature. Gravity, +rigidity, fluidity, light, and so forth, are the Ideas +which express themselves in rocks, in buildings, in +waters. Landscape-gardening or architecture can do no +more than assist them to unfold their qualities distinctly, +fully, and variously; they can only give them the opportunity +of expressing themselves purely, so that they lend +themselves to æsthetic contemplation and make it easier. +<pb n='273'/><anchor id='Pg273'/> +Inferior buildings or ill-favoured localities, on the contrary, +which nature has neglected or art has spoiled, +perform this task in a very slight degree or not at all; +yet even from them these universal, fundamental Ideas +of nature cannot altogether disappear. To the careful +observer they present themselves here also, and even bad +buildings and the like are capable of being æsthetically +considered; the Ideas of the most universal properties of +their materials are still recognisable in them, only the +artificial form which has been given them does not +assist but hinders æsthetic contemplation. Manufactured +articles also serve to express Ideas, only it is not the +Idea of the manufactured article which speaks in them, +but the Idea of the material to which this artificial form +has been given. This may be very conveniently expressed +in two words, in the language of the schoolmen, +thus,—the manufactured article expresses the Idea of its +<foreign lang='la' rend='italic'>forma substantialis</foreign>, but not that of its <foreign lang='la' rend='italic'>forma accidentalis</foreign>; +the latter leads to no Idea, but only to a human conception +of which it is the result. It is needless to say that +by manufactured article no work of plastic art is meant. +The schoolmen understand, in fact, by <foreign lang='la' rend='italic'>forma substantialis</foreign> +that which I call the grade of the objectification of will +in a thing. We shall return immediately, when we treat +of architecture, to the Idea of the material. Our view, +then, cannot be reconciled with that of Plato if he is +of opinion that a table or a chair express the Idea +of a table or a chair (De Rep., x., pp. 284, 285, et +Parmen., p. 79, ed. Bip.), but we say that they express +the Ideas which are already expressed in their mere +material as such. According to Aristotle (Metap. xi., +chap. 3), however, Plato himself only maintained Ideas +of natural objects: ὁ Πλατων εφη, ὁτι ειδη εστιν ὁποσα +φυσει (<foreign lang='la' rend='italic'>Plato dixit, quod ideæ eorum sunt, quæ natura sunt</foreign>), +and in chap. 5 he says that, according to the Platonists, +there are no Ideas of house and ring. In any case, +Plato's earliest disciples, as Alcinous informs us (<hi rend='italic'>Introductio +<pb n='274'/><anchor id='Pg274'/> +in Platonicam Philosophiam</hi>, chap. 9), denied that +there were any ideas of manufactured articles. He says: +Ὁριζονται δε την ιδεαν, παραδειγμα των κατα φυσιν +αιωνιον. Ουτε γαρ τοις πλειστοις των απο Πλατωνος +αρεσκει, των τεχνικων ειναι ιδεας, οἱον ασπιδος η λυρας, +ουτε μην των παρα φυσιν, οἱον πυρετου και χολερας, +ουτε των κατα μερος, οἱον Σωκρατους και Πλατωνος, +αλλ᾽ ουτε των ευτελων τινος, οἱον ρυπου και καρφους, +ουτε των προς τι, οἱον μειζονος και ὑπερεχοντος; ειναι +γαρ τας ιδεας νοησεις θεου αιωνιους τε και αυτοτελεις +(<foreign lang='la' rend='italic'>Definiunt autem</foreign> <hi rend='smallcaps'>ideam</hi> <foreign lang='la' rend='italic'>exemplar æternum eorum, quæ +secundum naturam existunt. Nam plurimis ex iis, qui +Platonem secuti sunt, minime placuit, arte factorum ideas +esse, ut clypei atque lyræ; neque rursus eorum, quæ prætor +naturam, ut febris et choleræ, neque particularium, ceu +Socratis et Platonis; neque etiam rerum vilium, veluti +sordium et festucæ; neque relationum, ut majoris et +excedentis: esse namque ideas intellectiones dei æternas, +ac seipsis perfectas</foreign>). We may take this opportunity of +mentioning another point in which our doctrine of Ideas +differs very much from that of Plato. He teaches (De +Rep., x., p. 288) that the object which art tries to +express, the ideal of painting and poetry, is not the Idea +but the particular thing. Our whole exposition hitherto +has maintained exactly the opposite, and Plato's opinion +is the less likely to lead us astray, inasmuch as it is the +source of one of the greatest and best known errors of +this great man, his depreciation and rejection of art, and +especially poetry; he directly connects his false judgment +in reference to this with the passage quoted. +</p> + +<p> +§ 42. I return to the exposition of the æsthetic +impression. The knowledge of the beautiful always +supposes at once and inseparably the pure knowing +subject and the known Idea as object. Yet the source +of æsthetic satisfaction will sometimes lie more in the +comprehension of the known Idea, sometimes more in the +blessedness and spiritual peace of the pure knowing subject +<pb n='275'/><anchor id='Pg275'/> +freed from all willing, and therefore from all individuality, +and the pain that proceeds from it. And, indeed, +this predominance of one or the other constituent part of +æsthetic feeling will depend upon whether the intuitively +grasped Idea is a higher or a lower grade of the objectivity +of will. Thus in æsthetic contemplation (in the +real, or through the medium of art) of the beauty of +nature in the inorganic and vegetable worlds, or in works +of architecture, the pleasure of pure will-less knowing +will predominate, because the Ideas which are here +apprehended are only low grades of the objectivity of +will, and are therefore not manifestations of deep significance +and rich content. On the other hand, if animals +and man are the objects of æsthetic contemplation or +representation, the pleasure will consist rather in the +comprehension of these Ideas, which are the most distinct +revelation of will; for they exhibit the greatest multiplicity +of forms, the greatest richness and deep significance +of phenomena, and reveal to us most completely the +nature of will, whether in its violence, its terribleness, its +satisfaction or its aberration (the latter in tragic situations), +or finally in its change and self-surrender, which is the +peculiar theme of christian painting; as the Idea of the +will enlightened by full knowledge is the object of +historical painting in general, and of the drama. We +shall now go through the fine arts one by one, and this +will give completeness and distinctness to the theory of +the beautiful which we have advanced. +</p> + +<p> +§ 43. Matter as such cannot be the expression of an +Idea. For, as we found in the first book, it is throughout +nothing but causality: its being consists in its casual +action. But causality is a form of the principle of +sufficient reason; knowledge of the Idea, on the other +hand, absolutely excludes the content of that principle. +We also found, in the second book, that matter is the +common substratum of all particular phenomena of the +Ideas, and consequently is the connecting link between +<pb n='276'/><anchor id='Pg276'/> +the Idea and the phenomenon, or the particular thing. +Accordingly for both of these reasons it is impossible that +matter can for itself express any Idea. This is confirmed +<foreign lang='la' rend='italic'>a posteriori</foreign> by the fact that it is impossible to have a perceptible +idea of matter as such, but only an abstract +conception; in the former, <hi rend='italic'>i.e.</hi>, in perceptible ideas are +exhibited only the forms and qualities of which matter is +the supporter, and in all of which Ideas reveal themselves. +This corresponds also with the fact, that causality (the +whole essence of matter) cannot for itself be presented +perceptibly, but is merely a definite casual connection. +On the other hand, <emph>every phenomenon</emph> of an Idea, because +as such it has entered the form of the principle of +sufficient reason, or the <foreign lang='la' rend='italic'>principium individuationis</foreign>, must +exhibit itself in matter, as one of its qualities. So far +then matter is, as we have said, the connecting link +between the Idea and the <foreign lang='la' rend='italic'>principium individuationis</foreign>, which +is the form of knowledge of the individual, or the principle +of sufficient reason. Plato is therefore perfectly +right in his enumeration, for after the Idea and the +phenomenon, which include all other things in the +world, he gives matter only, as a third thing which is +different from both (Timaus, p. 345). The individual, +as a phenomenon of the Idea, is always matter. Every +quality of matter is also the phenomenon of an Idea, and +as such it may always be an object of æsthetic contemplation, +<hi rend='italic'>i.e.</hi>, the Idea expressed in it may always be recognised. +This holds good of even the most universal +qualities of matter, without which it never appears, and +which are the weakest objectivity of will. Such are +gravity, cohesion, rigidity, fluidity, sensitiveness to light, +and so forth. +</p> + +<p> +If now we consider <emph>architecture</emph> simply as a fine art +and apart from its application to useful ends, in which it +serves the will and not pure knowledge, and therefore +ceases to be art in our sense; we can assign to it no +other aim than that of bringing to greater distinctness +<pb n='277'/><anchor id='Pg277'/> +some of those ideas, which are the lowest grades of the +objectivity of will; such as gravity, cohesion, rigidity, +hardness, those universal qualities of stone, those first, +simplest, most inarticulate manifestations of will; the bass +notes of nature; and after these light, which in many +respects is their opposite. Even at these low grades +of the objectivity of will we see its nature revealing +itself in discord; for properly speaking the conflict +between gravity and rigidity is the sole æsthetic material +of architecture; its problem is to make this conflict +appear with perfect distinctness in a multitude of different +ways. It solves it by depriving these indestructible +forces of the shortest way to their satisfaction, and conducting +them to it by a circuitous route, so that the conflict +is lengthened and the inexhaustible efforts of both +forces become visible in many different ways. The whole +mass of the building, if left to its original tendency, +would exhibit a mere heap or clump, bound as closely as +possible to the earth, to which gravity, the form in which +the will appears here, continually presses, while rigidity, +also objectivity of will, resists. But this very tendency, +this effort, is hindered by architecture from obtaining +direct satisfaction, and only allowed to reach it indirectly +and by roundabout ways. The roof, for example, can +only press the earth through columns, the arch must support +itself, and can only satisfy its tendency towards the +earth through the medium of the pillars, and so forth. +But just by these enforced digressions, just by these +restrictions, the forces which reside in the crude mass of +stone unfold themselves in the most distinct and multifarious +ways; and the purely æsthetic aim of architecture +can go no further than this. Therefore the beauty, at +any rate, of a building lies in the obvious adaptation of +every part, not to the outward arbitrary end of man (so +far the work belongs to practical architecture), but +directly to the stability of the whole, to which the position, +dimensions, and form of every part must have so +<pb n='278'/><anchor id='Pg278'/> +necessary a relation that, where it is possible, if any one +part were taken away, the whole would fall to pieces. +For just because each part bears just as much as it +conveniently can, and each is supported just where it +requires to be and just to the necessary extent, this +opposition unfolds itself, this conflict between rigidity and +gravity, which constitutes the life, the manifestation of will, +in the stone, becomes completely visible, and these lowest +grades of the objectivity of will reveal themselves distinctly. +In the same way the form of each part must not +be determined arbitrarily, but by its end, and its relation +to the whole. The column is the simplest form of support, +determined simply by its end: the twisted column is tasteless; +the four-cornered pillar is in fact not so simple as +the round column, though it happens that it is easier to +make it. The forms also of frieze, rafter, roof, and dome +are entirely determined by their immediate end, and +explain themselves from it. The decoration of capitals, +&c., belongs to sculpture, not to architecture, which +admits it merely as extraneous ornament, and could +dispense with it. According to what has been said, it is +absolutely necessary, in order to understand the æsthetic +satisfaction afforded by a work of architecture, to have +immediate knowledge through perception of its matter as +regards its weight, rigidity, and cohesion, and our pleasure +in such a work would suddenly be very much diminished +by the discovery that the material used was pumice-stone; +for then it would appear to us as a kind of sham building. +We would be affected in almost the same way if +we were told that it was made of wood, when we had +supposed it to be of stone, just because this alters and +destroys the relation between rigidity and gravity, and +consequently the significance and necessity of all the +parts, for these natural forces reveal themselves in a far +weaker degree in a wooden building. Therefore no real +work of architecture as a fine art can be made of wood, +although it assumes all forms so easily; this can only be +<pb n='279'/><anchor id='Pg279'/> +explained by our theory. If we were distinctly told that +a building, the sight of which gave us pleasure, was +made of different kinds of material of very unequal +weight and consistency, but not distinguishable to the +eye, the whole building would become as utterly incapable +of affording us pleasure as a poem in an unknown +language. All this proves that architecture does not +affect us mathematically, but also dynamically, and that +what speaks to us through it, is not mere form and +symmetry, but rather those fundamental forces of nature, +those first Ideas, those lowest grades of the objectivity +of will. The regularity of the building and its parts is +partly produced by the direct adaptation of each member +to the stability of the whole, partly it serves to facilitate +the survey and comprehension of the whole, and finally, +regular figures to some extent enhance the beauty because +they reveal the constitution of space as such. But +all this is of subordinate value and necessity, and by no +means the chief concern; indeed, symmetry is not invariably +demanded, as ruins are still beautiful. +</p> + +<p> +Works of architecture have further quite a special +relation to light; they gain a double beauty in the full +sunshine, with the blue sky as a background, and again +they have quite a different effect by moonlight. Therefore, +when a beautiful work of architecture is to be +erected, special attention is always paid to the effects of +the light and to the climate. The reason of all this is, +indeed, principally that all the parts and their relations +are only made clearly visible by a bright, strong light; +but besides this I am of opinion that it is the function +of architecture to reveal the nature of light just as it +reveals that of things so opposite to it as gravity and +rigidity. For the light is intercepted, confined, and +reflected by the great opaque, sharply outlined, and +variously formed masses of stone, and thus it unfolds +its nature and qualities in the purest and clearest way, +to the great pleasure of the beholders, for light is the +<pb n='280'/><anchor id='Pg280'/> +most joy-giving of things, as the condition and the +objective correlative of the most perfect kind of knowledge +of perception. +</p> + +<p> +Now, because the Ideas which architecture brings to +clear perception, are the lowest grades of the objectivity +of will, and consequently their objective significance, +which architecture reveals to us, is comparatively small; +the æsthetic pleasure of looking at a beautiful building +in a good light will lie, not so much in the comprehension +of the Idea, as in the subjective correlative which +accompanies this comprehension; it will consist pre-eminently +in the fact that the beholder, set free from the +kind of knowledge that belongs to the individual, and +which serves the will and follows the principle of sufficient +reason, is raised to that of the pure subject of +knowing free from will. It will consist then principally +in pure contemplation itself, free from all the suffering of +will and of individuality. In this respect the opposite +of architecture, and the other extreme of the series of +the fine arts, is the drama, which brings to knowledge +the most significant Ideas. Therefore in the æsthetic +pleasure afforded by the drama the objective side is +throughout predominant. +</p> + +<p> +Architecture has this distinction from plastic art and +poetry: it does not give us a copy but the thing itself. +It does not repeat, as they do, the known Idea, so that +the artist lends his eyes to the beholder, but in it the artist +merely presents the object to the beholder, and facilitates +for him the comprehension of the Idea by bringing the +actual, individual object to a distinct and complete expression +of its nature. +</p> + +<p> +Unlike the works of the other arts, those of architecture +are very seldom executed for purely æsthetic ends. +These are generally subordinated to other useful ends +which are foreign to art itself. Thus the great merit of +the architect consists in achieving and attaining the pure +æsthetic ends, in spite of their subordination to other +<pb n='281'/><anchor id='Pg281'/> +ends which are foreign to them. This he does by +cleverly adapting them in a variety of ways to the +arbitrary ends in view, and by rightly judging which form +of æsthetical architectonic beauty is compatible and may +be associated with a temple, which with a palace, which +with a prison, and so forth. The more a harsh climate +increases these demands of necessity and utility, determines +them definitely, and prescribes them more inevitably, +the less free play has beauty in architecture. In +the mild climate of India, Egypt, Greece, and Rome, +where the demands of necessity were fewer and less +definite, architecture could follow its æsthetic ends with +the greatest freedom. But under a northern sky this +was sorely hindered. Here, when caissons, pointed roofs +and towers were what was demanded, architecture could +only unfold its own beauty within very narrow limits, +and therefore it was obliged to make amends by resorting +all the more to the borrowed ornaments of sculpture, as +is seen in Gothic architecture. +</p> + +<p> +We thus see that architecture is greatly restricted by +the demands of necessity and utility; but on the other +hand it has in them a very powerful support, for, on +account of the magnitude and costliness of its works, and +the narrow sphere of its æsthetic effect, it could not continue +to exist merely as a fine art, if it had not also, as a +useful and necessary profession, a firm and honourable +place among the occupations of men. It is the want +of this that prevents another art from taking its place +beside architecture as a sister art, although in an +æsthetical point of view it is quite properly to be classed +along with it as its counterpart; I mean artistic arrangements +of water. For what architecture accomplishes +for the Idea of gravity when it appears in connection +with that of rigidity, hydraulics accomplishes for the +same Idea, when it is connected with fluidity, <hi rend='italic'>i.e.</hi>, +formlessness, the greatest mobility and transparency. +Leaping waterfalls foaming and tumbling over rocks, +<pb n='282'/><anchor id='Pg282'/> +cataracts dispersed into floating spray, springs gushing +up as high columns of water, and clear reflecting lakes, +reveal the Ideas of fluid and heavy matter, in precisely +the same way as the works of architecture unfold the +Ideas of rigid matter. Artistic hydraulics, however, +obtains no support from practical hydraulics, for, as a +rule, their ends cannot be combined; yet, in exceptional +cases, this happens; for example, in the Cascata di Trevi +at Rome.<note place='foot'>Cf. Chap. 35 of Supplement.</note> +</p> + +<p> +§ 44. What the two arts we have spoken of accomplish +for these lowest grades of the objectivity of will, +is performed for the higher grades of vegetable nature +by artistic horticulture. The landscape beauty of a +scene consists, for the most part, in the multiplicity of +natural objects which are present in it, and then in the +fact that they are clearly separated, appear distinctly, +and yet exhibit a fitting connection and alternation. +These two conditions are assisted and promoted by landscape-gardening, +but it has by no means such a mastery +over its material as architecture, and therefore its effect +is limited. The beauty with which it is concerned +belongs almost exclusively to nature; it has done little +for it; and, on the other hand, it can do little against +unfavourable nature, and when nature works, not for it, +but against it, its achievements are small. +</p> + +<p> +The vegetable world offers itself everywhere for æsthetic +enjoyment without the medium of art; but so far as +it is an object of art, it belongs principally to landscape-painting; +to the province of which all the rest of unconscious +nature also belongs. In paintings of still life, and +of mere architecture, ruins, interiors of churches, &c., the +subjective side of æsthetic pleasure is predominant, <hi rend='italic'>i.e.</hi>, +our satisfaction does not lie principally in the direct comprehension +of the represented Ideas, but rather in the +subjective correlative of this comprehension, pure, will-less +knowing. For, because the painter lets us see these +<pb n='283'/><anchor id='Pg283'/> +things through his eyes, we at once receive a sympathetic +and reflected sense of the deep spiritual peace and +absolute silence of the will, which were necessary in +order to enter with knowledge so entirely into these lifeless +objects, and comprehend them with such love, <hi rend='italic'>i.e.</hi>, +in this case with such a degree of objectivity. The effect +of landscape-painting proper is indeed, as a whole, of this +kind; but because the Ideas expressed are more distinct +and significant, as higher grades of the objectivity of +will, the objective side of æsthetic pleasure already comes +more to the front and assumes as much importance as the +subjective side. Pure knowing as such is no longer the +paramount consideration, for we are equally affected by +the known Platonic Idea, the world as idea at an important +grade of the objectification of will. +</p> + +<p> +But a far higher grade is revealed by animal painting +and sculpture. Of the latter we have some important +antique remains; for example, horses at Venice, on Monte +Cavallo, and on the Elgin Marbles, also at Florence in +bronze and marble; the ancient boar, howling wolves, +the lions in the arsenal at Venice, also in the Vatican a +whole room almost filled with ancient animals, &c. In +these representations the objective side of æsthetic pleasure +obtains a marked predominance over the subjective. +The peace of the subject which knows these Ideas, which +has silenced its own will, is indeed present, as it is in all +æsthetic contemplation; but its effect is not felt, for we +are occupied with the restlessness and impetuosity of the +will represented. It is that very will, which constitutes +our own nature, that here appears to us in forms, in +which its manifestation is not, as in us, controlled and +tempered by intellect, but exhibits itself in stronger +traits, and with a distinctness that borders on the +grotesque and monstrous. For this very reason there is +no concealment; it is free, naïve, open as the day, and +this is the cause of our interest in animals. The characteristics +of species appeared already in the representation +<pb n='284'/><anchor id='Pg284'/> +of plants, but showed itself only in the forms; here it +becomes much more distinct, and expresses itself not only +in the form, but in the action, position, and mien, yet +always merely as the character of the species, not of +the individual. This knowledge of the Ideas of higher +grades, which in painting we receive through extraneous +means, we may gain directly by the pure contemplative +perception of plants, and observation of beasts, and indeed +of the latter in their free, natural, and unrestrained state. +The objective contemplation of their manifold and marvellous +forms, and of their actions and behaviour, is an +instructive lesson from the great book of nature, it is a +deciphering of the true <foreign lang='la' rend='italic'>signatura rerum</foreign>.<note place='foot'>Jakob Böhm in his book, <q>de +Signatura Rerum,</q> ch. i., § 13-15, +says, <q>There is nothing in nature +that does not manifest its internal +form externally; for the internal +continually labours to manifest itself.... +Everything has its language +by which to reveal itself.... And +this is the language of nature when +everything speaks out of its own +property, and continually manifests +and declares itself, ... for each +thing reveals its mother, which thus +gives <emph>the essence and the will</emph> to the +form.</q></note> We see in +them the manifold grades and modes of the manifestation +of will, which in all beings of one and the same grade, +wills always in the same way, which objectifies itself as +life, as existence in such endless variety, and such different +forms, which are all adaptations to the different +external circumstances, and may be compared to many +variations on the same theme. But if we had to communicate +to the observer, for reflection, and in a word, +the explanation of their inner nature, it would be best to +make use of that Sanscrit formula which occurs so often +in the sacred books of the Hindoos, and is called Mahavakya, +i.e., the great word: <q><foreign lang='sa' rend='italic'>Tat twam asi</foreign>,</q> which means, +<q>this living thing art thou.</q> +</p> + +<p> +§ 45. The great problem of historical painting and +sculpture is to express directly and for perception the +Idea in which the will reaches the highest grade of its +objectification. The objective side of the pleasure +afforded by the beautiful is here always predominant, +<pb n='285'/><anchor id='Pg285'/> +and the subjective side has retired into the background. +It is further to be observed that at the next grade below +this, animal painting, the characteristic is entirely one +with the beautiful; the most characteristic lion, wolf, +horse, sheep, or ox, was always the most beautiful also. +The reason of this is that animals have only the character +of their species, no individual character. In the representation +of men the character of the species is separated +from that of the individual; the former is now called +beauty (entirely in the objective sense), but the latter +retains the name, character, or expression, and the new +difficulty arises of representing both, at once and completely, +in the same individual. +</p> + +<p> +<emph>Human beauty</emph> is an objective expression, which means +the fullest objectification of will at the highest grade at +which it is knowable, the Idea of man in general, completely +expressed in the sensible form. But however +much the objective side of the beautiful appears here, +the subjective side still always accompanies it. And just +because no object transports us so quickly into pure +æsthetic contemplation, as the most beautiful human +countenance and form, at the sight of which we are +instantly filled with unspeakable satisfaction, and raised +above ourselves and all that troubles us; this is only +possible because this most distinct and purest knowledge +of will raises us most easily and quickly to the state of +pure knowing, in which our personality, our will with its +constant pain, disappears, so long as the pure æsthetic +pleasure lasts. Therefore it is that Goethe says: <q>No +evil can touch him who looks on human beauty; he feels +himself at one with himself and with the world.</q> That +a beautiful human form is produced by nature must be +explained in this way. At this its highest grade the will +objectifies itself in an individual; and therefore through +circumstances and its own power it completely overcomes +all the hindrances and opposition which the phenomena +of the lower grades present to it. Such are the forces +<pb n='286'/><anchor id='Pg286'/> +of nature, from which the will must always first extort +and win back the matter that belongs to all its manifestations. +Further, the phenomenon of will at its +higher grades always has multiplicity in its form. Even +the tree is only a systematic aggregate of innumerably +repeated sprouting fibres. This combination assumes +greater complexity in higher forms, and the human body +is an exceedingly complex system of different parts, each +of which has a peculiar life of its own, <foreign lang='la' rend='italic'>vita propria</foreign>, subordinate +to the whole. Now that all these parts are in +the proper fashion subordinate to the whole, and co-ordinate +to each other, that they all work together +harmoniously for the expression of the whole, nothing +superfluous, nothing restricted; all these are the rare +conditions, whose result is beauty, the completely expressed +character of the species. So is it in nature. +But how in art? One would suppose that art achieved +the beautiful by imitating nature. But how is the artist +to recognise the perfect work which is to be imitated, +and distinguish it from the failures, if he does not anticipate +the beautiful <emph>before experience</emph>? And besides this, +has nature ever produced a human being perfectly +beautiful in all his parts? It has accordingly been +thought that the artist must seek out the beautiful parts, +distributed among a number of different human beings, +and out of them construct a beautiful whole; a perverse +and foolish opinion. For it will be asked, how is he to +know that just these forms and not others are beautiful? +We also see what kind of success attended the efforts +of the old German painters to achieve the beautiful by +imitating nature. Observe their naked figures. No +knowledge of the beautiful is possible purely <foreign lang='la' rend='italic'>a posteriori</foreign>, +and from mere experience; it is always, at least +in part, <foreign lang='la' rend='italic'>a priori</foreign>, although quite different in kind, from +the forms of the principle of sufficient reason, of which +we are conscious <foreign lang='la' rend='italic'>a priori</foreign>. These concern the universal +form of phenomena as such, as it constitutes the possibility +<pb n='287'/><anchor id='Pg287'/> +of knowledge in general, the universal <emph>how</emph> of all +phenomena, and from this knowledge proceed mathematics +and pure natural science. But this other kind of +knowledge <foreign lang='la' rend='italic'>a priori</foreign>, which makes it possible to express +the beautiful, concerns, not the form but the content of +phenomena, not the <emph>how</emph> but the <emph>what</emph> of the phenomenon. +That we all recognise human beauty when we see it, but +that in the true artist this takes place with such clearness +that he shows it as he has never seen it, and surpasses +nature in his representation; this is only possible +because <emph>we ourselves are</emph> the will whose adequate objectification +at its highest grade is here to be judged and +discovered. Thus alone have we in fact an anticipation +of that which nature (which is just the will that constitutes +our own being) strives to express. And in the true +genius this anticipation is accompanied by so great a +degree of intelligence that he recognises the Idea in the +particular thing, and thus, as it were, <emph>understands the +half-uttered speech of nature</emph>, and articulates clearly what +she only stammered forth. He expresses in the hard +marble that beauty of form which in a thousand attempts +she failed to produce, he presents it to nature, saying, as +it were, to her, <q>That is what you wanted to say!</q> And +whoever is able to judge replies, <q>Yes, that is it.</q> Only +in this way was it possible for the genius of the Greeks +to find the type of human beauty and establish it as a +canon for the school of sculpture; and only by virtue of +such an anticipation is it possible for all of us to recognise +beauty, when it has actually been achieved by nature +in the particular case. This anticipation is the <emph>Ideal</emph>. +It is the <emph>Idea</emph> so far as it is known <foreign lang='la' rend='italic'>a priori</foreign>, at least half, +and it becomes practical for art, because it corresponds +to and completes what is given <foreign lang='la' rend='italic'>a posteriori</foreign> through +nature. The possibility of such an anticipation of the +beautiful <foreign lang='la' rend='italic'>a priori</foreign> in the artist, and of its recognition <foreign lang='la' rend='italic'>a +posteriori</foreign> by the critic, lies in the fact that the artist and +the critic are themselves the <q>in-itself</q> of nature, the +<pb n='288'/><anchor id='Pg288'/> +will which objectifies itself. For, as Empedocles said, +like can only be known by like: only nature can understand +itself: only nature can fathom itself: but only +spirit also can understand spirit.<note place='foot'>The last sentence is the German +of the <foreign lang='fr' rend='italic'>il n'y a que l'esprit qui sente +l'esprit</foreign>, of Helvetius. In the first +edition there was no occasion to +point this out, but since then the +age has become so degraded and +ignorant through the stupefying influence +of the Hegelian sophistry, +that some might quite likely say that +an antithesis was intended here between +<q>spirit and nature.</q> I am +therefore obliged to guard myself in +express terms against the suspicion +of such vulgar sophisms.</note> +</p> + +<p> +The opinion, which is absurd, although expressed by +the Socrates of Xenophon (Stobæi Floril, vol. ii. p. 384) +that the Greeks discovered the established ideal of human +beauty empirically, by collecting particular beautiful parts, +uncovering and noting here a knee, there an arm, has an +exact parallel in the art of poetry. The view is entertained, +that Shakespeare, for example, observed, and then +gave forth from his own experience of life, the innumerable +variety of the characters in his dramas, so true, +so sustained, so profoundly worked out. The impossibility +and absurdity of such an assumption need not +be dwelt upon. It is obvious that the man of genius +produces the works of poetic art by means of an +anticipation of what is characteristic, just as he produces +the works of plastic and pictorial art by means +of a prophetic anticipation of the beautiful; yet both +require experience as a pattern or model, for thus alone +can that which is dimly known <foreign lang='la' rend='italic'>a priori</foreign> be called into +clear consciousness, and an intelligent representation of +it becomes possible. +</p> + +<p> +Human beauty was explained above as the fullest +objectification of will at the highest grade at which it +is knowable. It expresses itself through the form; and +this lies in space alone, and has no necessary connection +with time, as, for example, motion has. Thus far then +we may say: the adequate objectification of will through +a merely spatial phenomenon is beauty, in the objective +sense. A plant is nothing but such a merely spatial +<pb n='289'/><anchor id='Pg289'/> +phenomenon of will; for no motion, and consequently +no relation to time (regarded apart from its development), +belongs to the expression of its nature; its mere form +expresses its whole being and displays it openly. But +brutes and men require, further, for the full revelation of +the will which is manifested in them, a series of actions, +and thus the manifestation in them takes on a direct +relation to time. All this has already been explained in +the preceding book; it is related to what we are considering +at present in the following way. As the merely +spatial manifestation of will can objectify it fully or +defectively at each definite grade,—and it is this which +constitutes beauty or ugliness,—so the temporal objectification +of will, <hi rend='italic'>i.e.</hi>, the action, and indeed the direct +action, the movement, may correspond to the will, which +objectifies itself in it, purely and fully without foreign +admixture, without superfluity, without defect, only expressing +exactly the act of will determined in each case;—or +the converse of all this may occur. In the first +case the movement is made with <emph>grace</emph>, in the second +case without it. Thus as beauty is the adequate representation +of will generally, through its merely spatial +manifestation; <emph>grace</emph> is the adequate representation of will +through its temporal manifestation, that is to say, the +perfectly accurate and fitting expression of each act of +will, through the movement and position which objectify +it. Since movement and position presuppose the body, +Winckelmann's expression is very true and suitable, +when he says, <q>Grace is the proper relation of the acting +person to the action</q> (Works, vol. i. p. 258). It is +thus evident that beauty may be attributed to a plant, +but no grace, unless in a figurative sense; but to brutes +and men, both beauty and grace. Grace consists, according +to what has been said, in every movement being +performed, and every position assumed, in the easiest, +most appropriate and convenient way, and therefore +being the pure, adequate expression of its intention, or of +<pb n='290'/><anchor id='Pg290'/> +the act of will, without any superfluity, which exhibits +itself as aimless, meaningless bustle, or as wooden stiffness. +Grace presupposes as its condition a true proportion +of all the limbs, and a symmetrical, harmonious +figure; for complete ease and evident appropriateness of +all positions and movements are only possible by means +of these. Grace is therefore never without a certain +degree of beauty of person. The two, complete and united, +are the most distinct manifestation of will at the highest +grade of its objectification. +</p> + +<p> +It was mentioned above that in order rightly to portray +man, it is necessary to separate the character of the +species from that of the individual, so that to a certain +extent every man expresses an Idea peculiar to himself, +as was said in the last book. Therefore the arts whose +aim is the representation of the Idea of man, have as +their problem, not only beauty, the character of the +species, but also the character of the individual, which is +called, <foreign lang='fr' rend='italic'>par excellence</foreign>, <emph>character</emph>. But this is only the case +in so far as this character is to be regarded, not as something +accidental and quite peculiar to the man as a +single individual, but as a side of the Idea of humanity +which is specially apparent in this individual, and the +representation of which is therefore of assistance in +revealing this Idea. Thus the character, although as +such it is individual, must yet be Ideal, that is, its significance +in relation to the Idea of humanity generally (the +objectifying of which it assists in its own way) must be +comprehended and expressed with special prominence. +Apart from this the representation is a portrait, a copy of +the individual as such, with all his accidental qualities. +And even the portrait ought to be, as Winckelmann says, +the ideal of the individual. +</p> + +<p> +That <emph>character</emph> which is to be ideally comprehended, +as the prominence of a special side of the Idea of humanity, +expresses itself visibly, partly through permanent +physiognomy and bodily form, partly through passing +<pb n='291'/><anchor id='Pg291'/> +emotion and passion, the reciprocal modification of knowing +and willing by each other, which is all exhibited in +the mien and movements. Since the individual always +belongs to humanity, and, on the other hand, humanity +always reveals itself in the individual with what is +indeed peculiar ideal significance, beauty must not be +destroyed by character nor character by beauty. For if +the character of the species is annulled by that of the +individual, the result is caricature; and if the character of +the individual is annulled by that of the species, the +result is an absence of meaning. Therefore the representation +which aims at beauty, as sculpture principally +does, will yet always modify this (the character of the +species), in some respect, by the individual character, and +will always express the Idea of man in a definite individual +manner, giving prominence to a special side of it. +For the human individual as such has to a certain extent +the dignity of a special Idea, and it is essential to the +Idea of man that it should express itself in individuals +of special significance. Therefore we find in the works +of the ancients, that the beauty distinctly comprehended +by them, is not expressed in one form, but in many +forms of different character. It is always apprehended, +as it were, from a different side, and expressed in one +way in Apollo, in another way in Bacchus, in another in +Hercules, in another in Antinous; indeed the characteristic +may limit the beautiful, and finally extend even to +hideousness, in the drunken Silenus, in the Faun, &c. +If the characteristic goes so far as actually to annul the +character of the species, if it extends to the unnatural, it +becomes caricature. But we can far less afford to allow +grace to be interfered with by what is characteristic than +even beauty, for graceful position and movement are +demanded for the expression of the character also; but +yet it must be achieved in the way which is most fitting, +appropriate, and easy for the person. This will be +observed, not only by the sculptor and the painter, but +<pb n='292'/><anchor id='Pg292'/> +also by every good actor; otherwise caricature will appear +here also as grimace or distortion. +</p> + +<p> +In sculpture, beauty and grace are the principal concern. +The special character of the mind, appearing in emotion, +passion, alternations of knowing and willing, which can +only be represented by the expression of the countenance +and the gestures, is the peculiar sphere of <emph>painting</emph>. For +although eyes and colour, which lie outside the province +of sculpture, contribute much to beauty, they are yet far +more essential to character. Further, beauty unfolds itself +more completely when it is contemplated from various +points of view; but the expression, the character, can only +be completely comprehended from <emph>one</emph> point of view. +</p> + +<p> +Because beauty is obviously the chief aim of sculpture, +Lessing tried to explain the fact that the <emph>Laocoon does not +cry out</emph>, by saying that crying out is incompatible with +beauty. The Laocoon formed for Lessing the theme, or +at least the text of a work of his own, and both before +and after him a great deal has been written on the subject. +I may therefore be allowed to express my views +about it in passing, although so special a discussion does +not properly belong to the scheme of this work, which is +throughout concerned with what is general. +</p> + +<p> +§ 46. That Laocoon, in the celebrated group, does not +cry out is obvious, and the universal and ever-renewed +surprise at this must be occasioned by the fact that any +of us would cry out if we were in his place. And nature +demands that it should be so; for in the case of the +acutest physical pain, and the sudden seizure by the +greatest bodily fear, all reflection, that might have +inculcated silent endurance, is entirely expelled from +consciousness, and nature relieves itself by crying out, +thus expressing both the pain and the fear, summoning +the deliverer and terrifying the assailer. Thus Winckelmann +missed the expression of crying out; but as he +wished to justify the artist he turned Laocoon into a +Stoic, who considered it beneath his dignity to cry out +<pb n='293'/><anchor id='Pg293'/> +<foreign lang='la' rend='italic'>secundum naturam</foreign>, but added to his pain the useless +constraint of suppressing all utterance of it. Winckelmann +therefore sees in him <q>the tried spirit of a great +man, who writhes in agony, and yet seeks to suppress +the utterance of his feeling, and to lock it up in himself. +He does not break forth into loud cries, as in Virgil, but +only anxious sighs escape him,</q> &c. (Works, vol. vii. +p. 98, and at greater length in vol. vi. p. 104). Now +Lessing criticised this opinion of Winckelmann's in his +Laocoon, and improved it in the way mentioned above. +In place of the psychological he gave the purely æsthetic +reason that beauty, the principle of ancient art, does not +admit of the expression of crying out. Another argument +which he added to this, that a merely passing state +incapable of duration ought not to be represented in +motionless works of art, has a hundred examples of most +excellent figures against it, which are fixed in merely +transitory movements, dancing, wrestling, catching, &c. +Indeed Goethe, in the essay on the Laocoon, which +opens the Propylaen (p. 8), holds that the choice of +such a merely fleeting movement is absolutely necessary. +In our own day Hirt (Horen, 1797, tenth St.) finally +decided the point, deducing everything from the highest +truth of expression, that Laocoon does not cry out, +because he can no longer do so, as he is at the point +of death from choking. Lastly, Fernow (<q>Römische +Studien,</q> vol. i. p. 246) expounded and weighed all +these opinions; he added, however, no new one of his +own, but combined these three eclectically. +</p> + +<p> +I cannot but wonder that such thoughtful and acute +men should laboriously bring far-fetched and insufficient +reasons, should resort to psychological and physiological +arguments, to explain a matter the reason of which lies +so near at hand, and is obvious at once to the unprejudiced; +and especially I wonder that Lessing, who came +so near the true explanation, should yet have entirely +missed the real point. +</p> + +<pb n='294'/><anchor id='Pg294'/> + +<p> +Before all psychological and physiological inquiries as +to whether Laocoon would cry out in his position or not +(and I certainly affirm that he would), it must be decided +as regards the group in question, that crying out ought +not to be expressed in it, for the simple reason that its +expression lies quite outside the province of sculpture. +A shrieking Laocoon could not be produced in marble, +but only a figure with the mouth open vainly endeavouring +to shriek; a Laocoon whose voice has stuck in his +throat, <foreign lang='la' rend='italic'>vox faucibus haesit</foreign>. The essence of shrieking, +and consequently its effect upon the onlooker, lies entirely +in sound; not in the distortion of the mouth. This +phenomenon, which necessarily accompanies shrieking, +derives motive and justification only from the sound +produced by means of it; then it is permissible and +indeed necessary, as characteristic of the action, even +though it interferes with beauty. But in plastic art, to +which the representation of shrieking is quite foreign and +impossible, it would be actual folly to represent the +medium of violent shrieking, the distorted mouth, which +would disturb all the features and the remainder of the +expression; for thus at the sacrifice of many other things +the means would be represented, while its end, the +shrieking itself, and its effect upon our feelings, would +be left out. Nay more, there would be produced the +spectacle of a continuous effort without effect, which is +always ridiculous, and may really be compared to what +happened when some one for a joke stopped the horn of +a night watchman with wax while he was asleep, and +then awoke him with the cry of fire, and amused himself +by watching his vain endeavours to blow the horn. +When, on the other hand, the expression of shrieking lies +in the province of poetic or histrionic art, it is quite +admissible, because it helps to express the truth, <hi rend='italic'>i.e.</hi>, the +complete expression of the Idea. Thus it is with poetry, +which claims the assistance of the imagination of the +reader, in order to enable it to represent things perceptibly. +<pb n='295'/><anchor id='Pg295'/> +Therefore Virgil makes Laocoon cry out like the +bellowing of an ox that has broken loose after being +struck by the axe; and Homer (Il. xx. 48-53) makes +Mars and Minerva shriek horribly, without derogating +from their divine dignity or beauty. The same with +acting; Laocoon on the stage would certainly have to +shriek. Sophocles makes Philoctetus cry out, and, on +the ancient stage at any rate, he must actually have +done so. As a case in point, I remember having seen in +London the great actor Kemble play in a piece called +Pizarro, translated from the German. He took the part +of the American, a half-savage, but of very noble character. +When he was wounded he cried out loudly and +wildly, which had a great and admirable effect, for it was +exceedingly characteristic and therefore assisted the truth +of the representation very much. On the other hand, a +painted or sculptured model of a man shrieking, would +be much more absurd than the painted music which is +censured in Goethe's Propylaen. For shrieking does far +more injury to the expression and beauty of the whole +than music, which at the most only occupies the hands +and arms, and is to be looked upon as an occupation +characteristic of the person; indeed thus far it may quite +rightly be painted, as long as it demands no violent +movement of the body, or distortion of the mouth: for +example, St. Cecilia at the organ, Raphael's violin-player +in the Sciarra Gallery at Rome, and others. Since then, +on account of the limits of the art, the pain of Laocoon +must not be expressed by shrieking, the artist was +obliged to employ every other expression of pain; this +he has done in the most perfect manner, as is ably described +by Winckelmann (Works, vol. vi. p. 104), whose +admirable account thus retains its full value and truth, as +soon as we abstract from the stoical view which underlies +it.<note place='foot'>This digression is worked out more fully in the 36th Chapter of the +Supplement.</note> +</p> + +<pb n='296'/><anchor id='Pg296'/> + +<p> +§ 47. Because beauty accompanied with grace is the +principal object of sculpture, it loves nakedness, and +allows clothing only so far as it does not conceal the +form. It makes use of drapery, not as a covering, but as +a means of exhibiting the form, a method of exposition +that gives much exercise to the understanding, for it +can only arrive at a perception of the cause, the form +of the body, through the only directly given effect, +the drapery. Thus to a certain extent drapery is in +sculpture what fore-shortening is in painting. Both are +suggestions, yet not symbolical, but such that, if they +are successful, they force the understanding directly to +perceive what is suggested, just as if it were actually +given. +</p> + +<p> +I may be allowed, in passing, to insert here a comparison +that is very pertinent to the arts we are discussing. +It is this: as the beautiful bodily form is seen to +the greatest advantage when clothed in the lightest way, +or indeed without any clothing at all, and therefore a +very handsome man, if he had also taste and the courage +to follow it, would go about almost naked, clothed only +after the manner of the ancients; so every one who possesses +a beautiful and rich mind will always express +himself in the most natural, direct, and simple way, concerned, +if it be possible, to communicate his thoughts to +others, and thus relieve the loneliness that he must feel +in such a world as this. And conversely, poverty of +mind, confusion, and perversity of thought, will clothe +itself in the most far-fetched expressions and the +obscurest forms of speech, in order to wrap up in difficult +and pompous phraseology small, trifling, insipid, or +commonplace thoughts; like a man who has lost the +majesty of beauty, and trying to make up for the +deficiency by means of clothing, seeks to hide the +insignificance or ugliness of his person under barbaric +finery, tinsel, feathers, ruffles, cuffs, and mantles. Many +an author, if compelled to translate his pompous and +<pb n='297'/><anchor id='Pg297'/> +obscure book into its little clear content, would be as +utterly spoilt as this man if he had to go naked. +</p> + +<p> +§ 48. <emph>Historical painting</emph> has for its principal object, +besides beauty and grace, character. By character we +mean generally, the representation of will at the highest +grade of its objectification, when the individual, as giving +prominence to a particular side of the Idea of humanity, +has special significance, and shows this not merely by his +form, but makes it visible in his bearing and occupation, +by action of every kind, and the modifications of knowing +and willing that occasion and accompany it. The Idea +of man must be exhibited in these circumstances, and +therefore the unfolding of its many-sidedness must be +brought before our eyes by means of representative +individuals, and these individuals can only be made +visible in their significance through various scenes, events, +and actions. This is the endless problem of the historical +painter, and he solves it by placing before us scenes +of life of every kind, of greater or less significance. No +individual and no action can be without significance; in +all and through all the Idea of man unfolds itself more +and more. Therefore no event of human life is excluded +from the sphere of painting. It is thus a great injustice +to the excellent painters of the Dutch school, to prize +merely their technical skill, and to look down upon them +in other respects, because, for the most part, they represent +objects of common life, whereas it is assumed that +only the events of the history of the world, or the incidents +of biblical story, have significance. We ought first +to bethink ourselves that the inward significance of an +action is quite different from its outward significance, and +that these are often separated from each other. The +outward significance is the importance of an action in +relation to its result for and in the actual world; thus +according to the principle of sufficient reason. The +inward significance is the depth of the insight into +the Idea of man which it reveals, in that it brings +<pb n='298'/><anchor id='Pg298'/> +to light sides of that Idea which rarely appear, by +making individuals who assert themselves distinctly +and decidedly, disclose their peculiar characteristics by +means of appropriately arranged circumstances. Only +the inward significance concerns art; the outward belongs +to history. They are both completely independent +of each other; they may appear together, but may each +appear alone. An action which is of the highest significance +for history may in inward significance be a very +ordinary and common one; and conversely, a scene of +ordinary daily life may be of great inward significance, if +human individuals, and the inmost recesses of human +action and will, appear in it in a clear and distinct light. +Further, the outward and the inward significance of a +scene may be equal and yet very different. Thus, for +example, it is all the same, as far as inward significance +is concerned, whether ministers discuss the fate of countries +and nations over a map, or boors wrangle in a beer-house +over cards and dice, just as it is all the same +whether we play chess with golden or wooden pieces. +But apart from this, the scenes and events that make up +the life of so many millions of men, their actions, their +sorrows, their joys, are on that account important enough +to be the object of art, and by their rich variety they +must afford material enough for unfolding the many-sided +Idea of man. Indeed the very transitoriness of the moment +which art has fixed in such a picture (now called <emph>genre</emph>-painting) +excites a slight and peculiar sensation; for +to fix the fleeting, ever-changing world in the enduring +picture of a single event, which yet represents the whole, +is an achievement of the art of painting by which it +seems to bring time itself to a standstill, for it raises the +individual to the Idea of its species. Finally, the historical +and outwardly significant subjects of painting have +often the disadvantage that just what is significant in +them cannot be presented to perception, but must be +arrived at by thought. In this respect the nominal +<pb n='299'/><anchor id='Pg299'/> +significance of the picture must be distinguished from its +real significance. The former is the outward significance, +which, however, can only be reached as a conception; the +latter is that side of the Idea of man which is made +visible to the onlooker in the picture. For example, +Moses found by the Egyptian princess is the nominal +significance of a painting; it represents a moment of the +greatest importance in history; the real significance, on +the other hand, that which is really given to the onlooker, +is a foundling child rescued from its floating cradle by a +great lady, an incident which may have happened more +than once. The costume alone can here indicate the +particular historical case to the learned; but the costume +is only of importance to the nominal significance, and is a +matter of indifference to the real significance; for the +latter knows only the human being as such, not the +arbitrary forms. Subjects taken from history have no +advantage over those which are taken from mere possibility, +and which are therefore to be called, not individual, +but merely general. For what is peculiarly +significant in the former is not the individual, not the +particular event as such, but the universal in it, the side +of the Idea of humanity which expresses itself through +it. But, on the other hand, definite historical subjects +are not on this account to be rejected, only the really +artistic view of such subjects, both in the painter and +in the beholder, is never directed to the individual particulars +in them, which properly constitute the historical, +but to the universal which expresses itself in them, to +the Idea. And only those historical subjects are to be +chosen the chief point of which can actually be represented, +and not merely arrived at by thought, otherwise +the nominal significance is too remote from the real; +what is merely thought in connection with the picture +becomes of most importance, and interferes with what is +perceived. If even on the stage it is not right that the +chief incident of the plot should take place behind the +<pb n='300'/><anchor id='Pg300'/> +scenes (as in French tragedies), it is clearly a far greater +fault in a picture. Historical subjects are distinctly +disadvantageous only when they confine the painter to +a field which has not been chosen for artistic but for +other reasons, and especially when this field is poor in +picturesque and significant objects—if, for example, it is +the history of a small, isolated, capricious, hierarchical +(<hi rend='italic'>i.e.</hi>, ruled by error), obscure people, like the Jews, despised +by the great contemporary nations of the East and the +West. Since the wandering of the tribes lies between us +and all ancient nations, as the change of the bed of the +ocean lies between the earth's surface as it is to-day and +as it was when those organisations existed which we only +know from fossil remains, it is to be regarded generally as +a great misfortune that the people whose culture was to +be the principal basis of our own were not the Indians or +the Greeks, or even the Romans, but these very Jews. +But it was especially a great misfortune for the Italian +painters of genius in the fifteenth and sixteenth centuries +that, in the narrow sphere to which they were arbitrarily +driven for the choice of subjects, they were obliged to have +recourse to miserable beings of every kind. For the New +Testament, as regards its historical part, is almost more +unsuitable for painting than the Old, and the subsequent +history of martyrs and doctors of the church is a very +unfortunate subject. Yet of the pictures, whose subject +is the history or mythology of Judaism and Christianity, +we must carefully distinguish those in which the peculiar, +<hi rend='italic'>i.e.</hi>, the ethical spirit of Christianity is revealed for perception, +by the representation of men who are full of +this spirit. These representations are in fact the highest +and most admirable achievements of the art of painting; +and only the greatest masters of this art succeeded in +this, particularly Raphael and Correggio, and especially +in their earlier pictures. Pictures of this kind are not +properly to be classed as historical: for, as a rule, they +represent no event, no action; but are merely groups of +<pb n='301'/><anchor id='Pg301'/> +saints, with the Saviour himself, often still a child, with His +mother, angels, &c. In their countenances, and especially +in the eyes, we see the expression, the reflection, of the +completest knowledge, that which is not directed to particular +things, but has fully grasped the Ideas, and thus +the whole nature of the world and life. And this knowledge +in them, reacting upon the will, does not, like other +knowledge, convey <emph>motives</emph> to it, but on the contrary has +become a <emph>quieter</emph> of all will, from which proceeded the +complete resignation, which is the innermost spirit of +Christianity, as of the Indian philosophy; the surrender +of all volition, conversion, the suppression of will, and +with it of the whole inner being of this world, that is to +say, salvation. Thus these masters of art, worthy of +eternal praise, expressed perceptibly in their works the +highest wisdom. And this is the summit of all art. It +has followed the will in its adequate objectivity, the +Ideas, through all its grades, in which it is affected and +its nature unfolded in so many ways, first by causes, +then by stimuli, and finally by motives. And now art +ends with the representation of the free self-suppression +of will, by means of the great peace which it gains from +the perfect knowledge of its own nature.<note place='foot'>In order to understand this passage it is necessary to have read the +whole of the next book.</note> +</p> + +<p> +§ 49. The truth which lies at the foundation of all +that we have hitherto said about art, is that the object of +art, the representation of which is the aim of the artist, +and the knowledge of which must therefore precede his +work as its germ and source, is an Idea in Plato's sense, +and never anything else; not the particular thing, the +object of common apprehension, and not the concept, the +object of rational thought and of science. Although the +Idea and the concept have something in common, because +both represent as unity a multiplicity of real things; yet +the great difference between them has no doubt been +made clear and evident enough by what we have said +<pb n='302'/><anchor id='Pg302'/> +about concepts in the first book, and about Ideas in this +book. I by no means wish to assert, however, that Plato +really distinctly comprehended this difference; indeed many +of his examples of Ideas, and his discussions of them, are +applicable only to concepts. Meanwhile we leave this +question alone and go on our own way, glad when we +come upon traces of any great and noble mind, yet not +following his footsteps but our own aim. The <emph>concept</emph> is +abstract, discursive, undetermined within its own sphere, +only determined by its limits, attainable and comprehensible +by him who has only reason, communicable by +words without any other assistance, entirely exhausted +by its definition. The <emph>Idea</emph> on the contrary, although +defined as the adequate representative of the concept, is +always object of perception, and although representing +an infinite number of particular things, is yet thoroughly +determined. It is never known by the individual as +such, but only by him who has raised himself above all +willing and all individuality to the pure subject of knowing. +Thus it is only attainable by the man of genius, +and by him who, for the most part through the assistance +of the works of genius, has reached an exalted frame of +mind, by increasing his power of pure knowing. It is +therefore not absolutely but only conditionally communicable, +because the Idea, comprehended and repeated in +the work of art, appeals to every one only according to +the measure of his own intellectual worth. So that just +the most excellent works of every art, the noblest productions +of genius, must always remain sealed books to +the dull majority of men, inaccessible to them, separated +from them by a wide gulf, just as the society of princes +is inaccessible to the common people. It is true that +even the dullest of them accept on authority recognisedly +great works, lest otherwise they should argue their +own incompetence; but they wait in silence, always +ready to express their condemnation, as soon as they are +allowed to hope that they may do so without being left +<pb n='303'/><anchor id='Pg303'/> +to stand alone; and then their long-restrained hatred +against all that is great and beautiful, and against the +authors of it, gladly relieves itself; for such things never +appealed to them, and for that very reason were humiliating +to them. For as a rule a man must have worth in +himself in order to recognise it and believe in it willingly +and freely in others. On this rests the necessity of +modesty in all merit, and the disproportionately loud +praise of this virtue, which alone of all its sisters is +always included in the eulogy of every one who ventures +to praise any distinguished man, in order to appease and +quiet the wrath of the unworthy. What then is modesty +but hypocritical humility, by means of which, in a world +swelling with base envy, a man seeks to obtain pardon +for excellences and merits from those who have none? +For whoever attributes to himself no merits, because he +actually has none, is not modest but merely honest. +</p> + +<p> +The <emph>Idea</emph> is the unity that falls into multiplicity on +account of the temporal and spatial form of our intuitive +apprehension; the <emph>concept</emph>, on the contrary, is the unity +reconstructed out of multiplicity by the abstraction of +our reason; the latter may be defined as <foreign lang='la' rend='italic'>unitas post rem</foreign>, +the former as <foreign lang='la' rend='italic'>unitas ante rem</foreign>. Finally, we may express +the distinction between the Idea and the concept, by a +comparison, thus: the <emph>concept</emph> is like a dead receptacle, +in which, whatever has been put, actually lies side by +side, but out of which no more can be taken (by analytical +judgment) than was put in (by synthetical reflection); +the (Platonic) <emph>Idea</emph>, on the other hand, develops, +in him who has comprehended it, ideas which are new as +regards the concept of the same name; it resembles a +living organism, developing itself and possessed of the +power of reproduction, which brings forth what was not +put into it. +</p> + +<p> +It follows from all that has been said, that the +concept, useful as it is in life, and serviceable, necessary +and productive as it is in science, is yet always barren +<pb n='304'/><anchor id='Pg304'/> +and unfruitful in art. The comprehended Idea, on the +contrary, is the true and only source of every work of +art. In its powerful originality it is only derived from +life itself, from nature, from the world, and that only +by the true genius, or by him whose momentary inspiration +reaches the point of genius. Genuine and immortal +works of art spring only from such direct apprehension. +Just because the Idea is and remains object of perception, +the artist is not conscious in the abstract of the +intention and aim of his work; not a concept, but an +Idea floats before his mind; therefore he can give no +justification of what he does. He works, as people say, +from pure feeling, and unconsciously, indeed instinctively. +On the contrary, imitators, mannerists, <foreign lang='la' rend='italic'>imitatores, servum +pecus</foreign>, start, in art, from the concept; they observe what +pleases and affects us in true works of art; understand +it clearly, fix it in a concept, and thus abstractly, and +then imitate it, openly or disguisedly, with dexterity +and intentionally. They suck their nourishment, like +parasite plants, from the works of others, and like polypi, +they become the colour of their food. We might carry +comparison further, and say that they are like machines +which mince fine and mingle together whatever is put +into them, but can never digest it, so that the different +constituent parts may always be found again if they are +sought out and separated from the mixture; the man of +genius alone resembles the organised, assimilating, transforming +and reproducing body. For he is indeed educated +and cultured by his predecessors and their works; +but he is really fructified only by life and the world +directly, through the impression of what he perceives; +therefore the highest culture never interferes with his +originality. All imitators, all mannerists, apprehend in +concepts the nature of representative works of art; but +concepts can never impart inner life to a work. The +age, <hi rend='italic'>i.e.</hi>, the dull multitude of every time, knows only +concepts, and sticks to them, and therefore receives +<pb n='305'/><anchor id='Pg305'/> +mannered works of art with ready and loud applause: +but after a few years these works become insipid, because +the spirit of the age, <hi rend='italic'>i.e.