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diff --git a/38427-8.txt b/38427-8.txt new file mode 100644 index 0000000..314ad6f --- /dev/null +++ b/38427-8.txt @@ -0,0 +1,17086 @@ +The Project Gutenberg EBook of The World As Will And Idea (Vol. 1 of 3) by +Arthur Schopenhauer + + + +This eBook is for the use of anyone anywhere at no cost and with almost no +restrictions whatsoever. You may copy it, give it away or re-use it under +the terms of the Project Gutenberg License included with this eBook or +online at http://www.gutenberg.org/license + + + +Title: The World As Will And Idea (Vol. 1 of 3) + +Author: Arthur Schopenhauer + +Release Date: December 27, 2011 [Ebook #38427] + +Language: English + +Character set encoding: ISO 8859-1 + + +***START OF THE PROJECT GUTENBERG EBOOK THE WORLD AS WILL AND IDEA (VOL. 1 OF 3)*** + + + + + + The World As Will And Idea + + By + + Arthur Schopenhauer + + Translated From The German By + + R. B. Haldane, M.A. + + And + + J. Kemp, M.A. + + Vol. I. + + Containing Four Books. + + "Ob nicht Natur zuletzt sich doch ergünde?"--GOETHE + + Seventh Edition + + London + + Kegan Paul, Trench, Trübner & Co. + + 1909 + + + + + +CONTENTS + + +Translators' Preface. +Preface To The First Edition. +Preface To The Second Edition. +First Book. The World As Idea. + First Aspect. The Idea Subordinated To The Principle Of Sufficient + Reason: The Object Of Experience And Science. +Second Book. The World As Will. + First Aspect. The Objectification Of The Will. +Third Book. The World As Idea. + Second Aspect. The Idea Independent Of The Principle Of Sufficient + Reason: The Platonic Idea: The Object Of Art. +Fourth Book. The World As Will. + Second Aspect. The Assertion And Denial Of The Will To Live, When + Self-Consciousness Has Been Attained. +Footnotes + + + + + + +TRANSLATORS' PREFACE. + + +The style of "Die Welt als Wille und Vorstellung" is sometimes loose and +involved, as is so often the case in German philosophical treatises. The +translation of the book has consequently been a matter of no little +difficulty. It was found that extensive alteration of the long and +occasionally involved sentences, however likely to prove conducive to a +satisfactory English style, tended not only to obliterate the form of the +original but even to imperil the meaning. Where a choice has had to be +made, the alternative of a somewhat slavish adherence to Schopenhauer's +_ipsissima verba_ has accordingly been preferred to that of inaccuracy. +The result is a piece of work which leaves much to be desired, but which +has yet consistently sought to reproduce faithfully the spirit as well as +the letter of the original. + +As regards the rendering of the technical terms about which there has been +so much controversy, the equivalents used have only been adopted after +careful consideration of their meaning in the theory of knowledge. For +example, "Vorstellung" has been rendered by "idea," in preference to +"representation," which is neither accurate, intelligible, nor elegant. +"Idee," is translated by the same word, but spelled with a +capital,--"Idea." Again, "Anschauung" has been rendered according to the +context, either by "perception" simply, or by "intuition or perception." + +Notwithstanding statements to the contrary in the text, the book is +probably quite intelligible in itself, apart from the treatise "On the +Fourfold Root of the Principle of Sufficient Reason." It has, however, +been considered desirable to add an abstract of the latter work in an +appendix to the third volume of this translation. + +R. B. H. + +J. K. + + + + + +PREFACE TO THE FIRST EDITION. + + +I propose to point out here how this book must be read in order to be +thoroughly understood. By means of it I only intend to impart a single +thought. Yet, notwithstanding all my endeavours, I could find no shorter +way of imparting it than this whole book. I hold this thought to be that +which has very long been sought for under the name of philosophy, and the +discovery of which is therefore regarded by those who are familiar with +history as quite as impossible as the discovery of the philosopher's +stone, although it was already said by Pliny: _Quam multa fieri non posse, +priusquam sint facta, judicantur?_ (Hist. nat. 7, 1.) + +According as we consider the different aspects of this one thought which I +am about to impart, it exhibits itself as that which we call metaphysics, +that which we call ethics, and that which we call æsthetics; and certainly +it must be all this if it is what I have already acknowledged I take it to +be. + +A _system of thought_ must always have an architectonic connection or +coherence, that is, a connection in which one part always supports the +other, though the latter does not support the former, in which ultimately +the foundation supports all the rest without being supported by it, and +the apex is supported without supporting. On the other hand, a _single +thought_, however comprehensive it may be, must preserve the most perfect +unity. If it admits of being broken up into parts to facilitate its +communication, the connection of these parts must yet be organic, _i.e._, +it must be a connection in which every part supports the whole just as +much as it is supported by it, a connection in which there is no first and +no last, in which the whole thought gains distinctness through every part, +and even the smallest part cannot be completely understood unless the +whole has already been grasped. A book, however, must always have a first +and a last line, and in this respect will always remain very unlike an +organism, however like one its content may be: thus form and matter are +here in contradiction. + +It is self-evident that under these circumstances no other advice can be +given as to how one may enter into the thought explained in this work than +_to read the book twice_, and the first time with great patience, a +patience which is only to be derived from the belief, voluntarily +accorded, that the beginning presupposes the end almost as much as the end +presupposes the beginning, and that all the earlier parts presuppose the +later almost as much as the later presuppose the earlier. I say "almost;" +for this is by no means absolutely the case, and I have honestly and +conscientiously done all that was possible to give priority to that which +stands least in need of explanation from what follows, as indeed generally +to everything that can help to make the thought as easy to comprehend and +as distinct as possible. This might indeed to a certain extent be achieved +if it were not that the reader, as is very natural, thinks, as he reads, +not merely of what is actually said, but also of its possible +consequences, and thus besides the many contradictions actually given of +the opinions of the time, and presumably of the reader, there may be added +as many more which are anticipated and imaginary. That, then, which is +really only misunderstanding, must take the form of active disapproval, +and it is all the more difficult to recognise that it is misunderstanding, +because although the laboriously-attained clearness of the explanation and +distinctness of the expression never leaves the immediate sense of what is +said doubtful, it cannot at the same time express its relations to all +that remains to be said. Therefore, as we have said, the first perusal +demands patience, founded on confidence that on a second perusal much, or +all, will appear in an entirely different light. Further, the earnest +endeavour to be more completely and even more easily comprehended in the +case of a very difficult subject, must justify occasional repetition. +Indeed the structure of the whole, which is organic, not a mere chain, +makes it necessary sometimes to touch on the same point twice. Moreover +this construction, and the very close connection of all the parts, has not +left open to me the division into chapters and paragraphs which I should +otherwise have regarded as very important, but has obliged me to rest +satisfied with four principal divisions, as it were four aspects of one +thought. In each of these four books it is especially important to guard +against losing sight, in the details which must necessarily be discussed, +of the principal thought to which they belong, and the progress of the +whole exposition. I have thus expressed the first, and like those which +follow, unavoidable demand upon the reader, who holds the philosopher in +small favour just because he himself is a philosopher. + +The second demand is this, that the introduction be read before the book +itself, although it is not contained in the book, but appeared five years +earlier under the title, "_Ueber die vierfache Wurzel des Satzes vom +zureichenden Grunde: eine philosophische Abhandlung_" (On the fourfold +root of the principle of sufficient reason: a philosophical essay). +Without an acquaintance with this introduction and propadeutic it is +absolutely impossible to understand the present work properly, and the +content of that essay will always be presupposed in this work just as if +it were given with it. Besides, even if it had not preceded this book by +several years, it would not properly have been placed before it as an +introduction, but would have been incorporated in the first book. As it +is, the first book does not contain what was said in the earlier essay, +and it therefore exhibits a certain incompleteness on account of these +deficiencies, which must always be supplied by reference to it. However, +my disinclination was so great either to quote myself or laboriously to +state again in other words what I had already said once in an adequate +manner, that I preferred this course, notwithstanding the fact that I +might now be able to give the content of that essay a somewhat better +expression, chiefly by freeing it from several conceptions which resulted +from the excessive influence which the Kantian philosophy had over me at +the time, such as--categories, outer and inner sense, and the like. But +even there these conceptions only occur because as yet I had never really +entered deeply into them, therefore only by the way and quite out of +connection with the principal matter. The correction of such passages in +that essay will consequently take place of its own accord in the mind of +the reader through his acquaintance with the present work. But only if we +have fully recognised by means of that essay what the principle of +sufficient reason is and signifies, what its validity extends to, and what +it does not extend to, and that that principle is not before all things, +and the whole world merely in consequence of it, and in conformity to it, +a corollary, as it were, of it; but rather that it is merely the form in +which the object, of whatever kind it may be, which is always conditioned +by the subject, is invariably known so far as the subject is a knowing +individual: only then will it be possible to enter into the method of +philosophy which is here attempted for the first time, and which is +completely different from all previous methods. + +But the same disinclination to repeat myself word for word, or to say the +same thing a second time in other and worse words, after I have deprived +myself of the better, has occasioned another defect in the first book of +this work. For I have omitted all that is said in the first chapter of my +essay "On Sight and Colour," which would otherwise have found its place +here, word for word. Therefore the knowledge of this short, earlier work +is also presupposed. + +Finally, the third demand I have to make on the reader might indeed be +tacitly assumed, for it is nothing but an acquaintance with the most +important phenomenon that has appeared in philosophy for two thousand +years, and that lies so near us: I mean the principal writings of Kant. It +seems to me, in fact, as indeed has already been said by others, that the +effect these writings produce in the mind to which they truly speak is +very like that of the operation for cataract on a blind man: and if we +wish to pursue the simile further, the aim of my own work may be described +by saying that I have sought to put into the hands of those upon whom that +operation has been successfully performed a pair of spectacles suitable to +eyes that have recovered their sight--spectacles of whose use that +operation is the absolutely necessary condition. Starting then, as I do to +a large extent, from what has been accomplished by the great Kant, I have +yet been enabled, just on account of my earnest study of his writings, to +discover important errors in them. These I have been obliged to separate +from the rest and prove to be false, in order that I might be able to +presuppose and apply what is true and excellent in his doctrine, pure and +freed from error. But not to interrupt and complicate my own exposition by +a constant polemic against Kant, I have relegated this to a special +appendix. It follows then, from what has been said, that my work +presupposes a knowledge of this appendix just as much as it presupposes a +knowledge of the philosophy of Kant; and in this respect it would +therefore be advisable to read the appendix first, all the more as its +content is specially related to the first book of the present work. On the +other hand, it could not be avoided, from the nature of the case, that +here and there the appendix also should refer to the text of the work; and +the only result of this is, that the appendix, as well as the principal +part of the work, must be read twice. + +The philosophy of Kant, then, is the only philosophy with which a thorough +acquaintance is directly presupposed in what we have to say here. But if, +besides this, the reader has lingered in the school of the divine Plato, +he will be so much the better prepared to hear me, and susceptible to what +I say. And if, indeed, in addition to this he is a partaker of the benefit +conferred by the Vedas, the access to which, opened to us through the +Upanishads, is in my eyes the greatest advantage which this still young +century enjoys over previous ones, because I believe that the influence of +the Sanscrit literature will penetrate not less deeply than did the +revival of Greek literature in the fifteenth century: if, I say, the +reader has also already received and assimilated the sacred, primitive +Indian wisdom, then is he best of all prepared to hear what I have to say +to him. My work will not speak to him, as to many others, in a strange and +even hostile tongue; for, if it does not sound too vain, I might express +the opinion that each one of the individual and disconnected aphorisms +which make up the Upanishads may be deduced as a consequence from the +thought I am going to impart, though the converse, that my thought is to +be found in the Upanishads, is by no means the case. + +But most readers have already grown angry with impatience, and burst into +reproaches with difficulty kept back so long. How can I venture to present +a book to the public under conditions and demands the first two of which +are presumptuous and altogether immodest, and this at a time when there is +such a general wealth of special ideas, that in Germany alone they are +made common property through the press, in three thousand valuable, +original, and absolutely indispensable works every year, besides +innumerable periodicals, and even daily papers; at a time when especially +there is not the least deficiency of entirely original and profound +philosophers, but in Germany alone there are more of them alive at the +same time, than several centuries could formerly boast of in succession to +each other? How is one ever to come to the end, asks the indignant reader, +if one must set to work upon a book in such a fashion? + +As I have absolutely nothing to advance against these reproaches, I only +hope for some small thanks from such readers for having warned them in +time, so that they may not lose an hour over a book which it would be +useless to read without complying with the demands that have been made, +and which should therefore be left alone, particularly as apart from this +we might wager a great deal that it can say nothing to them, but rather +that it will always be only _pancorum hominum_, and must therefore quietly +and modestly wait for the few whose unusual mode of thought may find it +enjoyable. For apart from the difficulties and the effort which it +requires from the reader, what cultured man of this age, whose knowledge +has almost reached the august point at which the paradoxical and the false +are all one to it, could bear to meet thoughts almost on every page that +directly contradict that which he has yet himself established once for all +as true and undeniable? And then, how disagreeably disappointed will many +a one be if he finds no mention here of what he believes it is precisely +here he ought to look for, because his method of speculation agrees with +that of a great living philosopher,(1) who has certainly written pathetic +books, and who only has the trifling weakness that he takes all he learned +and approved before his fifteenth year for inborn ideas of the human mind. +Who could stand all this? Therefore my advice is simply to lay down the +book. + +But I fear I shall not escape even thus. The reader who has got as far as +the preface and been stopped by it, has bought the book for cash, and asks +how he is to be indemnified. My last refuge is now to remind him that he +knows how to make use of a book in several ways, without exactly reading +it. It may fill a gap in his library as well as many another, where, +neatly bound, it will certainly look well. Or he can lay it on the +toilet-table or the tea-table of some learned lady friend. Or, finally, +what certainly is best of all, and I specially advise it, he can review +it. + + ------------------------------------- + +And now that I have allowed myself the jest to which in this two-sided +life hardly any page can be too serious to grant a place, I part with the +book with deep seriousness, in the sure hope that sooner or later it will +reach those to whom alone it can be addressed; and for the rest, patiently +resigned that the same fate should, in full measure, befall it, that in +all ages has, to some extent, befallen all knowledge, and especially the +weightiest knowledge of the truth, to which only a brief triumph is +allotted between the two long periods in which it is condemned as +paradoxical or disparaged as trivial. The former fate is also wont to +befall its author. But life is short, and truth works far and lives long: +let us speak the truth. + +_Written at Dresden in August 1818._ + + + + + +PREFACE TO THE SECOND EDITION. + + +Not to my contemporaries, not to my compatriots--to mankind I commit my now +completed work in the confidence that it will not be without value for +them, even if this should be late recognised, as is commonly the lot of +what is good. For it cannot have been for the passing generation, +engrossed with the delusion of the moment, that my mind, almost against my +will, has uninterruptedly stuck to its work through the course of a long +life. And while the lapse of time has not been able to make me doubt the +worth of my work, neither has the lack of sympathy; for I constantly saw +the false and the bad, and finally the absurd and senseless,(2) stand in +universal admiration and honour, and I bethought myself that if it were +not the case those who are capable of recognising the genuine and right +are so rare that we may look for them in vain for some twenty years, then +those who are capable of producing it could not be so few that their works +afterwards form an exception to the perishableness of earthly things; and +thus would be lost the reviving prospect of posterity which every one who +sets before himself a high aim requires to strengthen him. + +Whoever seriously takes up and pursues an object that does not lead to +material advantages, must not count on the sympathy of his contemporaries. +For the most part he will see, however, that in the meantime the +superficial aspect of that object becomes current in the world, and enjoys +its day; and this is as it should be. The object itself must be pursued +for its own sake, otherwise it cannot be attained; for any design or +intention is always dangerous to insight. Accordingly, as the whole +history of literature proves, everything of real value required a long +time to gain acceptance, especially if it belonged to the class of +instructive, not entertaining, works; and meanwhile the false flourished. +For to combine the object with its superficial appearance is difficult, +when it is not impossible. Indeed that is just the curse of this world of +want and need, that everything must serve and slave for these; and +therefore it is not so constituted that any noble and sublime effort, like +the endeavour after light and truth, can prosper unhindered and exist for +its own sake. But even if such an endeavour has once succeeded in +asserting itself, and the conception of it has thus been introduced, +material interests and personal aims will immediately take possession of +it, in order to make it their tool or their mask. Accordingly, when Kant +brought philosophy again into repute, it had soon to become the tool of +political aims from above, and personal aims from below; although, +strictly speaking, not philosophy itself, but its ghost, that passes for +it. This should not really astonish us; for the incredibly large majority +of men are by nature quite incapable of any but material aims, indeed they +can conceive no others. Thus the pursuit of truth alone is far too lofty +and eccentric an endeavour for us to expect all or many, or indeed even a +few, faithfully to take part in. If yet we see, as for example at present +in Germany, a remarkable activity, a general moving, writing, and talking +with reference to philosophical subjects, we may confidently assume that, +in spite of solemn looks and assurances, only real, not ideal aims, are +the actual _primum mobile_, the concealed motive of such a movement; that +it is personal, official, ecclesiastical, political, in short, material +ends that are really kept in view, and consequently that mere party ends +set the pens of so many pretended philosophers in such rapid motion. Thus +some design or intention, not the desire of insight, is the guiding star +of these disturbers of the peace, and truth is certainly the last thing +that is thought of in the matter. It finds no partisans; rather, it may +pursue its way as silently and unheeded through such a philosophical riot +as through the winter night of the darkest century bound in the rigid +faith of the church, when it was communicated only to a few alchemists as +esoteric learning, or entrusted it may be only to the parchment. Indeed I +might say that no time can be more unfavourable to philosophy than that in +which it is shamefully misused, on the one hand to further political +objects, on the other as a means of livelihood. Or is it believed that +somehow, with such effort and such a turmoil, the truth, at which it by no +means aims, will also be brought to light? Truth is no prostitute, that +throws herself away upon those who do not desire her; she is rather so coy +a beauty that he who sacrifices everything to her cannot even then be sure +of her favour. + +If Governments make philosophy a means of furthering political ends, +learned men see in philosophical professorships a trade that nourishes the +outer man just like any other; therefore they crowd after them in the +assurance of their good intentions, that is, the purpose of subserving +these ends. And they keep their word: not truth, not clearness, not Plato, +not Aristotle, but the ends they were appointed to serve are their guiding +star, and become at once the criterion of what is true, valuable, and to +be respected, and of the opposites of these. Whatever, therefore, does not +answer these ends, even if it were the most important and extraordinary +things in their department, is either condemned, or, when this seems +hazardous, suppressed by being unanimously ignored. Look only at their +zeal against pantheism; will any simpleton believe that it proceeds from +conviction? And, in general, how is it possible that philosophy, degraded +to the position of a means of making one's bread, can fail to degenerate +into sophistry? Just because this is infallibly the case, and the rule, "I +sing the song of him whose bread I eat," has always held good, the making +of money by philosophy was regarded by the ancients as the characteristic +of the sophists. But we have still to add this, that since throughout this +world nothing is to be expected, can be demanded, or is to be had for gold +but mediocrity, we must be contented with it here also. Consequently we +see in all the German universities the cherished mediocrity striving to +produce the philosophy which as yet is not there to produce, at its own +expense and indeed in accordance with a predetermined standard and aim, a +spectacle at which it would be almost cruel to mock. + +While thus philosophy has long been obliged to serve entirely as a means +to public ends on the one side and private ends on the other, I have +pursued the course of my thought, undisturbed by them, for more than +thirty years, and simply because I was obliged to do so and could not help +myself, from an instinctive impulse, which was, however, supported by the +confidence that anything true one may have thought, and anything obscure +one may have thrown light upon, will appeal to any thinking mind, no +matter when it comprehends it, and will rejoice and comfort it. To such an +one we speak as those who are like us have spoken to us, and have so +become our comfort in the wilderness of this life. Meanwhile the object is +pursued on its own account and for its own sake. Now it happens curiously +enough with philosophical meditations, that precisely that which one has +thought out and investigated for oneself, is afterwards of benefit to +others; not that, however, which was originally intended for others. The +former is confessedly nearest in character to perfect honesty; for a man +does not seek to deceive himself, nor does he offer himself empty husks; +so that all sophistication and all mere talk is omitted, and consequently +every sentence that is written at once repays the trouble of reading it. +Thus my writings bear the stamp of honesty and openness so distinctly on +the face of them, that by this alone they are a glaring contrast to those +of three celebrated sophists of the post-Kantian period. I am always to be +found at the standpoint of _reflection_, _i.e._, rational deliberation and +honest statement, never at that of _inspiration_, called intellectual +intuition, or absolute thought; though, if it received its proper name, it +would be called empty bombast and charlatanism. Working then in this +spirit, and always seeing the false and bad in universal acceptance, yea, +bombast(3) and charlatanism(4) in the highest honour, I have long +renounced the approbation of my contemporaries. It is impossible that an +age which for twenty years has applauded a Hegel, that intellectual +Caliban, as the greatest of the philosophers, so loudly that it echoes +through the whole of Europe, could make him who has looked on at that +desirous of its approbation. It has no more crowns of honour to bestow; +its applause is prostituted, and its censure has no significance. That I +mean what I say is attested by the fact that if I had in any way sought +the approbation of my contemporaries, I would have had to strike out a +score of passages which entirely contradict all their opinions, and indeed +must in part be offensive to them. But I would count it a crime to +sacrifice a single syllable to that approbation. My guiding star has, in +all seriousness, been truth. Following it, I could first aspire only to my +own approbation, entirely averted from an age deeply degraded as regards +all higher intellectual efforts, and a national literature demoralised +even to the exceptions, a literature in which the art of combining lofty +words with paltry significance has reached its height. I can certainly +never escape from the errors and weaknesses which, in my case as in every +one else's, necessarily belong to my nature; but I will not increase them +by unworthy accommodations. + +As regards this second edition, first of all I am glad to say that after +five and twenty years I find nothing to retract; so that my fundamental +convictions have only been confirmed, as far as concerns myself at least. +The alterations in the first volume therefore, which contains the whole +text of the first edition, nowhere touch what is essential. Sometimes they +concern things of merely secondary importance, and more often consist of +very short explanatory additions inserted here and there. Only the +criticism of the Kantian philosophy has received important corrections and +large additions, for these could not be put into a supplementary book, +such as those which are given in the second volume, and which correspond +to each of the four books that contain the exposition of my own doctrine. +In the case of the latter, I have chosen this form of enlarging and +improving them, because the five and twenty years that have passed since +they were composed have produced so marked a change in my method of +exposition and in my style, that it would not have done to combine the +content of the second volume with that of the first, as both must have +suffered by the fusion. I therefore give both works separately, and in the +earlier exposition, even in many places where I would now express myself +quite differently, I have changed nothing, because I desired to guard +against spoiling the work of my earlier years through the carping +criticism of age. What in this regard might need correction will correct +itself in the mind of the reader with the help of the second volume. Both +volumes have, in the full sense of the word, a supplementary relation to +each other, so far as this rests on the fact that one age of human life +is, intellectually, the supplement of another. It will therefore be found, +not only that each volume contains what the other lacks, but that the +merits of the one consist peculiarly in that which is wanting in the +other. Thus, if the first half of my work surpasses the second in what can +only be supplied by the fire of youth and the energy of first conceptions, +the second will surpass the first by the ripeness and complete elaboration +of the thought which can only belong to the fruit of the labour of a long +life. For when I had the strength originally to grasp the fundamental +thought of my system, to follow it at once into its four branches, to +return from them to the unity of their origin, and then to explain the +whole distinctly, I could not yet be in a position to work out all the +branches of the system with the fulness, thoroughness, and elaborateness +which is only reached by the meditation of many years--meditation which is +required to test and illustrate the system by innumerable facts, to +support it by the most different kinds of proof, to throw light on it from +all sides, and then to place the different points of view boldly in +contrast, to separate thoroughly the multifarious materials, and present +them in a well-arranged whole. Therefore, although it would, no doubt, +have been more agreeable to the reader to have my whole work in one piece, +instead of consisting, as it now does, of two halves, which must be +combined in using them, he must reflect that this would have demanded that +I should accomplish at one period of life what it is only possible to +accomplish in two, for I would have had to possess the qualities at one +period of life that nature has divided between two quite different ones. +Hence the necessity of presenting my work in two halves supplementary to +each other may be compared to the necessity in consequence of which a +chromatic object-glass, which cannot be made out of one piece, is produced +by joining together a convex lens of flint glass and a concave lens of +crown glass, the combined effect of which is what was sought. Yet, on the +other hand, the reader will find some compensation for the inconvenience +of using two volumes at once, in the variety and the relief which is +afforded by the handling of the same subject, by the same mind, in the +same spirit, but in very different years. However, it is very advisable +that those who are not yet acquainted with my philosophy should first of +all read the first volume without using the supplementary books, and +should make use of these only on a second perusal; otherwise it would be +too difficult for them to grasp the system in its connection. For it is +only thus explained in the first volume, while the second is devoted to a +more detailed investigation and a complete development of the individual +doctrines. Even those who should not make up their minds to a second +reading of the first volume had better not read the second volume till +after the first, and then for itself, in the ordinary sequence of its +chapters, which, at any rate, stand in some kind of connection, though a +somewhat looser one, the gaps of which they will fully supply by the +recollection of the first volume, if they have thoroughly comprehended it. +Besides, they will find everywhere the reference to the corresponding +passages of the first volume, the paragraphs of which I have numbered in +the second edition for this purpose, though in the first edition they were +only divided by lines. + +I have already explained in the preface to the first edition, that my +philosophy is founded on that of Kant, and therefore presupposes a +thorough knowledge of it. I repeat this here. For Kant's teaching produces +in the mind of every one who has comprehended it a fundamental change +which is so great that it may be regarded as an intellectual new-birth. It +alone is able really to remove the inborn realism which proceeds from the +original character of the intellect, which neither Berkeley nor +Malebranche succeed in doing, for they remain too much in the universal, +while Kant goes into the particular, and indeed in a way that is quite +unexampled both before and after him, and which has quite a peculiar, and, +we might say, immediate effect upon the mind in consequence of which it +undergoes a complete undeception, and forthwith looks at all things in +another light. Only in this way can any one become susceptible to the more +positive expositions which I have to give. On the other hand, he who has +not mastered the Kantian philosophy, whatever else he may have studied, +is, as it were, in a state of innocence; that is to say, he remains in the +grasp of that natural and childish realism in which we are all born, and +which fits us for everything possible, with the single exception of +philosophy. Such a man then stands to the man who knows the Kantian +philosophy as a minor to a man of full age. That this truth should +nowadays sound paradoxical, which would not have been the case in the +first thirty years after the appearance of the Critique of Reason, is due +to the fact that a generation has grown up that does not know Kant +properly, because it has never heard more of him than a hasty, impatient +lecture, or an account at second-hand; and this again is due to the fact +that in consequence of bad guidance, this generation has wasted its time +with the philosophemes of vulgar, uncalled men, or even of bombastic +sophists, which are unwarrantably commended to it. Hence the confusion of +fundamental conceptions, and in general the unspeakable crudeness and +awkwardness that appears from under the covering of affectation and +pretentiousness in the philosophical attempts of the generation thus +brought up. But whoever thinks he can learn Kant's philosophy from the +exposition of others makes a terrible mistake. Nay, rather I must +earnestly warn against such accounts, especially the more recent ones; and +indeed in the years just past I have met with expositions of the Kantian +philosophy in the writings of the Hegelians which actually reach the +incredible. How should the minds that in the freshness of youth have been +strained and ruined by the nonsense of Hegelism, be still capable of +following Kant's profound investigations? They are early accustomed to +take the hollowest jingle of words for philosophical thoughts, the most +miserable sophisms for acuteness, and silly conceits for dialectic, and +their minds are disorganised through the admission of mad combinations of +words to which the mind torments and exhausts itself in vain to attach +some thought. No Critique of Reason can avail them, no philosophy, they +need a _medicina mentis_, first as a sort of purgative, _un petit cours de +senscommunologie_, and then one must further see whether, in their case, +there can even be any talk of philosophy. The Kantian doctrine then will +be sought for in vain anywhere else but in Kant's own works; but these are +throughout instructive, even where he errs, even where he fails. In +consequence of his originality, it holds good of him in the highest +degree, as indeed of all true philosophers, that one can only come to know +them from their own works, not from the accounts of others. For the +thoughts of any extraordinary intellect cannot stand being filtered +through the vulgar mind. Born behind the broad, high, finely-arched brow, +from under which shine beaming eyes, they lose all power and life, and +appear no longer like themselves, when removed to the narrow lodging and +low roofing of the confined, contracted, thick-walled skull from which +dull glances steal directed to personal ends. Indeed we may say that minds +of this kind act like an uneven glass, in which everything is twisted and +distorted, loses the regularity of its beauty, and becomes a caricature. +Only from their authors themselves can we receive philosophical thoughts; +therefore whoever feels himself drawn to philosophy must himself seek out +its immortal teachers in the still sanctuary of their works. The principal +chapters of any one of these true philosophers will afford a thousand +times more insight into their doctrines than the heavy and distorted +accounts of them that everyday men produce, who are still for the most +part deeply entangled in the fashionable philosophy of the time, or in the +sentiments of their own minds. But it is astonishing how decidedly the +public seizes by preference on these expositions at second-hand. It seems +really as if elective affinities were at work here, by virtue of which the +common nature is drawn to its like, and therefore will rather hear what a +great man has said from one of its own kind. Perhaps this rests on the +same principle as that of mutual instruction, according to which children +learn best from children. + + ------------------------------------- + +One word more for the professors of philosophy. I have always been +compelled to admire not merely the sagacity, the true and fine tact with +which, immediately on its appearance, they recognised my philosophy as +something altogether different from and indeed dangerous to their own +attempts, or, in popular language, something that would not suit their +turn; but also the sure and astute policy by virtue of which they at once +discovered the proper procedure with regard to it, the complete harmony +with which they applied it, and the persistency with which they have +remained faithful to it. This procedure, which further commended itself by +the great ease of carrying it out, consists, as is well known, in +altogether ignoring and thus in secreting--according to Goethe's malicious +phrase, which just means the appropriating of what is of weight and +significance. The efficiency of this quiet means is increased by the +Corybantic shouts with which those who are at one reciprocally greet the +birth of their own spiritual children--shouts which compel the public to +look and note the air of importance with which they congratulate +themselves on the event. Who can mistake the object of such proceedings? +Is there then nothing to oppose to the maxim, _primum vivere, deinde +philosophari_? These gentlemen desire to live, and indeed to live by +philosophy. To philosophy they are assigned with their wives and children, +and in spite of Petrarch's _povera e nuda vai filosofia_, they have staked +everything upon it. Now my philosophy is by no means so constituted that +any one can live by it. It lacks the first indispensable requisite of a +well-paid professional philosophy, a speculative theology, which--in spite +of the troublesome Kant with his Critique of Reason--should and must, it is +supposed, be the chief theme of all philosophy, even if it thus takes on +itself the task of talking straight on of that of which it can know +absolutely nothing. Indeed my philosophy does not permit to the professors +the fiction they have so cunningly devised, and which has become so +indispensable to them, of a reason that knows, perceives, or apprehends +immediately and absolutely. This is a doctrine which it is only necessary +to impose upon the reader at starting, in order to pass in the most +comfortable manner in the world, as it were in a chariot and four, into +that region beyond the possibility of all experience, which Kant has +wholly and for ever shut out from our knowledge, and in which are found +immediately revealed and most beautifully arranged the fundamental dogmas +of modern, Judaising, optimistic Christianity. Now what in the world has +my subtle philosophy, deficient as it is in these essential requisites, +with no intentional aim, and unable to afford a means of subsistence, +whose pole star is truth alone the naked, unrewarded, unbefriended, often +persecuted truth, and which steers straight for it without looking to the +right hand or the left,--what, I say, has this to do with that _alma +mater_, the good, well-to-do university philosophy which, burdened with a +hundred aims and a thousand motives, comes on its course cautiously +tacking, while it keeps before its eyes at all times the fear of the Lord, +the will of the ministry, the laws of the established church, the wishes +of the publisher, the attendance of the students, the goodwill of +colleagues, the course of current politics, the momentary tendency of the +public, and Heaven knows what besides? Or what has my quiet, earnest +search for truth in common with the noisy scholastic disputations of the +chair and the benches, the inmost motives of which are always personal +aims. The two kinds of philosophy are, indeed, radically different. Thus +it is that with me there is no compromise and no fellowship, that no one +reaps any benefit from my works but the man who seeks the truth alone, and +therefore none of the philosophical parties of the day; for they all +follow their own aims, while I have only insight into truth to offer, +which suits none of these aims, because it is not modelled after any of +them. If my philosophy is to become susceptible of professorial +exposition, the times must entirely change. What a pretty thing it would +be if a philosophy by which nobody could live were to gain for itself +light and air, not to speak of the general ear! This must be guarded +against, and all must oppose it as one man. But it is not just such an +easy game to controvert and refute; and, moreover, these are mistaken +means to employ, because they just direct the attention of the public to +the matter, and its taste for the lucubrations of the professors of +philosophy might be destroyed by the perusal of my writings. For whoever +has tasted of earnest will not relish jest, especially when it is +tiresome. Therefore the silent system, so unanimously adopted, is the only +right one, and I can only advise them to stick to it and go on with it as +long as it will answer, that is, until to ignore is taken to imply +ignorance; then there will just be time to turn back. Meanwhile it remains +open to every one to pluck out a small feather here and there for his own +use, for the superfluity of thoughts at home should not be very +oppressive. Thus the ignoring and silent system may hold out a good while, +at least the span of time I may have yet to live, whereby much is already +won. And if, in the meantime, here and there an indiscreet voice has let +itself be heard, it is soon drowned by the loud talking of the professors, +who, with important airs, know how to entertain the public with very +different things. I advise, however, that the unanimity of procedure +should be somewhat more strictly observed, and especially that the young +men should be looked after, for they are sometimes so fearfully +indiscreet. For even so I cannot guarantee that the commended procedure +will last for ever, and cannot answer for the final issue. It is a nice +question as to the steering of the public, which, on the whole, is good +and tractable. Although we nearly at all times see the Gorgiases and the +Hippiases uppermost, although the absurd, as a rule, predominates, and it +seems impossible that the voice of the individual can ever penetrate +through the chorus of the befooling and the befooled, there yet remains to +the genuine works of every age a quite peculiar, silent, slow, and +powerful influence; and, as if by a miracle, we see them rise at last out +of the turmoil like a balloon that floats up out of the thick atmosphere +of this globe into purer regions, where, having once arrived, it remains +at rest, and no one can draw it down again. + +_Written at Frankfort-on-the-Maine in February 1844._ + + + + + +FIRST BOOK. THE WORLD AS IDEA. + + + + +First Aspect. The Idea Subordinated To The Principle Of Sufficient Reason: +The Object Of Experience And Science. + + + Sors de l'enfance, ami réveille toi! + + --_Jean Jacques Rousseau._ + + +§ 1. "The world is my idea:"--this is a truth which holds good for +everything that lives and knows, though man alone can bring it into +reflective and abstract consciousness. If he really does this, he has +attained to philosophical wisdom. It then becomes clear and certain to him +that what he knows is not a sun and an earth, but only an eye that sees a +sun, a hand that feels an earth; that the world which surrounds him is +there only as idea, _i.e._, only in relation to something else, the +consciousness, which is himself. If any truth can be asserted _a priori_, +it is this: for it is the expression of the most general form of all +possible and thinkable experience: a form which is more general than time, +or space, or causality, for they all presuppose it; and each of these, +which we have seen to be just so many modes of the principle of sufficient +reason, is valid only for a particular class of ideas; whereas the +antithesis of object and subject is the common form of all these classes, +is that form under which alone any idea of whatever kind it may be, +abstract or intuitive, pure or empirical, is possible and thinkable. No +truth therefore is more certain, more independent of all others, and less +in need of proof than this, that all that exists for knowledge, and +therefore this whole world, is only object in relation to subject, +perception of a perceiver, in a word, idea. This is obviously true of the +past and the future, as well as of the present, of what is farthest off, +as of what is near; for it is true of time and space themselves, in which +alone these distinctions arise. All that in any way belongs or can belong +to the world is inevitably thus conditioned through the subject, and +exists only for the subject. The world is idea. + +This truth is by no means new. It was implicitly involved in the sceptical +reflections from which Descartes started. Berkeley, however, was the first +who distinctly enunciated it, and by this he has rendered a permanent +service to philosophy, even though the rest of his teaching should not +endure. Kant's primary mistake was the neglect of this principle, as is +shown in the appendix. How early again this truth was recognised by the +wise men of India, appearing indeed as the fundamental tenet of the +Vedânta philosophy ascribed to Vyasa, is pointed out by Sir William Jones +in the last of his essays: "On the philosophy of the Asiatics" (Asiatic +Researches, vol. iv. p. 164), where he says, "The fundamental tenet of the +Vedanta school consisted not in denying the existence of matter, that is, +of solidity, impenetrability, and extended figure (to deny which would be +lunacy), but in correcting the popular notion of it, and in contending +that it has no essence independent of mental perception; that existence +and perceptibility are convertible terms." These words adequately express +the compatibility of empirical reality and transcendental ideality. + +In this first book, then, we consider the world only from this side, only +so far as it is idea. The inward reluctance with which any one accepts the +world as merely his idea, warns him that this view of it, however true it +may be, is nevertheless one-sided, adopted in consequence of some +arbitrary abstraction. And yet it is a conception from which he can never +free himself. The defectiveness of this view will be corrected in the next +book by means of a truth which is not so immediately certain as that from +which we start here; a truth at which we can arrive only by deeper +research and more severe abstraction, by the separation of what is +different and the union of what is identical. This truth, which must be +very serious and impressive if not awful to every one, is that a man can +also say and must say, "the world is my will." + +In this book, however, we must consider separately that aspect of the +world from which we start, its aspect as knowable, and therefore, in the +meantime, we must, without reserve, regard all presented objects, even our +own bodies (as we shall presently show more fully), merely as ideas, and +call them merely ideas. By so doing we always abstract from will (as we +hope to make clear to every one further on), which by itself constitutes +the other aspect of the world. For as the world is in one aspect entirely +_idea_, so in another it is entirely _will_. A reality which is neither of +these two, but an object in itself (into which the thing in itself has +unfortunately dwindled in the hands of Kant), is the phantom of a dream, +and its acceptance is an _ignis fatuus_ in philosophy. + +§ 2. That which knows all things and is known by none is the subject. Thus +it is the supporter of the world, that condition of all phenomena, of all +objects which is always pre-supposed throughout experience; for all that +exists, exists only for the subject. Every one finds himself to be +subject, yet only in so far as he knows, not in so far as he is an object +of knowledge. But his body is object, and therefore from this point of +view we call it idea. For the body is an object among objects, and is +conditioned by the laws of objects, although it is an immediate object. +Like all objects of perception, it lies within the universal forms of +knowledge, time and space, which are the conditions of multiplicity. The +subject, on the contrary, which is always the knower, never the known, +does not come under these forms, but is presupposed by them; it has +therefore neither multiplicity nor its opposite unity. We never know it, +but it is always the knower wherever there is knowledge. + +So then the world as idea, the only aspect in which we consider it at +present, has two fundamental, necessary, and inseparable halves. The one +half is the object, the forms of which are space and time, and through +these multiplicity. The other half is the subject, which is not in space +and time, for it is present, entire and undivided, in every percipient +being. So that any one percipient being, with the object, constitutes the +whole world as idea just as fully as the existing millions could do; but +if this one were to disappear, then the whole world as idea would cease to +be. These halves are therefore inseparable even for thought, for each of +the two has meaning and existence only through and for the other, each +appears with the other and vanishes with it. They limit each other +immediately; where the object begins the subject ends. The universality of +this limitation is shown by the fact that the essential and hence +universal forms of all objects, space, time, and causality, may, without +knowledge of the object, be discovered and fully known from a +consideration of the subject, _i.e._, in Kantian language, they lie _a +priori_ in our consciousness. That he discovered this is one of Kant's +principal merits, and it is a great one. I however go beyond this, and +maintain that the principle of sufficient reason is the general expression +for all these forms of the object of which we are _a priori_ conscious; +and that therefore all that we know purely _a priori_, is merely the +content of that principle and what follows from it; in it all our certain +_a priori_ knowledge is expressed. In my essay on the principle of +sufficient reason I have shown in detail how every possible object comes +under it; that is, stands in a necessary relation to other objects, on the +one side as determined, on the other side as determining: this is of such +wide application, that the whole existence of all objects, so far as they +are objects, ideas and nothing more, may be entirely traced to this their +necessary relation to each other, rests only in it, is in fact merely +relative; but of this more presently. I have further shown, that the +necessary relation which the principle of sufficient reason expresses +generally, appears in other forms corresponding to the classes into which +objects are divided, according to their possibility; and again that by +these forms the proper division of the classes is tested. I take it for +granted that what I said in this earlier essay is known and present to the +reader, for if it had not been already said it would necessarily find its +place here. + +§ 3. The chief distinction among our ideas is that between ideas of +perception and abstract ideas. The latter form just one class of ideas, +namely concepts, and these are the possession of man alone of all +creatures upon earth. The capacity for these, which distinguishes him from +all the lower animals, has always been called reason.(5) We shall consider +these abstract ideas by themselves later, but, in the first place, we +shall speak exclusively of the _ideas of perception_. These comprehend the +whole visible world, or the sum total of experience, with the conditions +of its possibility. We have already observed that it is a highly important +discovery of Kant's, that these very conditions, these forms of the +visible world, _i.e._, the absolutely universal element in its perception, +the common property of all its phenomena, space and time, even when taken +by themselves and apart from their content, can, not only be thought in +the abstract, but also be directly perceived; and that this perception or +intuition is not some kind of phantasm arising from constant recurrence in +experience, but is so entirely independent of experience that we must +rather regard the latter as dependent on it, inasmuch as the qualities of +space and time, as they are known in _a priori_ perception or intuition, +are valid for all possible experience, as rules to which it must +invariably conform. Accordingly, in my essay on the principle of +sufficient reason, I have treated space and time, because they are +perceived as pure and empty of content, as a special and independent class +of ideas. This quality of the universal forms of intuition, which was +discovered by Kant, that they may be perceived in themselves and apart +from experience, and that they may be known as exhibiting those laws on +which is founded the infallible science of mathematics, is certainly very +important. Not less worthy of remark, however, is this other quality of +time and space, that the principle of sufficient reason, which conditions +experience as the law of causation and of motive, and thought as the law +of the basis of judgment, appears here in quite a special form, to which I +have given the name of the ground of being. In time, this is the +succession of its moments, and in space the position of its parts, which +reciprocally determine each other _ad infinitum_. + +Any one who has fully understood from the introductory essay the complete +identity of the content of the principle of sufficient reason in all its +different forms, must also be convinced of the importance of the knowledge +of the simplest of these forms, as affording him insight into his own +inmost nature. This simplest form of the principle we have found to be +time. In it each instant is, only in so far as it has effaced the +preceding one, its generator, to be itself in turn as quickly effaced. The +past and the future (considered apart from the consequences of their +content) are empty as a dream, and the present is only the indivisible and +unenduring boundary between them. And in all the other forms of the +principle of sufficient reason, we shall find the same emptiness, and +shall see that not time only but also space, and the whole content of both +of them, _i.e._, all that proceeds from causes and motives, has a merely +relative existence, is only through and for another like to itself, +_i.e._, not more enduring. The substance of this doctrine is old: it +appears in Heraclitus when he laments the eternal flux of things; in Plato +when he degrades the object to that which is ever becoming, but never +being; in Spinoza as the doctrine of the mere accidents of the one +substance which is and endures. Kant opposes what is thus known as the +mere phenomenon to the thing in itself. Lastly, the ancient wisdom of the +Indian philosophers declares, "It is Mâyâ, the veil of deception, which +blinds the eyes of mortals, and makes them behold a world of which they +cannot say either that it is or that it is not: for it is like a dream; it +is like the sunshine on the sand which the traveller takes from afar for +water, or the stray piece of rope he mistakes for a snake." (These similes +are repeated in innumerable passages of the Vedas and the Puranas.) But +what all these mean, and that of which they all speak, is nothing more +than what we have just considered--the world as idea subject to the +principle of sufficient reason. + +§ 4. Whoever has recognised the form of the principle of sufficient +reason, which appears in pure time as such, and on which all counting and +arithmetical calculation rests, has completely mastered the nature of +time. Time is nothing more than that form of the principle of sufficient +reason, and has no further significance. Succession is the form of the +principle of sufficient reason in time, and succession is the whole nature +of time. Further, whoever has recognised the principle of sufficient +reason as it appears in the presentation of pure space, has exhausted the +whole nature of space, which is absolutely nothing more than that +possibility of the reciprocal determination of its parts by each other, +which is called position. The detailed treatment of this, and the +formulation in abstract conceptions of the results which flow from it, so +that they may be more conveniently used, is the subject of the science of +geometry. Thus also, whoever has recognised the law of causation, the +aspect of the principle of sufficient reason which appears in what fills +these forms (space and time) as objects of perception, that is to say +matter, has completely mastered the nature of matter as such, for matter +is nothing more than causation, as any one will see at once if he +reflects. Its true being is its action, nor can we possibly conceive it as +having any other meaning. Only as active does it fill space and time; its +action upon the immediate object (which is itself matter) determines that +perception in which alone it exists. The consequence of the action of any +material object upon any other, is known only in so far as the latter acts +upon the immediate object in a different way from that in which it acted +before; it consists only of this. Cause and effect thus constitute the +whole nature of matter; its true being is its action. (A fuller treatment +of this will be found in the essay on the Principle of Sufficient Reason, +§ 21, p. 77.) The nature of all material things is therefore very +appropriately called in German _Wirklichkeit_,(6) a word which is far more +expressive than _Realität_. Again, that which is acted upon is always +matter, and thus the whole being and essence of matter consists in the +orderly change, which one part of it brings about in another part. The +existence of matter is therefore entirely relative, according to a +relation which is valid only within its limits, as in the case of time and +space. + +But time and space, each for itself, can be mentally presented apart from +matter, whereas matter cannot be so presented apart from time and space. +The form which is inseparable from it presupposes space, and the action in +which its very existence consists, always imports some change, in other +words a determination in time. But space and time are not only, each for +itself, presupposed by matter, but a union of the two constitutes its +essence, for this, as we have seen, consists in action, _i.e._, in +causation. All the innumerable conceivable phenomena and conditions of +things, might be coexistent in boundless space, without limiting each +other, or might be successive in endless time without interfering with +each other: thus a necessary relation of these phenomena to each other, +and a law which should regulate them according to such a relation, is by +no means needful, would not, indeed, be applicable: it therefore follows +that in the case of all co-existence in space and change in time, so long +as each of these forms preserves for itself its condition and its course +without any connection with the other, there can be no causation, and +since causation constitutes the essential nature of matter, there can be +no matter. But the law of causation receives its meaning and necessity +only from this, that the essence of change does not consist simply in the +mere variation of things, but rather in the fact that at the _same part of +space_ there is now _one thing_ and then _another_, and at _one_ and the +same point of time there is _here_ one thing and there _another_: only +this reciprocal limitation of space and time by each other gives meaning, +and at the same time necessity, to a law, according to which change must +take place. What is determined by the law of causality is therefore not +merely a succession of things in time, but this succession with reference +to a definite space, and not merely existence of things in a particular +place, but in this place at a different point of time. Change, _i.e._, +variation which takes place according to the law of causality, implies +always a determined part of space and a determined part of time together +and in union. Thus causality unites space with time. But we found that the +whole essence of matter consisted in action, _i.e._, in causation, +consequently space and time must also be united in matter, that is to say, +matter must take to itself at once the distinguishing qualities both of +space and time, however much these may be opposed to each other, and must +unite in itself what is impossible for each of these independently, that +is, the fleeting course of time, with the rigid unchangeable perduration +of space: infinite divisibility it receives from both. It is for this +reason that we find that co-existence, which could neither be in time +alone, for time has no contiguity, nor in space alone, for space has no +before, after, or now, is first established through matter. But the +co-existence of many things constitutes, in fact, the essence of reality, +for through it permanence first becomes possible; for permanence is only +knowable in the change of something which is present along with what is +permanent, while on the other hand it is only because something permanent +is present along with what changes, that the latter gains the special +character of change, _i.e._, the mutation of quality and form in the +permanence of substance, that is to say, in matter.(7) If the world were +in space alone, it would be rigid and immovable, without succession, +without change, without action; but we know that with action, the idea of +matter first appears. Again, if the world were in time alone, all would be +fleeting, without persistence, without contiguity, hence without +co-existence, and consequently without permanence; so that in this case +also there would be no matter. Only through the union of space and time do +we reach matter, and matter is the possibility of co-existence, and, +through that, of permanence; through permanence again matter is the +possibility of the persistence of substance in the change of its +states.(8) As matter consists in the union of space and time, it bears +throughout the stamp of both. It manifests its origin in space, partly +through the form which is inseparable from it, but especially through its +persistence (substance), the _a priori_ certainty of which is therefore +wholly deducible from that of space(9) (for variation belongs to time +alone, but in it alone and for itself nothing is persistent). Matter shows +that it springs from time by quality (accidents), without which it never +exists, and which is plainly always causality, action upon other matter, +and therefore change (a time concept). The law of this action, however, +always depends upon space and time together, and only thus obtains +meaning. The regulative function of causality is confined entirely to the +determination of what must occupy _this time and this space_. The fact +that we know _a priori_ the unalterable characteristics of matter, depends +upon this derivation of its essential nature from the forms of our +knowledge of which we are conscious _a priori_. These unalterable +characteristics are space-occupation, _i.e._, impenetrability, _i.e._, +causal action, consequently, extension, infinite divisibility, +persistence, _i.e._, indestructibility, and lastly mobility: weight, on +the other hand, notwithstanding its universality, must be attributed to _a +posteriori_ knowledge, although Kant, in his "Metaphysical Introduction to +Natural Philosophy," p. 71 (p. 372 of Rosenkranz's edition), treats it as +knowable _a priori_. + +But as the object in general is only for the subject, as its idea, so +every special class of ideas is only for an equally special quality in the +subject, which is called a faculty of perception. This subjective +correlative of time and space in themselves as empty forms, has been named +by Kant pure sensibility; and we may retain this expression, as Kant was +the first to treat of the subject, though it is not exact, for sensibility +presupposes matter. The subjective correlative of matter or of causation, +for these two are the same, is understanding, which is nothing more than +this. To know causality is its one function, its only power; and it is a +great one, embracing much, of manifold application, yet of unmistakable +identity in all its manifestations. Conversely all causation, that is to +say, all matter, or the whole of reality, is only for the understanding, +through the understanding, and in the understanding. The first, simplest, +and ever-present example of understanding is the perception of the actual +world. This is throughout knowledge of the cause from the effect, and +therefore all perception is intellectual. The understanding could never +arrive at this perception, however, if some effect did not become known +immediately, and thus serve as a starting-point. But this is the affection +of the animal body. So far, then, the animal body is the _immediate +object_ of the subject; the perception of all other objects becomes +possible through it. The changes which every animal body experiences, are +immediately known, that is, felt; and as these effects are at once +referred to their causes, the perception of the latter as _objects_ +arises. This relation is no conclusion in abstract conceptions; it does +not arise from reflection, nor is it arbitrary, but immediate, necessary, +and certain. It is the method of knowing of the pure understanding, +without which there could be no perception; there would only remain a dull +plant-like consciousness of the changes of the immediate object, which +would succeed each other in an utterly unmeaning way, except in so far as +they might have a meaning for the will either as pain or pleasure. But as +with the rising of the sun the visible world appears, so at one stroke, +the understanding, by means of its one simple function, changes the dull, +meaningless sensation into perception. What the eye, the ear, or the hand +feels, is not perception; it is merely its data. By the understanding +passing from the effect to the cause, the world first appears as +perception extended in space, varying in respect of form, persistent +through all time in respect of matter; for the understanding unites space +and time in the idea of matter, that is, causal action. As the world as +idea exists only through the understanding, so also it exists only for the +understanding. In the first chapter of my essay on "Light and Colour," I +have already explained how the understanding constructs perceptions out of +the data supplied by the senses; how by comparison of the impressions +which the various senses receive from the object, a child arrives at +perceptions; how this alone affords the solution of so many phenomena of +the senses; the single vision of two eyes, the double vision in the case +of a squint, or when we try to look at once at objects which lie at +unequal distances behind each other; and all illusion which is produced by +a sudden alteration in the organs of sense. But I have treated this +important subject much more fully and thoroughly in the second edition of +the essay on "The Principle of Sufficient Reason," § 21. All that is said +there would find its proper place here, and would therefore have to be +said again; but as I have almost as much disinclination to quote myself as +to quote others, and as I am unable to explain the subject better than it +is explained there, I refer the reader to it, instead of quoting it, and +take for granted that it is known. + +The process by which children, and persons born blind who have been +operated upon, learn to see, the single vision of the double sensation of +two eyes, the double vision and double touch which occur when the organs +of sense have been displaced from their usual position, the upright +appearance of objects while the picture on the retina is upside down, the +attributing of colour to the outward objects, whereas it is merely an +inner function, a division through polarisation, of the activity of the +eye, and lastly the stereoscope,--all these are sure and incontrovertible +evidence that perception is not merely of the senses, but +intellectual--that is, _pure knowledge through the understanding of the +cause from the effect_, and that, consequently, it presupposes the law of +causality, in a knowledge of which all perception--that is to say all +experience, by virtue of its primary and only possibility, depends. The +contrary doctrine that the law of causality results from experience, which +was the scepticism of Hume, is first refuted by this. For the independence +of the knowledge of causality of all experience,--that is, its _a priori_ +character--can only be deduced from the dependence of all experience upon +it; and this deduction can only be accomplished by proving, in the manner +here indicated, and explained in the passages referred to above, that the +knowledge of causality is included in perception in general, to which all +experience belongs, and therefore in respect of experience is completely +_a priori_, does not presuppose it, but is presupposed by it as a +condition. This, however, cannot be deduced in the manner attempted by +Kant, which I have criticised in the essay on "The Principle of Sufficient +Reason," § 23. + +§ 5. It is needful to guard against the grave error of supposing that +because perception arises through the knowledge of causality, the relation +of subject and object is that of cause and effect. For this relation +subsists only between the immediate object and objects known indirectly, +thus always between objects alone. It is this false supposition that has +given rise to the foolish controversy about the reality of the outer +world; a controversy in which dogmatism and scepticism oppose each other, +and the former appears, now as realism, now as idealism. Realism treats +the object as cause, and the subject as its effect. The idealism of Fichte +reduces the object to the effect of the subject. Since however, and this +cannot be too much emphasised, there is absolutely no relation according +to the principle of sufficient reason between subject and object, neither +of these views could be proved, and therefore scepticism attacked them +both with success. Now, just as the law of causality precedes perception +and experience as their condition, and therefore cannot (as Hume thought) +be derived from them, so object and subject precede all knowledge, and +hence the principle of sufficient reason in general, as its first +condition; for this principle is merely the form of all objects, the whole +nature and possibility of their existence as phenomena: but the object +always presupposes the subject; and therefore between these two there can +be no relation of reason and consequent. My essay on the principle of +sufficient reason accomplishes just this: it explains the content of that +principle as the essential form of every object--that is to say, as the +universal nature of all objective existence, as something which pertains +to the object as such; but the object as such always presupposes the +subject as its necessary correlative; and therefore the subject remains +always outside the province in which the principle of sufficient reason is +valid. The controversy as to the reality of the outer world rests upon +this false extension of the validity of the principle of sufficient reason +to the subject also, and starting with this mistake it can never +understand itself. On the one side realistic dogmatism, looking upon the +idea as the effect of the object, desires to separate these two, idea and +object, which are really one, and to assume a cause quite different from +the idea, an object in itself, independent of the subject, a thing which +is quite inconceivable; for even as object it presupposes subject, and so +remains its idea. Opposed to this doctrine is scepticism, which makes the +same false presupposition that in the idea we have only the effect, never +the cause, therefore never real being; that we always know merely the +action of the object. But this object, it supposes, may perhaps have no +resemblance whatever to its effect, may indeed have been quite erroneously +received as the cause, for the law of causality is first to be gathered +from experience, and the reality of experience is then made to rest upon +it. Thus both of these views are open to the correction, firstly, that +object and idea are the same; secondly, that the true being of the object +of perception is its action, that the reality of the thing consists in +this, and the demand for an existence of the object outside the idea of +the subject, and also for an essence of the actual thing different from +its action, has absolutely no meaning, and is a contradiction: and that +the knowledge of the nature of the effect of any perceived object, +exhausts such an object itself, so far as it is object, _i.e._, idea, for +beyond this there is nothing more to be known. So far then, the perceived +world in space and time, which makes itself known as causation alone, is +entirely real, and is throughout simply what it appears to be, and it +appears wholly and without reserve as idea, bound together according to +the law of causality. This is its empirical reality. On the other hand, +all causality is in the understanding alone, and for the understanding. +The whole actual, that is, active world is determined as such through the +understanding, and apart from it is nothing. This, however, is not the +only reason for altogether denying such a reality of the outer world as is +taught by the dogmatist, who explains its reality as its independence of +the subject. We also deny it, because no object apart from a subject can +be conceived without contradiction. The whole world of objects is and +remains idea, and therefore wholly and for ever determined by the subject; +that is to say, it has transcendental ideality. But it is not therefore +illusion or mere appearance; it presents itself as that which it is, idea, +and indeed as a series of ideas of which the common bond is the principle +of sufficient reason. It is according to its inmost meaning quite +comprehensible to the healthy understanding, and speaks a language quite +intelligible to it. To dispute about its reality can only occur to a mind +perverted by over-subtilty, and such discussion always arises from a false +application of the principle of sufficient reason, which binds all ideas +together of whatever kind they may be, but by no means connects them with +the subject, nor yet with a something which is neither subject nor object, +but only the ground of the object; an absurdity, for only objects can be +and always are the ground of objects. If we examine more closely the +source of this question as to the reality of the outer world, we find that +besides the false application of the principle of sufficient reason +generally to what lies beyond its province, a special confusion of its +forms is also involved; for that form which it has only in reference to +concepts or abstract ideas, is applied to perceived ideas, real objects; +and a ground of knowing is demanded of objects, whereas they can have +nothing but a ground of being. Among the abstract ideas, the concepts +united in the judgment, the principle of sufficient reason appears in such +a way that each of these has its worth, its validity, and its whole +existence, here called _truth_, simply and solely through the relation of +the judgment to something outside of it, its ground of knowledge, to which +there must consequently always be a return. Among real objects, ideas of +perception, on the other hand, the principle of sufficient reason appears +not as the principle of the ground of _knowing_, but of _being_, as the +law of causality: every real object has paid its debt to it, inasmuch as +it has come to be, _i.e._, has appeared as the effect of a cause. The +demand for a ground of knowing has therefore here no application and no +meaning, but belongs to quite another class of things. Thus the world of +perception raises in the observer no question or doubt so long as he +remains in contact with it: there is here neither error nor truth, for +these are confined to the province of the abstract--the province of +reflection. But here the world lies open for sense and understanding; +presents itself with naive truth as that which it really is--ideas of +perception which develop themselves according to the law of causality. + +So far as we have considered the question of the reality of the outer +world, it arises from a confusion which amounts even to a misunderstanding +of reason itself, and therefore thus far, the question could be answered +only by explaining its meaning. After examination of the whole nature of +the principle of sufficient reason, of the relation of subject and object, +and the special conditions of sense perception, the question itself +disappeared because it had no longer any meaning. There is, however, one +other possible origin of this question, quite different from the purely +speculative one which we have considered, a specially empirical origin, +though the question is always raised from a speculative point of view, and +in this form it has a much more comprehensible meaning than it had in the +first. We have dreams; may not our whole life be a dream? or more exactly: +is there a sure criterion of the distinction between dreams and reality? +between phantasms and real objects? The assertion that what is dreamt is +less vivid and distinct than what we actually perceive is not to the +point, because no one has ever been able to make a fair comparison of the +two; for we can only compare the recollection of a dream with the present +reality. Kant answers the question thus: "The connection of ideas among +themselves, according to the law of causality, constitutes the difference +between real life and dreams." But in dreams, as well as in real life, +everything is connected individually at any rate, in accordance with the +principle of sufficient reason in all its forms, and this connection is +broken only between life and dreams, or between one dream and another. +Kant's answer therefore could only run thus:--the _long_ dream (life) has +throughout complete connection according to the principle of sufficient +reason; it has not this connection, however, with _short_ dreams, although +each of these has in itself the same connection: the bridge is therefore +broken between the former and the latter, and on this account we +distinguish them. + +But to institute an inquiry according to this criterion, as to whether +something was dreamt or seen, would always be difficult and often +impossible. For we are by no means in a position to trace link by link the +causal connection between any experienced event and the present moment, +but we do not on that account explain it as dreamt. Therefore in real life +we do not commonly employ that method of distinguishing between dreams and +reality. The only sure criterion by which to distinguish them is in fact +the entirely empirical one of awaking, through which at any rate the +causal connection between dreamed events and those of waking life, is +distinctly and sensibly broken off. This is strongly supported by the +remark of Hobbes in the second chapter of Leviathan, that we easily +mistake dreams for reality if we have unintentionally fallen asleep +without taking off our clothes, and much more so when it also happens that +some undertaking or design fills all our thoughts, and occupies our dreams +as well as our waking moments. We then observe the awaking just as little +as the falling asleep, dream and reality run together and become +confounded. In such a case there is nothing for it but the application of +Kant's criterion; but if, as often happens, we fail to establish by means +of this criterion, either the existence of causal connection with the +present, or the absence of such connection, then it must for ever remain +uncertain whether an event was dreamt or really happened. Here, in fact, +the intimate relationship between life and dreams is brought out very +clearly, and we need not be ashamed to confess it, as it has been +recognised and spoken of by many great men. The Vedas and Puranas have no +better simile than a dream for the whole knowledge of the actual world, +which they call the web of Mâyâ, and they use none more frequently. Plato +often says that men live only in a dream; the philosopher alone strives to +awake himself. Pindar says (ii. {~GREEK SMALL LETTER ETA~}. 135): {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} (umbræ +somnium homo), and Sophocles:-- + + + {~GREEK CAPITAL LETTER OMICRON WITH PSILI~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ETA WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}, {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} + {~GREEK CAPITAL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER ETA WITH VARIA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}.--Ajax, 125. + + +(Nos enim, quicunque vivimus, nihil aliud esse comperio quam simulacra et +levem umbram.) Beside which most worthily stands Shakespeare:-- + + + "We are such stuff + As dreams are made on, and our little life + Is rounded with a sleep."--_Tempest_, Act iv. Sc. 1. + + +Lastly, Calderon was so deeply impressed with this view of life that he +sought to embody it in a kind of metaphysical drama--"Life a Dream." + +After these numerous quotations from the poets, perhaps I also may be +allowed to express myself by a metaphor. Life and dreams are leaves of the +same book. The systematic reading of this book is real life, but when the +reading hours (that is, the day) are over, we often continue idly to turn +over the leaves, and read a page here and there without method or +connection: often one we have read before, sometimes one that is new to +us, but always in the same book. Such an isolated page is indeed out of +connection with the systematic study of the book, but it does not seem so +very different when we remember that the whole continuous perusal begins +and ends just as abruptly, and may therefore be regarded as merely a +larger single page. + +Thus although individual dreams are distinguished from real life by the +fact that they do not fit into that continuity which runs through the +whole of experience, and the act of awaking brings this into +consciousness, yet that very continuity of experience belongs to real life +as its form, and the dream on its part can point to a similar continuity +in itself. If, therefore, we consider the question from a point of view +external to both, there is no distinct difference in their nature, and we +are forced to concede to the poets that life is a long dream. + +Let us turn back now from this quite independent empirical origin of the +question of the reality of the outer world, to its speculative origin. We +found that this consisted, first, in the false application of the +principle of sufficient reason to the relation of subject and object; and +secondly, in the confusion of its forms, inasmuch as the principle of +sufficient reason of knowing was extended to a province in which the +principle of sufficient reason of being is valid. But the question could +hardly have occupied philosophers so constantly if it were entirely devoid +of all real content, and if some true thought and meaning did not lie at +its heart as its real source. Accordingly, we must assume that when the +element of truth that lies at the bottom of the question first came into +reflection and sought its expression, it became involved in these confused +and meaningless forms and problems. This at least is my opinion, and I +think that the true expression of that inmost meaning of the question, +which it failed to find, is this:--What is this world of perception besides +being my idea? Is that of which I am conscious only as idea, exactly like +my own body, of which I am doubly conscious, in one aspect as _idea_, in +another aspect as _will_? The fuller explanation of this question and its +answer in the affirmative, will form the content of the second book, and +its consequences will occupy the remaining portion of this work. + +§ 6. For the present, however, in this first book we consider everything +merely as idea, as object for the subject. And our own body, which is the +starting-point for each of us in our perception of the world, we consider, +like all other real objects, from the side of its knowableness, and in +this regard it is simply an idea. Now the consciousness of every one is in +general opposed to the explanation of objects as mere ideas, and more +especially to the explanation of our bodies as such; for the thing in +itself is known to each of us immediately in so far as it appears as our +own body; but in so far as it objectifies itself in the other objects of +perception, it is known only indirectly. But this abstraction, this +one-sided treatment, this forcible separation of what is essentially and +necessarily united, is only adopted to meet the demands of our argument; +and therefore the disinclination to it must, in the meantime, be +suppressed and silenced by the expectation that the subsequent treatment +will correct the one-sidedness of the present one, and complete our +knowledge of the nature of the world. + +At present therefore the body is for us immediate object; that is to say, +that idea which forms the starting-point of the subject's knowledge; +because the body, with its immediately known changes, precedes the +application of the law of causality, and thus supplies it with its first +data. The whole nature of matter consists, as we have seen, in its causal +action. But cause and effect exist only for the understanding, which is +nothing but their subjective correlative. The understanding, however, +could never come into operation if there were not something else from +which it starts. This is simple sensation--the immediate consciousness of +the changes of the body, by virtue of which it is immediate object. Thus +the possibility of knowing the world of perception depends upon two +conditions; the first, _objectively expressed_, is the power of material +things to act upon each other, to produce changes in each other, without +which common quality of all bodies no perception would be possible, even +by means of the sensibility of the animal body. And if we wish to express +this condition _subjectively_ we say: The understanding first makes +perception possible; for the law of causality, the possibility of effect +and cause, springs only from the understanding, and is valid only for it, +and therefore the world of perception exists only through and for it. The +second condition is the sensibility of animal bodies, or the quality of +being immediate objects of the subject which certain bodies possess. The +mere modification which the organs of sense sustain from without through +their specific affections, may here be called ideas, so far as these +affections produce neither pain nor pleasure, that is, have no immediate +significance for the will, and are yet perceived, exist therefore only for +_knowledge_. Thus far, then, I say that the body is immediately _known_, +is _immediate object_. But the conception of object is not to be taken +here in its fullest sense, for through this immediate knowledge of the +body, which precedes the operation of the understanding, and is mere +sensation, our own body does not exist specifically as _object_, but first +the material things which affect it: for all knowledge of an object +proper, of an idea perceived in space, exists only through and for the +understanding; therefore not before, but only subsequently to its +operation. Therefore the body as object proper, that is, as an idea +perceived in space, is first known indirectly, like all other objects, +through the application of the law of causality to the action of one of +its parts upon another, as, for example, when the eye sees the body or the +hand touches it. Consequently the form of our body does not become known +to us through mere feeling, but only through knowledge, only in idea; that +is to say, only in the brain does our own body first come to appear as +extended, articulate, organic. A man born blind receives this idea only +little by little from the data afforded by touch. A blind man without +hands could never come to know his own form; or at the most could infer +and construct it little by little from the effects of other bodies upon +him. If, then, we call the body an immediate object, we are to be +understood with these reservations. + +In other respects, then, according to what has been said, all animal +bodies are immediate objects; that is, starting-points for the subject +which always knows and therefore is never known in its perception of the +world. Thus the distinctive characteristic of animal life is knowledge, +with movement following on motives, which are determined by knowledge, +just as movement following on stimuli is the distinctive characteristic of +plant-life. Unorganised matter, however, has no movement except such as is +produced by causes properly so called, using the term in its narrowest +sense. All this I have thoroughly discussed in my essay on the principle +of sufficient reason, § 20, in the "Ethics," first essay, iii., and in my +work on Sight and Colour, § 1, to which I therefore refer. + +It follows from what has been said, that all animals, even the least +developed, have understanding; for they all know objects, and this +knowledge determines their movements as motive. Understanding is the same +in all animals and in all men; it has everywhere the same simple form; +knowledge of causality, transition from effect to cause, and from cause to +effect, nothing more; but the degree of its acuteness, and the extension +of the sphere of its knowledge varies enormously, with innumerable +gradations from the lowest form, which is only conscious of the causal +connection between the immediate object and objects affecting it--that is +to say, perceives a cause as an object in space by passing to it from the +affection which the body feels, to the higher grades of knowledge of the +causal connection among objects known indirectly, which extends to the +understanding of the most complicated system of cause and effect in +nature. For even this high degree of knowledge is still the work of the +understanding, not of the reason. The abstract concepts of the reason can +only serve to take up the objective connections which are immediately +known by the understanding, to make them permanent for thought, and to +relate them to each other; but reason never gives us immediate knowledge. +Every force and law of nature, every example of such forces and laws, must +first be immediately known by the understanding, must be apprehended +through perception before it can pass into abstract consciousness for +reason. Hooke's discovery of the law of gravitation, and the reference of +so many important phenomena to this one law, was the work of immediate +apprehension by the understanding; and such also was the proof of Newton's +calculations, and Lavoisier's discovery of acids and their important +function in nature, and also Goethe's discovery of the origin of physical +colours. All these discoveries are nothing more than a correct immediate +passage from the effect to the cause, which is at once followed by the +recognition of the ideality of the force of nature which expresses itself +in all causes of the same kind; and this complete insight is just an +example of that single function of the understanding, by which an animal +perceives as an object in space the cause which affects its body, and +differs from such a perception only in degree. Every one of these great +discoveries is therefore, just like perception, an operation of the +understanding, an immediate intuition, and as such the work of an instant, +an _apperçu_, a flash of insight. They are not the result of a process of +abstract reasoning, which only serves to make the immediate knowledge of +the understanding permanent for thought by bringing it under abstract +concepts, _i.e._, it makes knowledge distinct, it puts us in a position to +impart it and explain it to others. The keenness of the understanding in +apprehending the causal relations of objects which are known indirectly, +does not find its only application in the sphere of natural science +(though all the discoveries in that sphere are due to it), but it also +appears in practical life. It is then called good sense or prudence, as in +its other application it is better called acuteness, penetration, +sagacity. More exactly, good sense or prudence signifies exclusively +understanding at the command of the will. But the limits of these +conceptions must not be too sharply defined, for it is always that one +function of the understanding by means of which all animals perceive +objects in space, which, in its keenest form, appears now in the phenomena +of nature, correctly inferring the unknown causes from the given effects, +and providing the material from which the reason frames general rules as +laws of nature; now inventing complicated and ingenious machines by +adapting known causes to desired effects; now in the sphere of motives, +seeing through and frustrating intrigues and machinations, or fitly +disposing the motives and the men who are susceptible to them, setting +them in motion, as machines are moved by levers and wheels, and directing +them at will to the accomplishment of its ends. Deficiency of +understanding is called _stupidity_. It is just _dulness in applying the +law of causality_, incapacity for the immediate apprehension of the +concatenations of causes and effects, motives and actions. A stupid person +has no insight into the connection of natural phenomena, either when they +follow their own course, or when they are intentionally combined, _i.e._, +are applied to machinery. Such a man readily believes in magic and +miracles. A stupid man does not observe that persons, who apparently act +independently of each other, are really in collusion; he is therefore +easily mystified, and outwitted; he does not discern the hidden motives of +proffered advice or expressions of opinion, &c. But it is always just one +thing that he lacks--keenness, rapidity, ease in applying the law of +causality, _i.e._, power of understanding. The greatest, and, in this +reference, the most instructive example of stupidity I ever met with, was +the case of a totally imbecile boy of about eleven years of age, in an +asylum. He had reason, because he spoke and comprehended, but in respect +of understanding he was inferior to many of the lower animals. Whenever I +visited him he noticed an eye-glass which I wore round my neck, and in +which the window of the room and the tops of the trees beyond were +reflected: on every occasion he was greatly surprised and delighted with +this, and was never tired of looking at it with astonishment, because he +did not understand the immediate causation of reflection. + +While the difference in degree of the acuteness of the understanding, is +very great between man and man, it is even greater between one species of +animal and another. In all species of animals, even those which are +nearest to plants, there is at least as much understanding as suffices for +the inference from the effect on the immediate object, to the indirectly +known object as its cause, _i.e._, sufficient for perception, for the +apprehension of an object. For it is this that constitutes them animals, +as it gives them the power of movement following on motives, and thereby +the power of seeking for food, or at least of seizing it; whereas plants +have only movement following on stimuli, whose direct influence they must +await, or else decay, for they cannot seek after them nor appropriate +them. We marvel at the great sagacity of the most developed species of +animals, such as the dog, the elephant, the monkey or the fox, whose +cleverness has been so admirably sketched by Buffon. From these most +sagacious animals, we can pretty accurately determine how far +understanding can go without reason, _i.e._, abstract knowledge embodied +in concepts. We could not find this out from ourselves, for in us +understanding and reason always reciprocally support each other. We find +that the manifestation of understanding in animals is sometimes above our +expectation, and sometimes below it. On the one hand, we are surprised at +the sagacity of the elephant, who, after crossing many bridges during his +journey in Europe, once refused to go upon one, because he thought it was +not strong enough to bear his weight, though he saw the rest of the party, +consisting of men and horses, go upon it as usual. On the other hand, we +wonder that the intelligent Orang-outangs, who warm themselves at a fire +they have found, do not keep it alight by throwing wood on it; a proof +that this requires a deliberation which is not possible without abstract +concepts. It is clear that the knowledge of cause and effect, as the +universal form of understanding, belongs to all animals _a priori_, +because to them as to us it is the prior condition of all perception of +the outer world. If any one desires additional proof of this, let him +observe, for example, how a young dog is afraid to jump down from a table, +however much he may wish to do so, because he foresees the effect of the +weight of his body, though he has not been taught this by experience. In +judging of the understanding of animals, we must guard against ascribing +to it the manifestations of instinct, a faculty which is quite distinct +both from understanding and reason, but the action of which is often very +analogous to the combined action of the two. We cannot, however, discuss +this here; it will find its proper place in the second book, when we +consider the harmony or so-called teleology of nature: and the 27th +chapter of the supplementary volume is expressly devoted to it. + +Deficiency of _understanding_ we call _stupidity_: deficiency in the +application of _reason_ to practice we shall recognise later as +_foolishness_: deficiency of judgment as _silliness_, and lastly, partial +or entire deficiency of _memory_ as _madness_. But each of these will be +considered in its own place. That which is correctly known by _reason_ is +_truth_, that is, an abstract judgment on sufficient grounds (Essay on the +Principle of Sufficient Reason, § 29 and following paragraphs); that which +is correctly known by _understanding_ is _reality_, that is correct +inference from effect on the immediate object to its cause. _Error_ is +opposed to _truth_, as deception of the _reason_: _illusion_ is opposed to +_reality_, as deception of the _understanding_. The full discussion of all +this will be found in the first chapter of my essay on Light and Colour. +Illusion takes place when the same effect may be attributed to two causes, +of which one occurs very frequently, the other very seldom; the +understanding having no data to decide which of these two causes operates +in any particular case,--for their effects are exactly alike,--always +assumes the presence of the commoner cause, and as the activity of the +understanding is not reflective and discursive, but direct and immediate, +this false cause appears before us as a perceived object, whereas it is +merely illusion. I have explained in the essay referred to, how in this +way double sight and double feeling take place if the organs of sense are +brought into an unusual position; and have thus given an incontrovertible +proof that perception exists only through and for the understanding. As +additional examples of such illusions or deceptions of the understanding, +we may mention the broken appearance of a stick dipped in water; the +reflections in spherical mirrors, which, when the surface is convex appear +somewhat behind it, and when the surface is concave appear a long way in +front of it. To this class also belongs the apparently greater extension +of the moon at the horizon than at the zenith. This appearance is not +optical, for as the micrometre proves, the eye receives the image of the +moon at the zenith, at an even greater angle of vision than at the +horizon. The mistake is due to the understanding, which assumes that the +cause of the feebler light of the moon and of all stars at the horizon is +that they are further off, thus treating them as earthly objects, +according to the laws of atmospheric perspective, and therefore it takes +the moon to be much larger at the horizon than at the zenith, and also +regards the vault of heaven as more extended or flattened out at the +horizon. The same false application of the laws of atmospheric perspective +leads us to suppose that very high mountains, whose summits alone are +visible in pure transparent air, are much nearer than they really are, and +therefore not so high as they are; for example, Mont Blanc seen from +Salenche. All such illusions are immediately present to us as perceptions, +and cannot be dispelled by any arguments of the reason. Reason can only +prevent error, that is, a judgment on insufficient grounds, by opposing to +it a truth; as for example, the abstract knowledge that the cause of the +weaker light of the moon and the stars at the horizon is not greater +distance, but the denser atmosphere; but in all the cases we have referred +to, the illusion remains in spite of every abstract explanation. For the +understanding is in itself, even in the case of man, irrational, and is +completely and sharply distinguished from the reason, which is a faculty +of knowledge that belongs to man alone. The reason can only _know_; +perception remains free from its influence and belongs to the +understanding alone. + +§ 7. With reference to our exposition up to this point, it must be +observed that we did not start either from the object or the subject, but +from the idea, which contains and presupposes them both; for the +antithesis of object and subject is its primary, universal and essential +form. We have therefore first considered this form as such; then (though +in this respect reference has for the most part been made to the +introductory essay) the subordinate forms of time, space and causality. +The latter belong exclusively to the _object_, and yet, as they are +essential to the object _as such_, and as the object again is essential to +the subject _as such_, they may be discovered from the subject, _i.e._, +they may be known _a priori_, and so far they are to be regarded as the +common limits of both. But all these forms may be referred to one general +expression, the principle of sufficient reason, as we have explained in +the introductory essay. + +This procedure distinguishes our philosophical method from that of all +former systems. For they all start either from the object or from the +subject, and therefore seek to explain the one from the other, and this +according to the principle of sufficient reason. We, on the contrary, deny +the validity of this principle with reference to the relation of subject +and object, and confine it to the object. It may be thought that the +philosophy of identity, which has appeared and become generally known in +our own day, does not come under either of the alternatives we have named, +for it does not start either from the subject or from the object, but from +the absolute, known through "intellectual intuition," which is neither +object nor subject, but the identity of the two. I will not venture to +speak of this revered identity, and this absolute, for I find myself +entirely devoid of all "intellectual intuition." But as I take my stand +merely on those manifestoes of the "intellectual intuiter" which are open +to all, even to profane persons like myself, I must yet observe that this +philosophy is not to be excepted from the alternative errors mentioned +above. For it does not escape these two opposite errors in spite of its +identity of subject and object, which is not thinkable, but only +"intellectually intuitable," or to be experienced by a losing of oneself +in it. On the contrary, it combines them both in itself; for it is divided +into two parts, firstly, transcendental idealism, which is just Fichte's +doctrine of the _ego_, and therefore teaches that the object is produced +by the subject, or evolved out of it in accordance with the principle of +sufficient reason; secondly, the philosophy of nature, which teaches that +the subject is produced little by little from the object, by means of a +method called construction, about which I understand very little, yet +enough to know that it is a process according to various forms of the +principle of sufficient reason. The deep wisdom itself which that +construction contains, I renounce; for as I entirely lack "intellectual +intuition," all those expositions which presuppose it must for me remain +as a book sealed with seven seals. This is so truly the case that, strange +to say, I have always been unable to find anything at all in this doctrine +of profound wisdom but atrocious and wearisome bombast. + +The systems starting from the object had always the whole world of +perception and its constitution as their problem; yet the object which +they take as their starting-point is not always this whole world of +perception, nor its fundamental element, matter. On the contrary, a +division of these systems may be made, based on the four classes of +possible objects set forth in the introductory essay. Thus Thales and the +Ionic school, Democritus, Epicurus, Giordano Bruno, and the French +materialists, may be said to have started from the first class of objects, +the real world: Spinoza (on account of his conception of substance, which +is purely abstract, and exists only in his definition) and, earlier, the +Eleatics, from the second class, the abstract conception: the Pythagoreans +and Chinese philosophy in Y-King, from the third class, time, and +consequently number: and, lastly, the schoolmen, who teach a creation out +of nothing by the act of will of an extra-mundane personal being, started +from the fourth class of objects, the act of will directed by knowledge. + +Of all systems of philosophy which start from the object, the most +consistent, and that which may be carried furthest, is simple materialism. +It regards matter, and with it time and space, as existing absolutely, and +ignores the relation to the subject in which alone all this really exists. +It then lays hold of the law of causality as a guiding principle or clue, +regarding it as a self-existent order (or arrangement) of things, _veritas +aeterna_, and so fails to take account of the understanding, in which and +for which alone causality is. It seeks the primary and most simple state +of matter, and then tries to develop all the others from it; ascending +from mere mechanism, to chemism, to polarity, to the vegetable and to the +animal kingdom. And if we suppose this to have been done, the last link in +the chain would be animal sensibility--that is knowledge--which would +consequently now appear as a mere modification or state of matter produced +by causality. Now if we had followed materialism thus far with clear +ideas, when we reached its highest point we would suddenly be seized with +a fit of the inextinguishable laughter of the Olympians. As if waking from +a dream, we would all at once become aware that its final +result--knowledge, which it reached so laboriously, was presupposed as the +indispensable condition of its very starting-point, mere matter; and when +we imagined that we thought matter, we really thought only the subject +that perceives matter; the eye that sees it, the hand that feels it, the +understanding that knows it. Thus the tremendous _petitio principii_ +reveals itself unexpectedly; for suddenly the last link is seen to be the +starting-point, the chain a circle, and the materialist is like Baron +Münchausen who, when swimming in water on horseback, drew the horse into +the air with his legs, and himself also by his cue. The fundamental +absurdity of materialism is that it starts from the _objective_, and takes +as the ultimate ground of explanation something _objective_, whether it be +matter in the abstract, simply as it is _thought_, or after it has taken +form, is empirically given--that is to say, is _substance_, the chemical +element with its primary relations. Some such thing it takes, as existing +absolutely and in itself, in order that it may evolve organic nature and +finally the knowing subject from it, and explain them adequately by means +of it; whereas in truth all that is objective is already determined as +such in manifold ways by the knowing subject through its forms of knowing, +and presupposes them; and consequently it entirely disappears if we think +the subject away. Thus materialism is the attempt to explain what is +immediately given us by what is given us indirectly. All that is +objective, extended, active--that is to say, all that is material--is +regarded by materialism as affording so solid a basis for its explanation, +that a reduction of everything to this can leave nothing to be desired +(especially if in ultimate analysis this reduction should resolve itself +into action and reaction). But we have shown that all this is given +indirectly and in the highest degree determined, and is therefore merely a +relatively present object, for it has passed through the machinery and +manufactory of the brain, and has thus come under the forms of space, time +and causality, by means of which it is first presented to us as extended +in space and ever active in time. From such an indirectly given object, +materialism seeks to explain what is immediately given, the idea (in which +alone the object that materialism starts with exists), and finally even +the will from which all those fundamental forces, that manifest +themselves, under the guidance of causes, and therefore according to law, +are in truth to be explained. To the assertion that thought is a +modification of matter we may always, with equal right, oppose the +contrary assertion that all matter is merely the modification of the +knowing subject, as its idea. Yet the aim and ideal of all natural science +is at bottom a consistent materialism. The recognition here of the obvious +impossibility of such a system establishes another truth which will appear +in the course of our exposition, the truth that all science properly so +called, by which I understand systematic knowledge under the guidance of +the principle of sufficient reason, can never reach its final goal, nor +give a complete and adequate explanation: for it is not concerned with the +inmost nature of the world, it cannot get beyond the idea; indeed, it +really teaches nothing more than the relation of one idea to another. + +Every science must start from two principal data. One of these is always +the principle of sufficient reason in some form or another, as organon; +the other is its special object as problem. Thus, for example, geometry +has space as problem, and the ground of existence in space as organon. +Arithmetic has time as problem, and the ground of existence in time as +organon. Logic has the combination of concepts as such as problem, and the +ground of knowledge as organon. History has the past acts of men treated +as a whole as problem, and the law of human motives as organon. Natural +science has matter as problem, and the law of causality as organon. Its +end and aim is therefore, by the guidance of causality, to refer all +possible states of matter to other states, and ultimately to one single +state; and again to deduce these states from each other, and ultimately +from one single state. Thus two states of matter stand over against each +other in natural science as extremes: that state in which matter is +furthest from being the immediate object of the subject, and that state in +which it is most completely such an immediate object, _i.e._, the most +dead and crude matter, the primary element, as the one extreme, and the +human organism as the other. Natural science as chemistry seeks for the +first, as physiology for the second. But as yet neither extreme has been +reached, and it is only in the intermediate ground that something has been +won. The prospect is indeed somewhat hopeless. The chemists, under the +presupposition that the qualitative division of matter is not, like +quantitative division, an endless process, are always trying to decrease +the number of the elements, of which there are still about sixty; and if +they were to succeed in reducing them to two, they would still try to find +the common root of these. For, on the one hand, the law of homogeneity +leads to the assumption of a primary chemical state of matter, which alone +belongs to matter as such, and precedes all others which are not +essentially matter as such, but merely contingent forms and qualities. On +the other hand, we cannot understand how this one state could ever +experience a chemical change, if there did not exist a second state to +affect it. Thus the same difficulty appears in chemistry which Epicurus +met with in mechanics. For he had to show how the first atom departed from +the original direction of its motion. Indeed this contradiction, which +develops entirely of itself and can neither be escaped nor solved, might +quite properly be set up as a chemical _antinomy_. Thus an antinomy +appears in the one extreme of natural science, and a corresponding one +will appear in the other. There is just as little hope of reaching this +opposite extreme of natural science, for we see ever more clearly that +what is chemical can never be referred to what is mechanical, nor what is +organic to what is chemical or electrical. Those who in our own day are +entering anew on this old, misleading path, will soon slink back silent +and ashamed, as all their predecessors have done before them. We shall +consider this more fully in the second book. Natural science encounters +the difficulties which we have cursorily mentioned, in its own province. +Regarded as philosophy, it would further be materialism; but this, as we +have seen, even at its birth, has death in its heart, because it ignores +the subject and the forms of knowledge, which are presupposed, just as +much in the case of the crudest matter, from which it desires to start, as +in that of the organism, at which it desires to arrive. For, "no object +without a subject," is the principle which renders all materialism for +ever impossible. Suns and planets without an eye that sees them, and an +understanding that knows them, may indeed be spoken of in words, but for +the idea, these words are absolutely meaningless. On the other hand, the +law of causality and the treatment and investigation of nature which is +based upon it, lead us necessarily to the conclusion that, in time, each +more highly organised state of matter has succeeded a cruder state: so +that the lower animals existed before men, fishes before land animals, +plants before fishes, and the unorganised before all that is organised; +that, consequently, the original mass had to pass through a long series of +changes before the first eye could be opened. And yet, the existence of +this whole world remains ever dependent upon the first eye that opened, +even if it were that of an insect. For such an eye is a necessary +condition of the possibility of knowledge, and the whole world exists only +in and for knowledge, and without it is not even thinkable. The world is +entirely idea, and as such demands the knowing subject as the supporter of +its existence. This long course of time itself, filled with innumerable +changes, through which matter rose from form to form till at last the +first percipient creature appeared,--this whole time itself is only +thinkable in the identity of a consciousness whose succession of ideas, +whose form of knowing it is, and apart from which, it loses all meaning +and is nothing at all. Thus we see, on the one hand, the existence of the +whole world necessarily dependent upon the first conscious being, however +undeveloped it may be; on the other hand, this conscious being just as +necessarily entirely dependent upon a long chain of causes and effects +which have preceded it, and in which it itself appears as a small link. +These two contradictory points of view, to each of which we are led with +the same necessity, we might again call an _antinomy_ in our faculty of +knowledge, and set it up as the counterpart of that which we found in the +first extreme of natural science. The fourfold antinomy of Kant will be +shown, in the criticism of his philosophy appended to this volume, to be a +groundless delusion. But the necessary contradiction which at last +presents itself to us here, finds its solution in the fact that, to use +Kant's phraseology, time, space, and causality do not belong to the +thing-in-itself, but only to its phenomena, of which they are the form; +which in my language means this: The objective world, the world as idea, +is not the only side of the world, but merely its outward side; and it has +an entirely different side--the side of its inmost nature--its kernel--the +thing-in-itself. This we shall consider in the second book, calling it +after the most immediate of its objective manifestations--will. But the +world as idea, with which alone we are here concerned, only appears with +the opening of the first eye. Without this medium of knowledge it cannot +be, and therefore it was not before it. But without that eye, that is to +say, outside of knowledge, there was also no before, no time. Thus time +has no beginning, but all beginning is in time. Since, however, it is the +most universal form of the knowable, in which all phenomena are united +together through causality, time, with its infinity of past and future, is +present in the beginning of knowledge. The phenomenon which fills the +first present must at once be known as causally bound up with and +dependent upon a sequence of phenomena which stretches infinitely into the +past, and this past itself is just as truly conditioned by this first +present, as conversely the present is by the past. Accordingly the past +out of which the first present arises, is, like it, dependent upon the +knowing subject, without which it is nothing. It necessarily happens, +however, that this first present does not manifest itself as the first, +that is, as having no past for its parent, but as being the beginning of +time. It manifests itself rather as the consequence of the past, according +to the principle of existence in time. In the same way, the phenomena +which fill this first present appear as the effects of earlier phenomena +which filled the past, in accordance with the law of causality. Those who +like mythological interpretations may take the birth of Kronos ({~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}), +the youngest of the Titans, as a symbol of the moment here referred to at +which time appears, though, indeed it has no beginning; for with him, +since he ate his father, the crude productions of heaven and earth cease, +and the races of gods and men appear upon the scene. + +This explanation at which we have arrived by following the most consistent +of the philosophical systems which start from the object, materialism, has +brought out clearly the inseparable and reciprocal dependence of subject +and object, and at the same time the inevitable antithesis between them. +And this knowledge leads us to seek for the inner nature of the world, the +thing-in-itself, not in either of the two elements of the idea, but in +something quite distinct from it, and which is not encumbered with such a +fundamental and insoluble antithesis. + +Opposed to the system we have explained, which starts from the object in +order to derive the subject from it, is the system which starts from the +subject and tries to derive the object from it. The first of these has +been of frequent and common occurrence throughout the history of +philosophy, but of the second we find only one example, and that a very +recent one; the "philosophy of appearance" of J. G. Fichte. In this +respect, therefore, it must be considered; little real worth or inner +meaning as the doctrine itself had. It was indeed for the most part merely +a delusion, but it was delivered with an air of the deepest earnestness, +with sustained loftiness of tone and zealous ardour, and was defended with +eloquent polemic against weak opponents, so that it was able to present a +brilliant exterior and seemed to be something. But the genuine earnestness +which keeps truth always steadfastly before it as its goal, and is +unaffected by any external influences, was entirely wanting to Fichte, as +it is to all philosophers who, like him, concern themselves with questions +of the day. In his case, indeed, it could not have been otherwise. A man +becomes a philosopher by reason of a certain perplexity, from which he +seeks to free himself. This is Plato's {~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, which he calls a {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}. But what distinguishes the false philosopher from the +true is this: the perplexity of the latter arises from the contemplation +of the world itself, while that of the former results from some book, some +system of philosophy which is before him. Now Fichte belongs to the class +of the false philosophers. He was made a philosopher by Kant's doctrine of +the thing-in-itself, and if it had not been for this he would probably +have pursued entirely different ends, with far better results, for he +certainly possessed remarkable rhetorical talent. If he had only +penetrated somewhat deeply into the meaning of the book that made him a +philosopher, "The Critique of Pure Reason," he would have understood that +its principal teaching about mind is this. The principle of sufficient +reason is not, as all scholastic philosophy maintains, a _veritas +aeterna_--that is to say, it does not possess an unconditioned validity +before, outside of, and above the world. It is relative and conditioned, +and valid only in the sphere of phenomena, and thus it may appear as the +necessary nexus of space and time, or as the law of causality, or as the +law of the ground of knowledge. The inner nature of the world, the +thing-in-itself can never be found by the guidance of this principle, for +all that it leads to will be found to be dependent and relative and merely +phenomenal, not the thing-in-itself. Further, it does not concern the +subject, but is only the form of objects, which are therefore not +things-in-themselves. The subject must exist along with the object, and +the object along with the subject, so that it is impossible that subject +and object can stand to each other in a relation of reason and consequent. +But Fichte did not take up the smallest fragment of all this. All that +interested him about the matter was that the system started from the +subject. Now Kant had chosen this procedure in order to show the fallacy +of the prevalent systems, which started from the object, and through which +the object had come, to be regarded as a thing-in-itself. Fichte, however, +took this departure from the subject for the really important matter, and +like all imitators, he imagined that in going further than Kant he was +surpassing him. Thus he repeated the fallacy with regard to the subject, +which all the previous dogmatism had perpetrated with regard to the +object, and which had been the occasion of Kant's "Critique". Fichte then +made no material change, and the fundamental fallacy, the assumption of a +relation of reason and consequent between object and subject, remained +after him as it was before him. The principle of sufficient reason +possessed as before an unconditioned validity, and the only difference was +that the thing-in-itself was now placed in the subject instead of, as +formerly, in the object. The entire relativity of both subject and object, +which proves that the thing-in-itself, or the inner nature of the world, +is not to be sought in them at all, but outside of them, and outside +everything else that exists merely relatively, still remained unknown. +Just as if Kant had never existed, the principle of sufficient reason is +to Fichte precisely what it was to all the schoolmen, a _veritas aeterna_. +As an eternal fate reigned over the gods of old, so these _aeternæ +veritates_, these metaphysical, mathematical and metalogical truths, and +in the case of some, the validity of the moral law also, reigned over the +God of the schoolmen. These _veritates_ alone were independent of +everything, and through their necessity both God and the world existed. +According to the principle of sufficient reason, as such a _veritas +aeterna_, the _ego_ is for Fichte the ground of the world, or of the +_non-ego_, the object, which is just its consequent, its creation. He has +therefore taken good care to avoid examining further or limiting the +principle of sufficient reason. If, however, it is thought I should +specify the form of the principle of sufficient reason under the guidance +of which Fichte derives the _non-ego_ from the _ego_, as a spider spins +its web out of itself, I find that it is the principle of sufficient +reason of existence in space: for it is only as referred to this that some +kind of meaning and sense can be attached to the laboured deductions of +the way in which the _ego_ produces and fabricates the _non-ego_ from +itself, which form the content of the most senseless, and consequently the +most wearisome book that was ever written. This philosophy of Fichte, +otherwise not worth mentioning, is interesting to us only as the tardy +expression of the converse of the old materialism. For materialism was the +most consistent system starting from the object, as this is the most +consistent system starting from the subject. Materialism overlooked the +fact that, with the simplest object, it assumed the subject also; and +Fichte overlooked the fact that with the subject (whatever he may call it) +he assumed the object also, for no subject is thinkable without an object. +Besides this he forgot that all _a priori_ deduction, indeed all +demonstration in general, must rest upon some necessity, and that all +necessity is based on the principle of sufficient reason, because to be +necessary, and to follow from given grounds are convertible +conceptions.(10) But the principle of sufficient reason is just the +universal form of the object as such. Thus it is in the object, but is not +valid before and outside of it; it first produces the object and makes it +appear in conformity with its regulative principle. We see then that the +system which starts from the subject contains the same fallacy as the +system, explained above, which starts from the object; it begins by +assuming what it proposes to deduce, the necessary correlative of its +starting-point. + +The method of our own system is _toto genere_ distinct from these two +opposite misconceptions, for we start neither from the object nor from the +subject, but from the _idea_, as the first fact of consciousness. Its +first essential, fundamental form is the antithesis of subject and object. +The form of the object again is the principle of sufficient reason in its +various forms. Each of these reigns so absolutely in its own class of +ideas that, as we have seen, when the special form of the principle of +sufficient reason which governs any class of ideas is known, the nature of +the whole class is known also: for the whole class, as idea, is no more +than this form of the principle of sufficient reason itself; so that time +itself is nothing but the principle of existence in it, _i.e._, +succession; space is nothing but the principle of existence in it, _i.e._, +position; matter is nothing but causality; the concept (as will appear +immediately) is nothing but relation to a ground of knowledge. This +thorough and consistent relativity of the world as idea, both according to +its universal form (subject and object), and according to the form which +is subordinate to this (the principle of sufficient reason) warns us, as +we said before, to seek the inner nature of the world in an aspect of it +which is _quite different and quite distinct from the idea_; and in the +next book we shall find this in a fact which is just as immediate to every +living being as the idea. + +But we must first consider that class of ideas which belongs to man alone. +The matter of these is the concept, and the subjective correlative is +reason, just as the subjective correlative of the ideas we have already +considered was understanding and sensibility, which are also to be +attributed to all the lower animals.(11) + +§ 8. As from the direct light of the sun to the borrowed light of the +moon, we pass from the immediate idea of perception, which stands by +itself and is its own warrant, to reflection, to the abstract, discursive +concepts of the reason, which obtain their whole content from knowledge of +perception, and in relation to it. As long as we continue simply to +perceive, all is clear, firm, and certain. There are neither questions nor +doubts nor errors; we desire to go no further, can go no further; we find +rest in perceiving, and satisfaction in the present. Perception suffices +for itself, and therefore what springs purely from it, and remains true to +it, for example, a genuine work of art, can never be false, nor can it be +discredited through the lapse of time, for it does not present an opinion +but the thing itself. But with abstract knowledge, with reason, doubt and +error appear in the theoretical, care and sorrow in the practical. In the +idea of perception, illusion may at moments take the place of the real; +but in the sphere of abstract thought, error may reign for a thousand +years, impose its yoke upon whole nations, extend to the noblest impulses +of humanity, and, by the help of its slaves and its dupes, may chain and +fetter those whom it cannot deceive. It is the enemy against which the +wisest men of all times have waged unequal war, and only what they have +won from it has become the possession of mankind. Therefore it is well to +draw attention to it at once, as we already tread the ground to which its +province belongs. It has often been said that we ought to follow truth +even although no utility can be seen in it, because it may have indirect +utility which may appear when it is least expected; and I would add to +this, that we ought to be just as anxious to discover and to root out all +error even when no harm is anticipated from it, because its mischief may +be very indirect, and may suddenly appear when we do not expect it, for +all error has poison at its heart. If it is mind, if it is knowledge, that +makes man the lord of creation, there can be no such thing as harmless +error, still less venerable and holy error. And for the consolation of +those who in any way and at any time may have devoted strength and life to +the noble and hard battle against error, I cannot refrain from adding +that, so long as truth is absent, error will have free play, as owls and +bats in the night; but sooner would we expect to see the owls and the bats +drive back the sun in the eastern heavens, than that any truth which has +once been known and distinctly and fully expressed, can ever again be so +utterly vanquished and overcome that the old error shall once more reign +undisturbed over its wide kingdom. This is the power of truth; its +conquest is slow and laborious, but if once the victory be gained it can +never be wrested back again. + +Besides the ideas we have as yet considered, which, according to their +construction, could be referred to time, space, and matter, if we consider +them with reference to the object, or to pure sensibility and +understanding (_i.e._, knowledge of causality), if we consider them with +reference to the subject, another faculty of knowledge has appeared in man +alone of all earthly creatures, an entirely new consciousness, which, with +very appropriate and significant exactness, is called _reflection_. For it +is in fact derived from the knowledge of perception, and is a reflected +appearance of it. But it has assumed a nature fundamentally different. The +forms of perception do not affect it, and even the principle of sufficient +reason which reigns over all objects has an entirely different aspect with +regard to it. It is just this new, more highly endowed, consciousness, +this abstract reflex of all that belongs to perception in that conception +of the reason which has nothing to do with perception, that gives to man +that thoughtfulness which distinguishes his consciousness so entirely from +that of the lower animals, and through which his whole behaviour upon +earth is so different from that of his irrational fellow-creatures. He far +surpasses them in power and also in suffering. They live in the present +alone, he lives also in the future and the past. They satisfy the needs of +the moment, he provides by the most ingenious preparations for the future, +yea for days that he shall never see. They are entirely dependent on the +impression of the moment, on the effect of the perceptible motive; he is +determined by abstract conceptions independent of the present. Therefore +he follows predetermined plans, he acts from maxims, without reference to +his surroundings or the accidental impression of the moment. Thus, for +example, he can make with composure deliberate preparations for his own +death, he can dissemble past finding out, and can carry his secret with +him to the grave; lastly, he has an actual choice between several motives; +for only in the abstract can such motives, present together in +consciousness, afford the knowledge with regard to themselves, that the +one excludes the other, and can thus measure themselves against each other +with reference to their power over the will. The motive that overcomes, in +that it decides the question at issue, is the deliberate determinant of +the will, and is a sure indication of its character. The brute, on the +other hand, is determined by the present impression; only the fear of +present compulsion can constrain its desires, until at last this fear has +become custom, and as such continues to determine it; this is called +training. The brute feels and perceives; man, in addition to this, +_thinks_ and _knows_: both _will_. The brute expresses its feelings and +dispositions by gestures and sounds; man communicates his thought to +others, or, if he wishes, he conceals it, by means of speech. Speech is +the first production, and also the necessary organ of his reason. +Therefore in Greek and Italian, speech and reason are expressed by the +same word; {~GREEK SMALL LETTER OMICRON WITH DASIA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, _il discorso_. _Vernunft_ is derived from _vernehmen_, +which is not a synonym for the verb to hear, but signifies the +consciousness of the meaning of thoughts communicated in words. It is by +the help of language alone that reason accomplishes its most important +achievements,--the united action of several individuals, the planned +co-operation of many thousands, civilisation, the state; also science, the +storing up of experience, the uniting of common properties in one concept, +the communication of truth, the spread of error, thoughts and poems, +dogmas and superstitions. The brute first knows death when it dies, but +man draws consciously nearer to it every hour that he lives; and this +makes life at times a questionable good even to him who has not recognised +this character of constant annihilation in the whole of life. Principally +on this account man has philosophies and religions, though it is uncertain +whether the qualities we admire most in his conduct, voluntary rectitude +and nobility of feeling, were ever the fruit of either of them. As results +which certainly belong only to them, and as productions of reason in this +sphere, we may refer to the marvellous and monstrous opinions of +philosophers of various schools, and the extraordinary and sometimes cruel +customs of the priests of different religions. + +It is the universal opinion of all times and of all nations that these +manifold and far-reaching achievements spring from a common principle, +from that peculiar intellectual power which belongs distinctively to man +and which has been called reason, {~GREEK SMALL LETTER OMICRON WITH DASIA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, +_ratio_. Besides this, no one finds any difficulty in recognising the +manifestations of this faculty, and in saying what is rational and what is +irrational, where reason appears as distinguished from the other faculties +and qualities of man, or lastly, in pointing out what, on account of the +want of reason, we must never expect even from the most sensible brute. +The philosophers of all ages may be said to be on the whole at one about +this general knowledge of reason, and they have also given prominence to +several very important manifestations of it; such as, the control of the +emotions and passions, the capacity for drawing conclusions and +formulating general principles, even such as are true prior to all +experience, and so forth. Still all their explanations of the peculiar +nature of reason are wavering, not clearly defined, discursive, without +unity and concentration; now laying stress on one manifestation, now on +another, and therefore often at variance with each other. Besides this, +many start from the opposition between reason and revelation, a +distinction which is unknown to philosophy, and which only increases +confusion. It is very remarkable that up till now no philosopher has +referred these manifold expressions of reason to one simple function which +would be recognised in them all, from which they would all be explained, +and which would therefore constitute the real inner nature of reason. It +is true that the excellent Locke in the "Essay on the Human Understanding" +(Book II., ch. xi., §§ 10 and 11), very rightly refers to general concepts +as the characteristic which distinguishes man from the brutes, and +Leibnitz quotes this with full approval in the "Nouveaux Essais sur +l'Entendement Humaine" (Book II., ch. xi., §§ 10 and 11.) But when Locke +(in Book IV., ch. xvii., §§ 2 and 3) comes to the special explanation of +reason he entirely loses sight of this simple, primary characteristic, and +he also falls into a wavering, undetermined, incomplete account of mangled +and derivative manifestations of it. Leibnitz also, in the corresponding +part of his work, behaves in a similar manner, only with more confusion +and indistinctness. In the Appendix, I have fully considered how Kant +confused and falsified the conception of the nature of reason. But whoever +will take the trouble to go through in this reference the mass of +philosophical writing which has appeared since Kant, will find out, that +just as the faults of princes must be expiated by whole nations, the +errors of great minds extend their influence over whole generations, and +even over centuries; they grow and propagate themselves, and finally +degenerate into monstrosities. All this arises from the fact that, as +Berkeley says, "Few men think; yet all will have opinions." + +The understanding has only one function--immediate knowledge of the +relation of cause and effect. Yet the perception of the real world, and +all common sense, sagacity, and inventiveness, however multifarious their +applications may be, are quite clearly seen to be nothing more than +manifestations of that one function. So also the reason has one function; +and from it all the manifestations of reason we have mentioned, which +distinguish the life of man from that of the brutes, may easily be +explained. The application or the non-application of this function is all +that is meant by what men have everywhere and always called rational and +irrational.