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diff --git a/23872-h/23872-h.htm b/23872-h/23872-h.htm new file mode 100644 index 0000000..c30d113 --- /dev/null +++ b/23872-h/23872-h.htm @@ -0,0 +1,1890 @@ +<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Strict//EN" + "http://www.w3.org/TR/xhtml1/DTD/xhtml1-strict.dtd"> + +<html xmlns="http://www.w3.org/1999/xhtml"> + <head> + <meta http-equiv="Content-Type" content="text/html;charset=iso-8859-1" /> + <title> + The Project Gutenberg eBook of The Professional Approach, by Leonard Lockhard + </title> + <style type="text/css"> +/*<![CDATA[ XML blockout */ +<!-- + p {margin-top: .75em; text-align: justify; margin-bottom: .75em;} + + h1,h2 {text-align: left; font-weight: normal;} + + hr {width: 45%; margin: 1em auto; visibility: hidden;} + + body{margin-left: 10%; margin-right: 10%;} + + .figright {float: right; clear: right; margin-left: 1em; margin-bottom: 1em; + margin-top: 1em; margin-right: 0; padding: 0; text-align: center;} + + .trans1 {border: solid 1px; margin: 3em 15%; padding: 1em; text-align: justify;} + + img {border: none} + + p.cap:first-letter {font-size: 200%; vertical-align: baseline; line-height: .7em;} + + .illo {margin-bottom: 2em; font-size: small; font-weight: bold; text-align: left;} + .tease {font-size: x-large; text-align: left;} + // --> + /* XML end ]]>*/ + </style> + </head> +<body> + + +<pre> + +The Project Gutenberg EBook of The Professional Approach, by +Charles Leonard Harness and Theodore Lockhard Thomas + +This eBook is for the use of anyone anywhere at no cost and with +almost no restrictions whatsoever. You may copy it, give it away or +re-use it under the terms of the Project Gutenberg License included +with this eBook or online at www.gutenberg.org + + +Title: The Professional Approach + +Author: Charles Leonard Harness + Theodore Lockhard Thomas + +Illustrator: Schoenherr + +Release Date: December 15, 2007 [EBook #23872] + +Language: English + +Character set encoding: ISO-8859-1 + +*** START OF THIS PROJECT GUTENBERG EBOOK THE PROFESSIONAL APPROACH *** + + + + +Produced by Greg Weeks, Stephen Blundell and the Online +Distributed Proofreading Team at http://www.pgdp.net + + + + + + +</pre> + + +<div class="figright" style="width: 182px;"> +<img src="images/001.png" width="182" height="550" alt="" title="" /> +</div> + +<h1><big>The<br /> +Professional<br /> +Approach</big></h1> + +<p class="tease">The trials of a patent lawyer are<br /> +usually highly technical tribulations—<br /> +and among the greatest is the fact<br /> +that Inventors are only slightly less<br /> +predictable than their Inventions!</p> + +<h2><big>by Leonard Lockhard</big></h2> + +<p class="illo">Illustrated by Schoenherr</p> + +<p>"Sometimes," said Helix Spardleton, +Esquire, "a patent case gets away +from you. As the attorney in the case, +you never quite see it the same as +everybody else. You stand isolated +and alone, unable to persuade the Patent +Examiners, the Board, the courts, +possibly even the inventor, to accept +your view of the case. Nothing you +do or say matches anyone else's thinking, +and you begin to wonder what's +the matter with everyone."</p> + +<p>I nodded. This was my favorite +time of day. It was early evening in +Washington, D.C., and my boss, Helix +Spardleton, patent attorney extraordinary, +was relaxing. His feet +were up on one corner of his desk, +his cigar was in the Contemplation +Position, and the smoke curled slowly +toward the ceiling. His office was +a good room in which to relax. It was +filled with fine, old well-scratched +furniture, and the walls were lined +with books, and there was the comfortable +picture of Justice Holmes on +the wall looking down with rare approval +on what he saw. Susan, our +secretary, had made the last coffee of +the day, and had kicked off her shoes +the better to enjoy it. The three of us +just sat in the deepening dusk, and +talked. We didn't even turn on a +light. It was a shame I wasn't paying +close attention to Mr. Spardleton.</p> + +<p>I said, "Yes, I know what you mean +about other people's not seeing things +the same way you do. I've seen something +like it at work with some of my +friends just before they get married. +They think their brides are just about +the most beautiful women in the +world, when they are really quite +homely—wouldn't even hold a candle +to our Susan here."</p> + +<p>Mr. Spardleton looked at me and +then at Susan, and Susan looked at +him and then at me in that sober +wide-eyed way she has, and then they +looked at each other and smiled. I +guess they realized that I had said +something pretty funny.</p> + +<p>Mr. Spardleton said, "I understand +why you think of the situation in +terms of brides, but I always think of +it in terms of a proud father who sees +nothing but perfection in his newborn +son."</p> + +<p>"Yes," I said, "that's a good way to +put it, too."</p> + +<p>"There are," he continued through +a cloud of gentle smoke, "two different +ways in which a patent case can +get away from the attorney. The first +doesn't happen very often, but when +it does it has a tendency to set the +world on fire. That's the case that has +true merit to it—high invention, if +you will—but the invention is so +subtle that nobody can see its importance. +Only the attorney who +wraps the case around his heart can +appreciate its vast potential. He goes +through the prosecution before the +Patent Office and possibly before the +courts shouting high praises of the +invention, but all the tribunals turn a +deaf ear. Sometimes the attorney +finally reaches Nirvana; the invention +comes into its own. It shakes the +world, just as the attorney had always +known it would."</p> + +<p>I nodded and said, "Elias Howe +and his sewing machine, McCormick +and his reaper, Colt and his pistol." +Mr. Spardleton had taught me well.</p> + +<p>"The other way is more common," +he continued. "There the attorney +never sees the case in its true light. +He is blinded by something in it and +thinks it is greater than it is. He +wastes a lot of time trying to persuade +everybody that this very ordinary +invention is the wonder of the +decade. He thinks of the invention +the way a father does of a wayward +son—he sees none of its faults, only +its virtues, and he magnifies those."