</hi>, the prevailing concepts, in which +alone they could take root, have changed. Only true +works of art, which are drawn directly from nature and +life, have eternal youth and enduring power, like nature +and life themselves. For they belong to no age, but to +humanity, and as on that account they are coldly received +by their own age, to which they disdain to link themselves +closely, and because indirectly and negatively they +expose the existing errors, they are slowly and unwillingly +recognised; on the other hand, they cannot grow old, but +appear to us ever fresh and new down to the latest ages. +Then they are no longer exposed to neglect and ignorance, +for they are crowned and sanctioned by the praise of the +few men capable of judging, who appear singly and rarely +in the course of ages,<note place='foot'><foreign rend='italic'>Apparent rari, nantes in gurgite vasto.</foreign></note> and give in their votes, whose +slowly growing number constitutes the authority, which +alone is the judgment-seat we mean when we appeal to +posterity. It is these successively appearing individuals, +for the mass of posterity will always be and remain just +as perverse and dull as the mass of contemporaries always +was and always is. We read the complaints of great men +in every century about the customs of their age. They +always sound as if they referred to our own age, for the +race is always the same. At every time and in every +art, mannerisms have taken the place of the spirit, which +was always the possession of a few individuals, but +mannerisms are just the old cast-off garments of the last +manifestation of the spirit that existed and was recognised. +From all this it appears that, as a rule, the praise of +posterity can only be gained at the cost of the praise of +one's contemporaries, and <hi rend='italic'>vice versa</hi>.<note place='foot'>Cf. Ch. xxxiv. of Supplement.</note> +</p> + +<p> +§ 50. If the aim of all art is the communication of the +comprehended Idea, which through the mind of the artist +<pb n='306'/><anchor id='Pg306'/> +appears in such a form that it is purged and isolated from +all that is foreign to it, and may now be grasped by the +man of weaker comprehension and no productive faculty; +if further, it is forbidden in art to start from the concept, +we shall not be able to consent to the intentional and +avowed employment of a work of art for the expression +of a concept; this is the case in the <emph>Allegory</emph>. An allegory +is a work of art which means something different +from what it represents. But the object of perception, +and consequently also the Idea, expresses itself directly +and completely, and does not require the medium of +something else which implies or indicates it. Thus, +that which in this way is indicated and represented by +something entirely different, because it cannot itself be +made object of perception, is always a concept. Therefore +through the allegory a conception has always to be +signified, and consequently the mind of the beholder has +to be drawn away from the expressed perceptible idea to +one which is entirely different, abstract and not perceptible, +and which lies quite outside the work of art. +The picture or statue is intended to accomplish here +what is accomplished far more fully by a book. Now, +what we hold is the end of art, representation of a +perceivable, comprehensible Idea, is not here the end. +No great completeness in the work of art is demanded +for what is aimed at here. It is only necessary that we +should see what the thing is meant to be, for, as soon as +this has been discovered, the end is reached, and the mind +is now led away to quite a different kind of idea to +an abstract conception, which is the end that was in +view. Allegories in plastic and pictorial art are, therefore, +nothing but hieroglyphics; the artistic value which they +may have as perceptible representations, belongs to them +not as allegories, but otherwise. That the <q>Night</q> of +Correggio, the <q>Genius of Fame</q> of Hannibal Caracci, +and the <q>Hours</q> of Poussin, are very beautiful pictures, +is to be separated altogether from the fact that they are +<pb n='307'/><anchor id='Pg307'/> +allegories. As allegories they do not accomplish more +than a legend, indeed rather less. We are here again +reminded of the distinction drawn above between the +real and the nominal significance of a picture. The +nominal is here the allegorical as such, for example, the +<q>Genius of Fame.</q> The real is what is actually represented, +in this case a beautiful winged youth, surrounded +by beautiful boys; this expresses an Idea. But this real +significance affects us only so long as we forget the nominal, +allegorical significance; if we think of the latter, we +forsake the perception, and the mind is occupied with an +abstract conception; but the transition from the Idea to +the conception is always a fall. Indeed, that nominal +significance, that allegorical intention, often injures the +real significance, the perceptible truth. For example, +the unnatural light in the <q>Night</q> of Correggio, which, +though beautifully executed, has yet a merely allegorical +motive, and is really impossible. If then an allegorical +picture has artistic value, it is quite separate from and +independent of what it accomplishes as allegory. Such +a work of art serves two ends at once, the expression of +a conception and the expression of an Idea. Only the +latter can be an end of art; the other is a foreign end, +the trifling amusement of making a picture also do +service as a legend, as a hieroglyphic, invented for the +pleasure of those to whom the true nature of art can +never appeal. It is the same thing as when a work of +art is also a useful implement of some kind, in which +case it also serves two ends; for example, a statue which +is at the same time a candelabrum or a caryatide; or a +bas-relief, which is also the shield of Achilles. True +lovers of art will allow neither the one nor the other. +It is true that an allegorical picture may, because of this +quality, produce a vivid impression upon the feelings; +but when this is the case, a legend would under the +same circumstances produce the same effect. For example, +if the desire of fame were firmly and lastingly +<pb n='308'/><anchor id='Pg308'/> +rooted in the heart of a man, because he regarded it as +his rightful possession, which is only withheld from +him so long as he has not produced the charter of his +ownership; and if the Genius of Fame, with his laurel +crown, were to appear to such a man, his whole mind +would be excited, and his powers called into activity; +but the same effect would be produced if he were suddenly +to see the word <q>fame,</q> in large distinct letters on +the wall. Or if a man has made known a truth, which +is of importance either as a maxim for practical life, or +as insight for science, but it has not been believed; an +allegorical picture representing time as it lifts the veil, +and discloses the naked figure of Truth, will affect him +powerfully; but the same effect would be produced by +the legend: <q><foreign lang='fr' rend='italic'>Le temps découvre la vérité.</foreign></q> For what +really produces the effect here is the abstract thought, +not the object of perception. +</p> + +<p> +If then, in accordance with what has been said, allegory +in plastic and pictorial art is a mistaken effort, serving +an end which is entirely foreign to art, it becomes quite +unbearable when it leads so far astray that the representation +of forced and violently introduced subtilties +degenerates into absurdity. Such, for example, is a +tortoise, to represent feminine seclusion; the downward +glance of Nemesis into the drapery of her bosom, signifying +that she can see into what is hidden; the explanation +of Bellori that Hannibal Carracci represents voluptuousness +clothed in a yellow robe, because he wishes +to indicate that her lovers soon fade and become yellow +as straw. If there is absolutely no connection between +the representation and the conception signified by it, +founded on subsumption under the concept, or association +of Ideas; but the signs and the things signified are +combined in a purely conventional manner, by positive, +accidentally introduced laws; then I call this degenerate +kind of allegory <emph>Symbolism</emph>. Thus the rose is the symbol +of secrecy, the laurel is the symbol of fame, the palm is +<pb n='309'/><anchor id='Pg309'/> +the symbol of peace, the scallop-shell is the symbol +of pilgrimage, the cross is the symbol of the Christian +religion. To this class also belongs all significance of +mere colour, as yellow is the colour of falseness, and blue +is the colour of fidelity. Such symbols may often be of +use in life, but their value is foreign to art. They are +simply to be regarded as hieroglyphics, or like Chinese +word-writing, and really belong to the same class as +armorial bearings, the bush that indicates a public-house, +the key of the chamberlain, or the leather of the mountaineer. +If, finally, certain historical or mythical persons, +or personified conceptions, are represented by certain +fixed symbols, these are properly called <emph>emblems</emph>. Such +are the beasts of the Evangelist, the owl of Minerva, the +apple of Paris, the Anchor of Hope, &c. For the most +part, however, we understand by emblems those simple +allegorical representations explained by a motto, which +are meant to express a moral truth, and of which large +collections have been made by J. Camerarius, Alciatus, +and others. They form the transition to poetical allegory, +of which we shall have more to say later. Greek +sculpture devotes itself to the perception, and therefore +it is <emph>æsthetical</emph>; Indian sculpture devotes itself to the +conception, and therefore it is merely <emph>symbolical</emph>. +</p> + +<p> +This conclusion in regard to allegory, which is founded +on our consideration of the nature of art and quite consistent +with it, is directly opposed to the opinion of +Winckelmann, who, far from explaining allegory, as we +do, as something quite foreign to the end of art, and +often interfering with it, always speaks in favour of it, +and indeed (Works, vol. i. p. 55) places the highest aim +of art in the <q>representation of universal conceptions, +and non-sensuous things.</q> We leave it to every one to +adhere to whichever view he pleases. Only the truth +became very clear to me from these and similar views +of Winckelmann connected with his peculiar metaphysic +of the beautiful, that one may have the greatest susceptibility +<pb n='310'/><anchor id='Pg310'/> +for artistic beauty, and the soundest judgment in +regard to it, without being able to give an abstract and +strictly philosophical justification of the nature of the +beautiful; just as one may be very noble and virtuous, +and may have a tender conscience, which decides with +perfect accuracy in particular cases, without on that +account being in a position to investigate and explain in +the abstract the ethical significance of action. +</p> + +<p> +Allegory has an entirely different relation to poetry +from that which it has to plastic and pictorial art, and +although it is to be rejected in the latter, it is not only +permissible, but very serviceable to the former. For in +plastic and pictorial art it leads away from what is perceptibly +given, the proper object of all art, to abstract +thoughts; but in poetry the relation is reversed; for here +what is directly given in words is the concept, and the +first aim is to lead from this to the object of perception, +the representation of which must be undertaken by the +imagination of the hearer. If in plastic and pictorial art +we are led from what is immediately given to something +else, this must always be a conception, because here only +the abstract cannot be given directly; but a conception +must never be the source, and its communication must +never be the end of a work of art. In poetry, on the +contrary, the conception is the material, the immediately +given, and therefore we may very well leave it, in order +to call up perceptions which are quite different, and in +which the end is reached. Many a conception or abstract +thought may be quite indispensable to the connection of +a poem, which is yet, in itself and directly, quite incapable +of being perceived; and then it is often made perceptible +by means of some example which is subsumed under it. +This takes place in every trope, every metaphor, simile, +parable, and allegory, all of which differ only in the length +and completeness of their expression. Therefore, in the +arts which employ language as their medium, similes and +allegories are of striking effect. How beautifully Cervantes +<pb n='311'/><anchor id='Pg311'/> +says of sleep in order to express the fact that it +frees us from all spiritual and bodily suffering, <q>It is a +mantle that covers all mankind.</q> How beautifully +Kleist expresses allegorically the thought that philosophers +and men of science enlighten mankind, in the line, +<q>Those whose midnight lamp lights the world.</q> How +strongly and sensuously Homer describes the harmful +Ate when he says: <q>She has tender feet, for she walks +not on the hard earth, but treads on the heads of men</q> +(Il. xix. 91.) How forcibly we are struck by Menenius +Agrippa's fable of the belly and the limbs, addressed to +the people of Rome when they seceded. How beautifully +Plato's figure of the Cave, at the beginning of the seventh +book of the <q>Republic</q> to which we have already referred, +expresses a very abstract philosophical dogma. The fable +of Persephone is also to be regarded as a deeply significant +allegory of philosophical tendency, for she became +subject to the nether world by tasting a pomegranate. +This becomes peculiarly enlightening from Goethe's treatment +of the fable, as an episode in the <hi rend='italic'>Triumph der +Empfindsamkeit</hi>, which is beyond all praise. Three detailed +allegorical works are known to me, one, open and +avowed, is the incomparable <q>Criticon</q> of Balthasar +Gracian. It consists of a great rich web of connected +and highly ingenious allegories, that serve here as the fair +clothing of moral truths, to which he thus imparts the +most perceptible form, and astonishes us by the richness +of his invention. The two others are concealed allegories, +<q>Don Quixote</q> and <q>Gulliver's Travels.</q> The first is an +allegory of the life of every man, who will not, like others, +be careful, merely for his own welfare, but follows some +objective, ideal end, which has taken possession of his +thoughts and will; and certainly, in this world, he has +then a strange appearance. In the case of Gulliver we +have only to take everything physical as spiritual or +intellectual, in order to see what the <q>satirical rogue,</q> as +Hamlet would call him, meant by it. Such, then, in the +<pb n='312'/><anchor id='Pg312'/> +poetical allegory, the conception is always the given, +which it tries to make perceptible by means of a picture; +it may sometimes be expressed or assisted by a painted +picture. Such a picture will not be regarded as a work +of art, but only as a significant symbol, and it makes no +claim to pictorial, but only to poetical worth. Such is +that beautiful allegorical vignette of Lavater's, which must +be so heartening to every defender of truth: a hand +holding a light is stung by a wasp, while gnats are burning +themselves in the flame above; underneath is the +motto: +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>And although it singes the wings of the gnats,</q></l> +<l>Destroys their heads and all their little brains,</l> +<l rend='margin-left: 14'>Light is still light;</l> +<l>And although I am stung by the angriest wasp,</l> +<l rend='margin-left: 14'><q rend='post'>I will not let it go.</q></l> +</lg> +</quote> + +<p> +To this class also belongs the gravestone with the burnt-out, +smoking candle, and the inscription— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>When it is out, it becomes clear</q></l> +<l><q rend='post'>Whether the candle was tallow or wax.</q></l> +</lg> +</quote> + +<p> +Finally, of this kind is an old German genealogical tree, +in which the last representative of a very ancient family +thus expresses his determination to live his life to the +end in abstinence and perfect chastity, and therefore to +let his race die out; he represents himself at the root +of the high-branching tree cutting it over himself with +shears. In general all those symbols referred to above, +commonly called emblems, which might also be defined +as short painted fables with obvious morals, belong to +this class. Allegories of this kind are always to be regarded +as belonging to poetry, not to painting, and as +justified thereby; moreover, the pictorial execution is here +always a matter of secondary importance, and no more is +demanded of it than that it shall represent the thing so +that we can recognise it. But in poetry, as in plastic +art, the allegory passes into the symbol if there is merely +<pb n='313'/><anchor id='Pg313'/> +an arbitrary connection between what it presented to +perception and the abstract significance of it. For as all +symbolism rests, at bottom, on an agreement, the symbol +has this among other disadvantages, that in time its +meaning is forgotten, and then it is dumb. Who would +guess why the fish is a symbol of Christianity if he did +not know? Only a Champollion; for it is entirely a +phonetic hieroglyphic. Therefore, as a poetical allegory, +the Revelation of John stands much in the same position +as the reliefs with <hi rend='italic'>Magnus Deus sol Mithra</hi>, which are +still constantly being explained. +</p> + +<p> +§ 51. If now, with the exposition which has been +given of art in general, we turn from plastic and pictorial +art to poetry, we shall have no doubt that its aim also +is the revelation of the Ideas, the grades of the objectification +of will, and the communication of them to the +hearer with the distinctness and vividness with which the +poetical sense comprehends them. Ideas are essentially +perceptible; if, therefore, in poetry only abstract conceptions +are directly communicated through words, it is +yet clearly the intention to make the hearer perceive the +Ideas of life in the representatives of these conceptions, +and this can only take place through the assistance of +his own imagination. But in order to set the imagination +to work for the accomplishment of this end, the abstract +conceptions, which are the immediate material of poetry +as of dry prose, must be so arranged that their spheres +intersect each other in such a way that none of them can +remain in its abstract universality; but, instead of it, a +perceptible representative appears to the imagination; +and this is always further modified by the words of the +poet according to what his intention may be. As the +chemist obtains solid precipitates by combining perfectly +clear and transparent fluids; the poet understands how +to precipitate, as it were, the concrete, the individual, the +perceptible idea, out of the abstract and transparent +universality of the concepts by the manner in which he +<pb n='314'/><anchor id='Pg314'/> +combines them. For the Idea can only be known by +perception; and knowledge of the Idea is the end of art. +The skill of a master, in poetry as in chemistry, enables +us always to obtain the precise precipitate we intended. +This end is assisted by the numerous epithets in poetry, +by means of which the universality of every concept is +narrowed more and more till we reach the perceptible. +Homer attaches to almost every substantive an adjective, +whose concept intersects and considerably diminishes +the sphere of the concept of the substantive, which is +thus brought so much the nearer to perception: for +example— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Εν δ᾽ επεσ᾽ Ωκεανῳ λαμπρον φαος ἡελιοιο,</q></l> +<l><q rend='post'>Ἑλκον νυκτα μελαιναν επι ζειδωρον αρουραν.</q></l> +</lg> + +<lg> +<l>(<q rend='pre'>Occidit vero in Oceanum splendidum lumen solis,</q></l> +<l><q rend='post'>Trahens noctem nigram super almam terram.</q>)</l> +</lg> +</quote> + +<p> +And— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Where gentle winds from the blue heavens sigh,</q></l> +<l><q rend='post'>There stand the myrtles still, the laurel high,</q>—</l> +</lg> +</quote> + +<p> +calls up before the imagination by means of a few concepts +the whole delight of a southern clime. +</p> + +<p> +Rhythm and rhyme are quite peculiar aids to poetry. +I can give no other explanation of their incredibly powerful +effect than that our faculties of perception have +received from time, to which they are essentially bound, +some quality on account of which we inwardly follow, +and, as it were, consent to each regularly recurring +sound. In this way rhythm and rhyme are partly a +means of holding our attention, because we willingly +follow the poem read, and partly they produce in us a +blind consent to what is read prior to any judgment, and +this gives the poem a certain emphatic power of convincing +independent of all reasons. +</p> + +<p> +From the general nature of the material, that is, the +concepts, which poetry uses to communicate the Ideas, +the extent of its province is very great. The whole of +<pb n='315'/><anchor id='Pg315'/> +nature, the Ideas of all grades, can be represented by +means of it, for it proceeds according to the Idea it has +to impart, so that its representations are sometimes descriptive, +sometimes narrative, and sometimes directly +dramatic. If, in the representation of the lower grades +of the objectivity of will, plastic and pictorial art generally +surpass it, because lifeless nature, and even brute +nature, reveals almost its whole being in a single well-chosen +moment; man, on the contrary, so far as he does +not express himself by the mere form and expression of +his person, but through a series of actions and the accompanying +thoughts and emotions, is the principal object of +poetry, in which no other art can compete with it, for +here the progress or movement which cannot be represented +in plastic or pictorial art just suits its purpose. +</p> + +<p> +The revelation of the Idea, which is the highest grade +of the objectivity of will, the representation of man in +the connected series of his efforts and actions, is thus the +great problem of poetry. It is true that both experience +and history teach us to know man; yet oftener men than +man, <hi rend='italic'>i.e.</hi>, they give us empirical notes of the behaviour +of men to each other, from which we may frame rules +for our own conduct, oftener than they afford us deep +glimpses of the inner nature of man. The latter function, +however, is by no means entirely denied them; but +as often as it is the nature of mankind itself that discloses +itself to us in history or in our own experience, +we have comprehended our experience, and the historian +has comprehended history, with artistic eyes, poetically, +<hi rend='italic'>i.e.</hi>, according to the Idea, not the phenomenon, in its inner +nature, not in its relations. Our own experience is the +indispensable condition of understanding poetry as of +understanding history; for it is, so to speak, the dictionary +of the language that both speak. But history is related +to poetry as portrait-painting is related to historical +painting; the one gives us the true in the individual, +the other the true in the universal; the one has the +<pb n='316'/><anchor id='Pg316'/> +truth of the phenomenon, and can therefore verify it +from the phenomenal, the other has the truth of the +Idea, which can be found in no particular phenomenon, but +yet speaks to us from them all. The poet from deliberate +choice represents significant characters in significant situations; +the historian takes both as they come. Indeed, +he must regard and select the circumstances and the +persons, not with reference to their inward and true +significance, which expresses the Idea, but according to +the outward, apparent, and relatively important significance +with regard to the connection and the consequences. +He must consider nothing in and for itself in its essential +character and expression, but must look at everything in +its relations, in its connection, in its influence upon what +follows, and especially upon its own age. Therefore he +will not overlook an action of a king, though of little +significance, and in itself quite common, because it has +results and influence. And, on the other hand, actions +of the highest significance of particular and very +eminent individuals are not to be recorded by him if +they have no consequences. For his treatment follows +the principle of sufficient reason, and apprehends the +phenomenon, of which this principle is the form. But +the poet comprehends the Idea, the inner nature of man +apart from all relations, outside all time, the adequate +objectivity of the thing-in-itself, at its highest grade. +Even in that method of treatment which is necessary +for the historian, the inner nature and significance of the +phenomena, the kernel of all these shells, can never be +entirely lost. He who seeks for it, at any rate, may find +it and recognise it. Yet that which is significant in +itself, not in its relations, the real unfolding of the Idea, +will be found far more accurately and distinctly in poetry +than in history, and, therefore, however paradoxical it +may sound, far more really genuine inner truth is to be +attributed to poetry than to history. For the historian +must accurately follow the particular event according to +<pb n='317'/><anchor id='Pg317'/> +life, as it develops itself in time in the manifold tangled +chains of causes and effects. It is, however, impossible +that he can have all the data for this; he cannot have +seen all and discovered all. He is forsaken at every +moment by the original of his picture, or a false one +substitutes itself for it, and this so constantly that I +think I may assume that in all history the false outweighs +the true. The poet, on the contrary, has comprehended +the Idea of man from some definite side which +is to be represented; thus it is the nature of his own +self that objectifies itself in it for him. His knowledge, +as we explained above when speaking of sculpture, is +half <foreign lang='la' rend='italic'>a priori</foreign>; his ideal stands before his mind firm, +distinct, brightly illuminated, and cannot forsake him; +therefore he shows us, in the mirror of his mind, the +Idea pure and distinct, and his delineation of it +down to the minutest particular is true as life itself.<note place='foot'><p>It is scarcely necessary to say +that wherever I speak of poets I +refer exclusively to that rare phenomenon +the great true poet. I mean +no one else; least of all that dull +insipid tribe, the mediocre poets, +rhymsters, and inventors of fables, +that flourishes so luxuriantly at the +present day in Germany. They +ought rather to have the words +shouted in their ears unceasingly +from all sides— +</p> +<p> +<foreign lang='la' rend='italic'>Mediocribus esse poëtis<lb/> +Non homines, non Dî, non concessere columnæ.</foreign> +</p> +<p> +It is worthy of serious consideration +what an amount of time—both their +own and other people's—and paper +is lost by this swarm of mediocre +poets, and how injurious is their +influence. For the public always +seizes on what is new, and has naturally +a greater proneness to what is +perverse and dull as akin to itself. +Therefore these works of the mediocre +poets draw it away and hold it back +from the true masterpieces and the +education they afford, and thus working +in direct antagonism to the benign +influence of genius, they ruin +taste more and more, and retard the +progress of the age. Such poets +should therefore be scourged with +criticism and satire without indulgence +or sympathy till they are induced, +for their own good, to apply +their muse rather to reading what +is good than to writing what is bad. +For if the bungling of the incompetent +so raised the wrath of the +gentle Apollo that he could flay +Marsyas, I do not see on what the +mediocre poets will base their claim +to tolerance.</p></note> +The great ancient historians are, therefore, in those +particulars in which their data fail them, for example, +in the speeches of their heroes—poets; indeed their +whole manner of handling their material approaches +<pb n='318'/><anchor id='Pg318'/> +to the epic. But this gives their representations unity, +and enables them to retain inner truth, even when +outward truth was not accessible, or indeed was falsified. +And as we compared history to portrait-painting, in +contradistinction to poetry, which corresponds to historical +painting, we find that Winckelmann's maxim, +that the portrait ought to be the ideal of the individual, +was followed by the ancient historians, for they represent +the individual in such a way as to bring out +that side of the Idea of man which is expressed in it. +Modern historians, on the contrary, with few exceptions, +give us in general only <q>a dust-bin and a lumber-room, +and at the most a chronicle of the principal political +events.</q> Therefore, whoever desires to know man in his +inner nature, identical in all its phenomena and developments, +to know him according to the Idea, will find that +the works of the great, immortal poet present a far +truer, more distinct picture, than the historians can ever +give. For even the best of the historians are, as poets, +far from the first; and moreover their hands are tied. +In this aspect the relation between the historian and the +poet may be illustrated by the following comparison. +The mere, pure historian, who works only according to +data, is like a man, who without any knowledge of +mathematics, has investigated the relations of certain +figures, which he has accidentally found, by measuring +them; and the problem thus empirically solved is +affected of course by all the errors of the drawn figure. +The poet, on the other hand, is like the mathematician, +who constructs these relations <foreign lang='la' rend='italic'>a priori</foreign> in pure perception, +and expresses them not as they actually are in the +drawn figure, but as they are in the Idea, which the +drawing is intended to render for the senses. Therefore +Schiller says:— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>What has never anywhere come to pass,</q></l> +<l><q rend='post'>That alone never grows old.</q></l> +</lg> +</quote> + +<pb n='319'/><anchor id='Pg319'/> + +<p> +Indeed I must attribute greater value to biographies, and +especially to autobiographies, in relation to the knowledge +of the nature of man, than to history proper, at +least as it is commonly handled. Partly because in the +former the data can be collected more accurately and +completely than in the latter; partly, because in history +proper, it is not so much men as nations and heroes that +act, and the individuals who do appear, seem so far off, +surrounded with such pomp and circumstance, clothed in +the stiff robes of state, or heavy, inflexible armour, that +it is really hard through all this to recognise the human +movements. On the other hand, the life of the individual +when described with truth, in a narrow sphere, shows +the conduct of men in all its forms and subtilties, the +excellence, the virtue, and even holiness of a few, the +perversity, meanness, and knavery of most, the dissolute +profligacy of some. Besides, in the only aspect we are +considering here, that of the inner significance of the +phenomenal, it is quite the same whether the objects +with which the action is concerned, are, relatively considered, +trifling or important, farm-houses or kingdoms: +for all these things in themselves are without significance, +and obtain it only in so far as the will is moved by +them. The motive has significance only through its +relation to the will, while the relation which it has +as a thing to other things like itself, does not concern +us here. As a circle of one inch in diameter, and a +circle of forty million miles in diameter, have precisely +the same geometrical properties, so are the events and +the history of a village and a kingdom essentially the +same; and we may study and learn to know mankind +as well in the one as in the other. It is also a mistake +to suppose that autobiographies are full of deceit and +dissimulation. On the contrary, lying (though always +possible) is perhaps more difficult there than elsewhere. +Dissimulation is easiest in mere conversation; indeed, +though it may sound paradoxical, it is really more +<pb n='320'/><anchor id='Pg320'/> +difficult even in a letter. For in the case of a letter the +writer is alone, and looks into himself, and not out on +the world, so that what is strange and distant does not +easily approach him; and he has not the test of the +impression made upon another before his eyes. But the +receiver of the letter peruses it quietly in a mood +unknown to the writer, reads it repeatedly and at +different times, and thus easily finds out the concealed +intention. We also get to know an author as a man +most easily from his books, because all these circumstances +act here still more strongly and permanently. And in +an autobiography it is so difficult to dissimulate, that +perhaps there does not exist a single one that is not, as +a whole, more true, than any history that ever was +written. The man who writes his own life surveys it as +a whole, the particular becomes small, the near becomes +distant, the distant becomes near again, the motives that +influenced him shrink; he seats himself at the confessional, +and has done so of his own free will; the +spirit of lying does not so easily take hold of him here, +for there is also in every man an inclination to truth +which has first to be overcome whenever he lies, and +which here has taken up a specially strong position. +The relation between biography and the history of nations +may be made clear for perception by means of the +following comparison: History shows us mankind as a +view from a high mountain shows us nature; we see +much at a time, wide stretches, great masses, but nothing +is distinct nor recognisable in all the details of its own +peculiar nature. On the other hand, the representation +of the life of the individual shows us the man, as we +see nature if we go about among her trees, plants, rocks, +and waters. But in landscape-painting, in which the +artist lets us look at nature with his eyes, the knowledge +of the Ideas, and the condition of pure will-less knowing, +which is demanded by these, is made much easier for us; +and, in the same way, poetry is far superior both to +<pb n='321'/><anchor id='Pg321'/> +history and biography, in the representation of the Ideas +which may be looked for in all three. For here also +genius holds up to us the magic glass, in which all that +is essential and significant appears before us collected +and placed in the clearest light, and what is accidental +and foreign is left out.<note place='foot'>Cf. Ch. xxxviii. of Supplement.</note> +</p> + +<p> +The representation of the Idea of man, which is the +work of the poet, may be performed, so that what is +represented is also the representer. This is the case in +lyrical poetry, in songs, properly so called, in which the +poet only perceives vividly his own state and describes +it. Thus a certain subjectivity is essential to this kind +of poetry from the nature of its object. Again, what is +to be represented may be entirely different from him who +represents it, as is the case in all other kinds of poetry, +in which the poet more or less conceals himself behind +his representation, and at last disappears altogether. In +the ballad the poet still expresses to some extent his own +state through the tone and proportion of the whole; +therefore, though much more objective than the lyric, it +has yet something subjective. This becomes less in the +idyll, still less in the romantic poem, almost entirely +disappears in the true epic, and even to the last vestige +in the drama, which is the most objective and, in more +than one respect, the completest and most difficult form +of poetry. The lyrical form of poetry is consequently +the easiest, and although art, as a whole, belongs only to +the true man of genius, who so rarely appears, even a man +who is not in general very remarkable may produce a +beautiful song if, by actual strong excitement from without, +some inspiration raises his mental powers; for all that is +required for this is a lively perception of his own state +at a moment of emotional excitement. This is proved +by the existence of many single songs by individuals who +have otherwise remained unknown; especially the German +national songs, of which we have an exquisite collection +<pb n='322'/><anchor id='Pg322'/> +in the <q>Wunderhorn;</q> and also by innumerable love-songs +and other songs of the people in all languages;—for +to seize the mood of a moment and embody it in a +song is the whole achievement of this kind of poetry. Yet +in the lyrics of true poets the inner nature of all mankind +is reflected, and all that millions of past, present, +and future men have found, or will find, in the same +situations, which are constantly recurring, finds its exact +expression in them. And because these situations, by +constant recurrence, are permanent as man himself and +always call up the same sensations, the lyrical productions +of genuine poets remain through thousands of years +true, powerful, and fresh. But if the poet is always the +universal man, then all that has ever moved a human +heart, all that human nature in any situation has ever +produced from itself, all that dwells and broods in any +human breast—is his theme and his material, and also +all the rest of nature. Therefore the poet may just as +well sing of voluptuousness as of mysticism, be Anacreon +or Angelus Silesius, write tragedies or comedies, represent +the sublime or the common mind—according to humour +or vocation. And no one has the right to prescribe to +the poet what he ought to be—noble and sublime, moral, +pious, Christian, one thing or another, still less to reproach +him because he is one thing and not another. +He is the mirror of mankind, and brings to its consciousness +what it feels and does. +</p> + +<p> +If we now consider more closely the nature of the lyric +proper, and select as examples exquisite and pure models, +not those that approach in any way to some other form +of poetry, such as the ballad, the elegy, the hymn, the +epigram, &c., we shall find that the peculiar nature of +the lyric, in the narrowest sense, is this: It is the subject +of will, <hi rend='italic'>i.e.</hi>, his own volition, which the consciousness +of the singer feels; often as a released and satisfied +desire (joy), but still oftener as a restricted desire (grief), +always as an emotion, a passion, a moved frame of mind. +<pb n='323'/><anchor id='Pg323'/> +Besides this, however, and along with it, by the sight of +surrounding nature, the singer becomes conscious of himself +as the subject of pure, will-less knowing, whose +unbroken blissful peace now appears, in contrast to the +stress of desire which is always restricted and always +needy. The feeling of this contrast, this alternation, is +really what the lyric as a whole expresses, and what +principally constitutes the lyrical state of mind. In it +pure knowing comes to us, as it were, to deliver us from +desire and its stain; we follow, but only for an instant; +desire, the remembrance of our own personal ends, tears +us anew from peaceful contemplation; yet ever again +the next beautiful surrounding in which the pure will-less +knowledge presents itself to us, allures us away from +desire. Therefore, in the lyric and the lyrical mood, desire +(the personal interest of the ends), and pure perception +of the surrounding presented, are wonderfully mingled +with each other; connections between them are sought for +and imagined; the subjective disposition, the affection of +the will, imparts its own hue to the perceived surrounding, +and conversely, the surroundings communicate the reflex +of their colour to the will. The true lyric is the expression +of the whole of this mingled and divided state of +mind. In order to make clear by examples this abstract +analysis of a frame of mind that is very far from all +abstraction, any of the immortal songs of Goethe may be +taken. As specially adapted for this end I shall recommend +only a few: <q>The Shepherd's Lament,</q> <q>Welcome +and Farewell,</q> <q>To the Moon,</q> <q>On the Lake,</q> <q>Autumn;</q> +also the songs in the <q>Wunderhorn</q> are excellent examples; +particularly the one which begins, <q>O Bremen, +I must now leave thee.</q> As a comical and happy +parody of the lyrical character a song of Voss strikes me +as remarkable. It describes the feeling of a drunk +plumber falling from a tower, who observes in passing +that the clock on the tower is at half-past eleven, a +remark which is quite foreign to his condition, and thus +<pb n='324'/><anchor id='Pg324'/> +belongs to knowledge free from will. Whoever accepts +the view that has been expressed of the lyrical frame of +mind, will also allow, that it is the sensuous and poetical +knowledge of the principle which I established in my +essay on the Principle of Sufficient Reason, and have also +referred to in this work, that the identity of the subject +of knowing with that of willing may be called the +miracle κατ᾽ εξοχην; so that the poetical effect of the +lyric rests finally on the truth of that principle. In the +course of life these two subjects, or, in popular language, +head and heart, are ever becoming further apart; men +are always separating more between their subjective +feeling and their objective knowledge. In the child the +two are still entirely blended together; it scarcely knows +how to distinguish itself from its surroundings, it is +at one with them. In the young man all perception +chiefly affects feeling and mood, and even mingles with +it, as Byron very beautifully expresses— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>I live not in myself, but I become</q></l> +<l>Portion of that around me; and to me</l> +<l><q rend='post'>High mountains are a feeling.</q></l> +</lg> +</quote> + +<p> +This is why the youth clings so closely to the perceptible +and outward side of things; this is why he is +only fit for lyrical poetry, and only the full-grown man +is capable of the drama. The old man we can think of +as at the most an epic poet, like Ossian, and Homer, +for narration is characteristic of old age. +</p> + +<p> +In the more objective kinds of poetry, especially in the +romance, the epic, and the drama, the end, the revelation +of the Idea of man, is principally attained by two means, +by true and profound representation of significant characters, +and by the invention of pregnant situations in which +they disclose themselves. For as it is incumbent upon +the chemist not only to exhibit the simple elements, pure +and genuine, and their principal compounds, but also to +expose them to the influence of such reagents as will +<pb n='325'/><anchor id='Pg325'/> +clearly and strikingly bring out their peculiar qualities, +so is it incumbent on the poet not only to present to us +significant characters truly and faithfully as nature itself; +but, in order that we may get to know them, he must +place them in those situations in which their peculiar +qualities will fully unfold themselves, and appear distinctly +in sharp outline; situations which are therefore +called significant. In real life, and in history, situations +of this kind are rarely brought about by chance, and +they stand alone, lost and concealed in the multitude of +those which are insignificant. The complete significance +of the situations ought to distinguish the romance, the +epic, and the drama from real life as completely as the +arrangement and selection of significant characters. In +both, however, absolute truth is a necessary condition of +their effect, and want of unity in the characters, contradiction +either of themselves or of the nature of humanity +in general, as well as impossibility, or very great improbability +in the events, even in mere accessories, offend +just as much in poetry as badly drawn figures, false perspective, +or wrong lighting in painting. For both in +poetry and painting we demand the faithful mirror of life, +of man, of the world, only made more clear by the representation, +and more significant by the arrangement. +For there is only one end of all the arts, the representation +of the Ideas; and their essential difference lies +simply in the different grades of the objectification of will +to which the Ideas that are to be represented belong. +This also determines the material of the representation. +Thus the arts which are most widely separated may yet +throw light on each other. For example, in order to +comprehend fully the Ideas of water it is not sufficient to +see it in the quiet pond or in the evenly-flowing stream; +but these Ideas disclose themselves fully only when the +water appears under all circumstances and exposed to all +kinds of obstacles. The effects of the varied circumstances +and obstacles give it the opportunity of fully +<pb n='326'/><anchor id='Pg326'/> +exhibiting all its qualities. This is why we find it +beautiful when it tumbles, rushes, and foams, or leaps +into the air, or falls in a cataract of spray; or, lastly, if +artificially confined it springs up in a fountain. Thus +showing itself different under different circumstances, it +yet always faithfully asserts its character; it is just as +natural to it to spout up as to lie in glassy stillness; it +is as ready for the one as for the other as soon as the +circumstances appear. Now, what the engineer achieves +with the fluid matter of water, the architect achieves with +the rigid matter of stone, and just this the epic or dramatic +poet achieves with the Idea of man. Unfolding +and rendering distinct the Idea expressing itself in the +object of every art, the Idea of the will which objectifies +itself at each grade, is the common end of all the arts. +The life of man, as it shows itself for the most part in +the real world, is like the water, as it is generally seen in +the pond and the river; but in the epic, the romance, the +tragedy, selected characters are placed in those circumstances +in which all their special qualities unfold themselves, +the depths of the human heart are revealed, and +become visible in extraordinary and very significant +actions. Thus poetry objectifies the Idea of man, an Idea +which has the peculiarity of expressing itself in highly +individual characters. +</p> + +<p> +Tragedy is to be regarded, and is recognised as the +summit of poetical art, both on account of the greatness +of its effect and the difficulty of its achievement. It is +very significant for our whole system, and well worthy +of observation, that the end of this highest poetical +achievement is the representation of the terrible side of +life. The unspeakable pain, the wail of humanity, the +triumph of evil, the scornful mastery of chance, and the +irretrievable fall of the just and innocent, is here presented +to us; and in this lies a significant hint of the +nature of the world and of existence. It is the strife of +will with itself, which here, completely unfolded at the +<pb n='327'/><anchor id='Pg327'/> +highest grade of its objectivity, comes into fearful prominence. +It becomes visible in the suffering of men, +which is now introduced, partly through chance and +error, which appear as the rulers of the world, personified +as fate, on account of their insidiousness, which even +reaches the appearance of design; partly it proceeds +from man himself, through the self-mortifying efforts of +a few, through the wickedness and perversity of most. +It is one and the same will that lives and appears in +them all, but whose phenomena fight against each other +and destroy each other. In one individual it appears +powerfully, in another more weakly; in one more subject +to reason, and softened by the light of knowledge, in +another less so, till at last, in some single case, this +knowledge, purified and heightened by suffering itself, +reaches the point at which the phenomenon, the veil of +Mâya, no longer deceives it. It sees through the form +of the phenomenon, the <foreign lang='la' rend='italic'>principium individuationis</foreign>. The +egoism which rests on this perishes with it, so that now +the <emph>motives</emph> that were so powerful before have lost their +might, and instead of them the complete knowledge of +the nature of the world, which has a <emph>quieting</emph> effect on +the will, produces resignation, the surrender not merely +of life, but of the very will to live. Thus we see in +tragedies the noblest men, after long conflict and suffering, +at last renounce the ends they have so keenly +followed, and all the pleasures of life for ever, or else +freely and joyfully surrender life itself. So is it with +the steadfast prince of Calderon; with Gretchen in +<q>Faust;</q> with Hamlet, whom his friend Horatio would +willingly follow, but is bade remain a while, and in +this harsh world draw his breath in pain, to tell the +story of Hamlet, and clear his memory; so also is it +with the Maid of Orleans, the Bride of Messina; they +all die purified by suffering, <hi rend='italic'>i.e.</hi>, after the will to live +which was formerly in them is dead. In the <q>Mohammed</q> +of Voltaire this is actually expressed in the concluding +<pb n='328'/><anchor id='Pg328'/> +words which the dying Palmira addresses to +Mohammad: <q>The world is for tyrants: live!</q> On the +other hand, the demand for so-called poetical justice rests +on entire misconception of the nature of tragedy, and, +indeed, of the nature of the world itself. It boldly +appears in all its dulness in the criticisms which Dr. +Samuel Johnson made on particular plays of Shakespeare, +for he very naïvely laments its entire absence. And its +absence is certainly obvious, for in what has Ophelia, +Desdemona, or Cordelia offended? But only the dull, +optimistic, Protestant-rationalistic, or peculiarly Jewish +view of life will make the demand for poetical justice, +and find satisfaction in it. The true sense of tragedy is +the deeper insight, that it is not his own individual sins +that the hero atones for, but original sin, <hi rend='italic'>i.e.</hi>, the crime +of existence itself: +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Pues el delito mayor</q></l> +<l><q rend='post'>Del hombre es haber nacido;</q></l> +</lg> + +<lg> +<l>(<q rend='pre'>For the greatest crime of man</q></l> +<l><q rend='post'>Is that he was born;</q>)</l> +</lg> +</quote> + +<p> +as Calderon exactly expresses it. +</p> + +<p> +I shall allow myself only one remark, more closely +concerning the treatment of tragedy. The representation +of a great misfortune is alone essential to tragedy. +But the many different ways in which this is introduced +by the poet may be brought under three specific conceptions. +It may happen by means of a character of +extraordinary wickedness, touching the utmost limits of +possibility, who becomes the author of the misfortune; +examples of this kind are Richard III., Iago in <q>Othello,</q> +Shylock in <q>The Merchant of Venice,</q> Franz Moor, +Phædra of Euripides, Creon in the <q>Antigone,</q> &c., +&c. Secondly, it may happen through blind fate, <hi rend='italic'>i.e.</hi>, +chance and error; a true pattern of this kind is the +Œdipus Rex of Sophocles, the <q>Trachiniæ</q> also; and +in general most of the tragedies of the ancients belong +<pb n='329'/><anchor id='Pg329'/> +to this class. Among modern tragedies, <q>Romeo and +Juliet,</q> <q>Tancred</q> by Voltaire, and <q>The Bride of +Messina,</q> are examples. Lastly, the misfortune may be +brought about by the mere position of the <foreign lang='la' rend='italic'>dramatis +personæ</foreign> with regard to each other, through their relations; +so that there is no need either for a tremendous error or +an unheard-of accident, nor yet for a character whose +wickedness reaches the limits of human possibility; but +characters of ordinary morality, under circumstances such +as often occur, are so situated with regard to each other +that their position compels them, knowingly and with +their eyes open, to do each other the greatest injury, +without any one of them being entirely in the wrong. +This last kind of tragedy seems to me far to surpass +the other two, for it shows us the greatest misfortune, +not as an exception, not as something occasioned +by rare circumstances or monstrous characters, but as +arising easily and of itself out of the actions and +characters of men, indeed almost as essential to them, +and thus brings it terribly near to us. In the other +two kinds we may look on the prodigious fate and the +horrible wickedness as terrible powers which certainly +threaten us, but only from afar, which we may very well +escape without taking refuge in renunciation. But in the +last kind of tragedy we see that those powers which +destroy happiness and life are such that their path to us +also is open at every moment; we see the greatest +sufferings brought about by entanglements that our fate +might also partake of, and through actions that perhaps +we also are capable of performing, and so could not +complain of injustice; then shuddering we feel ourselves +already in the midst of hell. This last kind of tragedy +is also the most difficult of achievement; for the greatest +effect has to be produced in it with the least use of +means and causes of movement, merely through the +position and distribution of the characters; therefore +even in many of the best tragedies this difficulty is +<pb n='330'/><anchor id='Pg330'/> +evaded. Yet one tragedy may be referred to as a perfect +model of this kind, a tragedy which in other respects is +far surpassed by more than one work of the same great +master; it is <q>Clavigo.</q> <q>Hamlet</q> belongs to a certain +extent to this class, as far as the relation of Hamlet to +Laertes and Ophelia is concerned. <q>Wallenstein</q> has also +this excellence. <q>Faust</q> belongs entirely to this class, if +we regard the events connected with Gretchen and her +brother as the principal action; also the <q>Cid</q> of Corneille, +only that it lacks the tragic conclusion, while on +the contrary the analogous relation of Max to Thecla +has it.<note place='foot'>Cf. Ch. xxxvii. of the Supplement.</note> +</p> + +<p> +§ 52. Now that we have considered all the fine arts +in the general way that is suitable to our point of view, +beginning with architecture, the peculiar end of which is +to elucidate the objectification of will at the lowest grades +of its visibility, in which it shows itself as the dumb +unconscious tendency of the mass in accordance with +laws, and yet already reveals a breach of the unity of +will with itself in a conflict between gravity and rigidity—and +ending with the consideration of tragedy, which +presents to us at the highest grades of the objectification +of will this very conflict with itself in terrible magnitude +and distinctness; we find that there is still another +fine art which has been excluded from our consideration, +and had to be excluded, for in the systematic connection +of our exposition there was no fitting place for it—I +mean <emph>music</emph>. It stands alone, quite cut off from all the +other arts. In it we do not recognise the copy or +repetition of any Idea of existence in the world. Yet it +is such a great and exceedingly noble art, its effect on +the inmost nature of man is so powerful, and it is so +entirely and deeply understood by him in his inmost +consciousness as a perfectly universal language, the +distinctness of which surpasses even that of the perceptible +world itself, that we certainly have more to +<pb n='331'/><anchor id='Pg331'/> +look for in it than an <foreign lang='la' rend='italic'>exercitum arithmeticæ occultum +nescientis se numerare animi</foreign>,<note place='foot'>Leibnitii epistolæ, collectio Kortholti, ep. 154.</note> which Leibnitz called +it. Yet he was perfectly right, as he considered +only its immediate external significance, its form. But +if it were nothing more, the satisfaction which it +affords would be like that which we feel when +a sum in arithmetic comes out right, and could not +be that intense pleasure with which we see the deepest +recesses of our nature find utterance. From our standpoint, +therefore, at which the æsthetic effect is the +criterion, we must attribute to music a far more serious +and deep significance, connected with the inmost nature +of the world and our own self, and in reference to which +the arithmetical proportions, to which it may be reduced, +are related, not as the thing signified, but merely as the +sign. That in some sense music must be related to the +world as the representation to the thing represented, as +the copy to the original, we may conclude from the +analogy of the other arts, all of which possess this +character, and affect us on the whole in the same way +as it does, only that the effect of music is stronger, +quicker, more necessary and infallible. Further, its +representative relation to the world must be very deep, +absolutely true, and strikingly accurate, because it is +instantly understood by every one, and has the appearance +of a certain infallibility, because its form may be +reduced to perfectly definite rules expressed in numbers, +from which it cannot free itself without entirely ceasing +to be music. Yet the point of comparison between +music and the world, the respect in which it stands to +the world in the relation of a copy or repetition, is very +obscure. Men have practised music in all ages without +being able to account for this; content to understand it +directly, they renounce all claim to an abstract conception +of this direct understanding itself. +</p> + +<p> +I gave my mind entirely up to the impression of music +<pb n='332'/><anchor id='Pg332'/> +in all its forms, and then returned to reflection and the +system of thought expressed in the present work, and +thus I arrived at an explanation of the inner nature of +music and of the nature of its imitative relation to the +world—which from analogy had necessarily to be presupposed—an +explanation which is quite sufficient for +myself, and satisfactory to my investigation, and which +will doubtless be equally evident to any one who has +followed me thus far and has agreed with my view of +the world. Yet I recognise the fact that it is essentially +impossible to prove this explanation, for it assumes and +establishes a relation of music, as idea, to that which +from its nature can never be idea, and music will have +to be regarded as the copy of an original which can +never itself be directly presented as idea. I can therefore +do no more than state here, at the conclusion of this +third book, which has been principally devoted to the +consideration of the arts, the explanation of the marvellous +art of music which satisfies myself, and I must leave the +acceptance or denial of my view to the effect produced upon +each of my readers both by music itself and by the whole +system of thought communicated in this work. Moreover, +I regard it as necessary, in order to be able to assent +with full conviction to the exposition of the significance +of music I am about to give, that one should often listen +to music with constant reflection upon my theory concerning +it, and for this again it is necessary to be very +familiar with the whole of my system of thought. +</p> + +<p> +The (Platonic) Ideas are the adequate objectification of +will. To excite or suggest the knowledge of these by +means of the representation of particular things (for +works of art themselves are always representations of +particular things) is the end of all the other arts, which +can only be attained by a corresponding change in the +knowing subject. Thus all these arts objectify the will +indirectly only by means of the Ideas; and since our +world is nothing but the manifestation of the Ideas in +<pb n='333'/><anchor id='Pg333'/> +multiplicity, though their entrance into the <foreign lang='la' rend='italic'>principium +individuationis</foreign> (the form of the knowledge possible for +the individual as such), music also, since it passes over +the Ideas, is entirely independent of the phenomenal +world, ignores it altogether, could to a certain extent exist +if there was no world at all, which cannot be said of the +other arts. Music is as <emph>direct</emph> an objectification and copy of +the whole <emph>will</emph> as the world itself, nay, even as the Ideas, +whose multiplied manifestation constitutes the world of +individual things. Music is thus by no means like the +other arts, the copy of the Ideas, but the <emph>copy of the will +itself</emph>, whose objectivity the Ideas are. This is why the +effect of music is so much more powerful and penetrating +than that of the other arts, for they speak only of shadows, +but it speaks of the thing itself. Since, however, it is the +same will which objectifies itself both in the Ideas and in +music, though in quite different ways, there must be, not +indeed a direct likeness, but yet a parallel, an analogy, +between music and the Ideas whose manifestation in +multiplicity and incompleteness is the visible world. The +establishing of this analogy will facilitate, as an illustration, +the understanding of this exposition, which is so +difficult on account of the obscurity of the subject. +</p> + +<p> +I recognise in the deepest tones of harmony, in the +bass, the lowest grades of the objectification of will, +unorganised nature, the mass of the planet. It is well +known that all the high notes which are easily sounded, +and die away more quickly, are produced by the vibration +in their vicinity of the deep bass-notes. When, also, the +low notes sound, the high notes always sound faintly, +and it is a law of harmony that only those high notes +may accompany a bass-note which actually already +sound along with it of themselves (its <foreign lang='fr' rend='italic'>sons harmoniques</foreign>) +on account of its vibration. This is analogous to the fact +that the whole of the bodies and organisations of nature +must be regarded as having come into existence through +gradual development out of the mass of the planet; this +<pb n='334'/><anchor id='Pg334'/> +is both their supporter and their source, and the same +relation subsists between the high notes and the bass. +There is a limit of depth, below which no sound is +audible. This corresponds to the fact that no matter +can be perceived without form and quality, <hi rend='italic'>i.e.</hi>, without +the manifestation of a force which cannot be further explained, +in which an Idea expresses itself, and, more +generally, that no matter can be entirely without will. +Thus, as a certain pitch is inseparable from the note as +such, so a certain grade of the manifestation of will is +inseparable from matter. Bass is thus, for us, in harmony +what unorganised nature, the crudest mass, upon +which all rests, and from which everything originates and +develops, is in the world. Now, further, in the whole of +the complemental parts which make up the harmony between +the bass and the leading voice singing the melody, +I recognise the whole gradation of the Ideas in which the +will objectifies itself. Those nearer to the bass are the +lower of these grades, the still unorganised, but yet manifold +phenomenal things; the higher represent to me the +world of plants and beasts. The definite intervals of the +scale are parallel to the definite grades of the objectification +of will, the definite species in nature. The departure +from the arithmetical correctness of the intervals, +through some temperament, or produced by the key +selected, is analogous to the departure of the individual +from the type of the species. Indeed, even the impure +discords, which give no definite interval, may be compared +to the monstrous abortions produced by beasts of +two species, or by man and beast. But to all these bass +and complemental parts which make up the <emph>harmony</emph> +there is wanting that connected progress which belongs +only to the high voice singing the melody, and it alone +moves quickly and lightly in modulations and runs, while +all these others have only a slower movement without a +connection in each part for itself. The deep bass moves +most slowly, the representative of the crudest mass. Its +<pb n='335'/><anchor id='Pg335'/> +rising and falling occurs only by large intervals, in thirds, +fourths, fifths, never by <emph>one</emph> tone, unless it is a base inverted +by double counterpoint. This slow movement is +also physically essential to it; a quick run or shake in +the low notes cannot even be imagined. The higher +complemental parts, which are parallel to animal life, +move more quickly, but yet without melodious connection +and significant progress. The disconnected course of +all the complemental parts, and their regulation by +definite laws, is analogous to the fact that in the whole +irrational world, from the crystal to the most perfect +animal, no being has a connected consciousness of its own +which would make its life into a significant whole, and +none experiences a succession of mental developments, +none perfects itself by culture, but everything exists +always in the same way according to its kind, determined +by fixed law. Lastly, in the <emph>melody</emph>, in the high, singing, +principal voice leading the whole and progressing with +unrestrained freedom, in the unbroken significant connection +of <emph>one</emph> thought from beginning to end representing a +whole, I recognise the highest grade of the objectification +of will, the intellectual life and effort of man. As he +alone, because endowed with reason, constantly looks +before and after on the path of his actual life and its +innumerable possibilities, and so achieves a course of life +which is intellectual, and therefore connected as a whole; +corresponding to this, I say, the <emph>melody</emph> has significant +intentional connection from beginning to end. It records, +therefore, the history of the intellectually enlightened +will. This will expresses itself in the actual world as +the series of its deeds; but melody says more, it records +the most secret history of this intellectually-enlightened +will, pictures every excitement, every effort, every movement +of it, all that which the reason collects under the +wide and negative concept of feeling, and which it +cannot apprehend further through its abstract concepts. +Therefore it has always been said that music +<pb n='336'/><anchor id='Pg336'/> +is the language of feeling and of passion, as words are +the language of reason. Plato explains it as ἡ των +μελων κινησις μεμιμημενη, εν τοις παθημασιν ὁταν ψυχη +γινηται (<foreign lang='la' rend='italic'>melodiarum motus, animi affectus imitans</foreign>), De +Leg. vii.; and also Aristotle says: δια τι οἱ ρυθμοι και τα +μελη, φωνη ουσα, ηθεσιν εοικε (<foreign lang='la' rend='italic'>cur numeri musici et modi, +qui voces sunt, moribus similes sese exhibent?</foreign>): Probl. c. 19. +</p> + +<p> +Now the nature of man consists in this, that his will +strives, is satisfied and strives anew, and so on for ever. +Indeed, his happiness and well-being consist simply in +the quick transition from wish to satisfaction, and from +satisfaction to a new wish. For the absence of satisfaction +is suffering, the empty longing for a new wish, +languor, <emph>ennui</emph>. And corresponding to this the nature +of melody is a constant digression and deviation from +the key-note in a thousand ways, not only to the harmonious +intervals to the third and dominant, but to +every tone, to the dissonant sevenths and to the superfluous +degrees; yet there always follows a constant +return to the key-note. In all these deviations melody +expresses the multifarious efforts of will, but always its +satisfaction also by the final return to an harmonious +interval, and still more, to the key-note. The composition +of melody, the disclosure in it of all the deepest +secrets of human willing and feeling, is the work of +genius, whose action, which is more apparent here than +anywhere else, lies far from all reflection and conscious +intention, and may be called an inspiration. The conception +is here, as everywhere in art, unfruitful. The +composer reveals the inner nature of the world, and +expresses the deepest wisdom in a language which his +reason does not understand; as a person under the +influence of mesmerism tells things of which he has no +conception when he awakes. Therefore in the composer, +more than in any other artist, the man is entirely separated +and distinct from the artist. Even in the explanation +of this wonderful art, the concept shows its poverty +<pb n='337'/><anchor id='Pg337'/> +and limitation. I shall try, however, to complete our +analogy. As quick transition from wish to satisfaction, +and from satisfaction to a new wish, is happiness and +well-being, so quick melodies without great deviations +are cheerful; slow melodies, striking painful discords, +and only winding back through many bars to the keynote +are, as analogous to the delayed and hardly won +satisfaction, sad. The delay of the new excitement of +will, languor, could have no other expression than the +sustained keynote, the effect of which would soon be +unbearable; very monotonous and unmeaning melodies +approach this effect. The short intelligible subjects of +quick dance-music seem to speak only of easily attained +common pleasure. On the other hand, the <foreign lang='it' rend='italic'>Allegro maestoso</foreign>, +in elaborate movements, long passages, and wide +deviations, signifies a greater, nobler effort towards a +more distant end, and its final attainment. The <foreign lang='it' rend='italic'>Adagio</foreign> +speaks of the pain of a great and noble effort which +despises all trifling happiness. But how wonderful is +the effect of the <emph>minor</emph> and <emph>major</emph>! How astounding +that the change of half a tone, the entrance of a minor +third instead of a major, at once and inevitably forces +upon us an anxious painful feeling, from which again we +are just as instantaneously delivered by the major. The +<foreign lang='it' rend='italic'>Adagio</foreign> lengthens in the minor the expression of the +keenest pain, and becomes even a convulsive wail. +Dance-music in the minor seems to indicate the failure +of that trifling happiness which we ought rather to +despise, seems to speak of the attainment of a lower end +with toil and trouble. The inexhaustibleness of possible +melodies corresponds to the inexhaustibleness of Nature +in difference of individuals, physiognomies, and courses +of life. The transition from one key to an entirely +different one, since it altogether breaks the connection +with what went before, is like death, for the individual +ends in it; but the will which appeared in this individual +lives after him as before him, appearing in other +<pb n='338'/><anchor id='Pg338'/> +individuals, whose consciousness, however, has no connection +with his. +</p> + +<p> +But it must never be forgotten, in the investigation of +all these analogies I have pointed out, that music has no +direct, but merely an indirect relation to them, for it +never expresses the phenomenon, but only the inner +nature, the in-itself of all phenomena, the will itself. +It does not therefore express this or that particular and +definite joy, this or that sorrow, or pain, or horror, or +delight, or merriment, or peace of mind; but joy, sorrow, +pain, horror, delight, merriment, peace of mind +<emph>themselves</emph>, to a certain extent in the abstract, their +essential nature, without accessories, and therefore without +their motives. Yet we completely understand them +in this extracted quintessence. Hence it arises that our +imagination is so easily excited by music, and now seeks +to give form to that invisible yet actively moved spirit-world +which speaks to us directly, and clothe it with +flesh and blood, <hi rend='italic'>i.e.