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diff --git a/.gitattributes b/.gitattributes new file mode 100644 index 0000000..6833f05 --- /dev/null +++ b/.gitattributes @@ -0,0 +1,3 @@ +* text=auto +*.txt text +*.md text diff --git a/29554-8.txt b/29554-8.txt new file mode 100644 index 0000000..b7cd295 --- /dev/null +++ b/29554-8.txt @@ -0,0 +1,1230 @@ +Project Gutenberg's An Ethnologist's View of History, by Daniel G. Brinton + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: An Ethnologist's View of History + An Address Before the Annual Meeting of the New Jersey + Historical Society, at Trenton, New Jersey, January 28, 1896 + +Author: Daniel G. Brinton + +Release Date: July 31, 2009 [EBook #29554] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK AN ETHNOLOGIST'S VIEW OF HISTORY *** + + + + +Produced by Julia Miller and the Online Distributed +Proofreading Team at https://www.pgdp.net (This file was +produced from images generously made available by The +Internet Archive/American Libraries.) + + + + + +Transcriber's Note + +A number of typographical errors have been maintained in this version of +this book. They have been marked with a [TN-#], which refers to a +description in the complete list found at the end of the text. + + + + + AN + + ETHNOLOGIST'S VIEW OF HISTORY. + + + AN ADDRESS + BEFORE THE + ANNUAL MEETING OF THE NEW JERSEY HISTORICAL SOCIETY, + AT + TRENTON, NEW JERSEY, JANUARY 28, 1896. + + BY + + DANIEL G. BRINTON, A. M., M. D., LL. D., D. Sc. + + PROFESSOR OF AMERICAN ARCHÆOLOGY IN THE UNIVERSITY OF + PENNSYLVANIA AND OF GENERAL ETHNOLOGY AT THE + ACADEMY OF NATURAL SCIENCES OF PHILADELPHIA. + + PHILADELPHIA, PA. + 1896. + + + + +An Ethnologist's View of History. + + +MR. PRESIDENT: + + * * * * * + +The intelligent thought of the world is ever advancing to a fuller +appreciation of the worth of the past to the present and the future. +Never before have associations, societies and journals devoted to +historical studies been so numerous. All times and tribes are searched +for memorials; the remote corners of modern, medieval and ancient +periods are brought under scrutiny; and going beyond these again, the +semi-historic eras of tradition and the nebulous gleams from +pre-historic milleniums[TN-1] are diligently scanned, that their +uncertain story may be prefaced to that registered in "the syllables of +recorded time." + +In this manner a vast mass of material is accumulating with which the +historian has to deal. What now is the real nature of the task he sets +before himself? What is the mission with which he is entrusted? + +To understand this task, to appreciate that mission, he must ask himself +the broad questions: What is the aim of history? What are the purposes +for which it should be studied and written? + +He will find no lack of answers to these inquiries, all offered with +equal confidence, but singularly discrepant among themselves. His +embarrassment will be that of selection between widely divergent views, +each ably supported by distinguished advocates. + +As I am going to add still another, not exactly like any already on the +list, it may well be asked of me to show why one or other of those +already current is not as good or better than my own. This requires me +to pass in brief review the theories of historic methods, or, as it is +properly termed, of the Philosophy of History, which are most popular +to-day. + +They may be classified under three leading opinions, as follows: + +1. History should be an accurate record of events, and nothing more; an +exact and disinterested statement of what has taken place, concealing +nothing and coloring nothing, reciting incidents in their natural +connections, without bias, prejudice, or didactic application of any +kind. + +This is certainly a high ideal and an excellent model. For many, yes, +for the majority of historical works, none better can be suggested. I +place it first and name it as worthiest of all current theories of +historical composition. But, I would submit to you, is a literary +production answering to this precept, really _History_? Is it anything +more than a well-prepared annal or chronicle? Is it, in fact anything +else than a compilation containing the materials of which real history +should be composed? + +I consider that the mission of the historian, taken in its completest +sense, is something much more, much higher, than the collection and +narration of events, no matter how well this is done. The historian +should be like the man of science, and group his facts under inductive +systems so as to reach the general laws which connect and explain them. +He should, still further, be like the artist, and endeavor so to exhibit +these connections under literary forms that they present to the reader +the impression of a symmetrical and organic unity, in which each part or +event bears definite relations to all others. Collection and collation +are not enough. The historian must "work up his field notes," as the +geologists say, so as to extract from his data all the useful results +which they are capable of yielding. + +I am quite certain that in these objections I can count on the suffrages +of most. For the majority of authors write history in a style widely +different from that which I have been describing. They are distinctly +teachers, though not at all in accord as to what they teach. They are +generally advocates, and with more or less openness maintain what I call +the second theory of the aim of history, to wit: + +2. History should be a collection of evidence in favor of certain +opinions. + +In this category are to be included all religious and political +histories. Their pages are intended to show the dealings of God with +man; or the evidences of Christianity, or of one of its sects, +Catholicism or Protestantism; or the sure growth of republican or of +monarchial institutions; or the proof of a divine government of the +world; or the counter-proof that there is no such government; and the +like. + +You will find that most general histories may be placed in this class. +Probably a man cannot himself have very strong convictions about +politics or religion, and not let them be seen in his narrative of +events where such questions are prominently present. A few familiar +instances will illustrate this. No one can take either Lingard's or +Macauley's History of England as anything more than a plea for either +writer's personal views. Gibbon's anti-Christian feeling is as +perceptibly disabling to him in many passages as in the church +historians is their search for "acts of Providence," and the hand of God +in human affairs. + +All such histories suffer from fatal flaws. They are deductive instead +of inductive; they are a _defensio sententiarum_ instead of an +_investigatio veri_; they assume the final truth as known, and go not +forth to seek it. They are therefore "teleologic," that is, they study +the record of man as the demonstration of a problem the solution of +which is already known. In this they are essentially "divinatory," +claiming foreknowledge of the future; and, as every ethnologist knows, +divination belongs to a stadium of incomplete intellectual culture, one +considerably short of the highest. As has been well said by Wilhelm von +Humboldt, any teleologic theory "disturbs and falsifies the facts of +history;"[6-1] and it has been acutely pointed out by the philosopher +Hegel, that it contradicts the notion of progress and is no advance over +the ancient tenet of a recurrent cycle.[6-2] + +I need not dilate upon these errors. They must be patent to you. No +matter how noble the conviction, how pure the purpose, there is +something nobler and purer than it, and that is, unswerving devotion to +rendering in history the truth, the whole truth and nothing but the +truth. + +I now turn to another opinion, that which teaches that-- + +3. History should be a portraiture, more or less extended, of the +evolution of the human species. + +This is claimed to be the "scientific" view of history. It was tersely +expressed by Alexander von Humboldt in the phrase: "The history of the +world is the mere expression of a predetermined, that is, fixed, +evolution."[6-3] + +It is that advocated by Auguste Comte, Draper and Spencer, and a few +years ago Prof. Gerland, of Strasburg, formulated its basic maxim in +these words: "Man has developed from the brute through the action of +purely mechanical, therefore fixed, laws."[7-1] + +The scientist of to-day who hesitates to subscribe to these maxims is +liable to be regarded as of doubtful learning or of debilitated +intellect. I acknowledge that I am one such, and believe that I can show +sound reasons for denying the assumption on which this view is based. + +It appears to me just as teleologic and divinatory as those I have +previously named. It assumes Evolution as a law of the universe, whereas +in natural science it is only a limited generalization, inapplicable to +most series of natural events, and therefore of uncertain continuance in +any series. The optimism which it inculcates is insecure and belongs to +deductive, not inductive, reasoning. The mechanical theory on which it +is based lacks proof, and is, I maintain, insufficient to explain +motive, and, therefore, historic occurrences. The assumption that +history is the record of a necessary and uninterrupted evolution, +progressing under ironclad mechanical laws, is a preconceived theory as +detrimental to clear vision as are the preoccupations of the theologian +or the political partisan. + +Any definition of evolution which carries with it the justification of +optimism is as erroneous in history, as it would be in biology to assert +that all variations are beneficial. There is no more certainty that the +human species will improve under the operation of physical laws than +that any individual will; there is far more evidence that it will not, +as every species of the older geologic ages has succumbed to those laws, +usually without leaving a representative. + +I am aware that I am here in opposition to the popular as well as the +scientific view. No commonplace is better received than that, "Eternal +progress is the law of nature;" though by what process eternal laws are +discovered is imperfectly explained. + +Applied to history, a favorite dream of some of the most recent teachers +is that the life of the species runs the same course as that of one of +its members. Lord Acton, of Oxford, in a late lecture states that: "The +development of society is like that of individual;"[8-1] and Prof. +Fellows, of the University of Chicago, advances the same opinion in the +words, "Humanity as a whole developes[TN-2] like a child."[8-2] + +The error of this view was clearly pointed out some years ago by Dr. +Tobler.[8-3] There has been no growth of humanity at large at all +comparable to that of the individual. There are tribes to-day in the +full stone age, and others in all stages of culture above it. The +horizons of progress have been as local as those of geography. No +solidarity of advancement exists in the species as a whole. Epochs and +stadia of culture vary with race and climate. The much talked of "law of +continuity" does not hold good either in national or intellectual +growth. + +Such are the criticisms which may be urged against the historical +methods now in vogue. What, you will ask, is offered in their stead? +That which I offer is the view of the ethnologist. It is not so +ambitious as some I have named. It does not deal in eternal laws, nor +divine the distant future. The ethnologist does not profess to have been +admitted into the counsels of the Almighty, nor to have caught in his +grasp the secret purposes of the Universe. He seeks the sufficient +reason for known facts, and is content with applying the knowledge he +gains to present action. + +Before stating the view of the ethnologist, I must briefly describe what +the science of Ethnology is. You will see at once how closely it is +allied to history, and that the explanation of the one almost carries +with it the prescription for the other. + +It begins with the acknowledged maxim that man is by nature a gregarious +animal, a _zoon politikon_, as Aristotle called him, living in society, +and owing to society all those traits which it is the business of +history, as distinguished from biology, to study. + +From this standpoint, all that the man is he owes to others; and what +the others are, they owe, in part, to him. Together, they make up the +social unit, at first the family or clan, itself becoming part of a +larger unit, a tribe, nation or people. The typical folk, or _ethnos_, +is a social unit, the members of which are bound together by certain +traits common to all or most, which impart to them a prevailing +character, an organic unity, specific peculiarities and general +tendencies. + +You may inquire what these traits are to which I refer as making up +ethnic character. The answer cannot be so precise as you would like. We +are dealing with a natural phenomenon, and Nature, as Goethe once +remarked, never makes groups, but only individuals. The group is a +subjective category of our own minds. It is, nevertheless, +psychologically real, and capable of definition. + +The _Ethnos_ must be defined, like a species of natural history, by a +rehearsal of a series of its characteristics, not by one alone. The +members of this series are numerous, and by no means of equal +importance; I shall mention the most prominent of them, and in the order +in which I believe they should be ranked for influence on national +character. + +First, I should rank Language. Not only is it the medium of intelligible +intercourse, of thought-tranference,[TN-3] but thought itself is +powerfully aided or impeded by the modes of its expression in sound. As +"spoken language," in poetry and oratory, its might is recognized on all +hands; while in "written language," as literature, it works silently but +with incalculable effect on the character of a people.[10-1] + +Next to this I should place Government, understanding this word in its +widest sense, as embracing the terms on which man agrees to live with +his fellow man and with woman, family, therefore, as well as society +ties. This includes the legal standards of duty, the rules of +relationship and descent, the rights of property and the customs of +commerce, the institutions of castes, classes and rulers, and those +international relations on which depend war and peace. I need not +enlarge on the profound impress which these exert on the traits of the +people.[10-2] + +After these I should name Religion, though some brilliant scholars, such +as Schelling and Max Müller,[10-3] have claimed for it the first place +as a formative influence on ethnic character. No one will deny the +prominent rank it holds in the earlier stages of human culture. It is +scarcely too much to say that most of the waking hours of the males of +some tribes are taken up with religious ceremonies. Religion is, +however, essentially "divinatory," that is, its chief end and aim is +toward the future, not the present, and therefore the impress it leaves +on national character is far less permanent, much more ephemeral, than +either government or language. This is constantly seen in daily life. +Persons change their religion with facility, but adhere resolutely to +the laws which protect their property. The mighty empire of Rome secured +ethnic unity to a degree never since equalled in parallel circumstances, +and its plan was to tolerate all religions--as, indeed, do all +enlightened states to-day--but to insist on the adoption of the Roman +law, and, in official intercourse, the Latin language. I have not +forgotten the converse example of the Jews, which some attribute to +their religion; but the Romany, who have no religion worth mentioning, +have been just as tenacious of their traits under similar adverse +circumstances. + +The Arts, those of Utility, such as pottery, building, agriculture and +the domestication of animals, and those of Pleasure, such as music, +painting and sculpture, must come in for a full share of the +ethnologist's attention. They represent, however, stadia of culture +rather than national character. They influence the latter materially and +are influenced by it, and different peoples have toward them widely +different endowments; but their action is generally indirect and +unequally distributed throughout the social unit. + +These four fields, Language, Government, Religion and the Arts, are +those which the ethnologist explores when he would render himself +acquainted with a nation's character; and now a few words about the +methods of study he adopts, and the aims, near or remote, which he keeps +in view. + +He first gathers his facts, from the best sources at his command, with +the closest sifting he can give them, so as to exclude errors of +observation or intentional bias. From the facts he aims to discover on +the above lines what are or were the regular characteristics of the +people or peoples he is studying. The ethnic differences so revealed are +to him what organic variations are to the biologist and morphologist; +they indicate evolution or retrogression, and show an advance toward +higher forms and wider powers, or toward increasing feebleness and +decay. + +To understand them they must be studied in connection and causation. +Hence, the method of the ethnologist becomes that which in the natural +sciences is called the "developmental" method. It may be defined as the +historic method where history is lacking. The biologist explains the +present structure of an organ by tracing it back to simpler forms in +lower animals until he reaches the germ from which it began. The +ethnologist pursues the same course. He selects, let us say, a peculiar +institution, such as caste, and when he loses the traces of its origin +through failure of written records, he seeks for them in the survivals +of unwritten folk-lore, or in similar forms in primitive conditions of +culture. + +Here is where Archæology renders him most efficient aid. By means of it +he has been able to follow the trail of most of the arts and +institutions of life back to a period when they were so simple and +uncomplicated that they are quite transparent and intelligible. Later +changes are to be analyzed and explained by the same procedure.