</p> + +<p>I shifted into a more comfortable +position in my deep chair. Mr. Spardleton +must have thought I was going +to say something. He looked at me +and added hastily, "Or rather, as +you'd have it, the way a bridegroom +looks at his prospective bride. That +better?"</p> + +<p>"Oh yes. Those fellows are really +blinded. They just can't see anything +the way it really is."</p> + +<p>Mr. Spardleton said, "Most patent +attorneys are unable to tell the difference +between the two ways a case can +get away from them, once they get +caught in it. They always think that +nobody else agrees with them because +nobody else understands the case. It +is quite a blow when it turns out that +they are the one who has been wrong +all along. Yes, sometimes an understanding +of the facts is as difficult as +an understanding of the law."</p> + +<p>"Yes," I said sleepily. "Sure must +be."</p> + +<p>If I had known better that evening, +I would never have allowed myself +to get so sleepy. I should have +listened for the meaning in Mr. +Spardleton's words instead of merely +listening to the words themselves. I +have seen Patent Examiners act that +way—they hear the words, but the +meaning does not come through. We +locked the doors and went home, +then. How I wish I had listened!</p> + +<hr /> + +<p class="cap">Dr. Nathaniel Marchare is unquestionably +the greatest organic chemist +the world has seen since Emil Fischer. +His laboratories in Alexandria, Virginia, +constantly pour out a host of +exceedingly important inventions. +The chemists, physicists, physical +chemists, and biologists who work under +him are all dedicated men and +women, gifted with that scientific insight +that so often produces simple +solutions to great problems. Dr. Marchare +and his people are the principal +clients of the firm of Helix Spardleton, +Patent Attorney, and as such they +are very important to me. Nevertheless, +I always get a queasy feeling in +my stomach when Dr. Marchare excitedly +calls up Mr. Spardleton, and +Mr. Spardleton turns him over to me.</p> + +<p>Dr. Marchare is a very nice person, +not at all mad as people are prone to +say. He is tall and gaunt and slightly +wall-eyed, and he seems to live in a +great, flopping laboratory smock, and +his hair is always wild, and he seems +to look around you rather than at you, +but he is a very nice person and not +at all mad. His main trouble is he +does not understand the workings of +the United States Patent System. After +I have explained to him the operation +of the Patent Law on some particular +situation, Dr. Marchare frequently +begins to mutter to himself +as if I were no longer in the same +room with him, and I find this most +discouraging. As if this were not bad +enough, many of Dr. Marchare's scientists +have acquired the same habit.</p> + +<p>It was a bright fall morning when +this particular call came through. I +hadn't heard the phone ring, nor did +I hear Mr. Spardleton answer it in response +to Susan's buzz. But some sixth +sense brought me upright in my chair +when I heard Mr. Spardleton say, +"Well, how are things out in the +Washington suburbs this morning?"</p> + +<p>I felt the hairs tingle at the base of +my neck, and I knew that Mr. Spardleton +was talking to Dr. Marchare. +I heard, "Certainly, why don't I send +Mr. Saddle out. He's worked with +Callahan before—on that Pigeon +Scarer Case, as I recall—and the two +of them can decide what to do. That +sound all right?"</p> + +<p>I am afraid it sounded all right, +because there was some chitchat and +then the sound of the phone's banging +into its cradle, and Mr. Spardleton's +booming voice, "Oh, Mr. Saddle. +Will you come in here a moment, +please?"</p> + +<p>I took a quick swallow of milk of +magnesia, an excellent antacid, and +went in. Mr. Spardleton was busy so +he came right to the point. "They've +got some kind of problem out at the +Marchare Laboratory—don't know +whether to file a patent application +right now, or wait until the invention +is more fully developed. Will you +hop out there and get them straightened +out? Callahan is the chemist, +and you know him pretty well."</p> + +<p>I certainly did. Callahan's name always +reminded me of the time I took +testimony in Sing Sing Prison on a +Callahan application in Interference. +But I nodded numbly and went back +to my office and finished the bottle of +milk of magnesia and caught a cab +to the Marchare Laboratory.</p> + +<hr /> + +<p>It was cool in the lab and the air +smelled faintly of solvents. I liked +the smell, and I sniffed it deeply and +tried to distinguish one from the +other. My chemistry professor had +often told me that I had the best nose +he had run across in twenty-five years +of teaching. I picked out the pungent, +aromatic odor of toluene and +the hospital smell of diethyl ether, +and I thought I could detect the +heavy odor of lauryl alcohol. Underneath +them all was a rich, sweet smell +that I had smelled before, but I couldn't +tell what it was. I decided it was +a lactone, and let it go at that. I +nodded as I went past the receptionist, +and her smile made me feel uncomfortable +again, just as it always +did; there was too much of a leer in +it. I never stopped to tell her where +I was going; I just went in unannounced.</p> + +<p>I went up the stairs and down the +hall to Callahan's lab, next to Dr. +Marchare's. I went in. Henry Callahan +stood at a bench pouring a colorless +liquid down a chromatographic +column. He looked over at me and +said, "Well, Carl Saddle. How are you, +man? Nice to see you."</p> + +<p>Callahan was a big man, heavy-set, +with bright blue eyes, and a shock of +light-brown hair. For all his bulk he +moved lightly as befitted a former +stroke on the Penn crew. I was +fond of Callahan, even with all the +trouble his inventions caused me; I +knew he couldn't help it. I said, +"Hello Henry. How have you been?" +And we exchanged some more amenities.</p> + +<p>Finally he said, "Carl, we have +quite a problem here, and we don't +know what to do about it. Here's the +situation."