</hi>, to embody it in an analogous +example. This is the origin of the song with words, +and finally of the opera, the text of which should therefore +never forsake that subordinate position in order to +make itself the chief thing and the music a mere means +of expressing it, which is a great misconception and a +piece of utter perversity; for music always expresses +only the quintessence of life and its events, never these +themselves, and therefore their differences do not always +affect it. It is precisely this universality, which belongs +exclusively to it, together with the greatest determinateness, +that gives music the high worth which it has as the +panacea for all our woes. Thus, if music is too closely +united to the words, and tries to form itself according to +the events, it is striving to speak a language which is +not its own. No one has kept so free from this mistake +as Rossini; therefore his music speaks <emph>its own language</emph> +so distinctly and purely that it requires no words, and +produces its full effect when rendered by instruments alone. +</p> + +<pb n='339'/><anchor id='Pg339'/> + +<p> +According to all this, we may regard the phenomenal +world, or nature, and music as two different expressions +of the same thing, which is therefore itself the only +medium of their analogy, so that a knowledge of it is +demanded in order to understand that analogy. Music, +therefore, if regarded as an expression of the world, is in +the highest degree a universal language, which is related +indeed to the universality of concepts, much as they are +related to the particular things. Its universality, however, +is by no means that empty universality of abstraction, +but quite of a different kind, and is united with +thorough and distinct definiteness. In this respect it +resembles geometrical figures and numbers, which are the +universal forms of all possible objects of experience and +applicable to them all <foreign lang='la' rend='italic'>a priori</foreign>, and yet are not abstract +but perceptible and thoroughly determined. All possible +efforts, excitements, and manifestations of will, all that +goes on in the heart of man and that reason includes in +the wide, negative concept of feeling, may be expressed +by the infinite number of possible melodies, but always +in the universal, in the mere form, without the material, +always according to the thing-in-itself, not the phenomenon, +the inmost soul, as it were, of the phenomenon, +without the body. This deep relation which music has to +the true nature of all things also explains the fact that +suitable music played to any scene, action, event, or surrounding +seems to disclose to us its most secret meaning, +and appears as the most accurate and distinct commentary +upon it. This is so truly the case, that whoever +gives himself up entirely to the impression of a symphony, +seems to see all the possible events of life and the world +take place in himself, yet if he reflects, he can find no +likeness between the music and the things that passed +before his mind. For, as we have said, music is distinguished +from all the other arts by the fact that it is +not a copy of the phenomenon, or, more accurately, the +adequate objectivity of will, but is the direct copy of the +<pb n='340'/><anchor id='Pg340'/> +will itself, and therefore exhibits itself as the metaphysical +to everything physical in the world, and as the +thing-in-itself to every phenomenon. We might, therefore, +just as well call the world embodied music as +embodied will; and this is the reason why music makes +every picture, and indeed every scene of real life and of +the world, at once appear with higher significance, certainly +all the more in proportion as its melody is +analogous to the inner spirit of the given phenomenon. +It rests upon this that we are able to set a poem to +music as a song, or a perceptible representation as a pantomime, +or both as an opera. Such particular pictures of +human life, set to the universal language of music, are never +bound to it or correspond to it with stringent necessity; but +they stand to it only in the relation of an example chosen +at will to a general concept. In the determinateness +of the real, they represent that which music expresses in +the universality of mere form. For melodies are to a +certain extent, like general concepts, an abstraction from +the actual. This actual world, then, the world of particular +things, affords the object of perception, the special +and individual, the particular case, both to the universality +of the concepts and to the universality of the melodies. +But these two universalities are in a certain respect +opposed to each other; for the concepts contain particulars +only as the first forms abstracted from perception, as it +were, the separated shell of things; thus they are, strictly +speaking, <foreign lang='la' rend='italic'>abstracta</foreign>; music, on the other hand, gives the +inmost kernel which precedes all forms, or the heart of +things. This relation may be very well expressed in the +language of the schoolmen by saying the concepts are +the <foreign lang='la' rend='italic'>universalia post rem</foreign>, but music gives the <foreign lang='la' rend='italic'>universalia +ante rem</foreign>, and the real world the <foreign lang='la' rend='italic'>universalia in re</foreign>. To the +universal significance of a melody to which a poem has +been set, it is quite possible to set other equally arbitrarily +selected examples of the universal expressed in this poem +corresponding to the significance of the melody in the +<pb n='341'/><anchor id='Pg341'/> +same degree. This is why the same composition is suitable +to many verses; and this is also what makes the +<emph>vaudeville</emph> possible. But that in general a relation is +possible between a composition and a perceptible representation +rests, as we have said, upon the fact that both +are simply different expressions of the same inner being +of the world. When now, in the particular case, such a +relation is actually given, that is to say, when the composer +has been able to express in the universal language +of music the emotions of will which constitute the heart +of an event, then the melody of the song, the music of +the opera, is expressive. But the analogy discovered by +the composer between the two must have proceeded from +the direct knowledge of the nature of the world unknown +to his reason, and must not be an imitation produced +with conscious intention by means of conceptions, otherwise +the music does not express the inner nature of the +will itself, but merely gives an inadequate imitation of +its phenomenon. All specially imitative music does this; +for example, <q>The Seasons,</q> by Haydn; also many passages +of his <q>Creation,</q> in which phenomena of the external +world are directly imitated; also all battle-pieces. +Such music is entirely to be rejected. +</p> + +<p> +The unutterable depth of all music by virtue of which +it floats through our consciousness as the vision of a +paradise firmly believed in yet ever distant from us, and +by which also it is so fully understood and yet so inexplicable, +rests on the fact that it restores to us all the +emotions of our inmost nature, but entirely without +reality and far removed from their pain. So also the +seriousness which is essential to it, which excludes the +absurd from its direct and peculiar province, is to be +explained by the fact that its object is not the idea, with +reference to which alone deception and absurdity are +possible; but its object is directly the will, and this is +essentially the most serious of all things, for it is that on +which all depends. How rich in content and full of +<pb n='342'/><anchor id='Pg342'/> +significance the language of music is, we see from the +repetitions, as well as the <foreign lang='it' rend='italic'>Da capo</foreign>, the like of which +would be unbearable in works composed in a language +of words, but in music are very appropriate and beneficial, +for, in order to comprehend it fully, we must hear it +twice. +</p> + +<p> +In the whole of this exposition of music I have been +trying to bring out clearly that it expresses in a perfectly +universal language, in a homogeneous material, mere tones, +and with the greatest determinateness and truth, the inner +nature, the in-itself of the world, which we think under +the concept of will, because will is its most distinct +manifestation. Further, according to my view and contention, +philosophy is nothing but a complete and accurate +repetition or expression of the nature of the world in +very general concepts, for only in such is it possible to +get a view of that whole nature which will everywhere +be adequate and applicable. Thus, whoever has followed +me and entered into my mode of thought, will not think +it so very paradoxical if I say, that supposing it were +possible to give a perfectly accurate, complete explanation +of music, extending even to particulars, that is to +say, a detailed repetition in concepts of what it expresses, +this would also be a sufficient repetition and explanation +of the world in concepts, or at least entirely parallel to +such an explanation, and thus it would be the true +philosophy. Consequently the saying of Leibnitz quoted +above, which is quite accurate from a lower standpoint, +may be parodied in the following way to suit our higher +view of music: <foreign lang='la' rend='italic'>Musica est exercitium metaphysices occultum +nescientis se philosophari animi</foreign>; for <foreign lang='la' rend='italic'>scire</foreign>, to know, +always means to have fixed in abstract concepts. But +further, on account of the truth of the saying of Leibnitz, +which is confirmed in various ways, music, regarded apart +from its æsthetic or inner significance, and looked at +merely externally and purely empirically, is simply the +means of comprehending directly and in the concrete +<pb n='343'/><anchor id='Pg343'/> +large numbers and complex relations of numbers, which +otherwise we could only know indirectly by fixing them +in concepts. Therefore by the union of these two very +different but correct views of music we may arrive at a +conception of the possibility of a philosophy of number, +such as that of Pythagoras and of the Chinese in Y-King, +and then interpret in this sense the saying of the Pythagoreans +which Sextus Empiricus quotes (adv. Math., L. +vii.): τῳ αριθμῳ δε τα παντ᾽ επεοικεν (<foreign lang='la' rend='italic'>numero cuncta +assimilantur</foreign>). And if, finally, we apply this view to the +interpretation of harmony and melody given above, we +shall find that a mere moral philosophy without an +explanation of Nature, such as Socrates wanted to introduce, +is precisely analogous to a mere melody without +harmony, which Rousseau exclusively desired; and, in +opposition to this mere physics and metaphysics without +ethics, will correspond to mere harmony without melody. +Allow me to add to these cursory observations a few more +remarks concerning the analogy of music with the phenomenal +world. We found in the second book that the +highest grade of the objectification of will, man, could not +appear alone and isolated, but presupposed the grades +below him, as these again presupposed the grades lower +still. In the same way music, which directly objectifies +the will, just as the world does, is complete only in full +harmony. In order to achieve its full effect, the high +leading voice of the melody requires the accompaniment +of all the other voices, even to the lowest bass, which is +to be regarded as the origin of all. The melody itself +enters as an integral part into the harmony, as the harmony +enters into it, and only thus, in the full harmonious +whole, music expresses what it aims at expressing. Thus +also the one will outside of time finds its full objectification +only in the complete union of all the steps which +reveal its nature in the innumerable ascending grades of +distinctness. The following analogy is also very remarkable. +We have seen in the preceding book that notwithstanding +<pb n='344'/><anchor id='Pg344'/> +the self-adaptation of all the phenomena of +will to each other as regards their species, which constitutes +their teleological aspect, there yet remains an +unceasing conflict between those phenomena as individuals, +which is visible at every grade, and makes the +world a constant battle-field of all those manifestations +of one and the same will, whose inner contradiction with +itself becomes visible through it. In music also there +is something corresponding to this. A complete, pure, +harmonious system of tones is not only physically but +arithmetically impossible. The numbers themselves by +which the tones are expressed have inextricable irrationality. +There is no scale in which, when it is counted, +every fifth will be related to the keynote as 2 to 3, +every major third as 4 to 5, every minor third as 5 to 6, +and so on. For if they are correctly related to the keynote, +they can no longer be so to each other; because, +for example, the fifth must be the minor third to the +third, &c. For the notes of the scale may be compared +to actors who must play now one part, now another. +Therefore a perfectly accurate system of music cannot +even be thought, far less worked out; and on this +account all possible music deviates from perfect purity; +it can only conceal the discords essential to it by dividing +them among all the notes, <hi rend='italic'>i.e.</hi>, by temperament. On this +see Chladni's <q>Akustik,</q> § 30, and his <q>Kurze Uebersicht +der Schall- und Klanglehre.</q><note place='foot'>Cf. Ch. xxxix. of Supplement.</note> +</p> + +<p> +I might still have something to say about the way in +which music is perceived, namely, in and through time +alone, with absolute exclusion of space, and also apart +from the influence of the knowledge of causality, thus +without understanding; for the tones make the æsthetic +impression as effect, and without obliging us to go back +to their causes, as in the case of perception. I do not +wish, however, to lengthen this discussion, as I have perhaps +already gone too much into detail with regard to +<pb n='345'/><anchor id='Pg345'/> +some things in this Third Book, or have dwelt too much +on particulars. But my aim made it necessary, and it +will be the less disapproved if the importance and high +worth of art, which is seldom sufficiently recognised, be +kept in mind. For if, according to our view, the whole +visible world is just the objectification, the mirror, of the +will, conducting it to knowledge of itself, and, indeed, as +we shall soon see, to the possibility of its deliverance; +and if, at the same time, the world as idea, if we regard +it in isolation, and, freeing ourselves from all volition, +allow it alone to take possession of our consciousness, is +the most joy-giving and the only innocent side of life; we +must regard art as the higher ascent, the more complete +development of all this, for it achieves essentially just +what is achieved by the visible world itself, only with +greater concentration, more perfectly, with intention and +intelligence, and therefore may be called, in the full +significance of the word, the flower of life. If the whole +world as idea is only the visibility of will, the work of +art is to render this visibility more distinct. It is the +<foreign lang='la' rend='italic'>camera obscura</foreign> which shows the objects more purely, and +enables us to survey them and comprehend them better. +It is the play within the play, the stage upon the stage +in <q>Hamlet.</q> +</p> + +<p> +The pleasure we receive from all beauty, the consolation +which art affords, the enthusiasm of the artist, which +enables him to forget the cares of life,—the latter an +advantage of the man of genius over other men, which +alone repays him for the suffering that increases in proportion +to the clearness of consciousness, and for the +desert loneliness among men of a different race,—all this +rests on the fact that the in-itself of life, the will, existence +itself, is, as we shall see farther on, a constant +sorrow, partly miserable, partly terrible; while, on the +contrary, as idea alone, purely contemplated, or copied +by art, free from pain, it presents to us a drama full of +significance. This purely knowable side of the world, +<pb n='346'/><anchor id='Pg346'/> +and the copy of it in any art, is the element of the +artist. He is chained to the contemplation of the play, +the objectification of will; he remains beside it, does +not get tired of contemplating it and representing it in +copies; and meanwhile he bears himself the cost of the +production of that play, <hi rend='italic'>i.e.</hi>, he himself is the will which +objectifies itself, and remains in constant suffering. That +pure, true, and deep knowledge of the inner nature of +the world becomes now for him an end in itself: he stops +there. Therefore it does not become to him a quieter of +the will, as, we shall see in the next book, it does in the +case of the saint who has attained to resignation; it does +not deliver him for ever from life, but only at moments, +and is therefore not for him a path out of life, but only +an occasional consolation in it, till his power, increased +by this contemplation and at last tired of the play, lays +hold on the real. The St. Cecilia of Raphael may be +regarded as a representation of this transition. To the +real, then, we now turn in the following book. +</p> + +</div> + +</div> + +<pb n='347'/><anchor id='Pg347'/> + +<div rend='page-break-before: always'> +<index index='toc'/> +<index index='pdf'/> +<head>Fourth Book. The World As Will.</head> + +<div> +<index index='toc'/> +<index index='pdf'/> +<head>Second Aspect. The Assertion And Denial Of The Will To Live, When +Self-Consciousness Has Been Attained.</head> + +<quote rend='display'> +<lg> +<l>Tempore quo cognitio simul advenit, amor e medio supersurrexit.—<hi rend='italic'>Oupnek'hat,</hi></l> +<l><hi rend='italic'>Studio Anquetil Duperron</hi>, vol. ii. p. 216.</l> +</lg> +</quote> + +<pb n='349'/><anchor id='Pg349'/> + +<p> +§ 53. The last part of our work presents itself as the +most serious, for it relates to the action of men, the +matter which concerns every one directly and can be +foreign or indifferent to none. It is indeed so characteristic +of the nature of man to relate everything else to +action, that in every systematic investigation he will +always treat the part that has to do with action as the +result or outcome of the whole work, so far, at least, as +it interests him, and will therefore give his most serious +attention to this part, even if to no other. In this +respect the following part of our work would, in ordinary +language, be called practical philosophy, in opposition to +the theoretical, which has occupied us hitherto. But, in +my opinion, all philosophy is theoretical, because it is +essential to it that it should retain a purely contemplative +attitude, and should investigate, not prescribe. To +become, on the contrary, practical, to guide conduct, to +transform character, are old claims, which with fuller +insight it ought finally to give up. For here, where the +worth or worthlessness of an existence, where salvation +or damnation are in question, the dead conceptions of +philosophy do not decide the matter, but the inmost +nature of man himself, the Dæmon that guides him and +that has not chosen him, but been chosen by him, as +Plato would say; his intelligible character, as Kant +expresses himself. Virtue cannot be taught any more +than genius; indeed, for it the concept is just as unfruitful +as it is in art, and in both cases can only be used as +<pb n='350'/><anchor id='Pg350'/> +an instrument. It would, therefore, be just as absurd to +expect that our moral systems and ethics will produce +virtuous, noble, and holy men, as that our æsthetics will +produce poets, painters, and musicians. +</p> + +<p> +Philosophy can never do more than interpret and +explain what is given. It can only bring to distinct +abstract knowledge of the reason the nature of the world +which in the concrete, that is, as feeling, expresses itself +comprehensibly to every one. This, however, it does in +every possible reference and from every point of view. +Now, as this attempt has been made from other points of +view in the three preceding books with the generality +that is proper to philosophy, in this book the action of +men will be considered in the same way; and this side +of the world might, indeed, be considered the most important +of all, not only subjectively, as I remarked above, +but also objectively. In considering it I shall faithfully +adhere to the method I have hitherto followed, and shall +support myself by presupposing all that has already been +advanced. There is, indeed, just one thought which forms +the content of this whole work. I have endeavoured to +work it out in all other spheres, and I shall now do so +with regard to human action. I shall then have done +all that is in my power to communicate it as fully as +possible. +</p> + +<p> +The given point of view, and the method of treatment +announced, are themselves sufficient to indicate that in +this ethical book no precepts, no doctrine of duty must +be looked for; still less will a general moral principle +be given, an universal receipt, as it were, for the production +of all the virtues. Neither shall we talk of an +<q><emph>absolute ought</emph>,</q> for this contains a contradiction, as is +explained in the Appendix; nor yet of a <q><emph>law of freedom</emph>,</q> +which is in the same position. In general, we shall not +speak at all of <q>ought,</q> for this is how one speaks to +children and to nations still in their childhood, but not +to those who have appropriated all the culture of a full-grown +<pb n='351'/><anchor id='Pg351'/> +age. It is a palpable contradiction to call the +will free, and yet to prescribe laws for it according to +which it ought to will. <q>Ought to will!</q>—wooden iron! +But it follows from the point of view of our system that +the will is not only free, but almighty. From it proceeds +not only its action, but also its world; and as the will +is, so does its action and its world become. Both are +the self-knowledge of the will and nothing more. The +will determines itself, and at the same time both its +action and its world; for besides it there is nothing, and +these are the will itself. Only thus is the will truly +autonomous, and from every other point of view it is +heteronomous. Our philosophical endeavours can only +extend to exhibiting and explaining the action of men +in its inner nature and content, the various and even +opposite maxims, whose living expression it is. This we +shall do in connection with the preceding portion of our +work, and in precisely the same way as we have hitherto +explained the other phenomena of the world, and have +sought to bring their inmost nature to distinct abstract +knowledge. Our philosophy will maintain the same +<emph>immanency</emph> in the case of action, as in all that we have +hitherto considered. Notwithstanding Kant's great doctrine, +it will not attempt to use the forms of the phenomenon, +the universal expression of which is the principle +of sufficient reason, as a leaping-pole to jump over the +phenomenon itself, which alone gives meaning to these +forms, and land in the boundless sphere of empty fictions. +But this actual world of experience, in which we are, and +which is in us, remains both the material and the limits +of our consideration: a world which is so rich in content +that even the most searching investigation of which the +human mind is capable could not exhaust it. Since then +the real world of experience will never fail to afford +material and reality to our ethical investigations, any more +than to those we have already conducted, nothing will be +less needful than to take refuge in negative conceptions +<pb n='352'/><anchor id='Pg352'/> +void of content, and then somehow or other make even +ourselves believe that we are saying something when we +speak with lifted eyebrows of <q>absolutes,</q> <q>infinites,</q> +<q>supersensibles,</q> and whatever other mere negations of +this sort there may be (ουδεν εστι, η το της στερησεως +ονομα, μετα αμυδρας επινοιας—<foreign lang='la' rend='italic'>nihil est, nisi negationis +nomen, cum obscura notione</foreign>.—Jul. or. 5), instead of which +it would be shorter to say at once cloud-cuckoo-town +(νεφελοκοκκυγια): we shall not require to serve up covered +empty dishes of this kind. Finally, we shall not in this +book, any more than in those which have preceded it, +narrate histories and give them out as philosophy. For +we are of opinion that whoever supposes that the inner +nature of the world can in any way, however plausibly +disguised, be <emph>historically</emph> comprehended, is infinitely far +from a philosophical knowledge of the world. Yet this is +what is supposed whenever a <q>becoming,</q> or a <q>having +become,</q> or an <q>about to become</q> enters into a theory of +the nature of the world, whenever an earlier or a later has +the least place in it; and in this way a beginning and an +end of the world, and the path it pursues between them, is, +either openly or disguisedly, both sought for and found, +and the individual who philosophises even recognises his +own position on that path. Such <emph>historical philosophising</emph> +in most cases produces a cosmogony which admits +of many varieties, or else a system of emanations, a doctrine +of successive disengagements from one being; or, +finally, driven in despair from fruitless efforts upon these +paths to the last path of all, it takes refuge in the converse +doctrine of a constant becoming, springing up, arising, +coming to light out of darkness, out of the hidden +ground source or groundlessness, or whatever other nonsense +of this sort there may be, which is most shortly +disposed of with the remark that at the present moment a +whole eternity, <hi rend='italic'>i.e.</hi>, an endless time, has already passed, so +that everything that can or ought to become must have +already done so. For all such historical philosophy, whatever +<pb n='353'/><anchor id='Pg353'/> +airs it may give itself, regards <emph>time</emph> just as if Kant +had never lived, as a quality of the thing-in-itself, and thus +stops at that which Kant calls the phenomenon in opposition +to the thing-in-itself; which Plato calls the becoming +and never being, in opposition to the being and never +becoming; and which, finally, is called in the Indian +philosophy the web of Mâya. It is just the knowledge +which belongs to the principle of sufficient reason, with +which no one can penetrate to the inner nature of +things, but endlessly pursues phenomena, moving without +end or aim, like a squirrel in its wheel, till, tired out +at last, he stops at some point or other arbitrarily +chosen, and now desires to extort respect for it from +others also. The genuine philosophical consideration +of the world, <hi rend='italic'>i.e.</hi>, the consideration that affords us a +knowledge of its inner nature, and so leads us beyond +the phenomenon, is precisely that method which does +not concern itself with the whence, the whither, and +the why of the world, but always and everywhere +demands only the what; the method which considers +things not according to any relation, not as becoming +and passing away, in short, not according to one of the +four forms of the principle of sufficient reason; but, on +the contrary, just that which remains when all that +belongs to the form of knowledge proper to that principle +has been abstracted, the inner nature of the world, +which always appears unchanged in all the relations, +but is itself never subject to them, and has the Ideas of +the world as its object or material. From such knowledge +as this proceeds philosophy, like art, and also, as we +shall see in this book, that disposition of mind which +alone leads to true holiness and to deliverance from the +world. +</p> + +<p> +§ 54. The first three books will, it is hoped, have +conveyed the distinct and certain knowledge that the +world as idea is the complete mirror of the will, in +which it knows itself in ascending grades of distinctness +<pb n='354'/><anchor id='Pg354'/> +and completeness, the highest of which is man, whose +nature, however, receives its complete expression only +through the whole connected series of his actions. The +self-conscious connection of these actions is made possible +by reason, which enables a man constantly to survey +the whole in the abstract. +</p> + +<p> +The will, which, considered purely in itself, is without +knowledge, and is merely a blind incessant impulse, as +we see it appear in unorganised and vegetable nature +and their laws, and also in the vegetative part of our +own life, receives through the addition of the world as +idea, which is developed in subjection to it, the knowledge +of its own willing and of what it is that it wills. +And this is nothing else than the world as idea, life, +precisely as it exists. Therefore we called the phenomenal +world the mirror of the will, its objectivity. +And since what the will wills is always life, just because +life is nothing but the representation of that willing +for the idea, it is all one and a mere pleonism if, +instead of simply saying <q>the will,</q> we say <q>the will to +live.</q> +</p> + +<p> +Will is the thing-in-itself, the inner content, the +essence of the world. Life, the visible world, the +phenomenon, is only the mirror of the will. Therefore +life accompanies the will as inseparably as the shadow +accompanies the body; and if will exists, so will life, the +world, exist. Life is, therefore, assured to the will to +live; and so long as we are filled with the will to live we +need have no fear for our existence, even in the presence +of death. It is true we see the individual come into +being and pass away; but the individual is only phenomenal, +exists only for the knowledge which is bound to +the principle of sufficient reason, to the <foreign lang='la' rend='italic'>principio individuationis</foreign>. +Certainly, for this kind of knowledge, the +individual receives his life as a gift, rises out of nothing, +then suffers the loss of this gift through death, and +returns again to nothing. But we desire to consider life +<pb n='355'/><anchor id='Pg355'/> +philosophically, <hi rend='italic'>i.e.</hi>, according to its Ideas, and in this +sphere we shall find that neither the will, the thing-in-itself +in all phenomena, nor the subject of knowing, +that which perceives all phenomena, is affected at all by +birth or by death. Birth and death belong merely to the +phenomenon of will, thus to life; and it is essential to +this to exhibit itself in individuals which come into being +and pass away, as fleeting phenomena appearing in the +form of time—phenomena of that which in itself knows +no time, but must exhibit itself precisely in the way we +have said, in order to objectify its peculiar nature. Birth +and death belong in like manner to life, and hold the +balance as reciprocal conditions of each other, or, if one +likes the expression, as poles of the whole phenomenon +of life. The wisest of all mythologies, the Indian, expresses +this by giving to the very god that symbolises +destruction, death (as Brahma, the most sinful and the +lowest god of the Trimurti, symbolises generation, coming +into being, and Vishnu maintaining or preserving), by +giving, I say, to Siva as an attribute not only the necklace +of skulls, but also the lingam, the symbol of generation, +which appears here as the counterpart of death, thus +signifying that generation and death are essentially correlatives, +which reciprocally neutralise and annul each +other. It was precisely the same sentiment that led the +Greeks and Romans to adorn their costly sarcophagi, just +as we see them now, with feasts, dances, marriages, the +chase, fights of wild beasts, bacchanalians, &c.; thus with +representations of the full ardour of life, which they place +before us not only in such revels and sports, but also in +sensual groups, and even go so far as to represent the +sexual intercourse of satyrs and goats. Clearly the aim +was to point in the most impressive manner away from +the death of the mourned individual to the immortal life +of nature, and thus to indicate, though without abstract +knowledge, that the whole of nature is the phenomenon +and also the fulfilment of the will to live. The form of +<pb n='356'/><anchor id='Pg356'/> +this phenomenon is time, space, and causality, and by +means of these individuation, which carries with it that +the individual must come into being and pass away. But +this no more affects the will to live, of whose manifestation +the individual is, as it were, only a particular example +or specimen, than the death of an individual injures +the whole of nature. For it is not the individual, but +only the species that Nature cares for, and for the preservation +of which she so earnestly strives, providing for it +with the utmost prodigality through the vast surplus of +the seed and the great strength of the fructifying impulse. +The individual, on the contrary, neither has nor +can have any value for Nature, for her kingdom is infinite +time and infinite space, and in these infinite multiplicity +of possible individuals. Therefore she is always +ready to let the individual fall, and hence it is not only +exposed to destruction in a thousand ways by the most +insignificant accident, but originally destined for it, and +conducted towards it by Nature herself from the moment +it has served its end of maintaining the species. Thus +Nature naïvely expresses the great truth that only the +Ideas, not the individuals, have, properly speaking, reality, +<hi rend='italic'>i.e.</hi>, are complete objectivity of the will. Now, since +man is Nature itself, and indeed Nature at the highest +grade of its self-consciousness, but Nature is only the +objectified will to live, the man who has comprehended +and retained this point of view may well console himself, +when contemplating his own death and that of his friends, +by turning his eyes to the immortal life of Nature, which +he himself is. This is the significance of Siva with the +lingam, and of those ancient sarcophagi with their pictures +of glowing life, which say to the mourning beholder, +<foreign lang='la' rend='italic'>Natura non contristatur</foreign>. +</p> + +<p> +That generation and death are to be regarded as something +belonging to life, and essential to this phenomenon +of the will, arises also from the fact that they both exhibit +themselves merely as higher powers of the expression +<pb n='357'/><anchor id='Pg357'/> +of that in which all the rest of life consists. This +is through and through nothing else than the constant +change of matter in the fixed permanence of form; and +this is what constitutes the transitoriness of the individual +and the permanence of the species. Constant nourishment +and renewal differ from generation only in degree, +and constant excretion differs only in degree from death. +The first shows itself most simply and distinctly in the +plant. The plant is throughout a constant recurrence of +the same impulse of its simplest fibre, which groups +itself into leaf and branch. It is a systematic aggregate +of similar plants supporting each other, whose constant +reproduction is its single impulse. It ascends to the full +satisfaction of this tendency through the grades of its +metamorphosis, finally to the blossom and fruit, that +compendium of its existence and effort in which it now +attains, by a short way, to that which is its single aim, +and at a stroke produces a thousand-fold what, up till +then, it effected only in the particular case—the repetition +of itself. Its earlier growth and development +stands in the same relation to its fruit as writing stands +to printing. With the animal it is clearly quite the +same. The process of nourishing is a constant reproduction; +the process of reproduction is a higher power +of nourishing. The pleasure which accompanies the act +of procreation is a higher power of the agreeableness of +the sense of life. On the other hand, excretion, the constant +exhalation and throwing off of matter, is the same +as that which, at a higher power, death, is the contrary +of generation. And if here we are always content to +retain the form without lamenting the discarded matter, +we ought to bear ourselves in the same way if in death +the same thing happens, in a higher degree and to the +whole, as takes place daily and hourly in a partial +manner in excretion: if we are indifferent to the one, +we ought not to shrink from the other. Therefore, from +this point of view, it appears just as perverse to desire +<pb n='358'/><anchor id='Pg358'/> +the continuance of an individuality which will be replaced +by other individuals as to desire the permanence +of matter which will be replaced by other matter. It +appears just as foolish to embalm the body as it would +be carefully to preserve its excrement. As to the individual +consciousness which is bound to the individual +body, it is absolutely interrupted every day by sleep. +Deep sleep is, while it lasts, in no way different from +death, into which, in fact, it often passes continuously, as +in the case of freezing to death. It differs only with +regard to the future, the awaking. Death is a sleep in +which individuality is forgotten; everything else wakes +again, or rather never slept.<note place='foot'>The following remark may assist +those for whom it is not too subtle +to understand clearly that the individual +is only the phenomenon, not +the thing in itself. Every individual +is, on the one hand, the +subject of knowing, <hi rend='italic'>i.e.</hi>, the complemental +condition of the possibility +of the whole objective world, and, +on the other hand, a particular +phenomenon of will, the same will +which objectifies itself in everything. +But this double nature of +our being does not rest upon a self-existing +unity, otherwise it would +be possible for us to be conscious of +ourselves <emph>in ourselves, and independent +of the objects of knowledge and +will</emph>. Now this is by no means +possible, for as soon as we turn into +ourselves to make the attempt, and +seek for once to know ourselves fully +by means of introspective reflection, +we are lost in a bottomless void; we +find ourselves like the hollow glass +globe, from out of which a voice +speaks whose cause is not to be +found in it, and whereas we desired +to comprehend ourselves, we find, +with a shudder, nothing but a +vanishing spectre.</note> +</p> + +<p> +Above all things, we must distinctly recognise that +the form of the phenomenon of will, the form of life or +reality, is really only the <emph>present</emph>, not the future nor the +past. The latter are only in the conception, exist only +in the connection of knowledge, so far as it follows the +principle of sufficient reason. No man has ever lived in +the past, and none will live in the future; the <emph>present</emph> +alone is the form of all life, and is its sure possession +which can never be taken from it. The present always +exists, together with its content. Both remain fixed +without wavering, like the rainbow on the waterfall. +For life is firm and certain in the will, and the present +is firm and certain in life. Certainly, if we reflect on +<pb n='359'/><anchor id='Pg359'/> +the thousands of years that are past, of the millions of +men who lived in them, we ask, What were they? +what has become of them? But, on the other hand, we +need only recall our own past life and renew its scenes +vividly in our imagination, and then ask again, What +was all this? what has become of it? As it is with it, +so is it with the life of those millions. Or should we +suppose that the past could receive a new existence because +it has been sealed by death? Our own past, the +most recent part of it, and even yesterday, is now no +more than an empty dream of the fancy, and such is the +past of all those millions. What was? What is? The +will, of which life is the mirror, and knowledge free from +will, which beholds it clearly in that mirror. Whoever +has not yet recognised this, or will not recognise it, must +add to the question asked above as to the fate of past +generations of men this question also: Why he, the +questioner, is so fortunate as to be conscious of this costly, +fleeting, and only real present, while those hundreds of +generations of men, even the heroes and philosophers of +those ages, have sunk into the night of the past, and +have thus become nothing; but he, his insignificant +ego, actually exists? or more shortly, though somewhat +strangely: Why this now, his now, <emph>is</emph> just now and <emph>was</emph> +not long ago? Since he asks such strange questions, he +regards his existence and his time as independent of each +other, and the former as projected into the latter. He +assumes indeed two nows—one which belongs to the +object, the other which belongs to the subject, and +marvels at the happy accident of their coincidence. But +in truth, only the point of contact of the object, the form +of which is time, with the subject, which has no mode of +the principle of sufficient reason as its form, constitutes +the present, as is shown in the essay on the principle of +sufficient reason. Now all object is the will so far as it +has become idea, and the subject is the necessary correlative +of the object. But real objects are only in the +<pb n='360'/><anchor id='Pg360'/> +present; the past and the future contain only conceptions +and fancies, therefore the present is the essential form +of the phenomenon of the will, and inseparable from it. +The present alone is that which always exists and remains +immovable. That which, empirically apprehended, +is the most transitory of all, presents itself to the metaphysical +vision, which sees beyond the forms of empirical +perception, as that which alone endures, the <foreign lang='la' rend='italic'>nunc stans</foreign> +of the schoolmen. The source and the supporter of +its content is the will to live or the thing-in-itself,—which +we are. That which constantly becomes and +passes away, in that it has either already been or is +still to be, belongs to the phenomenon as such on +account of its forms, which make coming into being +and passing away possible. Accordingly, we must +think:—<foreign lang='la' rend='italic'>Quid fuit?</foreign>—<foreign lang='la' rend='italic'>Quod est.</foreign> <foreign lang='la' rend='italic'>Quid erit?</foreign>—<foreign lang='la' rend='italic'>Quod fuit;</foreign> +and take it in the strict meaning of the words; thus +understand not <foreign lang='la' rend='italic'>simile</foreign> but <foreign lang='la' rend='italic'>idem</foreign>. For life is certain to +the will, and the present is certain to life. Thus it +is that every one can say, <q>I am once for all lord of +the present, and through all eternity it will accompany +me as my shadow: therefore I do not wonder where it +has come from, and how it happens that it is exactly +now.</q> We might compare time to a constantly revolving +sphere; the half that was always sinking would +be the past, that which was always rising would be the +future; but the indivisible point at the top, where the +tangent touches, would be the extensionless present. +As the tangent does not revolve with the sphere, neither +does the present, the point of contact of the object, the +form of which is time, with the subject, which has no +form, because it does not belong to the knowable, but +is the condition of all that is knowable. Or, time is +like an unceasing stream, and the present a rock on +which the stream breaks itself, but does not carry +away with it. The will, as thing-in-itself, is just as +little subordinate to the principle of sufficient reason +<pb n='361'/><anchor id='Pg361'/> +as the subject of knowledge, which, finally, in a certain +regard is the will itself or its expression. And as life, +its own phenomenon, is assured to the will, so is the +present, the single form of real life. Therefore we +have not to investigate the past before life, nor the +future after death: we have rather to know the <emph>present</emph>, +the one form in which the will manifests itself.<note place='foot'><q>Scholastici docuerunt, quod +æternitas non sit temporis sine fine +aut principio successio; sed <emph>Nunc +stans</emph>, <hi rend='italic'>i.e.</hi>, idem nobis <emph>Nunc esse</emph>, +quod erat <emph>Nunc Adamo</emph>, <hi rend='italic'>i.e.</hi>, inter +<emph>nunc</emph> et <emph>tunc</emph> nullam esse differentiam.</q>—Hobbes, +Leviathan, c. 46.</note> It +will not escape from the will, but neither will the will +escape from it. If, therefore, life as it is satisfies, +whoever affirms it in every way may regard it with +confidence as endless, and banish the fear of death as +an illusion that inspires him with the foolish dread that +he can ever be robbed of the present, and foreshadows +a time in which there is no present; an illusion with +regard to time analogous to the illusion with regard to +space through which every one imagines the position on +the globe he happens to occupy as above, and all other +places as below. In the same way every one links the +present to his own individuality, and imagines that all +present is extinguished with it; that then past and +future might be without a present. But as on the surface +of the globe every place is above, so the form of all +life is the <emph>present</emph>, and to fear death because it robs us of +the present, is just as foolish as to fear that we may slip +down from the round globe upon which we have now the +good fortune to occupy the upper surface. The present is +the form essential to the objectification of the will. It +cuts time, which extends infinitely in both directions, as +a mathematical point, and stands immovably fixed, like +an everlasting mid-day with no cool evening, as the +actual sun burns without intermission, while it only +seems to sink into the bosom of night. Therefore, if +a man fears death as his annihilation, it is just as if he +were to think that the sun cries out at evening, <q>Woe is +<pb n='362'/><anchor id='Pg362'/> +me! for I go down into eternal night.</q><note place='foot'>In Eckermann's <q>Conversations +of Goethe</q> (vol. i. p. 161), Goethe +says: <q>Our spirit is a being of a +nature quite indestructible, and its +activity continues from eternity to +eternity. It is like the sun, which +seems to set only to our earthly +eyes, but which, in reality, never +sets, but shines on unceasingly.</q> +Goethe has taken the simile from +me; not I from him. Without +doubt he used it in this conversation, +which was held in 1824, in +consequence of a (possibly unconscious) +reminiscence of the above +passage, for it occurs in the first +edition, p. 401, in exactly the same +words, and it is also repeated at +p. 528 of that edition, as at the +close of § 65 of the present work. +The first edition was sent to him in +December 1818, and in March 1819, +when I was at Naples, he sent me +his congratulations by letter, through +my sister, and enclosed a piece of +paper upon which he had noted the +places of certain passages which had +specially pleased him. Thus he had +read my book.</note> And conversely, +whoever is oppressed with the burden of life, whoever +desires life and affirms it, but abhors its torments, and +especially can no longer endure the hard lot that has +fallen to himself, such a man has no deliverance to hope +for from death, and cannot right himself by suicide. The +cool shades of Orcus allure him only with the false appearance +of a haven of rest. The earth rolls from day into +night, the individual dies, but the sun itself shines without +intermission, an eternal noon. Life is assured to the +will to live; the form of life is an endless present, no +matter how the individuals, the phenomena of the Idea, +arise and pass away in time, like fleeting dreams. Thus +even already suicide appears to us as a vain and therefore +a foolish action; when we have carried our investigation +further it will appear to us in a still less favourable light. +</p> + +<p> +Dogmas change and our knowledge is deceptive; but +Nature never errs, her procedure is sure, and she never +conceals it. Everything is entirely in Nature, and Nature +is entire in everything. She has her centre in every +brute. It has surely found its way into existence, and +it will surely find its way out of it. In the meantime it +lives, fearless and without care, in the presence of annihilation, +supported by the consciousness that it is Nature +herself, and imperishable as she is. Man alone carries +about with him, in abstract conceptions, the certainty of +his death; yet this can only trouble him very rarely, +<pb n='363'/><anchor id='Pg363'/> +when for a single moment some occasion calls it up to his +imagination. Against the mighty voice of Nature reflection +can do little. In man, as in the brute which does +not think, the certainty that springs from his inmost consciousness +that he himself is Nature, the world, predominates +as a lasting frame of mind; and on account of this +no man is observably disturbed by the thought of certain +and never-distant death, but lives as if he would live for +ever. Indeed this is carried so far that we may say that +no one has really a lively conviction of the certainty of +his death, otherwise there would be no great difference +between his frame of mind and that of a condemned criminal. +Every one recognises that certainty in the abstract +and theoretically, but lays it aside like other theoretical +truths which are not applicable to practice, without really +receiving it into his living consciousness. Whoever carefully +considers this peculiarity of human character will +see that the psychological explanations of it, from habit +and acquiescence in the inevitable, are by no means sufficient, +and that its true explanation lies in the deeper +ground we have given. The same fact explains the circumstance +that at all times and among all peoples dogmas +of some kind or other relating to the continued +existence of the individual after death arise, and are +believed in, although the evidence in support of them must +always be very insufficient, and the evidence against them +forcible and varied. But, in truth, this really requires +no proof, but is recognised by the healthy understanding +as a fact, and confirmed by the confidence that Nature +never lies any more than she errs, but openly exhibits +and naïvely expresses her action and her nature, while +only we ourselves obscure it by our folly, in order to +establish what is agreeable to our limited point of view. +</p> + +<p> +But this that we have brought to clearest consciousness, +that although the particular phenomenon of the will +has a temporal beginning and end, the will itself as thing-in-itself +is not affected by it, nor yet the correlative of +<pb n='364'/><anchor id='Pg364'/> +all object, the knowing but never known subject, and +that life is always assured to the will to live—this is not +to be numbered with the doctrines of immortality. For +permanence has no more to do with the will or with the +pure subject of knowing, the eternal eye of the world, +than transitoriness, for both are predicates that are only +valid in time, and the will and the pure subject of knowing +lie outside time. Therefore the egoism of the individual +(this particular phenomenon of will enlightened +by the subject of knowing) can extract as little nourishment +and consolation for his wish to endure through +endless time from the view we have expressed, as he +could from the knowledge that after his death the rest +of the eternal world would continue to exist, which is +just the expression of the same view considered objectively, +and therefore temporally. For every individual is +transitory only as phenomenon, but as thing-in-itself is +timeless, and therefore endless. But it is also only as +phenomenon that an individual is distinguished from the +other things of the world; as thing-in-itself he is the +will which appears in all, and death destroys the illusion +which separates his consciousness from that of the +rest: this is immortality. His exemption from death, +which belongs to him only as thing-in-itself, is for +the phenomenon one with the immortality of the rest +of the external world.<note place='foot'>This is expressed in the Veda +by saying, that when a man dies his +sight becomes one with the sun, his +smell with the earth, his taste with +water, his hearing with the air, his +speech with fire, &c., &c. (Oupnek'hat, +vol. i. p. 249 <hi rend='italic'>et seq.</hi>) And +also by the fact that, in a special +ceremony, the dying man gives over +his senses and all his faculties singly +to his son, in whom they are now +supposed to live on (Oupnek'hat, +vol. ii. p. 82 <hi rend='italic'>et seq.</hi>)</note> Hence also, it arises that +although the inward and merely felt consciousness of that +which we have raised to distinct knowledge is indeed, as +we have said, sufficient to prevent the thought of death +from poisoning the life of the rational being, because +this consciousness is the basis of that love of life which +maintains everything living, and enables it to live on +<pb n='365'/><anchor id='Pg365'/> +at ease as if there were no such thing as death, so +long as it is face to face with life, and turns its +attention to it, yet it will not prevent the individual +from being seized with the fear of death, and trying +in every way to escape from it, when it presents itself +to him in some particular real case, or even only in +his imagination, and he is compelled to contemplate it. +For just as, so long as his knowledge was directed +to life as such, he was obliged to recognise immortality +in it, so when death is brought before his eyes, he is +obliged to recognise it as that which it is, the temporal +end of the particular temporal phenomenon. What we +fear in death is by no means the pain, for it lies clearly +on this side of death, and, moreover, we often take refuge +in death from pain, just as, on the contrary, we sometimes +endure the most fearful suffering merely to escape death +for a while, although it would be quick and easy. Thus +we distinguish pain and death as two entirely different +evils. What we fear in death is the end of the individual, +which it openly professes itself to be, and since the +individual is a particular objectification of the will to +live itself, its whole nature struggles against death. Now +when feeling thus exposes us helpless, reason can yet +step in and for the most part overcome its adverse influence, +for it places us upon a higher standpoint, from +which we no longer contemplate the particular but the +whole. Therefore a philosophical knowledge of the nature +of the world, which extended to the point we have now +reached in this work but went no farther, could even at +this point of view overcome the terror of death in the +measure in which reflection had power over direct feeling +in the given individual. A man who had thoroughly +assimilated the truths we have already advanced, but had +not come to know, either from his own experience or +from a deeper insight, that constant suffering is essential +to life, who found satisfaction and all that he wished in +life, and could calmly and deliberately desire that his +<pb n='366'/><anchor id='Pg366'/> +life, as he had hitherto known it, should endure for ever +or repeat itself ever anew, and whose love of life was so +great that he willingly and gladly accepted all the hardships +and miseries to which it is exposed for the sake of +its pleasures,—such a man would stand <q>with firm-knit +bones on the well-rounded, enduring earth,</q> and would +have nothing to fear. Armed with the knowledge we +have given him, he would await with indifference the +death that hastens towards him on the wings of time. +He would regard it as a false illusion, an impotent spectre, +which frightens the weak but has no power over him +who knows that he is himself the will of which the whole +world is the objectification or copy, and that therefore he +is always certain of life, and also of the present, the +peculiar and only form of the phenomenon of the will. +He could not be terrified by an endless past or future in +which he would not be, for this he would regard as the +empty delusion of the web of Mâya. Thus he would no +more fear death than the sun fears the night. In the +<q>Bhagavad-Gita</q> Krishna thus raises the mind of his young +pupil Arjuna, when, seized with compunction at the sight +of the arrayed hosts (somewhat as Xerxes was), he loses +heart and desires to give up the battle in order to avert +the death of so many thousands. Krishna leads him to +this point of view, and the death of those thousands can +no longer restrain him; he gives the sign for battle. This +point of view is also expressed by Goethe's Prometheus, +especially when he says— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Here sit I, form mankind</q></l> +<l>In my own image,</l> +<l>A race like to myself,</l> +<l>To suffer and to weep,</l> +<l>Rejoice, enjoy,</l> +<l>And heed thee not,</l> +<l><q rend='post'>As I.</q></l> +</lg> +</quote> + +<p> +The philosophy of Bruno and that of Spinoza might also +lead any one to this point of view whose conviction was +<pb n='367'/><anchor id='Pg367'/> +not shaken and weakened by their errors and imperfections. +That of Bruno has properly no ethical theory at +all, and the theory contained in the philosophy of Spinoza +does not really proceed from the inner nature of his doctrine, +but is merely tacked on to it by means of weak and +palpable sophisms, though in itself it is praiseworthy and +beautiful. Finally, there are many men who would occupy +this point of view if their knowledge kept pace with +their will, <hi rend='italic'>i.e.</hi>, if, free from all illusion, they were in +a position to become clearly and distinctly themselves. +For this is, for knowledge, the point of view of the complete +<emph>assertion of the will to live</emph>. +</p> + +<p> +That the will asserts itself means, that while in its +objectivity, <hi rend='italic'>i.e.</hi>, in the world and life, its own nature is +completely and distinctly given it as idea, this knowledge +does not by any means check its volition; but this very +life, so known, is willed as such by the will with knowledge, +consciously and deliberately, just as up to this +point it willed it as blind effort without knowledge. The +opposite of this, the <emph>denial of the will to live</emph>, shows itself +if, when that knowledge is attained, volition ends, because +the particular known phenomena no longer act as <emph>motives</emph> +for willing, but the whole knowledge of the nature of the +world, the mirror of the will, which has grown up through +the comprehension of the <emph>Ideas</emph>, becomes a <emph>quieter</emph> of the +will; and thus free, the will suppresses itself. These quite +unfamiliar conceptions are difficult to understand when +expressed in this general way, but it is hoped they will +become clear through the exposition we shall give presently, +with special reference to action, of the phenomena +in which, on the one hand, the assertion in its different +grades, and, on the other hand, the denial, expresses itself. +For both proceed from knowledge, yet not from abstract +knowledge, which is expressed in words, but from living +knowledge, which is expressed in action and behaviour +alone, and is independent of the dogmas which at the +same time occupy the reason as abstract knowledge. To +<pb n='368'/><anchor id='Pg368'/> +exhibit them both, and bring them to distinct knowledge +of the reason, can alone be my aim, and not to prescribe +or recommend the one or the other, which would be as +foolish as it would be useless; for the will in itself is +absolutely free and entirely self-determining, and for it +there is no law. But before we go on to the exposition +referred to, we must first explain and more exactly define +this <emph>freedom</emph> and its relation to necessity. And also, with +regard to the life, the assertion and denial of which is +our problem, we must insert a few general remarks connected +with the will and its objects. Through all this +we shall facilitate the apprehension of the inmost nature +of the knowledge we are aiming at, of the ethical significance +of methods of action. +</p> + +<p> +Since, as has been said, this whole work is only the +unfolding of a single thought, it follows that all its parts +have the most intimate connection with each other. Not +merely that each part stands in a necessary relation to +what immediately precedes it, and only presupposes a +recollection of that by the reader, as is the case with all +philosophies which consist merely of a series of inferences, +but that every part of the whole work is related to every +other part and presupposes it. It is, therefore, necessary +that the reader should remember not only what has just +been said, but all the earlier parts of the work, so that +he may be able to connect them with what he is reading, +however much may have intervened. Plato also makes +this demand upon his readers through the intricate digressions +of his dialogues, in which he only returns to the +leading thought after long episodes, which illustrate and +explain it. In our case this demand is necessary; for +the breaking up of our one single thought into its many +aspects is indeed the only means of imparting it, though +not essential to the thought itself, but merely an artificial +form. The division of four principal points of view into +four books, and the most careful bringing together of all +that is related and homogeneous, assists the exposition +<pb n='369'/><anchor id='Pg369'/> +and its comprehension; yet the material absolutely does +not admit of an advance in a straight line, such as the +progress of history, but necessitates a more complicated +exposition. This again makes a repeated study of the +book necessary, for thus alone does the connection of all +the parts with each other become distinct, and only then +do they all mutually throw light upon each other and +become quite clear.<note place='foot'>Cf. Chap. xli.-xliv. of Supplement.</note> +</p> + +<p> +§ 55. That the will as such is <emph>free</emph>, follows from the +fact that, according to our view, it is the thing-in-itself, +the content of all phenomena. The phenomena, on the +other hand, we recognise as absolutely subordinate to +the principle of sufficient reason in its four forms. +And since we know that necessity is throughout identical +with following from given grounds, and that these +are convertible conceptions, all that belongs to the +phenomenon, <hi rend='italic'>i.e.</hi>, all that is object for the knowing +subject as individual, is in one aspect reason, and in +another aspect consequent; and in this last capacity is +determined with absolute necessity, and can, therefore, in +no respect be other than it is. The whole content of +Nature, the collective sum of its phenomena, is thus +throughout necessary, and the necessity of every part, +of every phenomenon, of every event, can always be +proved, because it must be possible to find the reason +from which it follows as a consequent. This admits +of no exception: it follows from the unrestricted validity +of the principle of sufficient reason. In another +aspect, however, the same world is for us, in all its +phenomena, objectivity of will. And the will, since it +is not phenomenon, is not idea or object, but thing-in-itself, +and is not subordinate to the principle of sufficient +reason, the form of all object; thus is not determined +as a consequent through any reason, knows no +necessity, <hi rend='italic'>i.e.</hi>, is <emph>free</emph>. The concept of freedom is thus +<pb n='370'/><anchor id='Pg370'/> +properly a negative concept, for its content is merely +the denial of necessity, <hi rend='italic'>i.e.</hi>, the relation of consequent +to its reason, according to the principle of sufficient +reason. Now here lies before us in its most distinct +form the solution of that great contradiction, the union +of freedom with necessity, which has so often been +discussed in recent times, yet, so far as I know, never +clearly and adequately. Everything is as phenomenon, +as object, absolutely necessary: <emph>in itself</emph> it is will, which +is perfectly free to all eternity. The phenomenon, the +object, is necessarily and unalterably determined in that +chain of causes and effects which admits of no interruption. +But the existence in general of this object, +and its specific nature, <hi rend='italic'>i.e.</hi>, the Idea which reveals +itself in it, or, in other words, its character, is a direct +manifestation of will. Thus, in conformity with the +freedom of this will, the object might not be at all, or +it might be originally and essentially something quite +different from what it is, in which case, however, the +whole chain of which it is a link, and which is itself a +manifestation of the same will, would be quite different +also. But once there and existing, it has entered the +chain of causes and effects, is always necessarily +determined in it, and can, therefore, neither become something +else, <hi rend='italic'>i.e.</hi>, change itself, nor yet escape from the +chain, <hi rend='italic'>i.e.</hi>, vanish. Man, like every other part of Nature, +is objectivity of the will; therefore all that has been said +holds good of him. As everything in Nature has its +forces and qualities, which react in a definite way when +definitely affected, and constitute its character, man also +has his <emph>character</emph>, from which the motives call forth his +actions with necessity. In this manner of conduct his +empirical character reveals itself, but in this again his +intelligible character, the will in itself, whose determined +phenomenon he is. But man is the most complete phenomenon +of will, and, as we explained in the Second Book, he +had to be enlightened with so high a degree of knowledge +<pb n='371'/><anchor id='Pg371'/> +in order to maintain himself in existence, that in it a perfectly +adequate copy or repetition of the nature of the world +under the form of the idea became possible: this is the comprehension +of the Ideas, the pure mirror of the world, as we +learnt in the Third Book. Thus in man the will can attain +to full self-consciousness, to distinct and exhaustive knowledge +of its own nature, as it mirrors itself in the whole world. +We saw in the preceding book that art springs from the +actual presence of this degree of knowledge; and at the +end of our whole work it will further appear that, through +the same knowledge, in that the will relates it to itself, a +suppression and self-denial of the will in its most perfect +manifestation is possible. So that the freedom which +otherwise, as belonging to the thing-in-itself, can never +show itself in the phenomenon, in such a case does also +appear in it, and, by abolishing the nature which lies at +the foundation of the phenomenon, while the latter itself +still continues to exist in time, it brings about a contradiction +of the phenomenon with itself, and in this way +exhibits the phenomena of holiness and self-renunciation. +But all this can only be fully understood at +the end of this book. What has just been said +merely affords a preliminary and general indication of +how man is distinguished from all the other phenomena +of will by the fact that freedom, <hi rend='italic'>i.e.</hi>, independence of +the principle of sufficient reason, which only belongs +to the will as thing-in-itself, and contradicts the +phenomenon, may yet possibly, in his case, appear in the +phenomenon also, where, however, it necessarily exhibits +itself as a contradiction of the phenomenon with itself. +In this sense, not only the will in itself, but man also +may certainly be called free, and thus distinguished from +all other beings. But how this is to be understood can +only become clear through all that is to follow, and for +the present we must turn away from it altogether. For, +in the first place, we must beware of the error that the +action of the individual definite man is subject to no +<pb n='372'/><anchor id='Pg372'/> +necessity, <hi rend='italic'>i.e.</hi>, that the power of the motive is less certain +than the power of the cause, or the following of the conclusion +from the premises. The freedom of the will as +thing-in-itself, if, as has been said, we abstract from the +entirely exceptional case mentioned above, by no means +extends directly to its phenomenon, not even in the case +in which this reaches the highest made of its visibility, +and thus does not extend to the rational animal endowed +with individual character, <hi rend='italic'>i.e.