[12-1] + +This is the whole of the ethnologic method. It is open and easy when the +facts are in our possession. There are no secret springs, no occult +forces, in the historic development of culture. Whatever seems hidden or +mysterious, is so only because our knowledge of the facts is imperfect. +No magic and no miracle has aided man in his long conflict with the +material forces around him. No ghost has come from the grave, no God +from on high, to help him in the bitter struggle. What he has won is his +own by the right of conquest, and he can apply to himself the words of +the poet: + + "Hast du nicht alles selbst vollendet, + Heilig glühend Herz?" (_Goethe_). + +Freed from fear we can now breathe easily, for we know that no _Deus ex +machina_ meddles with those serene and mighty forces whose adamantine +grasp encloses all the phenomena of nature and of life. + +The ethnologist, however, has not completed his task when he has defined +an _ethnos_, and explained its traits by following them to their +sources. He has merely prepared himself for a more delicate and +difficult part of his undertaking. + +It has been well said by one of the ablest ethnologists of this +generation, the late Dr. Post, of Bremen, that "The facts of ethnology +must ever be regarded as the expressions of the general consciousness of +Humanity."[13-1] The time has passed when real thinkers can be satisfied +with the doctrines of the positive philosophers, who insisted that +events and institutions must be explained solely from the phenomenal or +objective world, that is, by other events. + +Sounder views prevail, both in ethnology and its history. "The history +of man," says a German writer, "is neither a divine revelation, nor a +process of nature; it is first and above all, the work of man;"[13-2] an +opinion reiterated by Prof. Flint in his work on the philosophy of +history in these words: "History is essentially the record of the work +and manifestation of _human nature_."[14-1] In both sciences it is the +essentially human which alone occupies us; it is the _life of man_. + +Now men do not live in material things, but in mental states; and solely +as they affect these are the material things valuable or valueless. +Religions, arts, laws, historic events, all have but one standard of +appraisement, to wit, the degree to which they produce permanently +beneficial mental states in the individuals influenced by them. All must +agree to this, though they may differ widely as to what such a mental +state may be; whether one of pleasurable activity, or that of the +Buddhist hermit who sinks into a trance by staring at his navel, or that +of the Trappist monk whose occupations are the meditation of death and +digging his own grave. + +The ethnologist must make up his own mind about this, and with utmost +care, for if his standard of merit and demerit is erroneous, his +results, however much he labors on them, will have no permanent value. +There are means, if he chooses to use them, which will aid him here. + +He must endeavor to picture vividly to himself the mental condition +which gave rise to special arts and institutions, or which these evolved +in the people. He must ascertain whether they increased or diminished +the joy of living, or stimulated the thirst for knowledge and the love +of the true and the beautiful. He must cultivate the liveliness of +imagination which will enable him to transport himself into the epoch +and surroundings he is studying, and feel on himself, as it were, their +peculiar influences. More than all, chief of all, he must have a broad, +many-sided, tender sympathy with all things human, enabling him to +appreciate the emotions and arguments of all parties and all peoples. + +Such complete comprehension and spiritual accord will not weaken, but +will strengthen his clear perception of those standards by which all +actions and institutions must ultimately be weighed and measured. There +are such standards, and the really learned ethnologist will be the last +to deny or overlook them. + +The saying of Goethe that "The most unnatural action is yet natural," is +a noble suggestion of tolerance; but human judgment can scarcely go to +the length of Madame de Stael's opinion, when she claims that "To +understand all actions is to pardon all." We must brush away the +sophisms which insist that all standards are merely relative, and that +time and place alone decide on right and wrong. Were that so, not only +all morality, but all science and all knowledge were fluctuating as +sand. But it is not so. The principles of Reason, Truth, Justice and +Love have been, are, and ever will be the same. Time and place, race and +culture, make no difference. Whenever a country is engaged in the +diffusion of these immortal verities, whenever institutions are +calculated to foster and extend them, that country, those institutions, +take noble precedence over all others whose efforts are directed to +lower aims.[15-1] + +Something else remains. When the ethnologist has acquired a competent +knowledge of his facts, and deduced from them a clear conception of the +mental states of the peoples he is studying, he has not finished his +labors. Institutions and arts in some degree reflect the mental +conditions of a people, in some degree bring them about; but the +underlying source of both is something still more immaterial and +intangible, yet more potent, to wit, Ideas and Ideals. These are the +primary impulses of conscious human endeavor, and it is vain to attempt +to understand ethnology or to write history without assigning their +consideration the first place in the narration. + +I am anxious to avoid here any metaphysical obscurity. My assertion is, +that the chief impulses of nations and peoples are abstract ideas and +ideals, unreal and unrealizable; and that it is in pursuit of these that +the great as well as the small movements on the arena of national life +and on the stage of history have taken place. + +You are doubtless aware that this is no new discovery of mine. Early in +this century Wilhelm von Humboldt wrote: "The last and highest duty of +the historian is to portray the effort of the Idea to attain realization +in fact;" and the most recent lecture on the philosophy of history which +I have read, that by Lord Acton, contains this maxim: "Ideas which in +religion and politics are truths, in history are living forces." + +I do claim that it is timely for me to repeat these doctrines and to +urge them with vehemence, for they are generally repudiated by the +prevailing schools of ethnology and history in favor of the opinion that +objective, mechanical influences alone suffice to explain all the +phenomena of human life. This I pronounce an inadequate and an +unscientific opinion. + +There is in living matter everywhere something which escapes the most +exhaustive investigation, some subtle center of impulse, which lies +beyond the domain of correlated energy, and which acts directively, +without increasing or diminishing the total of that energy. Also in the +transformations of organic forms, there are preparations and propulsions +which no known doctrine of the mechanical, natural causes can interpret. +We must accept the presence of the same powers, and in a greater +degree, in the life and the history of man.[17-1] + +It may be objected that abstract ideas are far beyond the grasp of the +uncultivated intellect. The reply is, consciously to regard them as +abstract, may be; but they exist and act for all that. All sane people +think and talk according to certain abstract laws of grammar and logic; +and they act in similar unconsciousness of the abstractions which impel +them. Moreover, the Idea is usually clothed in a concrete Ideal, a +personification, which brings it home to the simplest mind. This was +long ago pointed out by the observant Machiavelli in his statement that +every reform of a government or religion is in the popular mind +personified as the effort of one individual. + +In every nation or _ethnos_ there is a prevailing opinion as to what the +highest typical human being should be. This "Ideal of Humanity," as it +has been called, is more or less constantly and consciously pursued, and +becomes a spur to national action and to a considerable degree an +arbiter of national destiny. If the ideal is low and bestial, the course +of that nation is downward, self-destroying; if it is lofty and pure, +the energies of the people are directed toward the maintenance of those +principles which are elevating and preservative. These are not +mechanical forces, in any rational sense of the term; but they are +forces the potent directive and formative influence of which cannot be +denied and must not be underestimated. + +Just in proportion as such ideas are numerous, clear and true in the +national mind, do their power augment and their domain extend; just so +much more quickly and firmly do they express themselves, in acts, forms +and institutions, and thus enable the nation to enrich, beautify and +strengthen its own existence. We have but to glance along the nations +of the world and to reflect on the outlines of their histories, to +perceive the correctness of the conclusion which Prof. Lazarus, perhaps +the most eminent analyst of ethnic character of this generation, reaches +in one of his essays: "A people which is not rich in ideas, is never +rich; one that is not strong in its thinking powers, is never +strong."[18-1] + +I claim, therefore, that the facts of ethnology and the study of racial +psychology justify me in formulating this maxim for the guidance of the +historian: _The conscious and deliberate pursuit of ideal aims is the +highest causality in human history._ + +The historian who would fulfil his mission in its amplest sense must +trace his facts back to the ideas which gave them birth; he must +recognize and define these as the properties of specific peoples; and he +must estimate their worth by their tendency to national preservation or +national destruction. + +This is the maxim, the axiom, if you please, which both the ethnologist +and the historian must bear ever present in mind if they would +comprehend the meaning of institutions or the significance of events. +They must be referred to, and explained by, the ideas which gave them +birth. As an American historian has tersely put it, "The facts relating +to successive phases of _human thought_ constitute History."[18-2] + +I am aware that a strong school of modern philosophers will present the +objection that thought itself is but a necessary result of chemical and +mechanical laws, and therefore that it cannot be an independent cause. +Dr. Post has pointedly expressed this position in the words: "We do not +think; thinking goes on within us,"[19-1] just as other functions, such +as circulation and secretion, go on. + +It is not possible for me at this time to enter into this branch of the +discussion. But I may ask your attention to the fact that one of the +highest authorities on the laws of natural science, the late George J. +Romanes, reached by the severest induction an exactly opposite opinion, +which he announced in these words: "The human mind is itself a causal +agent. Its motives are in large part matters of its own creation. * * * +Intelligent volition is a true cause of adjustive movement."[19-2] + +For myself, after what I have endeavored to make an unbiased study of +both opinions, I subscribe unhesitatingly to the latter, and look upon +Mind not only as a potent but as an independent cause of motion in the +natural world, of action in the individual life, and, therefore, of +events in the history of the species. + +Confining ourselves to ethnology and history, the causative idea, as I +have said, makes itself felt through ethnic ideals. These are +influential in proportion as they are vividly realized by the national +genius; and elevating in proportion as they partake of those final +truths already referred to, which are all merely forms of expression of +right reasoning. These ideals are the _idola fori_, which have sometimes +deluded, sometimes glorified, those who believed in them. + +I shall mention a few of them to make my meaning more apparent. + +That with which we are most familiar in history is the warrior ideal, +the personification of military glory and martial success. It is present +among the rudest tribes, and that it is active to-day, events in recent +European history prove only too clearly; and among ourselves, little +would be needed to awaken it to vivid life. + +We are less acquainted with religious ideals, as they have weakened +under the conditions of higher culture. They belong in European history +more to the medieval than to the modern period. Among Mohammedans and +Brahmins we can still see them in their full vigor. In these lower +faiths we can still find that intense fanaticism which can best be +described by the expression of Novalis, "intoxicated with God," drunk +with the divine;[20-1] and this it is which preserves to these nations +what power they still retain. + +Would that I could claim for our own people a grander conception of the +purpose of life than either of these. But alas! their ideal is too +evident to be mistaken. I call it the "divitial" ideal, that of the rich +man, that which makes the acquisition of material wealth the one +standard of success in life, the only justifiable aim of effort. To most +American citizens the assertion that there is any more important, more +sensible purpose than this, is simply incomprehensible or incredible. + +In place of any of these, the man who loves his kind would substitute +others; and as these touch closely on the business of the ethnologist +and the historian when either would apply the knowledge he has gained to +the present condition of society, I will briefly refer to some advanced +by various writers. + +The first and most favorite is that of _moral perfection_. It has been +formulated in the expression: "In the progress of ethical conceptions +lies the progress of history itself." (Schäfer.) To such writers the +ideal of duty performed transcends all others, and is complete in +itself. The chief end of man, they say, is to lead the moral life, +diligently to cultivate the ethical perception, the notion of "the +ought," and to seek in this the finality of his existence.[21-1] + +Keener thinkers have, however, recognized that virtue, morality, the +ethical evolution, cannot be an end in itself, but must be a means to +some other end. Effort directed toward other, altruism in any form, must +have its final measurement of value in terms of self; otherwise the +immutable principles of justice are attacked. I cannot enlarge upon this +point, and will content myself with a reference to Prof. Steinthal's +admirable essay on "The Idea of ethical Perfection," published some +years ago.[21-2] He shows that in its last analysis the Good has its +value solely in the freedom which it confers. Were all men truly +ethical, all would be perfectly free. Therefore Freedom, in its highest +sense, according to him and several other accomplished reasoners, is the +aim of morality, and is that which gives it worth. + +This argument seems to me a step ahead, but yet to remain incomplete. +For after all, what is freedom? It means only opportunity, not action; +and opportunity alone is a negative quantity, a zero. Opportunity for +what, I ask? + +For an answer, I turn with satisfaction to an older writer on the +philosophy of history, one whose genial sympathy with the human heart +glows on every page of his volumes, to Johann Gottfried von +Herder.