</p> + +<p>I swallowed, and took out my notebook +and pencil, and laid my pocket +slide rule in front of me. I always +put the slide rule out where the inventor +can see it to remind him that +he is talking to another technical +man, not just a lawyer. This helps +make him stick to the facts. I didn't +need the rule with Callahan, but habit +is hard to break.</p> + +<p>Callahan said, "Some time ago I +made a polyester, used adipic acid +and an amino alcohol. On a hunch I +dropped in an aluminum alkyl, and +then pushed the polymerization along +with both ultraviolet and heat. Got +a stiff gel out of the pot and drew it +into a quarter of a pound of fibers. +I only had time to determine that the +fibers were amorphous—no time to +draw them further to see if they +would develop crystallinity. I put them +in an open-mouth jar which I later +found had been used to store mercury. +One evening I took them out and +found they had developed crystallinity +on standing. Furthermore, the fibrous +ends had split, and the split ends +seemed to be tacky—seemed a natural +to me to make a sheet of paper +out of it."</p> + +<p>I nodded as I worked furiously on +my notes. All of Marchare's people +talked that way. They did the most +fantastic things sometimes, and then +talked about them as if anyone would +have done the same thing. I had complained +about this oddity to Mr. Spardleton +when I first came to work for +him; I was used to inventions that +were made in understandable ways. +He had smiled and asked me to +quote the last sentence of 35 U.S.C. +103, the statute that set forth the +conditions for patentability. It was a +good thing I had memorized the +statute. I recited the last sentence, +"Patentability shall not be negatived +by the manner in which the invention +is made." Well, here it was again.</p> + +<p>I asked Callahan, "Did you make a +sheet of paper out of it?"</p> + +<p>"Sure did. Made a hand sheet in a +twelve-by-twelve inch mold. Pressed +it out, dried it, then got busy again +so I couldn't test it for a week. When +I did I started working nights to see +if I could duplicate my results. Just +finished this morning. Here's the +hand sheet, the second one."</p> + +<p>He handed me a sheet of paper, +snow-white in color. I put aside my +pencil and notebook to examine it. +As I took it in my hand it was obvious +that it was something unusual. +It was softer than a cleansing tissue, +and probably even more flexible. I +rubbed it between my fingers, and it +had the most remarkable feel of any +paper I had ever felt—soft and clinging +and cool, and exceedingly pleasant. +I knew the paper chemists called +this property "hand." Callahan's paper +had the most remarkable hand I +had ever seen.</p> + +<p>"Tear it in half," Callahan said.</p> + +<hr /> + +<p class="cap">I took the sheet between my thumbs +and forefingers and gingerly pulled, +expecting the light and soft sheet to +part easily. Nothing happened. I +pulled harder, and still nothing. I +smiled at Callahan, got a better grip, +and gave it a yank. Then I twisted +opposite corners around my fingers +and frankly pulled at it. The absurd +sheet refused to tear, and I realized +how ridiculous I must look to Callahan +to be unable to tear a flimsy sheet +of paper. I suppose I lost my temper a +little. I gathered as much of the paper +as I could in each hand, bent +over to put my hands on the inside +of my knees, and pulled until I heard +my back muscles crack. I let out my +breath explosively and looked helplessly +at Callahan.</p> + +<p>He said, "Don't feel bad, Carl. Nobody +has been able to tear it."</p> + +<p>"You mean it?" I asked. I found +myself puffing; I had not realized I +was straining so hard.</p> + +<p>"Yup. That paper has a tensile of +2,800 pounds per square inch, and a +tear strength equally unbelievable."</p> + +<p>I looked at the little sheet and +great possibilities began to occur to +me. "Clothing," I said. "Great heavens, +think what this will do for the +clothing industry. No more weaving. +Just run this stuff off on a paper machine +at five hundred feet per minute." +I stopped and looked at Callahan +and said, "You will be able to +make it on a paper-making machine, +won't you?"</p> + +<p>"As far as I know."</p> + +<p>"Good," I said. "When can we try +it in the pilot plant."</p> + +<p>"Well, that's where the problem +comes in, Carl. I have to leave for the +West Coast tomorrow, and I'll be +gone for six months. There's nobody +else around here to take it through the +pilot plant. What's worse, one of my +technicians left this morning to take +a job with Lafe Rude Consultants, +Inc., up in Boston. The technician is +an ethical man, and all that, but I'm +afraid the word will be out on this +paper now."</p> + +<p>My heart sank. Callahan said, "I've +already started another of my technicians, +John Bostick, on the process to +make certain he can repeat my work. +But that's all we can do for a few +months around here. The laboratories +have never been so busy. What do +you think we ought to do?"</p> + +<p>The answer was obvious. "We've +got to file a patent application right +away. It isn't ready to file, but we've +got to do it anyway."</p> + +<p>Callahan said, "Oh, we're in good +shape. We <i>know</i> it works."</p> + +<p>I nodded and said, "What acids +other than adipic will work?"</p> + +<p>"Oh, azoleic, sebacic, a few others, +I suppose."</p> + +<p>"What else other than amino alcohols? +What other catalysts? Do you +really need mercury vapor? Will some +other metallic vapor do? What about +temperature variations in making the +polyester? How long a cure time? +How much ultraviolet? Will the fibers +be better if you draw them more? +Can you get those tacky fiber ends in +any other way? Can you improve +them? What about the sheet-making +conditions? Does oxygen in the air +catalyze...?"</p> + +<p>Callahan held up his hands and +said, "O.K., O.K., we don't know anything +about it. But we're not going to +find out these things until we open +a research program, and we can't open +a program for at least six months. +In the meantime that technician may ..."</p> + +<p>I held up my hands this time, and +he fell quiet. We stood silently until +I asked, "All the information in your +notebooks, Henry?"