(12) + +§ 9. Concepts form a distinct class of ideas, existing only in the mind of +man, and entirely different from the ideas of perception which we have +considered up till now. We can therefore never attain to a sensuous and, +properly speaking, evident knowledge of their nature, but only to a +knowledge which is abstract and discursive. It would, therefore, be absurd +to demand that they should be verified in experience, if by experience is +meant the real external world, which consists of ideas of perception, or +that they should be brought before the eyes or the imagination like +objects of perception. They can only be thought, not perceived, and only +the effects which men accomplish through them are properly objects of +experience. Such effects are language, preconceived and planned action and +science, and all that results from these. Speech, as an object of outer +experience, is obviously nothing more than a very complete telegraph, +which communicates arbitrary signs with the greatest rapidity and the +finest distinctions of difference. But what do these signs mean? How are +they interpreted? When some one speaks, do we at once translate his words +into pictures of the fancy, which instantaneously flash upon us, arrange +and link themselves together, and assume form and colour according to the +words that are poured forth, and their grammatical inflections? What a +tumult there would be in our brains while we listened to a speech, or to +the reading of a book? But what actually happens is not this at all. The +meaning of a speech is, as a rule, immediately grasped, accurately and +distinctly taken in, without the imagination being brought into play. It +is reason which speaks to reason, keeping within its own province. It +communicates and receives abstract conceptions, ideas that cannot be +presented in perceptions, which are framed once for all, and are +relatively few in number, but which yet encompass, contain, and represent +all the innumerable objects of the actual world. This itself is sufficient +to prove that the lower animals can never learn to speak or comprehend, +although they have the organs of speech and ideas of perception in common +with us. But because words represent this perfectly distinct class of +ideas, whose subjective correlative is reason, they are without sense and +meaning for the brutes. Thus language, like every other manifestation +which we ascribe to reason, and like everything which distinguishes man +from the brutes, is to be explained from this as its one simple +source--conceptions, abstract ideas which cannot be presented in +perception, but are general, and have no individual existence in space and +time. Only in single cases do we pass from the conception to the +perception, do we construct images as _representatives of concepts_ in +perception, to which, however, they are never adequate. These cases are +fully discussed in the essay on the principle of sufficient reason, § 28, +and therefore I shall not repeat my explanation here. It may be compared, +however, with what is said by Hume in the twelfth of his "Philosophical +Essays," p. 244, and by Herder in the "Metacritik," pt. i. p. 274 (an +otherwise worthless book). The Platonic idea, the possibility of which +depends upon the union of imagination and reason, is the principal subject +of the third book of this work. + +Although concepts are fundamentally different from ideas of perception, +they stand in a necessary relation to them, without which they would be +nothing. This relation therefore constitutes the whole nature and +existence of concepts. Reflection is the necessary copy or repetition of +the originally presented world of perception, but it is a special kind of +copy in an entirely different material. Thus concepts may quite properly +be called ideas of ideas. The principle of sufficient reason has here also +a special form. Now we have seen that the form under which the principle +of sufficient reason appears in a class of ideas always constitutes and +exhausts the whole nature of the class, so far as it consists of ideas, so +that time is throughout succession, and nothing more; space is throughout +position, and nothing more; matter is throughout causation, and nothing +more. In the same way the whole nature of concepts, or the class of +abstract ideas, consists simply in the relation which the principle of +sufficient reason expresses in them; and as this is the relation to the +ground of knowledge, the whole nature of the abstract idea is simply and +solely its relation to another idea, which is its ground of knowledge. +This, indeed, may, in the first instance, be a concept, an abstract idea, +and this again may have only a similar abstract ground of knowledge; but +the chain of grounds of knowledge does not extend _ad infinitum_; it must +end at last in a concept which has its ground in knowledge of perception; +for the whole world of reflection rests on the world of perception as its +ground of knowledge. Hence the class of abstract ideas is in this respect +distinguished from other classes; in the latter the principle of +sufficient reason always demands merely a relation to another idea of the +_same_ class, but in the case of abstract ideas, it at last demands a +relation to an idea of _another_ class. + +Those concepts which, as has just been pointed out, are not immediately +related to the world of perception, but only through the medium of one, or +it may be several other concepts, have been called by preference +_abstracta_, and those which have their ground immediately in the world of +perception have been called _concreta_. But this last name is only loosely +applicable to the concepts denoted by it, for they are always merely +_abstracta_, and not ideas of perception. These names, which have +originated in a very dim consciousness of the distinctions they imply, may +yet, with this explanation, be retained. As examples of the first kind of +concepts, _i.e._, _abstracta_ in the fullest sense, we may take +"relation," "virtue," "investigation," "beginning," and so on. As examples +of the second kind, loosely called _concreta_, we may take such concepts +as "man," "stone," "horse," &c. If it were not a somewhat too pictorial +and therefore absurd simile, we might very appropriately call the latter +the ground floor, and the former the upper stories of the building of +reflection.(13) + +It is not, as is commonly supposed, an essential characteristic of a +concept that it should contain much under it, that is to say, that many +ideas of perception, or it may be other abstract ideas, should stand to it +in the relation of its ground of knowledge, _i.e._, be thought through it. +This is merely a derived and secondary characteristic, and, as a matter of +fact, does not always exist, though it must always exist potentially. This +characteristic arises from the fact that a concept is an idea of an idea, +_i.e._, its whole nature consists in its relation to another idea; but as +it is not this idea itself, which is generally an idea of perception and +therefore belongs to quite a different class, the latter may have +temporal, spacial, and other determinations, and in general many relations +which are not thought along with it in the concept. Thus we see that +several ideas which are different in unessential particulars may be +thought by means of one concept, _i.e._, may be brought under it. Yet this +power of embracing several things is not an essential but merely an +accidental characteristic of the concept. There may be concepts through +which only one real object is thought, but which are nevertheless abstract +and general, by no means capable of presentation individually and as +perceptions. Such, for example, is the conception which any one may have +of a particular town which he only knows from geography; although only +this one town is thought under it, it might yet be applied to several +towns differing in certain respects. We see then that a concept is not +general because of being abstracted from several objects; but conversely, +because generality, that is to say, non-determination of the particular, +belongs to the concept as an abstract idea of the reason, different things +can be thought by means of the same one. + +It follows from what has been said that every concept, just because it is +abstract and incapable of presentation in perception, and is therefore not +a completely determined idea, has what is called extension or sphere, even +in the case in which only one real object exists that corresponds to it. +Now we always find that the sphere of one concept has something in common +with the sphere of other concepts. That is to say, part of what is thought +under one concept is the same as what is thought under other concepts; and +conversely, part of what is thought under these concepts is the same as +what is thought under the first; although, if they are really different +concepts, each of them, or at least one of them, contains something which +the other does not contain; this is the relation in which every subject +stands to its predicate. The recognition of this relation is called +judgment. The representation of these spheres by means of figures in +space, is an exceedingly happy idea. It first occurred to Gottfried +Plouquet, who used squares for the purpose. Lambert, although later than +him, used only lines, which he placed under each other. Euler carried out +the idea completely with circles. Upon what this complete analogy between +the relations of concepts, and those of figures in space, ultimately +rests, I am unable to say. It is, however, a very fortunate circumstance +for logic that all the relations of concepts, according to their +possibility, _i.e._, _a priori_, may be made plain in perception by the +use of such figures, in the following way:-- + +(1.) The spheres of two concepts coincide: for example the concept of +necessity and the concept of following from given grounds, in the same way +the concepts of _Ruminantia_ and _Bisulca_ (ruminating and cloven-hoofed +animals), also those of vertebrate and red-blooded animals (although there +might be some doubt about this on account of the annelida): they are +convertible concepts. Such concepts are represented by a single circle +which stands for either of them. + +(2.) The sphere of one concept includes that of the other. + + [Illustration: Category "horse" within category "animal".] + +(3.) A sphere includes two or more spheres which exclude each other and +fill it. + +[Illustration: Circle divided into thirds "right", "acute", and "obtuse".] + +(4.) Two spheres include each a part of the other. + + [Illustration: Two overlapping circles, one "flower" and one "red".] + +(5.) Two spheres lie in a third, but do not fill it. + + [Illustration: A large circle, "matter", within which are two other + circles, "water" and "earth".] + +This last case applies to all concepts whose spheres have nothing +immediately in common, for there is always a third sphere, often a much +wider one, which includes both. + +To these cases all combinations of concepts may be referred, and from them +the entire doctrine of the judgment, its conversion, contraposition, +equipollence, disjunction (this according to the third figure) may be +deduced. From these also may be derived the properties of the judgment, +upon which Kant based his pretended categories of the understanding, with +the exception however of the hypothetical form, which is not a combination +of concepts, but of judgments. A full account is given in the Appendix of +"Modality," and indeed of every property of judgments on which the +categories are founded. + +With regard to the possible combinations of concepts which we have given, +it has only further to be remarked that they may also be combined with +each other in many ways. For example, the fourth figure with the second. +Only if one sphere, which partly or wholly contains another, is itself +contained in a third sphere, do these together exemplify the syllogism in +the first figure, _i.e._, that combination of judgments, by means of which +it is known that a concept which is partly or wholly contained in another +concept, is also contained in a third concept, which again contains the +first: and also, conversely, the negation; the pictorial representation of +which can, of course, only be two connected spheres which do not lie +within a third sphere. If many spheres are brought together in this way we +get a long train of syllogisms. This schematism of concepts, which has +already been fairly well explained in more than one textbook, may be used +as the foundation of the doctrine of the judgment, and indeed of the whole +syllogistic theory, and in this way the treatment of both becomes very +easy and simple. Because, through it, all syllogistic rules may be seen in +their origin, and may be deduced and explained. It is not necessary, +however, to load the memory with these rules, as logic is never of +practical use, but has only a theoretical interest for philosophy. For +although it may be said that logic is related to rational thinking as +thorough-bass is to music, or less exactly, as ethics is to virtue, or +æsthetics to art; we must yet remember that no one ever became an artist +by the study of æsthetics; that a noble character was never formed by the +study of ethics; that long before Rameau, men composed correctly and +beautifully, and that we do not need to know thorough-bass in order to +detect discords: and just as little do we need to know logic in order to +avoid being misled by fallacies. Yet it must be conceded that +thorough-bass is of the greatest use in the practice of musical +composition, although it may not be necessary for the understanding of it; +and indeed æsthetics and even ethics, though in a much less degree, and +for the most part negatively, may be of some use in practice, so that we +cannot deny them all practical worth, but of logic even this much cannot +be conceded. It is nothing more than the knowledge in the abstract of what +every one knows in the concrete. Therefore we call in the aid of logical +rules, just as little to enable us to construct a correct argument as to +prevent us from consenting to a false one, and the most learned logician +lays aside the rules of logic altogether in his actual thought. This may +be explained in the following way. Every science is a system of general +and therefore abstract truths, laws, and rules with reference to a special +class of objects. The individual case coming under these laws is +determined in accordance with this general knowledge, which is valid once +for all; because such application of the general principle is far easier +than the exhaustive investigation of the particular case; for the general +abstract knowledge which has once been obtained is always more within our +reach than the empirical investigation of the particular case. With logic, +however, it is just the other way. It is the general knowledge of the mode +of procedure of the reason expressed in the form of rules. It is reached +by the introspection of reason, and by abstraction from all content. But +this mode of procedure is necessary and essential to reason, so that it +will never depart from it if left to itself. It is, therefore, easier and +surer to let it proceed itself according to its nature in each particular +case, than to present to it the knowledge abstracted from this procedure +in the form of a foreign and externally given law. It is easier, because, +while in the case of all other sciences, the general rule is more within +our reach than the investigation of the particular case taken by itself; +with the use of reason, on the contrary, its necessary procedure in a +given case is always more within our reach than the general rule +abstracted from it; for that which thinks in us is reason itself. It is +surer, because a mistake may more easily occur in such abstract knowledge, +or in its application, than that a process of reason should take place +which would run contrary to its essence and nature. Hence arises the +remarkable fact, that while in other sciences the particular case is +always proved by the rule, in logic, on the contrary, the rule must always +be proved from the particular case; and even the most practised logician, +if he remark that in some particular case he concludes otherwise than the +rule prescribes, will always expect to find a mistake in the rule rather +than in his own conclusion. To desire to make practical use of logic +means, therefore, to desire to derive with unspeakable trouble, from +general rules, that which is immediately known with the greatest certainty +in the particular case. It is just as if a man were to consult mechanics +as to the motion of his body, and physiology as to his digestion; and +whoever has learnt logic for practical purposes is like him who would +teach a beaver to make its own dam. Logic is, therefore, without practical +utility; but it must nevertheless be retained, because it has +philosophical interest as the special knowledge of the organisation and +action of reason. It is rightly regarded as a definite, self-subsisting, +self-contained, complete, and thoroughly safe discipline; to be treated +scientifically for itself alone and independently of everything else, and +therefore to be studied at the universities. But it has its real value, in +relation to philosophy as a whole, in the inquiry into the nature of +knowledge, and indeed of rational and abstract knowledge. Therefore the +exposition of logic should not have so much the form of a practical +science, should not contain merely naked arbitrary rules for the correct +formation of the judgment, the syllogism, &c., but should rather be +directed to the knowledge of the nature of reason and the concept, and to +the detailed investigation of the principle of sufficient reason of +knowing. For logic is only a paraphrase of this principle, and, more +exactly, only of that exemplification of it in which the ground that gives +truth to the judgment is neither empirical nor metaphysical, but logical +or metalogical. Besides the principle of sufficient reason of knowing, it +is necessary to take account of the three remaining fundamental laws of +thought, or judgments of metalogical truth, so nearly related to it; and +out of these the whole science of reason grows. The nature of thought +proper, that is to say, of the judgment and the syllogism, must be +exhibited in the combination of the spheres of concepts, according to the +analogy of the special schema, in the way shown above; and from all this +the rules of the judgment and the syllogism are to be deduced by +construction. The only practical use we can make of logic is in a debate, +when we can convict our antagonist of his intentional fallacies, rather +than of his actual mistakes, by giving them their technical names. By thus +throwing into the background the practical aim of logic, and bringing out +its connection with the whole scheme of philosophy as one of its chapters, +we do not think that we shall make the study of it less prevalent than it +is just now. For at the present day every one who does not wish to remain +uncultured, and to be numbered with the ignorant and incompetent +multitude, must study speculative philosophy. For the nineteenth century +is a philosophical age, though by this we do not mean either that it has +philosophy, or that philosophy governs it, but rather that it is ripe for +philosophy, and, therefore, stands in need of it. This is a sign of a high +degree of civilisation, and indeed, is a definite stage in the culture of +the ages.(14) + +Though logic is of so little practical use, it cannot be denied that it +was invented for practical purposes. It appears to me to have originated +in the following way:--As the love of debating developed among the +Eleatics, the Megarics, and the Sophists, and by degrees became almost a +passion, the confusion in which nearly every debate ended must have made +them feel the necessity of a method of procedure as a guide; and for this +a scientific dialectic had to be sought. The first thing which would have +to be observed would be that both the disputing parties should always be +agreed on some one proposition, to which the disputed points might be +referred. The beginning of the methodical procedure consisted in this, +that the propositions admitted on both sides were formally stated to be +so, and placed at the head of the inquiry. But these propositions were at +first concerned only with the material of the inquiry. It was soon +observed that in the process of going back to the truth admitted on both +sides, and of deducing their assertions from it, each party followed +certain forms and laws about which, without any express agreement, there +was no difference of opinion. And from this it became evident that these +must constitute the peculiar and natural procedure of reason itself, the +form of investigation. Although this was not exposed to any doubt or +difference of opinion, some pedantically systematic philosopher hit upon +the idea that it would look well, and be the completion of the method of +dialectic, if this formal part of all discussion, this regular procedure +of reason itself, were to be expressed in abstract propositions, just like +the substantial propositions admitted on both sides, and placed at the +beginning of every investigation, as the fixed canon of debate to which +reference and appeal must always be made. In this way what had formerly +been followed only by tacit agreement, and instinctively, would be +consciously recognised and formally expressed. By degrees, more or less +perfect expressions were found for the fundamental principles of logic, +such as the principles of contradiction, sufficient reason, excluded +middle, the _dictum de omni et nullo_, as well as the special rules of the +syllogism, as for example, _ex meris particularibus aut negativis nihil +sequitur, a rationato ad rationem non valet consequentia_, and so on. That +all this was only brought about slowly, and with great pains, and up till +the time of Aristotle remained very incomplete, is evident from the +awkward and tedious way in which logical truths are brought out in many of +the Platonic dialogues, and still more from what Sextus Empiricus tells us +of the controversies of the Megarics, about the easiest and simplest +logical rules, and the laborious way in which they were brought into a +definite form (Sext. Emp. adv. Math. l. 8, p. 112). But Aristotle +collected, arranged, and corrected all that had been discovered before his +time, and brought it to an incomparably greater state of perfection. If we +thus observe how the course of Greek culture had prepared the way for, and +led up to the work of Aristotle, we shall be little inclined to believe +the assertion of the Persian author, quoted by Sir William Jones with much +approval, that Kallisthenes found a complete system of logic among the +Indians, and sent it to his uncle Aristotle (Asiatic Researches, vol. iv. +p. 163). It is easy to understand that in the dreary middle ages the +Aristotelian logic would be very acceptable to the controversial spirit of +the schoolmen, which, in the absence of all real knowledge, spent its +energy upon mere formulas and words, and that it would be eagerly adopted +even in its mutilated Arabian form, and presently established as the +centre of all knowledge. Though its authority has since declined, yet up +to our own time logic has retained the credit of a self-contained, +practical, and highly important science. Indeed, in our own day, the +Kantian philosophy, the foundation-stone of which is taken from logic, has +excited a new interest in it; which, in this respect, at any rate, that +is, as the means of the knowledge of the nature of reason, it deserves. + +Correct and accurate conclusions may be arrived at if we carefully observe +the relation of the spheres of concepts, and only conclude that one sphere +is contained in a third sphere, when we have clearly seen that this first +sphere is contained in a second, which in its turn is contained in the +third. On the other hand, the art of sophistry lies in casting only a +superficial glance at the relations of the spheres of the concepts, and +then manipulating these relations to suit our purposes, generally in the +following way:--When the sphere of an observed concept lies partly within +that of another concept, and partly within a third altogether different +sphere, we treat it as if it lay entirely within the one or the other, as +may suit our purpose. For example, in speaking of passion, we may subsume +it under the concept of the greatest force, the mightiest agency in the +world, or under the concept of the irrational, and this again under the +concept of impotency or weakness. We may then repeat the process, and +start anew with each concept to which the argument leads us. A concept has +almost always several others, which partially come under it, and each of +these contains part of the sphere of the first, but also includes in its +own sphere something more, which is not in the first. But we draw +attention only to that one of these latter concepts, under which we wish +to subsume the first, and let the others remain unobserved, or keep them +concealed. On the possession of this skill depends the whole art of +sophistry and all finer fallacies; for logical fallacies such as +_mentiens_, _velatus_, _cornatus_, &c., are clearly too clumsy for actual +use. I am not aware that hitherto any one has traced the nature of all +sophistry and persuasion back to this last possible ground of its +existence, and referred it to the peculiar character of concepts, _i.e._, +to the procedure of reason itself. Therefore, as my exposition has led me +to it, though it is very easily understood, I will illustrate it in the +following table by means of a schema. This table is intended to show how +the spheres of concepts overlap each other at many points, and so leave +room for a passage from each concept to whichever one we please of several +other concepts. I hope, however, that no one will be led by this table to +attach more importance to this little explanation, which I have merely +given in passing, than ought to belong to it, from the nature of the +subject. I have chosen as an illustration the concept of travelling. Its +sphere partially includes four others, to any of which the sophist may +pass at will; these again partly include other spheres, several of them +two or more at once, and through these the sophist takes whichever way he +chooses, always as if it were the only way, till at last he reaches, in +good or evil, whatever end he may have in view. In passing from one sphere +to another, it is only necessary always to follow the direction from the +centre (the given chief concept) to the circumference, and never to +reverse this process. Such a piece of sophistry may be either an unbroken +speech, or it may assume the strict syllogistic form, according to what is +the weak side of the hearer. Most scientific arguments, and especially +philosophical demonstrations, are at bottom not much more than this, for +how else would it be possible, that so much, in different ages, has not +only been falsely apprehended (for error itself has a different source), +but demonstrated and proved, and has yet afterwards been found to be +fundamentally wrong, for example, the Leibnitz-Wolfian Philosophy, +Ptolemaic Astronomy, Stahl's Chemistry, Newton's Theory of Colours, &c. +&c.(15) + +§ 10. Through all this, the question presses ever more upon us, how +_certainty_ is to be attained, how _judgments __ are to be established_, +what constitutes _rational knowledge_, (_wissen_), and _science_, which we +rank with language and deliberate action as the third great benefit +conferred by reason. + +Reason is feminine in nature; it can only give after it has received. Of +itself it has nothing but the empty forms of its operation. There is no +absolutely pure rational knowledge except the four principles to which I +have attributed metalogical truth; the principles of identity, +contradiction, excluded middle, and sufficient reason of knowledge. For +even the rest of logic is not absolutely pure rational knowledge. It +presupposes the relations and the combinations of the spheres of concepts. +But concepts in general only exist after experience of ideas of +perception, and as their whole nature consists in their relation to these, +it is clear that they presuppose them. No special content, however, is +presupposed, but merely the existence of a content generally, and so logic +as a whole may fairly pass for pure rational science. In all other +sciences reason has received its content from ideas of perception; in +mathematics from the relations of space and time, presented in intuition +or perception prior to all experience; in pure natural science, that is, +in what we know of the course of nature prior to any experience, the +content of the science proceeds from the pure understanding, _i.e._, from +the _a priori_ knowledge of the law of causality and its connection with +those pure intuitions or perceptions of space and time. In all other +sciences everything that is not derived from the sources we have just +referred to belongs to experience. Speaking generally, _to know +rationally_ (_wissen_) means to have in the power of the mind, and capable +of being reproduced at will, such judgments as have their sufficient +ground of knowledge in something outside themselves, _i.e._, are true. +Thus only abstract cognition is _rational knowledge_ (_wissen_), which is +therefore the result of reason, so that we cannot accurately say of the +lower animals that they _rationally __ know_ (_wissen_) anything, although +they have apprehension of what is presented in perception, and memory of +this, and consequently imagination, which is further proved by the +circumstance that they dream. We attribute consciousness to them, and +therefore although the word (_bewusstsein_) is derived from the verb to +know rationally (_wissen_), the conception of consciousness corresponds +generally with that of idea of whatever kind it may be. Thus we attribute +life to plants, but not consciousness. _Rational knowledge_ (_wissen_) is +therefore abstract consciousness, the permanent possession in concepts of +the reason, of what has become known in another way. + +§ 11. In this regard the direct opposite of _rational knowledge_ is +feeling, and therefore we must insert the explanation of feeling here. The +concept which the word feeling denotes has merely a negative content, +which is this, that something which is present in consciousness, _is not a +concept_, _is not abstract rational knowledge_. Except this, whatever it +may be, it comes under the concept of _feeling_. Thus the immeasurably +wide sphere of the concept of feeling includes the most different kinds of +objects, and no one can ever understand how they come together until he +has recognised that they all agree in this negative respect, that they are +not _abstract concepts_. For the most diverse and even antagonistic +elements lie quietly side by side in this concept; for example, religious +feeling, feeling of sensual pleasure, moral feeling, bodily feeling, as +touch, pain, sense of colour, of sounds and their harmonies and discords, +feeling of hate, of disgust, of self-satisfaction, of honour, of disgrace, +of right, of wrong, sense of truth, æsthetic feeling, feeling of power, +weakness, health, friendship, love, &c. &c. There is absolutely nothing in +common among them except the negative quality that they are not abstract +rational knowledge. But this diversity becomes more striking when the +apprehension of space relations presented _a priori_ in perception, and +also the knowledge of the pure understanding is brought under this +concept, and when we say of all knowledge and all truth, of which we are +first conscious only intuitively, and have not yet formulated in abstract +concepts, we _feel_ it. I should like, for the sake of illustration, to +give some examples of this taken from recent books, as they are striking +proofs of my theory. I remember reading in the introduction to a German +translation of Euclid, that we ought to make beginners in geometry draw +the figures before proceeding to demonstrate, for in this way they would +already feel geometrical truth before the demonstration brought them +complete knowledge. In the same way Schleiermacher speaks in his "Critique +of Ethics" of logical and mathematical feeling (p. 339), and also of the +feeling of the sameness or difference of two formulas (p. 342). Again +Tennemann in his "History of Philosophy" (vol. I., p. 361) says, "One +_felt_ that the fallacies were not right, but could not point out the +mistakes." Now, so long as we do not regard this concept "_feeling_" from +the right point of view, and do not recognise that one negative +characteristic which alone is essential to it, it must constantly give +occasion for misunderstanding and controversy, on account of the excessive +wideness of its sphere, and its entirely negative and very limited content +which is determined in a purely one-sided manner. Since then we have in +German the nearly synonymous word _empfindung_ (sensation), it would be +convenient to make use of it for bodily feeling, as a sub-species. This +concept "feeling," which is quite out of proportion to all others, +doubtless originated in the following manner. All concepts, and concepts +alone, are denoted by words; they exist only for the reason, and proceed +from it. With concepts, therefore, we are already at a one-sided point of +view; but from such a point of view what is near appears distinct and is +set down as positive, what is farther off becomes mixed up and is soon +regarded as merely negative. Thus each nation calls all others foreign: to +the Greek all others are barbarians; to the Englishman all that is not +England or English is continent or continental; to the believer all others +are heretics, or heathens; to the noble all others are _roturiers_; to the +student all others are Philistines, and so forth. Now, reason itself, +strange as it may seem, is guilty of the same one-sidedness, indeed one +might say of the same crude ignorance arising from vanity, for it classes +under the one concept, "_feeling_," every modification of consciousness +which does not immediately belong to its own mode of apprehension, that is +to say, which is _not an abstract concept_. It has had to pay the penalty +of this hitherto in misunderstanding and confusion in its own province, +because its own procedure had not become clear to it through thorough +self-knowledge, for a special faculty of feeling has been set up, and new +theories of it are constructed. + +§ 12. _Rational knowledge_ (_wissen_) is then all abstract knowledge,--that +is, the knowledge which is peculiar to the reason as distinguished from +the understanding. Its contradictory opposite has just been explained to +be the concept "feeling." Now, as reason only reproduces, for knowledge, +what has been received in another way, it does not actually extend our +knowledge, but only gives it another form. It enables us to know in the +abstract and generally, what first became known in sense-perception, in +the concrete. But this is much more important than it appears at first +sight when so expressed. For it depends entirely upon the fact that +knowledge has become rational or abstract knowledge (_wissen_), that it +can be safely preserved, that it is communicable and susceptible of +certain and wide-reaching application to practice. Knowledge in the form +of sense-perception is valid only of the particular case, extends only to +what is nearest, and ends with it, for sensibility and understanding can +only comprehend one object at a time. Every enduring, arranged, and +planned activity must therefore proceed from principles,--that is, from +abstract knowledge, and it must be conducted in accordance with them. +Thus, for example, the knowledge of the relation of cause and effect +arrived at by the understanding, is in itself far completer, deeper and +more exhaustive than anything that can be thought about it in the +abstract; the understanding alone knows in perception directly and +completely the nature of the effect of a lever, of a pulley, or a +cog-wheel, the stability of an arch, and so forth. But on account of the +peculiarity of the knowledge of perception just referred to, that it only +extends to what is immediately present, the mere understanding can never +enable us to construct machines and buildings. Here reason must come in; +it must substitute abstract concepts for ideas of perception, and take +them as the guide of action; and if they are right, the anticipated result +will happen. In the same way we have perfect knowledge in pure perception +of the nature and constitution of the parabola, hyperbola, and spiral; but +if we are to make trustworthy application of this knowledge to the real, +it must first become abstract knowledge, and by this it certainly loses +its character of intuition or perception, but on the other hand it gains +the certainty and preciseness of abstract knowledge. The differential +calculus does not really extend our knowledge of the curve, it contains +nothing that was not already in the mere pure perception of the curve; but +it alters the kind of knowledge, it changes the intuitive into an abstract +knowledge, which is so valuable for application. But here we must refer to +another peculiarity of our faculty of knowledge, which could not be +observed until the distinction between the knowledge of the senses and +understanding and abstract knowledge had been made quite clear. It is +this, that relations of space cannot as such be directly translated into +abstract knowledge, but only temporal quantities,--that is, numbers, are +suitable for this. Numbers alone can be expressed in abstract concepts +which accurately correspond to them, not spacial quantities. The concept +"thousand" is just as different from the concept "ten," as both these +temporal quantities are in perception. We think of a thousand as a +distinct multiple of ten, into which we can resolve it at pleasure for +perception in time,--that is to say, we can count it. But between the +abstract concept of a mile and that of a foot, apart from any concrete +perception of either, and without the help of number, there is no accurate +distinction corresponding to the quantities themselves. In both we only +think of a spacial quantity in general, and if they must be completely +distinguished we are compelled either to call in the assistance of +intuition or perception in space, which would be a departure from abstract +knowledge, or we must think the difference in _numbers_. If then we wish +to have abstract knowledge of space-relations we must first translate them +into time-relations,--that is, into numbers; therefore only arithmetic, and +not geometry, is the universal science of quantity, and geometry must be +translated into arithmetic if it is to be communicable, accurately precise +and applicable in practice. It is true that a space-relation as such may +also be thought in the abstract; for example, "the sine increases as the +angle," but if the quantity of this relation is to be given, it requires +number for its expression. This necessity, that if we wish to have +abstract knowledge of space-relations (_i.e._, rational knowledge, not +mere intuition or perception), space with its three dimensions must be +translated into time which has only one dimension, this necessity it is, +which makes mathematics so difficult. This becomes very clear if we +compare the perception of curves with their analytical calculation, or the +table of logarithms of the trigonometrical functions with the perception +of the changing relations of the parts of a triangle, which are expressed +by them. What vast mazes of figures, what laborious calculations it would +require to express in the abstract what perception here apprehends at a +glance completely and with perfect accuracy, namely, how the co-sine +diminishes as the sine increases, how the co-sine of one angle is the sine +of another, the inverse relation of the increase and decrease of the two +angles, and so forth. How time, we might say, must complain, that with its +one dimension it should be compelled to express the three dimensions of +space! Yet this is necessary if we wish to possess, for application, an +expression, in abstract concepts, of space-relations. They could not be +translated directly into abstract concepts, but only through the medium of +the pure temporal quantity, number, which alone is directly related to +abstract knowledge. Yet it is worthy of remark, that as space adapts +itself so well to perception, and by means of its three dimensions, even +its complicated relations are easily apprehended, while it eludes the +grasp of abstract knowledge; time, on the contrary, passes easily into +abstract knowledge, but gives very little to perception. Our perceptions +of numbers in their proper element, mere time, without the help of space, +scarcely extends as far as ten, and beyond that we have only abstract +concepts of numbers, no knowledge of them which can be presented in +perception. On the other hand, we connect with every numeral, and with all +algebraical symbols, accurately defined abstract concepts. + +We may further remark here that some minds only find full satisfaction in +what is known through perception. What they seek is the reason and +consequent of being in space, sensuously expressed; a demonstration after +the manner of Euclid, or an arithmetical solution of spacial problems, +does not please them. Other minds, on the contrary, seek merely the +abstract concepts which are needful for applying and communicating +knowledge. They have patience and memory for abstract principles, +formulas, demonstrations in long trains of reasoning, and calculations, in +which the symbols represent the most complicated abstractions. The latter +seek preciseness, the former sensible perception. The difference is +characteristic. + +The greatest value of rational or abstract knowledge is that it can be +communicated and permanently retained. It is principally on this account +that it is so inestimably important for practice. Any one may have a +direct perceptive knowledge through the understanding alone, of the causal +connection, of the changes and motions of natural bodies, and he may find +entire satisfaction in it; but he cannot communicate this knowledge to +others until it has been made permanent for thought in concepts. Knowledge +of the first kind is even sufficient for practice, if a man puts his +knowledge into practice himself, in an action which can be accomplished +while the perception is still vivid; but it is not sufficient if the help +of others is required, or even if the action is his own but must be +carried out at different times, and therefore requires a pre-conceived +plan. Thus, for example, a practised billiard-player may have a perfect +knowledge of the laws of the impact of elastic bodies upon each other, +merely in the understanding, merely for direct perception; and for him it +is quite sufficient; but on the other hand it is only the man who has +studied the science of mechanics, who has, properly speaking, a rational +knowledge of these laws, that is, a knowledge of them in the abstract. +Such knowledge of the understanding in perception is sufficient even for +the construction of machines, when the inventor of the machine executes +the work himself; as we often see in the case of talented workmen, who +have no scientific knowledge. But whenever a number of men, and their +united action taking place at different times, is required for the +completion of a mechanical work, of a machine, or a building, then he who +conducts it must have thought out the plan in the abstract, and such +co-operative activity is only possible through the assistance of reason. +It is, however, remarkable that in the first kind of activity, in which we +have supposed that one man alone, in an uninterrupted course of action, +accomplishes something, abstract knowledge, the application of reason or +reflection, may often be a hindrance to him; for example, in the case of +billiard-playing, of fighting, of tuning an instrument, or in the case of +singing. Here perceptive knowledge must directly guide action; its passage +through reflection makes it uncertain, for it divides the attention and +confuses the man. Thus savages and untaught men, who are little accustomed +to think, perform certain physical exercises, fight with beasts, shoot +with bows and arrows and the like, with a certainty and rapidity which the +reflecting European never attains to, just because his deliberation makes +him hesitate and delay. For he tries, for example, to hit the right +position or the right point of time, by finding out the mean between two +false extremes; while the savage hits it directly without thinking of the +false courses open to him. In the same way it is of no use to me to know +in the abstract the exact angle, in degrees and minutes, at which I must +apply a razor, if I do not know it intuitively, that is, if I have not got +it in my touch. The knowledge of physiognomy also, is interfered with by +the application of reason. This knowledge must be gained directly through +the understanding. We say that the expression, the meaning of the +features, can only be _felt_, that is, it cannot be put into abstract +concepts. Every man has his direct intuitive method of physiognomy and +pathognomy, yet one man understands more clearly than another these +_signatura rerum_. But an abstract science of physiognomy to be taught and +learned is not possible; for the distinctions of difference are here so +fine that concepts cannot reach them; therefore abstract knowledge is +related to them as a mosaic is to a painting by a Van der Werft or a +Denner. In mosaics, however fine they may be, the limits of the stones are +always there, and therefore no continuous passage from one colour to +another is possible, and this is also the case with regard to concepts, +with their rigidity and sharp delineation; however finely we may divide +them by exact definition, they are still incapable of reaching the finer +modifications of the perceptible, and this is just what happens in the +example we have taken, knowledge of physiognomy.(16) + +This quality of concepts by which they resemble the stones of a mosaic, +and on account of which perception always remains their asymptote, is also +the reason why nothing good is produced in art by their means. If the +singer or the virtuoso attempts to guide his execution by reflection he +remains silent. And this is equally true of the composer, the painter, and +the poet. The concept always remains unfruitful in art; it can only direct +the technical part of it, its sphere is science. We shall consider more +fully in the third book, why all true art proceeds from sensuous +knowledge, never from the concept. Indeed, with regard to behaviour also, +and personal agreeableness in society, the concept has only a negative +value in restraining the grosser manifestations of egotism and brutality; +so that a polished manner is its commendable production. But all that is +attractive, gracious, charming in behaviour, all affectionateness and +friendliness, must not proceed from the concepts, for if it does, "we feel +intention, and are put out of tune." All dissimulation is the work of +reflection; but it cannot be maintained constantly and without +interruption: "_nemo __ potest personam diu ferre fictum_," says Seneca in +his book _de clementia_; and so it is generally found out and loses its +effect. Reason is needed in the full stress of life, where quick +conclusions, bold action, rapid and sure comprehension are required, but +it may easily spoil all if it gains the upper hand, and by perplexing +hinders the intuitive, direct discovery, and grasp of the right by simple +understanding, and thus induces irresolution. + +Lastly, virtue and holiness do not proceed from reflection, but from the +inner depths of the will, and its relation to knowledge. The exposition of +this belongs to another part of our work; this, however, I may remark +here, that the dogmas relating to ethics may be the same in the reason of +whole nations, but the action of every individual different; and the +converse also holds good; action, we say, is guided by _feelings_,--that +is, simply not by concepts, but as a matter of fact by the ethical +character. Dogmas occupy the idle reason; but action in the end pursues +its own course independently of them, generally not according to abstract +rules, but according to unspoken maxims, the expression of which is the +whole man himself. Therefore, however different the religious dogmas of +nations may be, yet in the case of all of them, a good action is +accompanied by unspeakable satisfaction, and a bad action by endless +remorse. No mockery can shake the former; no priest's absolution can +deliver from the latter. Notwithstanding this, we must allow, that for the +pursuit of a virtuous life, the application of reason is needful; only it +is not its source, but has the subordinate function of preserving +resolutions which have been made, of providing maxims to withstand the +weakness of the moment, and give consistency to action. It plays the same +part ultimately in art also, where it has just as little to do with the +essential matter, but assists in carrying it out, for genius is not always +at call, and yet the work must be completed in all its parts and rounded +off to a whole.(17) + +§ 13. All these discussions of the advantages and disadvantages of the +application of reason are intended to show, that although abstract +rational knowledge is the reflex of ideas of perception, and is founded on +them, it is by no means in such entire congruity with them that it could +everywhere take their place: indeed it never corresponds to them quite +accurately. And thus, as we have seen, many human actions can only be +performed by the help of reason and deliberation, and yet there are some +which are better performed without its assistance. This very incongruity +of sensuous and abstract knowledge, on account of which the latter always +merely approximates to the former, as mosaic approximates to painting, is +the cause of a very remarkable phenomenon which, like reason itself, is +peculiar to human nature, and of which the explanations that have ever +anew been attempted, are insufficient: I mean _laughter_. On account of +the source of this phenomenon, we cannot avoid giving the explanation of +it here, though it again interrupts the course of our work to do so. The +cause of laughter in every case is simply the sudden perception of the +incongruity between a concept and the real objects which have been thought +through it in some relation, and laughter itself is just the expression of +this incongruity. It often occurs in this way: two or more real objects +are thought through _one_ concept, and the identity of the concept is +transferred to the objects; it then becomes strikingly apparent from the +entire difference of the objects in other respects, that the concept was +only applicable to them from a one-sided point of view. It occurs just as +often, however, that the incongruity between a single real object and the +concept under which, from one point of view, it has rightly been subsumed, +is suddenly felt. Now the more correct the subsumption of such objects +under a concept may be from one point of view, and the greater and more +glaring their incongruity with it, from another point of view, the greater +is the ludicrous effect which is produced by this contrast. All laughter +then is occasioned by a paradox, and therefore by unexpected subsumption, +whether this is expressed in words or in actions. This, briefly stated, is +the true explanation of the ludicrous. + +I shall not pause here to relate anecdotes as examples to illustrate my +theory; for it is so simple and comprehensible that it does not require +them, and everything ludicrous which the reader may remember is equally +valuable as a proof of it. But the theory is confirmed and illustrated by +distinguishing two species into which the ludicrous is divided, and which +result from the theory. Either, we have previously known two or more very +different real objects, ideas of sense-perception, and have intentionally +identified them through the unity of a concept which comprehends them +both; this species of the ludicrous is called _wit_. Or, conversely, the +concept is first present in knowledge, and we pass from it to reality, and +to operation upon it, to action: objects which in other respects are +fundamentally different, but which are all thought in that one concept, +are now regarded and treated in the same way, till, to the surprise and +astonishment of the person acting, the great difference of their other +aspects appears: this species of the ludicrous is called _folly_. +Therefore everything ludicrous is either a flash of wit or a foolish +action, according as the procedure has been from the discrepancy of the +objects to the identity of the concept, or the converse; the former always +intentional, the latter always unintentional, and from without. To seem to +reverse the starting-point, and to conceal wit with the mask of folly, is +the art of the jester and the clown. Being quite aware of the diversity of +the objects, the jester unites them, with secret wit, under one concept, +and then starting from this concept he receives from the subsequently +discovered diversity of the objects the surprise which he himself +prepared. It follows from this short but sufficient theory of the +ludicrous, that, if we set aside the last case, that of the jester, wit +must always show itself in words, folly generally in actions, though also +in words, when it only expresses an intention and does not actually carry +it out, or when it shows itself merely in judgments and opinions. + +_Pedantry_ is a form of folly. It arises in this way: a man lacks +confidence in his own understanding, and, therefore, does not wish to +trust to it, to recognise what is right directly in the particular case. +He, therefore, puts it entirely under the control of the reason, and seeks +to be guided by reason in everything; that is to say, he tries always to +proceed from general concepts, rules, and maxims, and to confine himself +strictly to them in life, in art, and even in moral conduct. Hence that +clinging to the form, to the manner, to the expression and word which is +characteristic of pedantry, and which with it takes the place of the real +nature of the matter. The incongruity then between the concept and reality +soon shows itself here, and it becomes evident that the former never +condescends to the particular case, and that with its generality and rigid +definiteness it can never accurately apply to the fine distinctions of +difference and innumerable modifications of the actual. Therefore, the +pedant, with his general maxims, almost always misses the mark in life, +shows himself to be foolish, awkward, useless. In art, in which the +concept is unfruitful, he produces lifeless, stiff, abortive mannerisms. +Even with regard to ethics, the purpose to act rightly or nobly cannot +always be carried out in accordance with abstract maxims; for in many +cases the excessively nice distinctions in the nature of the circumstances +necessitate a choice of the right proceeding directly from the character; +for the application of mere abstract maxims sometimes gives false results, +because the maxims only half apply; and sometimes cannot be carried out, +because they are foreign to the individual character of the actor, and +this never allows itself to be entirely discovered; therefore, +inconsistencies arise. Since then Kant makes it a condition of the moral +worth of an action, that it shall proceed from pure rational abstract +maxims, without any inclination or momentary emotion, we cannot entirely +absolve him from the reproach of encouraging moral pedantry. This reproach +is the significance of Schiller's epigram, entitled "Scruples of +Conscience." When we speak, especially in connection with politics, of +doctrinaires, theorists, savants, and so forth, we mean pedants, that is, +persons who know the things well in the abstract, but not in the concrete. +Abstraction consists in thinking away the less general predicates; but it +is precisely upon these that so much depends in practice. + +To complete our theory it remains for us to mention a spurious kind of +wit, the play upon words, the _calembourg_, the pun, to which may be added +the equivocation, the _double entendre_, the chief use of which is the +expression of what is obscene. Just as the witticism brings two very +different real objects under one concept, the pun brings two different +concepts, by the assistance of accident, under one word. The same contrast +appears, only familiar and more superficial, because it does not spring +from the nature of things, but merely from the accident of nomenclature. +In the case of the witticism the identity is in the concept, the +difference in the reality, but in the case of the pun the difference is in +the concepts and the identity in the reality, for the terminology is here +the reality. It would only be a somewhat far-fetched comparison if we were +to say that the pun is related to the witticism as the parabola (_sic_) of +the upper inverted cone to that of the lower. The misunderstanding of the +word or the _quid pro quo_ is the unintentional pun, and is related to it +exactly as folly is to wit. Thus the deaf man often affords occasion for +laughter, just as much as the fool, and inferior writers of comedy often +use the former for the latter to raise a laugh. + +I have treated laughter here only from the psychical side; with regard to +the physical side, I refer to what is said on the subject in the +"Parerga," vol. II. ch. vi., § 98.(18) + +§ 14. By means of these various discussions it is hoped that both the +difference and the relation between the process of knowledge that belongs +to the reason, rational knowledge, the concept on the one hand, and the +direct knowledge in purely sensuous, mathematical intuition or perception, +and apprehension by the understanding on the other hand, has been clearly +brought out. This remarkable relation of our kinds of knowledge led us +almost inevitably to give, in passing, explanations of feeling and of +laughter, but from all this we now turn back to the further consideration +of science as the third great benefit which reason confers on man, the +other two being speech and deliberate action. The general discussion of +science which now devolves upon us, will be concerned partly with its +form, partly with the foundation of its judgments, and lastly with its +content. + +We have seen that, with the exception of the basis of pure logic, rational +knowledge in general has not its source in the reason itself; but having +been otherwise obtained as knowledge of perception, it is stored up in the +reason, for through reason it has entirely changed its character, and has +become abstract knowledge. All rational knowledge, that is, knowledge that +has been raised to consciousness in the abstract, is related to science +strictly so called, as a fragment to the whole. Every one has gained a +rational knowledge of many different things through experience, through +consideration of the individual objects presented to him, but only he who +sets himself the task of acquiring a complete knowledge in the abstract of +a particular class of objects, strives after science. This class can only +be marked off by means of a concept; therefore, at the beginning of every +science there stands a concept, and by means of it the class of objects +concerning which this science promises a complete knowledge in the +abstract, is separated in thought from the whole world of things. For +example, the concept of space-relations, or of the action of unorganised +bodies upon each other, or of the nature of plants, or of animals, or of +the successive changes of the surface of the globe, or of the changes of +the human race as a whole, or of the construction of a language, and so +forth. If science sought to obtain the knowledge of its object, by +investigating each individual thing that is thought through the concept, +till by degrees it had learned the whole, no human memory would be equal +to the task, and no certainty of completeness would be obtainable. +Therefore, it makes use of that property of concept-spheres explained +above, that they include each other, and it concerns itself mainly with +the wider spheres which lie within the concept of its object in general. +When the relations of these spheres to each other have been determined, +all that is thought in them is also generally determined, and can now be +more and more accurately determined by the separation of smaller and +smaller concept-spheres. In this way it is possible for a science to +comprehend its object completely. This path which it follows to knowledge, +the path from the general to the particular, distinguishes it from +ordinary rational knowledge; therefore, systematic form is an essential +and characteristic feature of science. The combination of the most general +concept-spheres of every science, that is, the knowledge of its first +principles, is the indispensable condition of mastering it; how far we +advance from these to the more special propositions is a matter of choice, +and does not increase the thoroughness but only the extent of our +knowledge of the science. The number of the first principles to which all +the rest are subordinated, varies greatly in the different sciences, so +that in some there is more subordination, in others more co-ordination; +and in this respect, the former make greater claims upon the judgment, the +latter upon the memory. It was known to the schoolmen,(19) that, as the +syllogism requires two premises, no science can proceed from a single +first principle which cannot be the subject of further deduction, but must +have several, at least two. The specially classifying sciences: Zoology, +Botany, and also Physics and Chemistry, inasmuch as they refer all +inorganic action to a few fundamental forces, have most subordination; +history, on the other hand, has really none at all; for the general in it +consists merely in the survey of the principal periods, from which, +however, the particular events cannot be deduced, and are only +subordinated to them according to time, but according to the concept are +co-ordinate with them. Therefore, history, strictly speaking, is certainly +rational knowledge, but is not science. In mathematics, according to +Euclid's treatment, the axioms alone are indemonstrable first principles, +and all demonstrations are in gradation strictly subordinated to them. But +this method of treatment is not essential to mathematics, and in fact each +proposition introduces quite a new space construction, which in itself is +independent of those which precede it, and indeed can be completely +comprehended from itself, quite independently of them, in the pure +intuition or perception of space, in which the most complicated +construction is just as directly evident as the axiom; but of this more +fully hereafter. Meanwhile every mathematical proposition remains always a +universal truth, which is valid for innumerable particular cases; and a +graduated process from the simple to the complicated propositions which +are to be deduced from them, is also essential to mathematics; therefore, +in every respect mathematics is a science. The completeness of a science +as such, that is, in respect of form, consists in there being as much +subordination and as little co-ordination of the principles as possible. +Scientific talent in general is, therefore, the faculty of subordinating +the concept-spheres according to their different determinations, so that, +as Plato repeatedly counsels, a science shall not be constituted by a +general concept and an indefinite multiplicity immediately under it, but +that knowledge shall descend by degrees from the general to the +particular, through intermediate concepts and divisions, according to +closer and closer definitions. In Kantian language this is called +satisfying equally the law of homogeneity and that of specification. It +arises from this peculiar nature of scientific completeness, that the aim +of science is not greater certainty--for certainty may be possessed in just +as high a degree by the most disconnected particular knowledge--but its aim +is rather the facilitating of rational knowledge by means of its form, and +the possibility of the completeness of rational knowledge which this form +affords. It is therefore a very prevalent but perverted opinion that the +scientific character of knowledge consists in its greater certainty, and +just as false is the conclusion following from this, that, strictly +speaking, the only sciences are mathematics and logic, because only in +them, on account of their purely _a priori_ character, is there +unassailable certainty of knowledge. This advantage cannot be denied them, +but it gives them no special claim to be regarded as sciences; for the +special characteristic of science does not lie in certainty but in the +systematic form of knowledge, based on the gradual descent from the +general to the particular. The process of knowledge from the general to +the particular, which is peculiar to the sciences, involves the necessity +that in the sciences much should be established by deduction from +preceding propositions, that is to say, by demonstration; and this has +given rise to the old mistake that only what has been demonstrated is +absolutely true, and that every truth requires a demonstration; whereas, +on the contrary, every demonstration requires an undemonstrated truth, +which ultimately supports it, or it may be, its own demonstration. +Therefore a directly established truth is as much to be preferred to a +truth established by demonstration as water from the spring is to water +from the aqueduct. Perception, partly pure _a priori_, as it forms the +basis of mathematics, partly empirical _a posteriori_, as it forms the +basis of all the other sciences, is the source of all truth and the +foundation of all science. (Logic alone is to be excepted, which is not +founded upon perception but yet upon _direct_ knowledge by the reason of +its own laws.) Not the demonstrated judgments nor their demonstrations, +but judgments which are created directly out of perception, and founded +upon it rather than on any demonstrations, are to science what the sun is +to the world; for all light proceeds from them, and lighted by their light +the others give light also. To establish the truth of such primary +judgments directly from perception, to raise such strongholds of science +from the innumerable multitude of real objects, that is the work of the +_faculty of judgment_, which consists in the power of rightly and +accurately carrying over into abstract consciousness what is known in +perception, and judgment is consequently the mediator between +understanding and reason. Only extraordinary and exceptional strength of +judgment in the individual can actually advance science; but every one who +is possessed of a healthy reason is able to deduce propositions from +propositions, to demonstrate, to draw conclusions. To lay down and make +permanent for reflection, in suitable concepts, what is known through +perception, so that, on the one hand, what is common to many real objects +is thought through _one_ concept, and, on the other hand, their points of +difference are each thought through one concept, so that the different +shall be known and thought as different in spite of a partial agreement, +and the identical shall be known and thought as identical in spite of a +partial difference, all in accordance with the end and intention which in +each case is in view; all this is done by the _faculty of judgment_. +Deficiency in judgment is _silliness_. The silly man fails to grasp, now +the partial or relative difference of concepts which in one aspect are +identical, now the identity of concepts which are relatively or partially +different. To this explanation of the faculty of judgment, moreover, +Kant's division of it into reflecting and subsuming judgment may be +applied, according as it passes from the perceived objects to the +concepts, or from the latter to the former; in both cases always mediating +between empirical knowledge of the understanding and the reflective +knowledge of the reason. There can be no truth which could be brought out +by means of syllogisms alone; and the necessity of establishing truth by +means of syllogisms is merely relative, indeed subjective. Since all +demonstration is syllogistic, in the case of a new truth we must first +seek, not for a demonstration, but for direct evidence, and only in the +absence of such evidence is a demonstration to be temporarily made use of. +No science is susceptible of demonstration throughout any more than a +building can stand in the air; all its demonstrations must ultimately rest +upon what is perceived, and consequently cannot be demonstrated, for the +whole world of reflection rests upon and is rooted in the world of +perception. All primal, that is, original, _evidence_ is a _perception_, +as the word itself indicates. Therefore it is either empirical or founded +upon the perception _a priori_ of the conditions of possible experience. +In both cases it affords only immanent, not transcendent knowledge. Every +concept has its worth and its existence only in its relation, sometimes +very indirect, to an idea of perception; what is true of the concepts is +also true of the judgments constructed out of them, and of all science. +Therefore it must in some way be possible to know directly without +demonstrations or syllogisms every truth that is arrived at through +syllogisms and communicated by demonstrations. This is most difficult in +the case of certain complicated mathematical propositions at which we only +arrive by chains of syllogisms; for example, the calculation of the chords +and tangents to all arcs by deduction from the proposition of Pythagoras. +But even such a truth as this cannot essentially and solely rest upon +abstract principles, and the space-relations which lie at its foundation +also must be capable of being so presented _a priori_ in pure intuition or +perception that the truth of their abstract expression is directly +established. But of mathematical demonstration we shall speak more fully +shortly. + +It is true we often hear men speak in a lofty strain of sciences which +rest entirely upon correct conclusions drawn from sure premises, and which +are consequently unassailable. But through pure logical reasoning, however +true the premises may be, we shall never receive more than an articulate +expression and exposition of what lies already complete in the premises; +thus we shall only _explicitly_ expound what was already _implicitly_ +understood. The esteemed sciences referred to are, however, specially the +mathematical sciences, particularly astronomy. But the certainty of +astronomy arises from the fact that it has for its basis the intuition or +perception of space, which is given _a priori_, and is therefore +infallible. All space-relations, however, follow from each other with a +necessity (ground of being) which affords _a priori_ certainty, and they +can therefore be safely deduced from each other. To these mathematical +properties we have only to add one force of nature, gravity, which acts +precisely in relation to the masses and the square of the distance; and, +lastly, the law of inertia, which follows from the law of causality and is +therefore true _a priori_, and with it the empirical datum of the motion +impressed, once for all, upon each of these masses. This is the whole +material of astronomy, which both by its simplicity and its certainty +leads to definite results, which are highly interesting on account of the +vastness and importance of the objects. For example, if I know the mass of +a planet and the distance of its satellite from it, I can tell with +certainty the period of the revolution of the latter according to Kepler's +second law. But the ground of this law is, that with this distance only +this velocity will both chain the satellite to the planet and prevent it +from falling into it. Thus it is only upon such a geometrical basis, that +is, by means of an intuition or perception _a priori_, and also under the +application of a law of nature, that much can be arrived at by means of +syllogisms, for here they are merely like bridges from _one_ sensuous +apprehension to others; but it is not so with mere pure syllogistic +reasoning in the exclusively logical method. The source of the first +fundamental truths of astronomy is, however, properly induction, that is, +the comprehension of what is given in many perceptions in one true and +directly founded judgment. From this, hypotheses are afterwards +constructed, and their confirmation by experience, as induction +approaching to completeness, affords the proof of the first judgment. For +example, the apparent motion of the planets is known empirically; after +many false hypotheses with regard to the spacial connection of this motion +(planetary course) the right one was at last found, then the laws which it +obeyed (the laws of Kepler), and, lastly, the cause of these laws +(universal gravitation), and the empirically known agreement of all +observed cases with the whole of the hypotheses, and with their +consequences, that is to say, induction, established them with complete +certainty. The invention of the hypotheses was the work of the judgment, +which rightly comprehended the given facts and expressed them accordingly; +but induction, that is, a multitude of perceptions, confirmed their truth. +But their truth could also be known directly, and by a single empirical +perception, if we could pass freely through space and had telescopic eyes. +Therefore, here also syllogisms are not the essential and only source of +knowledge, but really only a makeshift. + +As a third example taken from a different sphere we may mention that the +so-called metaphysical truths, that is, such truths as those to which Kant +assigns the position of the metaphysical first principles of natural +science, do not owe their evidence to demonstration. What is _a priori_ +certain we know directly; as the form of all knowledge, it is known to us +with the most complete necessity. For example, that matter is permanent, +that is, can neither come into being nor pass away, we know directly as +negative truth; for our pure intuition or perception of space and time +gives the possibility of motion; in the law of causality the understanding +affords us the possibility of change of form and quality, but we lack +powers of the imagination for conceiving the coming into being or passing +away of matter. Therefore that truth has at all times been evident to all +men everywhere, nor has it ever been seriously doubted; and this could not +be the case if it had no other ground of knowledge than the abstruse and +exceedingly subtle proof of Kant. But besides this, I have found Kant's +proof to be false (as is explained in the Appendix), and have shown above +that the permanence of matter is to be deduced, not from the share which +time has in the possibility of experience, but from the share which +belongs to space. The true foundation of all truths which in this sense +are called metaphysical, that is, abstract expressions of the necessary +and universal forms of knowledge, cannot itself lie in abstract +principles; but only in the immediate consciousness of the forms of the +idea communicating itself in apodictic assertions _a priori_, and fearing +no refutation. But if we yet desire to give a proof of them, it can only +consist in showing that what is to be proved is contained in some truth +about which there is no doubt, either as a part of it or as a +presupposition. Thus, for example, I have shown that all empirical +perception implies the application of the law of causality, the knowledge +of which is hence a condition of all experience, and therefore cannot be +first given and conditioned through experience as Hume thought. +Demonstrations in general are not so much for those who wish to learn as +for those who wish to dispute. Such persons stubbornly deny directly +established insight; now only the truth can be consistent in all +directions, and therefore we must show such persons that they admit under +_one_ form and indirectly, what they deny under another form and directly; +that is, the logically necessary connection between what is denied and +what is admitted. + +It is also a consequence of the scientific form, the subordination of +everything particular under a general, and so on always to what is more +general, that the truth of many propositions is only logically +proved,--that is, through their dependence upon other propositions, through +syllogisms, which at the same time appear as proofs. But we must never +forget that this whole form of science is merely a means of rendering +knowledge more easy, not a means to greater certainty. It is easier to +discover the nature of an animal, by means of the species to which it +belongs, and so on through the genus, family, order, and class, than to +examine on every occasion the animal presented to us: but the truth of all +propositions arrived at syllogistically is always conditioned by and +ultimately dependent upon some truth which rests not upon reasoning but +upon perception. If this perception were always as much within our reach +as a deduction through syllogisms, then it would be in every respect +preferable. For every deduction from concepts is exposed to great danger +of error, on account of the fact we have considered above, that so many +spheres lie partly within each other, and that their content is often +vague or uncertain. This is illustrated by a multitude of demonstrations +of false doctrines and sophisms of every kind. Syllogisms are indeed +perfectly certain as regards form, but they are very uncertain on account +of their matter, the concepts. For, on the one hand, the spheres of these +are not sufficiently sharply defined, and, on the other hand, they +intersect each other in so many ways that one sphere is in part contained +in many others, and we may pass at will from it to one or another of +these, and from this sphere again to others, as we have already shown. Or, +in other words, the minor term and also the middle can always be +subordinated to different concepts, from which we may choose at will the +major and the middle, and the nature of the conclusion depends on this +choice. Consequently immediate evidence is always much to be preferred to +reasoned truth, and the latter is only to be accepted when the former is +too remote, and not when it is as near or indeed nearer than the latter. +Accordingly we saw above that, as a matter of fact, in the case of logic, +in which the immediate knowledge in each individual case lies nearer to +hand than deduced scientific knowledge, we always conduct our thought +according to our immediate knowledge of the laws of thought, and leave +logic unused.(20) + +§ 15. If now with our conviction that perception is the primary source of +all evidence, and that only direct or indirect connection with it is +absolute truth; and further, that the shortest way to this is always the +surest, as every interposition of concepts means exposure to many +deceptions; if, I say, we now turn with this conviction to mathematics, as +it was established as a science by Euclid, and has remained as a whole to +our own day, we cannot help regarding the method it adopts, as strange and +indeed perverted. We ask that every logical proof shall be traced back to +an origin in perception; but mathematics, on the contrary, is at great +pains deliberately to throw away the evidence of perception which is +peculiar to it, and always at hand, that it may substitute for it a +logical demonstration. This must seem to us like the action of a man who +cuts off his legs in order to go on crutches, or like that of the prince +in the "_Triumph der Empfindsamkeit_" who flees from the beautiful reality +of nature, to delight in a stage scene that imitates it. I must here refer +to what I have said in the sixth chapter of the essay on the principle of +sufficient reason, and take for granted that it is fresh and present in +the memory of the reader; so that I may link my observations on to it +without explaining again the difference between the mere ground of +knowledge of a mathematical truth, which can be given logically, and the +ground of being, which is the immediate connection of the parts of space +and time, known only in perception. It is only insight into the ground of +being that secures satisfaction and thorough knowledge. The mere ground of +knowledge must always remain superficial; it can afford us indeed rational +knowledge _that_ a thing is as it is, but it cannot tell _why_ it is so. +Euclid chose the latter way to the obvious detriment of the science. For +just at the beginning, for example, when he ought to show once for all how +in a triangle the angles and sides reciprocally determine each other, and +stand to each other in the relation of reason and consequent, in +accordance with the form which the principle of sufficient reason has in +pure space, and which there, as in every other sphere, always affords the +necessity that a thing is as it is, because something quite different from +it, is as it is; instead of in this way giving a thorough insight into the +nature of the triangle, he sets up certain disconnected arbitrarily chosen +propositions concerning the triangle, and gives a logical ground of +knowledge of them, through a laborious logical demonstration, based upon +the principle of contradiction. Instead of an exhaustive knowledge of +these space-relations we therefore receive merely certain results of them, +imparted to us at pleasure, and in fact we are very much in the position +of a man to whom the different effects of an ingenious machine are shown, +but from whom its inner connection and construction are withheld. We are +compelled by the principle of contradiction to admit that what Euclid +demonstrates is true, but we do not comprehend _why_ it is so. We have +therefore almost the same uncomfortable feeling that we experience after a +juggling trick, and, in fact, most of Euclid's demonstrations are +remarkably like such feats. The truth almost always enters by the back +door, for it manifests itself _per accidens_ through some contingent +circumstance. Often a _reductio ad absurdum_ shuts all the doors one after +another, until only one is left through which we are therefore compelled +to enter. Often, as in the proposition of Pythagoras, lines are drawn, we +don't know why, and it afterwards appears that they were traps which close +unexpectedly and take prisoner the assent of the astonished learner, who +must now admit what remains wholly inconceivable in its inner connection, +so much so, that he may study the whole of Euclid through and through +without gaining a real insight into the laws of space-relations, but +instead of them he only learns by heart certain results which follow from +them. This specially empirical and unscientific knowledge is like that of +the doctor who knows both the disease and the cure for it, but does not +know the connection between them. But all this is the necessary +consequence if we capriciously reject the special kind of proof and +evidence of one species of knowledge, and forcibly introduce in its stead +a kind which is quite foreign to its nature. However, in other respects +the manner in which this has been accomplished by Euclid deserves all the +praise which has been bestowed on him through so many centuries, and which +has been carried so far that his method of treating mathematics has been +set up as the pattern of all scientific exposition. Men tried indeed to +model all the sciences after it, but later they gave up the attempt +without quite knowing why. Yet in our eyes this method of Euclid in +mathematics can appear only as a very brilliant piece of perversity. But +when a great error in life or in science has been intentionally and +methodically carried out with universal applause, it is always possible to +discover its source in the philosophy which prevailed at the time. The +Eleatics first brought out the difference, and indeed often the conflict, +that exists between what is perceived, {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~},(21) and what is +thought, {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, and used it in many ways in their philosophical +epigrams, and also in sophisms. They were followed later by the Megarics, +the Dialecticians, the Sophists, the New-Academy, and the Sceptics; these +drew attention to the illusion, that is to say, to the deception of the +senses, or rather of the understanding which transforms the data of the +senses into perception, and which often causes us to see things to which +the reason unhesitatingly denies reality; for example, a stick broken in +water, and such like. It came to be known that sense-perception was not to +be trusted unconditionally, and it was therefore hastily concluded that +only rational, logical thought could establish truth; although Plato (in +the Parmenides), the Megarics, Pyrrho, and the New-Academy, showed by +examples (in the manner which was afterwards adopted by Sextus Empiricus) +how syllogisms and concepts were also sometimes misleading, and indeed +produced paralogisms and sophisms which arise much more easily and are far +harder to explain than the illusion of sense-perception. However, this +rationalism, which arose in opposition to empiricism, kept the upper hand, +and Euclid constructed the science of mathematics in accordance with it. +He was compelled by necessity to found the axioms upon evidence of +perception ({~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}), but all the rest he based upon reasoning +({~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}). His method reigned supreme through all the succeeding +centuries, and it could not but do so as long as pure intuition or +perception, _a priori_, was not distinguished from empirical perception. +Certain passages from the works of Proclus, the commentator of Euclid, +which Kepler translated into Latin in his book, "De Harmonia Mundi," seem +to show that he fully recognised this distinction. But Proclus did not +attach enough importance to the matter; he merely mentioned it by the way, +so that he remained unnoticed and accomplished nothing. Therefore, not +till two thousand years later will the doctrine of Kant, which is destined +to make such great changes in all the knowledge, thought, and action of +European nations, produce this change in mathematics also. For it is only +after we have learned from this great man that the intuitions or +perceptions of space and time are quite different from empirical +perceptions, entirely independent of any impression of the senses, +conditioning it, not conditioned by it, _i.e._, are _a priori_, and +therefore are not exposed to the illusions of sense; only after we have +learned this, I say, can we comprehend that Euclid's logical method of +treating mathematics is a useless precaution, a crutch for sound legs, +that it is like a wanderer who during the night mistakes a bright, firm +road for water, and carefully avoiding it, toils over the broken ground +beside it, content to keep from point to point along the edge of the +supposed water. Only now can we affirm with certainty that what presents +itself to us as necessary in the perception of a figure, does not come +from the figure on the paper, which is perhaps very defectively drawn, nor +from the abstract concept under which we think it, but immediately from +the form of all knowledge of which we are conscious _a priori_. This is +always the principle of sufficient reason; here as the form of perception, +_i.e._, space, it is the principle of the ground of being, the evidence +and validity of which is, however, just as great and as immediate as that +of the principle of the ground of knowing, _i.e._, logical certainty. Thus +we need not and ought not to leave the peculiar province of mathematics in +order to put our trust only in logical proof, and seek to authenticate +mathematics in a sphere which is quite foreign to it, that of concepts. If +we confine ourselves to the ground peculiar to mathematics, we gain the +great advantage that in it the rational knowledge _that_ something is, is +one with the knowledge _why_ it is so, whereas the method of Euclid +entirely separates these two, and lets us know only the first, not the +second. Aristotle says admirably in the Analyt., post. i. 27: "{~GREEK CAPITAL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER ETA WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ETA WITH DASIA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}" (_Subtilior autem et praestantior ea est +scientia, quâ_ QUOD _aliquid sit, et_ CUR _sit una simulque intelligimus +non separatim_ QUOD, _et_ CUR _sit_). In physics we are only satisfied +when the knowledge that a thing is as it is is combined with the knowledge +why it is so. To know that the mercury in the Torricellian tube stands +thirty inches high is not really rational knowledge if we do not know that +it is sustained at this height by the counterbalancing weight of the +atmosphere. Shall we then be satisfied in mathematics with the _qualitas +occulta_ of the circle that the segments of any two intersecting chords +always contain equal rectangles? That it is so Euclid certainly +demonstrates in the 35th Prop. of the Third Book; _why_ it is so remains +doubtful. In the same way the proposition of Pythagoras teaches us a +_qualitas occulta_ of the right-angled triangle; the stilted and indeed +fallacious demonstration of Euclid forsakes us at the _why_, and a simple +figure, which we already know, and which is present to us, gives at a +glance far more insight into the matter, and firm inner conviction of that +necessity, and of the dependence of that quality upon the right angle:-- + + [Illustration] + +In the case of unequal catheti also, and indeed generally in the case of +every possible geometrical truth, it is quite possible to obtain such a +conviction based on perception, because these truths were always +discovered by such an empirically known necessity, and their demonstration +was only thought out afterwards in addition. Thus we only require an +analysis of the process of thought in the first discovery of a geometrical +truth in order to know its necessity empirically. It is the analytical +method in general that I wish for the exposition of mathematics, instead +of the synthetical method which Euclid made use of. Yet this would have +very great, though not insuperable, difficulties in the case of +complicated mathematical truths. Here and there in Germany men are +beginning to alter the exposition of mathematics, and to proceed more in +this analytical way. The greatest effort in this direction has been made +by Herr Kosack, teacher of mathematics and physics in the Gymnasium at +Nordhausen, who added a thorough attempt to teach geometry according to my +principles to the programme of the school examination on the 6th of April +1852. + +In order to improve the method of mathematics, it is especially necessary +to overcome the prejudice that demonstrated truth has any superiority over +what is known through perception, or that logical truth founded upon the +principle of contradiction has any superiority over metaphysical truth, +which is immediately evident, and to which belongs the pure intuition or +perception of space. + +That which is most certain, and yet always inexplicable, is what is +involved in the principle of sufficient reason, for this principle, in its +different aspects, expresses the universal form of all our ideas and +knowledge. All explanation consists of reduction to it, exemplification in +the particular case of the connection of ideas expressed generally through +it. It is thus the principle of all explanation, and therefore it is +neither susceptible of an explanation itself, nor does it stand in need of +it; for every explanation presupposes it, and only obtains meaning through +it. Now, none of its forms are superior to the rest; it is equally certain +and incapable of demonstration as the principle of the ground of being, or +of change, or of action, or of knowing. The relation of reason and +consequent is a necessity in all its forms, and indeed it is, in general, +the source of the concept of necessity, for necessity has no other +meaning. If the reason is given there is no other necessity than that of +the consequent, and there is no reason that does not involve the necessity +of the consequent. Just as surely then as the consequent expressed in the +conclusion follows from the ground of knowledge given in the premises, +does the ground of being in space determine its consequent in space: if I +know through perception the relation of these two, this certainty is just +as great as any logical certainty. But every geometrical proposition is +just as good an expression of such a relation as one of the twelve axioms; +it is a metaphysical truth, and as such, just as certain as the principle +of contradiction itself, which is a metalogical truth, and the common +foundation of all logical demonstration. Whoever denies the necessity, +exhibited for intuition or perception, of the space-relations expressed in +any proposition, may just as well deny the axioms, or that the conclusion +follows from the premises, or, indeed, he may as well deny the principle +of contradiction itself, for all these relations are equally +undemonstrable, immediately evident and known _a priori_. For any one to +wish to derive the necessity of space-relations, known in intuition or +perception, from the principle of contradiction by means of a logical +demonstration is just the same as for the feudal superior of an estate to +wish to hold it as the vassal of another. Yet this is what Euclid has +done. His axioms only, he is compelled to leave resting upon immediate +evidence; all the geometrical truths which follow are demonstrated +logically, that is to say, from the agreement of the assumptions made in +the proposition with the axioms which are presupposed, or with some +earlier proposition; or from the contradiction between the opposite of the +proposition and the assumptions made in it, or the axioms, or earlier +propositions, or even itself. But the axioms themselves have no more +immediate evidence than any other geometrical problem, but only more +simplicity on account of their smaller content. + +When a criminal is examined, a _procès-verbal_ is made of his statement in +order that we may judge of its truth from its consistency. But this is +only a makeshift, and we are not satisfied with it if it is possible to +investigate the truth of each of his answers for itself; especially as he +might lie consistently from the beginning. But Euclid investigated space +according to this first method. He set about it, indeed, under the correct +assumption that nature must everywhere be consistent, and that therefore +it must also be so in space, its fundamental form. Since then the parts of +space stand to each other in a relation of reason and consequent, no +single property of space can be different from what it is without being in +contradiction with all the others. But this is a very troublesome, +unsatisfactory, and roundabout way to follow. It prefers indirect +knowledge to direct, which is just as certain, and it separates the +knowledge that a thing is from the knowledge why it is, to the great +disadvantage of the science; and lastly, it entirely withholds from the +beginner insight into the laws of space, and indeed renders him +unaccustomed to the special investigation of the ground and inner +connection of things, inclining him to be satisfied with a mere historical +knowledge that a thing is as it is. The exercise of acuteness which this +method is unceasingly extolled as affording consists merely in this, that +the pupil practises drawing conclusions, _i.e._, he practises applying the +principle of contradiction, but specially he exerts his memory to retain +all those data whose agreement is to be tested. Moreover, it is worth +noticing that this method of proof was applied only to geometry and not to +arithmetic. In arithmetic the truth is really allowed to come home to us +through perception alone, which in it consists simply in counting. As the +perception of numbers is in _time alone_, and therefore cannot be +represented by a sensuous schema like the geometrical figure, the +suspicion that perception is merely empirical, and possibly illusive, +disappeared in arithmetic, and the introduction of the logical method of +proof into geometry was entirely due to this suspicion. As time has only +one dimension, counting is the only arithmetical operation, to which all +others may be reduced; and yet counting is just intuition or perception _a +priori_, to which there is no hesitation in appealing here, and through +which alone everything else, every sum and every equation, is ultimately +proved. We prove, for example, not that (7 + 9 × 8 - 2)/3 = 42; but we +refer to the pure perception in time, counting thus makes each individual +problem an axiom. Instead of the demonstrations that fill geometry, the +whole content of arithmetic and algebra is thus simply a method of +abbreviating counting. We mentioned above that our immediate perception of +numbers in time extends only to about ten. Beyond this an abstract concept +of the numbers, fixed by a word, must take the place of the perception; +which does not therefore actually occur any longer, but is only indicated +in a thoroughly definite manner. Yet even so, by the important assistance +of the system of figures which enables us to represent all larger numbers +by the same small ones, intuitive or perceptive evidence of every sum is +made possible, even where we make such use of abstraction that not only +the numbers, but indefinite quantities and whole operations are thought +only in the abstract and indicated as so thought, as [sqrt](r^b) so that +we do not perform them, but merely symbolise them. + +We might establish truth in geometry also, through pure _a priori_ +perception, with the same right and certainty as in arithmetic. It is in +fact always this necessity, known through perception in accordance with +the principle of sufficient reason of being, which gives to geometry its +principal evidence, and upon which in the consciousness of every one, the +certainty of its propositions rests. The stilted logical demonstration is +always foreign to the matter, and is generally soon forgotten, without +weakening our conviction. It might indeed be dispensed with altogether +without diminishing the evidence of geometry, for this is always quite +independent of such demonstration, which never proves anything we are not +convinced of already, through another kind of knowledge. So far then it is +like a cowardly soldier, who adds a wound to an enemy slain by another, +and then boasts that he slew him himself.(22) + +After all this we hope there will be no doubt that the evidence of +mathematics, which has become the pattern and symbol of all evidence, +rests essentially not upon demonstration, but upon immediate perception, +which is thus here, as everywhere else, the ultimate ground and source of +truth. Yet the perception which lies at the basis of mathematics has a +great advantage over all other perception, and therefore over empirical +perception. It is _a priori_, and therefore independent of experience, +which is always given only in successive parts; therefore everything is +equally near to it, and we can start either from the reason or from the +consequent, as we please. Now this makes it absolutely reliable, for in it +the consequent is known from the reason, and this is the only kind of +knowledge that has necessity; for example, the equality of the sides is +known as established by the equality of the angles. All empirical +perception, on the other hand, and the greater part of experience, +proceeds conversely from the consequent to the reason, and this kind of +knowledge is not infallible, for necessity only attaches to the consequent +on account of the reason being given, and no necessity attaches to the +knowledge of the reason from the consequent, for the same consequent may +follow from different reasons. The latter kind of knowledge is simply +induction, _i.e._, from many consequents which point to one reason, the +reason is accepted as certain; but as the cases can never be all before +us, the truth here is not unconditionally certain. But all knowledge +through sense-perception, and the great bulk of experience, has only this +kind of truth. The affection of one of the senses induces the +understanding to infer a cause of the effect, but, as a conclusion from +the consequent to the reason is never certain, illusion, which is +deception of the senses, is possible, and indeed often occurs, as was +pointed out above. Only when several of the senses, or it may be all the +five, receive impressions which point to the same cause, the possibility +of illusion is reduced to a minimum; but yet it still exists, for there +are cases, for example, the case of counterfeit money, in which all the +senses are deceived. All empirical knowledge, and consequently the whole +of natural science, is in the same position, except only the pure, or as +Kant calls it, metaphysical part of it. Here also the causes are known +from the effects, consequently all natural philosophy rests upon +hypotheses, which are often false, and must then gradually give place to +more correct ones. Only in the case of purposely arranged experiments, +knowledge proceeds from the cause to the effect, that is, it follows the +method that affords certainty; but these experiments themselves are +undertaken in consequence of hypotheses. Therefore, no branch of natural +science, such as physics, or astronomy, or physiology could be discovered +all at once, as was the case with mathematics and logic, but required and +requires the collected and compared experiences of many centuries. In the +first place, repeated confirmation in experience brings the induction, +upon which the hypothesis rests, so near completeness that in practice it +takes the place of certainty, and is regarded as diminishing the value of +the hypothesis, its source, just as little as the incommensurability of +straight and curved lines diminishes the value of the application of +geometry, or that perfect exactness of the logarithm, which is not +attainable, diminishes the value of arithmetic. For as the logarithm, or +the squaring of the circle, approaches infinitely near to correctness +through infinite fractions, so, through manifold experience, the +induction, _i.e._, the knowledge of the cause from the effects, +approaches, not infinitely indeed, but yet so near mathematical evidence, +_i.e._, knowledge of the effects from the cause, that the possibility of +mistake is small enough to be neglected, but yet the possibility exists; +for example, a conclusion from an indefinite number of cases to all cases, +_i.e._, to the unknown ground on which all depend, is an induction. What +conclusion of this kind seems more certain than that all men have the +heart on the left side? Yet there are extremely rare and quite isolated +exceptions of men who have the heart upon the right side. Sense-perception +and empirical science have, therefore, the same kind of evidence. The +advantage which mathematics, pure natural science, and logic have over +them, as _a priori_ knowledge, rests merely upon this, that the formal +element in knowledge upon which all that is _a priori_ is based, is given +as a whole and at once, and therefore in it we can always proceed from the +cause to the effect, while in the former kind of knowledge we are +generally obliged to proceed from the effect to the cause. In other +respects, the law of causality, or the principle of sufficient reason of +change, which guides empirical knowledge, is in itself just as certain as +the other forms of the principle of sufficient reason which are followed +by the _a priori_ sciences referred to above. Logical demonstrations from +concepts or syllogisms have the advantage of proceeding from the reason to +the consequent, just as much as knowledge through perception _a priori_, +and therefore in themselves, _i.e._, according to their form, they are +infallible. This has greatly assisted to bring demonstration in general +into such esteem. But this infallibility is merely relative; the +demonstration merely subsumes under the first principles of the science, +and it is these which contain the whole material truth of science, and +they must not themselves be demonstrated, but must be founded on +perception. In the few _a priori_ sciences we have named above, this +perception is pure, but everywhere else it is empirical, and is only +raised to universality through induction. If, then, in the empirical +sciences also, the particular is proved from the general, yet the general, +on the other hand, has received its truth from the particular; it is only +a store of collected material, not a self-constituted foundation. + +So much for the foundation of truth. Of the source and possibility of +error many explanations have been tried since Plato's metaphorical +solution of the dove-cot where the wrong pigeons are caught, &c. +(Theætetus, p. 167, _et seq._) Kant's vague, indefinite explanation of the +source of error by means of the diagram of diagonal motion, will be found +in the "Critique of Pure Reason," p. 294 of the first edition, and p. 350 +of the fifth. As truth is the relation of a judgment to its ground of +knowledge, it is always a problem how the person judging can believe that +he has such a ground of knowledge and yet not have it; that is to say, how +error, the deception of reason, is possible. I find this possibility quite +analogous to that of illusion, or the deception of the understanding, +which has been explained above. My opinion is (and this is what gives this +explanation its proper place here) that _every error is an inference from +the consequent to the reason_, which indeed is valid when we know that the +consequent has that reason and can have no other; but otherwise is not +valid. The person who falls into error, either attributes to a consequent +a reason which it cannot have, in which case he shows actual deficiency of +understanding, _i.e._, deficiency in the capacity for immediate knowledge +of the connection between the cause and the effect, or, as more frequently +happens, he attributes to the effect a cause which is possible, but he +adds to the major proposition of the syllogism, in which he infers the +cause from the effect, that this effect _always_ results only from this +cause. Now he could only be assured of this by a complete induction, +which, however, he assumes without having made it. This "always" is +therefore too wide a concept, and instead of it he ought to have used +"sometimes" or "generally." The conclusion would then be problematical, +and therefore not erroneous. That the man who errs should proceed in this +way is due either to haste, or to insufficient knowledge of what is +possible, on account of which he does not know the necessity of the +induction that ought to be made. Error then is quite analogous to +illusion. Both are inferences from the effect to the cause; the illusion +brought about always in accordance with the law of causality, and by the +understanding alone, thus directly, in perception itself; the error in +accordance with all the forms of the principle of sufficient reason, and +by the reason, thus in thought itself; yet most commonly in accordance +with the law of causality, as will appear from the three following +examples, which may be taken as types or representatives of the three +kinds of error. (1.) The illusion of the senses (deception of the +understanding) induces error (deception of the reason); for example, if +one mistakes a painting for an alto-relief, and actually takes it for +such; the error results from a conclusion from the following major +premise: "If dark grey passes regularly through all shades to white; the +cause is _always_ the light, which strikes differently upon projections +and depressions, _ergo_--." (2.) "If there is no money in my safe, the +cause is _always_ that my servant has got a key for it: _ergo_--." (3.) "If +a ray of sunlight, broken through a prism, _i.e._, bent up or down, +appears as a coloured band instead of round and white as before, the cause +must always be that light consists of homogeneous rays, differently +coloured and refrangible to different degrees, which, when forced asunder +on account of the difference of their refrangibility, give an elongated +and variously-coloured spectrum: _ergo--bibamus!_"--It must be possible to +trace every error to such a conclusion, drawn from a major premise which +is often only falsely generalised, hypothetical, and founded on the +assumption that some particular cause is that of a certain effect. Only +certain mistakes in counting are to be excepted, and they are not really +errors, but merely mistakes. The operation prescribed by the concepts of +the numbers has not been carried out in pure intuition or perception, in +counting, but some other operation instead of it. + +As regards the _content_ of the sciences generally, it is, in fact, always +the relation of the phenomena of the world to each other, according to the +principle of sufficient reason, under the guidance of the _why_, which has +validity and meaning only through this principle. _Explanation_ is the +establishment of this relation. Therefore explanation can never go further +than to show two ideas standing to each other in the relation peculiar to +that form of the principle of sufficient reason which reigns in the class +to which they belong. If this is done we cannot further be asked the +question, _why_: for the relation proved is that one which absolutely +cannot be imagined as other than it is, _i.e._, it is the form of all +knowledge. Therefore we do not ask why 2 + 2 = 4; or why the equality of +the angles of a triangle determines the equality of the sides; or why its +effect follows any given cause; or why the truth of the conclusion is +evident from the truth of the premises. Every explanation which does not +ultimately lead to a relation of which no "why" can further be demanded, +stops at an accepted _qualitas occulta_; but this is the character of +every original force of nature. Every explanation in natural science must +ultimately end with such a _qualitas occulta_, and thus with complete +obscurity. It must leave the inner nature of a stone just as much +unexplained as that of a human being; it can give as little account of the +weight, the cohesion, the chemical qualities, &c., of the former, as of +the knowing and acting of the latter. Thus, for example, weight is a +_qualitas occulta_, for it can be thought away, and does not proceed as a +necessity from the form of knowledge; which, on the contrary, is not the +case with the law of inertia, for it follows from the law of causality, +and is therefore sufficiently explained if it is referred to that law. +There are two things which are altogether inexplicable,--that is to say, do +not ultimately lead to the relation which the principle of sufficient +reason expresses. These are, first, the principle of sufficient reason +itself in all its four forms, because it is the principle of all +explanation, which has meaning only in relation to it; secondly, that to +which this principle does not extend, but which is the original source of +all phenomena; the thing-in-itself, the knowledge of which is not subject +to the principle of sufficient reason. We must be content for the present +not to understand this thing-in-itself, for it can only be made +intelligible by means of the following book, in which we shall resume this +consideration of the possible achievements of the sciences. But at the +point at which natural science, and indeed every science, leaves things, +because not only its explanation of them, but even the principle of this +explanation, the principle of sufficient reason, does not extend beyond +this point; there philosophy takes them up and treats them after its own +method, which is quite distinct from the method of science. In my essay on +the principle of sufficient reason, § 51, I have shown how in the +different sciences the chief guiding clue is one or other form of that +principle; and, in fact, perhaps the most appropriate classification of +the sciences might be based upon this circumstance. Every explanation +arrived at by the help of this clue is, as we have said, merely relative; +it explains things in relation to each other, but something which indeed +is presupposed is always left unexplained. In mathematics, for example, +this is space and time; in mechanics, physics, and chemistry it is matter, +qualities, original forces and laws of nature; in botany and zoology it is +the difference of species, and life itself; in history it is the human +race with all its properties of thought and will: in all it is that form +of the principle of sufficient reason which is respectively applicable. It +is peculiar to _philosophy_ that it presupposes nothing as known, but +treats everything as equally external and a problem; not merely the +relations of phenomena, but also the phenomena themselves, and even the +principle of sufficient reason to which the other sciences are content to +refer everything. In philosophy nothing would be gained by such a +reference, as one member of the series is just as external to it as +another; and, moreover, that kind of connection is just as much a problem +for philosophy as what is joined together by it, and the latter again is +just as much a problem after its combination has been explained as before +it. For, as we have said, just what the sciences presuppose and lay down +as the basis and the limits of their explanation, is precisely and +peculiarly the problem of philosophy, which may therefore be said to begin +where science ends. It cannot be founded upon demonstrations, for they +lead from known principles to unknown, but everything is equally unknown +and external to philosophy. There can be no principle in consequence of +which the world with all its phenomena first came into existence, and +therefore it is not possible to construct, as Spinoza wished, a philosophy +which demonstrates _ex firmis principiis_. Philosophy is the most general +rational knowledge, the first principles of which cannot therefore be +derived from another principle still more general. The principle of +contradiction establishes merely the agreement of concepts, but does not +itself produce concepts. The principle of sufficient reason explains the +connections of phenomena, but not the phenomena themselves; therefore +philosophy cannot proceed upon these principles to seek a _causa +efficiens_ or a _causa finalis_ of the whole world. My philosophy, at +least, does not by any means seek to know _whence_ or _wherefore_ the +world exists, but merely _what_ the world is. But the _why_ is here +subordinated to the _what_, for it already belongs to the world, as it +arises and has meaning and validity only through the form of its +phenomena, the principle of sufficient reason. We might indeed say that +every one knows what the world is without help, for he is himself that +subject of knowledge of which the world is the idea; and so far this would +be true. But that knowledge is empirical, is in the concrete; the task of +philosophy is to reproduce this in the abstract to raise to permanent +rational knowledge the successive changing perceptions, and in general, +all that is contained under the wide concept of feeling and merely +negatively defined as not abstract, distinct, rational knowledge. It must +therefore consist of a statement in the abstract, of the nature of the +whole world, of the whole, and of all the parts. In order then that it may +not lose itself in the endless multitude of particular judgments, it must +make use of abstraction and think everything individual in the universal, +and its differences also in the universal. It must therefore partly +separate and partly unite, in order to present to rational knowledge the +whole manifold of the world generally, according to its nature, +comprehended in a few abstract concepts. Through these concepts, in which +it fixes the nature of the world, the whole individual must be known as +well as the universal, the knowledge of both therefore must be bound +together to the minutest point. Therefore the capacity for philosophy +consists just in that in which Plato placed it, the knowledge of the one +in the many, and the many in the one. Philosophy will therefore be a +sum-total of general judgments, whose ground of knowledge is immediately +the world itself in its entirety, without excepting anything; thus all +that is to be found in human consciousness; it will be _a complete +recapitulation, as it were, a reflection, of the world in abstract +concepts_, which is only possible by the union of the essentially +identical in _one_ concept and the relegation of the different to another. +This task was already prescribed to philosophy by Bacon of Verulam when he +said: _ea demum vera est philosophia, quae mundi ipsius voces fidelissime +reddit, et veluti dictante mundo conscripta est, et nihil aliud est, quam +ejusdem_ SIMULACRUM ET REFLECTIO, _neque addit quidquam de proprio, sed +tantum iterat et resonat_ (De Augm. Scient., L. 2, c. 13). But we take +this in a wider sense than Bacon could then conceive. + +The agreement which all the sides and parts of the world have with each +other, just because they belong to a whole, must also be found in this +abstract copy of it. Therefore the judgments in this sum-total could to a +certain extent be deduced from each other, and indeed always reciprocally +so deduced. Yet to make the first judgment possible, they must all be +present, and thus implied as prior to it in the knowledge of the world in +the concrete, especially as all direct proof is more certain than indirect +proof; their harmony with each other by virtue of which they come together +into the unity of _one_ thought, and which arises from the harmony and +unity of the world of perception itself, which is their common ground of +knowledge, is not therefore to be made use of to establish them, as that +which is prior to them, but is only added as a confirmation of their +truth. This problem itself can only become quite clear in being +solved.(23) + +§ 16. After this full consideration of reason as a special faculty of +knowledge belonging to man alone, and the results and phenomena peculiar +to human nature brought about by it, it still remains for me to speak of +reason, so far as it is the guide of human action, and in this respect may +be called _practical_. But what there is to say upon this point has found +its place elsewhere in the appendix to this work, where I controvert the +existence of the so-called practical reason of Kant, which he (certainly +very conveniently) explained as the immediate source of virtue, and as the +seat of an absolute (_i.e._, fallen from heaven) imperative. The detailed +and thorough refutation of this Kantian principle of morality I have given +later in the "Fundamental Problems of Ethics." There remains, therefore, +but little for me to say here about the actual influence of reason, in the +true sense of the word, upon action. At the commencement of our treatment +of reason we remarked, in general terms, how much the action and behaviour +of men differs from that of brutes, and that this difference is to be +regarded as entirely due to the presence of abstract concepts in +consciousness. The influence of these upon our whole existence is so +penetrating and significant that, on account of them, we are related to +the lower animals very much as those animals that see are related to those +that have no eyes (certain larvae, worms, and zoophytes). Animals without +eyes know only by touch what is immediately present to them in space, what +comes into contact with them; those which see, on the contrary, know a +wide circle of near and distant objects. In the same way the absence of +reason confines the lower animals to the ideas of perception, _i.e._, the +real objects which are immediately present to them in time; we, on the +contrary, on account of knowledge in the abstract, comprehend not only the +narrow actual present, but also the whole past and future, and the wide +sphere of the possible; we view life freely on all its sides, and go far +beyond the present and the actual. Thus what the eye is in space and for +sensuous knowledge, reason is, to a certain extent, in time and for inner +knowledge. But as the visibility of objects has its worth and meaning only +in the fact that it informs us of their tangibility, so the whole worth of +abstract knowledge always consists in its relation to what is perceived. +Therefore men naturally attach far more worth to immediate and perceived +knowledge than to abstract concepts, to that which is merely thought; they +place empirical knowledge before logical. But this is not the opinion of +men who live more in words than in deeds, who have seen more on paper and +in books than in actual life, and who in their greatest degeneracy become +pedants and lovers of the mere letter. Thus only is it conceivable that +Leibnitz and Wolf and all their successors could go so far astray as to +explain knowledge of perception, after the example of Duns Scotus, as +merely confused abstract knowledge! To the honour of Spinoza, I must +mention that his truer sense led him, on the contrary, to explain all +general concepts as having arisen from the confusion of that which was +known in perception (Eth. II., prop. 40, Schol. 1). It is also a result of +perverted opinion that in mathematics the evidence proper to it was +rejected, and logical evidence alone accepted; that everything in general +which was not abstract knowledge was comprehended under the wide name of +feeling, and consequently was little valued; and lastly that the Kantian +ethics regarded the good will which immediately asserts itself upon +knowledge of the circumstances, and guides to right and good action as +mere feeling and emotion, and consequently as worthless and without merit, +and would only recognise actions which proceed from abstract maxims as +having moral worth. + +The many-sided view of life as a whole which man, as distinguished from +the lower animals, possesses through reason, may be compared to a +geometrical, colourless, abstract, reduced plan of his actual life. He, +therefore, stands to the lower animals as the navigator who, by means of +chart, compass, and quadrant, knows accurately his course and his position +at any time upon the sea, stands to the uneducated sailors who see only +the waves and the heavens. Thus it is worth noticing, and indeed +wonderful, how, besides his life in the concrete, man always lives another +life in the abstract. In the former he is given as a prey to all the +storms of actual life, and to the influence of the present; he must +struggle, suffer, and die like the brute. But his life in the abstract, as +it lies before his rational consciousness, is the still reflection of the +former, and of the world in which he lives; it is just that reduced chart +or plan to which we have referred. Here in the sphere of quiet +deliberation, what completely possessed him and moved him intensely +before, appears to him cold, colourless, and for the moment external to +him; he is merely the spectator, the observer. In respect of this +withdrawal into reflection he may be compared to an actor who has played +his part in one scene, and who takes his place among the audience till it +is time for him to go upon the stage again, and quietly looks on at +whatever may happen, even though it be the preparation for his own death +(in the piece), but afterwards he again goes on the stage and acts and +suffers as he must. From this double life proceeds that quietness peculiar +to human beings, so very different from the thoughtlessness of the brutes, +and with which, in accordance with previous reflection, or a formed +determination, or a recognised necessity, a man suffers or accomplishes in +cold blood, what is of the utmost and often terrible importance to him; +suicide, execution, the duel, enterprises of every kind fraught with +danger to life, and, in general, things against which his whole animal +nature rebels. Under such circumstances we see to what an extent reason +has mastered the animal nature, and we say to the strong: {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER ETA WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER RHO~}! (_ferreum certe tibi cor_), Il. 24, 521. Here we can say truly that +reason manifests itself practically, and thus wherever action is guided by +reason, where the motives are abstract concepts, wherever we are not +determined by particular ideas of perception, nor by the impression of the +moment which guides the brutes, there _practical reason_ shows itself. But +I have fully explained in the Appendix, and illustrated by examples, that +this is entirely different from and unrelated to the ethical worth of +actions; that rational action and virtuous action are two entirely +different things; that reason may just as well find itself in connection +with great evil as with great good, and by its assistance may give great +power to the one as well as to the other; that it is equally ready and +valuable for the methodical and consistent carrying out of the noble and +of the bad intention, of the wise as of the foolish maxim; which all +results from the constitution of its nature, which is feminine, receptive, +retentive, and not spontaneous; all this I have shown in detail in the +Appendix, and illustrated by examples. What is said there would have been +placed here, but on account of my polemic against Kant's pretended +practical reason I have been obliged to relegate it to the Appendix, to +which I therefore refer. + +The ideal explained in the _Stoical philosophy_ is the most complete +development of _practical reason_ in the true and genuine sense of the +word; it is the highest summit to which man can attain by the mere use of +his reason, and in it his difference from the brutes shows itself most +distinctly. For the ethics of Stoicism are originally and essentially, not +a doctrine of virtue, but merely a guide to a rational life, the end and +aim of which is happiness through peace of mind. Virtuous conduct appears +in it as it were merely by accident, as the means, not as the end. +Therefore the ethical theory of Stoicism is in its whole nature and point +of view fundamentally different from the ethical systems which lay stress +directly upon virtue, such as the doctrines of the Vedas, of Plato, of +Christianity, and of Kant. The aim of Stoical ethics is happiness: {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} (_virtutes omnes finem habere beatitudinem_) it is called +in the account of the Stoa by Stobæus (Ecl., L. ii. c. 7, p. 114, and also +p. 138). Yet the ethics of Stoicism teach that happiness can only be +attained with certainty through inward peace and quietness of spirit +({~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}), and that this again can only be reached through virtue; this +is the whole meaning of the saying that virtue is the highest good. But if +indeed by degrees the end is lost sight of in the means, and virtue is +inculcated in a way which discloses an interest entirely different from +that of one's own happiness, for it contradicts this too distinctly; this +is just one of those inconsistencies by means of which, in every system, +the immediately known, or, as it is called, felt truth leads us back to +the right way in defiance of syllogistic reasoning; as, for example, we +see clearly in the ethical teaching of Spinoza, which deduces a pure +doctrine of virtue from the egoistical _suum utile quærere_ by means of +palpable sophisms. According to this, as I conceive the spirit of the +Stoical ethics, their source lies in the question whether the great +prerogative of man, reason, which, by means of planned action and its +results, relieves life and its burdens so much, might not also be capable +of freeing him at once, directly, _i.e._, through mere knowledge, +completely, or nearly so, of the sorrows and miseries of every kind of +which his life is full. They held that it was not in keeping with the +prerogative of reason that the nature given with it, which by means of it +comprehends and contemplates an infinity of things and circumstances, +should yet, through the present, and the accidents that can be contained +in the few years of a life that is short, fleeting, and uncertain, be +exposed to such intense pain, to such great anxiety and suffering, as +arise from the tempestuous strain of the desires and the antipathies; and +they believed that the due application of reason must raise men above +them, and can make them invulnerable. Therefore Antisthenes says: {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} (_aut mentem parandam, aut laqueum._ Plut. de +stoic. repugn., c. 14), _i.e._, life is so full of troubles and vexations, +that one must either rise above it by means of corrected thoughts, or +leave it. It was seen that want and suffering did not directly and of +necessity spring from not having, but from desiring to have and not +having; that therefore this desire to have is the necessary condition +under which alone it becomes a privation not to have and begets pain. {~GREEK CAPITAL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} +{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} (_non paupertas dolorem efficit, sed +cupiditas_), Epict., fragm. 25. Men learned also from experience that it +is only the hope of what is claimed that begets and nourishes the wish; +therefore neither the many unavoidable evils which are common to all, nor +unattainable blessings, disquiet or trouble us, but only the trifling more +or less of those things which we can avoid or attain; indeed, not only +what is absolutely unavoidable or unattainable, but also what is merely +relatively so, leaves us quite undisturbed; therefore the ills that have +once become joined to our individuality, or the good things that must of +necessity always be denied us, are treated with indifference, in +accordance with the peculiarity of human nature that every wish soon dies +and can no more beget pain if it is not nourished by hope. It followed +from all this that happiness always depends upon the proportion between +our claims and what we receive. It is all one whether the quantities thus +related be great or small, and the proportion can be established just as +well by diminishing the amount of the first as by increasing the amount of +the second; and in the same way it also follows that all suffering +proceeds from the want of proportion between what we demand and expect and +what we get. Now this want of proportion obviously lies only in knowledge, +and it could be entirely abolished through fuller insight.(24) Therefore +Chrysippus says: {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} (Stob. +Ecl., L. ii. c. 7, p. 134), that is, one ought to live with a due +knowledge of the transitory nature of the things of the world. For as +often as a man loses self-command, or is struck down by a misfortune, or +grows angry, or becomes faint-hearted, he shows that he finds things +different from what he expected, consequently that he was caught in error, +and did not know the world and life, did not know that the will of the +individual is crossed at every step by the chance of inanimate nature and +the antagonism of aims and the wickedness of other individuals: he has +therefore either not made use of his reason in order to arrive at a +general knowledge of this characteristic of life, or he lacks judgment, in +that he does not recognise in the particular what he knows in general, and +is therefore surprised by it and loses his self-command.(25) Thus also +every keen pleasure is an error and an illusion, for no attained wish can +give lasting satisfaction; and, moreover, every possession and every +happiness is but lent by chance for an uncertain time, and may therefore +be demanded back the next hour. All pain rests on the passing away of such +an illusion; thus both arise from defective knowledge; the wise man +therefore holds himself equally aloof from joy and sorrow, and no event +disturbs his {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}. + +In accordance with this spirit and aim of the Stoa, Epictetus began and +ended with the doctrine as the kernel of his philosophy, that we should +consider well and distinguish what depends upon us and what does not, and +therefore entirely avoid counting upon the latter, whereby we shall +certainly remain free from all pain, sorrow, and anxiety. But that which +alone is dependent upon us is the will; and here a transition gradually +takes place to a doctrine of virtue, for it is observed that as the outer +world, which is independent of us, determines good and bad fortune, so +inner contentment with ourselves, or the absence of it, proceeds from the +will. But it was then asked whether we ought to apply the words _bonum_ +and _malum_ to the two former or to the two latter? This was indeed +arbitrary and a matter of choice, and did not make any real difference, +but yet the Stoics disputed everlastingly with the Peripatetics and +Epicureans about it, and amused themselves with the inadmissible +comparison of two entirely incommensurable quantities, and the +antithetical, paradoxical judgments which proceeded from them, and which +they flung at each other. The _Paradoxa_ of Cicero afford us an +interesting collection of these from the Stoical side. + +Zeno, the founder, seems originally to have followed a somewhat different +path. The starting-point with him was that for the attainment of the +highest good, _i.e._, blessedness and spiritual peace, one must live in +harmony with oneself ({~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~}; {~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~}.--_Consonanter vivere: hoc est secundum unam rationem et +concordem sibi vivere._ Stob. Ecl. eth. L. ii., c. 7, p. 132. Also: {~GREEK CAPITAL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PSI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}. _Virtutem esse +animi affectiomem secum per totam vitam consentientem_, _ibid._, p. 104.) +Now this was only possible for a man if he determined himself entirely +rationally, according to concepts, not according to changing impressions +and moods; since, however, only the maxims of our conduct, not the +consequences nor the outward circumstances, are in our power, in order to +be always consistent we must set before us as our aim only the maxims and +not the consequences and circumstances, and thus again a doctrine of +virtue is introduced. + +But the ethical principle of Zeno--to live in harmony with oneself--appeared +even to his immediate successors to be too formal and empty. They +therefore gave it material content by the addition--"to live in harmony +with nature" ({~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~}), which, as Stobæus mentions in +another place, was first added by Kleanthes, and extended the matter very +much on account of the wide sphere of the concept and the vagueness of the +expression. For Kleanthes meant the whole of nature in general, while +Chrysippus meant human nature in particular (Diog. Laert., 7, 89). It +followed that what alone was adapted to the latter was virtue, just as the +satisfaction of animal desires was adapted to animal natures; and thus +ethics had again to be forcibly united to a doctrine of virtue, and in +some way or other established through physics. For the Stoics always aimed +at unity of principle, as for them God and the world were not dissevered. + +The ethical system of Stoicism, regarded as a whole, is in fact a very +valuable and estimable attempt to use the great prerogative of man, +reason, for an important and salutary end; to raise him above the +suffering and pain to which all life is exposed, by means of a maxim-- + + + "_Qua ratione queas traducere leniter oevum:_ + _Ne te semper inops agitet vexetque cupido,_ + _Ne pavor et rerum mediocriter utilium spes,_" + + +and thus to make him partake, in the highest degree, of the dignity which +belongs to him as a rational being, as distinguished from the brutes; a +dignity of which, in this sense at any rate, we can speak, though not in +any other. It is a consequence of my view of the ethical system of +Stoicism that it must be explained at the part of my work at which I +consider what reason is and what it can do. But although it may to a +certain extent be possible to attain that end through the application of +reason, and through a purely rational system of ethics, and although +experience shows that the happiest men are those purely rational +characters commonly called practical philosophers,--and rightly so, because +just as the true, that is, the theoretical philosopher carries life into +the concept, they carry the concept into life,--yet it is far from the case +that perfection can be attained in this way, and that the reason, rightly +used, can really free us from the burden and sorrow of life, and lead us +to happiness. Rather, there lies an absolute contradiction in wishing to +live without suffering, and this contradiction is also implied in the +commonly used expression, "blessed life." This will become perfectly clear +to whoever comprehends the whole of the following exposition. In this +purely rational system of ethics the contradiction reveals itself thus, +the Stoic is obliged in his doctrine of the way to the blessed life (for +that is what his ethical system always remains) to insert a recommendation +of suicide (as among the magnificent ornaments and apparel of Eastern +despots there is always a costly vial of poison) for the case in which the +sufferings of the body, which cannot be philosophised away by any +principles or syllogistic reasonings, are paramount and incurable; thus +its one aim, blessedness, is rendered vain, and nothing remains as a mode +of escape from suffering except death; in such a case then death must be +voluntarily accepted, just as we would take any other medicine. Here then +a marked antagonism is brought out between the ethical system of Stoicism +and all those systems referred to above which make virtue in itself +directly, and accompanied by the most grievous sorrows, their aim, and +will not allow a man to end his life in order to escape from suffering. +Not one of them, however, was able to give the true reason for the +rejection of suicide, but they laboriously collected illusory explanations +from all sides: the true reason will appear in the Fourth Book in the +course of the development of our system. But the antagonism referred to +reveals and establishes the essential difference in fundamental principle +between Stoicism, which is just a special form of endæmonism, and those +doctrines we have mentioned, although both are often at one in their +results, and are apparently related. And the inner contradiction referred +to above, with which the ethical system of Stoicism is affected even in +its fundamental thought, shows itself further in the circumstance that its +ideal, the Stoic philosopher, as the system itself represents him, could +never obtain life or inner poetic truth, but remains a wooden, stiff +lay-figure of which nothing can be made. He cannot himself make use of his +wisdom, and his perfect peace, contentment, and blessedness directly +contradict the nature of man, and preclude us from forming any concrete +idea of him. When compared with him, how entirely different appear the +overcomers of the world, and voluntary hermits that Indian philosophy +presents to us, and has actually produced; or indeed, the holy man of +Christianity, that excellent form full of deep life, of the greatest +poetic truth, and the highest significance, which stands before us in +perfect virtue, holiness, and sublimity, yet in a state of supreme +suffering.