[21-3] The one final aim, he tells us, of all institutions, laws, +governments and religions, of all efforts and events, is that each +person, undisturbed by others, may employ his own powers to their +fullest extent, and thus gain for himself a completer existence, a more +beautiful enjoyment of his faculties. + +Thus, to the enriching of the individual life, its worth, its happiness +and its fullness, does all endeavor of humanity tend; in it, lies the +end of all exertion, the reward of all toil; to define it, should be the +object of ethnology; and to teach it, the purpose of history. + +Let me recapitulate. + +The ethnologist regards each social group as an entity or individual, +and endeavors to place clearly before his mind its similarities and +differences with other groups. Taking objective facts as his guides, +such as laws, arts, institutions and language, he seeks from these to +understand the mental life, the psychical welfare of the people, and +beyond this to reach the ideals which they cherished and the ideas which +were the impulses of their activities. Events and incidents, such as are +recorded in national annals, have for him their main, if not only value, +as indications of the inner or soul life of the people. + +By the comparison of several social groups he reaches wider +generalizations; and finally to those which characterize the common +consciousness of Humanity, the psychical universals of the species. By +such comparison he also ascertains under what conditions and in what +directions men have progressed most rapidly toward the cultivation and +the enjoyment of the noblest elements of their nature; and this strictly +inductive knowledge is that alone which he would apply to furthering the +present needs and aspirations of social life. + +This is the method which he would suggest for history in the broad +meaning of the term. It should be neither a mere record of events, nor +the demonstration of a thesis, but a study, through occurrences and +institutions, of the mental states of peoples at different epochs, +explanatory of their success or failure, and practically applicable to +the present needs of human society. + +Such explanation should be strictly limited in two directions. First, by +the principle that man can be explained only by man, and can be so +explained completely. That is, no super-human agencies need be invoked +to interpret any of the incidents of history: and, on the other hand, no +merely material or mechanical conditions, such as climate, food and +environment, are sufficient for a full interpretation. Beyond these lie +the inexhaustible sources of impulse in the essence of Mind itself. + +Secondly, the past can teach us nothing of the future beyond a vague +surmise. All theories which proceed on an assumption of knowledge +concerning finalities, whether in science or dogma, are cobwebs of the +brain, not the fruit of knowledge, and obscure the faculty of +intellectual perception. It is wasteful of one's time to frame them, and +fatal to one's work to adopt them. + +These are also two personal traits which, it seems to me, are requisite +to the comprehension of ethnic psychology, and therefore are desirable +to both the ethnologist and the historian. The one of these is the +poetic instinct. + +I fear this does not sound well from the scientific rostrum, for the +prevailing notion among scientists is that the poet is a fabulist, and +is therefore as far off as possible from the platform they occupy. No +one, however, can really understand a people who remains outside the +pale of the world of imagination in which it finds its deepest joys; and +nowhere is this depicted so clearly as in its songs and by its bards. +The ethnologist who has no taste for poetry may gather much that is +good, but will miss the best; the historian who neglects the poetic +literature of a nation turns away his eyes from the vista which would +give him the farthest insight into national character. + +The other trait is more difficult to define. To apprehend what is +noblest in a nation one must oneself be noble. Knowledge of facts and an +unbiased judgment need to be accompanied by a certain development of +personal character which enables one to be in sympathy with the finest +tissue of human nature, from the fibre of which are formed heroes and +martyrs, patriots and saints, enthusiasts and devotees. To appreciate +these something of the same stuff must be in the mental constitution of +the observer. + +Such is the ethnologist's view of history. He does not pretend to be +either a priest or a prophet. He claims neither to possess the final +truth nor to foresee it. He is, therefore equally unwelcome to the +dogmatist, the optimistic naturalist and the speculative philosopher. He +refuses any explanations which either contradict or transcend human +reason; but he insists that human reason is one of the causal facts +which he has to consider; and this brings him into conflict with both +the mystic and the materialist. + +Though he exalts the power of ideas, he is no idealist, but practical to +the last degree; for he denies the worth of any art, science, event or +institution which does not directly or indirectly contribute to the +elevation of the individual man or woman, the common average person, the +human being. + +To this one end, understanding it as we best can, he claims all effort +should tend; and any other view than this of the philosophy of history, +any other standard of value applied to the records of the past, he looks +upon as delusive and deceptive, no matter under what heraldry of title +or seal of sanctity it is offered. + + +FOOTNOTES: + +[6-1] In his epochal essay "Die Aufgabe des Geschichtschreibers." +_Gesammelte Werke_, Bd. I., s. 13. It was republished with a +discriminating introduction by Professor Steinthal in _Die +Sprachphilosophischen Werke Wilhelm von Humboldt's_ (Berlin, 1883). + +[6-2] "Der Zweck-Begriff bewirkt nur sich selbst, und ist am Ende was er +im Anfange, in der Unsprünglichkeit, war." _Encyclopädie der +philosophischen Wissenschaften._ Theil,[TN-4] I., § 204. + +[6-3] "Die Weltgeschichte ist der blosse Ausdruck einer vorbestimmten +Entwicklung." (Quoted by Lord Acton.) + +[7-1] "Die Menschheit hat sich aus natürlicher, tierischer Grundlage auf +rein natürliche mechanische Weise entwickelt." _Anthropolgische +Beiträge_, s. 21. + +[8-1] _A Lecture on the Study of History_, p. 1 (London, 1895). + +[8-2] See his article "The Relation of Anthropology to the Study of +History," in _The American Journal of Sociology_, July, 1895. + +[8-3] Ludwig Tobler, in his article "Zur Philosophie der Geschichte," in +the _Zeitschrift für Völkerpsychologie_, Bd. XII., s. 195. + +[10-1] One of the most lucid of modern German philosophical writers +says, "Without language, there could be no unity of mental life, no +national life at all." Friedrich Paulsen, _Introduction to Philosophy_, +p. 193. (English translation, New York, 1895.) I need scarcely recall to +the student that this was the cardinal principle of the ethnological +writings of Wilhelm von Humboldt, and that his most celebrated essay is +entitled "Ueber die Verschiedenheit des menschlichen Sprachbaues und +ihren Einfluss auf die geistige Entwickelung des Menschengeschlechts." +The thought is well and tersely put by Prof. Frank Granger--"Language is +the instinctive expression of national spirit." (_The Worship of the +Romans_, p. 19, London, 1896.) + +[10-2] "Law, in its positive forms, may be viewed as an instrument used +to produce a certain kind of character." Frank Granger, ubi supra, p. +19. + +[10-3] _Lectures on the Science of Religion_, p. 55. + +[12-1] How different from the position of Voltaire, who, +expressing,[TN-5] the general sentiment of his times, wrote,--"The +history of barbarous nations has no more interest than that of bears and +wolves!" + +[13-1] _Grundriss der ethnologischen Jurisprudenz_, Bd. I., s. 5. +(Leipzig, 1894.) + +[13-2] "Das Geschichte ist weder eine Offenbarung Gottes, noch ein +Naturprocess, sondern eben Menschenwerk." Tobler in the _Zeitschrift für +Völkerpsychologie_, Bd. XII., s. 201. + +[14-1] _History of the Philosophy of History_, p. 579. + +[15-1] There is nothing in this inconsistent with the principle laid +down by Lecky: "The men of each age must be judged by the ideal of their +own age and country, and not by the ideal of ourselves."--_The Political +Value of History_, p. 50, New York, 1892. The distinction is that +between the relative standard, which we apply to motives and persons, +and the absolute standard, which we apply to actions. The effects of the +latter, for good or evil, are fixed, and independent of the motives +which prompt them. + +[17-1] "The historian," says Tolstoi, "is obliged to admit an +inexplicable force, which acts upon his elementary forces." _Power and +Liberty_, p. 28 (Eng. Trans., New York, 1888). + +[18-1] See his article "Ueber die Ideen in der Geschichte," in the +_Zeitschrift für Völkerpsychologie_.[TN-6] Bd. III., S. 486. + +[18-2] Brooks Adams, _The Law of Civilization and Decay_, Preface +(London, 1895). This author has reached an advanced position with +reference to thought and emotion as the impulses of humanity. + +[19-1] _Grundriss der ethnologischen Jurisprudenz_, Band I., s. 4. + +[19-2] _Mind and Motion_, pp. 29, 140, etc. (London, 1895.) Prof. +Paulsen goes much further, as, "The inner disposition spontaneously +determines the development of the individual," and "The organism is, as +it were, congealed voluntary action."--_Introduction to Philosophy_, +pp,[TN-7] 187, 190. + +[20-1] Before him, however, the expression "ebrius Deo" was applied to +the ancient rhapsodists. + +[21-1] As expressed by Prof. Droysen, in his work, _Principles of +History_, (p. 16, New York, 1893), recently translated by President +Andrews, of Brown University--"Historical things are the perpetual +actualization of the moral forces." Elsewhere he says--"History is +humanity becoming conscious concerning itself,"[TN-8] There is no +objection to such expressions; they are good as far as they go; but +they do not go to the end. + +[21-2] In the _Zeitschrift für Völkerpsychologie_, Band XI., Heft II. + +[21-3] _Ideen zur Geschichte der Menschheit_, B. XV., Cap. I. + + + + +Transcriber's Note + + +The following misspellings and typographical errors were maintained. + + Page Error + TN-1 3 milleniums should read millenniums + TN-2 8 developes should read develops + TN-3 10 thought-tranference, should read thought-transference + TN-4 fn. 6-2 Theil, should read Theil + TN-5 fn. 12-1 expressing, should read expressing + TN-6 fn. 18-1 _Völkerpsychologie_. should read _Völkerpsychologie_, + TN-7 fn. 19-2 pp, should read pp. + TN-8 fn. 21-1 itself," should read itself." + + + + + +End of the Project Gutenberg EBook of An Ethnologist's View of History, by +Daniel G. 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Brinton + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: An Ethnologist's View of History + An Address Before the Annual Meeting of the New Jersey + Historical Society, at Trenton, New Jersey, January 28, 1896 + +Author: Daniel G. Brinton + +Release Date: July 31, 2009 [EBook #29554] + +Language: English + +Character set encoding: UTF-8 + +*** START OF THIS PROJECT GUTENBERG EBOOK AN ETHNOLOGIST'S VIEW OF HISTORY *** + + + + +Produced by Julia Miller and the Online Distributed +Proofreading Team at https://www.pgdp.net (This file was +produced from images generously made available by The +Internet Archive/American Libraries.) + + + + + + +</pre> + + +<div class="tn"> +<p class="titlepage"><b>Transcriber’s Note</b></p> + +<p class="noindent">A number of typographical errors have been maintained in this version of +this book. They are <ins class="correction" title="correction">marked</ins> and the corrected text is shown in the popup. +A description of the errors is found in the <a href="#trans_note">list</a> at the end of the text.</p> +</div> + +<hr class="chapbreak" /> +<p><span class='pagenum'><a name="Page_1" id="Page_1">[1]</a></span></p> + + + + + +<h1 class="chapterhead" style="line-height: 1.5em;"><span style="font-size: smaller;">AN</span><br /> + +<span class="smcap">Ethnologist’s View of History.</span></h1> + +<hr class="decshort" /> + +<p class="titlepage"><span style="font-size: 120%;">AN ADDRESS</span><br /> +<span style="font-size: 60%;">BEFORE THE</span><br /> +<span class="smcap">Annual Meeting of the New Jersey Historical Society</span>,<br /> +<span style="font-size: 60%;">AT</span><br /> +<span class="smcap">Trenton, New Jersey, January 28, 1896</span>.</p> + +<hr class="decshort" /> + +<p class="titlepage"><span style="font-size: 60%;">BY</span><br /> + +DANIEL G. BRINTON, A. M., M. D., LL. D., D. Sc.</p> + +<p class="titlepage" style="font-size: 90%;"><span class="smcap">Professor of American Archæology in the University of<br /> +Pennsylvania and of General Ethnology at the<br /> +Academy of Natural Sciences of Philadelphia.</span></p> + +<hr class="decshort" /> + +<p class="titlepage">PHILADELPHIA, PA.<br /> +1896.</p> + +<p><span class='pagenum'><a name="Page_2" id="Page_2">[2]</a></span></p> + +<hr class="chapbreak" /> +<p><span class='pagenum'><a name="Page_3" id="Page_3">[3]</a></span></p> + + + +<h2 class="chapterhead">An Ethnologist’s View of History.</h2> + +<hr class="decshort" /> + +<p><span class="smcap">Mr. President</span>:</p> + +<p class="titlepage" style="letter-spacing: 1em;">* * * * * * *</p> + +<p>The intelligent thought of the world is ever advancing to a fuller +appreciation of the worth of the past to the present and the future. +Never before have associations, societies and journals devoted to +historical studies been so numerous. All times and tribes are searched +for memorials; the remote corners of modern, medieval and ancient +periods are brought under scrutiny; and going beyond these again, the +semi-historic eras of tradition and the nebulous gleams from +pre-historic <a name="corr01" id="corr01"></a><ins class="correction" title="millenniums">milleniums</ins> are diligently scanned, that their +uncertain story may be prefaced to that registered in “the syllables of +recorded time.â€</p> + +<p>In this manner a vast mass of material is accumulating with which the +historian has to deal. What now is the real nature of the task he sets +before himself? What is the mission with which he is entrusted?</p> + +<p>To understand this task, to appreciate that mission, he must ask himself +the broad questions: What is the aim of history? What are the purposes +for which it should be studied and written?</p> + +<p>He will find no lack of answers to these inquiries, all offered with +equal confidence, but singularly discrepant among themselves. His +<span class='pagenum'><a name="Page_4" id="Page_4">[4]</a></span>embarrassment will be that of selection between widely divergent views, +each ably supported by distinguished advocates.</p> + +<p>As I am going to add still another, not exactly like any already on the +list, it may well be asked of me to show why one or other of those +already current is not as good or better than my own. This requires me +to pass in brief review the theories of historic methods, or, as it is +properly termed, of the Philosophy of History, which are most popular +to-day.</p> + +<p>They may be classified under three leading opinions, as follows:</p> + +<p>1. History should be an accurate record of events, and nothing more; an +exact and disinterested statement of what has taken place, concealing +nothing and coloring nothing, reciting incidents in their natural +connections, without bias, prejudice, or didactic application of any +kind.</p> + +<p>This is certainly a high ideal and an excellent model. For many, yes, +for the majority of historical works, none better can be suggested. I +place it first and name it as worthiest of all current theories of +historical composition. But, I would submit to you, is a literary +production answering to this precept, really <i>History</i>? Is it anything +more than a well-prepared annal or chronicle? Is it, in fact anything +else than a compilation containing the materials of which real history +should be composed?</p> + +<p>I consider that the mission of the historian, taken in its completest +sense, is something much more, much higher, than the collection and +narration of events, no matter how well this is done. The historian +should be like the man of science, and group his facts under inductive +systems so as to reach the general laws which connect and explain them. +He should, still further, be like the artist, and endeavor so to exhibit +these connections under literary forms that they present to the reader +the impression of a symmetrical and organic unity, in which each part or +<span class='pagenum'><a name="Page_5" id="Page_5">[5]</a></span>event bears definite relations to all others. Collection and collation +are not enough. The historian must “work up his field notes,†as the +geologists say, so as to extract from his data all the useful results +which they are capable of yielding.</p> + +<p>I am quite certain that in these objections I can count on the suffrages +of most. For the majority of authors write history in a style widely +different from that which I have been describing. They are distinctly +teachers, though not at all in accord as to what they teach. They are +generally advocates, and with more or less openness maintain what I call +the second theory of the aim of history, to wit:</p> + +<p>2. History should be a collection of evidence in favor of certain +opinions.</p> + +<p>In this category are to be included all religious and political +histories. Their pages are intended to show the dealings of God with +man; or the evidences of Christianity, or of one of its sects, +Catholicism or Protestantism; or the sure growth of republican or of +monarchial institutions; or the proof of a divine government of the +world; or the counter-proof that there is no such government; and the +like.</p> + +<p>You will find that most general histories may be placed in this class. +Probably a man cannot himself have very strong convictions about +politics or religion, and not let them be seen in his narrative of +events where such questions are prominently present. A few familiar +instances will illustrate this. No one can take either Lingard’s or +Macauley’s History of England as anything more than a plea for either +writer’s personal views. Gibbon’s anti-Christian feeling is as +perceptibly disabling to him in many passages as in the church +historians is their search for “acts of Providence,†and the hand of God +in human affairs.</p> + +<p>All such histories suffer from fatal flaws. They are de<span class='pagenum'><a name="Page_6" id="Page_6">[6]</a></span>ductive instead +of inductive; they are a <i>defensio sententiarum</i> instead of an +<i>investigatio veri</i>; they assume the final truth as known, and go not +forth to seek it. They are therefore “teleologic,†that is, they study +the record of man as the demonstration of a problem the solution of +which is already known. In this they are essentially “divinatory,†+claiming foreknowledge of the future; and, as every ethnologist knows, +divination belongs to a stadium of incomplete intellectual culture, one +considerably short of the highest. As has been well said by Wilhelm von +Humboldt, any teleologic theory “disturbs and falsifies the facts of +history;â€<a name="FNanchor_6-1_1" id="FNanchor_6-1_1"></a><a href="#Footnote_6-1_1" class="fnanchor">6-1</a> and it has been acutely pointed out by the philosopher +Hegel, that it contradicts the notion of progress and is no advance over +the ancient tenet of a recurrent cycle.<a name="FNanchor_6-2_2" id="FNanchor_6-2_2"></a><a href="#Footnote_6-2_2" class="fnanchor">6-2</a></p> + +<p>I need not dilate upon these errors. They must be patent to you. No +matter how noble the conviction, how pure the purpose, there is +something nobler and purer than it, and that is, unswerving devotion to +rendering in history the truth, the whole truth and nothing but the +truth.