</p> + +<p>He nodded, and I continued, "Well, +I'll be back tomorrow to talk to you +and Bostick. We'll just have to file a +patent application on what we have."</p> + +<p>We chatted a while about his work +on the West Coast, and then we shook +hands and I left. I had a few moments +to think in the cab before I +talked with Mr. Spardleton. Here I +was in that situation that a patent +attorney dreads. I had an incomplete +invention, one that required a great +deal of work before it could be filed, +yet I had to file now in the incomplete +condition. With it all, here was +a most significant invention, one that +would make the world take notice. +This was one of the rare ones, I could +feel it in my bones. It was obviously +an industry-founder, a landmark invention +on a par with the greatest, +even in its incomplete condition. By +golly, I was going to do a job on this +one.</p> + +<hr /> + +<p>Mr. Spardleton was in a bad mood +when I entered his office. I didn't +have a chance to say a thing before he +bellowed at me, "Mr. Saddle, do you +know what a plasticizer is?"</p> + +<p>"Why, ah, yes. It is a material, generally +a solvent, that softens and +renders another material more flexible."</p> + +<p>"That's right." His fist banged on +the desk. "Yet here," he waved an +Office Action at me, "is an Examiner +who says that the term 'plasticizer' is +indefinite, and I must give a list of +suitable plasticizers when he knows +that Rule 118 forbids me to put in +such a list. Can you imagine? He is +saying in effect that a chemist who +works with synthetic resins does not +know what a plasticizer is, and I must +take him by the hand and teach him +something he learned in freshman +chemistry. It has nothing to do with +the invention, either. I am claiming +a new kind of lens holder, and I point +out that the interior of the holder +may be coated if desired with a plasticized +synthetic resin coating. My, I +don't know what the Office is coming +to. The Patent Office is the only institution +in the world that does not +know the meaning of the phrase +'room temperature'. Some day.... +What's the matter, Mr. Saddle?"</p> + +<p>I had pulled up a chair and +hunched down in it. Mr. Spardleton +recognized the symptoms. He put +down the offending Office Action +and settled back and waited for me to +tell him my troubles.</p> + +<p>I said, "I've got a hot invention. It +is a paper that will replace cloth, +strong, flexible, cheap too. We've only +made one version of it, though, and +I have to file an application right +away because one of Callahan's technicians +left, and we can't risk waiting."</p> + +<p>He nodded, and I went on, describing +to him all the details of the +invention and the situation. When I +finished I stared morosely at the floor. +Mr. Spardleton said, "What's the problem? +File a quick application now, +and later on when you have more information, +abandon it and file a good, +full-scale application."</p> + +<div class="figright" style="width: 403px;"> +<img src="images/002.png" width="403" height="550" alt="" title="" /> +</div> + +<p>I looked at him in surprise and +said, "But somebody else has just as +much information as we have, and he +may start to experiment right away. +That technician knows as much as we +do. In another six months they could +file a complete application and beat +us out on dates; they'd be first with +the complete application."</p> + +<p>"Well, what do you propose to do +about it?"</p> + +<p>I shrugged. "I'll have to make up as +good an application as I can right +now. We'll make some guesses at how +the research would go, and put it in."</p> + +<p>"Oh now, look. You don't know"—he +began ticking off the points on his +fingers—"if you really need the trialkyl +aluminum, or the mercury-treated +glass surface, or the heat, or the radiation, +or any combination of them. +You don't have any idea of the conditions +that are necessary to produce +this paper."</p> + +<p>"I know."</p> + +<p>"All you've got is a single example +that works. If you make your claims +broader than that one example, the +Examiner will reject you for lack of +disclosure. This is basic in patent +law. Ex parte Cameron, Rule 71, and +35 U.S.C. 112 will do for a starter."</p> + +<p>But I hadn't worked with Mr. Spardleton +for nine years for nothing, +and he had taught me how to play +this game pretty well. I sat up +straighter in my chair and said, "Yes, +but in Ex parte Dicke and Moncrieff +the disclosure of nitric acid as a +shrinking agent for yarns was enough +to support a claim for shrinking +agents broadly; the claim did not +have to be limited to nitric acid."</p> + +<p>"Only because nitric acid was already +known to be a shrinking agent +for yarns."</p> + +<p>I said, "Well, adipic acid is a known +polyester ingredient."</p> + +<p>"And all the other ingredients?"</p> + +<p>I did then what he had carefully +taught me to do when I was losing an +argument: I quickly shifted to another +point. "In Ex parte Tabb the applicant +merely disclosed raisins and +raisin oil, but that was enough to +support claims to 'dried fruit' and +'edible oil'."</p> + +<p>"But in that case the Board of Appeals +said they allowed such terminology +only because the equivalency of +the substances could be foreseen by +those skilled in the art, foreseen with +certainty, too. Can you say that about +your substances?"</p> + +<p>I hesitated before I answered, and +that was all he needed to take over. +"A large number of ingredients was +recited in In re Ellis, and since there +was no evidence to show that they all +would not work, the applicant was +allowed broad claims. But you'd have +trouble making your guessed-at ingredients +stick. In the case of Corona +Cord Tire Company v. Dovan, the +court said the patentee was entitled +to his broader claims because he +proved he had tested a reasonable +number of the members of a chemical +class. Have you?"</p> + +<p>I started to answer, but Mr. Spardleton +was in full swing now, and he +said to me, "No, sir, you haven't. You +are not ready to put in broad claims +on a half-baked invention."