(26) + + + + + +SECOND BOOK. THE WORLD AS WILL. + + + + +First Aspect. The Objectification Of The Will. + + + Nos habitat, non tartara, sed nec sidera coeli: + Spiritus, in nobis qui viget, illa facit. + + +§ 17. In the first book we considered the idea merely as such, that is, +only according to its general form. It is true that as far as the abstract +idea, the concept, is concerned, we obtained a knowledge of it in respect +of its content also, because it has content and meaning only in relation +to the idea of perception, without which it would be worthless and empty. +Accordingly, directing our attention exclusively to the idea of +perception, we shall now endeavour to arrive at a knowledge of its +content, its more exact definition, and the forms which it presents to us. +And it will specially interest us to find an explanation of its peculiar +significance, that significance which is otherwise merely felt, but on +account of which it is that these pictures do not pass by us entirely +strange and meaningless, as they must otherwise do, but speak to us +directly, are understood, and obtain an interest which concerns our whole +nature. + +We direct our attention to mathematics, natural science, and philosophy, +for each of these holds out the hope that it will afford us a part of the +explanation we desire. Now, taking philosophy first, we find that it is +like a monster with many heads, each of which speaks a different language. +They are not, indeed, all at variance on the point we are here +considering, the significance of the idea of perception. For, with the +exception of the Sceptics and the Idealists, the others, for the most +part, speak very much in the same way of an _object_ which constitutes the +_basis_ of the idea, and which is indeed different in its whole being and +nature from the idea, but yet is in all points as like it as one egg is to +another. But this does not help us, for we are quite unable to distinguish +such an object from the idea; we find that they are one and the same; for +every object always and for ever presupposes a subject, and therefore +remains idea, so that we recognised objectivity as belonging to the most +universal form of the idea, which is the division into subject and object. +Further, the principle of sufficient reason, which is referred to in +support of this doctrine, is for us merely the form of the idea, the +orderly combination of one idea with another, but not the combination of +the whole finite or infinite series of ideas with something which is not +idea at all, and which cannot therefore be presented in perception. Of the +Sceptics and Idealists we spoke above, in examining the controversy about +the reality of the outer world. + +If we turn to mathematics to look for the fuller knowledge we desire of +the idea of perception, which we have, as yet, only understood generally, +merely in its form, we find that mathematics only treats of these ideas so +far as they fill time and space, that is, so far as they are quantities. +It will tell us with the greatest accuracy the how-many and the how-much; +but as this is always merely relative, that is to say, merely a comparison +of one idea with others, and a comparison only in the one respect of +quantity, this also is not the information we are principally in search +of. + +Lastly, if we turn to the wide province of natural science, which is +divided into many fields, we may, in the first place, make a general +division of it into two parts. It is either the description of forms, +which I call _Morphology_, or the explanation of changes, which I call +_Etiology_. The first treats of the permanent forms, the second of the +changing matter, according to the laws of its transition from one form to +another. The first is the whole extent of what is generally called natural +history. It teaches us, especially in the sciences of botany and zoology, +the various permanent, organised, and therefore definitely determined +forms in the constant change of individuals; and these forms constitute a +great part of the content of the idea of perception. In natural history +they are classified, separated, united, arranged according to natural and +artificial systems, and brought under concepts which make a general view +and knowledge of the whole of them possible. Further, an infinitely fine +analogy both in the whole and in the parts of these forms, and running +through them all (_unité de plan_), is established, and thus they may be +compared to innumerable variations on a theme which is not given. The +passage of matter into these forms, that is to say, the origin of +individuals, is not a special part of natural science, for every +individual springs from its like by generation, which is everywhere +equally mysterious, and has as yet evaded definite knowledge. The little +that is known on the subject finds its place in physiology, which belongs +to that part of natural science I have called etiology. Mineralogy also, +especially where it becomes geology, inclines towards etiology, though it +principally belongs to morphology. Etiology proper comprehends all those +branches of natural science in which the chief concern is the knowledge of +cause and effect. The sciences teach how, according to an invariable rule, +one condition of matter is necessarily followed by a certain other +condition; how one change necessarily conditions and brings about a +certain other change; this sort of teaching is called _explanation_. The +principal sciences in this department are mechanics, physics, chemistry, +and physiology. + +If, however, we surrender ourselves to its teaching, we soon become +convinced that etiology cannot afford us the information we chiefly +desire, any more than morphology. The latter presents to us innumerable +and infinitely varied forms, which are yet related by an unmistakable +family likeness. These are for us ideas, and when only treated in this +way, they remain always strange to us, and stand before us like +hieroglyphics which we do not understand. Etiology, on the other hand, +teaches us that, according to the law of cause and effect, this particular +condition of matter brings about that other particular condition, and thus +it has explained it and performed its part. However, it really does +nothing more than indicate the orderly arrangement according to which the +states of matter appear in space and time, and teach in all cases what +phenomenon must necessarily appear at a particular time in a particular +place. It thus determines the position of phenomena in time and space, +according to a law whose special content is derived from experience, but +whose universal form and necessity is yet known to us independently of +experience. But it affords us absolutely no information about the inner +nature of any one of these phenomena: this is called a _force of nature_, +and it lies outside the province of causal explanation, which calls the +constant uniformity with which manifestations of such a force appear +whenever their known conditions are present, a _law of nature_. But this +law of nature, these conditions, and this appearance in a particular place +at a particular time, are all that it knows or ever can know. The force +itself which manifests itself, the inner nature of the phenomena which +appear in accordance with these laws, remains always a secret to it, +something entirely strange and unknown in the case of the simplest as well +as of the most complex phenomena. For although as yet etiology has most +completely achieved its aim in mechanics, and least completely in +physiology, still the force on account of which a stone falls to the +ground or one body repels another is, in its inner nature, not less +strange and mysterious than that which produces the movements and the +growth of an animal. The science of mechanics presupposes matter, weight, +impenetrability, the possibility of communicating motion by impact, +inertia and so forth as ultimate facts, calls them forces of nature, and +their necessary and orderly appearance under certain conditions a law of +nature. Only after this does its explanation begin, and it consists in +indicating truly and with mathematical exactness, how, where and when each +force manifests itself, and in referring every phenomenon which presents +itself to the operation of one of these forces. Physics, chemistry, and +physiology proceed in the same way in their province, only they presuppose +more and accomplish less. Consequently the most complete etiological +explanation of the whole of nature can never be more than an enumeration +of forces which cannot be explained, and a reliable statement of the rule +according to which phenomena appear in time and space, succeed, and make +way for each other. But the inner nature of the forces which thus appear +remains unexplained by such an explanation, which must confine itself to +phenomena and their arrangement, because the law which it follows does not +extend further. In this respect it may be compared to a section of a piece +of marble which shows many veins beside each other, but does not allow us +to trace the course of the veins from the interior of the marble to its +surface. Or, if I may use an absurd but more striking comparison, the +philosophical investigator must always have the same feeling towards the +complete etiology of the whole of nature, as a man who, without knowing +how, has been brought into a company quite unknown to him, each member of +which in turn presents another to him as his friend and cousin, and +therefore as quite well known, and yet the man himself, while at each +introduction he expresses himself gratified, has always the question on +his lips: "But how the deuce do I stand to the whole company?" + +Thus we see that, with regard to those phenomena which we know only as our +ideas, etiology can never give us the desired information that shall carry +us beyond this point. For, after all its explanations, they still remain +quite strange to us, as mere ideas whose significance we do not +understand. The causal connection merely gives us the rule and the +relative order of their appearance in space and time, but affords us no +further knowledge of that which so appears. Moreover, the law of causality +itself has only validity for ideas, for objects of a definite class, and +it has meaning only in so far as it presupposes them. Thus, like these +objects themselves, it always exists only in relation to a subject, that +is, conditionally; and so it is known just as well if we start from the +subject, _i.e._, _a priori_, as if we start from the object, _i.e._, _a +posteriori_. Kant indeed has taught us this. + +But what now impels us to inquiry is just that we are not satisfied with +knowing that we have ideas, that they are such and such, and that they are +connected according to certain laws, the general expression of which is +the principle of sufficient reason. We wish to know the significance of +these ideas; we ask whether this world is merely idea; in which case it +would pass by us like an empty dream or a baseless vision, not worth our +notice; or whether it is also something else, something more than idea, +and if so, what. Thus much is certain, that this something we seek for +must be completely and in its whole nature different from the idea; that +the forms and laws of the idea must therefore be completely foreign to it; +further, that we cannot arrive at it from the idea under the guidance of +the laws which merely combine objects, ideas, among themselves, and which +are the forms of the principle of sufficient reason. + +Thus we see already that we can never arrive at the real nature of things +from without. However much we investigate, we can never reach anything but +images and names. We are like a man who goes round a castle seeking in +vain for an entrance, and sometimes sketching the façades. And yet this is +the method that has been followed by all philosophers before me. + +§ 18. In fact, the meaning for which we seek of that world which is +present to us only as our idea, or the transition from the world as mere +idea of the knowing subject to whatever it may be besides this, would +never be found if the investigator himself were nothing more than the pure +knowing subject (a winged cherub without a body). But he is himself rooted +in that world; he finds himself in it as an _individual_, that is to say, +his knowledge, which is the necessary supporter of the whole world as +idea, is yet always given through the medium of a body, whose affections +are, as we have shown, the starting-point for the understanding in the +perception of that world. His body is, for the pure knowing subject, an +idea like every other idea, an object among objects. Its movements and +actions are so far known to him in precisely the same way as the changes +of all other perceived objects, and would be just as strange and +incomprehensible to him if their meaning were not explained for him in an +entirely different way. Otherwise he would see his actions follow upon +given motives with the constancy of a law of nature, just as the changes +of other objects follow upon causes, stimuli, or motives. But he would not +understand the influence of the motives any more than the connection +between every other effect which he sees and its cause. He would then call +the inner nature of these manifestations and actions of his body which he +did not understand a force, a quality, or a character, as he pleased, but +he would have no further insight into it. But all this is not the case; +indeed the answer to the riddle is given to the subject of knowledge who +appears as an individual, and the answer is _will_. This and this alone +gives him the key to his own existence, reveals to him the significance, +shows him the inner mechanism of his being, of his action, of his +movements. The body is given in two entirely different ways to the subject +of knowledge, who becomes an individual only through his identity with it. +It is given as an idea in intelligent perception, as an object among +objects and subject to the laws of objects. And it is also given in quite +a different way as that which is immediately known to every one, and is +signified by the word _will_. Every true act of his will is also at once +and without exception a movement of his body. The act of will and the +movement of the body are not two different things objectively known, which +the bond of causality unites; they do not stand in the relation of cause +and effect; they are one and the same, but they are given in entirely +different ways,--immediately, and again in perception for the +understanding. The action of the body is nothing but the act of the will +objectified, _i.e._, passed into perception. It will appear later that +this is true of every movement of the body, not merely those which follow +upon motives, but also involuntary movements which follow upon mere +stimuli, and, indeed, that the whole body is nothing but objectified will, +_i.e._, will become idea. All this will be proved and made quite clear in +the course of this work. In one respect, therefore, I shall call the body +the _objectivity of will_; as in the previous book, and in the essay on +the principle of sufficient reason, in accordance with the one-sided point +of view intentionally adopted there (that of the idea), I called it _the +immediate object_. Thus in a certain sense we may also say that will is +the knowledge _a priori_ of the body, and the body is the knowledge _a +posteriori_ of the will. Resolutions of the will which relate to the +future are merely deliberations of the reason about what we shall will at +a particular time, not real acts of will. Only the carrying out of the +resolve stamps it as will, for till then it is never more than an +intention that may be changed, and that exists only in the reason _in +abstracto_. It is only in reflection that to will and to act are +different; in reality they are one. Every true, genuine, immediate act of +will is also, at once and immediately, a visible act of the body. And, +corresponding to this, every impression upon the body is also, on the +other hand, at once and immediately an impression upon the will. As such +it is called pain when it is opposed to the will; gratification or +pleasure when it is in accordance with it. The degrees of both are widely +different. It is quite wrong, however, to call pain and pleasure ideas, +for they are by no means ideas, but immediate affections of the will in +its manifestation, the body; compulsory, instantaneous willing or +not-willing of the impression which the body sustains. There are only a +few impressions of the body which do not touch the will, and it is through +these alone that the body is an immediate object of knowledge, for, as +perceived by the understanding, it is already an indirect object like all +others. These impressions are, therefore, to be treated directly as mere +ideas, and excepted from what has been said. The impressions we refer to +are the affections of the purely objective senses of sight, hearing, and +touch, though only so far as these organs are affected in the way which is +specially peculiar to their specific nature. This affection of them is so +excessively weak an excitement of the heightened and specifically modified +sensibility of these parts that it does not affect the will, but only +furnishes the understanding with the data out of which the perception +arises, undisturbed by any excitement of the will. But every stronger or +different kind of affection of these organs of sense is painful, that is +to say, against the will, and thus they also belong to its objectivity. +Weakness of the nerves shows itself in this, that the impressions which +have only such a degree of strength as would usually be sufficient to make +them data for the understanding reach the higher degree at which they +influence the will, that is to say, give pain or pleasure, though more +often pain, which is, however, to some extent deadened and inarticulate, +so that not only particular tones and strong light are painful to us, but +there ensues a generally unhealthy and hypochondriacal disposition which +is not distinctly understood. The identity of the body and the will shows +itself further, among other ways, in the circumstance that every vehement +and excessive movement of the will, _i.e._, every emotion, agitates the +body and its inner constitution directly, and disturbs the course of its +vital functions. This is shown in detail in "Will in Nature," p. 27 of the +second edition and p. 28 of the third. + +Lastly, the knowledge which I have of my will, though it is immediate, +cannot be separated from that which I have of my body. I know my will, not +as a whole, not as a unity, not completely, according to its nature, but I +know it only in its particular acts, and therefore in time, which is the +form of the phenomenal aspect of my body, as of every object. Therefore +the body is a condition of the knowledge of my will. Thus, I cannot really +imagine this will apart from my body. In the essay on the principle of +sufficient reason, the will, or rather the subject of willing, is treated +as a special class of ideas or objects. But even there we saw this object +become one with the subject; that is, we saw it cease to be an object. We +there called this union the miracle {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}, and the whole of the +present work is to a certain extent an explanation of this. So far as I +know my will specially as object, I know it as body. But then I am again +at the first class of ideas laid down in that essay, _i.e._, real objects. +As we proceed we shall see always more clearly that these ideas of the +first class obtain their explanation and solution from those of the fourth +class given in the essay, which could no longer be properly opposed to the +subject as object, and that, therefore, we must learn to understand the +inner nature of the law of causality which is valid in the first class, +and of all that happens in accordance with it from the law of motivation +which governs the fourth class. + +The identity of the will and the body, of which we have now given a +cursory explanation, can only be proved in the manner we have adopted +here. We have proved this identity for the first time, and shall do so +more and more fully in the course of this work. By "proved" we mean raised +from the immediate consciousness, from knowledge in the concrete to +abstract knowledge of the reason, or carried over into abstract knowledge. +On the other hand, from its very nature it can never be demonstrated, that +is, deduced as indirect knowledge from some other more direct knowledge, +just because it is itself the most direct knowledge; and if we do not +apprehend it and stick to it as such, we shall expect in vain to receive +it again in some indirect way as derivative knowledge. It is knowledge of +quite a special kind, whose truth cannot therefore properly be brought +under any of the four rubrics under which I have classified all truth in +the essay on the principle of sufficient reason, § 29, the logical, the +empirical, the metaphysical, and the metalogical, for it is not, like all +these, the relation of an abstract idea to another idea, or to the +necessary form of perceptive or of abstract ideation, but it is the +relation of a judgment to the connection which an idea of perception, the +body, has to that which is not an idea at all, but something _toto genere_ +different, will. I should like therefore to distinguish this from all +other truth, and call it {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} _philosophical truth_. We can turn +the expression of this truth in different ways and say: My body and my +will are one;--or, What as an idea of perception I call my body, I call my +will, so far as I am conscious of it in an entirely different way which +cannot be compared to any other;--or, My body is the _objectivity_ of my +will;--or, My body considered apart from the fact that it is my idea is +still my will, and so forth.(27) + +§ 19. In the first book we were reluctantly driven to explain the human +body as merely idea of the subject which knows it, like all the other +objects of this world of perception. But it has now become clear that what +enables us consciously to distinguish our own body from all other objects +which in other respects are precisely the same, is that our body appears +in consciousness in quite another way _toto genere_ different from idea, +and this we denote by the word _will_; and that it is just this double +knowledge which we have of our own body that affords us information about +it, about its action and movement following on motives, and also about +what it experiences by means of external impressions; in a word, about +what it is, not as idea, but as more than idea; that is to say, what it is +_in itself_. None of this information have we got directly with regard to +the nature, action, and experience of other real objects. + +It is just because of this special relation to one body that the knowing +subject is an individual. For regarded apart from this relation, his body +is for him only an idea like all other ideas. But the relation through +which the knowing subject is an _individual_, is just on that account a +relation which subsists only between him and one particular idea of all +those which he has. Therefore he is conscious of this _one_ idea, not +merely as an idea, but in quite a different way as a will. If, however, he +abstracts from that special relation, from that twofold and completely +heterogeneous knowledge of what is one and the same, then that _one_, the +body, is an idea like all other ideas. Therefore, in order to understand +the matter, the individual who knows must either assume that what +distinguishes that one idea from others is merely the fact that his +knowledge stands in this double relation to it alone; that insight in two +ways at the same time is open to him only in the case of this one object +of perception, and that this is to be explained not by the difference of +this object from all others, but only by the difference between the +relation of his knowledge to this one object, and its relation to all +other objects. Or else he must assume that this object is essentially +different from all others; that it alone of all objects is at once both +will and idea, while the rest are only ideas, _i.e._, only phantoms. Thus +he must assume that his body is the only real individual in the world, +_i.e._, the only phenomenon of will and the only immediate object of the +subject. That other objects, considered merely as _ideas_, are like his +body, that is, like it, fill space (which itself can only be present as +idea), and also, like it, are causally active in space, is indeed +demonstrably certain from the law of causality which is _a priori_ valid +for ideas, and which admits of no effect without a cause; but apart from +the fact that we can only reason from an effect to a cause generally, and +not to a similar cause, we are still in the sphere of mere ideas, in which +alone the law of causality is valid, and beyond which it can never take +us. But whether the objects known to the individual only as ideas are yet, +like his own body, manifestations of a will, is, as was said in the First +Book, the proper meaning of the question as to the reality of the external +world. To deny this is _theoretical egoism_, which on that account regards +all phenomena that are outside its own will as phantoms, just as in a +practical reference exactly the same thing is done by practical egoism. +For in it a man regards and treats himself alone as a person, and all +other persons as mere phantoms. Theoretical egoism can never be +demonstrably refuted, yet in philosophy it has never been used otherwise +than as a sceptical sophism, _i.e._, a pretence. As a serious conviction, +on the other hand, it could only be found in a madhouse, and as such it +stands in need of a cure rather than a refutation. We do not therefore +combat it any further in this regard, but treat it as merely the last +stronghold of scepticism, which is always polemical. Thus our knowledge, +which is always bound to individuality and is limited by this +circumstance, brings with it the necessity that each of us can only _be +one_, while, on the other hand, each of us can _know all_; and it is this +limitation that creates the need for philosophy. We therefore who, for +this very reason, are striving to extend the limits of our knowledge +through philosophy, will treat this sceptical argument of theoretical +egoism which meets us, as an army would treat a small frontier fortress. +The fortress cannot indeed be taken, but the garrison can never sally +forth from it, and therefore we pass it by without danger, and are not +afraid to have it in our rear. + +The double knowledge which each of us has of the nature and activity of +his own body, and which is given in two completely different ways, has now +been clearly brought out. We shall accordingly make further use of it as a +key to the nature of every phenomenon in nature, and shall judge of all +objects which are not our own bodies, and are consequently not given to +our consciousness in a double way but only as ideas, according to the +analogy of our own bodies, and shall therefore assume that as in one +aspect they are idea, just like our bodies, and in this respect are +analogous to them, so in another aspect, what remains of objects when we +set aside their existence as idea of the subject, must in its inner nature +be the same as that in us which we call _will_. For what other kind of +existence or reality should we attribute to the rest of the material +world? Whence should we take the elements out of which we construct such a +world? Besides will and idea nothing is known to us or thinkable. If we +wish to attribute the greatest known reality to the material world which +exists immediately only in our idea, we give it the reality which our own +body has for each of us; for that is the most real thing for every one. +But if we now analyse the reality of this body and its actions, beyond the +fact that it is idea, we find nothing in it except the will; with this its +reality is exhausted. Therefore we can nowhere find another kind of +reality which we can attribute to the material world. Thus if we hold that +the material world is something more than merely our idea, we must say +that besides being idea, that is, in itself and according to its inmost +nature, it is that which we find immediately in ourselves as _will_. I say +according to its inmost nature; but we must first come to know more +accurately this real nature of the will, in order that we may be able to +distinguish from it what does not belong to itself, but to its +manifestation, which has many grades. Such, for example, is the +circumstance of its being accompanied by knowledge, and the determination +by motives which is conditioned by this knowledge. As we shall see farther +on, this does not belong to the real nature of will, but merely to its +distinct manifestation as an animal or a human being. If, therefore, I +say,--the force which attracts a stone to the earth is according to its +nature, in itself, and apart from all idea, will, I shall not be supposed +to express in this proposition the insane opinion that the stone moves +itself in accordance with a known motive, merely because this is the way +in which will appears in man.(28) We shall now proceed more clearly and in +detail to prove, establish, and develop to its full extent what as yet has +only been provisionally and generally explained.(29) + +§ 20. As we have said, the will proclaims itself primarily in the +voluntary movements of our own body, as the inmost nature of this body, as +that which it is besides being object of perception, idea. For these +voluntary movements are nothing else than the visible aspect of the +individual acts of will, with which they are directly coincident and +identical, and only distinguished through the form of knowledge into which +they have passed, and in which alone they can be known, the form of idea. + +But these acts of will have always a ground or reason outside themselves +in motives. Yet these motives never determine more than what I will at +_this_ time, in _this_ place, and under _these_ circumstances, not _that_ +I will in general, or _what_ I will in general, that is, the maxims which +characterise my volition generally. Therefore the inner nature of my +volition cannot be explained from these motives; but they merely determine +its manifestation at a given point of time: they are merely the occasion +of my will showing itself; but the will itself lies outside the province +of the law of motivation, which determines nothing but its appearance at +each point of time. It is only under the presupposition of my empirical +character that the motive is a sufficient ground of explanation of my +action. But if I abstract from my character, and then ask, why, in +general, I will this and not that, no answer is possible, because it is +only the manifestation of the will that is subject to the principle of +sufficient reason, and not the will itself, which in this respect is to be +called _groundless_. At this point I presuppose Kant's doctrine of the +empirical and intelligible character, and also my own treatment of the +subject in "The Fundamental Problems of Ethics," pp. 48, 58, and 178, _et +seq._, of first edition (p. 174, _et seq._, of second edition). I shall +also have to speak more fully on the question in the Fourth Book. For the +present, I have only to draw attention to this, that the fact of one +manifestation being established through another, as here the deed through +the motive, does not at all conflict with the fact that its real nature is +will, which itself has no _ground_; for as the principle of sufficient +reason in all its aspects is only the form of knowledge, its validity +extends only to the idea, to the phenomena, to the visibility of the will, +but not to the will itself, which becomes visible. + +If now every action of my body is the manifestation of an act of will in +which my will itself in general, and as a whole, thus my character, +expresses itself under given motives, manifestation of the will must be +the inevitable condition and presupposition of every action. For the fact +of its manifestation cannot depend upon something which does not exist +directly and only through it, which consequently is for it merely +accidental, and through which its manifestation itself would be merely +accidental. Now that condition is just the whole body itself. Thus the +body itself must be manifestation of the will, and it must be related to +my will as a whole, that is, to my intelligible character, whose +phenomenal appearance in time is my empirical character, as the particular +action of the body is related to the particular act of the will. The whole +body, then, must be simply my will become visible, must be my will itself, +so far as this is object of perception, an idea of the first class. It has +already been advanced in confirmation of this that every impression upon +my body also affects my will at once and immediately, and in this respect +is called pain or pleasure, or, in its lower degrees, agreeable or +disagreeable sensation; and also, conversely, that every violent movement +of the will, every emotion or passion, convulses the body and disturbs the +course of its functions. Indeed we can also give an etiological account, +though a very incomplete one, of the origin of my body, and a somewhat +better account of its development and conservation, and this is the +substance of physiology. But physiology merely explains its theme in +precisely the same way as motives explain action. Thus the physiological +explanation of the functions of the body detracts just as little from the +philosophical truth that the whole existence of this body and the sum +total of its functions are merely the objectification of that will which +appears in its outward actions in accordance with a motive, as the +establishment of the individual action through the motive and the +necessary sequence of the action from the motive conflicts with the fact +that action in general, and according to its nature, is only the +manifestation of a will which itself has no ground. If, however, +physiology tries to refer even these outward actions, the immediate +voluntary movements, to causes in the organism,--for example, if it +explains the movement of the muscles as resulting from the presence of +fluids ("like the contraction of a cord when it is wet," says Reil in his +"Archiv für Physiologie," vol. vi. p. 153), even supposing it really could +give a thorough explanation of this kind, yet this would never invalidate +the immediately certain truth that every voluntary motion (_functiones +animales_) is the manifestation of an act of will. Now, just as little can +the physiological explanation of vegetative life (_functiones naturales +vitales_), however far it may advance, ever invalidate the truth that the +whole animal life which thus develops itself is the manifestation of will. +In general, then, as we have shown above, no etiological explanation can +ever give us more than the necessarily determined position in time and +space of a particular manifestation, its necessary appearance there, +according to a fixed law; but the inner nature of everything that appears +in this way remains wholly inexplicable, and is presupposed by every +etiological explanation, and merely indicated by the names, force, or law +of nature, or, if we are speaking of action, character or will. Thus, +although every particular action, under the presupposition of the definite +character, necessarily follows from the given motive, and although growth, +the process of nourishment, and all the changes of the animal body take +place according to necessarily acting causes (stimuli), yet the whole +series of actions, and consequently every individual act, and also its +condition, the whole body itself which accomplishes it, and therefore also +the process through which and in which it exists, are nothing but the +manifestation of the will, the becoming visible, _the objectification of +the will_. Upon this rests the perfect suitableness of the human and +animal body to the human and animal will in general, resembling, though +far surpassing, the correspondence between an instrument made for a +purpose and the will of the maker, and on this account appearing as +design, _i.e._, the teleological explanation of the body. The parts of the +body must, therefore, completely correspond to the principal desires +through which the will manifests itself; they must be the visible +expression of these desires. Teeth, throat, and bowels are objectified +hunger; the organs of generation are objectified sexual desire; the +grasping hand, the hurrying feet, correspond to the more indirect desires +of the will which they express. As the human form generally corresponds to +the human will generally, so the individual bodily structure corresponds +to the individually modified will, the character of the individual, and +therefore it is throughout and in all its parts characteristic and full of +expression. It is very remarkable that Parmenides already gave expression +to this in the following verses, quoted by Aristotle (Metaph. iii. 5):-- + + + {~GREEK CAPITAL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} + {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}; {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} + {~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~} + {~GREEK CAPITAL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}; {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}. + + +(Ut enim cuique complexio membrorum flexibilium se habet, ita mens +hominibus adest: idem namque est, quod sapit, membrorum natura hominibus, +et omnibus et omni: quod enim plus est, intelligentia est.)(30) + +§ 21. Whoever has now gained from all these expositions a knowledge _in +abstracto_, and therefore clear and certain, of what every one knows +directly _in concreto_, _i.e._, as feeling, a knowledge that his will is +the real inner nature of his phenomenal being, which manifests itself to +him as idea, both in his actions and in their permanent substratum, his +body, and that his will is that which is most immediate in his +consciousness, though it has not as such completely passed into the form +of idea in which object and subject stand over against each other, but +makes itself known to him in a direct manner, in which he does not quite +clearly distinguish subject and object, yet is not known as a whole to the +individual himself, but only in its particular acts,--whoever, I say, has +with me gained this conviction will find that of itself it affords him the +key to the knowledge of the inmost being of the whole of nature; for he +now transfers it to all those phenomena which are not given to him, like +his own phenomenal existence, both in direct and indirect knowledge, but +only in the latter, thus merely one-sidedly as _idea_ alone. He will +recognise this will of which we are speaking not only in those phenomenal +existences which exactly resemble his own, in men and animals as their +inmost nature, but the course of reflection will lead him to recognise the +force which germinates and vegetates in the plant, and indeed the force +through which the crystal is formed, that by which the magnet turns to the +north pole, the force whose shock he experiences from the contact of two +different kinds of metals, the force which appears in the elective +affinities of matter as repulsion and attraction, decomposition and +combination, and, lastly, even gravitation, which acts so powerfully +throughout matter, draws the stone to the earth and the earth to the +sun,--all these, I say, he will recognise as different only in their +phenomenal existence, but in their inner nature as identical, as that +which is directly known to him so intimately and so much better than +anything else, and which in its most distinct manifestation is called +_will_. It is this application of reflection alone that prevents us from +remaining any longer at the phenomenon, and leads us to the _thing in +itself_. Phenomenal existence is idea and nothing more. All idea, of +whatever kind it may be, all _object_, is _phenomenal_ existence, but the +_will_ alone is a _thing in itself_. As such, it is throughout not idea, +but _toto genere_ different from it; it is that of which all idea, all +object, is the phenomenal appearance, the visibility, the objectification. +It is the inmost nature, the kernel, of every particular thing, and also +of the whole. It appears in every blind force of nature and also in the +preconsidered action of man; and the great difference between these two is +merely in the degree of the manifestation, not in the nature of what +manifests itself. + +§ 22. Now, if we are to think as an object this thing-in-itself (we wish +to retain the Kantian expression as a standing formula), which, as such, +is never object, because all object is its mere manifestation, and +therefore cannot be it itself, we must borrow for it the name and concept +of an object, of something in some way objectively given, consequently of +one of its own manifestations. But in order to serve as a clue for the +understanding, this can be no other than the most complete of all its +manifestations, _i.e._, the most distinct, the most developed, and +directly enlightened by knowledge. Now this is the human will. It is, +however, well to observe that here, at any rate, we only make use of a +_denominatio a potiori_, through which, therefore, the concept of will +receives a greater extension than it has hitherto had. Knowledge of the +identical in different phenomena, and of difference in similar phenomena, +is, as Plato so often remarks, a _sine qua non_ of philosophy. But +hitherto it was not recognised that every kind of active and operating +force in nature is essentially identical with will, and therefore the +multifarious kinds of phenomena were not seen to be merely different +species of the same genus, but were treated as heterogeneous. Consequently +there could be no word to denote the concept of this genus. I therefore +name the genus after its most important species, the direct knowledge of +which lies nearer to us and guides us to the indirect knowledge of all +other species. But whoever is incapable of carrying out the required +extension of the concept will remain involved in a permanent +misunderstanding. For by the word _will_ he understands only that species +of it which has hitherto been exclusively denoted by it, the will which is +guided by knowledge, and whose manifestation follows only upon motives, +and indeed merely abstract motives, and thus takes place under the +guidance of the reason. This, we have said, is only the most prominent +example of the manifestation of will. We must now distinctly separate in +thought the inmost essence of this manifestation which is known to us +directly, and then transfer it to all the weaker, less distinct +manifestations of the same nature, and thus we shall accomplish the +desired extension of the concept of will. From another point of view I +should be equally misunderstood by any one who should think that it is all +the same in the end whether we denote this inner nature of all phenomena +by the word _will_ or by any other. This would be the case if the +thing-in-itself were something whose existence we merely _inferred_, and +thus knew indirectly and only in the abstract. Then, indeed, we might call +it what we pleased; the name would stand merely as the symbol of an +unknown quantity. But the word _will_, which, like a magic spell, +discloses to us the inmost being of everything in nature, is by no means +an unknown quantity, something arrived at only by inference, but is fully +and immediately comprehended, and is so familiar to us that we know and +understand what will is far better than anything else whatever. The +concept of will has hitherto commonly been subordinated to that of force, +but I reverse the matter entirely, and desire that every force in nature +should be thought as will. It must not be supposed that this is mere +verbal quibbling or of no consequence; rather, it is of the greatest +significance and importance. For at the foundation of the concept of +force, as of all other concepts, there ultimately lies the knowledge in +sense-perception of the objective world, that is to say, the phenomenon, +the idea; and the concept is constructed out of this. It is an abstraction +from the province in which cause and effect reign, _i.e._, from ideas of +perception, and means just the causal nature of causes at the point at +which this causal nature is no further etiologically explicable, but is +the necessary presupposition of all etiological explanation. The concept +will, on the other hand, is of all possible concepts the only one which +has its source _not_ in the phenomenal, _not_ in the mere idea of +perception, but comes from within, and proceeds from the most immediate +consciousness of each of us, in which each of us knows his own +individuality, according to its nature, immediately, apart from all form, +even that of subject and object, and which at the same time is this +individuality, for here the subject and the object of knowledge are one. +If, therefore, we refer the concept of _force_ to that of _will_, we have +in fact referred the less known to what is infinitely better known; +indeed, to the one thing that is really immediately and fully known to us, +and have very greatly extended our knowledge. If, on the contrary, we +subsume the concept of will under that of force, as has hitherto always +been done, we renounce the only immediate knowledge which we have of the +inner nature of the world, for we allow it to disappear in a concept which +is abstracted from the phenomenal, and with which we can therefore never +go beyond the phenomenal. + +§ 23. The _will_ as a thing in itself is quite different from its +phenomenal appearance, and entirely free from all the forms of the +phenomenal, into which it first passes when it manifests itself, and which +therefore only concern its _objectivity_, and are foreign to the will +itself. Even the most universal form of all idea, that of being object for +a subject, does not concern it; still less the forms which are subordinate +to this and which collectively have their common expression in the +principle of sufficient reason, to which we know that time and space +belong, and consequently multiplicity also, which exists and is possible +only through these. In this last regard I shall call time and space the +_principium individuationis_, borrowing an expression from the old +schoolmen, and I beg to draw attention to this, once for all. For it is +only through the medium of time and space that what is one and the same, +both according to its nature and to its concept, yet appears as different, +as a multiplicity of co-existent and successive phenomena. Thus time and +space are the _principium individuationis_, the subject of so many +subtleties and disputes among the schoolmen, which may be found collected +in Suarez (Disp. 5, Sect. 3). According to what has been said, the will as +a thing-in-itself lies outside the province of the principle of sufficient +reason in all its forms, and is consequently completely groundless, +although all its manifestations are entirely subordinated to the principle +of sufficient reason. Further, it is free from all _multiplicity_, +although its manifestations in time and space are innumerable. It is +itself one, though not in the sense in which an object is one, for the +unity of an object can only be known in opposition to a possible +multiplicity; nor yet in the sense in which a concept is one, for the +unity of a concept originates only in abstraction from a multiplicity; but +it is one as that which lies outside time and space, the _principium +individuationis_, _i.e._, the possibility of multiplicity. Only when all +this has become quite clear to us through the subsequent examination of +the phenomena and different manifestations of the will, shall we fully +understand the meaning of the Kantian doctrine that time, space and +causality do not belong to the thing-in-itself, but are only forms of +knowing. + +The uncaused nature of will has been actually recognised, where it +manifests itself most distinctly, as the will of man, and this has been +called free, independent. But on account of the uncaused nature of the +will itself, the necessity to which its manifestation is everywhere +subjected has been overlooked, and actions are treated as free, which they +are not. For every individual action follows with strict necessity from +the effect of the motive upon the character. All necessity is, as we have +already said, the relation of the consequent to the reason, and nothing +more. The principle of sufficient reason is the universal form of all +phenomena, and man in his action must be subordinated to it like every +other phenomenon. But because in self-consciousness the will is known +directly and in itself, in this consciousness lies also the consciousness +of freedom. The fact is, however, overlooked that the individual, the +person, is not will as a thing-in-itself, but is a _phenomenon_ of will, +is already determined as such, and has come under the form of the +phenomenal, the principle of sufficient reason. Hence arises the strange +fact that every one believes himself _a priori_ to be perfectly free, even +in his individual actions, and thinks that at every moment he can commence +another manner of life, which just means that he can become another +person. But _a posteriori_, through experience, he finds to his +astonishment that he is not free, but subjected to necessity; that in +spite of all his resolutions and reflections he does not change his +conduct, and that from the beginning of his life to the end of it, he must +carry out the very character which he himself condemns, and as it were +play the part he has undertaken to the end. I cannot pursue this subject +further at present, for it belongs, as ethical, to another part of this +work. In the meantime, I only wish to point out here that the _phenomenon_ +of the will which in itself is uncaused, is yet as such subordinated to +the law of necessity, that is, the principle of sufficient reason, so that +in the necessity with which the phenomena of nature follow each other, we +may find nothing to hinder us from recognising in them the manifestations +of will. + +Only those changes which have no other ground than a motive, _i.e._, an +idea, have hitherto been regarded as manifestations of will. Therefore in +nature a will has only been attributed to man, or at the most to animals; +for knowledge, the idea, is of course, as I have said elsewhere, the true +and exclusive characteristic of animal life. But that the will is also +active where no knowledge guides it, we see at once in the instinct and +the mechanical skill of animals.(31) That they have ideas and knowledge is +here not to the point, for the end towards which they strive as definitely +as if it were a known motive, is yet entirely unknown to them. Therefore +in such cases their action takes place without motive, is not guided by +the idea, and shows us first and most distinctly how the will may be +active entirely without knowledge. The bird of a year old has no idea of +the eggs for which it builds a nest; the young spider has no idea of the +prey for which it spins a web; nor has the ant-lion any idea of the ants +for which he digs a trench for the first time. The larva of the +stag-beetle makes the hole in the wood, in which it is to await its +metamorphosis, twice as big if it is going to be a male beetle as if it is +going to be a female, so that if it is a male there may be room for the +horns, of which, however, it has no idea. In such actions of these +creatures the will is clearly operative as in their other actions, but it +is in blind activity, which is indeed accompanied by knowledge but not +guided by it. If now we have once gained insight into the fact, that idea +as motive is not a necessary and essential condition of the activity of +the will, we shall more easily recognise the activity of will where it is +less apparent. For example, we shall see that the house of the snail is no +more made by a will which is foreign to the snail itself, than the house +which we build is produced through another will than our own; but we shall +recognise in both houses the work of a will which objectifies itself in +both the phenomena--a will which works in us according to motives, but in +the snail still blindly as formative impulse directed outwards. In us also +the same will is in many ways only blindly active: in all the functions of +our body which are not guided by knowledge, in all its vital and +vegetative processes, digestion, circulation, secretion, growth, +reproduction. Not only the actions of the body, but the whole body itself +is, as we have shown above, phenomenon of the will, objectified will, +concrete will. All that goes on in it must therefore proceed through will, +although here this will is not guided by knowledge, but acts blindly +according to causes, which in this case are called _stimuli_. + +I call a _cause_, in the narrowest sense of the word, that state of +matter, which, while it introduces another state with necessity, yet +suffers just as great a change itself as that which it causes; which is +expressed in the rule, "action and reaction are equal." Further, in the +case of what is properly speaking a cause, the effect increases directly +in proportion to the cause, and therefore also the reaction. So that, if +once the mode of operation be known, the degree of the effect may be +measured and calculated from the degree of the intensity of the cause; and +conversely the degree of the intensity of the cause may be calculated from +the degree of the effect. Such causes, properly so called, operate in all +the phenomena of mechanics, chemistry, and so forth; in short, in all the +changes of unorganised bodies. On the other hand, I call a _stimulus_, +such a cause as sustains no reaction proportional to its effect, and the +intensity of which does not vary directly in proportion to the intensity +of its effect, so that the effect cannot be measured by it. On the +contrary, a small increase of the stimulus may cause a very great increase +of the effect, or conversely, it may eliminate the previous effect +altogether, and so forth. All effects upon organised bodies as such are of +this kind. All properly organic and vegetative changes of the animal body +must therefore be referred to stimuli, not to mere causes. But the +stimulus, like every cause and motive generally, never determines more +than the point of time and space at which the manifestation of every force +is to take place, and does not determine the inner nature of the force +itself which is manifested. This inner nature we know, from our previous +investigation, is will, to which therefore we ascribe both the unconscious +and the conscious changes of the body. The stimulus holds the mean, forms +the transition between the motive, which is causality accompanied +throughout by knowledge, and the cause in the narrowest sense. In +particular cases it is sometimes nearer a motive, sometimes nearer a +cause, but yet it can always be distinguished from both. Thus, for +example, the rising of the sap in a plant follows upon stimuli, and cannot +be explained from mere causes, according to the laws of hydraulics or +capillary attraction; yet it is certainly assisted by these, and +altogether approaches very near to a purely causal change. On the other +hand, the movements of the _Hedysarum gyrans_ and the _Mimosa pudica_, +although still following upon mere stimuli, are yet very like movements +which follow upon motives, and seem almost to wish to make the transition. +The contraction of the pupils of the eyes as the light is increased is due +to stimuli, but it passes into movement which is due to motive; for it +takes place, because too strong lights would affect the retina painfully, +and to avoid this we contract the pupils. The occasion of an erection is a +motive, because it is an idea, yet it operates with the necessity of a +stimulus, _i.e._, it cannot be resisted, but we must put the idea away in +order to make it cease to affect us. This is also the case with disgusting +things, which excite the desire to vomit. Thus we have treated the +instinct of animals as an actual link, of quite a distinct kind, between +movement following upon stimuli, and action following upon a known motive. +Now we might be asked to regard breathing as another link of this kind. It +has been disputed whether it belongs to the voluntary or the involuntary +movements, that is to say, whether it follows upon motive or stimulus, and +perhaps it may be explained as something which is between the two. +Marshall Hall ("On the Diseases of the Nervous System," § 293 sq.) +explains it as a mixed function, for it is partly under the influence of +the cerebral (voluntary), and partly under that of the spinal +(non-voluntary) nerves. However, we are finally obliged to number it with +the expressions of will which result from motives. For other motives, +_i.e._, mere ideas, can determine the will to check it or accelerate it, +and, as is the case with every other voluntary action, it seems to us that +we could give up breathing altogether and voluntarily suffocate. And in +fact we could do so if any other motive influenced the will sufficiently +strongly to overcome the pressing desire for air. According to some +accounts Diogenes actually put an end to his life in this way (Diog. +Laert. VI. 76). Certain negroes also are said to have done this (F. B. +Osiander "On Suicide" [1813] pp. 170-180). If this be true, it affords us +a good example of the influence of abstract motives, _i.e._, of the +victory of distinctively rational over merely animal will. For, that +breathing is at least partially conditioned by cerebral activity is shown +by the fact that the primary cause of death from prussic acid is that it +paralyses the brain, and so, indirectly, restricts the breathing; but if +the breathing be artificially maintained till the stupefaction of the +brain has passed away, death will not ensue. We may also observe in +passing that breathing affords us the most obvious example of the fact +that motives act with just as much necessity as stimuli, or as causes in +the narrowest sense of the word, and their operation can only be +neutralised by antagonistic motives, as action is neutralised by +re-action. For, in the case of breathing, the illusion that we can stop +when we like is much weaker than in the case of other movements which +follow upon motives; because in breathing the motive is very powerful, +very near to us, and its satisfaction is very easy, for the muscles which +accomplish it are never tired, nothing, as a rule, obstructs it, and the +whole process is supported by the most inveterate habit of the individual. +And yet all motives act with the same necessity. The knowledge that +necessity is common to movements following upon motives, and those +following upon stimuli, makes it easier for us to understand that that +also which takes place in our bodily organism in accordance with stimuli +and in obedience to law, is yet, according to its inner nature--will, which +in all its manifestations, though never in itself, is subordinated to the +principle of sufficient reason, that is, to necessity.(32) Accordingly, we +shall not rest contented with recognising that animals, both in their +actions and also in their whole existence, bodily structure and +organisation, are manifestations of will; but we shall extend to plants +also this immediate knowledge of the essential nature of things which is +given to us alone. Now all the movements of plants follow upon stimuli; +for the absence of knowledge, and the movement following upon motives +which is conditioned by knowledge, constitutes the only essential +difference between animals and plants. Therefore, what appears for the +idea as plant life, as mere vegetation, as blindly impelling force, we +shall claim, according to its inner nature, for will, and recognise it as +just that which constitutes the basis of our own phenomenal being, as it +expresses itself in our actions, and also in the whole existence of our +body itself. + +It only remains for us to take the final step, the extension of our way of +looking at things to all those forces which act in nature in accordance +with universal, unchangeable laws, in conformity with which the movements +of all those bodies take place, which are wholly without organs, and have +therefore no susceptibility for stimuli, and have no knowledge, which is +the necessary condition of motives. Thus we must also apply the key to the +understanding of the inner nature of things, which the immediate knowledge +of our own existence alone can give us, to those phenomena of the +unorganised world which are most remote from us. And if we consider them +attentively, if we observe the strong and unceasing impulse with which the +waters hurry to the ocean, the persistency with which the magnet turns +ever to the north pole, the readiness with which iron flies to the magnet, +the eagerness with which the electric poles seek to be re-united, and +which, just like human desire, is increased by obstacles; if we see the +crystal quickly and suddenly take form with such wonderful regularity of +construction, which is clearly only a perfectly definite and accurately +determined impulse in different directions, seized and retained by +crystallisation; if we observe the choice with which bodies repel and +attract each other, combine and separate, when they are set free in a +fluid state, and emancipated from the bonds of rigidness; lastly, if we +feel directly how a burden which hampers our body by its gravitation +towards the earth, unceasingly presses and strains upon it in pursuit of +its one tendency; if we observe all this, I say, it will require no great +effort of the imagination to recognise, even at so great a distance, our +own nature. That which in us pursues its ends by the light of knowledge; +but here, in the weakest of its manifestations, only strives blindly and +dumbly in a one-sided and unchangeable manner, must yet in both cases come +under the name of will, as it is everywhere one and the same--just as the +first dim light of dawn must share the name of sunlight with the rays of +the full mid-day. For the name _will_ denotes that which is the inner +nature of everything in the world, and the one kernel of every phenomenon. + +Yet the remoteness, and indeed the appearance of absolute difference +between the phenomena of unorganised nature and the will which we know as +the inner reality of our own being, arises chiefly from the contrast +between the completely determined conformity to law of the one species of +phenomena, and the apparently unfettered freedom of the other. For in man, +individuality makes itself powerfully felt. Every one has a character of +his own; and therefore the same motive has not the same influence over +all, and a thousand circumstances which exist in the wide sphere of the +knowledge of the individual, but are unknown to others, modify its effect. +Therefore action cannot be predetermined from the motive alone, for the +other factor is wanting, the accurate acquaintance with the individual +character, and with the knowledge which accompanies it. On the other hand, +the phenomena of the forces of nature illustrate the opposite extreme. +They act according to universal laws, without variation, without +individuality in accordance with openly manifest circumstances, subject to +the most exact predetermination; and the same force of nature appears in +its million phenomena in precisely the same way. In order to explain this +point and prove the identity of the _one_ indivisible will in all its +different phenomena, in the weakest as in the strongest, we must first of +all consider the relation of the will as thing-in-itself to its phenomena, +that is, the relation of the world as will to the world as idea; for this +will open to us the best way to a more thorough investigation of the whole +subject we are considering in this second book.(33) + +§ 24. We have learnt from the great Kant that time, space, and causality, +with their entire constitution, and the possibility of all their forms, +are present in our consciousness quite independently of the objects which +appear in them, and which constitute their content; or, in other words, +they can be arrived at just as well if we start from the subject as if we +start from the object. Therefore, with equal accuracy, we may call them +either forms of intuition or perception of the subject, or qualities of +the object _as object_ (with Kant, phenomenon), _i.e._, _idea_. We may +also regard these forms as the irreducible boundary between object and +subject. All objects must therefore exist in them, yet the subject, +independently of the phenomenal object, possesses and surveys them +completely. But if the objects appearing in these forms are not to be +empty phantoms, but are to have a meaning, they must refer to something, +must be the expression of something which is not, like themselves, object, +idea, a merely relative existence for a subject, but which exists without +such dependence upon something which stands over against it as a condition +of its being, and independent of the forms of such a thing, _i.e._, _is +not idea_, but a _thing-in-itself_. Consequently it may at least be asked: +Are these ideas, these objects, something more than or apart from the fact +that they are ideas, objects of the subject? And what would they be in +this sense? What is that other side of them which is _toto genere_ +different from idea? What is the thing-in-itself? _The will_, we have +answered, but for the present I set that answer aside. + +Whatever the thing-in-itself may be, Kant is right in his conclusion that +time, space, and causality (which we afterwards found to be forms of the +principle of sufficient reason, the general expression of the forms of the +phenomenon) are not its properties, but come to it only after, and so far +as, it has become idea. That is, they belong only to its phenomenal +existence, not to itself. For since the subject fully understands and +constructs them out of itself, independently of all object, they must be +dependent upon _existence as idea_ as such, not upon that which becomes +idea. They must be the form of the idea as such; but not qualities of that +which has assumed this form. They must be already given with the mere +antithesis of subject and object (not as concepts but as facts), and +consequently they must be only the more exact determination of the form of +knowledge in general, whose most universal determination is that +antithesis itself. Now, that in the phenomenon, in the object, which is in +its turn conditioned by time, space and causality, inasmuch as it can only +become idea by means of them, namely _multiplicity_, through co-existence +and succession, _change_ and _permanence_ through the law of causality, +_matter_ which can only become idea under the presupposition of causality, +and lastly, all that becomes idea only by means of these,--all this, I say, +as a whole, does not in reality belong to that which appears, to that +which has passed into the form of idea, but belongs merely to this form +itself. And conversely, that in the phenomenon which is not conditioned +through time, space and causality, and which cannot be referred to them, +nor explained in accordance with them, is precisely that in which the +thing manifested, the thing-in-itself, directly reveals itself. It follows +from this that the most complete capacity for being known, that is to say, +the greatest clearness, distinctness, and susceptibility of exhaustive +explanation, will necessarily belong to that which pertains to knowledge +_as such_, and thus to the _form_ of knowledge; but not to that which in +itself is not idea, not object, but which has become knowledge only +through entering these forms; in other words, has become idea, object. +Thus only that which depends entirely upon being an object of knowledge, +upon existing as idea in general and _as such_ (not upon that which +_becomes_ known, and has only _become_ idea), which therefore belongs +without distinction to everything that is known, and which, on that +account, is found just as well if we start from the subject as if we start +from the object,--this alone can afford us without reserve a sufficient, +exhaustive knowledge, a knowledge which is clear to the very foundation. +But this consists of nothing but those forms of all phenomena of which we +are conscious _a priori_, and which may be generally expressed as the +principle of sufficient reason. Now, the forms of this principle which +occur in knowledge of perception (with which alone we are here concerned) +are time, space, and causality. The whole of pure mathematics and pure +natural science _a priori_ is based entirely upon these. Therefore it is +only in these sciences that knowledge finds no obscurity, does not rest +upon what is incomprehensible (groundless, _i.e._, will), upon what cannot +be further deduced. It is on this account that Kant wanted, as we have +said, to apply the name science specially and even exclusively to these +branches of knowledge together with logic. But, on the other hand, these +branches of knowledge show us nothing more than mere connections, +relations of one idea to another, form devoid of all content. All content +which they receive, every phenomenon which fills these forms, contains +something which is no longer completely knowable in its whole nature, +something which can no longer be entirely explained through something +else, something then which is groundless, through which consequently the +knowledge loses its evidence and ceases to be completely lucid. This that +withholds itself from investigation, however, is the thing-in-itself, is +that which is essentially not idea, not object of knowledge, but has only +become knowable by entering that form. The form is originally foreign to +it, and the thing-in-itself can never become entirely one with it, can +never be referred to mere form, and, since this form is the principle of +sufficient reason, can never be completely explained. If therefore all +mathematics affords us an exhaustive knowledge of that which in the +phenomena is quantity, position, number, in a word, spatial and temporal +relations; if all etiology gives us a complete account of the regular +conditions under which phenomena, with all their determinations, appear in +time and space, but, with it all, teaches us nothing more than why in each +case this particular phenomenon must appear just at this time here, and at +this place now; it is clear that with their assistance we can never +penetrate to the inner nature of things. There always remains something +which no explanation can venture to attack, but which it always +presupposes; the forces of nature, the definite mode of operation of +things, the quality and character of every phenomenon, that which is +without ground, that which does not depend upon the form of the +phenomenal, the principle of sufficient reason, but is something to which +this form in itself is foreign, something which has yet entered this form, +and now appears according to its law, a law, however, which only +determines the appearance, not that which appears, only the how, not the +what, only the form, not the content. Mechanics, physics, and chemistry +teach the rules and laws according to which the forces of impenetrability, +gravitation, rigidity, fluidity, cohesion, elasticity, heat, light, +affinity, magnetism, electricity, &c., operate; that is to say, the law, +the rule which these forces observe whenever they enter time and space. +But do what we will, the forces themselves remain _qualitates occultæ_. +For it is just the thing-in-itself, which, because it is manifested, +exhibits these phenomena, which are entirely different from itself. In its +manifestation, indeed, it is completely subordinated to the principle of +sufficient reason as the form of the idea, but it can never itself be +referred to this form, and therefore cannot be fully explained +etiologically, can never be completely fathomed. It is certainly perfectly +comprehensible so far as it has assumed that form, that is, so far as it +is phenomenon, but its inner nature is not in the least explained by the +fact that it can thus be comprehended. Therefore the more necessity any +knowledge carries with it, the more there is in it of that which cannot be +otherwise thought or presented in perception--as, for example, +space-relations--the clearer and more sufficing then it is, the less pure +objective content it has, or the less reality, properly so called, is +given in it. And conversely, the more there is in it which must be +conceived as mere chance, and the more it impresses us as given merely +empirically, the more proper objectivity and true reality is there in such +knowledge, and at the same time, the more that is inexplicable, that is, +that cannot be deduced from anything else. + +It is true that at all times an etiology, unmindful of its real aim, has +striven to reduce all organised life to chemism or electricity; all +chemism, that is to say quality, again to mechanism (action determined by +the shape of the atom), this again sometimes to the object of phoronomy, +_i.e._, the combination of time and space, which makes motion possible, +sometimes to the object of mere geometry, _i.e._, position in space (much +in the same way as we rightly deduce the diminution of an effect from the +square of the distance, and the theory of the lever in a purely +geometrical manner): geometry may finally be reduced to arithmetic, which, +on account of its one dimension, is of all the forms of the principle of +sufficient reason, the most intelligible, comprehensible, and completely +susceptible of investigation. As instances of the method generally +indicated here, we may refer to the atoms of Democritus, the vortex of +Descartes, the mechanical physics of Lesage, which towards the end of last +century tried to explain both chemical affinities and gravitation +mechanically by impact and pressure, as may be seen in detail in "_Lucrèce +Neutonien_;" Reil's form and combination as the cause of animal life, also +tends in this direction. Finally, the crude materialism which even now in +the middle of the nineteenth century has been served up again under the +ignorant delusion that it is original, belongs distinctly to this class. +It stupidly denies vital force, and first of all tries to explain the +phenomena of life from physical and chemical forces, and those again from +the mechanical effects of the matter, position, form, and motion of +imagined atoms, and thus seeks to reduce all the forces of nature to +action and reaction as its thing-in-itself. According to this teaching, +light is the mechanical vibration or undulation of an imaginary ether, +postulated for this end. This ether, if it reaches the eye, beats rapidly +upon the retina, and gives us the knowledge of colour. Thus, for example, +four hundred and eighty-three billion beats in a second give red, and +seven hundred and twenty-seven billion beats in a second give violet. Upon +this theory, persons who are colour-blind must be those who are unable to +count the beats, must they not? Such crass, mechanical, clumsy, and +certainly knotty theories, which remind one of Democritus, are quite +worthy of those who, fifty years after the appearance of Goethe's doctrine +of colour, still believe in Newton's homogeneous light, and are not +ashamed to say so. They will find that what is overlooked in the child +(Democritus) will not be forgiven to the man. They might indeed, some day, +come to an ignominious end; but then every one would slink away and +pretend that he never had anything to do with them. We shall soon have to +speak again of this false reduction of the forces of nature to each other; +so much for the present. Supposing this theory were possible, all would +certainly be explained and established and finally reduced to an +arithmetical problem, which would then be the holiest thing in the temple +of wisdom, to which the principle of sufficient reason would at last have +happily conducted us. But all content of the phenomenon would have +disappeared, and the mere form would remain. The "what appears" would be +referred to the "how it appears," and this "how" would be what is _a +priori_ knowable, therefore entirely dependent on the subject, therefore +only for the subject, therefore, lastly, mere phantom, idea and form of +idea, through and through: no thing-in-itself could be demanded. +Supposing, then, that this were possible, the whole world would be derived +from the subject, and in fact, that would be accomplished which Fichte +wanted to _seem_ to accomplish by his empty bombast. But it is not +possible: phantasies, sophisms, castles in the air, have been constructed +in this way, but science never. The many and multifarious phenomena in +nature have been successfully referred to particular original forces, and +as often as this has been done, a real advance has been made. Several +forces and qualities, which were at first regarded as different, have been +derived from each other, and thus their number has been curtailed. (For +example, magnetism from electricity.) Etiology will have reached its goal +when it has recognised and exhibited as such all the original forces of +nature, and established their mode of operation, _i.e._, the law according +to which, under the guidance of causality, their phenomena appear in time +and space, and determine their position with regard to each other. But +certain original forces will always remain over; there will always remain +as an insoluble residuum a content of phenomena which cannot be referred +to their form, and thus cannot be explained from something else in +accordance with the principle of sufficient reason. For in everything in +nature there is something of which no ground can ever be assigned, of +which no explanation is possible, and no ulterior cause is to be sought. +This is the specific nature of its action, _i.e._, the nature of its +existence, its being. Of each particular effect of the thing a cause may +be certainly indicated, from which it follows that it must act just at +this time and in this place; but no cause can ever be found from which it +follows that a thing acts in general, and precisely in the way it does. If +it has no other qualities, if it is merely a mote in a sunbeam, it yet +exhibits this unfathomable something, at least as weight and +impenetrability. But this, I say, is to the mote what his will is to a +man; and, like the human will, it is, according to its inner nature, not +subject to explanation; nay, more--it is in itself identical with this +will. It is true that a motive may be given for every manifestation of +will, for every act of will at a particular time and in a particular +place, upon which it must necessarily follow, under the presupposition of +the character of the man. But no reason can ever be given that the man has +this character; that he wills at all; that, of several motives, just this +one and no other, or indeed that any motive at all, moves his will. That +which in the case of man is the unfathomable character which is +presupposed in every explanation of his actions from motives is, in the +case of every unorganised body, its definitive quality--the mode of its +action, the manifestations of which are occasioned by impressions from +without, while it itself, on the contrary, is determined by nothing +outside itself, and thus is also inexplicable. Its particular +manifestations, through which alone it becomes visible, are subordinated +to the principle of sufficient reason; it itself is groundless. This was +in substance rightly understood by the schoolmen, who called it _forma +substantialis_. (Cf. Suarez, Disput. Metaph., disp. xv. sect. 1.) + +It is a greater and a commoner error that the phenomena which we best +understand are those which are of most frequent occurrence, and which are +most universal and simple; for, on the contrary, these are just the +phenomena that we are most accustomed to see about us, and to be ignorant +of. It is just as inexplicable to us that a stone should fall to the earth +as that an animal should move itself. It has been supposed, as we have +remarked above, that, starting from the most universal forces of nature +(gravitation, cohesion, impenetrability), it was possible to explain from +them the rarer forces, which only operate under a combination of +circumstances (for example, chemical quality, electricity, magnetism), +and, lastly, from these to understand the organism and the life of +animals, and even the nature of human knowing and willing. Men resigned +themselves without a word to starting from mere _qualitates occultæ_, the +elucidation of which was entirely given up, for they intended to build +upon them, not to investigate them. Such an intention cannot, as we have +already said, be carried out. But apart from this, such structures would +always stand in the air. What is the use of explanations which ultimately +refer us to something which is quite as unknown as the problem with which +we started? Do we in the end understand more of the inner nature of these +universal natural forces than of the inner nature of an animal? Is not the +one as much a sealed book to us as the other? Unfathomable because it is +without ground, because it is the content, that which the phenomenon is, +and which can never be referred to the form, to the how, to the principle +of sufficient reason. But we, who have in view not etiology but +philosophy, that is, not relative but unconditioned knowledge of the real +nature of the world, take the opposite course, and start from that which +is immediately and most completely known to us, and fully and entirely +trusted by us--that which lies nearest to us, in order to understand that +which is known to us only at a distance, one-sidedly and indirectly. From +the most powerful, most significant, and most distinct phenomenon we seek +to arrive at an understanding of those that are less complete and weaker. +With the exception of my own body, all things are known to me only on +_one_ side, that of the idea. Their inner nature remains hidden from me +and a profound secret, even if I know all the causes from which their +changes follow. Only by comparison with that which goes on in me if my +body performs an action when I am influenced by a motive--only by +comparison, I say, with what is the inner nature of my own changes +determined by external reasons, can I obtain insight into the way in which +these lifeless bodies change under the influence of causes, and so +understand what is their inner nature. For the knowledge of the causes of +the manifestation of this inner nature affords me merely the rule of its +appearance in time and space, and nothing more. I can make this comparison +because my body is the only object of which I know not merely the _one_ +side, that of the idea, but also the other side which is called will. +Thus, instead of believing that I would better understand my own +organisation, and then my own knowing and willing, and my movements +following upon motives, if I could only refer them to movements due to +electrical, chemical, and mechanical causes, I must, seeing that I seek +philosophy and not etiology, learn to understand from my own movements +following upon motives the inner nature of the simplest and commonest +movements of an unorganised body which I see following upon causes. I must +recognise the inscrutable forces which manifest themselves in all natural +bodies as identical in kind with that which in me is the will, and as +differing from it only in degree. That is to say, the fourth class of +ideas given in the Essay on the Principle of Sufficient Reason must be the +key to the knowledge of the inner nature of the first class, and by means +of the law of motivation I must come to understand the inner meaning of +the law of causation. + +Spinoza (Epist. 62) says that if a stone which has been projected through +the air had consciousness, it would believe that it was moving of its own +will. I add to this only that the stone would be right. The impulse given +it is for the stone what the motive is for me, and what in the case of the +stone appears as cohesion, gravitation, rigidity, is in its inner nature +the same as that which I recognise in myself as will, and what the stone +also, if knowledge were given to it, would recognise as will. In the +passage referred to, Spinoza had in view the necessity with which the +stone flies, and he rightly desires to transfer this necessity to that of +the particular act of will of a person. I, on the other hand, consider the +inner being, which alone imparts meaning and validity to all real +necessity (_i.e._, effect following upon a cause) as its presupposition. +In the case of men this is called character; in the case of a stone it is +called quality, but it is the same in both. When it is immediately known +it is called will. In the stone it has the weakest, and in man the +strongest degree of visibility, of objectivity. St. Augustine recognises, +with a true instinct, this identity of the tendencies of all things with +our own willing, and I cannot refrain from quoting his naïve account of +the matter:--"_Si pecora essemus, carnalem vitam et quod secundum sensum +ejusdem est amaremus, idque esset sufficiens bonum nostrum, et secundum +hoc si esset nobis bene, nihil aliud quæreremus. Item, si arbores essemus, +nihil quidem sentientes motu amare possemus: verumtamen id quasi appetere +videremur, quo feracius essemus, uberiusque fructuosæ. Si essemus lapides, +aut fluctus, aut ventus, aut flamma, vel quid ejusmodi, sine ullo quidem +sensu atque vita, non tamen nobis deesset quasi quidam nostrorum locorum +atque ordinis appetitus. Nam velut amores corporum momenta sunt ponderum, +sive deorsum gravitate, sive sursum levitate nitantur: ita enim corpus +pondere, sicut animus amore fertur quocunque fertur_" (De Civ. Dei, xi. +28). + +It ought further to be mentioned that Euler saw that the inner nature of +gravitation must ultimately be referred to an "inclination and desire" +(thus will) peculiar to material bodies (in the 68th letter to the +Princess). Indeed, it is just this that makes him averse to the conception +of gravitation as it existed for Newton, and he is inclined to try a +modification of it in accordance with the earlier Cartesian theory, and so +to derive gravitation from the impact of an ether upon the bodies, as +being "more rational and more suitable for persons who like clear and +intelligible principles." He wishes to banish attraction from physics as a +_qualitas occulta_. This is only in keeping with the dead view of nature +which prevailed at Euler's time as the correlative of the immaterial soul. +It is only worth noticing because of its bearing upon the fundamental +truth established by me, which even at that time this fine intellect saw +glimmering in the distance. He hastened to turn in time, and then, in his +anxiety at seeing all the prevalent fundamental views endangered, he +sought safety in the old and already exploded absurdities. + +We know that _multiplicity_ in general is necessarily conditioned by space +and time, and is only thinkable in them. In this respect they are called +the _principium individuationis_. But we have found that space and time +are forms of the principle of sufficient reason. In this principle all our +knowledge _a priori_ is expressed, but, as we showed above, this _a +priori_ knowledge, as such, only applies to the knowableness of things, +not to the things themselves, _i.e._, it is only our form of knowledge, it +is not a property of the thing-in-itself. The thing-in-itself is, as such, +free from all forms of knowledge, even the most universal, that of being +an object for the subject. In other words, the thing-in-itself is +something altogether different from the idea. If, now, this +thing-in-itself is _the will_, as I believe I have fully and convincingly +proved it to be, then, regarded as such and apart from its manifestation, +it lies outside time and space, and therefore knows no multiplicity, and +is consequently _one_. Yet, as I have said, it is not one in the sense in +which an individual or a concept is one, but as something to which the +condition of the possibility of multiplicity, the _principium +individuationis_, is foreign. The multiplicity of things in space and +time, which collectively constitute the objectification of will, does not +affect the will itself, which remains indivisible notwithstanding it. It +is not the case that, in some way or other, a smaller part of will is in +the stone and a larger part in the man, for the relation of part and whole +belongs exclusively to space, and has no longer any meaning when we go +beyond this form of intuition or perception. The more and the less have +application only to the phenomenon of will, that is, its visibility, its +objectification. Of this there is a higher grade in the plant than in the +stone; in the animal a higher grade than in the plant: indeed, the passage +of will into visibility, its objectification, has grades as innumerable as +exist between the dimmest twilight and the brightest sunshine, the loudest +sound and the faintest echo. We shall return later to the consideration of +these grades of visibility which belong to the objectification of the +will, to the reflection of its nature. But as the grades of its +objectification do not directly concern the will itself, still less is it +concerned by the multiplicity of the phenomena of these different grades, +_i.e._, the multitude of individuals of each form, or the particular +manifestations of each force. For this multiplicity is directly +conditioned by time and space, into which the will itself never enters. +The will reveals itself as completely and as much in _one_ oak as in +millions. Their number and multiplication in space and time has no meaning +with regard to it, but only with regard to the multiplicity of individuals +who know in space and time, and who are themselves multiplied and +dispersed in these. The multiplicity of these individuals itself belongs +not to the will, but only to its manifestation. We may therefore say that +if, _per impossibile_, a single real existence, even the most +insignificant, were to be entirely annihilated, the whole world would +necessarily perish with it. The great mystic Angelus Silesius feels this +when he says-- + + + "I know God cannot live an instant without me, + He must give up the ghost if I should cease to be." + + +Men have tried in various ways to bring the immeasurable greatness of the +material universe nearer to the comprehension of us all, and then they +have seized the opportunity to make edifying remarks. They have referred +perhaps to the relative smallness of the earth, and indeed of man; or, on +the contrary, they have pointed out the greatness of the mind of this man +who is so insignificant--the mind that can solve, comprehend, and even +measure the greatness of the universe, and so forth. Now, all this is very +well, but to me, when I consider the vastness of the world, the most +important point is this, that the thing-in-itself, whose manifestation is +the world--whatever else it may be--cannot have its true self spread out and +dispersed after this fashion in boundless space, but that this endless +extension belongs only to its manifestation. The thing-in-itself, on the +contrary, is present entire and undivided in every object of nature and in +every living being. Therefore we lose nothing by standing still beside any +single individual thing, and true wisdom is not to be gained by measuring +out the boundless world, or, what would be more to the purpose, by +actually traversing endless space. It is rather to be attained by the +thorough investigation of any individual thing, for thus we seek to arrive +at a full knowledge and understanding of its true and peculiar nature. + +The subject which will therefore be fully considered in the next book, and +which has, doubtless, already presented itself to the mind of every +student of Plato, is, that these different grades of the objectification +of will which are manifested in innumerable individuals, and exist as +their unattained types or as the eternal forms of things, not entering +themselves into time and space, which are the medium of individual things, +but remaining fixed, subject to no change, always being, never becoming, +while the particular things arise and pass away, always become and never +are,--that these _grades of the objectification of will_ are, I say, simply +_Plato's Ideas_. I make this passing reference to the matter here in order +that I may be able in future to use the word _Idea_ in this sense. In my +writings, therefore, the word is always to be understood in its true and +original meaning given to it by Plato, and has absolutely no reference to +those abstract productions of dogmatising scholastic reason, which Kant +has inaptly and illegitimately used this word to denote, though Plato had +already appropriated and used it most fitly. By Idea, then, I understand +every definite and fixed grade of the objectification of will, so far as +it is thing-in-itself, and therefore has no multiplicity. These grades are +related to individual things as their eternal forms or prototypes. The +shortest and most concise statement of this famous Platonic doctrine is +given us by Diogenes Laertes (iii. 12): "{~GREEK SMALL LETTER OMICRON WITH DASIA~} {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}"--("_Plato ideas in natura velut exemplaria dixit +subsistere; cetera his esse similia, ad istarum similitudinem +consistentia_"). Of Kant's misuse of the word I take no further notice; +what it is needful to say about it will be found in the Appendix. + +§ 26. The lowest grades of the objectification of will are to be found in +those most universal forces of nature which partly appear in all matter +without exception, as gravity and impenetrability, and partly have shared +the given matter among them, so that certain of them reign in one species +of matter and others in another species, constituting its specific +difference, as rigidity, fluidity, elasticity, electricity, magnetism, +chemical properties and qualities of every kind. They are in themselves +immediate manifestations of will, just as much as human action; and as +such they are groundless, like human character. Only their particular +manifestations are subordinated to the principle of sufficient reason, +like the particular actions of men. They themselves, on the other hand, +can never be called either effect or cause, but are the prior and +presupposed conditions of all causes and effects through which their real +nature unfolds and reveals itself. It is therefore senseless to demand a +cause of gravity or electricity, for they are original forces. Their +expressions, indeed, take place in accordance with the law of cause and +effect, so that every one of their particular manifestations has a cause, +which is itself again just a similar particular manifestation which +determines that this force must express itself here, must appear in space +and time; but the force itself is by no means the effect of a cause, nor +the cause of an effect. It is therefore a mistake to say "gravity is the +cause of a stone falling;" for the cause in this case is rather the +nearness of the earth, because it attracts the stone. Take the earth away +and the stone will not fall, although gravity remains. The force itself +lies quite outside the chain of causes and effects, which presupposes +time, because it only has meaning in relation to it; but the force lies +outside time. The individual change always has for its cause another +change just as individual as itself, and not the force of which it is the +expression. For that which always gives its efficiency to a cause, however +many times it may appear, is a force of nature. As such, it is groundless, +_i.e._, it lies outside the chain of causes and outside the province of +the principle of sufficient reason in general, and is philosophically +known as the immediate objectivity of will, which is the "in-itself" of +the whole of nature; but in etiology, which in this reference is physics, +it is set down as an original force, _i.e._, a _qualitas occulta_. + +In the higher grades of the objectivity of will we see individuality +occupy a prominent position, especially in the case of man, where it +appears as the great difference of individual characters, _i.e._, as +complete personality, outwardly expressed in strongly marked individual +physiognomy, which influences the whole bodily form. None of the brutes +have this individuality in anything like so high a degree, though the +higher species of them have a trace of it; but the character of the +species completely predominates over it, and therefore they have little +individual physiognomy. The farther down we go, the more completely is +every trace of the individual character lost in the common character of +the species, and the physiognomy of the species alone remains. We know the +physiological character of the species, and from that we know exactly what +is to be expected from the individual; while, on the contrary, in the +human species every individual has to be studied and fathomed for himself, +which, if we wish to forecast his action with some degree of certainty, +is, on account of the possibility of concealment that first appears with +reason, a matter of the greatest difficulty. It is probably connected with +this difference of the human species from all others, that the folds and +convolutions of the brain, which are entirely wanting in birds, and very +weakly marked in rodents, are even in the case of the higher animals far +more symmetrical on both sides, and more constantly the same in each +individual, than in the case of human beings.(34) It is further to be +regarded as a phenomenon of this peculiar individual character which +distinguishes men from all the lower animals, that in the case of the +brutes the sexual instinct seeks its satisfaction without observable +choice of objects, while in the case of man this choice is, in a purely +instinctive manner and independent of all reflection, carried so far that +it rises into a powerful passion. While then every man is to be regarded +as a specially determined and characterised phenomenon of will, and indeed +to a certain extent as a special Idea, in the case of the brutes this +individual character as a whole is wanting, because only the species has a +special significance. And the farther we go from man, the fainter becomes +the trace of this individual character, so that plants have no individual +qualities left, except such as may be fully explained from the favourable +or unfavourable external influences of soil, climate, and other accidents. +Finally, in the inorganic kingdom of nature all individuality disappears. +The crystal alone is to be regarded as to a certain extent individual. It +is a unity of the tendency in definite directions, fixed by +crystallisation, which makes the trace of this tendency permanent. It is +at the same time a cumulative repetition of its primitive form, bound into +unity by an idea, just as the tree is an aggregate of the single +germinating fibre which shows itself in every rib of the leaves, in every +leaf, in every branch; which repeats itself, and to some extent makes each +of these appear as a separate growth, nourishing itself from the greater +as a parasite, so that the tree, resembling the crystal, is a systematic +aggregate of small plants, although only the whole is the complete +expression of an individual Idea, _i.e._, of this particular grade of the +objectification of will. But the individuals of the same species of +crystal can have no other difference than such as is produced by external +accidents; indeed we can make at pleasure large or small crystals of every +species. The individual, however, as such, that is, with traces of an +individual character, does not exist further in unorganised nature. All +its phenomena are expressions of general forces of nature, _i.e._, of +those grades of the objectification of will which do not objectify +themselves (as is the case in organised nature), by means of the +difference of the individualities which collectively express the whole of +the Idea, but show themselves only in the species, and as a whole, without +any variation in each particular example of it. Time, space, multiplicity, +and existence conditioned by causes, do not belong to the will or to the +Idea (the grade of the objectification of will), but only to their +particular phenomena. Therefore such a force of nature as, for example, +gravity or electricity, must show itself as such in precisely the same way +in all its million phenomena, and only external circumstances can modify +these. This unity of its being in all its phenomena, this unchangeable +constancy of the appearance of these, whenever, under the guidance of +causality, the necessary conditions are present, is called a _law of +nature_. If such a law is once learned from experience, then the +phenomenon of that force of nature, the character of which is expressed +and laid down in it, may be accurately forecast and counted upon. But it +is just this conformity to law of the phenomena of the lower grades of the +objectification of will which gives them such a different aspect from the +phenomena of the same will in the higher, _i.e._, the more distinct, +grades of its objectification, in animals, and in men and their actions, +where the stronger or weaker influence of the individual character and the +susceptibility to motives which often remain hidden from the spectator, +because they lie in knowledge, has had the result that the identity of the +inner nature of the two kinds of phenomena has hitherto been entirely +overlooked. + +If we start from the knowledge of the particular, and not from that of the +Idea, there is something astonishing, and sometimes even terrible, in the +absolute uniformity of the laws of nature. It might astonish us that +nature never once forgets her laws; that if, for example, it has once been +according to a law of nature that where certain materials are brought +together under given conditions, a chemical combination will take place, +or gas will be evolved, or they will go on fire; if these conditions are +fulfilled, whether by our interposition or entirely by chance (and in this +case the accuracy is the more astonishing because unexpected), to-day just +as well as a thousand years ago, the determined phenomenon will take place +at once and without delay. We are most vividly impressed with the +marvellousness of this fact in the case of rare phenomena, which only +occur under very complex circumstances, but which we are previously +informed will take place if these conditions are fulfilled. For example, +when we are told that if certain metals, when arranged alternately in +fluid with which an acid has been mixed, are brought into contact, silver +leaf brought between the extremities of this combination will suddenly be +consumed in a green flame; or that under certain conditions the hard +diamond turns into carbonic acid. It is the ghostly omnipresence of +natural forces that astonishes us in such cases, and we remark here what +in the case of phenomena which happen daily no longer strikes us, how the +connection between cause and effect is really as mysterious as that which +is imagined between a magic formula and a spirit that must appear when +invoked by it. On the other hand, if we have attained to the philosophical +knowledge that a force of nature is a definite grade of the +objectification of will, that is to say, a definite grade of that which we +recognise as our own inmost nature, and that this will, in itself, and +distinguished from its phenomena and their forms, lies outside time and +space, and that, therefore, the multiplicity, which is conditioned by time +and space, does not belong to it, nor directly to the grade of its +objectification, _i.e._, the Idea, but only to the phenomena of the Idea; +and if we remember that the law of causality has significance only in +relation to time and space, inasmuch as it determines the position of the +multitude of phenomena of the different Ideas in which the will reveals +itself, governing the order in which they must appear; if, I say, in this +knowledge the inner meaning of the great doctrine of Kant has been fully +grasped, the doctrine that time, space, and causality do not belong to the +thing-in-itself, but merely to the phenomenon, that they are only the +forms of our knowledge, not qualities of things in themselves; then we +shall understand that this astonishment at the conformity to law and +accurate operation of a force of nature, this astonishment at the complete +sameness of all its million phenomena and the infallibility of their +occurrence, is really like that of a child or a savage who looks for the +first time through a glass with many facets at a flower, and marvels at +the complete similarity of the innumerable flowers which he sees, and +counts the leaves of each of them separately. + +Thus every universal, original force of nature is nothing but a low grade +of the objectification of will, and we call every such grade an eternal +_Idea_ in Plato's sense. But a _law of nature_ is the relation of the Idea +to the form of its manifestation. This form is time, space, and causality, +which are necessarily and inseparably connected and related to each other. +Through time and space the Idea multiplies itself in innumerable +phenomena, but the order according to which it enters these forms of +multiplicity is definitely determined by the law of causality; this law is +as it were the norm of the limit of these phenomena of different Ideas, in +accordance with which time, space, and matter are assigned to them. This +norm is therefore necessarily related to the identity of the aggregate of +existing matter, which is the common substratum of all those different +phenomena. If all these were not directed to that common matter in the +possession of which they must be divided, there would be no need for such +a law to decide their claims. They might all at once and together fill a +boundless space throughout an endless time. Therefore, because all these +phenomena of the eternal Ideas are directed to one and the same matter, +must there be a rule for their appearance and disappearance; for if there +were not, they would not make way for each other. Thus the law of +causality is essentially bound up with that of the permanence of +substance; they reciprocally derive significance from each other. Time and +space, again, are related to them in the same way. For time is merely the +possibility of conflicting states of the same matter, and space is merely +the possibility of the permanence of the same matter under all sorts of +conflicting states. Accordingly, in the preceding book we explained matter +as the union of space and time, and this union shows itself as change of +the accidents in the permanence of the substance, of which causality or +becoming is the universal possibility. And accordingly, we said that +matter is through and through causality. We explained the understanding as +the subjective correlative of causality, and said matter (and thus the +whole world as idea) exists only for the understanding; the understanding +is its condition, its supporter as its necessary correlative. I repeat all +this in passing, merely to call to mind what was demonstrated in the First +Book, for it is necessary for the complete understanding of these two +books that their inner agreement should be observed, since what is +inseparably united in the actual world as its two sides, will and idea, +has, in order that we might understand each of them more clearly in +isolation, been dissevered in these two books. + +It may not perhaps be superfluous to elucidate further by an example how +the law of causality has meaning only in relation to time and space, and +the matter which consists in the union of the two. For it determines the +limits in accordance with which the phenomena of the forces of nature +divide themselves in the possession of matter, while the original forces +of nature, as the immediate objectification of will, which, as a thing in +itself, is not subordinated to the principle of sufficient reason, lie +outside these forms, within which alone all etiological explanation has +validity and meaning, and just on that account can never lead us to the +inner reality of nature. For this purpose let us think of some kind of +machine constructed according to the laws of mechanics. Iron weights begin +the motion by their gravity; copper wheels resist by their rigidity, +affect and raise each other and the lever by their impenetrability, and so +on. Here gravity, rigidity, and impenetrability are original unexplained +forces; mechanics only gives us the condition under which, and the manner +in which, they manifest themselves, appear, and govern a definite matter, +time, and place. If, now, a strong magnet is made to attract the iron of +the weight, and overcome its gravity, the movement of the machine stops, +and the matter becomes forthwith the scene of quite a different force of +nature--magnetism, of which etiology again gives no further explanation +than the condition under which it appears. Or let us suppose that the +copper discs of such a machine are laid upon zinc plates, and an acid +solution introduced between them. At once the same matter of the machine +has become subject to another original force, galvanism, which now governs +it according to its own laws, and reveals itself in it through its +phenomena; and etiology can again tell us nothing about this force except +the conditions under which, and the laws in accordance with which, it +manifests itself. Let us now raise the temperature and add pure acid; the +whole machine burns; that is to say, once more an entirely different force +of nature, chemical energy, asserts at this time and in this place +irresistible claims to this particular matter, and reveals itself in it as +Idea, as a definite grade of the objectification of will. The calcined +metal thus produced now unites with an acid, and a salt is obtained which +forms itself into crystals. These are the phenomena of another Idea, which +in itself is again quite inexplicable, while the appearance of its +phenomena is dependent upon certain conditions which etiology can give us. +The crystals dissolve, mix with other materials, and vegetation springs up +from them--a new phenomenon of will: and so the same permanent matter may +be followed _ad infinitum_, to observe how now this and now that natural +force obtains a right to it and temporarily takes possession of it, in +order to appear and reveal its own nature. The condition of this right, +the point of time and space at which it becomes valid, is given by +causality, but the explanation founded upon this law only extends thus +far. The force itself is a manifestation of will, and as such is not +subject to the forms of the principle of sufficient reason, that is, it is +groundless. It lies outside all time, is omnipresent, and seems as it were +to wait constantly till the circumstances occur under which it can appear +and take possession of a definite matter, supplanting the forces which +have reigned in it till then. All time exists only for the phenomena of +such a force, and is without significance for the force itself. Through +thousands of years chemical forces slumber in matter till the contact with +the reagents sets them free; then they appear; but time exists only for +the phenomena, not for the forces themselves. For thousands of years +galvanism slumbered in copper and zinc, and they lay quietly beside +silver, which must be consumed in flame as soon as all three are brought +together under the required conditions. Even in the organic kingdom we see +a dry seed preserve the slumbering force through three thousand years, and +when at last the favourable circumstances occur, grow up as a plant.(35) + +If by this exposition the difference between a force of nature and all its +phenomena has been made quite distinct; if we have seen clearly that the +former is the will itself at this particular grade of its objectification, +but that multiplicity comes to phenomena only through time and space, and +that the law of causality is nothing but the determination of the position +of these phenomena in time and space; then we shall recognise the complete +truth and the deep meaning of Malebranche's doctrine of occasional causes +(_causes occasionelles_). It is well worth while comparing this doctrine +of his, as he explains it in the "_Recherches de la Vérite_," both in the +3rd Chapter of the second part of the 6th Book, and in the +_éclaircissements_ appended to this chapter, with this exposition of mine, +and observing the complete agreement of the two doctrines in the case of +such different systems of thought. Indeed I cannot help admiring how +Malebranche, though thoroughly involved in the positive dogmas which his +age inevitably forced upon him, yet, in such bonds and under such a +burden, hit the truth so happily, so correctly, and even knew how to +combine it with these dogmas, at all events verbally. + +For the power of truth is incredibly great and of unspeakable endurance. +We find constant traces of it in all, even the most eccentric and absurd +dogmas, of different times and different lands,--often indeed in strange +company, curiously mixed up with other things, but still recognisable. It +is like a plant that germinates under a heap of great stones, but still +struggles up to the light, working itself through with many deviations and +windings, disfigured, worn out, stunted in its growth,--but yet, to the +light. + +In any case Malebranche is right: every natural cause is only an +occasional cause. It only gives opportunity or occasion for the +manifestation of the one indivisible will which is the "in-itself" of all +things, and whose graduated objectification is the whole visible world. +Only the appearance, the becoming visible, in this place, at this time, is +brought about by the cause and is so far dependent on it, but not the +whole of the phenomenon, nor its inner nature. This is the will itself, to +which the principle of sufficient reason has not application, and which is +therefore groundless. Nothing in the world has a sufficient cause of its +existence generally, but only a cause of existence just here and just now. +That a stone exhibits now gravity, now rigidity, now electricity, now +chemical qualities, depends upon causes, upon impressions upon it from +without, and is to be explained from these. But these qualities +themselves, and thus the whole inner nature of the stone which consists in +them, and therefore manifests itself in all the ways referred to; thus, in +general, that the stone is such as it is, that it exists generally--all +this, I say, has no ground, but is the visible appearance of the +groundless will. Every cause is thus an occasional cause. We have found it +to be so in nature, which is without knowledge, and it is also precisely +the same when motives and not causes or stimuli determine the point at +which the phenomena are to appear, that is to say, in the actions of +animals and human beings. For in both cases it is one and the same will +which appears; very different in the grades of its manifestation, +multiplied in the phenomena of these grades, and, in respect of these, +subordinated to the principle of sufficient reason, but in itself free +from all this. Motives do not determine the character of man, but only the +phenomena of his character, that is, his actions; the outward fashion of +his life, not its inner meaning and content. These proceed from the +character which is the immediate manifestation of the will, and is +therefore groundless. That one man is bad and another good, does not +depend upon motives or outward influences, such as teaching and preaching, +and is in this sense quite inexplicable. But whether a bad man shows his +badness in petty acts of injustice, cowardly tricks, and low knavery which +he practises in the narrow sphere of his circumstances, or whether as a +conqueror he oppresses nations, throws a world into lamentation, and sheds +the blood of millions; this is the outward form of his manifestation, that +which is unessential to it, and depends upon the circumstances in which +fate has placed him, upon his surroundings, upon external influences, upon +motives; but his decision upon these motives can never be explained from +them; it proceeds from the will, of which this man is a manifestation. Of +this we shall speak in the Fourth Book. The manner in which the character +discloses its qualities is quite analogous to the way in which those of +every material body in unconscious nature are disclosed. Water remains +water with its intrinsic qualities, whether as a still lake it reflects +its banks, or leaps in foam from the cliffs, or, artificially confined, +spouts in a long jet into the air. All that depends upon external causes; +the one form is as natural to it as the other, but it will always show the +same form in the same circumstances; it is equally ready for any, but in +every case true to its character, and at all times revealing this alone. +So will every human character under all circumstances reveal itself, but +the phenomena which proceed from it will always be in accordance with the +circumstances. + +§ 27. If, from the foregoing consideration of the forces of nature and +their phenomena, we have come to see clearly how far an explanation from +causes can go, and where it must stop if it is not to degenerate into the +vain attempt to reduce the content of all phenomena to their mere form, in +which case there would ultimately remain nothing but form, we shall be +able to settle in general terms what is to be demanded of etiology as a +whole. It must seek out the causes of all phenomena in nature, _i.e._, the +circumstances under which they invariably appear. Then it must refer the +multitude of phenomena which have various forms in various circumstances +to what is active in every phenomenon, and is presupposed in the +cause,--original forces of nature. It must correctly distinguish between a +difference of the phenomenon which arises from a difference of the force, +and one which results merely from a difference of the circumstances under +which the force expresses itself; and with equal care it must guard +against taking the expressions of one and the same force under different +circumstances for the manifestations of different forces, and conversely +against taking for manifestations of one and the same force what +originally belongs to different forces. Now this is the direct work of the +faculty of judgment, and that is why so few men are capable of increasing +our insight in physics, while all are able to enlarge experience. +Indolence and ignorance make us disposed to appeal too soon to original +forces. This is exemplified with an exaggeration that savours of irony in +the entities and quidities of the schoolmen. Nothing is further from my +desire than to favour their resuscitation. We have just as little right to +appeal to the objectification of will, instead of giving a physical +explanation, as we have to appeal to the creative power of God. For +physics demands causes, and the will is never a cause. Its whole relation +to the phenomenon is not in accordance with the principle of sufficient +reason. But that which in itself is the will exists in another aspect as +idea; that is to say, is phenomenon. As such, it obeys the laws which +constitute the form of the phenomenon. Every movement, for example, +although it is always a manifestation of will, must yet have a cause from +which it is to be explained in relation to a particular time and space; +that is, not in general in its inner nature, but as a _particular_ +phenomenon. In the case of the stone, this is a mechanical cause; in that +of the movement of a man, it is a motive; but in no case can it be +wanting. On the other hand, the universal common nature of all phenomena +of one particular kind, that which must be presupposed if the explanation +from causes is to have any sense and meaning, is the general force of +nature, which, in physics, must remain a _qualitas occulta_, because with +it the etiological explanation ends and the metaphysical begins. But the +chain of causes and effects is never broken by an original force to which +it has been necessary to appeal. It does not run back to such a force as +if it were its first link, but the nearest link, as well as the remotest, +presupposes the original force, and could otherwise explain nothing. A +series of causes and effects may be the manifestation of the most +different kinds of forces, whose successive visible appearances are +conducted through it, as I have illustrated above by the example of a +metal machine. But the difference of these original forces, which cannot +be referred to each other, by no means breaks the unity of that chain of +causes, and the connection between all its links. The etiology and the +philosophy of nature never do violence to each other, but go hand in hand, +regarding the same object from different points of view. Etiology gives an +account of the causes which necessarily produce the particular phenomenon +to be explained. It exhibits, as the foundation of all its explanations, +the universal forces which are active in all these causes and effects. It +accurately defines, enumerates, and distinguishes these forces, and then +indicates all the different effects in which each force appears, regulated +by the difference of the circumstances, always in accordance with its own +peculiar character, which it discloses in obedience to an invariable rule, +called _a law of nature_. When all this has been thoroughly accomplished +by physics in every particular, it will be complete, and its work will be +done. There will then remain no unknown force in unorganised nature, nor +any effect, which has not been proved to be the manifestation of one of +these forces under definite circumstances, in accordance with a law of +nature. Yet a law of nature remains merely the observed rule according to +which nature invariably proceeds whenever certain definite circumstances +occur. Therefore a law of nature may be defined as a fact expressed +generally--_un fait généralisé_--and thus a complete enumeration of all the +laws of nature would only be a complete register of facts. The +consideration of nature as a whole is thus completed in _morphology_, +which enumerates, compares, and arranges all the enduring forms of +organised nature. Of the causes of the appearance of the individual +creature it has little to say, for in all cases this is procreation (the +theory of which is a separate matter), and in rare cases the _generatio +æquivoca_. But to this last belongs, strictly speaking, the manner in +which all the lower grades of the objectification of will, that is to say, +physical and chemical phenomena, appear as individual, and it is precisely +the task of etiology to point out the conditions of this appearance. +Philosophy, on the other hand, concerns itself only with the universal, in +nature as everywhere else. The original forces themselves are here its +object, and it recognises in them the different grades of the objectivity +of will, which is the inner nature, the "in-itself" of this world; and +when it regards the world apart from will, it explains it as merely the +idea of the subject. But if etiology, instead of preparing the way for +philosophy, and supplying its doctrines with practical application by +means of instances, supposes that its aim is rather to deny the existence +of all original forces, except perhaps _one_, the most general, for +example, impenetrability, which it imagines it thoroughly understands, and +consequently seeks forcibly to refer all the others to it--it forsakes its +own province and can only give us error instead of truth. The content of +nature is supplanted by its form, everything is ascribed to the +circumstances which work from without, and nothing to the inner nature of +the thing. Now if it were possible to succeed by this method, a problem in +arithmetic would ultimately, as we have already remarked, solve the riddle +of the universe. But this is the method adopted by those, referred to +above, who think that all physiological effects ought to be reduced to +form and combination, this, perhaps, to electricity, and this again to +chemism, and chemism to mechanism. The mistake of Descartes, for example, +and of all the Atomists, was of this last description. They referred the +movements of the globe to the impact of a fluid, and the qualities of +matter to the connection and form of the atoms, and hence they laboured to +explain all the phenomena of nature as merely manifestations of +impenetrability and cohesion. Although this has been given up, precisely +the same error is committed in our own day by the electrical, chemical, +and mechanical physiologists, who obstinately attempt to explain the whole +of life and all the functions of the organism from "form and combination." +In Meckel's "Archiv für Physiologie" (1820, vol. v. p. 185) we still find +it stated that the aim of physiological explanation is the reduction of +organic life to the universal forces with which physics deals. Lamarck +also, in his "_Philosophie Zoologique_," explains life as merely the +effect of warmth and electricity: _le calorique et la matière électrique +suffisent parfaitement pour composer ensemble cette cause essentielle de +la vie_ (p. 16). According to this, warmth and electricity would be the +"thing-in-itself," and the world of animals and plants its phenomenal +appearance. The absurdity of this opinion becomes glaringly apparent at +the 306th and following pages of that work. It is well known that all +these opinions, that have been so often refuted, have reappeared quite +recently with renewed confidence. If we carefully examine the foundation +of these views, we shall find that they ultimately involve the +presupposition that the organism is merely an aggregate of phenomena of +physical, chemical, and mechanical forces, which have come together here +by chance, and produced the organism as a freak of nature without further +significance. The organism of an animal or of a human being would +therefore be, if considered philosophically, not the exhibition of a +special Idea, that is, not itself immediate objectivity of the will at a +definite higher grade, but in it would appear only those Ideas which +objectify the will in electricity, in chemism, and in mechanism. Thus the +organism would be as fortuitously constructed by the concurrence of these +forces as the forms of men and beasts in clouds and stalactites, and would +therefore in itself be no more interesting than they are. However, we +shall see immediately how far the application of physical and chemical +modes of explanation to the organism may yet, within certain limits, be +allowable and useful; for I shall explain that the vital force certainly +avails itself of and uses the forces of unorganised nature; yet these +forces no more constitute the vital force than a hammer and anvil make a +blacksmith. Therefore even the most simple example of plant life can never +be explained from these forces by any theory of capillary attraction and +endosmose, much less animal life. The following observations will prepare +the way for this somewhat difficult discussion. + +It follows from all that has been said that it is certainly an error on +the part of natural science to seek to refer the higher grades of the +objectification of will to the lower; for the failure to recognise, or the +denial of, original and self-existing forces of nature is just as wrong as +the groundless assumption of special forces when what occurs is merely a +peculiar kind of manifestation of what is already known. Thus Kant rightly +says that it would be absurd to hope for a blade of grass from a Newton, +that is, from one who reduced the blade of grass to the manifestations of +physical and chemical forces, of which it was the chance product, and +therefore a mere freak of nature, in which no special Idea appeared, +_i.e._, the will did not directly reveal itself in it in a higher and +specific grade, but just as in the phenomena of unorganised nature and by +chance in this form. The schoolmen, who certainly would not have allowed +such a doctrine, would rightly have said that it was a complete denial of +the _forma substantialis_, and a degradation of it to the _forma +accidentalis_. For the _forma substantialis_ of Aristotle denotes exactly +what I call the grade of the objectification of will in a thing. On the +other hand, it is not to be overlooked that in all Ideas, that is, in all +forces of unorganised, and all forms of organised nature, it is _one and +the same_ will that reveals itself, that is to say, which enters the form +of the idea and passes into _objectivity_. Its unity must therefore be +also recognisable through an inner relationship between all its phenomena. +Now this reveals itself in the higher grades of the objectification of +will, where the whole phenomenon is more distinct, thus in the vegetable +and animal kingdoms, through the universally prevailing analogy of all +forms, the fundamental type which recurs in all phenomena. This has, +therefore, become the guiding principle of the admirable zoological system +which was originated by the French in this century, and it is most +completely established in comparative anatomy as _l'unité de plan_, +_l'uniformité de l'élément anatomique_. To discover this fundamental type +has been the chief concern, or at any rate the praiseworthy endeavour, of +the natural philosophers of the school of Schelling, who have in this +respect considerable merit, although in many cases their hunt after +analogies in nature degenerated into mere conceits. They have, however, +rightly shown that that general relationship and family likeness exists +also in the Ideas of unorganised nature; for example, between electricity +and magnetism, the identity of which was afterwards established; between +chemical attraction and gravitation, and so forth. They specially called +attention to the fact that _polarity_, that is, the sundering of a force +into two qualitatively different and opposed activities striving after +reunion, which also shows itself for the most part in space as a +dispersion in opposite directions, is a fundamental type of almost all the +phenomena of nature, from the magnet and the crystal to man himself. Yet +this knowledge has been current in China from the earliest times, in the +doctrine of opposition of Yin and Yang. Indeed, since all things in the +world are the objectification of one and the same will, and therefore in +their inner nature identical, it must not only be the case that there is +that unmistakable analogy between them, and that in every phenomenon the +trace, intimation, and plan of the higher phenomenon that lies next to it +in point of development shows itself, but also because all these forms +belong to the world as _idea_, it is indeed conceivable that even in the +most universal forms of the idea, in that peculiar framework of the +phenomenal world space and time, it may be possible to discern and +establish the fundamental type, intimation, and plan of what fills the +forms. It seems to have been a dim notion of this that was the origin of +the Cabala and all the mathematical philosophy of the Pythagoreans, and +also of the Chinese in Y-king. In the school of Schelling also, to which +we have already referred, we find, among their efforts to bring to light +the similarity among the phenomena of nature, several attempts (though +rather unfortunate ones) to deduce laws of nature from the laws of pure +space and time. However, one can never tell to what extent a man of genius +will realise both endeavours. + +Now, although the difference between phenomenon and thing-in-itself is +never lost sight of, and therefore the identity of the will which +objectifies itself in all Ideas can never (because it has different grades +of its objectification) be distorted to mean identity of the particular +Ideas themselves in which it appears, so that, for example, chemical or +electrical attraction can never be reduced to the attraction of +gravitation, although this inner analogy is known, and the former may be +regarded as, so to speak, higher powers of the latter, just as little does +the similarity of the construction of all animals warrant us in mixing and +identifying the species and explaining the more developed as mere +variations of the less developed; and although, finally, the physiological +functions are never to be reduced to chemical or physical processes, yet, +in justification of this procedure, within certain limits, we may accept +the following observations as highly probable. + +If several of the phenomena of will in the lower grades of its +objectification--that is, in unorganised nature--come into conflict because +each of them, under the guidance of causality, seeks to possess a given +portion of matter, there arises from the conflict the phenomenon of a +higher Idea which prevails over all the less developed phenomena +previously there, yet in such a way that it allows the essence of these to +continue to exist in a subordinate manner, in that it takes up into itself +from them something which is analogous to them. This process is only +intelligible from the identity of the will which manifests itself in all +the Ideas, and which is always striving after higher objectification. We +thus see, for example, in the hardening of the bones, an unmistakable +analogy to crystallisation, as the force which originally had possession +of the chalk, although ossification is never to be reduced to +crystallisation. The analogy shows itself in a weaker degree in the flesh +becoming firm. The combination of humours in the animal body and secretion +are also analogous to chemical combination and separation. Indeed, the +laws of chemistry are still strongly operative in this case, but +subordinated, very much modified, and mastered by a higher Idea; therefore +mere chemical forces outside the organism will never afford us such +humours; but + + + "Encheiresin naturæ nennt es die Chemie, + Spottet ihrer selbst und weiss nicht wie." + + +The more developed Idea resulting from this victory over several lower +Ideas or objectifications of will, gains an entirely new character by +taking up into itself from every Idea over which it has prevailed a +strengthened analogy. The will objectifies itself in a new, more distinct +way. It originally appears in _generatio æquivoca_; afterwards in +assimilation to the given germ, organic moisture, plant, animal, man. Thus +from the strife of lower phenomena the higher arise, swallowing them all +up, but yet realising in the higher grade the tendency of all the lower. +Here, then, already the law applies--_Serpens nisi serpentem comederit non +fit draco._ + +I wish it had been possible for me to dispel by clearness of explanation +the obscurity which clings to the subject of these thoughts; but I see +very well that the reader's own consideration of the matter must +materially aid me if I am not to remain uncomprehended or misunderstood. +According to the view I have expressed, the traces of chemical and +physical modes of operation will indeed be found in the organism, but it +can never be explained from them; because it is by no means a phenomenon +even accidentally brought about through the united actions of such forces, +but a higher Idea which has overcome these lower ideas by _subduing +assimilation_; for the _one_ will which objectifies itself in all Ideas +always seeks the highest possible objectification, and has therefore in +this case given up the lower grades of its manifestation after a conflict, +in order to appear in a higher grade, and one so much the more powerful. +No victory without conflict: since the higher Idea or objectification of +will can only appear through the conquest of the lower, it endures the +opposition of these lower Ideas, which, although brought into subjection, +still constantly strive to obtain an independent and complete expression +of their being. The magnet that has attracted a piece of iron carries on a +perpetual conflict with gravitation, which, as the lower objectification +of will, has a prior right to the matter of the iron; and in this constant +battle the magnet indeed grows stronger, for the opposition excites it, as +it were, to greater effort. In the same way every manifestation of the +will, including that which expresses itself in the human organism, wages a +constant war against the many physical and chemical forces which, as lower +Ideas, have a prior right to that matter. Thus the arm falls which for a +while, overcoming gravity, we have held stretched out; thus the pleasing +sensation of health, which proclaims the victory of the Idea of the +self-conscious organism over the physical and chemical laws, which +originally governed the humours of the body, is so often interrupted, and +is indeed always accompanied by greater or less discomfort, which arises +from the resistance of these forces, and on account of which the +vegetative part of our life is constantly attended by slight pain. Thus +also digestion weakens all the animal functions, because it requires the +whole vital force to overcome the chemical forces of nature by +assimilation. Hence also in general the burden of physical life, the +necessity of sleep, and, finally, of death; for at last these subdued +forces of nature, assisted by circumstances, win back from the organism, +wearied even by the constant victory, the matter it took from them, and +attain to an unimpeded expression of their being. We may therefore say +that every organism expresses the Idea of which it is the image, only +after we have subtracted the part of its force which is expended in +subduing the lower Ideas that strive with it for matter. This seems to +have been running in the mind of Jacob Böhm when he says somewhere that +all the bodies of men and animals, and even all plants, are really half +dead. According as the subjection in the organism of these forces of +nature, which express the lower grades of the objectification of will, is +more or less successful, the more or the less completely does it attain to +the expression of its Idea; that is to say, the nearer it is to the +_ideal_ or the further from it--the _ideal_ of beauty in its species. + +Thus everywhere in nature we see strife, conflict, and alternation of +victory, and in it we shall come to recognise more distinctly that +variance with itself which is essential to the will. Every grade of the +objectification of will fights for the matter, the space, and the time of +the others. The permanent matter must constantly change its form; for +under the guidance of causality, mechanical, physical, chemical, and +organic phenomena, eagerly striving to appear, wrest the matter from each +other, for each desires to reveal its own Idea. This strife may be +followed through the whole of nature; indeed nature exists only through +it: {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER OMEGA WITH DASIA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} +{~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~}; (nam si non inesset in rebus contentio, unum omnia essent, ut +ait Empedocles. Aris. Metaph., B. 5). Yet this strife itself is only the +revelation of that variance with itself which is essential to the will. +This universal conflict becomes most distinctly visible in the animal +kingdom. For animals have the whole of the vegetable kingdom for their +food, and even within the animal kingdom every beast is the prey and the +food of another; that is, the matter in which its Idea expresses itself +must yield itself to the expression of another Idea, for each animal can +only maintain its existence by the constant destruction of some other. +Thus the will to live everywhere preys upon itself, and in different forms +is its own nourishment, till finally the human race, because it subdues +all the others, regards nature as a manufactory for its use. Yet even the +human race, as we shall see in the Fourth Book, reveals in itself with +most terrible distinctness this conflict, this variance with itself of the +will, and we find _homo homini lupus_. Meanwhile we can recognise this +strife, this subjugation, just as well in the lower grades of the +objectification of will. Many insects (especially ichneumon-flies) lay +their eggs on the skin, and even in the body of the larvæ of other +insects, whose slow destruction is the first work of the newly hatched +brood. The young hydra, which grows like a bud out of the old one, and +afterwards separates itself from it, fights while it is still joined to +the old one for the prey that offers itself, so that the one snatches it +out of the mouth of the other (Trembley, Polypod., ii. p. 110, and iii. p. +165). But the bulldog-ant of Australia affords us the most extraordinary +example of this kind; for if it is cut in two, a battle begins between the +head and the tail. The head seizes the tail with its teeth, and the tail +defends itself bravely by stinging the head: the battle may last for half +an hour, until they die or are dragged away by other ants. This contest +takes place every time the experiment is tried. (From a letter by Howitt +in the W. Journal, reprinted in Galignani's Messenger, 17th November +1855.) On the banks of the Missouri one sometimes sees a mighty oak the +stem and branches of which are so encircled, fettered, and interlaced by a +gigantic wild vine, that it withers as if choked. The same thing shows +itself in the lowest grades; for example, when water and carbon are +changed into vegetable sap, or vegetables or bread into blood by organic +assimilation; and so also in every case in which animal secretion takes +place, along with the restriction of chemical forces to a subordinate mode +of activity. This also occurs in unorganised nature, when, for example, +crystals in process of formation meet, cross, and mutually disturb each +other to such an extent that they are unable to assume the pure +crystalline form, so that almost every cluster of crystals is an image of +such a conflict of will at this low grade of its objectification; or +again, when a magnet forces its magnetism upon iron, in order to express +its Idea in it; or when galvanism overcomes chemical affinity, decomposes +the closest combinations, and so entirely suspends the laws of chemistry +that the acid of a decomposed salt at the negative pole must pass to the +positive pole without combining with the alkalies through which it goes on +its way, or turning red the litmus paper that touches it. On a large scale +it shows itself in the relation between the central body and the planet, +for although the planet is in absolute dependence, yet it always resists, +just like the chemical forces in the organism; hence arises the constant +tension between centripetal and centrifugal force, which keeps the globe +in motion, and is itself an example of that universal essential conflict +of the manifestation of will which we are considering. For as every body +must be regarded as the manifestation of a will, and as will necessarily +expresses itself as a struggle, the original condition of every world that +is formed into a globe cannot be rest, but motion, a striving forward in +boundless space without rest and without end. Neither the law of inertia +nor that of causality is opposed to this: for as, according to the former, +matter as such is alike indifferent to rest and motion, its original +condition may just as well be the one as the other, therefore if we first +find it in motion, we have just as little right to assume that this was +preceded by a condition of rest, and to inquire into the cause of the +origin of the motion, as, conversely, if we found it at rest, we would +have to assume a previous motion and inquire into the cause of its +suspension. It is, therefore, not needful to seek for a first impulse for +centrifugal force, for, according to the hypothesis of Kant and Laplace, +it is, in the case of the planets, the residue of the original rotation of +the central body, from which the planets have separated themselves as it +contracted. But to this central body itself motion is essential; it always +continues its rotation, and at the same time rushes forward in endless +space, or perhaps circulates round a greater central body invisible to us. +This view entirely agrees with the conjecture of astronomers that there is +a central sun, and also with the observed advance of our whole solar +system, and perhaps of the whole stellar system to which our sun belongs. +From this we are finally led to assume a general advance of fixed stars, +together with the central sun, and this certainly loses all meaning in +boundless space (for motion in absolute space cannot be distinguished from +rest), and becomes, as is already the case from its striving and aimless +flight, an expression of that nothingness, that failure of all aim, which, +at the close of this book, we shall be obliged to recognise in the +striving of will in all its phenomena. Thus boundless space and endless +time must be the most universal and essential forms of the collective +phenomena of will, which exist for the expression of its whole being. +Lastly, we can recognise that conflict which we are considering of all +phenomena of will against each other in simple matter regarded as such; +for the real characteristic of matter is correctly expressed by Kant as +repulsive and attractive force; so that even crude matter has its +existence only in the strife of conflicting forces. If we abstract from +all chemical differences in matter, or go so far back in the chain of +causes and effects that as yet there is no chemical difference, there +remains mere matter,--the world rounded to a globe, whose life, _i.e._, +objectification of will, is now constituted by the conflict between +attractive and repulsive forces, the former as gravitation pressing from +all sides towards the centre, the latter as impenetrability always +opposing the former either as rigidity or elasticity; and this constant +pressure and resistance may be regarded as the objectivity of will in its +very lowest grade, and even there it expresses its character. + +We should see the will express itself here in the lowest grade as blind +striving, an obscure, inarticulate impulse, far from susceptible of being +directly known. It is the simplest and the weakest mode of its +objectification. But it appears as this blind and unconscious striving in +the whole of unorganised nature, in all those original forces of which it +is the work of physics and chemistry to discover and to study the laws, +and each of which manifests itself to us in millions of phenomena which +are exactly similar and regular, and show no trace of individual +character, but are mere multiplicity through space and time, _i.e._, +through the _principium individuationis_, as a picture is multiplied +through the facets of a glass. + +From grade to grade objectifying itself more distinctly, yet still +completely without consciousness as an obscure striving force, the will +acts in the vegetable kingdom also, in which the bond of its phenomena +consists no longer properly of causes, but of stimuli; and, finally, also +in the vegetative part of the animal phenomenon, in the production and +maturing of the animal, and in sustaining its inner economy, in which the +manifestation of will is still always necessarily determined by stimuli. +The ever-ascending grades of the objectification of will bring us at last +to the point at which the individual that expresses the Idea could no +longer receive food for its assimilation through mere movement following +upon stimuli. For such a stimulus must be waited for, but the food has now +come to be of a more special and definite kind, and with the +ever-increasing multiplicity of the individual phenomena, the crowd and +confusion has become so great that they interfere with each other, and the +chance of the individual that is moved merely by stimuli and must wait for +its food would be too unfavourable. From the point, therefore, at which +the animal has delivered itself from the egg or the womb in which it +vegetated without consciousness, its food must be sought out and selected. +For this purpose movement following upon motives, and therefore +consciousness, becomes necessary, and consequently it appears as an agent, +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}, called in at this stage of the objectification of will for the +conservation of the individual and the propagation of the species. It +appears represented by the brain or a large ganglion, just as every other +effort or determination of the will which objectifies itself is +represented by an organ, that is to say, manifests itself for the idea as +an organ.