</p> + +<p>I now turn to another opinion, that which teaches that—</p> + +<p>3. History should be a portraiture, more or less extended, of the +evolution of the human species.</p> + +<p>This is claimed to be the “scientific†view of history. It was tersely +expressed by Alexander von Humboldt in the phrase: “The history of the +world is the mere expression of a predetermined, that is, fixed, +evolution.â€<a name="FNanchor_6-3_3" id="FNanchor_6-3_3"></a><a href="#Footnote_6-3_3" class="fnanchor">6-3</a></p> + +<p>It is that advocated by Auguste Comte, Draper and<span class='pagenum'><a name="Page_7" id="Page_7">[7]</a></span> Spencer, and a few +years ago Prof. Gerland, of Strasburg, formulated its basic maxim in +these words: “Man has developed from the brute through the action of +purely mechanical, therefore fixed, laws.â€<a name="FNanchor_7-1_4" id="FNanchor_7-1_4"></a><a href="#Footnote_7-1_4" class="fnanchor">7-1</a></p> + +<p>The scientist of to-day who hesitates to subscribe to these maxims is +liable to be regarded as of doubtful learning or of debilitated +intellect. I acknowledge that I am one such, and believe that I can show +sound reasons for denying the assumption on which this view is based.</p> + +<p>It appears to me just as teleologic and divinatory as those I have +previously named. It assumes Evolution as a law of the universe, whereas +in natural science it is only a limited generalization, inapplicable to +most series of natural events, and therefore of uncertain continuance in +any series. The optimism which it inculcates is insecure and belongs to +deductive, not inductive, reasoning. The mechanical theory on which it +is based lacks proof, and is, I maintain, insufficient to explain +motive, and, therefore, historic occurrences. The assumption that +history is the record of a necessary and uninterrupted evolution, +progressing under ironclad mechanical laws, is a preconceived theory as +detrimental to clear vision as are the preoccupations of the theologian +or the political partisan.</p> + +<p>Any definition of evolution which carries with it the justification of +optimism is as erroneous in history, as it would be in biology to assert +that all variations are beneficial. There is no more certainty that the +human species will improve under the operation of physical laws than +that any individual will; there is far more evidence that it will not, +as every species of the older geologic ages has succumbed to those laws, +usually without leaving a representative.</p> + +<p>I am aware that I am here in opposition to the popular<span class='pagenum'><a name="Page_8" id="Page_8">[8]</a></span> as well as the +scientific view. No commonplace is better received than that, “Eternal +progress is the law of nature;†though by what process eternal laws are +discovered is imperfectly explained.</p> + +<p>Applied to history, a favorite dream of some of the most recent teachers +is that the life of the species runs the same course as that of one of +its members. Lord Acton, of Oxford, in a late lecture states that: “The +development of society is like that of individual;â€<a name="FNanchor_8-1_5" id="FNanchor_8-1_5"></a><a href="#Footnote_8-1_5" class="fnanchor">8-1</a> and Prof. +Fellows, of the University of Chicago, advances the same opinion in the +words, “Humanity as a whole <a name="corr02" id="corr02"></a><ins class="correction" title="develops">developes</ins> like a child.â€<a name="FNanchor_8-2_6" id="FNanchor_8-2_6"></a><a href="#Footnote_8-2_6" class="fnanchor">8-2</a></p> + +<p>The error of this view was clearly pointed out some years ago by Dr. +Tobler.<a name="FNanchor_8-3_7" id="FNanchor_8-3_7"></a><a href="#Footnote_8-3_7" class="fnanchor">8-3</a> There has been no growth of humanity at large at all +comparable to that of the individual. There are tribes to-day in the +full stone age, and others in all stages of culture above it. The +horizons of progress have been as local as those of geography. No +solidarity of advancement exists in the species as a whole. Epochs and +stadia of culture vary with race and climate. The much talked of “law of +continuity†does not hold good either in national or intellectual +growth.</p> + +<p>Such are the criticisms which may be urged against the historical +methods now in vogue. What, you will ask, is offered in their stead? +That which I offer is the view of the ethnologist. It is not so +ambitious as some I have named. It does not deal in eternal laws, nor +divine the distant future. The ethnologist does not profess to have been +admitted into the counsels of the Almighty, nor to have caught in his +grasp the secret purposes of the Universe. He seeks the sufficient +reason for known facts, and<span class='pagenum'><a name="Page_9" id="Page_9">[9]</a></span> is content with applying the knowledge he +gains to present action.</p> + +<p>Before stating the view of the ethnologist, I must briefly describe what +the science of Ethnology is. You will see at once how closely it is +allied to history, and that the explanation of the one almost carries +with it the prescription for the other.</p> + +<p>It begins with the acknowledged maxim that man is by nature a gregarious +animal, a <i>zoon politikon</i>, as Aristotle called him, living in society, +and owing to society all those traits which it is the business of +history, as distinguished from biology, to study.</p> + +<p>From this standpoint, all that the man is he owes to others; and what +the others are, they owe, in part, to him. Together, they make up the +social unit, at first the family or clan, itself becoming part of a +larger unit, a tribe, nation or people. The typical folk, or <i>ethnos</i>, +is a social unit, the members of which are bound together by certain +traits common to all or most, which impart to them a prevailing +character, an organic unity, specific peculiarities and general +tendencies.</p> + +<p>You may inquire what these traits are to which I refer as making up +ethnic character. The answer cannot be so precise as you would like. We +are dealing with a natural phenomenon, and Nature, as Goethe once +remarked, never makes groups, but only individuals. The group is a +subjective category of our own minds. It is, nevertheless, +psychologically real, and capable of definition.</p> + +<p>The <i>Ethnos</i> must be defined, like a species of natural history, by a +rehearsal of a series of its characteristics, not by one alone. The +members of this series are numerous, and by no means of equal +importance; I shall mention the most prominent of them, and in the order +in which I believe they should be ranked for influence on national +character.</p> + +<p><span class='pagenum'><a name="Page_10" id="Page_10">[10]</a></span>First, I should rank Language. Not only is it the medium of intelligible +intercourse, of thought-<a name="corr03" id="corr03"></a><ins class="correction" title="transference,">tranference,</ins> but thought itself is +powerfully aided or impeded by the modes of its expression in sound. As +“spoken language,†in poetry and oratory, its might is recognized on all +hands; while in “written language,†as literature, it works silently but +with incalculable effect on the character of a people.<a name="FNanchor_10-1_8" id="FNanchor_10-1_8"></a><a href="#Footnote_10-1_8" class="fnanchor">10-1</a></p> + +<p>Next to this I should place Government, understanding this word in its +widest sense, as embracing the terms on which man agrees to live with +his fellow man and with woman, family, therefore, as well as society +ties. This includes the legal standards of duty, the rules of +relationship and descent, the rights of property and the customs of +commerce, the institutions of castes, classes and rulers, and those +international relations on which depend war and peace. I need not +enlarge on the profound impress which these exert on the traits of the +people.<a name="FNanchor_10-2_9" id="FNanchor_10-2_9"></a><a href="#Footnote_10-2_9" class="fnanchor">10-2</a></p> + +<p>After these I should name Religion, though some brilliant scholars, such +as Schelling and Max Müller,<a name="FNanchor_10-3_10" id="FNanchor_10-3_10"></a><a href="#Footnote_10-3_10" class="fnanchor">10-3</a> have claimed for it the first place +as a formative influence on ethnic character. No one will deny the +prominent rank it holds in the earlier stages of human culture. It is +scarcely too much to say that most of the waking hours of the males of +some tribes are taken up with religious ceremo<span class='pagenum'><a name="Page_11" id="Page_11">[11]</a></span>nies. Religion is, +however, essentially “divinatory,†that is, its chief end and aim is +toward the future, not the present, and therefore the impress it leaves +on national character is far less permanent, much more ephemeral, than +either government or language. This is constantly seen in daily life. +Persons change their religion with facility, but adhere resolutely to +the laws which protect their property. The mighty empire of Rome secured +ethnic unity to a degree never since equalled in parallel circumstances, +and its plan was to tolerate all religions—as, indeed, do all +enlightened states to-day—but to insist on the adoption of the Roman +law, and, in official intercourse, the Latin language. I have not +forgotten the converse example of the Jews, which some attribute to +their religion; but the Romany, who have no religion worth mentioning, +have been just as tenacious of their traits under similar adverse +circumstances.</p> + +<p>The Arts, those of Utility, such as pottery, building, agriculture and +the domestication of animals, and those of Pleasure, such as music, +painting and sculpture, must come in for a full share of the +ethnologist’s attention. They represent, however, stadia of culture +rather than national character. They influence the latter materially and +are influenced by it, and different peoples have toward them widely +different endowments; but their action is generally indirect and +unequally distributed throughout the social unit.</p> + +<p>These four fields, Language, Government, Religion and the Arts, are +those which the ethnologist explores when he would render himself +acquainted with a nation’s character; and now a few words about the +methods of study he adopts, and the aims, near or remote, which he keeps +in view.</p> + +<p>He first gathers his facts, from the best sources at his command, with +the closest sifting he can give them, so as to exclude errors of +observation or intentional bias. From<span class='pagenum'><a name="Page_12" id="Page_12">[12]</a></span> the facts he aims to discover on +the above lines what are or were the regular characteristics of the +people or peoples he is studying. The ethnic differences so revealed are +to him what organic variations are to the biologist and morphologist; +they indicate evolution or retrogression, and show an advance toward +higher forms and wider powers, or toward increasing feebleness and +decay.</p> + +<p>To understand them they must be studied in connection and causation. +Hence, the method of the ethnologist becomes that which in the natural +sciences is called the “developmental†method. It may be defined as the +historic method where history is lacking. The biologist explains the +present structure of an organ by tracing it back to simpler forms in +lower animals until he reaches the germ from which it began. The +ethnologist pursues the same course. He selects, let us say, a peculiar +institution, such as caste, and when he loses the traces of its origin +through failure of written records, he seeks for them in the survivals +of unwritten folk-lore, or in similar forms in primitive conditions of +culture.</p> + +<p>Here is where Archæology renders him most efficient aid. By means of it +he has been able to follow the trail of most of the arts and +institutions of life back to a period when they were so simple and +uncomplicated that they are quite transparent and intelligible. Later +changes are to be analyzed and explained by the same procedure.<a name="FNanchor_12-1_11" id="FNanchor_12-1_11"></a><a href="#Footnote_12-1_11" class="fnanchor">12-1</a></p> + +<p>This is the whole of the ethnologic method. It is open and easy when the +facts are in our possession. There are no secret springs, no occult +forces, in the historic development of culture. Whatever seems hidden or +mysterious, is so only because our knowledge of the facts is imperfect. +No magic and no miracle has aided man in his long con<span class='pagenum'><a name="Page_13" id="Page_13">[13]</a></span>flict with the +material forces around him. No ghost has come from the grave, no God +from on high, to help him in the bitter struggle. What he has won is his +own by the right of conquest, and he can apply to himself the words of +the poet:</p> + +<p class="poem">“Hast du nicht alles selbst vollendet,<br /> +Heilig glühend Herz?†(<i>Goethe</i>).</p> + +<p>Freed from fear we can now breathe easily, for we know that no <i>Deus ex +machina</i> meddles with those serene and mighty forces whose adamantine +grasp encloses all the phenomena of nature and of life.</p> + +<p>The ethnologist, however, has not completed his task when he has defined +an <i>ethnos</i>, and explained its traits by following them to their +sources. He has merely prepared himself for a more delicate and +difficult part of his undertaking.</p> + +<p>It has been well said by one of the ablest ethnologists of this +generation, the late Dr. Post, of Bremen, that “The facts of ethnology +must ever be regarded as the expressions of the general consciousness of +Humanity.â€<a name="FNanchor_13-1_12" id="FNanchor_13-1_12"></a><a href="#Footnote_13-1_12" class="fnanchor">13-1</a> The time has passed when real thinkers can be satisfied +with the doctrines of the positive philosophers, who insisted that +events and institutions must be explained solely from the phenomenal or +objective world, that is, by other events.</p> + +<p>Sounder views prevail, both in ethnology and its history. “The history +of man,†says a German writer, “is neither a divine revelation, nor a +process of nature; it is first and above all, the work of man;â€<a name="FNanchor_13-2_13" id="FNanchor_13-2_13"></a><a href="#Footnote_13-2_13" class="fnanchor">13-2</a> an +opinion reiterated by Prof. Flint in his work on the philosophy of +history in these<span class='pagenum'><a name="Page_14" id="Page_14">[14]</a></span> words: “History is essentially the record of the work +and manifestation of <i>human nature</i>.â€<a name="FNanchor_14-1_14" id="FNanchor_14-1_14"></a><a href="#Footnote_14-1_14" class="fnanchor">14-1</a> In both sciences it is the +essentially human which alone occupies us; it is the <i>life of man</i>.</p> + +<p>Now men do not live in material things, but in mental states; and solely +as they affect these are the material things valuable or valueless. +Religions, arts, laws, historic events, all have but one standard of +appraisement, to wit, the degree to which they produce permanently +beneficial mental states in the individuals influenced by them. All must +agree to this, though they may differ widely as to what such a mental +state may be; whether one of pleasurable activity, or that of the +Buddhist hermit who sinks into a trance by staring at his navel, or that +of the Trappist monk whose occupations are the meditation of death and +digging his own grave.</p> + +<p>The ethnologist must make up his own mind about this, and with utmost +care, for if his standard of merit and demerit is erroneous, his +results, however much he labors on them, will have no permanent value. +There are means, if he chooses to use them, which will aid him here.</p> + +<p>He must endeavor to picture vividly to himself the mental condition +which gave rise to special arts and institutions, or which these evolved +in the people. He must ascertain whether they increased or diminished +the joy of living, or stimulated the thirst for knowledge and the love +of the true and the beautiful. He must cultivate the liveliness of +imagination which will enable him to transport himself into the epoch +and surroundings he is studying, and feel on himself, as it were, their +peculiar influences. More than all, chief of all, he must have a broad, +many-sided, tender sympathy with all things human, enabling him to +appreciate the emotions and arguments of all parties and all peoples.</p> + +<p><span class='pagenum'><a name="Page_15" id="Page_15">[15]</a></span>Such complete comprehension and spiritual accord will not weaken, but +will strengthen his clear perception of those standards by which all +actions and institutions must ultimately be weighed and measured. There +are such standards, and the really learned ethnologist will be the last +to deny or overlook them.</p> + +<p>The saying of Goethe that “The most unnatural action is yet natural,†is +a noble suggestion of tolerance; but human judgment can scarcely go to +the length of Madame de Stael’s opinion, when she claims that “To +understand all actions is to pardon all.†We must brush away the +sophisms which insist that all standards are merely relative, and that +time and place alone decide on right and wrong. Were that so, not only +all morality, but all science and all knowledge were fluctuating as +sand. But it is not so. The principles of Reason, Truth, Justice and +Love have been, are, and ever will be the same. Time and place, race and +culture, make no difference. Whenever a country is engaged in the +diffusion of these immortal verities, whenever institutions are +calculated to foster and extend them, that country, those institutions, +take noble precedence over all others whose efforts are directed to +lower aims.