</p> + +<p>It was the "half-baked" that did it. +Controlling my temper I rose to my +feet and said in a purposeful, quiet +voice, "I think I see clearly how this +case should be handled in this situation. +I shall prepare it in that manner, +and file it, and prosecute it, and obtain +a strong patent on a pathfinder +invention. I'll keep you posted." I +turned and walked out. Just as I +passed through the door I thought I +heard him say softly, "Attaboy, Carl," +but I must have been mistaken. Mr. +Spardleton never calls me Carl.</p> + +<hr /> + +<p>I got right at it the very next morning. +I opened the office myself and began +studying my notes to see how +broad a claim I could write for the +Tearproof Paper Case. I listed all the +ingredients in one column, and then +filled up the adjacent columns with +all the possible substitutes I could +think of. I didn't even know it when +Susan arrived at the office, stood in +my doorway for a moment, and then +tip-toed away. Later on Mr. Spardleton +looked in on me, and I wasn't +aware of that, either. It was ten o'clock +before I finally came up for air, and +then I dashed out to the Marchare +Laboratory for another talk with Callahan. +I explained how I was going to +handle the case to make sure we got a +good, broad patent application into +the Patent Office.</p> + +<p>"Can you do that?" he asked.</p> + +<p>"Oh, yes. We can put in all the +things we think will work, but if we +are wrong we are in some degree of +trouble. But I feel that with both of +us working on this we ought to be +able to turn out a good sound job. +I'll keep sending you drafts out in +San Francisco until we finally get one +we think good enough to file. But +we can't waste time. This is a hot one, +and we want to get it in as soon as +possible."</p> + +<p>He shrugged his shoulders, and we +sat down to work on my lists. Neither +one of us realized it when lunch time +came and went. But that's the way it +is with world-beater inventions; they +sweep you along. Early that afternoon +I dictated my first draft to Susan. +Callahan and I went over the draft, +and then he left for San Francisco. +The next time around we had to use +air mail. With each new draft we added +more to the basic information we +had, rounding out the invention in +ever greater detail. I added example +after example, being careful to state +them in the present tense; I did not +want to give the impression that the +examples had actually been run.</p> + +<p>In a month's time I checked with +John Bostick. Bostick had been able +to duplicate Callahan's work, and we +had three more, flimsy, diaphanous +sheets that could not be torn +by human hands. That was all I +needed. Now I knew that anyone +could duplicate the Tearproof Paper, +and I had at least one, good, substantial +working example for my patent +application. The knowledge gave me +greater confidence in the alternate +materials and procedures that Callahan +and I had dreamed up. I prepared +a final draft containing twenty-three +pages of detailed specification and +eleven examples and topped it all off +with forty-six claims. It was a magnificent +application, considering what +I had to start with. I handed it to Mr. +Spardleton and sat down to hear +what he had to say about it.</p> + +<p>I watched him out of the corner of +my eye as he read it, and I had the +pleasure of seeing his cigar slowly +swing outward until the glowing end +was almost beneath one of his ears. +This, I knew, was his Amazed Position, +and it was rare indeed that I or +anyone else ever saw it. Mr. Spardleton +was a man who does not amaze +easily.</p> + +<p>He finished and looked up at me +and said, "I assume this is the same +invention you told me about last +month?" When I nodded he continued, +"And I further assume that you +have no experimental data in addition +to that you described last month?" +Again I nodded, and he said, "All of +this is paperwork with the exception +of Example I?" I nodded again, and +he put the draft down in front of him +and stared at it.</p> + +<p>I began to grow uncomfortable in +the silence. Then he said, so softly +that I could hardly hear him, "I remember, +many, many years ago, answering +the phone, Cliff Norbright—great +chemist—telling me he had +smelled phenol when he heated ethylene +chlorohydrin in the presence of +holmium-treated silica gel in a test +tube. I wrote the greatest patent application +of the age based on that +evidence. Just like this one." He laid +a hand on it, and shook his head, and +smiled.</p> + +<p>"There is no crude guesswork on +this product," I said. "The work has +been duplicated, and I've seen many +specimens of this paper. I tell you, +sir, there never has been anything +like it. Why, even Callahan ..."</p> + +<p>"Yes, tell me about Dr. Callahan. +He is usually a pretty conservative +fellow. How does he feel about this +completely untried product?"</p> + +<p>I sat up straighter. "This is not an +untried product, Mr. Spardleton. It +has been made and duplicated. It has +all the properties that the application +says it has. And Dr. Callahan has just +as much faith in it as I have."</p> + +<p>Mr. Spardleton looked at me, and +smiled, and slowly handed over the +draft. "Mr. Saddle, I wish you all the +best in your prosecution of this case. +Please call on me if there is anything +I can do to help. In any way, don't +hesitate to call on me."</p> + +<p>I stood up and took the draft and +turned to go, but Mr. Spardleton +thrust his hand out. I shook it and +said, "Is anything wrong with it?"</p> + +<p>"Not that I am able to see, Mr. +Saddle. It is a most remarkable job, +and bespeaks of ingenuity, resourcefulness, +and skill. You have come a +long way to be able to write such an +application."</p> + +<p>I didn't know what to say, so I +smiled and bobbed my head and +walked out still looking at him and +smiling, which made it necessary for +me to walk sideways, and thus made +me look, I suppose, somewhat like a +crab.</p> + +<p>Susan put the case in final form. +We sent the papers to California for +Callahan's signature, then we filed +the case, and things got back to normal +with me. It was a great relief not +to have the strain on me night and +day. That's the trouble with an important +case. You live with it too +much.