(36) But with this means of assistance, this {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}, the _world +as idea_ comes into existence at a stroke, with all its forms, object and +subject, time, space, multiplicity, and causality. The world now shows its +second side. Till now _mere will_, it becomes also _idea_, object of the +knowing subject. The will, which up to this point followed its tendency in +the dark with unerring certainty, has at this grade kindled for itself a +light as a means which became necessary for getting rid of the +disadvantage which arose from the throng and the complicated nature of its +manifestations, and which would have accrued precisely to the most perfect +of them. The hitherto infallible certainty and regularity with which it +worked in unorganised and merely vegetative nature, rested upon the fact +that it alone was active in its original nature, as blind impulse, will, +without assistance, and also without interruption, from a second and +entirely different world, the world as idea, which is indeed only the +image of its own inner being, but is yet of quite another nature, and now +encroaches on the connected whole of its phenomena. Hence its infallible +certainty comes to an end. Animals are already exposed to illusion, to +deception. They have, however, merely ideas of perception, no conceptions, +no reflection, and they are therefore bound to the present; they cannot +have regard for the future. It seems as if this knowledge without reason +was not in all cases sufficient for its end, and at times required, as it +were, some assistance. For the very remarkable phenomenon presents itself, +that the blind working of the will and the activity enlightened by +knowledge encroach in a most astonishing manner upon each other's spheres +in two kinds of phenomena. In the one case we find in the very midst of +those actions of animals which are guided by perceptive knowledge and its +motives one kind of action which is accomplished apart from these, and +thus through the necessity of the blindly acting will. I refer to those +mechanical instincts which are guided by no motive or knowledge, and which +yet have the appearance of performing their work from abstract rational +motives. The other case, which is opposed to this, is that in which, on +the contrary, the light of knowledge penetrates into the workshop of the +blindly active will, and illuminates the vegetative functions of the human +organism. I mean clairvoyance. Finally, when the will has attained to the +highest grade of its objectification, that knowledge of the understanding +given to brutes to which the senses supply the data, out of which there +arises mere perception confined to what is immediately present, does not +suffice. That complicated, many-sided, imaginative being, man, with his +many needs, and exposed as he is to innumerable dangers, must, in order to +exist, be lighted by a double knowledge; a higher power, as it were, of +perceptive knowledge must be given him, and also reason, as the faculty of +framing abstract conceptions. With this there has appeared reflection, +surveying the future and the past, and, as a consequence, deliberation, +care, the power of premeditated action independent of the present, and +finally, the full and distinct consciousness of one's own deliberate +volition as such. Now if with mere knowledge of perception there arose the +possibility of illusion and deception, by which the previous infallibility +of the blind striving of will was done away with, so that mechanical and +other instincts, as expressions of unconscious will, had to lend their +help in the midst of those that were conscious, with the entrance of +reason that certainty and infallibility of the expressions of will (which +at the other extreme in unorganised nature appeared as strict conformity +to law) is almost entirely lost; instinct disappears altogether; +deliberation, which is supposed to take the place of everything else, +begets (as was shown in the First Book) irresolution and uncertainty; then +error becomes possible, and in many cases obstructs the adequate +objectification of the will in action. For although in the character the +will has already taken its definite and unchangeable bent or direction, in +accordance with which volition, when occasioned by the presence of a +motive, invariably takes place, yet error can falsify its expressions, for +it introduces illusive motives that take the place of the real ones which +they resemble;(37) as, for example, when superstition forces on a man +imaginary motives which impel him to a course of action directly opposed +to the way in which the will would otherwise express itself in the given +circumstances. Agamemnon slays his daughter; a miser dispenses alms, out +of pure egotism, in the hope that he will some day receive an +hundred-fold; and so on. + +Thus knowledge generally, rational as well as merely sensuous, proceeds +originally from the will itself, belongs to the inner being of the higher +grades of its objectification as a mere {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}, a means of supporting the +individual and the species, just like any organ of the body. Originally +destined for the service of the will for the accomplishment of its aims, +it remains almost throughout entirely subjected to its service: it is so +in all brutes and in almost all men. Yet we shall see in the Third Book +how in certain individual men knowledge can deliver itself from this +bondage, throw off its yoke, and, free from all the aims of will, exist +purely for itself, simply as a clear mirror of the world, which is the +source of art. Finally, in the Fourth Book, we shall see how, if this kind +of knowledge reacts on the will, it can bring about self-surrender, +_i.e._, resignation, which is the final goal, and indeed the inmost nature +of all virtue and holiness, and is deliverance from the world. + +§ 28. We have considered the great multiplicity and diversity of the +phenomena in which the will objectifies itself, and we have seen their +endless and implacable strife with each other. Yet, according to the whole +discussion up to this point, the will itself, as thing-in-itself, is by no +means included in that multiplicity and change. The diversity of the +(Platonic) Ideas, _i.e._, grades of objectification, the multitude of +individuals in which each of these expresses itself, the struggle of forms +for matter,--all this does not concern it, but is only the manner of its +objectification, and only through this has an indirect relation to it, by +virtue of which it belongs to the expression of the nature of will for the +idea. As the magic-lantern shows many different pictures, which are all +made visible by one and the same light, so in all the multifarious +phenomena which fill the world together or throng after each other as +events, only _one will_ manifests itself, of which everything is the +visibility, the objectivity, and which remains unmoved in the midst of +this change; it alone is thing-in-itself; all objects are manifestations, +or, to speak the language of Kant, phenomena. Although in man, as +(Platonic) Idea, the will finds its clearest and fullest objectification, +yet man alone could not express its being. In order to manifest the full +significance of the will, the Idea of man would need to appear, not alone +and sundered from everything else, but accompanied by the whole series of +grades, down through all the forms of animals, through the vegetable +kingdom to unorganised nature. All these supplement each other in the +complete objectification of will; they are as much presupposed by the Idea +of man as the blossoms of a tree presuppose leaves, branches, stem, and +root; they form a pyramid, of which man is the apex. If fond of similes, +one might also say that their manifestations accompany that of man as +necessarily as the full daylight is accompanied by all the gradations of +twilight, through which, little by little, it loses itself in darkness; or +one might call them the echo of man, and say: Animal and plant are the +descending fifth and third of man, the inorganic kingdom is the lower +octave. The full truth of this last comparison will only become clear to +us when, in the following book, we attempt to fathom the deep significance +of music, and see how a connected, progressive melody, made up of high, +quick notes, may be regarded as in some sense expressing the life and +efforts of man connected by reflection, while the unconnected complemental +notes and the slow bass, which make up the harmony necessary to perfect +the music, represent the rest of the animal kingdom and the whole of +nature that is without knowledge. But of this in its own place, where it +will not sound so paradoxical. We find, however, that the _inner +necessity_ of the gradation of its manifestations, which is inseparable +from the adequate objectification of the will, is expressed by an _outer +necessity_ in the whole of these manifestations themselves, by reason of +which man has need of the beasts for his support, the beasts in their +grades have need of each other as well as of plants, which in their turn +require the ground, water, chemical elements and their combinations, the +planet, the sun, rotation and motion round the sun, the curve of the +ellipse, &c., &c. At bottom this results from the fact that the will must +live on itself, for there exists nothing beside it, and it is a hungry +will. Hence arise eager pursuit, anxiety, and suffering. + +It is only the knowledge of the unity of will as thing-in-itself, in the +endless diversity and multiplicity of the phenomena, that can afford us +the true explanation of that wonderful, unmistakable analogy of all the +productions of nature, that family likeness on account of which we may +regard them as variations on the same ungiven theme. So in like measure, +through the distinct and thoroughly comprehended knowledge of that +harmony, that essential connection of all the parts of the world, that +necessity of their gradation which we have just been considering, we shall +obtain a true and sufficient insight into the inner nature and meaning of +the undeniable _teleology_ of all organised productions of nature, which, +indeed, we presupposed _a priori_, when considering and investigating +them. + +This _teleology_ is of a twofold description; sometimes an _inner +teleology_, that is, an agreement of all the parts of a particular +organism, so ordered that the sustenance of the individual and the species +results from it, and therefore presents itself as the end of that +disposition or arrangement. Sometimes, however, there is an _outward +teleology_, a relation of unorganised to organised nature in general, or +of particular parts of organised nature to each other, which makes the +maintenance of the whole of organised nature, or of the particular animal +species, possible, and therefore presents itself to our judgment as the +means to this end. + +_Inner teleology_ is connected with the scheme of our work in the +following way. If, in accordance with what has been said, all variations +of form in nature, and all multiplicity of individuals, belong not to the +will itself, but merely to its objectivity and the form of this +objectivity, it necessarily follows that the will is indivisible and is +present as a whole in every manifestation, although the grades of its +objectification, the (Platonic) Ideas, are very different from each other. +We may, for the sake of simplicity, regard these different Ideas as in +themselves individual and simple acts of the will, in which it expresses +its nature more or less. Individuals, however, are again manifestations of +the Ideas, thus of these acts, in time, space, and multiplicity. Now, in +the lowest grades of objectivity, such an act (or an Idea) retains its +unity in the manifestation; while, in order to appear in higher grades, it +requires a whole series of conditions and developments in time, which only +collectively express its nature completely. Thus, for example the Idea +that reveals itself in any general force of nature has always one single +expression, although it presents itself differently according to the +external relations that are present: otherwise its identity could not be +proved, for this is done by abstracting the diversity that arises merely +from external relations. In the same way the crystal has only _one_ +manifestation of life, crystallisation, which afterwards has its fully +adequate and exhaustive expression in the rigid form, the corpse of that +momentary life. The plant, however, does not express the Idea, whose +phenomenon it is, at once and through a single manifestation, but in a +succession of developments of its organs in time. The animal not only +develops its organism in the same manner, in a succession of forms which +are often very different (metamorphosis), but this form itself, although +it is already objectivity of will at this grade, does not attain to a full +expression of its Idea. This expression must be completed through the +actions of the animal, in which its empirical character, common to the +whole species, manifests itself, and only then does it become the full +revelation of the Idea, a revelation which presupposes the particular +organism as its first condition. In the case of man, the empirical +character is peculiar to every individual (indeed, as we shall see in the +Fourth Book, even to the extent of supplanting entirely the character of +the species, through the self-surrender of the whole will). That which is +known as the empirical character, through the necessary development in +time, and the division into particular actions that is conditioned by it, +is, when we abstract from this temporal form of the manifestation the +_intelligible character_, according to the expression of Kant, who shows +his undying merit especially in establishing this distinction and +explaining the relation between freedom and necessity, _i.e._, between the +will as thing-in-itself and its manifestations in time.(38) Thus the +intelligible character coincides with the Idea, or, more accurately, with +the original act of will which reveals itself in it. So far then, not only +the empirical character of every man, but also that of every species of +animal and plant, and even of every original force of unorganised nature, +is to be regarded as the manifestation of an intelligible character, that +is, of a timeless, indivisible act of will. I should like here to draw +attention in passing to the naïveté with which every plant expresses and +lays open its whole character in its mere form, reveals its whole being +and will. This is why the physiognomy of plants is so interesting; while +in order to know an animal in its Idea, it is necessary to observe the +course of its action. As for man, he must be fully investigated and +tested, for reason makes him capable of a high degree of dissimulation. +The beast is as much more naïve than the man as the plant is more naïve +than the beast. In the beast we see the will to live more naked, as it +were, than in the man, in whom it is clothed with so much knowledge, and +is, moreover, so veiled through the capacity for dissimulation, that it is +almost only by chance, and here and there, that its true nature becomes +apparent. In the plant it shows itself quite naked, but also much weaker, +as mere blind striving for existence without end or aim. For the plant +reveals its whole being at the first glance, and with complete innocence, +which does not suffer from the fact that it carries its organs of +generation exposed to view on its upper surface, though in all animals +they have been assigned to the most hidden part. This innocence of the +plant results from its complete want of knowledge. Guilt does not lie in +willing, but in willing with knowledge. Every plant speaks to us first of +all of its home, of the climate, and the nature of the ground in which it +has grown. Therefore, even those who have had little practice easily tell +whether an exotic plant belongs to the tropical or the temperate zone, and +whether it grows in water, in marshes, on mountain, or on moorland. +Besides this, however, every plant expresses the special will of its +species, and says something that cannot be uttered in any other tongue. +But we must now apply what has been said to the teleological consideration +of the organism, so far as it concerns its inner design. If in unorganised +nature the Idea, which is everywhere to be regarded as a single act of +will, reveals itself also in a single manifestation which is always the +same, and thus one may say that here the empirical character directly +partakes of the unity of the intelligible, coincides, as it were, with it, +so that no inner design can show itself here; if, on the contrary, all +organisms express their Ideas through a series of successive developments, +conditioned by a multiplicity of co-existing parts, and thus only the sum +of the manifestations of the empirical character collectively constitute +the expression of the intelligible character; this necessary co-existence +of the parts and succession of the stages of development does not destroy +the unity of the appearing Idea, the act of will which expresses itself; +nay, rather this unity finds its expression in the necessary relation and +connection of the parts and stages of development with each other, in +accordance with the law of causality. Since it is the will which is one, +indivisible, and therefore entirely in harmony with itself, that reveals +itself in the whole Idea as in act, its manifestation, although broken up +into a number of different parts and conditions, must yet show this unity +again in the thorough agreement of all of these. This is effected by a +necessary relation and dependence of all the parts upon each other, by +means of which the unity of the Idea is re-established in the +manifestation. In accordance with this, we now recognise these different +parts and functions of the organism as related to each other reciprocally +as means and end, but the organism itself as the final end of all. +Consequently, neither the breaking up of the Idea, which in itself is +simple, into the multiplicity of the parts and conditions of the organism, +on the one hand, nor, on the other hand, the re-establishment of its unity +through the necessary connection of the parts and functions which arises +from the fact that they are the cause and effect, the means and end, of +each other, is peculiar and essential to the appearing will as such, to +the thing-in-itself, but only to its manifestation in space, time, and +causality (mere modes of the principle of sufficient reason, the form of +the phenomenon). They belong to the world as idea, not to the world as +will; they belong to the way in which the will becomes object, _i.e._, +idea at this grade of its objectivity. Every one who has grasped the +meaning of this discussion--a discussion which is perhaps somewhat +difficult--will now fully understand the doctrine of Kant, which follows +from it, that both the design of organised and the conformity to law of +unorganised nature are only introduced by our understanding, and therefore +both belong only to the phenomenon, not to the thing-in-itself. The +surprise, which was referred to above, at the infallible constancy of the +conformity to law of unorganised nature, is essentially the same as the +surprise that is excited by design in organised nature; for in both cases +what we wonder at is only the sight of the original unity of the Idea, +which, for the phenomenon, has assumed the form of multiplicity and +diversity.(39) + +As regards the second kind of teleology, according to the division made +above, the _outer_ design, which shows itself, not in the inner economy of +the organisms, but in the support and assistance they receive from +without, both from unorganised nature and from each other; its general +explanation is to be found in the exposition we have just given. For the +whole world, with all its phenomena, is the objectivity of the one +indivisible will, the Idea, which is related to all other Ideas as harmony +is related to the single voice. Therefore that unity of the will must show +itself also in the agreement of all its manifestations. But we can very +much increase the clearness of this insight if we go somewhat more closely +into the manifestations of that outer teleology and agreement of the +different parts of nature with each other, an inquiry which will also +throw some light on the foregoing exposition. We shall best attain this +end by considering the following analogy. + +The character of each individual man, so far as it is thoroughly +individual, and not entirely included in that of the species, may be +regarded as a special Idea, corresponding to a special act of the +objectification of will. This act itself would then be his intelligible +character, and his empirical character would be the manifestation of it. +The empirical character is entirely determined through the intelligible, +which is without ground, _i.e._, as thing-in-itself is not subordinated to +the principle of sufficient reason (the form of the phenomenon). The +empirical character must in the course of life afford us the express image +of the intelligible, and can only become what the nature of the latter +demands. But this property extends only to the essential, not to the +unessential in the course of life to which it applies. To this unessential +belong the detailed events and actions which are the material in which the +empirical character shows itself. These are determined by outward +circumstances, which present the motives upon which the character reacts +according to its nature; and as they may be very different, the outward +form of the manifestation of the empirical character, that is, the +definite actual or historical form of the course of life, will have to +accommodate itself to their influence. Now this form may be very +different, although what is essential to the manifestation, its content, +remains the same. Thus, for example it is immaterial whether a man plays +for nuts or for crowns; but whether a man cheats or plays fairly, that is +the real matter; the latter is determined by the intelligible character, +the former by outward circumstances. As the same theme may be expressed in +a hundred different variations, so the same character may be expressed in +a hundred very different lives. But various as the outward influence may +be, the empirical character which expresses itself in the course of life +must yet, whatever form it takes, accurately objectify the intelligible +character, for the latter adapts its objectification to the given material +of actual circumstances. We have now to assume something analogous to the +influence of outward circumstances upon the life that is determined in +essential matters by the character, if we desire to understand how the +will, in the original act of its objectification, determines the various +Ideas in which it objectifies itself, that is, the different forms of +natural existence of every kind, among which it distributes its +objectification, and which must therefore necessarily have a relation to +each other in the manifestation. We must assume that between all these +manifestations of the _one_ will there existed a universal and reciprocal +adaptation and accommodation of themselves to each other, by which, +however, as we shall soon see more clearly, all time-determination is to +be excluded, for the Idea lies outside time. In accordance with this, +every manifestation must have adapted itself to the surroundings into +which it entered, and these again must have adapted themselves to it, +although it occupied a much later position in time; and we see this +_consensus naturæ_ everywhere. Every plant is therefore adapted to its +soil and climate, every animal to its element and the prey that will be +its food, and is also in some way protected, to a certain extent, against +its natural enemy: the eye is adapted to the light and its refrangibility, +the lungs and the blood to the air, the air-bladder of fish to water, the +eye of the seal to the change of the medium in which it must see, the +water-pouch in the stomach of the camel to the drought of the African +deserts, the sail of the nautilus to the wind that is to drive its little +bark, and so on down to the most special and astonishing outward +adaptations.(40) We must abstract however here from all temporal +relations, for these can only concern the manifestation of the Idea, not +the Idea itself. Accordingly this kind of explanation must also be used +retrospectively, and we must not merely admit that every species +accommodated itself to the given environment, but also that this +environment itself, which preceded it in time, had just as much regard for +the being that would some time come into it. For it is one and the same +will that objectifies itself in the whole world; it knows no time, for +this form of the principle of sufficient reason does not belong to it, nor +to its original objectivity, the Ideas, but only to the way in which these +are known by the individuals who themselves are transitory, _i.e._, to the +manifestation of the Ideas. Thus, time has no significance for our present +examination of the manner in which the objectification of the will +distributes itself among the Ideas, and the Ideas whose _manifestations_ +entered into the course of time earlier, according to the law of +causality, to which as phenomena they are subject, have no advantage over +those whose manifestation entered later; nay rather, these last are the +completest objectifications of the will, to which the earlier +manifestations must adapt themselves just as much as they must adapt +themselves to the earlier. Thus the course of the planets, the tendency to +the ellipse, the rotation of the earth, the division of land and sea, the +atmosphere, light, warmth, and all such phenomena, which are in nature +what bass is in harmony, adapted themselves in anticipation of the coming +species of living creatures of which they were to become the supporter and +sustainer. In the same way the ground adapted itself to the nutrition of +plants, plants adapted themselves to the nutrition of animals, animals to +that of other animals, and conversely they all adapted themselves to the +nutrition of the ground. All the parts of nature correspond to each other, +for it is _one_ will that appears in them all, but the course of time is +quite foreign to its original and only _adequate objectification_ (this +expression will be explained in the following book), the Ideas. Even now, +when the species have only to sustain themselves, no longer to come into +existence, we see here and there some such forethought of nature extending +to the future, and abstracting as it were from the process of time, a +self-adaptation of what is to what is yet to come. The bird builds the +nest for the young which it does not yet know; the beaver constructs a dam +the object of which is unknown to it; ants, marmots, and bees lay in +provision for the winter they have never experienced; the spider and the +ant-lion make snares, as if with deliberate cunning, for future unknown +prey; insects deposit their eggs where the coming brood finds future +nourishment. In the spring-time the female flower of the dioecian +valisneria unwinds the spirals of its stalk, by which till now it was held +at the bottom of the water, and thus rises to the surface. Just then the +male flower, which grows on a short stalk from the bottom, breaks away, +and so, at the sacrifice of its life, reaches the surface, where it swims +about in search of the female. The latter is fructified, and then draws +itself down again to the bottom by contracting its spirals, and there the +fruit grows.(41) I must again refer here to the larva of the male +stag-beetle, which makes the hole in the wood for its metamorphosis as big +again as the female does, in order to have room for its future horns. The +instinct of animals in general gives us the best illustration of what +remains of teleology in nature. For as instinct is an action, like that +which is guided by the conception of an end, and yet is entirely without +this; so all construction of nature resembles that which is guided by the +conception of an end, and yet is entirely without it. For in the outer as +in the inner teleology of nature, what we are obliged to think as means +and end is, in every case, _the manifestation of the unity of the one will +so thoroughly agreeing with itself_, which has assumed multiplicity in +space and time for our manner of knowing. + +The reciprocal adaptation and self-accommodation of phenomena that springs +from this unity cannot, however, annul the inner contradiction which +appears in the universal conflict of nature described above, and which is +essential to the will. That harmony goes only so far as to render possible +the duration of the world and the different kinds of existences in it, +which without it would long since have perished. Therefore it only extends +to the continuance of the species, and the general conditions of life, but +not to that of the individual. If, then, by reason of that harmony and +accommodation, the _species_ in organised nature and the _universal +forces_ in unorganised nature continue to exist beside each other, and +indeed support each other reciprocally, on the other hand, the inner +contradiction of the will which objectifies itself in all these ideas +shows itself in the ceaseless internecine war of the _individuals_ of +these species, and in the constant struggle of the _manifestations_ of +these natural forces with each other, as we pointed out above. The scene +and the object of this conflict is matter, which they try to wrest from +each other, and also space and time, the combination of which through the +form of causality is, in fact, matter, as was explained in the First +Book.(42) + +§ 29. I here conclude the second principal division of my exposition, in +the hope that, so far as is possible in the case of an entirely new +thought, which cannot be quite free from traces of the individuality in +which it originated, I have succeeded in conveying to the reader the +complete certainty that this world in which we live and have our being is +in its whole nature through and through _will_, and at the same time +through and through _idea_: that this idea, as such, already presupposes a +form, object and subject, is therefore relative; and if we ask what +remains if we take away this form, and all those forms which are +subordinate to it, and which express the principle of sufficient reason, +the answer must be that as something _toto genere_ different from idea, +this can be nothing but _will_, which is thus properly the +_thing-in-itself_. Every one finds that he himself is this will, in which +the real nature of the world consists, and he also finds that he is the +knowing subject, whose idea the whole world is, the world which exists +only in relation to his consciousness, as its necessary supporter. Every +one is thus himself in a double aspect the whole world, the microcosm; +finds both sides whole and complete in himself. And what he thus +recognises as his own real being also exhausts the being of the whole +world--the macrocosm; thus the world, like man, is through and through +_will_, and through and through _idea_, and nothing more than this. So we +see the philosophy of Thales, which concerned the macrocosm, unite at this +point with that of Socrates, which dealt with the microcosm, for the +object of both is found to be the same. But all the knowledge that has +been communicated in the two first books will gain greater completeness, +and consequently greater certainty, from the two following books, in which +I hope that several questions that have more or less distinctly arisen in +the course of our work will also be sufficiently answered. + +In the meantime _one_ such question may be more particularly considered, +for it can only properly arise so long as one has not fully penetrated the +meaning of the foregoing exposition, and may so far serve as an +illustration of it. It is this: Every will is a will towards something, +has an object, an end of its willing; what then is the final end, or +towards what is that will striving that is exhibited to us as the +being-in-itself of the world? This question rests, like so many others, +upon the confusion of the thing-in-itself with the manifestation. The +principle of sufficient reason, of which the law of motivation is also a +form, extends only to the latter, not to the former. It is only of +phenomena, of individual things, that a ground can be given, never of the +will itself, nor of the Idea in which it adequately objectifies itself. So +then of every particular movement or change of any kind in nature, a cause +is to be sought, that is, a condition that of necessity produced it, but +never of the natural force itself which is revealed in this and +innumerable similar phenomena; and it is therefore simple +misunderstanding, arising from want of consideration, to ask for a cause +of gravity, electricity, and so on. Only if one had somehow shown that +gravity and electricity were not original special forces of nature, but +only the manifestations of a more general force already known, would it be +allowable to ask for the cause which made this force produce the phenomena +of gravity or of electricity here. All this has been explained at length +above. In the same way every particular act of will of a knowing +individual (which is itself only a manifestation of will as the +thing-in-itself) has necessarily a motive without which that act would +never have occurred; but just as material causes contain merely the +determination that at this time, in this place, and in this matter, a +manifestation of this or that natural force must take place, so the motive +determines only the act of will of a knowing being, at this time, in this +place, and under these circumstances, as a particular act, but by no means +determines that that being wills in general or wills in this manner; this +is the expression of his intelligible character, which, as will itself, +the thing-in-itself, is without ground, for it lies outside the province +of the principle of sufficient reason. Therefore every man has permanent +aims and motives by which he guides his conduct, and he can always give an +account of his particular actions; but if he were asked why he wills at +all, or why in general he wills to exist, he would have no answer, and the +question would indeed seem to him meaningless; and this would be just the +expression of his consciousness that he himself is nothing but will, whose +willing stands by itself and requires more particular determination by +motives only in its individual acts at each point of time. + +In fact, freedom from all aim, from all limits, belongs to the nature of +the will, which is an endless striving. This was already touched on above +in the reference to centrifugal force. It also discloses itself in its +simplest form in the lowest grade of the objectification of will, in +gravitation, which we see constantly exerting itself, though a final goal +is obviously impossible for it. For if, according to its will, all +existing matter were collected in one mass, yet within this mass gravity, +ever striving towards the centre, would still wage war with +impenetrability as rigidity or elasticity. The tendency of matter can +therefore only be confined, never completed or appeased. But this is +precisely the case with all tendencies of all phenomena of will. Every +attained end is also the beginning of a new course, and so on _ad +infinitum_. The plant raises its manifestation from the seed through the +stem and the leaf to the blossom and the fruit, which again is the +beginning of a new seed, a new individual, that runs through the old +course, and so on through endless time. Such also is the life of the +animal; procreation is its highest point, and after attaining to it, the +life of the first individual quickly or slowly sinks, while a new life +ensures to nature the endurance of the species and repeats the same +phenomena. Indeed, the constant renewal of the matter of every organism is +also to be regarded as merely the manifestation of this continual pressure +and change, and physiologists are now ceasing to hold that it is the +necessary reparation of the matter wasted in motion, for the possible +wearing out of the machine can by no means be equivalent to the support it +is constantly receiving through nourishment. Eternal becoming, endless +flux, characterises the revelation of the inner nature of will. Finally, +the same thing shows itself in human endeavours and desires, which always +delude us by presenting their satisfaction as the final end of will. As +soon as we attain to them they no longer appear the same, and therefore +they soon grow stale, are forgotten, and though not openly disowned, are +yet always thrown aside as vanished illusions. We are fortunate enough if +there still remains something to wish for and to strive after, that the +game may be kept up of constant transition from desire to satisfaction, +and from satisfaction to a new desire, the rapid course of which is called +happiness, and the slow course sorrow, and does not sink into that +stagnation that shows itself in fearful ennui that paralyses life, vain +yearning without a definite object, deadening languor. According to all +this, when the will is enlightened by knowledge, it always knows what it +wills now and here, never what it wills in general; every particular act +of will has its end, the whole will has none; just as every particular +phenomenon of nature is determined by a sufficient cause so far as +concerns its appearance in this place at this time, but the force which +manifests itself in it has no general cause, for it belongs to the +thing-in-itself, to the groundless will. The single example of +self-knowledge of the will as a whole is the idea as a whole, the whole +world of perception. It is the objectification, the revelation, the mirror +of the will. What the will expresses in it will be the subject of our +further consideration.(43) + + + + + +THIRD BOOK. THE WORLD AS IDEA. + + + + +Second Aspect. The Idea Independent Of The Principle Of Sufficient Reason: +The Platonic Idea: The Object Of Art. + + + {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER IOTA WITH OXIA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON WITH VARIA~} {~GREEK SMALL LETTER OMICRON WITH PSILI AND OXIA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON WITH VARIA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA WITH PSILI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA WITH OXIA~}, {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER EPSILON WITH OXIA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON WITH VARIA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON WITH PSILI~}{~GREEK SMALL LETTER KAPPA~} {~GREEK SMALL LETTER EPSILON WITH PSILI AND OXIA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}; {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA WITH VARIA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA WITH OXIA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON WITH OXIA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON WITH OXIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON WITH VARIA~}{~GREEK SMALL LETTER NU~} + {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA WITH VARIA~} {~GREEK SMALL LETTER ALPHA WITH PSILI~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON WITH OXIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON WITH PSILI AND OXIA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON WITH PSILI~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON WITH OXIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER OMICRON WITH PSILI AND OXIA~}{~GREEK SMALL LETTER NU~}.----{~GREEK CAPITAL LETTER PI~}{~GREEK CAPITAL LETTER LAMDA~}{~GREEK CAPITAL LETTER ALPHA~}{~GREEK CAPITAL LETTER TAU~}{~GREEK CAPITAL LETTER OMEGA~}{~GREEK CAPITAL LETTER NU~}. + + +§ 30. In the First Book the world was explained as mere _idea_, object for +a subject. In the Second Book we considered it from its other side, and +found that in this aspect it is _will_, which proved to be simply that +which this world is besides being idea. In accordance with this knowledge +we called the world as idea, both as a whole and in its parts, the +_objectification of will_, which therefore means the will become object, +_i.e._, idea. Further, we remember that this objectification of will was +found to have many definite grades, in which, with gradually increasing +distinctness and completeness, the nature of will appears in the idea, +that is to say, presents itself as object. In these grades we already +recognised the Platonic Ideas, for the grades are just the determined +species, or the original unchanging forms and qualities of all natural +bodies, both organised and unorganised, and also the general forces which +reveal themselves according to natural laws. These Ideas, then, as a whole +express themselves in innumerable individuals and particulars, and are +related to these as archetypes to their copies. The multiplicity of such +individuals is only conceivable through time and space, their appearing +and passing away through causality, and in all these forms we recognise +merely the different modes of the principle of sufficient reason, which is +the ultimate principle of all that is finite, of all individual existence, +and the universal form of the idea as it appears in the knowledge of the +individual as such. The Platonic Idea, on the other hand, does not come +under this principle, and has therefore neither multiplicity nor change. +While the individuals in which it expresses itself are innumerable, and +unceasingly come into being and pass away, it remains unchanged as one and +the same, and the principle of sufficient reason has for it no meaning. +As, however, this is the form under which all knowledge of the subject +comes, so far as the subject knows as an _individual_, the Ideas lie quite +outside the sphere of its knowledge. If, therefore, the Ideas are to +become objects of knowledge, this can only happen by transcending the +individuality of the knowing subject. The more exact and detailed +explanation of this is what will now occupy our attention. + +§ 31. First, however, the following very essential remark. I hope that in +the preceding book I have succeeded in producing the conviction that what +is called in the Kantian philosophy the _thing-in-itself_, and appears +there as so significant, and yet so obscure and paradoxical a doctrine, +and especially on account of the manner in which Kant introduced it as an +inference from the caused to the cause, was considered a stumbling-stone, +and, in fact, the weak side of his philosophy,--that this, I say, if it is +reached by the entirely different way by which we have arrived at it, is +nothing but the _will_ when the sphere of that conception is extended and +defined in the way I have shown. I hope, further, that after what has been +said there will be no hesitation in recognising the definite grades of the +objectification of the will, which is the inner reality of the world, to +be what Plato called the _eternal Ideas_ or unchangeable forms ({~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA WITH PERISPOMENI~}); a +doctrine which is regarded as the principal, but at the same time the most +obscure and paradoxical dogma of his system, and has been the subject of +reflection and controversy of ridicule and of reverence to so many and +such differently endowed minds in the course of many centuries. + +If now the will is for us the _thing-in-itself_, and the Idea is the +immediate objectivity of that will at a definite grade, we find that +Kant's thing-in-itself, and Plato's Idea, which to him is the only {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, these two great obscure paradoxes of the two greatest philosophers of +the West are not indeed identical, but yet very closely related, and only +distinguished by a single circumstance. The purport of these two great +paradoxes, with all inner harmony and relationship, is yet so very +different on account of the remarkable diversity of the individuality of +their authors, that they are the best commentary on each other, for they +are like two entirely different roads that conduct us to the same goal. +This is easily made clear. What Kant says is in substance this:--"Time, +space, and causality are not determinations of the thing-in-itself, but +belong only to its phenomenal existence, for they are nothing but the +forms of our knowledge. Since, however, all multiplicity, and all coming +into being and passing away, are only possible through time, space, and +causality, it follows that they also belong only to the phenomenon, not to +the thing-in-itself. But as our knowledge is conditioned by these forms, +the whole of experience is only knowledge of the phenomenon, not of the +thing-in-itself; therefore its laws cannot be made valid for the +thing-in-itself. This extends even to our own _ego_, and we know it only +as phenomenon, and not according to what it may be in itself." This is the +meaning and content of the doctrine of Kant in the important respect we +are considering. What Plato says is this:--"The things of this world which +our senses perceive have no true being; _they always become, they never +are:_ they have only a relative being; they all exist merely in and +through their relations to each other; their whole being may, therefore, +quite as well be called a non-being. They are consequently not objects of +a true knowledge ({~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}), for such a knowledge can only be of what +exists for itself, and always in the same way; they, on the contrary, are +only the objects of an opinion based on sensation ({~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}). So long as we are confined to the perception of these, we are +like men who sit in a dark cave, bound so fast that they cannot turn their +heads, and who see nothing but the shadows of real things which pass +between them and a fire burning behind them, the light of which casts the +shadows on the wall opposite them; and even of themselves and of each +other they see only the shadows on the wall. Their wisdom would thus +consist in predicting the order of the shadows learned from experience. +The real archetypes, on the other hand, to which these shadows correspond, +the eternal Ideas, the original forms of all things, can alone be said to +have true being ({~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}), because they _always are, but never become nor +pass away_. To them belongs _no multiplicity_; for each of them is +according to its nature only one, for it is the archetype itself, of which +all particular transitory things of the same kind which are named after it +are copies or shadows. They have also _no coming into being nor passing +away_, for they are truly being, never becoming nor vanishing, like their +fleeting shadows. (It is necessarily presupposed, however, in these two +negative definitions, that time, space, and causality have no significance +or validity for these Ideas, and that they do not exist in them.) Of these +only can there be true knowledge, for the object of such knowledge can +only be that which always and in every respect (thus in-itself) is; not +that which is and again is not, according as we look at it." This is +Plato's doctrine. It is clear, and requires no further proof that the +inner meaning of both doctrines is entirely the same; that both explain +the visible world as a manifestation, which in itself is nothing, and +which only has meaning and a borrowed reality through that which expresses +itself in it (in the one case the thing-in-itself, in the other the Idea). +To this last, which has true being, all the forms of that phenomenal +existence, even the most universal and essential, are, according to both +doctrines, entirely foreign. In order to disown these forms Kant has +directly expressed them even in abstract terms, and distinctly refused +time, space, and causality as mere forms of the phenomenon to the +thing-in-itself. Plato, on the other hand, did not attain to the fullest +expression, and has only distinctly refused these forms to his Ideas in +that he denies of the Ideas what is only possible through these forms, +multiplicity of similar things, coming into being and passing away. Though +it is perhaps superfluous, I should like to illustrate this remarkable and +important agreement by an example. There stands before us, let us suppose, +an animal in the full activity of life. Plato would say, "This animal has +no true existence, but merely an apparent existence, a constant becoming, +a relative existence which may just as well be called non-being as being. +Only the Idea which expresses itself in that animal is truly 'being,' or +the animal in-itself ({~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}), which is dependent upon nothing, +but is in and for itself ({~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMEGA WITH DASIA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~}); it has not become, it +will not end, but always is in the same way ({~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} +{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}). If now we recognise its Idea in this animal, +it is all one and of no importance whether we have this animal now before +us or its progenitor of a thousand years ago, whether it is here or in a +distant land, whether it presents itself in this or that manner, position, +or action; whether, lastly, it is this or any other individual of the same +species; all this is nothing, and only concerns the phenomenon; the Idea +of the animal alone has true being, and is the object of real knowledge." +So Plato; Kant would say something of this kind, "This animal is a +phenomenon in time, space, and causality, which are collectively the +conditions _a priori_ of the possibility of experience, lying in our +faculty of knowledge, not determinations of the thing-in-itself. Therefore +this animal as we perceive it at this definite point of time, in this +particular place, as an individual in the connection of experience +(_i.e._, in the chain of causes and effects), which has come into being, +and will just as necessarily pass away, is not a thing-in-itself, but a +phenomenon which only exists in relation to our knowledge. To know it as +what it may be in itself, that is to say, independent of all the +determinations which lie in time, space, and causality, would demand +another kind of knowledge than that which is possible for us through the +senses and the understanding." + +In order to bring Kant's mode of expression nearer the Platonic, we might +say: Time, space, and causality are that arrangement of our intellect by +virtue of which the _one_ being of each kind which alone really is, +manifests itself to us as a multiplicity of similar beings, constantly +appearing and disappearing in endless succession. The apprehension of +things by means of and in accordance with this arrangement is _immanent_ +knowledge; that, on the other hand, which is conscious of the true state +of the case, is _transcendental_ knowledge. The latter is obtained _in +abstracto_ through the criticism of pure reason, but in exceptional cases +it may also appear intuitively. This last is an addition of my own, which +I am endeavouring in this Third Book to explain. + +If the doctrine of Kant had ever been properly understood and grasped, and +since Kant's time that of Plato, if men had truly and earnestly reflected +on the inner meaning and content of the teaching of these two great +masters, instead of involving themselves in the technicalities of the one +and writing parodies of the style of the other, they could not have failed +to discern long ago to what an extent these two great philosophers agree, +and that the true meaning, the aim of both systems, is the same. Not only +would they have refrained from constantly comparing Plato to Leibnitz, on +whom his spirit certainly did not rest, or indeed to a well-known +gentleman who is still alive,(44) as if they wanted to mock the manes of +the great thinker of the past; but they would have advanced much farther +in general, or rather they would not have fallen so disgracefully far +behind as they have in the last forty years. They would not have let +themselves be led by the nose, to-day by one vain boaster and to-morrow by +another, nor would they have opened the nineteenth century, which promised +so much in Germany, with the philosophical farces that were performed over +the grave of Kant (as the ancients sometimes did at the funeral obsequies +of their dead), and which deservedly called forth the derision of other +nations, for such things least become the earnest and strait-laced German. +But so small is the chosen public of true philosophers, that even students +who understand are but scantily brought them by the centuries--{~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA~} +{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} (_Thyrsigeri quidem multi, +Baachi vero pauci_). {~GREEK CAPITAL LETTER ETA WITH DASIA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}; {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ALPHA WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} (_Eam ob +rem philosophia in infamiam incidit, quad non pro dignitate ipsam +attingunt: neque enim a spuriis, sad a legitimis erat +attrectanda_).--Plato. + +Men followed the words,--such words as "_a priori_ ideas," "forms of +perception and thought existing in consciousness independently of +experience," "fundamental conceptions of the pure understanding," &c., +&c.,--and asked whether Plato's Ideas, which were also original +conceptions, and besides this were supposed to be reminiscences of a +perception before life of the truly real things, were in some way the same +as Kant's forms of perception and thought, which lie _a priori_ in our +consciousness. On account of some slight resemblance in the expression of +these two entirely different doctrines, the Kantian doctrine of the forms +which limit the knowledge of the individual to the phenomenon, and the +Platonic doctrine of Ideas, the knowledge of which these very forms +expressly deny, these so far diametrically opposed doctrines were +carefully compared, and men deliberated and disputed as to whether they +were identical, found at last that they were not the same, and concluded +that Plato's doctrine of Ideas and Kant's "Critique of Reason" had nothing +in common. But enough of this.(45) + +§ 32. It follows from our consideration of the subject, that, for us, Idea +and thing-in-itself are not entirely one and the same, in spite of the +inner agreement between Kant and Plato, and the identity of the aim they +had before them, or the conception of the world which roused them and led +them to philosophise. The Idea is for us rather the direct, and therefore +adequate, objectivity of the thing-in-itself, which is, however, itself +the _will_--the will as not yet objectified, not yet become idea. For the +thing-in-itself must, even according to Kant, be free from all the forms +connected with knowing as such; and it is merely an error on his part (as +is shown in the Appendix) that he did not count among these forms, before +all others, that of being object for a subject, for it is the first and +most universal form of all phenomena, _i.e._, of all idea; he should +therefore have distinctly denied objective existence to his +thing-in-itself, which would have saved him from a great inconsistency +that was soon discovered. The Platonic Idea, on the other hand, is +necessarily object, something known, an idea, and in that respect is +different from the thing-in-itself, but in that respect only. It has +merely laid aside the subordinate forms of the phenomenon, all of which we +include in the principle of sufficient reason, or rather it has not yet +assumed them; but it has retained the first and most universal form, that +of the idea in general, the form of being object for a subject. It is the +forms which are subordinate to this (whose general expression is the +principle of sufficient reason) that multiply the Idea in particular +transitory individuals, whose number is a matter of complete indifference +to the Idea. The principle of sufficient reason is thus again the form +into which the Idea enters when it appears in the knowledge of the subject +as individual. The particular thing that manifests itself in accordance +with the principle of sufficient reason is thus only an indirect +objectification of the thing-in-itself (which is the will), for between it +and the thing-in-itself stands the Idea as the only direct objectivity of +the will, because it has assumed none of the special forms of knowledge as +such, except that of the idea in general, _i.e._, the form of being object +for a subject. Therefore it alone is the most _adequate objectivity_ of +the will or thing-in-itself which is possible; indeed it is the whole +thing-in-itself, only under the form of the idea; and here lies the ground +of the great agreement between Plato and Kant, although, in strict +accuracy, that of which they speak is not the same. But the particular +things are no really adequate objectivity of the will, for in them it is +obscured by those forms whose general expression is the principle of +sufficient reason, but which are conditions of the knowledge which belongs +to the individual as such. If it is allowable to draw conclusions from an +impossible presupposition, we would, in fact, no longer know particular +things, nor events, nor change, nor multiplicity, but would comprehend +only Ideas,--only the grades of the objectification of that one will, of +the thing-in-itself, in pure unclouded knowledge. Consequently our world +would be a _nunc stans_, if it were not that, as knowing subjects, we are +also individuals, _i.e._, our perceptions come to us through the medium of +a body, from the affections of which they proceed, and which is itself +only concrete willing, objectivity of the will, and thus is an object +among objects, and as such comes into the knowing consciousness in the +only way in which an object can, through the forms of the principle of +sufficient reason, and consequently already presupposes, and therefore +brings in, time, and all other forms which that principle expresses. Time +is only the broken and piecemeal view which the individual being has of +the Ideas, which are outside time, and consequently _eternal_. Therefore +Plato says time is the moving picture of eternity: {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER OMICRON WITH DASIA~} +{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}.(46) + +§ 33. Since now, as individuals, we have no other knowledge than that +which is subject to the principle of sufficient reason, and this form of +knowledge excludes the Ideas, it is certain that if it is possible for us +to raise ourselves from the knowledge of particular things to that of the +Ideas, this can only happen by an alteration taking place in the subject +which is analogous and corresponds to the great change of the whole nature +of the object, and by virtue of which the subject, so far as it knows an +Idea, is no more individual. + +It will be remembered from the preceding book that knowledge in general +belongs to the objectification of will at its higher grades, and +sensibility, nerves, and brain, just like the other parts of the organised +being, are the expression of the will at this stage of its objectivity, +and therefore the idea which appears through them is also in the same way +bound to the service of will as a means ({~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}) for the attainment of its +now complicated ({~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}) aims for sustaining a being of manifold +requirements. Thus originally and according to its nature, knowledge is +completely subject to the will, and, like the immediate object, which, by +means of the application of the law of causality, is its starting-point, +all knowledge which proceeds in accordance with the principle of +sufficient reason remains in a closer or more distant relation to the +will. For the individual finds his body as an object among objects, to all +of which it is related and connected according to the principle of +sufficient reason. Thus all investigations of these relations and +connections lead back to his body, and consequently to his will. Since it +is the principle of sufficient reason which places the objects in this +relation to the body, and, through it, to the will, the one endeavour of +the knowledge which is subject to this principle will be to find out the +relations in which objects are placed to each other through this +principle, and thus to trace their innumerable connections in space, time, +and causality. For only through these is the object _interesting_ to the +individual, _i.e._, related to the will. Therefore the knowledge which is +subject to the will knows nothing further of objects than their relations, +knows the objects only so far as they exist at this time, in this place, +under these circumstances, from these causes, and with these effects--in a +word, as particular things; and if all these relations were to be taken +away, the objects would also have disappeared for it, because it knew +nothing more about them. We must not disguise the fact that what the +sciences consider in things is also in reality nothing more than this; +their relations, the connections of time and space, the causes of natural +changes, the resemblance of forms, the motives of actions,--thus merely +relations. What distinguishes science from ordinary knowledge is merely +its systematic form, the facilitating of knowledge by the comprehension of +all particulars in the universal, by means of the subordination of +concepts, and the completeness of knowledge which is thereby attained. All +relation has itself only a relative existence; for example, all being in +time is also non-being; for time is only that by means of which opposite +determinations can belong to the same thing; therefore every phenomenon +which is in time again is not, for what separates its beginning from its +end is only time, which is essentially a fleeting, inconstant, and +relative thing, here called duration. But time is the most universal form +of all objects of the knowledge which is subject to the will, and the +prototype of its other forms. + +Knowledge now, as a rule, remains always subordinate to the service of the +will, as indeed it originated for this service, and grew, so to speak, to +the will, as the head to the body. In the case of the brutes this +subjection of knowledge to the will can never be abolished. In the case of +men it can be abolished only in exceptional cases, which we shall +presently consider more closely. This distinction between man and brute is +outwardly expressed by the difference of the relation of the head to the +body. In the case of the lower brutes both are deformed: in all brutes the +head is directed towards the earth, where the objects of its will lie; +even in the higher species the head and the body are still far more one +than in the case of man, whose head seems freely set upon his body, as if +only carried by and not serving it. This human excellence is exhibited in +the highest degree by the Apollo of Belvedere; the head of the god of the +Muses, with eyes fixed on the far distance, stands so freely on his +shoulders that it seems wholly delivered from the body, and no more +subject to its cares. + +§ 34. The transition which we have referred to as possible, but yet to be +regarded as only exceptional, from the common knowledge of particular +things to the knowledge of the Idea, takes place suddenly; for knowledge +breaks free from the service of the will, by the subject ceasing to be +merely individual, and thus becoming the pure will-less subject of +knowledge, which no longer traces relations in accordance with the +principle of sufficient reason, but rests in fixed contemplation of the +object presented to it, out of its connection with all others, and rises +into it. + +A full explanation is necessary to make this clear, and the reader must +suspend his surprise for a while, till he has grasped the whole thought +expressed in this work, and then it will vanish of itself. + +If, raised by the power of the mind, a man relinquishes the common way of +looking at things, gives up tracing, under the guidance of the forms of +the principle of sufficient reason, their relations to each other, the +final goal of which is always a relation to his own will; if he thus +ceases to consider the where, the when, the why, and the whither of +things, and looks simply and solely at the _what_; if, further, he does +not allow abstract thought, the concepts of the reason, to take possession +of his consciousness, but, instead of all this, gives the whole power of +his mind to perception, sinks himself entirely in this, and lets his whole +consciousness be filled with the quiet contemplation of the natural object +actually present, whether a landscape, a tree, a mountain, a building, or +whatever it may be; inasmuch as he _loses_ himself in this object (to use +a pregnant German idiom), _i.e._, forgets even his individuality, his +will, and only continues to exist as the pure subject, the clear mirror of +the object, so that it is as if the object alone were there, without any +one to perceive it, and he can no longer separate the perceiver from the +perception, but both have become one, because the whole consciousness is +filled and occupied with one single sensuous picture; if thus the object +has to such an extent passed out of all relation to something outside it, +and the subject out of all relation to the will, then that which is so +known is no longer the particular thing as such; but it is the _Idea_, the +eternal form, the immediate objectivity of the will at this grade; and, +therefore, he who is sunk in this perception is no longer individual, for +in such perception the individual has lost himself; but he is _pure_, +will-less, painless, timeless _subject of knowledge_. This, which in +itself is so remarkable (which I well know confirms the saying that +originated with Thomas Paine, _Du sublime au ridicule il n'y a qu'un +pas_), will by degrees become clearer and less surprising from what +follows. It was this that was running in Spinoza's mind when he wrote: +_Meus æterna est, quatenus res sub æternitatis specie __ concipit_ (Eth. +V. pr. 31, Schol.)(47) In such contemplation the particular thing becomes +at once the _Idea_ of its species, and the perceiving individual becomes +_pure subject of knowledge_. The individual, as such, knows only +particular things; the pure subject of knowledge knows only Ideas. For the +individual is the subject of knowledge in its relation to a definite +particular manifestation of will, and in subjection to this. This +particular manifestation of will is, as such, subordinated to the +principle of sufficient reason in all its forms; therefore, all knowledge +which relates itself to it also follows the principle of sufficient +reason, and no other kind of knowledge is fitted to be of use to the will +but this, which always consists merely of relations to the object. The +knowing individual as such, and the particular things known by him, are +always in some place, at some time, and are links in the chain of causes +and effects. The pure subject of knowledge and his correlative, the Idea, +have passed out of all these forms of the principle of sufficient reason: +time, place, the individual that knows, and the individual that is known, +have for them no meaning. When an individual knower has raised himself in +the manner described to be pure subject of knowledge, and at the same time +has raised the observed object to the Platonic Idea, the _world as idea_ +appears complete and pure, and the full objectification of the will takes +place, for the Platonic Idea alone is its _adequate objectivity_. The Idea +includes object and subject in like manner in itself, for they are its one +form; but in it they are absolutely of equal importance; for as the object +is here, as elsewhere, simply the idea of the subject, the subject, which +passes entirely into the perceived object has thus become this object +itself, for the whole consciousness is nothing but its perfectly distinct +picture. Now this consciousness constitutes the whole _world as idea_, for +one imagines the whole of the Platonic Ideas, or grades of the objectivity +of will, in their series passing through it. The particular things of all +time and space are nothing but Ideas multiplied through the principle of +sufficient reason (the form of the knowledge of the individual as such), +and thus obscured as regards their pure objectivity. When the Platonic +Idea appears, in it subject and object are no longer to be distinguished, +for the Platonic Idea, the adequate objectivity of will, the true world as +idea, arises only when the subject and object reciprocally fill and +penetrate each other completely; and in the same way the knowing and the +known individuals, as things in themselves, are not to be distinguished. +For if we look entirely away from the true _world as idea_, there remains +nothing but the _world as will_. The will is the "in-itself" of the +Platonic Idea, which fully objectifies it; it is also the "in-itself" of +the particular thing and of the individual that knows it, which objectify +it incompletely. As will, outside the idea and all its forms, it is one +and the same in the object contemplated and in the individual, who soars +aloft in this contemplation, and becomes conscious of himself as pure +subject. These two are, therefore, in themselves not different, for in +themselves they are will, which here knows itself; and multiplicity and +difference exist only as the way in which this knowledge comes to the +will, _i.e._, only in the phenomenon, on account of its form, the +principle of sufficient reason. + +Now the known thing, without me as the subject of knowledge, is just as +little an object, and not mere will, blind effort, as without the object, +without the idea, I am a knowing subject and not mere blind will. This +will is in itself, _i.e._, outside the idea, one and the same with mine: +only in the world as idea, whose form is always at least that of subject +and object, we are separated as the known and the knowing individual. As +soon as knowledge, the world as idea, is abolished, there remains nothing +but mere will, blind effort. That it should receive objectivity, become +idea, supposes at once both subject and object; but that this should be +pure, complete, and adequate objectivity of the will, supposes the object +as Platonic Idea, free from the forms of the principle of sufficient +reason, and the subject as the pure subject of knowledge, free from +individuality and subjection to the will. + +Whoever now, has, after the manner referred to, become so absorbed and +lost in the perception of nature that he only continues to exist as the +pure knowing subject, becomes in this way directly conscious that, as +such, he is the condition, that is, the supporter, of the world and all +objective existence; for this now shows itself as dependent upon his +existence. Thus he draws nature into himself, so that he sees it to be +merely an accident of his own being. In this sense Byron says-- + + + "Are not the mountains, waves, and skies, a part + Of me and of my soul, as I of them?" + + +But how shall he who feels this, regard himself as absolutely transitory, +in contrast to imperishable nature? Such a man will rather be filled with +the consciousness, which the Upanishad of the Veda expresses: _Hæ omnes +creaturæ in totum ego sum, et præter me aliud ens non est_ (Oupnek'hat, i. +122).(48) + +§ 35. In order to gain a deeper insight into the nature of the world, it +is absolutely necessary that we should learn to distinguish the will as +thing-in-itself from its adequate objectivity, and also the different +grades in which this appears more and more distinctly and fully, _i.e._, +the Ideas themselves, from the merely phenomenal existence of these Ideas +in the forms of the principle of sufficient reason, the restricted method +of knowledge of the individual. We shall then agree with Plato when he +attributes actual being only to the Ideas, and allows only an illusive, +dream-like existence to things in space and time, the real world for the +individual. Then we shall understand how one and the same Idea reveals +itself in so many phenomena, and presents its nature only bit by bit to +the individual, one side after another. Then we shall also distinguish the +Idea itself from the way in which its manifestation appears in the +observation of the individual, and recognise the former as essential and +the latter as unessential. Let us consider this with the help of examples +taken from the most insignificant things, and also from the greatest. When +the clouds move, the figures which they form are not essential, but +indifferent to them; but that as elastic vapour they are pressed together, +drifted along, spread out, or torn asunder by the force of the wind: this +is their nature, the essence of the forces which objectify themselves in +them, the Idea; their actual forms are only for the individual observer. +To the brook that flows over stones, the eddies, the waves, the +foam-flakes which it forms are indifferent and unessential; but that it +follows the attraction of gravity, and behaves as inelastic, perfectly +mobile, formless, transparent fluid: this is its nature; this, _if known +through perception_, is its Idea; these accidental forms are only for us +so long as we know as individuals. The ice on the window-pane forms itself +into crystals according to the laws of crystallisation, which reveal the +essence of the force of nature that appears here, exhibit the Idea; but +the trees and flowers which it traces on the pane are unessential, and are +only there for us. What appears in the clouds, the brook, and the crystal +is the weakest echo of that will which appears more fully in the plant, +more fully still in the beast, and most fully in man. But only the +essential in all these grades of its objectification constitutes the Idea; +on the other hand, its unfolding or development, because broken up in the +forms of the principle of sufficient reason into a multiplicity of +many-sided phenomena, is unessential to the Idea, lies merely in the kind +of knowledge that belongs to the individual and has reality only for this. +The same thing necessarily holds good of the unfolding of that Idea which +is the completest objectivity of will. Therefore, the history of the human +race, the throng of events, the change of times, the multifarious forms of +human life in different lands and countries, all this is only the +accidental form of the manifestation of the Idea, does not belong to the +Idea itself, in which alone lies the adequate objectivity of the will, but +only to the phenomenon which appears in the knowledge of the individual, +and is just as foreign, unessential, and indifferent to the Idea itself as +the figures which they assume are to the clouds, the form of its eddies +and foam-flakes to the brook, or its trees and flowers to the ice. + +To him who has thoroughly grasped this, and can distinguish between the +will and the Idea, and between the Idea and its manifestation, the events +of the world will have significance only so far as they are the letters +out of which we may read the Idea of man, but not in and for themselves. +He will not believe with the vulgar that time may produce something +actually new and significant; that through it, or in it, something +absolutely real may attain to existence, or indeed that it itself as a +whole has beginning and end, plan and development, and in some way has for +its final aim the highest perfection (according to their conception) of +the last generation of man, whose life is a brief thirty years. Therefore +he will just as little, with Homer, people a whole Olympus with gods to +guide the events of time, as, with Ossian, he will take the forms of the +clouds for individual beings; for, as we have said, both have just as much +meaning as regards the Idea which appears in them. In the manifold forms +of human life and in the unceasing change of events, he will regard the +Idea only as the abiding and essential, in which the will to live has its +fullest objectivity, and which shows its different sides in the +capacities, the passions, the errors and the excellences of the human +race; in self-interest, hatred, love, fear, boldness, frivolity, +stupidity, slyness, wit, genius, and so forth, all of which crowding +together and combining in thousands of forms (individuals), continually +create the history of the great and the little world, in which it is all +the same whether they are set in motion by nuts or by crowns. Finally, he +will find that in the world it is the same as in the dramas of Gozzi, in +all of which the same persons appear, with like intention, and with a like +fate; the motives and incidents are certainly different in each piece, but +the spirit of the incidents is the same; the actors in one piece know +nothing of the incidents of another, although they performed in it +themselves; therefore, after all experience of former pieces, Pantaloon +has become no more agile or generous, Tartaglia no more conscientious, +Brighella no more courageous, and Columbine no more modest. + +Suppose we were allowed for once a clearer glance into the kingdom of the +possible, and over the whole chain of causes and effects; if the +earth-spirit appeared and showed us in a picture all the greatest men, +enlighteners of the world, and heroes, that chance destroyed before they +were ripe for their work; then the great events that would have changed +the history of the world and brought in periods of the highest culture and +enlightenment, but which the blindest chance, the most insignificant +accident, hindered at the outset; lastly, the splendid powers of great +men, that would have enriched whole ages of the world, but which, either +misled by error or passion, or compelled by necessity, they squandered +uselessly on unworthy or unfruitful objects, or even wasted in play. If we +saw all this, we would shudder and lament at the thought of the lost +treasures of whole periods of the world. But the earth-spirit would smile +and say, "The source from which the individuals and their powers proceed +is inexhaustible and unending as time and space; for, like these forms of +all phenomena, they also are only phenomena, visibility of the will. No +finite measure can exhaust that infinite source; therefore an undiminished +eternity is always open for the return of any event or work that was +nipped in the bud. In this world of phenomena true loss is just as little +possible as true gain. The will alone is; it is the thing in-itself, and +the source of all these phenomena. Its self-knowledge and its assertion or +denial, which is then decided upon, is the only event in-itself."(49) + +§ 36. History follows the thread of events; it is pragmatic so far as it +deduces them in accordance with the law of motivation, a law that +determines the self-manifesting will wherever it is enlightened by +knowledge. At the lowest grades of its objectivity, where it still acts +without knowledge, natural science, in the form of etiology, treats of the +laws of the changes of its phenomena, and, in the form of morphology, of +what is permanent in them. This almost endless task is lightened by the +aid of concepts, which comprehend what is general in order that we may +deduce what is particular from it. Lastly, mathematics treats of the mere +forms, time and space, in which the Ideas, broken up into multiplicity, +appear for the knowledge of the subject as individual. All these, of which +the common name is science, proceed according to the principle of +sufficient reason in its different forms, and their theme is always the +phenomenon, its laws, connections, and the relations which result from +them. But what kind of knowledge is concerned with that which is outside +and independent of all relations, that which alone is really essential to +the world, the true content of its phenomena, that which is subject to no +change, and therefore is known with equal truth for all time, in a word, +the _Ideas_, which are the direct and adequate objectivity of the thing +in-itself, the will? We answer, _Art_, the work of genius. It repeats or +reproduces the eternal Ideas grasped through pure contemplation, the +essential and abiding in all the phenomena of the world; and according to +what the material is in which it reproduces, it is sculpture or painting, +poetry or music. Its one source is the knowledge of Ideas; its one aim the +communication of this knowledge. While science, following the unresting +and inconstant stream of the fourfold forms of reason and consequent, with +each end attained sees further, and can never reach a final goal nor +attain full satisfaction, any more than by running we can reach the place +where the clouds touch the horizon; art, on the contrary, is everywhere at +its goal. For it plucks the object of its contemplation out of the stream +of the world's course, and has it isolated before it. And this particular +thing, which in that stream was a small perishing part, becomes to art the +representative of the whole, an equivalent of the endless multitude in +space and time. It therefore pauses at this particular thing; the course +of time stops; the relations vanish for it; only the essential, the Idea, +is its object. We may, therefore, accurately define it as the _way of +viewing things independent of the principle of sufficient reason_, in +opposition to the way of viewing them which proceeds in accordance with +that principle, and which is the method of experience and of science. This +last method of considering things may be compared to a line infinitely +extended in a horizontal direction, and the former to a vertical line +which cuts it at any point. The method of viewing things which proceeds in +accordance with the principle of sufficient reason is the rational method, +and it alone is valid and of use in practical life and in science. The +method which looks away from the content of this principle is the method +of genius, which is only valid and of use in art. The first is the method +of Aristotle; the second is, on the whole, that of Plato. The first is +like the mighty storm, that rushes along without beginning and without +aim, bending, agitating, and carrying away everything before it; the +second is like the silent sunbeam, that pierces through the storm quite +unaffected by it. The first is like the innumerable showering drops of the +waterfall, which, constantly changing, never rest for an instant; the +second is like the rainbow, quietly resting on this raging torrent. Only +through the pure contemplation described above, which ends entirely in the +object, can Ideas be comprehended; and the nature of _genius_ consists in +pre-eminent capacity for such contemplation. Now, as this requires that a +man should entirely forget himself and the relations in which he stands, +_genius_ is simply the completest _objectivity_, _i.e._, the objective +tendency of the mind, as opposed to the subjective, which is directed to +one's own self--in other words, to the will. Thus genius is the faculty of +continuing in the state of pure perception, of losing oneself in +perception, and of enlisting in this service the knowledge which +originally existed only for the service of the will; that is to say, +genius is the power of leaving one's own interests, wishes, and aims +entirely out of sight, thus of entirely renouncing one's own personality +for a time, so as to remain _pure knowing subject_, clear vision of the +world; and this not merely at moments, but for a sufficient length of +time, and with sufficient consciousness, to enable one to reproduce by +deliberate art what has thus been apprehended, and "to fix in lasting +thoughts the wavering images that float before the mind." It is as if, +when genius appears in an individual, a far larger measure of the power of +knowledge falls to his lot than is necessary for the service of an +individual will; and this superfluity of knowledge, being free, now +becomes subject purified from will, a clear mirror of the inner nature of +the world. This explains the activity, amounting even to disquietude, of +men of genius, for the present can seldom satisfy them, because it does +not fill their consciousness. This gives them that restless aspiration, +that unceasing desire for new things, and for the contemplation of lofty +things, and also that longing that is hardly ever satisfied, for men of +similar nature and of like stature, to whom they might communicate +themselves; whilst the common mortal, entirely filled and satisfied by the +common present, ends in it, and finding everywhere his like, enjoys that +peculiar satisfaction in daily life that is denied to genius. + +Imagination has rightly been recognised as an essential element of genius; +it has sometimes even been regarded as identical with it; but this is a +mistake. As the objects of genius are the eternal Ideas, the permanent, +essential forms of the world and all its phenomena, and as the knowledge +of the Idea is necessarily knowledge through perception, is not abstract, +the knowledge of the genius would be limited to the Ideas of the objects +actually present to his person, and dependent upon the chain of +circumstances that brought these objects to him, if his imagination did +not extend his horizon far beyond the limits of his actual personal +existence, and thus enable him to construct the whole out of the little +that comes into his own actual apperception, and so to let almost all +possible scenes of life pass before him in his own consciousness. Further, +the actual objects are almost always very imperfect copies of the Ideas +expressed in them; therefore the man of genius requires imagination in +order to see in things, not that which Nature has actually made, but that +which she endeavoured to make, yet could not because of that conflict of +her forms among themselves which we referred to in the last book. We shall +return to this farther on in treating of sculpture. The imagination then +extends the intellectual horizon of the man of genius beyond the objects +which actually present themselves to him, both as regards quality and +quantity. Therefore extraordinary strength of imagination accompanies, and +is indeed a necessary condition of genius. But the converse does not hold, +for strength of imagination does not indicate genius; on the contrary, men +who have no touch of genius may have much imagination. For as it is +possible to consider a real object in two opposite ways, purely +objectively, the way of genius grasping its Idea, or in the common way, +merely in the relations in which it stands to other objects and to one's +own will, in accordance with the principle of sufficient reason, it is +also possible to perceive an imaginary object in both of these ways. +Regarded in the first way, it is a means to the knowledge of the Idea, the +communication of which is the work of art; in the second case, the +imaginary object is used to build castles in the air congenial to egotism +and the individual humour, and which for the moment delude and gratify; +thus only the relations of the phantasies so linked together are known. +The man who indulges in such an amusement is a dreamer; he will easily +mingle those fancies that delight his solitude with reality, and so unfit +himself for real life: perhaps he will write them down, and then we shall +have the ordinary novel of every description, which entertains those who +are like him and the public at large, for the readers imagine themselves +in the place of the hero, and then find the story very agreeable. + +The common mortal, that manufacture of Nature which she produces by the +thousand every day, is, as we have said, not capable, at least not +continuously so, of observation that in every sense is wholly +disinterested, as sensuous contemplation, strictly so called, is. He can +turn his attention to things only so far as they have some relation to his +will, however indirect it may be. Since in this respect, which never +demands anything but the knowledge of relations, the abstract conception +of the thing is sufficient, and for the most part even better adapted for +use; the ordinary man does not linger long over the mere perception, does +not fix his attention long on one object, but in all that is presented to +him hastily seeks merely the concept under which it is to be brought, as +the lazy man seeks a chair, and then it interests him no further. This is +why he is so soon done with everything, with works of art, objects of +natural beauty, and indeed everywhere with the truly significant +contemplation of all the scenes of life. He does not linger; only seeks to +know his own way in life, together with all that might at any time become +his way. Thus he makes topographical notes in the widest sense; over the +consideration of life itself as such he wastes no time. The man of genius, +on the other hand, whose excessive power of knowledge frees it at times +from the service of will, dwells on the consideration of life itself, +strives to comprehend the Idea of each thing, not its relations to other +things; and in doing this he often forgets to consider his own path in +life, and therefore for the most part pursues it awkwardly enough. While +to the ordinary man his faculty of knowledge is a lamp to lighten his +path, to the man of genius it is the sun which reveals the world. This +great diversity in their way of looking at life soon becomes visible in +the outward appearance both of the man of genius and of the ordinary +mortal. The man in whom genius lives and works is easily distinguished by +his glance, which is both keen and steady, and bears the stamp of +perception, of contemplation. This is easily seen from the likenesses of +the few men of genius whom Nature has produced here and there among +countless millions. On the other hand, in the case of an ordinary man, the +true object of his contemplation, what he is prying into, can be easily +seen from his glance, if indeed it is not quite stupid and vacant, as is +generally the case. Therefore the expression of genius in a face consists +in this, that in it a decided predominance of knowledge over will is +visible, and consequently there also shows itself in it a knowledge that +is entirely devoid of relation to will, _i.e._, _pure knowing_. On the +contrary, in ordinary countenances there is a predominant expression of +will; and we see that knowledge only comes into activity under the impulse +of will, and thus is directed merely by motives. + +Since the knowledge that pertains to genius, or the knowledge of Ideas, is +that knowledge which does not follow the principle of sufficient reason, +so, on the other hand, the knowledge which does follow that principle is +that which gives us prudence and rationality in life, and which creates +the sciences. Thus men of genius are affected with the deficiencies +entailed in the neglect of this latter kind of knowledge. Yet what I say +in this regard is subject to the limitation that it only concerns them in +so far as and while they are actually engaged in that kind of knowledge +which is peculiar to genius; and this is by no means at every moment of +their lives, for the great though spontaneous exertion which is demanded +for the comprehension of Ideas free from will must necessarily relax, and +there are long intervals during which men of genius are placed in very +much the same position as ordinary mortals, both as regards advantages and +deficiencies. On this account the action of genius has always been +regarded as an inspiration, as indeed the name indicates, as the action of +a superhuman being distinct from the individual himself, and which takes +possession of him only periodically. The disinclination of men of genius +to direct their attention to the content of the principle of sufficient +reason will first show itself, with regard to the ground of being, as +dislike of mathematics; for its procedure is based upon the most universal +forms of the phenomenon space and time, which are themselves merely modes +of the principle of sufficient reason, and is consequently precisely the +opposite of that method of thought which seeks merely the content of the +phenomenon, the Idea which expresses itself in it apart from all +relations. The logical method of mathematics is also antagonistic to +genius, for it does not satisfy but obstructs true insight, and presents +merely a chain of conclusions in accordance with the principle of the +ground of knowing. The mental faculty upon which it makes the greatest +claim is memory, for it is necessary to recollect all the earlier +propositions which are referred to. Experience has also proved that men of +great artistic genius have no faculty for mathematics; no man was ever +very distinguished for both. Alfieri relates that he was never able to +understand the fourth proposition of Euclid. Goethe was constantly +reproached with his want of mathematical knowledge by the ignorant +opponents of his theory of colours. Here certainly, where it was not a +question of calculation and measurement upon hypothetical data, but of +direct knowledge by the understanding of causes and effects, this reproach +was so utterly absurd and inappropriate, that by making it they have +exposed their entire want of judgment, just as much as by the rest of +their ridiculous arguments. The fact that up to the present day, nearly +half a century after the appearance of Goethe's theory of colours, even in +Germany the Newtonian fallacies still have undisturbed possession of the +professorial chair, and men continue to speak quite seriously of the seven +homogeneous rays of light and their different refrangibility, will some +day be numbered among the great intellectual peculiarities of men +generally, and especially of Germans. From the same cause as we have +referred to above, may be explained the equally well-known fact that, +conversely, admirable mathematicians have very little susceptibility for +works of fine art. This is very naïvely expressed in the well-known +anecdote of the French mathematician, who, after having read Racine's +"Iphigenia," shrugged his shoulders and asked, "_Qu'est ce que cela +prouve?_" Further, as quick comprehension of relations in accordance with +the laws of causality and motivation is what specially constitutes +prudence or sagacity, a prudent man, so far as and while he is so, will +not be a genius, and a man of genius, so far as and while he is so, will +not be a prudent man. Lastly, perceptive knowledge generally, in the +province of which the Idea always lies, is directly opposed to rational or +abstract knowledge, which is guided by the principle of the ground of +knowing. It is also well known that we seldom find great genius united +with pre-eminent reasonableness; on the contrary, persons of genius are +often subject to violent emotions and irrational passions. But the ground +of this is not weakness of reason, but partly unwonted energy of that +whole phenomenon of will--the man of genius--which expresses itself through +the violence of all his acts of will, and partly preponderance of the +knowledge of perception through the senses and understanding over abstract +knowledge, producing a decided tendency to the perceptible, the +exceedingly lively impressions of which so far outshine colourless +concepts, that they take their place in the guidance of action, which +consequently becomes irrational. Accordingly the impression of the present +moment is very strong with such persons, and carries them away into +unconsidered action, violent emotions and passions. Moreover, since, in +general, the knowledge of persons of genius has to some extent freed +itself from the service of will, they will not in conversation think so +much of the person they are addressing as of the thing they are speaking +about, which is vividly present to them; and therefore they are likely to +judge or narrate things too objectively for their own interests; they will +not pass over in silence what would more prudently be concealed, and so +forth. Finally, they are given to soliloquising, and in general may +exhibit certain weaknesses which are actually akin to madness. It has +often been remarked that there is a side at which genius and madness +touch, and even pass over into each other, and indeed poetical inspiration +has been called a kind of madness: _amabilis insania_, Horace calls it +(Od. iii. 4), and Wieland in the introduction to "Oberon" speaks of it as +"amiable madness." Even Aristotle, as quoted by Seneca (De Tranq. Animi, +15, 16), is reported to have said: _Nullum magnum ingenium sine mixtura +dementiæ fuit_. Plato expresses it in the figure of the dark cave, +referred to above (De Rep. 7), when he says: "Those who, outside the cave, +have seen the true sunlight and the things that have true being (Ideas), +cannot afterwards see properly down in the cave, because their eyes are +not accustomed to the darkness; they cannot distinguish the shadows, and +are jeered at for their mistakes by those who have never left the cave and +its shadows." In the "Phædrus" also (p. 317), he distinctly says that +there can be no true poet without a certain madness; in fact, (p. 327), +that every one appears mad who recognises the eternal Ideas in fleeting +things. Cicero also quotes: _Negat enim sine furore, Democritus, quemquam +poetam magnum esse posse; quod idem dicit Plato_ (De Divin., i. 37). And, +lastly, Pope says-- + + + "Great wits to madness sure are near allied, + And thin partitions do their bounds divide." + + +Especially instructive in this respect is Goethe's "Torquato Tasso," in +which he shows us not only the suffering, the martyrdom of genius as such, +but also how it constantly passes into madness. Finally, the fact of the +direct connection of genius and madness is established by the biographies +of great men of genius, such as Rousseau, Byron, and Alfieri, and by +anecdotes from the lives of others. On the other hand, I must mention +that, by a diligent search in lunatic asylums, I have found individual +cases of patients who were unquestionably endowed with great talents, and +whose genius distinctly appeared through their madness, which, however, +had completely gained the upper hand. Now this cannot be ascribed to +chance, for on the one hand the number of mad persons is relatively very +small, and on the other hand a person of genius is a phenomenon which is +rare beyond all ordinary estimation, and only appears in nature as the +greatest exception. It will be sufficient to convince us of this if we +compare the number of really great men of genius that the whole of +civilised Europe has produced, both in ancient and modern times, with the +two hundred and fifty millions who are always living in Europe, and who +change entirely every thirty years. In estimating the number of men of +outstanding genius, we must of course only count those who have produced +works which have retained through all time an enduring value for mankind. +I shall not refrain from mentioning, that I have known some persons of +decided, though not remarkable, mental superiority, who also showed a +slight trace of insanity. It might seem from this that every advance of +intellect beyond the ordinary measure, as an abnormal development, +disposes to madness. In the meantime, however, I will explain as briefly +as possible my view of the purely intellectual ground of the relation +between genius and madness, for this will certainly assist the explanation +of the real nature of genius, that is to say, of that mental endowment +which alone can produce genuine works of art. But this necessitates a +brief explanation of madness itself.(50) + +A clear and complete insight into the nature of madness, a correct and +distinct conception of what constitutes the difference between the sane +and the insane, has, as far as I know, not as yet been found. Neither +reason nor understanding can be denied to madmen, for they talk and +understand, and often draw very accurate conclusions; they also, as a +rule, perceive what is present quite correctly, and apprehend the +connection between cause and effect. Visions, like the phantasies of +delirium, are no ordinary symptom of madness: delirium falsifies +perception, madness the thoughts. For the most part, madmen do not err in +the knowledge of what is immediately _present_; their raving always +relates to what is _absent_ and _past_, and only through these to their +connection with what is present. Therefore it seems to me that their +malady specially concerns the memory; not indeed that memory fails them +entirely, for many of them know a great deal by heart, and sometimes +recognise persons whom they have not seen for a long time; but rather that +the thread of memory is broken, the continuity of its connection +destroyed, and no uniformly connected recollection of the past is +possible. Particular scenes of the past are known correctly, just like the +particular present; but there are gaps in their recollection which they +fill up with fictions, and these are either always the same, in which case +they become fixed ideas, and the madness that results is called monomania +or melancholy; or they are always different, momentary fancies, and then +it is called folly, _fatuitas_. This is why it is so difficult to find out +their former life from lunatics when they enter an asylum. The true and +the false are always mixed up in their memory. Although the immediate +present is correctly known, it becomes falsified through its fictitious +connection with an imaginary past; they therefore regard themselves and +others as identical with persons who exist only in their imaginary past; +they do not recognise some of their acquaintances at all, and thus while +they perceive correctly what is actually present, they have only false +conceptions of its relations to what is absent. If the madness reaches a +high degree, there is complete absence of memory, so that the madman is +quite incapable of any reference to what is absent or past, and is only +determined by the caprice of the moment in connection with the fictions +which, in his mind, fill the past. In such a case, we are never for a +moment safe from violence or murder, unless we constantly make the madman +aware of the presence of superior force. The knowledge of the madman has +this in common with that of the brute, both are confined to the present. +What distinguishes them is that the brute has really no idea of the past +as such, though the past acts upon it through the medium of custom, so +that, for example, the dog recognises its former master even after years, +that is to say, it receives the wonted impression at the sight of him; but +of the time that has passed since it saw him it has no recollection. The +madman, on the other hand, always carries about in his reason an abstract +past, but it is a false past, which exists only for him, and that either +constantly, or only for the moment. The influence of this false past +prevents the use of the true knowledge of the present which the brute is +able to make. The fact that violent mental suffering or unexpected and +terrible calamities should often produce madness, I explain in the +following manner. All such suffering is as an actual event confined to the +present. It is thus merely transitory, and is consequently never +excessively heavy; it only becomes unendurably great when it is lasting +pain; but as such it exists only in thought, and therefore lies in the +_memory_. If now such a sorrow, such painful knowledge or reflection, is +so bitter that it becomes altogether unbearable, and the individual is +prostrated under it, then, terrified Nature seizes upon _madness_ as the +last resource of life; the mind so fearfully tortured at once destroys the +thread of its memory, fills up the gaps with fictions, and thus seeks +refuge in madness from the mental suffering that exceeds its strength, +just as we cut off a mortified limb and replace it with a wooden one. The +distracted Ajax, King Lear, and Ophelia may be taken as examples; for the +creations of true genius, to which alone we can refer here, as universally +known, are equal in truth to real persons; besides, in this case, frequent +actual experience shows the same thing. A faint analogy of this kind of +transition from pain to madness is to be found in the way in which all of +us often seek, as it were mechanically, to drive away a painful thought +that suddenly occurs to us by some loud exclamation or quick movement--to +turn ourselves from it, to distract our minds by force. + +We see, from what has been said, that the madman has a true knowledge of +what is actually present, and also of certain particulars of the past, but +that he mistakes the connection, the relations, and therefore falls into +error and talks nonsense. Now this is exactly the point at which he comes +into contact with the man of genius; for he also leaves out of sight the +knowledge of the connection of things, since he neglects that knowledge of +relations which conforms to the principle of sufficient reason, in order +to see in things only their Ideas, and to seek to comprehend their true +nature, which manifests itself to perception, and in regard to which _one +thing_ represents its whole species, in which way, as Goethe says, one +case is valid for a thousand. The particular object of his contemplation, +or the present which is perceived by him with extraordinary vividness, +appear in so strong a light that the other links of the chain to which +they belong are at once thrown into the shade, and this gives rise to +phenomena which have long been recognised as resembling those of madness. +That which in particular given things exists only incompletely and +weakened by modifications, is raised by the man of genius, through his way +of contemplating it, to the Idea of the thing, to completeness: he +therefore sees everywhere extremes, and therefore his own action tends to +extremes; he cannot hit the mean, he lacks soberness, and the result is +what we have said. He knows the Ideas completely but not the individuals. +Therefore it has been said that a poet may know mankind deeply and +thoroughly, and may yet have a very imperfect knowledge of men. He is +easily deceived, and is a tool in the hands of the crafty. + +§ 37. Genius, then, consists, according to our explanation, in the +capacity for knowing, independently of the principle of sufficient reason, +not individual things, which have their existence only in their relations, +but the Ideas of such things, and of being oneself the correlative of the +Idea, and thus no longer an individual, but the pure subject of knowledge. +Yet this faculty must exist in all men in a smaller and different degree; +for if not, they would be just as incapable of enjoying works of art as of +producing them; they would have no susceptibility for the beautiful or the +sublime; indeed, these words could have no meaning for them. We must +therefore assume that there exists in all men this power of knowing the +Ideas in things, and consequently of transcending their personality for +the moment, unless indeed there are some men who are capable of no +æsthetic pleasure at all. The man of genius excels ordinary men only by +possessing this kind of knowledge in a far higher degree and more +continuously. Thus, while under its influence he retains the presence of +mind which is necessary to enable him to repeat in a voluntary and +intentional work what he has learned in this manner; and this repetition +is the work of art. Through this he communicates to others the Idea he has +grasped. This Idea remains unchanged and the same, so that æsthetic +pleasure is one and the same whether it is called forth by a work of art +or directly by the contemplation of nature and life. The work of art is +only a means of facilitating the knowledge in which this pleasure +consists. That the Idea comes to us more easily from the work of art than +directly from nature and the real world, arises from the fact that the +artist, who knew only the Idea, no longer the actual, has reproduced in +his work the pure Idea, has abstracted it from the actual, omitting all +disturbing accidents. The artist lets us see the world through his eyes. +That he has these eyes, that he knows the inner nature of things apart +from all their relations, is the gift of genius, is inborn; but that he is +able to lend us this gift, to let us see with his eyes, is acquired, and +is the technical side of art. Therefore, after the account which I have +given in the preceding pages of the inner nature of æsthetical knowledge +in its most general outlines, the following more exact philosophical +treatment of the beautiful and the sublime will explain them both, in +nature and in art, without separating them further. First of all we shall +consider what takes place in a man when he is affected by the beautiful +and the sublime; whether he derives this emotion directly from nature, +from life, or partakes of it only through the medium of art, does not make +any essential, but merely an external, difference. + +§ 38. In the æsthetical mode of contemplation we have found _two +inseparable constituent parts_--the knowledge of the object, not as +individual thing but as Platonic Idea, that is, as the enduring form of +this whole species of things; and the self-consciousness of the knowing +person, not as individual, but as _pure will-less subject of knowledge_. +The condition under which both these constituent parts appear always +united was found to be the abandonment of the method of knowing which is +bound to the principle of sufficient reason, and which, on the other hand, +is the only kind of knowledge that is of value for the service of the will +and also for science. Moreover, we shall see that the pleasure which is +produced by the contemplation of the beautiful arises from these two +constituent parts, sometimes more from the one, sometimes more from the +other, according to what the object of the æsthetical contemplation may +be. + +All _willing_ arises from want, therefore from deficiency, and therefore +from suffering. The satisfaction of a wish ends it; yet for one wish that +is satisfied there remain at least ten which are denied. Further, the +desire lasts long, the demands are infinite; the satisfaction is short and +scantily measured out. But even the final satisfaction is itself only +apparent; every satisfied wish at once makes room for a new one; both are +illusions; the one is known to be so, the other not yet. No attained +object of desire can give lasting satisfaction, but merely a fleeting +gratification; it is like the alms thrown to the beggar, that keeps him +alive to-day that his misery may be prolonged till the morrow. Therefore, +so long as our consciousness is filled by our will, so long as we are +given up to the throng of desires with their constant hopes and fears, so +long as we are the subject of willing, we can never have lasting happiness +nor peace. It is essentially all the same whether we pursue or flee, fear +injury or seek enjoyment; the care for the constant demands of the will, +in whatever form it may be, continually occupies and sways the +consciousness; but without peace no true well-being is possible. The +subject of willing is thus constantly stretched on the revolving wheel of +Ixion, pours water into the sieve of the Danaids, is the ever-longing +Tantalus. + +But when some external cause or inward disposition lifts us suddenly out +of the endless stream of willing, delivers knowledge from the slavery of +the will, the attention is no longer directed to the motives of willing, +but comprehends things free from their relation to the will, and thus +observes them without personal interest, without subjectivity, purely +objectively, gives itself entirely up to them so far as they are ideas, +but not in so far as they are motives. Then all at once the peace which we +were always seeking, but which always fled from us on the former path of +the desires, comes to us of its own accord, and it is well with us. It is +the painless state which Epicurus prized as the highest good and as the +state of the gods; for we are for the moment set free from the miserable +striving of the will; we keep the Sabbath of the penal servitude of +willing; the wheel of Ixion stands still. + +But this is just the state which I described above as necessary for the +knowledge of the Idea, as pure contemplation, as sinking oneself in +perception, losing oneself in the object, forgetting all individuality, +surrendering that kind of knowledge which follows the principle of +sufficient reason, and comprehends only relations; the state by means of +which at once and inseparably the perceived particular thing is raised to +the Idea of its whole species, and the knowing individual to the pure +subject of will-less knowledge, and as such they are both taken out of the +stream of time and all other relations. It is then all one whether we see +the sun set from the prison or from the palace. + +Inward disposition, the predominance of knowing over willing, can produce +this state under any circumstances. This is shown by those admirable Dutch +artists who directed this purely objective perception to the most +insignificant objects, and established a lasting monument of their +objectivity and spiritual peace in their pictures of _still life_, which +the æsthetic beholder does not look on without emotion; for they present +to him the peaceful, still, frame of mind of the artist, free from will, +which was needed to contemplate such insignificant things so objectively, +to observe them so attentively, and to repeat this perception so +intelligently; and as the picture enables the onlooker to participate in +this state, his emotion is often increased by the contrast between it and +the unquiet frame of mind, disturbed by vehement willing, in which he +finds himself. In the same spirit, landscape-painters, and particularly +Ruisdael, have often painted very insignificant country scenes, which +produce the same effect even more agreeably. + +All this is accomplished by the inner power of an artistic nature alone; +but that purely objective disposition is facilitated and assisted from +without by suitable objects, by the abundance of natural beauty which +invites contemplation, and even presses itself upon us. Whenever it +discloses itself suddenly to our view, it almost always succeeds in +delivering us, though it may be only for a moment, from subjectivity, from +the slavery of the will, and in raising us to the state of pure knowing. +This is why the man who is tormented by passion, or want, or care, is so +suddenly revived, cheered, and restored by a single free glance into +nature: the storm of passion, the pressure of desire and fear, and all the +miseries of willing are then at once, and in a marvellous manner, calmed +and appeased. For at the moment at which, freed from the will, we give +ourselves up to pure will-less knowing, we pass into a world from which +everything is absent that influenced our will and moved us so violently +through it. This freeing of knowledge lifts us as wholly and entirely away +from all that, as do sleep and dreams; happiness and unhappiness have +disappeared; we are no longer individual; the individual is forgotten; we +are only pure subject of knowledge; we are only that _one_ eye of the +world which looks out from all knowing creatures, but which can become +perfectly free from the service of will in man alone. Thus all difference +of individuality so entirely disappears, that it is all the same whether +the perceiving eye belongs to a mighty king or to a wretched beggar; for +neither joy nor complaining can pass that boundary with us. So near us +always lies a sphere in which we escape from all our misery; but who has +the strength to continue long in it? As soon as any single relation to our +will, to our person, even of these objects of our pure contemplation, +comes again into consciousness, the magic is at an end; we fall back into +the knowledge which is governed by the principle of sufficient reason; we +know no longer the Idea, but the particular thing, the link of a chain to +which we also belong, and we are again abandoned to all our woe. Most men +remain almost always at this standpoint because they entirely lack +objectivity, _i.e._, genius. Therefore they have no pleasure in being +alone with nature; they need company, or at least a book. For their +knowledge remains subject to their will; they seek, therefore, in objects, +only some relation to their will, and whenever they see anything that has +no such relation, there sounds within them, like a ground bass in music, +the constant inconsolable cry, "It is of no use to me;" thus in solitude +the most beautiful surroundings have for them a desolate, dark, strange, +and hostile appearance. + +Lastly, it is this blessedness of will-less perception which casts an +enchanting glamour over the past and distant, and presents them to us in +so fair a light by means of self-deception. For as we think of days long +gone by, days in which we lived in a distant place, it is only the objects +which our fancy recalls, not the subject of will, which bore about with it +then its incurable sorrows just as it bears them now; but they are +forgotten, because since then they have often given place to others. Now, +objective perception acts with regard to what is remembered just as it +would in what is present, if we let it have influence over us, if we +surrendered ourselves to it free from will. Hence it arises that, +especially when we are more than ordinarily disturbed by some want, the +remembrance of past and distant scenes suddenly flits across our minds +like a lost paradise. The fancy recalls only what was objective, not what +was individually subjective, and we imagine that that objective stood +before us then just as pure and undisturbed by any relation to the will as +its image stands in our fancy now; while in reality the relation of the +objects to our will gave us pain then just as it does now. We can deliver +ourselves from all suffering just as well through present objects as +through distant ones whenever we raise ourselves to a purely objective +contemplation of them, and so are able to bring about the illusion that +only the objects are present and not we ourselves. Then, as the pure +subject of knowledge, freed from the miserable self, we become entirely +one with these objects, and, for the moment, our wants are as foreign to +us as they are to them. The world as idea alone remains, and the world as +will has disappeared. + +In all these reflections it has been my object to bring out clearly the +nature and the scope of the subjective element in æsthetic pleasure; the +deliverance of knowledge from the service of the will, the forgetting of +self as an individual, and the raising of the consciousness to the pure +will-less, timeless, subject of knowledge, independent of all relations. +With this subjective side of æsthetic contemplation, there must always +appear as its necessary correlative the objective side, the intuitive +comprehension of the Platonic Idea. But before we turn to the closer +consideration of this, and to the achievements of art in relation to it, +it is better that we should pause for a little at the subjective side of +æsthetic pleasure, in order to complete our treatment of this by +explaining the impression of the _sublime_ which depends altogether upon +it, and arises from a modification of it. After that we shall complete our +investigation of æsthetic pleasure by considering its objective side. + +But we must first add the following remarks to what has been said. Light +is the pleasantest and most gladdening of things; it has become the symbol +of all that is good and salutary. In all religions it symbolises +salvation, while darkness symbolises damnation. Ormuzd dwells in the +purest light, Ahrimines in eternal night. Dante's Paradise would look very +much like Vauxhall in London, for all the blessed spirits appear as points +of light and arrange themselves in regular figures. The very absence of +light makes us sad; its return cheers us. Colours excite directly a keen +delight, which reaches its highest degree when they are transparent. All +this depends entirely upon the fact that light is the correlative and +condition of the most perfect kind of knowledge of perception, the only +knowledge which does not in any way affect the will. For sight, unlike the +affections of the other senses, cannot, in itself, directly and through +its sensuous effect, make the _sensation_ of the special organ agreeable +or disagreeable; that is, it has no immediate connection with the will. +Such a quality can only belong to the perception which arises in the +understanding, and then it lies in the relation of the object to the will. +In the case of hearing this is to some extent otherwise; sounds can give +pain directly, and they may also be sensuously agreeable, directly and +without regard to harmony or melody. Touch, as one with the feeling of the +whole body, is still more subordinated to this direct influence upon the +will; and yet there is such a thing as a sensation of touch which is +neither painful nor pleasant. But smells are always either agreeable or +disagreeable, and tastes still more so. Thus the last two senses are most +closely related to the will, and therefore they are always the most +ignoble, and have been called by Kant the subjective senses. The pleasure +which we experience from light is in fact only the pleasure which arises +from the objective possibility of the purest and fullest perceptive +knowledge, and as such it may be traced to the fact that pure knowledge, +freed and delivered from all will, is in the highest degree pleasant, and +of itself constitutes a large part of æsthetic enjoyment. Again, we must +refer to this view of light the incredible beauty which we associate with +the reflection of objects in water. That lightest, quickest, finest +species of the action of bodies upon each other, that to which we owe by +far the completest and purest of our perceptions, the action of reflected +rays of light, is here brought clearly before our eyes, distinct and +perfect, in cause and in effect, and indeed in its entirety, hence the +æsthetic delight it gives us, which, in the most important aspect, is +entirely based on the subjective ground of æsthetic pleasure, and is +delight in pure knowing and its method. + +§ 39. All these reflections are intended to bring out the subjective part +of æsthetic pleasure; that is to say, that pleasure so far as it consists +simply of delight in perceptive knowledge as such, in opposition to will. +And as directly connected with this, there naturally follows the +explanation of that disposition or frame of mind which has been called the +sense of the _sublime_. + +We have already remarked above that the transition to the state of pure +perception takes place most easily when the objects bend themselves to it, +that is, when by their manifold and yet definite and distinct form they +easily become representatives of their Ideas, in which beauty, in the +objective sense, consists. This quality belongs pre-eminently to natural +beauty, which thus affords even to the most insensible at least a fleeting +æsthetic satisfaction: indeed it is so remarkable how especially the +vegetable world invites æsthetic observation, and, as it were, presses +itself upon it, that one might say, that these advances are connected with +the fact that these organisms, unlike the bodies of animals, are not +themselves immediate objects of knowledge, and therefore require the +assistance of a foreign intelligent individual in order to rise out of the +world of blind will and enter the world of idea, and that thus they long, +as it were, for this entrance, that they may attain at least indirectly +what is denied them directly. But I leave this suggestion which I have +hazarded, and which borders perhaps upon extravagance, entirely undecided, +for only a very intimate and devoted consideration of nature can raise or +justify it.