<a name="FNanchor_15-1_15" id="FNanchor_15-1_15"></a><a href="#Footnote_15-1_15" class="fnanchor">15-1</a></p> + +<p>Something else remains. When the ethnologist has acquired a competent +knowledge of his facts, and deduced from them a clear conception of the +mental states of the peoples he is studying, he has not finished his +labors. Institutions and arts in some degree reflect the mental +conditions of a people, in some degree bring them about; but<span class='pagenum'><a name="Page_16" id="Page_16">[16]</a></span> the +underlying source of both is something still more immaterial and +intangible, yet more potent, to wit, Ideas and Ideals. These are the +primary impulses of conscious human endeavor, and it is vain to attempt +to understand ethnology or to write history without assigning their +consideration the first place in the narration.</p> + +<p>I am anxious to avoid here any metaphysical obscurity. My assertion is, +that the chief impulses of nations and peoples are abstract ideas and +ideals, unreal and unrealizable; and that it is in pursuit of these that +the great as well as the small movements on the arena of national life +and on the stage of history have taken place.</p> + +<p>You are doubtless aware that this is no new discovery of mine. Early in +this century Wilhelm von Humboldt wrote: “The last and highest duty of +the historian is to portray the effort of the Idea to attain realization +in fact;†and the most recent lecture on the philosophy of history which +I have read, that by Lord Acton, contains this maxim: “Ideas which in +religion and politics are truths, in history are living forces.â€</p> + +<p>I do claim that it is timely for me to repeat these doctrines and to +urge them with vehemence, for they are generally repudiated by the +prevailing schools of ethnology and history in favor of the opinion that +objective, mechanical influences alone suffice to explain all the +phenomena of human life. This I pronounce an inadequate and an +unscientific opinion.</p> + +<p>There is in living matter everywhere something which escapes the most +exhaustive investigation, some subtle center of impulse, which lies +beyond the domain of correlated energy, and which acts directively, +without increasing or diminishing the total of that energy. Also in the +transformations of organic forms, there are preparations and propulsions +which no known doctrine of the mechanical, natural causes can interpret. +We must accept the<span class='pagenum'><a name="Page_17" id="Page_17">[17]</a></span> presence of the same powers, and in a greater +degree, in the life and the history of man.<a name="FNanchor_17-1_16" id="FNanchor_17-1_16"></a><a href="#Footnote_17-1_16" class="fnanchor">17-1</a></p> + +<p>It may be objected that abstract ideas are far beyond the grasp of the +uncultivated intellect. The reply is, consciously to regard them as +abstract, may be; but they exist and act for all that. All sane people +think and talk according to certain abstract laws of grammar and logic; +and they act in similar unconsciousness of the abstractions which impel +them. Moreover, the Idea is usually clothed in a concrete Ideal, a +personification, which brings it home to the simplest mind. This was +long ago pointed out by the observant Machiavelli in his statement that +every reform of a government or religion is in the popular mind +personified as the effort of one individual.</p> + +<p>In every nation or <i>ethnos</i> there is a prevailing opinion as to what the +highest typical human being should be. This “Ideal of Humanity,†as it +has been called, is more or less constantly and consciously pursued, and +becomes a spur to national action and to a considerable degree an +arbiter of national destiny. If the ideal is low and bestial, the course +of that nation is downward, self-destroying; if it is lofty and pure, +the energies of the people are directed toward the maintenance of those +principles which are elevating and preservative. These are not +mechanical forces, in any rational sense of the term; but they are +forces the potent directive and formative influence of which cannot be +denied and must not be underestimated.</p> + +<p>Just in proportion as such ideas are numerous, clear and true in the +national mind, do their power augment and their domain extend; just so +much more quickly and firmly do they express themselves, in acts, forms +and institutions, and thus enable the nation to enrich, beautify and +strengthen its own existence. We have but to glance<span class='pagenum'><a name="Page_18" id="Page_18">[18]</a></span> along the nations +of the world and to reflect on the outlines of their histories, to +perceive the correctness of the conclusion which Prof. Lazarus, perhaps +the most eminent analyst of ethnic character of this generation, reaches +in one of his essays: “A people which is not rich in ideas, is never +rich; one that is not strong in its thinking powers, is never +strong.â€<a name="FNanchor_18-1_17" id="FNanchor_18-1_17"></a><a href="#Footnote_18-1_17" class="fnanchor">18-1</a></p> + +<p>I claim, therefore, that the facts of ethnology and the study of racial +psychology justify me in formulating this maxim for the guidance of the +historian: <i>The conscious and deliberate pursuit of ideal aims is the +highest causality in human history.</i></p> + +<p>The historian who would fulfil his mission in its amplest sense must +trace his facts back to the ideas which gave them birth; he must +recognize and define these as the properties of specific peoples; and he +must estimate their worth by their tendency to national preservation or +national destruction.</p> + +<p>This is the maxim, the axiom, if you please, which both the ethnologist +and the historian must bear ever present in mind if they would +comprehend the meaning of institutions or the significance of events. +They must be referred to, and explained by, the ideas which gave them +birth. As an American historian has tersely put it, “The facts relating +to successive phases of <i>human thought</i> constitute History.â€<a name="FNanchor_18-2_18" id="FNanchor_18-2_18"></a><a href="#Footnote_18-2_18" class="fnanchor">18-2</a></p> + +<p>I am aware that a strong school of modern philosophers will present the +objection that thought itself is but a necessary result of chemical and +mechanical laws, and therefore that it cannot be an independent cause. +Dr. Post has pointedly expressed this position in the words: “We do<span class='pagenum'><a name="Page_19" id="Page_19">[19]</a></span> not +think; thinking goes on within us,â€<a name="FNanchor_19-1_19" id="FNanchor_19-1_19"></a><a href="#Footnote_19-1_19" class="fnanchor">19-1</a> just as other functions, such +as circulation and secretion, go on.</p> + +<p>It is not possible for me at this time to enter into this branch of the +discussion. But I may ask your attention to the fact that one of the +highest authorities on the laws of natural science, the late George J. +Romanes, reached by the severest induction an exactly opposite opinion, +which he announced in these words: “The human mind is itself a causal +agent. Its motives are in large part matters of its own creation. * * * +Intelligent volition is a true cause of adjustive movement.â€<a name="FNanchor_19-2_20" id="FNanchor_19-2_20"></a><a href="#Footnote_19-2_20" class="fnanchor">19-2</a></p> + +<p>For myself, after what I have endeavored to make an unbiased study of +both opinions, I subscribe unhesitatingly to the latter, and look upon +Mind not only as a potent but as an independent cause of motion in the +natural world, of action in the individual life, and, therefore, of +events in the history of the species.</p> + +<p>Confining ourselves to ethnology and history, the causative idea, as I +have said, makes itself felt through ethnic ideals. These are +influential in proportion as they are vividly realized by the national +genius; and elevating in proportion as they partake of those final +truths already referred to, which are all merely forms of expression of +right reasoning. These ideals are the <i>idola fori</i>, which have sometimes +deluded, sometimes glorified, those who believed in them.</p> + +<p>I shall mention a few of them to make my meaning more apparent.</p> + +<p>That with which we are most familiar in history is the warrior ideal, +the personification of military glory and martial success. It is present +among the rudest tribes, and<span class='pagenum'><a name="Page_20" id="Page_20">[20]</a></span> that it is active to-day, events in recent +European history prove only too clearly; and among ourselves, little +would be needed to awaken it to vivid life.</p> + +<p>We are less acquainted with religious ideals, as they have weakened +under the conditions of higher culture. They belong in European history +more to the medieval than to the modern period. Among Mohammedans and +Brahmins we can still see them in their full vigor. In these lower +faiths we can still find that intense fanaticism which can best be +described by the expression of Novalis, “intoxicated with God,†drunk +with the divine;<a name="FNanchor_20-1_21" id="FNanchor_20-1_21"></a><a href="#Footnote_20-1_21" class="fnanchor">20-1</a> and this it is which preserves to these nations +what power they still retain.</p> + +<p>Would that I could claim for our own people a grander conception of the +purpose of life than either of these. But alas! their ideal is too +evident to be mistaken. I call it the “divitial†ideal, that of the rich +man, that which makes the acquisition of material wealth the one +standard of success in life, the only justifiable aim of effort. To most +American citizens the assertion that there is any more important, more +sensible purpose than this, is simply incomprehensible or incredible.</p> + +<p>In place of any of these, the man who loves his kind would substitute +others; and as these touch closely on the business of the ethnologist +and the historian when either would apply the knowledge he has gained to +the present condition of society, I will briefly refer to some advanced +by various writers.</p> + +<p>The first and most favorite is that of <i>moral perfection</i>. It has been +formulated in the expression: “In the progress of ethical conceptions +lies the progress of history itself.†(Schäfer.) To such writers the +ideal of duty performed transcends all others, and is complete in +itself. The<span class='pagenum'><a name="Page_21" id="Page_21">[21]</a></span> chief end of man, they say, is to lead the moral life, +diligently to cultivate the ethical perception, the notion of “the +ought,†and to seek in this the finality of his existence.<a name="FNanchor_21-1_22" id="FNanchor_21-1_22"></a><a href="#Footnote_21-1_22" class="fnanchor">21-1</a></p> + +<p>Keener thinkers have, however, recognized that virtue, morality, the +ethical evolution, cannot be an end in itself, but must be a means to +some other end. Effort directed toward other, altruism in any form, must +have its final measurement of value in terms of self; otherwise the +immutable principles of justice are attacked. I cannot enlarge upon this +point, and will content myself with a reference to Prof. Steinthal’s +admirable essay on “The Idea of ethical Perfection,†published some +years ago.<a name="FNanchor_21-2_23" id="FNanchor_21-2_23"></a><a href="#Footnote_21-2_23" class="fnanchor">21-2</a> He shows that in its last analysis the Good has its +value solely in the freedom which it confers. Were all men truly +ethical, all would be perfectly free. Therefore Freedom, in its highest +sense, according to him and several other accomplished reasoners, is the +aim of morality, and is that which gives it worth.</p> + +<p>This argument seems to me a step ahead, but yet to remain incomplete. +For after all, what is freedom? It means only opportunity, not action; +and opportunity alone is a negative quantity, a zero. Opportunity for +what, I ask?</p> + +<p>For an answer, I turn with satisfaction to an older writer on the +philosophy of history, one whose genial sympathy with the human heart +glows on every page of his volumes, to Johann Gottfried von +Herder.<a name="FNanchor_21-3_24" id="FNanchor_21-3_24"></a><a href="#Footnote_21-3_24" class="fnanchor">21-3</a> The one final aim, he tells us, of all institutions, laws, +governments and religions,<span class='pagenum'><a name="Page_22" id="Page_22">[22]</a></span> of all efforts and events, is that each +person, undisturbed by others, may employ his own powers to their +fullest extent, and thus gain for himself a completer existence, a more +beautiful enjoyment of his faculties.</p> + +<p>Thus, to the enriching of the individual life, its worth, its happiness +and its fullness, does all endeavor of humanity tend; in it, lies the +end of all exertion, the reward of all toil; to define it, should be the +object of ethnology; and to teach it, the purpose of history.</p> + +<p>Let me recapitulate.</p> + +<p>The ethnologist regards each social group as an entity or individual, +and endeavors to place clearly before his mind its similarities and +differences with other groups. Taking objective facts as his guides, +such as laws, arts, institutions and language, he seeks from these to +understand the mental life, the psychical welfare of the people, and +beyond this to reach the ideals which they cherished and the ideas which +were the impulses of their activities. Events and incidents, such as are +recorded in national annals, have for him their main, if not only value, +as indications of the inner or soul life of the people.</p> + +<p>By the comparison of several social groups he reaches wider +generalizations; and finally to those which characterize the common +consciousness of Humanity, the psychical universals of the species. By +such comparison he also ascertains under what conditions and in what +directions men have progressed most rapidly toward the cultivation and +the enjoyment of the noblest elements of their nature; and this strictly +inductive knowledge is that alone which he would apply to furthering the +present needs and aspirations of social life.</p> + +<p>This is the method which he would suggest for history in the broad +meaning of the term. It should be neither a mere record of events, nor +the demonstration of a thesis, but a study, through occurrences and +institutions, of the<span class='pagenum'><a name="Page_23" id="Page_23">[23]</a></span> mental states of peoples at different epochs, +explanatory of their success or failure, and practically applicable to +the present needs of human society.</p> + +<p>Such explanation should be strictly limited in two directions. First, by +the principle that man can be explained only by man, and can be so +explained completely. That is, no super-human agencies need be invoked +to interpret any of the incidents of history: and, on the other hand, no +merely material or mechanical conditions, such as climate, food and +environment, are sufficient for a full interpretation. Beyond these lie +the inexhaustible sources of impulse in the essence of Mind itself.</p> + +<p>Secondly, the past can teach us nothing of the future beyond a vague +surmise. All theories which proceed on an assumption of knowledge +concerning finalities, whether in science or dogma, are cobwebs of the +brain, not the fruit of knowledge, and obscure the faculty of +intellectual perception. It is wasteful of one’s time to frame them, and +fatal to one’s work to adopt them.</p> + +<p>These are also two personal traits which, it seems to me, are requisite +to the comprehension of ethnic psychology, and therefore are desirable +to both the ethnologist and the historian. The one of these is the +poetic instinct.</p> + +<p>I fear this does not sound well from the scientific rostrum, for the +prevailing notion among scientists is that the poet is a fabulist, and +is therefore as far off as possible from the platform they occupy. No +one, however, can really understand a people who remains outside the +pale of the world of imagination in which it finds its deepest joys; and +nowhere is this depicted so clearly as in its songs and by its bards. +The ethnologist who has no taste for poetry may gather much that is +good, but will miss the best; the historian who neglects the poetic +literature of a nation turns away his eyes from the vista which would +give him the farthest insight into national character.</p> + +<p><span class='pagenum'><a name="Page_24" id="Page_24">[24]</a></span>The other trait is more difficult to define. To apprehend what is +noblest in a nation one must oneself be noble. Knowledge of facts and an +unbiased judgment need to be accompanied by a certain development of +personal character which enables one to be in sympathy with the finest +tissue of human nature, from the fibre of which are formed heroes and +martyrs, patriots and saints, enthusiasts and devotees. To appreciate +these something of the same stuff must be in the mental constitution of +the observer.</p> + +<p>Such is the ethnologist’s view of history. He does not pretend to be +either a priest or a prophet. He claims neither to possess the final +truth nor to foresee it. He is, therefore equally unwelcome to the +dogmatist, the optimistic naturalist and the speculative philosopher. He +refuses any explanations which either contradict or transcend human +reason; but he insists that human reason is one of the causal facts +which he has to consider; and this brings him into conflict with both +the mystic and the materialist.</p> + +<p>Though he exalts the power of ideas, he is no idealist, but practical to +the last degree; for he denies the worth of any art, science, event or +institution which does not directly or indirectly contribute to the +elevation of the individual man or woman, the common average person, the +human being.</p> + +<p>To this one end, understanding it as we best can, he claims all effort +should tend; and any other view than this of the philosophy of history, +any other standard of value applied to the records of the past, he looks +upon as delusive and deceptive, no matter under what heraldry of title +or seal of sanctity it is offered.