</p> + +<hr /> + +<p class="cap">It was seven months before I got +the first Office Action in the Case. I +read the first few paragraphs and they +were quite normal. They rejected the +Case in the usual manner by citing +prior patents that had nothing to do +with my application. This kind of +thing was just part of the game of +prosecution in which the Patent Examiner +makes rejections because that +is what he is supposed to do no matter +what the invention; they don't +have to make much sense. But then +came a paragraph that went way beyond +good sense and proper rejection +technique. It said:</p> + +<p><i>The specification is objected to as +containing large portions that are +merely laudatory. See Ex parte Grieg, +181 OG 266, and Ex parte Wellington +113 OG 2218. These portions are +superfluous and should be deleted, +Ex parte Ball, 1902 CD 326. The +specification is unnecessarily prolix +throughout and contains an unduly +large number of embodiments, Ex +parte Blakemen, 98 OG 791. Shortening +is required.</i></p> + +<p>I didn't wait. I grabbed the file of +the Case and almost ran over to the +Patent Office to straighten out the +Examiner on a few things. As usual, +Herbert Krome was the Examiner, +so I charged up to his desk and immediately +began explaining to him the +importance of the Tearproof Paper +Case. He seemed to pay no attention +to me, but I knew him; he was listening. +When I finally paused to let him +say something, he looked at me quizzically +and said, "Mr. Saddle, aren't +you aware of the Notice of October +11, 1955?"</p> + +<p>I looked at him blankly and said, +"What's that?"</p> + +<p>"It says that interviews with Examiners +are not to be held on Fridays +except in exceptional circumstances."</p> + +<p>I gulped and said, "Is today Friday?"</p> + +<p>He pushed his desk calendar toward +me. It was Friday all right, and +the thirteenth at that. I was too embarrassed +to speak, and I got up and +began to walk out. Mr. Krome called +after me. "This must be an important +case, Mr. Saddle. I'll expect to see you +the first thing Monday." I nodded, +and left.</p> + +<p>By Monday, my embarrassment had +not diminished. I had really done an +unheard-of thing in patent prosecution. +In patent prosecution, the patent +attorney has six months to respond +to an Office Action. Since attorneys +carry a docket of cases adapted +to fill all their time, an attorney in +most instances requires the full six +months to respond to an outstanding +Office Action. Industrious attorneys +with relatively light dockets might +respond in five months' time. This +may also happen when the attorney +is trying to get a little ahead so he +can go on a vacation. There are rare +instances of record when an attorney +had taken some action in three or +four months. But here, in the Tearproof +Paper Case, I had actually gone +for an interview on the very first +day. I couldn't possibly go back on the +following Monday; my pride would +not allow me. I waited until Tuesday.</p> + +<p>By that time I had gone over the +entire rejection and planned my complete +response to the Examiner. I sat +down with Mr. Krome on Tuesday +morning and talked steadily for fifteen +minutes before I realized he was +watching me instead of paying attention +to the case. I said, "What's the +matter."</p> + +<p>He said wonderingly, "I've never +seen you like this before. You are +acting almost as unreasonably as an +inventor. You don't even want to +hear what I have to say about this +case. You should relax, Mr. Saddle. +You are here as an advocate, not as +a midwife."</p> + +<p>"I don't think that's very funny, +Mr. Krome," I proceeded to explain +the high merit of the case, and he +seemed to listen then. Before I left +he promised to give the case careful +consideration. This was all he ever +promised, so I thanked him and went +back to my office. I filed my amendment +in the case the next day. It was +eight months before I got the next +Office Action.</p> + +<hr /> + +<p>Callahan returned in six months +and immediately opened a project on +the Tearproof Paper. The two of us +sat down together to determine the +best way to handle the research.</p> + +<p>I said, "Henry, we have already +drawn up a complete research program. +All we have to do is follow it."</p> + +<p>"We have?" Callahan was surprised.</p> + +<p>"Sure." And I laid out in front of +him a copy of our patent application, +and riffled through its pages. "All we +have to do is go through all the examples +here to make certain they all +work. If they do, the program will be +complete, except for the product +itself and commercial production. Our +patent application will make the best +research guide we could get."</p> + +<p>"Why certainly," said Callahan. +"We have already spent a great deal +of time working out all kinds of substitute +and equivalent reactions. It's +all here. Good. I'll set it up."</p> + +<p>Callahan began distributing the +work to various groups, and I went +back to my office. Every Friday afternoon +thereafter I went out to the +laboratories to see how things were +coming along. They came along well. +From the beginning the actual results +reached by the research teams +matched the predictions we had made +in our patent application. At the Friday +afternoon meetings Callahan and +I got into the habit of tossing pleased +and knowing glances at each other as +the streams of data continued to confirm +our work. Several months rolled +happily by. Then came a letter from +the Lafe Rude Consultants, Inc., up in +Boston. The letter said that their people +understood that the Marchare Laboratories +had under development a remarkably +strong paper, and they +would be very much interested in discussing +licensing possibilities with us. +I grabbed the letter and stormed into +Mr. Spardleton's office.