(51) As long as that which raises us from the knowledge of mere +relations subject to the will, to æsthetic contemplation, and thereby +exalts us to the position of the subject of knowledge free from will, is +this fittingness of nature, this significance and distinctness of its +forms, on account of which the Ideas individualised in them readily +present themselves to us; so long is it merely _beauty_ that affects us +and the sense of the _beautiful_ that is excited. But if these very +objects whose significant forms invite us to pure contemplation, have a +hostile relation to the human will in general, as it exhibits itself in +its objectivity, the human body, if they are opposed to it, so that it is +menaced by the irresistible predominance of their power, or sinks into +insignificance before their immeasurable greatness; if, nevertheless, the +beholder does not direct his attention to this eminently hostile relation +to his will, but, although perceiving and recognising it, turns +consciously away from it, forcibly detaches himself from his will and its +relations, and, giving himself up entirely to knowledge, quietly +contemplates those very objects that are so terrible to the will, +comprehends only their Idea, which is foreign to all relation, so that he +lingers gladly over its contemplation, and is thereby raised above +himself, his person, his will, and all will:--in that case he is filled +with the sense of the _sublime_, he is in the state of spiritual +exaltation, and therefore the object producing such a state is called +_sublime_. Thus what distinguishes the sense of the sublime from that of +the beautiful is this: in the case of the beautiful, pure knowledge has +gained the upper hand without a struggle, for the beauty of the object, +_i.e._, that property which facilitates the knowledge of its Idea, has +removed from consciousness without resistance, and therefore +imperceptibly, the will and the knowledge of relations which is subject to +it, so that what is left is the pure subject of knowledge without even a +remembrance of will. On the other hand, in the case of the sublime that +state of pure knowledge is only attained by a conscious and forcible +breaking away from the relations of the same object to the will, which are +recognised as unfavourable, by a free and conscious transcending of the +will and the knowledge related to it. + +This exaltation must not only be consciously won, but also consciously +retained, and it is therefore accompanied by a constant remembrance of +will; yet not of a single particular volition, such as fear or desire, but +of human volition in general, so far as it is universally expressed in its +objectivity the human body. If a single real act of will were to come into +consciousness, through actual personal pressure and danger from the +object, then the individual will thus actually influenced would at once +gain the upper hand, the peace of contemplation would become impossible, +the impression of the sublime would be lost, because it yields to the +anxiety, in which the effort of the individual to right itself has sunk +every other thought. A few examples will help very much to elucidate this +theory of the æsthetic sublime and remove all doubt with regard to it; at +the same time they will bring out the different degrees of this sense of +the sublime. It is in the main identical with that of the beautiful, with +pure will-less knowing, and the knowledge, that necessarily accompanies it +of Ideas out of all relation determined by the principle of sufficient +reason, and it is distinguished from the sense of the beautiful only by +the additional quality that it rises above the known hostile relation of +the object contemplated to the will in general. Thus there come to be +various degrees of the sublime, and transitions from the beautiful to the +sublime, according as this additional quality is strong, bold, urgent, +near, or weak, distant, and merely indicated. I think it is more in +keeping with the plan of my treatise, first to give examples of these +transitions, and of the weaker degrees of the impression of the sublime, +although persons whose æsthetical susceptibility in general is not very +great, and whose imagination is not very lively, will only understand the +examples given later of the higher and more distinct grades of that +impression; and they should therefore confine themselves to these, and +pass over the examples of the very weak degrees of the sublime that are to +be given first. + +As man is at once impetuous and blind striving of will (whose pole or +focus lies in the genital organs), and eternal, free, serene subject of +pure knowing (whose pole is the brain); so, corresponding to this +antithesis, the sun is both the source of _light_, the condition of the +most perfect kind of knowledge, and therefore of the most delightful of +things--and the source of _warmth_, the first condition of life, _i.e._, of +all phenomena of will in its higher grades. Therefore, what warmth is for +the will, light is for knowledge. Light is the largest gem in the crown of +beauty, and has the most marked influence on the knowledge of every +beautiful object. Its presence is an indispensable condition of beauty; +its favourable disposition increases the beauty of the most beautiful. +Architectural beauty more than any other object is enhanced by favourable +light, though even the most insignificant things become through its +influence most beautiful. If, in the dead of winter, when all nature is +frozen and stiff, we see the rays of the setting sun reflected by masses +of stone, illuminating without warming, and thus favourable only to the +purest kind of knowledge, not to the will; the contemplation of the +beautiful effect of the light upon these masses lifts us, as does all +beauty, into a state of pure knowing. But, in this case, a certain +transcending of the interests of the will is needed to enable us to rise +into the state of pure knowing, because there is a faint recollection of +the lack of warmth from these rays, that is, an absence of the principle +of life; there is a slight challenge to persist in pure knowing, and to +refrain from all willing, and therefore it is an example of a transition +from the sense of the beautiful to that of the sublime. It is the faintest +trace of the sublime in the beautiful; and beauty itself is indeed present +only in a slight degree. The following is almost as weak an example. + +Let us imagine ourselves transported to a very lonely place, with unbroken +horizon, under a cloudless sky, trees and plants in the perfectly +motionless air, no animals, no men, no running water, the deepest silence. +Such surroundings are, as it were, a call to seriousness and +contemplation, apart from all will and its cravings; but this is just what +imparts to such a scene of desolate stillness a touch of the sublime. For, +because it affords no object, either favourable or unfavourable, for the +will which is constantly in need of striving and attaining, there only +remains the state of pure contemplation, and whoever is incapable of this, +is ignominiously abandoned to the vacancy of unoccupied will, and the +misery of ennui. So far it is a test of our intellectual worth, of which, +generally speaking, the degree of our power of enduring solitude, or our +love of it, is a good criterion. The scene we have sketched affords us, +then, an example of the sublime in a low degree, for in it, with the state +of pure knowing in its peace and all-sufficiency, there is mingled, by way +of contrast, the recollection of the dependence and poverty of the will +which stands in need of constant action. This is the species of the +sublime for which the sight of the boundless prairies of the interior of +North America is celebrated. + +But let us suppose such a scene, stripped also of vegetation, and showing +only naked rocks; then from the entire absence of that organic life which +is necessary for existence, the will at once becomes uneasy, the desert +assumes a terrible aspect, our mood becomes more tragic; the elevation to +the sphere of pure knowing takes place with a more decided tearing of +ourselves away from the interests of the will; and because we persist in +continuing in the state of pure knowing, the sense of the sublime +distinctly appears. + +The following situation may occasion this feeling in a still higher +degree: Nature convulsed by a storm; the sky darkened by black threatening +thunder-clouds; stupendous, naked, overhanging cliffs, completely shutting +out the view; rushing, foaming torrents; absolute desert; the wail of the +wind sweeping through the clefts of the rocks. Our dependence, our strife +with hostile nature, our will broken in the conflict, now appears visibly +before our eyes. Yet, so long as the personal pressure does not gain the +upper hand, but we continue in æsthetic contemplation, the pure subject of +knowing gazes unshaken and unconcerned through that strife of nature, +through that picture of the broken will, and quietly comprehends the Ideas +even of those objects which are threatening and terrible to the will. In +this contrast lies the sense of the sublime. + +But the impression becomes still stronger, if, when we have before our +eyes, on a large scale, the battle of the raging elements, in such a scene +we are prevented from hearing the sound of our own voice by the noise of a +falling stream; or, if we are abroad in the storm of tempestuous seas, +where the mountainous waves rise and fall, dash themselves furiously +against steep cliffs, and toss their spray high into the air; the storm +howls, the sea boils, the lightning flashes from black clouds, and the +peals of thunder drown the voice of storm and sea. Then, in the undismayed +beholder, the two-fold nature of his consciousness reaches the highest +degree of distinctness. He perceives himself, on the one hand, as an +individual, as the frail phenomenon of will, which the slightest touch of +these forces can utterly destroy, helpless against powerful nature, +dependent, the victim of chance, a vanishing nothing in the presence of +stupendous might; and, on the other hand, as the eternal, peaceful, +knowing subject, the condition of the object, and, therefore, the +supporter of this whole world; the terrific strife of nature only his +idea; the subject itself free and apart from all desires and necessities, +in the quiet comprehension of the Ideas. This is the complete impression +of the sublime. Here he obtains a glimpse of a power beyond all comparison +superior to the individual, threatening it with annihilation. + +The impression of the sublime may be produced in quite another way, by +presenting a mere immensity in space and time; its immeasurable greatness +dwindles the individual to nothing. Adhering to Kant's nomenclature and +his accurate division, we may call the first kind the dynamical, and the +second the mathematical sublime, although we entirely dissent from his +explanation of the inner nature of the impression, and can allow no share +in it either to moral reflections, or to hypostases from scholastic +philosophy. + +If we lose ourselves in the contemplation of the infinite greatness of the +universe in space and time, meditate on the thousands of years that are +past or to come, or if the heavens at night actually bring before our eyes +innumerable worlds and so force upon our consciousness the immensity of +the universe, we feel ourselves dwindle to nothing; as individuals, as +living bodies, as transient phenomena of will, we feel ourselves pass away +and vanish into nothing like drops in the ocean. But at once there rises +against this ghost of our own nothingness, against such lying +impossibility, the immediate consciousness that all these worlds exist +only as our idea, only as modifications of the eternal subject of pure +knowing, which we find ourselves to be as soon as we forget our +individuality, and which is the necessary supporter of all worlds and all +times the condition of their possibility. The vastness of the world which +disquieted us before, rests now in us; our dependence upon it is annulled +by its dependence upon us. All this, however, does not come at once into +reflection, but shows itself merely as the felt consciousness that in some +sense or other (which philosophy alone can explain) we are one with the +world, and therefore not oppressed, but exalted by its immensity. It is +the felt consciousness of this that the Upanishads of the Vedas repeatedly +express in such a multitude of different ways; very admirably in the +saying already quoted: _Hæ omnes creaturæ in totum ego sum, et præter me +aliud ens non est_ (Oupnek'hat, vol. i. p. 122.) It is the transcending of +our own individuality, the sense of the sublime. + +We receive this impression of the mathematical-sublime, quite directly, by +means of a space which is small indeed as compared with the world, but +which has become directly perceptible to us, and affects us with its whole +extent in all its three dimensions, so as to make our own body seem almost +infinitely small. An empty space can never be thus perceived, and +therefore never an open space, but only space that is directly perceptible +in all its dimensions by means of the limits which enclose it; thus for +example a very high, vast dome, like that of St. Peter's at Rome, or St. +Paul's in London. The sense of the sublime here arises through the +consciousness of the vanishing nothingness of our own body in the presence +of a vastness which, from another point of view, itself exists only in our +idea, and of which we are as knowing subject, the supporter. Thus here as +everywhere it arises from the contrast between the insignificance and +dependence of ourselves as individuals, as phenomena of will, and the +consciousness of ourselves as pure subject of knowing. Even the vault of +the starry heaven produces this if it is contemplated without reflection; +but just in the same way as the vault of stone, and only by its apparent, +not its real extent. Some objects of our perception excite in us the +feeling of the sublime because, not only on account of their spatial +vastness, but also of their great age, that is, their temporal duration, +we feel ourselves dwarfed to insignificance in their presence, and yet +revel in the pleasure of contemplating them: of this kind are very high +mountains, the Egyptian pyramids, and colossal ruins of great antiquity. + +Our explanation of the sublime applies also to the ethical, to what is +called the sublime character. Such a character arises from this, that the +will is not excited by objects which are well calculated to excite it, but +that knowledge retains the upper hand in their presence. A man of sublime +character will accordingly consider men in a purely objective way, and not +with reference to the relations which they might have to his will; he +will, for example, observe their faults, even their hatred and injustice +to himself, without being himself excited to hatred; he will behold their +happiness without envy; he will recognise their good qualities without +desiring any closer relations with them; he will perceive the beauty of +women, but he will not desire them. His personal happiness or unhappiness +will not greatly affect him, he will rather be as Hamlet describes +Horatio:-- + + + "... for thou hast been, + As one, in suffering all, that suffers nothing; + A man that fortune's buffets and rewards + Hast ta'en with equal thanks," &c. (A. 3. Sc. 2.) + + +For in the course of his own life and its misfortunes, he will consider +less his individual lot than that of humanity in general, and will +therefore conduct himself in its regard, rather as knowing than as +suffering. + +§ 40. Opposites throw light upon each other, and therefore the remark may +be in place here, that the proper opposite of the sublime is something +which would not at the first glance be recognised, as such: _the charming_ +or _attractive_. By this, however, I understand, that which excites the +will by presenting to it directly its fulfilment, its satisfaction. We saw +that the feeling of the sublime arises from the fact, that something +entirely unfavourable to the will, becomes the object of pure +contemplation, so that such contemplation can only be maintained by +persistently turning away from the will, and transcending its interests; +this constitutes the sublimity of the character. The charming or +attractive, on the contrary, draws the beholder away from the pure +contemplation which is demanded by all apprehension of the beautiful, +because it necessarily excites this will, by objects which directly appeal +to it, and thus he no longer remains pure subject of knowing, but becomes +the needy and dependent subject of will. That every beautiful thing which +is bright or cheering should be called charming, is the result of a too +general concept, which arises from a want of accurate discrimination, and +which I must entirely set aside, and indeed condemn. But in the sense of +the word which has been given and explained, I find only two species of +the charming or attractive in the province of art, and both of them are +unworthy of it. The one species, a very low one, is found in Dutch +paintings of still life, when they err by representing articles of food, +which by their deceptive likeness necessarily excite the appetite for the +things they represent, and this is just an excitement of the will, which +puts an end to all æsthetic contemplation of the object. Painted fruit is +yet admissible, because we may regard it as the further development of the +flower, and as a beautiful product of nature in form and colour, without +being obliged to think of it as eatable; but unfortunately we often find, +represented with deceptive naturalness, prepared and served dishes, +oysters, herrings, crabs, bread and butter, beer, wine, and so forth, +which is altogether to be condemned. In historical painting and in +sculpture the charming consists in naked figures, whose position, drapery, +and general treatment are calculated to excite the passions of the +beholder, and thus pure æsthetical contemplation is at once annihilated, +and the aim of art is defeated. This mistake corresponds exactly to that +which we have just censured in the Dutch paintings. The ancients are +almost always free from this fault in their representations of beauty and +complete nakedness of form, because the artist himself created them in a +purely objective spirit, filled with ideal beauty, not in the spirit of +subjective, and base sensuality. The charming is thus everywhere to be +avoided in art. + +There is also a negative species of the charming or exciting which is even +more reprehensible than the positive form which has been discussed; this +is the disgusting or the loathsome. It arouses the will of the beholder, +just as what is properly speaking charming, and therefore disturbs pure +æsthetic contemplation. But it is an active aversion and opposition which +is excited by it; it arouses the will by presenting to it objects which it +abhors. Therefore it has always been recognised that it is altogether +inadmissible in art, where even what is ugly, when it is not disgusting, +is allowable in its proper place, as we shall see later. + +§ 41. The course of the discussion has made it necessary to insert at this +point the treatment of the sublime, though we have only half done with the +beautiful, as we have considered its subjective side only. For it was +merely a special modification of this subjective side that distinguished +the beautiful from the sublime. This difference was found to depend upon +whether the state of pure will-less knowing, which is presupposed and +demanded by all æsthetic contemplation, was reached without opposition, by +the mere disappearance of the will from consciousness, because the object +invited and drew us towards it; or whether it was only attained through +the free, conscious transcending of the will, to which the object +contemplated had an unfavourable and even hostile relation, which would +destroy contemplation altogether, if we were to give ourselves up to it. +This is the distinction between the beautiful and the sublime. In the +object they are not essentially different, for in every case the object of +æsthetical contemplation is not the individual thing, but the Idea in it +which is striving to reveal itself; that is to say, adequate objectivity +of will at a particular grade. Its necessary correlative, independent, +like itself of the principle of sufficient reason, is the pure subject of +knowing; just as the correlative of the particular thing is the knowing +individual, both of which lie within the province of the principle of +sufficient reason. + +When we say that a thing is _beautiful_, we thereby assert that it is an +object of our æsthetic contemplation, and this has a double meaning; on +the one hand it means that the sight of the thing makes us _objective_, +that is to say, that in contemplating it we are no longer conscious of +ourselves as individuals, but as pure will-less subjects of knowledge; and +on the other hand it means that we recognise in the object, not the +particular thing, but an Idea; and this can only happen, so far as our +contemplation of it is not subordinated to the principle of sufficient +reason, does not follow the relation of the object to anything outside it +(which is always ultimately connected with relations to our own will), but +rests in the object itself. For the Idea and the pure subject of knowledge +always appear at once in consciousness as necessary correlatives, and on +their appearance all distinction of time vanishes, for they are both +entirely foreign to the principle of sufficient reason in all its forms, +and lie outside the relations which are imposed by it; they may be +compared to the rainbow and the sun, which have no part in the constant +movement and succession of the falling drops. Therefore, if, for example, +I contemplate a tree æsthetically, _i.e._, with artistic eyes, and thus +recognise, not it, but its Idea, it becomes at once of no consequence +whether it is this tree or its predecessor which flourished a thousand +years ago, and whether the observer is this individual or any other that +lived anywhere and at any time; the particular thing and the knowing +individual are abolished with the principle of sufficient reason, and +there remains nothing but the Idea and the pure subject of knowing, which +together constitute the adequate objectivity of will at this grade. And +the Idea dispenses not only with time, but also with space, for the Idea +proper is not this special form which appears before me but its +expression, its pure significance, its inner being, which discloses itself +to me and appeals to me, and which may be quite the same though the +spatial relations of its form be very different. + +Since, on the one hand, every given thing may be observed in a. purely +objective manner and apart from all relations; and since, on the other +hand, the will manifests itself in everything at some grade of its +objectivity, so that everything is the expression of an Idea; it follows +that everything is also _beautiful_. That even the most insignificant +things admit of pure objective and will-less contemplation, and thus prove +that they are beautiful, is shown by what was said above in this reference +about the Dutch pictures of still-life (§ 38). But one thing is more +beautiful than another, because it makes this pure objective contemplation +easier, it lends itself to it, and, so to speak, even compels it, and then +we call it very beautiful. This is the case sometimes because, as an +individual thing, it expresses in its purity the Idea of its species by +the very distinct, clearly defined, and significant relation of its parts, +and also fully reveals that Idea through the completeness of all the +possible expressions of its species united in it, so that it makes the +transition from the individual thing to the Idea, and therefore also the +condition of pure contemplation, very easy for the beholder. Sometimes +this possession of special beauty in an object lies in the fact that the +Idea itself which appeals to us in it is a high grade of the objectivity +of will, and therefore very significant and expressive. Therefore it is +that man is more beautiful than all other objects, and the revelation of +his nature is the highest aim of art. Human form and expression are the +most important objects of plastic art, and human action the most important +object of poetry. Yet each thing has its own peculiar beauty, not only +every organism which expresses itself in the unity of an individual being, +but also everything unorganised and formless, and even every manufactured +article. For all these reveal the Ideas through which the will objectifies +itself at its lowest grades, they give, as it were, the deepest resounding +bass-notes of nature. Gravity, rigidity, fluidity, light, and so forth, +are the Ideas which express themselves in rocks, in buildings, in waters. +Landscape-gardening or architecture can do no more than assist them to +unfold their qualities distinctly, fully, and variously; they can only +give them the opportunity of expressing themselves purely, so that they +lend themselves to æsthetic contemplation and make it easier. Inferior +buildings or ill-favoured localities, on the contrary, which nature has +neglected or art has spoiled, perform this task in a very slight degree or +not at all; yet even from them these universal, fundamental Ideas of +nature cannot altogether disappear. To the careful observer they present +themselves here also, and even bad buildings and the like are capable of +being æsthetically considered; the Ideas of the most universal properties +of their materials are still recognisable in them, only the artificial +form which has been given them does not assist but hinders æsthetic +contemplation. Manufactured articles also serve to express Ideas, only it +is not the Idea of the manufactured article which speaks in them, but the +Idea of the material to which this artificial form has been given. This +may be very conveniently expressed in two words, in the language of the +schoolmen, thus,--the manufactured article expresses the Idea of its _forma +substantialis_, but not that of its _forma accidentalis_; the latter leads +to no Idea, but only to a human conception of which it is the result. It +is needless to say that by manufactured article no work of plastic art is +meant. The schoolmen understand, in fact, by _forma substantialis_ that +which I call the grade of the objectification of will in a thing. We shall +return immediately, when we treat of architecture, to the Idea of the +material. Our view, then, cannot be reconciled with that of Plato if he is +of opinion that a table or a chair express the Idea of a table or a chair +(De Rep., x., pp. 284, 285, et Parmen., p. 79, ed. Bip.), but we say that +they express the Ideas which are already expressed in their mere material +as such. According to Aristotle (Metap. xi., chap. 3), however, Plato +himself only maintained Ideas of natural objects: {~GREEK SMALL LETTER OMICRON WITH DASIA~} {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ETA~}, {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA~} +{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} (_Plato dixit, quod ideæ eorum sunt, quæ natura sunt_), +and in chap. 5 he says that, according to the Platonists, there are no +Ideas of house and ring. In any case, Plato's earliest disciples, as +Alcinous informs us (_Introductio __ in Platonicam Philosophiam_, chap. +9), denied that there were any ideas of manufactured articles. He says: +{~GREEK CAPITAL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}. {~GREEK CAPITAL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~} {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK CAPITAL LETTER SIGMA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER UPSILON WITH DASIA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}; {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} (_Definiunt autem_ +IDEAM _exemplar æternum eorum, quæ secundum naturam existunt. Nam plurimis +ex iis, qui Platonem secuti sunt, minime placuit, arte factorum ideas +esse, ut clypei atque lyræ; neque rursus eorum, quæ prætor naturam, ut +febris et choleræ, neque particularium, ceu Socratis et Platonis; neque +etiam rerum vilium, veluti sordium et festucæ; neque relationum, ut +majoris et excedentis: esse namque ideas intellectiones dei æternas, ac +seipsis perfectas_). We may take this opportunity of mentioning another +point in which our doctrine of Ideas differs very much from that of Plato. +He teaches (De Rep., x., p. 288) that the object which art tries to +express, the ideal of painting and poetry, is not the Idea but the +particular thing. Our whole exposition hitherto has maintained exactly the +opposite, and Plato's opinion is the less likely to lead us astray, +inasmuch as it is the source of one of the greatest and best known errors +of this great man, his depreciation and rejection of art, and especially +poetry; he directly connects his false judgment in reference to this with +the passage quoted. + +§ 42. I return to the exposition of the æsthetic impression. The knowledge +of the beautiful always supposes at once and inseparably the pure knowing +subject and the known Idea as object. Yet the source of æsthetic +satisfaction will sometimes lie more in the comprehension of the known +Idea, sometimes more in the blessedness and spiritual peace of the pure +knowing subject freed from all willing, and therefore from all +individuality, and the pain that proceeds from it. And, indeed, this +predominance of one or the other constituent part of æsthetic feeling will +depend upon whether the intuitively grasped Idea is a higher or a lower +grade of the objectivity of will. Thus in æsthetic contemplation (in the +real, or through the medium of art) of the beauty of nature in the +inorganic and vegetable worlds, or in works of architecture, the pleasure +of pure will-less knowing will predominate, because the Ideas which are +here apprehended are only low grades of the objectivity of will, and are +therefore not manifestations of deep significance and rich content. On the +other hand, if animals and man are the objects of æsthetic contemplation +or representation, the pleasure will consist rather in the comprehension +of these Ideas, which are the most distinct revelation of will; for they +exhibit the greatest multiplicity of forms, the greatest richness and deep +significance of phenomena, and reveal to us most completely the nature of +will, whether in its violence, its terribleness, its satisfaction or its +aberration (the latter in tragic situations), or finally in its change and +self-surrender, which is the peculiar theme of christian painting; as the +Idea of the will enlightened by full knowledge is the object of historical +painting in general, and of the drama. We shall now go through the fine +arts one by one, and this will give completeness and distinctness to the +theory of the beautiful which we have advanced. + +§ 43. Matter as such cannot be the expression of an Idea. For, as we found +in the first book, it is throughout nothing but causality: its being +consists in its casual action. But causality is a form of the principle of +sufficient reason; knowledge of the Idea, on the other hand, absolutely +excludes the content of that principle. We also found, in the second book, +that matter is the common substratum of all particular phenomena of the +Ideas, and consequently is the connecting link between the Idea and the +phenomenon, or the particular thing. Accordingly for both of these reasons +it is impossible that matter can for itself express any Idea. This is +confirmed _a posteriori_ by the fact that it is impossible to have a +perceptible idea of matter as such, but only an abstract conception; in +the former, _i.e._, in perceptible ideas are exhibited only the forms and +qualities of which matter is the supporter, and in all of which Ideas +reveal themselves. This corresponds also with the fact, that causality +(the whole essence of matter) cannot for itself be presented perceptibly, +but is merely a definite casual connection. On the other hand, _every +phenomenon_ of an Idea, because as such it has entered the form of the +principle of sufficient reason, or the _principium individuationis_, must +exhibit itself in matter, as one of its qualities. So far then matter is, +as we have said, the connecting link between the Idea and the _principium +individuationis_, which is the form of knowledge of the individual, or the +principle of sufficient reason. Plato is therefore perfectly right in his +enumeration, for after the Idea and the phenomenon, which include all +other things in the world, he gives matter only, as a third thing which is +different from both (Timaus, p. 345). The individual, as a phenomenon of +the Idea, is always matter. Every quality of matter is also the phenomenon +of an Idea, and as such it may always be an object of æsthetic +contemplation, _i.e._, the Idea expressed in it may always be recognised. +This holds good of even the most universal qualities of matter, without +which it never appears, and which are the weakest objectivity of will. +Such are gravity, cohesion, rigidity, fluidity, sensitiveness to light, +and so forth. + +If now we consider _architecture_ simply as a fine art and apart from its +application to useful ends, in which it serves the will and not pure +knowledge, and therefore ceases to be art in our sense; we can assign to +it no other aim than that of bringing to greater distinctness some of +those ideas, which are the lowest grades of the objectivity of will; such +as gravity, cohesion, rigidity, hardness, those universal qualities of +stone, those first, simplest, most inarticulate manifestations of will; +the bass notes of nature; and after these light, which in many respects is +their opposite. Even at these low grades of the objectivity of will we see +its nature revealing itself in discord; for properly speaking the conflict +between gravity and rigidity is the sole æsthetic material of +architecture; its problem is to make this conflict appear with perfect +distinctness in a multitude of different ways. It solves it by depriving +these indestructible forces of the shortest way to their satisfaction, and +conducting them to it by a circuitous route, so that the conflict is +lengthened and the inexhaustible efforts of both forces become visible in +many different ways. The whole mass of the building, if left to its +original tendency, would exhibit a mere heap or clump, bound as closely as +possible to the earth, to which gravity, the form in which the will +appears here, continually presses, while rigidity, also objectivity of +will, resists. But this very tendency, this effort, is hindered by +architecture from obtaining direct satisfaction, and only allowed to reach +it indirectly and by roundabout ways. The roof, for example, can only +press the earth through columns, the arch must support itself, and can +only satisfy its tendency towards the earth through the medium of the +pillars, and so forth. But just by these enforced digressions, just by +these restrictions, the forces which reside in the crude mass of stone +unfold themselves in the most distinct and multifarious ways; and the +purely æsthetic aim of architecture can go no further than this. Therefore +the beauty, at any rate, of a building lies in the obvious adaptation of +every part, not to the outward arbitrary end of man (so far the work +belongs to practical architecture), but directly to the stability of the +whole, to which the position, dimensions, and form of every part must have +so necessary a relation that, where it is possible, if any one part were +taken away, the whole would fall to pieces. For just because each part +bears just as much as it conveniently can, and each is supported just +where it requires to be and just to the necessary extent, this opposition +unfolds itself, this conflict between rigidity and gravity, which +constitutes the life, the manifestation of will, in the stone, becomes +completely visible, and these lowest grades of the objectivity of will +reveal themselves distinctly. In the same way the form of each part must +not be determined arbitrarily, but by its end, and its relation to the +whole. The column is the simplest form of support, determined simply by +its end: the twisted column is tasteless; the four-cornered pillar is in +fact not so simple as the round column, though it happens that it is +easier to make it. The forms also of frieze, rafter, roof, and dome are +entirely determined by their immediate end, and explain themselves from +it. The decoration of capitals, &c., belongs to sculpture, not to +architecture, which admits it merely as extraneous ornament, and could +dispense with it. According to what has been said, it is absolutely +necessary, in order to understand the æsthetic satisfaction afforded by a +work of architecture, to have immediate knowledge through perception of +its matter as regards its weight, rigidity, and cohesion, and our pleasure +in such a work would suddenly be very much diminished by the discovery +that the material used was pumice-stone; for then it would appear to us as +a kind of sham building. We would be affected in almost the same way if we +were told that it was made of wood, when we had supposed it to be of +stone, just because this alters and destroys the relation between rigidity +and gravity, and consequently the significance and necessity of all the +parts, for these natural forces reveal themselves in a far weaker degree +in a wooden building. Therefore no real work of architecture as a fine art +can be made of wood, although it assumes all forms so easily; this can +only be explained by our theory. If we were distinctly told that a +building, the sight of which gave us pleasure, was made of different kinds +of material of very unequal weight and consistency, but not +distinguishable to the eye, the whole building would become as utterly +incapable of affording us pleasure as a poem in an unknown language. All +this proves that architecture does not affect us mathematically, but also +dynamically, and that what speaks to us through it, is not mere form and +symmetry, but rather those fundamental forces of nature, those first +Ideas, those lowest grades of the objectivity of will. The regularity of +the building and its parts is partly produced by the direct adaptation of +each member to the stability of the whole, partly it serves to facilitate +the survey and comprehension of the whole, and finally, regular figures to +some extent enhance the beauty because they reveal the constitution of +space as such. But all this is of subordinate value and necessity, and by +no means the chief concern; indeed, symmetry is not invariably demanded, +as ruins are still beautiful. + +Works of architecture have further quite a special relation to light; they +gain a double beauty in the full sunshine, with the blue sky as a +background, and again they have quite a different effect by moonlight. +Therefore, when a beautiful work of architecture is to be erected, special +attention is always paid to the effects of the light and to the climate. +The reason of all this is, indeed, principally that all the parts and +their relations are only made clearly visible by a bright, strong light; +but besides this I am of opinion that it is the function of architecture +to reveal the nature of light just as it reveals that of things so +opposite to it as gravity and rigidity. For the light is intercepted, +confined, and reflected by the great opaque, sharply outlined, and +variously formed masses of stone, and thus it unfolds its nature and +qualities in the purest and clearest way, to the great pleasure of the +beholders, for light is the most joy-giving of things, as the condition +and the objective correlative of the most perfect kind of knowledge of +perception. + +Now, because the Ideas which architecture brings to clear perception, are +the lowest grades of the objectivity of will, and consequently their +objective significance, which architecture reveals to us, is comparatively +small; the æsthetic pleasure of looking at a beautiful building in a good +light will lie, not so much in the comprehension of the Idea, as in the +subjective correlative which accompanies this comprehension; it will +consist pre-eminently in the fact that the beholder, set free from the +kind of knowledge that belongs to the individual, and which serves the +will and follows the principle of sufficient reason, is raised to that of +the pure subject of knowing free from will. It will consist then +principally in pure contemplation itself, free from all the suffering of +will and of individuality. In this respect the opposite of architecture, +and the other extreme of the series of the fine arts, is the drama, which +brings to knowledge the most significant Ideas. Therefore in the æsthetic +pleasure afforded by the drama the objective side is throughout +predominant. + +Architecture has this distinction from plastic art and poetry: it does not +give us a copy but the thing itself. It does not repeat, as they do, the +known Idea, so that the artist lends his eyes to the beholder, but in it +the artist merely presents the object to the beholder, and facilitates for +him the comprehension of the Idea by bringing the actual, individual +object to a distinct and complete expression of its nature. + +Unlike the works of the other arts, those of architecture are very seldom +executed for purely æsthetic ends. These are generally subordinated to +other useful ends which are foreign to art itself. Thus the great merit of +the architect consists in achieving and attaining the pure æsthetic ends, +in spite of their subordination to other ends which are foreign to them. +This he does by cleverly adapting them in a variety of ways to the +arbitrary ends in view, and by rightly judging which form of æsthetical +architectonic beauty is compatible and may be associated with a temple, +which with a palace, which with a prison, and so forth. The more a harsh +climate increases these demands of necessity and utility, determines them +definitely, and prescribes them more inevitably, the less free play has +beauty in architecture. In the mild climate of India, Egypt, Greece, and +Rome, where the demands of necessity were fewer and less definite, +architecture could follow its æsthetic ends with the greatest freedom. But +under a northern sky this was sorely hindered. Here, when caissons, +pointed roofs and towers were what was demanded, architecture could only +unfold its own beauty within very narrow limits, and therefore it was +obliged to make amends by resorting all the more to the borrowed ornaments +of sculpture, as is seen in Gothic architecture. + +We thus see that architecture is greatly restricted by the demands of +necessity and utility; but on the other hand it has in them a very +powerful support, for, on account of the magnitude and costliness of its +works, and the narrow sphere of its æsthetic effect, it could not continue +to exist merely as a fine art, if it had not also, as a useful and +necessary profession, a firm and honourable place among the occupations of +men. It is the want of this that prevents another art from taking its +place beside architecture as a sister art, although in an æsthetical point +of view it is quite properly to be classed along with it as its +counterpart; I mean artistic arrangements of water. For what architecture +accomplishes for the Idea of gravity when it appears in connection with +that of rigidity, hydraulics accomplishes for the same Idea, when it is +connected with fluidity, _i.e._, formlessness, the greatest mobility and +transparency. Leaping waterfalls foaming and tumbling over rocks, +cataracts dispersed into floating spray, springs gushing up as high +columns of water, and clear reflecting lakes, reveal the Ideas of fluid +and heavy matter, in precisely the same way as the works of architecture +unfold the Ideas of rigid matter. Artistic hydraulics, however, obtains no +support from practical hydraulics, for, as a rule, their ends cannot be +combined; yet, in exceptional cases, this happens; for example, in the +Cascata di Trevi at Rome.(52) + +§ 44. What the two arts we have spoken of accomplish for these lowest +grades of the objectivity of will, is performed for the higher grades of +vegetable nature by artistic horticulture. The landscape beauty of a scene +consists, for the most part, in the multiplicity of natural objects which +are present in it, and then in the fact that they are clearly separated, +appear distinctly, and yet exhibit a fitting connection and alternation. +These two conditions are assisted and promoted by landscape-gardening, but +it has by no means such a mastery over its material as architecture, and +therefore its effect is limited. The beauty with which it is concerned +belongs almost exclusively to nature; it has done little for it; and, on +the other hand, it can do little against unfavourable nature, and when +nature works, not for it, but against it, its achievements are small. + +The vegetable world offers itself everywhere for æsthetic enjoyment +without the medium of art; but so far as it is an object of art, it +belongs principally to landscape-painting; to the province of which all +the rest of unconscious nature also belongs. In paintings of still life, +and of mere architecture, ruins, interiors of churches, &c., the +subjective side of æsthetic pleasure is predominant, _i.e._, our +satisfaction does not lie principally in the direct comprehension of the +represented Ideas, but rather in the subjective correlative of this +comprehension, pure, will-less knowing. For, because the painter lets us +see these things through his eyes, we at once receive a sympathetic and +reflected sense of the deep spiritual peace and absolute silence of the +will, which were necessary in order to enter with knowledge so entirely +into these lifeless objects, and comprehend them with such love, _i.e._, +in this case with such a degree of objectivity. The effect of +landscape-painting proper is indeed, as a whole, of this kind; but because +the Ideas expressed are more distinct and significant, as higher grades of +the objectivity of will, the objective side of æsthetic pleasure already +comes more to the front and assumes as much importance as the subjective +side. Pure knowing as such is no longer the paramount consideration, for +we are equally affected by the known Platonic Idea, the world as idea at +an important grade of the objectification of will. + +But a far higher grade is revealed by animal painting and sculpture. Of +the latter we have some important antique remains; for example, horses at +Venice, on Monte Cavallo, and on the Elgin Marbles, also at Florence in +bronze and marble; the ancient boar, howling wolves, the lions in the +arsenal at Venice, also in the Vatican a whole room almost filled with +ancient animals, &c. In these representations the objective side of +æsthetic pleasure obtains a marked predominance over the subjective. The +peace of the subject which knows these Ideas, which has silenced its own +will, is indeed present, as it is in all æsthetic contemplation; but its +effect is not felt, for we are occupied with the restlessness and +impetuosity of the will represented. It is that very will, which +constitutes our own nature, that here appears to us in forms, in which its +manifestation is not, as in us, controlled and tempered by intellect, but +exhibits itself in stronger traits, and with a distinctness that borders +on the grotesque and monstrous. For this very reason there is no +concealment; it is free, naïve, open as the day, and this is the cause of +our interest in animals. The characteristics of species appeared already +in the representation of plants, but showed itself only in the forms; here +it becomes much more distinct, and expresses itself not only in the form, +but in the action, position, and mien, yet always merely as the character +of the species, not of the individual. This knowledge of the Ideas of +higher grades, which in painting we receive through extraneous means, we +may gain directly by the pure contemplative perception of plants, and +observation of beasts, and indeed of the latter in their free, natural, +and unrestrained state. The objective contemplation of their manifold and +marvellous forms, and of their actions and behaviour, is an instructive +lesson from the great book of nature, it is a deciphering of the true +_signatura rerum_.(53) We see in them the manifold grades and modes of the +manifestation of will, which in all beings of one and the same grade, +wills always in the same way, which objectifies itself as life, as +existence in such endless variety, and such different forms, which are all +adaptations to the different external circumstances, and may be compared +to many variations on the same theme. But if we had to communicate to the +observer, for reflection, and in a word, the explanation of their inner +nature, it would be best to make use of that Sanscrit formula which occurs +so often in the sacred books of the Hindoos, and is called Mahavakya, +i.e., the great word: "_Tat twam asi_," which means, "this living thing +art thou." + +§ 45. The great problem of historical painting and sculpture is to express +directly and for perception the Idea in which the will reaches the highest +grade of its objectification. The objective side of the pleasure afforded +by the beautiful is here always predominant, and the subjective side has +retired into the background. It is further to be observed that at the next +grade below this, animal painting, the characteristic is entirely one with +the beautiful; the most characteristic lion, wolf, horse, sheep, or ox, +was always the most beautiful also. The reason of this is that animals +have only the character of their species, no individual character. In the +representation of men the character of the species is separated from that +of the individual; the former is now called beauty (entirely in the +objective sense), but the latter retains the name, character, or +expression, and the new difficulty arises of representing both, at once +and completely, in the same individual. + +_Human beauty_ is an objective expression, which means the fullest +objectification of will at the highest grade at which it is knowable, the +Idea of man in general, completely expressed in the sensible form. But +however much the objective side of the beautiful appears here, the +subjective side still always accompanies it. And just because no object +transports us so quickly into pure æsthetic contemplation, as the most +beautiful human countenance and form, at the sight of which we are +instantly filled with unspeakable satisfaction, and raised above ourselves +and all that troubles us; this is only possible because this most distinct +and purest knowledge of will raises us most easily and quickly to the +state of pure knowing, in which our personality, our will with its +constant pain, disappears, so long as the pure æsthetic pleasure lasts. +Therefore it is that Goethe says: "No evil can touch him who looks on +human beauty; he feels himself at one with himself and with the world." +That a beautiful human form is produced by nature must be explained in +this way. At this its highest grade the will objectifies itself in an +individual; and therefore through circumstances and its own power it +completely overcomes all the hindrances and opposition which the phenomena +of the lower grades present to it. Such are the forces of nature, from +which the will must always first extort and win back the matter that +belongs to all its manifestations. Further, the phenomenon of will at its +higher grades always has multiplicity in its form. Even the tree is only a +systematic aggregate of innumerably repeated sprouting fibres. This +combination assumes greater complexity in higher forms, and the human body +is an exceedingly complex system of different parts, each of which has a +peculiar life of its own, _vita propria_, subordinate to the whole. Now +that all these parts are in the proper fashion subordinate to the whole, +and co-ordinate to each other, that they all work together harmoniously +for the expression of the whole, nothing superfluous, nothing restricted; +all these are the rare conditions, whose result is beauty, the completely +expressed character of the species. So is it in nature. But how in art? +One would suppose that art achieved the beautiful by imitating nature. But +how is the artist to recognise the perfect work which is to be imitated, +and distinguish it from the failures, if he does not anticipate the +beautiful _before experience_? And besides this, has nature ever produced +a human being perfectly beautiful in all his parts? It has accordingly +been thought that the artist must seek out the beautiful parts, +distributed among a number of different human beings, and out of them +construct a beautiful whole; a perverse and foolish opinion. For it will +be asked, how is he to know that just these forms and not others are +beautiful? We also see what kind of success attended the efforts of the +old German painters to achieve the beautiful by imitating nature. Observe +their naked figures. No knowledge of the beautiful is possible purely _a +posteriori_, and from mere experience; it is always, at least in part, _a +priori_, although quite different in kind, from the forms of the principle +of sufficient reason, of which we are conscious _a priori_. These concern +the universal form of phenomena as such, as it constitutes the possibility +of knowledge in general, the universal _how_ of all phenomena, and from +this knowledge proceed mathematics and pure natural science. But this +other kind of knowledge _a priori_, which makes it possible to express the +beautiful, concerns, not the form but the content of phenomena, not the +_how_ but the _what_ of the phenomenon. That we all recognise human beauty +when we see it, but that in the true artist this takes place with such +clearness that he shows it as he has never seen it, and surpasses nature +in his representation; this is only possible because _we ourselves are_ +the will whose adequate objectification at its highest grade is here to be +judged and discovered. Thus alone have we in fact an anticipation of that +which nature (which is just the will that constitutes our own being) +strives to express. And in the true genius this anticipation is +accompanied by so great a degree of intelligence that he recognises the +Idea in the particular thing, and thus, as it were, _understands the +half-uttered speech of nature_, and articulates clearly what she only +stammered forth. He expresses in the hard marble that beauty of form which +in a thousand attempts she failed to produce, he presents it to nature, +saying, as it were, to her, "That is what you wanted to say!" And whoever +is able to judge replies, "Yes, that is it." Only in this way was it +possible for the genius of the Greeks to find the type of human beauty and +establish it as a canon for the school of sculpture; and only by virtue of +such an anticipation is it possible for all of us to recognise beauty, +when it has actually been achieved by nature in the particular case. This +anticipation is the _Ideal_. It is the _Idea_ so far as it is known _a +priori_, at least half, and it becomes practical for art, because it +corresponds to and completes what is given _a posteriori_ through nature. +The possibility of such an anticipation of the beautiful _a priori_ in the +artist, and of its recognition _a posteriori_ by the critic, lies in the +fact that the artist and the critic are themselves the "in-itself" of +nature, the will which objectifies itself. For, as Empedocles said, like +can only be known by like: only nature can understand itself: only nature +can fathom itself: but only spirit also can understand spirit.(54) + +The opinion, which is absurd, although expressed by the Socrates of +Xenophon (Stobæi Floril, vol. ii. p. 384) that the Greeks discovered the +established ideal of human beauty empirically, by collecting particular +beautiful parts, uncovering and noting here a knee, there an arm, has an +exact parallel in the art of poetry. The view is entertained, that +Shakespeare, for example, observed, and then gave forth from his own +experience of life, the innumerable variety of the characters in his +dramas, so true, so sustained, so profoundly worked out. The impossibility +and absurdity of such an assumption need not be dwelt upon. It is obvious +that the man of genius produces the works of poetic art by means of an +anticipation of what is characteristic, just as he produces the works of +plastic and pictorial art by means of a prophetic anticipation of the +beautiful; yet both require experience as a pattern or model, for thus +alone can that which is dimly known _a priori_ be called into clear +consciousness, and an intelligent representation of it becomes possible. + +Human beauty was explained above as the fullest objectification of will at +the highest grade at which it is knowable. It expresses itself through the +form; and this lies in space alone, and has no necessary connection with +time, as, for example, motion has. Thus far then we may say: the adequate +objectification of will through a merely spatial phenomenon is beauty, in +the objective sense. A plant is nothing but such a merely spatial +phenomenon of will; for no motion, and consequently no relation to time +(regarded apart from its development), belongs to the expression of its +nature; its mere form expresses its whole being and displays it openly. +But brutes and men require, further, for the full revelation of the will +which is manifested in them, a series of actions, and thus the +manifestation in them takes on a direct relation to time. All this has +already been explained in the preceding book; it is related to what we are +considering at present in the following way. As the merely spatial +manifestation of will can objectify it fully or defectively at each +definite grade,--and it is this which constitutes beauty or ugliness,--so +the temporal objectification of will, _i.e._, the action, and indeed the +direct action, the movement, may correspond to the will, which objectifies +itself in it, purely and fully without foreign admixture, without +superfluity, without defect, only expressing exactly the act of will +determined in each case;--or the converse of all this may occur. In the +first case the movement is made with _grace_, in the second case without +it. Thus as beauty is the adequate representation of will generally, +through its merely spatial manifestation; _grace_ is the adequate +representation of will through its temporal manifestation, that is to say, +the perfectly accurate and fitting expression of each act of will, through +the movement and position which objectify it. Since movement and position +presuppose the body, Winckelmann's expression is very true and suitable, +when he says, "Grace is the proper relation of the acting person to the +action" (Works, vol. i. p. 258). It is thus evident that beauty may be +attributed to a plant, but no grace, unless in a figurative sense; but to +brutes and men, both beauty and grace. Grace consists, according to what +has been said, in every movement being performed, and every position +assumed, in the easiest, most appropriate and convenient way, and +therefore being the pure, adequate expression of its intention, or of the +act of will, without any superfluity, which exhibits itself as aimless, +meaningless bustle, or as wooden stiffness. Grace presupposes as its +condition a true proportion of all the limbs, and a symmetrical, +harmonious figure; for complete ease and evident appropriateness of all +positions and movements are only possible by means of these. Grace is +therefore never without a certain degree of beauty of person. The two, +complete and united, are the most distinct manifestation of will at the +highest grade of its objectification. + +It was mentioned above that in order rightly to portray man, it is +necessary to separate the character of the species from that of the +individual, so that to a certain extent every man expresses an Idea +peculiar to himself, as was said in the last book. Therefore the arts +whose aim is the representation of the Idea of man, have as their problem, +not only beauty, the character of the species, but also the character of +the individual, which is called, _par excellence_, _character_. But this +is only the case in so far as this character is to be regarded, not as +something accidental and quite peculiar to the man as a single individual, +but as a side of the Idea of humanity which is specially apparent in this +individual, and the representation of which is therefore of assistance in +revealing this Idea. Thus the character, although as such it is +individual, must yet be Ideal, that is, its significance in relation to +the Idea of humanity generally (the objectifying of which it assists in +its own way) must be comprehended and expressed with special prominence. +Apart from this the representation is a portrait, a copy of the individual +as such, with all his accidental qualities. And even the portrait ought to +be, as Winckelmann says, the ideal of the individual. + +That _character_ which is to be ideally comprehended, as the prominence of +a special side of the Idea of humanity, expresses itself visibly, partly +through permanent physiognomy and bodily form, partly through passing +emotion and passion, the reciprocal modification of knowing and willing by +each other, which is all exhibited in the mien and movements. Since the +individual always belongs to humanity, and, on the other hand, humanity +always reveals itself in the individual with what is indeed peculiar ideal +significance, beauty must not be destroyed by character nor character by +beauty. For if the character of the species is annulled by that of the +individual, the result is caricature; and if the character of the +individual is annulled by that of the species, the result is an absence of +meaning. Therefore the representation which aims at beauty, as sculpture +principally does, will yet always modify this (the character of the +species), in some respect, by the individual character, and will always +express the Idea of man in a definite individual manner, giving prominence +to a special side of it. For the human individual as such has to a certain +extent the dignity of a special Idea, and it is essential to the Idea of +man that it should express itself in individuals of special significance. +Therefore we find in the works of the ancients, that the beauty distinctly +comprehended by them, is not expressed in one form, but in many forms of +different character. It is always apprehended, as it were, from a +different side, and expressed in one way in Apollo, in another way in +Bacchus, in another in Hercules, in another in Antinous; indeed the +characteristic may limit the beautiful, and finally extend even to +hideousness, in the drunken Silenus, in the Faun, &c. If the +characteristic goes so far as actually to annul the character of the +species, if it extends to the unnatural, it becomes caricature. But we can +far less afford to allow grace to be interfered with by what is +characteristic than even beauty, for graceful position and movement are +demanded for the expression of the character also; but yet it must be +achieved in the way which is most fitting, appropriate, and easy for the +person. This will be observed, not only by the sculptor and the painter, +but also by every good actor; otherwise caricature will appear here also +as grimace or distortion. + +In sculpture, beauty and grace are the principal concern. The special +character of the mind, appearing in emotion, passion, alternations of +knowing and willing, which can only be represented by the expression of +the countenance and the gestures, is the peculiar sphere of _painting_. +For although eyes and colour, which lie outside the province of sculpture, +contribute much to beauty, they are yet far more essential to character. +Further, beauty unfolds itself more completely when it is contemplated +from various points of view; but the expression, the character, can only +be completely comprehended from _one_ point of view. + +Because beauty is obviously the chief aim of sculpture, Lessing tried to +explain the fact that the _Laocoon does not cry out_, by saying that +crying out is incompatible with beauty. The Laocoon formed for Lessing the +theme, or at least the text of a work of his own, and both before and +after him a great deal has been written on the subject. I may therefore be +allowed to express my views about it in passing, although so special a +discussion does not properly belong to the scheme of this work, which is +throughout concerned with what is general. + +§ 46. That Laocoon, in the celebrated group, does not cry out is obvious, +and the universal and ever-renewed surprise at this must be occasioned by +the fact that any of us would cry out if we were in his place. And nature +demands that it should be so; for in the case of the acutest physical +pain, and the sudden seizure by the greatest bodily fear, all reflection, +that might have inculcated silent endurance, is entirely expelled from +consciousness, and nature relieves itself by crying out, thus expressing +both the pain and the fear, summoning the deliverer and terrifying the +assailer. Thus Winckelmann missed the expression of crying out; but as he +wished to justify the artist he turned Laocoon into a Stoic, who +considered it beneath his dignity to cry out _secundum naturam_, but added +to his pain the useless constraint of suppressing all utterance of it. +Winckelmann therefore sees in him "the tried spirit of a great man, who +writhes in agony, and yet seeks to suppress the utterance of his feeling, +and to lock it up in himself. He does not break forth into loud cries, as +in Virgil, but only anxious sighs escape him," &c. (Works, vol. vii. p. +98, and at greater length in vol. vi. p. 104). Now Lessing criticised this +opinion of Winckelmann's in his Laocoon, and improved it in the way +mentioned above. In place of the psychological he gave the purely æsthetic +reason that beauty, the principle of ancient art, does not admit of the +expression of crying out. Another argument which he added to this, that a +merely passing state incapable of duration ought not to be represented in +motionless works of art, has a hundred examples of most excellent figures +against it, which are fixed in merely transitory movements, dancing, +wrestling, catching, &c. Indeed Goethe, in the essay on the Laocoon, which +opens the Propylaen (p. 8), holds that the choice of such a merely +fleeting movement is absolutely necessary. In our own day Hirt (Horen, +1797, tenth St.) finally decided the point, deducing everything from the +highest truth of expression, that Laocoon does not cry out, because he can +no longer do so, as he is at the point of death from choking. Lastly, +Fernow ("Römische Studien," vol. i. p. 246) expounded and weighed all +these opinions; he added, however, no new one of his own, but combined +these three eclectically. + +I cannot but wonder that such thoughtful and acute men should laboriously +bring far-fetched and insufficient reasons, should resort to psychological +and physiological arguments, to explain a matter the reason of which lies +so near at hand, and is obvious at once to the unprejudiced; and +especially I wonder that Lessing, who came so near the true explanation, +should yet have entirely missed the real point. + +Before all psychological and physiological inquiries as to whether Laocoon +would cry out in his position or not (and I certainly affirm that he +would), it must be decided as regards the group in question, that crying +out ought not to be expressed in it, for the simple reason that its +expression lies quite outside the province of sculpture. A shrieking +Laocoon could not be produced in marble, but only a figure with the mouth +open vainly endeavouring to shriek; a Laocoon whose voice has stuck in his +throat, _vox faucibus haesit_. The essence of shrieking, and consequently +its effect upon the onlooker, lies entirely in sound; not in the +distortion of the mouth. This phenomenon, which necessarily accompanies +shrieking, derives motive and justification only from the sound produced +by means of it; then it is permissible and indeed necessary, as +characteristic of the action, even though it interferes with beauty. But +in plastic art, to which the representation of shrieking is quite foreign +and impossible, it would be actual folly to represent the medium of +violent shrieking, the distorted mouth, which would disturb all the +features and the remainder of the expression; for thus at the sacrifice of +many other things the means would be represented, while its end, the +shrieking itself, and its effect upon our feelings, would be left out. Nay +more, there would be produced the spectacle of a continuous effort without +effect, which is always ridiculous, and may really be compared to what +happened when some one for a joke stopped the horn of a night watchman +with wax while he was asleep, and then awoke him with the cry of fire, and +amused himself by watching his vain endeavours to blow the horn. When, on +the other hand, the expression of shrieking lies in the province of poetic +or histrionic art, it is quite admissible, because it helps to express the +truth, _i.e._, the complete expression of the Idea. Thus it is with +poetry, which claims the assistance of the imagination of the reader, in +order to enable it to represent things perceptibly. Therefore Virgil makes +Laocoon cry out like the bellowing of an ox that has broken loose after +being struck by the axe; and Homer (Il. xx. 48-53) makes Mars and Minerva +shriek horribly, without derogating from their divine dignity or beauty. +The same with acting; Laocoon on the stage would certainly have to shriek. +Sophocles makes Philoctetus cry out, and, on the ancient stage at any +rate, he must actually have done so. As a case in point, I remember having +seen in London the great actor Kemble play in a piece called Pizarro, +translated from the German. He took the part of the American, a +half-savage, but of very noble character. When he was wounded he cried out +loudly and wildly, which had a great and admirable effect, for it was +exceedingly characteristic and therefore assisted the truth of the +representation very much. On the other hand, a painted or sculptured model +of a man shrieking, would be much more absurd than the painted music which +is censured in Goethe's Propylaen. For shrieking does far more injury to +the expression and beauty of the whole than music, which at the most only +occupies the hands and arms, and is to be looked upon as an occupation +characteristic of the person; indeed thus far it may quite rightly be +painted, as long as it demands no violent movement of the body, or +distortion of the mouth: for example, St. Cecilia at the organ, Raphael's +violin-player in the Sciarra Gallery at Rome, and others. Since then, on +account of the limits of the art, the pain of Laocoon must not be +expressed by shrieking, the artist was obliged to employ every other +expression of pain; this he has done in the most perfect manner, as is +ably described by Winckelmann (Works, vol. vi. p. 104), whose admirable +account thus retains its full value and truth, as soon as we abstract from +the stoical view which underlies it.(55) + +§ 47. Because beauty accompanied with grace is the principal object of +sculpture, it loves nakedness, and allows clothing only so far as it does +not conceal the form. It makes use of drapery, not as a covering, but as a +means of exhibiting the form, a method of exposition that gives much +exercise to the understanding, for it can only arrive at a perception of +the cause, the form of the body, through the only directly given effect, +the drapery. Thus to a certain extent drapery is in sculpture what +fore-shortening is in painting. Both are suggestions, yet not symbolical, +but such that, if they are successful, they force the understanding +directly to perceive what is suggested, just as if it were actually given. + +I may be allowed, in passing, to insert here a comparison that is very +pertinent to the arts we are discussing. It is this: as the beautiful +bodily form is seen to the greatest advantage when clothed in the lightest +way, or indeed without any clothing at all, and therefore a very handsome +man, if he had also taste and the courage to follow it, would go about +almost naked, clothed only after the manner of the ancients; so every one +who possesses a beautiful and rich mind will always express himself in the +most natural, direct, and simple way, concerned, if it be possible, to +communicate his thoughts to others, and thus relieve the loneliness that +he must feel in such a world as this. And conversely, poverty of mind, +confusion, and perversity of thought, will clothe itself in the most +far-fetched expressions and the obscurest forms of speech, in order to +wrap up in difficult and pompous phraseology small, trifling, insipid, or +commonplace thoughts; like a man who has lost the majesty of beauty, and +trying to make up for the deficiency by means of clothing, seeks to hide +the insignificance or ugliness of his person under barbaric finery, +tinsel, feathers, ruffles, cuffs, and mantles. Many an author, if +compelled to translate his pompous and obscure book into its little clear +content, would be as utterly spoilt as this man if he had to go naked. + +§ 48. _Historical painting_ has for its principal object, besides beauty +and grace, character. By character we mean generally, the representation +of will at the highest grade of its objectification, when the individual, +as giving prominence to a particular side of the Idea of humanity, has +special significance, and shows this not merely by his form, but makes it +visible in his bearing and occupation, by action of every kind, and the +modifications of knowing and willing that occasion and accompany it. The +Idea of man must be exhibited in these circumstances, and therefore the +unfolding of its many-sidedness must be brought before our eyes by means +of representative individuals, and these individuals can only be made +visible in their significance through various scenes, events, and actions. +This is the endless problem of the historical painter, and he solves it by +placing before us scenes of life of every kind, of greater or less +significance. No individual and no action can be without significance; in +all and through all the Idea of man unfolds itself more and more. +Therefore no event of human life is excluded from the sphere of painting. +It is thus a great injustice to the excellent painters of the Dutch +school, to prize merely their technical skill, and to look down upon them +in other respects, because, for the most part, they represent objects of +common life, whereas it is assumed that only the events of the history of +the world, or the incidents of biblical story, have significance. We ought +first to bethink ourselves that the inward significance of an action is +quite different from its outward significance, and that these are often +separated from each other. The outward significance is the importance of +an action in relation to its result for and in the actual world; thus +according to the principle of sufficient reason. The inward significance +is the depth of the insight into the Idea of man which it reveals, in that +it brings to light sides of that Idea which rarely appear, by making +individuals who assert themselves distinctly and decidedly, disclose their +peculiar characteristics by means of appropriately arranged circumstances. +Only the inward significance concerns art; the outward belongs to history. +They are both completely independent of each other; they may appear +together, but may each appear alone. An action which is of the highest +significance for history may in inward significance be a very ordinary and +common one; and conversely, a scene of ordinary daily life may be of great +inward significance, if human individuals, and the inmost recesses of +human action and will, appear in it in a clear and distinct light. +Further, the outward and the inward significance of a scene may be equal +and yet very different. Thus, for example, it is all the same, as far as +inward significance is concerned, whether ministers discuss the fate of +countries and nations over a map, or boors wrangle in a beer-house over +cards and dice, just as it is all the same whether we play chess with +golden or wooden pieces. But apart from this, the scenes and events that +make up the life of so many millions of men, their actions, their sorrows, +their joys, are on that account important enough to be the object of art, +and by their rich variety they must afford material enough for unfolding +the many-sided Idea of man. Indeed the very transitoriness of the moment +which art has fixed in such a picture (now called _genre_-painting) +excites a slight and peculiar sensation; for to fix the fleeting, +ever-changing world in the enduring picture of a single event, which yet +represents the whole, is an achievement of the art of painting by which it +seems to bring time itself to a standstill, for it raises the individual +to the Idea of its species. Finally, the historical and outwardly +significant subjects of painting have often the disadvantage that just +what is significant in them cannot be presented to perception, but must be +arrived at by thought. In this respect the nominal significance of the +picture must be distinguished from its real significance. The former is +the outward significance, which, however, can only be reached as a +conception; the latter is that side of the Idea of man which is made +visible to the onlooker in the picture. For example, Moses found by the +Egyptian princess is the nominal significance of a painting; it represents +a moment of the greatest importance in history; the real significance, on +the other hand, that which is really given to the onlooker, is a foundling +child rescued from its floating cradle by a great lady, an incident which +may have happened more than once. The costume alone can here indicate the +particular historical case to the learned; but the costume is only of +importance to the nominal significance, and is a matter of indifference to +the real significance; for the latter knows only the human being as such, +not the arbitrary forms. Subjects taken from history have no advantage +over those which are taken from mere possibility, and which are therefore +to be called, not individual, but merely general. For what is peculiarly +significant in the former is not the individual, not the particular event +as such, but the universal in it, the side of the Idea of humanity which +expresses itself through it. But, on the other hand, definite historical +subjects are not on this account to be rejected, only the really artistic +view of such subjects, both in the painter and in the beholder, is never +directed to the individual particulars in them, which properly constitute +the historical, but to the universal which expresses itself in them, to +the Idea. And only those historical subjects are to be chosen the chief +point of which can actually be represented, and not merely arrived at by +thought, otherwise the nominal significance is too remote from the real; +what is merely thought in connection with the picture becomes of most +importance, and interferes with what is perceived. If even on the stage it +is not right that the chief incident of the plot should take place behind +the scenes (as in French tragedies), it is clearly a far greater fault in +a picture. Historical subjects are distinctly disadvantageous only when +they confine the painter to a field which has not been chosen for artistic +but for other reasons, and especially when this field is poor in +picturesque and significant objects--if, for example, it is the history of +a small, isolated, capricious, hierarchical (_i.e._, ruled by error), +obscure people, like the Jews, despised by the great contemporary nations +of the East and the West. Since the wandering of the tribes lies between +us and all ancient nations, as the change of the bed of the ocean lies +between the earth's surface as it is to-day and as it was when those +organisations existed which we only know from fossil remains, it is to be +regarded generally as a great misfortune that the people whose culture was +to be the principal basis of our own were not the Indians or the Greeks, +or even the Romans, but these very Jews. But it was especially a great +misfortune for the Italian painters of genius in the fifteenth and +sixteenth centuries that, in the narrow sphere to which they were +arbitrarily driven for the choice of subjects, they were obliged to have +recourse to miserable beings of every kind. For the New Testament, as +regards its historical part, is almost more unsuitable for painting than +the Old, and the subsequent history of martyrs and doctors of the church +is a very unfortunate subject. Yet of the pictures, whose subject is the +history or mythology of Judaism and Christianity, we must carefully +distinguish those in which the peculiar, _i.e._, the ethical spirit of +Christianity is revealed for perception, by the representation of men who +are full of this spirit. These representations are in fact the highest and +most admirable achievements of the art of painting; and only the greatest +masters of this art succeeded in this, particularly Raphael and Correggio, +and especially in their earlier pictures. Pictures of this kind are not +properly to be classed as historical: for, as a rule, they represent no +event, no action; but are merely groups of saints, with the Saviour +himself, often still a child, with His mother, angels, &c. In their +countenances, and especially in the eyes, we see the expression, the +reflection, of the completest knowledge, that which is not directed to +particular things, but has fully grasped the Ideas, and thus the whole +nature of the world and life. And this knowledge in them, reacting upon +the will, does not, like other knowledge, convey _motives_ to it, but on +the contrary has become a _quieter_ of all will, from which proceeded the +complete resignation, which is the innermost spirit of Christianity, as of +the Indian philosophy; the surrender of all volition, conversion, the +suppression of will, and with it of the whole inner being of this world, +that is to say, salvation. Thus these masters of art, worthy of eternal +praise, expressed perceptibly in their works the highest wisdom. And this +is the summit of all art. It has followed the will in its adequate +objectivity, the Ideas, through all its grades, in which it is affected +and its nature unfolded in so many ways, first by causes, then by stimuli, +and finally by motives. And now art ends with the representation of the +free self-suppression of will, by means of the great peace which it gains +from the perfect knowledge of its own nature.(56) + +§ 49. The truth which lies at the foundation of all that we have hitherto +said about art, is that the object of art, the representation of which is +the aim of the artist, and the knowledge of which must therefore precede +his work as its germ and source, is an Idea in Plato's sense, and never +anything else; not the particular thing, the object of common +apprehension, and not the concept, the object of rational thought and of +science. Although the Idea and the concept have something in common, +because both represent as unity a multiplicity of real things; yet the +great difference between them has no doubt been made clear and evident +enough by what we have said about concepts in the first book, and about +Ideas in this book. I by no means wish to assert, however, that Plato +really distinctly comprehended this difference; indeed many of his +examples of Ideas, and his discussions of them, are applicable only to +concepts. Meanwhile we leave this question alone and go on our own way, +glad when we come upon traces of any great and noble mind, yet not +following his footsteps but our own aim. The _concept_ is abstract, +discursive, undetermined within its own sphere, only determined by its +limits, attainable and comprehensible by him who has only reason, +communicable by words without any other assistance, entirely exhausted by +its definition. The _Idea_ on the contrary, although defined as the +adequate representative of the concept, is always object of perception, +and although representing an infinite number of particular things, is yet +thoroughly determined. It is never known by the individual as such, but +only by him who has raised himself above all willing and all individuality +to the pure subject of knowing. Thus it is only attainable by the man of +genius, and by him who, for the most part through the assistance of the +works of genius, has reached an exalted frame of mind, by increasing his +power of pure knowing. It is therefore not absolutely but only +conditionally communicable, because the Idea, comprehended and repeated in +the work of art, appeals to every one only according to the measure of his +own intellectual worth. So that just the most excellent works of every +art, the noblest productions of genius, must always remain sealed books to +the dull majority of men, inaccessible to them, separated from them by a +wide gulf, just as the society of princes is inaccessible to the common +people. It is true that even the dullest of them accept on authority +recognisedly great works, lest otherwise they should argue their own +incompetence; but they wait in silence, always ready to express their +condemnation, as soon as they are allowed to hope that they may do so +without being left to stand alone; and then their long-restrained hatred +against all that is great and beautiful, and against the authors of it, +gladly relieves itself; for such things never appealed to them, and for +that very reason were humiliating to them. For as a rule a man must have +worth in himself in order to recognise it and believe in it willingly and +freely in others. On this rests the necessity of modesty in all merit, and +the disproportionately loud praise of this virtue, which alone of all its +sisters is always included in the eulogy of every one who ventures to +praise any distinguished man, in order to appease and quiet the wrath of +the unworthy. What then is modesty but hypocritical humility, by means of +which, in a world swelling with base envy, a man seeks to obtain pardon +for excellences and merits from those who have none? For whoever +attributes to himself no merits, because he actually has none, is not +modest but merely honest. + +The _Idea_ is the unity that falls into multiplicity on account of the +temporal and spatial form of our intuitive apprehension; the _concept_, on +the contrary, is the unity reconstructed out of multiplicity by the +abstraction of our reason; the latter may be defined as _unitas post rem_, +the former as _unitas ante rem_. Finally, we may express the distinction +between the Idea and the concept, by a comparison, thus: the _concept_ is +like a dead receptacle, in which, whatever has been put, actually lies +side by side, but out of which no more can be taken (by analytical +judgment) than was put in (by synthetical reflection); the (Platonic) +_Idea_, on the other hand, develops, in him who has comprehended it, ideas +which are new as regards the concept of the same name; it resembles a +living organism, developing itself and possessed of the power of +reproduction, which brings forth what was not put into it. + +It follows from all that has been said, that the concept, useful as it is +in life, and serviceable, necessary and productive as it is in science, is +yet always barren and unfruitful in art. The comprehended Idea, on the +contrary, is the true and only source of every work of art. In its +powerful originality it is only derived from life itself, from nature, +from the world, and that only by the true genius, or by him whose +momentary inspiration reaches the point of genius. Genuine and immortal +works of art spring only from such direct apprehension. Just because the +Idea is and remains object of perception, the artist is not conscious in +the abstract of the intention and aim of his work; not a concept, but an +Idea floats before his mind; therefore he can give no justification of +what he does. He works, as people say, from pure feeling, and +unconsciously, indeed instinctively. On the contrary, imitators, +mannerists, _imitatores, servum pecus_, start, in art, from the concept; +they observe what pleases and affects us in true works of art; understand +it clearly, fix it in a concept, and thus abstractly, and then imitate it, +openly or disguisedly, with dexterity and intentionally. They suck their +nourishment, like parasite plants, from the works of others, and like +polypi, they become the colour of their food. We might carry comparison +further, and say that they are like machines which mince fine and mingle +together whatever is put into them, but can never digest it, so that the +different constituent parts may always be found again if they are sought +out and separated from the mixture; the man of genius alone resembles the +organised, assimilating, transforming and reproducing body. For he is +indeed educated and cultured by his predecessors and their works; but he +is really fructified only by life and the world directly, through the +impression of what he perceives; therefore the highest culture never +interferes with his originality. All imitators, all mannerists, apprehend +in concepts the nature of representative works of art; but concepts can +never impart inner life to a work. The age, _i.e._, the dull multitude of +every time, knows only concepts, and sticks to them, and therefore +receives mannered works of art with ready and loud applause: but after a +few years these works become insipid, because the spirit of the age, +_i.e._, the prevailing concepts, in which alone they could take root, have +changed. Only true works of art, which are drawn directly from nature and +life, have eternal youth and enduring power, like nature and life +themselves. For they belong to no age, but to humanity, and as on that +account they are coldly received by their own age, to which they disdain +to link themselves closely, and because indirectly and negatively they +expose the existing errors, they are slowly and unwillingly recognised; on +the other hand, they cannot grow old, but appear to us ever fresh and new +down to the latest ages. Then they are no longer exposed to neglect and +ignorance, for they are crowned and sanctioned by the praise of the few +men capable of judging, who appear singly and rarely in the course of +ages,(57) and give in their votes, whose slowly growing number constitutes +the authority, which alone is the judgment-seat we mean when we appeal to +posterity. It is these successively appearing individuals, for the mass of +posterity will always be and remain just as perverse and dull as the mass +of contemporaries always was and always is. We read the complaints of +great men in every century about the customs of their age. They always +sound as if they referred to our own age, for the race is always the same. +At every time and in every art, mannerisms have taken the place of the +spirit, which was always the possession of a few individuals, but +mannerisms are just the old cast-off garments of the last manifestation of +the spirit that existed and was recognised. From all this it appears that, +as a rule, the praise of posterity can only be gained at the cost of the +praise of one's contemporaries, and _vice versa_.(58) + +§ 50. If the aim of all art is the communication of the comprehended Idea, +which through the mind of the artist appears in such a form that it is +purged and isolated from all that is foreign to it, and may now be grasped +by the man of weaker comprehension and no productive faculty; if further, +it is forbidden in art to start from the concept, we shall not be able to +consent to the intentional and avowed employment of a work of art for the +expression of a concept; this is the case in the _Allegory_. An allegory +is a work of art which means something different from what it represents. +But the object of perception, and consequently also the Idea, expresses +itself directly and completely, and does not require the medium of +something else which implies or indicates it. Thus, that which in this way +is indicated and represented by something entirely different, because it +cannot itself be made object of perception, is always a concept. Therefore +through the allegory a conception has always to be signified, and +consequently the mind of the beholder has to be drawn away from the +expressed perceptible idea to one which is entirely different, abstract +and not perceptible, and which lies quite outside the work of art. The +picture or statue is intended to accomplish here what is accomplished far +more fully by a book. Now, what we hold is the end of art, representation +of a perceivable, comprehensible Idea, is not here the end. No great +completeness in the work of art is demanded for what is aimed at here. It +is only necessary that we should see what the thing is meant to be, for, +as soon as this has been discovered, the end is reached, and the mind is +now led away to quite a different kind of idea to an abstract conception, +which is the end that was in view. Allegories in plastic and pictorial art +are, therefore, nothing but hieroglyphics; the artistic value which they +may have as perceptible representations, belongs to them not as +allegories, but otherwise. That the "Night" of Correggio, the "Genius of +Fame" of Hannibal Caracci, and the "Hours" of Poussin, are very beautiful +pictures, is to be separated altogether from the fact that they are +allegories. As allegories they do not accomplish more than a legend, +indeed rather less. We are here again reminded of the distinction drawn +above between the real and the nominal significance of a picture. The +nominal is here the allegorical as such, for example, the "Genius of +Fame." The real is what is actually represented, in this case a beautiful +winged youth, surrounded by beautiful boys; this expresses an Idea. But +this real significance affects us only so long as we forget the nominal, +allegorical significance; if we think of the latter, we forsake the +perception, and the mind is occupied with an abstract conception; but the +transition from the Idea to the conception is always a fall. Indeed, that +nominal significance, that allegorical intention, often injures the real +significance, the perceptible truth. For example, the unnatural light in +the "Night" of Correggio, which, though beautifully executed, has yet a +merely allegorical motive, and is really impossible. If then an +allegorical picture has artistic value, it is quite separate from and +independent of what it accomplishes as allegory. Such a work of art serves +two ends at once, the expression of a conception and the expression of an +Idea. Only the latter can be an end of art; the other is a foreign end, +the trifling amusement of making a picture also do service as a legend, as +a hieroglyphic, invented for the pleasure of those to whom the true nature +of art can never appeal. It is the same thing as when a work of art is +also a useful implement of some kind, in which case it also serves two +ends; for example, a statue which is at the same time a candelabrum or a +caryatide; or a bas-relief, which is also the shield of Achilles. True +lovers of art will allow neither the one nor the other. It is true that an +allegorical picture may, because of this quality, produce a vivid +impression upon the feelings; but when this is the case, a legend would +under the same circumstances produce the same effect. For example, if the +desire of fame were firmly and lastingly rooted in the heart of a man, +because he regarded it as his rightful possession, which is only withheld +from him so long as he has not produced the charter of his ownership; and +if the Genius of Fame, with his laurel crown, were to appear to such a +man, his whole mind would be excited, and his powers called into activity; +but the same effect would be produced if he were suddenly to see the word +"fame," in large distinct letters on the wall. Or if a man has made known +a truth, which is of importance either as a maxim for practical life, or +as insight for science, but it has not been believed; an allegorical +picture representing time as it lifts the veil, and discloses the naked +figure of Truth, will affect him powerfully; but the same effect would be +produced by the legend: "_Le temps découvre la vérité._" For what really +produces the effect here is the abstract thought, not the object of +perception. + +If then, in accordance with what has been said, allegory in plastic and +pictorial art is a mistaken effort, serving an end which is entirely +foreign to art, it becomes quite unbearable when it leads so far astray +that the representation of forced and violently introduced subtilties +degenerates into absurdity. Such, for example, is a tortoise, to represent +feminine seclusion; the downward glance of Nemesis into the drapery of her +bosom, signifying that she can see into what is hidden; the explanation of +Bellori that Hannibal Carracci represents voluptuousness clothed in a +yellow robe, because he wishes to indicate that her lovers soon fade and +become yellow as straw. If there is absolutely no connection between the +representation and the conception signified by it, founded on subsumption +under the concept, or association of Ideas; but the signs and the things +signified are combined in a purely conventional manner, by positive, +accidentally introduced laws; then I call this degenerate kind of allegory +_Symbolism_. Thus the rose is the symbol of secrecy, the laurel is the +symbol of fame, the palm is the symbol of peace, the scallop-shell is the +symbol of pilgrimage, the cross is the symbol of the Christian religion. +To this class also belongs all significance of mere colour, as yellow is +the colour of falseness, and blue is the colour of fidelity. Such symbols +may often be of use in life, but their value is foreign to art. They are +simply to be regarded as hieroglyphics, or like Chinese word-writing, and +really belong to the same class as armorial bearings, the bush that +indicates a public-house, the key of the chamberlain, or the leather of +the mountaineer. If, finally, certain historical or mythical persons, or +personified conceptions, are represented by certain fixed symbols, these +are properly called _emblems_. Such are the beasts of the Evangelist, the +owl of Minerva, the apple of Paris, the Anchor of Hope, &c. For the most +part, however, we understand by emblems those simple allegorical +representations explained by a motto, which are meant to express a moral +truth, and of which large collections have been made by J. Camerarius, +Alciatus, and others. They form the transition to poetical allegory, of +which we shall have more to say later. Greek sculpture devotes itself to +the perception, and therefore it is _æsthetical_; Indian sculpture devotes +itself to the conception, and therefore it is merely _symbolical_. + +This conclusion in regard to allegory, which is founded on our +consideration of the nature of art and quite consistent with it, is +directly opposed to the opinion of Winckelmann, who, far from explaining +allegory, as we do, as something quite foreign to the end of art, and +often interfering with it, always speaks in favour of it, and indeed +(Works, vol. i. p. 55) places the highest aim of art in the +"representation of universal conceptions, and non-sensuous things." We +leave it to every one to adhere to whichever view he pleases. Only the +truth became very clear to me from these and similar views of Winckelmann +connected with his peculiar metaphysic of the beautiful, that one may have +the greatest susceptibility for artistic beauty, and the soundest judgment +in regard to it, without being able to give an abstract and strictly +philosophical justification of the nature of the beautiful; just as one +may be very noble and virtuous, and may have a tender conscience, which +decides with perfect accuracy in particular cases, without on that account +being in a position to investigate and explain in the abstract the ethical +significance of action. + +Allegory has an entirely different relation to poetry from that which it +has to plastic and pictorial art, and although it is to be rejected in the +latter, it is not only permissible, but very serviceable to the former. +For in plastic and pictorial art it leads away from what is perceptibly +given, the proper object of all art, to abstract thoughts; but in poetry +the relation is reversed; for here what is directly given in words is the +concept, and the first aim is to lead from this to the object of +perception, the representation of which must be undertaken by the +imagination of the hearer. If in plastic and pictorial art we are led from +what is immediately given to something else, this must always be a +conception, because here only the abstract cannot be given directly; but a +conception must never be the source, and its communication must never be +the end of a work of art. In poetry, on the contrary, the conception is +the material, the immediately given, and therefore we may very well leave +it, in order to call up perceptions which are quite different, and in +which the end is reached. Many a conception or abstract thought may be +quite indispensable to the connection of a poem, which is yet, in itself +and directly, quite incapable of being perceived; and then it is often +made perceptible by means of some example which is subsumed under it. This +takes place in every trope, every metaphor, simile, parable, and allegory, +all of which differ only in the length and completeness of their +expression. Therefore, in the arts which employ language as their medium, +similes and allegories are of striking effect. How beautifully Cervantes +says of sleep in order to express the fact that it frees us from all +spiritual and bodily suffering, "It is a mantle that covers all mankind." +How beautifully Kleist expresses allegorically the thought that +philosophers and men of science enlighten mankind, in the line, "Those +whose midnight lamp lights the world." How strongly and sensuously Homer +describes the harmful Ate when he says: "She has tender feet, for she +walks not on the hard earth, but treads on the heads of men" (Il. xix. +91.) How forcibly we are struck by Menenius Agrippa's fable of the belly +and the limbs, addressed to the people of Rome when they seceded. How +beautifully Plato's figure of the Cave, at the beginning of the seventh +book of the "Republic" to which we have already referred, expresses a very +abstract philosophical dogma. The fable of Persephone is also to be +regarded as a deeply significant allegory of philosophical tendency, for +she became subject to the nether world by tasting a pomegranate. This +becomes peculiarly enlightening from Goethe's treatment of the fable, as +an episode in the _Triumph der Empfindsamkeit_, which is beyond all +praise. Three detailed allegorical works are known to me, one, open and +avowed, is the incomparable "Criticon" of Balthasar Gracian. It consists +of a great rich web of connected and highly ingenious allegories, that +serve here as the fair clothing of moral truths, to which he thus imparts +the most perceptible form, and astonishes us by the richness of his +invention. The two others are concealed allegories, "Don Quixote" and +"Gulliver's Travels." The first is an allegory of the life of every man, +who will not, like others, be careful, merely for his own welfare, but +follows some objective, ideal end, which has taken possession of his +thoughts and will; and certainly, in this world, he has then a strange +appearance. In the case of Gulliver we have only to take everything +physical as spiritual or intellectual, in order to see what the "satirical +rogue," as Hamlet would call him, meant by it. Such, then, in the poetical +allegory, the conception is always the given, which it tries to make +perceptible by means of a picture; it may sometimes be expressed or +assisted by a painted picture. Such a picture will not be regarded as a +work of art, but only as a significant symbol, and it makes no claim to +pictorial, but only to poetical worth. Such is that beautiful allegorical +vignette of Lavater's, which must be so heartening to every defender of +truth: a hand holding a light is stung by a wasp, while gnats are burning +themselves in the flame above; underneath is the motto: + + + "And although it singes the wings of the gnats, + Destroys their heads and all their little brains, + Light is still light; + And although I am stung by the angriest wasp, + I will not let it go." + + +To this class also belongs the gravestone with the burnt-out, smoking +candle, and the inscription-- + + + "When it is out, it becomes clear + Whether the candle was tallow or wax." + + +Finally, of this kind is an old German genealogical tree, in which the +last representative of a very ancient family thus expresses his +determination to live his life to the end in abstinence and perfect +chastity, and therefore to let his race die out; he represents himself at +the root of the high-branching tree cutting it over himself with shears. +In general all those symbols referred to above, commonly called emblems, +which might also be defined as short painted fables with obvious morals, +belong to this class. Allegories of this kind are always to be regarded as +belonging to poetry, not to painting, and as justified thereby; moreover, +the pictorial execution is here always a matter of secondary importance, +and no more is demanded of it than that it shall represent the thing so +that we can recognise it. But in poetry, as in plastic art, the allegory +passes into the symbol if there is merely an arbitrary connection between +what it presented to perception and the abstract significance of it. For +as all symbolism rests, at bottom, on an agreement, the symbol has this +among other disadvantages, that in time its meaning is forgotten, and then +it is dumb. Who would guess why the fish is a symbol of Christianity if he +did not know? Only a Champollion; for it is entirely a phonetic +hieroglyphic. Therefore, as a poetical allegory, the Revelation of John +stands much in the same position as the reliefs with _Magnus Deus sol +Mithra_, which are still constantly being explained. + +§ 51. If now, with the exposition which has been given of art in general, +we turn from plastic and pictorial art to poetry, we shall have no doubt +that its aim also is the revelation of the Ideas, the grades of the +objectification of will, and the communication of them to the hearer with +the distinctness and vividness with which the poetical sense comprehends +them. Ideas are essentially perceptible; if, therefore, in poetry only +abstract conceptions are directly communicated through words, it is yet +clearly the intention to make the hearer perceive the Ideas of life in the +representatives of these conceptions, and this can only take place through +the assistance of his own imagination. But in order to set the imagination +to work for the accomplishment of this end, the abstract conceptions, +which are the immediate material of poetry as of dry prose, must be so +arranged that their spheres intersect each other in such a way that none +of them can remain in its abstract universality; but, instead of it, a +perceptible representative appears to the imagination; and this is always +further modified by the words of the poet according to what his intention +may be. As the chemist obtains solid precipitates by combining perfectly +clear and transparent fluids; the poet understands how to precipitate, as +it were, the concrete, the individual, the perceptible idea, out of the +abstract and transparent universality of the concepts by the manner in +which he combines them. For the Idea can only be known by perception; and +knowledge of the Idea is the end of art. The skill of a master, in poetry +as in chemistry, enables us always to obtain the precise precipitate we +intended. This end is assisted by the numerous epithets in poetry, by +means of which the universality of every concept is narrowed more and more +till we reach the perceptible. Homer attaches to almost every substantive +an adjective, whose concept intersects and considerably diminishes the +sphere of the concept of the substantive, which is thus brought so much +the nearer to perception: for example-- + + + "{~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK KORONIS~} {~GREEK CAPITAL LETTER OMEGA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ETA WITH DASIA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}, + {~GREEK CAPITAL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}." + + ("Occidit vero in Oceanum splendidum lumen solis, + Trahens noctem nigram super almam terram.") + + +And-- + + + "Where gentle winds from the blue heavens sigh, + There stand the myrtles still, the laurel high,"-- + + +calls up before the imagination by means of a few concepts the whole +delight of a southern clime. + +Rhythm and rhyme are quite peculiar aids to poetry. I can give no other +explanation of their incredibly powerful effect than that our faculties of +perception have received from time, to which they are essentially bound, +some quality on account of which we inwardly follow, and, as it were, +consent to each regularly recurring sound. In this way rhythm and rhyme +are partly a means of holding our attention, because we willingly follow +the poem read, and partly they produce in us a blind consent to what is +read prior to any judgment, and this gives the poem a certain emphatic +power of convincing independent of all reasons. + +From the general nature of the material, that is, the concepts, which +poetry uses to communicate the Ideas, the extent of its province is very +great. The whole of nature, the Ideas of all grades, can be represented by +means of it, for it proceeds according to the Idea it has to impart, so +that its representations are sometimes descriptive, sometimes narrative, +and sometimes directly dramatic. If, in the representation of the lower +grades of the objectivity of will, plastic and pictorial art generally +surpass it, because lifeless nature, and even brute nature, reveals almost +its whole being in a single well-chosen moment; man, on the contrary, so +far as he does not express himself by the mere form and expression of his +person, but through a series of actions and the accompanying thoughts and +emotions, is the principal object of poetry, in which no other art can +compete with it, for here the progress or movement which cannot be +represented in plastic or pictorial art just suits its purpose. + +The revelation of the Idea, which is the highest grade of the objectivity +of will, the representation of man in the connected series of his efforts +and actions, is thus the great problem of poetry. It is true that both +experience and history teach us to know man; yet oftener men than man, +_i.e._, they give us empirical notes of the behaviour of men to each +other, from which we may frame rules for our own conduct, oftener than +they afford us deep glimpses of the inner nature of man. The latter +function, however, is by no means entirely denied them; but as often as it +is the nature of mankind itself that discloses itself to us in history or +in our own experience, we have comprehended our experience, and the +historian has comprehended history, with artistic eyes, poetically, +_i.e._, according to the Idea, not the phenomenon, in its inner nature, +not in its relations. Our own experience is the indispensable condition of +understanding poetry as of understanding history; for it is, so to speak, +the dictionary of the language that both speak. But history is related to +poetry as portrait-painting is related to historical painting; the one +gives us the true in the individual, the other the true in the universal; +the one has the truth of the phenomenon, and can therefore verify it from +the phenomenal, the other has the truth of the Idea, which can be found in +no particular phenomenon, but yet speaks to us from them all. The poet +from deliberate choice represents significant characters in significant +situations; the historian takes both as they come. Indeed, he must regard +and select the circumstances and the persons, not with reference to their +inward and true significance, which expresses the Idea, but according to +the outward, apparent, and relatively important significance with regard +to the connection and the consequences. He must consider nothing in and +for itself in its essential character and expression, but must look at +everything in its relations, in its connection, in its influence upon what +follows, and especially upon its own age. Therefore he will not overlook +an action of a king, though of little significance, and in itself quite +common, because it has results and influence. And, on the other hand, +actions of the highest significance of particular and very eminent +individuals are not to be recorded by him if they have no consequences. +For his treatment follows the principle of sufficient reason, and +apprehends the phenomenon, of which this principle is the form. But the +poet comprehends the Idea, the inner nature of man apart from all +relations, outside all time, the adequate objectivity of the +thing-in-itself, at its highest grade. Even in that method of treatment +which is necessary for the historian, the inner nature and significance of +the phenomena, the kernel of all these shells, can never be entirely lost. +He who seeks for it, at any rate, may find it and recognise it. Yet that +which is significant in itself, not in its relations, the real unfolding +of the Idea, will be found far more accurately and distinctly in poetry +than in history, and, therefore, however paradoxical it may sound, far +more really genuine inner truth is to be attributed to poetry than to +history. For the historian must accurately follow the particular event +according to life, as it develops itself in time in the manifold tangled +chains of causes and effects. It is, however, impossible that he can have +all the data for this; he cannot have seen all and discovered all. He is +forsaken at every moment by the original of his picture, or a false one +substitutes itself for it, and this so constantly that I think I may +assume that in all history the false outweighs the true. The poet, on the +contrary, has comprehended the Idea of man from some definite side which +is to be represented; thus it is the nature of his own self that +objectifies itself in it for him. His knowledge, as we explained above +when speaking of sculpture, is half _a priori_; his ideal stands before +his mind firm, distinct, brightly illuminated, and cannot forsake him; +therefore he shows us, in the mirror of his mind, the Idea pure and +distinct, and his delineation of it down to the minutest particular is +true as life itself.(59) The great ancient historians are, therefore, in +those particulars in which their data fail them, for example, in the +speeches of their heroes--poets; indeed their whole manner of handling +their material approaches to the epic. But this gives their +representations unity, and enables them to retain inner truth, even when +outward truth was not accessible, or indeed was falsified. And as we +compared history to portrait-painting, in contradistinction to poetry, +which corresponds to historical painting, we find that Winckelmann's +maxim, that the portrait ought to be the ideal of the individual, was +followed by the ancient historians, for they represent the individual in +such a way as to bring out that side of the Idea of man which is expressed +in it. Modern historians, on the contrary, with few exceptions, give us in +general only "a dust-bin and a lumber-room, and at the most a chronicle of +the principal political events." Therefore, whoever desires to know man in +his inner nature, identical in all its phenomena and developments, to know +him according to the Idea, will find that the works of the great, immortal +poet present a far truer, more distinct picture, than the historians can +ever give. For even the best of the historians are, as poets, far from the +first; and moreover their hands are tied. In this aspect the relation +between the historian and the poet may be illustrated by the following +comparison. The mere, pure historian, who works only according to data, is +like a man, who without any knowledge of mathematics, has investigated the +relations of certain figures, which he has accidentally found, by +measuring them; and the problem thus empirically solved is affected of +course by all the errors of the drawn figure. The poet, on the other hand, +is like the mathematician, who constructs these relations _a priori_ in +pure perception, and expresses them not as they actually are in the drawn +figure, but as they are in the Idea, which the drawing is intended to +render for the senses. Therefore Schiller says:-- + + + "What has never anywhere come to pass, + That alone never grows old." + + +Indeed I must attribute greater value to biographies, and especially to +autobiographies, in relation to the knowledge of the nature of man, than +to history proper, at least as it is commonly handled. Partly because in +the former the data can be collected more accurately and completely than +in the latter; partly, because in history proper, it is not so much men as +nations and heroes that act, and the individuals who do appear, seem so +far off, surrounded with such pomp and circumstance, clothed in the stiff +robes of state, or heavy, inflexible armour, that it is really hard +through all this to recognise the human movements. On the other hand, the +life of the individual when described with truth, in a narrow sphere, +shows the conduct of men in all its forms and subtilties, the excellence, +the virtue, and even holiness of a few, the perversity, meanness, and +knavery of most, the dissolute profligacy of some. Besides, in the only +aspect we are considering here, that of the inner significance of the +phenomenal, it is quite the same whether the objects with which the action +is concerned, are, relatively considered, trifling or important, +farm-houses or kingdoms: for all these things in themselves are without +significance, and obtain it only in so far as the will is moved by them. +The motive has significance only through its relation to the will, while +the relation which it has as a thing to other things like itself, does not +concern us here. As a circle of one inch in diameter, and a circle of +forty million miles in diameter, have precisely the same geometrical +properties, so are the events and the history of a village and a kingdom +essentially the same; and we may study and learn to know mankind as well +in the one as in the other. It is also a mistake to suppose that +autobiographies are full of deceit and dissimulation. On the contrary, +lying (though always possible) is perhaps more difficult there than +elsewhere. Dissimulation is easiest in mere conversation; indeed, though +it may sound paradoxical, it is really more difficult even in a letter. +For in the case of a letter the writer is alone, and looks into himself, +and not out on the world, so that what is strange and distant does not +easily approach him; and he has not the test of the impression made upon +another before his eyes. But the receiver of the letter peruses it quietly +in a mood unknown to the writer, reads it repeatedly and at different +times, and thus easily finds out the concealed intention. We also get to +know an author as a man most easily from his books, because all these +circumstances act here still more strongly and permanently. And in an +autobiography it is so difficult to dissimulate, that perhaps there does +not exist a single one that is not, as a whole, more true, than any +history that ever was written. The man who writes his own life surveys it +as a whole, the particular becomes small, the near becomes distant, the +distant becomes near again, the motives that influenced him shrink; he +seats himself at the confessional, and has done so of his own free will; +the spirit of lying does not so easily take hold of him here, for there is +also in every man an inclination to truth which has first to be overcome +whenever he lies, and which here has taken up a specially strong position. +The relation between biography and the history of nations may be made +clear for perception by means of the following comparison: History shows +us mankind as a view from a high mountain shows us nature; we see much at +a time, wide stretches, great masses, but nothing is distinct nor +recognisable in all the details of its own peculiar nature. On the other +hand, the representation of the life of the individual shows us the man, +as we see nature if we go about among her trees, plants, rocks, and +waters. But in landscape-painting, in which the artist lets us look at +nature with his eyes, the knowledge of the Ideas, and the condition of +pure will-less knowing, which is demanded by these, is made much easier +for us; and, in the same way, poetry is far superior both to history and +biography, in the representation of the Ideas which may be looked for in +all three. For here also genius holds up to us the magic glass, in which +all that is essential and significant appears before us collected and +placed in the clearest light, and what is accidental and foreign is left +out.(60) + +The representation of the Idea of man, which is the work of the poet, may +be performed, so that what is represented is also the representer. This is +the case in lyrical poetry, in songs, properly so called, in which the +poet only perceives vividly his own state and describes it. Thus a certain +subjectivity is essential to this kind of poetry from the nature of its +object. Again, what is to be represented may be entirely different from +him who represents it, as is the case in all other kinds of poetry, in +which the poet more or less conceals himself behind his representation, +and at last disappears altogether. In the ballad the poet still expresses +to some extent his own state through the tone and proportion of the whole; +therefore, though much more objective than the lyric, it has yet something +subjective. This becomes less in the idyll, still less in the romantic +poem, almost entirely disappears in the true epic, and even to the last +vestige in the drama, which is the most objective and, in more than one +respect, the completest and most difficult form of poetry. The lyrical +form of poetry is consequently the easiest, and although art, as a whole, +belongs only to the true man of genius, who so rarely appears, even a man +who is not in general very remarkable may produce a beautiful song if, by +actual strong excitement from without, some inspiration raises his mental +powers; for all that is required for this is a lively perception of his +own state at a moment of emotional excitement. This is proved by the +existence of many single songs by individuals who have otherwise remained +unknown; especially the German national songs, of which we have an +exquisite collection in the "Wunderhorn;" and also by innumerable +love-songs and other songs of the people in all languages;--for to seize +the mood of a moment and embody it in a song is the whole achievement of +this kind of poetry. Yet in the lyrics of true poets the inner nature of +all mankind is reflected, and all that millions of past, present, and +future men have found, or will find, in the same situations, which are +constantly recurring, finds its exact expression in them. And because +these situations, by constant recurrence, are permanent as man himself and +always call up the same sensations, the lyrical productions of genuine +poets remain through thousands of years true, powerful, and fresh. But if +the poet is always the universal man, then all that has ever moved a human +heart, all that human nature in any situation has ever produced from +itself, all that dwells and broods in any human breast--is his theme and +his material, and also all the rest of nature. Therefore the poet may just +as well sing of voluptuousness as of mysticism, be Anacreon or Angelus +Silesius, write tragedies or comedies, represent the sublime or the common +mind--according to humour or vocation. And no one has the right to +prescribe to the poet what he ought to be--noble and sublime, moral, pious, +Christian, one thing or another, still less to reproach him because he is +one thing and not another. He is the mirror of mankind, and brings to its +consciousness what it feels and does. + +If we now consider more closely the nature of the lyric proper, and select +as examples exquisite and pure models, not those that approach in any way +to some other form of poetry, such as the ballad, the elegy, the hymn, the +epigram, &c., we shall find that the peculiar nature of the lyric, in the +narrowest sense, is this: It is the subject of will, _i.e._, his own +volition, which the consciousness of the singer feels; often as a released +and satisfied desire (joy), but still oftener as a restricted desire +(grief), always as an emotion, a passion, a moved frame of mind. Besides +this, however, and along with it, by the sight of surrounding nature, the +singer becomes conscious of himself as the subject of pure, will-less +knowing, whose unbroken blissful peace now appears, in contrast to the +stress of desire which is always restricted and always needy. The feeling +of this contrast, this alternation, is really what the lyric as a whole +expresses, and what principally constitutes the lyrical state of mind. In +it pure knowing comes to us, as it were, to deliver us from desire and its +stain; we follow, but only for an instant; desire, the remembrance of our +own personal ends, tears us anew from peaceful contemplation; yet ever +again the next beautiful surrounding in which the pure will-less knowledge +presents itself to us, allures us away from desire. Therefore, in the +lyric and the lyrical mood, desire (the personal interest of the ends), +and pure perception of the surrounding presented, are wonderfully mingled +with each other; connections between them are sought for and imagined; the +subjective disposition, the affection of the will, imparts its own hue to +the perceived surrounding, and conversely, the surroundings communicate +the reflex of their colour to the will. The true lyric is the expression +of the whole of this mingled and divided state of mind. In order to make +clear by examples this abstract analysis of a frame of mind that is very +far from all abstraction, any of the immortal songs of Goethe may be +taken. As specially adapted for this end I shall recommend only a few: +"The Shepherd's Lament," "Welcome and Farewell," "To the Moon," "On the +Lake," "Autumn;" also the songs in the "Wunderhorn" are excellent +examples; particularly the one which begins, "O Bremen, I must now leave +thee." As a comical and happy parody of the lyrical character a song of +Voss strikes me as remarkable. It describes the feeling of a drunk plumber +falling from a tower, who observes in passing that the clock on the tower +is at half-past eleven, a remark which is quite foreign to his condition, +and thus belongs to knowledge free from will. Whoever accepts the view +that has been expressed of the lyrical frame of mind, will also allow, +that it is the sensuous and poetical knowledge of the principle which I +established in my essay on the Principle of Sufficient Reason, and have +also referred to in this work, that the identity of the subject of knowing +with that of willing may be called the miracle {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}; so that the +poetical effect of the lyric rests finally on the truth of that principle. +In the course of life these two subjects, or, in popular language, head +and heart, are ever becoming further apart; men are always separating more +between their subjective feeling and their objective knowledge. In the +child the two are still entirely blended together; it scarcely knows how +to distinguish itself from its surroundings, it is at one with them. In +the young man all perception chiefly affects feeling and mood, and even +mingles with it, as Byron very beautifully expresses-- + + + "I live not in myself, but I become + Portion of that around me; and to me + High mountains are a feeling." + + +This is why the youth clings so closely to the perceptible and outward +side of things; this is why he is only fit for lyrical poetry, and only +the full-grown man is capable of the drama. The old man we can think of as +at the most an epic poet, like Ossian, and Homer, for narration is +characteristic of old age. + +In the more objective kinds of poetry, especially in the romance, the +epic, and the drama, the end, the revelation of the Idea of man, is +principally attained by two means, by true and profound representation of +significant characters, and by the invention of pregnant situations in +which they disclose themselves. For as it is incumbent upon the chemist +not only to exhibit the simple elements, pure and genuine, and their +principal compounds, but also to expose them to the influence of such +reagents as will clearly and strikingly bring out their peculiar +qualities, so is it incumbent on the poet not only to present to us +significant characters truly and faithfully as nature itself; but, in +order that we may get to know them, he must place them in those situations +in which their peculiar qualities will fully unfold themselves, and appear +distinctly in sharp outline; situations which are therefore called +significant. In real life, and in history, situations of this kind are +rarely brought about by chance, and they stand alone, lost and concealed +in the multitude of those which are insignificant. The complete +significance of the situations ought to distinguish the romance, the epic, +and the drama from real life as completely as the arrangement and +selection of significant characters. In both, however, absolute truth is a +necessary condition of their effect, and want of unity in the characters, +contradiction either of themselves or of the nature of humanity in +general, as well as impossibility, or very great improbability in the +events, even in mere accessories, offend just as much in poetry as badly +drawn figures, false perspective, or wrong lighting in painting. For both +in poetry and painting we demand the faithful mirror of life, of man, of +the world, only made more clear by the representation, and more +significant by the arrangement. For there is only one end of all the arts, +the representation of the Ideas; and their essential difference lies +simply in the different grades of the objectification of will to which the +Ideas that are to be represented belong. This also determines the material +of the representation. Thus the arts which are most widely separated may +yet throw light on each other. For example, in order to comprehend fully +the Ideas of water it is not sufficient to see it in the quiet pond or in +the evenly-flowing stream; but these Ideas disclose themselves fully only +when the water appears under all circumstances and exposed to all kinds of +obstacles. The effects of the varied circumstances and obstacles give it +the opportunity of fully exhibiting all its qualities. This is why we find +it beautiful when it tumbles, rushes, and foams, or leaps into the air, or +falls in a cataract of spray; or, lastly, if artificially confined it +springs up in a fountain. Thus showing itself different under different +circumstances, it yet always faithfully asserts its character; it is just +as natural to it to spout up as to lie in glassy stillness; it is as ready +for the one as for the other as soon as the circumstances appear. Now, +what the engineer achieves with the fluid matter of water, the architect +achieves with the rigid matter of stone, and just this the epic or +dramatic poet achieves with the Idea of man. Unfolding and rendering +distinct the Idea expressing itself in the object of every art, the Idea +of the will which objectifies itself at each grade, is the common end of +all the arts. The life of man, as it shows itself for the most part in the +real world, is like the water, as it is generally seen in the pond and the +river; but in the epic, the romance, the tragedy, selected characters are +placed in those circumstances in which all their special qualities unfold +themselves, the depths of the human heart are revealed, and become visible +in extraordinary and very significant actions. Thus poetry objectifies the +Idea of man, an Idea which has the peculiarity of expressing itself in +highly individual characters. + +Tragedy is to be regarded, and is recognised as the summit of poetical +art, both on account of the greatness of its effect and the difficulty of +its achievement. It is very significant for our whole system, and well +worthy of observation, that the end of this highest poetical achievement +is the representation of the terrible side of life. The unspeakable pain, +the wail of humanity, the triumph of evil, the scornful mastery of chance, +and the irretrievable fall of the just and innocent, is here presented to +us; and in this lies a significant hint of the nature of the world and of +existence. It is the strife of will with itself, which here, completely +unfolded at the highest grade of its objectivity, comes into fearful +prominence. It becomes visible in the suffering of men, which is now +introduced, partly through chance and error, which appear as the rulers of +the world, personified as fate, on account of their insidiousness, which +even reaches the appearance of design; partly it proceeds from man +himself, through the self-mortifying efforts of a few, through the +wickedness and perversity of most. It is one and the same will that lives +and appears in them all, but whose phenomena fight against each other and +destroy each other. In one individual it appears powerfully, in another +more weakly; in one more subject to reason, and softened by the light of +knowledge, in another less so, till at last, in some single case, this +knowledge, purified and heightened by suffering itself, reaches the point +at which the phenomenon, the veil of Mâya, no longer deceives it. It sees +through the form of the phenomenon, the _principium individuationis_. The +egoism which rests on this perishes with it, so that now the _motives_ +that were so powerful before have lost their might, and instead of them +the complete knowledge of the nature of the world, which has a _quieting_ +effect on the will, produces resignation, the surrender not merely of +life, but of the very will to live. Thus we see in tragedies the noblest +men, after long conflict and suffering, at last renounce the ends they +have so keenly followed, and all the pleasures of life for ever, or else +freely and joyfully surrender life itself. So is it with the steadfast +prince of Calderon; with Gretchen in "Faust;" with Hamlet, whom his friend +Horatio would willingly follow, but is bade remain a while, and in this +harsh world draw his breath in pain, to tell the story of Hamlet, and +clear his memory; so also is it with the Maid of Orleans, the Bride of +Messina; they all die purified by suffering, _i.e._, after the will to +live which was formerly in them is dead. In the "Mohammed" of Voltaire +this is actually expressed in the concluding words which the dying Palmira +addresses to Mohammad: "The world is for tyrants: live!" On the other +hand, the demand for so-called poetical justice rests on entire +misconception of the nature of tragedy, and, indeed, of the nature of the +world itself. It boldly appears in all its dulness in the criticisms which +Dr. Samuel Johnson made on particular plays of Shakespeare, for he very +naïvely laments its entire absence. And its absence is certainly obvious, +for in what has Ophelia, Desdemona, or Cordelia offended? But only the +dull, optimistic, Protestant-rationalistic, or peculiarly Jewish view of +life will make the demand for poetical justice, and find satisfaction in +it. The true sense of tragedy is the deeper insight, that it is not his +own individual sins that the hero atones for, but original sin, _i.e._, +the crime of existence itself: + + + "Pues el delito mayor + Del hombre es haber nacido;" + + ("For the greatest crime of man + Is that he was born;") + + +as Calderon exactly expresses it. + +I shall allow myself only one remark, more closely concerning the +treatment of tragedy. The representation of a great misfortune is alone +essential to tragedy. But the many different ways in which this is +introduced by the poet may be brought under three specific conceptions. It +may happen by means of a character of extraordinary wickedness, touching +the utmost limits of possibility, who becomes the author of the +misfortune; examples of this kind are Richard III., Iago in "Othello," +Shylock in "The Merchant of Venice," Franz Moor, Phædra of Euripides, +Creon in the "Antigone," &c., &c. Secondly, it may happen through blind +fate, _i.e._, chance and error; a true pattern of this kind is the OEdipus +Rex of Sophocles, the "Trachiniæ" also; and in general most of the +tragedies of the ancients belong to this class. Among modern tragedies, +"Romeo and Juliet," "Tancred" by Voltaire, and "The Bride of Messina," are +examples. Lastly, the misfortune may be brought about by the mere position +of the _dramatis personæ_ with regard to each other, through their +relations; so that there is no need either for a tremendous error or an +unheard-of accident, nor yet for a character whose wickedness reaches the +limits of human possibility; but characters of ordinary morality, under +circumstances such as often occur, are so situated with regard to each +other that their position compels them, knowingly and with their eyes +open, to do each other the greatest injury, without any one of them being +entirely in the wrong. This last kind of tragedy seems to me far to +surpass the other two, for it shows us the greatest misfortune, not as an +exception, not as something occasioned by rare circumstances or monstrous +characters, but as arising easily and of itself out of the actions and +characters of men, indeed almost as essential to them, and thus brings it +terribly near to us. In the other two kinds we may look on the prodigious +fate and the horrible wickedness as terrible powers which certainly +threaten us, but only from afar, which we may very well escape without +taking refuge in renunciation. But in the last kind of tragedy we see that +those powers which destroy happiness and life are such that their path to +us also is open at every moment; we see the greatest sufferings brought +about by entanglements that our fate might also partake of, and through +actions that perhaps we also are capable of performing, and so could not +complain of injustice; then shuddering we feel ourselves already in the +midst of hell. This last kind of tragedy is also the most difficult of +achievement; for the greatest effect has to be produced in it with the +least use of means and causes of movement, merely through the position and +distribution of the characters; therefore even in many of the best +tragedies this difficulty is evaded. Yet one tragedy may be referred to as +a perfect model of this kind, a tragedy which in other respects is far +surpassed by more than one work of the same great master; it is "Clavigo." +"Hamlet" belongs to a certain extent to this class, as far as the relation +of Hamlet to Laertes and Ophelia is concerned. "Wallenstein" has also this +excellence. "Faust" belongs entirely to this class, if we regard the +events connected with Gretchen and her brother as the principal action; +also the "Cid" of Corneille, only that it lacks the tragic conclusion, +while on the contrary the analogous relation of Max to Thecla has it.(61) + +§ 52. Now that we have considered all the fine arts in the general way +that is suitable to our point of view, beginning with architecture, the +peculiar end of which is to elucidate the objectification of will at the +lowest grades of its visibility, in which it shows itself as the dumb +unconscious tendency of the mass in accordance with laws, and yet already +reveals a breach of the unity of will with itself in a conflict between +gravity and rigidity--and ending with the consideration of tragedy, which +presents to us at the highest grades of the objectification of will this +very conflict with itself in terrible magnitude and distinctness; we find +that there is still another fine art which has been excluded from our +consideration, and had to be excluded, for in the systematic connection of +our exposition there was no fitting place for it--I mean _music_. It stands +alone, quite cut off from all the other arts. In it we do not recognise +the copy or repetition of any Idea of existence in the world. Yet it is +such a great and exceedingly noble art, its effect on the inmost nature of +man is so powerful, and it is so entirely and deeply understood by him in +his inmost consciousness as a perfectly universal language, the +distinctness of which surpasses even that of the perceptible world itself, +that we certainly have more to look for in it than an _exercitum +arithmeticæ occultum nescientis se numerare animi_,(62) which Leibnitz +called it. Yet he was perfectly right, as he considered only its immediate +external significance, its form. But if it were nothing more, the +satisfaction which it affords would be like that which we feel when a sum +in arithmetic comes out right, and could not be that intense pleasure with +which we see the deepest recesses of our nature find utterance. From our +standpoint, therefore, at which the æsthetic effect is the criterion, we +must attribute to music a far more serious and deep significance, +connected with the inmost nature of the world and our own self, and in +reference to which the arithmetical proportions, to which it may be +reduced, are related, not as the thing signified, but merely as the sign. +That in some sense music must be related to the world as the +representation to the thing represented, as the copy to the original, we +may conclude from the analogy of the other arts, all of which possess this +character, and affect us on the whole in the same way as it does, only +that the effect of music is stronger, quicker, more necessary and +infallible. Further, its representative relation to the world must be very +deep, absolutely true, and strikingly accurate, because it is instantly +understood by every one, and has the appearance of a certain +infallibility, because its form may be reduced to perfectly definite rules +expressed in numbers, from which it cannot free itself without entirely +ceasing to be music. Yet the point of comparison between music and the +world, the respect in which it stands to the world in the relation of a +copy or repetition, is very obscure. Men have practised music in all ages +without being able to account for this; content to understand it directly, +they renounce all claim to an abstract conception of this direct +understanding itself. + +I gave my mind entirely up to the impression of music in all its forms, +and then returned to reflection and the system of thought expressed in the +present work, and thus I arrived at an explanation of the inner nature of +music and of the nature of its imitative relation to the world--which from +analogy had necessarily to be presupposed--an explanation which is quite +sufficient for myself, and satisfactory to my investigation, and which +will doubtless be equally evident to any one who has followed me thus far +and has agreed with my view of the world. Yet I recognise the fact that it +is essentially impossible to prove this explanation, for it assumes and +establishes a relation of music, as idea, to that which from its nature +can never be idea, and music will have to be regarded as the copy of an +original which can never itself be directly presented as idea. I can +therefore do no more than state here, at the conclusion of this third +book, which has been principally devoted to the consideration of the arts, +the explanation of the marvellous art of music which satisfies myself, and +I must leave the acceptance or denial of my view to the effect produced +upon each of my readers both by music itself and by the whole system of +thought communicated in this work. Moreover, I regard it as necessary, in +order to be able to assent with full conviction to the exposition of the +significance of music I am about to give, that one should often listen to +music with constant reflection upon my theory concerning it, and for this +again it is necessary to be very familiar with the whole of my system of +thought. + +The (Platonic) Ideas are the adequate objectification of will. To excite +or suggest the knowledge of these by means of the representation of +particular things (for works of art themselves are always representations +of particular things) is the end of all the other arts, which can only be +attained by a corresponding change in the knowing subject. Thus all these +arts objectify the will indirectly only by means of the Ideas; and since +our world is nothing but the manifestation of the Ideas in multiplicity, +though their entrance into the _principium individuationis_ (the form of +the knowledge possible for the individual as such), music also, since it +passes over the Ideas, is entirely independent of the phenomenal world, +ignores it altogether, could to a certain extent exist if there was no +world at all, which cannot be said of the other arts. Music is as _direct_ +an objectification and copy of the whole _will_ as the world itself, nay, +even as the Ideas, whose multiplied manifestation constitutes the world of +individual things. Music is thus by no means like the other arts, the copy +of the Ideas, but the _copy of the will itself_, whose objectivity the +Ideas are. This is why the effect of music is so much more powerful and +penetrating than that of the other arts, for they speak only of shadows, +but it speaks of the thing itself. Since, however, it is the same will +which objectifies itself both in the Ideas and in music, though in quite +different ways, there must be, not indeed a direct likeness, but yet a +parallel, an analogy, between music and the Ideas whose manifestation in +multiplicity and incompleteness is the visible world. The establishing of +this analogy will facilitate, as an illustration, the understanding of +this exposition, which is so difficult on account of the obscurity of the +subject. + +I recognise in the deepest tones of harmony, in the bass, the lowest +grades of the objectification of will, unorganised nature, the mass of the +planet. It is well known that all the high notes which are easily sounded, +and die away more quickly, are produced by the vibration in their vicinity +of the deep bass-notes. When, also, the low notes sound, the high notes +always sound faintly, and it is a law of harmony that only those high +notes may accompany a bass-note which actually already sound along with it +of themselves (its _sons harmoniques_) on account of its vibration. This +is analogous to the fact that the whole of the bodies and organisations of +nature must be regarded as having come into existence through gradual +development out of the mass of the planet; this is both their supporter +and their source, and the same relation subsists between the high notes +and the bass. There is a limit of depth, below which no sound is audible. +This corresponds to the fact that no matter can be perceived without form +and quality, _i.e._, without the manifestation of a force which cannot be +further explained, in which an Idea expresses itself, and, more generally, +that no matter can be entirely without will. Thus, as a certain pitch is +inseparable from the note as such, so a certain grade of the manifestation +of will is inseparable from matter. Bass is thus, for us, in harmony what +unorganised nature, the crudest mass, upon which all rests, and from which +everything originates and develops, is in the world. Now, further, in the +whole of the complemental parts which make up the harmony between the bass +and the leading voice singing the melody, I recognise the whole gradation +of the Ideas in which the will objectifies itself. Those nearer to the +bass are the lower of these grades, the still unorganised, but yet +manifold phenomenal things; the higher represent to me the world of plants +and beasts. The definite intervals of the scale are parallel to the +definite grades of the objectification of will, the definite species in +nature. The departure from the arithmetical correctness of the intervals, +through some temperament, or produced by the key selected, is analogous to +the departure of the individual from the type of the species. Indeed, even +the impure discords, which give no definite interval, may be compared to +the monstrous abortions produced by beasts of two species, or by man and +beast. But to all these bass and complemental parts which make up the +_harmony_ there is wanting that connected progress which belongs only to +the high voice singing the melody, and it alone moves quickly and lightly +in modulations and runs, while all these others have only a slower +movement without a connection in each part for itself. The deep bass moves +most slowly, the representative of the crudest mass. Its rising and +falling occurs only by large intervals, in thirds, fourths, fifths, never +by _one_ tone, unless it is a base inverted by double counterpoint. This +slow movement is also physically essential to it; a quick run or shake in +the low notes cannot even be imagined. The higher complemental parts, +which are parallel to animal life, move more quickly, but yet without +melodious connection and significant progress. The disconnected course of +all the complemental parts, and their regulation by definite laws, is +analogous to the fact that in the whole irrational world, from the crystal +to the most perfect animal, no being has a connected consciousness of its +own which would make its life into a significant whole, and none +experiences a succession of mental developments, none perfects itself by +culture, but everything exists always in the same way according to its +kind, determined by fixed law. Lastly, in the _melody_, in the high, +singing, principal voice leading the whole and progressing with +unrestrained freedom, in the unbroken significant connection of _one_ +thought from beginning to end representing a whole, I recognise the +highest grade of the objectification of will, the intellectual life and +effort of man. As he alone, because endowed with reason, constantly looks +before and after on the path of his actual life and its innumerable +possibilities, and so achieves a course of life which is intellectual, and +therefore connected as a whole; corresponding to this, I say, the _melody_ +has significant intentional connection from beginning to end. It records, +therefore, the history of the intellectually enlightened will. This will +expresses itself in the actual world as the series of its deeds; but +melody says more, it records the most secret history of this +intellectually-enlightened will, pictures every excitement, every effort, +every movement of it, all that which the reason collects under the wide +and negative concept of feeling, and which it cannot apprehend further +through its abstract concepts. Therefore it has always been said that +music is the language of feeling and of passion, as words are the language +of reason. Plato explains it as {~GREEK SMALL LETTER ETA WITH DASIA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}, {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PSI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} (_melodiarum motus, animi affectus imitans_), +De Leg. vii.; and also Aristotle says: {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~} {~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}, {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~} +{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~} (_cur numeri musici et modi, qui voces sunt, moribus +similes sese exhibent?