</p> + + +<div class="footnotes"> + +<p><a name="Footnote_6-1_1" id="Footnote_6-1_1"></a><a href="#FNanchor_6-1_1"><span class="label">6-1</span></a> In his epochal essay “Die Aufgabe des +Geschichtschreibers.†<i>Gesammelte Werke</i>, Bd. I., s. 13. It was +republished with a discriminating introduction by Professor Steinthal in +<i>Die Sprachphilosophischen Werke Wilhelm von Humboldt’s</i> (Berlin, +1883).</p> + +<p><a name="Footnote_6-2_2" id="Footnote_6-2_2"></a><a href="#FNanchor_6-2_2"><span class="label">6-2</span></a> “Der Zweck-Begriff bewirkt nur sich selbst, und ist am +Ende was er im Anfange, in der Unsprünglichkeit, war.†<i>Encyclopädie der +philosophischen Wissenschaften.</i> <a name="corr04" id="corr04"></a><ins class="correction" title="Theil">Theil,</ins> I., § 204.</p> + +<p><a name="Footnote_6-3_3" id="Footnote_6-3_3"></a><a href="#FNanchor_6-3_3"><span class="label">6-3</span></a> “Die Weltgeschichte ist der blosse Ausdruck einer +vorbestimmten Entwicklung.†(Quoted by Lord Acton.)</p> + +<p><a name="Footnote_7-1_4" id="Footnote_7-1_4"></a><a href="#FNanchor_7-1_4"><span class="label">7-1</span></a> “Die Menschheit hat sich aus natürlicher, tierischer +Grundlage auf rein natürliche mechanische Weise entwickelt.†+<i>Anthropolgische Beiträge</i>, s. 21.</p> + +<p><a name="Footnote_8-1_5" id="Footnote_8-1_5"></a><a href="#FNanchor_8-1_5"><span class="label">8-1</span></a> <i>A Lecture on the Study of History</i>, p. 1 (London, +1895).</p> + +<p><a name="Footnote_8-2_6" id="Footnote_8-2_6"></a><a href="#FNanchor_8-2_6"><span class="label">8-2</span></a> See his article “The Relation of Anthropology to the +Study of History,†in <i>The American Journal of Sociology</i>, July, 1895.</p> + +<p><a name="Footnote_8-3_7" id="Footnote_8-3_7"></a><a href="#FNanchor_8-3_7"><span class="label">8-3</span></a> Ludwig Tobler, in his article “Zur Philosophie der +Geschichte,†in the <i>Zeitschrift für Völkerpsychologie</i>, Bd. XII., s. +195.</p> + +<p><a name="Footnote_10-1_8" id="Footnote_10-1_8"></a><a href="#FNanchor_10-1_8"><span class="label">10-1</span></a> One of the most lucid of modern German philosophical +writers says, “Without language, there could be no unity of mental life, +no national life at all.†Friedrich Paulsen, <i>Introduction to +Philosophy</i>, p. 193. (English translation, New York, 1895.) I need +scarcely recall to the student that this was the cardinal principle of +the ethnological writings of Wilhelm von Humboldt, and that his most +celebrated essay is entitled “Ueber die Verschiedenheit des menschlichen +Sprachbaues und ihren Einfluss auf die geistige Entwickelung des +Menschengeschlechts.†The thought is well and tersely put by Prof. Frank +Granger—“Language is the instinctive expression of national spirit.†+(<i>The Worship of the Romans</i>, p. 19, London, 1896.)</p> + +<p><a name="Footnote_10-2_9" id="Footnote_10-2_9"></a><a href="#FNanchor_10-2_9"><span class="label">10-2</span></a> “Law, in its positive forms, may be viewed as an +instrument used to produce a certain kind of character.†Frank Granger, +ubi supra, p. 19.</p> + +<p><a name="Footnote_10-3_10" id="Footnote_10-3_10"></a><a href="#FNanchor_10-3_10"><span class="label">10-3</span></a> <i>Lectures on the Science of Religion</i>, p. 55.</p> + +<p><a name="Footnote_12-1_11" id="Footnote_12-1_11"></a><a href="#FNanchor_12-1_11"><span class="label">12-1</span></a> How different from the position of Voltaire, who, +<a name="corr05" id="corr05"></a><ins class="correction" title="expressing">expressing,</ins> the general sentiment of his times, wrote,—“The +history of barbarous nations has no more interest than that of bears and +wolves!â€</p> + +<p><a name="Footnote_13-1_12" id="Footnote_13-1_12"></a><a href="#FNanchor_13-1_12"><span class="label">13-1</span></a> <i>Grundriss der ethnologischen Jurisprudenz</i>, Bd. I., s. +5. (Leipzig, 1894.)</p> + +<p><a name="Footnote_13-2_13" id="Footnote_13-2_13"></a><a href="#FNanchor_13-2_13"><span class="label">13-2</span></a> “Das Geschichte ist weder eine Offenbarung Gottes, noch +ein Naturprocess, sondern eben Menschenwerk.†Tobler in the <i>Zeitschrift +für Völkerpsychologie</i>, Bd. XII., s. 201.</p> + +<p><a name="Footnote_14-1_14" id="Footnote_14-1_14"></a><a href="#FNanchor_14-1_14"><span class="label">14-1</span></a> <i>History of the Philosophy of History</i>, p. 579.</p> + +<p><a name="Footnote_15-1_15" id="Footnote_15-1_15"></a><a href="#FNanchor_15-1_15"><span class="label">15-1</span></a> There is nothing in this inconsistent with the principle +laid down by Lecky: “The men of each age must be judged by the ideal of +their own age and country, and not by the ideal of ourselves.‗<i>The +Political Value of History</i>, p. 50, New York, 1892. The distinction is +that between the relative standard, which we apply to motives and +persons, and the absolute standard, which we apply to actions. The +effects of the latter, for good or evil, are fixed, and independent of +the motives which prompt them.</p> + +<p><a name="Footnote_17-1_16" id="Footnote_17-1_16"></a><a href="#FNanchor_17-1_16"><span class="label">17-1</span></a> “The historian,†says Tolstoi, “is obliged to admit an +inexplicable force, which acts upon his elementary forces.†<i>Power and +Liberty</i>, p. 28 (Eng. Trans., New York, 1888).</p> + +<p><a name="Footnote_18-1_17" id="Footnote_18-1_17"></a><a href="#FNanchor_18-1_17"><span class="label">18-1</span></a> See his article “Ueber die Ideen in der Geschichte,†in +the <i>Zeitschrift für Völkerpsychologie</i><a name="corr06" id="corr06"></a><ins class="correction" title=",">.</ins> Bd. III., S. 486.</p> + +<p><a name="Footnote_18-2_18" id="Footnote_18-2_18"></a><a href="#FNanchor_18-2_18"><span class="label">18-2</span></a> Brooks Adams, <i>The Law of Civilization and Decay</i>, +Preface (London, 1895). This author has reached an advanced position +with reference to thought and emotion as the impulses of humanity.</p> + +<p><a name="Footnote_19-1_19" id="Footnote_19-1_19"></a><a href="#FNanchor_19-1_19"><span class="label">19-1</span></a> <i>Grundriss der ethnologischen Jurisprudenz</i>, Band I., s. +4.</p> + +<p><a name="Footnote_19-2_20" id="Footnote_19-2_20"></a><a href="#FNanchor_19-2_20"><span class="label">19-2</span></a> <i>Mind and Motion</i>, pp. 29, 140, etc. (London, 1895.) +Prof. Paulsen goes much further, as, “The inner disposition +spontaneously determines the development of the individual,†and “The +organism is, as it were, congealed voluntary action.‗<i>Introduction to +Philosophy</i>, <a name="corr07" id="corr07"></a><ins class="correction" title="pp.">pp,</ins> 187, 190.</p> + +<p><a name="Footnote_20-1_21" id="Footnote_20-1_21"></a><a href="#FNanchor_20-1_21"><span class="label">20-1</span></a> Before him, however, the expression “ebrius Deo†was +applied to the ancient rhapsodists.</p> + +<p><a name="Footnote_21-1_22" id="Footnote_21-1_22"></a><a href="#FNanchor_21-1_22"><span class="label">21-1</span></a> As expressed by Prof. Droysen, in his work, <i>Principles +of History</i>, (p. 16, New York, 1893), recently translated by President +Andrews, of Brown University—“Historical things are the perpetual +actualization of the moral forces.†Elsewhere he says—“History is +humanity becoming conscious concerning itself<a name="corr08" id="corr08"></a><ins class="correction" title=".">,</ins>†There is no +objection to such expressions; they are good as far as they go; but they +do not go to the end.</p> + +<p><a name="Footnote_21-2_23" id="Footnote_21-2_23"></a><a href="#FNanchor_21-2_23"><span class="label">21-2</span></a> In the <i>Zeitschrift für Völkerpsychologie</i>, Band XI., +Heft II.</p> + +<p><a name="Footnote_21-3_24" id="Footnote_21-3_24"></a><a href="#FNanchor_21-3_24"><span class="label">21-3</span></a> <i>Ideen zur Geschichte der Menschheit</i>, B. XV., Cap. I.</p> +</div> + + + +<hr class="chapbreak" /> + +<div class="tn"> +<p class="titlepage"><a name="trans_note" id="trans_note"></a><b>Transcriber’s Note</b></p> + +<p class="noindent">The following errors and inconsistencies have been maintained.</p> + +<p class="noindent">Misspelled words and typographical errors:</p> + +<table style="margin-left: 0;" cellpadding="0" cellspacing="0" summary="typos"> +<tr> + <td class="tdr">Page</td> + <td>Error</td> + <td>Correction</td> +</tr> +<tr> + <td class="tdr"><a href="#corr01">3</a></td> + <td>milleniums</td> + <td>millenniums</td> +</tr> +<tr> + <td class="tdr"><a href="#corr02">8</a></td> + <td>developes</td> + <td>develops</td> +</tr> +<tr> + <td class="tdr"><a href="#corr03">10</a></td> + <td>thought-tranference,</td> + <td>thought-transference</td> +</tr> +<tr> + <td class="tdr"><a href="#corr04">fn. 6-2</a></td> + <td>Theil,</td> + <td>Theil</td> +</tr> +<tr> + <td class="tdr"><a href="#corr05">fn. 12-1</a></td> + <td>expressing,</td> + <td>expressing</td> +</tr> +<tr> + <td class="tdr"><a href="#corr06">fn. 18-1</a></td> + <td><i>Völkerpsychologie</i>.</td> + <td><i>Völkerpsychologie</i>,</td> +</tr> +<tr> + <td class="tdr"><a href="#corr07">fn. 19-2</a></td> + <td>pp,</td> + <td>pp.</td> +</tr> +<tr> + <td class="tdr"><a href="#corr08">fn. 21-1</a></td> + <td>itself,â€</td> + <td>itself.â€</td> +</tr> +</table> +</div> + + + + + + + + +<pre> + + + + + +End of the Project Gutenberg EBook of An Ethnologist's View of History, by +Daniel G. 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You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: An Ethnologist's View of History + An Address Before the Annual Meeting of the New Jersey + Historical Society, at Trenton, New Jersey, January 28, 1896 + +Author: Daniel G. Brinton + +Release Date: July 31, 2009 [EBook #29554] + +Language: English + +Character set encoding: ASCII + +*** START OF THIS PROJECT GUTENBERG EBOOK AN ETHNOLOGIST'S VIEW OF HISTORY *** + + + + +Produced by Julia Miller and the Online Distributed +Proofreading Team at https://www.pgdp.net (This file was +produced from images generously made available by The +Internet Archive/American Libraries.) + + + + + +Transcriber's Note + +A number of typographical errors have been maintained in this version of +this book. They have been marked with a [TN-#], which refers to a +description in the complete list found at the end of the text. + + + + + AN + + ETHNOLOGIST'S VIEW OF HISTORY. + + + AN ADDRESS + BEFORE THE + ANNUAL MEETING OF THE NEW JERSEY HISTORICAL SOCIETY, + AT + TRENTON, NEW JERSEY, JANUARY 28, 1896. + + BY + + DANIEL G. BRINTON, A. M., M. D., LL. D., D. Sc. + + PROFESSOR OF AMERICAN ARCHAEOLOGY IN THE UNIVERSITY OF + PENNSYLVANIA AND OF GENERAL ETHNOLOGY AT THE + ACADEMY OF NATURAL SCIENCES OF PHILADELPHIA. + + PHILADELPHIA, PA. + 1896. + + + + +An Ethnologist's View of History. + + +MR. PRESIDENT: + + * * * * * + +The intelligent thought of the world is ever advancing to a fuller +appreciation of the worth of the past to the present and the future. +Never before have associations, societies and journals devoted to +historical studies been so numerous. All times and tribes are searched +for memorials; the remote corners of modern, medieval and ancient +periods are brought under scrutiny; and going beyond these again, the +semi-historic eras of tradition and the nebulous gleams from +pre-historic milleniums[TN-1] are diligently scanned, that their +uncertain story may be prefaced to that registered in "the syllables of +recorded time." + +In this manner a vast mass of material is accumulating with which the +historian has to deal. What now is the real nature of the task he sets +before himself? What is the mission with which he is entrusted? + +To understand this task, to appreciate that mission, he must ask himself +the broad questions: What is the aim of history? What are the purposes +for which it should be studied and written? + +He will find no lack of answers to these inquiries, all offered with +equal confidence, but singularly discrepant among themselves. His +embarrassment will be that of selection between widely divergent views, +each ably supported by distinguished advocates. + +As I am going to add still another, not exactly like any already on the +list, it may well be asked of me to show why one or other of those +already current is not as good or better than my own. This requires me +to pass in brief review the theories of historic methods, or, as it is +properly termed, of the Philosophy of History, which are most popular +to-day. + +They may be classified under three leading opinions, as follows: + +1. History should be an accurate record of events, and nothing more; an +exact and disinterested statement of what has taken place, concealing +nothing and coloring nothing, reciting incidents in their natural +connections, without bias, prejudice, or didactic application of any +kind. + +This is certainly a high ideal and an excellent model. For many, yes, +for the majority of historical works, none better can be suggested. I +place it first and name it as worthiest of all current theories of +historical composition. But, I would submit to you, is a literary +production answering to this precept, really _History_? Is it anything +more than a well-prepared annal or chronicle? Is it, in fact anything +else than a compilation containing the materials of which real history +should be composed? + +I consider that the mission of the historian, taken in its completest +sense, is something much more, much higher, than the collection and +narration of events, no matter how well this is done. The historian +should be like the man of science, and group his facts under inductive +systems so as to reach the general laws which connect and explain them. +He should, still further, be like the artist, and endeavor so to exhibit +these connections under literary forms that they present to the reader +the impression of a symmetrical and organic unity, in which each part or +event bears definite relations to all others. Collection and collation +are not enough. The historian must "work up his field notes," as the +geologists say, so as to extract from his data all the useful results +which they are capable of yielding. + +I am quite certain that in these objections I can count on the suffrages +of most. For the majority of authors write history in a style widely +different from that which I have been describing. They are distinctly +teachers, though not at all in accord as to what they teach. They are +generally advocates, and with more or less openness maintain what I call +the second theory of the aim of history, to wit: + +2. History should be a collection of evidence in favor of certain +opinions. + +In this category are to be included all religious and political +histories. Their pages are intended to show the dealings of God with +man; or the evidences of Christianity, or of one of its sects, +Catholicism or Protestantism; or the sure growth of republican or of +monarchial institutions; or the proof of a divine government of the +world; or the counter-proof that there is no such government; and the +like. + +You will find that most general histories may be placed in this class. +Probably a man cannot himself have very strong convictions about +politics or religion, and not let them be seen in his narrative of +events where such questions are prominently present. A few familiar +instances will illustrate this. No one can take either Lingard's or +Macauley's History of England as anything more than a plea for either +writer's personal views. Gibbon's anti-Christian feeling is as +perceptibly disabling to him in many passages as in the church +historians is their search for "acts of Providence," and the hand of God +in human affairs. + +All such histories suffer from fatal flaws. They are deductive instead +of inductive; they are a _defensio sententiarum_ instead of an +_investigatio veri_; they assume the final truth as known, and go not +forth to seek it. They are therefore "teleologic," that is, they study +the record of man as the demonstration of a problem the solution of +which is already known. In this they are essentially "divinatory," +claiming foreknowledge of the future; and, as every ethnologist knows, +divination belongs to a stadium of incomplete intellectual culture, one +considerably short of the highest. As has been well said by Wilhelm von +Humboldt, any teleologic theory "disturbs and falsifies the facts of +history;"[6-1] and it has been acutely pointed out by the philosopher +Hegel, that it contradicts the notion of progress and is no advance over +the ancient tenet of a recurrent cycle.[6-2] + +I need not dilate upon these errors. They must be patent to you. No +matter how noble the conviction, how pure the purpose, there is +something nobler and purer than it, and that is, unswerving devotion to +rendering in history the truth, the whole truth and nothing but the +truth. + +I now turn to another opinion, that which teaches that-- + +3. History should be a portraiture, more or less extended, of the +evolution of the human species. + +This is claimed to be the "scientific" view of history. It was tersely +expressed by Alexander von Humboldt in the phrase: "The history of the +world is the mere expression of a predetermined, that is, fixed, +evolution."[6-3] + +It is that advocated by Auguste Comte, Draper and Spencer, and a few +years ago Prof. Gerland, of Strasburg, formulated its basic maxim in +these words: "Man has developed from the brute through the action of +purely mechanical, therefore fixed, laws."