</p> + +<p>"Just read this," I almost yelled as +I handed him the letter. "This is the +outfit that hired Callahan's technician. +Now they know all about the Tearproof +Paper. That technician has told +them everything. I think we ought to +sue them—inducing disclosure of +trade secrets, or something." I added +a great deal more as Mr. Spardleton +finished the letter and sat holding it +looking up at me as I paced back and +forth in front of his desk. As I walked +and talked, I finally became conscious +of the fact that Mr. Spardleton was +waiting for me to finish; I could tell +by the expression on his face. I pulled +up in front of him and fell quiet.</p> + +<p>He said, "Don't you feel it is significant +that this letter was sent to +us, lawyers for Marchare Laboratories, +rather than direct to the Laboratories?"</p> + +<p>I thought about it, and he continued, +"Furthermore, as I understand +it, the Lafe Rude people have a good +reputation."</p> + +<p>That was right, too, and I saw what +he was driving at. People of good +reputation don't try to pull a fast one +by immediately alerting the lawyers +for the other side. In fact, when I +stopped to think about it, I could see +that they were bending over backwards +to be careful in this situation.</p> + +<p>Mr. Spardleton said, as he handed +back the letter, "I suggest you clear +with Dr. Marchare, and then make +arrangements to talk to these people +and see if you can negotiate some +kind of profitable license. Marchare +is pretty fully committed right now, +and I don't think he has time to exploit +this paper, even if it turns out to +amount to something."</p> + +<p>I looked at him, aghast that he +should still be doubtful of the paper +at this late stage of the game. He saw +my look and said, "Oops, I mean this +milestone in paper technology once +it is announced to the world."</p> + +<p>That seemed better, more to the +point. I called Dr. Marchare and +found that Mr. Spardleton was right, +as usual. Dr. Marchare would welcome +a beneficial licensing arrangement. I +then called the Rude Associates on +the phone; it seemed more expeditious +than writing. I set up a meeting +date as soon as possible, one week +away.</p> + +<hr /> + +<p class="cap">The day before I left for Boston I +checked in with Callahan to make +certain all of our data were correct. +We went over every aspect of the +Tearproof Paper Case. I picked out a +dozen good samples of the paper of +varying composition and thickness +and put them in my briefcase along +with a copy of the patent application. +I had decided that I might even show +them a copy of the application if it +might help show what a marvelous +discovery we had made. Callahan and +I shook hands solemnly, and he wished +me the best of luck. I went back to +my office for a final quick check, got +interested in Zabell's book, and went +home without my briefcase. There +was no harm done. My plane did not +leave until ten in the morning and I +had planned to go back to the office +anyway. I said good-by to Susan and +Mr. Spardleton, retrieved my briefcase +from over by the radiator where +Susan had put it the night before, +and caught the plane.</p> + +<p>It was a cold damp day, and the +threat of rain was in the air. In Boston +I caught a cab for the Massachusetts +Avenue laboratories of Rude +Associates. Dr. Rude himself was at +the meeting, along with half a dozen +of his associates. Dr. Rude was a small +man, dapper, totally unlike a research +chemist, and his speech and manner +were as impeccable as his dress. Only +his hands were a giveaway; they were +stained with yellow and black stains +that looked completely out of place +on the man. Dr. Rude opened the +meeting with an explanation concerning +the technician he had hired from +the Marchare Laboratories two years +earlier. "Just a week ago," said Dr. +Rude, "we put him on a problem of +paper chemistry. He told us that the +properties we sought—and more—had +already been found by your laboratory. +He said no more, and we +would not have allowed him to say +any more, except that you were the +patent lawyer who was working on +the case. That is all we know about it. +We hope you have something of mutual +interest, but we don't know any +more than what I have told you."</p> + +<p>I said, "Thank you, Dr. Rude. I understand +how it was. I assure you it +never crossed our minds down in +Washington that anything could +have been out of line in any manner +whatsoever."</p> + +<p>The assembled group smiled, and I +smiled back, and we all felt friendly +with one another. Dr. Rude cleared +his throat and said, "Well, is there +anything you can tell us about this +tearpr ... about a paper having +some of these very interesting properties?"</p> + +<p>I said, "There is a great deal I can +tell you about the paper we have, but +suppose I let you see some specimens +before I say anything. There's nothing +like the actual goods themselves +to do most of the talking."</p> + +<p>We all laughed as I took half a +dozen twelve-by-twelve hand sheets +out of my briefcase and passed them +around the table. I watched the chemists +finger the sheets, savoring their +soft coolness, and I heard the whispered +comments, "good hand," "excellent +softness," "fine color," and a few +others. Dr. Rude said, "Are these +'breaking samples', Mr. Saddle? Do +you mind if we tear them?"</p> + +<p>Well, you can see that this was the +question I was waiting for. I sat back +and allowed a slight smile to play over +my face. I said, "Oh no, gentlemen. +Go ahead and tear them."</p> + +<p>I saw several of the people take the +sheets between their thumbs and +forefingers, and gently pull. I saw the +sheets tighten momentarily, and then—as +if the sheets were no more than +ordinary cleansing tissue—I saw the +fibers pull apart as each man easily +tore the sheet in half.</p> + +<p>I felt the blood drain from my +face, and it seemed to me that my +pounding heart must have been visible +right through my clothes. I swallowed +and tried to say something, although +I had no clear idea of what I +was going to say. Words would not +come. I leaned over and took another +sheet from my briefcase and tugged +at it. It tore in half with practically +no effort. I took another, same results, +and still another. I dimly realized +that all the people at the meeting +were staring at me, but I wasn't +concerned. I knew something must +be wrong with all the specimens; +possibly I had placed regular cleaning +tissues in my briefcase, or maybe Susan +... but even as I thought it I +knew such a mistake was impossible.