</hi>, the person. The person is +never free although he is the phenomenon of a free will; +for he is already the determined phenomenon of the free +volition of this will, and, because he enters the form of +every object, the principle of sufficient reason, he develops +indeed the unity of that will in a multiplicity of actions, +but on account of the timeless unity of that volition in +itself, this multiplicity exhibits in itself the regular conformity +to law of a force of Nature. Since, however, it is +that free volition that becomes visible in the person and +the whole of his conduct, relating itself to him as the +concept to the definition, every individual action of the +person is to be ascribed to the free will, and directly proclaims +itself as such in consciousness. Therefore, as was +said in the Second Book, every one regards himself <foreign lang='la' rend='italic'>a +priori</foreign> (<hi rend='italic'>i.e.</hi>, here in this original feeling) as free in his +individual actions, in the sense that in every given case +every action is possible for him, and he only recognises +<foreign lang='la' rend='italic'>a posteriori</foreign> from experience and reflection upon experience +that his actions take place with absolute necessity +from the coincidence of his character with his motives. +Hence it arises that every uncultured man, following his +feeling, ardently defends complete freedom in particular +actions, while the great thinkers of all ages, and indeed +the more profound systems of religion, have denied it. +But whoever has come to see clearly that the whole +nature of man is will, and he himself only a phenomenon +of this will, and that such a phenomenon has, even from +the subject itself, the principle of sufficient reason as its +<pb n='373'/><anchor id='Pg373'/> +necessary form, which here appears as the law of motivation,—such +a man will regard it as just as absurd to +doubt the inevitable nature of an action when the motive +is presented to a given character, as to doubt that the +three angles of any triangle are together equal to two +right angles. Priestley has very sufficiently proved the +necessity of the individual action in his <q>Doctrine of +Philosophical Necessity;</q> but Kant, whose merit in this +respect is specially great, first proved the coexistence +of this necessity with the freedom of the will in itself, +<hi rend='italic'>i.e.</hi>, apart from the phenomenon,<note place='foot'><q>Critique of Pure Reason,</q> first +edition, pp. 532-558; fifth edition, +pp. 560-586; and <q>Critique of Practical +Reason,</q> fourth edition, pp. +169-179; Rosenkranz's edition, pp. +224-231.</note> by establishing the distinction +between the intelligible and the empirical character. +I entirely adhere to this distinction, for the former is the +will as thing-in-itself so far as it appears in a definite individual +in a definite grade, and the latter is this phenomenon +itself as it exhibits itself in time in the mode of action, and +in space in the physical structure. In order to make the +relation of the two comprehensible, the best expression is +that which I have already used in the introductory essay, +that the intelligible character of every man is to be regarded +as an act of will outside time, and therefore +indivisible and unchangeable, and the manifestation of +this act of will developed and broken up in time and +space and all the forms of the principle of sufficient +reason is the empirical character as it exhibits itself for +experience in the whole conduct and life of this man. +As the whole tree is only the constantly repeated manifestation +of one and the same tendency, which exhibits +itself in its simplest form in the fibre, and recurs and is +easily recognised in the construction of the leaf, shoot, +branch, and trunk, so all a man's deeds are merely the +constantly repeated expression, somewhat varied in form, +of his intelligible character, and the induction based on +the sum of all these expressions gives us his empirical +<pb n='374'/><anchor id='Pg374'/> +character. For the rest, I shall not at this point repeat +in my own words Kant's masterly exposition, but presuppose +it as known. +</p> + +<p> +In the year 1840 I dealt with the important chapter +on the freedom of the will, thoroughly and in detail, in +my crowned prize-essay upon the subject, and exposed +the reason of the delusion which led men to imagine that +they found an empirically given absolute freedom of the +will, that is to say, a <foreign lang='la' rend='italic'>liberum arbitrium indifferentiæ</foreign>, as a +fact in self-consciousness; for the question propounded +for the essay was with great insight directed to this +point. Therefore, as I refer the reader to that work, +and also to the tenth paragraph of the prize-essay on +the basis of morals, which was published along with it +under the title <q>The Two Fundamental Problems of +Ethics,</q> I now omit the incomplete exposition of the +necessity of the act of will, which was given at this place +in the first edition. Instead of it I shall explain the +delusion mentioned above in a brief discussion which is +presupposed in the nineteenth chapter of the supplement +to the present work, and therefore could not be +given in the prize-essay referred to. +</p> + +<p> +Apart from the fact that the will as the true thing-in-itself +is actually original and independent, and that the +feeling of its originality and absoluteness must accompany +its acts in self-consciousness, though here they are already +determined, there arises the illusion of an empirical freedom +of the will (instead of the transcendental freedom +which alone is to be attributed to it), and thus a freedom +of its particular actions, from that attitude of the intellect +towards the will which is explained, separated, and subordinated +in the nineteenth chapter of the supplement, +especially under No. 3. The intellect knows the conclusions +of the will only <foreign lang='la' rend='italic'>a posteriori</foreign> and empirically; +therefore when a choice is presented, it has no data as to +how the will is to decide. For the intelligible character, +by virtue of which, when motives are given, only <emph>one</emph> +<pb n='375'/><anchor id='Pg375'/> +decision is possible and is therefore necessary, does not +come within the knowledge of the intellect, but merely +the empirical character is known to it through the succession +of its particular acts. Therefore it seems to the +intellect that in a given case two opposite decisions are +possible for the will. But this is just the same thing +as if we were to say of a perpendicular beam that +has lost its balance, and is hesitating which way to +fall, <q>It can fall either to the right hand or the left.</q> +This <emph>can</emph> has merely a subjective significance, and really +means <q>as far as the data known to us are concerned.</q> +Objectively, the direction of the fall is necessarily determined +as soon as the equilibrium is lost. Accordingly, +the decision of one's own will is undetermined only to +the beholder, one's own intellect, and thus merely relatively +and subjectively for the subject of knowing. In +itself and objectively, on the other hand, in every choice +presented to it, its decision is at once determined and +necessary. But this determination only comes into consciousness +through the decision that follows upon it. +Indeed, we receive an empirical proof of this when any +difficult and important choice lies before us, but only +under a condition which is not yet present, but merely +hoped for, so that in the meanwhile we can do nothing, +but must remain passive. Now we consider how we shall +decide when the circumstances occur that will give us +a free activity and choice. Generally the foresight of +rational deliberation recommends one decision, while direct +inclination leans rather to the other. So long as we are +compelled to remain passive, the side of reason seems to +wish to keep the upper hand; but we see beforehand how +strongly the other side will influence us when the opportunity +for action arises. Till then we are eagerly concerned +to place the motives on both sides in the clearest +light, by calm meditation on the <foreign lang='la' rend='italic'>pro et contra</foreign>, so that +every motive may exert its full influence upon the will +when the time arrives, and it may not be misled by a +<pb n='376'/><anchor id='Pg376'/> +mistake on the part of the intellect to decide otherwise +than it would have done if all the motives had their due +influence upon it. But this distinct unfolding of the motives +on both sides is all that the intellect can do to assist +the choice. It awaits the real decision just as passively and +with the same intense curiosity as if it were that of a +foreign will. Therefore from its point of view both decisions +must seem to it equally possible; and this is just +the illusion of the empirical freedom of the will. Certainly +the decision enters the sphere of the intellect altogether +empirically, as the final conclusion of the matter; +but yet it proceeded from the inner nature, the intelligible +character, of the individual will in its conflict with +given motives, and therefore with complete necessity. +The intellect can do nothing more than bring out clearly +and fully the nature of the motives; it cannot determine +the will itself; for the will is quite inaccessible to it, and, +as we have seen, cannot be investigated. +</p> + +<p> +If, under the same circumstances, a man could act now +one way and now another, it would be necessary that +his will itself should have changed in the meantime, and +thus that it should lie in time, for change is only possible +in time; but then either the will would be a mere +phenomenon, or time would be a condition of the thing-in-itself. +Accordingly the dispute as to the freedom of +the particular action, the <foreign lang='la' rend='italic'>liberum arbitrium indifferentiæ</foreign>, +really turns on the question whether the will lies in time +or not. If, as both Kant's doctrine and the whole of my +system necessitates, the will is the thing-in-itself outside +time and outside every form of the principle of sufficient +reason, not only must the individual act in the same way +in the same circumstances, and not only must every bad +action be the sure warrant of innumerable others, which +the individual <emph>must</emph> perform and <emph>cannot</emph> leave, but, as Kant +said, if only the empirical character and the motives were +completely given, it would be possible to calculate the +future conduct of a man just as we can calculate an +<pb n='377'/><anchor id='Pg377'/> +eclipse of the sun or moon. As Nature is consistent, so +is the character; every action must take place in accordance +with it, just as every phenomenon takes place according +to a law of Nature: the causes in the latter case +and the motives in the former are merely the occasional +causes, as was shown in the Second Book. The will, +whose phenomenon is the whole being and life of man, +cannot deny itself in the particular case, and what the +man wills on the whole, that will he also will in the +particular case. +</p> + +<p> +The assertion of an empirical freedom of the will, a +<foreign lang='la' rend='italic'>liberum arbitrium indifferentiæ</foreign>, agrees precisely with the +doctrine that places the inner nature of man in a <emph>soul</emph>, +which is originally a <emph>knowing</emph>, and indeed really an +abstract <emph>thinking</emph> nature, and only in consequence of this +a <emph>willing</emph> nature—a doctrine which thus regards the +will as of a secondary or derivative nature, instead of +knowledge which is really so. The will indeed came to +be regarded as an act of thought, and to be identified +with the judgment, especially by Descartes and Spinoza. +According to this doctrine every man must become +what he is only through his knowledge; he must enter +the world as a moral cipher come to know the things in +it, and thereupon determine to be this or that, to act +thus or thus, and may also through new knowledge +achieve a new course of action, that is to say, become +another person. Further, he must first know a thing +to be <emph>good</emph>, and in consequence of this will it, instead of +first <emph>willing</emph> it, and in consequence of this calling it <emph>good</emph>. +According to my fundamental point of view, all this is a +reversal of the true relation. Will is first and original; +knowledge is merely added to it as an instrument belonging +to the phenomenon of will. Therefore every +man is what he is through his will, and his character is +original, for willing is the basis of his nature. Through +the knowledge which is added to it he comes to know in +the course of experience <emph>what he is</emph>, <hi rend='italic'>i.e.</hi>, he learns his +<pb n='378'/><anchor id='Pg378'/> +character. Thus he <emph>knows</emph> himself in consequence of and +in accordance with the nature of his will, instead of +<emph>willing</emph> in consequence of and in accordance with his +knowing. According to the latter view, he would only +require to consider how he would like best to be, and he +would be it; that is its doctrine of the freedom of the +will. Thus it consists really in this, that a man is his +own work guided by the light of knowledge. I, on the +contrary, say that he is his own work before all knowledge, +and knowledge is merely added to it to enlighten +it. Therefore he cannot resolve to be this or that, nor +can he become other than he is; but he <emph>is</emph> once for all, +and he knows in the course of experience <emph>what</emph> he is. +According to one doctrine he <emph>wills</emph> what he knows, and +according to the other he <emph>knows</emph> what he wills. +</p> + +<p> +The Greeks called the character ηθος, and its expression, +<hi rend='italic'>i.e.</hi>, morals, ηθη. But this word comes from εθος, +custom; they chose it in order to express metaphorically +the constancy of character through the constancy of +custom. Το γαρ ηθος απο του εθους εχει την επωνυμιαν. +ηθικε γαρ καλειται δια το εθιζεσθαι (<foreign lang='la' rend='italic'>a voce</foreign> ηθος, <hi rend='italic'>i.e.</hi>, <foreign lang='la' rend='italic'>consuetudo</foreign> +ηθος <foreign lang='la' rend='italic'>est appellatum: ethica ergo dicta est</foreign> απο του +εθιζεσθαι, <foreign lang='la' rend='italic'>sivi ab assuescendo</foreign>) says Aristotle (Eth. Magna, +i. 6, p. 1186, and Eth. Eud., p. 1220, and Eth. Nic., p. +1103, ed. Ber.) Stobæus quotes: οἱ δε κατα Ζηνωνα +τροπικως; ηθος εστι πηγη βιου αφ᾽ ἡς αἱ κατα μερος +πραξεις ρεουσι (<foreign lang='la' rend='italic'>Stoici autem, Zenonis castra sequentes, metaphorice +ethos definiunt vitæ fontem, e quo singulæ manant +actiones</foreign>), ii. ch. 7. In Christian theology we find the +dogma of predestination in consequence of election and +non-election (Rom. ix. 11-24), clearly originating from +the knowledge that man does not change himself, but +his life and conduct, <hi rend='italic'>i.e.</hi>, his empirical character, is only +the unfolding of his intelligible character, the development +of decided and unchangeable natural dispositions +recognisable even in the child; therefore, as it were, +even at his birth his conduct is firmly determined, and +<pb n='379'/><anchor id='Pg379'/> +remains essentially the same to the end. This we +entirely agree with; but certainly the consequences +which followed from the union of this perfectly correct +insight with the dogmas that already existed in Jewish +theology, and which now gave rise to the great difficulty, +the Gordian knot upon which most of the controversies +of the Church turned, I do not undertake to defend, for +even the Apostle Paul scarcely succeeded in doing so +by means of his simile of the potter's vessels which he +invented for the purpose, for the result he finally arrived +at was nothing else than this:— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>Let mankind</q></l> +<l>Fear the gods!</l> +<l>They hold the power</l> +<l>In everlasting hands:</l> +<l>And they can use it</l> +<l><q rend='post'>As seems good to them.</q></l> +</lg> +</quote> + +<p> +Such considerations, however, are really foreign to our +subject. Some explanation as to the relation between +the character and the knowledge in which all its motives +lie, will now be more to the point. +</p> + +<p> +The motives which determine the manifestation of +the character or conduct influence it through the medium +of knowledge. But knowledge is changeable, and often +vacillates between truth and error, yet, as a rule, is rectified +more and more in the course of life, though certainly in +very different degrees. Therefore the conduct of a man +may be observably altered without justifying us in concluding +that his character has been changed. What the +man really and in general wills, the striving of his inmost +nature, and the end he pursues in accordance with it, +this we can never change by influence upon him from +without by instruction, otherwise we could transform +him. Seneca says admirably, <foreign lang='la' rend='italic'>velle non discitur</foreign>; whereby +he preferred truth to his Stoic philosophers, who taught +διδακτην ειναι την αρετην (<foreign lang='la' rend='italic'>doceri posse virtutem</foreign>). From +without the will can only be affected by motives. But +<pb n='380'/><anchor id='Pg380'/> +these can never change the will itself; for they have power +over it only under the presupposition that it is precisely +such as it is. All that they can do is thus to alter the +direction of its effort, <hi rend='italic'>i.e.</hi>, bring it about that it shall seek +in another way than it has hitherto done that which it +invariably seeks. Therefore instruction, improved knowledge, +in other words, influence from without, may indeed +teach the will that it erred in the means it employed, +and can therefore bring it about that the end after +which it strives once for all according to its inner nature +shall be pursued on an entirely different path and in +an entirely different object from what has hitherto +been the case. But it can never bring about that the +will shall will something actually different from what it +has hitherto willed; this remains unchangeable, for the +will is simply this willing itself, which would have to +be abolished. The former, however, the possible modification +of knowledge, and through knowledge of conduct, +extends so far that the will seeks to attain its unalterable +end, for example, Mohammed's paradise, at one time +in the real world, at another time in a world of imagination, +adapting the means to each, and thus in the first +case applying prudence, might, and fraud, and in the +second case, abstinence, justice, alms, and pilgrimages to +Mecca. But its effort itself has not therefore changed, +still less the will itself. Thus, although its action certainly +shows itself very different at different times, its +willing has yet remained precisely the same. <foreign lang='la' rend='italic'>Velle non +discitur.</foreign> +</p> + +<p> +For motives to act, it is necessary not only that they +should be present, but that they should be known; for, +according to a very good expression of the schoolmen, +which we referred to once before, <foreign lang='la' rend='italic'>causa finalis movet non +secundum suum esse reale; sed secundum esse cognitum</foreign>. +For example, in order that the relation may appear +that exists in a given man between egoism and sympathy, +it is not sufficient that he should possess wealth +<pb n='381'/><anchor id='Pg381'/> +and see others in want, but he must also know what +he can do with his wealth, both for himself and for +others: not only must the suffering of others be presented +to him, but he must know both what suffering +and also what pleasure is. Perhaps, on a first occasion, +he did not know all this so well as on a second; and +if, on a similar occasion, he acts differently, this arises +simply from the fact that the circumstances were really +different, as regards the part of them that depends on +his knowing them, although they seem to be the same. +As ignorance of actually existing circumstances robs +them of their influence, so, on the other hand, entirely +imaginary circumstances may act as if they were real, +not only in the case of a particular deception, but also +in general and continuously. For example, if a man +is firmly persuaded that every good action will be +repaid him a hundredfold in a future life, such a conviction +affects him in precisely the same way as a +good bill of exchange at a very long date, and he can +give from mere egoism, as from another point of view +he would take from egoism. He has not changed +himself: <foreign lang='la' rend='italic'>velle non discitur.</foreign> It is on account of this +great influence of knowledge upon action, while the +will remains unchangeable, that the character develops +and its different features appear only little by little. +Therefore it shows itself different at every period of +life, and an impetuous, wild youth may be succeeded +by a staid, sober, manly age. Especially what is bad +in the character will always come out more strongly +with time, yet sometimes it occurs that passions which +a man gave way to in his youth are afterwards voluntarily +restrained, simply because the motives opposed +to them have only then come into knowledge. Hence, +also, we are all innocent to begin with, and this merely +means that neither we nor others know the evil of our +own nature; it only appears with the motives, and +only in time do the motives appear in knowledge. +<pb n='382'/><anchor id='Pg382'/> +Finally we come to know ourselves as quite different +from what <foreign lang='la' rend='italic'>a priori</foreign> we supposed ourselves to be, and +then we are often terrified at ourselves. +</p> + +<p> +Repentance never proceeds from a change of the will +(which is impossible), but from a change of knowledge. +The essential and peculiar in what I have always willed +I must still continue to will; for I myself am this will +which lies outside time and change. I can therefore +never repent of what I have willed, though I can repent +of what I have done; because, led by false conceptions, +I did something that was not in conformity +with my will. The discovery of this through fuller +knowledge is <emph>repentance</emph>. This extends not merely to +worldly wisdom, to the choice of the means, and the +judgment of the appropriateness of the end to my own +will, but also to what is properly ethical. For example, +I may have acted more egotistically than is in accordance +with my character, led astray by exaggerated ideas of +the need in which I myself stood, or of the craft, falseness, +and wickedness of others, or because I hurried too +much, <hi rend='italic'>i.e.</hi>, acted without deliberation, determined not by +motives distinctly known <foreign lang='la' rend='italic'>in abstracto</foreign>, but by merely perceived +motives, by the present and the emotion which it +excited, and which was so strong that I had not properly +the use of my reason; but the return of reflection is thus +here also merely corrected knowledge, and from this repentance +may proceed, which always proclaims itself by +making amends for the past, as far as is possible. Yet +it must be observed that, in order to deceive themselves, +men prearrange what seem to be hasty errors, but are +really secretly considered actions. For we deceive and +flatter no one through such fine devices as ourselves. The +converse of the case we have given may also occur. I may +be misled by too good an opinion of others, or want of +knowledge of the relative value of the good things of +life, or some abstract dogma in which I have since lost +faith, and thus I may act less egotistically than is in +<pb n='383'/><anchor id='Pg383'/> +keeping with my character, and lay up for myself repentance +of another kind. Thus repentance is always corrected +knowledge of the relation of an act to its special +intention. When the will reveals its Ideas in space alone, +<hi rend='italic'>i.e.</hi>, through mere form, the matter in which other Ideas—in +this case natural forces—already reign, resists the will, +and seldom allows the form that is striving after visibility +to appear in perfect purity and distinctness, <hi rend='italic'>i.e.</hi>, in +perfect beauty. And there is an analogous hindrance to +the will as it reveals itself in time alone, <hi rend='italic'>i.e.</hi>, through +actions, in the knowledge which seldom gives it the data +quite correctly, so that the action which takes place does +not accurately correspond to the will, and leads to +repentance. Repentance thus always proceeds from +corrected knowledge, not from the change of the will, +which is impossible. Anguish of conscience for past +deeds is anything but repentance. It is pain at the +knowledge of oneself in one's inmost nature, <hi rend='italic'>i.e.</hi>, as will. +It rests precisely on the certainty that we have still the +same will. If the will were changed, and therefore the +anguish of conscience mere repentance, it would cease to +exist. The past could then no longer give us pain, for +it exhibited the expressions of a will which is no longer +that of him who has repented. We shall explain the +significance of anguish of conscience in detail farther on. +</p> + +<p> +The influence which knowledge, as the medium of +motives, exerts, not indeed upon the will itself, but upon +its appearance in actions, is also the source of the principal +distinction between the action of men and that of +brutes, for their methods of knowledge are different. +The brute has only knowledge of perception, the man, +through reason, has also abstract ideas, conceptions. +Now, although man and brute are with equal necessity +determined by their motives, yet man, as distinguished +from the brute, has a complete <emph>choice</emph>, which has often +been regarded as a freedom of the will in particular +actions, although it is nothing but the possibility of a +<pb n='384'/><anchor id='Pg384'/> +thoroughly-fought-out battle between several motives, +the strongest of which then determines it with necessity. +For this the motives must have assumed the form of +abstract thoughts, because it is really only by means of +these that deliberation, <hi rend='italic'>i.e.</hi>, a weighing of opposite +reasons for action, is possible. In the case of the brute +there can only be a choice between perceptible motives +presented to it, so that the choice is limited to the narrow +sphere of its present sensuous perception. Therefore the +necessity of the determination of the will by the motive, +which is like that of the effect by the cause, can be +exhibited perceptibly and directly only in the case of the +brutes, because here the spectator has the motives just +as directly before his eyes as their effect; while in the +case of man the motives are almost always abstract ideas, +which are not communicated to the spectator, and even +for the actor himself the necessity of their effect is hidden +behind their conflict. For only <foreign lang='la' rend='italic'>in abstracto</foreign> can several +ideas, as judgments and chains of conclusions, lie beside +each other in consciousness, and then, free from all determination +of time, work against each other till the stronger +overcomes the rest and determines the will. This is the +complete <emph>choice</emph> or power of deliberation which man has +as distinguished from the brutes, and on account of +which freedom of the will has been attributed to him, in +the belief that his willing is a mere result of the operations +of his intellect, without a definite tendency which +serves as its basis; while, in truth, the motives only work +on the foundation and under the presupposition of his +definite tendency, which in his case is individual, <hi rend='italic'>i.e.</hi>, a +character. A fuller exposition of this power of deliberation, +and the difference between human and brute choice +which is introduced by it, will be found in the <q>Two +Fundamental Problems of Ethics</q> (1st edition, p. 35, +<hi rend='italic'>et seq.</hi>; 2d edition, p. 34, <hi rend='italic'>et seq.</hi>), to which I therefore +refer. For the rest, this power of deliberation which +man possesses is one of those things that makes his +<pb n='385'/><anchor id='Pg385'/> +existence so much more miserable than that of the brute. +For in general our greatest sufferings do not lie in the +present as ideas of perception or as immediate feelings; +but in the reason, as abstract conceptions, painful +thoughts, from which the brute, which lives only in the +present, and therefore in enviable carelessness, is entirely +free. +</p> + +<p> +It seems to have been the dependence, which we have +shown, of the human power of deliberation upon the +faculty of abstract thinking, and thus also of judging and +drawing conclusions also, that led both Descartes and +Spinoza to identify the decisions of the will with the +faculty of asserting and denying (the faculty of judgment). +From this Descartes deduced the doctrine that the will, +which, according to him, is indifferently free, is the source +of sin, and also of all theoretical error. And Spinoza, on +the other hand, concluded that the will is necessarily +determined by the motives, as the judgment is by the +reasons.<note place='foot'>Cart. Medit. 4.—Spin. Eth., pt. ii. prop. 48 et 49, cæt.</note> The latter doctrine is in a sense true, but it +appears as a true conclusion from false premises. +</p> + +<p> +The distinction we have established between the ways +in which the brutes and man are respectively moved by +motives exerts a very wide influence upon the nature of +both, and has most to do with the complete and obvious +differences of their existence. While an idea of perception +is in every case the motive which determines the +brute, the man strives to exclude this kind of motivation +altogether, and to determine himself entirely by abstract +ideas. Thus he uses his prerogative of reason to the +greatest possible advantage. Independent of the present, +he neither chooses nor avoids the passing pleasure or pain, +but reflects on the consequences of both. In most cases, +setting aside quite insignificant actions, we are determined +by abstract, thought motives, not present impressions. +Therefore all particular privation for the moment +is for us comparatively light, but all renunciation is terribly +<pb n='386'/><anchor id='Pg386'/> +hard; for the former only concerns the fleeting +present, but the latter concerns the future, and includes +in itself innumerable privations, of which it is the equivalent. +The causes of our pain, as of our pleasure, lie +for the most part, not in the real present, but merely in +abstract thoughts. It is these which are often unbearable +to us—inflict torments in comparison with which all the +sufferings of the animal world are very small; for even +our own physical pain is not felt at all when they are +present. Indeed, in the case of keen mental suffering, +we even inflict physical suffering on ourselves merely to +distract our attention from the former to the latter. This +is why, in great mental anguish, men tear their hair, beat +their breasts, lacerate their faces, or roll on the floor, for +all these are in reality only violent means of diverting +the mind from an unbearable thought. Just because +mental pain, being much greater, makes us insensible +to physical pain, suicide is very easy to the person who +is in despair, or who is consumed by morbid depression, +even though formerly, in comfortable circumstances, he +recoiled at the thought of it. In the same way care and +passion (thus the play of thought) wear out the body +oftener and more than physical hardships. And in +accordance with this Epictetus rightly says: Ταρασσει +τους ανθρωπους ου τα πραγματα, αλλα τα περι των +πραγματων δογματα (<foreign lang='la' rend='italic'>Perturbant homines non res ipsæ, +sed de rebus decreta</foreign>) (V.); and Seneca: <foreign lang='la' rend='italic'>Plura sunt quæ +nos terrent, quam quæ premunt, et sæpius opinione quam re +laboramus</foreign> (Ep. 5). Eulenspiegel also admirably bantered +human nature, for going uphill he laughed, and going +downhill he wept. Indeed, children who have hurt +themselves often cry, not at the pain, but at the thought +of the pain which is awakened when some one condoles +with them. Such great differences in conduct and in life +arise from the diversity between the methods of knowledge +of the brutes and man. Further, the appearance +of the distinct and decided individual character, the +<pb n='387'/><anchor id='Pg387'/> +principal distinction between man and the brute, which +has scarcely more than the character of the species, is +conditioned by the choice between several motives, which +is only possible through abstract conceptions. For only +after a choice has been made are the resolutions, which +vary in different individuals, an indication of the individual +character which is different in each; while the +action of the brute depends only upon the presence or +absence of the impression, supposing this impression to +be in general a motive for its species. And, finally, in +the case of man, only the resolve, and not the mere wish, +is a valid indication of his character both for himself +and for others; but the resolve becomes for himself, as +for others, a certain fact only through the deed. The +wish is merely the necessary consequence of the present +impression, whether of the outward stimulus, or the +inward passing mood; and is therefore as immediately +necessary and devoid of consideration as the action of +the brutes. Therefore, like the action of the brutes, it +merely expresses the character of the species, not that +of the individual, <hi rend='italic'>i.e.</hi>, it indicates merely what <emph>man in +general</emph>, not what the individual who experiences the +wish, is capable of doing. The deed alone,—because as +human action it always requires a certain deliberation, +and because as a rule a man has command of his reason, +is considerate, <hi rend='italic'>i.e.</hi>, decides in accordance with considered +and abstract motives,—is the expression of the intelligible +maxims of his conduct, the result of his inmost +willing, and is related as a letter to the word that stands +for his empirical character, itself merely the temporal +expression of his intelligible character. In a healthy +mind, therefore, only deeds oppress the conscience, not +wishes and thoughts; for it is only our deeds that hold +up to us the mirror of our will. The deed referred to +above, that is entirely unconsidered and is really committed +in blind passion, is to a certain extent an intermediate +thing between the mere wish and the resolve. +</p> + +<pb n='388'/><anchor id='Pg388'/> + +<p> +Therefore, by true repentance, which, however, shows +itself as action also, it can be obliterated, as a falsely +drawn line, from that picture of our will which our +course of life is. I may insert the remark here, as a +very good comparison, that the relation between wish and +deed has a purely accidental but accurate analogy with that +between the accumulation and discharge of electricity. +</p> + +<p> +As the result of the whole of this discussion of the +freedom of the will and what relates to it, we find +that although the will may, in itself and apart from the +phenomenon, be called free and even omnipotent, yet in +its particular phenomena enlightened by knowledge, as in +men and brutes, it is determined by motives to which +the special character regularly and necessarily responds, +and always in the same way. We see that because of the +possession on his part of abstract or rational knowledge, +man, as distinguished from the brutes, has a <emph>choice</emph>, which +only makes him the scene of the conflict of his motives, +without withdrawing him from their control. This choice +is therefore certainly the condition of the possibility of the +complete expression of the individual character, but is by +no means to be regarded as freedom of the particular volition, +<hi rend='italic'>i.e.</hi>, independence of the law of causality, the necessity +of which extends to man as to every other phenomenon. +Thus the difference between human volition +and that of the brutes, which is introduced by reason or +knowledge through concepts, extends to the point we +have indicated, and no farther. But, what is quite a +different thing, there may arise a phenomenon of the +human will which is quite impossible in the brute +creation, if man altogether lays aside the knowledge of +particular things as such which is subordinate to the +principle of sufficient reason, and by means of his knowledge +of the Ideas sees through the <foreign lang='la' rend='italic'>principium individuationis</foreign>. +Then an actual appearance of the real freedom +of the will as a thing-in-itself is possible, by which +the phenomenon comes into a sort of contradiction with +<pb n='389'/><anchor id='Pg389'/> +itself, as is indicated by the word self-renunciation; and, +finally, the <q>in-itself</q> of its nature suppresses itself. +But this, the one, real, and direct expression of the +freedom of the will in itself in the phenomenon, cannot +be distinctly explained here, but will form the subject +of the concluding part of our work. +</p> + +<p> +Now that we have shown clearly in these pages the +unalterable nature of the empirical character, which is +just the unfolding of the intelligible character that lies +outside time, together with the necessity with which +actions follow upon its contact with motives, we hasten +to anticipate an argument which may very easily be +drawn from this in the interest of bad dispositions. +Our character is to be regarded as the temporal unfolding +of an extra-temporal, and therefore indivisible +and unalterable, act of will, or an intelligible character. +This necessarily determines all that is essential in our +conduct in life, <hi rend='italic'>i.e.</hi>, its ethical content, which must +express itself in accordance with it in its phenomenal +appearance, the empirical character; while only what +is unessential in this, the outward form of our course +of life, depends upon the forms in which the motives +present themselves. It might, therefore, be inferred +that it is a waste of trouble to endeavour to improve +one's character, and that it is wiser to submit to the +inevitable, and gratify every inclination at once, even +if it is bad. But this is precisely the same thing as +the theory of an inevitable fate which is called αργος +λογος, and in more recent times Turkish faith. Its +true refutation, as it is supposed to have been given by +Chrysippus, is explained by Cicero in his book <hi rend='italic'>De Fato</hi>, +ch. 12, 13. +</p> + +<p> +Though everything may be regarded as irrevocably +predetermined by fate, yet it is so only through the +medium of the chain of causes; therefore in no case +can it be determined that an effect shall appear without +its cause. Thus it is not simply the event that is +<pb n='390'/><anchor id='Pg390'/> +predetermined, but the event as the consequence of +preceding causes; so that fate does not decide the consequence +alone, but also the means as the consequence +of which it is destined to appear. Accordingly, if some +means is not present, it is certain that the consequence +also will not be present: each is always present in accordance +with the determination of fate, but this is never +known to us till afterwards. +</p> + +<p> +As events always take place according to fate, <hi rend='italic'>i.e.</hi>, according +to the infinite concatenation of causes, so our actions +always take place according to our intelligible character. +But just as we do not know the former beforehand, so no +<foreign lang='la' rend='italic'>a priori</foreign> insight is given us into the latter, but we only +come to know ourselves as we come to know other persons +<foreign lang='la' rend='italic'>a posteriori</foreign> through experience. If the intelligible +character involved that we could only form a good resolution +after a long conflict with a bad disposition, this conflict +would have to come first and be waited for. Reflection +on the unalterable nature of the character, on the +unity of the source from which all our actions flow, must +not mislead us into claiming the decision of the character +in favour of one side or the other; it is in the resolve +that follows that we shall see what manner of men we +are, and mirror ourselves in our actions. This is the +explanation of the satisfaction or the anguish of soul +with which we look back on the course of our past life. +Both are experienced, not because these past deeds have +still an existence; they are past, they have been, and +now are no more; but their great importance for us lies +in their significance, lies in the fact that these deeds are +the expression of the character, the mirror of the will, in +which we look and recognise our inmost self, the kernel +of our will. Because we experience this not before, but +only after, it behoves us to strive and fight in time, in +order that the picture we produce by our deeds may be +such that the contemplation of it may calm us as much +as possible, instead of harassing us. The significance of +<pb n='391'/><anchor id='Pg391'/> +this consolation or anguish of soul will, as we have said, +be inquired into farther on; but to this place there belongs +the inquiry which follows, and which stands by +itself. +</p> + +<p> +Besides the intelligible and the empirical character, we +must mention a third which is different from them both, +the <emph>acquired character</emph>, which one only receives in life +through contact with the world, and which is referred to +when one is praised as a man of character or censured as +being without character. Certainly one might suppose +that, since the empirical character, as the phenomenon of +the intelligible, is unalterable, and, like every natural +phenomenon, is consistent with itself, man would always +have to appear like himself and consistent, and would +therefore have no need to acquire a character artificially +by experience and reflection. But the case is otherwise, +and although a man is always the same, yet he does not +always understand himself, but often mistakes himself, till +he has in some degree acquired real self-knowledge. The +empirical character, as a mere natural tendency, is in itself +irrational; nay, more, its expressions are disturbed by reason, +all the more so the more intellect and power of thought +the man has; for these always keep before him what +becomes <emph>man in general</emph> as the character of the species, +and what is possible for him both in will and in deed. +This makes it the more difficult for him to see how much +his individuality enables him to will and to accomplish. +He finds in himself the germs of all the various human +pursuits and powers, but the difference of degree in which +they exist in his individuality is not clear to him in the +absence of experience; and if he now applies himself to +the pursuits which alone correspond to his character, he +yet feels, especially at particular moments and in particular +moods, the inclination to directly opposite pursuits +which cannot be combined with them, but must be entirely +suppressed if he desires to follow the former undisturbed. +For as our physical path upon earth is always +<pb n='392'/><anchor id='Pg392'/> +merely a line, not an extended surface, so in life, if we +desire to grasp and possess one thing, we must renounce +and leave innumerable others on the right hand and on +the left. If we cannot make up our minds to this, but, +like children at the fair, snatch at everything that attracts +us in passing, we are making the perverse endeavour to +change the line of our path into an extended surface; we +run in a zigzag, skip about like a will o' the wisp, and +attain to nothing. Or, to use another comparison, as, +according to Hobbes' philosophy of law, every one has an +original right to everything but an exclusive right to +nothing, yet can obtain an exclusive right to particular +things by renouncing his right to all the rest, while +others, on their part, do likewise with regard to what he +has chosen; so is it in life, in which some definite pursuit, +whether it be pleasure, honour, wealth, science, art, +or virtue, can only be followed with seriousness and +success when all claims that are foreign to it are given +up, when everything else is renounced. Accordingly, the +mere will and the mere ability are not sufficient, but a +man must also <emph>know</emph> what he wills, and <emph>know</emph> what he +can do; only then will he show character, and only then +can he accomplish something right. Until he attains to +that, notwithstanding the natural consistency of the empirical +character, he is without character. And although, +on the whole, he must remain true to himself, and fulfil +his course, led by his dæmon, yet his path will not be a +straight line, but wavering and uneven. He will hesitate, +deviate, turn back, lay up for himself repentance and +pain. And all this is because, in great and small, he sees +before him all that is possible and attainable for man in +general, but does not know what part of all this is alone +suitable for him, can be accomplished by him, and is +alone enjoyable by him. He will, therefore, envy many +men on account of a position and circumstances which +are yet only suitable to their characters and not to his, +and in which he would feel unhappy, if indeed he found +<pb n='393'/><anchor id='Pg393'/> +them endurable at all. For as a fish is only at home in +water, a bird in the air, a mole in the earth, so every +man is only at home in the atmosphere suitable to him. +For example, not all men can breathe the air of court +life. From deficiency of proper insight into all this, +many a man will make all kinds of abortive attempts, +will do violence to his character in particulars, and yet, +on the whole, will have to yield to it again; and what +he thus painfully attains will give him no pleasure; what +he thus learns will remain dead; even in an ethical regard, +a deed that is too noble for his character, that has +not sprung from pure, direct impulse, but from a concept, +a dogma, will lose all merit, even in his own eyes, through +subsequent egoistical repentance. <foreign lang='la' rend='italic'>Velle non discitur.</foreign> +We only become conscious of the inflexibility of another +person's character through experience, and till then we +childishly believe that it is possible, by means of rational +ideas, by prayers and entreaties, by example and noble-mindedness, +ever to persuade any one to leave his own +way, to change his course of conduct, to depart from his +mode of thinking, or even to extend his capacities: so is +it also with ourselves. We must first learn from experience +what we desire and what we can do. Till then +we know it not, we are without character, and must often +be driven back to our own way by hard blows from without. +But if we have finally learnt it, then we have +attained to what in the world is called character, the +<emph>acquired character</emph>. This is accordingly nothing but the +most perfect knowledge possible of our own individuality. +It is the abstract, and consequently distinct, +knowledge of the unalterable qualities of our own empirical +character, and of the measure and direction of +our mental and physical powers, and thus of the whole +strength and weakness of our own individuality. This +places us in a position to carry out deliberately and +methodically the rôle which belongs to our own person, +and to fill up the gaps which caprices or weaknesses +<pb n='394'/><anchor id='Pg394'/> +produce in it, under the guidance of fixed conceptions. +This rôle is in itself unchangeably determined once for +all, but hitherto we have allowed it to follow its natural +course without any rule. We have now brought to +distinct conscious maxims which are always present to +us the form of conduct which is necessarily determined +by our own individual nature, and now we conduct it +in accordance with them as deliberately as if we had +learned it; without ever falling into error through the +passing influence of the mood or the impression of the +present, without being checked by the bitterness or +sweetness of some particular thing we meet with on our +path, without delay, without hesitation, without inconsistency. +We shall now no longer, as novices, wait, +attempt, and grope about in order to see what we really +desire and are able to do, but we know this once for all, +and in every choice we have only to apply general principles +to particular cases, and arrive at once at a decision. +We know our will in general, and do not allow +ourselves to be led by the passing mood or by solicitations +from without to resolve in particular cases what +is contrary to it as a whole. We know in the same +way the nature and the measure of our strength and our +weakness, and thereby are spared much suffering. For +we experience no real pleasure except in the use and +feeling of our own powers, and the greatest pain is the +conscious deficiency of our powers where we need +them. If, now, we have discovered where our strength +and our weakness lie, we will endeavour to cultivate, +employ, and in every way make use of those talents +which are naturally prominent in us. We will always +turn to those occupations in which they are valuable and +to the purpose, and entirely avoid, even with self-renunciation, +those pursuits for which we have naturally +little aptitude; we will beware of attempting that in +which we have no chance of succeeding. Only he +who has attained to this will constantly and with +<pb n='395'/><anchor id='Pg395'/> +full consciousness be completely himself, and will +never fail himself at the critical moment, because he +will always have known what he could expect from +himself. He will often enjoy the satisfaction of feeling +his strength, and seldom experience the pain of being +reminded of his weakness. The latter is mortification, +which causes perhaps the greatest of mental sufferings; +therefore it is far more endurable to have our misfortune +brought clearly before us than our incapacity. And, +further, if we are thus fully acquainted with our strength +and our weakness, we will not attempt to make a show +of powers which we do not possess; we will not play +with base coin, for all such dissimulation misses the +mark in the end. For since the whole man is only the +phenomenon of his will, nothing can be more perverse +than to try, by means of reflection, to become something +else than one is, for this is a direct contradiction of +the will with itself. The imitation of the qualities +and idiosyncrasies of others is much more shameful than +to dress in other people's clothes; for it is the judgment +of our own worthlessness pronounced by ourselves. +Knowledge of our own mind and its capacities of every +kind, and their unalterable limits, is in this respect the +surest way to the attainment of the greatest possible +contentment with ourselves. For it holds good of inward +as of outward circumstances that there is for us no +consolation so effective as the complete certainty of unalterable +necessity. No evil that befalls us pains us so +much as the thought of the circumstances by which it +might have been warded off. Therefore nothing comforts +us so effectually as the consideration of what has +happened from the standpoint of necessity, from which +all accidents appear as tools in the hand of an overruling +fate, and we therefore recognise the evil that has +come to us as inevitably produced by the conflict of +inner and outer circumstances; in other words, fatalism. +We really only complain and storm so long as we hope +<pb n='396'/><anchor id='Pg396'/> +either to affect others or to excite ourselves to unheard-of +efforts. But children and grown-up people know very +well to yield contentedly as soon as they clearly see +that it absolutely cannot be otherwise:—Θυμὸν ἐνὶ +στήθεσσι φίλον δαμάσσαντες ἀνάγκη (<foreign lang='la' rend='italic'>Animo in pectoribus +nostro domito necessitate</foreign>). We are like the entrapped +elephants, that rage and struggle for many days, till they +see that it is useless, and then suddenly offer their necks +quietly to the yoke, tamed for ever. We are like King +David, who, as long as his son still lived, unceasingly +importuned Jehovah with prayers, and behaved himself +as if in despair; but as soon as his son was dead, thought +no longer about it. Hence it arises that innumerable +permanent ills, such as lameness, poverty, low estate, +ugliness, a disagreeable dwelling-place, are borne with +indifference by innumerable persons, and are no longer +felt, like healed wounds, just because these persons know +that inward or outward necessity renders it impossible +that any change can take place in these things; while +those who are more fortunate cannot understand how +such misfortunes can be borne. Now as with outward +necessity, so also with inward; nothing reconciles so +thoroughly as a distinct knowledge of it. If we have +once for all distinctly recognised not only our good +qualities and our strength, but also our defects and +weakness, established our aim accordingly, and rest satisfied +concerning what cannot be attained, we thus escape +in the surest way, as far as our individuality permits, the +bitterest of all sorrows, discontentment with ourselves, +which is the inevitable result of ignorance of our own +individuality, of false conceit and the audacity that proceeds +from it. To the bitter chapter of the self-knowledge +here recommended the lines of Ovid admit of +excellent application— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign lang='la' rend='italic'>Optimus ille animi vindex lædentia pectus,</foreign></q></l> +<l><q rend='post'><foreign lang='la' rend='italic'>Vincula qui rupit, dedoluitque semel.</foreign></q></l> +</lg> +</quote> + +<pb n='397'/><anchor id='Pg397'/> + +<p> +So much with regard to the <emph>acquired character</emph>, which, +indeed, is not of so much importance for ethics proper +as for life in the world. But its investigation was +related as that of a third species to the investigation of +the intelligible and the empirical character, in regard to +which we were obliged to enter upon a somewhat detailed +inquiry in order to bring out clearly how in all its +phenomena the will is subject to necessity, while yet in +itself it may be called free and even omnipotent. +</p> + +<p> +§ 56. This freedom, this omnipotence, as the expression +of which the whole visible world exists and progressively +develops in accordance with the laws which +belong to the form of knowledge, can now, at the point +at which in its most perfect manifestation it has attained +to the completely adequate knowledge of its own nature, +express itself anew in two ways. Either it wills here, at +the summit of mental endowment and self-consciousness, +simply what it willed before blindly and unconsciously, +and if so, knowledge always remains its <emph>motive</emph> in the +whole as in the particular case. Or, conversely, this knowledge +becomes for it a <emph>quieter</emph>, which appeases and suppresses +all willing. This is that assertion and denial of +the will to live which was stated above in general terms. +As, in the reference of individual conduct, a general, not +a particular manifestation of will, it does not disturb and +modify the development of the character, nor does it +find its expression in particular actions; but, either by +an ever more marked appearance of the whole method of +action it has followed hitherto, or conversely by the +entire suppression of it, it expresses in a living form the +maxims which the will has freely adopted in accordance +with the knowledge it has now attained to. By the +explanations we have just given of freedom, necessity, and +character, we have somewhat facilitated and prepared the +way for the clearer development of all this, which is the +principal subject of this last book. But we shall have +done so still more when we have turned our attention to +<pb n='398'/><anchor id='Pg398'/> +life itself, the willing or not willing of which is the great +question, and have endeavoured to find out generally +what the will itself, which is everywhere the inmost +nature of this life, will really attain by its assertion—in +what way and to what extent this assertion satisfies or can +satisfy the will; in short, what is generally and mainly to +be regarded as its position in this its own world, which +in every relation belongs to it. +</p> + +<p> +First of all, I wish the reader to recall the passage +with which we closed the Second Book,—a passage occasioned +by the question, which met us then, as to the end +and aim of the will. Instead of the answer to this question, +it appeared clearly before us how, in all the grades +of its manifestation, from the lowest to the highest, the +will dispenses altogether with a final goal and aim. It +always strives, for striving is its sole nature, which no +attained goal can put an end to. Therefore it is not susceptible +of any final satisfaction, but can only be restrained +by hindrances, while in itself it goes on for ever. We +see this in the simplest of all natural phenomena, gravity, +which does not cease to strive and press towards a +mathematical centre to reach which would be the annihilation +both of itself and matter, and would not cease +even if the whole universe were already rolled into one +ball. We see it in the other simple natural phenomena. +A solid tends towards fluidity either by melting or dissolving, +for only so will its chemical forces be free; +rigidity is the imprisonment in which it is held by cold. +The fluid tends towards the gaseous state, into which it +passes at once as soon as all pressure is removed from it. +No body is without relationship, <hi rend='italic'>i.e.</hi>, without tendency or +without desire and longing, as Jacob Böhme would say. +Electricity transmits its inner self-repulsion to infinity, +though the mass of the earth absorbs the effect. Galvanism +is certainly, so long as the pile is working, an +aimless, unceasingly repeated act of repulsion and attraction. +The existence of the plant is just such a restless, +<pb n='399'/><anchor id='Pg399'/> +never satisfied striving, a ceaseless tendency through ever-ascending +forms, till the end, the seed, becomes a new +starting-point; and this repeated <foreign lang='la' rend='italic'>ad infinitum</foreign>—nowhere +an end, nowhere a final satisfaction, nowhere a resting-place. +It will also be remembered, from the Second Book, +that the multitude of natural forces and organised forms +everywhere strive with each other for the matter in which +they desire to appear, for each of them only possesses what +it has wrested from the others; and thus a constant internecine +war is waged, from which, for the most part, arises +the resistance through which that striving, which constitutes +the inner nature of everything, is at all points +hindered; struggles in vain, yet, from its nature, cannot +leave off; toils on laboriously till this phenomenon dies, +when others eagerly seize its place and its matter. +</p> + +<p> +We have long since recognised this striving, which +constitutes the kernel and in-itself of everything, as identical +with that which in us, where it manifests itself +most distinctly in the light of the fullest consciousness, +is called <emph>will</emph>. Its hindrance through an obstacle which +places itself between it and its temporary aim we call +<emph>suffering</emph>, and, on the other hand, its attainment of the +end satisfaction, wellbeing, happiness. We may also transfer +this terminology to the phenomena of the unconscious +world, for though weaker in degree, they are identical +in nature. Then we see them involved in constant suffering, +and without any continuing happiness. For all effort +springs from defect—from discontent with one's estate—is +thus suffering so long as it is not satisfied; but no +satisfaction is lasting, rather it is always merely the +starting-point of a new effort. The striving we see +everywhere hindered in many ways, everywhere in conflict, +and therefore always under the form of suffering. +Thus, if there is no final end of striving, there is no +measure and end of suffering. +</p> + +<p> +But what we only discover in unconscious Nature by +sharpened observation, and with an effort, presents itself +<pb n='400'/><anchor id='Pg400'/> +distinctly to us in the intelligent world in the life of +animals, whose constant suffering is easily proved. But +without lingering over these intermediate grades, we shall +turn to the life of man, in which all this appears with +the greatest distinctness, illuminated by the clearest +knowledge; for as the phenomenon of will becomes more +complete, the suffering also becomes more and more apparent. +In the plant there is as yet no sensibility, and +therefore no pain. A certain very small degree of suffering +is experienced by the lowest species of animal life—infusoria +and radiata; even in insects the capacity to feel and +suffer is still limited. It first appears in a high degree +with the complete nervous system of vertebrate animals, +and always in a higher degree the more intelligence +develops. Thus, in proportion as knowledge attains to +distinctness, as consciousness ascends, pain also increases, +and therefore reaches its highest degree in man. And +then, again, the more distinctly a man knows, the more +intelligent he is, the more pain he has; the man who is +gifted with genius suffers most of all. In this sense, that +is, with reference to the degree of knowledge in general, +not mere abstract rational knowledge, I understand and +use here that saying of the Preacher: <foreign lang='la' rend='italic'>Qui auget scientiam, +auget at dolorem.</foreign> That philosophical painter or painting +philosopher, Tischbein, has very beautifully expressed the +accurate relation between the degree of consciousness and +that of suffering by exhibiting it in a visible and clear +form in a drawing. The upper half of his drawing represents +women whose children have been stolen, and who +in different groups and attitudes, express in many ways +deep maternal pain, anguish, and despair. The lower half +of the drawing represents sheep whose lambs have been +taken away. They are arranged and grouped in precisely +the same way; so that every human head, every human +attitude of the upper half, has below a brute head and +attitude corresponding to it. Thus we see distinctly how +the pain which is possible in the dull brute consciousness +<pb n='401'/><anchor id='Pg401'/> +is related to the violent grief, which only becomes possible +through distinctness of knowledge and clearness of consciousness. +</p> + +<p> +We desire to consider in this way, in <emph>human existence</emph>, +the inner and essential destiny of will. Every one will +easily recognise that same destiny expressed in various +degrees in the life of the brutes, only more weakly, and +may also convince himself to his own satisfaction, from +the suffering animal world, <emph>how essential to all life is +suffering</emph>. +</p> + +<p> +§ 57. At every grade that is enlightened by knowledge, +the will appears as an individual. The human +individual finds himself as finite in infinite space and +time, and consequently as a vanishing quantity compared +with them. He is projected into them, and, on account +of their unlimited nature, he has always a merely relative, +never absolute <emph>when</emph> and <emph>where</emph> of his existence; +for his place and duration are finite parts of what is +infinite and boundless. His real existence is only in +the present, whose unchecked flight into the past is a +constant transition into death, a constant dying. For +his past life, apart from its possible consequences for +the present, and the testimony regarding the will that +is expressed in it, is now entirely done with, dead, and +no longer anything; and, therefore, it must be, as a +matter of reason, indifferent to him whether the content +of that past was pain or pleasure. But the present is +always passing through his hands into the past; the +future is quite uncertain and always short. Thus his +existence, even when we consider only its formal side, +is a constant hurrying of the present into the dead past, +a constant dying. But if we look at it from the +physical side; it is clear that, as our walking is +admittedly merely a constantly prevented falling, the +life of our body is only a constantly prevented dying, +an ever-postponed death: finally, in the same way, the +activity of our mind is a constantly deferred ennui. +<pb n='402'/><anchor id='Pg402'/> +Every breath we draw wards off the death that is constantly +intruding upon us. In this way we fight with +it every moment, and again, at longer intervals, through +every meal we eat, every sleep we take, every time we +warm ourselves, &c. In the end, death must conquer, +for we became subject to him through birth, +and he only plays for a little while with his prey before +he swallows it up. We pursue our life, however, with +great interest and much solicitude as long as possible, +as we blow out a soap-bubble as long and as large as +possible, although we know perfectly well that it will +burst. +</p> + +<p> +We saw that the inner being of unconscious nature +is a constant striving without end and without rest. +And this appears to us much more distinctly when we +consider the nature of brutes and man. Willing and +striving is its whole being, which may be very well +compared to an unquenchable thirst. But the basis of +all willing is need, deficiency, and thus pain. Consequently, +the nature of brutes and man is subject to pain +originally and through its very being. If, on the other +hand, it lacks objects of desire, because it is at once +deprived of them by a too easy satisfaction, a terrible +void and ennui comes over it, <hi rend='italic'>i.e.</hi>, its being and existence +itself becomes an unbearable burden to it. Thus +its life swings like a pendulum backwards and forwards +between pain and ennui. This has also had to express +itself very oddly in this way; after man had transferred +all pain and torments to hell, there then remained nothing +over for heaven but ennui. +</p> + +<p> +But the constant striving which constitutes the inner +nature of every manifestation of will obtains its primary +and most general foundation at the higher grades of +objectification, from the fact that here the will manifests +itself as a living body, with the iron command to nourish +it; and what gives strength to this command is just +that this body is nothing but the objectified will to live +<pb n='403'/><anchor id='Pg403'/> +itself. Man, as the most complete objectification of that +will, is in like measure also the most necessitous of all +beings: he is through and through concrete willing and +needing; he is a concretion of a thousand necessities. +With these he stands upon the earth, left to himself, +uncertain about everything except his own need and +misery. Consequently the care for the maintenance of +that existence under exacting demands, which are renewed +every day, occupies, as a rule, the whole of human life. +To this is directly related the second claim, that of the +propagation of the species. At the same time he is +threatened from all sides by the most different kinds of +dangers, from which it requires constant watchfulness to +escape. With cautious steps and casting anxious glances +round him he pursues his path, for a thousand accidents +and a thousand enemies lie in wait for him. Thus he +went while yet a savage, thus he goes in civilised life; +there is no security for him. +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign lang='la' rend='italic'>Qualibus in tenebris vitæ, quantisque periclis</foreign></q></l> +<l><q rend='post'><foreign lang='la' rend='italic'>Degitur hocc' ævi, quodcunque est!</foreign></q>—<hi rend='smallcaps'>Lucr.</hi> ii. 15.</l> +</lg> +</quote> + +<p> +The life of the great majority is only a constant struggle +for this existence itself, with the certainty of losing it +at last. But what enables them to endure this wearisome +battle is not so much the love of life as the fear +of death, which yet stands in the background as inevitable, +and may come upon them at any moment. Life +itself is a sea, full of rocks and whirlpools, which man +avoids with the greatest care and solicitude, although he +knows that even if he succeeds in getting through with +all his efforts and skill, he yet by doing so comes nearer +at every step to the greatest, the total, inevitable, and +irremediable shipwreck, death; nay, even steers right +upon it: this is the final goal of the laborious voyage, +and worse for him than all the rocks from which he has +escaped. +</p> + +<p> +Now it is well worth observing that, on the one hand, +<pb n='404'/><anchor id='Pg404'/> +the suffering and misery of life may easily increase to +such an extent that death itself, in the flight from which +the whole of life consists, becomes desirable, and we hasten +towards it voluntarily; and again, on the other hand, that +as soon as want and suffering permit rest to a man, ennui +is at once so near that he necessarily requires diversion. +The striving after existence is what occupies all living +things and maintains them in motion. But when existence +is assured, then they know not what to do with it; +thus the second thing that sets them in motion is the +effort to get free from the burden of existence, to make +it cease to be felt, <q>to kill time,</q> <hi rend='italic'>i.e.