[7-1] + +The scientist of to-day who hesitates to subscribe to these maxims is +liable to be regarded as of doubtful learning or of debilitated +intellect. I acknowledge that I am one such, and believe that I can show +sound reasons for denying the assumption on which this view is based. + +It appears to me just as teleologic and divinatory as those I have +previously named. It assumes Evolution as a law of the universe, whereas +in natural science it is only a limited generalization, inapplicable to +most series of natural events, and therefore of uncertain continuance in +any series. The optimism which it inculcates is insecure and belongs to +deductive, not inductive, reasoning. The mechanical theory on which it +is based lacks proof, and is, I maintain, insufficient to explain +motive, and, therefore, historic occurrences. The assumption that +history is the record of a necessary and uninterrupted evolution, +progressing under ironclad mechanical laws, is a preconceived theory as +detrimental to clear vision as are the preoccupations of the theologian +or the political partisan. + +Any definition of evolution which carries with it the justification of +optimism is as erroneous in history, as it would be in biology to assert +that all variations are beneficial. There is no more certainty that the +human species will improve under the operation of physical laws than +that any individual will; there is far more evidence that it will not, +as every species of the older geologic ages has succumbed to those laws, +usually without leaving a representative. + +I am aware that I am here in opposition to the popular as well as the +scientific view. No commonplace is better received than that, "Eternal +progress is the law of nature;" though by what process eternal laws are +discovered is imperfectly explained. + +Applied to history, a favorite dream of some of the most recent teachers +is that the life of the species runs the same course as that of one of +its members. Lord Acton, of Oxford, in a late lecture states that: "The +development of society is like that of individual;"[8-1] and Prof. +Fellows, of the University of Chicago, advances the same opinion in the +words, "Humanity as a whole developes[TN-2] like a child."[8-2] + +The error of this view was clearly pointed out some years ago by Dr. +Tobler.[8-3] There has been no growth of humanity at large at all +comparable to that of the individual. There are tribes to-day in the +full stone age, and others in all stages of culture above it. The +horizons of progress have been as local as those of geography. No +solidarity of advancement exists in the species as a whole. Epochs and +stadia of culture vary with race and climate. The much talked of "law of +continuity" does not hold good either in national or intellectual +growth. + +Such are the criticisms which may be urged against the historical +methods now in vogue. What, you will ask, is offered in their stead? +That which I offer is the view of the ethnologist. It is not so +ambitious as some I have named. It does not deal in eternal laws, nor +divine the distant future. The ethnologist does not profess to have been +admitted into the counsels of the Almighty, nor to have caught in his +grasp the secret purposes of the Universe. He seeks the sufficient +reason for known facts, and is content with applying the knowledge he +gains to present action. + +Before stating the view of the ethnologist, I must briefly describe what +the science of Ethnology is. You will see at once how closely it is +allied to history, and that the explanation of the one almost carries +with it the prescription for the other. + +It begins with the acknowledged maxim that man is by nature a gregarious +animal, a _zoon politikon_, as Aristotle called him, living in society, +and owing to society all those traits which it is the business of +history, as distinguished from biology, to study. + +From this standpoint, all that the man is he owes to others; and what +the others are, they owe, in part, to him. Together, they make up the +social unit, at first the family or clan, itself becoming part of a +larger unit, a tribe, nation or people. The typical folk, or _ethnos_, +is a social unit, the members of which are bound together by certain +traits common to all or most, which impart to them a prevailing +character, an organic unity, specific peculiarities and general +tendencies. + +You may inquire what these traits are to which I refer as making up +ethnic character. The answer cannot be so precise as you would like. We +are dealing with a natural phenomenon, and Nature, as Goethe once +remarked, never makes groups, but only individuals. The group is a +subjective category of our own minds. It is, nevertheless, +psychologically real, and capable of definition. + +The _Ethnos_ must be defined, like a species of natural history, by a +rehearsal of a series of its characteristics, not by one alone. The +members of this series are numerous, and by no means of equal +importance; I shall mention the most prominent of them, and in the order +in which I believe they should be ranked for influence on national +character. + +First, I should rank Language. Not only is it the medium of intelligible +intercourse, of thought-tranference,[TN-3] but thought itself is +powerfully aided or impeded by the modes of its expression in sound. As +"spoken language," in poetry and oratory, its might is recognized on all +hands; while in "written language," as literature, it works silently but +with incalculable effect on the character of a people.[10-1] + +Next to this I should place Government, understanding this word in its +widest sense, as embracing the terms on which man agrees to live with +his fellow man and with woman, family, therefore, as well as society +ties. This includes the legal standards of duty, the rules of +relationship and descent, the rights of property and the customs of +commerce, the institutions of castes, classes and rulers, and those +international relations on which depend war and peace. I need not +enlarge on the profound impress which these exert on the traits of the +people.[10-2] + +After these I should name Religion, though some brilliant scholars, such +as Schelling and Max Mueller,[10-3] have claimed for it the first place +as a formative influence on ethnic character. No one will deny the +prominent rank it holds in the earlier stages of human culture. It is +scarcely too much to say that most of the waking hours of the males of +some tribes are taken up with religious ceremonies. Religion is, +however, essentially "divinatory," that is, its chief end and aim is +toward the future, not the present, and therefore the impress it leaves +on national character is far less permanent, much more ephemeral, than +either government or language. This is constantly seen in daily life. +Persons change their religion with facility, but adhere resolutely to +the laws which protect their property. The mighty empire of Rome secured +ethnic unity to a degree never since equalled in parallel circumstances, +and its plan was to tolerate all religions--as, indeed, do all +enlightened states to-day--but to insist on the adoption of the Roman +law, and, in official intercourse, the Latin language. I have not +forgotten the converse example of the Jews, which some attribute to +their religion; but the Romany, who have no religion worth mentioning, +have been just as tenacious of their traits under similar adverse +circumstances. + +The Arts, those of Utility, such as pottery, building, agriculture and +the domestication of animals, and those of Pleasure, such as music, +painting and sculpture, must come in for a full share of the +ethnologist's attention. They represent, however, stadia of culture +rather than national character. They influence the latter materially and +are influenced by it, and different peoples have toward them widely +different endowments; but their action is generally indirect and +unequally distributed throughout the social unit. + +These four fields, Language, Government, Religion and the Arts, are +those which the ethnologist explores when he would render himself +acquainted with a nation's character; and now a few words about the +methods of study he adopts, and the aims, near or remote, which he keeps +in view. + +He first gathers his facts, from the best sources at his command, with +the closest sifting he can give them, so as to exclude errors of +observation or intentional bias. From the facts he aims to discover on +the above lines what are or were the regular characteristics of the +people or peoples he is studying. The ethnic differences so revealed are +to him what organic variations are to the biologist and morphologist; +they indicate evolution or retrogression, and show an advance toward +higher forms and wider powers, or toward increasing feebleness and +decay. + +To understand them they must be studied in connection and causation. +Hence, the method of the ethnologist becomes that which in the natural +sciences is called the "developmental" method. It may be defined as the +historic method where history is lacking. The biologist explains the +present structure of an organ by tracing it back to simpler forms in +lower animals until he reaches the germ from which it began. The +ethnologist pursues the same course. He selects, let us say, a peculiar +institution, such as caste, and when he loses the traces of its origin +through failure of written records, he seeks for them in the survivals +of unwritten folk-lore, or in similar forms in primitive conditions of +culture. + +Here is where Archaeology renders him most efficient aid. By means of it +he has been able to follow the trail of most of the arts and +institutions of life back to a period when they were so simple and +uncomplicated that they are quite transparent and intelligible. Later +changes are to be analyzed and explained by the same procedure.[12-1] + +This is the whole of the ethnologic method. It is open and easy when the +facts are in our possession. There are no secret springs, no occult +forces, in the historic development of culture. Whatever seems hidden or +mysterious, is so only because our knowledge of the facts is imperfect. +No magic and no miracle has aided man in his long conflict with the +material forces around him. No ghost has come from the grave, no God +from on high, to help him in the bitter struggle. What he has won is his +own by the right of conquest, and he can apply to himself the words of +the poet: + + "Hast du nicht alles selbst vollendet, + Heilig gluehend Herz?" (_Goethe_). + +Freed from fear we can now breathe easily, for we know that no _Deus ex +machina_ meddles with those serene and mighty forces whose adamantine +grasp encloses all the phenomena of nature and of life. + +The ethnologist, however, has not completed his task when he has defined +an _ethnos_, and explained its traits by following them to their +sources. He has merely prepared himself for a more delicate and +difficult part of his undertaking. + +It has been well said by one of the ablest ethnologists of this +generation, the late Dr. Post, of Bremen, that "The facts of ethnology +must ever be regarded as the expressions of the general consciousness of +Humanity."[13-1] The time has passed when real thinkers can be satisfied +with the doctrines of the positive philosophers, who insisted that +events and institutions must be explained solely from the phenomenal or +objective world, that is, by other events. + +Sounder views prevail, both in ethnology and its history. "The history +of man," says a German writer, "is neither a divine revelation, nor a +process of nature; it is first and above all, the work of man;"[13-2] an +opinion reiterated by Prof. Flint in his work on the philosophy of +history in these words: "History is essentially the record of the work +and manifestation of _human nature_."[14-1] In both sciences it is the +essentially human which alone occupies us; it is the _life of man_. + +Now men do not live in material things, but in mental states; and solely +as they affect these are the material things valuable or valueless. +Religions, arts, laws, historic events, all have but one standard of +appraisement, to wit, the degree to which they produce permanently +beneficial mental states in the individuals influenced by them. All must +agree to this, though they may differ widely as to what such a mental +state may be; whether one of pleasurable activity, or that of the +Buddhist hermit who sinks into a trance by staring at his navel, or that +of the Trappist monk whose occupations are the meditation of death and +digging his own grave. + +The ethnologist must make up his own mind about this, and with utmost +care, for if his standard of merit and demerit is erroneous, his +results, however much he labors on them, will have no permanent value. +There are means, if he chooses to use them, which will aid him here. + +He must endeavor to picture vividly to himself the mental condition +which gave rise to special arts and institutions, or which these evolved +in the people. He must ascertain whether they increased or diminished +the joy of living, or stimulated the thirst for knowledge and the love +of the true and the beautiful. He must cultivate the liveliness of +imagination which will enable him to transport himself into the epoch +and surroundings he is studying, and feel on himself, as it were, their +peculiar influences. More than all, chief of all, he must have a broad, +many-sided, tender sympathy with all things human, enabling him to +appreciate the emotions and arguments of all parties and all peoples. + +Such complete comprehension and spiritual accord will not weaken, but +will strengthen his clear perception of those standards by which all +actions and institutions must ultimately be weighed and measured. There +are such standards, and the really learned ethnologist will be the last +to deny or overlook them. + +The saying of Goethe that "The most unnatural action is yet natural," is +a noble suggestion of tolerance; but human judgment can scarcely go to +the length of Madame de Stael's opinion, when she claims that "To +understand all actions is to pardon all." We must brush away the +sophisms which insist that all standards are merely relative, and that +time and place alone decide on right and wrong. Were that so, not only +all morality, but all science and all knowledge were fluctuating as +sand. But it is not so. The principles of Reason, Truth, Justice and +Love have been, are, and ever will be the same. Time and place, race and +culture, make no difference. Whenever a country is engaged in the +diffusion of these immortal verities, whenever institutions are +calculated to foster and extend them, that country, those institutions, +take noble precedence over all others whose efforts are directed to +lower aims.[15-1] + +Something else remains. When the ethnologist has acquired a competent +knowledge of his facts, and deduced from them a clear conception of the +mental states of the peoples he is studying, he has not finished his +labors. Institutions and arts in some degree reflect the mental +conditions of a people, in some degree bring them about; but the +underlying source of both is something still more immaterial and +intangible, yet more potent, to wit, Ideas and Ideals. These are the +primary impulses of conscious human endeavor, and it is vain to attempt +to understand ethnology or to write history without assigning their +consideration the first place in the narration. + +I am anxious to avoid here any metaphysical obscurity. My assertion is, +that the chief impulses of nations and peoples are abstract ideas and +ideals, unreal and unrealizable; and that it is in pursuit of these that +the great as well as the small movements on the arena of national life +and on the stage of history have taken place. + +You are doubtless aware that this is no new discovery of mine. Early in +this century Wilhelm von Humboldt wrote: "The last and highest duty of +the historian is to portray the effort of the Idea to attain realization +in fact;" and the most recent lecture on the philosophy of history which +I have read, that by Lord Acton, contains this maxim: "Ideas which in +religion and politics are truths, in history are living forces." + +I do claim that it is timely for me to repeat these doctrines and to +urge them with vehemence, for they are generally repudiated by the +prevailing schools of ethnology and history in favor of the opinion that +objective, mechanical influences alone suffice to explain all the +phenomena of human life. This I pronounce an inadequate and an +unscientific opinion. + +There is in living matter everywhere something which escapes the most +exhaustive investigation, some subtle center of impulse, which lies +beyond the domain of correlated energy, and which acts directively, +without increasing or diminishing the total of that energy. Also in the +transformations of organic forms, there are preparations and propulsions +which no known doctrine of the mechanical, natural causes can interpret. +We must accept the presence of the same powers, and in a greater +degree, in the life and the history of man.[17-1] + +It may be objected that abstract ideas are far beyond the grasp of the +uncultivated intellect. The reply is, consciously to regard them as +abstract, may be; but they exist and act for all that. All sane people +think and talk according to certain abstract laws of grammar and logic; +and they act in similar unconsciousness of the abstractions which impel +them. Moreover, the Idea is usually clothed in a concrete Ideal, a +personification, which brings it home to the simplest mind. This was +long ago pointed out by the observant Machiavelli in his statement that +every reform of a government or religion is in the popular mind +personified as the effort of one individual. + +In every nation or _ethnos_ there is a prevailing opinion as to what the +highest typical human being should be. This "Ideal of Humanity," as it +has been called, is more or less constantly and consciously pursued, and +becomes a spur to national action and to a considerable degree an +arbiter of national destiny. If the ideal is low and bestial, the course +of that nation is downward, self-destroying; if it is lofty and pure, +the energies of the people are directed toward the maintenance of those +principles which are elevating and preservative. These are not +mechanical forces, in any rational sense of the term; but they are +forces the potent directive and formative influence of which cannot be +denied and must not be underestimated. + +Just in proportion as such ideas are numerous, clear and true in the +national mind, do their power augment and their domain extend; just so +much more quickly and firmly do they express themselves, in acts, forms +and institutions, and thus enable the nation to enrich, beautify and +strengthen its own existence. We have but to glance along the nations +of the world and to reflect on the outlines of their histories, to +perceive the correctness of the conclusion which Prof. Lazarus, perhaps +the most eminent analyst of ethnic character of this generation, reaches +in one of his essays: "A people which is not rich in ideas, is never +rich; one that is not strong in its thinking powers, is never +strong."