_): Probl. c. 19. + +Now the nature of man consists in this, that his will strives, is +satisfied and strives anew, and so on for ever. Indeed, his happiness and +well-being consist simply in the quick transition from wish to +satisfaction, and from satisfaction to a new wish. For the absence of +satisfaction is suffering, the empty longing for a new wish, languor, +_ennui_. And corresponding to this the nature of melody is a constant +digression and deviation from the key-note in a thousand ways, not only to +the harmonious intervals to the third and dominant, but to every tone, to +the dissonant sevenths and to the superfluous degrees; yet there always +follows a constant return to the key-note. In all these deviations melody +expresses the multifarious efforts of will, but always its satisfaction +also by the final return to an harmonious interval, and still more, to the +key-note. The composition of melody, the disclosure in it of all the +deepest secrets of human willing and feeling, is the work of genius, whose +action, which is more apparent here than anywhere else, lies far from all +reflection and conscious intention, and may be called an inspiration. The +conception is here, as everywhere in art, unfruitful. The composer reveals +the inner nature of the world, and expresses the deepest wisdom in a +language which his reason does not understand; as a person under the +influence of mesmerism tells things of which he has no conception when he +awakes. Therefore in the composer, more than in any other artist, the man +is entirely separated and distinct from the artist. Even in the +explanation of this wonderful art, the concept shows its poverty and +limitation. I shall try, however, to complete our analogy. As quick +transition from wish to satisfaction, and from satisfaction to a new wish, +is happiness and well-being, so quick melodies without great deviations +are cheerful; slow melodies, striking painful discords, and only winding +back through many bars to the keynote are, as analogous to the delayed and +hardly won satisfaction, sad. The delay of the new excitement of will, +languor, could have no other expression than the sustained keynote, the +effect of which would soon be unbearable; very monotonous and unmeaning +melodies approach this effect. The short intelligible subjects of quick +dance-music seem to speak only of easily attained common pleasure. On the +other hand, the _Allegro maestoso_, in elaborate movements, long passages, +and wide deviations, signifies a greater, nobler effort towards a more +distant end, and its final attainment. The _Adagio_ speaks of the pain of +a great and noble effort which despises all trifling happiness. But how +wonderful is the effect of the _minor_ and _major_! How astounding that +the change of half a tone, the entrance of a minor third instead of a +major, at once and inevitably forces upon us an anxious painful feeling, +from which again we are just as instantaneously delivered by the major. +The _Adagio_ lengthens in the minor the expression of the keenest pain, +and becomes even a convulsive wail. Dance-music in the minor seems to +indicate the failure of that trifling happiness which we ought rather to +despise, seems to speak of the attainment of a lower end with toil and +trouble. The inexhaustibleness of possible melodies corresponds to the +inexhaustibleness of Nature in difference of individuals, physiognomies, +and courses of life. The transition from one key to an entirely different +one, since it altogether breaks the connection with what went before, is +like death, for the individual ends in it; but the will which appeared in +this individual lives after him as before him, appearing in other +individuals, whose consciousness, however, has no connection with his. + +But it must never be forgotten, in the investigation of all these +analogies I have pointed out, that music has no direct, but merely an +indirect relation to them, for it never expresses the phenomenon, but only +the inner nature, the in-itself of all phenomena, the will itself. It does +not therefore express this or that particular and definite joy, this or +that sorrow, or pain, or horror, or delight, or merriment, or peace of +mind; but joy, sorrow, pain, horror, delight, merriment, peace of mind +_themselves_, to a certain extent in the abstract, their essential nature, +without accessories, and therefore without their motives. Yet we +completely understand them in this extracted quintessence. Hence it arises +that our imagination is so easily excited by music, and now seeks to give +form to that invisible yet actively moved spirit-world which speaks to us +directly, and clothe it with flesh and blood, _i.e._, to embody it in an +analogous example. This is the origin of the song with words, and finally +of the opera, the text of which should therefore never forsake that +subordinate position in order to make itself the chief thing and the music +a mere means of expressing it, which is a great misconception and a piece +of utter perversity; for music always expresses only the quintessence of +life and its events, never these themselves, and therefore their +differences do not always affect it. It is precisely this universality, +which belongs exclusively to it, together with the greatest +determinateness, that gives music the high worth which it has as the +panacea for all our woes. Thus, if music is too closely united to the +words, and tries to form itself according to the events, it is striving to +speak a language which is not its own. No one has kept so free from this +mistake as Rossini; therefore his music speaks _its own language_ so +distinctly and purely that it requires no words, and produces its full +effect when rendered by instruments alone. + +According to all this, we may regard the phenomenal world, or nature, and +music as two different expressions of the same thing, which is therefore +itself the only medium of their analogy, so that a knowledge of it is +demanded in order to understand that analogy. Music, therefore, if +regarded as an expression of the world, is in the highest degree a +universal language, which is related indeed to the universality of +concepts, much as they are related to the particular things. Its +universality, however, is by no means that empty universality of +abstraction, but quite of a different kind, and is united with thorough +and distinct definiteness. In this respect it resembles geometrical +figures and numbers, which are the universal forms of all possible objects +of experience and applicable to them all _a priori_, and yet are not +abstract but perceptible and thoroughly determined. All possible efforts, +excitements, and manifestations of will, all that goes on in the heart of +man and that reason includes in the wide, negative concept of feeling, may +be expressed by the infinite number of possible melodies, but always in +the universal, in the mere form, without the material, always according to +the thing-in-itself, not the phenomenon, the inmost soul, as it were, of +the phenomenon, without the body. This deep relation which music has to +the true nature of all things also explains the fact that suitable music +played to any scene, action, event, or surrounding seems to disclose to us +its most secret meaning, and appears as the most accurate and distinct +commentary upon it. This is so truly the case, that whoever gives himself +up entirely to the impression of a symphony, seems to see all the possible +events of life and the world take place in himself, yet if he reflects, he +can find no likeness between the music and the things that passed before +his mind. For, as we have said, music is distinguished from all the other +arts by the fact that it is not a copy of the phenomenon, or, more +accurately, the adequate objectivity of will, but is the direct copy of +the will itself, and therefore exhibits itself as the metaphysical to +everything physical in the world, and as the thing-in-itself to every +phenomenon. We might, therefore, just as well call the world embodied +music as embodied will; and this is the reason why music makes every +picture, and indeed every scene of real life and of the world, at once +appear with higher significance, certainly all the more in proportion as +its melody is analogous to the inner spirit of the given phenomenon. It +rests upon this that we are able to set a poem to music as a song, or a +perceptible representation as a pantomime, or both as an opera. Such +particular pictures of human life, set to the universal language of music, +are never bound to it or correspond to it with stringent necessity; but +they stand to it only in the relation of an example chosen at will to a +general concept. In the determinateness of the real, they represent that +which music expresses in the universality of mere form. For melodies are +to a certain extent, like general concepts, an abstraction from the +actual. This actual world, then, the world of particular things, affords +the object of perception, the special and individual, the particular case, +both to the universality of the concepts and to the universality of the +melodies. But these two universalities are in a certain respect opposed to +each other; for the concepts contain particulars only as the first forms +abstracted from perception, as it were, the separated shell of things; +thus they are, strictly speaking, _abstracta_; music, on the other hand, +gives the inmost kernel which precedes all forms, or the heart of things. +This relation may be very well expressed in the language of the schoolmen +by saying the concepts are the _universalia post rem_, but music gives the +_universalia ante rem_, and the real world the _universalia in re_. To the +universal significance of a melody to which a poem has been set, it is +quite possible to set other equally arbitrarily selected examples of the +universal expressed in this poem corresponding to the significance of the +melody in the same degree. This is why the same composition is suitable to +many verses; and this is also what makes the _vaudeville_ possible. But +that in general a relation is possible between a composition and a +perceptible representation rests, as we have said, upon the fact that both +are simply different expressions of the same inner being of the world. +When now, in the particular case, such a relation is actually given, that +is to say, when the composer has been able to express in the universal +language of music the emotions of will which constitute the heart of an +event, then the melody of the song, the music of the opera, is expressive. +But the analogy discovered by the composer between the two must have +proceeded from the direct knowledge of the nature of the world unknown to +his reason, and must not be an imitation produced with conscious intention +by means of conceptions, otherwise the music does not express the inner +nature of the will itself, but merely gives an inadequate imitation of its +phenomenon. All specially imitative music does this; for example, "The +Seasons," by Haydn; also many passages of his "Creation," in which +phenomena of the external world are directly imitated; also all +battle-pieces. Such music is entirely to be rejected. + +The unutterable depth of all music by virtue of which it floats through +our consciousness as the vision of a paradise firmly believed in yet ever +distant from us, and by which also it is so fully understood and yet so +inexplicable, rests on the fact that it restores to us all the emotions of +our inmost nature, but entirely without reality and far removed from their +pain. So also the seriousness which is essential to it, which excludes the +absurd from its direct and peculiar province, is to be explained by the +fact that its object is not the idea, with reference to which alone +deception and absurdity are possible; but its object is directly the will, +and this is essentially the most serious of all things, for it is that on +which all depends. How rich in content and full of significance the +language of music is, we see from the repetitions, as well as the _Da +capo_, the like of which would be unbearable in works composed in a +language of words, but in music are very appropriate and beneficial, for, +in order to comprehend it fully, we must hear it twice. + +In the whole of this exposition of music I have been trying to bring out +clearly that it expresses in a perfectly universal language, in a +homogeneous material, mere tones, and with the greatest determinateness +and truth, the inner nature, the in-itself of the world, which we think +under the concept of will, because will is its most distinct +manifestation. Further, according to my view and contention, philosophy is +nothing but a complete and accurate repetition or expression of the nature +of the world in very general concepts, for only in such is it possible to +get a view of that whole nature which will everywhere be adequate and +applicable. Thus, whoever has followed me and entered into my mode of +thought, will not think it so very paradoxical if I say, that supposing it +were possible to give a perfectly accurate, complete explanation of music, +extending even to particulars, that is to say, a detailed repetition in +concepts of what it expresses, this would also be a sufficient repetition +and explanation of the world in concepts, or at least entirely parallel to +such an explanation, and thus it would be the true philosophy. +Consequently the saying of Leibnitz quoted above, which is quite accurate +from a lower standpoint, may be parodied in the following way to suit our +higher view of music: _Musica est exercitium metaphysices occultum +nescientis se philosophari animi_; for _scire_, to know, always means to +have fixed in abstract concepts. But further, on account of the truth of +the saying of Leibnitz, which is confirmed in various ways, music, +regarded apart from its æsthetic or inner significance, and looked at +merely externally and purely empirically, is simply the means of +comprehending directly and in the concrete large numbers and complex +relations of numbers, which otherwise we could only know indirectly by +fixing them in concepts. Therefore by the union of these two very +different but correct views of music we may arrive at a conception of the +possibility of a philosophy of number, such as that of Pythagoras and of +the Chinese in Y-King, and then interpret in this sense the saying of the +Pythagoreans which Sextus Empiricus quotes (adv. Math., L. vii.): {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA WITH YPOGEGRAMMENI~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMEGA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} (_numero cuncta assimilantur_). And if, +finally, we apply this view to the interpretation of harmony and melody +given above, we shall find that a mere moral philosophy without an +explanation of Nature, such as Socrates wanted to introduce, is precisely +analogous to a mere melody without harmony, which Rousseau exclusively +desired; and, in opposition to this mere physics and metaphysics without +ethics, will correspond to mere harmony without melody. Allow me to add to +these cursory observations a few more remarks concerning the analogy of +music with the phenomenal world. We found in the second book that the +highest grade of the objectification of will, man, could not appear alone +and isolated, but presupposed the grades below him, as these again +presupposed the grades lower still. In the same way music, which directly +objectifies the will, just as the world does, is complete only in full +harmony. In order to achieve its full effect, the high leading voice of +the melody requires the accompaniment of all the other voices, even to the +lowest bass, which is to be regarded as the origin of all. The melody +itself enters as an integral part into the harmony, as the harmony enters +into it, and only thus, in the full harmonious whole, music expresses what +it aims at expressing. Thus also the one will outside of time finds its +full objectification only in the complete union of all the steps which +reveal its nature in the innumerable ascending grades of distinctness. The +following analogy is also very remarkable. We have seen in the preceding +book that notwithstanding the self-adaptation of all the phenomena of will +to each other as regards their species, which constitutes their +teleological aspect, there yet remains an unceasing conflict between those +phenomena as individuals, which is visible at every grade, and makes the +world a constant battle-field of all those manifestations of one and the +same will, whose inner contradiction with itself becomes visible through +it. In music also there is something corresponding to this. A complete, +pure, harmonious system of tones is not only physically but arithmetically +impossible. The numbers themselves by which the tones are expressed have +inextricable irrationality. There is no scale in which, when it is +counted, every fifth will be related to the keynote as 2 to 3, every major +third as 4 to 5, every minor third as 5 to 6, and so on. For if they are +correctly related to the keynote, they can no longer be so to each other; +because, for example, the fifth must be the minor third to the third, &c. +For the notes of the scale may be compared to actors who must play now one +part, now another. Therefore a perfectly accurate system of music cannot +even be thought, far less worked out; and on this account all possible +music deviates from perfect purity; it can only conceal the discords +essential to it by dividing them among all the notes, _i.e._, by +temperament. On this see Chladni's "Akustik," § 30, and his "Kurze +Uebersicht der Schall- und Klanglehre."(63) + +I might still have something to say about the way in which music is +perceived, namely, in and through time alone, with absolute exclusion of +space, and also apart from the influence of the knowledge of causality, +thus without understanding; for the tones make the æsthetic impression as +effect, and without obliging us to go back to their causes, as in the case +of perception. I do not wish, however, to lengthen this discussion, as I +have perhaps already gone too much into detail with regard to some things +in this Third Book, or have dwelt too much on particulars. But my aim made +it necessary, and it will be the less disapproved if the importance and +high worth of art, which is seldom sufficiently recognised, be kept in +mind. For if, according to our view, the whole visible world is just the +objectification, the mirror, of the will, conducting it to knowledge of +itself, and, indeed, as we shall soon see, to the possibility of its +deliverance; and if, at the same time, the world as idea, if we regard it +in isolation, and, freeing ourselves from all volition, allow it alone to +take possession of our consciousness, is the most joy-giving and the only +innocent side of life; we must regard art as the higher ascent, the more +complete development of all this, for it achieves essentially just what is +achieved by the visible world itself, only with greater concentration, +more perfectly, with intention and intelligence, and therefore may be +called, in the full significance of the word, the flower of life. If the +whole world as idea is only the visibility of will, the work of art is to +render this visibility more distinct. It is the _camera obscura_ which +shows the objects more purely, and enables us to survey them and +comprehend them better. It is the play within the play, the stage upon the +stage in "Hamlet." + +The pleasure we receive from all beauty, the consolation which art +affords, the enthusiasm of the artist, which enables him to forget the +cares of life,--the latter an advantage of the man of genius over other +men, which alone repays him for the suffering that increases in proportion +to the clearness of consciousness, and for the desert loneliness among men +of a different race,--all this rests on the fact that the in-itself of +life, the will, existence itself, is, as we shall see farther on, a +constant sorrow, partly miserable, partly terrible; while, on the +contrary, as idea alone, purely contemplated, or copied by art, free from +pain, it presents to us a drama full of significance. This purely knowable +side of the world, and the copy of it in any art, is the element of the +artist. He is chained to the contemplation of the play, the +objectification of will; he remains beside it, does not get tired of +contemplating it and representing it in copies; and meanwhile he bears +himself the cost of the production of that play, _i.e._, he himself is the +will which objectifies itself, and remains in constant suffering. That +pure, true, and deep knowledge of the inner nature of the world becomes +now for him an end in itself: he stops there. Therefore it does not become +to him a quieter of the will, as, we shall see in the next book, it does +in the case of the saint who has attained to resignation; it does not +deliver him for ever from life, but only at moments, and is therefore not +for him a path out of life, but only an occasional consolation in it, till +his power, increased by this contemplation and at last tired of the play, +lays hold on the real. The St. Cecilia of Raphael may be regarded as a +representation of this transition. To the real, then, we now turn in the +following book. + + + + + +FOURTH BOOK. THE WORLD AS WILL. + + + + +Second Aspect. The Assertion And Denial Of The Will To Live, When +Self-Consciousness Has Been Attained. + + + Tempore quo cognitio simul advenit, amor e medio + supersurrexit.--_Oupnek'hat,_ + _Studio Anquetil Duperron_, vol. ii. p. 216. + + +§ 53. The last part of our work presents itself as the most serious, for +it relates to the action of men, the matter which concerns every one +directly and can be foreign or indifferent to none. It is indeed so +characteristic of the nature of man to relate everything else to action, +that in every systematic investigation he will always treat the part that +has to do with action as the result or outcome of the whole work, so far, +at least, as it interests him, and will therefore give his most serious +attention to this part, even if to no other. In this respect the following +part of our work would, in ordinary language, be called practical +philosophy, in opposition to the theoretical, which has occupied us +hitherto. But, in my opinion, all philosophy is theoretical, because it is +essential to it that it should retain a purely contemplative attitude, and +should investigate, not prescribe. To become, on the contrary, practical, +to guide conduct, to transform character, are old claims, which with +fuller insight it ought finally to give up. For here, where the worth or +worthlessness of an existence, where salvation or damnation are in +question, the dead conceptions of philosophy do not decide the matter, but +the inmost nature of man himself, the Dæmon that guides him and that has +not chosen him, but been chosen by him, as Plato would say; his +intelligible character, as Kant expresses himself. Virtue cannot be taught +any more than genius; indeed, for it the concept is just as unfruitful as +it is in art, and in both cases can only be used as an instrument. It +would, therefore, be just as absurd to expect that our moral systems and +ethics will produce virtuous, noble, and holy men, as that our æsthetics +will produce poets, painters, and musicians. + +Philosophy can never do more than interpret and explain what is given. It +can only bring to distinct abstract knowledge of the reason the nature of +the world which in the concrete, that is, as feeling, expresses itself +comprehensibly to every one. This, however, it does in every possible +reference and from every point of view. Now, as this attempt has been made +from other points of view in the three preceding books with the generality +that is proper to philosophy, in this book the action of men will be +considered in the same way; and this side of the world might, indeed, be +considered the most important of all, not only subjectively, as I remarked +above, but also objectively. In considering it I shall faithfully adhere +to the method I have hitherto followed, and shall support myself by +presupposing all that has already been advanced. There is, indeed, just +one thought which forms the content of this whole work. I have endeavoured +to work it out in all other spheres, and I shall now do so with regard to +human action. I shall then have done all that is in my power to +communicate it as fully as possible. + +The given point of view, and the method of treatment announced, are +themselves sufficient to indicate that in this ethical book no precepts, +no doctrine of duty must be looked for; still less will a general moral +principle be given, an universal receipt, as it were, for the production +of all the virtues. Neither shall we talk of an "_absolute ought_," for +this contains a contradiction, as is explained in the Appendix; nor yet of +a "_law of freedom_," which is in the same position. In general, we shall +not speak at all of "ought," for this is how one speaks to children and to +nations still in their childhood, but not to those who have appropriated +all the culture of a full-grown age. It is a palpable contradiction to +call the will free, and yet to prescribe laws for it according to which it +ought to will. "Ought to will!"--wooden iron! But it follows from the point +of view of our system that the will is not only free, but almighty. From +it proceeds not only its action, but also its world; and as the will is, +so does its action and its world become. Both are the self-knowledge of +the will and nothing more. The will determines itself, and at the same +time both its action and its world; for besides it there is nothing, and +these are the will itself. Only thus is the will truly autonomous, and +from every other point of view it is heteronomous. Our philosophical +endeavours can only extend to exhibiting and explaining the action of men +in its inner nature and content, the various and even opposite maxims, +whose living expression it is. This we shall do in connection with the +preceding portion of our work, and in precisely the same way as we have +hitherto explained the other phenomena of the world, and have sought to +bring their inmost nature to distinct abstract knowledge. Our philosophy +will maintain the same _immanency_ in the case of action, as in all that +we have hitherto considered. Notwithstanding Kant's great doctrine, it +will not attempt to use the forms of the phenomenon, the universal +expression of which is the principle of sufficient reason, as a +leaping-pole to jump over the phenomenon itself, which alone gives meaning +to these forms, and land in the boundless sphere of empty fictions. But +this actual world of experience, in which we are, and which is in us, +remains both the material and the limits of our consideration: a world +which is so rich in content that even the most searching investigation of +which the human mind is capable could not exhaust it. Since then the real +world of experience will never fail to afford material and reality to our +ethical investigations, any more than to those we have already conducted, +nothing will be less needful than to take refuge in negative conceptions +void of content, and then somehow or other make even ourselves believe +that we are saying something when we speak with lifted eyebrows of +"absolutes," "infinites," "supersensibles," and whatever other mere +negations of this sort there may be ({~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}, +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}--_nihil est, nisi negationis nomen, cum obscura +notione_.--Jul. or. 5), instead of which it would be shorter to say at once +cloud-cuckoo-town ({~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}): we shall not require to serve up +covered empty dishes of this kind. Finally, we shall not in this book, any +more than in those which have preceded it, narrate histories and give them +out as philosophy. For we are of opinion that whoever supposes that the +inner nature of the world can in any way, however plausibly disguised, be +_historically_ comprehended, is infinitely far from a philosophical +knowledge of the world. Yet this is what is supposed whenever a +"becoming," or a "having become," or an "about to become" enters into a +theory of the nature of the world, whenever an earlier or a later has the +least place in it; and in this way a beginning and an end of the world, +and the path it pursues between them, is, either openly or disguisedly, +both sought for and found, and the individual who philosophises even +recognises his own position on that path. Such _historical philosophising_ +in most cases produces a cosmogony which admits of many varieties, or else +a system of emanations, a doctrine of successive disengagements from one +being; or, finally, driven in despair from fruitless efforts upon these +paths to the last path of all, it takes refuge in the converse doctrine of +a constant becoming, springing up, arising, coming to light out of +darkness, out of the hidden ground source or groundlessness, or whatever +other nonsense of this sort there may be, which is most shortly disposed +of with the remark that at the present moment a whole eternity, _i.e._, an +endless time, has already passed, so that everything that can or ought to +become must have already done so. For all such historical philosophy, +whatever airs it may give itself, regards _time_ just as if Kant had never +lived, as a quality of the thing-in-itself, and thus stops at that which +Kant calls the phenomenon in opposition to the thing-in-itself; which +Plato calls the becoming and never being, in opposition to the being and +never becoming; and which, finally, is called in the Indian philosophy the +web of Mâya. It is just the knowledge which belongs to the principle of +sufficient reason, with which no one can penetrate to the inner nature of +things, but endlessly pursues phenomena, moving without end or aim, like a +squirrel in its wheel, till, tired out at last, he stops at some point or +other arbitrarily chosen, and now desires to extort respect for it from +others also. The genuine philosophical consideration of the world, _i.e._, +the consideration that affords us a knowledge of its inner nature, and so +leads us beyond the phenomenon, is precisely that method which does not +concern itself with the whence, the whither, and the why of the world, but +always and everywhere demands only the what; the method which considers +things not according to any relation, not as becoming and passing away, in +short, not according to one of the four forms of the principle of +sufficient reason; but, on the contrary, just that which remains when all +that belongs to the form of knowledge proper to that principle has been +abstracted, the inner nature of the world, which always appears unchanged +in all the relations, but is itself never subject to them, and has the +Ideas of the world as its object or material. From such knowledge as this +proceeds philosophy, like art, and also, as we shall see in this book, +that disposition of mind which alone leads to true holiness and to +deliverance from the world. + +§ 54. The first three books will, it is hoped, have conveyed the distinct +and certain knowledge that the world as idea is the complete mirror of the +will, in which it knows itself in ascending grades of distinctness and +completeness, the highest of which is man, whose nature, however, receives +its complete expression only through the whole connected series of his +actions. The self-conscious connection of these actions is made possible +by reason, which enables a man constantly to survey the whole in the +abstract. + +The will, which, considered purely in itself, is without knowledge, and is +merely a blind incessant impulse, as we see it appear in unorganised and +vegetable nature and their laws, and also in the vegetative part of our +own life, receives through the addition of the world as idea, which is +developed in subjection to it, the knowledge of its own willing and of +what it is that it wills. And this is nothing else than the world as idea, +life, precisely as it exists. Therefore we called the phenomenal world the +mirror of the will, its objectivity. And since what the will wills is +always life, just because life is nothing but the representation of that +willing for the idea, it is all one and a mere pleonism if, instead of +simply saying "the will," we say "the will to live." + +Will is the thing-in-itself, the inner content, the essence of the world. +Life, the visible world, the phenomenon, is only the mirror of the will. +Therefore life accompanies the will as inseparably as the shadow +accompanies the body; and if will exists, so will life, the world, exist. +Life is, therefore, assured to the will to live; and so long as we are +filled with the will to live we need have no fear for our existence, even +in the presence of death. It is true we see the individual come into being +and pass away; but the individual is only phenomenal, exists only for the +knowledge which is bound to the principle of sufficient reason, to the +_principio individuationis_. Certainly, for this kind of knowledge, the +individual receives his life as a gift, rises out of nothing, then suffers +the loss of this gift through death, and returns again to nothing. But we +desire to consider life philosophically, _i.e._, according to its Ideas, +and in this sphere we shall find that neither the will, the +thing-in-itself in all phenomena, nor the subject of knowing, that which +perceives all phenomena, is affected at all by birth or by death. Birth +and death belong merely to the phenomenon of will, thus to life; and it is +essential to this to exhibit itself in individuals which come into being +and pass away, as fleeting phenomena appearing in the form of +time--phenomena of that which in itself knows no time, but must exhibit +itself precisely in the way we have said, in order to objectify its +peculiar nature. Birth and death belong in like manner to life, and hold +the balance as reciprocal conditions of each other, or, if one likes the +expression, as poles of the whole phenomenon of life. The wisest of all +mythologies, the Indian, expresses this by giving to the very god that +symbolises destruction, death (as Brahma, the most sinful and the lowest +god of the Trimurti, symbolises generation, coming into being, and Vishnu +maintaining or preserving), by giving, I say, to Siva as an attribute not +only the necklace of skulls, but also the lingam, the symbol of +generation, which appears here as the counterpart of death, thus +signifying that generation and death are essentially correlatives, which +reciprocally neutralise and annul each other. It was precisely the same +sentiment that led the Greeks and Romans to adorn their costly sarcophagi, +just as we see them now, with feasts, dances, marriages, the chase, fights +of wild beasts, bacchanalians, &c.; thus with representations of the full +ardour of life, which they place before us not only in such revels and +sports, but also in sensual groups, and even go so far as to represent the +sexual intercourse of satyrs and goats. Clearly the aim was to point in +the most impressive manner away from the death of the mourned individual +to the immortal life of nature, and thus to indicate, though without +abstract knowledge, that the whole of nature is the phenomenon and also +the fulfilment of the will to live. The form of this phenomenon is time, +space, and causality, and by means of these individuation, which carries +with it that the individual must come into being and pass away. But this +no more affects the will to live, of whose manifestation the individual +is, as it were, only a particular example or specimen, than the death of +an individual injures the whole of nature. For it is not the individual, +but only the species that Nature cares for, and for the preservation of +which she so earnestly strives, providing for it with the utmost +prodigality through the vast surplus of the seed and the great strength of +the fructifying impulse. The individual, on the contrary, neither has nor +can have any value for Nature, for her kingdom is infinite time and +infinite space, and in these infinite multiplicity of possible +individuals. Therefore she is always ready to let the individual fall, and +hence it is not only exposed to destruction in a thousand ways by the most +insignificant accident, but originally destined for it, and conducted +towards it by Nature herself from the moment it has served its end of +maintaining the species. Thus Nature naïvely expresses the great truth +that only the Ideas, not the individuals, have, properly speaking, +reality, _i.e._, are complete objectivity of the will. Now, since man is +Nature itself, and indeed Nature at the highest grade of its +self-consciousness, but Nature is only the objectified will to live, the +man who has comprehended and retained this point of view may well console +himself, when contemplating his own death and that of his friends, by +turning his eyes to the immortal life of Nature, which he himself is. This +is the significance of Siva with the lingam, and of those ancient +sarcophagi with their pictures of glowing life, which say to the mourning +beholder, _Natura non contristatur_. + +That generation and death are to be regarded as something belonging to +life, and essential to this phenomenon of the will, arises also from the +fact that they both exhibit themselves merely as higher powers of the +expression of that in which all the rest of life consists. This is through +and through nothing else than the constant change of matter in the fixed +permanence of form; and this is what constitutes the transitoriness of the +individual and the permanence of the species. Constant nourishment and +renewal differ from generation only in degree, and constant excretion +differs only in degree from death. The first shows itself most simply and +distinctly in the plant. The plant is throughout a constant recurrence of +the same impulse of its simplest fibre, which groups itself into leaf and +branch. It is a systematic aggregate of similar plants supporting each +other, whose constant reproduction is its single impulse. It ascends to +the full satisfaction of this tendency through the grades of its +metamorphosis, finally to the blossom and fruit, that compendium of its +existence and effort in which it now attains, by a short way, to that +which is its single aim, and at a stroke produces a thousand-fold what, up +till then, it effected only in the particular case--the repetition of +itself. Its earlier growth and development stands in the same relation to +its fruit as writing stands to printing. With the animal it is clearly +quite the same. The process of nourishing is a constant reproduction; the +process of reproduction is a higher power of nourishing. The pleasure +which accompanies the act of procreation is a higher power of the +agreeableness of the sense of life. On the other hand, excretion, the +constant exhalation and throwing off of matter, is the same as that which, +at a higher power, death, is the contrary of generation. And if here we +are always content to retain the form without lamenting the discarded +matter, we ought to bear ourselves in the same way if in death the same +thing happens, in a higher degree and to the whole, as takes place daily +and hourly in a partial manner in excretion: if we are indifferent to the +one, we ought not to shrink from the other. Therefore, from this point of +view, it appears just as perverse to desire the continuance of an +individuality which will be replaced by other individuals as to desire the +permanence of matter which will be replaced by other matter. It appears +just as foolish to embalm the body as it would be carefully to preserve +its excrement. As to the individual consciousness which is bound to the +individual body, it is absolutely interrupted every day by sleep. Deep +sleep is, while it lasts, in no way different from death, into which, in +fact, it often passes continuously, as in the case of freezing to death. +It differs only with regard to the future, the awaking. Death is a sleep +in which individuality is forgotten; everything else wakes again, or +rather never slept.(64) + +Above all things, we must distinctly recognise that the form of the +phenomenon of will, the form of life or reality, is really only the +_present_, not the future nor the past. The latter are only in the +conception, exist only in the connection of knowledge, so far as it +follows the principle of sufficient reason. No man has ever lived in the +past, and none will live in the future; the _present_ alone is the form of +all life, and is its sure possession which can never be taken from it. The +present always exists, together with its content. Both remain fixed +without wavering, like the rainbow on the waterfall. For life is firm and +certain in the will, and the present is firm and certain in life. +Certainly, if we reflect on the thousands of years that are past, of the +millions of men who lived in them, we ask, What were they? what has become +of them? But, on the other hand, we need only recall our own past life and +renew its scenes vividly in our imagination, and then ask again, What was +all this? what has become of it? As it is with it, so is it with the life +of those millions. Or should we suppose that the past could receive a new +existence because it has been sealed by death? Our own past, the most +recent part of it, and even yesterday, is now no more than an empty dream +of the fancy, and such is the past of all those millions. What was? What +is? The will, of which life is the mirror, and knowledge free from will, +which beholds it clearly in that mirror. Whoever has not yet recognised +this, or will not recognise it, must add to the question asked above as to +the fate of past generations of men this question also: Why he, the +questioner, is so fortunate as to be conscious of this costly, fleeting, +and only real present, while those hundreds of generations of men, even +the heroes and philosophers of those ages, have sunk into the night of the +past, and have thus become nothing; but he, his insignificant ego, +actually exists? or more shortly, though somewhat strangely: Why this now, +his now, _is_ just now and _was_ not long ago? Since he asks such strange +questions, he regards his existence and his time as independent of each +other, and the former as projected into the latter. He assumes indeed two +nows--one which belongs to the object, the other which belongs to the +subject, and marvels at the happy accident of their coincidence. But in +truth, only the point of contact of the object, the form of which is time, +with the subject, which has no mode of the principle of sufficient reason +as its form, constitutes the present, as is shown in the essay on the +principle of sufficient reason. Now all object is the will so far as it +has become idea, and the subject is the necessary correlative of the +object. But real objects are only in the present; the past and the future +contain only conceptions and fancies, therefore the present is the +essential form of the phenomenon of the will, and inseparable from it. The +present alone is that which always exists and remains immovable. That +which, empirically apprehended, is the most transitory of all, presents +itself to the metaphysical vision, which sees beyond the forms of +empirical perception, as that which alone endures, the _nunc stans_ of the +schoolmen. The source and the supporter of its content is the will to live +or the thing-in-itself,--which we are. That which constantly becomes and +passes away, in that it has either already been or is still to be, belongs +to the phenomenon as such on account of its forms, which make coming into +being and passing away possible. Accordingly, we must think:--_Quid +fuit?_--_Quod est._ _Quid erit?_--_Quod fuit;_ and take it in the strict +meaning of the words; thus understand not _simile_ but _idem_. For life is +certain to the will, and the present is certain to life. Thus it is that +every one can say, "I am once for all lord of the present, and through all +eternity it will accompany me as my shadow: therefore I do not wonder +where it has come from, and how it happens that it is exactly now." We +might compare time to a constantly revolving sphere; the half that was +always sinking would be the past, that which was always rising would be +the future; but the indivisible point at the top, where the tangent +touches, would be the extensionless present. As the tangent does not +revolve with the sphere, neither does the present, the point of contact of +the object, the form of which is time, with the subject, which has no +form, because it does not belong to the knowable, but is the condition of +all that is knowable. Or, time is like an unceasing stream, and the +present a rock on which the stream breaks itself, but does not carry away +with it. The will, as thing-in-itself, is just as little subordinate to +the principle of sufficient reason as the subject of knowledge, which, +finally, in a certain regard is the will itself or its expression. And as +life, its own phenomenon, is assured to the will, so is the present, the +single form of real life. Therefore we have not to investigate the past +before life, nor the future after death: we have rather to know the +_present_, the one form in which the will manifests itself.(65) It will +not escape from the will, but neither will the will escape from it. If, +therefore, life as it is satisfies, whoever affirms it in every way may +regard it with confidence as endless, and banish the fear of death as an +illusion that inspires him with the foolish dread that he can ever be +robbed of the present, and foreshadows a time in which there is no +present; an illusion with regard to time analogous to the illusion with +regard to space through which every one imagines the position on the globe +he happens to occupy as above, and all other places as below. In the same +way every one links the present to his own individuality, and imagines +that all present is extinguished with it; that then past and future might +be without a present. But as on the surface of the globe every place is +above, so the form of all life is the _present_, and to fear death because +it robs us of the present, is just as foolish as to fear that we may slip +down from the round globe upon which we have now the good fortune to +occupy the upper surface. The present is the form essential to the +objectification of the will. It cuts time, which extends infinitely in +both directions, as a mathematical point, and stands immovably fixed, like +an everlasting mid-day with no cool evening, as the actual sun burns +without intermission, while it only seems to sink into the bosom of night. +Therefore, if a man fears death as his annihilation, it is just as if he +were to think that the sun cries out at evening, "Woe is me! for I go down +into eternal night."(66) And conversely, whoever is oppressed with the +burden of life, whoever desires life and affirms it, but abhors its +torments, and especially can no longer endure the hard lot that has fallen +to himself, such a man has no deliverance to hope for from death, and +cannot right himself by suicide. The cool shades of Orcus allure him only +with the false appearance of a haven of rest. The earth rolls from day +into night, the individual dies, but the sun itself shines without +intermission, an eternal noon. Life is assured to the will to live; the +form of life is an endless present, no matter how the individuals, the +phenomena of the Idea, arise and pass away in time, like fleeting dreams. +Thus even already suicide appears to us as a vain and therefore a foolish +action; when we have carried our investigation further it will appear to +us in a still less favourable light. + +Dogmas change and our knowledge is deceptive; but Nature never errs, her +procedure is sure, and she never conceals it. Everything is entirely in +Nature, and Nature is entire in everything. She has her centre in every +brute. It has surely found its way into existence, and it will surely find +its way out of it. In the meantime it lives, fearless and without care, in +the presence of annihilation, supported by the consciousness that it is +Nature herself, and imperishable as she is. Man alone carries about with +him, in abstract conceptions, the certainty of his death; yet this can +only trouble him very rarely, when for a single moment some occasion calls +it up to his imagination. Against the mighty voice of Nature reflection +can do little. In man, as in the brute which does not think, the certainty +that springs from his inmost consciousness that he himself is Nature, the +world, predominates as a lasting frame of mind; and on account of this no +man is observably disturbed by the thought of certain and never-distant +death, but lives as if he would live for ever. Indeed this is carried so +far that we may say that no one has really a lively conviction of the +certainty of his death, otherwise there would be no great difference +between his frame of mind and that of a condemned criminal. Every one +recognises that certainty in the abstract and theoretically, but lays it +aside like other theoretical truths which are not applicable to practice, +without really receiving it into his living consciousness. Whoever +carefully considers this peculiarity of human character will see that the +psychological explanations of it, from habit and acquiescence in the +inevitable, are by no means sufficient, and that its true explanation lies +in the deeper ground we have given. The same fact explains the +circumstance that at all times and among all peoples dogmas of some kind +or other relating to the continued existence of the individual after death +arise, and are believed in, although the evidence in support of them must +always be very insufficient, and the evidence against them forcible and +varied. But, in truth, this really requires no proof, but is recognised by +the healthy understanding as a fact, and confirmed by the confidence that +Nature never lies any more than she errs, but openly exhibits and naïvely +expresses her action and her nature, while only we ourselves obscure it by +our folly, in order to establish what is agreeable to our limited point of +view. + +But this that we have brought to clearest consciousness, that although the +particular phenomenon of the will has a temporal beginning and end, the +will itself as thing-in-itself is not affected by it, nor yet the +correlative of all object, the knowing but never known subject, and that +life is always assured to the will to live--this is not to be numbered with +the doctrines of immortality. For permanence has no more to do with the +will or with the pure subject of knowing, the eternal eye of the world, +than transitoriness, for both are predicates that are only valid in time, +and the will and the pure subject of knowing lie outside time. Therefore +the egoism of the individual (this particular phenomenon of will +enlightened by the subject of knowing) can extract as little nourishment +and consolation for his wish to endure through endless time from the view +we have expressed, as he could from the knowledge that after his death the +rest of the eternal world would continue to exist, which is just the +expression of the same view considered objectively, and therefore +temporally. For every individual is transitory only as phenomenon, but as +thing-in-itself is timeless, and therefore endless. But it is also only as +phenomenon that an individual is distinguished from the other things of +the world; as thing-in-itself he is the will which appears in all, and +death destroys the illusion which separates his consciousness from that of +the rest: this is immortality. His exemption from death, which belongs to +him only as thing-in-itself, is for the phenomenon one with the +immortality of the rest of the external world.(67) Hence also, it arises +that although the inward and merely felt consciousness of that which we +have raised to distinct knowledge is indeed, as we have said, sufficient +to prevent the thought of death from poisoning the life of the rational +being, because this consciousness is the basis of that love of life which +maintains everything living, and enables it to live on at ease as if there +were no such thing as death, so long as it is face to face with life, and +turns its attention to it, yet it will not prevent the individual from +being seized with the fear of death, and trying in every way to escape +from it, when it presents itself to him in some particular real case, or +even only in his imagination, and he is compelled to contemplate it. For +just as, so long as his knowledge was directed to life as such, he was +obliged to recognise immortality in it, so when death is brought before +his eyes, he is obliged to recognise it as that which it is, the temporal +end of the particular temporal phenomenon. What we fear in death is by no +means the pain, for it lies clearly on this side of death, and, moreover, +we often take refuge in death from pain, just as, on the contrary, we +sometimes endure the most fearful suffering merely to escape death for a +while, although it would be quick and easy. Thus we distinguish pain and +death as two entirely different evils. What we fear in death is the end of +the individual, which it openly professes itself to be, and since the +individual is a particular objectification of the will to live itself, its +whole nature struggles against death. Now when feeling thus exposes us +helpless, reason can yet step in and for the most part overcome its +adverse influence, for it places us upon a higher standpoint, from which +we no longer contemplate the particular but the whole. Therefore a +philosophical knowledge of the nature of the world, which extended to the +point we have now reached in this work but went no farther, could even at +this point of view overcome the terror of death in the measure in which +reflection had power over direct feeling in the given individual. A man +who had thoroughly assimilated the truths we have already advanced, but +had not come to know, either from his own experience or from a deeper +insight, that constant suffering is essential to life, who found +satisfaction and all that he wished in life, and could calmly and +deliberately desire that his life, as he had hitherto known it, should +endure for ever or repeat itself ever anew, and whose love of life was so +great that he willingly and gladly accepted all the hardships and miseries +to which it is exposed for the sake of its pleasures,--such a man would +stand "with firm-knit bones on the well-rounded, enduring earth," and +would have nothing to fear. Armed with the knowledge we have given him, he +would await with indifference the death that hastens towards him on the +wings of time. He would regard it as a false illusion, an impotent +spectre, which frightens the weak but has no power over him who knows that +he is himself the will of which the whole world is the objectification or +copy, and that therefore he is always certain of life, and also of the +present, the peculiar and only form of the phenomenon of the will. He +could not be terrified by an endless past or future in which he would not +be, for this he would regard as the empty delusion of the web of Mâya. +Thus he would no more fear death than the sun fears the night. In the +"Bhagavad-Gita" Krishna thus raises the mind of his young pupil Arjuna, +when, seized with compunction at the sight of the arrayed hosts (somewhat +as Xerxes was), he loses heart and desires to give up the battle in order +to avert the death of so many thousands. Krishna leads him to this point +of view, and the death of those thousands can no longer restrain him; he +gives the sign for battle. This point of view is also expressed by +Goethe's Prometheus, especially when he says-- + + + "Here sit I, form mankind + In my own image, + A race like to myself, + To suffer and to weep, + Rejoice, enjoy, + And heed thee not, + As I." + + +The philosophy of Bruno and that of Spinoza might also lead any one to +this point of view whose conviction was not shaken and weakened by their +errors and imperfections. That of Bruno has properly no ethical theory at +all, and the theory contained in the philosophy of Spinoza does not really +proceed from the inner nature of his doctrine, but is merely tacked on to +it by means of weak and palpable sophisms, though in itself it is +praiseworthy and beautiful. Finally, there are many men who would occupy +this point of view if their knowledge kept pace with their will, _i.e._, +if, free from all illusion, they were in a position to become clearly and +distinctly themselves. For this is, for knowledge, the point of view of +the complete _assertion of the will to live_. + +That the will asserts itself means, that while in its objectivity, _i.e._, +in the world and life, its own nature is completely and distinctly given +it as idea, this knowledge does not by any means check its volition; but +this very life, so known, is willed as such by the will with knowledge, +consciously and deliberately, just as up to this point it willed it as +blind effort without knowledge. The opposite of this, the _denial of the +will to live_, shows itself if, when that knowledge is attained, volition +ends, because the particular known phenomena no longer act as _motives_ +for willing, but the whole knowledge of the nature of the world, the +mirror of the will, which has grown up through the comprehension of the +_Ideas_, becomes a _quieter_ of the will; and thus free, the will +suppresses itself. These quite unfamiliar conceptions are difficult to +understand when expressed in this general way, but it is hoped they will +become clear through the exposition we shall give presently, with special +reference to action, of the phenomena in which, on the one hand, the +assertion in its different grades, and, on the other hand, the denial, +expresses itself. For both proceed from knowledge, yet not from abstract +knowledge, which is expressed in words, but from living knowledge, which +is expressed in action and behaviour alone, and is independent of the +dogmas which at the same time occupy the reason as abstract knowledge. To +exhibit them both, and bring them to distinct knowledge of the reason, can +alone be my aim, and not to prescribe or recommend the one or the other, +which would be as foolish as it would be useless; for the will in itself +is absolutely free and entirely self-determining, and for it there is no +law. But before we go on to the exposition referred to, we must first +explain and more exactly define this _freedom_ and its relation to +necessity. And also, with regard to the life, the assertion and denial of +which is our problem, we must insert a few general remarks connected with +the will and its objects. Through all this we shall facilitate the +apprehension of the inmost nature of the knowledge we are aiming at, of +the ethical significance of methods of action. + +Since, as has been said, this whole work is only the unfolding of a single +thought, it follows that all its parts have the most intimate connection +with each other. Not merely that each part stands in a necessary relation +to what immediately precedes it, and only presupposes a recollection of +that by the reader, as is the case with all philosophies which consist +merely of a series of inferences, but that every part of the whole work is +related to every other part and presupposes it. It is, therefore, +necessary that the reader should remember not only what has just been +said, but all the earlier parts of the work, so that he may be able to +connect them with what he is reading, however much may have intervened. +Plato also makes this demand upon his readers through the intricate +digressions of his dialogues, in which he only returns to the leading +thought after long episodes, which illustrate and explain it. In our case +this demand is necessary; for the breaking up of our one single thought +into its many aspects is indeed the only means of imparting it, though not +essential to the thought itself, but merely an artificial form. The +division of four principal points of view into four books, and the most +careful bringing together of all that is related and homogeneous, assists +the exposition and its comprehension; yet the material absolutely does not +admit of an advance in a straight line, such as the progress of history, +but necessitates a more complicated exposition. This again makes a +repeated study of the book necessary, for thus alone does the connection +of all the parts with each other become distinct, and only then do they +all mutually throw light upon each other and become quite clear.(68) + +§ 55. That the will as such is _free_, follows from the fact that, +according to our view, it is the thing-in-itself, the content of all +phenomena. The phenomena, on the other hand, we recognise as absolutely +subordinate to the principle of sufficient reason in its four forms. And +since we know that necessity is throughout identical with following from +given grounds, and that these are convertible conceptions, all that +belongs to the phenomenon, _i.e._, all that is object for the knowing +subject as individual, is in one aspect reason, and in another aspect +consequent; and in this last capacity is determined with absolute +necessity, and can, therefore, in no respect be other than it is. The +whole content of Nature, the collective sum of its phenomena, is thus +throughout necessary, and the necessity of every part, of every +phenomenon, of every event, can always be proved, because it must be +possible to find the reason from which it follows as a consequent. This +admits of no exception: it follows from the unrestricted validity of the +principle of sufficient reason. In another aspect, however, the same world +is for us, in all its phenomena, objectivity of will. And the will, since +it is not phenomenon, is not idea or object, but thing-in-itself, and is +not subordinate to the principle of sufficient reason, the form of all +object; thus is not determined as a consequent through any reason, knows +no necessity, _i.e._, is _free_. The concept of freedom is thus properly a +negative concept, for its content is merely the denial of necessity, +_i.e._, the relation of consequent to its reason, according to the +principle of sufficient reason. Now here lies before us in its most +distinct form the solution of that great contradiction, the union of +freedom with necessity, which has so often been discussed in recent times, +yet, so far as I know, never clearly and adequately. Everything is as +phenomenon, as object, absolutely necessary: _in itself_ it is will, which +is perfectly free to all eternity. The phenomenon, the object, is +necessarily and unalterably determined in that chain of causes and effects +which admits of no interruption. But the existence in general of this +object, and its specific nature, _i.e._, the Idea which reveals itself in +it, or, in other words, its character, is a direct manifestation of will. +Thus, in conformity with the freedom of this will, the object might not be +at all, or it might be originally and essentially something quite +different from what it is, in which case, however, the whole chain of +which it is a link, and which is itself a manifestation of the same will, +would be quite different also. But once there and existing, it has entered +the chain of causes and effects, is always necessarily determined in it, +and can, therefore, neither become something else, _i.e._, change itself, +nor yet escape from the chain, _i.e._, vanish. Man, like every other part +of Nature, is objectivity of the will; therefore all that has been said +holds good of him. As everything in Nature has its forces and qualities, +which react in a definite way when definitely affected, and constitute its +character, man also has his _character_, from which the motives call forth +his actions with necessity. In this manner of conduct his empirical +character reveals itself, but in this again his intelligible character, +the will in itself, whose determined phenomenon he is. But man is the most +complete phenomenon of will, and, as we explained in the Second Book, he +had to be enlightened with so high a degree of knowledge in order to +maintain himself in existence, that in it a perfectly adequate copy or +repetition of the nature of the world under the form of the idea became +possible: this is the comprehension of the Ideas, the pure mirror of the +world, as we learnt in the Third Book. Thus in man the will can attain to +full self-consciousness, to distinct and exhaustive knowledge of its own +nature, as it mirrors itself in the whole world. We saw in the preceding +book that art springs from the actual presence of this degree of +knowledge; and at the end of our whole work it will further appear that, +through the same knowledge, in that the will relates it to itself, a +suppression and self-denial of the will in its most perfect manifestation +is possible. So that the freedom which otherwise, as belonging to the +thing-in-itself, can never show itself in the phenomenon, in such a case +does also appear in it, and, by abolishing the nature which lies at the +foundation of the phenomenon, while the latter itself still continues to +exist in time, it brings about a contradiction of the phenomenon with +itself, and in this way exhibits the phenomena of holiness and +self-renunciation. But all this can only be fully understood at the end of +this book. What has just been said merely affords a preliminary and +general indication of how man is distinguished from all the other +phenomena of will by the fact that freedom, _i.e._, independence of the +principle of sufficient reason, which only belongs to the will as +thing-in-itself, and contradicts the phenomenon, may yet possibly, in his +case, appear in the phenomenon also, where, however, it necessarily +exhibits itself as a contradiction of the phenomenon with itself. In this +sense, not only the will in itself, but man also may certainly be called +free, and thus distinguished from all other beings. But how this is to be +understood can only become clear through all that is to follow, and for +the present we must turn away from it altogether. For, in the first place, +we must beware of the error that the action of the individual definite man +is subject to no necessity, _i.e._, that the power of the motive is less +certain than the power of the cause, or the following of the conclusion +from the premises. The freedom of the will as thing-in-itself, if, as has +been said, we abstract from the entirely exceptional case mentioned above, +by no means extends directly to its phenomenon, not even in the case in +which this reaches the highest made of its visibility, and thus does not +extend to the rational animal endowed with individual character, _i.e._, +the person. The person is never free although he is the phenomenon of a +free will; for he is already the determined phenomenon of the free +volition of this will, and, because he enters the form of every object, +the principle of sufficient reason, he develops indeed the unity of that +will in a multiplicity of actions, but on account of the timeless unity of +that volition in itself, this multiplicity exhibits in itself the regular +conformity to law of a force of Nature. Since, however, it is that free +volition that becomes visible in the person and the whole of his conduct, +relating itself to him as the concept to the definition, every individual +action of the person is to be ascribed to the free will, and directly +proclaims itself as such in consciousness. Therefore, as was said in the +Second Book, every one regards himself _a priori_ (_i.e._, here in this +original feeling) as free in his individual actions, in the sense that in +every given case every action is possible for him, and he only recognises +_a posteriori_ from experience and reflection upon experience that his +actions take place with absolute necessity from the coincidence of his +character with his motives. Hence it arises that every uncultured man, +following his feeling, ardently defends complete freedom in particular +actions, while the great thinkers of all ages, and indeed the more +profound systems of religion, have denied it. But whoever has come to see +clearly that the whole nature of man is will, and he himself only a +phenomenon of this will, and that such a phenomenon has, even from the +subject itself, the principle of sufficient reason as its necessary form, +which here appears as the law of motivation,--such a man will regard it as +just as absurd to doubt the inevitable nature of an action when the motive +is presented to a given character, as to doubt that the three angles of +any triangle are together equal to two right angles. Priestley has very +sufficiently proved the necessity of the individual action in his +"Doctrine of Philosophical Necessity;" but Kant, whose merit in this +respect is specially great, first proved the coexistence of this necessity +with the freedom of the will in itself, _i.e._, apart from the +phenomenon,(69) by establishing the distinction between the intelligible +and the empirical character. I entirely adhere to this distinction, for +the former is the will as thing-in-itself so far as it appears in a +definite individual in a definite grade, and the latter is this phenomenon +itself as it exhibits itself in time in the mode of action, and in space +in the physical structure. In order to make the relation of the two +comprehensible, the best expression is that which I have already used in +the introductory essay, that the intelligible character of every man is to +be regarded as an act of will outside time, and therefore indivisible and +unchangeable, and the manifestation of this act of will developed and +broken up in time and space and all the forms of the principle of +sufficient reason is the empirical character as it exhibits itself for +experience in the whole conduct and life of this man. As the whole tree is +only the constantly repeated manifestation of one and the same tendency, +which exhibits itself in its simplest form in the fibre, and recurs and is +easily recognised in the construction of the leaf, shoot, branch, and +trunk, so all a man's deeds are merely the constantly repeated expression, +somewhat varied in form, of his intelligible character, and the induction +based on the sum of all these expressions gives us his empirical +character. For the rest, I shall not at this point repeat in my own words +Kant's masterly exposition, but presuppose it as known. + +In the year 1840 I dealt with the important chapter on the freedom of the +will, thoroughly and in detail, in my crowned prize-essay upon the +subject, and exposed the reason of the delusion which led men to imagine +that they found an empirically given absolute freedom of the will, that is +to say, a _liberum arbitrium indifferentiæ_, as a fact in +self-consciousness; for the question propounded for the essay was with +great insight directed to this point. Therefore, as I refer the reader to +that work, and also to the tenth paragraph of the prize-essay on the basis +of morals, which was published along with it under the title "The Two +Fundamental Problems of Ethics," I now omit the incomplete exposition of +the necessity of the act of will, which was given at this place in the +first edition. Instead of it I shall explain the delusion mentioned above +in a brief discussion which is presupposed in the nineteenth chapter of +the supplement to the present work, and therefore could not be given in +the prize-essay referred to. + +Apart from the fact that the will as the true thing-in-itself is actually +original and independent, and that the feeling of its originality and +absoluteness must accompany its acts in self-consciousness, though here +they are already determined, there arises the illusion of an empirical +freedom of the will (instead of the transcendental freedom which alone is +to be attributed to it), and thus a freedom of its particular actions, +from that attitude of the intellect towards the will which is explained, +separated, and subordinated in the nineteenth chapter of the supplement, +especially under No. 3. The intellect knows the conclusions of the will +only _a posteriori_ and empirically; therefore when a choice is presented, +it has no data as to how the will is to decide. For the intelligible +character, by virtue of which, when motives are given, only _one_ decision +is possible and is therefore necessary, does not come within the knowledge +of the intellect, but merely the empirical character is known to it +through the succession of its particular acts. Therefore it seems to the +intellect that in a given case two opposite decisions are possible for the +will. But this is just the same thing as if we were to say of a +perpendicular beam that has lost its balance, and is hesitating which way +to fall, "It can fall either to the right hand or the left." This _can_ +has merely a subjective significance, and really means "as far as the data +known to us are concerned." Objectively, the direction of the fall is +necessarily determined as soon as the equilibrium is lost. Accordingly, +the decision of one's own will is undetermined only to the beholder, one's +own intellect, and thus merely relatively and subjectively for the subject +of knowing. In itself and objectively, on the other hand, in every choice +presented to it, its decision is at once determined and necessary. But +this determination only comes into consciousness through the decision that +follows upon it. Indeed, we receive an empirical proof of this when any +difficult and important choice lies before us, but only under a condition +which is not yet present, but merely hoped for, so that in the meanwhile +we can do nothing, but must remain passive. Now we consider how we shall +decide when the circumstances occur that will give us a free activity and +choice. Generally the foresight of rational deliberation recommends one +decision, while direct inclination leans rather to the other. So long as +we are compelled to remain passive, the side of reason seems to wish to +keep the upper hand; but we see beforehand how strongly the other side +will influence us when the opportunity for action arises. Till then we are +eagerly concerned to place the motives on both sides in the clearest +light, by calm meditation on the _pro et contra_, so that every motive may +exert its full influence upon the will when the time arrives, and it may +not be misled by a mistake on the part of the intellect to decide +otherwise than it would have done if all the motives had their due +influence upon it. But this distinct unfolding of the motives on both +sides is all that the intellect can do to assist the choice. It awaits the +real decision just as passively and with the same intense curiosity as if +it were that of a foreign will. Therefore from its point of view both +decisions must seem to it equally possible; and this is just the illusion +of the empirical freedom of the will. Certainly the decision enters the +sphere of the intellect altogether empirically, as the final conclusion of +the matter; but yet it proceeded from the inner nature, the intelligible +character, of the individual will in its conflict with given motives, and +therefore with complete necessity. The intellect can do nothing more than +bring out clearly and fully the nature of the motives; it cannot determine +the will itself; for the will is quite inaccessible to it, and, as we have +seen, cannot be investigated. + +If, under the same circumstances, a man could act now one way and now +another, it would be necessary that his will itself should have changed in +the meantime, and thus that it should lie in time, for change is only +possible in time; but then either the will would be a mere phenomenon, or +time would be a condition of the thing-in-itself. Accordingly the dispute +as to the freedom of the particular action, the _liberum arbitrium +indifferentiæ_, really turns on the question whether the will lies in time +or not. If, as both Kant's doctrine and the whole of my system +necessitates, the will is the thing-in-itself outside time and outside +every form of the principle of sufficient reason, not only must the +individual act in the same way in the same circumstances, and not only +must every bad action be the sure warrant of innumerable others, which the +individual _must_ perform and _cannot_ leave, but, as Kant said, if only +the empirical character and the motives were completely given, it would be +possible to calculate the future conduct of a man just as we can calculate +an eclipse of the sun or moon. As Nature is consistent, so is the +character; every action must take place in accordance with it, just as +every phenomenon takes place according to a law of Nature: the causes in +the latter case and the motives in the former are merely the occasional +causes, as was shown in the Second Book. The will, whose phenomenon is the +whole being and life of man, cannot deny itself in the particular case, +and what the man wills on the whole, that will he also will in the +particular case. + +The assertion of an empirical freedom of the will, a _liberum arbitrium +indifferentiæ_, agrees precisely with the doctrine that places the inner +nature of man in a _soul_, which is originally a _knowing_, and indeed +really an abstract _thinking_ nature, and only in consequence of this a +_willing_ nature--a doctrine which thus regards the will as of a secondary +or derivative nature, instead of knowledge which is really so. The will +indeed came to be regarded as an act of thought, and to be identified with +the judgment, especially by Descartes and Spinoza. According to this +doctrine every man must become what he is only through his knowledge; he +must enter the world as a moral cipher come to know the things in it, and +thereupon determine to be this or that, to act thus or thus, and may also +through new knowledge achieve a new course of action, that is to say, +become another person. Further, he must first know a thing to be _good_, +and in consequence of this will it, instead of first _willing_ it, and in +consequence of this calling it _good_. According to my fundamental point +of view, all this is a reversal of the true relation. Will is first and +original; knowledge is merely added to it as an instrument belonging to +the phenomenon of will. Therefore every man is what he is through his +will, and his character is original, for willing is the basis of his +nature. Through the knowledge which is added to it he comes to know in the +course of experience _what he is_, _i.e._, he learns his character. Thus +he _knows_ himself in consequence of and in accordance with the nature of +his will, instead of _willing_ in consequence of and in accordance with +his knowing. According to the latter view, he would only require to +consider how he would like best to be, and he would be it; that is its +doctrine of the freedom of the will. Thus it consists really in this, that +a man is his own work guided by the light of knowledge. I, on the +contrary, say that he is his own work before all knowledge, and knowledge +is merely added to it to enlighten it. Therefore he cannot resolve to be +this or that, nor can he become other than he is; but he _is_ once for +all, and he knows in the course of experience _what_ he is. According to +one doctrine he _wills_ what he knows, and according to the other he +_knows_ what he wills. + +The Greeks called the character {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, and its expression, _i.e._, morals, +{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ETA~}. But this word comes from {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, custom; they chose it in order to +express metaphorically the constancy of character through the constancy of +custom. {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}. {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} (_a voce_ {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, _i.e._, _consuetudo_ {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} _est +appellatum: ethica ergo dicta est_ {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}, _sivi ab +assuescendo_) says Aristotle (Eth. Magna, i. 6, p. 1186, and Eth. Eud., p. +1220, and Eth. Nic., p. 1103, ed. Ber.) Stobæus quotes: {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK CAPITAL LETTER ZETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~}; {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PHI~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ETA WITH DASIA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA WITH DASIA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~} (_Stoici +autem, Zenonis castra sequentes, metaphorice ethos definiunt vitæ fontem, +e quo singulæ manant actiones_), ii. ch. 7. In Christian theology we find +the dogma of predestination in consequence of election and non-election +(Rom. ix. 11-24), clearly originating from the knowledge that man does not +change himself, but his life and conduct, _i.e._, his empirical character, +is only the unfolding of his intelligible character, the development of +decided and unchangeable natural dispositions recognisable even in the +child; therefore, as it were, even at his birth his conduct is firmly +determined, and remains essentially the same to the end. This we entirely +agree with; but certainly the consequences which followed from the union +of this perfectly correct insight with the dogmas that already existed in +Jewish theology, and which now gave rise to the great difficulty, the +Gordian knot upon which most of the controversies of the Church turned, I +do not undertake to defend, for even the Apostle Paul scarcely succeeded +in doing so by means of his simile of the potter's vessels which he +invented for the purpose, for the result he finally arrived at was nothing +else than this:-- + + + "Let mankind + Fear the gods! + They hold the power + In everlasting hands: + And they can use it + As seems good to them." + + +Such considerations, however, are really foreign to our subject. Some +explanation as to the relation between the character and the knowledge in +which all its motives lie, will now be more to the point. + +The motives which determine the manifestation of the character or conduct +influence it through the medium of knowledge. But knowledge is changeable, +and often vacillates between truth and error, yet, as a rule, is rectified +more and more in the course of life, though certainly in very different +degrees. Therefore the conduct of a man may be observably altered without +justifying us in concluding that his character has been changed. What the +man really and in general wills, the striving of his inmost nature, and +the end he pursues in accordance with it, this we can never change by +influence upon him from without by instruction, otherwise we could +transform him. Seneca says admirably, _velle non discitur_; whereby he +preferred truth to his Stoic philosophers, who taught {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} (_doceri posse virtutem_). From without the will can only be +affected by motives. But these can never change the will itself; for they +have power over it only under the presupposition that it is precisely such +as it is. All that they can do is thus to alter the direction of its +effort, _i.e._, bring it about that it shall seek in another way than it +has hitherto done that which it invariably seeks. Therefore instruction, +improved knowledge, in other words, influence from without, may indeed +teach the will that it erred in the means it employed, and can therefore +bring it about that the end after which it strives once for all according +to its inner nature shall be pursued on an entirely different path and in +an entirely different object from what has hitherto been the case. But it +can never bring about that the will shall will something actually +different from what it has hitherto willed; this remains unchangeable, for +the will is simply this willing itself, which would have to be abolished. +The former, however, the possible modification of knowledge, and through +knowledge of conduct, extends so far that the will seeks to attain its +unalterable end, for example, Mohammed's paradise, at one time in the real +world, at another time in a world of imagination, adapting the means to +each, and thus in the first case applying prudence, might, and fraud, and +in the second case, abstinence, justice, alms, and pilgrimages to Mecca. +But its effort itself has not therefore changed, still less the will +itself. Thus, although its action certainly shows itself very different at +different times, its willing has yet remained precisely the same. _Velle +non discitur._ + +For motives to act, it is necessary not only that they should be present, +but that they should be known; for, according to a very good expression of +the schoolmen, which we referred to once before, _causa finalis movet non +secundum suum esse reale; sed secundum esse cognitum_. For example, in +order that the relation may appear that exists in a given man between +egoism and sympathy, it is not sufficient that he should possess wealth +and see others in want, but he must also know what he can do with his +wealth, both for himself and for others: not only must the suffering of +others be presented to him, but he must know both what suffering and also +what pleasure is. Perhaps, on a first occasion, he did not know all this +so well as on a second; and if, on a similar occasion, he acts +differently, this arises simply from the fact that the circumstances were +really different, as regards the part of them that depends on his knowing +them, although they seem to be the same. As ignorance of actually existing +circumstances robs them of their influence, so, on the other hand, +entirely imaginary circumstances may act as if they were real, not only in +the case of a particular deception, but also in general and continuously. +For example, if a man is firmly persuaded that every good action will be +repaid him a hundredfold in a future life, such a conviction affects him +in precisely the same way as a good bill of exchange at a very long date, +and he can give from mere egoism, as from another point of view he would +take from egoism. He has not changed himself: _velle non discitur._ It is +on account of this great influence of knowledge upon action, while the +will remains unchangeable, that the character develops and its different +features appear only little by little. Therefore it shows itself different +at every period of life, and an impetuous, wild youth may be succeeded by +a staid, sober, manly age. Especially what is bad in the character will +always come out more strongly with time, yet sometimes it occurs that +passions which a man gave way to in his youth are afterwards voluntarily +restrained, simply because the motives opposed to them have only then come +into knowledge. Hence, also, we are all innocent to begin with, and this +merely means that neither we nor others know the evil of our own nature; +it only appears with the motives, and only in time do the motives appear +in knowledge. Finally we come to know ourselves as quite different from +what _a priori_ we supposed ourselves to be, and then we are often +terrified at ourselves. + +Repentance never proceeds from a change of the will (which is impossible), +but from a change of knowledge. The essential and peculiar in what I have +always willed I must still continue to will; for I myself am this will +which lies outside time and change. I can therefore never repent of what I +have willed, though I can repent of what I have done; because, led by +false conceptions, I did something that was not in conformity with my +will. The discovery of this through fuller knowledge is _repentance_. This +extends not merely to worldly wisdom, to the choice of the means, and the +judgment of the appropriateness of the end to my own will, but also to +what is properly ethical. For example, I may have acted more egotistically +than is in accordance with my character, led astray by exaggerated ideas +of the need in which I myself stood, or of the craft, falseness, and +wickedness of others, or because I hurried too much, _i.e._, acted without +deliberation, determined not by motives distinctly known _in abstracto_, +but by merely perceived motives, by the present and the emotion which it +excited, and which was so strong that I had not properly the use of my +reason; but the return of reflection is thus here also merely corrected +knowledge, and from this repentance may proceed, which always proclaims +itself by making amends for the past, as far as is possible. Yet it must +be observed that, in order to deceive themselves, men prearrange what seem +to be hasty errors, but are really secretly considered actions. For we +deceive and flatter no one through such fine devices as ourselves. The +converse of the case we have given may also occur. I may be misled by too +good an opinion of others, or want of knowledge of the relative value of +the good things of life, or some abstract dogma in which I have since lost +faith, and thus I may act less egotistically than is in keeping with my +character, and lay up for myself repentance of another kind. Thus +repentance is always corrected knowledge of the relation of an act to its +special intention. When the will reveals its Ideas in space alone, _i.e._, +through mere form, the matter in which other Ideas--in this case natural +forces--already reign, resists the will, and seldom allows the form that is +striving after visibility to appear in perfect purity and distinctness, +_i.e._, in perfect beauty. And there is an analogous hindrance to the will +as it reveals itself in time alone, _i.e._, through actions, in the +knowledge which seldom gives it the data quite correctly, so that the +action which takes place does not accurately correspond to the will, and +leads to repentance. Repentance thus always proceeds from corrected +knowledge, not from the change of the will, which is impossible. Anguish +of conscience for past deeds is anything but repentance. It is pain at the +knowledge of oneself in one's inmost nature, _i.e._, as will. It rests +precisely on the certainty that we have still the same will. If the will +were changed, and therefore the anguish of conscience mere repentance, it +would cease to exist. The past could then no longer give us pain, for it +exhibited the expressions of a will which is no longer that of him who has +repented. We shall explain the significance of anguish of conscience in +detail farther on. + +The influence which knowledge, as the medium of motives, exerts, not +indeed upon the will itself, but upon its appearance in actions, is also +the source of the principal distinction between the action of men and that +of brutes, for their methods of knowledge are different. The brute has +only knowledge of perception, the man, through reason, has also abstract +ideas, conceptions. Now, although man and brute are with equal necessity +determined by their motives, yet man, as distinguished from the brute, has +a complete _choice_, which has often been regarded as a freedom of the +will in particular actions, although it is nothing but the possibility of +a thoroughly-fought-out battle between several motives, the strongest of +which then determines it with necessity. For this the motives must have +assumed the form of abstract thoughts, because it is really only by means +of these that deliberation, _i.e._, a weighing of opposite reasons for +action, is possible. In the case of the brute there can only be a choice +between perceptible motives presented to it, so that the choice is limited +to the narrow sphere of its present sensuous perception. Therefore the +necessity of the determination of the will by the motive, which is like +that of the effect by the cause, can be exhibited perceptibly and directly +only in the case of the brutes, because here the spectator has the motives +just as directly before his eyes as their effect; while in the case of man +the motives are almost always abstract ideas, which are not communicated +to the spectator, and even for the actor himself the necessity of their +effect is hidden behind their conflict. For only _in abstracto_ can +several ideas, as judgments and chains of conclusions, lie beside each +other in consciousness, and then, free from all determination of time, +work against each other till the stronger overcomes the rest and +determines the will. This is the complete _choice_ or power of +deliberation which man has as distinguished from the brutes, and on +account of which freedom of the will has been attributed to him, in the +belief that his willing is a mere result of the operations of his +intellect, without a definite tendency which serves as its basis; while, +in truth, the motives only work on the foundation and under the +presupposition of his definite tendency, which in his case is individual, +_i.e._, a character. A fuller exposition of this power of deliberation, +and the difference between human and brute choice which is introduced by +it, will be found in the "Two Fundamental Problems of Ethics" (1st +edition, p. 35, _et seq._; 2d edition, p. 34, _et seq._), to which I +therefore refer. For the rest, this power of deliberation which man +possesses is one of those things that makes his existence so much more +miserable than that of the brute. For in general our greatest sufferings +do not lie in the present as ideas of perception or as immediate feelings; +but in the reason, as abstract conceptions, painful thoughts, from which +the brute, which lives only in the present, and therefore in enviable +carelessness, is entirely free. + +It seems to have been the dependence, which we have shown, of the human +power of deliberation upon the faculty of abstract thinking, and thus also +of judging and drawing conclusions also, that led both Descartes and +Spinoza to identify the decisions of the will with the faculty of +asserting and denying (the faculty of judgment). From this Descartes +deduced the doctrine that the will, which, according to him, is +indifferently free, is the source of sin, and also of all theoretical +error. And Spinoza, on the other hand, concluded that the will is +necessarily determined by the motives, as the judgment is by the +reasons.(70) The latter doctrine is in a sense true, but it appears as a +true conclusion from false premises. + +The distinction we have established between the ways in which the brutes +and man are respectively moved by motives exerts a very wide influence +upon the nature of both, and has most to do with the complete and obvious +differences of their existence. While an idea of perception is in every +case the motive which determines the brute, the man strives to exclude +this kind of motivation altogether, and to determine himself entirely by +abstract ideas. Thus he uses his prerogative of reason to the greatest +possible advantage. Independent of the present, he neither chooses nor +avoids the passing pleasure or pain, but reflects on the consequences of +both. In most cases, setting aside quite insignificant actions, we are +determined by abstract, thought motives, not present impressions. +Therefore all particular privation for the moment is for us comparatively +light, but all renunciation is terribly hard; for the former only concerns +the fleeting present, but the latter concerns the future, and includes in +itself innumerable privations, of which it is the equivalent. The causes +of our pain, as of our pleasure, lie for the most part, not in the real +present, but merely in abstract thoughts. It is these which are often +unbearable to us--inflict torments in comparison with which all the +sufferings of the animal world are very small; for even our own physical +pain is not felt at all when they are present. Indeed, in the case of keen +mental suffering, we even inflict physical suffering on ourselves merely +to distract our attention from the former to the latter. This is why, in +great mental anguish, men tear their hair, beat their breasts, lacerate +their faces, or roll on the floor, for all these are in reality only +violent means of diverting the mind from an unbearable thought. Just +because mental pain, being much greater, makes us insensible to physical +pain, suicide is very easy to the person who is in despair, or who is +consumed by morbid depression, even though formerly, in comfortable +circumstances, he recoiled at the thought of it. In the same way care and +passion (thus the play of thought) wear out the body oftener and more than +physical hardships. And in accordance with this Epictetus rightly says: +{~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} +(_Perturbant homines non res ipsæ, sed de rebus decreta_) (V.); and +Seneca: _Plura sunt quæ nos terrent, quam quæ premunt, et sæpius opinione +quam re laboramus_ (Ep. 5). Eulenspiegel also admirably bantered human +nature, for going uphill he laughed, and going downhill he wept. Indeed, +children who have hurt themselves often cry, not at the pain, but at the +thought of the pain which is awakened when some one condoles with them. +Such great differences in conduct and in life arise from the diversity +between the methods of knowledge of the brutes and man. Further, the +appearance of the distinct and decided individual character, the principal +distinction between man and the brute, which has scarcely more than the +character of the species, is conditioned by the choice between several +motives, which is only possible through abstract conceptions. For only +after a choice has been made are the resolutions, which vary in different +individuals, an indication of the individual character which is different +in each; while the action of the brute depends only upon the presence or +absence of the impression, supposing this impression to be in general a +motive for its species. And, finally, in the case of man, only the +resolve, and not the mere wish, is a valid indication of his character +both for himself and for others; but the resolve becomes for himself, as +for others, a certain fact only through the deed. The wish is merely the +necessary consequence of the present impression, whether of the outward +stimulus, or the inward passing mood; and is therefore as immediately +necessary and devoid of consideration as the action of the brutes. +Therefore, like the action of the brutes, it merely expresses the +character of the species, not that of the individual, _i.e._, it indicates +merely what _man in general_, not what the individual who experiences the +wish, is capable of doing. The deed alone,--because as human action it +always requires a certain deliberation, and because as a rule a man has +command of his reason, is considerate, _i.e._, decides in accordance with +considered and abstract motives,--is the expression of the intelligible +maxims of his conduct, the result of his inmost willing, and is related as +a letter to the word that stands for his empirical character, itself +merely the temporal expression of his intelligible character. In a healthy +mind, therefore, only deeds oppress the conscience, not wishes and +thoughts; for it is only our deeds that hold up to us the mirror of our +will. The deed referred to above, that is entirely unconsidered and is +really committed in blind passion, is to a certain extent an intermediate +thing between the mere wish and the resolve. + +Therefore, by true repentance, which, however, shows itself as action +also, it can be obliterated, as a falsely drawn line, from that picture of +our will which our course of life is. I may insert the remark here, as a +very good comparison, that the relation between wish and deed has a purely +accidental but accurate analogy with that between the accumulation and +discharge of electricity. + +As the result of the whole of this discussion of the freedom of the will +and what relates to it, we find that although the will may, in itself and +apart from the phenomenon, be called free and even omnipotent, yet in its +particular phenomena enlightened by knowledge, as in men and brutes, it is +determined by motives to which the special character regularly and +necessarily responds, and always in the same way. We see that because of +the possession on his part of abstract or rational knowledge, man, as +distinguished from the brutes, has a _choice_, which only makes him the +scene of the conflict of his motives, without withdrawing him from their +control. This choice is therefore certainly the condition of the +possibility of the complete expression of the individual character, but is +by no means to be regarded as freedom of the particular volition, _i.e._, +independence of the law of causality, the necessity of which extends to +man as to every other phenomenon. Thus the difference between human +volition and that of the brutes, which is introduced by reason or +knowledge through concepts, extends to the point we have indicated, and no +farther. But, what is quite a different thing, there may arise a +phenomenon of the human will which is quite impossible in the brute +creation, if man altogether lays aside the knowledge of particular things +as such which is subordinate to the principle of sufficient reason, and by +means of his knowledge of the Ideas sees through the _principium +individuationis_. Then an actual appearance of the real freedom of the +will as a thing-in-itself is possible, by which the phenomenon comes into +a sort of contradiction with itself, as is indicated by the word +self-renunciation; and, finally, the "in-itself" of its nature suppresses +itself. But this, the one, real, and direct expression of the freedom of +the will in itself in the phenomenon, cannot be distinctly explained here, +but will form the subject of the concluding part of our work. + +Now that we have shown clearly in these pages the unalterable nature of +the empirical character, which is just the unfolding of the intelligible +character that lies outside time, together with the necessity with which +actions follow upon its contact with motives, we hasten to anticipate an +argument which may very easily be drawn from this in the interest of bad +dispositions. Our character is to be regarded as the temporal unfolding of +an extra-temporal, and therefore indivisible and unalterable, act of will, +or an intelligible character. This necessarily determines all that is +essential in our conduct in life, _i.e._, its ethical content, which must +express itself in accordance with it in its phenomenal appearance, the +empirical character; while only what is unessential in this, the outward +form of our course of life, depends upon the forms in which the motives +present themselves. It might, therefore, be inferred that it is a waste of +trouble to endeavour to improve one's character, and that it is wiser to +submit to the inevitable, and gratify every inclination at once, even if +it is bad. But this is precisely the same thing as the theory of an +inevitable fate which is called {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, and in more recent times +Turkish faith. Its true refutation, as it is supposed to have been given +by Chrysippus, is explained by Cicero in his book _De Fato_, ch. 12, 13. + +Though everything may be regarded as irrevocably predetermined by fate, +yet it is so only through the medium of the chain of causes; therefore in +no case can it be determined that an effect shall appear without its +cause. Thus it is not simply the event that is predetermined, but the +event as the consequence of preceding causes; so that fate does not decide +the consequence alone, but also the means as the consequence of which it +is destined to appear. Accordingly, if some means is not present, it is +certain that the consequence also will not be present: each is always +present in accordance with the determination of fate, but this is never +known to us till afterwards. + +As events always take place according to fate, _i.e._, according to the +infinite concatenation of causes, so our actions always take place +according to our intelligible character. But just as we do not know the +former beforehand, so no _a priori_ insight is given us into the latter, +but we only come to know ourselves as we come to know other persons _a +posteriori_ through experience. If the intelligible character involved +that we could only form a good resolution after a long conflict with a bad +disposition, this conflict would have to come first and be waited for. +Reflection on the unalterable nature of the character, on the unity of the +source from which all our actions flow, must not mislead us into claiming +the decision of the character in favour of one side or the other; it is in +the resolve that follows that we shall see what manner of men we are, and +mirror ourselves in our actions. This is the explanation of the +satisfaction or the anguish of soul with which we look back on the course +of our past life. Both are experienced, not because these past deeds have +still an existence; they are past, they have been, and now are no more; +but their great importance for us lies in their significance, lies in the +fact that these deeds are the expression of the character, the mirror of +the will, in which we look and recognise our inmost self, the kernel of +our will. Because we experience this not before, but only after, it +behoves us to strive and fight in time, in order that the picture we +produce by our deeds may be such that the contemplation of it may calm us +as much as possible, instead of harassing us. The significance of this +consolation or anguish of soul will, as we have said, be inquired into +farther on; but to this place there belongs the inquiry which follows, and +which stands by itself. + +Besides the intelligible and the empirical character, we must mention a +third which is different from them both, the _acquired character_, which +one only receives in life through contact with the world, and which is +referred to when one is praised as a man of character or censured as being +without character. Certainly one might suppose that, since the empirical +character, as the phenomenon of the intelligible, is unalterable, and, +like every natural phenomenon, is consistent with itself, man would always +have to appear like himself and consistent, and would therefore have no +need to acquire a character artificially by experience and reflection. But +the case is otherwise, and although a man is always the same, yet he does +not always understand himself, but often mistakes himself, till he has in +some degree acquired real self-knowledge. The empirical character, as a +mere natural tendency, is in itself irrational; nay, more, its expressions +are disturbed by reason, all the more so the more intellect and power of +thought the man has; for these always keep before him what becomes _man in +general_ as the character of the species, and what is possible for him +both in will and in deed. This makes it the more difficult for him to see +how much his individuality enables him to will and to accomplish. He finds +in himself the germs of all the various human pursuits and powers, but the +difference of degree in which they exist in his individuality is not clear +to him in the absence of experience; and if he now applies himself to the +pursuits which alone correspond to his character, he yet feels, especially +at particular moments and in particular moods, the inclination to directly +opposite pursuits which cannot be combined with them, but must be entirely +suppressed if he desires to follow the former undisturbed. For as our +physical path upon earth is always merely a line, not an extended surface, +so in life, if we desire to grasp and possess one thing, we must renounce +and leave innumerable others on the right hand and on the left. If we +cannot make up our minds to this, but, like children at the fair, snatch +at everything that attracts us in passing, we are making the perverse +endeavour to change the line of our path into an extended surface; we run +in a zigzag, skip about like a will o' the wisp, and attain to nothing. +Or, to use another comparison, as, according to Hobbes' philosophy of law, +every one has an original right to everything but an exclusive right to +nothing, yet can obtain an exclusive right to particular things by +renouncing his right to all the rest, while others, on their part, do +likewise with regard to what he has chosen; so is it in life, in which +some definite pursuit, whether it be pleasure, honour, wealth, science, +art, or virtue, can only be followed with seriousness and success when all +claims that are foreign to it are given up, when everything else is +renounced. Accordingly, the mere will and the mere ability are not +sufficient, but a man must also _know_ what he wills, and _know_ what he +can do; only then will he show character, and only then can he accomplish +something right. Until he attains to that, notwithstanding the natural +consistency of the empirical character, he is without character. And +although, on the whole, he must remain true to himself, and fulfil his +course, led by his dæmon, yet his path will not be a straight line, but +wavering and uneven. He will hesitate, deviate, turn back, lay up for +himself repentance and pain. And all this is because, in great and small, +he sees before him all that is possible and attainable for man in general, +but does not know what part of all this is alone suitable for him, can be +accomplished by him, and is alone enjoyable by him. He will, therefore, +envy many men on account of a position and circumstances which are yet +only suitable to their characters and not to his, and in which he would +feel unhappy, if indeed he found them endurable at all. For as a fish is +only at home in water, a bird in the air, a mole in the earth, so every +man is only at home in the atmosphere suitable to him. For example, not +all men can breathe the air of court life. From deficiency of proper +insight into all this, many a man will make all kinds of abortive +attempts, will do violence to his character in particulars, and yet, on +the whole, will have to yield to it again; and what he thus painfully +attains will give him no pleasure; what he thus learns will remain dead; +even in an ethical regard, a deed that is too noble for his character, +that has not sprung from pure, direct impulse, but from a concept, a +dogma, will lose all merit, even in his own eyes, through subsequent +egoistical repentance. _Velle non discitur._ We only become conscious of +the inflexibility of another person's character through experience, and +till then we childishly believe that it is possible, by means of rational +ideas, by prayers and entreaties, by example and noble-mindedness, ever to +persuade any one to leave his own way, to change his course of conduct, to +depart from his mode of thinking, or even to extend his capacities: so is +it also with ourselves. We must first learn from experience what we desire +and what we can do. Till then we know it not, we are without character, +and must often be driven back to our own way by hard blows from without. +But if we have finally learnt it, then we have attained to what in the +world is called character, the _acquired character_. This is accordingly +nothing but the most perfect knowledge possible of our own individuality. +It is the abstract, and consequently distinct, knowledge of the +unalterable qualities of our own empirical character, and of the measure +and direction of our mental and physical powers, and thus of the whole +strength and weakness of our own individuality. This places us in a +position to carry out deliberately and methodically the rôle which belongs +to our own person, and to fill up the gaps which caprices or weaknesses +produce in it, under the guidance of fixed conceptions. This rôle is in +itself unchangeably determined once for all, but hitherto we have allowed +it to follow its natural course without any rule. We have now brought to +distinct conscious maxims which are always present to us the form of +conduct which is necessarily determined by our own individual nature, and +now we conduct it in accordance with them as deliberately as if we had +learned it; without ever falling into error through the passing influence +of the mood or the impression of the present, without being checked by the +bitterness or sweetness of some particular thing we meet with on our path, +without delay, without hesitation, without inconsistency. We shall now no +longer, as novices, wait, attempt, and grope about in order to see what we +really desire and are able to do, but we know this once for all, and in +every choice we have only to apply general principles to particular cases, +and arrive at once at a decision. We know our will in general, and do not +allow ourselves to be led by the passing mood or by solicitations from +without to resolve in particular cases what is contrary to it as a whole. +We know in the same way the nature and the measure of our strength and our +weakness, and thereby are spared much suffering. For we experience no real +pleasure except in the use and feeling of our own powers, and the greatest +pain is the conscious deficiency of our powers where we need them. If, +now, we have discovered where our strength and our weakness lie, we will +endeavour to cultivate, employ, and in every way make use of those talents +which are naturally prominent in us. We will always turn to those +occupations in which they are valuable and to the purpose, and entirely +avoid, even with self-renunciation, those pursuits for which we have +naturally little aptitude; we will beware of attempting that in which we +have no chance of succeeding. Only he who has attained to this will +constantly and with full consciousness be completely himself, and will +never fail himself at the critical moment, because he will always have +known what he could expect from himself. He will often enjoy the +satisfaction of feeling his strength, and seldom experience the pain of +being reminded of his weakness. The latter is mortification, which causes +perhaps the greatest of mental sufferings; therefore it is far more +endurable to have our misfortune brought clearly before us than our +incapacity. And, further, if we are thus fully acquainted with our +strength and our weakness, we will not attempt to make a show of powers +which we do not possess; we will not play with base coin, for all such +dissimulation misses the mark in the end. For since the whole man is only +the phenomenon of his will, nothing can be more perverse than to try, by +means of reflection, to become something else than one is, for this is a +direct contradiction of the will with itself. The imitation of the +qualities and idiosyncrasies of others is much more shameful than to dress +in other people's clothes; for it is the judgment of our own worthlessness +pronounced by ourselves. Knowledge of our own mind and its capacities of +every kind, and their unalterable limits, is in this respect the surest +way to the attainment of the greatest possible contentment with ourselves. +For it holds good of inward as of outward circumstances that there is for +us no consolation so effective as the complete certainty of unalterable +necessity. No evil that befalls us pains us so much as the thought of the +circumstances by which it might have been warded off. Therefore nothing +comforts us so effectually as the consideration of what has happened from +the standpoint of necessity, from which all accidents appear as tools in +the hand of an overruling fate, and we therefore recognise the evil that +has come to us as inevitably produced by the conflict of inner and outer +circumstances; in other words, fatalism. We really only complain and storm +so long as we hope either to affect others or to excite ourselves to +unheard-of efforts. But children and grown-up people know very well to +yield contentedly as soon as they clearly see that it absolutely cannot be +otherwise:--{~GREEK CAPITAL LETTER THETA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON WITH VARIA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON WITH PSILI~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA WITH VARIA~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA WITH OXIA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER IOTA WITH OXIA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA WITH OXIA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA WITH PSILI~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA WITH OXIA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ETA~} (_Animo in +pectoribus nostro domito necessitate_). We are like the entrapped +elephants, that rage and struggle for many days, till they see that it is +useless, and then suddenly offer their necks quietly to the yoke, tamed +for ever. We are like King David, who, as long as his son still lived, +unceasingly importuned Jehovah with prayers, and behaved himself as if in +despair; but as soon as his son was dead, thought no longer about it. +Hence it arises that innumerable permanent ills, such as lameness, +poverty, low estate, ugliness, a disagreeable dwelling-place, are borne +with indifference by innumerable persons, and are no longer felt, like +healed wounds, just because these persons know that inward or outward +necessity renders it impossible that any change can take place in these +things; while those who are more fortunate cannot understand how such +misfortunes can be borne. Now as with outward necessity, so also with +inward; nothing reconciles so thoroughly as a distinct knowledge of it. If +we have once for all distinctly recognised not only our good qualities and +our strength, but also our defects and weakness, established our aim +accordingly, and rest satisfied concerning what cannot be attained, we +thus escape in the surest way, as far as our individuality permits, the +bitterest of all sorrows, discontentment with ourselves, which is the +inevitable result of ignorance of our own individuality, of false conceit +and the audacity that proceeds from it. To the bitter chapter of the +self-knowledge here recommended the lines of Ovid admit of excellent +application-- + + + "_Optimus ille animi vindex lædentia pectus,_ + _Vincula qui rupit, dedoluitque semel._" + + +So much with regard to the _acquired character_, which, indeed, is not of +so much importance for ethics proper as for life in the world. But its +investigation was related as that of a third species to the investigation +of the intelligible and the empirical character, in regard to which we +were obliged to enter upon a somewhat detailed inquiry in order to bring +out clearly how in all its phenomena the will is subject to necessity, +while yet in itself it may be called free and even omnipotent. + +§ 56. This freedom, this omnipotence, as the expression of which the whole +visible world exists and progressively develops in accordance with the +laws which belong to the form of knowledge, can now, at the point at which +in its most perfect manifestation it has attained to the completely +adequate knowledge of its own nature, express itself anew in two ways. +Either it wills here, at the summit of mental endowment and +self-consciousness, simply what it willed before blindly and +unconsciously, and if so, knowledge always remains its _motive_ in the +whole as in the particular case. Or, conversely, this knowledge becomes +for it a _quieter_, which appeases and suppresses all willing. This is +that assertion and denial of the will to live which was stated above in +general terms. As, in the reference of individual conduct, a general, not +a particular manifestation of will, it does not disturb and modify the +development of the character, nor does it find its expression in +particular actions; but, either by an ever more marked appearance of the +whole method of action it has followed hitherto, or conversely by the +entire suppression of it, it expresses in a living form the maxims which +the will has freely adopted in accordance with the knowledge it has now +attained to. By the explanations we have just given of freedom, necessity, +and character, we have somewhat facilitated and prepared the way for the +clearer development of all this, which is the principal subject of this +last book. But we shall have done so still more when we have turned our +attention to life itself, the willing or not willing of which is the great +question, and have endeavoured to find out generally what the will itself, +which is everywhere the inmost nature of this life, will really attain by +its assertion--in what way and to what extent this assertion satisfies or +can satisfy the will; in short, what is generally and mainly to be +regarded as its position in this its own world, which in every relation +belongs to it. + +First of all, I wish the reader to recall the passage with which we closed +the Second Book,--a passage occasioned by the question, which met us then, +as to the end and aim of the will. Instead of the answer to this question, +it appeared clearly before us how, in all the grades of its manifestation, +from the lowest to the highest, the will dispenses altogether with a final +goal and aim. It always strives, for striving is its sole nature, which no +attained goal can put an end to. Therefore it is not susceptible of any +final satisfaction, but can only be restrained by hindrances, while in +itself it goes on for ever. We see this in the simplest of all natural +phenomena, gravity, which does not cease to strive and press towards a +mathematical centre to reach which would be the annihilation both of +itself and matter, and would not cease even if the whole universe were +already rolled into one ball. We see it in the other simple natural +phenomena. A solid tends towards fluidity either by melting or dissolving, +for only so will its chemical forces be free; rigidity is the imprisonment +in which it is held by cold. The fluid tends towards the gaseous state, +into which it passes at once as soon as all pressure is removed from it. +No body is without relationship, _i.e._, without tendency or without +desire and longing, as Jacob Böhme would say. Electricity transmits its +inner self-repulsion to infinity, though the mass of the earth absorbs the +effect. Galvanism is certainly, so long as the pile is working, an +aimless, unceasingly repeated act of repulsion and attraction. The +existence of the plant is just such a restless, never satisfied striving, +a ceaseless tendency through ever-ascending forms, till the end, the seed, +becomes a new starting-point; and this repeated _ad infinitum_--nowhere an +end, nowhere a final satisfaction, nowhere a resting-place. It will also +be remembered, from the Second Book, that the multitude of natural forces +and organised forms everywhere strive with each other for the matter in +which they desire to appear, for each of them only possesses what it has +wrested from the others; and thus a constant internecine war is waged, +from which, for the most part, arises the resistance through which that +striving, which constitutes the inner nature of everything, is at all +points hindered; struggles in vain, yet, from its nature, cannot leave +off; toils on laboriously till this phenomenon dies, when others eagerly +seize its place and its matter. + +We have long since recognised this striving, which constitutes the kernel +and in-itself of everything, as identical with that which in us, where it +manifests itself most distinctly in the light of the fullest +consciousness, is called _will_. Its hindrance through an obstacle which +places itself between it and its temporary aim we call _suffering_, and, +on the other hand, its attainment of the end satisfaction, wellbeing, +happiness. We may also transfer this terminology to the phenomena of the +unconscious world, for though weaker in degree, they are identical in +nature. Then we see them involved in constant suffering, and without any +continuing happiness. For all effort springs from defect--from discontent +with one's estate--is thus suffering so long as it is not satisfied; but no +satisfaction is lasting, rather it is always merely the starting-point of +a new effort. The striving we see everywhere hindered in many ways, +everywhere in conflict, and therefore always under the form of suffering. +Thus, if there is no final end of striving, there is no measure and end of +suffering. + +But what we only discover in unconscious Nature by sharpened observation, +and with an effort, presents itself distinctly to us in the intelligent +world in the life of animals, whose constant suffering is easily proved. +But without lingering over these intermediate grades, we shall turn to the +life of man, in which all this appears with the greatest distinctness, +illuminated by the clearest knowledge; for as the phenomenon of will +becomes more complete, the suffering also becomes more and more apparent. +In the plant there is as yet no sensibility, and therefore no pain. A +certain very small degree of suffering is experienced by the lowest +species of animal life--infusoria and radiata; even in insects the capacity +to feel and suffer is still limited. It first appears in a high degree +with the complete nervous system of vertebrate animals, and always in a +higher degree the more intelligence develops. Thus, in proportion as +knowledge attains to distinctness, as consciousness ascends, pain also +increases, and therefore reaches its highest degree in man. And then, +again, the more distinctly a man knows, the more intelligent he is, the +more pain he has; the man who is gifted with genius suffers most of all. +In this sense, that is, with reference to the degree of knowledge in +general, not mere abstract rational knowledge, I understand and use here +that saying of the Preacher: _Qui auget scientiam, auget at dolorem._ That +philosophical painter or painting philosopher, Tischbein, has very +beautifully expressed the accurate relation between the degree of +consciousness and that of suffering by exhibiting it in a visible and +clear form in a drawing. The upper half of his drawing represents women +whose children have been stolen, and who in different groups and +attitudes, express in many ways deep maternal pain, anguish, and despair. +The lower half of the drawing represents sheep whose lambs have been taken +away. They are arranged and grouped in precisely the same way; so that +every human head, every human attitude of the upper half, has below a +brute head and attitude corresponding to it. Thus we see distinctly how +the pain which is possible in the dull brute consciousness is related to +the violent grief, which only becomes possible through distinctness of +knowledge and clearness of consciousness. + +We desire to consider in this way, in _human existence_, the inner and +essential destiny of will. Every one will easily recognise that same +destiny expressed in various degrees in the life of the brutes, only more +weakly, and may also convince himself to his own satisfaction, from the +suffering animal world, _how essential to all life is suffering_. + +§ 57. At every grade that is enlightened by knowledge, the will appears as +an individual. The human individual finds himself as finite in infinite +space and time, and consequently as a vanishing quantity compared with +them. He is projected into them, and, on account of their unlimited +nature, he has always a merely relative, never absolute _when_ and _where_ +of his existence; for his place and duration are finite parts of what is +infinite and boundless. His real existence is only in the present, whose +unchecked flight into the past is a constant transition into death, a +constant dying. For his past life, apart from its possible consequences +for the present, and the testimony regarding the will that is expressed in +it, is now entirely done with, dead, and no longer anything; and, +therefore, it must be, as a matter of reason, indifferent to him whether +the content of that past was pain or pleasure. But the present is always +passing through his hands into the past; the future is quite uncertain and +always short. Thus his existence, even when we consider only its formal +side, is a constant hurrying of the present into the dead past, a constant +dying. But if we look at it from the physical side; it is clear that, as +our walking is admittedly merely a constantly prevented falling, the life +of our body is only a constantly prevented dying, an ever-postponed death: +finally, in the same way, the activity of our mind is a constantly +deferred ennui. Every breath we draw wards off the death that is +constantly intruding upon us. In this way we fight with it every moment, +and again, at longer intervals, through every meal we eat, every sleep we +take, every time we warm ourselves, &c. In the end, death must conquer, +for we became subject to him through birth, and he only plays for a little +while with his prey before he swallows it up. We pursue our life, however, +with great interest and much solicitude as long as possible, as we blow +out a soap-bubble as long and as large as possible, although we know +perfectly well that it will burst. + +We saw that the inner being of unconscious nature is a constant striving +without end and without rest. And this appears to us much more distinctly +when we consider the nature of brutes and man. Willing and striving is its +whole being, which may be very well compared to an unquenchable thirst. +But the basis of all willing is need, deficiency, and thus pain. +Consequently, the nature of brutes and man is subject to pain originally +and through its very being. If, on the other hand, it lacks objects of +desire, because it is at once deprived of them by a too easy satisfaction, +a terrible void and ennui comes over it, _i.e._, its being and existence +itself becomes an unbearable burden to it. Thus its life swings like a +pendulum backwards and forwards between pain and ennui. This has also had +to express itself very oddly in this way; after man had transferred all +pain and torments to hell, there then remained nothing over for heaven but +ennui. + +But the constant striving which constitutes the inner nature of every +manifestation of will obtains its primary and most general foundation at +the higher grades of objectification, from the fact that here the will +manifests itself as a living body, with the iron command to nourish it; +and what gives strength to this command is just that this body is nothing +but the objectified will to live itself. Man, as the most complete +objectification of that will, is in like measure also the most necessitous +of all beings: he is through and through concrete willing and needing; he +is a concretion of a thousand necessities. With these he stands upon the +earth, left to himself, uncertain about everything except his own need and +misery. Consequently the care for the maintenance of that existence under +exacting demands, which are renewed every day, occupies, as a rule, the +whole of human life. To this is directly related the second claim, that of +the propagation of the species. At the same time he is threatened from all +sides by the most different kinds of dangers, from which it requires +constant watchfulness to escape. With cautious steps and casting anxious +glances round him he pursues his path, for a thousand accidents and a +thousand enemies lie in wait for him. Thus he went while yet a savage, +thus he goes in civilised life; there is no security for him. + + + "_Qualibus in tenebris vitæ, quantisque periclis_ + _Degitur hocc' ævi, quodcunque est!