</hi>, to escape from +ennui. Accordingly we see that almost all men who are +secure from want and care, now that at last they have +thrown off all other burdens, become a burden to themselves, +and regard as a gain every hour they succeed in +getting through; and thus every diminution of the very +life which, till then, they have employed all their powers to +maintain as long as possible. Ennui is by no means an evil +to be lightly esteemed; in the end it depicts on the countenance +real despair. It makes beings who love each other +so little as men do, seek each other eagerly, and thus becomes +the source of social intercourse. Moreover, even +from motives of policy, public precautions are everywhere +taken against it, as against other universal calamities. For +this evil may drive men to the greatest excesses, just as +much as its opposite extreme, famine: the people require +<foreign lang='la' rend='italic'>panem et circenses</foreign>. The strict penitentiary system of +Philadelphia makes use of ennui alone as a means of punishment, +through solitary confinement and idleness, and +it is found so terrible that it has even led prisoners to +commit suicide. As want is the constant scourge of the +people, so ennui is that of the fashionable world. In +middle-class life ennui is represented by the Sunday, and +want by the six week-days. +</p> + +<p> +Thus between desiring and attaining all human life +flows on throughout. The wish is, in its nature, pain; +<pb n='405'/><anchor id='Pg405'/> +the attainment soon begets satiety: the end was only +apparent; possession takes away the charm; the wish, +the need, presents itself under a new form; when it does +not, then follows desolateness, emptiness, ennui, against +which the conflict is just as painful as against want. +That wish and satisfaction should follow each other +neither too quickly nor too slowly reduces the suffering, +which both occasion to the smallest amount, and constitutes +the happiest life. For that which we might otherwise +call the most beautiful part of life, its purest joy, if +it were only because it lifts us out of real existence and +transforms us into disinterested spectators of it—that +is, pure knowledge, which is foreign to all willing, the +pleasure of the beautiful, the true delight in art—this +is granted only to a very few, because it demands rare +talents, and to these few only as a passing dream. And +then, even these few, on account of their higher intellectual +power, are made susceptible of far greater suffering +than duller minds can ever feel, and are also placed in +lonely isolation by a nature which is obviously different +from that of others; thus here also accounts are squared. +But to the great majority of men purely intellectual +pleasures are not accessible. They are almost quite incapable +of the joys which lie in pure knowledge. They +are entirely given up to willing. If, therefore, anything +is to win their sympathy, to be <emph>interesting</emph> to them, it +must (as is implied in the meaning of the word) in some +way excite their <emph>will</emph>, even if it is only through a distant +and merely problematical relation to it; the will must not +be left altogether out of the question, for their existence +lies far more in willing than in knowing,—action and +reaction is their one element. We may find in trifles +and everyday occurrences the naïve expressions of this +quality. Thus, for example, at any place worth seeing +they may visit, they write their names, in order thus to +react, to affect the place since it does not affect them. +Again, when they see a strange rare animal, they cannot +<pb n='406'/><anchor id='Pg406'/> +easily confine themselves to merely observing it; they +must rouse it, tease it, play with it, merely to experience +action and reaction; but this need for excitement +of the will manifests itself very specially in the discovery +and support of card-playing, which is quite peculiarly +the expression of the miserable side of humanity. +</p> + +<p> +But whatever nature and fortune may have done, +whoever a man be and whatever he may possess, the +pain which is essential to life cannot be thrown off:—Πηλειδης +δ᾽ ῳμωξεν, ιδων εις ουρανον ευρυν (<foreign lang='la' rend='italic'>Pelides autem +ejulavit, intuitus in cælum latum</foreign>). And again:—Ζηνος +μεν παις ηα Κρονιονος, αυταρ οιζυν ειχον απειρεσιην (<foreign lang='la' rend='italic'>Jovis +quidem filius eram Saturnii; verum ærumnam habebam +infinitam</foreign>). The ceaseless efforts to banish suffering accomplish +no more than to make it change its form. It +is essentially deficiency, want, care for the maintenance +of life. If we succeed, which is very difficult, in +removing pain in this form, it immediately assumes a +thousand others, varying according to age and circumstances, +such as lust, passionate love, jealousy, envy, +hatred, anxiety, ambition, covetousness, sickness, &c., &c. +If at last it can find entrance in no other form, it comes +in the sad, grey garments of tediousness and ennui, +against which we then strive in various ways. If finally +we succeed in driving this away, we shall hardly do so +without letting pain enter in one of its earlier forms, and +the dance begin again from the beginning; for all human +life is tossed backwards and forwards between pain and +ennui. Depressing as this view of life is, I will draw +attention, by the way, to an aspect of it from which consolation +may be drawn, and perhaps even a stoical indifference +to one's own present ills may be attained. For +our impatience at these arises for the most part from the +fact that we regard them as brought about by a chain of +causes which might easily be different. We do not generally +grieve over ills which are directly necessary and +quite universal; for example, the necessity of age and of +<pb n='407'/><anchor id='Pg407'/> +death, and many daily inconveniences. It is rather the +consideration of the accidental nature of the circumstances +that brought some sorrow just to us, that gives it +its sting. But if we have recognised that pain, as such, +is inevitable and essential to life, and that nothing depends +upon chance but its mere fashion, the form under +which it presents itself, that thus our present sorrow fills a +place that, without it, would at once be occupied by another +which now is excluded by it, and that therefore fate can +affect us little in what is essential; such a reflection, if +it were to become a living conviction, might produce a +considerable degree of stoical equanimity, and very much +lessen the anxious care for our own well-being. But, in +fact, such a powerful control of reason over directly felt +suffering seldom or never occurs. +</p> + +<p> +Besides, through this view of the inevitableness of pain, +of the supplanting of one pain by another, and the introduction +of a new pain through the passing away of that +which preceded it, one might be led to the paradoxical +but not absurd hypothesis, that in every individual the +measure of the pain essential to him was determined once +for all by his nature, a measure which could neither +remain empty, nor be more than filled, however much the +form of the suffering might change. Thus his suffering +and well-being would by no means be determined from +without, but only through that measure, that natural disposition, +which indeed might experience certain additions +and diminutions from the physical condition at different +times, but yet, on the whole, would remain the same, +and would just be what is called the temperament, or, +more accurately, the degree in which he might be ευκολος +or δυσκολος, as Plato expresses it in the First Book of the +Republic, <hi rend='italic'>i.e.</hi>, in an easy or difficult mood. This hypothesis +is supported not only by the well-known experience +that great suffering makes all lesser ills cease to be +felt, and conversely that freedom from great suffering +makes even the most trifling inconveniences torment us +<pb n='408'/><anchor id='Pg408'/> +and put us out of humour; but experience also teaches +that if a great misfortune, at the mere thought of which +we shuddered, actually befalls us, as soon as we have +overcome the first pain of it, our disposition remains for +the most part unchanged; and, conversely, that after the +attainment of some happiness we have long desired, we +do not feel ourselves on the whole and permanently very +much better off and agreeably situated than before. +Only the moment at which these changes occur affects +us with unusual strength, as deep sorrow or exulting joy, +but both soon pass away, for they are based upon illusion. +For they do not spring from the immediately +present pleasure or pain, but only from the opening up +of a new future which is anticipated in them. Only by +borrowing from the future could pain or pleasure be +heightened so abnormally, and consequently not enduringly. +It would follow, from the hypothesis advanced, +that a large part of the feeling of suffering and of well-being +would be subjective and determined <foreign lang='la' rend='italic'>a priori</foreign>, as is +the case with knowing; and we may add the following +remarks as evidence in favour of it. Human cheerfulness +or dejection are manifestly not determined by +external circumstances, such as wealth and position, for +we see at least as many glad faces among the poor as +among the rich. Further, the motives which induce +suicide are so very different, that we can assign no +motive that is so great as to bring it about, even with +great probability, in every character, and few that would +be so small that the like of them had never caused it. +Now although the degree of our serenity or sadness is +not at all times the same, yet, in consequence of this +view, we shall not attribute it to the change of +outward circumstances, but to that of the inner +condition, the physical state. For when an actual, +though only temporary, increase of our serenity, even +to the extent of joyfulness, takes place, it usually +appears without any external occasion. It is true that +<pb n='409'/><anchor id='Pg409'/> +we often see our pain arise only from some definite external +relation, and are visibly oppressed and saddened +by this only. Then we believe that if only this were +taken away, the greatest contentment would necessarily +ensue. But this is illusion. The measure of our pain +and our happiness is on the whole, according to our +hypothesis, subjectively determined for each point of time, +and the motive for sadness is related to that, just as a +blister which draws to a head all the bad humours otherwise +distributed is related to the body. The pain which +is at that period of time essential to our nature, and +therefore cannot be shaken off, would, without the definite +external cause of our suffering, be divided at a hundred +points, and appear in the form of a hundred little annoyances +and cares about things which we now entirely overlook, +because our capacity for pain is already filled by +that chief evil which has concentrated in a point all the +suffering otherwise dispersed. This corresponds also to +the observation that if a great and pressing care is lifted +from our breast by its fortunate issue, another immediately +takes its place, the whole material of which was +already there before, yet could not come into consciousness +as care because there was no capacity left for it, and +therefore this material of care remained indistinct and +unobserved in a cloudy form on the farthest horizon of +consciousness. But now that there is room, this prepared +material at once comes forward and occupies the throne +of the reigning care of the day (πρυτανευουσα). And if it +is very much lighter in its matter than the material of the +care which has vanished, it knows how to blow itself out +so as apparently to equal it in size, and thus, as the chief +care of the day, completely fills the throne. +</p> + +<p> +Excessive joy and very keen suffering always occur in +the same person, for they condition each other reciprocally, +and are also in common conditioned by great activity +of the mind. Both are produced, as we have just seen, +not by what is really present, but by the anticipation of +<pb n='410'/><anchor id='Pg410'/> +the future. But since pain is essential to life, and its +degree is also determined by the nature of the subject, +sudden changes, because they are always external, cannot +really alter its degree. Thus an error and delusion +always lies at the foundation of immoderate joy or grief, +and consequently both these excessive strainings of the +mind can be avoided by knowledge. Every immoderate +joy (<foreign lang='la' rend='italic'>exultatio, insolens lætitia</foreign>) always rests on the delusion +that one has found in life what can never be found +there—lasting satisfaction of the harassing desires and +cares, which are constantly breeding new ones. From +every particular delusion of this kind one must inevitably +be brought back later, and then when it vanishes must +pay for it with pain as bitter as the joy its entrance +caused was keen. So far, then, it is precisely like a +height from which one can come down only by a fall. +Therefore one ought to avoid them; and every sudden +excessive grief is just a fall from some such height, the +vanishing of such a delusion, and so conditioned by it. +Consequently we might avoid them both if we had sufficient +control over ourselves to survey things always with +perfect clearness as a whole and in their connection, and +steadfastly to guard against really lending them the colours +which we wish they had. The principal effort of the +Stoical ethics was to free the mind from all such delusion +and its consequences, and to give it instead an equanimity +that could not be disturbed. It is this insight that +inspires Horace in the well-known ode— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign lang='la' rend='italic'>Æquam memento rebus in arduiis</foreign></q></l> +<l>Servare mentem, non secus in bonis</l> +<l rend='margin-left: 4'><foreign lang='la' rend='italic'>Ab insolenti temperatam</foreign></l> +<l rend='margin-left: 6'><q rend='post'><foreign lang='la' rend='italic'>Lætitia.</foreign></q></l> +</lg> +</quote> + +<p> +For the most part, however, we close our minds against +the knowledge, which may be compared to a bitter medicine, +that suffering is essential to life, and therefore does +not flow in upon us from without, but that every one +carries about with him its perennial source in his own +<pb n='411'/><anchor id='Pg411'/> +heart. We rather seek constantly for an external particular +cause, as it were, a pretext for the pain which never +leaves us, just as the free man makes himself an idol, in +order to have a master. For we unweariedly strive from +wish to wish; and although every satisfaction, however +much it promised, when attained fails to satisfy us, but +for the most part comes presently to be an error of which +we are ashamed, yet we do not see that we draw water +with the sieve of the Danaides, but ever hasten to new +desires. +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign rend='italic'>Sed, dum abest quod avemus, id exsuperare videtur</foreign></q></l> +<l><foreign lang='la' rend='italic'>Cætera; post aliud, quum contigit illud, avemus;</foreign></l> +<l><q rend='post'><foreign lang='la' rend='italic'>Et sitis æqua tenet vitai semper hiantes.</foreign></q>—<hi rend='smallcaps'>Lucr.</hi> iii. 1095.</l> +</lg> +</quote> + +<p> +Thus it either goes on for ever, or, what is more rare and +presupposes a certain strength of character, till we reach +a wish which is not satisfied and yet cannot be given up. +In that case we have, as it were, found what we sought, +something that we can always blame, instead of our own +nature, as the source of our suffering. And thus, although +we are now at variance with our fate, we are reconciled +to our existence, for the knowledge is again put far from +us that suffering is essential to this existence itself, and +true satisfaction impossible. The result of this form of +development is a somewhat melancholy disposition, the +constant endurance of a single great pain, and the contempt +for all lesser sorrows or joys that proceeds from it; +consequently an already nobler phenomenon than that +constant seizing upon ever-new forms of illusion, which is +much more common. +</p> + +<p> +§ 58. All satisfaction, or what is commonly called +happiness, is always really and essentially only <emph>negative</emph>, +and never positive. It is not an original gratification +coming to us of itself, but must always be the satisfaction +of a wish. The wish, <hi rend='italic'>i.e.</hi>, some want, is the condition +which precedes every pleasure. But with the satisfaction +the wish and therefore the pleasure cease. Thus the +satisfaction or the pleasing can never be more than the +<pb n='412'/><anchor id='Pg412'/> +deliverance from a pain, from a want; for such is not +only every actual, open sorrow, but every desire, the +importunity of which disturbs our peace, and, indeed, the +deadening ennui also that makes life a burden to us. It +is, however, so hard to attain or achieve anything; difficulties +and troubles without end are opposed to every +purpose, and at every step hindrances accumulate. But +when finally everything is overcome and attained, nothing +can ever be gained but deliverance from some sorrow or +desire, so that we find ourselves just in the same position +as we occupied before this sorrow or desire appeared. +All that is even directly given us is merely the want, <hi rend='italic'>i.e.</hi>, +the pain. The satisfaction and the pleasure we can only +know indirectly through the remembrance of the preceding +suffering and want, which ceases with its appearance. +Hence it arises that we are not properly conscious of the +blessings and advantages we actually possess, nor do we +prize them, but think of them merely as a matter of +course, for they gratify us only negatively by restraining +suffering. Only when we have lost them do we become +sensible of their value; for the want, the privation, the +sorrow, is the positive, communicating itself directly to +us. Thus also we are pleased by the remembrance of +past need, sickness, want, and such like, because this is +the only means of enjoying the present blessings. And, +further, it cannot be denied that in this respect, and from +this standpoint of egoism, which is the form of the will +to live, the sight or the description of the sufferings of +others affords us satisfaction and pleasure in precisely the +way Lucretius beautifully and frankly expresses it in the +beginning of the Second Book— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'><foreign lang='la' rend='italic'>Suave, mari magno, turbantibus æquora ventis,</foreign></q></l> +<l><foreign lang='la' rend='italic'>E terra magnum alterius spectare laborem:</foreign></l> +<l><foreign lang='la' rend='italic'>Non, quia vexari quemquam est jucunda voluptas;</foreign></l> +<l><q rend='post'><foreign lang='la' rend='italic'>Sed, quibus ipse malis careas, quia cernere suave est.</foreign></q></l> +</lg> +</quote> + +<p> +Yet we shall see farther on that this kind of pleasure, +<pb n='413'/><anchor id='Pg413'/> +through knowledge of our own well-being obtained in +this way, lies very near the source of real, positive +wickedness. +</p> + +<p> +That all happiness is only of a negative not a positive +nature, that just on this account it cannot be lasting +satisfaction and gratification, but merely delivers us from +some pain or want which must be followed either by a +new pain, or by languor, empty longing, and ennui; this +finds support in art, that true mirror of the world and +life, and especially in poetry. Every epic and dramatic +poem can only represent a struggle, an effort, and fight for +happiness, never enduring and complete happiness itself. +It conducts its heroes through a thousand difficulties and +dangers to the goal; as soon as this is reached, it hastens +to let the curtain fall; for now there would remain +nothing for it to do but to show that the glittering goal +in which the hero expected to find happiness had only +disappointed him, and that after its attainment he was +no better off than before. Because a genuine enduring +happiness is not possible, it cannot be the subject of art. +Certainly the aim of the idyll is the description of such +a happiness, but one also sees that the idyll as such cannot +continue. The poet always finds that it either +becomes epical in his hands, and in this case it is a very +insignificant epic, made up of trifling sorrows, trifling +delights, and trifling efforts—this is the commonest case—or +else it becomes a merely descriptive poem, describing +the beauty of nature, <hi rend='italic'>i.e.</hi>, pure knowing free from will, +which certainly, as a matter of fact, is the only pure +happiness, which is neither preceded by suffering or +want, nor necessarily followed by repentance, sorrow, +emptiness, or satiety; but this happiness cannot fill the +whole life, but is only possible at moments. What we +see in poetry we find again in music; in the melodies of +which we have recognised the universal expression of +the inmost history of the self-conscious will, the most +secret life, longing, suffering, and delight; the ebb and +<pb n='414'/><anchor id='Pg414'/> +flow of the human heart. Melody is always a deviation +from the keynote through a thousand capricious wanderings, +even to the most painful discord, and then a final +return to the keynote which expresses the satisfaction +and appeasing of the will, but with which nothing more +can then be done, and the continuance of which any +longer would only be a wearisome and unmeaning monotony +corresponding to ennui. +</p> + +<p> +All that we intend to bring out clearly through these +investigations, the impossibility of attaining lasting +satisfaction and the negative nature of all happiness, +finds its explanation in what is shown at the conclusion +of the Second Book: that the will, of which human life, +like every phenomenon, is the objectification, is a striving +without aim or end. We find the stamp of this endlessness +imprinted upon all the parts of its whole manifestation, +from its most universal form, endless time and +space, up to the most perfect of all phenomena, the life +and efforts of man. We may theoretically assume three +extremes of human life, and treat them as elements of +actual human life. First, the powerful will, the strong +passions (Radscha-Guna). It appears in great historical +characters; it is described in the epic and the drama. +But it can also show itself in the little world, for the +size of the objects is measured here by the degree in +which they influence the will, not according to their +external relations. Secondly, pure knowing, the comprehension +of the Ideas, conditioned by the freeing of +knowledge from the service of will: the life of genius +(Satwa-Guna). Thirdly and lastly, the greatest lethargy +of the will, and also of the knowledge attaching to it, +empty longing, life-benumbing languor (Tama-Guna). +The life of the individual, far from becoming permanently +fixed in one of these extremes, seldom touches +any of them, and is for the most part only a weak and +wavering approach to one or the other side, a needy +desiring of trifling objects, constantly recurring, and so +<pb n='415'/><anchor id='Pg415'/> +escaping ennui. It is really incredible how meaningless +and void of significance when looked at from without, +how dull and unenlightened by intellect when felt from +within, is the course of the life of the great majority of +men. It is a weary longing and complaining, a dream-like +staggering through the four ages of life to death, +accompanied by a series of trivial thoughts. Such men +are like clockwork, which is wound up, and goes it knows +not why; and every time a man is begotten and born, +the clock of human life is wound up anew, to repeat the +same old piece it has played innumerable times before, +passage after passage, measure after measure, with insignificant +variations. Every individual, every human +being and his course of life, is but another short dream +of the endless spirit of nature, of the persistent will to +live; is only another fleeting form, which it carelessly +sketches on its infinite page, space and time; allows to +remain for a time so short that it vanishes into nothing +in comparison with these, and then obliterates to make +new room. And yet, and here lies the serious side of +life, every one of these fleeting forms, these empty +fancies, must be paid for by the whole will to live, in all +its activity, with many and deep sufferings, and finally +with a bitter death, long feared and coming at last. +This is why the sight of a corpse makes us suddenly so +serious. +</p> + +<p> +The life of every individual, if we survey it as a whole +and in general, and only lay stress upon its most significant +features, is really always a tragedy, but gone through +in detail, it has the character of a comedy. For the +deeds and vexations of the day, the restless irritation of +the moment, the desires and fears of the week, the +mishaps of every hour, are all through chance, which is +ever bent upon some jest, scenes of a comedy. But the +never-satisfied wishes, the frustrated efforts, the hopes +unmercifully crushed by fate, the unfortunate errors of +the whole life, with increasing suffering and death at the +<pb n='416'/><anchor id='Pg416'/> +end, are always a tragedy. Thus, as if fate would add +derision to the misery of our existence, our life must contain +all the woes of tragedy, and yet we cannot even +assert the dignity of tragic characters, but in the broad +detail of life must inevitably be the foolish characters of +a comedy. +</p> + +<p> +But however much great and small trials may fill +human life, they are not able to conceal its insufficiency +to satisfy the spirit; they cannot hide the emptiness and +superficiality of existence, nor exclude ennui, which is +always ready to fill up every pause that care may allow. +Hence it arises that the human mind, not content with +the cares, anxieties, and occupations which the actual +world lays upon it, creates for itself an imaginary world +also in the form of a thousand different superstitions, then +finds all manner of employment with this, and wastes +time and strength upon it, as soon as the real world is +willing to grant it the rest which it is quite incapable of +enjoying. This is accordingly most markedly the case +with nations for which life is made easy by the congenial +nature of the climate and the soil, most of all with the +Hindus, then with the Greeks, the Romans, and later +with the Italians, the Spaniards, &c. Demons, gods, and +saints man creates in his own image; and to them he +must then unceasingly bring offerings, prayers, temple +decorations, vows and their fulfilment, pilgrimages, salutations, +ornaments for their images, &c. Their service +mingles everywhere with the real, and, indeed, obscures +it. Every event of life is regarded as the work of these +beings; the intercourse with them occupies half the time +of life, constantly sustains hope, and by the charm of +illusion often becomes more interesting than intercourse +with real beings. It is the expression and symptom +of the actual need of mankind, partly for help and +support, partly for occupation and diversion; and if it +often works in direct opposition to the first need, because +when accidents and dangers arise valuable time +<pb n='417'/><anchor id='Pg417'/> +and strength, instead of being directed to warding them +off, are uselessly wasted on prayers and offerings; it +serves the second end all the better by this imaginary +converse with a visionary spirit world; and this is the +by no means contemptible gain of all superstitions. +</p> + +<p> +§ 59. If we have so far convinced ourselves <foreign lang='la' rend='italic'>a priori</foreign>, +by the most general consideration, by investigation of the +primary and elemental features of human life, that in its +whole plan it is capable of no true blessedness, but is in +its very nature suffering in various forms, and throughout +a state of misery, we might now awaken this conviction +much more vividly within us if, proceeding more <foreign lang='la' rend='italic'>a posteriori</foreign>, +we were to turn to more definite instances, call +up pictures to the fancy, and illustrate by examples the +unspeakable misery which experience and history present, +wherever one may look and in whatever direction one +may seek. But the chapter would have no end, and +would carry us far from the standpoint of the universal, +which is essential to philosophy; and, moreover, such a +description might easily be taken for a mere declamation +on human misery, such as has often been given, and, as +such, might be charged with one-sidedness, because it +started from particular facts. From such a reproach and +suspicion our perfectly cold and philosophical investigation +of the inevitable suffering which is founded in the +nature of life is free, for it starts from the universal and +is conducted <foreign lang='la' rend='italic'>a priori</foreign>. But confirmation <foreign lang='la' rend='italic'>a posteriori</foreign> is +everywhere easily obtained. Every one who has awakened +from the first dream of youth, who has considered his +own experience and that of others, who has studied himself +in life, in the history of the past and of his own time, +and finally in the works of the great poets, will, if his +judgment is not paralysed by some indelibly imprinted prejudice, +certainly arrive at the conclusion that this human +world is the kingdom of chance and error, which rule without +mercy in great things and in small, and along with which +folly and wickedness also wield the scourge. Hence it arises +<pb n='418'/><anchor id='Pg418'/> +that everything better only struggles through with difficulty; +what is noble and wise seldom attains to expression, +becomes effective and claims attention, but the absurd +and the perverse in the sphere of thought, the dull and +tasteless in the sphere of art, the wicked and deceitful in +the sphere of action, really assert a supremacy, only disturbed +by short interruptions. On the other hand, everything +that is excellent is always a mere exception, one +case in millions, and therefore, if it presents itself in +a lasting work, this, when it has outlived the enmity of +its contemporaries, exists in isolation, is preserved like a +meteoric stone, sprung from an order of things different +from that which prevails here. But as far as the life of +the individual is concerned, every biography is the history +of suffering, for every life is, as a rule, a continual series +of great and small misfortunes, which each one conceals +as much as possible, because he knows that others can +seldom feel sympathy or compassion, but almost always +satisfaction at the sight of the woes from which they are +themselves for the moment exempt. But perhaps at the +end of life, if a man is sincere and in full possession of +his faculties, he will never wish to have it to live over +again, but rather than this, he will much prefer absolute +annihilation. The essential content of the famous soliloquy +in <q>Hamlet</q> is briefly this: Our state is so wretched +that absolute annihilation would be decidedly preferable. +If suicide really offered us this, so that the alternative +<q>to be or not to be,</q> in the full sense of the word, was +placed before us, then it would be unconditionally to be +chosen as <q>a consummation devoutly to be wished.</q> But +there is something in us which tells us that this is not +the case: suicide is not the end; death is not absolute +annihilation. In like manner, what was said by the +father of history<note place='foot'>Herodot. vii. 46.</note> has not since him been contradicted, +that no man has ever lived who has not wished more +than once that he had not to live the following day. +<pb n='419'/><anchor id='Pg419'/> +According to this, the brevity of life, which is so constantly +lamented, may be the best quality it possesses. +If, finally, we should bring clearly to a man's sight the +terrible sufferings and miseries to which his life is constantly +exposed, he would be seized with horror; and +if we were to conduct the confirmed optimist through +the hospitals, infirmaries, and surgical operating-rooms, +through the prisons, torture-chambers, and slave-kennels, +over battle-fields and places of execution; if we were to +open to him all the dark abodes of misery, where it hides +itself from the glance of cold curiosity, and, finally, allow +him to glance into the starving dungeon of Ugolino, he, +too, would understand at last the nature of this <q>best of +possible worlds.</q> For whence did Dante take the materials +for his hell but from this our actual world? And +yet he made a very proper hell of it. And when, on +the other hand, he came to the task of describing heaven +and its delights, he had an insurmountable difficulty +before him, for our world affords no materials at all for +this. Therefore there remained nothing for him to do +but, instead of describing the joys of paradise, to repeat +to us the instruction given him there by his ancestor, by +Beatrice, and by various saints. But from this it is +sufficiently clear what manner of world it is. Certainly +human life, like all bad ware, is covered over with a +false lustre: what suffers always conceals itself; on +the other hand, whatever pomp or splendour any one can +get, he makes a show of openly, and the more inner contentment +deserts him, the more he desires to exist as +fortunate in the opinion of others: to such an extent +does folly go, and the opinion of others is a chief aim of +the efforts of every one, although the utter nothingness +of it is expressed in the fact that in almost all languages +vanity, <foreign lang='la' rend='italic'>vanitas</foreign>, originally signifies emptiness and nothingness. +But under all this false show, the miseries of life +can so increase—and this happens every day—that the +death which hitherto has been feared above all things is +<pb n='420'/><anchor id='Pg420'/> +eagerly seized upon. Indeed, if fate will show its whole +malice, even this refuge is denied to the sufferer, and, in +the hands of enraged enemies, he may remain exposed to +terrible and slow tortures without remedy. In vain the +sufferer then calls on his gods for help; he remains +exposed to his fate without grace. But this irremediableness +is only the mirror of the invincible nature of his +will, of which his person is the objectivity. As little as +an external power can change or suppress this will, so +little can a foreign power deliver it from the miseries +which proceed from the life which is the phenomenal +appearance of that will. In the principal matter, as in +everything else, a man is always thrown back upon himself. +In vain does he make to himself gods in order +to get from them by prayers and flattery what can only +be accomplished by his own will-power. The Old Testament +made the world and man the work of a god, but the +New Testament saw that, in order to teach that holiness +and salvation from the sorrows of this world +can only come from the world itself, it was necessary that +this god should become man. It is and remains the +will of man upon which everything depends for him. Fanatics, +martyrs, saints of every faith and name, have voluntarily +and gladly endured every torture, because in them +the will to live had suppressed itself; and then even the +slow destruction of its phenomenon was welcome to them. +But I do not wish to anticipate the later exposition. For +the rest, I cannot here avoid the statement that, to me, +<emph>optimism</emph>, when it is not merely the thoughtless talk of +such as harbour nothing but words under their low foreheads, +appears not merely as an absurd, but also as a +really <emph>wicked</emph> way of thinking, as a bitter mockery of the +unspeakable suffering of humanity. Let no one think +that Christianity is favourable to optimism; for, on the +contrary, in the Gospels world and evil are used as almost +synonymous.<note place='foot'>Cf. Ch. xlvi. of Supplement.</note> +</p> + +<pb n='421'/><anchor id='Pg421'/> + +<p> +§ 60. We have now completed the two expositions it +was necessary to insert; the exposition of the freedom of +the will in itself together with the necessity of its phenomenon, +and the exposition of its lot in the world which +reflects its own nature, and upon the knowledge of which +it has to assert or deny itself. Therefore we can now +proceed to bring out more clearly the nature of this assertion +and denial itself, which was referred to and explained +in a merely general way above. This we shall do by +exhibiting the conduct in which alone it finds its expression, +and considering it in its inner significance. +</p> + +<p> +The <emph>assertion of the will</emph> is the continuous willing itself, +undisturbed by any knowledge, as it fills the life of man +in general. For even the body of a man is the objectivity +of the will, as it appears at this grade and in this individual. +And thus his willing which develops itself in +time is, as it were, a paraphrase of his body, an elucidation +of the significance of the whole and its parts; it is +another way of exhibiting the same thing-in-itself, of +which the body is already the phenomenon. Therefore, +instead of saying assertion of the will, we may say assertion +of the body. The fundamental theme or subject of +all the multifarious acts of will is the satisfaction of the +wants which are inseparable from the existence of the +body in health, they already have their expression in it, +and may be referred to the maintenance of the individual +and the propagation of the species. But indirectly +the most different kinds of motives obtain in this way +power over the will, and bring about the most multifarious +acts of will. Each of these is only an example, an +instance, of the will which here manifests itself generally. +Of what nature this example may be, what form the +motive may have and impart to it, is not essential; the +important point here is that something is willed in +general and the degree of intensity with which it is so +willed. The will can only become visible in the motives, +as the eye only manifests its power of seeing in the light. +<pb n='422'/><anchor id='Pg422'/> +The motive in general stands before the will in protean +forms. It constantly promises complete satisfaction, the +quenching of the thirst of will. But whenever it is +attained it at once appears in another form, and thus +influences the will anew, always according to the degree +of the intensity of this will, and its relation to knowledge +which are revealed as empirical character, in these very +examples and instances. +</p> + +<p> +From the first appearance of consciousness, a man +finds himself a willing being, and as a rule, his knowledge +remains in constant relation to his will. He first +seeks to know thoroughly the objects of his desire, and +then the means of attaining them. Now he knows what +he has to do, and, as a rule, he does not strive after other +knowledge. He moves and acts; his consciousness keeps +him always working directly and actively towards the +aims of his will; his thought is concerned with the +choice of motives. Such is life for almost all men; they +wish, they know what they wish, and they strive after it, +with sufficient success to keep them from despair, and +sufficient failure to keep them from ennui and its consequences. +From this proceeds a certain serenity, or at +least indifference, which cannot be affected by wealth or +poverty; for the rich and the poor do not enjoy what +they have, for this, as we have shown, acts in a purely +negative way, but what they hope to attain to by their +efforts. They press forward with much earnestness, and +indeed with an air of importance; thus children also pursue +their play. It is always an exception if such a life +suffers interruption from the fact that either the æsthetic +demand for contemplation or the ethical demand for renunciation +proceed from a knowledge which is independent +of the service of the will, and directed to the nature +of the world in general. Most men are pursued by want +all through life, without ever being allowed to come to +their senses. On the other hand, the will is often inflamed +to a degree that far transcends the assertion of the +<pb n='423'/><anchor id='Pg423'/> +body, and then violent emotions and powerful passions +show themselves, in which the individual not only asserts +his own existence, but denies and seeks to suppress that +of others when it stands in his way. +</p> + +<p> +The maintenance of the body through its own powers +is so small a degree of the assertion of will, that if it +voluntarily remains at this degree, we might assume +that, with the death of this body, the will also which +appeared in it would be extinguished. But even the +satisfaction of the sexual passions goes beyond the assertion +of one's own existence, which fills so short a time, +and asserts life for an indefinite time after the death +of the individual. Nature, always true and consistent, +here even naïve, exhibits to us openly the inner significance +of the act of generation. Our own consciousness, +the intensity of the impulse, teaches us that in this +act the most decided <emph>assertion of the will to live</emph> expresses +itself, pure and without further addition (any +denial of other individuals); and now, as the consequence +of this act, a new life appears in time and the +causal series, <hi rend='italic'>i.e.</hi>, in nature; the begotten appears before +the begetter, different as regards the phenomenon, but in +himself, <hi rend='italic'>i.e.</hi>, according to the Idea, identical with him. +Therefore it is this act through which every species of +living creature binds itself to a whole and is perpetuated. +Generation is, with reference to the begetter, +only the expression, the symptom, of his decided assertion +of the will to live: with reference to the begotten, +it is not the cause of the will which appears in him, for +the will in itself knows neither cause nor effect, but, +like all causes, it is merely the occasional cause of the +phenomenal appearance of this will at this time in this +place. As thing-in-itself, the will of the begetter and that +of the begotten are not different, for only the phenomenon, +not the thing-in-itself, is subordinate to the <foreign lang='la' rend='italic'>principim individuationis</foreign>. +With that assertion beyond our own body +and extending to the production of a new body, suffering +<pb n='424'/><anchor id='Pg424'/> +and death, as belonging to the phenomenon of life, have +also been asserted anew, and the possibility of salvation, +introduced by the completest capability of knowledge, has +for this time been shown to be fruitless. Here lies the +profound reason of the shame connected with the process +of generation. This view is mythically expressed in the +dogma of Christian theology that we are all partakers in +Adam's first transgression (which is clearly just the satisfaction +of sexual passion), and through it are guilty +of suffering and death. In this theology goes beyond +the consideration of things according to the principle of +sufficient reason, and recognises the Idea of man, the +unity of which is re-established out of its dispersion into +innumerable individuals through the bond of generation +which holds them all together. Accordingly it regards +every individual as on one side identical with Adam, +the representative of the assertion of life, and, so far, as +subject to sin (original sin), suffering, and death; on the +other side, the knowledge of the Idea of man enables it +to regard every individual as identical with the saviour, +the representative of the denial of the will to live, and, so +far as a partaker of his sacrifice of himself, saved through +his merits, and delivered from the bands of sin and +death, <hi rend='italic'>i.e.</hi>, the world (Rom. v. 12-21). +</p> + +<p> +Another mythical exposition of our view of sexual +pleasure as the assertion of the will to live beyond the +individual life, as an attainment to life which is brought +about for the first time by this means, or as it were a +renewed assignment of life, is the Greek myth of Proserpine, +who might return from the lower world so long as +she had not tasted its fruit, but who became subject +to it altogether through eating the pomegranate. This +meaning appears very clearly in Goethe's incomparable +presentation of this myth, especially when, as soon as +she has tasted the pomegranate, the invisible chorus of +the Fates— +</p> + +<pb n='425'/><anchor id='Pg425'/> + +<quote rend='display'> +<lg> +<l rend='margin-left: 16'><q rend='pre'>Thou art ours!</q></l> +<l>Fasting shouldest thou return:</l> +<l><q rend='post'>And the bite of the apple makes thee ours!</q></l> +</lg> +</quote> + +<p> +It is worth noticing that Clement of Alexandria +(Strom. iii. c. 15) illustrates the matter with the same +image and the same expression: Οἱ μεν ευνουχισαντες +ἑαυτους απο πασης ἁμαρτιας, δια την βασιλειαν, των +ουρανων, μακαριοι οὑτοι εισιν, οἱ του κοσμου νηστευοντες; +(<foreign lang='la' rend='italic'>Qui se castrarunt ab omni peccato propter regnum cœlorum, +ii sunt beati, a mundo jejunantes</foreign>). +</p> + +<p> +The sexual impulse also proves itself the decided and +strongest assertion of life by the fact that to man in a +state of nature, as to the brutes, it is the final end, the +highest goal of life. Self-maintenance is his first effort, +and as soon as he has made provision for that, he only +strives after the propagation of the species: as a merely +natural being he can attempt no more. Nature also, the +inner being of which is the will to live itself, impels with +all her power both man and the brute towards propagation. +Then it has attained its end with the individual, +and is quite indifferent to its death, for, as the will to live, +it cares only for the preservation of the species, the individual +is nothing to it. Because the will to live expresses +itself most strongly in the sexual impulse, the inner being +of nature, the old poets and philosophers—Hesiod and +Parmenides—said very significantly that Eros is the first, +the creator, the principle from which all things proceed. +(Cf. Arist. Metaph., i. 4.) Pherecydes said: Εις ερωτα +μεταβεβλησθαι τον Δια, μελλοντα δημιουργειν (<foreign lang='la' rend='italic'>Jovem, +cum mundum fabricare vellet, in cupidinem sese transformasse</foreign>). +<hi rend='italic'>Proclus ad Plat. Tim.</hi>, l. iii. A complete treatment +of this subject we have recently received from +G. F. Schœmann, <q><hi rend='italic'>De Cupidine Cosmogonico</hi>,</q> 1852. The +Mâya of the Hindus, whose work and web is the whole +world of illusion, is also symbolised by love. +</p> + +<p> +The genital organs are, far more than any other external +member of the body, subject merely to the will, and +<pb n='426'/><anchor id='Pg426'/> +not at all to knowledge. Indeed, the will shows itself +here almost as independent of knowledge, as in those parts +which, acting merely in consequence of stimuli, are subservient +to vegetative life and reproduction, in which the +will works blindly as in unconscious nature. For generation +is only reproduction passing over to a new individual, +as it were reproduction at the second power, as death +is only excretion at the second power. According to all +this, the genitals are properly the <emph>focus</emph> of will, and consequently +the opposite pole of the brain, the representative +of knowledge, <hi rend='italic'>i.e.</hi>, the other side of the world, the world +as idea. The former are the life-sustaining principle ensuring +endless life to time. In this respect they were +worshipped by the Greeks in the <foreign lang='el' rend='italic'>phallus</foreign>, and by the +Hindus in the <foreign lang='sa' rend='italic'>lingam</foreign>, which are thus the symbol of the +assertion of the will. Knowledge, on the other hand, +affords the possibility of the suppression of willing, of salvation +through freedom, of conquest and annihilation of +the world. +</p> + +<p> +We already considered fully at the beginning of this +Fourth Book how the will to live in its assertion must +regard its relation to death. We saw that death does +not trouble it, because it exists as something included in +life itself and belonging to it. Its opposite, generation, +completely counterbalances it; and, in spite of the death +of the individual, ensures and guarantees life to the will +to live through all time. To express this the Hindus +made the <foreign lang='sa' rend='italic'>lingam</foreign> an attribute of Siva, the god of death. +We also fully explained there how he who with full consciousness +occupies the standpoint of the decided assertion +of life awaits death without fear. We shall therefore say +nothing more about this here. Without clear consciousness +most men occupy this standpoint and continually +assert life. The world exists as the mirror of this assertion, +with innumerable individuals in infinite time and +space, in infinite suffering, between generation and death +without end. Yet from no side is a complaint to be +<pb n='427'/><anchor id='Pg427'/> +further raised about this; for the will conducts the great +tragedy and comedy at its own expense, and is also its +own spectator. The world is just what it is because the +will, whose manifestation it is, is what it is, because it +so wills. The justification of suffering is, that in this +phenomenon also the will asserts itself; and this assertion +is justified and balanced by the fact that the will bears +the suffering. Here we get a glimpse of <emph>eternal justice</emph> in +the whole: we shall recognise it later more definitely and +distinctly, and also in the particular. But first we must +consider temporal or human justice.<note place='foot'>Cf. Ch. xlv. of the Supplement.</note> +</p> + +<p> +<anchor id='Section_61'/> +§ 61. It may be remembered from the Second Book +that in the whole of nature, at all the grades of the objectification +of will, there was a necessary and constant conflict +between the individuals of all species; and in this +way was expressed the inner contradiction of the will to +live with itself. At the highest grade of the objectification, +this phenomenon, like all others, will exhibit itself +with greater distinctness, and will therefore be more easily +explained. With this aim we shall next attempt to trace +the source of <emph>egoism</emph> as the starting-point of all conflict. +</p> + +<p> +We have called time and space the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +because only through them and in them +is multiplicity of the homogeneous possible. They are +the essential forms of natural knowledge, <hi rend='italic'>i.e.</hi>, knowledge +springing from the will. Therefore the will +everywhere manifests itself in the multiplicity of individuals. +But this multiplicity does not concern the +will as thing-in-itself, but only its phenomena. The will +itself is present, whole and undivided, in every one of +these, and beholds around it the innumerably repeated +image of its own nature; but this nature itself, the +actually real, it finds directly only in its inner self. +Therefore every one desires everything for himself, desires +to possess, or at least to control, everything, and whatever +opposes it it would like to destroy. To this is added, in +<pb n='428'/><anchor id='Pg428'/> +the case of such beings as have knowledge, that the individual +is the supporter of the knowing subject, and the +knowing subject is the supporter of the world, <hi rend='italic'>i.e.</hi>, that +the whole of Nature outside the knowing subject, and +thus also all other individuals, exist only in its idea; it +is only conscious of them as its idea, thus merely indirectly +as something which is dependent on its own nature +and existence; for with its consciousness the world necessarily +disappears for it, <hi rend='italic'>i.e.</hi>, its being and non-being +become synonymous and indistinguishable. Every knowing +individual is thus in truth, and finds itself as the +whole will to live, or the inner being of the world itself, +and also as the complemental condition of the world as +idea, consequently as a microcosm which is of equal value +with the macrocosm. Nature itself, which is everywhere +and always truthful, gives him this knowledge, originally +and independently of all reflection, with simple and direct +certainty. Now from these two necessary properties we +have given the fact may be explained that every individual, +though vanishing altogether and diminished to +nothing in the boundless world, yet makes itself the +centre of the world, has regard for its own existence +and well-being before everything else; indeed, from the +natural standpoint, is ready to sacrifice everything else for +this—is ready to annihilate the world in order to maintain +its own self, this drop in the ocean, a little longer. This +disposition is <emph>egoism</emph>, which is essential to everything in +Nature. Yet it is just through egoism that the inner +conflict of the will with itself attains to such a terrible +revelation; for this egoism has its continuance +and being in that opposition of the microcosm and +macrocosm, or in the fact that the objectification of +will has the <foreign lang='la' rend='italic'>principium individuationis</foreign> for its form, +through which the will manifests itself in the same way +in innumerable individuals, and indeed entire and completely +in both aspects (will and idea) in each. Thus, +while each individual is given to itself directly as the +<pb n='429'/><anchor id='Pg429'/> +whole will and the whole subject of ideas, other individuals +are only given it as ideas. Therefore its own +being, and the maintenance of it, is of more importance +to it than that of all others together. Every one looks +upon his own death as upon the end of the world, while +he accepts the death of his acquaintances as a matter of +comparative indifference, if he is not in some way affected +by it. In the consciousness that has reached the highest +grade, that of man, egoism, as well as knowledge, pain +and pleasure, must have reached its highest grade also, +and the conflict of individuals which is conditioned by it +must appear in its most terrible form. And indeed we +see this everywhere before our eyes, in small things as in +great. Now we see its terrible side in the lives of great +tyrants and miscreants, and in world-desolating wars; +now its absurd side, in which it is the theme of comedy, and +very specially appears as self-conceit and vanity. Rochefoucault +understood this better than any one else, and +presented it in the abstract. We see it both in the history +of the world and in our own experience. But it appears +most distinctly of all when any mob of men is set free +from all law and order; then there shows itself at once +in the distinctest form the <foreign lang='la' rend='italic'>bellum omnium contra omnes</foreign>, +which Hobbes has so admirably described in the first +chapter <hi rend='italic'>De Cive</hi>. We see not only how every one tries to +seize from the other what he wants himself, but how +often one will destroy the whole happiness or life of another +for the sake of an insignificant addition to his own +happiness. This is the highest expression of egoism, the +manifestations of which in this regard are only surpassed +by those of actual wickedness, which seeks, quite disinterestedly, +the hurt and suffering of others, without any +advantage to itself. Of this we shall speak soon. With +this exhibition of the source of egoism the reader should +compare the presentation of it in my prize-essay on the +basis of morals, § 14. +</p> + +<p> +A chief source of that suffering which we found above +<pb n='430'/><anchor id='Pg430'/> +to be essential and inevitable to all life is, when it really +appears in a definite form, that <foreign lang='el' rend='italic'>Eris</foreign>, the conflict of all +individuals, the expression of the contradiction, with +which the will to live is affected in its inner self, and +which attains a visible form through the <foreign lang='la' rend='italic'>principium individuationis</foreign>. +Wild-beast fights are the most cruel means +of showing this directly and vividly. In this original +discord lies an unquenchable source of suffering, in spite +of the precautions that have been taken against it, and +which we shall now consider more closely. +</p> + +<p> +§ 62. It has already been explained that the first and +simplest assertion of the will to live is only the assertion of +one's own body, <hi rend='italic'>i.e.</hi>, the exhibition of the will through acts +in time, so far as the body, in its form and design, exhibits +the same will in space, and no further. This assertion +shows itself as maintenance of the body, by means +of the application of its own powers. To it is directly +related the satisfaction of the sexual impulse; indeed this +belongs to it, because the genitals belong to the body. +Therefore <emph>voluntary</emph> renunciation of the satisfaction of +that impulse, based upon no <emph>motive</emph>, is already a denial of +the will to live, is a voluntary self-suppression of it, upon +the entrance of knowledge which acts as a <emph>quieter</emph>. Accordingly +such denial of one's own body exhibits itself as a +contradiction by the will of its own phenomenon. For +although here also the body objectifies in the genitals +the will to perpetuate the species, yet this is not willed. +Just on this account, because it is a denial or suppression +of the will to live, such a renunciation is a hard and painful +self-conquest; but of this later. But since the will +exhibits that <emph>self-assertion</emph> of one's own body in innumerable +individuals beside each other, it very easily extends +in one individual, on account of the egoism peculiar to +them all, beyond this assertion to the <emph>denial</emph> of the same +will appearing in another individual. The will of the +first breaks through the limits of the assertion of will of +another, because the individual either destroys or injures +<pb n='431'/><anchor id='Pg431'/> +this other body itself, or else because it compels the +powers of the other body to serve <emph>its own</emph> will, instead of +the will which manifests itself in that other body. Thus +if, from the will manifesting itself as another body, it withdraws +the powers of this body, and so increases the power +serving its own will beyond that of its own body, it consequently +asserts its own will beyond its own body by means +of the negation of the will appearing in another body. +This breaking through the limits of the assertion of will +of another has always been distinctly recognised, and its +concept denoted by the word <emph>wrong</emph>. For both sides +recognise the fact instantly, not, indeed, as we do here +in distinct abstraction, but as feeling. He who suffers +wrong feels the transgression into the sphere of the +assertion of his own body, through the denial of it by +another individual, as a direct and mental pain which is +entirely separated and different from the accompanying +physical suffering experienced from the act or the vexation +at the loss. To the doer of wrong, on the other +hand, the knowledge presents itself that he is in himself +the same will which appears in that body also, and which +asserts itself with such vehemence; the one phenomenon +that, transgressing the limits of its own body and its +powers, it extends to the denial of this very will in +another phenomenon, and so, regarded as will in itself, it +strives against itself by this vehemence and rends itself. +Moreover, this knowledge presents itself to him instantly, +not <foreign lang='la' rend='italic'>in abstracto</foreign>, but as an obscure feeling; and this is +called remorse, or, more accurately in this case, the feeling +of <emph>wrong committed</emph>. +</p> + +<p> +<emph>Wrong</emph>, the conception of which we have thus analysed +in its most general and abstract form, expresses itself in +the concrete most completely, peculiarly, and palpably in +cannibalism. This is its most distinct and evident type, +the terrible picture of the greatest conflict of the will +with itself at the highest grade of its objectification, which +is man. Next to this, it expresses itself most distinctly +<pb n='432'/><anchor id='Pg432'/> +in murder; and therefore the committal of murder is +followed instantly and with fearful distinctness by remorse, +the abstract and dry significance of which we have just +given, which inflicts a wound on our peace of mind that +a lifetime cannot heal. For our horror at the murder +committed, as also our shrinking from the committal of +it, corresponds to that infinite clinging to life with which +everything living, as phenomenon of the will to live, is +penetrated. (We shall analyse this feeling which accompanies +the doing of wrong and evil, in other words, the +pangs of conscience, more fully later on, and raise its +concept to distinctness.) Mutilation, or mere injury of +another body, indeed every blow, is to be regarded as in +its nature the same as murder, and differing from it only +in degree. Further, wrong shows itself in the subjugation +of another individual, in forcing him into slavery, and, +finally, in the seizure of another's goods, which, so far as +these goods are regarded as the fruit of his labour, is just +the same thing as making him a slave, and is related to +this as mere injury is to murder. +</p> + +<p> +For <emph>property</emph>, which is not taken from a man without +<emph>wrong</emph>, can, according to our explanation of wrong, only +be that which has been produced by his own powers. +Therefore by taking this we really take the powers of his +body from the will objectified in it, to make them subject +to the will objectified in another body. For only so +does the wrong-doer, by seizing, not the body of another, +but a lifeless thing quite different from it, break into the +sphere of the assertion of will of another person, because +the powers, the work of this other body, are, as it were, +incorporated and identified with this thing. It follows +from this that all true, <hi rend='italic'>i.e.</hi>, moral, right of property is +based simply and solely on work, as was pretty generally +assumed before Kant, and is distinctly and beautifully +expressed in the oldest of all codes of law: <q>Wise men +who know the past explain that a cultured field is the +property of him who cut down the wood and cleared and +<pb n='433'/><anchor id='Pg433'/> +ploughed it, as an antelope belongs to the first hunter +who mortally wounds it</q> (Laws of Manu, ix. 44). Kant's +philosophy of law is an extraordinary concatenation of +errors all leading to each other, and he bases the right +of property upon first occupation. To me this is only +explicable on the supposition that his powers were failing +through old age. For how should the mere avowal +of my will to exclude others from the use of a thing at +once give me a <emph>right</emph> to it? Clearly such an avowal +itself requires a foundation of right, instead of being one, +as Kant assumes. And how would he act unjustly <foreign lang='la' rend='italic'>in se</foreign>, +<hi rend='italic'>i.e.</hi>, morally, who does not respect that claim to the sole +possession of a thing which is based upon nothing but +its own avowal? How should his conscience trouble +him about it? For it is so clear and easy to understand +that there can be absolutely no such thing as a just seizure +of anything, but only a just conversion or acquired possession +of it, by spending our own original powers upon it. +When, by any foreign labour, however little, a thing has +been cultivated, improved, kept from harm or preserved, +even if this labour were only the plucking or picking +up from the ground of fruit that has grown wild; the +person who forcibly seizes such a thing clearly deprives +the other of the result of his labour expended upon it, +makes the body of this other serve his will instead of +its own, asserts his will beyond its own phenomenon to +the denial of that of the other, <hi rend='italic'>i.e.</hi>, does injustice or +wrong.<note place='foot'>Thus the basis of natural right +of property does not require the +assumption of two grounds of right +beside each other, that based on +<emph>detention</emph> and that based on <emph>formation</emph>; +but the latter is itself +sufficient. Only the name <emph>formation</emph> +is not very suitable, for the +spending of any labour upon a thing +does not need to be a forming or +fashioning of it.</note> On the other hand, the mere enjoyment of a +thing, without any cultivation or preservation of it from +destruction, gives just as little right to it as the mere +avowal of our desire for its sole possession. Therefore, +though one family has hunted a district alone, even for a +<pb n='434'/><anchor id='Pg434'/> +hundred years, but has done nothing for its improvement; +if a stranger comes and desires to hunt there, it +cannot prevent him from doing so without moral injustice. +Thus the so-called right of preoccupation, +according to which, for the mere past enjoyment of a +thing, there is demanded the further recompense of the +exclusive right to its future enjoyment, is morally +entirely without foundation. A new-comer might with +far better right reply to him who was depending upon +such a right, <q>Just because you have so long enjoyed, +it is right that others should now enjoy also.</q> No +moral right can be established to the sole possession of +anything upon which labour cannot be expended, either +in improving it or in preserving it from harm, unless +it be through a voluntary surrender on the part of +others, as a reward for other services. This, however, +already presupposes a community regulated by agreement—the +State. The morally established right of property, +as we have deduced it above, gives, from its +nature, to the owner of a thing, the same unlimited +power over it which he has over his own body; and hence +it follows that he can part with his possessions to others +either in exchange or as a gift, and they then possess them +with the same moral right as he did. +</p> + +<p> +As regards the doing of wrong generally, it occurs +either through violence or through craft; it matters not +which as far as what is morally essential is concerned. +First, in the case of murder, it is a matter of indifference +whether I make use of a dagger or of poison; +and the case of every bodily injury is analogous. Other +cases of wrong can all be reduced to the fact that I, as +the doer of wrong, compel another individual to serve my +will instead of his own, to act according to my will +instead of according to his own. On the path of violence +I attain this end through physical causality, but on the +path of craft by means of motivation, <hi rend='italic'>i.e.</hi>, by means of +causality through knowledge; for I present to his will +<pb n='435'/><anchor id='Pg435'/> +illusive motives, on account of which he follows my will, +while he believes he is following his own. Since the +medium in which the motives lie is knowledge, I can +only accomplish this by falsifying his knowledge, and +this is the <emph>lie</emph>. The lie always aims at influencing +another's will, not merely his knowledge, for itself and +as such, but only as a means, so far as it determines his +will. For my lying itself, inasmuch as it proceeds +from my will, requires a motive; and only the will of +another can be such a motive, not his knowledge in and +for itself; for as such it can never have an influence +upon <emph>my</emph> will, therefore it can never move it, can never +be a motive of its aim. But only the willing and doing +of another can be this, and his knowledge indirectly +through it. This holds good not only of all lies that +have manifestly sprung from self-interest, but also of +those which proceed from pure wickedness, which seeks +enjoyment in the painful consequences of the error into +which it has led another. Indeed, mere empty boasting +aims at influencing the will and action of others more or +less, by increasing their respect or improving their opinion +of the boaster. The mere refusal of a truth, <hi rend='italic'>i.e.</hi>, of an +assertion generally, is in itself no wrong, but every imposing +of a lie is certainly a wrong. He who refuses to +show the strayed traveller the right road does him no +wrong, but he who directs him to a false road certainly +does. It follows from what has been said, that every <emph>lie</emph>, +like every act of violence, is as such <emph>wrong</emph>, because as +such it has for its aim the extension of the authority of +my will to other individuals, and so the assertion of my +will through the denial of theirs, just as much as violence +has. But the most complete lie is the <emph>broken +contract</emph>, because here all the conditions mentioned are +completely and distinctly present together. For when I +enter into a contract, the promised performance of the +other individual is directly and confessedly the motive +for my reciprocal performance. The promises were deliberately +<pb n='436'/><anchor id='Pg436'/> +and formally exchanged. The fulfilment of +the declarations made is, it is assumed, in the power of +each. If the other breaks the covenant, he has deceived +me, and by introducing merely illusory motives into my +knowledge, he has bent my will according to his intention; +he has extended the control of his will to another +individual, and thus has committed a distinct wrong. +On this is founded the moral lawfulness and validity of +the <emph>contract</emph>. +</p> + +<p> +Wrong through violence is not so <emph>shameful</emph> to the doer +of it as wrong through craft; for the former arises from +physical power, which under all circumstances impresses +mankind; while the latter, by the use of subterfuge, +betrays weakness, and lowers man at once as a physical +and moral being. This is further the case because lying +and deception can only succeed if he who employs them +expresses at the same time horror and contempt of them +in order to win confidence, and his victory rests on the +fact that men credit him with honesty which he does not +possess. The deep horror which is always excited by +cunning, faithlessness, and treachery rests on the fact that +good faith and honesty are the bond which externally +binds into a unity the will which has been broken up +into the multiplicity of individuals, and thereby limits +the consequences of the egoism which results from that +dispersion. Faithlessness and treachery break this outward +bond asunder, and thus give boundless scope to the +consequences of egoism. +</p> + +<p> +In the connection of our system we have found that +the content of the concept of <emph>wrong</emph> is that quality of the +conduct of an individual in which he extends the assertion +of the will appearing in his own body so far that it +becomes the denial of the will appearing in the bodies of +others. We have also laid down, by means of very +general examples, the limits at which the province of +wrong begins; for we have at once defined its gradations, +from the highest degree to the lowest, by means of a few +<pb n='437'/><anchor id='Pg437'/> +leading conceptions. According to this, the concept of +wrong is the original and positive, and the concept of +right, which is opposed to it, is the derivative and negative; +for we must keep to the concepts, and not to the +words. As a matter of fact, there would be no talk of +right if there were no such thing as wrong. The concept +right contains merely the negation of wrong, and every +action is subsumed under it which does not transgress the +limit laid down above, <hi rend='italic'>i.e.