</p> + +<p>I reached over and tried tearing +one of the sheets I had passed out to +the others. It tore into quarters as +easily as it had torn into halves. That +finished me. I leaned back and looked +around at the silent group and wondered +what Mr. Spardleton would +have said at a time like that. I started +to smile and discovered that my original +smile was still frozen on my face. +I stood up and began retrieving the +torn papers; they passed them back +to me without saying anything. I replaced +them in my briefcase, closed it, +said, "Gentlemen, Christmas falls on +Friday this year," and walked out.</p> + +<hr /> + +<p>It was raining outside, but I scarcely +noticed. I hailed a cab to the Logan +Airport, changed my reservations +to an earlier plane, and returned to +Washington. It was a slow trip. The +planes were stacked up in the rain at +the Washington International Airport, +but I did not notice the passage +of time. I was too stunned to think +clearly, but I kept trying. I got quite +wet in Washington, but I was in a +hurry to see Mr. Spardleton and I did +not bother to change my clothes.</p> + +<p>I burst into his office. He looked +up and said, "Well, I didn't expect to +see you until tomorrow. How did...?" +He saw my face.</p> + +<p>I plopped my briefcase on his desk +and pulled out all the specimens and +dumped them in front of him. I said, +"Just look at these. This 'Tearproof +Paper' has deteriorated. These specimens +are useless. Right in front of +all the Rude chemists, they go bad. +Most of them are new ones, too. How +can this be possible? Just look at +them."</p> + +<p>Mr. Spardleton picked up one of +the sheets, rubbed it, and then tugged +at it gently to tear it. It did not tear. +He pulled harder, and then harder, +and it did not tear. I stared at him in +disbelief and said, "Oh, Mr. Spardleton, +this is no time to play games +with me."</p> + +<p>I took one of the sheets and yanked +it, and almost cut my fingers. I bent +over and put my hands on my knees +to get better leverage just as I had +the very first time, but the sheet +would not tear. I threw it on the desk +and tried another with the same results. +One after another I ran through +them all while Mr. Spardleton sat +back and watched me. I was wild-eyed +when I finished.</p> + +<p>Mr. Spardleton said, "Mr. Saddle, +would you mind telling me what has +happened?"</p> + +<p>I pulled up a chair, groped for my +voice, and finally got the story out. +He looked at me strangely, tried to +tear another of those miserable little +sheets, and said, "Mr. Saddle, do you +feel all right?"</p> + +<p>In Boston I had been completely +deflated and bewildered, but now I +was mad. I grabbed up the phone +and called Callahan. I had barely +started to pour out the story when he +said, "I'm glad you called, Carl. We +seem to have run into something on +this paper thing. Looks bad. Can you +come out?"</p> + +<p>"Be right there." I hung up.</p> + +<p>Mr. Spardleton went out with me; +he didn't want me to go anywhere +alone. Callahan was holding two +sheets up to the light when we went +into his lab. He said, "Two identical +sheets, except for the moisture content. +Moisture is the devil. One of +these is dry, the other contains three +per cent moisture. Here's the dry +one." He tore it in half effortlessly. +"Here's the moist one." And he +strained at it, but it would not tear. +"We just ran across this effect last +night, and finished checking it out an +hour ago. Have you been to Rude +Associates yet?"</p> + +<p>I nodded.</p> + +<p>"Too bad. We'll have to show them +what can happen."</p> + +<p>Mr. Spardleton said, "They already +know."</p> + +<p>Callahan said, "This kicks the +whole thing in the head. The paper +can never be more than a laboratory +curiosity, as far as we can see. The +sun, a dry climate, heat, any of these +things will drive off the moisture, +and the paper will lose its strength. +There's no way we can market a product +like that when it might lose its +strength at any time. I'm afraid the +'Tearproof Paper' must join the huge +list of fine products that can't be sold +because of one small flaw."</p> + +<p>It was Mr. Spardleton who steered +me out of the labs. He slipped an +arm through mine and said, "You +can refile the patent application and +add this information about the moisture +content. You ought to get the +patent without too much trouble +even if the product is of no commercial +value."</p> + +<p>I nodded as we stood in the rain +waiting for a cab.</p> + +<p>He said, "I never told you what +happened in that Phenol Case of +mine many years ago. It turned out +that the man at the next bench had +spilled a little phenol on the bench +top. That's what my inventor smelled; +there never was any phenol in the test +tube. We all fall over the facts of a +case now and then." He squeezed my +arm, and the rain did not seem to fall +quite as hard.</p> + +<div class="trans1"><b>Transcriber's Note:</b><br /> +This etext was produced from <i>Analog</i> September +1962. Extensive research did not uncover any evidence that the U.S. +copyright on this publication was renewed. Minor spelling and +typographical errors have been corrected without note.</div> + + + + + + + + +<pre> + + + + + +End of the Project Gutenberg EBook of The Professional Approach, by +Charles Leonard Harness and Theodore Lockhard Thomas + +*** END OF THIS PROJECT GUTENBERG EBOOK THE PROFESSIONAL APPROACH *** + +***** This file should be named 23872-h.htm or 23872-h.zip ***** +This and all associated files of various formats will be found in: + http://www.gutenberg.org/2/3/8/7/23872/ + +Produced by Greg Weeks, Stephen Blundell and the Online +Distributed Proofreading Team at http://www.pgdp.net + + +Updated editions will replace the previous one--the old editions +will be renamed. + +Creating the works from public domain print editions means that no +one owns a United States copyright in these works, so the Foundation +(and you!) can copy and distribute it in the United States without +permission and without paying copyright royalties. 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