_"--LUCR. ii. 15. + + +The life of the great majority is only a constant struggle for this +existence itself, with the certainty of losing it at last. But what +enables them to endure this wearisome battle is not so much the love of +life as the fear of death, which yet stands in the background as +inevitable, and may come upon them at any moment. Life itself is a sea, +full of rocks and whirlpools, which man avoids with the greatest care and +solicitude, although he knows that even if he succeeds in getting through +with all his efforts and skill, he yet by doing so comes nearer at every +step to the greatest, the total, inevitable, and irremediable shipwreck, +death; nay, even steers right upon it: this is the final goal of the +laborious voyage, and worse for him than all the rocks from which he has +escaped. + +Now it is well worth observing that, on the one hand, the suffering and +misery of life may easily increase to such an extent that death itself, in +the flight from which the whole of life consists, becomes desirable, and +we hasten towards it voluntarily; and again, on the other hand, that as +soon as want and suffering permit rest to a man, ennui is at once so near +that he necessarily requires diversion. The striving after existence is +what occupies all living things and maintains them in motion. But when +existence is assured, then they know not what to do with it; thus the +second thing that sets them in motion is the effort to get free from the +burden of existence, to make it cease to be felt, "to kill time," _i.e._, +to escape from ennui. Accordingly we see that almost all men who are +secure from want and care, now that at last they have thrown off all other +burdens, become a burden to themselves, and regard as a gain every hour +they succeed in getting through; and thus every diminution of the very +life which, till then, they have employed all their powers to maintain as +long as possible. Ennui is by no means an evil to be lightly esteemed; in +the end it depicts on the countenance real despair. It makes beings who +love each other so little as men do, seek each other eagerly, and thus +becomes the source of social intercourse. Moreover, even from motives of +policy, public precautions are everywhere taken against it, as against +other universal calamities. For this evil may drive men to the greatest +excesses, just as much as its opposite extreme, famine: the people require +_panem et circenses_. The strict penitentiary system of Philadelphia makes +use of ennui alone as a means of punishment, through solitary confinement +and idleness, and it is found so terrible that it has even led prisoners +to commit suicide. As want is the constant scourge of the people, so ennui +is that of the fashionable world. In middle-class life ennui is +represented by the Sunday, and want by the six week-days. + +Thus between desiring and attaining all human life flows on throughout. +The wish is, in its nature, pain; the attainment soon begets satiety: the +end was only apparent; possession takes away the charm; the wish, the +need, presents itself under a new form; when it does not, then follows +desolateness, emptiness, ennui, against which the conflict is just as +painful as against want. That wish and satisfaction should follow each +other neither too quickly nor too slowly reduces the suffering, which both +occasion to the smallest amount, and constitutes the happiest life. For +that which we might otherwise call the most beautiful part of life, its +purest joy, if it were only because it lifts us out of real existence and +transforms us into disinterested spectators of it--that is, pure knowledge, +which is foreign to all willing, the pleasure of the beautiful, the true +delight in art--this is granted only to a very few, because it demands rare +talents, and to these few only as a passing dream. And then, even these +few, on account of their higher intellectual power, are made susceptible +of far greater suffering than duller minds can ever feel, and are also +placed in lonely isolation by a nature which is obviously different from +that of others; thus here also accounts are squared. But to the great +majority of men purely intellectual pleasures are not accessible. They are +almost quite incapable of the joys which lie in pure knowledge. They are +entirely given up to willing. If, therefore, anything is to win their +sympathy, to be _interesting_ to them, it must (as is implied in the +meaning of the word) in some way excite their _will_, even if it is only +through a distant and merely problematical relation to it; the will must +not be left altogether out of the question, for their existence lies far +more in willing than in knowing,--action and reaction is their one element. +We may find in trifles and everyday occurrences the naïve expressions of +this quality. Thus, for example, at any place worth seeing they may visit, +they write their names, in order thus to react, to affect the place since +it does not affect them. Again, when they see a strange rare animal, they +cannot easily confine themselves to merely observing it; they must rouse +it, tease it, play with it, merely to experience action and reaction; but +this need for excitement of the will manifests itself very specially in +the discovery and support of card-playing, which is quite peculiarly the +expression of the miserable side of humanity. + +But whatever nature and fortune may have done, whoever a man be and +whatever he may possess, the pain which is essential to life cannot be +thrown off:--{~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER OMEGA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~} (_Pelides autem +ejulavit, intuitus in cælum latum_). And again:--{~GREEK CAPITAL LETTER ZETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK CAPITAL LETTER KAPPA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} (_Jovis quidem filius eram +Saturnii; verum ærumnam habebam infinitam_). The ceaseless efforts to +banish suffering accomplish no more than to make it change its form. It is +essentially deficiency, want, care for the maintenance of life. If we +succeed, which is very difficult, in removing pain in this form, it +immediately assumes a thousand others, varying according to age and +circumstances, such as lust, passionate love, jealousy, envy, hatred, +anxiety, ambition, covetousness, sickness, &c., &c. If at last it can find +entrance in no other form, it comes in the sad, grey garments of +tediousness and ennui, against which we then strive in various ways. If +finally we succeed in driving this away, we shall hardly do so without +letting pain enter in one of its earlier forms, and the dance begin again +from the beginning; for all human life is tossed backwards and forwards +between pain and ennui. Depressing as this view of life is, I will draw +attention, by the way, to an aspect of it from which consolation may be +drawn, and perhaps even a stoical indifference to one's own present ills +may be attained. For our impatience at these arises for the most part from +the fact that we regard them as brought about by a chain of causes which +might easily be different. We do not generally grieve over ills which are +directly necessary and quite universal; for example, the necessity of age +and of death, and many daily inconveniences. It is rather the +consideration of the accidental nature of the circumstances that brought +some sorrow just to us, that gives it its sting. But if we have recognised +that pain, as such, is inevitable and essential to life, and that nothing +depends upon chance but its mere fashion, the form under which it presents +itself, that thus our present sorrow fills a place that, without it, would +at once be occupied by another which now is excluded by it, and that +therefore fate can affect us little in what is essential; such a +reflection, if it were to become a living conviction, might produce a +considerable degree of stoical equanimity, and very much lessen the +anxious care for our own well-being. But, in fact, such a powerful control +of reason over directly felt suffering seldom or never occurs. + +Besides, through this view of the inevitableness of pain, of the +supplanting of one pain by another, and the introduction of a new pain +through the passing away of that which preceded it, one might be led to +the paradoxical but not absurd hypothesis, that in every individual the +measure of the pain essential to him was determined once for all by his +nature, a measure which could neither remain empty, nor be more than +filled, however much the form of the suffering might change. Thus his +suffering and well-being would by no means be determined from without, but +only through that measure, that natural disposition, which indeed might +experience certain additions and diminutions from the physical condition +at different times, but yet, on the whole, would remain the same, and +would just be what is called the temperament, or, more accurately, the +degree in which he might be {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} or {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, as Plato expresses it in +the First Book of the Republic, _i.e._, in an easy or difficult mood. This +hypothesis is supported not only by the well-known experience that great +suffering makes all lesser ills cease to be felt, and conversely that +freedom from great suffering makes even the most trifling inconveniences +torment us and put us out of humour; but experience also teaches that if a +great misfortune, at the mere thought of which we shuddered, actually +befalls us, as soon as we have overcome the first pain of it, our +disposition remains for the most part unchanged; and, conversely, that +after the attainment of some happiness we have long desired, we do not +feel ourselves on the whole and permanently very much better off and +agreeably situated than before. Only the moment at which these changes +occur affects us with unusual strength, as deep sorrow or exulting joy, +but both soon pass away, for they are based upon illusion. For they do not +spring from the immediately present pleasure or pain, but only from the +opening up of a new future which is anticipated in them. Only by borrowing +from the future could pain or pleasure be heightened so abnormally, and +consequently not enduringly. It would follow, from the hypothesis +advanced, that a large part of the feeling of suffering and of well-being +would be subjective and determined _a priori_, as is the case with +knowing; and we may add the following remarks as evidence in favour of it. +Human cheerfulness or dejection are manifestly not determined by external +circumstances, such as wealth and position, for we see at least as many +glad faces among the poor as among the rich. Further, the motives which +induce suicide are so very different, that we can assign no motive that is +so great as to bring it about, even with great probability, in every +character, and few that would be so small that the like of them had never +caused it. Now although the degree of our serenity or sadness is not at +all times the same, yet, in consequence of this view, we shall not +attribute it to the change of outward circumstances, but to that of the +inner condition, the physical state. For when an actual, though only +temporary, increase of our serenity, even to the extent of joyfulness, +takes place, it usually appears without any external occasion. It is true +that we often see our pain arise only from some definite external +relation, and are visibly oppressed and saddened by this only. Then we +believe that if only this were taken away, the greatest contentment would +necessarily ensue. But this is illusion. The measure of our pain and our +happiness is on the whole, according to our hypothesis, subjectively +determined for each point of time, and the motive for sadness is related +to that, just as a blister which draws to a head all the bad humours +otherwise distributed is related to the body. The pain which is at that +period of time essential to our nature, and therefore cannot be shaken +off, would, without the definite external cause of our suffering, be +divided at a hundred points, and appear in the form of a hundred little +annoyances and cares about things which we now entirely overlook, because +our capacity for pain is already filled by that chief evil which has +concentrated in a point all the suffering otherwise dispersed. This +corresponds also to the observation that if a great and pressing care is +lifted from our breast by its fortunate issue, another immediately takes +its place, the whole material of which was already there before, yet could +not come into consciousness as care because there was no capacity left for +it, and therefore this material of care remained indistinct and unobserved +in a cloudy form on the farthest horizon of consciousness. But now that +there is room, this prepared material at once comes forward and occupies +the throne of the reigning care of the day ({~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}). And if it is +very much lighter in its matter than the material of the care which has +vanished, it knows how to blow itself out so as apparently to equal it in +size, and thus, as the chief care of the day, completely fills the throne. + +Excessive joy and very keen suffering always occur in the same person, for +they condition each other reciprocally, and are also in common conditioned +by great activity of the mind. Both are produced, as we have just seen, +not by what is really present, but by the anticipation of the future. But +since pain is essential to life, and its degree is also determined by the +nature of the subject, sudden changes, because they are always external, +cannot really alter its degree. Thus an error and delusion always lies at +the foundation of immoderate joy or grief, and consequently both these +excessive strainings of the mind can be avoided by knowledge. Every +immoderate joy (_exultatio, insolens lætitia_) always rests on the +delusion that one has found in life what can never be found there--lasting +satisfaction of the harassing desires and cares, which are constantly +breeding new ones. From every particular delusion of this kind one must +inevitably be brought back later, and then when it vanishes must pay for +it with pain as bitter as the joy its entrance caused was keen. So far, +then, it is precisely like a height from which one can come down only by a +fall. Therefore one ought to avoid them; and every sudden excessive grief +is just a fall from some such height, the vanishing of such a delusion, +and so conditioned by it. Consequently we might avoid them both if we had +sufficient control over ourselves to survey things always with perfect +clearness as a whole and in their connection, and steadfastly to guard +against really lending them the colours which we wish they had. The +principal effort of the Stoical ethics was to free the mind from all such +delusion and its consequences, and to give it instead an equanimity that +could not be disturbed. It is this insight that inspires Horace in the +well-known ode-- + + + "_Æquam memento rebus in arduiis_ + Servare mentem, non secus in bonis + _Ab insolenti temperatam_ + _Lætitia._" + + +For the most part, however, we close our minds against the knowledge, +which may be compared to a bitter medicine, that suffering is essential to +life, and therefore does not flow in upon us from without, but that every +one carries about with him its perennial source in his own heart. We +rather seek constantly for an external particular cause, as it were, a +pretext for the pain which never leaves us, just as the free man makes +himself an idol, in order to have a master. For we unweariedly strive from +wish to wish; and although every satisfaction, however much it promised, +when attained fails to satisfy us, but for the most part comes presently +to be an error of which we are ashamed, yet we do not see that we draw +water with the sieve of the Danaides, but ever hasten to new desires. + + + "_Sed, dum abest quod avemus, id exsuperare videtur_ + _Cætera; post aliud, quum contigit illud, avemus;_ + _Et sitis æqua tenet vitai semper hiantes._"--LUCR. iii. 1095. + + +Thus it either goes on for ever, or, what is more rare and presupposes a +certain strength of character, till we reach a wish which is not satisfied +and yet cannot be given up. In that case we have, as it were, found what +we sought, something that we can always blame, instead of our own nature, +as the source of our suffering. And thus, although we are now at variance +with our fate, we are reconciled to our existence, for the knowledge is +again put far from us that suffering is essential to this existence +itself, and true satisfaction impossible. The result of this form of +development is a somewhat melancholy disposition, the constant endurance +of a single great pain, and the contempt for all lesser sorrows or joys +that proceeds from it; consequently an already nobler phenomenon than that +constant seizing upon ever-new forms of illusion, which is much more +common. + +§ 58. All satisfaction, or what is commonly called happiness, is always +really and essentially only _negative_, and never positive. It is not an +original gratification coming to us of itself, but must always be the +satisfaction of a wish. The wish, _i.e._, some want, is the condition +which precedes every pleasure. But with the satisfaction the wish and +therefore the pleasure cease. Thus the satisfaction or the pleasing can +never be more than the deliverance from a pain, from a want; for such is +not only every actual, open sorrow, but every desire, the importunity of +which disturbs our peace, and, indeed, the deadening ennui also that makes +life a burden to us. It is, however, so hard to attain or achieve +anything; difficulties and troubles without end are opposed to every +purpose, and at every step hindrances accumulate. But when finally +everything is overcome and attained, nothing can ever be gained but +deliverance from some sorrow or desire, so that we find ourselves just in +the same position as we occupied before this sorrow or desire appeared. +All that is even directly given us is merely the want, _i.e._, the pain. +The satisfaction and the pleasure we can only know indirectly through the +remembrance of the preceding suffering and want, which ceases with its +appearance. Hence it arises that we are not properly conscious of the +blessings and advantages we actually possess, nor do we prize them, but +think of them merely as a matter of course, for they gratify us only +negatively by restraining suffering. Only when we have lost them do we +become sensible of their value; for the want, the privation, the sorrow, +is the positive, communicating itself directly to us. Thus also we are +pleased by the remembrance of past need, sickness, want, and such like, +because this is the only means of enjoying the present blessings. And, +further, it cannot be denied that in this respect, and from this +standpoint of egoism, which is the form of the will to live, the sight or +the description of the sufferings of others affords us satisfaction and +pleasure in precisely the way Lucretius beautifully and frankly expresses +it in the beginning of the Second Book-- + + + "_Suave, mari magno, turbantibus æquora ventis,_ + _E terra magnum alterius spectare laborem:_ + _Non, quia vexari quemquam est jucunda voluptas;_ + _Sed, quibus ipse malis careas, quia cernere suave est._" + + +Yet we shall see farther on that this kind of pleasure, through knowledge +of our own well-being obtained in this way, lies very near the source of +real, positive wickedness. + +That all happiness is only of a negative not a positive nature, that just +on this account it cannot be lasting satisfaction and gratification, but +merely delivers us from some pain or want which must be followed either by +a new pain, or by languor, empty longing, and ennui; this finds support in +art, that true mirror of the world and life, and especially in poetry. +Every epic and dramatic poem can only represent a struggle, an effort, and +fight for happiness, never enduring and complete happiness itself. It +conducts its heroes through a thousand difficulties and dangers to the +goal; as soon as this is reached, it hastens to let the curtain fall; for +now there would remain nothing for it to do but to show that the +glittering goal in which the hero expected to find happiness had only +disappointed him, and that after its attainment he was no better off than +before. Because a genuine enduring happiness is not possible, it cannot be +the subject of art. Certainly the aim of the idyll is the description of +such a happiness, but one also sees that the idyll as such cannot +continue. The poet always finds that it either becomes epical in his +hands, and in this case it is a very insignificant epic, made up of +trifling sorrows, trifling delights, and trifling efforts--this is the +commonest case--or else it becomes a merely descriptive poem, describing +the beauty of nature, _i.e._, pure knowing free from will, which +certainly, as a matter of fact, is the only pure happiness, which is +neither preceded by suffering or want, nor necessarily followed by +repentance, sorrow, emptiness, or satiety; but this happiness cannot fill +the whole life, but is only possible at moments. What we see in poetry we +find again in music; in the melodies of which we have recognised the +universal expression of the inmost history of the self-conscious will, the +most secret life, longing, suffering, and delight; the ebb and flow of the +human heart. Melody is always a deviation from the keynote through a +thousand capricious wanderings, even to the most painful discord, and then +a final return to the keynote which expresses the satisfaction and +appeasing of the will, but with which nothing more can then be done, and +the continuance of which any longer would only be a wearisome and +unmeaning monotony corresponding to ennui. + +All that we intend to bring out clearly through these investigations, the +impossibility of attaining lasting satisfaction and the negative nature of +all happiness, finds its explanation in what is shown at the conclusion of +the Second Book: that the will, of which human life, like every +phenomenon, is the objectification, is a striving without aim or end. We +find the stamp of this endlessness imprinted upon all the parts of its +whole manifestation, from its most universal form, endless time and space, +up to the most perfect of all phenomena, the life and efforts of man. We +may theoretically assume three extremes of human life, and treat them as +elements of actual human life. First, the powerful will, the strong +passions (Radscha-Guna). It appears in great historical characters; it is +described in the epic and the drama. But it can also show itself in the +little world, for the size of the objects is measured here by the degree +in which they influence the will, not according to their external +relations. Secondly, pure knowing, the comprehension of the Ideas, +conditioned by the freeing of knowledge from the service of will: the life +of genius (Satwa-Guna). Thirdly and lastly, the greatest lethargy of the +will, and also of the knowledge attaching to it, empty longing, +life-benumbing languor (Tama-Guna). The life of the individual, far from +becoming permanently fixed in one of these extremes, seldom touches any of +them, and is for the most part only a weak and wavering approach to one or +the other side, a needy desiring of trifling objects, constantly +recurring, and so escaping ennui. It is really incredible how meaningless +and void of significance when looked at from without, how dull and +unenlightened by intellect when felt from within, is the course of the +life of the great majority of men. It is a weary longing and complaining, +a dream-like staggering through the four ages of life to death, +accompanied by a series of trivial thoughts. Such men are like clockwork, +which is wound up, and goes it knows not why; and every time a man is +begotten and born, the clock of human life is wound up anew, to repeat the +same old piece it has played innumerable times before, passage after +passage, measure after measure, with insignificant variations. Every +individual, every human being and his course of life, is but another short +dream of the endless spirit of nature, of the persistent will to live; is +only another fleeting form, which it carelessly sketches on its infinite +page, space and time; allows to remain for a time so short that it +vanishes into nothing in comparison with these, and then obliterates to +make new room. And yet, and here lies the serious side of life, every one +of these fleeting forms, these empty fancies, must be paid for by the +whole will to live, in all its activity, with many and deep sufferings, +and finally with a bitter death, long feared and coming at last. This is +why the sight of a corpse makes us suddenly so serious. + +The life of every individual, if we survey it as a whole and in general, +and only lay stress upon its most significant features, is really always a +tragedy, but gone through in detail, it has the character of a comedy. For +the deeds and vexations of the day, the restless irritation of the moment, +the desires and fears of the week, the mishaps of every hour, are all +through chance, which is ever bent upon some jest, scenes of a comedy. But +the never-satisfied wishes, the frustrated efforts, the hopes unmercifully +crushed by fate, the unfortunate errors of the whole life, with increasing +suffering and death at the end, are always a tragedy. Thus, as if fate +would add derision to the misery of our existence, our life must contain +all the woes of tragedy, and yet we cannot even assert the dignity of +tragic characters, but in the broad detail of life must inevitably be the +foolish characters of a comedy. + +But however much great and small trials may fill human life, they are not +able to conceal its insufficiency to satisfy the spirit; they cannot hide +the emptiness and superficiality of existence, nor exclude ennui, which is +always ready to fill up every pause that care may allow. Hence it arises +that the human mind, not content with the cares, anxieties, and +occupations which the actual world lays upon it, creates for itself an +imaginary world also in the form of a thousand different superstitions, +then finds all manner of employment with this, and wastes time and +strength upon it, as soon as the real world is willing to grant it the +rest which it is quite incapable of enjoying. This is accordingly most +markedly the case with nations for which life is made easy by the +congenial nature of the climate and the soil, most of all with the Hindus, +then with the Greeks, the Romans, and later with the Italians, the +Spaniards, &c. Demons, gods, and saints man creates in his own image; and +to them he must then unceasingly bring offerings, prayers, temple +decorations, vows and their fulfilment, pilgrimages, salutations, +ornaments for their images, &c. Their service mingles everywhere with the +real, and, indeed, obscures it. Every event of life is regarded as the +work of these beings; the intercourse with them occupies half the time of +life, constantly sustains hope, and by the charm of illusion often becomes +more interesting than intercourse with real beings. It is the expression +and symptom of the actual need of mankind, partly for help and support, +partly for occupation and diversion; and if it often works in direct +opposition to the first need, because when accidents and dangers arise +valuable time and strength, instead of being directed to warding them off, +are uselessly wasted on prayers and offerings; it serves the second end +all the better by this imaginary converse with a visionary spirit world; +and this is the by no means contemptible gain of all superstitions. + +§ 59. If we have so far convinced ourselves _a priori_, by the most +general consideration, by investigation of the primary and elemental +features of human life, that in its whole plan it is capable of no true +blessedness, but is in its very nature suffering in various forms, and +throughout a state of misery, we might now awaken this conviction much +more vividly within us if, proceeding more _a posteriori_, we were to turn +to more definite instances, call up pictures to the fancy, and illustrate +by examples the unspeakable misery which experience and history present, +wherever one may look and in whatever direction one may seek. But the +chapter would have no end, and would carry us far from the standpoint of +the universal, which is essential to philosophy; and, moreover, such a +description might easily be taken for a mere declamation on human misery, +such as has often been given, and, as such, might be charged with +one-sidedness, because it started from particular facts. From such a +reproach and suspicion our perfectly cold and philosophical investigation +of the inevitable suffering which is founded in the nature of life is +free, for it starts from the universal and is conducted _a priori_. But +confirmation _a posteriori_ is everywhere easily obtained. Every one who +has awakened from the first dream of youth, who has considered his own +experience and that of others, who has studied himself in life, in the +history of the past and of his own time, and finally in the works of the +great poets, will, if his judgment is not paralysed by some indelibly +imprinted prejudice, certainly arrive at the conclusion that this human +world is the kingdom of chance and error, which rule without mercy in +great things and in small, and along with which folly and wickedness also +wield the scourge. Hence it arises that everything better only struggles +through with difficulty; what is noble and wise seldom attains to +expression, becomes effective and claims attention, but the absurd and the +perverse in the sphere of thought, the dull and tasteless in the sphere of +art, the wicked and deceitful in the sphere of action, really assert a +supremacy, only disturbed by short interruptions. On the other hand, +everything that is excellent is always a mere exception, one case in +millions, and therefore, if it presents itself in a lasting work, this, +when it has outlived the enmity of its contemporaries, exists in +isolation, is preserved like a meteoric stone, sprung from an order of +things different from that which prevails here. But as far as the life of +the individual is concerned, every biography is the history of suffering, +for every life is, as a rule, a continual series of great and small +misfortunes, which each one conceals as much as possible, because he knows +that others can seldom feel sympathy or compassion, but almost always +satisfaction at the sight of the woes from which they are themselves for +the moment exempt. But perhaps at the end of life, if a man is sincere and +in full possession of his faculties, he will never wish to have it to live +over again, but rather than this, he will much prefer absolute +annihilation. The essential content of the famous soliloquy in "Hamlet" is +briefly this: Our state is so wretched that absolute annihilation would be +decidedly preferable. If suicide really offered us this, so that the +alternative "to be or not to be," in the full sense of the word, was +placed before us, then it would be unconditionally to be chosen as "a +consummation devoutly to be wished." But there is something in us which +tells us that this is not the case: suicide is not the end; death is not +absolute annihilation. In like manner, what was said by the father of +history(71) has not since him been contradicted, that no man has ever +lived who has not wished more than once that he had not to live the +following day. According to this, the brevity of life, which is so +constantly lamented, may be the best quality it possesses. If, finally, we +should bring clearly to a man's sight the terrible sufferings and miseries +to which his life is constantly exposed, he would be seized with horror; +and if we were to conduct the confirmed optimist through the hospitals, +infirmaries, and surgical operating-rooms, through the prisons, +torture-chambers, and slave-kennels, over battle-fields and places of +execution; if we were to open to him all the dark abodes of misery, where +it hides itself from the glance of cold curiosity, and, finally, allow him +to glance into the starving dungeon of Ugolino, he, too, would understand +at last the nature of this "best of possible worlds." For whence did Dante +take the materials for his hell but from this our actual world? And yet he +made a very proper hell of it. And when, on the other hand, he came to the +task of describing heaven and its delights, he had an insurmountable +difficulty before him, for our world affords no materials at all for this. +Therefore there remained nothing for him to do but, instead of describing +the joys of paradise, to repeat to us the instruction given him there by +his ancestor, by Beatrice, and by various saints. But from this it is +sufficiently clear what manner of world it is. Certainly human life, like +all bad ware, is covered over with a false lustre: what suffers always +conceals itself; on the other hand, whatever pomp or splendour any one can +get, he makes a show of openly, and the more inner contentment deserts +him, the more he desires to exist as fortunate in the opinion of others: +to such an extent does folly go, and the opinion of others is a chief aim +of the efforts of every one, although the utter nothingness of it is +expressed in the fact that in almost all languages vanity, _vanitas_, +originally signifies emptiness and nothingness. But under all this false +show, the miseries of life can so increase--and this happens every day--that +the death which hitherto has been feared above all things is eagerly +seized upon. Indeed, if fate will show its whole malice, even this refuge +is denied to the sufferer, and, in the hands of enraged enemies, he may +remain exposed to terrible and slow tortures without remedy. In vain the +sufferer then calls on his gods for help; he remains exposed to his fate +without grace. But this irremediableness is only the mirror of the +invincible nature of his will, of which his person is the objectivity. As +little as an external power can change or suppress this will, so little +can a foreign power deliver it from the miseries which proceed from the +life which is the phenomenal appearance of that will. In the principal +matter, as in everything else, a man is always thrown back upon himself. +In vain does he make to himself gods in order to get from them by prayers +and flattery what can only be accomplished by his own will-power. The Old +Testament made the world and man the work of a god, but the New Testament +saw that, in order to teach that holiness and salvation from the sorrows +of this world can only come from the world itself, it was necessary that +this god should become man. It is and remains the will of man upon which +everything depends for him. Fanatics, martyrs, saints of every faith and +name, have voluntarily and gladly endured every torture, because in them +the will to live had suppressed itself; and then even the slow destruction +of its phenomenon was welcome to them. But I do not wish to anticipate the +later exposition. For the rest, I cannot here avoid the statement that, to +me, _optimism_, when it is not merely the thoughtless talk of such as +harbour nothing but words under their low foreheads, appears not merely as +an absurd, but also as a really _wicked_ way of thinking, as a bitter +mockery of the unspeakable suffering of humanity. Let no one think that +Christianity is favourable to optimism; for, on the contrary, in the +Gospels world and evil are used as almost synonymous.(72) + +§ 60. We have now completed the two expositions it was necessary to +insert; the exposition of the freedom of the will in itself together with +the necessity of its phenomenon, and the exposition of its lot in the +world which reflects its own nature, and upon the knowledge of which it +has to assert or deny itself. Therefore we can now proceed to bring out +more clearly the nature of this assertion and denial itself, which was +referred to and explained in a merely general way above. This we shall do +by exhibiting the conduct in which alone it finds its expression, and +considering it in its inner significance. + +The _assertion of the will_ is the continuous willing itself, undisturbed +by any knowledge, as it fills the life of man in general. For even the +body of a man is the objectivity of the will, as it appears at this grade +and in this individual. And thus his willing which develops itself in time +is, as it were, a paraphrase of his body, an elucidation of the +significance of the whole and its parts; it is another way of exhibiting +the same thing-in-itself, of which the body is already the phenomenon. +Therefore, instead of saying assertion of the will, we may say assertion +of the body. The fundamental theme or subject of all the multifarious acts +of will is the satisfaction of the wants which are inseparable from the +existence of the body in health, they already have their expression in it, +and may be referred to the maintenance of the individual and the +propagation of the species. But indirectly the most different kinds of +motives obtain in this way power over the will, and bring about the most +multifarious acts of will. Each of these is only an example, an instance, +of the will which here manifests itself generally. Of what nature this +example may be, what form the motive may have and impart to it, is not +essential; the important point here is that something is willed in general +and the degree of intensity with which it is so willed. The will can only +become visible in the motives, as the eye only manifests its power of +seeing in the light. The motive in general stands before the will in +protean forms. It constantly promises complete satisfaction, the quenching +of the thirst of will. But whenever it is attained it at once appears in +another form, and thus influences the will anew, always according to the +degree of the intensity of this will, and its relation to knowledge which +are revealed as empirical character, in these very examples and instances. + +From the first appearance of consciousness, a man finds himself a willing +being, and as a rule, his knowledge remains in constant relation to his +will. He first seeks to know thoroughly the objects of his desire, and +then the means of attaining them. Now he knows what he has to do, and, as +a rule, he does not strive after other knowledge. He moves and acts; his +consciousness keeps him always working directly and actively towards the +aims of his will; his thought is concerned with the choice of motives. +Such is life for almost all men; they wish, they know what they wish, and +they strive after it, with sufficient success to keep them from despair, +and sufficient failure to keep them from ennui and its consequences. From +this proceeds a certain serenity, or at least indifference, which cannot +be affected by wealth or poverty; for the rich and the poor do not enjoy +what they have, for this, as we have shown, acts in a purely negative way, +but what they hope to attain to by their efforts. They press forward with +much earnestness, and indeed with an air of importance; thus children also +pursue their play. It is always an exception if such a life suffers +interruption from the fact that either the æsthetic demand for +contemplation or the ethical demand for renunciation proceed from a +knowledge which is independent of the service of the will, and directed to +the nature of the world in general. Most men are pursued by want all +through life, without ever being allowed to come to their senses. On the +other hand, the will is often inflamed to a degree that far transcends the +assertion of the body, and then violent emotions and powerful passions +show themselves, in which the individual not only asserts his own +existence, but denies and seeks to suppress that of others when it stands +in his way. + +The maintenance of the body through its own powers is so small a degree of +the assertion of will, that if it voluntarily remains at this degree, we +might assume that, with the death of this body, the will also which +appeared in it would be extinguished. But even the satisfaction of the +sexual passions goes beyond the assertion of one's own existence, which +fills so short a time, and asserts life for an indefinite time after the +death of the individual. Nature, always true and consistent, here even +naïve, exhibits to us openly the inner significance of the act of +generation. Our own consciousness, the intensity of the impulse, teaches +us that in this act the most decided _assertion of the will to live_ +expresses itself, pure and without further addition (any denial of other +individuals); and now, as the consequence of this act, a new life appears +in time and the causal series, _i.e._, in nature; the begotten appears +before the begetter, different as regards the phenomenon, but in himself, +_i.e._, according to the Idea, identical with him. Therefore it is this +act through which every species of living creature binds itself to a whole +and is perpetuated. Generation is, with reference to the begetter, only +the expression, the symptom, of his decided assertion of the will to live: +with reference to the begotten, it is not the cause of the will which +appears in him, for the will in itself knows neither cause nor effect, +but, like all causes, it is merely the occasional cause of the phenomenal +appearance of this will at this time in this place. As thing-in-itself, +the will of the begetter and that of the begotten are not different, for +only the phenomenon, not the thing-in-itself, is subordinate to the +_principim individuationis_. With that assertion beyond our own body and +extending to the production of a new body, suffering and death, as +belonging to the phenomenon of life, have also been asserted anew, and the +possibility of salvation, introduced by the completest capability of +knowledge, has for this time been shown to be fruitless. Here lies the +profound reason of the shame connected with the process of generation. +This view is mythically expressed in the dogma of Christian theology that +we are all partakers in Adam's first transgression (which is clearly just +the satisfaction of sexual passion), and through it are guilty of +suffering and death. In this theology goes beyond the consideration of +things according to the principle of sufficient reason, and recognises the +Idea of man, the unity of which is re-established out of its dispersion +into innumerable individuals through the bond of generation which holds +them all together. Accordingly it regards every individual as on one side +identical with Adam, the representative of the assertion of life, and, so +far, as subject to sin (original sin), suffering, and death; on the other +side, the knowledge of the Idea of man enables it to regard every +individual as identical with the saviour, the representative of the denial +of the will to live, and, so far as a partaker of his sacrifice of +himself, saved through his merits, and delivered from the bands of sin and +death, _i.e._, the world (Rom. v. 12-21). + +Another mythical exposition of our view of sexual pleasure as the +assertion of the will to live beyond the individual life, as an attainment +to life which is brought about for the first time by this means, or as it +were a renewed assignment of life, is the Greek myth of Proserpine, who +might return from the lower world so long as she had not tasted its fruit, +but who became subject to it altogether through eating the pomegranate. +This meaning appears very clearly in Goethe's incomparable presentation of +this myth, especially when, as soon as she has tasted the pomegranate, the +invisible chorus of the Fates-- + + + "Thou art ours! + Fasting shouldest thou return: + And the bite of the apple makes thee ours!" + + +It is worth noticing that Clement of Alexandria (Strom. iii. c. 15) +illustrates the matter with the same image and the same expression: {~GREEK CAPITAL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}, +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA WITH DASIA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~}; (_Qui se castrarunt ab +omni peccato propter regnum coelorum, ii sunt beati, a mundo jejunantes_). + +The sexual impulse also proves itself the decided and strongest assertion +of life by the fact that to man in a state of nature, as to the brutes, it +is the final end, the highest goal of life. Self-maintenance is his first +effort, and as soon as he has made provision for that, he only strives +after the propagation of the species: as a merely natural being he can +attempt no more. Nature also, the inner being of which is the will to live +itself, impels with all her power both man and the brute towards +propagation. Then it has attained its end with the individual, and is +quite indifferent to its death, for, as the will to live, it cares only +for the preservation of the species, the individual is nothing to it. +Because the will to live expresses itself most strongly in the sexual +impulse, the inner being of nature, the old poets and philosophers--Hesiod +and Parmenides--said very significantly that Eros is the first, the +creator, the principle from which all things proceed. (Cf. Arist. Metaph., +i. 4.) Pherecydes said: {~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} +{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} (_Jovem, cum mundum fabricare vellet, in cupidinem sese +transformasse_). _Proclus ad Plat. Tim._, l. iii. A complete treatment of +this subject we have recently received from G. F. Schoemann, "_De Cupidine +Cosmogonico_," 1852. The Mâya of the Hindus, whose work and web is the +whole world of illusion, is also symbolised by love. + +The genital organs are, far more than any other external member of the +body, subject merely to the will, and not at all to knowledge. Indeed, the +will shows itself here almost as independent of knowledge, as in those +parts which, acting merely in consequence of stimuli, are subservient to +vegetative life and reproduction, in which the will works blindly as in +unconscious nature. For generation is only reproduction passing over to a +new individual, as it were reproduction at the second power, as death is +only excretion at the second power. According to all this, the genitals +are properly the _focus_ of will, and consequently the opposite pole of +the brain, the representative of knowledge, _i.e._, the other side of the +world, the world as idea. The former are the life-sustaining principle +ensuring endless life to time. In this respect they were worshipped by the +Greeks in the _phallus_, and by the Hindus in the _lingam_, which are thus +the symbol of the assertion of the will. Knowledge, on the other hand, +affords the possibility of the suppression of willing, of salvation +through freedom, of conquest and annihilation of the world. + +We already considered fully at the beginning of this Fourth Book how the +will to live in its assertion must regard its relation to death. We saw +that death does not trouble it, because it exists as something included in +life itself and belonging to it. Its opposite, generation, completely +counterbalances it; and, in spite of the death of the individual, ensures +and guarantees life to the will to live through all time. To express this +the Hindus made the _lingam_ an attribute of Siva, the god of death. We +also fully explained there how he who with full consciousness occupies the +standpoint of the decided assertion of life awaits death without fear. We +shall therefore say nothing more about this here. Without clear +consciousness most men occupy this standpoint and continually assert life. +The world exists as the mirror of this assertion, with innumerable +individuals in infinite time and space, in infinite suffering, between +generation and death without end. Yet from no side is a complaint to be +further raised about this; for the will conducts the great tragedy and +comedy at its own expense, and is also its own spectator. The world is +just what it is because the will, whose manifestation it is, is what it +is, because it so wills. The justification of suffering is, that in this +phenomenon also the will asserts itself; and this assertion is justified +and balanced by the fact that the will bears the suffering. Here we get a +glimpse of _eternal justice_ in the whole: we shall recognise it later +more definitely and distinctly, and also in the particular. But first we +must consider temporal or human justice.(73) + +§ 61. It may be remembered from the Second Book that in the whole of +nature, at all the grades of the objectification of will, there was a +necessary and constant conflict between the individuals of all species; +and in this way was expressed the inner contradiction of the will to live +with itself. At the highest grade of the objectification, this phenomenon, +like all others, will exhibit itself with greater distinctness, and will +therefore be more easily explained. With this aim we shall next attempt to +trace the source of _egoism_ as the starting-point of all conflict. + +We have called time and space the _principium individuationis_, because +only through them and in them is multiplicity of the homogeneous possible. +They are the essential forms of natural knowledge, _i.e._, knowledge +springing from the will. Therefore the will everywhere manifests itself in +the multiplicity of individuals. But this multiplicity does not concern +the will as thing-in-itself, but only its phenomena. The will itself is +present, whole and undivided, in every one of these, and beholds around it +the innumerably repeated image of its own nature; but this nature itself, +the actually real, it finds directly only in its inner self. Therefore +every one desires everything for himself, desires to possess, or at least +to control, everything, and whatever opposes it it would like to destroy. +To this is added, in the case of such beings as have knowledge, that the +individual is the supporter of the knowing subject, and the knowing +subject is the supporter of the world, _i.e._, that the whole of Nature +outside the knowing subject, and thus also all other individuals, exist +only in its idea; it is only conscious of them as its idea, thus merely +indirectly as something which is dependent on its own nature and +existence; for with its consciousness the world necessarily disappears for +it, _i.e._, its being and non-being become synonymous and +indistinguishable. Every knowing individual is thus in truth, and finds +itself as the whole will to live, or the inner being of the world itself, +and also as the complemental condition of the world as idea, consequently +as a microcosm which is of equal value with the macrocosm. Nature itself, +which is everywhere and always truthful, gives him this knowledge, +originally and independently of all reflection, with simple and direct +certainty. Now from these two necessary properties we have given the fact +may be explained that every individual, though vanishing altogether and +diminished to nothing in the boundless world, yet makes itself the centre +of the world, has regard for its own existence and well-being before +everything else; indeed, from the natural standpoint, is ready to +sacrifice everything else for this--is ready to annihilate the world in +order to maintain its own self, this drop in the ocean, a little longer. +This disposition is _egoism_, which is essential to everything in Nature. +Yet it is just through egoism that the inner conflict of the will with +itself attains to such a terrible revelation; for this egoism has its +continuance and being in that opposition of the microcosm and macrocosm, +or in the fact that the objectification of will has the _principium +individuationis_ for its form, through which the will manifests itself in +the same way in innumerable individuals, and indeed entire and completely +in both aspects (will and idea) in each. Thus, while each individual is +given to itself directly as the whole will and the whole subject of ideas, +other individuals are only given it as ideas. Therefore its own being, and +the maintenance of it, is of more importance to it than that of all others +together. Every one looks upon his own death as upon the end of the world, +while he accepts the death of his acquaintances as a matter of comparative +indifference, if he is not in some way affected by it. In the +consciousness that has reached the highest grade, that of man, egoism, as +well as knowledge, pain and pleasure, must have reached its highest grade +also, and the conflict of individuals which is conditioned by it must +appear in its most terrible form. And indeed we see this everywhere before +our eyes, in small things as in great. Now we see its terrible side in the +lives of great tyrants and miscreants, and in world-desolating wars; now +its absurd side, in which it is the theme of comedy, and very specially +appears as self-conceit and vanity. Rochefoucault understood this better +than any one else, and presented it in the abstract. We see it both in the +history of the world and in our own experience. But it appears most +distinctly of all when any mob of men is set free from all law and order; +then there shows itself at once in the distinctest form the _bellum omnium +contra omnes_, which Hobbes has so admirably described in the first +chapter _De Cive_. We see not only how every one tries to seize from the +other what he wants himself, but how often one will destroy the whole +happiness or life of another for the sake of an insignificant addition to +his own happiness. This is the highest expression of egoism, the +manifestations of which in this regard are only surpassed by those of +actual wickedness, which seeks, quite disinterestedly, the hurt and +suffering of others, without any advantage to itself. Of this we shall +speak soon. With this exhibition of the source of egoism the reader should +compare the presentation of it in my prize-essay on the basis of morals, § +14. + +A chief source of that suffering which we found above to be essential and +inevitable to all life is, when it really appears in a definite form, that +_Eris_, the conflict of all individuals, the expression of the +contradiction, with which the will to live is affected in its inner self, +and which attains a visible form through the _principium individuationis_. +Wild-beast fights are the most cruel means of showing this directly and +vividly. In this original discord lies an unquenchable source of +suffering, in spite of the precautions that have been taken against it, +and which we shall now consider more closely. + +§ 62. It has already been explained that the first and simplest assertion +of the will to live is only the assertion of one's own body, _i.e._, the +exhibition of the will through acts in time, so far as the body, in its +form and design, exhibits the same will in space, and no further. This +assertion shows itself as maintenance of the body, by means of the +application of its own powers. To it is directly related the satisfaction +of the sexual impulse; indeed this belongs to it, because the genitals +belong to the body. Therefore _voluntary_ renunciation of the satisfaction +of that impulse, based upon no _motive_, is already a denial of the will +to live, is a voluntary self-suppression of it, upon the entrance of +knowledge which acts as a _quieter_. Accordingly such denial of one's own +body exhibits itself as a contradiction by the will of its own phenomenon. +For although here also the body objectifies in the genitals the will to +perpetuate the species, yet this is not willed. Just on this account, +because it is a denial or suppression of the will to live, such a +renunciation is a hard and painful self-conquest; but of this later. But +since the will exhibits that _self-assertion_ of one's own body in +innumerable individuals beside each other, it very easily extends in one +individual, on account of the egoism peculiar to them all, beyond this +assertion to the _denial_ of the same will appearing in another +individual. The will of the first breaks through the limits of the +assertion of will of another, because the individual either destroys or +injures this other body itself, or else because it compels the powers of +the other body to serve _its own_ will, instead of the will which +manifests itself in that other body. Thus if, from the will manifesting +itself as another body, it withdraws the powers of this body, and so +increases the power serving its own will beyond that of its own body, it +consequently asserts its own will beyond its own body by means of the +negation of the will appearing in another body. This breaking through the +limits of the assertion of will of another has always been distinctly +recognised, and its concept denoted by the word _wrong_. For both sides +recognise the fact instantly, not, indeed, as we do here in distinct +abstraction, but as feeling. He who suffers wrong feels the transgression +into the sphere of the assertion of his own body, through the denial of it +by another individual, as a direct and mental pain which is entirely +separated and different from the accompanying physical suffering +experienced from the act or the vexation at the loss. To the doer of +wrong, on the other hand, the knowledge presents itself that he is in +himself the same will which appears in that body also, and which asserts +itself with such vehemence; the one phenomenon that, transgressing the +limits of its own body and its powers, it extends to the denial of this +very will in another phenomenon, and so, regarded as will in itself, it +strives against itself by this vehemence and rends itself. Moreover, this +knowledge presents itself to him instantly, not _in abstracto_, but as an +obscure feeling; and this is called remorse, or, more accurately in this +case, the feeling of _wrong committed_. + +_Wrong_, the conception of which we have thus analysed in its most general +and abstract form, expresses itself in the concrete most completely, +peculiarly, and palpably in cannibalism. This is its most distinct and +evident type, the terrible picture of the greatest conflict of the will +with itself at the highest grade of its objectification, which is man. +Next to this, it expresses itself most distinctly in murder; and therefore +the committal of murder is followed instantly and with fearful +distinctness by remorse, the abstract and dry significance of which we +have just given, which inflicts a wound on our peace of mind that a +lifetime cannot heal. For our horror at the murder committed, as also our +shrinking from the committal of it, corresponds to that infinite clinging +to life with which everything living, as phenomenon of the will to live, +is penetrated. (We shall analyse this feeling which accompanies the doing +of wrong and evil, in other words, the pangs of conscience, more fully +later on, and raise its concept to distinctness.) Mutilation, or mere +injury of another body, indeed every blow, is to be regarded as in its +nature the same as murder, and differing from it only in degree. Further, +wrong shows itself in the subjugation of another individual, in forcing +him into slavery, and, finally, in the seizure of another's goods, which, +so far as these goods are regarded as the fruit of his labour, is just the +same thing as making him a slave, and is related to this as mere injury is +to murder. + +For _property_, which is not taken from a man without _wrong_, can, +according to our explanation of wrong, only be that which has been +produced by his own powers. Therefore by taking this we really take the +powers of his body from the will objectified in it, to make them subject +to the will objectified in another body. For only so does the wrong-doer, +by seizing, not the body of another, but a lifeless thing quite different +from it, break into the sphere of the assertion of will of another person, +because the powers, the work of this other body, are, as it were, +incorporated and identified with this thing. It follows from this that all +true, _i.e._, moral, right of property is based simply and solely on work, +as was pretty generally assumed before Kant, and is distinctly and +beautifully expressed in the oldest of all codes of law: "Wise men who +know the past explain that a cultured field is the property of him who cut +down the wood and cleared and ploughed it, as an antelope belongs to the +first hunter who mortally wounds it" (Laws of Manu, ix. 44). Kant's +philosophy of law is an extraordinary concatenation of errors all leading +to each other, and he bases the right of property upon first occupation. +To me this is only explicable on the supposition that his powers were +failing through old age. For how should the mere avowal of my will to +exclude others from the use of a thing at once give me a _right_ to it? +Clearly such an avowal itself requires a foundation of right, instead of +being one, as Kant assumes. And how would he act unjustly _in se_, _i.e._, +morally, who does not respect that claim to the sole possession of a thing +which is based upon nothing but its own avowal? How should his conscience +trouble him about it? For it is so clear and easy to understand that there +can be absolutely no such thing as a just seizure of anything, but only a +just conversion or acquired possession of it, by spending our own original +powers upon it. When, by any foreign labour, however little, a thing has +been cultivated, improved, kept from harm or preserved, even if this +labour were only the plucking or picking up from the ground of fruit that +has grown wild; the person who forcibly seizes such a thing clearly +deprives the other of the result of his labour expended upon it, makes the +body of this other serve his will instead of its own, asserts his will +beyond its own phenomenon to the denial of that of the other, _i.e._, does +injustice or wrong.(74) On the other hand, the mere enjoyment of a thing, +without any cultivation or preservation of it from destruction, gives just +as little right to it as the mere avowal of our desire for its sole +possession. Therefore, though one family has hunted a district alone, even +for a hundred years, but has done nothing for its improvement; if a +stranger comes and desires to hunt there, it cannot prevent him from doing +so without moral injustice. Thus the so-called right of preoccupation, +according to which, for the mere past enjoyment of a thing, there is +demanded the further recompense of the exclusive right to its future +enjoyment, is morally entirely without foundation. A new-comer might with +far better right reply to him who was depending upon such a right, "Just +because you have so long enjoyed, it is right that others should now enjoy +also." No moral right can be established to the sole possession of +anything upon which labour cannot be expended, either in improving it or +in preserving it from harm, unless it be through a voluntary surrender on +the part of others, as a reward for other services. This, however, already +presupposes a community regulated by agreement--the State. The morally +established right of property, as we have deduced it above, gives, from +its nature, to the owner of a thing, the same unlimited power over it +which he has over his own body; and hence it follows that he can part with +his possessions to others either in exchange or as a gift, and they then +possess them with the same moral right as he did. + +As regards the doing of wrong generally, it occurs either through violence +or through craft; it matters not which as far as what is morally essential +is concerned. First, in the case of murder, it is a matter of indifference +whether I make use of a dagger or of poison; and the case of every bodily +injury is analogous. Other cases of wrong can all be reduced to the fact +that I, as the doer of wrong, compel another individual to serve my will +instead of his own, to act according to my will instead of according to +his own. On the path of violence I attain this end through physical +causality, but on the path of craft by means of motivation, _i.e._, by +means of causality through knowledge; for I present to his will illusive +motives, on account of which he follows my will, while he believes he is +following his own. Since the medium in which the motives lie is knowledge, +I can only accomplish this by falsifying his knowledge, and this is the +_lie_. The lie always aims at influencing another's will, not merely his +knowledge, for itself and as such, but only as a means, so far as it +determines his will. For my lying itself, inasmuch as it proceeds from my +will, requires a motive; and only the will of another can be such a +motive, not his knowledge in and for itself; for as such it can never have +an influence upon _my_ will, therefore it can never move it, can never be +a motive of its aim. But only the willing and doing of another can be +this, and his knowledge indirectly through it. This holds good not only of +all lies that have manifestly sprung from self-interest, but also of those +which proceed from pure wickedness, which seeks enjoyment in the painful +consequences of the error into which it has led another. Indeed, mere +empty boasting aims at influencing the will and action of others more or +less, by increasing their respect or improving their opinion of the +boaster. The mere refusal of a truth, _i.e._, of an assertion generally, +is in itself no wrong, but every imposing of a lie is certainly a wrong. +He who refuses to show the strayed traveller the right road does him no +wrong, but he who directs him to a false road certainly does. It follows +from what has been said, that every _lie_, like every act of violence, is +as such _wrong_, because as such it has for its aim the extension of the +authority of my will to other individuals, and so the assertion of my will +through the denial of theirs, just as much as violence has. But the most +complete lie is the _broken contract_, because here all the conditions +mentioned are completely and distinctly present together. For when I enter +into a contract, the promised performance of the other individual is +directly and confessedly the motive for my reciprocal performance. The +promises were deliberately and formally exchanged. The fulfilment of the +declarations made is, it is assumed, in the power of each. If the other +breaks the covenant, he has deceived me, and by introducing merely +illusory motives into my knowledge, he has bent my will according to his +intention; he has extended the control of his will to another individual, +and thus has committed a distinct wrong. On this is founded the moral +lawfulness and validity of the _contract_. + +Wrong through violence is not so _shameful_ to the doer of it as wrong +through craft; for the former arises from physical power, which under all +circumstances impresses mankind; while the latter, by the use of +subterfuge, betrays weakness, and lowers man at once as a physical and +moral being. This is further the case because lying and deception can only +succeed if he who employs them expresses at the same time horror and +contempt of them in order to win confidence, and his victory rests on the +fact that men credit him with honesty which he does not possess. The deep +horror which is always excited by cunning, faithlessness, and treachery +rests on the fact that good faith and honesty are the bond which +externally binds into a unity the will which has been broken up into the +multiplicity of individuals, and thereby limits the consequences of the +egoism which results from that dispersion. Faithlessness and treachery +break this outward bond asunder, and thus give boundless scope to the +consequences of egoism. + +In the connection of our system we have found that the content of the +concept of _wrong_ is that quality of the conduct of an individual in +which he extends the assertion of the will appearing in his own body so +far that it becomes the denial of the will appearing in the bodies of +others. We have also laid down, by means of very general examples, the +limits at which the province of wrong begins; for we have at once defined +its gradations, from the highest degree to the lowest, by means of a few +leading conceptions. According to this, the concept of wrong is the +original and positive, and the concept of right, which is opposed to it, +is the derivative and negative; for we must keep to the concepts, and not +to the words. As a matter of fact, there would be no talk of right if +there were no such thing as wrong. The concept right contains merely the +negation of wrong, and every action is subsumed under it which does not +transgress the limit laid down above, _i.e._, is not a denial of the will +of another for the stronger assertion of our own. That limit, therefore, +divides, as regards a purely _moral_ definition, the whole province of +possible actions into such as are wrong or right. Whenever an action does +not encroach, in the way explained above, on the sphere of the assertion +of will of another, denying it, it is not wrong. Therefore, for example, +the refusal of help to another in great need, the quiet contemplation of +the death of another from starvation while we ourselves have more than +enough, is certainly cruel and fiendish, but it is not wrong; only it can +be affirmed with certainty that whoever is capable of carrying unkindness +and hardness to such a degree will certainly also commit every wrong +whenever his wishes demand it and no compulsion prevents it. + +But the conception of right as the negation of wrong finds its principal +application, and no doubt its origin, in cases in which an attempted wrong +by violence is warded off. This warding off cannot itself be wrong, and +consequently is right, although the violence it requires, regarded in +itself and in isolation, would be wrong, and is here only justified by the +motive, _i.e._, becomes right. If an individual goes so far in the +assertion of his own will that he encroaches upon the assertion of will +which is essential to my person as such, and denies it, then my warding +off of that encroachment is only the denial of that denial, and thus from +my side is nothing more than the assertion of the will which essentially +and originally appears in my body, and is already implicitly expressed by +the mere appearance of this body; consequently is not wrong, but right. +That is to say: I have then a right to deny that denial of another with +the force necessary to overcome it, and it is easy to see that this may +extend to the killing of the other individual, whose encroachment as +external violence pressing upon me may be warded off by a somewhat +stronger counteraction, entirely without wrong, consequently with right. +For all that happens from my side lies always within the sphere of the +assertion of will essential to my person as such, and already expressed by +it (which is the scene of the conflict), and does not encroach on that of +the other, consequently is only negation of the negation, and thus +affirmation, not itself negation. Thus if the will of another denies my +will, as this appears in my body and the use of its powers for its +maintenance, without denial of any foreign will which observes a like +limitation, I can _without wrong_ compel it to desist from such denial, +_i.e._, I have so far a _right of compulsion_. + +In all cases in which I have a right of compulsion, a complete right to +use _violence_ against another, I may, according to the circumstances, +just as well oppose the violence of the other with _craft_ without doing +any wrong, and accordingly I have an actual _right to lie precisely so far +as I have a right of compulsion_. Therefore a man acts with perfect right +who assures a highway robber who is searching him that he has nothing more +upon him; or, if a burglar has broken into his house by night, induces him +by a lie to enter a cellar and then locks him in. A man who has been +captured and carried off by robbers, for example by pirates, has the right +to kill them not only by violence but also by craft, in order to regain +his freedom. Thus, also, a promise is certainly not binding when it has +been extorted by direct bodily violence, because he who suffers such +compulsion may with full right free himself by killing, and, _a fortiori_, +by deceiving his oppressor. Whoever cannot recover through force the +property which has been stolen from him, commits no wrong if he can +accomplish it through craft. Indeed, if some one plays with me for money +he has stolen from me, I have the right to use false dice against him, +because all that I win from him already belongs to me. Whoever would deny +this must still more deny the justifiableness of stratagem in war, which +is just an acted lie, and is a proof of the saying of Queen Christina of +Sweden, "The words of men are to be esteemed as nothing; scarcely are +their deeds to be trusted." So sharply does the limit of right border upon +that of wrong. For the rest, I regard it as superfluous to show that all +this completely agrees with what was said above about the unlawfulness of +the lie and of violence. It may also serve to explain the peculiar theory +of the lie told under pressure.(75) + +In accordance with what has been said, wrong and right are merely moral +determinations, _i.e._, such as are valid with regard to the consideration +of human action as such, and in relation _to the inner significance of +this action in itself_. This asserts itself directly in consciousness +through the fact that the doing of wrong is accompanied by an inward pain, +which is the merely felt consciousness of the wrong-doer of the excessive +strength of the assertion of will in itself, which extends even to the +denial of the manifestation of the will of another, and also the +consciousness that although he is different from the person suffering +wrong as far as the manifestation is concerned, yet in himself he is +identical with him. The further explanation of this inner significance of +all pain of conscience cannot be given till later. He who suffers wrong +is, on the other hand, painfully conscious of the denial of his will, as +it is expressed through the body and its natural requirements, for the +satisfaction of which nature refers him to the powers of his body; and at +the same time he is conscious that without doing wrong he might ward off +that denial by every means unless he lacks the power. This purely moral +significance is the only one which right and wrong have for men as men, +not as members of the State, and which consequently remains even when man +is in a state of nature without any positive law. It constitutes the basis +and the content of all that has on this account been named _natural law_, +though it is better called moral law, for its validity does not extend to +suffering, to the external reality, but only to the action of man and the +self-knowledge of his individual will which grows up in him from his +action, and which is called _conscience_. It cannot, however, in a state +of nature, assert itself in all cases, and outwardly upon other +individuals, and prevent might from reigning instead of right. In a state +of nature it depends upon every one merely to see that in every case he +_does_ no wrong, but by no means to see that in every case he _suffers_ no +wrong, for this depends on the accident of his outward power. Therefore +the concepts right and wrong, even in a state of nature, are certainly +valid and by no means conventional, but there they are valid merely as +_moral_ concepts, for the self-knowledge of one's own will in each. They +are a fixed point in the scale of the very different degrees of strength +with which the will to live asserts itself in human individuals, like the +freezing-point on the thermometer; the point at which the assertion of +one's own will becomes the denial of the will of another, _i.e._, +specifies through wrong-doing the degree of its intensity, combined with +the degree in which knowledge is involved in the _principium +individuationis_ (which is the form of all knowledge that is subject to +the will). But whoever wants to set aside the purely moral consideration +of human action, or denies it, and wishes to regard conduct merely in its +outward effects and their consequences, may certainly, with Hobbes, +explain right and wrong as conventional definitions arbitrarily assumed, +and therefore not existing outside positive law, and we can never show him +through external experience what does not belong to such experience. +Hobbes himself characterises his completely empirical method of thought +very remarkably by the fact that in his book "_De Principiis Geometrarum_" +he denies all pure mathematics properly so called, and obstinately +maintains that the point has extension and the line has breadth, and we +can never show him a point without extension or a line without breadth. +Thus we can just as little impart to him the _a priori_ nature of +mathematics as the _a priori_ nature of right, because he shuts himself +out from all knowledge which is not empirical. + +The pure doctrine of right is thus a chapter of ethics, and is directly +related only to _action_, not to _suffering_; for only the former is the +expression of will, and this alone is considered by ethics. Suffering is +mere occurrence. Ethics can only have regard to suffering indirectly, +merely to show that what takes place merely to avoid suffering wrong is +itself no infliction of wrong. The working out of this chapter of ethics +would contain the precise definition of the limits to which an individual +may go in the assertion of the will already objectified in his body +without denying the same will as it appears in another individual; and +also the actions which transgress these limits, which consequently are +wrong, and therefore in their turn may be warded off without wrong. Thus +our own _action_ always remains the point of view of the investigation. + +But the _suffering of wrong_ appears as an event in outward experience, +and in it is manifested, as we have said, more distinctly than anywhere +else, the phenomenon of the conflict of the will to live with itself, +arising from the multiplicity of individuals and from egoism, both of +which are conditioned through the _principium individuationis_, which is +the form of the world as idea for the knowledge of the individual. We also +saw above that a very large part of the suffering essential to human life +has its perennial source in that conflict of individuals. + +The reason, however, which is common to all these individuals, and which +enables them to know not merely the particular case, as the brutes do, but +also the whole abstractly in its connection, has also taught them to +discern the source of that suffering, and induced them to consider the +means of diminishing it, or, when possible, of suppressing it by a common +sacrifice, which is, however, more than counterbalanced by the common +advantage that proceeds from it. However agreeable it is to the egoism of +the individual to inflict wrong in particular cases, this has yet a +necessary correlative in the suffering of wrong of another individual, to +whom it is a great pain. And because the reason which surveys the whole +left the one-sided point of view of the individual to which it belongs, +and freed itself for the moment from its dependence upon it, it saw the +pleasure of an individual in inflicting wrong always outweighed by the +relatively greater pain of the other who suffered the wrong; and it found +further, that because here everything was left to chance, every one had to +fear that the pleasure of conveniently inflicting wrong would far more +rarely fall to his lot than the pain of enduring it. From this reason +recognised that both in order to diminish the suffering which is +everywhere disseminated, and as far as possible to divide it equally, the +best and only means was to spare all the pain of suffering wrong by +renouncing all the pleasure to be obtained by inflicting it. This means is +the _contract of the state_ or _law_. It is easily conceived, and little +by little carried out by the egoism, which, through the use of reason, +proceeds methodically and forsakes its one-sided point of view. This +origin of the state and of law I have indicated was already exhibited as +such by Plato in the "Republic." In fact, it is the essential and only +origin, determined by the nature of the matter. Moreover, in no land can +the state have ever had a different origin, because it is just this mode +of originating this aim that makes it a state. But it is a matter of +indifference whether, in each particular nation, the condition which +preceded it was that of a horde of savages independent of each other +(anarchy), or that of a horde of slaves ruled at will by the stronger +(despotism). In both cases there existed as yet no state; it first arose +through that common agreement; and according as that agreement is more or +less free from anarchy or despotism, the state is more or less perfect. +Republics tend to anarchy, monarchies to despotism, and the mean of +constitutional monarchy, which was therefore devised, tends to government +by factions. In order to found a perfect state, we must begin by providing +beings whose nature allows them always to sacrifice their own to the +public good. Till then, however, something may be attained through the +existence of _one_ family whose good is quite inseparable from that of the +country; so that, at least in matters of importance, it can never advance +the one without the other. On this rests the power and the advantage of +the hereditary monarchy. + +Now as ethics was concerned exclusively with right and wrong doing, and +could accurately point out the limits of his action to whoever was +resolved to do no wrong; politics, on the contrary, the theory of +legislation, is exclusively concerned with the _suffering_ of wrong, and +would never trouble itself with wrong-doing at all if it were not on +account of its ever-necessary correlative, the suffering of wrong, which +it always keeps in view as the enemy it opposes. Indeed, if it were +possible to conceive an infliction of wrong with which no suffering of +wrong on the part of another was connected, the state would, consistently, +by no means prohibit it. And because in ethics the will, the disposition, +is the object of consideration, and the only real thing, the firm will to +do wrong, which is only restrained and rendered ineffective by external +might, and the actually committed wrong, are to it quite the same, and it +condemns him who so wills as unjust at its tribunal. On the other hand, +will and disposition, merely as such, do not concern the state at all, but +only the _deed_ (whether it is merely attempted or carried out), on +account of its correlative, the _suffering_ on the part of another. Thus +for the state the deed, the event, is the only real; the disposition, the +intention, is only investigated so far as the significance of the deed +becomes known through it. Therefore the state will forbid no one to carry +about in his thought murder and poison against another, so long as it +knows certainly that the fear of the sword and the wheel will always +restrain the effects of that will. The state has also by no means to +eradicate the foolish purpose, the inclination to wrong-doing, the wicked +disposition; but merely always to place beside every possible motive for +doing a wrong a more powerful motive for leaving it undone in the +inevitable punishment that will ensue. Therefore the criminal code is as +complete a register as possible of motives against every criminal action +that can possibly be imagined--both _in abstracto_, in order to make any +case that occurs an application _in concreto_. Politics or legislation +will therefore for this end borrow from that chapter of ethics which is +the doctrine of right, and which, besides the inner significance of right +and wrong, determines the exact limits between them. Yet it will only do +so for the purpose of making use of its reverse side, and regarding all +the limits which ethics lays down as not to be transgressed, if we are to +avoid _doing_ wrong, from the other side, as the limits which we must not +allow others to transgress if we do not wish to _suffer_ wrong, and from +which we have therefore a _right_ to drive others back. Therefore these +limits are, as much as possible, from the passive side, barricaded by +laws. It is evident that as an historian has very wittily been called an +inverted prophet, the professor of law is an inverted moralist, and +therefore law itself, in its proper sense, _i.e._, the doctrine of the +_right_, which we ought to maintain, is inverted ethics in that chapter of +it in which the rights are laid down which we ought not to violate. The +concept of wrong and its negation, that of right, which is originally +_ethical_, becomes _juridical_ by the transference of the starting-point +from the active to the passive side, and thus by inversion. This, as well +as Kant's theory of law, which very falsely deduces the institution of the +state as a moral duty from his categorical imperative, has, even in the +most recent times, repeatedly occasioned the very extraordinary error that +the state is an institution for furthering morality; that it arises from +the endeavour after this, and is, consequently, directed against egoism. +As if the inward disposition, to which alone morality or immorality +belongs, the externally free will, would allow itself to be modified from +without and changed by influences exerted upon it! Still more perverse is +the theory that the state is the condition of freedom in the moral sense, +and in this way the condition of morality; for freedom lies beyond the +phenomenon, and indeed beyond human arrangements. The state is, as we have +said, so little directed against egoism in general and as such, that, on +the contrary, it has sprung from egoism and exists only in its service--an +egoism that well understands itself, proceeds methodically and forsakes +the one-sided for the universal point of view, and so by addition is the +common egoism of all. The state is thus instituted under the correct +presupposition that pure morality, _i.e._, right action from moral +grounds, is not to be expected; if this were not the case, it would itself +be superfluous. Thus the state, which aims at well-being, is by no means +directed against egoism, but only against the disadvantageous consequences +which arise from the multiplicity of egoistic individuals, and +reciprocally affect them all and disturb their well-being. Therefore it +was already said by Aristotle (De. Rep. iii.): {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~} +{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}; {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER ETA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} (_Finis civitatis est bene +vivere, hoc autem est beate et pulchre vivere_). Hobbes also has +accurately and excellently expounded this origin and end of the state; and +that old first principle of all state policy, _salus publica prima lex +esto_, indicates the same thing. If the state completely attains its end, +it will produce the same outward result as if perfect justice of +disposition prevailed everywhere. But the inner nature and origin of both +phenomena will be the converse. Thus in the second case it would be that +no one wished to _do_ wrong, and in the first that no one wished to +_suffer_ wrong, and the means appropriate to this end had been fully +employed. Thus the same line may be drawn from opposite directions, and a +beast of prey with a muzzle is as harmless as a graminivorous animal. But +beyond this point the state cannot go. It cannot exhibit a phenomenon such +as would spring from universal mutual well-wishing and love. For just as +we found that from its nature it would not forbid the doing of a wrong +which involved no corresponding suffering of wrong on the part of another, +and prohibits all wrong-doing only because this is impossible; so +conversely, in accordance with its tendency towards the well-being of all, +it would very gladly take care that every benevolent action and work of +human love should be _experienced_, if it were not that these also have an +inevitable correlative in the _performance_ of acts of benevolence and +works of love, and every member of the state would wish to assume the +passive and none the active rôle, and there would be no reason for +exacting the latter from one member of the state rather than from another. +Accordingly only the negative, which is just the _right_, not the +positive, which has been comprehended under the name of obligations of +love, or, less completely, duties, _can be exacted by force_. + +Legislation, as we have said, borrows the pure philosophy of right, or the +doctrine of the nature and limits of right and wrong, from ethics, in +order to apply it from the reverse side to its own ends, which are +different from those of ethics, and to institute positive legislation and +the means of supporting it, _i.e._, the state, in accordance with it. +Positive legislation is thus the inverted application of the purely moral +doctrine of right. This application may be made with reference to the +peculiar relations and circumstances of a particular people. But only if +the positive legislation is, in essential matters, throughout determined +in accordance with the guidance of the pure theory of right, and for each +of its propositions a ground can be established in the pure theory of +right, is the legislation which has arisen a _positive right_ and the +state a community _based upon right_, a _state_ in the proper meaning of +the word, a morally permissible, not immoral institution. Otherwise the +positive legislation is, on the contrary, the establishment of a _positive +wrong_; it is itself an openly avowed enforced wrong. Such is every +despotism, the constitution of most Mohammedan kingdoms; and indeed +various parts of many constitutions are also of this kind; for example, +serfdom, vassalage, and many such institutions. The pure theory of right +or natural right--better, moral right--though always reversed, lies at the +foundation of every just positive legislation, as pure mathematics lies at +the foundation of every branch of applied mathematics. The most important +points of the doctrine of right, as philosophy has to supply it for that +end to legislation, are the following: 1. The explanation of the inner and +real significance both of the origin of the conceptions of wrong and +right, and of their application and position in ethics. 2. The deduction +of the law of property. 3. The deduction of the moral validity of +contracts; for this is the moral basis of the contract of the state. 4. +The explanation of the origin and the aim of the state, of the relation of +this aim to ethics, and of the intentional transference of the ethical +doctrine of right, by reversing it, to legislation, in consequence of this +relation. 5. The deduction of the right of punishment. The remaining +content of the doctrine of right is mere application of these principles, +mere accurate definition of the limits of right and wrong for all possible +relations of life, which are consequently united and distributed under +certain points of view and titles. In these special doctrines the books +which treat of pure law are fairly at one; it is only in the principles +that they differ much, for these are always connected with some +philosophical system. In connection with our system, we have explained the +first four of these principal points shortly and generally, yet definitely +and distinctly, and it remains for us to speak in the same way of the +right of punishment. + +Kant makes the fundamentally false assertion that apart from the state +there would be no complete right of property. It follows from our +deduction, as given above, that even in a state of nature there is +property with complete natural, _i.e._, moral right, which cannot be +injured without wrong, but may without wrong be defended to the uttermost. +On the other hand, it is certain that apart from the state there is no +right of punishment. All right to punish is based upon the positive law +alone, which _before_ the offence has determined a punishment for it, the +threat of which, as a counter-motive, is intended to outweigh all possible +motives for the offence. This positive law is to be regarded as sanctioned +and recognised by all the members of the state. It is thus based upon a +common contract which the members of the state are in duty bound to +fulfil, and thus, on the one hand, to inflict the punishment, and, on the +other hand, to endure it; thus the endurance of the punishment may with +right be enforced. Consequently the immediate _end of punishment_ is, in +the particular case, _the fulfilment of the law as a contract_. But the +one end of the _law_ is _deterrence_ from the infringement of the rights +of others. For, in order that every one may be protected from suffering +wrong, men have combined to form a state, have renounced the doing of +wrong, and assumed the task of maintaining the state. Thus the law and the +fulfilment of it, the punishment, are essentially directed to the +_future_, not to the _past_. This distinguishes _punishment_ from +_revenge_; for the motives which instigate the latter are solely concerned +with what has happened, and thus with the past as such. All requital of +wrong by the infliction of pain, without any aim for the future, is +revenge, and can have no other end than consolation for the suffering one +has borne by the sight of the suffering one has inflicted upon another. +This is wickedness and cruelty, and cannot be morally justified. Wrong +which some one has inflicted upon me by no means entitles me to inflict +wrong upon him. The requital of evil with evil without further intention +is neither morally nor otherwise through any rational ground to be +justified, and the _jus talionis_ set up as the absolute, final principle +of the right of punishment, is meaningless. Therefore Kant's theory of +punishment as mere requital for requital's sake is a completely groundless +and perverse view. Yet it is always appearing in the writings of many +jurists, under all kinds of lofty phrases, which amount to nothing but +empty words, as: Through the punishment the crime is expiated or +neutralised and abolished, and many such. But no man has the right to set +himself up as a purely moral judge and requiter, and punish the misdeeds +of another with pains which he inflicts upon him, and so to impose penance +upon him for his sins. Nay, this would rather be the most presumptuous +arrogance; and therefore the Bible says, "Vengeance is mine; I will repay, +saith the Lord." But man has the right to care for the safety of society; +and this can only be done by interdicting all actions which are denoted by +the word "criminal," in order to prevent them by means of counter-motives, +which are the threatened punishments. And this threat can only be made +effective by carrying it out when a case occurs in spite of it. +Accordingly that the end of punishment, or more accurately of penal law, +is the deterrence from crime, is a truth so generally recognised and +indeed self-evident, that in England it is expressed in the very old form +of indictment which is still served by the counsel for the Crown in +criminal actions, for it concludes with the words, "If this be proved, +you, the said N. N., ought to be punished with pains of law, to deter +others from the like crimes in all time coming." If a prince desires to +extend mercy to a criminal who has justly been condemned, his Ministers +will represent to him that, if he does, this crime will soon be repeated. +An end for the future distinguishes punishment from revenge, and +punishment only has this end when it is inflicted _in fulfilment of a +law_. It thus announces itself as inevitable in every future case, and +thus the law obtains the power to deter, in which its end really consists. +Now here a Kantian would inevitably reply that certainly according to this +view the punished criminal would be used "merely as a means." This +proposition, so unweariedly repeated by all the Kantians, "Man must always +be treated as an end, never as a means," certainly sounds significant, and +is therefore a very suitable proposition for those who like to have a +formula which saves them all further thought; but looked at in the light, +it is an exceedingly vague, indefinite assertion, which reaches its aim +quite indirectly, requires to be explained, defined, and modified in every +case of its application, and, if taken generally, is insufficient, meagre, +and moreover problematical. The murderer who has been condemned to the +punishment of death according to law must now, at any rate, and with +complete right, be used as a mere means. For public security, the chief +end of the state, is disturbed by him; indeed it is abolished if the law +is not carried out. The murderer, his life, his person, must now be the +means of fulfilling the law, and thereby of re-establishing the public +security. And he is made such a means with perfect right, in fulfilment of +the contract of the state, which was entered into by him because he was a +citizen, and in accordance with which, in order to enjoy security for his +life, freedom, and property, he has pledged his life, his freedom, and his +property for the security of all, which pledge has now been forfeited. + +This theory of punishment which we have established, the theory which is +directly supported by sound reason, is certainly in the main no new +thought; but it is a thought which was almost supplanted by new errors, +and therefore it was necessary to exhibit it as distinctly as possible. +The same thing is in its essence contained in what Puffendorf says on the +subject, "_De Officio Hominis et Civis_" (Bk. ii. chap. 12). Hobbes also +agrees with it, "Leviathan" (chaps. 15-28). In our own day Feurbach is +well known to have maintained it. Indeed, it occurs even in the utterances +of the ancient philosophers. Plato expresses it clearly in the +"Protagoras" (p. 114, edit. Bip.), also in the "Gorgias" (p. 168), and +lastly in the eleventh book of the "Laws" (p. 165). Seneca expresses +Plato's opinion and the theory of all punishment in the short sentence, +"_Nemo prudens punit, quia peccatum est; sed ne peccetur_" (De Ira, i. +16). + +Thus we have come to recognise in the state the means by which egoism +endowed with reason seeks to escape from its own evil consequences which +turn against itself, and now each promotes the well-being of all because +he sees that his own well-being is involved in it. If the state attained +its end completely, then to a certain extent something approaching to an +Utopia might finally, by the removal of all kinds of evil, be brought +about. For by the human powers united in it, it is able to make the rest +of nature more and more serviceable. But as yet the state has always +remained very far from this goal. And even if it attained to it, +innumerable evils essential to all life would still keep it in suffering; +and finally, if they were all removed, ennui would at once occupy every +place they left. And besides, the strife of individuals is never +completely abolished by the state, for it vexes in trifles when it is +prohibited in greater things. Finally, Eris, happily expelled from within, +turns to what is without; as the conflict of individuals, she is banished +by the institution of the state; but she reappears from without as the war +of nations, and now demands in bulk and at once, as an accumulated debt, +the bloody sacrifice which by wise precautions has been denied her in the +particular. And even supposing that all this were finally overcome and +removed, by wisdom founded on the experience of thousands of years, at the +end the result would be the actual over-population of the whole planet, +the terrible evil of which only a bold imagination can now realise.(76) + +§ 63. We have recognised _temporal justice_, which has its seat in the +state, as requiting and punishing, and have seen that this only becomes +justice through a reference to the _future_. For without this reference +all punishing and requiting would be an outrage without justification, and +indeed merely the addition of another evil to that which has already +occurred, without meaning or significance. But it is quite otherwise with +_eternal justice_, which was referred to before, and which rules not the +state but the world, is not dependent upon human institutions, is not +subject to chance and deception, is not uncertain, wavering, and erring, +but infallible, fixed, and sure. The conception of requital implies that +of time; therefore _eternal justice_ cannot be requital. Thus it cannot, +like temporal justice, admit of respite and delay, and require time in +order to triumph, equalising the evil deed by the evil consequences only +by means of time. The punishment must here be so bound up with the offence +that both are one. + + + {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER ALPHA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} + {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}, {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA WITH PSILI~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER TAU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER CHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} + {~GREEK CAPITAL LETTER GAMMA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK CAPITAL LETTER ZETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} + {~GREEK CAPITAL LETTER THETA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}? {~GREEK CAPITAL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER OMICRON WITH DASIA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, + {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER ALPHA WITH DASIA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~}, + {~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER DELTA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} + {~GREEK CAPITAL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA WITH YPOGEGRAMMENI~} {~GREEK SMALL LETTER ZETA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}; {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER ETA WITH DASIA~} {~GREEK CAPITAL LETTER DELTA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ETA~} + {~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~}, {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER BETA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK KORONIS~} {~GREEK SMALL LETTER OMICRON WITH DASIA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA WITH YPOGEGRAMMENI~}{~GREEK SMALL LETTER NU~}. + + Eurip. ap. Stob. Ecl., i. c. 4. + + ("Volare pennis scelera ad ætherias domus + Putatis, illic in Jovis tabularia + Scripto referri; tum Jovem lectis super + Sententiam proferre?--sed mortalium + Facinora coeli, quantaquanta est, regia + Nequit tenere: nec legendis Juppiter + Et puniendis par est. Est tamen ultio, + Et, si intuemur, illa nos habitat prope.") + + +Now that such an eternal justice really lies in the nature of the world +will soon become completely evident to whoever has grasped the whole of +the thought which we have hitherto been developing. + +The world, in all the multiplicity of its parts and forms, is the +manifestation, the objectivity, of the one will to live. Existence itself, +and the kind of existence, both as a collective whole and in every part, +proceeds from the will alone. The will is free, the will is almighty. The +will appears in everything, just as it determines itself in itself and +outside time. The world is only the mirror of this willing; and all +finitude, all suffering, all miseries, which it contains, belong to the +expression of that which the will wills, are as they are because the will +so wills. Accordingly with perfect right every being supports existence in +general, and also the existence of its species and its peculiar +individuality, entirely as it is and in circumstances as they are, in a +world such as it is, swayed by chance and error, transient, ephemeral, and +constantly suffering; and in all that it experiences, or indeed can +experience, it always gets its due. For the will belongs to it; and as the +will is, so is the world. Only this world itself can bear the +responsibility of its own existence and nature--no other; for by what means +could another have assumed it? Do we desire to know what men, morally +considered, are worth as a whole and in general, we have only to consider +their fate as a whole and in general. This is want, wretchedness, +affliction, misery, and death. Eternal justice reigns; if they were not, +as a whole, worthless, their fate, as a whole, would not be so sad. In +this sense we may say, the world itself is the judgment of the world. If +we could lay all the misery of the world in one scale of the balance, and +all the guilt of the world in the other, the needle would certainly point +to the centre. + +Certainly, however, the world does not exhibit itself to the knowledge of +the individual as such, developed for the service of the will, as it +finally reveals itself to the inquirer as the objectivity of the one and +only will to live, which he himself is. But the sight of the uncultured +individual is clouded, as the Hindus say, by the veil of Mâyâ. He sees not +the thing-in-itself but the phenomenon in time and space, the _principium +individuationis_, and in the other forms of the principle of sufficient +reason. And in this form of his limited knowledge he sees not the inner +nature of things, which is one, but its phenomena as separated, disunited, +innumerable, very different, and indeed opposed. For to him pleasure +appears as one thing and pain as quite another thing: one man as a +tormentor and a murderer, another as a martyr and a victim; wickedness as +one thing and evil as another. He sees one man live in joy, abundance, and +pleasure, and even at his door another die miserably of want and cold. +Then he asks, Where is the retribution? And he himself, in the vehement, +pressure of will which is his origin and his nature, seizes upon the +pleasures and enjoyments of life, firmly embraces them, and knows not that +by this very act of his will he seizes and hugs all those pains and +sorrows at the sight of which he shudders. He sees the ills and he sees +the wickedness in the world, but far from knowing that both of these are +but different sides of the manifestation of the one will to live, he +regards them as very different, and indeed quite opposed, and often seeks +to escape by wickedness, _i.e._, by causing the suffering of another, from +ills, from the suffering of his own individuality, for he is involved in +the _principium individuationis_, deluded by the veil of Mâyâ. Just as a +sailor sits in a boat trusting to his frail barque in a stormy sea, +unbounded in every direction, rising and falling with the howling +mountainous waves; so in the midst of a world of sorrows the individual +man sits quietly, supported by and trusting to the _principium +individuationis_, or the way in which the individual knows things as +phenomena. The boundless world, everywhere full of suffering in the +infinite past, in the infinite future, is strange to him, indeed is to him +but a fable; his ephemeral person, his extensionless present, his +momentary satisfaction, this alone has reality for him; and he does all to +maintain this, so long as his eyes are not opened by a better knowledge. +Till then, there lives only in the inmost depths of his consciousness a +very obscure presentiment that all that is after all not really so strange +to him, but has a connection with him, from which the _principium +individuationis_ cannot protect him. From this presentiment arises that +ineradicable _awe_ common to all men (and indeed perhaps even to the most +sensible of the brutes) which suddenly seizes them if by any chance they +become puzzled about the _principium individuationis_, because the +principle of sufficient reason in some one of its forms seems to admit of +an exception. For example, if it seems as if some change took place +without a cause, or some one who is dead appears again, or if in any other +way the past or the future becomes present or the distant becomes near. +The fearful terror at anything of the kind is founded on the fact that +they suddenly become puzzled about the forms of knowledge of the +phenomenon, which alone separate their own individuality from the rest of +the world. But even this separation lies only in the phenomenon, and not +in the thing-in-itself; and on this rests eternal justice. In fact, all +temporal happiness stands, and all prudence proceeds, upon ground that is +undermined. They defend the person from accidents and supply its +pleasures; but the person is merely phenomenon, and its difference from +other individuals, and exemption from the sufferings which they endure, +rests merely in the form of the phenomenon, the _principium +individuationis_. According to the true nature of things, every one has +all the suffering of the world as his own, and indeed has to regard all +merely possible suffering as for him actual, so long as he is the fixed +will to live, _i.e._, asserts life with all his power. For the knowledge +that sees through the _principium individuationis_, a happy life in time, +the gift of chance or won by prudence, amid the sorrows of innumerable +others, is only the dream of a beggar in which he is a king, but from +which he must awake and learn from experience that only a fleeting +illusion had separated him from the suffering of his life. + +Eternal justice withdraws itself from the vision that is involved in the +knowledge which follows the principle of sufficient reason in the +_principium individuationis_; such vision misses it altogether unless it +vindicates it in some way by fictions. It sees the bad, after misdeeds and +cruelties of every kind, live in happiness and leave the world unpunished. +It sees the oppressed drag out a life full of suffering to the end without +an avenger, a requiter appearing. But that man only will grasp and +comprehend eternal justice who raises himself above the knowledge that +proceeds under the guidance of the principle of sufficient reason, bound +to the particular thing, and recognises the Ideas, sees through the +_principium individuationis_, and becomes conscious that the forms of the +phenomenon do not apply to the thing-in-itself. Moreover, he alone, by +virtue of the same knowledge, can understand the true nature of virtue, as +it will soon disclose itself to us in connection with the present inquiry, +although for the practice of virtue this knowledge in the abstract is by +no means demanded. Thus it becomes clear to whoever has attained to the +knowledge referred to, that because the will is the in-itself of all +phenomena, the misery which is awarded to others and that which he +experiences himself, the bad and the evil, always concerns only that one +inner being which is everywhere the same, although the phenomena in which +the one and the other exhibits itself exist as quite different +individuals, and are widely separated by time and space. He sees that the +difference between him who inflicts the suffering and him who must bear it +is only the phenomenon, and does not concern the thing-in-itself, for this +is the will living in both, which here, deceived by the knowledge which is +bound to its service, does not recognise itself, and seeking an increased +happiness in _one_ of its phenomena, produces great suffering in +_another_, and thus, in the pressure of excitement, buries its teeth in +its own flesh, not knowing that it always injures only itself, revealing +in this form, through the medium of individuality, the conflict with +itself which it bears in its inner nature. The inflicter of suffering and +the sufferer are one. The former errs in that he believes he is not a +partaker in the suffering; the latter, in that he believes he is not a +partaker in the guilt. If the eyes of both were opened, the inflicter of +suffering would see that he lives in all that suffers pain in the wide +world, and which, if endowed with reason, in vain asks why it was called +into existence for such great suffering, its desert of which it does not +understand. And the sufferer would see that all the wickedness which is or +ever was committed in the world proceeds from that will which constitutes +_his_ own nature also, appears also in _him_, and that through this +phenomenon and its assertion he has taken upon himself all the sufferings +which proceed from such a will and bears them as his due, so long as he is +this will. From this knowledge speaks the profound poet Calderon in "Life +a Dream"-- + + + "Pues el delito mayor + Del hombre es haber nacido." + + ("For the greatest crime of man + Is that he ever was born.") + + +Why should it not be a crime, since, according to an eternal law, death +follows upon it? Calderon has merely expressed in these lines the +Christian dogma of original sin. + +The living knowledge of eternal justice, of the balance that inseparably +binds together the _malum culpæ_ with the _malum poenæ_, demands the +complete transcending of individuality and the principle of its +possibility. Therefore it will always remain unattainable to the majority +of men, as will also be the case with the pure and distinct knowledge of +the nature of all virtue, which is akin to it, and which we are about to +explain. Accordingly the wise ancestors of the Hindu people have directly +expressed it in the Vedas, which are only allowed to the three regenerate +castes, or in their esoteric teaching, so far at any rate as conception +and language comprehend it, and their method of exposition, which always +remains pictorial and even rhapsodical, admits; but in the religion of the +people, or exoteric teaching, they only communicate it by means of myths. +The direct exposition we find in the Vedas, the fruit of the highest human +knowledge and wisdom, the kernel of which has at last reached us in the +Upanishads as the greatest gift of this century. It is expressed in +various ways, but especially by making all the beings in the world, living +and lifeless, pass successively before the view of the student, and +pronouncing over every one of them that word which has become a formula, +and as such has been called the Mahavakya: Tatoumes,--more correctly, Tat +twam asi,--which means, "This thou art."(77) But for the people, that great +truth, so far as in their limited condition they could comprehend it, was +translated into the form of knowledge which follows the principle of +sufficient reason. This form of knowledge is indeed, from its nature, +quite incapable of apprehending that truth pure and in itself, and even +stands in contradiction to it, yet in the form of a myth it received a +substitute for it which was sufficient as a guide for conduct. For the +myth enables the method of knowledge, in accordance with the principle of +sufficient reason, to comprehend by figurative representation the ethical +significance of conduct, which itself is ever foreign to it. This is the +aim of all systems of religion, for as a whole they are the mythical +clothing of the truth which is unattainable to the uncultured human +intellect. In this sense this myth might, in Kant's language, be called a +postulate of the practical reason; but regarded as such, it has the great +advantage that it contains absolutely no elements but such as lie before +our eyes in the course of actual experience, and can therefore support all +its conceptions with perceptions. What is here referred to is the myth of +the transmigration of souls. It teaches that all sufferings which in life +one inflicts upon other beings must be expiated in a subsequent life in +this world, through precisely the same sufferings; and this extends so +far, that he who only kills a brute must, some time in endless time, be +born as the same kind of brute and suffer the same death. It teaches that +wicked conduct involves a future life in this world in suffering and +despised creatures, and, accordingly, that one will then be born again in +lower castes, or as a woman, or as a brute, as Pariah or Tschandala, as a +leper, or as a crocodile, and so forth. All the pains which the myth +threatens it supports with perceptions from actual life, through suffering +creatures which do not know how they have merited their misery, and it +does not require to call in the assistance of any other hell. As a reward, +on the other hand, it promises re-birth in better, nobler forms, as +Brahmans, wise men, or saints. The highest reward, which awaits the +noblest deeds and the completest resignation, which is also given to the +woman who in seven successive lives has voluntarily died on the funeral +pile of her husband, and not less to the man whose pure mouth has never +uttered a single lie,--this reward the myth can only express negatively in +the language of this world by the promise, which is so often repeated, +that they shall never be born again, _Non adsumes iterum existentiam +apparentem_; or, as the Buddhists, who recognise neither Vedas nor castes, +express it, "Thou shalt attain to Nirvâna," _i.e._, to a state in which +four things no longer exist--birth, age, sickness, and death. + +Never has a myth entered, and never will one enter, more closely into the +philosophical truth which is attainable to so few than this primitive +doctrine of the noblest and most ancient nation. Broken up as this nation +now is into many parts, this myth yet reigns as the universal belief of +the people, and has the most decided influence upon life to-day, as four +thousand years ago. Therefore Pythagoras and Plato have seized with +admiration on that _ne plus ultra_ of mythical representation, received it +from India or Egypt, honoured it, made use of it, and, we know not how +far, even believed it. We, on the contrary, now send the Brahmans English +clergymen and evangelical linen-weavers to set them right out of sympathy, +and to show them that they are created out of nothing, and ought +thankfully to rejoice in the fact. But it is just the same as if we fired +a bullet against a cliff. In India our religions will never take root. The +ancient wisdom of the human race will not be displaced by what happened in +Galilee. On the contrary, Indian philosophy streams back to Europe, and +will produce a fundamental change in our knowledge and thought. + +§ 64. From our exposition of eternal justice, which is not mythical but +philosophical, we will now proceed to the kindred investigation of the +ethical significance of conduct and of conscience, which is the merely +felt knowledge of that significance. But first I wish at this point to +draw attention to two peculiarities of human nature, that might help to +make clear how the nature of that eternal justice, and the unity and +identity of the will in all its phenomena upon which it rests, is known to +every one, at least as an obscure feeling. + +When a bad deed has been done, it affords satisfaction not only to the +sufferer, who for the most part feels the desire of revenge, but also to +the perfectly indifferent spectator, to see that he who caused another +pain suffers himself a like measure of pain; and this quite independently +of the end which we have shown the state has in view in punishment, and +which is the foundation of penal law. It seems to me that what expresses +itself here is nothing but the consciousness of that eternal justice, +which is, nevertheless, at once misunderstood and falsified by the +unenlightened mind, for, involved in the _principium individuationis_, it +produces an amphiboly of the concepts and demands from the phenomenon what +only belongs to the thing in itself. It does not see how far in themselves +the offender and the offended are one, and that it is the same being +which, not recognising itself in its own manifestation, bears both the +pain and the guilt, but it desires rather to see the pain also in the +particular individual to whom the guilt belongs. Therefore, most persons +would demand that a man who had a very high degree of wickedness which +might yet occur in many others, only not matched with other qualities such +as are found in him, a man who also far surpassed others by extraordinary +intellectual powers, and who inflicted unspeakable sufferings upon +millions of others--for example, as a conqueror,--most persons, I say, would +demand that such a man should at some time and in some place expiate all +these sufferings by a like amount of pain; for they do not recognise how +in themselves the inflicter of suffering and the sufferers are one, and +that it is the same will through which the latter exist and live which +also appears in the former, and just through him attains to a distinct +revelation of its nature, and which likewise suffers both in the oppressed +and the oppressor; and indeed in the latter in a greater measure, as the +consciousness has attained a higher degree of clearness and distinctness +and the will has greater vehemence. But that the deeper knowledge, which +is no longer involved in the _principium individuationis_, from which all +virtue and nobleness proceed, no longer retains the disposition which +demands requital, is shown by the Christian ethics, which absolutely +forbids all requital of evil with evil, and allows eternal justice to +proceed in the sphere of the thing-in-itself, which is different from that +of the phenomenon. ("Vengeance is mine; I will repay, saith the +Lord,"--Rom. xii. 19.) + +A much more striking, but also a much rarer, characteristic of human +nature, which expresses that desire to draw eternal justice into the +province of experience, _i.e._, of individuality, and at the same time +indicates a felt consciousness that, as I have expressed it above, the +will to live conducts at its own cost the great tragedy and comedy, and +that the same one will lives in all manifestations,--such a characteristic, +I say, is the following. We sometimes see a man so deeply moved by a great +injury which he has experienced, or, it may be, only witnessed, that he +deliberately and irretrievably stakes his own life in order to take +vengeance on the perpetrator of that wrong. We see him seek for some +mighty oppressor through long years, murder him at last, and then himself +die on the scaffold, as he had foreseen, and often, it may be, did not +seek to avoid, for his life had value for him only as a means of +vengeance. We find examples of this especially among the Spaniards.(78) +If, now, we consider the spirit of that desire for retribution carefully, +we find that it is very different from common revenge, which seeks to +mitigate the suffering, endured by the sight of the suffering inflicted; +indeed, we find that what it aims at deserves to be called, not so much +revenge as punishment. For in it there really lies the intention of an +effect upon the future through the example, and that without any selfish +aim, either for the avenging person, for it costs him his life, or for a +society which secures its own safety by laws. For that punishment is +carried out by individuals, not by the state, nor is it in fulfilment of a +law, but, on the contrary, always concerns a deed which the state either +would not or could not punish, and the punishment of which it condemns. It +seems to me that the indignation which carries such a man so far beyond +the limits of all self-love springs from the deepest consciousness that he +himself is the whole will to live, which appears in all beings through all +time, and that therefore the most distant future belongs to him just as +the present, and cannot be indifferent to him. Asserting this will, he yet +desires that in the drama which represents its nature no such fearful +wrong shall ever appear again, and wishes to frighten ever future +wrong-doer by the example of a vengeance against which there is no means +of defence, since the avenger is not deterred by the fear of death. The +will to live, though still asserting itself, does not here depend any +longer upon the particular phenomenon, the individual, but comprehends the +Idea of man, and wishes to keep its manifestation pure from such a fearful +and shocking wrong. It is a rare, very significant, and even sublime trait +of character through which the individual sacrifices himself by striving +to make himself the arm of eternal justice, of the true nature of which he +is yet ignorant. + +§ 65. In all the preceding investigations of human action, we have been +leading up to the final investigation, and have to a considerable extent +lightened the task of raising to abstract and philosophical clearness, and +exhibiting as a branch of our central thought that special ethical +significance of action which in life is with perfect understanding denoted +by the words _good_ and _bad_. + +First, however, I wish to trace back to their real meaning those +conceptions of _good_ and _bad_ which have been treated by the +philosophical writers of the day, very extraordinarily, as simple +conceptions, and thus incapable of analysis; so that the reader may not +remain involved in the senseless delusion that they contain more than is +actually the case, and express in and for themselves all that is here +necessary. I am in a position to do this because in ethics I am no more +disposed to take refuge behind the word _good_ than formerly behind the +words _beautiful_ and _true_, in order that by the adding a "ness," which +at the present day is supposed to have a special {~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~}, and therefore +to be of assistance in various cases, and by assuming an air of solemnity, +I might induce the belief that by uttering three such words I had done +more than denote three very wide and abstract, and consequently empty +conceptions, of very different origin and significance. Who is there, +indeed, who has made himself acquainted with the books of our own day to +whom these three words, admirable as are the things to which they +originally refer, have not become an aversion after he has seen for the +thousandth time how those who are least capable of thinking believe that +they have only to utter these three words with open mouth and the air of +an intelligent sheep, in order to have spoken the greatest wisdom? + +The explanation of the concept _true_ has already been given in the essay +on the principle of sufficient reason, chap. v. § 29 _et seq._ The content +of the concept _beautiful_ found for the first time its proper explanation +through the whole of the Third Book of the present work. We now wish to +discover the significance of the concept _good_, which can be done with +very little trouble. This concept is essentially relative, and signifies +_the conformity of an object to any definite effort of the will_. +Accordingly everything that corresponds to the will in any of its +expressions and fulfils its end is thought through the concept _good_, +however different such things may be in other respects. Thus we speak of +good eating, good roads, good weather, good weapons, good omens, and so +on; in short, we call everything good that is just as we wish it to be; +and therefore that may be good in the eyes of one man which is just the +reverse in those of another. The conception of the good divides itself +into two sub-species--that of the direct and present satisfaction of any +volition, and that of its indirect satisfaction which has reference to the +future, _i.e._, the agreeable and the useful. The conception of the +opposite, so long as we are speaking of unconscious existence, is +expressed by the word _bad_, more rarely and abstractly by the word +_evil_, which thus denotes everything that does not correspond to any +effort of the will. Like all other things that can come into relation to +the will, men who are favourable to the ends which happen to be desired, +who further and befriend them, are called good, in the same sense, and +always with that relative limitation, which shows itself, for example, in +the expression, "I find this good, but you don't." Those, however, who are +naturally disposed not to hinder the endeavours of others, but rather to +assist them, and who are thus consistently helpful, benevolent, friendly, +and charitable, are called _good_ men, on account of this relation of +their conduct to the will of others in general. In the case of conscious +beings (brutes and men) the contrary conception is denoted in German, and, +within the last hundred years or so, in French also, by a different word +from that which is used in speaking of unconscious existence; in German, +_böse_; in French, _méchant_; while in almost all other languages this +distinction does not exist; and {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~}, _malus_, _cattivo_, _bad_, are used +of men, as of lifeless things, which are opposed to the ends of a definite +individual will. Thus, having started entirely from the passive element in +the good, the inquiry could only proceed later to the active element, and +investigate the conduct of the man who is called good, no longer with +reference to others, but to himself; specially setting itself the task of +explaining both the purely objective respect which such conduct produces +in others, and the peculiar contentment with himself which it clearly +produces in the man himself, since he purchases it with sacrifices of +another kind; and also, on the other hand, the inner pain which +accompanies the bad disposition, whatever outward advantages it brings to +him who entertains it. It was from this source that the ethical systems, +both the philosophical and those which are supported by systems of +religion, took their rise. Both seek constantly in some way or other to +connect happiness with virtue, the former either by means of the principle +of contradiction or that of sufficient reason, and thus to make happiness +either identical with or the consequence of virtue, always sophistically; +the latter, by asserting the existence of other worlds than that which +alone can be known to experience.(79) In our system, on the contrary, +virtue will show itself, not as a striving after happiness, that is, +well-being and life, but as an effort in quite an opposite direction. + +It follows from what has been said above, that the _good_ is, according to +its concept, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}; thus every good is essentially relative, for its +being consists in its relation to a desiring will. _Absolute good_ is, +therefore, a contradiction in terms; highest good, _summum bonum_, really +signifies the same thing--a final satisfaction of the will, after which no +new desire could arise,--a last motive, the attainment of which would +afford enduring satisfaction of the will. But, according to the +investigations which have already been conducted in this Fourth Book, such +a consummation is not even thinkable. The will can just as little cease +from willing altogether on account of some particular satisfaction, as +time can end or begin; for it there is no such thing as a permanent +fulfilment which shall completely and for ever satisfy its craving. It is +the vessel of the Danaides; for it there is no highest good, no absolute +good, but always a merely temporary good. If, however, we wish to give an +honorary position, as it were emeritus, to an old expression, which from +custom we do not like to discard altogether, we may, metaphorically and +figuratively, call the complete self-effacement and denial of the will, +the true absence of will, which alone for ever stills and silences its +struggle, alone gives that contentment which can never again be disturbed, +alone redeems the world, and which we shall now soon consider at the close +of our whole investigation--the absolute good, the _summum bonum_--and +regard it as the only radical cure of the disease of which all other means +are only palliations or anodynes. In this sense the Greek {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} and also +_finis bonorum_ correspond to the thing still better. So much for the +words _good_ and _bad_; now for the thing itself. + +If a man is always disposed to do _wrong_ whenever the opportunity +presents itself, and there is no external power to restrain him, we call +him _bad_. According to our doctrine of wrong, this means that such a man +does not merely assert the will to live as it appears in his own body, but +in this assertion goes so far that he denies the will which appears in +other individuals. This is shown by the fact that he desires their powers +for the service of his own will, and seeks to destroy their existence when +they stand in the way of its efforts. The ultimate source of this is a +high degree of egoism, the nature of which has been already explained. Two +things are here apparent. In the first place, that in such a man an +excessively vehement will to live expresses itself, extending far beyond +the assertion of his own body; and, in the second place, that his +knowledge, entirely given up to the principle of sufficient reason and +involved in the _principium individuationis_, cannot get beyond the +difference which this latter principle establishes between his own person +and every one else. Therefore he seeks his own well-being alone, +completely indifferent to that of all others, whose existence is to him +altogether foreign and divided from his own by a wide gulf, and who are +indeed regarded by him as mere masks with no reality behind them. And +these two qualities are the constituent elements of the bad character. + +This great intensity of will is in itself and directly a constant source +of suffering. In the first place, because all volition as such arises from +want; that is, suffering. (Therefore, as will be remembered, from the +Third Book, the momentary cessation of all volition, which takes place +whenever we give ourselves up to æsthetic contemplation, as pure will-less +subject of knowledge, the correlative of the Idea, is one of the principal +elements in our pleasure in the beautiful.) Secondly, because, through the +causal connection of things, most of our desires must remain unfulfilled, +and the will is oftener crossed than satisfied, and therefore much intense +volition carries with it much intense suffering. For all suffering is +simply unfulfilled and crossed volition; and even the pain of the body +when it is injured or destroyed is as such only possible through the fact +that the body is nothing but the will itself become object. Now on this +account, because much intense suffering is inseparable from much intense +volition, very bad men bear the stamp of inward suffering in the very +expression of the countenance; even when they have attained every external +happiness, they always look unhappy so long as they are not transported by +some momentary ecstasy and are not dissembling. From this inward torment, +which is absolutely and directly essential to them, there finally proceeds +that delight in the suffering of others which does not spring from mere +egoism, but is disinterested, and which constitutes _wickedness_ proper, +rising to the pitch of _cruelty_. For this the suffering of others is not +a means for the attainment of the ends of its own will, but an end in +itself. The more definite explanation of this phenomenon is as +follows:--Since man is a manifestation of will illuminated by the clearest +knowledge, he is always contrasting the actual and felt satisfaction of +his will with the merely possible satisfaction of it which knowledge +presents to him. Hence arises envy: every privation is infinitely +increased by the enjoyment of others, and relieved by the knowledge that +others also suffer the same privation. Those ills which are common to all +and inseparable from human life trouble us little, just as those which +belong to the climate, to the whole country. The recollection of greater +sufferings than our own stills our pain; the sight of the sufferings of +others soothes our own. If, now, a man is filled with an exceptionally +intense pressure of will,--if with burning eagerness he seeks to accumulate +everything to slake the thirst of his egoism, and thus experiences, as he +inevitably must, that all satisfaction is merely apparent, that the +attained end never fulfils the promise of the desired object, the final +appeasing of the fierce pressure of will, but that when fulfilled the wish +only changes its form, and now torments him in a new one; and indeed that +if at last all wishes are exhausted, the pressure of will itself remains +without any conscious motive, and makes itself known to him with fearful +pain as a feeling of terrible desolation and emptiness; if from all this, +which in the case of the ordinary degrees of volition is only felt in a +small measure, and only produces the ordinary degree of melancholy, in the +case of him who is a manifestation of will reaching the point of +extraordinary wickedness, there necessarily springs an excessive inward +misery, an eternal unrest, an incurable pain; he seeks indirectly the +alleviation which directly is denied him,--seeks to mitigate his own +suffering by the sight of the suffering of others, which at the same time +he recognises as an expression of his power. The suffering of others now +becomes for him an end in itself, and is a spectacle in which he delights; +and thus arises the phenomenon of pure cruelty, blood-thirstiness, which +history exhibits so often in the Neros and Domitians, in the African Deis, +in Robespierre, and the like. + +The desire of revenge is closely related to wickedness. It recompenses +evil with evil, not with reference to the future, which is the character +of punishment, but merely on account of what has happened, what is past, +as such, thus disinterestedly, not as a means, but as an end, in order to +revel in the torment which the avenger himself has inflicted on the +offender. What distinguishes revenge from pure wickedness, and to some +extent excuses it, is an appearance of justice. For if the same act, which +is now revenge, were to be done legally, that is, according to a +previously determined and known rule, and in a society which had +sanctioned this rule, it would be punishment, and thus justice. + +Besides the suffering which has been described, and which is inseparable +from wickedness, because it springs from the same root, excessive +vehemence of will, another specific pain quite different from this is +connected with wickedness, which is felt in the case of every bad action, +whether it be merely injustice proceeding from egoism or pure wickedness, +and according to the length of its duration is called _the sting of +conscience_ or _remorse_. Now, whoever remembers and has present in his +mind the content of the preceding portion of this Fourth Book, and +especially the truth explained at the beginning of it, that life itself is +always assured to the will to live, as its mere copy or mirror, and also +the exposition of eternal justice, will find that the sting of conscience +can have no other meaning than the following, _i.e._, its content, +abstractly expressed, is what follows, in which two parts are +distinguished, which again, however, entirely coincide, and must be +thought as completely united. + +However closely the veil of Mâyâ may envelop the mind of the bad man, +_i.e._, however firmly he may be involved in the _principium +individuationis_, according to which he regards his person as absolutely +different and separated by a wide gulf from all others, a knowledge to +which he clings with all his might, as it alone suits and supports his +egoism, so that knowledge is almost always corrupted by will, yet there +arises in the inmost depths of his consciousness the secret presentiment +that such an order of things is only phenomenal, and that their real +constitution is quite different. He has a dim foreboding that, however +much time and space may separate him from other individuals and the +innumerable miseries which they suffer, and even suffer through him, and +may represent them as quite foreign to him, yet in themselves, and apart +from the idea and its forms, it is the one will to live appearing in them +all, which here failing to recognise itself, turns its weapons against +itself, and, by seeking increased happiness in one of its phenomena, +imposes the greatest suffering upon another. He dimly sees that he, the +bad man, is himself this whole will; that consequently he is not only the +inflicter of pain but also the endurer of it, from whose suffering he is +only separated and exempted by an illusive dream, the form of which is +space and time, which, however, vanishes away; that he must in reality pay +for the pleasure with the pain, and that all suffering which he only knows +as possible really concerns him as the will to live, inasmuch as the +possible and actual, the near and the distant in time and space, are only +different for the knowledge of the individual, only by means of the +_principium individuationis_, not in themselves. This is the truth which +mythically, _i.e._, adapted to the principle of sufficient reason, and so +translated into the form of the phenomenal, is expressed in the +transmigration of souls. Yet it has its purest expression, free from all +foreign admixture, in that obscurely felt yet inconsolable misery called +remorse. But this springs also from a second immediate knowledge, which is +closely bound to the first--the knowledge of the strength with which the +will to live asserts itself in the wicked individual, which extends far +beyond his own individual phenomenon, to the absolute denial of the same +will appearing in other individuals. Consequently the inward horror of the +wicked man at his own deed, which he himself tries to conceal, contains, +besides that presentment of the nothingness, the mere illusiveness of the +_principium individuationis_, and of the distinction established by it +between him and others; also the knowledge of the vehemence of his own +will, the intensity with which he has seized upon life and attached +himself closely to it, even that life whose terrible side he sees before +him in the misery of those who are oppressed by him, and with which he is +yet so firmly united, that just on this account the greatest atrocity +proceeds from him himself, as a means for the fuller assertion of his own +will. He recognises himself as the concentrated manifestation of the will +to live, feels to what degree he is given up to life, and with it also to +innumerable sufferings which are essential to it, for it has infinite time +and infinite space to abolish the distinction between the possible and the +actual, and to change all the sufferings which as yet are merely _known_ +to him into sufferings he has _experienced_. The millions of years of +constant rebirth certainly exist, like the whole past and future, only in +conception; occupied time, the form of the phenomenon of the will, is only +the present, and for the individual time is ever new: it seems to him +always as if he had newly come into being. For life is inseparable from +the will to live, and the only form of life is the present. Death (the +repetition of the comparison must be excused) is like the setting of the +sun, which is only apparently swallowed up by the night, but in reality, +itself the source of all light, burns without intermission, brings new +days to new worlds, is always rising and always setting. Beginning and end +only concern the individual through time, the form of the phenomenon for +the idea. Outside time lies only the will, Kant's thing-in-itself, and its +adequate objectification, the Idea of Plato. Therefore suicide affords no +escape; what every one in his inmost consciousness _wills_, that must he +_be_; and what every one _is_, that he _wills_. Thus, besides the merely +felt knowledge of the illusiveness and nothingness of the forms of the +idea which separate individuals, it is the self-knowledge of one's own +will and its degree that gives the sting to conscience. The course of life +draws the image of the empirical character, whose original is the +intelligible character, and horrifies the wicked man by this image. He is +horrified all the same whether the image is depicted in large characters, +so that the world shares his horror, or in such small ones that he alone +sees it, for it only concerns him directly. The past would be a matter of +indifference, and could not pain the conscience if the character did not +feel itself free from all time and unalterable by it, so long as it does +not deny itself. Therefore things which are long past still weigh on the +conscience. The prayer, "Lead me not into temptation," means, "Let me not +see what manner of person I am." In the might with which the bad man +asserts life, and which exhibits itself to him in the sufferings which he +inflicts on others, he measures how far he is from the surrender and +denial of that will, the only possible deliverance from the world and its +miseries. He sees how far he belongs to it, and how firmly he is bound to +it; the _known_ suffering of others has no power to move him; he is given +up to life and _felt_ suffering. It remains hidden whether this will ever +break and overcome the vehemence of his will. + +This exposition of the significance and inner nature of the _bad_, which +as mere feeling, _i.e._, not as distinct, abstract knowledge, is the +content of _remorse_, will gain distinctness and completeness by the +similar consideration of the _good_ as a quality of human will, and +finally of absolute resignation and holiness, which proceeds from it when +it has attained its highest grade. For opposites always throw light upon +each other, and the day at once reveals both itself and the night, as +Spinoza admirably remarks. + +§ 66. A theory of morals without proof, that is, mere moralising, can +effect nothing, because it does not act as a motive. A theory of morals +which does act as a motive can do so only by working on self-love. But +what springs from this source has no moral worth. It follows from this +that no genuine virtue can be produced through moral theory or abstract +knowledge in general, but that such virtue must spring from that intuitive +knowledge which recognises in the individuality of others the same nature +as in our own. + +For virtue certainly proceeds from knowledge, but not from the abstract +knowledge that can be communicated through words. If it were so, virtue +could be taught, and by here expressing in abstract language its nature +and the knowledge which lies at its foundation, we should make every one +who comprehends this even ethically better. But this is by no means the +case. On the contrary, ethical discourses and preaching will just as +little produce a virtuous man as all the systems of æsthetics from +Aristotle downwards have succeeded in producing a poet. For the real inner +nature of virtue the concept is unfruitful, just as it is in art, and it +is only in a completely subordinate position that it can be of use as a +tool in the elaboration and preserving of what has been ascertained and +inferred by other means. _Velle non discitur._ Abstract dogmas are, in +fact, without influence upon virtue, _i.e._, upon the goodness of the +disposition. False dogmas do not disturb it; true ones will scarcely +assist it. It would, in fact, be a bad look-out if the cardinal fact in +the life of man, his ethical worth, that worth which counts for eternity, +were dependent upon anything the attainment of which is so much a matter +of chance as is the case with dogmas, religious doctrines, and +philosophical theories. For morality dogmas have this value only: The man +who has become virtuous from knowledge of another kind, which is presently +to be considered, possesses in them a scheme or formula according to which +he accounts to his own reason, for the most part fictitiously, for his +non-egoistical action, the nature of which it, _i.e._, he himself, does +not comprehend, and with which account he has accustomed it to be content. + +Upon conduct, outward action, dogmas may certainly exercise a powerful +influence, as also custom and example (the last because the ordinary man +does not trust his judgment, of the weakness of which he is conscious, but +only follows his own or some one else's experience), but the disposition +is not altered in this way.