</hi>, is not a denial of the will of +another for the stronger assertion of our own. That +limit, therefore, divides, as regards a purely <emph>moral</emph> definition, +the whole province of possible actions into such +as are wrong or right. Whenever an action does not encroach, +in the way explained above, on the sphere of the +assertion of will of another, denying it, it is not wrong. +Therefore, for example, the refusal of help to another in +great need, the quiet contemplation of the death of another +from starvation while we ourselves have more than enough, +is certainly cruel and fiendish, but it is not wrong; only +it can be affirmed with certainty that whoever is capable +of carrying unkindness and hardness to such a degree will +certainly also commit every wrong whenever his wishes +demand it and no compulsion prevents it. +</p> + +<p> +But the conception of right as the negation of wrong +finds its principal application, and no doubt its origin, +in cases in which an attempted wrong by violence is +warded off. This warding off cannot itself be wrong, and +consequently is right, although the violence it requires, +regarded in itself and in isolation, would be wrong, and +is here only justified by the motive, <hi rend='italic'>i.e.</hi>, becomes right. +If an individual goes so far in the assertion of his +own will that he encroaches upon the assertion of will +which is essential to my person as such, and denies it, +then my warding off of that encroachment is only the +denial of that denial, and thus from my side is nothing +more than the assertion of the will which essentially and +originally appears in my body, and is already implicitly +<pb n='438'/><anchor id='Pg438'/> +expressed by the mere appearance of this body; consequently +is not wrong, but right. That is to say: I have +then a right to deny that denial of another with the +force necessary to overcome it, and it is easy to see that +this may extend to the killing of the other individual, +whose encroachment as external violence pressing upon +me may be warded off by a somewhat stronger counteraction, +entirely without wrong, consequently with right. +For all that happens from my side lies always within the +sphere of the assertion of will essential to my person as +such, and already expressed by it (which is the scene of +the conflict), and does not encroach on that of the other, +consequently is only negation of the negation, and thus +affirmation, not itself negation. Thus if the will of +another denies my will, as this appears in my body and +the use of its powers for its maintenance, without denial +of any foreign will which observes a like limitation, I +can <emph>without wrong</emph> compel it to desist from such denial, +<hi rend='italic'>i.e.</hi>, I have so far a <emph>right of compulsion</emph>. +</p> + +<p> +In all cases in which I have a right of compulsion, a +complete right to use <emph>violence</emph> against another, I may, +according to the circumstances, just as well oppose the +violence of the other with <emph>craft</emph> without doing any wrong, +and accordingly I have an actual <emph>right to lie precisely so +far as I have a right of compulsion</emph>. Therefore a man acts +with perfect right who assures a highway robber who is +searching him that he has nothing more upon him; or, if +a burglar has broken into his house by night, induces him +by a lie to enter a cellar and then locks him in. A man who +has been captured and carried off by robbers, for example +by pirates, has the right to kill them not only by violence +but also by craft, in order to regain his freedom. Thus, +also, a promise is certainly not binding when it has been +extorted by direct bodily violence, because he who suffers +such compulsion may with full right free himself by +killing, and, <foreign lang='la' rend='italic'>a fortiori</foreign>, by deceiving his oppressor. Whoever +cannot recover through force the property which has +<pb n='439'/><anchor id='Pg439'/> +been stolen from him, commits no wrong if he can accomplish +it through craft. Indeed, if some one plays with +me for money he has stolen from me, I have the right +to use false dice against him, because all that I win from +him already belongs to me. Whoever would deny this +must still more deny the justifiableness of stratagem in +war, which is just an acted lie, and is a proof of the saying +of Queen Christina of Sweden, <q>The words of men +are to be esteemed as nothing; scarcely are their deeds +to be trusted.</q> So sharply does the limit of right border +upon that of wrong. For the rest, I regard it as superfluous +to show that all this completely agrees with what +was said above about the unlawfulness of the lie and +of violence. It may also serve to explain the peculiar +theory of the lie told under pressure.<note place='foot'>The further exposition of the +philosophy of law here laid down +will be found in my prize-essay, +<q>Ueber das Fundament der Moral,</q> +§ 17, pp. 221-230 of 1st ed., pp. 216-226 +of 2d ed.</note> +</p> + +<p> +In accordance with what has been said, wrong and +right are merely moral determinations, <hi rend='italic'>i.e.</hi>, such as are +valid with regard to the consideration of human action as +such, and in relation <emph>to the inner significance of this action +in itself</emph>. This asserts itself directly in consciousness +through the fact that the doing of wrong is accompanied +by an inward pain, which is the merely felt consciousness +of the wrong-doer of the excessive strength of the assertion +of will in itself, which extends even to the denial +of the manifestation of the will of another, and also the +consciousness that although he is different from the +person suffering wrong as far as the manifestation is +concerned, yet in himself he is identical with him. The +further explanation of this inner significance of all pain +of conscience cannot be given till later. He who suffers +wrong is, on the other hand, painfully conscious of the +denial of his will, as it is expressed through the body +and its natural requirements, for the satisfaction of which +nature refers him to the powers of his body; and at the +<pb n='440'/><anchor id='Pg440'/> +same time he is conscious that without doing wrong he +might ward off that denial by every means unless he +lacks the power. This purely moral significance is the +only one which right and wrong have for men as men, +not as members of the State, and which consequently +remains even when man is in a state of nature without +any positive law. It constitutes the basis and the content +of all that has on this account been named <emph>natural +law</emph>, though it is better called moral law, for its validity +does not extend to suffering, to the external reality, but +only to the action of man and the self-knowledge of his +individual will which grows up in him from his action, +and which is called <emph>conscience</emph>. It cannot, however, in a +state of nature, assert itself in all cases, and outwardly +upon other individuals, and prevent might from reigning +instead of right. In a state of nature it depends upon +every one merely to see that in every case he <emph>does</emph> no +wrong, but by no means to see that in every case he +<emph>suffers</emph> no wrong, for this depends on the accident of his +outward power. Therefore the concepts right and wrong, +even in a state of nature, are certainly valid and by no +means conventional, but there they are valid merely as +<emph>moral</emph> concepts, for the self-knowledge of one's own will in +each. They are a fixed point in the scale of the very different +degrees of strength with which the will to live asserts +itself in human individuals, like the freezing-point on the +thermometer; the point at which the assertion of one's +own will becomes the denial of the will of another, <hi rend='italic'>i.e.</hi>, +specifies through wrong-doing the degree of its intensity, +combined with the degree in which knowledge is involved +in the <foreign lang='la' rend='italic'>principium individuationis</foreign> (which is the form of all +knowledge that is subject to the will). But whoever +wants to set aside the purely moral consideration of +human action, or denies it, and wishes to regard conduct +merely in its outward effects and their consequences, may +certainly, with Hobbes, explain right and wrong as conventional +definitions arbitrarily assumed, and therefore +<pb n='441'/><anchor id='Pg441'/> +not existing outside positive law, and we can never show +him through external experience what does not belong to +such experience. Hobbes himself characterises his completely +empirical method of thought very remarkably by +the fact that in his book <q><hi rend='italic'>De Principiis Geometrarum</hi></q> +he denies all pure mathematics properly so called, and +obstinately maintains that the point has extension and +the line has breadth, and we can never show him a point +without extension or a line without breadth. Thus we +can just as little impart to him the <foreign lang='la' rend='italic'>a priori</foreign> nature of +mathematics as the <foreign lang='la' rend='italic'>a priori</foreign> nature of right, because +he shuts himself out from all knowledge which is not +empirical. +</p> + +<p> +The pure doctrine of right is thus a chapter of ethics, +and is directly related only to <emph>action</emph>, not to <emph>suffering</emph>; +for only the former is the expression of will, and this +alone is considered by ethics. Suffering is mere occurrence. +Ethics can only have regard to suffering indirectly, +merely to show that what takes place merely to +avoid suffering wrong is itself no infliction of wrong. +The working out of this chapter of ethics would contain +the precise definition of the limits to which an individual +may go in the assertion of the will already objectified in +his body without denying the same will as it appears in +another individual; and also the actions which transgress +these limits, which consequently are wrong, and therefore +in their turn may be warded off without wrong. Thus +our own <emph>action</emph> always remains the point of view of the +investigation. +</p> + +<p> +But the <emph>suffering of wrong</emph> appears as an event in outward +experience, and in it is manifested, as we have said, more +distinctly than anywhere else, the phenomenon of the +conflict of the will to live with itself, arising from the +multiplicity of individuals and from egoism, both of which +are conditioned through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +which is the form of the world as idea for the knowledge +of the individual. We also saw above that a very large +<pb n='442'/><anchor id='Pg442'/> +part of the suffering essential to human life has its +perennial source in that conflict of individuals. +</p> + +<p> +The reason, however, which is common to all these +individuals, and which enables them to know not merely +the particular case, as the brutes do, but also the whole +abstractly in its connection, has also taught them to discern +the source of that suffering, and induced them to +consider the means of diminishing it, or, when possible, +of suppressing it by a common sacrifice, which is, however, +more than counterbalanced by the common advantage +that proceeds from it. However agreeable it is to +the egoism of the individual to inflict wrong in particular +cases, this has yet a necessary correlative in the suffering +of wrong of another individual, to whom it is a great pain. +And because the reason which surveys the whole left the +one-sided point of view of the individual to which it belongs, +and freed itself for the moment from its dependence +upon it, it saw the pleasure of an individual in +inflicting wrong always outweighed by the relatively +greater pain of the other who suffered the wrong; and it +found further, that because here everything was left to +chance, every one had to fear that the pleasure of conveniently +inflicting wrong would far more rarely fall to his +lot than the pain of enduring it. From this reason recognised +that both in order to diminish the suffering which +is everywhere disseminated, and as far as possible to +divide it equally, the best and only means was to spare +all the pain of suffering wrong by renouncing all the +pleasure to be obtained by inflicting it. This means is +the <emph>contract of the state</emph> or <emph>law</emph>. It is easily conceived, +and little by little carried out by the egoism, which, +through the use of reason, proceeds methodically and forsakes +its one-sided point of view. This origin of the state +and of law I have indicated was already exhibited as such +by Plato in the <q>Republic.</q> In fact, it is the essential +and only origin, determined by the nature of the matter. +Moreover, in no land can the state have ever had a +<pb n='443'/><anchor id='Pg443'/> +different origin, because it is just this mode of originating +this aim that makes it a state. But it is a +matter of indifference whether, in each particular nation, +the condition which preceded it was that of a horde of +savages independent of each other (anarchy), or that of +a horde of slaves ruled at will by the stronger (despotism). +In both cases there existed as yet no state; it +first arose through that common agreement; and according +as that agreement is more or less free from anarchy +or despotism, the state is more or less perfect. Republics +tend to anarchy, monarchies to despotism, and +the mean of constitutional monarchy, which was therefore +devised, tends to government by factions. In order +to found a perfect state, we must begin by providing +beings whose nature allows them always to sacrifice +their own to the public good. Till then, however, +something may be attained through the existence of <emph>one</emph> +family whose good is quite inseparable from that of the +country; so that, at least in matters of importance, it +can never advance the one without the other. On this +rests the power and the advantage of the hereditary +monarchy. +</p> + +<p> +Now as ethics was concerned exclusively with right +and wrong doing, and could accurately point out the +limits of his action to whoever was resolved to do no +wrong; politics, on the contrary, the theory of legislation, +is exclusively concerned with the <emph>suffering</emph> of +wrong, and would never trouble itself with wrong-doing +at all if it were not on account of its ever-necessary +correlative, the suffering of wrong, which it always keeps +in view as the enemy it opposes. Indeed, if it were +possible to conceive an infliction of wrong with which +no suffering of wrong on the part of another was connected, +the state would, consistently, by no means prohibit +it. And because in ethics the will, the disposition, +is the object of consideration, and the only real thing, +the firm will to do wrong, which is only restrained +<pb n='444'/><anchor id='Pg444'/> +and rendered ineffective by external might, and the +actually committed wrong, are to it quite the same, +and it condemns him who so wills as unjust at its +tribunal. On the other hand, will and disposition, +merely as such, do not concern the state at all, but +only the <emph>deed</emph> (whether it is merely attempted or carried +out), on account of its correlative, the <emph>suffering</emph> on the +part of another. Thus for the state the deed, the event, +is the only real; the disposition, the intention, is only +investigated so far as the significance of the deed +becomes known through it. Therefore the state will forbid +no one to carry about in his thought murder and +poison against another, so long as it knows certainly that +the fear of the sword and the wheel will always restrain +the effects of that will. The state has also by no means +to eradicate the foolish purpose, the inclination to wrong-doing, +the wicked disposition; but merely always to place +beside every possible motive for doing a wrong a more +powerful motive for leaving it undone in the inevitable +punishment that will ensue. Therefore the criminal code +is as complete a register as possible of motives against +every criminal action that can possibly be imagined—both +<foreign lang='la' rend='italic'>in abstracto</foreign>, in order to make any case that occurs an +application <foreign lang='la' rend='italic'>in concreto</foreign>. Politics or legislation will therefore +for this end borrow from that chapter of ethics which +is the doctrine of right, and which, besides the inner significance +of right and wrong, determines the exact limits +between them. Yet it will only do so for the purpose of +making use of its reverse side, and regarding all the limits +which ethics lays down as not to be transgressed, if we are +to avoid <emph>doing</emph> wrong, from the other side, as the limits +which we must not allow others to transgress if we do +not wish to <emph>suffer</emph> wrong, and from which we have therefore +a <emph>right</emph> to drive others back. Therefore these limits +are, as much as possible, from the passive side, barricaded +by laws. It is evident that as an historian has very +wittily been called an inverted prophet, the professor of +<pb n='445'/><anchor id='Pg445'/> +law is an inverted moralist, and therefore law itself, in +its proper sense, <hi rend='italic'>i.e.</hi>, the doctrine of the <emph>right</emph>, which we +ought to maintain, is inverted ethics in that chapter of +it in which the rights are laid down which we ought not +to violate. The concept of wrong and its negation, that +of right, which is originally <emph>ethical</emph>, becomes <emph>juridical</emph> by +the transference of the starting-point from the active to the +passive side, and thus by inversion. This, as well as Kant's +theory of law, which very falsely deduces the institution +of the state as a moral duty from his categorical imperative, +has, even in the most recent times, repeatedly occasioned +the very extraordinary error that the state is an institution +for furthering morality; that it arises from the endeavour +after this, and is, consequently, directed against egoism. +As if the inward disposition, to which alone morality or +immorality belongs, the externally free will, would allow itself +to be modified from without and changed by influences +exerted upon it! Still more perverse is the theory that +the state is the condition of freedom in the moral sense, +and in this way the condition of morality; for freedom +lies beyond the phenomenon, and indeed beyond human +arrangements. The state is, as we have said, so little +directed against egoism in general and as such, that, on +the contrary, it has sprung from egoism and exists only +in its service—an egoism that well understands itself, +proceeds methodically and forsakes the one-sided for the +universal point of view, and so by addition is the common +egoism of all. The state is thus instituted under the +correct presupposition that pure morality, <hi rend='italic'>i.e.</hi>, right action +from moral grounds, is not to be expected; if this were +not the case, it would itself be superfluous. Thus the +state, which aims at well-being, is by no means directed +against egoism, but only against the disadvantageous +consequences which arise from the multiplicity of egoistic +individuals, and reciprocally affect them all and disturb +their well-being. Therefore it was already said by Aristotle +(De. Rep. iii.): Τελος μεν ουν πολεως το ευ ζην; +<pb n='446'/><anchor id='Pg446'/> +τουτο δε εστιν το ζῃν ευδαιμονως και καλως (<foreign lang='la' rend='italic'>Finis civitatis +est bene vivere, hoc autem est beate et pulchre vivere</foreign>). +Hobbes also has accurately and excellently expounded +this origin and end of the state; and that old first principle +of all state policy, <foreign lang='la' rend='italic'>salus publica prima lex esto</foreign>, +indicates the same thing. If the state completely attains +its end, it will produce the same outward result as if +perfect justice of disposition prevailed everywhere. But +the inner nature and origin of both phenomena will be +the converse. Thus in the second case it would be that +no one wished to <emph>do</emph> wrong, and in the first that no one +wished to <emph>suffer</emph> wrong, and the means appropriate to this +end had been fully employed. Thus the same line may +be drawn from opposite directions, and a beast of prey +with a muzzle is as harmless as a graminivorous animal. +But beyond this point the state cannot go. It cannot +exhibit a phenomenon such as would spring from universal +mutual well-wishing and love. For just as we found that +from its nature it would not forbid the doing of a wrong +which involved no corresponding suffering of wrong on +the part of another, and prohibits all wrong-doing only +because this is impossible; so conversely, in accordance +with its tendency towards the well-being of all, it would +very gladly take care that every benevolent action and +work of human love should be <emph>experienced</emph>, if it were not +that these also have an inevitable correlative in the <emph>performance</emph> +of acts of benevolence and works of love, and +every member of the state would wish to assume the +passive and none the active rôle, and there would be no +reason for exacting the latter from one member of the +state rather than from another. Accordingly only the +negative, which is just the <emph>right</emph>, not the positive, which +has been comprehended under the name of obligations of +love, or, less completely, duties, <emph>can be exacted by force</emph>. +</p> + +<p> +Legislation, as we have said, borrows the pure philosophy +of right, or the doctrine of the nature and limits +of right and wrong, from ethics, in order to apply it from +<pb n='447'/><anchor id='Pg447'/> +the reverse side to its own ends, which are different +from those of ethics, and to institute positive legislation +and the means of supporting it, <hi rend='italic'>i.e.</hi>, the state, in accordance +with it. Positive legislation is thus the inverted +application of the purely moral doctrine of right. This +application may be made with reference to the peculiar +relations and circumstances of a particular people. But +only if the positive legislation is, in essential matters, +throughout determined in accordance with the guidance +of the pure theory of right, and for each of its propositions +a ground can be established in the pure theory of +right, is the legislation which has arisen a <emph>positive right</emph> +and the state a community <emph>based upon right</emph>, a <emph>state</emph> in +the proper meaning of the word, a morally permissible, +not immoral institution. Otherwise the positive legislation +is, on the contrary, the establishment of a <emph>positive +wrong</emph>; it is itself an openly avowed enforced wrong. +Such is every despotism, the constitution of most Mohammedan +kingdoms; and indeed various parts of many +constitutions are also of this kind; for example, serfdom, +vassalage, and many such institutions. The pure theory +of right or natural right—better, moral right—though +always reversed, lies at the foundation of every just positive +legislation, as pure mathematics lies at the foundation +of every branch of applied mathematics. The most +important points of the doctrine of right, as philosophy has +to supply it for that end to legislation, are the following: +1. The explanation of the inner and real significance +both of the origin of the conceptions of wrong and right, +and of their application and position in ethics. 2. The +deduction of the law of property. 3. The deduction of +the moral validity of contracts; for this is the moral +basis of the contract of the state. 4. The explanation of +the origin and the aim of the state, of the relation of this +aim to ethics, and of the intentional transference of the +ethical doctrine of right, by reversing it, to legislation, in +consequence of this relation. 5. The deduction of the +<pb n='448'/><anchor id='Pg448'/> +right of punishment. The remaining content of the doctrine +of right is mere application of these principles, +mere accurate definition of the limits of right and wrong +for all possible relations of life, which are consequently +united and distributed under certain points of view and +titles. In these special doctrines the books which treat +of pure law are fairly at one; it is only in the principles +that they differ much, for these are always connected +with some philosophical system. In connection with our +system, we have explained the first four of these principal +points shortly and generally, yet definitely and distinctly, +and it remains for us to speak in the same way of the +right of punishment. +</p> + +<p> +Kant makes the fundamentally false assertion that +apart from the state there would be no complete right of +property. It follows from our deduction, as given above, +that even in a state of nature there is property with +complete natural, <hi rend='italic'>i.e.</hi>, moral right, which cannot be injured +without wrong, but may without wrong be defended +to the uttermost. On the other hand, it is certain that +apart from the state there is no right of punishment. +All right to punish is based upon the positive law alone, +which <emph>before</emph> the offence has determined a punishment +for it, the threat of which, as a counter-motive, is intended +to outweigh all possible motives for the offence. +This positive law is to be regarded as sanctioned and +recognised by all the members of the state. It is +thus based upon a common contract which the members +of the state are in duty bound to fulfil, and thus, +on the one hand, to inflict the punishment, and, on the +other hand, to endure it; thus the endurance of the +punishment may with right be enforced. Consequently +the immediate <emph>end of punishment</emph> is, in the particular +case, <emph>the fulfilment of the law as a contract</emph>. But the one +end of the <emph>law</emph> is <emph>deterrence</emph> from the infringement of the +rights of others. For, in order that every one may be +protected from suffering wrong, men have combined to +<pb n='449'/><anchor id='Pg449'/> +form a state, have renounced the doing of wrong, and +assumed the task of maintaining the state. Thus the +law and the fulfilment of it, the punishment, are essentially +directed to the <emph>future</emph>, not to the <emph>past</emph>. This distinguishes +<emph>punishment</emph> from <emph>revenge</emph>; for the motives which +instigate the latter are solely concerned with what has +happened, and thus with the past as such. All requital +of wrong by the infliction of pain, without any aim for +the future, is revenge, and can have no other end than +consolation for the suffering one has borne by the sight +of the suffering one has inflicted upon another. This is +wickedness and cruelty, and cannot be morally justified. +Wrong which some one has inflicted upon me by no +means entitles me to inflict wrong upon him. The requital +of evil with evil without further intention is +neither morally nor otherwise through any rational +ground to be justified, and the <foreign lang='la' rend='italic'>jus talionis</foreign> set up as the +absolute, final principle of the right of punishment, is +meaningless. Therefore Kant's theory of punishment as +mere requital for requital's sake is a completely groundless +and perverse view. Yet it is always appearing in +the writings of many jurists, under all kinds of lofty +phrases, which amount to nothing but empty words, as: +Through the punishment the crime is expiated or neutralised +and abolished, and many such. But no man has +the right to set himself up as a purely moral judge and +requiter, and punish the misdeeds of another with pains +which he inflicts upon him, and so to impose penance +upon him for his sins. Nay, this would rather be the +most presumptuous arrogance; and therefore the Bible +says, <q>Vengeance is mine; I will repay, saith the Lord.</q> +But man has the right to care for the safety of society; +and this can only be done by interdicting all actions +which are denoted by the word <q>criminal,</q> in order +to prevent them by means of counter-motives, which +are the threatened punishments. And this threat can +only be made effective by carrying it out when a case +<pb n='450'/><anchor id='Pg450'/> +occurs in spite of it. Accordingly that the end of +punishment, or more accurately of penal law, is the +deterrence from crime, is a truth so generally recognised +and indeed self-evident, that in England it is expressed +in the very old form of indictment which is still served +by the counsel for the Crown in criminal actions, for it +concludes with the words, <q>If this be proved, you, the said +N. N., ought to be punished with pains of law, to deter +others from the like crimes in all time coming.</q> If a +prince desires to extend mercy to a criminal who has +justly been condemned, his Ministers will represent to him +that, if he does, this crime will soon be repeated. An +end for the future distinguishes punishment from revenge, +and punishment only has this end when it is inflicted <emph>in +fulfilment of a law</emph>. It thus announces itself as inevitable +in every future case, and thus the law obtains the power +to deter, in which its end really consists. Now here a +Kantian would inevitably reply that certainly according +to this view the punished criminal would be used <q>merely +as a means.</q> This proposition, so unweariedly repeated +by all the Kantians, <q>Man must always be treated as an +end, never as a means,</q> certainly sounds significant, and +is therefore a very suitable proposition for those who like +to have a formula which saves them all further thought; +but looked at in the light, it is an exceedingly vague, +indefinite assertion, which reaches its aim quite indirectly, +requires to be explained, defined, and modified in every +case of its application, and, if taken generally, is insufficient, +meagre, and moreover problematical. The murderer +who has been condemned to the punishment of death +according to law must now, at any rate, and with complete +right, be used as a mere means. For public security, +the chief end of the state, is disturbed by him; indeed it +is abolished if the law is not carried out. The murderer, +his life, his person, must now be the means of fulfilling +the law, and thereby of re-establishing the public security. +And he is made such a means with perfect right, +<pb n='451'/><anchor id='Pg451'/> +in fulfilment of the contract of the state, which was +entered into by him because he was a citizen, and in +accordance with which, in order to enjoy security for his +life, freedom, and property, he has pledged his life, his +freedom, and his property for the security of all, which +pledge has now been forfeited. +</p> + +<p> +This theory of punishment which we have established, +the theory which is directly supported by sound +reason, is certainly in the main no new thought; but it +is a thought which was almost supplanted by new errors, +and therefore it was necessary to exhibit it as distinctly +as possible. The same thing is in its essence contained +in what Puffendorf says on the subject, <q><hi rend='italic'>De Officio Hominis +et Civis</hi></q> (Bk. ii. chap. 12). Hobbes also agrees with it, +<q>Leviathan</q> (chaps. 15-28). In our own day Feurbach +is well known to have maintained it. Indeed, it occurs +even in the utterances of the ancient philosophers. Plato +expresses it clearly in the <q>Protagoras</q> (p. 114, edit. +Bip.), also in the <q>Gorgias</q> (p. 168), and lastly in the +eleventh book of the <q>Laws</q> (p. 165). Seneca expresses +Plato's opinion and the theory of all punishment +in the short sentence, <q><foreign lang='la' rend='italic'>Nemo prudens punit, quia peccatum +est; sed ne peccetur</foreign></q> (De Ira, i. 16). +</p> + +<p> +Thus we have come to recognise in the state the +means by which egoism endowed with reason seeks to +escape from its own evil consequences which turn against +itself, and now each promotes the well-being of all +because he sees that his own well-being is involved in it. +If the state attained its end completely, then to a certain +extent something approaching to an Utopia might finally, +by the removal of all kinds of evil, be brought about. +For by the human powers united in it, it is able to make +the rest of nature more and more serviceable. But as +yet the state has always remained very far from this +goal. And even if it attained to it, innumerable evils +essential to all life would still keep it in suffering; and +finally, if they were all removed, ennui would at once occupy +<pb n='452'/><anchor id='Pg452'/> +every place they left. And besides, the strife of individuals +is never completely abolished by the state, for it +vexes in trifles when it is prohibited in greater things. +Finally, Eris, happily expelled from within, turns to what +is without; as the conflict of individuals, she is banished +by the institution of the state; but she reappears from +without as the war of nations, and now demands in bulk +and at once, as an accumulated debt, the bloody sacrifice +which by wise precautions has been denied her in the +particular. And even supposing that all this were finally +overcome and removed, by wisdom founded on the experience +of thousands of years, at the end the result would +be the actual over-population of the whole planet, the +terrible evil of which only a bold imagination can now +realise.<note place='foot'>Cf. Ch. xlvii. of Supplement.</note> +</p> + +<p> +§ 63. We have recognised <emph>temporal justice</emph>, which has +its seat in the state, as requiting and punishing, and +have seen that this only becomes justice through a reference +to the <emph>future</emph>. For without this reference all +punishing and requiting would be an outrage without +justification, and indeed merely the addition of another +evil to that which has already occurred, without meaning +or significance. But it is quite otherwise with <emph>eternal +justice</emph>, which was referred to before, and which rules not +the state but the world, is not dependent upon human +institutions, is not subject to chance and deception, is not +uncertain, wavering, and erring, but infallible, fixed, and +sure. The conception of requital implies that of time; +therefore <emph>eternal justice</emph> cannot be requital. Thus it +cannot, like temporal justice, admit of respite and delay, +and require time in order to triumph, equalising the evil +deed by the evil consequences only by means of time. +The punishment must here be so bound up with the +offence that both are one. +</p> + +<pb n='453'/><anchor id='Pg453'/> + +<quote rend='display'> + +<lg> +<l>Δοκειτε πηδᾳν τ᾽ αδικηματ᾽ εις θεους</l> +<l>Πτεροισι, κἀπειτ᾽ εν Διος δελτου πτυχαις</l> +<l>Γραφειν τιν᾽ αυτα, Ζηνα δ᾽ εισορωντα νιν</l> +<l>Θνητοις δικαζειν? Ουδ᾽ ὁ παρ ουρανος,</l> +<l>Διος γραφοντος ταρ βροτων ἁμαρτιας,</l> +<l>Εξαρκεσειεν, ουδ᾽ εκεινος αν σκοπων</l> +<l>Πεμπειν ἑκαστῳ ζημιαν; αλλ᾽ ἡ Δικη</l> +<l>Ενταυθα που εστιν εγγυς, ει βουλεσθ᾽ ὁρᾳν.</l> +</lg> + +<lg> +<l>Eurip. ap. Stob. Ecl., i. c. 4.</l> +</lg> + +<lg> +<l>(<q rend='pre'>Volare pennis scelera ad ætherias domus</q></l> +<l>Putatis, illic in Jovis tabularia</l> +<l>Scripto referri; tum Jovem lectis super</l> +<l>Sententiam proferre?—sed mortalium</l> +<l>Facinora cœli, quantaquanta est, regia</l> +<l>Nequit tenere: nec legendis Juppiter</l> +<l>Et puniendis par est. Est tamen ultio,</l> +<l><q rend='post'>Et, si intuemur, illa nos habitat prope.</q>)</l> +</lg> + +</quote> + +<p> +Now that such an eternal justice really lies in the nature +of the world will soon become completely evident to +whoever has grasped the whole of the thought which we +have hitherto been developing. +</p> + +<p> +The world, in all the multiplicity of its parts and +forms, is the manifestation, the objectivity, of the one +will to live. Existence itself, and the kind of existence, +both as a collective whole and in every part, proceeds +from the will alone. The will is free, the will is +almighty. The will appears in everything, just as it +determines itself in itself and outside time. The world +is only the mirror of this willing; and all finitude, all +suffering, all miseries, which it contains, belong to the +expression of that which the will wills, are as they are +because the will so wills. Accordingly with perfect right +every being supports existence in general, and also the +existence of its species and its peculiar individuality, +entirely as it is and in circumstances as they are, in a +world such as it is, swayed by chance and error, transient, +ephemeral, and constantly suffering; and in all that it +experiences, or indeed can experience, it always gets its +<pb n='454'/><anchor id='Pg454'/> +due. For the will belongs to it; and as the will is, so +is the world. Only this world itself can bear the +responsibility of its own existence and nature—no other; +for by what means could another have assumed it? Do +we desire to know what men, morally considered, are +worth as a whole and in general, we have only to +consider their fate as a whole and in general. This is +want, wretchedness, affliction, misery, and death. Eternal +justice reigns; if they were not, as a whole, worthless, +their fate, as a whole, would not be so sad. In this +sense we may say, the world itself is the judgment of +the world. If we could lay all the misery of the world +in one scale of the balance, and all the guilt of the world +in the other, the needle would certainly point to the +centre. +</p> + +<p> +Certainly, however, the world does not exhibit itself +to the knowledge of the individual as such, developed +for the service of the will, as it finally reveals itself +to the inquirer as the objectivity of the one and only +will to live, which he himself is. But the sight of the +uncultured individual is clouded, as the Hindus say, by +the veil of Mâyâ. He sees not the thing-in-itself but the +phenomenon in time and space, the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +and in the other forms of the principle of +sufficient reason. And in this form of his limited knowledge +he sees not the inner nature of things, which is +one, but its phenomena as separated, disunited, innumerable, +very different, and indeed opposed. For to him +pleasure appears as one thing and pain as quite another +thing: one man as a tormentor and a murderer, another +as a martyr and a victim; wickedness as one thing and +evil as another. He sees one man live in joy, abundance, +and pleasure, and even at his door another die +miserably of want and cold. Then he asks, Where is +the retribution? And he himself, in the vehement, +pressure of will which is his origin and his nature, +seizes upon the pleasures and enjoyments of life, firmly +<pb n='455'/><anchor id='Pg455'/> +embraces them, and knows not that by this very +act of his will he seizes and hugs all those pains and +sorrows at the sight of which he shudders. He sees +the ills and he sees the wickedness in the world, but +far from knowing that both of these are but different +sides of the manifestation of the one will to live, he +regards them as very different, and indeed quite opposed, +and often seeks to escape by wickedness, <hi rend='italic'>i.e.</hi>, by causing +the suffering of another, from ills, from the suffering of +his own individuality, for he is involved in the <foreign lang='la' rend='italic'>principium +individuationis</foreign>, deluded by the veil of Mâyâ. +Just as a sailor sits in a boat trusting to his frail +barque in a stormy sea, unbounded in every direction, +rising and falling with the howling mountainous waves; +so in the midst of a world of sorrows the individual +man sits quietly, supported by and trusting to the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, or the way in which the +individual knows things as phenomena. The boundless +world, everywhere full of suffering in the infinite past, +in the infinite future, is strange to him, indeed is to him +but a fable; his ephemeral person, his extensionless present, +his momentary satisfaction, this alone has reality +for him; and he does all to maintain this, so long as +his eyes are not opened by a better knowledge. Till +then, there lives only in the inmost depths of his consciousness +a very obscure presentiment that all that is +after all not really so strange to him, but has a connection +with him, from which the <foreign lang='la' rend='italic'>principium individuationis</foreign> +cannot protect him. From this presentiment +arises that ineradicable <emph>awe</emph> common to all men (and +indeed perhaps even to the most sensible of the brutes) +which suddenly seizes them if by any chance they +become puzzled about the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +because the principle of sufficient reason in some one of +its forms seems to admit of an exception. For example, +if it seems as if some change took place without a cause, +or some one who is dead appears again, or if in any +<pb n='456'/><anchor id='Pg456'/> +other way the past or the future becomes present or +the distant becomes near. The fearful terror at anything +of the kind is founded on the fact that they suddenly +become puzzled about the forms of knowledge of +the phenomenon, which alone separate their own individuality +from the rest of the world. But even this +separation lies only in the phenomenon, and not in the +thing-in-itself; and on this rests eternal justice. In +fact, all temporal happiness stands, and all prudence +proceeds, upon ground that is undermined. They defend +the person from accidents and supply its pleasures; but +the person is merely phenomenon, and its difference from +other individuals, and exemption from the sufferings which +they endure, rests merely in the form of the phenomenon, +the <foreign lang='la' rend='italic'>principium individuationis</foreign>. According to the true +nature of things, every one has all the suffering of the +world as his own, and indeed has to regard all merely +possible suffering as for him actual, so long as he is the +fixed will to live, <hi rend='italic'>i.e.</hi>, asserts life with all his power. For +the knowledge that sees through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +a happy life in time, the gift of chance or won +by prudence, amid the sorrows of innumerable others, is +only the dream of a beggar in which he is a king, but +from which he must awake and learn from experience +that only a fleeting illusion had separated him from the +suffering of his life. +</p> + +<p> +Eternal justice withdraws itself from the vision that is +involved in the knowledge which follows the principle of +sufficient reason in the <foreign lang='la' rend='italic'>principium individuationis</foreign>; such +vision misses it altogether unless it vindicates it in some +way by fictions. It sees the bad, after misdeeds and +cruelties of every kind, live in happiness and leave the +world unpunished. It sees the oppressed drag out a life +full of suffering to the end without an avenger, a requiter +appearing. But that man only will grasp and comprehend +eternal justice who raises himself above the knowledge +that proceeds under the guidance of the principle of sufficient +<pb n='457'/><anchor id='Pg457'/> +reason, bound to the particular thing, and recognises +the Ideas, sees through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +and becomes conscious that the forms of the phenomenon +do not apply to the thing-in-itself. Moreover, he alone, +by virtue of the same knowledge, can understand the true +nature of virtue, as it will soon disclose itself to us in connection +with the present inquiry, although for the practice +of virtue this knowledge in the abstract is by no +means demanded. Thus it becomes clear to whoever has +attained to the knowledge referred to, that because the +will is the in-itself of all phenomena, the misery which is +awarded to others and that which he experiences himself, +the bad and the evil, always concerns only that one inner +being which is everywhere the same, although the phenomena +in which the one and the other exhibits itself +exist as quite different individuals, and are widely +separated by time and space. He sees that the difference +between him who inflicts the suffering and him +who must bear it is only the phenomenon, and does +not concern the thing-in-itself, for this is the will +living in both, which here, deceived by the knowledge +which is bound to its service, does not recognise itself, +and seeking an increased happiness in <emph>one</emph> of its phenomena, +produces great suffering in <emph>another</emph>, and thus, in +the pressure of excitement, buries its teeth in its own +flesh, not knowing that it always injures only itself, revealing +in this form, through the medium of individuality, +the conflict with itself which it bears in its inner nature. +The inflicter of suffering and the sufferer are one. The +former errs in that he believes he is not a partaker in +the suffering; the latter, in that he believes he is not a +partaker in the guilt. If the eyes of both were opened, +the inflicter of suffering would see that he lives in all that +suffers pain in the wide world, and which, if endowed with +reason, in vain asks why it was called into existence for +such great suffering, its desert of which it does not understand. +And the sufferer would see that all the wickedness +<pb n='458'/><anchor id='Pg458'/> +which is or ever was committed in the world proceeds +from that will which constitutes <emph>his</emph> own nature also, +appears also in <emph>him</emph>, and that through this phenomenon +and its assertion he has taken upon himself all the sufferings +which proceed from such a will and bears them as +his due, so long as he is this will. From this knowledge +speaks the profound poet Calderon in <q>Life a Dream</q>— +</p> + +<quote rend='display'> + +<lg> +<l><q rend='pre'>Pues el delito mayor</q></l> +<l><q rend='post'>Del hombre es haber nacido.</q></l> +</lg> + +<lg> +<l>(<q rend='pre'>For the greatest crime of man</q></l> +<l><q rend='post'>Is that he ever was born.</q>)</l> +</lg> + +</quote> + +<p> +Why should it not be a crime, since, according to an +eternal law, death follows upon it? Calderon has merely +expressed in these lines the Christian dogma of original +sin. +</p> + +<p> +The living knowledge of eternal justice, of the balance +that inseparably binds together the <foreign lang='la' rend='italic'>malum culpæ</foreign> with +the <foreign lang='la' rend='italic'>malum pœnæ</foreign>, demands the complete transcending of +individuality and the principle of its possibility. Therefore +it will always remain unattainable to the majority of +men, as will also be the case with the pure and distinct +knowledge of the nature of all virtue, which is akin to it, +and which we are about to explain. Accordingly the +wise ancestors of the Hindu people have directly expressed +it in the Vedas, which are only allowed to the +three regenerate castes, or in their esoteric teaching, so +far at any rate as conception and language comprehend +it, and their method of exposition, which always remains +pictorial and even rhapsodical, admits; but in the religion +of the people, or exoteric teaching, they only +communicate it by means of myths. The direct +exposition we find in the Vedas, the fruit of the +highest human knowledge and wisdom, the kernel of +which has at last reached us in the Upanishads as the +greatest gift of this century. It is expressed in various +<pb n='459'/><anchor id='Pg459'/> +ways, but especially by making all the beings in the +world, living and lifeless, pass successively before the view +of the student, and pronouncing over every one of them +that word which has become a formula, and as such has +been called the Mahavakya: Tatoumes,—more correctly, +Tat twam asi,—which means, <q>This thou art.</q><note place='foot'>Oupnek'hat, vol. i. p. 60 et seq.</note> But +for the people, that great truth, so far as in their limited +condition they could comprehend it, was translated into +the form of knowledge which follows the principle of +sufficient reason. This form of knowledge is indeed, +from its nature, quite incapable of apprehending that +truth pure and in itself, and even stands in contradiction +to it, yet in the form of a myth it received a substitute +for it which was sufficient as a guide for conduct. For the +myth enables the method of knowledge, in accordance +with the principle of sufficient reason, to comprehend by +figurative representation the ethical significance of conduct, +which itself is ever foreign to it. This is the aim of +all systems of religion, for as a whole they are the mythical +clothing of the truth which is unattainable to the +uncultured human intellect. In this sense this myth +might, in Kant's language, be called a postulate of the +practical reason; but regarded as such, it has the great +advantage that it contains absolutely no elements but such +as lie before our eyes in the course of actual experience, +and can therefore support all its conceptions with perceptions. +What is here referred to is the myth of the transmigration +of souls. It teaches that all sufferings which +in life one inflicts upon other beings must be expiated in +a subsequent life in this world, through precisely the +same sufferings; and this extends so far, that he who only +kills a brute must, some time in endless time, be born as +the same kind of brute and suffer the same death. It +teaches that wicked conduct involves a future life in this +world in suffering and despised creatures, and, accordingly, +that one will then be born again in lower castes, or as +<pb n='460'/><anchor id='Pg460'/> +a woman, or as a brute, as Pariah or Tschandala, as a leper, +or as a crocodile, and so forth. All the pains which the myth +threatens it supports with perceptions from actual life, +through suffering creatures which do not know how they +have merited their misery, and it does not require to call +in the assistance of any other hell. As a reward, on the +other hand, it promises re-birth in better, nobler forms, +as Brahmans, wise men, or saints. The highest reward, +which awaits the noblest deeds and the completest resignation, +which is also given to the woman who in seven +successive lives has voluntarily died on the funeral pile +of her husband, and not less to the man whose pure mouth +has never uttered a single lie,—this reward the myth can +only express negatively in the language of this world by +the promise, which is so often repeated, that they shall +never be born again, <foreign lang='la' rend='italic'>Non adsumes iterum existentiam +apparentem</foreign>; or, as the Buddhists, who recognise neither +Vedas nor castes, express it, <q>Thou shalt attain to +Nirvâna,</q> <hi rend='italic'>i.e.</hi>, to a state in which four things no longer +exist—birth, age, sickness, and death. +</p> + +<p> +Never has a myth entered, and never will one enter, +more closely into the philosophical truth which is attainable +to so few than this primitive doctrine of the noblest and +most ancient nation. Broken up as this nation now is into +many parts, this myth yet reigns as the universal belief +of the people, and has the most decided influence upon +life to-day, as four thousand years ago. Therefore Pythagoras +and Plato have seized with admiration on that <foreign lang='la' rend='italic'>ne +plus ultra</foreign> of mythical representation, received it from +India or Egypt, honoured it, made use of it, and, we know +not how far, even believed it. We, on the contrary, now +send the Brahmans English clergymen and evangelical +linen-weavers to set them right out of sympathy, and +to show them that they are created out of nothing, and +ought thankfully to rejoice in the fact. But it is just +the same as if we fired a bullet against a cliff. In +India our religions will never take root. The ancient +<pb n='461'/><anchor id='Pg461'/> +wisdom of the human race will not be displaced by what +happened in Galilee. On the contrary, Indian philosophy +streams back to Europe, and will produce a fundamental +change in our knowledge and thought. +</p> + +<p> +§ 64. From our exposition of eternal justice, which is +not mythical but philosophical, we will now proceed to +the kindred investigation of the ethical significance of +conduct and of conscience, which is the merely felt +knowledge of that significance. But first I wish at this +point to draw attention to two peculiarities of human +nature, that might help to make clear how the nature of +that eternal justice, and the unity and identity of the +will in all its phenomena upon which it rests, is known +to every one, at least as an obscure feeling. +</p> + +<p> +When a bad deed has been done, it affords satisfaction +not only to the sufferer, who for the most part feels the +desire of revenge, but also to the perfectly indifferent +spectator, to see that he who caused another pain suffers +himself a like measure of pain; and this quite independently +of the end which we have shown the state has +in view in punishment, and which is the foundation of +penal law. It seems to me that what expresses itself +here is nothing but the consciousness of that eternal +justice, which is, nevertheless, at once misunderstood and +falsified by the unenlightened mind, for, involved in the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, it produces an amphiboly of +the concepts and demands from the phenomenon what +only belongs to the thing in itself. It does not see how +far in themselves the offender and the offended are one, +and that it is the same being which, not recognising +itself in its own manifestation, bears both the pain and +the guilt, but it desires rather to see the pain also in the +particular individual to whom the guilt belongs. Therefore, +most persons would demand that a man who had a +very high degree of wickedness which might yet occur +in many others, only not matched with other qualities +such as are found in him, a man who also far surpassed +<pb n='462'/><anchor id='Pg462'/> +others by extraordinary intellectual powers, and who inflicted +unspeakable sufferings upon millions of others—for +example, as a conqueror,—most persons, I say, would +demand that such a man should at some time and in some +place expiate all these sufferings by a like amount of +pain; for they do not recognise how in themselves the +inflicter of suffering and the sufferers are one, and that +it is the same will through which the latter exist and +live which also appears in the former, and just through +him attains to a distinct revelation of its nature, and +which likewise suffers both in the oppressed and the +oppressor; and indeed in the latter in a greater measure, +as the consciousness has attained a higher degree of +clearness and distinctness and the will has greater +vehemence. But that the deeper knowledge, which is +no longer involved in the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +from which all virtue and nobleness proceed, no longer +retains the disposition which demands requital, is shown +by the Christian ethics, which absolutely forbids all +requital of evil with evil, and allows eternal justice to +proceed in the sphere of the thing-in-itself, which is +different from that of the phenomenon. (<q>Vengeance is +mine; I will repay, saith the Lord,</q>—Rom. xii. 19.) +</p> + +<p> +A much more striking, but also a much rarer, characteristic +of human nature, which expresses that desire to +draw eternal justice into the province of experience, <hi rend='italic'>i.e.</hi>, +of individuality, and at the same time indicates a felt consciousness +that, as I have expressed it above, the will to live +conducts at its own cost the great tragedy and comedy, +and that the same one will lives in all manifestations,—such +a characteristic, I say, is the following. We sometimes +see a man so deeply moved by a great injury which +he has experienced, or, it may be, only witnessed, that he +deliberately and irretrievably stakes his own life in order +to take vengeance on the perpetrator of that wrong. We +see him seek for some mighty oppressor through long +years, murder him at last, and then himself die on the +<pb n='463'/><anchor id='Pg463'/> +scaffold, as he had foreseen, and often, it may be, did not +seek to avoid, for his life had value for him only as a +means of vengeance. We find examples of this especially +among the Spaniards.<note place='foot'>That Spanish bishop who, in the +last war, poisoned both himself and +the French generals at his own table, +is an instance of this; and also various +incidents in that war. Examples +are also to be found in Montaigne, +Bk. ii. ch. 12.</note> If, now, we consider the +spirit of that desire for retribution carefully, we find +that it is very different from common revenge, which seeks +to mitigate the suffering, endured by the sight of the +suffering inflicted; indeed, we find that what it aims at +deserves to be called, not so much revenge as punishment. +For in it there really lies the intention of an effect upon +the future through the example, and that without any +selfish aim, either for the avenging person, for it costs +him his life, or for a society which secures its own safety +by laws. For that punishment is carried out by individuals, +not by the state, nor is it in fulfilment of a law, but, +on the contrary, always concerns a deed which the state +either would not or could not punish, and the punishment +of which it condemns. It seems to me that the indignation +which carries such a man so far beyond the limits of +all self-love springs from the deepest consciousness that +he himself is the whole will to live, which appears in all +beings through all time, and that therefore the most distant +future belongs to him just as the present, and cannot be +indifferent to him. Asserting this will, he yet desires that +in the drama which represents its nature no such fearful +wrong shall ever appear again, and wishes to frighten +ever future wrong-doer by the example of a vengeance +against which there is no means of defence, since the +avenger is not deterred by the fear of death. The will +to live, though still asserting itself, does not here depend +any longer upon the particular phenomenon, the individual, +but comprehends the Idea of man, and wishes to keep +its manifestation pure from such a fearful and shocking +wrong. It is a rare, very significant, and even sublime +<pb n='464'/><anchor id='Pg464'/> +trait of character through which the individual sacrifices +himself by striving to make himself the arm of eternal +justice, of the true nature of which he is yet ignorant. +</p> + +<p> +§ 65. In all the preceding investigations of human +action, we have been leading up to the final investigation, +and have to a considerable extent lightened the task of +raising to abstract and philosophical clearness, and exhibiting +as a branch of our central thought that special +ethical significance of action which in life is with perfect +understanding denoted by the words <emph>good</emph> and <emph>bad</emph>. +</p> + +<p> +First, however, I wish to trace back to their real +meaning those conceptions of <emph>good</emph> and <emph>bad</emph> which have +been treated by the philosophical writers of the day, very +extraordinarily, as simple conceptions, and thus incapable +of analysis; so that the reader may not remain involved +in the senseless delusion that they contain more than is +actually the case, and express in and for themselves all +that is here necessary. I am in a position to do this +because in ethics I am no more disposed to take refuge +behind the word <emph>good</emph> than formerly behind the words +<emph>beautiful</emph> and <emph>true</emph>, in order that by the adding a <q>ness,</q> +which at the present day is supposed to have a special +σεμνοτης, and therefore to be of assistance in various +cases, and by assuming an air of solemnity, I might +induce the belief that by uttering three such words I +had done more than denote three very wide and abstract, +and consequently empty conceptions, of very different +origin and significance. Who is there, indeed, who has +made himself acquainted with the books of our own day +to whom these three words, admirable as are the things +to which they originally refer, have not become an aversion +after he has seen for the thousandth time how those +who are least capable of thinking believe that they have +only to utter these three words with open mouth and the +air of an intelligent sheep, in order to have spoken the +greatest wisdom? +</p> + +<p> +The explanation of the concept <emph>true</emph> has already been +<pb n='465'/><anchor id='Pg465'/> +given in the essay on the principle of sufficient reason, +chap. v. § 29 <hi rend='italic'>et seq.</hi> The content of the concept <emph>beautiful</emph> +found for the first time its proper explanation through +the whole of the Third Book of the present work. We +now wish to discover the significance of the concept <emph>good</emph>, +which can be done with very little trouble. This concept +is essentially relative, and signifies <emph>the conformity of +an object to any definite effort of the will</emph>. Accordingly +everything that corresponds to the will in any of its +expressions and fulfils its end is thought through the +concept <emph>good</emph>, however different such things may be in +other respects. Thus we speak of good eating, good +roads, good weather, good weapons, good omens, and so +on; in short, we call everything good that is just as we +wish it to be; and therefore that may be good in the +eyes of one man which is just the reverse in those of +another. The conception of the good divides itself into +two sub-species—that of the direct and present satisfaction +of any volition, and that of its indirect satisfaction which +has reference to the future, <hi rend='italic'>i.e.</hi>, the agreeable and the +useful. The conception of the opposite, so long as we +are speaking of unconscious existence, is expressed by the +word <emph>bad</emph>, more rarely and abstractly by the word <emph>evil</emph>, +which thus denotes everything that does not correspond +to any effort of the will. Like all other things that can +come into relation to the will, men who are favourable to +the ends which happen to be desired, who further and +befriend them, are called good, in the same sense, and +always with that relative limitation, which shows itself, +for example, in the expression, <q>I find this good, but +you don't.</q> Those, however, who are naturally disposed +not to hinder the endeavours of others, but rather to +assist them, and who are thus consistently helpful, benevolent, +friendly, and charitable, are called <emph>good</emph> men, +on account of this relation of their conduct to the will of +others in general. In the case of conscious beings (brutes +and men) the contrary conception is denoted in German, +<pb n='466'/><anchor id='Pg466'/> +and, within the last hundred years or so, in French also, +by a different word from that which is used in speaking +of unconscious existence; in German, <foreign lang='de' rend='italic'>böse</foreign>; in French, +<foreign lang='fr' rend='italic'>méchant</foreign>; while in almost all other languages this distinction +does not exist; and κακος, <foreign lang='la' rend='italic'>malus</foreign>, <foreign rend='italic'>cattivo</foreign>, <emph>bad</emph>, +are used of men, as of lifeless things, which are opposed +to the ends of a definite individual will. Thus, having +started entirely from the passive element in the good, the +inquiry could only proceed later to the active element, +and investigate the conduct of the man who is called +good, no longer with reference to others, but to himself; +specially setting itself the task of explaining both the +purely objective respect which such conduct produces in +others, and the peculiar contentment with himself which +it clearly produces in the man himself, since he purchases +it with sacrifices of another kind; and also, on the other +hand, the inner pain which accompanies the bad disposition, +whatever outward advantages it brings to him who +entertains it. It was from this source that the ethical +systems, both the philosophical and those which are supported +by systems of religion, took their rise. Both seek +constantly in some way or other to connect happiness +with virtue, the former either by means of the principle +of contradiction or that of sufficient reason, and thus to +make happiness either identical with or the consequence +of virtue, always sophistically; the latter, by asserting +the existence of other worlds than that which alone can +be known to experience.<note place='foot'>Observe, in passing, that what +gives every positive system of religion +its great strength, the point of +contact through which it takes possession +of the soul, is entirely its +ethical side. Not, however, the ethical +side directly as such, but as it +appears firmly united and interwoven +with the element of mythical +dogma which is present in every +system of religion, and as intelligible +only by means of this. So much is +this the case, that although the ethical +significance of action cannot be +explained in accordance with the +principle of sufficient reason, yet +since every mythus follows this principle, +believers regard the ethical +significance of action as quite inseparable, +and indeed as absolutely +identical, and regard every attack +upon the mythus as an attack upon +right and virtue. This goes so far +that among monotheistic nations +atheism or godlessness has become +synonymous with the absence of all +morality. To the priests such confusions +of conceptions are welcome, +and only in consequence of them +could that horrible monstrosity fanaticism +arise and govern, not merely +single individuals who happen to be +specially perverse and bad, but whole +nations, and finally embody itself in +the Western world as the Inquisition +(to the honour of mankind be it +said that this only happened once +in their history), which, according +to the latest and most authentic +accounts, in Madrid alone (in the +rest of Spain there were many more +such ecclesiastical dens of murderers) +in 300 years put 300,000 +human beings to a painful death at +the stake on theological grounds—a +fact of which every zealot ought to +be reminded whenever he begins to +make himself heard.