[18-1] + +I claim, therefore, that the facts of ethnology and the study of racial +psychology justify me in formulating this maxim for the guidance of the +historian: _The conscious and deliberate pursuit of ideal aims is the +highest causality in human history._ + +The historian who would fulfil his mission in its amplest sense must +trace his facts back to the ideas which gave them birth; he must +recognize and define these as the properties of specific peoples; and he +must estimate their worth by their tendency to national preservation or +national destruction. + +This is the maxim, the axiom, if you please, which both the ethnologist +and the historian must bear ever present in mind if they would +comprehend the meaning of institutions or the significance of events. +They must be referred to, and explained by, the ideas which gave them +birth. As an American historian has tersely put it, "The facts relating +to successive phases of _human thought_ constitute History."[18-2] + +I am aware that a strong school of modern philosophers will present the +objection that thought itself is but a necessary result of chemical and +mechanical laws, and therefore that it cannot be an independent cause. +Dr. Post has pointedly expressed this position in the words: "We do not +think; thinking goes on within us,"[19-1] just as other functions, such +as circulation and secretion, go on. + +It is not possible for me at this time to enter into this branch of the +discussion. But I may ask your attention to the fact that one of the +highest authorities on the laws of natural science, the late George J. +Romanes, reached by the severest induction an exactly opposite opinion, +which he announced in these words: "The human mind is itself a causal +agent. Its motives are in large part matters of its own creation. * * * +Intelligent volition is a true cause of adjustive movement."[19-2] + +For myself, after what I have endeavored to make an unbiased study of +both opinions, I subscribe unhesitatingly to the latter, and look upon +Mind not only as a potent but as an independent cause of motion in the +natural world, of action in the individual life, and, therefore, of +events in the history of the species. + +Confining ourselves to ethnology and history, the causative idea, as I +have said, makes itself felt through ethnic ideals. These are +influential in proportion as they are vividly realized by the national +genius; and elevating in proportion as they partake of those final +truths already referred to, which are all merely forms of expression of +right reasoning. These ideals are the _idola fori_, which have sometimes +deluded, sometimes glorified, those who believed in them. + +I shall mention a few of them to make my meaning more apparent. + +That with which we are most familiar in history is the warrior ideal, +the personification of military glory and martial success. It is present +among the rudest tribes, and that it is active to-day, events in recent +European history prove only too clearly; and among ourselves, little +would be needed to awaken it to vivid life. + +We are less acquainted with religious ideals, as they have weakened +under the conditions of higher culture. They belong in European history +more to the medieval than to the modern period. Among Mohammedans and +Brahmins we can still see them in their full vigor. In these lower +faiths we can still find that intense fanaticism which can best be +described by the expression of Novalis, "intoxicated with God," drunk +with the divine;[20-1] and this it is which preserves to these nations +what power they still retain. + +Would that I could claim for our own people a grander conception of the +purpose of life than either of these. But alas! their ideal is too +evident to be mistaken. I call it the "divitial" ideal, that of the rich +man, that which makes the acquisition of material wealth the one +standard of success in life, the only justifiable aim of effort. To most +American citizens the assertion that there is any more important, more +sensible purpose than this, is simply incomprehensible or incredible. + +In place of any of these, the man who loves his kind would substitute +others; and as these touch closely on the business of the ethnologist +and the historian when either would apply the knowledge he has gained to +the present condition of society, I will briefly refer to some advanced +by various writers. + +The first and most favorite is that of _moral perfection_. It has been +formulated in the expression: "In the progress of ethical conceptions +lies the progress of history itself." (Schaefer.) To such writers the +ideal of duty performed transcends all others, and is complete in +itself. The chief end of man, they say, is to lead the moral life, +diligently to cultivate the ethical perception, the notion of "the +ought," and to seek in this the finality of his existence.[21-1] + +Keener thinkers have, however, recognized that virtue, morality, the +ethical evolution, cannot be an end in itself, but must be a means to +some other end. Effort directed toward other, altruism in any form, must +have its final measurement of value in terms of self; otherwise the +immutable principles of justice are attacked. I cannot enlarge upon this +point, and will content myself with a reference to Prof. Steinthal's +admirable essay on "The Idea of ethical Perfection," published some +years ago.[21-2] He shows that in its last analysis the Good has its +value solely in the freedom which it confers. Were all men truly +ethical, all would be perfectly free. Therefore Freedom, in its highest +sense, according to him and several other accomplished reasoners, is the +aim of morality, and is that which gives it worth. + +This argument seems to me a step ahead, but yet to remain incomplete. +For after all, what is freedom? It means only opportunity, not action; +and opportunity alone is a negative quantity, a zero. Opportunity for +what, I ask? + +For an answer, I turn with satisfaction to an older writer on the +philosophy of history, one whose genial sympathy with the human heart +glows on every page of his volumes, to Johann Gottfried von +Herder.[21-3] The one final aim, he tells us, of all institutions, laws, +governments and religions, of all efforts and events, is that each +person, undisturbed by others, may employ his own powers to their +fullest extent, and thus gain for himself a completer existence, a more +beautiful enjoyment of his faculties. + +Thus, to the enriching of the individual life, its worth, its happiness +and its fullness, does all endeavor of humanity tend; in it, lies the +end of all exertion, the reward of all toil; to define it, should be the +object of ethnology; and to teach it, the purpose of history. + +Let me recapitulate. + +The ethnologist regards each social group as an entity or individual, +and endeavors to place clearly before his mind its similarities and +differences with other groups. Taking objective facts as his guides, +such as laws, arts, institutions and language, he seeks from these to +understand the mental life, the psychical welfare of the people, and +beyond this to reach the ideals which they cherished and the ideas which +were the impulses of their activities. Events and incidents, such as are +recorded in national annals, have for him their main, if not only value, +as indications of the inner or soul life of the people. + +By the comparison of several social groups he reaches wider +generalizations; and finally to those which characterize the common +consciousness of Humanity, the psychical universals of the species. By +such comparison he also ascertains under what conditions and in what +directions men have progressed most rapidly toward the cultivation and +the enjoyment of the noblest elements of their nature; and this strictly +inductive knowledge is that alone which he would apply to furthering the +present needs and aspirations of social life. + +This is the method which he would suggest for history in the broad +meaning of the term. It should be neither a mere record of events, nor +the demonstration of a thesis, but a study, through occurrences and +institutions, of the mental states of peoples at different epochs, +explanatory of their success or failure, and practically applicable to +the present needs of human society. + +Such explanation should be strictly limited in two directions. First, by +the principle that man can be explained only by man, and can be so +explained completely. That is, no super-human agencies need be invoked +to interpret any of the incidents of history: and, on the other hand, no +merely material or mechanical conditions, such as climate, food and +environment, are sufficient for a full interpretation. Beyond these lie +the inexhaustible sources of impulse in the essence of Mind itself. + +Secondly, the past can teach us nothing of the future beyond a vague +surmise. All theories which proceed on an assumption of knowledge +concerning finalities, whether in science or dogma, are cobwebs of the +brain, not the fruit of knowledge, and obscure the faculty of +intellectual perception. It is wasteful of one's time to frame them, and +fatal to one's work to adopt them. + +These are also two personal traits which, it seems to me, are requisite +to the comprehension of ethnic psychology, and therefore are desirable +to both the ethnologist and the historian. The one of these is the +poetic instinct. + +I fear this does not sound well from the scientific rostrum, for the +prevailing notion among scientists is that the poet is a fabulist, and +is therefore as far off as possible from the platform they occupy. No +one, however, can really understand a people who remains outside the +pale of the world of imagination in which it finds its deepest joys; and +nowhere is this depicted so clearly as in its songs and by its bards. +The ethnologist who has no taste for poetry may gather much that is +good, but will miss the best; the historian who neglects the poetic +literature of a nation turns away his eyes from the vista which would +give him the farthest insight into national character. + +The other trait is more difficult to define. To apprehend what is +noblest in a nation one must oneself be noble. Knowledge of facts and an +unbiased judgment need to be accompanied by a certain development of +personal character which enables one to be in sympathy with the finest +tissue of human nature, from the fibre of which are formed heroes and +martyrs, patriots and saints, enthusiasts and devotees. To appreciate +these something of the same stuff must be in the mental constitution of +the observer. + +Such is the ethnologist's view of history. He does not pretend to be +either a priest or a prophet. He claims neither to possess the final +truth nor to foresee it. He is, therefore equally unwelcome to the +dogmatist, the optimistic naturalist and the speculative philosopher. He +refuses any explanations which either contradict or transcend human +reason; but he insists that human reason is one of the causal facts +which he has to consider; and this brings him into conflict with both +the mystic and the materialist. + +Though he exalts the power of ideas, he is no idealist, but practical to +the last degree; for he denies the worth of any art, science, event or +institution which does not directly or indirectly contribute to the +elevation of the individual man or woman, the common average person, the +human being. + +To this one end, understanding it as we best can, he claims all effort +should tend; and any other view than this of the philosophy of history, +any other standard of value applied to the records of the past, he looks +upon as delusive and deceptive, no matter under what heraldry of title +or seal of sanctity it is offered. + + +FOOTNOTES: + +[6-1] In his epochal essay "Die Aufgabe des Geschichtschreibers." +_Gesammelte Werke_, Bd. I., s. 13. It was republished with a +discriminating introduction by Professor Steinthal in _Die +Sprachphilosophischen Werke Wilhelm von Humboldt's_ (Berlin, 1883). + +[6-2] "Der Zweck-Begriff bewirkt nur sich selbst, und ist am Ende was er +im Anfange, in der Unspruenglichkeit, war." _Encyclopaedie der +philosophischen Wissenschaften._ Theil,[TN-4] I., Sec. 204. + +[6-3] "Die Weltgeschichte ist der blosse Ausdruck einer vorbestimmten +Entwicklung." (Quoted by Lord Acton.) + +[7-1] "Die Menschheit hat sich aus natuerlicher, tierischer Grundlage auf +rein natuerliche mechanische Weise entwickelt." _Anthropolgische +Beitraege_, s. 21. + +[8-1] _A Lecture on the Study of History_, p. 1 (London, 1895). + +[8-2] See his article "The Relation of Anthropology to the Study of +History," in _The American Journal of Sociology_, July, 1895. + +[8-3] Ludwig Tobler, in his article "Zur Philosophie der Geschichte," in +the _Zeitschrift fuer Voelkerpsychologie_, Bd. XII., s. 195. + +[10-1] One of the most lucid of modern German philosophical writers +says, "Without language, there could be no unity of mental life, no +national life at all." Friedrich Paulsen, _Introduction to Philosophy_, +p. 193. (English translation, New York, 1895.) I need scarcely recall to +the student that this was the cardinal principle of the ethnological +writings of Wilhelm von Humboldt, and that his most celebrated essay is +entitled "Ueber die Verschiedenheit des menschlichen Sprachbaues und +ihren Einfluss auf die geistige Entwickelung des Menschengeschlechts." +The thought is well and tersely put by Prof. Frank Granger--"Language is +the instinctive expression of national spirit." (_The Worship of the +Romans_, p. 19, London, 1896.) + +[10-2] "Law, in its positive forms, may be viewed as an instrument used +to produce a certain kind of character." Frank Granger, ubi supra, p. +19. + +[10-3] _Lectures on the Science of Religion_, p. 55. + +[12-1] How different from the position of Voltaire, who, +expressing,[TN-5] the general sentiment of his times, wrote,--"The +history of barbarous nations has no more interest than that of bears and +wolves!" + +[13-1] _Grundriss der ethnologischen Jurisprudenz_, Bd. I., s. 5. +(Leipzig, 1894.) + +[13-2] "Das Geschichte ist weder eine Offenbarung Gottes, noch ein +Naturprocess, sondern eben Menschenwerk." Tobler in the _Zeitschrift fuer +Voelkerpsychologie_, Bd. XII., s. 201. + +[14-1] _History of the Philosophy of History_, p. 579. + +[15-1] There is nothing in this inconsistent with the principle laid +down by Lecky: "The men of each age must be judged by the ideal of their +own age and country, and not by the ideal of ourselves."--_The Political +Value of History_, p. 50, New York, 1892. The distinction is that +between the relative standard, which we apply to motives and persons, +and the absolute standard, which we apply to actions. The effects of the +latter, for good or evil, are fixed, and independent of the motives +which prompt them. + +[17-1] "The historian," says Tolstoi, "is obliged to admit an +inexplicable force, which acts upon his elementary forces." _Power and +Liberty_, p. 28 (Eng. Trans., New York, 1888). + +[18-1] See his article "Ueber die Ideen in der Geschichte," in the +_Zeitschrift fuer Voelkerpsychologie_.[TN-6] Bd. III., S. 486. + +[18-2] Brooks Adams, _The Law of Civilization and Decay_, Preface +(London, 1895). This author has reached an advanced position with +reference to thought and emotion as the impulses of humanity. + +[19-1] _Grundriss der ethnologischen Jurisprudenz_, Band I., s. 4. + +[19-2] _Mind and Motion_, pp. 29, 140, etc. (London, 1895.) Prof. +Paulsen goes much further, as, "The inner disposition spontaneously +determines the development of the individual," and "The organism is, as +it were, congealed voluntary action."--_Introduction to Philosophy_, +pp,[TN-7] 187, 190. + +[20-1] Before him, however, the expression "ebrius Deo" was applied to +the ancient rhapsodists. + +[21-1] As expressed by Prof. Droysen, in his work, _Principles of +History_, (p. 16, New York, 1893), recently translated by President +Andrews, of Brown University--"Historical things are the perpetual +actualization of the moral forces." Elsewhere he says--"History is +humanity becoming conscious concerning itself,"[TN-8] There is no +objection to such expressions; they are good as far as they go; but +they do not go to the end. + +[21-2] In the _Zeitschrift fuer Voelkerpsychologie_, Band XI., Heft II. + +[21-3] _Ideen zur Geschichte der Menschheit_, B. XV., Cap. I. + + + + +Transcriber's Note + + +The following misspellings and typographical errors were maintained. + + Page Error + TN-1 3 milleniums should read millenniums + TN-2 8 developes should read develops + TN-3 10 thought-tranference, should read thought-transference + TN-4 fn. 6-2 Theil, should read Theil + TN-5 fn. 12-1 expressing, should read expressing + TN-6 fn. 18-1 _Voelkerpsychologie_. should read _Voelkerpsychologie_, + TN-7 fn. 19-2 pp, should read pp. + TN-8 fn. 21-1 itself," should read itself." + + + + + +End of the Project Gutenberg EBook of An Ethnologist's View of History, by +Daniel G. 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