(80) All abstract knowledge gives only motives; +but, as was shown above, motives can only alter the direction of the will, +not the will itself. All communicable knowledge, however, can only affect +the will as a motive. Thus when dogmas lead it, what the man really and in +general wills remains still the same. He has only received different +thoughts as to the ways in which it is to be attained, and imaginary +motives guide him just like real ones. Therefore, for example, it is all +one, as regards his ethical worth, whether he gives large gifts to the +poor, firmly persuaded that he will receive everything tenfold in a future +life, or expends the same sum on the improvement of an estate which will +yield interest, certainly late, but all the more surely and largely. And +he who for the sake of orthodoxy commits the heretic to the flames is as +much a murderer as the bandit who does it for gain; and indeed, as regards +inward circumstances, so also was he who slaughtered the Turks in the Holy +Land, if, like the burner of heretics, he really did so because he thought +that he would thereby gain a place in heaven. For these are careful only +for themselves, for their own egoism, just like the bandit, from whom they +are only distinguished by the absurdity of their means. From without, as +has been said, the will can only be reached through motives, and these +only alter the way in which it expresses itself, never the will itself. +_Velle non discitur._ + +In the case of good deeds, however, the doer of which appeals to dogmas, +we must always distinguish whether these dogmas really are the motives +which lead to the good deeds, or whether, as was said above, they are +merely the illusive account of them with which he seeks to satisfy his own +reason with regard to a good deed which really flows from quite a +different source, a deed which he does because he is good, though he does +not understand how to explain it rightly, and yet wishes to think +something with regard to it. But this distinction is very hard to make, +because it lies in the heart of a man. Therefore we can scarcely ever pass +a correct moral judgment on the action of others, and very seldom on our +own. The deeds and conduct of an individual and of a nation may be very +much modified through dogmas, example, and custom. But in themselves all +deeds (_opera operata_) are merely empty forms, and only the disposition +which leads to them gives them moral significance. This disposition, +however, may be quite the same when its outward manifestation is very +different. With an equal degree of wickedness, one man may die on the +wheel, and another in the bosom of his family. It may be the same grade of +wickedness which expresses itself in one nation in the coarse +characteristics of murder and cannibalism, and in another finely and +softly in miniature, in court intrigues, oppressions, and delicate plots +of every kind; the inner nature remains the same. It is conceivable that a +perfect state, or perhaps indeed a complete and firmly believed doctrine +of rewards and punishments after death, might prevent every crime; +politically much would be gained thereby; morally, nothing; only the +expression of the will in life would be restricted. + +Thus genuine goodness of disposition, disinterested virtue, and pure +nobility do not proceed from abstract knowledge. Yet they do proceed from +knowledge; but it is a direct intuitive knowledge, which can neither be +reasoned away, nor arrived at by reasoning, a knowledge which, just +because it is not abstract, cannot be communicated, but must arise in each +for himself, which therefore finds its real and adequate expression not in +words, but only in deeds, in conduct, in the course of the life of man. We +who here seek the theory of virtue, and have therefore also to express +abstractly the nature of the knowledge which lies at its foundation, will +yet be unable to convey that knowledge itself in this expression. We can +only give the concept of this knowledge, and thus always start from action +in which alone it becomes visible, and refer to action as its only +adequate expression. We can only explain and interpret action, _i.e._, +express abstractly what really takes place in it. + +Before we speak of the _good_ proper, in opposition to the _bad_, which +has been explained, we must touch on an intermediate grade, the mere +negation of the bad: this is _justice_. The nature of right and wrong has +been fully explained above; therefore we may briefly say here, that he who +voluntarily recognises and observes those merely moral limits between +wrong and right, even where this is not secured by the state or any other +external power, thus he who, according to our explanation, never carries +the assertion of his own will so far as to deny the will appearing in +another individual, is _just_. Thus, in order to increase his own +well-being, he will not inflict suffering upon others, _i.e._, he will +commit no crime, he will respect the rights and the property of others. We +see that for such a just man the _principium individuationis_ is no +longer, as in the case of the bad man, an absolute wall of partition. We +see that he does not, like the bad man, merely assert his own +manifestation of will and deny all others; that other persons are not for +him mere masks, whose nature is quite different from his own; but he shows +in his conduct that he also recognises his own nature--the will to live as +a thing-in-itself, in the foreign manifestation which is only given to him +as idea. Thus he finds himself again in that other manifestation, up to a +certain point, that of doing no wrong, _i.e._, abstaining from injury. To +this extent, therefore, he sees through the _principium individuationis_, +the veil of Mâyâ; so far he sets the being external to him on a level with +his own--he does it no injury. + +If we examine the inmost nature of this justice, there already lies in it +the resolution not to go so far in the assertion of one's own will as to +deny the manifestations of will of others, by compelling them to serve +one's own. One will therefore wish to render to others as much as one +receives from them. The highest degree of this justice of disposition, +which is, however, always united with goodness proper, whose character is +no longer merely negative, extends so far that a man doubts his right to +inherited property, wishes to support his body only by his own powers, +mental and physical, feels every service of others and every luxury a +reproach, and finally embraces voluntary poverty. Thus we see how Pascal, +when he became an ascetic, would no longer permit any services to be +rendered him, although he had servants enough; in spite of his constant +bad health he made his bed himself, brought his own food from the kitchen, +&c. ("Vie de Pascal, par sa Soeur," p. 19). Quite in keeping with this, it +is reported that many Hindus, even Rajas with great wealth, expend it +merely on the maintenance of their position, their court and attendants, +and themselves observe with the greatest scrupulousness the maxim that a +man should eat nothing that he has not himself both sowed and reaped. Yet +a certain misunderstanding lies at the bottom of this; for one man, just +because he is rich and powerful, can render such signal services to the +whole of human society that they counterbalance the wealth he has +inherited, for the secure possession of which he is indebted to society. +In reality that excessive justice of such Hindus is already more than +justice; it is actual renunciation, denial of the will to +live,--asceticism, of which we shall speak last. On the other hand, pure +idleness and living through the exertions of others, in the case of +inherited wealth, without accomplishing anything, may be regarded as +morally wrong, even if it must remain right according to positive laws. + +We have found that voluntary justice has its inmost source in a certain +degree of penetration of the _principium individuationis_, while the +unjust remain entirely involved in this principle. This penetration may +exist not only in the degree which is required for justice, but also in +the higher degree which leads to benevolence and well-doing, to love of +mankind. And this may take place however strong and energetic in itself +the will which appears in such an individual may be. Knowledge can always +counterbalance it in him, teach him to resist the tendency to wrong, and +even produce in him every degree of goodness, and indeed of resignation. +Thus the good man is by no means to be regarded as originally a weaker +manifestation of will than the bad man, but it is knowledge which in him +masters the blind striving of will. There are certainly individuals who +merely seem to have a good disposition on account of the weakness of the +will appearing in them, but what they are soon appears from the fact that +they are not capable of any remarkable self-conquest in order to perform a +just or good deed. + +If, however, as a rare exception, we meet a man who possesses a +considerable income, but uses very little of it for himself and gives all +the rest to the poor, while he denies himself many pleasures and comforts, +and we seek to explain the action of this man, we shall find, apart +altogether from the dogmas through which he tries to make his action +intelligible to his reason, that the simplest general expression and the +essential character of his conduct is that _he makes less distinction than +is usually made between himself and others_. This distinction is so great +in the eyes of many that the suffering of others is a direct pleasure to +the wicked and a welcome means of happiness to the unjust. The merely just +man is content not to cause it; and, in general, most men know and are +acquainted with innumerable sufferings of others in their vicinity, but do +not determine to mitigate them, because to do so would involve some +self-denial on their part. Thus, in each of all these a strong distinction +seems to prevail between his own ego and that of others; on the other +hand, to the noble man we have imagined, this distinction is not so +significant. The _principium individuationis_, the form of the phenomenon, +no longer holds him so tightly in its grasp, but the suffering which he +sees in others touches him almost as closely as his own. He therefore +tries to strike a balance between them, denies himself pleasures, +practises renunciation, in order to mitigate the sufferings of others. He +sees that the distinction between himself and others, which to the bad man +is so great a gulf, only belongs to a fleeting and illusive phenomenon. He +recognises directly and without reasoning that the in-itself of his own +manifestation is also that of others, the will to live, which constitutes +the inner nature of everything and lives in all; indeed, that this applies +also to the brutes and the whole of nature, and therefore he will not +cause suffering even to a brute.(81) + +He is now just as little likely to allow others to starve, while he +himself has enough and to spare, as any one would be to suffer hunger one +day in order to have more the next day than he could enjoy. For to him who +does works of love the veil of Mâyâ has become transparent, the illusion +of the _principium individuationis_ has left him. He recognises himself, +his will, in every being, and consequently also in the sufferer. He is now +free from the perversity with which the will to live, not recognising +itself, here in one individual enjoys a fleeting and precarious pleasure, +and there in another pays for it with suffering and starvation, and thus +both inflicts and endures misery, not knowing that, like Thyestes, it +eagerly devours its own flesh; and then, on the one hand, laments its +undeserved suffering, and on the other hand transgresses without fear of +Nemesis, always merely because, involved in the _principium +individuationis_, thus generally in the kind of knowledge which is +governed by the principle of sufficient reason, it does not recognise +itself in the foreign phenomenon, and therefore does not perceive eternal +justice. To be cured of this illusion and deception of Mâyâ, and to do +works of love, are one and the same. But the latter is the necessary and +inevitable symptom of that knowledge. + +The opposite of the sting of conscience, the origin and significance of +which is explained above, is the _good conscience_, the satisfaction which +we experience after every disinterested deed. It arises from the fact that +such a deed, as it proceeds from the direct recognition of our own inner +being in the phenomenon of another, affords us also the verification of +this knowledge, the knowledge that our true self exists not only in our +own person, this particular manifestation, but in everything that lives. +By this the heart feels itself enlarged, as by egoism it is contracted. +For as the latter concentrates our interest upon the particular +manifestation of our own individuality, upon which knowledge always +presents to us the innumerable dangers which constantly threaten this +manifestation, and anxiety and care becomes the key-note of our +disposition; the knowledge that everything living is just as much our own +inner nature, as is our own person, extends our interest to everything +living; and in this way the heart is enlarged. Thus through the diminished +interest in our own self, the anxious care for the self is attacked at its +very root and limited; hence the peace, the unbroken serenity, which a +virtuous disposition and a good conscience affords, and the more distinct +appearance of this with every good deed, for it proves to ourselves the +depth of that disposition. The egoist feels himself surrounded by strange +and hostile individuals, and all his hope is centred in his own good. The +good man lives in a world of friendly individuals, the well-being of any +of whom he regards as his own. Therefore, although the knowledge of the +lot of mankind generally does not make his disposition a joyful one, yet +the permanent knowledge of his own nature in all living beings, gives him +a certain evenness, and even serenity of disposition. For the interest +which is extended to innumerable manifestations cannot cause such anxiety +as that which is concentrated upon one. The accidents which concern +individuals collectively, equalise themselves, while those which happen to +the particular individual constitute good or bad fortune. + +Thus, though others have set up moral principles which they give out as +prescriptions for virtue, and laws which it was necessary to follow, I, as +has already been said, cannot do this because I have no "ought" or law to +prescribe to the eternally free-will. Yet on the other hand, in the +connection of my system, what to a certain extent corresponds and is +analogous to that undertaking is the purely theoretical truth, of which my +whole exposition may be regarded as merely an elaboration, that the will +is the in-itself of every phenomenon but itself, as such, is free from the +forms of the phenomenal, and consequently from multiplicity; a truth, +which, with reference to action, I do not know how to express better than +by the formula of the Vedas already quoted: "Tat twam asi!" (This thou +art!) Whoever is able to say this to himself, with regard to every being +with whom he comes in contact, with clear knowledge and firm inward +conviction, is certain of all virtue and blessedness, and is on the direct +road to salvation. + +But before I go further, and, as the conclusion of my exposition, show how +love, the origin and nature of which we recognised as the penetration of +the _principium individuationis_, leads to salvation, to the entire +surrender of the will to live, _i.e._, of all volition, and also how +another path, less soft but more frequented, leads men to the same goal, a +paradoxical proposition must first be stated and explained; not because it +is paradoxical, but because it is true, and is necessary to the +completeness of the thought I have present. It is this: "All love ({~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~}, +_caritas_) is sympathy." + +§ 67. We have seen how justice proceeds from the penetration of the +_principium individuationis_ in a less degree, and how from its +penetration in a higher degree there arises goodness of disposition +proper, which shows itself as pure, _i.e._, disinterested love towards +others. When now the latter becomes perfect, it places other individuals +and their fate completely on a level with itself and its own fate. Further +than this it cannot go, for there exists no reason for preferring the +individuality of another to its own. Yet the number of other individuals +whose whole happiness or life is in danger may outweigh the regard for +one's own particular well-being. In such a case, the character that has +attained to the highest goodness and perfect nobility will entirely +sacrifice its own well-being, and even its life, for the well-being of +many others. So died Codrus, and Leonidas, and Regulus, and Decius Mus, +and Arnold von Winkelried; so dies every one who voluntarily and +consciously faces certain death for his friends or his country. And they +also stand on the same level who voluntarily submit to suffering and death +for maintaining what conduces and rightly belongs to the welfare of all +mankind; that is, for maintaining universal and important truths and +destroying great errors. So died Socrates and Giordano Bruno, and so many +a hero of the truth suffered death at the stake at the hands of the +priests. + +Now, however, I must remind the reader, with reference to the paradox +stated above, that we found before that suffering is essential to life as +a whole, and inseparable from it. And that we saw that every wish proceeds +from a need, from a want, from suffering, and that therefore every +satisfaction is only the removal of a pain, and brings no positive +happiness; that the joys certainly lie to the wish, presenting themselves +as a positive good, but in truth they have only a negative nature, and are +only the end of an evil. Therefore what goodness, love, and nobleness do +for others, is always merely an alleviation of their suffering, and +consequently all that can influence them to good deeds and works of love, +is simply the _knowledge of the suffering of others_, which is directly +understood from their own suffering and placed on a level with it. But it +follows from this that pure love ({~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~}, _caritas_) is in its nature +sympathy; whether the suffering it mitigates, to which every unsatisfied +wish belongs, be great or small. Therefore we shall have no hesitation, in +direct contradiction to Kant, who will only recognise all true goodness +and all virtue to be such, if it has proceeded from abstract reflection, +and indeed from the conception of duty and of the categorical imperative, +and explains felt sympathy as weakness, and by no means virtue, we shall +have no hesitation, I say, in direct contradiction to Kant, in saying: the +mere concept is for genuine virtue just as unfruitful as it is for genuine +art: all true and pure love is sympathy, and all love which is not +sympathy is selfishness. {~GREEK CAPITAL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} is selfishness, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ETA~} is sympathy. +Combinations of the two frequently occur. Indeed genuine friendship is +always a mixture of selfishness and sympathy; the former lies in the +pleasure experienced in the presence of the friend, whose individuality +corresponds to our own, and this almost always constitutes the greatest +part; sympathy shows itself in the sincere participation in his joy and +grief, and the disinterested sacrifices made in respect of the latter. +Thus Spinoza says: _Benevolentia nihil aliud est, quam cupiditas ex +commiseratione orta_ (Eth. iii. pr. 27, cor. 3, schol.) As a confirmation +of our paradoxical proposition it may be observed that the tone and words +of the language and caresses of pure love, entirely coincide with the +tones of sympathy; and we may also remark in passing that in Italian +sympathy and true love are denoted by the same word _pietà_. + +This is also the place to explain one of the most striking peculiarities +of human nature, _weeping_, which, like laughter, belongs to those +qualities which distinguish man from the brutes. Weeping is by no means a +direct expression of pain, for it occurs where there is very little pain. +In my opinion, indeed, we never weep directly on account of the pain we +experience, but always merely on account of its repetition in reflection. +We pass from the felt pain, even when it is physical, to a mere idea of +it, and then find our own state so deserving of sympathy that we are +firmly and sincerely convinced that if another were the sufferer, we would +be full of sympathy, and love to relieve him. But now we ourselves are the +object of our own sympathy; with the most benevolent disposition we are +ourselves most in need of help; we feel that we suffer more than we could +see another suffer; and in this very complex frame of mind, in which the +directly felt suffering only comes to perception by a doubly circuitous +route, imagined as the suffering of another, sympathised with as such, and +then suddenly perceived again as directly our own,--in this complex frame +of mind, I say, Nature relieves itself through that remarkable physical +conflict. _Weeping_ is accordingly _sympathy with our own selves_, or +sympathy directed back on its source. It is therefore conditional upon the +capacity for love and sympathy, and also upon imagination. Therefore men +who are either hard-hearted or unimaginative do not weep easily, and +weeping is even always regarded as a sign of a certain degree of goodness +of character, and disarms anger, because it is felt that whoever can still +weep, must necessarily always be capable of love, _i.e._, sympathy towards +others, for this enters in the manner described into the disposition that +leads to weeping. The description which Petrarch gives of the rising of +his own tears, naïvely and truly expressing his feeling, entirely agrees +with the explanation we have given-- + + + "I vo pensando: e nel pensar m' assale + _Una pietà si forte di me stesso_, + Che mi conduce spesso, + Ad alto lagrimar, ch'i non soleva."(82) + + +What has been said is also confirmed by the fact that children who have +been hurt generally do not cry till some one commiserates them; thus not +on account of the pain, but on account of the idea of it. When we are +moved to tears, not through our own suffering but through that of another, +this happens as follows. Either we vividly put ourselves in the place of +the sufferer by imagination, or see in his fate the lot of humanity as a +whole, and consequently, first of all, our own lot; and thus, in a very +roundabout way, it is yet always about ourselves that we weep, sympathy +with ourselves which we feel. This seems to be the principal reason of the +universal, and thus natural, weeping in the case of death. The mourner +does not weep for his loss; he would be ashamed of such egotistical tears, +instead of which he is sometimes ashamed of not weeping. First of all he +certainly weeps for the fate of the dead, but he also weeps when, after +long, heavy, and incurable suffering, death was to this man a wished-for +deliverance. Thus, principally, he is seized with sympathy for the lot of +all mankind, which is necessarily finite, so that every life, however +aspiring, and often rich in deeds, must be extinguished and become +nothing. But in this lot of mankind the mourner sees first of all his own, +and this all the more, the more closely he is related to him who has died, +thus most of all if it is his father. Although to his father his life was +misery through age and sickness, and though his helplessness was a heavy +burden to his son, yet that son weeps bitterly over the death of his +father for the reason which has been given.(83) + +§ 68. After this digression about the identity of pure love and sympathy, +the final return of which upon our own individuality has, as its symptom, +the phenomenon of weeping, I now take up the thread of our discussion of +the ethical significance of action, in order to show how, from the same +source from which all goodness, love, virtue, and nobility of character +spring, there finally arises that which I call the denial of the will to +live. + +We saw before that hatred and wickedness are conditioned by egoism, and +egoism rests on the entanglement of knowledge in the _principium +individuationis_. Thus we found that the penetration of that _principium +individuationis_ is the source and the nature of justice, and when it is +carried further, even to its fullest extent, it is the source and nature +of love and nobility of character. For this penetration alone, by +abolishing the distinction between our own individuality and that of +others, renders possible and explains perfect goodness of disposition, +extending to disinterested love and the most generous self-sacrifice for +others. + +If, however, this penetration of the _principium individuationis_, this +direct knowledge of the identity of will in all its manifestations, is +present in a high degree of distinctness, it will at once show an +influence upon the will which extends still further. If that veil of Mâyâ, +the _principium individuationis_, is lifted from the eyes of a man to such +an extent that he no longer makes the egotistical distinction between his +person and that of others, but takes as much interest in the sufferings of +other individuals as in his own, and therefore is not only benevolent in +the highest degree, but even ready to sacrifice his own individuality +whenever such a sacrifice will save a number of other persons, then it +clearly follows that such a man, who recognises in all beings his own +inmost and true self, must also regard the infinite suffering of all +suffering beings as his own, and take on himself the pain of the whole +world. No suffering is any longer strange to him. All the miseries of +others which he sees and is so seldom able to alleviate, all the miseries +he knows directly, and even those which he only knows as possible, work +upon his mind like his own. It is no longer the changing joy and sorrow of +his own person that he has in view, as is the case with him who is still +involved in egoism; but, since he sees through the _principium +individuationis_, all lies equally near him. He knows the whole, +comprehends its nature, and finds that it consists in a constant passing +away, vain striving, inward conflict, and continual suffering. He sees +wherever he looks suffering humanity, the suffering brute creation, and a +world that passes away. But all this now lies as near him as his own +person lies to the egoist. Why should he now, with such knowledge of the +world, assert this very life through constant acts of will, and thereby +bind himself ever more closely to it, press it ever more firmly to +himself? Thus he who is still involved in the _principium +individuationis_, in egoism, only knows particular things and their +relation to his own person, and these constantly become new _motives_ of +his volition. But, on the other hand, that knowledge of the whole, of the +nature of the thing-in-itself which has been described, becomes a +_quieter_ of all and every volition. The will now turns away from life; it +now shudders at the pleasures in which it recognises the assertion of +life. Man now attains to the state of voluntary renunciation, resignation, +true indifference, and perfect will-lessness. If at times, in the hard +experience of our own suffering, or in the vivid recognition of that of +others, the knowledge of the vanity and bitterness of life draws nigh to +us also who are still wrapt in the veil of Mâyâ, and we would like to +destroy the sting of the desires, close the entrance against all +suffering, and purify and sanctify ourselves by complete and final +renunciation; yet the illusion of the phenomenon soon entangles us again, +and its motives influence the will anew; we cannot tear ourselves free. +The allurement of hope, the flattery of the present, the sweetness of +pleasure, the well-being which falls to our lot, amid the lamentations of +a suffering world governed by chance and error, draws us back to it and +rivets our bonds anew. Therefore Jesus says: "It is easier for a camel to +go through the eye of a needle, than for a rich man to enter into the +kingdom of God." + +If we compare life to a course or path through which we must unceasingly +run--a path of red-hot coals, with a few cool places here and there; then +he who is entangled in delusion is consoled by the cool places, on which +he now stands, or which he sees near him, and sets out to run through the +course. But he who sees through the _principium individuationis_, and +recognises the real nature of the thing-in-itself, and thus the whole, is +no longer susceptible of such consolation; he sees himself in all places +at once, and withdraws. His will turns round, no longer asserts its own +nature, which is reflected in the phenomenon, but denies it. The +phenomenon by which this change is marked, is the transition from virtue +to asceticism. That is to say, it no longer suffices for such a man to +love others as himself, and to do as much for them as for himself; but +there arises within him a horror of the nature of which his own phenomenal +existence is an expression, the will to live, the kernel and inner nature +of that world which is recognised as full of misery. He therefore disowns +this nature which appears in him, and is already expressed through his +body, and his action gives the lie to his phenomenal existence, and +appears in open contradiction to it. Essentially nothing else but a +manifestation of will, he ceases to will anything, guards against +attaching his will to anything, and seeks to confirm in himself the +greatest indifference to everything. His body, healthy and strong, +expresses through the genitals, the sexual impulse; but he denies the will +and gives the lie to the body; he desires no sensual gratification under +any condition. Voluntary and complete chastity is the first step in +asceticism or the denial of the will to live. It thereby denies the +assertion of the will which extends beyond the individual life, and gives +the assurance that with the life of this body, the will, whose +manifestation it is, ceases. Nature, always true and naïve, declares that +if this maxim became universal, the human race would die out; and I think +I may assume, in accordance with what was said in the Second Book about +the connection of all manifestations of will, that with its highest +manifestation, the weaker reflection of it would also pass away, as the +twilight vanishes along with the full light. With the entire abolition of +knowledge, the rest of the world would of itself vanish into nothing; for +without a subject there is no object. I should like here to refer to a +passage in the Vedas, where it is said: "As in this world hungry infants +press round their mother; so do all beings await the holy oblation." +(Asiatic Researches, vol. viii.; Colebrooke, On the Vedas, Abstract of the +Sama-Veda; also in Colebrooke's Miscellaneous Essays, vol. i. p. 79.) +Sacrifice means resignation generally, and the rest of nature must look +for its salvation to man who is at once the priest and the sacrifice. +Indeed it deserves to be noticed as very remarkable, that this thought has +also been expressed by the admirable and unfathomably profound Angelus +Silesius, in the little poem entitled, "Man brings all to God;" it runs, +"Man! all loves thee; around thee great is the throng. All things flee to +thee that they may attain to God." But a yet greater mystic, Meister +Eckhard, whose wonderful writings are at last accessible (1857) through +the edition of Franz Pfeiffer, says the same thing (p. 459) quite in the +sense explained here: "I bear witness to the saying of Christ. I, if I be +lifted up from the earth, will draw all things unto me (John xii. 32). So +shall the good man draw all things up to God, to the source whence they +first came. The Masters certify to us that all creatures are made for the +sake of man. This is proved in all created things, by the fact that the +one makes the use of the other; the ox makes use of the grass, the fish of +the water, the bird of the air, the wild beast of the forest. Thus, all +created things become of use to the good man. A good man brings to God the +one created thing in the other." He means to say, that man makes use of +the brutes in this life because, in and with himself, he saves them also. +It also seems to me that that difficult passage in the Bible, Rom. viii. +21-24, must be interpreted in this sense. + +In Buddhism also, there is no lack of expressions of this truth. For +example, when Buddha, still as Bodisatwa, has his horse saddled for the +last time, for his flight into the wilderness from his father's house, he +says these lines to the horse: "Long hast thou existed in life and in +death, but now thou shalt cease from carrying and drawing. Bear me but +this once more, O Kantakana, away from here, and when I have attained to +the Law (have become Buddha) I will not forget thee" (Foe Koue Ki, trad. +p. Abel Rémusat, p. 233). + +Asceticism then shows itself further in voluntary and intentional poverty, +which not only arises _per accidens_, because the possessions are given +away to mitigate the sufferings of others, but is here an end in itself, +is meant to serve as a constant mortification of will, so that the +satisfaction of the wishes, the sweet of life, shall not again arouse the +will, against which self-knowledge has conceived a horror. He who has +attained to this point, still always feels, as a living body, as concrete +manifestation of will, the natural disposition for every kind of volition; +but he intentionally suppresses it, for he compels himself to refrain from +doing all that he would like to do, and to do all that he would like not +to do, even if this has no further end than that of serving as a +mortification of will. Since he himself denies the will which appears in +his own person, he will not resist if another does the same, _i.e._, +inflicts wrongs upon him. Therefore every suffering coming to him from +without, through chance or the wickedness of others, is welcome to him, +every injury, ignominy, and insult; he receives them gladly as the +opportunity of learning with certainty that he no longer asserts the will, +but gladly sides with every enemy of the manifestation of will which is +his own person. Therefore he bears such ignominy and suffering with +inexhaustible patience and meekness, returns good for evil without +ostentation, and allows the fire of anger to rise within him just as +little as that of the desires. And he mortifies not only the will itself, +but also its visible form, its objectivity, the body. He nourishes it +sparingly, lest its excessive vigour and prosperity should animate and +excite more strongly the will, of which it is merely the expression and +the mirror. So he practises fasting, and even resorts to chastisement and +self-inflicted torture, in order that, by constant privation and +suffering, he may more and more break down and destroy the will, which he +recognises and abhors as the source of his own suffering existence and +that of the world. If at last death comes, which puts an end to this +manifestation of that will, whose existence here has long since perished +through free-denial of itself, with the exception of the weak residue of +it which appears as the life of this body; it is most welcome, and is +gladly received as a longed-for deliverance. Here it is not, as in the +case of others, merely the manifestation which ends with death; but the +inner nature itself is abolished, which here existed only in the +manifestation, and that in a very weak degree;(84) this last slight bond +is now broken. For him who thus ends, the world has ended also. + +And what I have here described with feeble tongue and only in general +terms, is no philosophical fable, invented by myself, and only of to-day; +no, it was the enviable life of so many saints and beautiful souls among +Christians, and still more among Hindus and Buddhists, and also among the +believers of other religions. However different were the dogmas impressed +on their reason, the same inward, direct, intuitive knowledge, from which +alone all virtue and holiness proceed, expressed itself in precisely the +same way in the conduct of life. For here also the great distinction +between intuitive and abstract knowledge shows itself; a distinction which +is of such importance and universal application in our whole +investigation, and which has hitherto been too little attended to. There +is a wide gulf between the two, which can only be crossed by the aid of +philosophy, as regards the knowledge of the nature of the world. +Intuitively or _in concreto_, every man is really conscious of all +philosophical truths, but to bring them to abstract knowledge, to +reflection, is the work of philosophy, which neither ought nor is able to +do more than this. + +Thus it may be that the inner nature of holiness, self-renunciation, +mortification of our own will, asceticism, is here for the first time +expressed abstractly, and free from all mythical elements, as _denial of +the will to live_, appearing after the complete knowledge of its own +nature has become a quieter of all volition. On the other hand, it has +been known directly and realised in practice by saints and ascetics, who +had all the same inward knowledge, though they used very different +language with regard to it, according to the dogmas which their reason had +accepted, and in consequence of which an Indian, a Christian, or a Lama +saint must each give a very different account of his conduct, which is, +however, of no importance as regards the fact. A saint may be full of the +absurdest superstition, or, on the contrary, he may be a philosopher, it +is all the same. His conduct alone certifies that he is a saint, for, in a +moral regard, it proceeds from knowledge of the world and its nature, +which is not abstractly but intuitively and directly apprehended, and is +only expressed by him in any dogma for the satisfaction of his reason. It +is therefore just as little needful that a saint should be a philosopher +as that a philosopher should be a saint; just as it is not necessary that +a perfectly beautiful man should be a great sculptor, or that a great +sculptor should himself be a beautiful man. In general, it is a strange +demand upon a moralist that he should teach no other virtue than that +which he himself possesses. To repeat the whole nature of the world +abstractly, universally, and distinctly in concepts, and thus to store up, +as it were, a reflected image of it in permanent concepts always at the +command of the reason; this and nothing else is philosophy. I refer the +reader to the passage quoted from Bacon in the First Book. + +But the description I have given above of the denial of the will to live, +of the conduct of a beautiful soul, of a resigned and voluntarily +expiating saint, is merely abstract and general, and therefore cold. As +the knowledge from which the denial of the will proceeds is intuitive and +not abstract, it finds its most perfect expression, not in abstract +conceptions, but in deeds and conduct. Therefore, in order to understand +fully what we philosophically express as denial of the will to live, one +must come to know examples of it in experience and actual life. Certainly +they are not to be met with in daily experience: _Nam omnia præclara tam +difficilia quam rara sunt_, Spinoza admirably says. Therefore, unless by a +specially happy fate we are made eye-witnesses, we have to content +ourselves with descriptions of the lives of such men. Indian literature, +as we see from the little that we as yet know through translations, is +very rich in descriptions of the lives of saints, penitents, Samanas or +ascetics, Sannyâsis or mendicants, and whatever else they may be called. +Even the well-known "Mythologie des Indous, par Mad. de Polier," though by +no means to be commended in every respect, contains many excellent +examples of this kind (especially in ch. 13, vol. ii.) Among Christians +also there is no lack of examples which afford us the illustrations we +desire. See the biographies, for the most part badly written, of those +persons who are sometimes called saintly souls, sometimes pietists, +quietists, devout enthusiasts, and so forth. Collections of such +biographies have been made at various times, such as Tersteegen's "Leben +heiliger Seelen," Reiz's "Geschichte der Wiedergeborennen," in our own +day, a collection by Kanne, which, with much that is bad, yet contains +some good, and especially the "Leben der Beata Sturmin." To this category +very properly belongs the life of St. Francis of Assisi, that true +personification of the ascetic, and prototype of all mendicant friars. His +life, described by his younger contemporary, St. Bonaventura, also famous +as a scholastic, has recently been republished. "Vita S. Francisci a S. +Bonaventura concinnata" (Soest, 1847), though shortly before a painstaking +and detailed biography, making use of all sources of information, appeared +in France, "Histoire de S. François d'Assise, par Chavin de Mallan" +(1845). As an Oriental parallel of these monastic writings we have the +very valuable work of Spence Hardy, "Eastern Monachism; an Account of the +Order of Mendicants founded by Gotama Budha" (1850). It shows us the same +thing in another dress. We also see what a matter of indifference it is +whether it proceeds from a theistical or an atheistical religion. But as a +special and exceedingly full example and practical illustration of the +conceptions I have established, I can thoroughly recommend the +"Autobiography of Madame de Guion." To become acquainted with this great +and beautiful soul, the very thought of whom always fills me with +reverence, and to do justice to the excellence of her disposition while +making allowance for the superstition of her reason, must be just as +delightful to every man of the better sort as with vulgar thinkers, +_i.e._, the majority, that book will always stand in bad repute. For it is +the case with regard to everything, that each man can only prize that +which to a certain extent is analogous to him and for which he has at +least a slight inclination. This holds good of ethical concerns as well as +of intellectual. We might to a certain extent regard the well-known French +biography of Spinoza as a case in point, if we used as a key to it that +noble introduction to his very insufficient essay, "De Emendatione +Intellectus," a passage which I can also recommend as the most effectual +means I know of stilling the storm of the passions. Finally, even the +great Goethe, Greek as he is, did not think it below his dignity to show +us this most beautiful side of humanity in the magic mirror of poetic art, +for he represented the life of Fräulein Klettenberg in an idealised form +in his "Confessions of a Beautiful Soul," and later, in his own biography, +gave us also an historical account of it. Besides this, he twice told the +story of the life of St. Philippo Neri. The history of the world, will, +and indeed must, keep silence about the men whose conduct is the best and +only adequate illustration of this important point of our investigation, +for the material of the history of the world is quite different, and +indeed opposed to this. It is not the denial of the will to live, but its +assertion and its manifestation in innumerable individuals in which its +conflict with itself at the highest grade of its objectification appears +with perfect distinctness, and brings before our eyes, now the ascendancy +of the individual through prudence, now the might of the many through +their mass, now the might of chance personified as fate, always the vanity +and emptiness of the whole effort. We, however, do not follow here the +course of phenomena in time, but, as philosophers, we seek to investigate +the ethical significance of action, and take this as the only criterion of +what for us is significant and important. Thus we will not be withheld by +any fear of the constant numerical superiority of vulgarity and dulness +from acknowledging that the greatest, most important, and most significant +phenomenon that the world can show is not the conqueror of the world, but +the subduer of it; is nothing but the quiet, unobserved life of a man who +has attained to the knowledge in consequence of which he surrenders and +denies that will to live which fills everything and strives and strains in +all, and which first gains freedom here in him alone, so that his conduct +becomes the exact opposite of that of other men. In this respect, +therefore, for the philosopher, these accounts of the lives of holy, +self-denying men, badly as they are generally written, and mixed as they +are with superstition and nonsense, are, because of the significance of +the material, immeasurably more instructive and important than even +Plutarch and Livy. + +It will further assist us much in obtaining a more definite and full +knowledge of what we have expressed abstractly and generally, according to +our method of exposition, as the denial of the will to live, if we +consider the moral teaching that has been imparted with this intention, +and by men who were full of this spirit; and this will also show how old +our view is, though the pure philosophical expression of it may be quite +new. The teaching of this kind which lies nearest to hand is Christianity, +the ethics of which are entirely in the spirit indicated, and lead not +only to the highest degrees of human love, but also to renunciation. The +germ of this last side of it is certainly distinctly present in the +writings of the Apostles, but it was only fully developed and expressed +later. We find the Apostles enjoining the love of our neighbour as +ourselves, benevolence, the requital of hatred with love and well-doing, +patience, meekness, the endurance of all possible injuries without +resistance, abstemiousness in nourishment to keep down lust, resistance to +sensual desire, if possible, altogether. We already see here the first +degrees of asceticism, or denial of the will proper. This last expression +denotes that which in the Gospels is called denying ourselves and taking +up the cross (Matt. xvi. 24, 25; Mark viii. 34, 35; Luke ix. 23, 24, xiv. +26, 27, 33). This tendency soon developed itself more and more, and was +the origin of hermits, anchorites, and monasticism--an origin which in +itself was pure and holy, but for that very reason unsuitable for the +great majority of men; therefore what developed out of it could only be +hypocrisy and wickedness, for _abusus optimi pessimus_. In more developed +Christianity, we see that seed of asceticism unfold into the full flower +in the writings of the Christian saints and mystics. These preach, besides +the purest love, complete resignation, voluntary and absolute poverty, +genuine calmness, perfect indifference to all worldly things, dying to our +own will and being born again in God, entire forgetting of our own person, +and sinking ourselves in the contemplation of God. A full exposition of +this will be found in Fénélon's "Explication des Maximes des Saints sur la +Vie Interieure." But the spirit of this development of Christianity is +certainly nowhere so fully and powerfully expressed as in the writings of +the German mystics, in the works of Meister Eckhard, and in that justly +famous book "Die Deutsche Theologie," of which Luther says in the +introduction to it which he wrote, that with the exception of the Bible +and St. Augustine, he had learnt more from it of what God, Christ, and man +are than from any other book. Yet we only got the genuine and correct text +of it in the year 1851, in the Stuttgart edition by Pfeiffer. The precepts +and doctrines which are laid down there are the most perfect exposition, +sprung from deep inward conviction of what I have presented as the denial +of the will. It should therefore be studied more closely in that form +before it is dogmatised about with Jewish-Protestant assurance. Tauler's +"Nachfolgung des armen Leben Christi," and also his "Medulla Animæ," are +written in the same admirable spirit, though not quite equal in value to +that work. In my opinion the teaching of these genuine Christian mystics, +when compared with the teaching of the New Testament, is as alcohol to +wine, or what becomes visible in the New Testament as through a veil and +mist appears to us in the works of the mystics without cloak or disguise, +in full clearness and distinctness. Finally, the New Testament might be +regarded as the first initiation, the mystics as the second,--{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} +{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER ALPHA~}. + +We find, however, that which we have called the denial of the will to live +more fully developed, more variously expressed, and more vividly +represented in the ancient Sanscrit writings than could be the case in the +Christian Church and the Western world. That this important ethical view +of life could here attain to a fuller development and a more distinct +expression is perhaps principally to be ascribed to the fact that it was +not confined by an element quite foreign to it, as Christianity is by the +Jewish theology, to which its sublime author had necessarily to adopt and +accommodate it, partly consciously, partly, it may be, unconsciously. Thus +Christianity is made up of two very different constituent parts, and I +should like to call the purely ethical part especially and indeed +exclusively Christian, and distinguish it from the Jewish dogmatism with +which it is combined. If, as has often been feared, and especially at the +present time, that excellent and salutary religion should altogether +decline, I should look for the reason of this simply in the fact that it +does not consist of one single element, but of two originally different +elements, which have only been combined through the accident of history. +In such a case dissolution had to follow through the separation of these +elements, arising from their different relationship to and reaction +against the progressive spirit of the age. But even after this dissolution +the purely ethical part must always remain uninjured, because it is +indestructible. Our knowledge of Hindu literature is still very imperfect. +Yet, as we find their ethical teaching variously and powerfully expressed +in the Vedas, Puranas, poems, myths, legends of their saints, maxims and +precepts,(85) we see that it inculcates love of our neighbour with +complete renunciation of self-love; love generally, not confined to +mankind, but including all living creatures; benevolence, even to the +giving away of the hard-won wages of daily toil; unlimited patience +towards all who injure us; the requital of all wickedness, however base, +with goodness and love; voluntary and glad endurance of all ignominy; +abstinence from all animal food; perfect chastity and renunciation of all +sensual pleasure for him who strives after true holiness; the surrender of +all possessions, the forsaking of every dwelling-place and of all +relatives; deep unbroken solitude, spent in silent contemplation, with +voluntary penance and terrible slow self-torture for the absolute +mortification of the will, torture which extends to voluntary death by +starvation, or by men giving themselves up to crocodiles, or flinging +themselves over the sacred precipice in the Himalayas, or being buried +alive, or, finally, by flinging themselves under the wheels of the huge +car of an idol drawn along amid the singing, shouting, and dancing of +bayaderes. And even yet these precepts, whose origin reaches back more +than four thousand years, are carried out in practice, in some cases even +to the utmost extreme,(86) and this notwithstanding the fact that the +Hindu nation has been broken up into so many parts. A religion which +demands the greatest sacrifices, and which has yet remained so long in +practice in a nation that embraces so many millions of persons, cannot be +an arbitrarily invented superstition, but must have its foundation in the +nature of man. But besides this, if we read the life of a Christian +penitent or saint, and also that of a Hindu saint, we cannot sufficiently +wonder at the harmony we find between them. In the case of such radically +different dogmas, customs, and circumstances, the inward life and effort +of both is the same. And the same harmony prevails in the maxims +prescribed for both of them. For example, Tauler speaks of the absolute +poverty which one ought to seek, and which consists in giving away and +divesting oneself completely of everything from which one might draw +comfort or worldly pleasure, clearly because all this constantly affords +new nourishment to the will, which it is intended to destroy entirely. And +as an Indian counterpart of this, we find in the precepts of Fo that the +Saniassi, who ought to be without a dwelling and entirely without +property, is further finally enjoined not to lay himself down often under +the same tree, lest he should acquire a preference or inclination for it +above other trees. The Christian mystic and the teacher of the Vedanta +philosophy agree in this respect also, they both regard all outward works +and religious exercises as superfluous for him who has attained to +perfection. So much agreement in the case of such different ages and +nations is a practical proof that what is expressed here is not, as +optimistic dulness likes to assert, an eccentricity and perversity of the +mind, but an essential side of human nature, which only appears so rarely +because of its excellence. + +I have now indicated the sources from which there may be obtained a direct +knowledge, drawn from life itself, of the phenomena in which the denial of +the will to live exhibits itself. In some respects this is the most +important point of our whole work; yet I have only explained it quite +generally, for it is better to refer to those who speak from direct +experience, than to increase the size of this book unduly by weak +repetitions of what is said by them. + +I only wish to add a little to the general indication of the nature of +this state. We saw above that the wicked man, by the vehemence of his +volition, suffers constant, consuming, inward pain, and finally, if all +objects of volition are exhausted, quenches the fiery thirst of his +self-will by the sight of the suffering of others. He, on the contrary, +who has attained to the denial of the will to live, however poor, joyless, +and full of privation his condition may appear when looked at externally, +is yet filled with inward joy and the true peace of heaven. It is not the +restless strain of life, the jubilant delight which has keen suffering as +its preceding or succeeding condition, in the experience of the man who +loves life; but it is a peace that cannot be shaken, a deep rest and +inward serenity, a state which we cannot behold without the greatest +longing when it is brought before our eyes or our imagination, because we +at once recognise it as that which alone is right, infinitely surpassing +everything else, upon which our better self cries within us the great +_sapere aude_. Then we feel that every gratification of our wishes won +from the world is merely like the alms which the beggar receives from life +to-day that he may hunger again on the morrow; resignation, on the +contrary, is like an inherited estate, it frees the owner for ever from +all care. + +It will be remembered from the Third Book that the æsthetic pleasure in +the beautiful consists in great measure in the fact that in entering the +state of pure contemplation we are lifted for the moment above all +willing, _i.e._, all wishes and cares; we become, as it were, freed from +ourselves. We are no longer the individual whose knowledge is subordinated +to the service of its constant willing, the correlative of the particular +thing to which objects are motives, but the eternal subject of knowing +purified from will, the correlative of the Platonic Idea. And we know that +these moments in which, delivered from the ardent strain of will, we seem +to rise out of the heavy atmosphere of earth, are the happiest which we +experience. From this we can understand how blessed the life of a man must +be whose will is silenced, not merely for a moment, as in the enjoyment of +the beautiful, but for ever, indeed altogether extinguished, except as +regards the last glimmering spark that retains the body in life, and will +be extinguished with its death. Such a man, who, after many bitter +struggles with his own nature, has finally conquered entirely, continues +to exist only as a pure, knowing being, the undimmed mirror of the world. +Nothing can trouble him more, nothing can move him, for he has cut all the +thousand cords of will which hold us bound to the world, and, as desire, +fear, envy, anger, drag us hither and thither in constant pain. He now +looks back smiling and at rest on the delusions of this world, which once +were able to move and agonise his spirit also, but which now stand before +him as utterly indifferent to him, as the chess-men when the game is +ended, or as, in the morning, the cast-off masquerading dress which +worried and disquieted us in a night in Carnival. Life and its forms now +pass before him as a fleeting illusion, as a light morning dream before +half-waking eyes, the real world already shining through it so that it can +no longer deceive; and like this morning dream, they finally vanish +altogether without any violent transition. From this we can understand the +meaning of Madame Guion when towards the end of her autobiography she +often expresses herself thus: "Everything is alike to me; I _cannot_ will +anything more: often I know not whether I exist or not." In order to +express how, after the extinction of the will, the death of the body +(which is indeed only the manifestation of the will, and therefore loses +all significance when the will is abolished) can no longer have any +bitterness, but is very welcome, I may be allowed to quote the words of +that holy penitent, although they are not very elegantly turned: "_Midi de +la gloire; jour où il n'y a plus de nuit; vie qui ne craint plus la mort, +dans la mort même: parceque la mort a vaincu la mort, et que celui qui a +souffert la première mort, ne goutera plus la seconde mort_" (Vie de Mad. +de Guion, vol. ii. p. 13). + +We must not, however, suppose that when, by means of the knowledge which +acts as a quieter of will, the denial of the will to live has once +appeared, it never wavers or vacillates, and that we can rest upon it as +on an assured possession. Rather, it must ever anew be attained by a +constant battle. For since the body is the will itself only in the form of +objectivity or as manifestation in the world as idea, so long as the body +lives, the whole will to live exists potentially, and constantly strives +to become actual, and to burn again with all its ardour. Therefore that +peace and blessedness in the life of holy men which we have described is +only found as the flower which proceeds from the constant victory over the +will, and the ground in which it grows is the constant battle with the +will to live, for no one can have lasting peace upon earth. We therefore +see the histories of the inner life of saints full of spiritual conflicts, +temptations, and absence of grace, _i.e._, the kind of knowledge which +makes all motives ineffectual, and as an universal quieter silences all +volition, gives the deepest peace and opens the door of freedom. Therefore +also we see those who have once attained to the denial of the will to live +strive with all their might to keep upon this path, by enforced +renunciation of every kind, by penance and severity of life, and by +selecting whatever is disagreeable to them, all in order to suppress the +will, which is constantly springing up anew. Hence, finally, because they +already know the value of salvation, their anxious carefulness to retain +the hard-won blessing, their scruples of conscience about every innocent +pleasure, or about every little excitement of their vanity, which here +also dies last, the most immovable, the most active, and the most foolish +of all the inclinations of man. By the term _asceticism_, which I have +used so often, I mean in its narrower sense this _intentional_ breaking of +the will by the refusal of what is agreeable and the selection of what is +disagreeable, the voluntarily chosen life of penance and self-chastisement +for the continual mortification of the will. + +We see this practised by him who has attained to the denial of the will in +order to enable him to persist in it; but suffering in general, as it is +inflicted by fate, is a second way ({~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~}(87)) of attaining to +that denial. Indeed, we may assume that most men only attain to it in this +way, and that it is the suffering which is personally experienced, not +that which is merely known, which most frequently produces complete +resignation, often only at the approach of death. For only in the case of +a few is the mere knowledge which, seeing through the _principium +individuationis_, first produces perfect goodness of disposition and +universal love of humanity, and finally enables them to regard all the +suffering of the world as their own; only in the case of a few, I say, is +this knowledge sufficient to bring about the denial of the will. Even with +him who approaches this point, it is almost invariably the case that the +tolerable condition of his own body, the flattery of the moment, the +delusion of hope, and the satisfaction of the will, which is ever +presenting itself anew, _i.e._, lust, is a constant hindrance to the +denial of the will, and a constant temptation to the renewed assertion of +it. Therefore in this respect all these illusions have been personified as +the devil. Thus in most cases the will must be broken by great personal +suffering before its self-conquest appears. Then we see the man who has +passed through all the increasing degrees of affliction with the most +vehement resistance, and is finally brought to the verge of despair, +suddenly retire into himself, know himself and the world, change his whole +nature, rise above himself and all suffering, as if purified and +sanctified by it, in inviolable peace, blessedness, and sublimity, +willingly renounce everything he previously desired with all his might, +and joyfully embrace death. It is the refined silver of the denial of the +will to live that suddenly comes forth from the purifying flame of +suffering. It is salvation. Sometimes we see even those who were very +wicked purified to this degree by great grief; they have become new beings +and are completely changed. Therefore their former misdeeds trouble their +consciences no more, yet they willingly atone for them by death, and +gladly see the end of the manifestation of that will which is now foreign +to them and abhorred by them. The great Goethe has given us a distinct and +visible representation of this denial of the will, brought about by great +misfortunes and despair of all deliverance, in his immortal masterpiece +"Faust," in the story of the sufferings of Gretchen. I know no parallel to +this in poetry. It is a perfect example of the second path that leads to +the denial of the will, not, as the first, through the mere knowledge of +the sufferings of a whole world which one has voluntarily acquired, but +through excessive suffering experienced in one's own person. Many +tragedies certainly end by conducting their strong-willed heroes to the +point of entire resignation, and then generally the will to live and its +manifestation end together, but no representation that is known to me +brings what is essential to that change so distinctly before us, free from +all that is extraneous, as the part of "Faust" I have referred to. + +In actual life we see that those unfortunate persons who have to drink to +the dregs the greatest cup of suffering, since when all hope is taken from +them they have to face with full consciousness a shameful, violent, and +often painful death on the scaffold, are very frequently changed in this +way. We must not indeed assume that there is so great a difference between +their character and that of most men as their fate would seem to indicate, +but must attribute the latter for the most part to circumstances; yet they +are guilty and to a considerable degree bad. We see, however, many of +them, when they have entirely lost hope, changed in the way referred to. +They now show actual goodness and purity of disposition, true abhorrence +of doing any act in the least degree bad or unkind. They forgive their +enemies, even if it is through them that they innocently suffer; and not +with words merely and a sort of hypocritical fear of the judges of the +lower world, but in reality and with inward earnestness and no desire for +revenge. Indeed, their sufferings and death at last becomes dear to them, +for the denial of the will to live has appeared; they often decline the +deliverance when it is offered, and die gladly, peacefully, and happily. +To them the last secret of life has revealed itself in their excessive +pain; the secret that misery and wickedness, sorrow and hate, the sufferer +and the inflicter of suffering, however different they may appear to the +knowledge which follows the principle of sufficient reason, are in +themselves one, the manifestation of that one will to live which +objectifies its conflict with itself by means of the _principium +individuationis_. They have learned to know both sides in full measure, +the badness and the misery; and since at last they see the identity of the +two, they reject them both at once; they deny the will to live. In what +myths and dogmas they account to their reason for this intuitive and +direct knowledge and for their own change is, as has been said, a matter +of no importance. + +Matthias Claudius must without doubt have witnessed a change of mind of +this description when he wrote the remarkable essay in the "Wandsbecker +Boten" (pt. i. p. 115) with the title "Bekehrungsgeschichte des ***" +("History of the Conversion of ***"), which concludes thus: "Man's way of +thinking may pass from one point of the periphery to the opposite point, +and again back to the former point, if circumstances mark out for him the +path. And these changes in a man are really nothing great or interesting, +but that _remarkable, catholic, transcendental change_ in which the whole +circle is irreparably broken up and all the laws of psychology become vain +and empty when the coat is stripped from the shoulders, or at least turned +outside in, and as it were scales fall from a man's eyes, is such that +every one who has breath in his nostrils forsakes father and mother if he +can hear or experience something certain about it." + +The approach of death and hopelessness are in other respects not +absolutely necessary for such a purification through suffering. Even +without them the knowledge of the contradiction of the will to live with +itself can, through great misfortune and pain, force an entrance, and the +vanity of all striving become recognised. Hence it has often happened that +men who have led a very restless life in the full strain of the passions, +kings, heroes, and adventurers, suddenly change, betake themselves to +resignation and penance, become hermits or monks. To this class belong all +true accounts of conversions; for example, that of Raymond Lully, who had +long wooed a fair lady, and was at last admitted to her chamber, +anticipating the fulfilment of all his wishes, when she, opening her +bodice, showed him her bosom frightfully eaten with cancer. From that +moment, as if he had looked into hell, he was changed; he forsook the +court of the king of Majorca, and went into the desert to do penance.(88) +This conversion is very like that of the Abbé Rancé, which I have briefly +related in the 48th chapter of the Supplement. If we consider how in both +cases the transition from the pleasure to the horror of life was the +occasion of it, this throws some light upon the remarkable fact that it is +among the French, the most cheerful, gay, sensuous, and frivolous nation +in Europe, that by far the strictest of all monastic orders, the +Trappists, arose, was re-established by Rancé after its fall, and has +maintained itself to the present day in all its purity and strictness, in +spite of revolutions, Church reformations, and encroachments of +infidelity. + +But a knowledge such as that referred to above of the nature of this +existence may leave us again along with the occasion of it and the will to +live, and with it the previous character may reappear. Thus we see that +the passionate Benvenuto Cellini was changed in this way, once when he was +in prison, and again when very ill; but when the suffering passed over, he +fell back again into his old state. In general, the denial of the will to +live by no means proceeds from suffering with the necessity of an effect +from its cause, but the will remains free; for this is indeed the one +point at which its freedom appears directly in the phenomenon; hence the +astonishment which Asmus expresses so strongly at the "transcendental +change." In the case of every suffering, it is always possible to conceive +a will which exceeds it in intensity and is therefore unconquered by it. +Thus Plato speaks in the "Phædon" of men who up to the moment of their +execution feast, drink, and indulge in sensuous pleasure, asserting life +even to the death. Shakespeare shows us in Cardinal Beaufort the fearful +end of a profligate, who dies full of despair, for no suffering or death +can break his will, which is vehement to the extreme of wickedness.(89) + +The more intense the will is, the more glaring is the conflict of its +manifestation, and thus the greater is the suffering. A world which was +the manifestation of a far more intense will to live than this world +manifests would produce so much the greater suffering; would thus be a +hell. + +All suffering, since it is a mortification and a call to resignation, has +potentially a sanctifying power. This is the explanation of the fact that +every great misfortune or deep pain inspires a certain awe. But the +sufferer only really becomes an object of reverence when, surveying the +course of his life as a chain of sorrows, or mourning some great and +incurable misfortune, he does not really look at the special combination +of circumstances which has plunged his own life into suffering, nor stops +at the single great misfortune that has befallen him; for in so doing his +knowledge still follows the principle of sufficient reason, and clings to +the particular phenomenon; he still wills life only not under the +conditions which have happened to him; but only then, I say, he is truly +worthy of reverence when he raises his glance from the particular to the +universal, when he regards his suffering as merely an example of the +whole, and for him, since in a moral regard he partakes of genius, one +case stands for a thousand, so that the whole of life conceived as +essentially suffering brings him to resignation. Therefore it inspires +reverence when in Goethe's "Torquato Tasso" the princess speaks of how her +own life and that of her relations has always been sad and joyless, and +yet regards the matter from an entirely universal point of view. + +A very noble character we always imagine with a certain trace of quiet +sadness, which is anything but a constant fretfulness at daily annoyances +(this would be an ignoble trait, and lead us to fear a bad disposition), +but is a consciousness derived from knowledge of the vanity of all +possessions, of the suffering of all life, not merely of his own. But such +knowledge may primarily be awakened by the personal experience of +suffering, especially some one great sorrow, as a single unfulfilled wish +brought Petrarch to that state of resigned sadness concerning the whole of +life which appeals to us so pathetically in his works; for the Daphne he +pursued had to flee from his hands in order to leave him, instead of +herself, the immortal laurel. When through some such great and irrevocable +denial of fate the will is to some extent broken, almost nothing else is +desired, and the character shows itself mild, just, noble, and resigned. +When, finally, grief has no definite object, but extends itself over the +whole of life, then it is to a certain extent a going into itself, a +withdrawal, a gradual disappearance of the will, whose visible +manifestation, the body, it imperceptibly but surely undermines, so that a +man feels a certain loosening of his bonds, a mild foretaste of that death +which promises to be the abolition at once of the body and of the will. +Therefore a secret pleasure accompanies this grief, and it is this, as I +believe, which the most melancholy of all nations has called "the joy of +grief." But here also lies the danger of _sentimentality_, both in life +itself and in the representation of it in poetry; when a man is always +mourning and lamenting without courageously rising to resignation. In this +way we lose both earth and heaven, and retain merely a watery +sentimentality. Only if suffering assumes the form of pure knowledge, and +this, acting as a _quieter of the will_, brings about resignation, is it +worthy of reverence. In this regard, however, we feel a certain respect at +the sight of every great sufferer which is akin to the feeling excited by +virtue and nobility of character, and also seems like a reproach of our +own happy condition. We cannot help regarding every sorrow, both our own +and those of others, as at least a potential advance towards virtue and +holiness, and, on the contrary, pleasures and worldly satisfactions as a +retrogression from them. This goes so far, that every man who endures a +great bodily or mental suffering, indeed every one who merely performs +some physical labour which demands the greatest exertion, in the sweat of +his brow and with evident exhaustion, yet with patience and without +murmuring, every such man, I say, if we consider him with close attention, +appears to us like a sick man who tries a painful cure, and who willingly, +and even with satisfaction, endures the suffering it causes him, because +he knows that the more he suffers the more the cause of his disease is +affected, and that therefore the present suffering is the measure of his +cure. + +According to what has been said, the denial of the will to live, which is +just what is called absolute, entire resignation, or holiness, always +proceeds from that quieter of the will which the knowledge of its inner +conflict and essential vanity, expressing themselves in the suffering of +all living things, becomes. The difference, which we have represented as +two paths, consists in whether that knowledge is called up by suffering +which is merely and purely _known_, and is freely appropriated by means of +the penetration of the _principium individuationis_, or by suffering which +is directly _felt_ by a man himself. True salvation, deliverance from life +and suffering, cannot even be imagined without complete denial of the +will. Till then, every one is simply this will itself, whose manifestation +is an ephemeral existence, a constantly vain and empty striving, and the +world full of suffering we have represented, to which all irrevocably and +in like manner belong. For we found above that life is always assured to +the will to live, and its one real form is the present, from which they +can never escape, since birth and death reign in the phenomenal world. The +Indian mythus expresses this by saying "they are born again." The great +ethical difference of character means this, that the bad man is infinitely +far from the attainment of the knowledge from which the denial of the will +proceeds, and therefore he is in truth _actually_ exposed to all the +miseries which appear in life as _possible_; for even the present +fortunate condition of his personality is merely a phenomenon produced by +the _principium individuationis_, and a delusion of Mâyâ, the happy dream +of a beggar. The sufferings which in the vehemence and ardour of his will +he inflicts upon others are the measure of the suffering, the experience +of which in his own person cannot break his will, and plainly lead it to +the denial of itself. All true and pure love, on the other hand, and even +all free justice, proceed from the penetration of the _principium +individuationis_, which, if it appears with its full power, results in +perfect sanctification and salvation, the phenomenon of which is the state +of resignation described above, the unbroken peace which accompanies it, +and the greatest delight in death.(90) + +§ 69. Suicide, the actual doing away with the individual manifestation of +will, differs most widely from the denial of the will to live, which is +the single outstanding act of free-will in the manifestation, and is +therefore, as Asmus calls it, the transcendental change. This last has +been fully considered in the course of our work. Far from being denial of +the will, suicide is a phenomenon of strong assertion of will; for the +essence of negation lies in this, that the joys of life are shunned, not +its sorrows. The suicide wills life, and is only dissatisfied with the +conditions under which it has presented itself to him. He therefore by no +means surrenders the will to live, but only life, in that he destroys the +individual manifestation. He wills life--wills the unrestricted existence +and assertion of the body; but the complication of circumstances does not +allow this, and there results for him great suffering. The very will to +live finds itself so much hampered in this particular manifestation that +it cannot put forth its energies. It therefore comes to such a +determination as is in conformity with its own nature, which lies outside +the conditions of the principle of sufficient reason, and to which, +therefore, all particular manifestations are alike indifferent, inasmuch +as it itself remains unaffected by all appearing and passing away, and is +the inner life of all things; for that firm inward assurance by reason of +which we all live free from the constant dread of death, the assurance +that a phenomenal existence can never be wanting to the will, supports our +action even in the case of suicide. Thus the will to live appears just as +much in suicide (Siva) as in the satisfaction of self-preservation +(Vishnu) and in the sensual pleasure of procreation (Brahma). This is the +inner meaning of the unity of the Trimurtis, which is embodied in its +entirety in every human being, though in time it raises now one, now +another, of its three heads. Suicide stands in the same relation to the +denial of the will as the individual thing does to the Idea. The suicide +denies only the individual, not the species. We have already seen that as +life is always assured to the will to live, and as sorrow is inseparable +from life, suicide, the wilful destruction of the single phenomenal +existence, is a vain and foolish act; for the thing-in-itself remains +unaffected by it, even as the rainbow endures however fast the drops which +support it for the moment may change. But, more than this, it is also the +masterpiece of Mâyâ, as the most flagrant example of the contradiction of +the will to live with itself. As we found this contradiction in the case +of the lowest manifestations of will, in the permanent struggle of all the +forces of nature, and of all organic individuals for matter and time and +space; and as we saw this antagonism come ever more to the front with +terrible distinctness in the ascending grades of the objectification of +the will, so at last in the highest grade, the Idea of man, it reaches the +point at which, not only the individuals which express the same Idea +extirpate each other, but even the same individual declares war against +itself. The vehemence with which it wills life, and revolts against what +hinders it, namely, suffering, brings it to the point of destroying +itself; so that the individual will, by its own act, puts an end to that +body which is merely its particular visible expression, rather than permit +suffering to break the will. Just because the suicide cannot give up +willing, he gives up living. The will asserts itself here even in putting +an end to its own manifestation, because it can no longer assert itself +otherwise. As, however, it was just the suffering which it so shuns that +was able, as mortification of the will, to bring it to the denial of +itself, and hence to freedom, so in this respect the suicide is like a +sick man, who, after a painful operation which would entirely cure him has +been begun, will not allow it to be completed, but prefers to retain his +disease. Suffering approaches and reveals itself as the possibility of the +denial of will; but the will rejects it, in that it destroys the body, the +manifestation of itself, in order that it may remain unbroken. This is the +reason why almost all ethical teachers, whether philosophical or +religious, condemn suicide, although they themselves can only give +far-fetched sophistical reasons for their opinion. But if a human being +was ever restrained from committing suicide by purely moral motives, the +inmost meaning of this self-conquest (in whatever ideas his reason may +have clothed it) was this: "I will not shun suffering, in order that it +may help to put an end to the will to live, whose manifestation is so +wretched, by so strengthening the knowledge of the real nature of the +world which is already beginning to dawn upon me, that it may become the +final quieter of my will, and may free me for ever." + +It is well known that from time to time cases occur in which the act of +suicide extends to the children. The father first kills the children he +loves, and then himself. Now, if we consider that conscience, religion, +and all influencing ideas teach him to look upon murder as the greatest of +crimes, and that, in spite of this, he yet commits it, in the hour of his +own death, and when he is altogether uninfluenced by any egotistical +motive, such a deed can only be explained in the following manner: in this +case, the will of the individual, the father, recognises itself +immediately in the children, though involved in the delusion of mistaking +the appearance for the true nature; and as he is at the same time deeply +impressed with the knowledge of the misery of all life, he now thinks to +put an end to the inner nature itself, along with the appearance, and thus +seeks to deliver from existence and its misery both himself and his +children, in whom he discerns himself as living again. It would be an +error precisely analogous to this to suppose that one may reach the same +end as is attained through voluntary chastity by frustrating the aim of +nature in fecundation; or indeed if, in consideration of the unendurable +suffering of life, parents were to use means for the destruction of their +new-born children, instead of doing everything possible to ensure life to +that which is struggling into it. For if the will to live is there, as it +is the only metaphysical reality, or the thing-in-itself, no physical +force can break it, but can only destroy its manifestation at this place +and time. It itself can never be transcended except through knowledge. +Thus the only way of salvation is, that the will shall manifest itself +unrestrictedly, in order that in this individual manifestation it may come +to apprehend its own nature. Only as the result of this knowledge can the +will transcend itself, and thereby end the suffering which is inseparable +from its manifestation. It is quite impossible to accomplish this end by +physical force, as by destroying the germ, or by killing the new-born +child, or by committing suicide. Nature guides the will to the light, just +because it is only in the light that it can work out its salvation. +Therefore the aims of Nature are to be promoted in every way as soon as +the will to live, which is its inner being, has determined itself. + +There is a species of suicide which seems to be quite distinct from the +common kind, though its occurrence has perhaps not yet been fully +established. It is starvation, voluntarily chosen on the ground of extreme +asceticism. All instances of it, however, have been accompanied and +obscured by much religious fanaticism, and even superstition. Yet it seems +that the absolute denial of will may reach the point at which the will +shall be wanting to take the necessary nourishment for the support of the +natural life. This kind of suicide is so far from being the result of the +will to live, that such a completely resigned ascetic only ceases to live +because he has already altogether ceased to will. No other death than that +by starvation is in this case conceivable (unless it were the result of +some special superstition); for the intention to cut short the torment +would itself be a stage in the assertion of will. The dogmas which satisfy +the reason of such a penitent delude him with the idea that a being of a +higher nature has inculcated the fasting to which his own inner tendency +drives him. Old examples of this may be found in the "Breslauer Sammlung +von Natur- und Medicin-Geschichten," September 1799, p. 363; in Bayle's +"Nouvelles de la République des Lettres," February 1685, p. 189; in +Zimmermann, "Ueber die Einsamkeit," vol. i. p. 182; in the "Histoire de +l'Académie des Sciences" for 1764, an account by Houttuyn, which is quoted +in the "Sammlung für praktische Aerzte," vol. i. p. 69. More recent +accounts may be found in Hufeland's "Journal für praktische Heilkunde," +vol. x. p. 181, and vol. xlviii. p. 95; also in Nasse's "Zeitschrift für +psychische Aerzte," 1819, part iii. p. 460; and in the "Edinburgh Medical +and Surgical Journal," 1809, vol. v. p. 319. In the year 1833 all the +papers announced that the English historian, Dr. Lingard, had died in +January at Dover of voluntary starvation; according to later accounts, it +was not he himself, but a relation of his who died. Still in these +accounts the persons were generally described as insane, and it is no +longer possible to find out how far this was the case. But I will give +here a more recent case of this kind, if it were only to ensure the +preservation of one of the rare instances of this striking and +extraordinary phenomenon of human nature, which, to all appearance at any +rate, belongs to the category to which I wish to assign it and could +hardly be explained in any other way. This case is reported in the +"Nürnberger Correspondenten" of the 29th July 1813, in these words:--"We +hear from Bern that in a thick wood near Thurnen a hut has been discovered +in which was lying the body of a man who had been dead about a month. His +clothes gave little or no clue to his social position. Two very fine +shirts lay beside him. The most important article, however, was a Bible +interleaved with white paper, part of which had been written upon by the +deceased. In this writing he gives the date of his departure from home +(but does not mention where his home was). He then says that he was driven +by the Spirit of God into the wilderness to pray and fast. During his +journey he had fasted seven days and then he had again taken food. After +this he had begun again to fast, and continued to do so for the same +number of days as before. From this point we find each day marked with a +stroke, and of these there are five, at the expiration of which the +pilgrim presumably died. There was further found a letter to a clergyman +about a sermon which the deceased heard him preach, but the letter was not +addressed." Between this voluntary death arising from extreme asceticism +and the common suicide resulting from despair there may be various +intermediate species and combinations, though this is hard to find out. +But human nature has depths, obscurities, and perplexities, the analysis +and elucidation of which is a matter of the very greatest difficulty. + +§ 70. It might be supposed that the entire exposition (now terminated) of +that which I call the denial of the will is irreconcilable with the +earlier explanation of necessity, which belongs just as much to motivation +as to every other form of the principle of sufficient reason, and +according to which, motives, like all causes, are only occasional causes, +upon which the character unfolds its nature and reveals it with the +necessity of a natural law, on account of which we absolutely denied +freedom as _liberum arbitrium indifferentiæ_. But far from suppressing +this here, I would call it to mind. In truth, real freedom, _i.e._, +independence of the principle of sufficient reason, belongs to the will +only as a thing-in-itself, not to its manifestation, whose essential form +is everywhere the principle of sufficient reason, the element or sphere of +necessity. But the one case in which that freedom can become directly +visible in the manifestation is that in which it makes an end of what +manifests itself, and because the mere manifestation, as a link in the +chain of causes, the living body in time, which contains only phenomena, +still continues to exist, the will which manifests itself through this +phenomenon then stands in contradiction to it, for it denies what the +phenomenon expresses. In such a case the organs of generation, for +example, as the visible form of the sexual impulse, are there and in +health; but yet, in the inmost consciousness, no sensual gratification is +desired; and although the whole body is only the visible expression of the +will to live, yet the motives which correspond to this will no longer act; +indeed, the dissolution of the body, the end of the individual, and in +this way the greatest check to the natural will, is welcome and desired. +Now, the contradiction between our assertions of the necessity of the +determination of the will by motives, in accordance with the character, on +the one hand, and of the possibility of the entire suppression of the will +whereby the motives become powerless, on the other hand, is only the +repetition in the reflection of philosophy of this _real_ contradiction +which arises from the direct encroachment of the freedom of the +will-in-itself, which knows no necessity, into the sphere of the necessity +of its manifestation. But the key to the solution of these contradictions +lies in the fact that the state in which the character is withdrawn from +the power of motives does not proceed directly from the will, but from a +changed form of knowledge. So long as the knowledge is merely that which +is involved in the _principium individuationis_ and exclusively follows +the principle of sufficient reason, the strength of the motives is +irresistible. But when the _principium individuationis_ is seen through, +when the Ideas, and indeed the inner nature of the thing-in-itself, as the +same will in all, are directly recognised, and from this knowledge an +universal quieter of volition arises, then the particular motives become +ineffective, because the kind of knowledge which corresponds to them is +obscured and thrown into the background by quite another kind. Therefore +the character can never partially change, but must, with the consistency +of a law of Nature, carry out in the particular the will which it +manifests as a whole. But this whole, the character itself, may be +completely suppressed or abolished through the change of knowledge +referred to above. It is this suppression or abolition which Asmus, as +quoted above, marvels at and denotes the "catholic, transcendental +change;" and in the Christian Church it has very aptly been called the +_new birth_, and the knowledge from which it springs, the _work of grace_. +Therefore it is not a question of a change, but of an entire suppression +of the character; and hence it arises that, however different the +characters which experience the suppression may have been before it, after +it they show a great similarity in their conduct, though every one still +speaks very differently according to his conceptions and dogmas. + +In this sense, then, the old philosophical doctrine of the freedom of the +will, which has constantly been contested and constantly maintained, is +not without ground, and the dogma of the Church of the work of grace and +the new birth is not without meaning and significance. But we now +unexpectedly see both united in one, and we can also now understand in +what sense the excellent Malebranche could say, "_La liberté est un +mystère_," and was right. For precisely what the Christian mystics call +_the work of grace_ and _the new birth_, is for us the single direct +expression of _the freedom of the will_. It only appears if the will, +having attained to a knowledge of its own real nature, receives from this +a _quieter_, by means of which the motives are deprived of their effect, +which belongs to the province of another kind of knowledge, the objects of +which are merely phenomena. The possibility of the freedom which thus +expresses itself is the greatest prerogative of man, which is for ever +wanting to the brute, because the condition of it is the deliberation of +reason, which enables him to survey the whole of life independent of the +impression of the present. The brute is entirely without the possibility +of freedom, as, indeed, it is without the possibility of a proper or +deliberate choice following upon a completed conflict of motives, which +for this purpose would have to be abstract ideas. Therefore with the same +necessity with which the stone falls to the earth, the hungry wolf buries +its fangs in the flesh of its prey, without the possibility of the +knowledge that it is itself the destroyed as well as the destroyer. +_Necessity is the kingdom of nature; freedom is the kingdom of grace._ + +Now because, as we have seen, that _self-suppression of the will_ proceeds +from knowledge, and all knowledge is involuntary, that denial of will +also, that entrance into freedom, cannot be forcibly attained to by +intention or design, but proceeds from the inmost relation of knowing and +volition in the man, and therefore comes suddenly, as if spontaneously +from without. This is why the Church has called it _the work of grace_; +and that it still regards it as independent of the acceptance of grace +corresponds to the fact that the effect of the quieter is finally a free +act of will. And because, in consequence of such a work of grace, the +whole nature of man is changed and reversed from its foundation, so that +he no longer wills anything of all that he previously willed so intensely, +so that it is as if a new man actually took the place of the old, the +Church has called this consequence of the work of grace the _new birth_. +For what it calls the _natural man_, to which it denies all capacity for +good, is just the will to live, which must be denied if deliverance from +an existence such as ours is to be attained. Behind our existence lies +something else, which is only accessible to us if we have shaken off this +world. + +Having regard, not to the individuals according to the principle of +sufficient reason, but to the Idea of man in its unity, Christian theology +symbolises _nature_, the _assertion of the will to live_ in Adam, whose +sin, inherited by us, _i.e._, our unity with him in the Idea, which is +represented in time by the bond of procreation, makes us all partakers of +suffering and eternal death. On the other hand, it symbolises _grace_, the +_denial of the will_, _salvation_, in the incarnate God, who, as free from +all sin, that is, from all willing of life, cannot, like us, have +proceeded from the most pronounced assertion of the will, nor can he, like +us, have a body which is through and through simply concrete will, +manifestation of the will; but born of a pure virgin, he has only a +phantom body. This last is the doctrine of the Docetæ, _i.e._, certain +Church Fathers, who in this respect are very consistent. It is especially +taught by Apelles, against whom and his followers Tertullian wrote. But +even Augustine comments thus on the passage, Rom. viii. 3, "God sent his +Son in the likeness of sinful flesh:" "_Non enim caro peccati erat, quæ +non de carnali delectatione nata erat: sed tamen inerat ei similitudo +carnis peccati, quia mortalis caro erat_" (Liber 83, _quæst. qu._ 66). He +also teaches in his work entitled "_Opus Imperfectum_," i. 47, that +inherited sin is both sin and punishment at once. It is already present in +new-born children, but only shows itself if they grow up. Yet the origin +of this sin is to be referred to the will of the sinner. This sinner was +Adam, but we all existed in him; Adam became miserable, and in him we have +all become miserable. Certainly the doctrine of original sin (assertion of +the will) and of salvation (denial of the will) is the great truth which +constitutes the essence of Christianity, while most of what remains is +only the clothing of it, the husk or accessories. Therefore Jesus Christ +ought always to be conceived in the universal, as the symbol or +personification of the denial of the will to live, but never as an +individual, whether according to his mythical history given in the +Gospels, or according to the probably true history which lies at the +foundation of this. For neither the one nor the other will easily satisfy +us entirely. It is merely the vehicle of that conception for the people, +who always demand something actual. That in recent times Christianity has +forgotten its true significance, and degenerated into dull optimism, does +not concern us here. + +It is further an original and evangelical doctrine of Christianity--which +Augustine, with the consent of the leaders of the Church, defended against +the platitudes of the Pelagians, and which it was the principal aim of +Luther's endeavour to purify from error and re-establish, as he expressly +declares in his book, "_De Servo Arbitrio_,"--the doctrine that _the will +is not free_, but originally subject to the inclination to evil. Therefore +according to this doctrine the deeds of the will are always sinful and +imperfect, and can never fully satisfy justice; and, finally, these works +can never save us, but faith alone, a faith which itself does not spring +from resolution and free will, but from the work of grace, without our +co-operation, comes to us as from without. + +Not only the dogmas referred to before, but also this last genuine +evangelical dogma belongs to those which at the present day an ignorant +and dull opinion rejects as absurd or hides. For, in spite of Augustine +and Luther, it adheres to the vulgar Pelagianism, which the rationalism of +the day really is, and treats as antiquated those deeply significant +dogmas which are peculiar and essential to Christianity in the strictest +sense; while, on the other hand, it holds fast and regards as the +principal matter only the dogma that originates in Judaism, and has been +retained from it, and is merely historically connected with +Christianity.(91) We, however, recognise in the doctrine referred to above +the truth completely agreeing with the result of our own investigations. +We see that true virtue and holiness of disposition have their origin not +in deliberate choice (works), but in knowledge (faith); just as we have in +like manner developed it from our leading thought. If it were works, which +spring from motives and deliberate intention, that led to salvation, then, +however one may turn it, virtue would always be a prudent, methodical, +far-seeing egoism. But the faith to which the Christian Church promises +salvation is this: that as through the fall of the first man we are all +partakers of sin and subject to death and perdition, through the divine +substitute, through grace and the taking upon himself of our fearful +guilt, we are all saved, without any merit of our own (of the person); +since that which can proceed from the intentional (determined by motives) +action of the person, works, can never justify us, from its very nature, +just because it is _intentional_, action induced by motives, _opus +operatum_. Thus in this faith there is implied, first of all, that our +condition is originally and essentially an incurable one, from which we +need _salvation_; then, that we ourselves essentially belong to evil, and +are so firmly bound to it that our works according to law and precept, +_i.e._, according to motives, can never satisfy justice nor save us; but +salvation is only obtained through faith, _i.e._, through a changed mode +of knowing, and this faith can only come through grace, thus as from +without. This means that the salvation is one which is quite foreign to +our person, and points to a denial and surrender of this person necessary +to salvation. Works, the result of the law as such, can never justify, +because they are always action following upon motives. Luther demands (in +his book "_De Libertate Christiana_") that after the entrance of faith the +good works shall proceed from it entirely of themselves, as symptoms, as +fruits of it; yet by no means as constituting in themselves a claim to +merit, justification, or reward, but taking place quite voluntarily and +gratuitously. So we also hold that from the ever-clearer penetration of +the _principium individuationis_ proceeds, first, merely free justice, +then love, extending to the complete abolition of egoism, and finally +resignation or denial of the will. + +I have here introduced these dogmas of Christian theology, which in +themselves are foreign to philosophy, merely for the purpose of showing +that the ethical doctrine which proceeds from our whole investigation, and +is in complete agreement and connection with all its parts, although new +and unprecedented in its expression, is by no means so in its real nature, +but fully agrees with the Christian dogmas properly so called, and indeed, +as regards its essence, was contained and present in them. It also agrees +quite as accurately with the doctrines and ethical teachings of the sacred +books of India, which in their turn are presented in quite different +forms. At the same time the calling to mind of the dogmas of the Christian +Church serves to explain and illustrate the apparent contradiction between +the necessity of all expressions of character when motives are presented +(the kingdom of Nature) on the one hand, and the freedom of the will in +itself, to deny itself, and abolish the character with all the necessity +of the motives based upon it (the kingdom of grace) on the other hand. + +§ 71. I now end the general account of ethics, and with it the whole +development of that one thought which it has been my object to impart; and +I by no means desire to conceal here an objection which concerns this last +part of my exposition, but rather to point out that it lies in the nature +of the question, and that it is quite impossible to remove it. It is this, +that after our investigation has brought us to the point at which we have +before our eyes perfect holiness, the denial and surrender of all +volition, and thus the deliverance from a world whose whole existence we +have found to be suffering, this appears to us as a passing away into +empty nothingness. + +On this I must first remark, that the conception of nothing is essentially +relative, and always refers to a definite something which it negatives. +This quality has been attributed (by Kant) merely to the _nihil +privativum_, which is indicated by - as opposed to +, which -, from an +opposite point of view, might become +, and in opposition to this _nihil +privativum_ the _nihil negativum_ has been set up, which would in every +reference be nothing, and as an example of this the logical contradiction +which does away with itself has been given. But more closely considered, +no absolute nothing, no proper _nihil negativum_ is even thinkable; but +everything of this kind, when considered from a higher standpoint or +subsumed under a wider concept, is always merely a _nihil privativum_. +Every nothing is thought as such only in relation to something, and +presupposes this relation, and thus also this something. Even a logical +contradiction is only a relative nothing. It is no thought of the reason, +but it is not on that account an absolute nothing; for it is a combination +of words; it is an example of the unthinkable, which is necessary in logic +in order to prove the laws of thought. Therefore if for this end such an +example is sought, we will stick to the nonsense as the positive which we +are in search of, and pass over the sense as the negative. Thus every +_nihil negativum_, if subordinated to a higher concept, will appear as a +mere _nihil privativum_ or relative nothing, which can, moreover, always +exchange signs with what it negatives, so that that would then be thought +as negation, and it itself as assertion. This also agrees with the result +of the difficult dialectical investigation of the meaning of nothing which +Plato gives in the "Sophist" (pp. 277-287): {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}, {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} +{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER EPSILON WITH DASIA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER NU~} +{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER OMEGA WITH DASIA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} (_Cum enim ostenderemus, +alterius ipsius naturam esse perque omnia entia divisam atque dispersam in +vicem; tunc partem ejus oppositam ei, quod cujusque ens est, esse ipsum +revera non ens asseruimus_). + +That which is generally received as positive, which we call the real, and +the negation of which the concept nothing in its most general significance +expresses, is just the world as idea, which I have shown to be the +objectivity and mirror of the will. Moreover, we ourselves are just this +will and this world, and to them belongs the idea in general, as one +aspect of them. The form of the idea is space and time, therefore for this +point of view all that is real must be in some place and at some time. +Denial, abolition, conversion of the will, is also the abolition and the +vanishing of the world, its mirror. If we no longer perceive it in this +mirror, we ask in vain where it has gone, and then, because it has no +longer any where and when, complain that it has vanished into nothing. + +A reversed point of view, if it were possible for us, would reverse the +signs and show the real for us as nothing, and that nothing as the real. +But as long as we ourselves are the will to live, this last--nothing as the +real--can only be known and signified by us negatively, because the old +saying of Empedocles, that like can only be known by like, deprives us +here of all knowledge, as, conversely, upon it finally rests the +possibility of all our actual knowledge, _i.e._, the world as idea; for +the world is the self-knowledge of the will. + +If, however, it should be absolutely insisted upon that in some way or +other a positive knowledge should be attained of that which philosophy can +only express negatively as the denial of the will, there would be nothing +for it but to refer to that state which all those who have attained to +complete denial of the will have experienced, and which has been variously +denoted by the names ecstasy, rapture, illumination, union with God, and +so forth; a state, however, which cannot properly be called knowledge, +because it has not the form of subject and object, and is, moreover, only +attainable in one's own experience and cannot be further communicated. + +We, however, who consistently occupy the standpoint of philosophy, must be +satisfied here with negative knowledge, content to have reached the utmost +limit of the positive. We have recognised the inmost nature of the world +as will, and all its phenomena as only the objectivity of will; and we +have followed this objectivity from the unconscious working of obscure +forces of Nature up to the completely conscious action of man. Therefore +we shall by no means evade the consequence, that with the free denial, the +surrender of the will, all those phenomena are also abolished; that +constant strain and effort without end and without rest at all the grades +of objectivity, in which and through which the world consists; the +multifarious forms succeeding each other in gradation; the whole +manifestation of the will; and, finally, also the universal forms of this +manifestation, time and space, and also its last fundamental form, subject +and object; all are abolished. No will: no idea, no world. + +Before us there is certainly only nothingness. But that which resists this +passing into nothing, our nature, is indeed just the will to live, which +we ourselves are as it is our world. That we abhor annihilation so +greatly, is simply another expression of the fact that we so strenuously +will life, and are nothing but this will, and know nothing besides it. But +if we turn our glance from our own needy and embarrassed condition to +those who have overcome the world, in whom the will, having attained to +perfect self-knowledge, found itself again in all, and then freely denied +itself, and who then merely wait to see the last trace of it vanish with +the body which it animates; then, instead of the restless striving and +effort, instead of the constant transition from wish to fruition, and from +joy to sorrow, instead of the never-satisfied and never-dying hope which +constitutes the life of the man who wills, we shall see that peace which +is above all reason, that perfect calm of the spirit, that deep rest, that +inviolable confidence and serenity, the mere reflection of which in the +countenance, as Raphael and Correggio have represented it, is an entire +and certain gospel; only knowledge remains, the will has vanished. We look +with deep and painful longing upon this state, beside which the misery and +wretchedness of our own is brought out clearly by the contrast. Yet this +is the only consideration which can afford us lasting consolation, when, +on the one hand, we have recognised incurable suffering and endless misery +as essential to the manifestation of will, the world; and, on the other +hand, see the world pass away with the abolition of will, and retain +before us only empty nothingness. Thus, in this way, by contemplation of +the life and conduct of saints, whom it is certainly rarely granted us to +meet with in our own experience, but who are brought before our eyes by +their written history, and, with the stamp of inner truth, by art, we must +banish the dark impression of that nothingness which we discern behind all +virtue and holiness as their final goal, and which we fear as children +fear the dark; we must not even evade it like the Indians, through myths +and meaningless words, such as reabsorption in Brahma or the Nirvana of +the Buddhists. Rather do we freely acknowledge that what remains after the +entire abolition of will is for all those who are still full of will +certainly nothing; but, conversely, to those in whom the will has turned +and has denied itself, this our world, which is so real, with all its suns +and milky-ways--is nothing.(92) + + + + + + +FOOTNOTES + + + 1 F. H. Jacobi. + + 2 The Hegelian Philosophy. + + 3 Fichte and Schelling. + + 4 Hegel. + + 5 Kant is the only writer who has confused this idea of reason, and in + this connection I refer the reader to the Appendix, and also to my + "Grundprobleme der Ethik": Grundl. dd. Moral. § 6, pp. 148-154, + first and second editions. + + 6 Mira in quibusdam rebus verborum proprietas est, et consuetudo + sermonis antiqui quædam efficacissimis notis signat. _Seneca_, + epist. 81. + + 7 It is shown in the Appendix that matter and substance are one. + + 8 This shows the ground of the Kantian explanation of matter, that it + is "that which is movable in space," for motion consists simply in + the union of space and time. + + 9 Not, as Kant holds, from the knowledge of time, as will be explained + in the Appendix. + + 10 On this see "The Fourfold Root of the Principle of Sufficient + Reason," § 49. + + 11 The first four chapters of the first of the supplementary books + belong to these seven paragraphs. + + 12 Compare with this paragraph §§ 26 and 27 of the third edition of the + essay on the principle of sufficient reason. + + 13 Cf. Ch. 5 and 6 of the Supplement. + + 14 Cf. Ch. 9 and 10 of the Supplement. + + 15 Cf. Ch. 11 of Supplement. + + 16 I am therefore of opinion that a science of physiognomy cannot, with + certainty, go further than to lay down a few quite general rules. + For example, the intellectual qualities are to be read in the + forehead and the eyes; the moral qualities, the expression of will, + in the mouth and lower part of the face. The forehead and the eyes + interpret each other; either of them seen alone can only be half + understood. Genius is never without a high, broad, finely-arched + brow; but such a brow often occurs where there is no genius. A + clever-looking person may the more certainly be judged to be so the + uglier the face is; and a stupid-looking person may the more + certainly be judged to be stupid the more beautiful the face is; for + beauty, as the approximation to the type of humanity, carries in and + for itself the expression of mental clearness; the opposite is the + case with ugliness, and so forth. + + 17 Cf. Ch. 7 of the Supplement. + + 18 Cf. Ch. 8 of Supplement. + + 19 Suarez, Disput. Metaphysicæ, disp. iii. sect. 3, tit. 3. + + 20 Cf. Ch. 12 of Supplement. + + 21 The reader must not think here of Kant's misuse of these Greek + terms, which is condemned in the Appendix. + + 22 Spinoza, who always boasts that he proceeds _more geometrico_, has + actually done so more than he himself was aware. For what he knew + with certainty and decision from the immediate, perceptive + apprehension of the nature of the world, he seeks to demonstrate + logically without reference to this knowledge. He only arrives at + the intended and predetermined result by starting from arbitrary + concepts framed by himself (_substantia causa sui_, &c.), and in the + demonstrations he allows himself all the freedom of choice for which + the nature of the wide concept-spheres afford such convenient + opportunity. That his doctrine is true and excellent is therefore in + his case, as in that of geometry, quite independent of the + demonstrations of it. Cf. ch. 13 of supplementary volume. + + 23 Cf. Ch. 17 of Supplement. + + 24 Omnes perturbationes judicio censent fieri et opinione. Cic. Tusc., + 4, 6. {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}, {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} + {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~} (Perturbant homines non res ipsæ, sed de rebus + opiniones). Epictet., c. v. + + 25 {~GREEK CAPITAL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER GAMMA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMEGA~}{~GREEK SMALL LETTER NU~}, {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER OMICRON~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} + {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER ETA~}{~GREEK SMALL LETTER PSI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER KAPPA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER ETA~} {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER NU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER SIGMA~}{~GREEK SMALL LETTER THETA~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PHI~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER XI~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER NU~} {~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER ALPHA~}{~GREEK SMALL LETTER IOTA~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER IOTA~} {~GREEK SMALL LETTER MU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} (Hæc est + causa mortalibus omnium malorum, non posse communes notiones aptare + singularibus). Epict. dissert., ii., 26. + + 26 Cf. Ch. 16 of Supplement. + + 27 Cf. Ch. xviii. of the Supplement. + + 28 We can thus by no means agree with Bacon if he (De Augm. Scient., L. + iv. in fine.) thinks that all mechanical and physical movement of + bodies has always been preceded by perception in these bodies; + though a glimmering of truth lies at the bottom of this false + proposition. This is also the case with Kepler's opinion, expressed + in his essay _De Planeta Martis_, that the planets must have + knowledge in order to keep their elliptical courses so correctly, + and to regulate the velocity of their motion so that the triangle of + the plane of their course always remains proportional to the time in + which they pass through its base. + + 29 Cf. Ch. xix. of the Supplement. + + 30 Cf. Ch. xx. of the Supplement, and also in my work, "_Ueber den + Willen in der Natur_," the chapters on Physiology and Comparative + Anatomy, where the subject I have only touched upon here is fully + discussed. + + 31 This is specially treated in the 27th Ch. of the Supplement. + + 32 This subject is fully worked out in my prize essay on the freedom of + the will, in which therefore (pp. 29-44 of the "Grundprobleme der + Ethik") the relation of _cause_, _stimulus_, and _motive_ has also + been fully explained. + + 33 Cf. Ch. xxiii. of the Supplement, and also the Ch. on the physiology + of plants in my work "Ueber den Willen in der Natur," and the Ch. on + physical astronomy, which is of great importance with regard to the + kernel of my metaphysic. + + 34 Wenzel, De Structura Cerebri Hominis et Brutorum, 1812, ch. iii.; + Cuvier, Leçons d'Anat., comp. leçon 9, arts. 4 and 5; Vic. d'Azyr, + Hist. de l'Acad. de Sc. de Paris, 1783, pp. 470 and 483. + + 35 On the 16th of September 1840, at a lecture upon Egyptian Archæology + delivered by Mr. Pettigrew at the Literary and Scientific Institute + of London, he showed some corns of wheat which Sir G. Wilkinson had + found in a grave at Thebes, in which they must have lain for three + thousand years. They were found in an hermetically sealed vase. Mr. + Pettigrew had sowed twelve grains, and obtained a plant which grew + five feet high, and the seeds of which were now quite ripe.--_Times_, + 21st September 1840. In the same way in 1830 Mr. Haulton produced in + the Medical Botanical Society of London a bulbous root which was + found in the hand of an Egyptian mummy, in which it was probably put + in observance of some religious rite, and which must have been at + least two thousand years old. He had planted it in a flower-pot, in + which it grew up and flourished. This is quoted from the Medical + Journal of 1830 in the Journal of the Royal Institute of Great + Britain, October 1830, p. 196.--"In the garden of Mr. Grimstone of + the Herbarium, Highgate, London, is a pea in full fruit, which has + sprung from a pea that Mr. Pettigrew and the officials of the + British Museum took out of a vase which had been found in an + Egyptian sarcophagus, where it must have lain 2844 years."--_Times_, + 16th August 1844. Indeed, the living toads found in limestone lead + to the conclusion that even animal life is capable of such a + suspension for thousands of years, if this is begun in the dormant + period and maintained by special circumstances. + + 36 Cf. Chap. xxii. of the Supplement, and also my work "Ueber den + Willen in der Natur," p. 54 _et seq._, and pp. 70-79 of the first + edition, or p. 46 _et seq._, and pp. 63-72 of the second, or p. 48 + _et seq._, and pp. 69-77 of the third edition. + + 37 The Scholastics therefore said very truly: _Causa finalis movet non + secundum suum esse reale, sed secundum esse cognitum._ Cf. Suarez, + Disp. Metaph. disp. xxiii., sec. 7 and 8. + + 38 Cf. "Critique of Pure Reason. Solution of the Cosmological Ideas of + the Totality of the Deduction of the Events in the Universe," pp. + 560-586 of the fifth, and p. 532 and following of first edition; and + "Critique of Practical Reason," fourth edition, pp. 169-179; + Rosenkranz' edition, p. 224 and following. Cf. my Essay on the + Principle of Sufficient Reason, § 43. + + 39 Cf. "Ueber den Willen in der Natur," at the end of the section on + Comparative Anatomy. + + 40 Cf. "Ueber den Willen in der Natur," the section on Comparative + Anatomy. + + 41 Chatin, Sur la Valisneria Spiralis, in the Comptes Rendus de l'Acad. + de Sc., No. 13, 1855. + + 42 Cf. Chaps. xxvi. and xxvii. of the Supplement. + + 43 Cf. Chap. xxviii. of the Supplement. + + 44 F. H. Jacobi. + + 45 See for example, "Immanuel Kant, a Reminiscence, by Fr. Bouterweck," + pg. 49, and Buhle's "History of Philosophy," vol. vi. pp. 802-815 + and 823. + + 46 Cf. Chap. xxix. of Supplement. + + 47 I also recommend the perusal of what Spinoza says in his Ethics + (Book II., Prop. 40, Schol. 2, and Book V., Props. 25-38), + concerning the _cognitio tertii generis, sive intuitiva_, in + illustration of the kind of knowledge we are considering, and very + specially Prop. 29, Schol.; prop. 36, Schol., and Prop. 38, Demonst. + et Schol. + + 48 Cf. Chap. xxx. of the Supplement. + + 49 This last sentence cannot be understood without some acquaintance + with the next book. + + 50 Cf. Chap. xxxi. of the Supplement. + + 51 I am all the more delighted and astonished, forty years after I so + timidly and hesitatingly advanced this thought, to discover that it + has already been expressed by St. Augustine: _Arbusta formas suas + varias, quibus mundi hujus visibilis structura formosa est, + sentiendas sensibus praebent; ut, pro eo quod_ NOSSE _non possunt, + quasi_ INNOTESCERE _velle videantur_.--_De civ. Dei, xi._ 27. + + 52 Cf. Chap. 35 of Supplement. + + 53 Jakob Böhm in his book, "de Signatura Rerum," ch. i., § 13-15, says, + "There is nothing in nature that does not manifest its internal form + externally; for the internal continually labours to manifest + itself.... Everything has its language by which to reveal itself.... + And this is the language of nature when everything speaks out of its + own property, and continually manifests and declares itself, ... for + each thing reveals its mother, which thus gives _the essence and the + will_ to the form." + + 54 The last sentence is the German of the _il n'y a que l'esprit qui + sente l'esprit_, of Helvetius. In the first edition there was no + occasion to point this out, but since then the age has become so + degraded and ignorant through the stupefying influence of the + Hegelian sophistry, that some might quite likely say that an + antithesis was intended here between "spirit and nature." I am + therefore obliged to guard myself in express terms against the + suspicion of such vulgar sophisms. + + 55 This digression is worked out more fully in the 36th Chapter of the + Supplement. + + 56 In order to understand this passage it is necessary to have read the + whole of the next book. + +_ 57 Apparent rari, nantes in gurgite vasto._ + + 58 Cf. Ch. xxxiv. of Supplement. + + 59 It is scarcely necessary to say that wherever I speak of poets I + refer exclusively to that rare phenomenon the great true poet. I + mean no one else; least of all that dull insipid tribe, the mediocre + poets, rhymsters, and inventors of fables, that flourishes so + luxuriantly at the present day in Germany. They ought rather to have + the words shouted in their ears unceasingly from all sides-- + + _Mediocribus esse poëtis_ + _ Non homines, non Dî, non concessere columnæ._ + + It is worthy of serious consideration what an amount of time--both + their own and other people's--and paper is lost by this swarm of + mediocre poets, and how injurious is their influence. For the public + always seizes on what is new, and has naturally a greater proneness + to what is perverse and dull as akin to itself. Therefore these + works of the mediocre poets draw it away and hold it back from the + true masterpieces and the education they afford, and thus working in + direct antagonism to the benign influence of genius, they ruin taste + more and more, and retard the progress of the age. Such poets should + therefore be scourged with criticism and satire without indulgence + or sympathy till they are induced, for their own good, to apply + their muse rather to reading what is good than to writing what is + bad. For if the bungling of the incompetent so raised the wrath of + the gentle Apollo that he could flay Marsyas, I do not see on what + the mediocre poets will base their claim to tolerance. + + 60 Cf. Ch. xxxviii. of Supplement. + + 61 Cf. Ch. xxxvii. of the Supplement. + + 62 Leibnitii epistolæ, collectio Kortholti, ep. 154. + + 63 Cf. Ch. xxxix. of Supplement. + + 64 The following remark may assist those for whom it is not too subtle + to understand clearly that the individual is only the phenomenon, + not the thing in itself. Every individual is, on the one hand, the + subject of knowing, _i.e._, the complemental condition of the + possibility of the whole objective world, and, on the other hand, a + particular phenomenon of will, the same will which objectifies + itself in everything. But this double nature of our being does not + rest upon a self-existing unity, otherwise it would be possible for + us to be conscious of ourselves _in ourselves, and independent of + the objects of knowledge and will_. Now this is by no means + possible, for as soon as we turn into ourselves to make the attempt, + and seek for once to know ourselves fully by means of introspective + reflection, we are lost in a bottomless void; we find ourselves like + the hollow glass globe, from out of which a voice speaks whose cause + is not to be found in it, and whereas we desired to comprehend + ourselves, we find, with a shudder, nothing but a vanishing spectre. + + 65 "Scholastici docuerunt, quod æternitas non sit temporis sine fine + aut principio successio; sed _Nunc stans_, _i.e._, idem nobis _Nunc + esse_, quod erat _Nunc Adamo_, _i.e._, inter _nunc_ et _tunc_ nullam + esse differentiam."--Hobbes, Leviathan, c. 46. + + 66 In Eckermann's "Conversations of Goethe" (vol. i. p. 161), Goethe + says: "Our spirit is a being of a nature quite indestructible, and + its activity continues from eternity to eternity. It is like the + sun, which seems to set only to our earthly eyes, but which, in + reality, never sets, but shines on unceasingly." Goethe has taken + the simile from me; not I from him. Without doubt he used it in this + conversation, which was held in 1824, in consequence of a (possibly + unconscious) reminiscence of the above passage, for it occurs in the + first edition, p. 401, in exactly the same words, and it is also + repeated at p. 528 of that edition, as at the close of § 65 of the + present work. The first edition was sent to him in December 1818, + and in March 1819, when I was at Naples, he sent me his + congratulations by letter, through my sister, and enclosed a piece + of paper upon which he had noted the places of certain passages + which had specially pleased him. Thus he had read my book. + + 67 This is expressed in the Veda by saying, that when a man dies his + sight becomes one with the sun, his smell with the earth, his taste + with water, his hearing with the air, his speech with fire, &c., &c. + (Oupnek'hat, vol. i. p. 249 _et seq._) And also by the fact that, in + a special ceremony, the dying man gives over his senses and all his + faculties singly to his son, in whom they are now supposed to live + on (Oupnek'hat, vol. ii. p. 82 _et seq._) + + 68 Cf. Chap. xli.-xliv. of Supplement. + + 69 "Critique of Pure Reason," first edition, pp. 532-558; fifth + edition, pp. 560-586; and "Critique of Practical Reason," fourth + edition, pp. 169-179; Rosenkranz's edition, pp. 224-231. + + 70 Cart. Medit. 4.--Spin. Eth., pt. ii. prop. 48 et 49, cæt. + + 71 Herodot. vii. 46. + + 72 Cf. Ch. xlvi. of Supplement. + + 73 Cf. Ch. xlv. of the Supplement. + + 74 Thus the basis of natural right of property does not require the + assumption of two grounds of right beside each other, that based on + _detention_ and that based on _formation_; but the latter is itself + sufficient. Only the name _formation_ is not very suitable, for the + spending of any labour upon a thing does not need to be a forming or + fashioning of it. + + 75 The further exposition of the philosophy of law here laid down will + be found in my prize-essay, "Ueber das Fundament der Moral," § 17, + pp. 221-230 of 1st ed., pp. 216-226 of 2d ed. + + 76 Cf. Ch. xlvii. of Supplement. + + 77 Oupnek'hat, vol. i. p. 60 et seq. + + 78 That Spanish bishop who, in the last war, poisoned both himself and + the French generals at his own table, is an instance of this; and + also various incidents in that war. Examples are also to be found in + Montaigne, Bk. ii. ch. 12. + + 79 Observe, in passing, that what gives every positive system of + religion its great strength, the point of contact through which it + takes possession of the soul, is entirely its ethical side. Not, + however, the ethical side directly as such, but as it appears firmly + united and interwoven with the element of mythical dogma which is + present in every system of religion, and as intelligible only by + means of this. So much is this the case, that although the ethical + significance of action cannot be explained in accordance with the + principle of sufficient reason, yet since every mythus follows this + principle, believers regard the ethical significance of action as + quite inseparable, and indeed as absolutely identical, and regard + every attack upon the mythus as an attack upon right and virtue. + This goes so far that among monotheistic nations atheism or + godlessness has become synonymous with the absence of all morality. + To the priests such confusions of conceptions are welcome, and only + in consequence of them could that horrible monstrosity fanaticism + arise and govern, not merely single individuals who happen to be + specially perverse and bad, but whole nations, and finally embody + itself in the Western world as the Inquisition (to the honour of + mankind be it said that this only happened once in their history), + which, according to the latest and most authentic accounts, in + Madrid alone (in the rest of Spain there were many more such + ecclesiastical dens of murderers) in 300 years put 300,000 human + beings to a painful death at the stake on theological grounds--a fact + of which every zealot ought to be reminded whenever he begins to + make himself heard. + + 80 The Church would say that these are merely _opera operata_, which do + not avail unless grace gives the faith which leads to the new birth. + But of this farther on. + + 81 The right of man over the life and powers of the brutes rests on the + fact that, because with the growing clearness of consciousness + suffering increases in like measure; the pain which the brute + suffers through death or work is not so great as man would suffer by + merely denying himself the flesh, or the powers of the brutes. + Therefore man may carry the assertion of his existence to the extent + of denying the existence of the brute, and the will to live as a + whole endures less suffering in this way than if the opposite course + were adopted. This at once determines the extent of the use man may + make of the powers of the brutes without wrong; a limit, however, + which is often transgressed, especially in the case of beasts of + burden and dogs used in the chase; to which the activity of + societies for the prevention of cruelty to animals is principally + devoted. In my opinion, that right does not extend to vivisection, + particularly of the higher animals. On the other hand, the insect + does not suffer so much through its death as a man suffers from its + sting. The Hindus do not understand this. + + 82 As I wander sunk in thought, so strong a sympathy with myself comes + over me that I must often weep aloud, which otherwise I am not wont + to do. + + 83 Cf. Ch. xlvii. of Supplement. It is scarcely necessary to remind the + reader that the whole ethical doctrine given in outline in §§ 61-67 + has been explained fully and in detail in my prize-essay on the + foundation of morals. + + 84 This thought is expressed by a beautiful simile in the ancient + philosophical Sanscrit writing, "Sankhya Karica:" "Yet the soul + remains a while invested with body; as the potter's wheel continues + whirling after the pot has been fashioned, by force of the impulse + previously given to it. When separation of the informed soul from + its corporeal frame at length takes place and nature in respect of + it ceases, then is absolute and final deliverance accomplished." + Colebrooke, "On the Philosophy of the Hindus: Miscellaneous Essays," + vol i. p. 271. Also in the "Sankhya Karica by Horace Wilson," § 67, + p. 184. + + 85 See, for example, "Oupnek'hat, studio Anquetil du Perron," vol. ii., + Nos. 138, 144, 145, 146. "Mythologie des Indous," par Mad. de + Polier, vol. ii., ch. 13, 14, 15, 16, 17. "Asiatisches Magazin," by + Klaproth: in the first volume, "Ueber die Fo-Religion," also + "Baghnat Geeta" or "Gespräche zwischen Krishna und Arjoon;" in the + second volume, "Moha-Mudgava." Also, "Institutes of Hindu Law, or + the Ordinances of Manu," from the Sanscrit, by Sir William Jones + (German by Hüttner, 1797), especially the sixth and twelfth + chapters. Finally, many passages in the "Asiatic Researches." (In + the last forty years Indian literature has grown so much in Europe, + that if I were now to complete this note to the first edition, it + would occupy several pages.) + + 86 At the procession of Jagganath in June 1840, eleven Hindus threw + themselves under the wheels, and were instantly killed. (Letter of + an East Indian proprietor in the _Times_ of 30th December 1840.) + + 87 On {~GREEK SMALL LETTER DELTA~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER TAU~}{~GREEK SMALL LETTER EPSILON~}{~GREEK SMALL LETTER RHO~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER FINAL SIGMA~} {~GREEK SMALL LETTER PI~}{~GREEK SMALL LETTER LAMDA~}{~GREEK SMALL LETTER OMICRON~}{~GREEK SMALL LETTER UPSILON~}{~GREEK SMALL LETTER FINAL SIGMA~} cf. Stob. Floril., vol. ii. p. 374. + + 88 Bruckeri Hist. Philos., tomi iv. pars. i. p. 10. + + 89 Henry VI., Part ii. act 3, sc. 3. + + 90 Cf. Ch. xlviii. of the Supplement. + + 91 How truly this is the case may be seen from the fact that all the + contradictions and inconceivabilities contained in the Christian + dogmatics, consistently systematised by Augustine, which have led to + the Pelagian insipidity which is opposed to them, vanish as soon as + we abstract from the fundamental Jewish dogma, and recognize that + man is not the work of another, but of his own will. Then all is at + once clear and correct: then there is no need of freedom in the + _operari_, for it lies in the _esse_; and there also lies the sin as + original sin. The work of grace is, however, our own. To the + rationalistic point of view of the day, on the contrary, many + doctrines of the Augustinian dogmatics, founded on the New + Testament, appear quite untenable, and indeed revolting; for + example, predestination. Accordingly Christianity proper is + rejected, and a return is made to crude Judaism. But the + miscalculation or the original weakness of Christian dogmatics + lies--where it is never sought--precisely in that which is withdrawn + from all investigation as established and certain. Take this away + and the whole of dogmatics is rational; for this dogma destroys + theology as it does all other sciences. If any one studies the + Augustinian theology in the books "_De Civitate Dei_" (especially in + the Fourteenth Book), he experiences something analogous to the + feeling of one who tries to make a body stand whose centre of + gravity falls outside it; however he may turn it and place it, it + always tumbles over again. So here, in spite of all the efforts and + sophisms of Augustine, the guilt and misery of the world always + falls back on God, who made everything and everything that is in + everything, and also knew how all things would go. That Augustine + himself was conscious of the difficulty, and puzzled by it, I have + already shown in my prize-essay on the Freedom of the Will (ch. iv. + pp. 66-68 of the first and second editions). In the same way, the + contradiction between the goodness of God and the misery of the + world, and also between the freedom of the will and the + foreknowledge of God, is the inexhaustible theme of a controversy + which lasted nearly a hundred years between the Cartesians, + Malebranche, Leibnitz, Bayle, Clarke, Arnauld, and many others. The + only dogma which was regarded as fixed by all parties was the + existence and attributes of God, and they all unceasingly move in a + circle, because they seek to bring these things into harmony, + _i.e._, to solve a sum that will not come right, but always shows a + remainder at some new place whenever we have concealed it elsewhere. + But it does not occur to any one to seek for the source of the + difficulty in the fundamental assumption, although it palpably + obtrudes itself. Bayle alone shows that he saw this. + + 92 This is also just the Prajna--Paramita of the Buddhists, the "beyond + all knowledge," _i.e._, the point at which subject and object are no + more. (Cf. J. J. Schmidt, "Ueber das Mahajana und + Pratschna-Paramita.") + + + + + +***END OF THE PROJECT GUTENBERG EBOOK THE WORLD AS WILL AND IDEA (VOL. 1 OF 3)*** + + + +CREDITS + + +>December 27, 2011 + + Project Gutenberg TEI edition 1 + Produced by Albert László, David King, and the Online + Distributed Proofreading Team at <http://www.pgdp.net/>. (This + file was produced from images generously made available by The + Internet Archive.) + + + +A WORD FROM PROJECT GUTENBERG + + +This file should be named 38427-8.txt or 38427-8.zip. + +This and all associated files of various formats will be found in: + + + http://www.gutenberg.org/dirs/3/8/4/2/38427/ + + +Updated editions will replace the previous one -- the old editions will be +renamed. + +Creating the works from public domain print editions means that no one +owns a United States copyright in these works, so the Foundation (and +you!) can copy and distribute it in the United States without permission +and without paying copyright royalties. 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