</note> In our system, on the contrary, +<pb n='467'/><anchor id='Pg467'/> +virtue will show itself, not as a striving after happiness, +that is, well-being and life, but as an effort in +quite an opposite direction. +</p> + +<p> +It follows from what has been said above, that the <emph>good</emph> +is, according to its concept, των πρως τι; thus every good is +essentially relative, for its being consists in its relation +to a desiring will. <emph>Absolute good</emph> is, therefore, a contradiction +in terms; highest good, <foreign lang='la' rend='italic'>summum bonum</foreign>, really +signifies the same thing—a final satisfaction of the will, +after which no new desire could arise,—a last motive, the +attainment of which would afford enduring satisfaction of +the will. But, according to the investigations which +have already been conducted in this Fourth Book, such a +consummation is not even thinkable. The will can just +as little cease from willing altogether on account of some +particular satisfaction, as time can end or begin; for it +there is no such thing as a permanent fulfilment which +shall completely and for ever satisfy its craving. It is +the vessel of the Danaides; for it there is no highest +good, no absolute good, but always a merely temporary +good. If, however, we wish to give an honorary position, +as it were emeritus, to an old expression, which from +custom we do not like to discard altogether, we may, +metaphorically and figuratively, call the complete self-effacement +and denial of the will, the true absence of will, +which alone for ever stills and silences its struggle, alone +gives that contentment which can never again be disturbed, +alone redeems the world, and which we shall now +soon consider at the close of our whole investigation—the +<pb n='468'/><anchor id='Pg468'/> +absolute good, the <foreign lang='la' rend='italic'>summum bonum</foreign>—and regard it as the +only radical cure of the disease of which all other means +are only palliations or anodynes. In this sense the Greek +τελος and also <foreign lang='la' rend='italic'>finis bonorum</foreign> correspond to the thing still +better. So much for the words <emph>good</emph> and <emph>bad</emph>; now for +the thing itself. +</p> + +<p> +If a man is always disposed to do <emph>wrong</emph> whenever +the opportunity presents itself, and there is no external +power to restrain him, we call him <emph>bad</emph>. According to +our doctrine of wrong, this means that such a man does +not merely assert the will to live as it appears in his +own body, but in this assertion goes so far that he +denies the will which appears in other individuals. This +is shown by the fact that he desires their powers for the +service of his own will, and seeks to destroy their existence +when they stand in the way of its efforts. The +ultimate source of this is a high degree of egoism, the +nature of which has been already explained. Two +things are here apparent. In the first place, that in +such a man an excessively vehement will to live expresses +itself, extending far beyond the assertion of his +own body; and, in the second place, that his knowledge, +entirely given up to the principle of sufficient reason +and involved in the <foreign lang='la' rend='italic'>principium individuationis</foreign>, cannot +get beyond the difference which this latter principle +establishes between his own person and every one else. +Therefore he seeks his own well-being alone, completely +indifferent to that of all others, whose existence is to +him altogether foreign and divided from his own by a +wide gulf, and who are indeed regarded by him as +mere masks with no reality behind them. And these +two qualities are the constituent elements of the bad +character. +</p> + +<p> +This great intensity of will is in itself and directly +a constant source of suffering. In the first place, +because all volition as such arises from want; that is, +suffering. (Therefore, as will be remembered, from the +<pb n='469'/><anchor id='Pg469'/> +Third Book, the momentary cessation of all volition, +which takes place whenever we give ourselves up to +æsthetic contemplation, as pure will-less subject of +knowledge, the correlative of the Idea, is one of the +principal elements in our pleasure in the beautiful.) +Secondly, because, through the causal connection of +things, most of our desires must remain unfulfilled, and +the will is oftener crossed than satisfied, and therefore +much intense volition carries with it much intense +suffering. For all suffering is simply unfulfilled and +crossed volition; and even the pain of the body when +it is injured or destroyed is as such only possible +through the fact that the body is nothing but the will +itself become object. Now on this account, because much +intense suffering is inseparable from much intense volition, +very bad men bear the stamp of inward suffering in +the very expression of the countenance; even when they +have attained every external happiness, they always look +unhappy so long as they are not transported by some +momentary ecstasy and are not dissembling. From this +inward torment, which is absolutely and directly essential +to them, there finally proceeds that delight in the suffering +of others which does not spring from mere egoism, +but is disinterested, and which constitutes <emph>wickedness</emph> +proper, rising to the pitch of <emph>cruelty</emph>. For this the suffering +of others is not a means for the attainment of the +ends of its own will, but an end in itself. The more +definite explanation of this phenomenon is as follows:—Since +man is a manifestation of will illuminated by the +clearest knowledge, he is always contrasting the actual +and felt satisfaction of his will with the merely possible +satisfaction of it which knowledge presents to him. +Hence arises envy: every privation is infinitely increased +by the enjoyment of others, and relieved by the knowledge +that others also suffer the same privation. Those +ills which are common to all and inseparable from human +life trouble us little, just as those which belong to the +<pb n='470'/><anchor id='Pg470'/> +climate, to the whole country. The recollection of greater +sufferings than our own stills our pain; the sight of the +sufferings of others soothes our own. If, now, a man +is filled with an exceptionally intense pressure of will,—if +with burning eagerness he seeks to accumulate everything +to slake the thirst of his egoism, and thus experiences, +as he inevitably must, that all satisfaction is merely +apparent, that the attained end never fulfils the promise +of the desired object, the final appeasing of the fierce +pressure of will, but that when fulfilled the wish only +changes its form, and now torments him in a new one; +and indeed that if at last all wishes are exhausted, +the pressure of will itself remains without any conscious +motive, and makes itself known to him with fearful +pain as a feeling of terrible desolation and emptiness; +if from all this, which in the case of the ordinary +degrees of volition is only felt in a small measure, and +only produces the ordinary degree of melancholy, in the +case of him who is a manifestation of will reaching +the point of extraordinary wickedness, there necessarily +springs an excessive inward misery, an eternal unrest, +an incurable pain; he seeks indirectly the alleviation +which directly is denied him,—seeks to mitigate his +own suffering by the sight of the suffering of others, +which at the same time he recognises as an expression +of his power. The suffering of others now becomes +for him an end in itself, and is a spectacle in which +he delights; and thus arises the phenomenon of pure +cruelty, blood-thirstiness, which history exhibits so often +in the Neros and Domitians, in the African Deis, in +Robespierre, and the like. +</p> + +<p> +The desire of revenge is closely related to wickedness. +It recompenses evil with evil, not with reference to the +future, which is the character of punishment, but merely +on account of what has happened, what is past, as such, +thus disinterestedly, not as a means, but as an end, in order +to revel in the torment which the avenger himself has +<pb n='471'/><anchor id='Pg471'/> +inflicted on the offender. What distinguishes revenge +from pure wickedness, and to some extent excuses it, is +an appearance of justice. For if the same act, which is +now revenge, were to be done legally, that is, according +to a previously determined and known rule, and in a +society which had sanctioned this rule, it would be +punishment, and thus justice. +</p> + +<p> +Besides the suffering which has been described, and +which is inseparable from wickedness, because it springs +from the same root, excessive vehemence of will, another +specific pain quite different from this is connected with +wickedness, which is felt in the case of every bad action, +whether it be merely injustice proceeding from egoism +or pure wickedness, and according to the length of its +duration is called <emph>the sting of conscience</emph> or <emph>remorse</emph>. Now, +whoever remembers and has present in his mind the +content of the preceding portion of this Fourth Book, and +especially the truth explained at the beginning of it, that +life itself is always assured to the will to live, as its mere +copy or mirror, and also the exposition of eternal justice, +will find that the sting of conscience can have no other +meaning than the following, <hi rend='italic'>i.e.</hi>, its content, abstractly +expressed, is what follows, in which two parts are distinguished, +which again, however, entirely coincide, and +must be thought as completely united. +</p> + +<p> +However closely the veil of Mâyâ may envelop the +mind of the bad man, <hi rend='italic'>i.e.</hi>, however firmly he may be +involved in the <foreign lang='la' rend='italic'>principium individuationis</foreign>, according to +which he regards his person as absolutely different and +separated by a wide gulf from all others, a knowledge to +which he clings with all his might, as it alone suits and +supports his egoism, so that knowledge is almost always +corrupted by will, yet there arises in the inmost depths +of his consciousness the secret presentiment that such +an order of things is only phenomenal, and that their +real constitution is quite different. He has a dim foreboding +that, however much time and space may separate +<pb n='472'/><anchor id='Pg472'/> +him from other individuals and the innumerable miseries +which they suffer, and even suffer through him, and may +represent them as quite foreign to him, yet in themselves, +and apart from the idea and its forms, it is the +one will to live appearing in them all, which here failing +to recognise itself, turns its weapons against itself, and, +by seeking increased happiness in one of its phenomena, +imposes the greatest suffering upon another. He dimly +sees that he, the bad man, is himself this whole will; +that consequently he is not only the inflicter of pain +but also the endurer of it, from whose suffering he +is only separated and exempted by an illusive dream, +the form of which is space and time, which, however, +vanishes away; that he must in reality pay for the pleasure +with the pain, and that all suffering which he only +knows as possible really concerns him as the will to live, +inasmuch as the possible and actual, the near and the +distant in time and space, are only different for the +knowledge of the individual, only by means of the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, not in themselves. This is +the truth which mythically, <hi rend='italic'>i.e.</hi>, adapted to the principle +of sufficient reason, and so translated into the form of +the phenomenal, is expressed in the transmigration of +souls. Yet it has its purest expression, free from all +foreign admixture, in that obscurely felt yet inconsolable +misery called remorse. But this springs also from a +second immediate knowledge, which is closely bound to +the first—the knowledge of the strength with which the +will to live asserts itself in the wicked individual, which +extends far beyond his own individual phenomenon, to +the absolute denial of the same will appearing in other +individuals. Consequently the inward horror of the +wicked man at his own deed, which he himself tries +to conceal, contains, besides that presentment of the +nothingness, the mere illusiveness of the <foreign lang='la' rend='italic'>principium +individuationis</foreign>, and of the distinction established by it +between him and others; also the knowledge of the +<pb n='473'/><anchor id='Pg473'/> +vehemence of his own will, the intensity with which +he has seized upon life and attached himself closely to +it, even that life whose terrible side he sees before +him in the misery of those who are oppressed by him, +and with which he is yet so firmly united, that just on +this account the greatest atrocity proceeds from him himself, +as a means for the fuller assertion of his own will. +He recognises himself as the concentrated manifestation +of the will to live, feels to what degree he is given up to +life, and with it also to innumerable sufferings which +are essential to it, for it has infinite time and infinite +space to abolish the distinction between the possible and +the actual, and to change all the sufferings which as yet +are merely <emph>known</emph> to him into sufferings he has <emph>experienced</emph>. +The millions of years of constant rebirth certainly +exist, like the whole past and future, only in +conception; occupied time, the form of the phenomenon +of the will, is only the present, and for the individual +time is ever new: it seems to him always as if he had +newly come into being. For life is inseparable from the +will to live, and the only form of life is the present. +Death (the repetition of the comparison must be excused) +is like the setting of the sun, which is only apparently +swallowed up by the night, but in reality, itself the +source of all light, burns without intermission, brings +new days to new worlds, is always rising and always +setting. Beginning and end only concern the individual +through time, the form of the phenomenon for the +idea. Outside time lies only the will, Kant's thing-in-itself, +and its adequate objectification, the Idea of Plato. +Therefore suicide affords no escape; what every one in +his inmost consciousness <emph>wills</emph>, that must he <emph>be</emph>; and what +every one <emph>is</emph>, that he <emph>wills</emph>. Thus, besides the merely felt +knowledge of the illusiveness and nothingness of the +forms of the idea which separate individuals, it is the +self-knowledge of one's own will and its degree that +gives the sting to conscience. The course of life draws +<pb n='474'/><anchor id='Pg474'/> +the image of the empirical character, whose original is +the intelligible character, and horrifies the wicked man +by this image. He is horrified all the same whether the +image is depicted in large characters, so that the world +shares his horror, or in such small ones that he alone +sees it, for it only concerns him directly. The past +would be a matter of indifference, and could not pain the +conscience if the character did not feel itself free from +all time and unalterable by it, so long as it does not deny +itself. Therefore things which are long past still weigh +on the conscience. The prayer, <q>Lead me not into +temptation,</q> means, <q>Let me not see what manner of +person I am.</q> In the might with which the bad man +asserts life, and which exhibits itself to him in the +sufferings which he inflicts on others, he measures how +far he is from the surrender and denial of that will, the +only possible deliverance from the world and its miseries. +He sees how far he belongs to it, and how firmly he is +bound to it; the <emph>known</emph> suffering of others has no power +to move him; he is given up to life and <emph>felt</emph> suffering. +It remains hidden whether this will ever break and +overcome the vehemence of his will. +</p> + +<p> +This exposition of the significance and inner nature of +the <emph>bad</emph>, which as mere feeling, <hi rend='italic'>i.e.</hi>, not as distinct, abstract +knowledge, is the content of <emph>remorse</emph>, will gain distinctness +and completeness by the similar consideration of +the <emph>good</emph> as a quality of human will, and finally of absolute +resignation and holiness, which proceeds from it when +it has attained its highest grade. For opposites always +throw light upon each other, and the day at once reveals +both itself and the night, as Spinoza admirably remarks. +</p> + +<p> +§ 66. A theory of morals without proof, that is, mere +moralising, can effect nothing, because it does not act as +a motive. A theory of morals which does act as a +motive can do so only by working on self-love. But +what springs from this source has no moral worth. It +follows from this that no genuine virtue can be produced +<pb n='475'/><anchor id='Pg475'/> +through moral theory or abstract knowledge in general, +but that such virtue must spring from that intuitive +knowledge which recognises in the individuality of others +the same nature as in our own. +</p> + +<p> +For virtue certainly proceeds from knowledge, but not +from the abstract knowledge that can be communicated +through words. If it were so, virtue could be taught, +and by here expressing in abstract language its nature +and the knowledge which lies at its foundation, we should +make every one who comprehends this even ethically +better. But this is by no means the case. On the contrary, +ethical discourses and preaching will just as little +produce a virtuous man as all the systems of æsthetics +from Aristotle downwards have succeeded in producing a +poet. For the real inner nature of virtue the concept is +unfruitful, just as it is in art, and it is only in a completely +subordinate position that it can be of use as a +tool in the elaboration and preserving of what has been +ascertained and inferred by other means. <foreign lang='la' rend='italic'>Velle non discitur.</foreign> +Abstract dogmas are, in fact, without influence +upon virtue, <hi rend='italic'>i.e.</hi>, upon the goodness of the disposition. +False dogmas do not disturb it; true ones will scarcely +assist it. It would, in fact, be a bad look-out if the +cardinal fact in the life of man, his ethical worth, that +worth which counts for eternity, were dependent upon +anything the attainment of which is so much a matter of +chance as is the case with dogmas, religious doctrines, +and philosophical theories. For morality dogmas have +this value only: The man who has become virtuous from +knowledge of another kind, which is presently to be considered, +possesses in them a scheme or formula according +to which he accounts to his own reason, for the most part +fictitiously, for his non-egoistical action, the nature of +which it, <hi rend='italic'>i.e.</hi>, he himself, does not comprehend, and with +which account he has accustomed it to be content. +</p> + +<p> +Upon conduct, outward action, dogmas may certainly +exercise a powerful influence, as also custom and example +<pb n='476'/><anchor id='Pg476'/> +(the last because the ordinary man does not trust his +judgment, of the weakness of which he is conscious, but +only follows his own or some one else's experience), but +the disposition is not altered in this way.<note place='foot'>The Church would say that these +are merely <foreign lang='la' rend='italic'>opera operata</foreign>, which do +not avail unless grace gives the faith +which leads to the new birth. But +of this farther on.</note> All abstract +knowledge gives only motives; but, as was shown above, +motives can only alter the direction of the will, not the +will itself. All communicable knowledge, however, can +only affect the will as a motive. Thus when dogmas lead +it, what the man really and in general wills remains still +the same. He has only received different thoughts as to the +ways in which it is to be attained, and imaginary motives +guide him just like real ones. Therefore, for example, +it is all one, as regards his ethical worth, whether he +gives large gifts to the poor, firmly persuaded that he will +receive everything tenfold in a future life, or expends the +same sum on the improvement of an estate which will +yield interest, certainly late, but all the more surely and +largely. And he who for the sake of orthodoxy commits +the heretic to the flames is as much a murderer as the +bandit who does it for gain; and indeed, as regards +inward circumstances, so also was he who slaughtered the +Turks in the Holy Land, if, like the burner of heretics, he +really did so because he thought that he would thereby +gain a place in heaven. For these are careful only for +themselves, for their own egoism, just like the bandit, +from whom they are only distinguished by the absurdity +of their means. From without, as has been said, the +will can only be reached through motives, and these only +alter the way in which it expresses itself, never the will +itself. <foreign lang='la' rend='italic'>Velle non discitur.</foreign> +</p> + +<p> +In the case of good deeds, however, the doer of which +appeals to dogmas, we must always distinguish whether +these dogmas really are the motives which lead to the +good deeds, or whether, as was said above, they are +<pb n='477'/><anchor id='Pg477'/> +merely the illusive account of them with which he seeks +to satisfy his own reason with regard to a good deed +which really flows from quite a different source, a deed +which he does because he is good, though he does not +understand how to explain it rightly, and yet wishes to +think something with regard to it. But this distinction +is very hard to make, because it lies in the heart of a +man. Therefore we can scarcely ever pass a correct +moral judgment on the action of others, and very seldom +on our own. The deeds and conduct of an individual +and of a nation may be very much modified through +dogmas, example, and custom. But in themselves all +deeds (<foreign lang='la' rend='italic'>opera operata</foreign>) are merely empty forms, and only +the disposition which leads to them gives them moral +significance. This disposition, however, may be quite the +same when its outward manifestation is very different. +With an equal degree of wickedness, one man may die on +the wheel, and another in the bosom of his family. It +may be the same grade of wickedness which expresses +itself in one nation in the coarse characteristics of murder +and cannibalism, and in another finely and softly in +miniature, in court intrigues, oppressions, and delicate +plots of every kind; the inner nature remains the same. +It is conceivable that a perfect state, or perhaps indeed +a complete and firmly believed doctrine of rewards and +punishments after death, might prevent every crime; +politically much would be gained thereby; morally, +nothing; only the expression of the will in life would +be restricted. +</p> + +<p> +Thus genuine goodness of disposition, disinterested +virtue, and pure nobility do not proceed from abstract +knowledge. Yet they do proceed from knowledge; but +it is a direct intuitive knowledge, which can neither +be reasoned away, nor arrived at by reasoning, a knowledge +which, just because it is not abstract, cannot be +communicated, but must arise in each for himself, which +therefore finds its real and adequate expression not in +<pb n='478'/><anchor id='Pg478'/> +words, but only in deeds, in conduct, in the course of the +life of man. We who here seek the theory of virtue, +and have therefore also to express abstractly the nature +of the knowledge which lies at its foundation, will yet be +unable to convey that knowledge itself in this expression. +We can only give the concept of this knowledge, and +thus always start from action in which alone it becomes +visible, and refer to action as its only adequate expression. +We can only explain and interpret action, <hi rend='italic'>i.e.</hi>, +express abstractly what really takes place in it. +</p> + +<p> +Before we speak of the <emph>good</emph> proper, in opposition to +the <emph>bad</emph>, which has been explained, we must touch on +an intermediate grade, the mere negation of the bad: +this is <emph>justice</emph>. The nature of right and wrong has been +fully explained above; therefore we may briefly say here, +that he who voluntarily recognises and observes those +merely moral limits between wrong and right, even where +this is not secured by the state or any other external +power, thus he who, according to our explanation, never +carries the assertion of his own will so far as to deny +the will appearing in another individual, is <emph>just</emph>. Thus, +in order to increase his own well-being, he will not inflict +suffering upon others, <hi rend='italic'>i.e.</hi>, he will commit no crime, he +will respect the rights and the property of others. We +see that for such a just man the <foreign lang='la' rend='italic'>principium individuationis</foreign> +is no longer, as in the case of the bad man, an absolute +wall of partition. We see that he does not, like the +bad man, merely assert his own manifestation of will and +deny all others; that other persons are not for him mere +masks, whose nature is quite different from his own; but +he shows in his conduct that he also recognises his own +nature—the will to live as a thing-in-itself, in the foreign +manifestation which is only given to him as idea. Thus he +finds himself again in that other manifestation, up to a +certain point, that of doing no wrong, <hi rend='italic'>i.e.</hi>, abstaining from +injury. To this extent, therefore, he sees through the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, the veil of Mâyâ; so far he +<pb n='479'/><anchor id='Pg479'/> +sets the being external to him on a level with his own—he +does it no injury. +</p> + +<p> +If we examine the inmost nature of this justice, there +already lies in it the resolution not to go so far in +the assertion of one's own will as to deny the manifestations +of will of others, by compelling them to +serve one's own. One will therefore wish to render +to others as much as one receives from them. The +highest degree of this justice of disposition, which is, +however, always united with goodness proper, whose +character is no longer merely negative, extends so far +that a man doubts his right to inherited property, wishes +to support his body only by his own powers, mental and +physical, feels every service of others and every luxury a +reproach, and finally embraces voluntary poverty. Thus +we see how Pascal, when he became an ascetic, would no +longer permit any services to be rendered him, although he +had servants enough; in spite of his constant bad health +he made his bed himself, brought his own food from +the kitchen, &c. (<q>Vie de Pascal, par sa Sœur,</q> p. 19). +Quite in keeping with this, it is reported that many +Hindus, even Rajas with great wealth, expend it merely +on the maintenance of their position, their court and +attendants, and themselves observe with the greatest +scrupulousness the maxim that a man should eat nothing +that he has not himself both sowed and reaped. Yet a +certain misunderstanding lies at the bottom of this; for +one man, just because he is rich and powerful, can render +such signal services to the whole of human society that +they counterbalance the wealth he has inherited, for the +secure possession of which he is indebted to society. In +reality that excessive justice of such Hindus is already +more than justice; it is actual renunciation, denial of the +will to live,—asceticism, of which we shall speak last. +On the other hand, pure idleness and living through the +exertions of others, in the case of inherited wealth, without +accomplishing anything, may be regarded as morally +<pb n='480'/><anchor id='Pg480'/> +wrong, even if it must remain right according to positive +laws. +</p> + +<p> +We have found that voluntary justice has its inmost +source in a certain degree of penetration of the <foreign lang='la' rend='italic'>principium +individuationis</foreign>, while the unjust remain entirely involved +in this principle. This penetration may exist not only +in the degree which is required for justice, but also in +the higher degree which leads to benevolence and well-doing, +to love of mankind. And this may take place +however strong and energetic in itself the will which +appears in such an individual may be. Knowledge can +always counterbalance it in him, teach him to resist the +tendency to wrong, and even produce in him every +degree of goodness, and indeed of resignation. Thus the +good man is by no means to be regarded as originally a +weaker manifestation of will than the bad man, but it is +knowledge which in him masters the blind striving of +will. There are certainly individuals who merely seem +to have a good disposition on account of the weakness of +the will appearing in them, but what they are soon +appears from the fact that they are not capable of any +remarkable self-conquest in order to perform a just or +good deed. +</p> + +<p> +If, however, as a rare exception, we meet a man who +possesses a considerable income, but uses very little of it +for himself and gives all the rest to the poor, while he +denies himself many pleasures and comforts, and we seek +to explain the action of this man, we shall find, apart +altogether from the dogmas through which he tries to +make his action intelligible to his reason, that the simplest +general expression and the essential character of his +conduct is that <emph>he makes less distinction than is usually +made between himself and others</emph>. This distinction is so +great in the eyes of many that the suffering of others +is a direct pleasure to the wicked and a welcome means +of happiness to the unjust. The merely just man +is content not to cause it; and, in general, most men +<pb n='481'/><anchor id='Pg481'/> +know and are acquainted with innumerable sufferings of +others in their vicinity, but do not determine to mitigate +them, because to do so would involve some self-denial on +their part. Thus, in each of all these a strong distinction +seems to prevail between his own ego and that of others; +on the other hand, to the noble man we have imagined, this +distinction is not so significant. The <foreign lang='la' rend='italic'>principium individuationis</foreign>, +the form of the phenomenon, no longer holds him +so tightly in its grasp, but the suffering which he sees in +others touches him almost as closely as his own. He therefore +tries to strike a balance between them, denies himself +pleasures, practises renunciation, in order to mitigate the +sufferings of others. He sees that the distinction between +himself and others, which to the bad man is so great a +gulf, only belongs to a fleeting and illusive phenomenon. +He recognises directly and without reasoning that the +in-itself of his own manifestation is also that of others, +the will to live, which constitutes the inner nature of +everything and lives in all; indeed, that this applies also +to the brutes and the whole of nature, and therefore he +will not cause suffering even to a brute.<note place='foot'>The right of man over the life +and powers of the brutes rests on +the fact that, because with the +growing clearness of consciousness +suffering increases in like measure; +the pain which the brute suffers +through death or work is not so +great as man would suffer by merely +denying himself the flesh, or the +powers of the brutes. Therefore +man may carry the assertion of his +existence to the extent of denying +the existence of the brute, and the +will to live as a whole endures less +suffering in this way than if the +opposite course were adopted. This +at once determines the extent of the +use man may make of the powers +of the brutes without wrong; a +limit, however, which is often transgressed, +especially in the case of +beasts of burden and dogs used in +the chase; to which the activity +of societies for the prevention of +cruelty to animals is principally devoted. +In my opinion, that right +does not extend to vivisection, particularly +of the higher animals. On +the other hand, the insect does not +suffer so much through its death as +a man suffers from its sting. The +Hindus do not understand this.</note> +</p> + +<p> +He is now just as little likely to allow others to starve, +while he himself has enough and to spare, as any one +would be to suffer hunger one day in order to have more +the next day than he could enjoy. For to him who does +works of love the veil of Mâyâ has become transparent, +<pb n='482'/><anchor id='Pg482'/> +the illusion of the <foreign lang='la' rend='italic'>principium individuationis</foreign> has left +him. He recognises himself, his will, in every being, +and consequently also in the sufferer. He is now +free from the perversity with which the will to live, not +recognising itself, here in one individual enjoys a fleeting +and precarious pleasure, and there in another pays for it +with suffering and starvation, and thus both inflicts and +endures misery, not knowing that, like Thyestes, it eagerly +devours its own flesh; and then, on the one hand, +laments its undeserved suffering, and on the other hand +transgresses without fear of Nemesis, always merely because, +involved in the <foreign lang='la' rend='italic'>principium individuationis</foreign>, thus +generally in the kind of knowledge which is governed +by the principle of sufficient reason, it does not recognise +itself in the foreign phenomenon, and therefore does not +perceive eternal justice. To be cured of this illusion +and deception of Mâyâ, and to do works of love, are one +and the same. But the latter is the necessary and +inevitable symptom of that knowledge. +</p> + +<p> +The opposite of the sting of conscience, the origin and +significance of which is explained above, is the <emph>good +conscience</emph>, the satisfaction which we experience after +every disinterested deed. It arises from the fact that +such a deed, as it proceeds from the direct recognition +of our own inner being in the phenomenon of another, +affords us also the verification of this knowledge, the +knowledge that our true self exists not only in our +own person, this particular manifestation, but in everything +that lives. By this the heart feels itself enlarged, +as by egoism it is contracted. For as the latter +concentrates our interest upon the particular manifestation +of our own individuality, upon which knowledge +always presents to us the innumerable dangers +which constantly threaten this manifestation, and anxiety +and care becomes the key-note of our disposition; +the knowledge that everything living is just as much our +own inner nature, as is our own person, extends our +<pb n='483'/><anchor id='Pg483'/> +interest to everything living; and in this way the heart +is enlarged. Thus through the diminished interest in +our own self, the anxious care for the self is attacked at +its very root and limited; hence the peace, the unbroken +serenity, which a virtuous disposition and a good conscience +affords, and the more distinct appearance of this +with every good deed, for it proves to ourselves the depth +of that disposition. The egoist feels himself surrounded +by strange and hostile individuals, and all his hope is +centred in his own good. The good man lives in a world +of friendly individuals, the well-being of any of whom he +regards as his own. Therefore, although the knowledge +of the lot of mankind generally does not make his disposition +a joyful one, yet the permanent knowledge of his +own nature in all living beings, gives him a certain evenness, +and even serenity of disposition. For the interest +which is extended to innumerable manifestations cannot +cause such anxiety as that which is concentrated upon +one. The accidents which concern individuals collectively, +equalise themselves, while those which happen to +the particular individual constitute good or bad fortune. +</p> + +<p> +Thus, though others have set up moral principles +which they give out as prescriptions for virtue, and laws +which it was necessary to follow, I, as has already been +said, cannot do this because I have no <q>ought</q> or law to +prescribe to the eternally free-will. Yet on the other +hand, in the connection of my system, what to a certain +extent corresponds and is analogous to that undertaking +is the purely theoretical truth, of which my whole exposition +may be regarded as merely an elaboration, +that the will is the in-itself of every phenomenon but +itself, as such, is free from the forms of the phenomenal, +and consequently from multiplicity; a truth, which, with +reference to action, I do not know how to express better +than by the formula of the Vedas already quoted: <q>Tat +twam asi!</q> (This thou art!) Whoever is able to say +this to himself, with regard to every being with whom +<pb n='484'/><anchor id='Pg484'/> +he comes in contact, with clear knowledge and firm +inward conviction, is certain of all virtue and blessedness, +and is on the direct road to salvation. +</p> + +<p> +But before I go further, and, as the conclusion of my +exposition, show how love, the origin and nature of which +we recognised as the penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +leads to salvation, to the entire surrender of +the will to live, <hi rend='italic'>i.e.</hi>, of all volition, and also how another +path, less soft but more frequented, leads men to the +same goal, a paradoxical proposition must first be stated +and explained; not because it is paradoxical, but because +it is true, and is necessary to the completeness of the +thought I have present. It is this: <q>All love (αγαπη, +<foreign lang='la' rend='italic'>caritas</foreign>) is sympathy.</q> +</p> + +<p> +§ 67. We have seen how justice proceeds from the +penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign> in a less +degree, and how from its penetration in a higher degree +there arises goodness of disposition proper, which shows +itself as pure, <hi rend='italic'>i.e.</hi>, disinterested love towards others. +When now the latter becomes perfect, it places other +individuals and their fate completely on a level with +itself and its own fate. Further than this it cannot go, +for there exists no reason for preferring the individuality +of another to its own. Yet the number of other individuals +whose whole happiness or life is in danger may +outweigh the regard for one's own particular well-being. +In such a case, the character that has attained to the +highest goodness and perfect nobility will entirely sacrifice +its own well-being, and even its life, for the well-being +of many others. So died Codrus, and Leonidas, +and Regulus, and Decius Mus, and Arnold von Winkelried; +so dies every one who voluntarily and consciously +faces certain death for his friends or his country. And +they also stand on the same level who voluntarily submit +to suffering and death for maintaining what conduces and +rightly belongs to the welfare of all mankind; that is, +for maintaining universal and important truths and +<pb n='485'/><anchor id='Pg485'/> +destroying great errors. So died Socrates and Giordano +Bruno, and so many a hero of the truth suffered death +at the stake at the hands of the priests. +</p> + +<p> +Now, however, I must remind the reader, with reference +to the paradox stated above, that we found before that +suffering is essential to life as a whole, and inseparable +from it. And that we saw that every wish proceeds +from a need, from a want, from suffering, and that therefore +every satisfaction is only the removal of a pain, and +brings no positive happiness; that the joys certainly lie +to the wish, presenting themselves as a positive good, +but in truth they have only a negative nature, and are +only the end of an evil. Therefore what goodness, love, +and nobleness do for others, is always merely an alleviation +of their suffering, and consequently all that can +influence them to good deeds and works of love, is +simply the <emph>knowledge of the suffering of others</emph>, which is +directly understood from their own suffering and placed +on a level with it. But it follows from this that pure +love (αγαπη, <foreign lang='la' rend='italic'>caritas</foreign>) is in its nature sympathy; whether +the suffering it mitigates, to which every unsatisfied +wish belongs, be great or small. Therefore we shall +have no hesitation, in direct contradiction to Kant, who +will only recognise all true goodness and all virtue to +be such, if it has proceeded from abstract reflection, and +indeed from the conception of duty and of the categorical +imperative, and explains felt sympathy as weakness, and +by no means virtue, we shall have no hesitation, I say, +in direct contradiction to Kant, in saying: the mere +concept is for genuine virtue just as unfruitful as it is +for genuine art: all true and pure love is sympathy, and +all love which is not sympathy is selfishness. Ερος is +selfishness, αγαπη is sympathy. Combinations of the +two frequently occur. Indeed genuine friendship is +always a mixture of selfishness and sympathy; the +former lies in the pleasure experienced in the presence +of the friend, whose individuality corresponds to our +<pb n='486'/><anchor id='Pg486'/> +own, and this almost always constitutes the greatest +part; sympathy shows itself in the sincere participation +in his joy and grief, and the disinterested sacrifices made +in respect of the latter. Thus Spinoza says: <foreign lang='la' rend='italic'>Benevolentia +nihil aliud est, quam cupiditas ex commiseratione orta</foreign> +(Eth. iii. pr. 27, cor. 3, schol.) As a confirmation of our +paradoxical proposition it may be observed that the +tone and words of the language and caresses of pure +love, entirely coincide with the tones of sympathy; and +we may also remark in passing that in Italian sympathy +and true love are denoted by the same word <foreign lang='it' rend='italic'>pietà</foreign>. +</p> + +<p> +This is also the place to explain one of the most +striking peculiarities of human nature, <emph>weeping</emph>, which, +like laughter, belongs to those qualities which distinguish +man from the brutes. Weeping is by no means a direct +expression of pain, for it occurs where there is very little +pain. In my opinion, indeed, we never weep directly +on account of the pain we experience, but always merely +on account of its repetition in reflection. We pass from +the felt pain, even when it is physical, to a mere idea of +it, and then find our own state so deserving of sympathy +that we are firmly and sincerely convinced that if another +were the sufferer, we would be full of sympathy, and love +to relieve him. But now we ourselves are the object of +our own sympathy; with the most benevolent disposition +we are ourselves most in need of help; we feel that +we suffer more than we could see another suffer; and in +this very complex frame of mind, in which the directly +felt suffering only comes to perception by a doubly +circuitous route, imagined as the suffering of another, +sympathised with as such, and then suddenly perceived +again as directly our own,—in this complex frame of +mind, I say, Nature relieves itself through that remarkable +physical conflict. <emph>Weeping</emph> is accordingly <emph>sympathy +with our own selves</emph>, or sympathy directed back on its +source. It is therefore conditional upon the capacity for +love and sympathy, and also upon imagination. Therefore +<pb n='487'/><anchor id='Pg487'/> +men who are either hard-hearted or unimaginative do not +weep easily, and weeping is even always regarded as a +sign of a certain degree of goodness of character, and +disarms anger, because it is felt that whoever can still +weep, must necessarily always be capable of love, <hi rend='italic'>i.e.</hi>, +sympathy towards others, for this enters in the manner +described into the disposition that leads to weeping. The +description which Petrarch gives of the rising of his own +tears, naïvely and truly expressing his feeling, entirely +agrees with the explanation we have given— +</p> + +<quote rend='display'> +<lg> +<l><q rend='pre'>I vo pensando: e nel pensar m' assale</q></l> +<l><emph>Una pietà si forte di me stesso</emph>,</l> +<l>Che mi conduce spesso,</l> +<l><q rend='post'>Ad alto lagrimar, ch'i non soleva.</q><note place='foot'>As I wander sunk in thought, +so strong a sympathy with myself +comes over me that I must often +weep aloud, which otherwise I am +not wont to do.</note></l> +</lg> +</quote> + +<p> +What has been said is also confirmed by the fact that +children who have been hurt generally do not cry till +some one commiserates them; thus not on account of +the pain, but on account of the idea of it. When we +are moved to tears, not through our own suffering but +through that of another, this happens as follows. Either +we vividly put ourselves in the place of the sufferer by +imagination, or see in his fate the lot of humanity as a +whole, and consequently, first of all, our own lot; and +thus, in a very roundabout way, it is yet always about +ourselves that we weep, sympathy with ourselves which +we feel. This seems to be the principal reason of the +universal, and thus natural, weeping in the case of death. +The mourner does not weep for his loss; he would be +ashamed of such egotistical tears, instead of which he is +sometimes ashamed of not weeping. First of all he +certainly weeps for the fate of the dead, but he also +weeps when, after long, heavy, and incurable suffering, +death was to this man a wished-for deliverance. Thus, +principally, he is seized with sympathy for the lot of all +<pb n='488'/><anchor id='Pg488'/> +mankind, which is necessarily finite, so that every life, +however aspiring, and often rich in deeds, must be extinguished +and become nothing. But in this lot of +mankind the mourner sees first of all his own, and this +all the more, the more closely he is related to him who +has died, thus most of all if it is his father. Although +to his father his life was misery through age and sickness, +and though his helplessness was a heavy burden +to his son, yet that son weeps bitterly over the death of +his father for the reason which has been given.<note place='foot'>Cf. Ch. xlvii. of Supplement. It +is scarcely necessary to remind the +reader that the whole ethical doctrine +given in outline in §§ <ref target='Section_61'>61-67</ref> +has been explained fully and in +detail in my prize-essay on the +foundation of morals.</note> +</p> + +<p> +§ 68. After this digression about the identity of pure +love and sympathy, the final return of which upon our +own individuality has, as its symptom, the phenomenon +of weeping, I now take up the thread of our discussion +of the ethical significance of action, in order to show +how, from the same source from which all goodness, +love, virtue, and nobility of character spring, there finally +arises that which I call the denial of the will to live. +</p> + +<p> +We saw before that hatred and wickedness are conditioned +by egoism, and egoism rests on the entanglement +of knowledge in the <foreign lang='la' rend='italic'>principium individuationis</foreign>. +Thus we found that the penetration of that <foreign lang='la' rend='italic'>principium +individuationis</foreign> is the source and the nature of justice, +and when it is carried further, even to its fullest extent, +it is the source and nature of love and nobility of character. +For this penetration alone, by abolishing the +distinction between our own individuality and that of +others, renders possible and explains perfect goodness of +disposition, extending to disinterested love and the most +generous self-sacrifice for others. +</p> + +<p> +If, however, this penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +this direct knowledge of the identity of will in +all its manifestations, is present in a high degree of distinctness, +it will at once show an influence upon the will +<pb n='489'/><anchor id='Pg489'/> +which extends still further. If that veil of Mâyâ, the +<foreign lang='la' rend='italic'>principium individuationis</foreign>, is lifted from the eyes of a +man to such an extent that he no longer makes the egotistical +distinction between his person and that of others, +but takes as much interest in the sufferings of other individuals +as in his own, and therefore is not only benevolent +in the highest degree, but even ready to sacrifice his +own individuality whenever such a sacrifice will save a +number of other persons, then it clearly follows that such +a man, who recognises in all beings his own inmost and +true self, must also regard the infinite suffering of all +suffering beings as his own, and take on himself the pain +of the whole world. No suffering is any longer strange +to him. All the miseries of others which he sees and is +so seldom able to alleviate, all the miseries he knows +directly, and even those which he only knows as possible, +work upon his mind like his own. It is no longer the +changing joy and sorrow of his own person that he has +in view, as is the case with him who is still involved in +egoism; but, since he sees through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +all lies equally near him. He knows the +whole, comprehends its nature, and finds that it consists +in a constant passing away, vain striving, inward conflict, +and continual suffering. He sees wherever he looks suffering +humanity, the suffering brute creation, and a world +that passes away. But all this now lies as near him as +his own person lies to the egoist. Why should he now, +with such knowledge of the world, assert this very life +through constant acts of will, and thereby bind himself +ever more closely to it, press it ever more firmly to himself? +Thus he who is still involved in the <foreign lang='la' rend='italic'>principium +individuationis</foreign>, in egoism, only knows particular things +and their relation to his own person, and these constantly +become new <emph>motives</emph> of his volition. But, on the other +hand, that knowledge of the whole, of the nature of the +thing-in-itself which has been described, becomes a <emph>quieter</emph> +of all and every volition. The will now turns away +<pb n='490'/><anchor id='Pg490'/> +from life; it now shudders at the pleasures in which it +recognises the assertion of life. Man now attains to the +state of voluntary renunciation, resignation, true indifference, +and perfect will-lessness. If at times, in the hard +experience of our own suffering, or in the vivid recognition +of that of others, the knowledge of the vanity and +bitterness of life draws nigh to us also who are still +wrapt in the veil of Mâyâ, and we would like to destroy +the sting of the desires, close the entrance against all +suffering, and purify and sanctify ourselves by complete +and final renunciation; yet the illusion of the phenomenon +soon entangles us again, and its motives influence +the will anew; we cannot tear ourselves free. The allurement +of hope, the flattery of the present, the sweetness +of pleasure, the well-being which falls to our lot, amid +the lamentations of a suffering world governed by chance +and error, draws us back to it and rivets our bonds anew. +Therefore Jesus says: <q>It is easier for a camel to go +through the eye of a needle, than for a rich man to enter +into the kingdom of God.</q> +</p> + +<p> +If we compare life to a course or path through which +we must unceasingly run—a path of red-hot coals, with +a few cool places here and there; then he who is entangled +in delusion is consoled by the cool places, on +which he now stands, or which he sees near him, and +sets out to run through the course. But he who sees +through the <foreign lang='la' rend='italic'>principium individuationis</foreign>, and recognises +the real nature of the thing-in-itself, and thus the whole, +is no longer susceptible of such consolation; he sees himself +in all places at once, and withdraws. His will turns +round, no longer asserts its own nature, which is reflected +in the phenomenon, but denies it. The phenomenon by +which this change is marked, is the transition from virtue +to asceticism. That is to say, it no longer suffices for +such a man to love others as himself, and to do as much +for them as for himself; but there arises within him a +horror of the nature of which his own phenomenal existence +<pb n='491'/><anchor id='Pg491'/> +is an expression, the will to live, the kernel and +inner nature of that world which is recognised as full of +misery. He therefore disowns this nature which appears +in him, and is already expressed through his body, and +his action gives the lie to his phenomenal existence, and +appears in open contradiction to it. Essentially nothing +else but a manifestation of will, he ceases to will anything, +guards against attaching his will to anything, and +seeks to confirm in himself the greatest indifference to +everything. His body, healthy and strong, expresses +through the genitals, the sexual impulse; but he denies +the will and gives the lie to the body; he desires no +sensual gratification under any condition. Voluntary +and complete chastity is the first step in asceticism or +the denial of the will to live. It thereby denies the +assertion of the will which extends beyond the individual +life, and gives the assurance that with the life of this +body, the will, whose manifestation it is, ceases. Nature, +always true and naïve, declares that if this maxim became +universal, the human race would die out; and I think I +may assume, in accordance with what was said in the +Second Book about the connection of all manifestations +of will, that with its highest manifestation, the weaker +reflection of it would also pass away, as the twilight +vanishes along with the full light. With the entire +abolition of knowledge, the rest of the world would of +itself vanish into nothing; for without a subject there is +no object. I should like here to refer to a passage in +the Vedas, where it is said: <q>As in this world hungry +infants press round their mother; so do all beings await +the holy oblation.</q> (Asiatic Researches, vol. viii.; Colebrooke, +On the Vedas, Abstract of the Sama-Veda; also +in Colebrooke's Miscellaneous Essays, vol. i. p. 79.) +Sacrifice means resignation generally, and the rest of +nature must look for its salvation to man who is at once +the priest and the sacrifice. Indeed it deserves to be +noticed as very remarkable, that this thought has also +<pb n='492'/><anchor id='Pg492'/> +been expressed by the admirable and unfathomably profound +Angelus Silesius, in the little poem entitled, <q>Man +brings all to God;</q> it runs, <q>Man! all loves thee; +around thee great is the throng. All things flee to thee +that they may attain to God.</q> But a yet greater mystic, +Meister Eckhard, whose wonderful writings are at last accessible +(1857) through the edition of Franz Pfeiffer, says the +same thing (p. 459) quite in the sense explained here: +<q>I bear witness to the saying of Christ. I, if I be lifted +up from the earth, will draw all things unto me (John +xii. 32). So shall the good man draw all things up to +God, to the source whence they first came. The Masters +certify to us that all creatures are made for the sake of +man. This is proved in all created things, by the fact +that the one makes the use of the other; the ox makes +use of the grass, the fish of the water, the bird of the air, +the wild beast of the forest. Thus, all created things +become of use to the good man. A good man brings to +God the one created thing in the other.</q> He means to +say, that man makes use of the brutes in this life because, +in and with himself, he saves them also. It also seems +to me that that difficult passage in the Bible, Rom. viii. +21-24, must be interpreted in this sense. +</p> + +<p> +In Buddhism also, there is no lack of expressions of +this truth. For example, when Buddha, still as Bodisatwa, +has his horse saddled for the last time, for his +flight into the wilderness from his father's house, he +says these lines to the horse: <q>Long hast thou existed +in life and in death, but now thou shalt cease from +carrying and drawing. Bear me but this once more, +O Kantakana, away from here, and when I have attained +to the Law (have become Buddha) I will not forget +thee</q> (Foe Koue Ki, trad. p. Abel Rémusat, p. 233). +</p> + +<p> +Asceticism then shows itself further in voluntary and +intentional poverty, which not only arises <foreign lang='la' rend='italic'>per accidens</foreign>, +because the possessions are given away to mitigate the +sufferings of others, but is here an end in itself, is meant +<pb n='493'/><anchor id='Pg493'/> +to serve as a constant mortification of will, so that the +satisfaction of the wishes, the sweet of life, shall not +again arouse the will, against which self-knowledge has +conceived a horror. He who has attained to this point, still +always feels, as a living body, as concrete manifestation +of will, the natural disposition for every kind of volition; +but he intentionally suppresses it, for he compels himself +to refrain from doing all that he would like to +do, and to do all that he would like not to do, even +if this has no further end than that of serving as a +mortification of will. Since he himself denies the will +which appears in his own person, he will not resist if +another does the same, <hi rend='italic'>i.e.</hi>, inflicts wrongs upon him. +Therefore every suffering coming to him from without, +through chance or the wickedness of others, is welcome +to him, every injury, ignominy, and insult; he +receives them gladly as the opportunity of learning +with certainty that he no longer asserts the will, but +gladly sides with every enemy of the manifestation of +will which is his own person. Therefore he bears such +ignominy and suffering with inexhaustible patience and +meekness, returns good for evil without ostentation, and +allows the fire of anger to rise within him just as little +as that of the desires. And he mortifies not only the +will itself, but also its visible form, its objectivity, the +body. He nourishes it sparingly, lest its excessive vigour +and prosperity should animate and excite more strongly +the will, of which it is merely the expression and the +mirror. So he practises fasting, and even resorts to +chastisement and self-inflicted torture, in order that, by +constant privation and suffering, he may more and more +break down and destroy the will, which he recognises +and abhors as the source of his own suffering existence +and that of the world. If at last death comes, which +puts an end to this manifestation of that will, whose +existence here has long since perished through free-denial +of itself, with the exception of the weak residue of it +<pb n='494'/><anchor id='Pg494'/> +which appears as the life of this body; it is most welcome, +and is gladly received as a longed-for deliverance. +Here it is not, as in the case of others, merely the manifestation +which ends with death; but the inner nature +itself is abolished, which here existed only in the manifestation, +and that in a very weak degree;<note place='foot'>This thought is expressed by a +beautiful simile in the ancient philosophical +Sanscrit writing, <q>Sankhya +Karica:</q> <q>Yet the soul remains +a while invested with body; as the +potter's wheel continues whirling +after the pot has been fashioned, by +force of the impulse previously given +to it. When separation of the informed +soul from its corporeal frame +at length takes place and nature in +respect of it ceases, then is absolute +and final deliverance accomplished.</q> +Colebrooke, <q>On the Philosophy of +the Hindus: Miscellaneous Essays,</q> +vol i. p. 271. Also in the <q>Sankhya +Karica by Horace Wilson,</q> § 67, +p. 184.</note> this last +slight bond is now broken. For him who thus ends, the +world has ended also. +</p> + +<p> +And what I have here described with feeble tongue +and only in general terms, is no philosophical fable, invented +by myself, and only of to-day; no, it was the +enviable life of so many saints and beautiful souls among +Christians, and still more among Hindus and Buddhists, +and also among the believers of other religions. However +different were the dogmas impressed on their reason, +the same inward, direct, intuitive knowledge, from which +alone all virtue and holiness proceed, expressed itself in +precisely the same way in the conduct of life. For here +also the great distinction between intuitive and abstract +knowledge shows itself; a distinction which is of such +importance and universal application in our whole investigation, +and which has hitherto been too little attended +to. There is a wide gulf between the two, which can +only be crossed by the aid of philosophy, as regards the +knowledge of the nature of the world. Intuitively or <foreign lang='la' rend='italic'>in +concreto</foreign>, every man is really conscious of all philosophical +truths, but to bring them to abstract knowledge, to reflection, +is the work of philosophy, which neither ought nor +is able to do more than this. +</p> + +<p> +Thus it may be that the inner nature of holiness, self-renunciation, +mortification of our own will, asceticism, is +<pb n='495'/><anchor id='Pg495'/> +here for the first time expressed abstractly, and free from +all mythical elements, as <emph>denial of the will to live</emph>, appearing +after the complete knowledge of its own nature has +become a quieter of all volition. On the other hand, it +has been known directly and realised in practice by saints +and ascetics, who had all the same inward knowledge, +though they used very different language with regard to +it, according to the dogmas which their reason had accepted, +and in consequence of which an Indian, a Christian, +or a Lama saint must each give a very different +account of his conduct, which is, however, of no importance +as regards the fact. A saint may be full of the +absurdest superstition, or, on the contrary, he may be a +philosopher, it is all the same. His conduct alone +certifies that he is a saint, for, in a moral regard, it proceeds +from knowledge of the world and its nature, which +is not abstractly but intuitively and directly apprehended, +and is only expressed by him in any dogma for the satisfaction +of his reason. It is therefore just as little needful +that a saint should be a philosopher as that a philosopher +should be a saint; just as it is not necessary that a perfectly +beautiful man should be a great sculptor, or that a +great sculptor should himself be a beautiful man. In +general, it is a strange demand upon a moralist that he +should teach no other virtue than that which he himself +possesses. To repeat the whole nature of the world +abstractly, universally, and distinctly in concepts, and thus +to store up, as it were, a reflected image of it in permanent +concepts always at the command of the reason; this and +nothing else is philosophy. I refer the reader to the +passage quoted from Bacon in the First Book. +</p> + +<p> +But the description I have given above of the denial +of the will to live, of the conduct of a beautiful soul, of a +resigned and voluntarily expiating saint, is merely abstract +and general, and therefore cold. As the knowledge from +which the denial of the will proceeds is intuitive and not +abstract, it finds its most perfect expression, not in abstract +<pb n='496'/><anchor id='Pg496'/> +conceptions, but in deeds and conduct. Therefore, +in order to understand fully what we philosophically +express as denial of the will to live, one must come to +know examples of it in experience and actual life. +Certainly they are not to be met with in daily experience: +<foreign lang='la' rend='italic'>Nam omnia præclara tam difficilia quam rara sunt</foreign>, +Spinoza admirably says. Therefore, unless by a specially +happy fate we are made eye-witnesses, we have to content +ourselves with descriptions of the lives of such men. +Indian literature, as we see from the little that we as +yet know through translations, is very rich in descriptions +of the lives of saints, penitents, Samanas or ascetics, +Sannyâsis or mendicants, and whatever else they may be +called. Even the well-known <q>Mythologie des Indous, +par Mad. de Polier,</q> though by no means to be commended +in every respect, contains many excellent examples +of this kind (especially in ch. 13, vol. ii.) Among +Christians also there is no lack of examples which afford +us the illustrations we desire. See the biographies, for +the most part badly written, of those persons who are +sometimes called saintly souls, sometimes pietists, quietists, +devout enthusiasts, and so forth. Collections of such +biographies have been made at various times, such as +Tersteegen's <q>Leben heiliger Seelen,</q> Reiz's <q>Geschichte +der Wiedergeborennen,</q> in our own day, a collection by +Kanne, which, with much that is bad, yet contains some +good, and especially the <q>Leben der Beata Sturmin.</q> To +this category very properly belongs the life of St. Francis +of Assisi, that true personification of the ascetic, and prototype +of all mendicant friars. His life, described by his +younger contemporary, St. Bonaventura, also famous as +a scholastic, has recently been republished. <q>Vita S. +Francisci a S. Bonaventura concinnata</q> (Soest, 1847), +though shortly before a painstaking and detailed biography, +making use of all sources of information, appeared +in France, <q>Histoire de S. François d'Assise, par Chavin +de Mallan</q> (1845). As an Oriental parallel of these +<pb n='497'/><anchor id='Pg497'/> +monastic writings we have the very valuable work of +Spence Hardy, <q>Eastern Monachism; an Account of the +Order of Mendicants founded by Gotama Budha</q> +(1850). It shows us the same thing in another dress. +We also see what a matter of indifference it is whether +it proceeds from a theistical or an atheistical religion. +But as a special and exceedingly full example and practical +illustration of the conceptions I have established, +I can thoroughly recommend the <q>Autobiography of +Madame de Guion.</q> To become acquainted with this +great and beautiful soul, the very thought of whom +always fills me with reverence, and to do justice to the +excellence of her disposition while making allowance for +the superstition of her reason, must be just as delightful +to every man of the better sort as with vulgar thinkers, +<hi rend='italic'>i.e.</hi>, the majority, that book will always stand in bad +repute. For it is the case with regard to everything, +that each man can only prize that which to a certain +extent is analogous to him and for which he has at least +a slight inclination. This holds good of ethical concerns +as well as of intellectual. We might to a certain extent +regard the well-known French biography of Spinoza as a +case in point, if we used as a key to it that noble introduction +to his very insufficient essay, <q>De Emendatione +Intellectus,</q> a passage which I can also recommend +as the most effectual means I know of stilling the storm +of the passions. Finally, even the great Goethe, Greek as +he is, did not think it below his dignity to show us this +most beautiful side of humanity in the magic mirror of +poetic art, for he represented the life of Fräulein Klettenberg +in an idealised form in his <q>Confessions of a +Beautiful Soul,</q> and later, in his own biography, gave +us also an historical account of it. Besides this, he +twice told the story of the life of St. Philippo Neri. The +history of the world, will, and indeed must, keep silence +about the men whose conduct is the best and only adequate +illustration of this important point of our investigation, +<pb n='498'/><anchor id='Pg498'/> +for the material of the history of the world is quite +different, and indeed opposed to this. It is not the denial +of the will to live, but its assertion and its manifestation +in innumerable individuals in which its conflict +with itself at the highest grade of its objectification +appears with perfect distinctness, and brings before our +eyes, now the ascendancy of the individual through +prudence, now the might of the many through their +mass, now the might of chance personified as fate, +always the vanity and emptiness of the whole effort. +We, however, do not follow here the course of phenomena +in time, but, as philosophers, we seek to investigate +the ethical significance of action, and take this as the +only criterion of what for us is significant and important. +Thus we will not be withheld by any fear of the constant +numerical superiority of vulgarity and dulness from +acknowledging that the greatest, most important, and +most significant phenomenon that the world can show is +not the conqueror of the world, but the subduer of it; +is nothing but the quiet, unobserved life of a man who +has attained to the knowledge in consequence of which +he surrenders and denies that will to live which fills +everything and strives and strains in all, and which first +gains freedom here in him alone, so that his conduct +becomes the exact opposite of that of other men. In +this respect, therefore, for the philosopher, these accounts +of the lives of holy, self-denying men, badly as they are +generally written, and mixed as they are with superstition +and nonsense, are, because of the significance of +the material, immeasurably more instructive and important +than even Plutarch and Livy. +</p> + +<p> +It will further assist us much in obtaining a more +definite and full knowledge of what we have expressed +abstractly and generally, according to our method of +exposition, as the denial of the will to live, if we consider +the moral teaching that has been imparted with +this intention, and by men who were full of this spirit; +<pb n='499'/><anchor id='Pg499'/> +and this will also show how old our view is, though the +pure philosophical expression of it may be quite new. +The teaching of this kind which lies nearest to hand is +Christianity, the ethics of which are entirely in the +spirit indicated, and lead not only to the highest degrees +of human love, but also to renunciation. The germ +of this last side of it is certainly distinctly present +in the writings of the Apostles, but it was only fully +developed and expressed later. We find the Apostles +enjoining the love of our neighbour as ourselves, benevolence, +the requital of hatred with love and well-doing, +patience, meekness, the endurance of all possible injuries +without resistance, abstemiousness in nourishment to +keep down lust, resistance to sensual desire, if possible, +altogether. We already see here the first degrees of +asceticism, or denial of the will proper. This last +expression denotes that which in the Gospels is called +denying ourselves and taking up the cross (Matt. xvi. 24, +25; Mark viii. 34, 35; Luke ix. 23, 24, xiv. 26, 27, +33). This tendency soon developed itself more and +more, and was the origin of hermits, anchorites, and +monasticism—an origin which in itself was pure and +holy, but for that very reason unsuitable for the great +majority of men; therefore what developed out of it +could only be hypocrisy and wickedness, for <foreign lang='la' rend='italic'>abusus optimi +pessimus</foreign>. In more developed Christianity, we see that +seed of asceticism unfold into the full flower in the +writings of the Christian saints and mystics. These +preach, besides the purest love, complete resignation, +voluntary and absolute poverty, genuine calmness, perfect +indifference to all worldly things, dying to our own will +and being born again in God, entire forgetting of our +own person, and sinking ourselves in the contemplation +of God. A full exposition of this will be found in +Fénélon's <q>Explication des Maximes des Saints sur la Vie +Interieure.</q> But the spirit of this development of Christianity +is certainly nowhere so fully and powerfully +<pb n='500'/><anchor id='Pg500'/> +expressed as in the writings of the German mystics, in +the works of Meister Eckhard, and in that justly famous +book <q>Die Deutsche Theologie,</q> of which Luther says +in the introduction to it which he wrote, that with the +exception of the Bible and St. Augustine, he had learnt +more from it of what God, Christ, and man are than from +any other book. Yet we only got the genuine and correct +text of it in the year 1851, in the Stuttgart edition +by Pfeiffer. The precepts and doctrines which are laid +down there are the most perfect exposition, sprung from +deep inward conviction of what I have presented as +the denial of the will. It should therefore be studied +more closely in that form before it is dogmatised about +with Jewish-Protestant assurance. Tauler's <q>Nachfolgung +des armen Leben Christi,</q> and also his <q>Medulla +Animæ,</q> are written in the same admirable spirit, though +not quite equal in value to that work. In my opinion +the teaching of these genuine Christian mystics, when +compared with the teaching of the New Testament, is as +alcohol to wine, or what becomes visible in the New +Testament as through a veil and mist appears to us in the +works of the mystics without cloak or disguise, in full +clearness and distinctness. Finally, the New Testament +might be regarded as the first initiation, the mystics as +the second,—σμικρα και μεγαλα μυστηρια. +</p> + +<p> +We find, however, that which we have called the +denial of the will to live more fully developed, more +variously expressed, and more vividly represented in the +ancient Sanscrit writings than could be the case in the +Christian Church and the Western world. That this +important ethical view of life could here attain to a fuller +development and a more distinct expression is perhaps +principally to be ascribed to the fact that it was not +confined by an element quite foreign to it, as Christianity +is by the Jewish theology, to which its sublime author +had necessarily to adopt and accommodate it, partly consciously, +partly, it may be, unconsciously. Thus Christianity +<pb n='501'/><anchor id='Pg501'/> +is made up of two very different constituent parts, +and I should like to call the purely ethical part especially +and indeed exclusively Christian, and distinguish it from +the Jewish dogmatism with which it is combined. If, +as has often been feared, and especially at the present +time, that excellent and salutary religion should altogether +decline, I should look for the reason of this simply +in the fact that it does not consist of one single element, +but of two originally different elements, which have only +been combined through the accident of history. In such +a case dissolution had to follow through the separation +of these elements, arising from their different relationship +to and reaction against the progressive spirit of the age. +But even after this dissolution the purely ethical part +must always remain uninjured, because it is indestructible. +Our knowledge of Hindu literature is still very imperfect. +Yet, as we find their ethical teaching variously +and powerfully expressed in the Vedas, Puranas, poems, +myths, legends of their saints, maxims and precepts,<note place='foot'>See, for example, <q>Oupnek'hat, +studio Anquetil du Perron,</q> vol. ii., +Nos. 138, 144, 145, 146. <q>Mythologie +des Indous,</q> par Mad. de Polier, +vol. ii., ch. 13, 14, 15, 16, 17. +<q>Asiatisches Magazin,</q> by Klaproth: +in the first volume, <q>Ueber +die Fo-Religion,</q> also <q>Baghnat +Geeta</q> or <q>Gespräche zwischen +Krishna und Arjoon;</q> in the second +volume, <q>Moha-Mudgava.</q> Also, +<q>Institutes of Hindu Law, or the +Ordinances of Manu,</q> from the +Sanscrit, by Sir William Jones (German +by Hüttner, 1797), especially +the sixth and twelfth chapters. Finally, +many passages in the <q>Asiatic +Researches.</q> (In the last forty +years Indian literature has grown +so much in Europe, that if I were +now to complete this note to the +first edition, it would occupy several +pages.)</note> we see +that it inculcates love of our neighbour with complete +renunciation of self-love; love generally, not confined +to mankind, but including all living creatures; benevolence, +even to the giving away of the hard-won +wages of daily toil; unlimited patience towards all who +injure us; the requital of all wickedness, however base, +with goodness and love; voluntary and glad endurance +of all ignominy; abstinence from all animal food; perfect +chastity and renunciation of all sensual pleasure +<pb n='502'/><anchor id='Pg502'/> +for him who strives after true holiness; the surrender +of all possessions, the forsaking of every dwelling-place +and of all relatives; deep unbroken solitude, spent in +silent contemplation, with voluntary penance and terrible +slow self-torture for the absolute mortification of +the will, torture which extends to voluntary death by +starvation, or by men giving themselves up to crocodiles, +or flinging themselves over the sacred precipice +in the Himalayas, or being buried alive, or, finally, by +flinging themselves under the wheels of the huge car +of an idol drawn along amid the singing, shouting, and +dancing of bayaderes. And even yet these precepts, +whose origin reaches back more than four thousand +years, are carried out in practice, in some cases even +to the utmost extreme,<note place='foot'>At the procession of Jagganath +in June 1840, eleven Hindus threw +themselves under the wheels, and +were instantly killed. (Letter of an +East Indian proprietor in the <hi rend='italic'>Times</hi> +of 30th December 1840.)</note> and this notwithstanding the +fact that the Hindu nation has been broken up into +so many parts. A religion which demands the greatest +sacrifices, and which has yet remained so long in practice +in a nation that embraces so many millions of +persons, cannot be an arbitrarily invented superstition, +but must have its foundation in the nature of man. +But besides this, if we read the life of a Christian +penitent or saint, and also that of a Hindu saint, we +cannot sufficiently wonder at the harmony we find +between them. In the case of such radically different +dogmas, customs, and circumstances, the inward life +and effort of both is the same. And the same harmony +prevails in the maxims prescribed for both of them. +For example, Tauler speaks of the absolute poverty +which one ought to seek, and which consists in giving +away and divesting oneself completely of everything +from which one might draw comfort or worldly pleasure, +clearly because all this constantly affords new nourishment +to the will, which it is intended to destroy entirely. +<pb n='503'/><anchor id='Pg503'/> +And as an Indian counterpart of this, we find +in the precepts of Fo that the Saniassi, who ought to +be without a dwelling and entirely without property, +is further finally enjoined not to lay himself down often +under the same tree, lest he should acquire a preference +or inclination for it above other trees. The Christian +mystic and the teacher of the Vedanta philosophy agree +in this respect also, they both regard all outward works +and religious exercises as superfluous for him who has +attained to perfection. So much agreement in the case +of such different ages and nations is a practical proof +that what is expressed here is not, as optimistic dulness +likes to assert, an eccentricity and perversity of +the mind, but an essential side of human nature, which +only appears so rarely because of its excellence. +</p> + +<p> +I have now indicated the sources from which there +may be obtained a direct knowledge, drawn from life +itself, of the phenomena in which the denial of the will to +live exhibits itself. In some respects this is the most +important point of our whole work; yet I have only +explained it quite generally, for it is better to refer to +those who speak from direct experience, than to increase +the size of this book unduly by weak repetitions of what +is said by them. +</p> + +<p> +I only wish to add a little to the general indication of +the nature of this state. We saw above that the wicked +man, by the vehemence of his volition, suffers constant, +consuming, inward pain, and finally, if all objects of volition +are exhausted, quenches the fiery thirst of his self-will +by the sight of the suffering of others. He, on the +contrary, who has attained to the denial of the will to +live, however poor, joyless, and full of privation his condition +may appear when looked at externally, is yet filled +with inward joy and the true peace of heaven. It is not +the restless strain of life, the jubilant delight which has +keen suffering as its preceding or succeeding condition, +in the experience of the man who loves life; but it is a +<pb n='504'/><anchor id='Pg504'/> +peace that cannot be shaken, a deep rest and inward +serenity, a state which we cannot behold without the +greatest longing when it is brought before our eyes or +our imagination, because we at once recognise it as that +which alone is right, infinitely surpassing everything else, +upon which our better self cries within us the great +<foreign lang='la' rend='italic'>sapere aude</foreign>. Then we feel that every gratification of +our wishes won from the world is merely like the alms +which the beggar receives from life to-day that he may +hunger again on the morrow; resignation, on the contrary, +is like an inherited estate, it frees the owner for +ever from all care. +</p> + +<p> +It will be remembered from the Third Book that the +æsthetic pleasure in the beautiful consists in great measure +in the fact that in entering the state of pure contemplation +we are lifted for the moment above all willing, +<hi rend='italic'>i.e.</hi>, all wishes and cares; we become, as it were, freed +from ourselves. We are no longer the individual whose +knowledge is subordinated to the service of its constant +willing, the correlative of the particular thing to which +objects are motives, but the eternal subject of knowing +purified from will, the correlative of the Platonic +Idea. And we know that these moments in which, +delivered from the ardent strain of will, we seem to rise +out of the heavy atmosphere of earth, are the happiest +which we experience. From this we can understand +how blessed the life of a man must be whose will is +silenced, not merely for a moment, as in the enjoyment +of the beautiful, but for ever, indeed altogether extinguished, +except as regards the last glimmering spark +that retains the body in life, and will be extinguished +with its death. Such a man, who, after many bitter +struggles with his own nature, has finally conquered +entirely, continues to exist only as a pure, knowing +being, the undimmed mirror of the world. Nothing +can trouble him more, nothing can move him, for he +has cut all the thousand cords of will which hold us +<pb n='505'/><anchor id='Pg505'/> +bound to the world, and, as desire, fear, envy, anger, +drag us hither and thither in constant pain. He now +looks back smiling and at rest on the delusions of this +world, which once were able to move and agonise his +spirit also, but which now stand before him as utterly +indifferent to him, as the chess-men when the game is +ended, or as, in the morning, the cast-off masquerading +dress which worried and disquieted us in a night in +Carnival. Life and its forms now pass before him as a +fleeting illusion, as a light morning dream before half-waking +eyes, the real world already shining through it +so that it can no longer deceive; and like this morning +dream, they finally vanish altogether without any violent +transition. From this we can understand the meaning +of Madame Guion when towards the end of her autobiography +she often expresses herself thus: <q>Everything +is alike to me; I <emph>cannot</emph> will anything more: often I +know not whether I exist or not.</q> In order to express +how, after the extinction of the will, the death of the +body (which is indeed only the manifestation of the +will, and therefore loses all significance when the will is +abolished) can no longer have any bitterness, but is very +welcome, I may be allowed to quote the words of that +holy penitent, although they are not very elegantly +turned: <q><foreign lang='fr' rend='italic'>Midi de la gloire; jour où il n'y a plus de +nuit; vie qui ne craint plus la mort, dans la mort même: +parceque la mort a vaincu la mort, et que celui qui a +souffert la première mort, ne goutera plus la seconde mort</foreign></q> +(Vie de Mad. de Guion, vol. ii. p. 13). +</p> + +<p> +We must not, however, suppose that when, by means +of the knowledge which acts as a quieter of will, the +denial of the will to live has once appeared, it never +wavers or vacillates, and that we can rest upon it as on an +assured possession. Rather, it must ever anew be attained +by a constant battle. For since the body is the will +itself only in the form of objectivity or as manifestation in +the world as idea, so long as the body lives, the whole +<pb n='506'/><anchor id='Pg506'/> +will to live exists potentially, and constantly strives to +become actual, and to burn again with all its ardour. +Therefore that peace and blessedness in the life of holy +men which we have described is only found as the +flower which proceeds from the constant victory over the +will, and the ground in which it grows is the constant +battle with the will to live, for no one can have lasting +peace upon earth. We therefore see the histories of the +inner life of saints full of spiritual conflicts, temptations, +and absence of grace, <hi rend='italic'>i.e.</hi>, the kind of knowledge which +makes all motives ineffectual, and as an universal quieter +silences all volition, gives the deepest peace and opens +the door of freedom. Therefore also we see those who +have once attained to the denial of the will to live strive +with all their might to keep upon this path, by enforced +renunciation of every kind, by penance and severity of +life, and by selecting whatever is disagreeable to them, +all in order to suppress the will, which is constantly +springing up anew. Hence, finally, because they already +know the value of salvation, their anxious carefulness to +retain the hard-won blessing, their scruples of conscience +about every innocent pleasure, or about every little excitement +of their vanity, which here also dies last, the most +immovable, the most active, and the most foolish of all +the inclinations of man. By the term <emph>asceticism</emph>, which +I have used so often, I mean in its narrower sense this +<emph>intentional</emph> breaking of the will by the refusal of what +is agreeable and the selection of what is disagreeable, the +voluntarily chosen life of penance and self-chastisement +for the continual mortification of the will. +</p> + +<p> +We see this practised by him who has attained to the +denial of the will in order to enable him to persist in it; +but suffering in general, as it is inflicted by fate, is a +second way (δευτερος πλους<note place='foot'>On δευτερος πλους cf. Stob. Floril., vol. ii. p. 374.</note>) of attaining to that denial. +Indeed, we may assume that most men only attain to it +in this way, and that it is the suffering which is personally +<pb n='507'/><anchor id='Pg507'/> +experienced, not that which is merely known, which +most frequently produces complete resignation, often only +at the approach of death. For only in the case of a few +is the mere knowledge which, seeing through the <foreign lang='la' rend='italic'>principium +individuationis</foreign>, first produces perfect goodness of +disposition and universal love of humanity, and finally +enables them to regard all the suffering of the world as +their own; only in the case of a few, I say, is this +knowledge sufficient to bring about the denial of the +will. Even with him who approaches this point, it is +almost invariably the case that the tolerable condition of +his own body, the flattery of the moment, the delusion +of hope, and the satisfaction of the will, which is ever +presenting itself anew, <hi rend='italic'>i.e.</hi>, lust, is a constant hindrance +to the denial of the will, and a constant temptation to +the renewed assertion of it. Therefore in this respect +all these illusions have been personified as the devil. +Thus in most cases the will must be broken by great +personal suffering before its self-conquest appears. Then +we see the man who has passed through all the increasing +degrees of affliction with the most vehement +resistance, and is finally brought to the verge of despair, +suddenly retire into himself, know himself and the +world, change his whole nature, rise above himself and +all suffering, as if purified and sanctified by it, in inviolable +peace, blessedness, and sublimity, willingly renounce +everything he previously desired with all his might, and +joyfully embrace death. It is the refined silver of the +denial of the will to live that suddenly comes forth from +the purifying flame of suffering. It is salvation. Sometimes +we see even those who were very wicked purified to +this degree by great grief; they have become new beings +and are completely changed. Therefore their former +misdeeds trouble their consciences no more, yet they +willingly atone for them by death, and gladly see the +end of the manifestation of that will which is now +foreign to them and abhorred by them. The great +<pb n='508'/><anchor id='Pg508'/> +Goethe has given us a distinct and visible representation +of this denial of the will, brought about by great misfortunes +and despair of all deliverance, in his immortal +masterpiece <q>Faust,</q> in the story of the sufferings of +Gretchen. I know no parallel to this in poetry. It is +a perfect example of the second path that leads to the +denial of the will, not, as the first, through the mere +knowledge of the sufferings of a whole world which one +has voluntarily acquired, but through excessive suffering +experienced in one's own person. Many tragedies certainly +end by conducting their strong-willed heroes to the +point of entire resignation, and then generally the will to +live and its manifestation end together, but no representation +that is known to me brings what is essential to +that change so distinctly before us, free from all that is +extraneous, as the part of <q>Faust</q> I have referred to. +</p> + +<p> +In actual life we see that those unfortunate persons +who have to drink to the dregs the greatest cup of +suffering, since when all hope is taken from them they +have to face with full consciousness a shameful, violent, +and often painful death on the scaffold, are very frequently +changed in this way. We must not indeed assume that +there is so great a difference between their character and +that of most men as their fate would seem to indicate, +but must attribute the latter for the most part to circumstances; +yet they are guilty and to a considerable degree +bad. We see, however, many of them, when they have +entirely lost hope, changed in the way referred to. They +now show actual goodness and purity of disposition, true +abhorrence of doing any act in the least degree bad or +unkind. They forgive their enemies, even if it is through +them that they innocently suffer; and not with words +merely and a sort of hypocritical fear of the judges of the +lower world, but in reality and with inward earnestness +and no desire for revenge. Indeed, their sufferings and +death at last becomes dear to them, for the denial of the +will to live has appeared; they often decline the deliverance +<pb n='509'/><anchor id='Pg509'/> +when it is offered, and die gladly, peacefully, and +happily. To them the last secret of life has revealed +itself in their excessive pain; the secret that misery and +wickedness, sorrow and hate, the sufferer and the inflicter +of suffering, however different they may appear to the +knowledge which follows the principle of sufficient reason, +are in themselves one, the manifestation of that one will +to live which objectifies its conflict with itself by means +of the <foreign lang='la' rend='italic'>principium individuationis</foreign>. They have learned +to know both sides in full measure, the badness and the +misery; and since at last they see the identity of the +two, they reject them both at once; they deny the will to +live. In what myths and dogmas they account to their +reason for this intuitive and direct knowledge and for +their own change is, as has been said, a matter of no +importance. +</p> + +<p> +Matthias Claudius must without doubt have witnessed +a change of mind of this description when he wrote the +remarkable essay in the <q>Wandsbecker Boten</q> (pt. i. +p. 115) with the title <q>Bekehrungsgeschichte des ***</q> +(<q>History of the Conversion of ***</q>), which concludes +thus: <q>Man's way of thinking may pass from one point +of the periphery to the opposite point, and again back to +the former point, if circumstances mark out for him the +path. And these changes in a man are really nothing +great or interesting, but that <emph>remarkable, catholic, transcendental +change</emph> in which the whole circle is irreparably +broken up and all the laws of psychology become vain +and empty when the coat is stripped from the shoulders, +or at least turned outside in, and as it were scales fall +from a man's eyes, is such that every one who has breath +in his nostrils forsakes father and mother if he can hear +or experience something certain about it.</q> +</p> + +<p> +The approach of death and hopelessness are in other +respects not absolutely necessary for such a purification +through suffering. Even without them the knowledge of +the contradiction of the will to live with itself can, through +<pb n='510'/><anchor id='Pg510'/> +great misfortune and pain, force an entrance, and the vanity +of all striving become recognised. Hence it has often +happened that men who have led a very restless life in the +full strain of the passions, kings, heroes, and adventurers, +suddenly change, betake themselves to resignation and +penance, become hermits or monks. To this class belong +all true accounts of conversions; for example, that of +Raymond Lully, who had long wooed a fair lady, and +was at last admitted to her chamber, anticipating the fulfilment +of all his wishes, when she, opening her bodice, +showed him her bosom frightfully eaten with cancer. +From that moment, as if he had looked into hell, he was +changed; he forsook the court of the king of Majorca, +and went into the desert to do penance.<note place='foot'>Bruckeri Hist. Philos., tomi iv. pars. i. p. 10.</note> This conversion +is very like that of the Abbé Rancé, which I have briefly +related in the 48th chapter of the Supplement. If we +consider how in both cases the transition from the pleasure +to the horror of life was the occasion of it, this +throws some light upon the remarkable fact that it is +among the French, the most cheerful, gay, sensuous, and +frivolous nation in Europe, that by far the strictest of all +monastic orders, the Trappists, arose, was re-established by +Rancé after its fall, and has maintained itself to the +present day in all its purity and strictness, in spite of +revolutions, Church reformations, and encroachments of +infidelity. +</p> + +<p> +But a knowledge such as that referred to above of the +nature of this existence may leave us again along with +the occasion of it and the will to live, and with it the +previous character may reappear. Thus we see that the +passionate Benvenuto Cellini was changed in this way, +once when he was in prison, and again when very ill; +but when the suffering passed over, he fell back again +into his old state. In general, the denial of the will to +live by no means proceeds from suffering with the necessity +of an effect from its cause, but the will remains free; +<pb n='511'/><anchor id='Pg511'/> +for this is indeed the one point at which its freedom +appears directly in the phenomenon; hence the astonishment +which Asmus expresses so strongly at the <q>transcendental +change.</q> In the case of every suffering, it is +always possible to conceive a will which exceeds it in +intensity and is therefore unconquered by it. Thus +Plato speaks in the <q>Phædon</q> of men who up to the +moment of their execution feast, drink, and indulge in +sensuous pleasure, asserting life even to the death. Shakespeare +shows us in Cardinal Beaufort the fearful end of +a profligate, who dies full of despair, for no suffering or +death can break his will, which is vehement to the extreme +of wickedness.<note place='foot'>Henry VI., Part ii. act 3, sc. 3.</note> +</p> + +<p> +The more intense the will is, the more glaring is the +conflict of its manifestation, and thus the greater is the +suffering. A world which was the manifestation of a +far more intense will to live than this world manifests +would produce so much the greater suffering; would +thus be a hell. +</p> + +<p> +All suffering, since it is a mortification and a call to +resignation, has potentially a sanctifying power. This +is the explanation of the fact that every great misfortune +or deep pain inspires a certain awe. But the sufferer +only really becomes an object of reverence when, surveying +the course of his life as a chain of sorrows, or +mourning some great and incurable misfortune, he does +not really look at the special combination of circumstances +which has plunged his own life into suffering, +nor stops at the single great misfortune that has befallen +him; for in so doing his knowledge still follows the +principle of sufficient reason, and clings to the particular +phenomenon; he still wills life only not under the conditions +which have happened to him; but only then, I +say, he is truly worthy of reverence when he raises his +glance from the particular to the universal, when he +regards his suffering as merely an example of the whole, +<pb n='512'/><anchor id='Pg512'/> +and for him, since in a moral regard he partakes of +genius, one case stands for a thousand, so that the whole +of life conceived as essentially suffering brings him to +resignation. Therefore it inspires reverence when in +Goethe's <q>Torquato Tasso</q> the princess speaks of how +her own life and that of her relations has always been +sad and joyless, and yet regards the matter from an +entirely universal point of view. +</p> + +<p> +A very noble character we always imagine with a +certain trace of quiet sadness, which is anything but a +constant fretfulness at daily annoyances (this would be an +ignoble trait, and lead us to fear a bad disposition), but +is a consciousness derived from knowledge of the vanity +of all possessions, of the suffering of all life, not merely +of his own. But such knowledge may primarily be +awakened by the personal experience of suffering, especially +some one great sorrow, as a single unfulfilled wish +brought Petrarch to that state of resigned sadness concerning +the whole of life which appeals to us so pathetically +in his works; for the Daphne he pursued had to flee +from his hands in order to leave him, instead of herself, +the immortal laurel. When through some such great and +irrevocable denial of fate the will is to some extent broken, +almost nothing else is desired, and the character shows +itself mild, just, noble, and resigned. When, finally, grief +has no definite object, but extends itself over the whole +of life, then it is to a certain extent a going into itself, +a withdrawal, a gradual disappearance of the will, whose +visible manifestation, the body, it imperceptibly but surely +undermines, so that a man feels a certain loosening of his +bonds, a mild foretaste of that death which promises to be +the abolition at once of the body and of the will. Therefore +a secret pleasure accompanies this grief, and it is this, +as I believe, which the most melancholy of all nations has +called <q>the joy of grief.</q> But here also lies the danger +of <emph>sentimentality</emph>, both in life itself and in the representation +of it in poetry; when a man is always mourning and +<pb n='513'/><anchor id='Pg513'/> +lamenting without courageously rising to resignation. In +this way we lose both earth and heaven, and retain merely +a watery sentimentality. Only if suffering assumes the +form of pure knowledge, and this, acting as a <emph>quieter of +the will</emph>, brings about resignation, is it worthy of reverence. +In this regard, however, we feel a certain respect at the +sight of every great sufferer which is akin to the feeling +excited by virtue and nobility of character, and also seems +like a reproach of our own happy condition. We cannot +help regarding every sorrow, both our own and those of +others, as at least a potential advance towards virtue and +holiness, and, on the contrary, pleasures and worldly satisfactions +as a retrogression from them. This goes so far, +that every man who endures a great bodily or mental +suffering, indeed every one who merely performs some +physical labour which demands the greatest exertion, in +the sweat of his brow and with evident exhaustion, yet +with patience and without murmuring, every such man, +I say, if we consider him with close attention, appears to +us like a sick man who tries a painful cure, and who +willingly, and even with satisfaction, endures the suffering +it causes him, because he knows that the more he suffers +the more the cause of his disease is affected, and that +therefore the present suffering is the measure of his cure. +</p> + +<p> +According to what has been said, the denial of the +will to live, which is just what is called absolute, entire +resignation, or holiness, always proceeds from that quieter +of the will which the knowledge of its inner conflict +and essential vanity, expressing themselves in the suffering +of all living things, becomes. The difference, which +we have represented as two paths, consists in whether +that knowledge is called up by suffering which is merely +and purely <emph>known</emph>, and is freely appropriated by means of +the penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign>, or by +suffering which is directly <emph>felt</emph> by a man himself. True +salvation, deliverance from life and suffering, cannot even +be imagined without complete denial of the will. Till +<pb n='514'/><anchor id='Pg514'/> +then, every one is simply this will itself, whose manifestation +is an ephemeral existence, a constantly vain and empty +striving, and the world full of suffering we have represented, +to which all irrevocably and in like manner belong. For +we found above that life is always assured to the will +to live, and its one real form is the present, from which +they can never escape, since birth and death reign in +the phenomenal world. The Indian mythus expresses +this by saying <q>they are born again.</q> The great ethical +difference of character means this, that the bad man is +infinitely far from the attainment of the knowledge from +which the denial of the will proceeds, and therefore he is +in truth <emph>actually</emph> exposed to all the miseries which appear +in life as <emph>possible</emph>; for even the present fortunate condition +of his personality is merely a phenomenon produced by +the <foreign lang='la' rend='italic'>principium individuationis</foreign>, and a delusion of Mâyâ, +the happy dream of a beggar. The sufferings which in +the vehemence and ardour of his will he inflicts upon +others are the measure of the suffering, the experience +of which in his own person cannot break his will, and +plainly lead it to the denial of itself. All true and pure +love, on the other hand, and even all free justice, proceed +from the penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign>, +which, if it appears with its full power, results in perfect +sanctification and salvation, the phenomenon of which is +the state of resignation described above, the unbroken +peace which accompanies it, and the greatest delight in +death.<note place='foot'>Cf. Ch. xlviii. of the Supplement.</note> +</p> + +<p> +§ 69. Suicide, the actual doing away with the individual +manifestation of will, differs most widely from the +denial of the will to live, which is the single outstanding +act of free-will in the manifestation, and is therefore, as +Asmus calls it, the transcendental change. This last has +been fully considered in the course of our work. Far +from being denial of the will, suicide is a phenomenon of +strong assertion of will; for the essence of negation lies +<pb n='515'/><anchor id='Pg515'/> +in this, that the joys of life are shunned, not its sorrows. +The suicide wills life, and is only dissatisfied with the +conditions under which it has presented itself to him. +He therefore by no means surrenders the will to live, +but only life, in that he destroys the individual manifestation. +He wills life—wills the unrestricted existence +and assertion of the body; but the complication of circumstances +does not allow this, and there results for him +great suffering. The very will to live finds itself so +much hampered in this particular manifestation that it +cannot put forth its energies. It therefore comes to such +a determination as is in conformity with its own nature, +which lies outside the conditions of the principle of sufficient +reason, and to which, therefore, all particular manifestations +are alike indifferent, inasmuch as it itself remains +unaffected by all appearing and passing away, and is the +inner life of all things; for that firm inward assurance +by reason of which we all live free from the constant +dread of death, the assurance that a phenomenal existence +can never be wanting to the will, supports our action +even in the case of suicide. Thus the will to live appears +just as much in suicide (Siva) as in the satisfaction of +self-preservation (Vishnu) and in the sensual pleasure of +procreation (Brahma). This is the inner meaning of the +unity of the Trimurtis, which is embodied in its entirety +in every human being, though in time it raises now one, +now another, of its three heads. Suicide stands in the +same relation to the denial of the will as the individual +thing does to the Idea. The suicide denies only the +individual, not the species. We have already seen that +as life is always assured to the will to live, and as sorrow +is inseparable from life, suicide, the wilful destruction of +the single phenomenal existence, is a vain and foolish +act; for the thing-in-itself remains unaffected by it, even +as the rainbow endures however fast the drops which +support it for the moment may change. But, more than +this, it is also the masterpiece of Mâyâ, as the most +<pb n='516'/><anchor id='Pg516'/> +flagrant example of the contradiction of the will to live +with itself. As we found this contradiction in the case +of the lowest manifestations of will, in the permanent +struggle of all the forces of nature, and of all organic +individuals for matter and time and space; and as we +saw this antagonism come ever more to the front with +terrible distinctness in the ascending grades of the objectification +of the will, so at last in the highest grade, the +Idea of man, it reaches the point at which, not only the +individuals which express the same Idea extirpate each +other, but even the same individual declares war against +itself. The vehemence with which it wills life, and +revolts against what hinders it, namely, suffering, brings +it to the point of destroying itself; so that the individual +will, by its own act, puts an end to that body which is +merely its particular visible expression, rather than +permit suffering to break the will. Just because the +suicide cannot give up willing, he gives up living. The +will asserts itself here even in putting an end to its +own manifestation, because it can no longer assert itself +otherwise. As, however, it was just the suffering which +it so shuns that was able, as mortification of the +will, to bring it to the denial of itself, and hence to +freedom, so in this respect the suicide is like a sick +man, who, after a painful operation which would entirely +cure him has been begun, will not allow it to be +completed, but prefers to retain his disease. Suffering +approaches and reveals itself as the possibility of the +denial of will; but the will rejects it, in that it +destroys the body, the manifestation of itself, in order +that it may remain unbroken. This is the reason why +almost all ethical teachers, whether philosophical or religious, +condemn suicide, although they themselves can +only give far-fetched sophistical reasons for their opinion. +But if a human being was ever restrained from committing +suicide by purely moral motives, the inmost meaning +of this self-conquest (in whatever ideas his reason may +<pb n='517'/><anchor id='Pg517'/> +have clothed it) was this: <q>I will not shun suffering, in +order that it may help to put an end to the will to live, +whose manifestation is so wretched, by so strengthening +the knowledge of the real nature of the world which +is already beginning to dawn upon me, that it may +become the final quieter of my will, and may free me +for ever.</q> +</p> + +<p> +It is well known that from time to time cases occur +in which the act of suicide extends to the children. +The father first kills the children he loves, and then +himself. Now, if we consider that conscience, religion, +and all influencing ideas teach him to look upon murder +as the greatest of crimes, and that, in spite of this, he +yet commits it, in the hour of his own death, and when +he is altogether uninfluenced by any egotistical motive, +such a deed can only be explained in the following +manner: in this case, the will of the individual, the +father, recognises itself immediately in the children, +though involved in the delusion of mistaking the appearance +for the true nature; and as he is at the same +time deeply impressed with the knowledge of the misery +of all life, he now thinks to put an end to the inner +nature itself, along with the appearance, and thus seeks +to deliver from existence and its misery both himself +and his children, in whom he discerns himself as living +again. It would be an error precisely analogous to +this to suppose that one may reach the same end as is +attained through voluntary chastity by frustrating the +aim of nature in fecundation; or indeed if, in consideration +of the unendurable suffering of life, parents +were to use means for the destruction of their new-born +children, instead of doing everything possible to ensure +life to that which is struggling into it. For if the will +to live is there, as it is the only metaphysical reality, +or the thing-in-itself, no physical force can break it, +but can only destroy its manifestation at this place and +time. It itself can never be transcended except through +<pb n='518'/><anchor id='Pg518'/> +knowledge. Thus the only way of salvation is, that +the will shall manifest itself unrestrictedly, in order that +in this individual manifestation it may come to apprehend +its own nature. Only as the result of this knowledge +can the will transcend itself, and thereby end the +suffering which is inseparable from its manifestation. +It is quite impossible to accomplish this end by physical +force, as by destroying the germ, or by killing the new-born +child, or by committing suicide. Nature guides +the will to the light, just because it is only in the light +that it can work out its salvation. Therefore the aims +of Nature are to be promoted in every way as soon as +the will to live, which is its inner being, has determined +itself. +</p> + +<p> +There is a species of suicide which seems to be quite +distinct from the common kind, though its occurrence +has perhaps not yet been fully established. It is starvation, +voluntarily chosen on the ground of extreme +asceticism. All instances of it, however, have been +accompanied and obscured by much religious fanaticism, +and even superstition. Yet it seems that the absolute +denial of will may reach the point at which the will +shall be wanting to take the necessary nourishment for +the support of the natural life. This kind of suicide +is so far from being the result of the will to live, that +such a completely resigned ascetic only ceases to live +because he has already altogether ceased to will. No +other death than that by starvation is in this case conceivable +(unless it were the result of some special superstition); +for the intention to cut short the torment would +itself be a stage in the assertion of will. The dogmas +which satisfy the reason of such a penitent delude him +with the idea that a being of a higher nature has inculcated +the fasting to which his own inner tendency drives him. +Old examples of this may be found in the <q>Breslauer +Sammlung von Natur- und Medicin-Geschichten,</q> September +1799, p. 363; in Bayle's <q>Nouvelles de la République +<pb n='519'/><anchor id='Pg519'/> +des Lettres,</q> February 1685, p. 189; in Zimmermann, +<q>Ueber die Einsamkeit,</q> vol. i. p. 182; in the +<q>Histoire de l'Académie des Sciences</q> for 1764, an +account by Houttuyn, which is quoted in the <q>Sammlung +für praktische Aerzte,</q> vol. i. p. 69. More recent +accounts may be found in Hufeland's <q>Journal für praktische +Heilkunde,</q> vol. x. p. 181, and vol. xlviii. p. 95; +also in Nasse's <q>Zeitschrift für psychische Aerzte,</q> 1819, +part iii. p. 460; and in the <q>Edinburgh Medical and +Surgical Journal,</q> 1809, vol. v. p. 319. In the year +1833 all the papers announced that the English historian, +Dr. Lingard, had died in January at Dover of +voluntary starvation; according to later accounts, it was +not he himself, but a relation of his who died. Still in +these accounts the persons were generally described as +insane, and it is no longer possible to find out how far +this was the case. But I will give here a more recent +case of this kind, if it were only to ensure the preservation +of one of the rare instances of this striking and +extraordinary phenomenon of human nature, which, to all +appearance at any rate, belongs to the category to which I +wish to assign it and could hardly be explained in any other +way. This case is reported in the <q>Nürnberger Correspondenten</q> +of the 29th July 1813, in these words:—<q>We +hear from Bern that in a thick wood near Thurnen +a hut has been discovered in which was lying the body of +a man who had been dead about a month. His clothes +gave little or no clue to his social position. Two very +fine shirts lay beside him. The most important article, +however, was a Bible interleaved with white paper, part +of which had been written upon by the deceased. In this +writing he gives the date of his departure from home (but +does not mention where his home was). He then says +that he was driven by the Spirit of God into the wilderness +to pray and fast. During his journey he had fasted +seven days and then he had again taken food. After this +he had begun again to fast, and continued to do so for +<pb n='520'/><anchor id='Pg520'/> +the same number of days as before. From this point we +find each day marked with a stroke, and of these there +are five, at the expiration of which the pilgrim presumably +died. There was further found a letter to a clergyman +about a sermon which the deceased heard him preach, +but the letter was not addressed.</q> Between this voluntary +death arising from extreme asceticism and the common +suicide resulting from despair there may be various intermediate +species and combinations, though this is hard to +find out. But human nature has depths, obscurities, and +perplexities, the analysis and elucidation of which is a +matter of the very greatest difficulty. +</p> + +<p> +§ 70. It might be supposed that the entire exposition +(now terminated) of that which I call the denial of the +will is irreconcilable with the earlier explanation of +necessity, which belongs just as much to motivation as to +every other form of the principle of sufficient reason, and +according to which, motives, like all causes, are only +occasional causes, upon which the character unfolds its +nature and reveals it with the necessity of a natural law, +on account of which we absolutely denied freedom as +<foreign lang='la' rend='italic'>liberum arbitrium indifferentiæ</foreign>. But far from suppressing +this here, I would call it to mind. In truth, real +freedom, <hi rend='italic'>i.e.</hi>, independence of the principle of sufficient +reason, belongs to the will only as a thing-in-itself, not +to its manifestation, whose essential form is everywhere +the principle of sufficient reason, the element or sphere +of necessity. But the one case in which that freedom +can become directly visible in the manifestation is that +in which it makes an end of what manifests itself, and +because the mere manifestation, as a link in the chain of +causes, the living body in time, which contains only +phenomena, still continues to exist, the will which manifests +itself through this phenomenon then stands in contradiction +to it, for it denies what the phenomenon +expresses. In such a case the organs of generation, for +example, as the visible form of the sexual impulse, are +<pb n='521'/><anchor id='Pg521'/> +there and in health; but yet, in the inmost consciousness, +no sensual gratification is desired; and although the +whole body is only the visible expression of the will to +live, yet the motives which correspond to this will no +longer act; indeed, the dissolution of the body, the end +of the individual, and in this way the greatest check to +the natural will, is welcome and desired. Now, the contradiction +between our assertions of the necessity of the +determination of the will by motives, in accordance with +the character, on the one hand, and of the possibility of +the entire suppression of the will whereby the motives +become powerless, on the other hand, is only the repetition +in the reflection of philosophy of this <emph>real</emph> contradiction +which arises from the direct encroachment of +the freedom of the will-in-itself, which knows no +necessity, into the sphere of the necessity of its +manifestation. But the key to the solution of these +contradictions lies in the fact that the state in which +the character is withdrawn from the power of motives +does not proceed directly from the will, but from a +changed form of knowledge. So long as the knowledge +is merely that which is involved in the <foreign lang='la' rend='italic'>principium +individuationis</foreign> and exclusively follows the principle of +sufficient reason, the strength of the motives is irresistible. +But when the <foreign lang='la' rend='italic'>principium individuationis</foreign> is seen through, +when the Ideas, and indeed the inner nature of the thing-in-itself, +as the same will in all, are directly recognised, +and from this knowledge an universal quieter of volition +arises, then the particular motives become ineffective, +because the kind of knowledge which corresponds to them +is obscured and thrown into the background by quite +another kind. Therefore the character can never partially +change, but must, with the consistency of a law of +Nature, carry out in the particular the will which it +manifests as a whole. But this whole, the character +itself, may be completely suppressed or abolished through +the change of knowledge referred to above. It is this +<pb n='522'/><anchor id='Pg522'/> +suppression or abolition which Asmus, as quoted above, +marvels at and denotes the <q>catholic, transcendental +change;</q> and in the Christian Church it has very aptly +been called the <emph>new birth</emph>, and the knowledge from which +it springs, the <emph>work of grace</emph>. Therefore it is not a +question of a change, but of an entire suppression of the +character; and hence it arises that, however different +the characters which experience the suppression may +have been before it, after it they show a great similarity +in their conduct, though every one still speaks very +differently according to his conceptions and dogmas. +</p> + +<p> +In this sense, then, the old philosophical doctrine of +the freedom of the will, which has constantly been contested +and constantly maintained, is not without ground, +and the dogma of the Church of the work of grace and +the new birth is not without meaning and significance. +But we now unexpectedly see both united in one, and +we can also now understand in what sense the excellent +Malebranche could say, <q><foreign lang='fr' rend='italic'>La liberté est un mystère</foreign>,</q> and +was right. For precisely what the Christian mystics +call <emph>the work of grace</emph> and <emph>the new birth</emph>, is for us the +single direct expression of <emph>the freedom of the will</emph>. It +only appears if the will, having attained to a knowledge +of its own real nature, receives from this a <emph>quieter</emph>, by +means of which the motives are deprived of their effect, +which belongs to the province of another kind of knowledge, +the objects of which are merely phenomena. The +possibility of the freedom which thus expresses itself is +the greatest prerogative of man, which is for ever wanting +to the brute, because the condition of it is the deliberation +of reason, which enables him to survey the whole of +life independent of the impression of the present. The +brute is entirely without the possibility of freedom, as, +indeed, it is without the possibility of a proper or deliberate +choice following upon a completed conflict of +motives, which for this purpose would have to be abstract +ideas. Therefore with the same necessity with which +<pb n='523'/><anchor id='Pg523'/> +the stone falls to the earth, the hungry wolf buries its +fangs in the flesh of its prey, without the possibility of +the knowledge that it is itself the destroyed as well as +the destroyer. <emph>Necessity is the kingdom of nature; freedom +is the kingdom of grace.</emph> +</p> + +<p> +Now because, as we have seen, that <emph>self-suppression of +the will</emph> proceeds from knowledge, and all knowledge is +involuntary, that denial of will also, that entrance into +freedom, cannot be forcibly attained to by intention or +design, but proceeds from the inmost relation of knowing +and volition in the man, and therefore comes suddenly, +as if spontaneously from without. This is why the +Church has called it <emph>the work of grace</emph>; and that it still +regards it as independent of the acceptance of grace +corresponds to the fact that the effect of the quieter is +finally a free act of will. And because, in consequence +of such a work of grace, the whole nature of man is +changed and reversed from its foundation, so that he no +longer wills anything of all that he previously willed so +intensely, so that it is as if a new man actually took +the place of the old, the Church has called this consequence +of the work of grace the <emph>new birth</emph>. For what it +calls the <emph>natural man</emph>, to which it denies all capacity for +good, is just the will to live, which must be denied if +deliverance from an existence such as ours is to be +attained. Behind our existence lies something else, +which is only accessible to us if we have shaken off this +world. +</p> + +<p> +Having regard, not to the individuals according to the +principle of sufficient reason, but to the Idea of man in +its unity, Christian theology symbolises <emph>nature</emph>, the <emph>assertion +of the will to live</emph> in Adam, whose sin, inherited by +us, <hi rend='italic'>i.e.</hi>, our unity with him in the Idea, which is represented +in time by the bond of procreation, makes us all +partakers of suffering and eternal death. On the other +hand, it symbolises <emph>grace</emph>, the <emph>denial of the will</emph>, <emph>salvation</emph>, +in the incarnate God, who, as free from all sin, that is, +<pb n='524'/><anchor id='Pg524'/> +from all willing of life, cannot, like us, have proceeded +from the most pronounced assertion of the will, nor can +he, like us, have a body which is through and through +simply concrete will, manifestation of the will; but born +of a pure virgin, he has only a phantom body. This last +is the doctrine of the Docetæ, <hi rend='italic'>i.e.</hi>, certain Church Fathers, +who in this respect are very consistent. It is especially +taught by Apelles, against whom and his followers Tertullian +wrote. But even Augustine comments thus on +the passage, Rom. viii. 3, <q>God sent his Son in the likeness +of sinful flesh:</q> <q><foreign lang='la' rend='italic'>Non enim caro peccati erat, quæ +non de carnali delectatione nata erat: sed tamen inerat ei +similitudo carnis peccati, quia mortalis caro erat</foreign></q> (Liber 83, +<hi rend='italic'>quæst. qu.</hi> 66). He also teaches in his work entitled +<q><hi rend='italic'>Opus Imperfectum</hi>,</q> i. 47, that inherited sin is both sin +and punishment at once. It is already present in new-born +children, but only shows itself if they grow up. Yet +the origin of this sin is to be referred to the will of the +sinner. This sinner was Adam, but we all existed in +him; Adam became miserable, and in him we have all +become miserable. Certainly the doctrine of original sin +(assertion of the will) and of salvation (denial of the will) +is the great truth which constitutes the essence of Christianity, +while most of what remains is only the clothing +of it, the husk or accessories. Therefore Jesus Christ +ought always to be conceived in the universal, as the +symbol or personification of the denial of the will to live, +but never as an individual, whether according to his +mythical history given in the Gospels, or according to the +probably true history which lies at the foundation of this. +For neither the one nor the other will easily satisfy us +entirely. It is merely the vehicle of that conception for +the people, who always demand something actual. That +in recent times Christianity has forgotten its true significance, +and degenerated into dull optimism, does not concern +us here. +</p> + +<p> +It is further an original and evangelical doctrine of +<pb n='525'/><anchor id='Pg525'/> +Christianity—which Augustine, with the consent of the +leaders of the Church, defended against the platitudes of +the Pelagians, and which it was the principal aim of +Luther's endeavour to purify from error and re-establish, +as he expressly declares in his book, <q><hi rend='italic'>De Servo Arbitrio</hi>,</q>—the +doctrine that <emph>the will is not free</emph>, but originally +subject to the inclination to evil. Therefore according to +this doctrine the deeds of the will are always sinful and +imperfect, and can never fully satisfy justice; and, finally, +these works can never save us, but faith alone, a faith +which itself does not spring from resolution and free will, +but from the work of grace, without our co-operation, +comes to us as from without. +</p> + +<p> +Not only the dogmas referred to before, but also this +last genuine evangelical dogma belongs to those which +at the present day an ignorant and dull opinion rejects +as absurd or hides. For, in spite of Augustine and +Luther, it adheres to the vulgar Pelagianism, which the +rationalism of the day really is, and treats as antiquated +those deeply significant dogmas which are peculiar and +essential to Christianity in the strictest sense; while, +on the other hand, it holds fast and regards as the +principal matter only the dogma that originates in +Judaism, and has been retained from it, and is merely +historically connected with Christianity.<note place='foot'>How truly this is the case +may be seen from the fact that all +the contradictions and inconceivabilities +contained in the Christian +dogmatics, consistently systematised +by Augustine, which have led to the +Pelagian insipidity which is opposed +to them, vanish as soon as we abstract +from the fundamental Jewish +dogma, and recognize that man is +not the work of another, but of his +own will. Then all is at once clear +and correct: then there is no need +of freedom in the <foreign lang='la' rend='italic'>operari</foreign>, for it lies +in the <foreign lang='la' rend='italic'>esse</foreign>; and there also lies the +sin as original sin. The work +of grace is, however, our own. To +the rationalistic point of view of +the day, on the contrary, many doctrines +of the Augustinian dogmatics, +founded on the New Testament, +appear quite untenable, and indeed +revolting; for example, predestination. +Accordingly Christianity +proper is rejected, and a return is +made to crude Judaism. But the +miscalculation or the original weakness +of Christian dogmatics lies—where +it is never sought—precisely +in that which is withdrawn from all +investigation as established and certain. +Take this away and the +whole of dogmatics is rational; for +this dogma destroys theology as +it does all other sciences. If +any one studies the Augustinian +theology in the books <q><hi rend='italic'>De Civitate +Dei</hi></q> (especially in the Fourteenth +Book), he experiences something +analogous to the feeling of one +who tries to make a body stand +whose centre of gravity falls outside +it; however he may turn it +and place it, it always tumbles over +again. So here, in spite of all the +efforts and sophisms of Augustine, +the guilt and misery of the world +always falls back on God, who +made everything and everything +that is in everything, and also +knew how all things would go. +That Augustine himself was conscious +of the difficulty, and puzzled +by it, I have already shown in my +prize-essay on the Freedom of the +Will (ch. iv. pp. 66-68 of the first +and second editions). In the same +way, the contradiction between the +goodness of God and the misery of +the world, and also between the +freedom of the will and the foreknowledge +of God, is the inexhaustible +theme of a controversy +which lasted nearly a hundred +years between the Cartesians, Malebranche, +Leibnitz, Bayle, Clarke, +Arnauld, and many others. The +only dogma which was regarded as +fixed by all parties was the existence +and attributes of God, and +they all unceasingly move in a +circle, because they seek to bring +these things into harmony, <hi rend='italic'>i.e.</hi>, to +solve a sum that will not come +right, but always shows a remainder +at some new place whenever we +have concealed it elsewhere. But +it does not occur to any one to seek +for the source of the difficulty in +the fundamental assumption, although +it palpably obtrudes itself. +Bayle alone shows that he saw +this.</note> We, however, +<pb n='526'/><anchor id='Pg526'/> +recognise in the doctrine referred to above the truth +completely agreeing with the result of our own investigations. +We see that true virtue and holiness of +disposition have their origin not in deliberate choice +(works), but in knowledge (faith); just as we have in +like manner developed it from our leading thought. +If it were works, which spring from motives and deliberate +intention, that led to salvation, then, however +one may turn it, virtue would always be a prudent, +methodical, far-seeing egoism. But the faith to which +the Christian Church promises salvation is this: that +as through the fall of the first man we are all partakers +of sin and subject to death and perdition, +through the divine substitute, through grace and the +taking upon himself of our fearful guilt, we are all +saved, without any merit of our own (of the person); +since that which can proceed from the intentional +(determined by motives) action of the person, works, +can never justify us, from its very nature, just because +it is <emph>intentional</emph>, action induced by motives, <foreign lang='la' rend='italic'>opus operatum</foreign>. +Thus in this faith there is implied, first of all, +<pb n='527'/><anchor id='Pg527'/> +that our condition is originally and essentially an incurable +one, from which we need <emph>salvation</emph>; then, that we +ourselves essentially belong to evil, and are so firmly +bound to it that our works according to law and precept, +<hi rend='italic'>i.e.</hi>, according to motives, can never satisfy justice nor +save us; but salvation is only obtained through faith, +<hi rend='italic'>i.e.</hi>, through a changed mode of knowing, and this faith +can only come through grace, thus as from without. +This means that the salvation is one which is quite +foreign to our person, and points to a denial and surrender +of this person necessary to salvation. Works, the result +of the law as such, can never justify, because they are +always action following upon motives. Luther demands +(in his book <q><hi rend='italic'>De Libertate Christiana</hi></q>) that after the +entrance of faith the good works shall proceed from it +entirely of themselves, as symptoms, as fruits of it; yet +by no means as constituting in themselves a claim to +merit, justification, or reward, but taking place quite +voluntarily and gratuitously. So we also hold that from +the ever-clearer penetration of the <foreign lang='la' rend='italic'>principium individuationis</foreign> +proceeds, first, merely free justice, then love, +extending to the complete abolition of egoism, and finally +resignation or denial of the will. +</p> + +<p> +I have here introduced these dogmas of Christian +theology, which in themselves are foreign to philosophy, +merely for the purpose of showing that the ethical doctrine +which proceeds from our whole investigation, and +is in complete agreement and connection with all its +parts, although new and unprecedented in its expression, +is by no means so in its real nature, but fully agrees +with the Christian dogmas properly so called, and indeed, +as regards its essence, was contained and present in +them. It also agrees quite as accurately with the doctrines +and ethical teachings of the sacred books of India, +which in their turn are presented in quite different forms. +At the same time the calling to mind of the dogmas +of the Christian Church serves to explain and illustrate +<pb n='528'/><anchor id='Pg528'/> +the apparent contradiction between the necessity of all +expressions of character when motives are presented +(the kingdom of Nature) on the one hand, and the freedom +of the will in itself, to deny itself, and abolish the +character with all the necessity of the motives based +upon it (the kingdom of grace) on the other hand. +</p> + +<p> +§ 71. I now end the general account of ethics, and +with it the whole development of that one thought which +it has been my object to impart; and I by no means +desire to conceal here an objection which concerns this +last part of my exposition, but rather to point out that +it lies in the nature of the question, and that it is quite +impossible to remove it. It is this, that after our investigation +has brought us to the point at which we have +before our eyes perfect holiness, the denial and surrender +of all volition, and thus the deliverance from a world +whose whole existence we have found to be suffering, this +appears to us as a passing away into empty nothingness. +</p> + +<p> +On this I must first remark, that the conception of +nothing is essentially relative, and always refers to a +definite something which it negatives. This quality has +been attributed (by Kant) merely to the <foreign lang='la' rend='italic'>nihil privativum</foreign>, +which is indicated by - as opposed to +, which -, +from an opposite point of view, might become +, and in +opposition to this <foreign lang='la' rend='italic'>nihil privativum</foreign> the <foreign lang='la' rend='italic'>nihil negativum</foreign> +has been set up, which would in every reference be +nothing, and as an example of this the logical contradiction +which does away with itself has been given. But +more closely considered, no absolute nothing, no proper +<foreign lang='la' rend='italic'>nihil negativum</foreign> is even thinkable; but everything of this +kind, when considered from a higher standpoint or subsumed +under a wider concept, is always merely a <foreign lang='la' rend='italic'>nihil +privativum</foreign>. Every nothing is thought as such only in +relation to something, and presupposes this relation, and +thus also this something. Even a logical contradiction +is only a relative nothing. It is no thought of the +reason, but it is not on that account an absolute nothing; +<pb n='529'/><anchor id='Pg529'/> +for it is a combination of words; it is an example of the +unthinkable, which is necessary in logic in order to prove +the laws of thought. Therefore if for this end such an +example is sought, we will stick to the nonsense as the +positive which we are in search of, and pass over the +sense as the negative. Thus every <foreign lang='la' rend='italic'>nihil negativum</foreign>, if +subordinated to a higher concept, will appear as a mere +<foreign lang='la' rend='italic'>nihil privativum</foreign> or relative nothing, which can, moreover, +always exchange signs with what it negatives, so that +that would then be thought as negation, and it itself as +assertion. This also agrees with the result of the difficult +dialectical investigation of the meaning of nothing which +Plato gives in the <q>Sophist</q> (pp. 277-287): Την του +ἑτερου φυσιν αποδειξαντες ουσαν τε, και κατακεκερματισμενην +επι παντα τα οντα προς αλληλα, το προς το ον +ἑκαστου μοριου αυτης αντιτιθεμενον, ετολμησαμεν ειπειν, +ὡς αυτο τουτο εστιν οντως το μη ον (<foreign lang='la' rend='italic'>Cum enim ostenderemus, +alterius ipsius naturam esse perque omnia entia divisam +atque dispersam in vicem; tunc partem ejus oppositam +ei, quod cujusque ens est, esse ipsum revera non ens asseruimus</foreign>). +</p> + +<p> +That which is generally received as positive, which we +call the real, and the negation of which the concept nothing +in its most general significance expresses, is just +the world as idea, which I have shown to be the objectivity +and mirror of the will. Moreover, we ourselves +are just this will and this world, and to them belongs the +idea in general, as one aspect of them. The form of the +idea is space and time, therefore for this point of view all +that is real must be in some place and at some time. +Denial, abolition, conversion of the will, is also the abolition +and the vanishing of the world, its mirror. If we +no longer perceive it in this mirror, we ask in vain +where it has gone, and then, because it has no longer any +where and when, complain that it has vanished into +nothing. +</p> + +<p> +A reversed point of view, if it were possible for us, +<pb n='530'/><anchor id='Pg530'/> +would reverse the signs and show the real for us as nothing, +and that nothing as the real. But as long as we +ourselves are the will to live, this last—nothing as the +real—can only be known and signified by us negatively, +because the old saying of Empedocles, that like can only +be known by like, deprives us here of all knowledge, as, +conversely, upon it finally rests the possibility of all our +actual knowledge, <hi rend='italic'>i.e.</hi>, the world as idea; for the world +is the self-knowledge of the will. +</p> + +<p> +If, however, it should be absolutely insisted upon that +in some way or other a positive knowledge should be +attained of that which philosophy can only express negatively +as the denial of the will, there would be nothing +for it but to refer to that state which all those who have +attained to complete denial of the will have experienced, +and which has been variously denoted by the names +ecstasy, rapture, illumination, union with God, and so +forth; a state, however, which cannot properly be called +knowledge, because it has not the form of subject and +object, and is, moreover, only attainable in one's own +experience and cannot be further communicated. +</p> + +<p> +We, however, who consistently occupy the standpoint +of philosophy, must be satisfied here with negative knowledge, +content to have reached the utmost limit of the +positive. We have recognised the inmost nature of the +world as will, and all its phenomena as only the objectivity +of will; and we have followed this objectivity from +the unconscious working of obscure forces of Nature up to +the completely conscious action of man. Therefore we +shall by no means evade the consequence, that with the +free denial, the surrender of the will, all those phenomena +are also abolished; that constant strain and effort without +end and without rest at all the grades of objectivity, in +which and through which the world consists; the multifarious +forms succeeding each other in gradation; the +whole manifestation of the will; and, finally, also the +universal forms of this manifestation, time and space, and +<pb n='531'/><anchor id='Pg531'/> +also its last fundamental form, subject and object; all are +abolished. No will: no idea, no world. +</p> + +<p> +Before us there is certainly only nothingness. But +that which resists this passing into nothing, our nature, +is indeed just the will to live, which we ourselves are as +it is our world. That we abhor annihilation so greatly, +is simply another expression of the fact that we so strenuously +will life, and are nothing but this will, and know +nothing besides it. But if we turn our glance from our +own needy and embarrassed condition to those who have +overcome the world, in whom the will, having attained to +perfect self-knowledge, found itself again in all, and +then freely denied itself, and who then merely wait to +see the last trace of it vanish with the body which it +animates; then, instead of the restless striving and effort, +instead of the constant transition from wish to fruition, +and from joy to sorrow, instead of the never-satisfied and +never-dying hope which constitutes the life of the man +who wills, we shall see that peace which is above all +reason, that perfect calm of the spirit, that deep rest, +that inviolable confidence and serenity, the mere reflection +of which in the countenance, as Raphael and Correggio +have represented it, is an entire and certain gospel; +only knowledge remains, the will has vanished. We look +with deep and painful longing upon this state, beside +which the misery and wretchedness of our own is brought +out clearly by the contrast. Yet this is the only consideration +which can afford us lasting consolation, when, +on the one hand, we have recognised incurable suffering +and endless misery as essential to the manifestation of +will, the world; and, on the other hand, see the world +pass away with the abolition of will, and retain before us +only empty nothingness. Thus, in this way, by contemplation +of the life and conduct of saints, whom it is +certainly rarely granted us to meet with in our own experience, +but who are brought before our eyes by their +written history, and, with the stamp of inner truth, by +<pb n='532'/><anchor id='Pg532'/> +art, we must banish the dark impression of that nothingness +which we discern behind all virtue and holiness as +their final goal, and which we fear as children fear the +dark; we must not even evade it like the Indians, through +myths and meaningless words, such as reabsorption in +Brahma or the Nirvana of the Buddhists. Rather do we +freely acknowledge that what remains after the entire +abolition of will is for all those who are still full of will +certainly nothing; but, conversely, to those in whom the +will has turned and has denied itself, this our world, which +is so real, with all its suns and milky-ways—is nothing.<note place='foot'>This is also just the Prajna—Paramita +of the Buddhists, the +<q>beyond all knowledge,</q> <hi rend='italic'>i.e.</hi>, the +point at which subject and object +are no more. (Cf. J. J. Schmidt, +<q>Ueber das Mahajana und Pratschna-Paramita.</q>)</note> +</p> + +</div> + +</div> + +</body> +<back rend="page-break-before: right"> + <div id="footnotes"> + <index index="toc" /> + <index index="pdf" /> + <head>Footnotes</head> + <divGen type="footnotes"/> + </div> + <div rend="page-break-before: right"> + <divGen type="pgfooter" /> + </div> +</back> +</text> +</TEI.2> diff --git a/38427-tei/images/illus_091.png b/38427-tei/images/illus_091.png Binary files differnew file mode 100644 index 0000000..5f9aef8 --- /dev/null +++ b/38427-tei/images/illus_091.png diff --git a/38427-tei/images/illus_092_a.png b/38427-tei/images/illus_092_a.png Binary files differnew file mode 100644 index 0000000..4ef23d3 --- /dev/null +++ b/38427-tei/images/illus_092_a.png diff --git a/38427-tei/images/illus_092_b.png b/38427-tei/images/illus_092_b.png Binary files differnew file mode 100644 index 0000000..bc09ae9 --- /dev/null +++ b/38427-tei/images/illus_092_b.png diff --git a/38427-tei/images/illus_092_c.png b/38427-tei/images/illus_092_c.png Binary files differnew file mode 100644 index 0000000..62ec752 --- /dev/null +++ b/38427-tei/images/illus_092_c.png diff --git a/38427-tei/images/illus_131.png b/38427-tei/images/illus_131.png Binary files differnew file mode 100644 index 0000000..ba88797 --- /dev/null +++ b/38427-tei/images/illus_131.png |
